Request for Proposals: Fiscal Year 2009 Funding Opportunity for Research on the Economic Impact of Cooperatives, 42845-42851 [E9-20348]
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Federal Register / Vol. 74, No. 163 / Tuesday, August 25, 2009 / Notices
Dated: August 13, 2009.
William J. Lange,
Acting Deputy Chief, Research &
Development.
[FR Doc. E9–20442 Filed 8–24–09; 8:45 am]
recommendations submitted by
SUSTAIN and will consult with the
Food Aid Consultative Group before
actions are taken in response to the
findings.
BILLING CODE 3410–11–P
Signed at Washington, DC, on August 17,
2009.
Jonathan Coppess,
Administrator, Farm Service Agency.
[FR Doc. E9–20296 Filed 8–24–09; 8:45 am]
DEPARTMENT OF AGRICULTURE
Farm Service Agency
BILLING CODE 3410–05–P
Food Aid Quality Improvement Report
Farm Service Agency, USDA.
Notice.
AGENCY:
ACTION:
The Farm Service Agency
(FSA) is making available the Food Aid
Quality Project report prepared by
Sharing Science and Technology to Aid
in the Improvement of Nutrition
(SUSTAIN). The report contains
recommendations for improvements in
the specifications, micronutrient
composition, commodity sampling, and
testing regimes for commodities
procured by FSA for the U.S.
international food assistance programs.
FOR FURTHER INFORMATION CONTACT:
Howard Froehlich, Export Program
Manager, phone: (202) 720–7398; mail:
Farm Service Agency, USDA, ATTN:
Howard Froehlich, Export Program
Manager, Commodity Operations
Divisions, STOP 0553, 1400
Independence Avenue, SW.,
Washington, DC 20250–0553; e-mail:
Howard.Froehlich@wdc.fsa.usda.gov;
fax: (202) 690–3123. Persons with
disabilities who require alternative
means for communication information
(Braille, large print, audiotape, etc.)
should contact USDA’s TARGET Center
at (202) 720–2600 (voice and TDD).
SUPPLEMENTARY INFORMATION: The
purpose of this notice is to announce
the availability of the Food Aid Quality
Project report. The Food Aid Quality
Project Report was undertaken to meet
the objectives established jointly by
USDA and the United States Agency for
International Development (USAID) to
improve and ensure the quality, safety,
nutrient delivery and shelf life of
international food assistance provided
by the U.S. Government to 56 countries
worldwide. SUSTAIN, a nonprofit
organization, conducted the project and
provided the report that contains their
findings and recommendations to
USDA.
The public can access the published
report through the Commodity
Operations Web site at https://
www.fsa.usda.gov/FSA/webapp?area=
home&subject=coop&topic=landing.
USDA will continue to review the
report and evaluate the
SUMMARY:
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DEPARTMENT OF AGRICULTURE
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Rural Housing Service
Rural Business-Cooperative Service
Rural Utilities Service
Notice of Funds Availability Under the
American Recovery and Reinvestment
Act, 2009; Correction
AGENCIES: Rural Housing Service, Rural
Business-Cooperative Service, and Rural
Utilities Service, USDA.
ACTION: Notice; correction.
SUMMARY: The Rural Housing Service
(RHS), Rural Business-Cooperative
Service (RBS), and Rural Utilities
Service (RUS) published a document in
the Federal Register on July 23, 2009, at
74 FR 36448. The document did not
provide a date for the comment period
for the collection of information under
the DATES section or the ‘‘Comments’’
under the Paperwork Reduction Act
section.
FOR FURTHER INFORMATION CONTACT:
Information regarding this correction
should be directed to Cheryl Thompson,
Regulations and Paperwork
Management Branch, 202–692–0043.
Correction
In the Federal Register of July 23,
2009, in FR Doc. E9–17512, the
corrections are as follows:
1. On page 36448, in the first column,
at the end of the paragraph under DATES,
add the following paragraph:
The comment period for information
collection under the Paperwork
Reduction Act of 1995 continues
through September 21, 2009. Comments
on the paperwork burden must be
received by this date to be assured of
consideration.
2. On page 36450, in the second
column, at the end of the paragraph
under ‘‘Paperwork Reduction Act’’, add
the following paragraph:
Comments
Comments are invited regarding: (a)
Whether the proposed collection of
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information is necessary for the proper
performance of the functions of Rural
Development, including whether the
information will have practical utility;
(b) the accuracy of Rural Development’s
estimate of the burden of the proposed
collection of information including the
validity of the methodology and
assumptions used; (c) ways to enhance
the quality, utility and clarity of the
information to be collected; and (d)
ways to minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology.
Comments may be sent to Cheryl
Thompson, Regulations and
Management Branch, Support Services
Division, U.S. Department of
Agriculture, Rural Development, STOP
0742, 1400 Independence Ave., SW.,
Washington, DC 20250. All responses to
this Notice will be summarized and
included in the request for OMB
approval. All comments will also be a
matter of public record.
Dated: August 18, 2009.
Dallas Tonsager,
Under Secretary.
[FR Doc. E9–20347 Filed 8–24–09; 8:45 am]
BILLING CODE 3410–XY–P
DEPARTMENT OF AGRICULTURE
Rural Business-Cooperative Service
Request for Proposals: Fiscal Year
2009 Funding Opportunity for
Research on the Economic Impact of
Cooperatives
AGENCY: Rural Business-Cooperative
Service, USDA.
ACTION: Initial notice of request for
proposals.
SUMMARY: Rural Business-Cooperative
Service programs are administered
through USDA Rural Development.
USDA Rural Development announces
the availability of $300,000 in
competitive cooperative agreement
funds for fiscal year (FY) 2009 to
conduct research on the national
economic impact of all types of
cooperatives. USDA Rural Development
hereby requests proposals from
institutions of higher education
interested in applying for a
competitively awarded cooperative
research agreement. This funding is a
follow through on to funding awarded
in FY 2006, FY 2007 and FY 2008, the
intent of which was to encourage
research on the critical issue of the
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economic value of cooperatives.
Funding for FY 2009 is expected to
expand upon research undertaken with
FY 2006, FY 2007 and FY 2008 funds.
DATES: Interested parties may submit
completed applications for the
cooperative agreement on paper or
electronically according to the following
deadlines:
Paper copies must be received by
September 18, 2009, to be eligible for FY
2009 funding. Electronic copies must be
received by September 18, 2009, to be
eligible for FY 2009 funding. Late
applications are not eligible for FY 2009
funding.
ADDRESSES: Applicants may obtain
application forms, guides, and materials
for the cooperative agreement at https://
www.rurdev.usda.gov/rbs/coops/
reic.htm or by contacting USDA Rural
Development at (202) 720–8460, (TDD:
(800) 877–8339, Federal Information
Relay Service) and ask for the
cooperative research agreement
application kit.
Submit completed paper applications
for a cooperative agreement to USDA
Rural Development’s Cooperative
Programs, Attn: Cooperative Research,
Mail STOP 3250, Room 4016–South,
1400 Independence Avenue, SW.,
Washington, DC 20250–3250. The
phone number that should be used for
FedEx packages is (202) 720–7558.
Submit electronic applications at
https://www.grants.gov, following the
instructions found on this Web site.
FOR FURTHER INFORMATION CONTACT: Visit
the program Web site at https://
www.rurdev.usda.gov/rbs/coops/
reic.htm, which contains application
guidance, including an Application
Guide and application forms. Or you
may contact USDA Rural Development
at (202) 720–8460 (TDD: (800) 877–8339
Federal Information Relay Service).
SUPPLEMENTARY INFORMATION:
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Paperwork Reduction Act
Under the Paperwork Reduction Act,
44 U.S.C. 3501 et seq., OMB must
approve all ‘‘collections of information’’
by USDA Rural Development. The Act
defines ‘‘collection of information’’ as a
requirement for ‘‘answers to * * *
identical reporting or recordkeeping
requirements imposed on ten or more
persons * * *.’’ (44 U.S.C. 3502(3)(A))
Because the RFP is expected to receive
less than 10 respondents, the
‘‘collection of information’’ requirement
in the Paperwork Reduction Act does
not apply.
Overview
Federal Agency: Rural BusinessCooperative Service.
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Funding Opportunity Title: Research
on the Economic Impact of
Cooperatives.
Announcement Type: Initial
announcement.
Catalog of Federal Domestic
Assistance Number: 10.778.
Dates: You may submit completed
applications for the cooperative
agreement on paper or electronically
according to the following deadlines:
Paper copies must be received by
September 18, 2009, to be eligible for FY
2009 funding. Late applications are not
eligible for FY 2009 funding.
Electronic copies must be received by
September 18, 2009, to be eligible for FY
2009 funding. Late applications are not
eligible for FY 2009 funding.
I. Funding Opportunity Description
This solicitation is issued pursuant to
the Omnibus Appropriations Act, 2009
(Pub. L. 111–8) directing funds ‘‘for a
cooperative research agreement with a
qualified academic institution to
conduct research on the national
economic impact of all types of
cooperatives.’’ The Secretary of
Agriculture has delegated the program’s
administration to USDA Rural
Development.
The primary objective of this
cooperative research agreement program
is to facilitate university research on the
national economic impact of
cooperatives. This cooperative research
agreement is a continuation of research
conducted in USDA Rural Development
cooperative research agreements RD–
06–01, RBS–07–31 and RBS–08–00. As
further described below, data generated
and results produced in cooperative
research agreements RD–06–01, RBS
07–31 and RBS–08–00 will be accessible
to the institution awarded this
cooperative research agreement.
Existing Web-based methodologies will
be used to enable cooperatives to enter
financial and other impact data on a
periodic basis; apply the methodology
to collect data updates estimates of
economic impact of cooperatives;
analyze the impact of cooperatives on
local wealth creation and retention, and
analyze the total returns to investment
in cooperatives. Methodologies will
need to account for cooperative
organizational complexity, such as a
single organization’s several local,
regional, and national locations, as well
as sector differences.
The cooperative agreement proposal
must address specifically, and in detail
sufficient to assess the effectiveness of
proposed work, how the following
deliverables will be provided:
1. An analysis of how and the extent
to which cooperatives facilitate the
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creation and retention of wealth within
the local communities they serve. The
analysis should include the
identification of cooperative models and
practices that could enhance
cooperative contribution to local wealth
creation. The University of Wisconsin
has completed the first phase of the
multi-year projects by producing
estimates of wealth creation by
cooperatives by using standard methods
of estimation of business economic
impact for the U.S. and for each of the
following four sectors: commercial sales
and marketing, social and public
services, financial services, and utilities,
and estimated for each of the seventeen
subsectors. These results are published
on the Web (https://
www.rurdev.usda.gov/rbs/coops/
reic.htm) and specific collaboration
with the University of Wisconsin is
expected in making further use of this
database.
2. An analysis of the total returns to
investment in cooperatives, including
returns to the cooperative businesses at
the enterprise level as well as the
impact of cooperative returns and
services to the cooperatives’ members at
their enterprise levels. Total returns to
investment should be analyzed using
the same classification scheme as
reported in Deliverable #1 above.
3. Further development of sound
methodologies and their application to
newly-generated data for identifying
and measuring the economic impacts of
cooperatives as to the following:
i. Local, State, and regional
significance and impact analysis using
appropriate input-output, social
accounting matrix, and multiplier tools;
ii. Differential economic impacts of
cooperatives as compared to other types
of organizations performing the same
general functions, including but not
limited to (a) the differential impacts of
local ownership versus ownership from
outside the region and (b) any special
economic impacts generated by the
patron-oriented characteristics of
cooperative businesses;
iii. Whether a non-cooperative
business enterprise would exist in the
local or regional economy if the
cooperative did not exist;
iv. Displacement or replacement of
other businesses by cooperatives;
v. Departure of a cooperative
including a cooperative’s replacement
by another type of business;
vi. Impact on local, regional, and
national tax generation and on
infrastructure.
vii. Cross sector analysis of
cooperative governance, financial and
operating best practices;
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viii. Opportunities for cooperatives
from different sectors to form working
relationships.
4. USDA Rural Development will
arrange for the winner of this
competition to obtain updates and
preliminary data from the University of
Wisconsin, the FY 2006, FY 2007 and
FY 2008 award recipient, as further
progress is made on the FY 2006, FY
2007 and FY 2008 research. Data
available to the FY 2009 award recipient
will include:
i. Number and headquarters location
of cooperatives,
ii. Volume measures appropriate for
each sector (revenues, dollar value, and
other appropriate size indicators),
iii. Number of persons impacted by
the cooperative (members, patrons, or
investors), and
iv. Number of full-time equivalent
jobs and other economic impact
variables.
v. Cooperative data will be identified
using the North American Industry
Classification System (NAICS).
5. Economic impact analyses as
described in deliverables 3 and 4 above
to be conducted on a sector basis.
Sectors to be analyzed include:
i. Housing,
ii. Health care,
iii. Daycare/elder care,
iv. Financial services,
v. Grocery/consumer retail,
vi. Business-to-business (wholesaling,
manufacturing),
vii. Agricultural marketing (including
organic and conventional),
viii. Agricultural supplies and
services,
ix. Public services (including
transportation and education),
x. Renewable energy, and
xi. Utilities.
6. The population of a database for
individual cooperative and summary
data collected and additional data
generated as necessary to obtain
economic impacts as described in
deliverables 3 and 4 above. The
database is to be delivered to USDA
Rural Development. USDA Rural
Development will work with the grantee
to integrate data from this deliverable
into existing database applications.
7. The performance of subcontracting
services, oversight, and financial
controls for the overall project.
8. The submission of quarterly
progress reports and quarterly financial
reports to USDA Rural Development;
and
9. The preparation and submission of
publishable quality written reports for
Deliverables 1 through 5 to USDA Rural
Development.
USDA Rural Development will
competitively award one cooperative
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agreement to fund the collection and
analysis of data to determine the
national economic impact of
cooperatives. An institution of higher
education may collaborate with others
on the research and data collection. A
formal consortium of academic
institutions is allowed.
Definitions
The definitions at 7 CFR 3019.2 are
incorporated by reference.
II. Award Information
Type of Award: Cooperative
Agreement.
Fiscal Year Funds: FY 2009.
Approximate Total Funding:
$300,000.
Approximate Number of Awards: 1.
Approximate Average Award:
$300,000.
Floor of Award Range: None.
Ceiling of Award Range: $300,000.
Anticipated Award Date: September
25, 2009.
Budget Period Length: 12 months.
Project Period Length: 12 months.
III. Eligibility Information
A. Eligible Applicants
Applicants must be institutions of
higher education. Proposals may be
submitted by public or private colleges
or universities, research foundations
maintained by a college or university, or
private nonprofit organizations funded
by a group of colleges or universities.
B. Cost Sharing or Matching
Matching funds are not required but
are highly encouraged. Applicants must
verify in their applications that
matching funds are available for the
time period of the agreement if the
matching funds are required to complete
the project. Matching funds must be
provided by either the applicant or by
a third party in the form of cash or inkind contributions. Matching funds
must be spent on eligible expenses and
must be from eligible sources.
C. Other Eligibility Requirements
Indirect Cost Eligibility: Public Law
111–8, ‘‘Omnibus Appropriations Act,
2009’’ continues the provision which
states ‘‘No funds appropriated by this
Act may be used to pay negotiated
indirect cost rates on cooperative
agreements or similar arrangements
between the United States Department
of Agriculture and nonprofit institutions
in excess of 10 percent of the total direct
cost of the agreement when the purpose
of such cooperative arrangements is to
carry out programs of mutual interest
between the two parties.’’ Indirect costs
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in excess of 10 percent of the direct cost,
therefore, will be ineligible for funding.
Activity Eligibility: A cooperative
agreement reflects a relationship
between the United States Government
and an eligible recipient where the
principal purpose of the relationship is
the transfer of money, property,
services, or anything of value to the
eligible recipient to carry out the
desired research; and substantial
involvement is anticipated between
USDA Rural Development acting for the
United States Government and the
eligible recipient during the
performance of the research in the
agreement. A cooperative agreement is
not a grant. Therefore, the project
proposed must include a description of
USDA Rural Development’s substantial
participation. USDA Rural Development
may subsequently negotiate the nature
of its participation before the
cooperative agreement is executed.
Applicants that propose budgets that
include more than 10 percent of total
project costs that are ineligible for the
program will be ineligible, and the
application will not be considered for
funding. However, if an application
with 10 percent or less of ineligible
costs is selected for funding, all
ineligible costs must be removed from
the project and replaced with eligible
activities or the amount of the award
will be reduced accordingly.
Cooperative Agreement Period
Eligibility: Applications that have a
timeframe of more than 12 months will
be considered ineligible and will not be
considered for funding. Applications
that request funds for a time period
ending after September 30, 2010, will
not be considered for funding.
Completeness Eligibility: Applications
without sufficient information to
determine eligibility will not be
considered for funding. Applications
that are missing any required elements
(in whole or in part) will not be
considered for funding.
IV. Application and Submission
Information
A. Address To Request Application
Package
If you plan to apply using a paper
application, you can obtain the
application package for this funding
opportunity at https://
www.rurdev.usda.gov/rbs/coops/
reic.htm. If you plan to apply
electronically, you must visit https://
www.grants.gov and follow the
instructions.
B. Content and Form of Submission
You may submit your application in
paper or in an electronic format. You
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may view the Application Guide at
https://www.rurdev.usda.gov/rbs/coops/
reic.htm.
If you submit your application in
paper form, you must submit one signed
original of your complete application
along with two additional copies.
If you submit your application
electronically, you must follow the
instructions given at https://
www.grants.gov. Applicants are advised
to visit the site well in advance of the
application deadline if they plan to
apply electronically to insure that they
have obtained the proper authentication
and have sufficient computer resources
to complete the application.
An application must contain all of the
following elements. Any application
that is missing any element or contains
an incomplete element will not be
considered for funding:
1. Form SF–424, Application for
Federal Assistance. In order for this
form to be considered complete, it must
contain the legal name of the applicant,
the applicant’s Dun and Bradstreet Data
Universal Numbering System (DUNS)
number, the applicant’s complete
mailing address, the name and
telephone number of a contact person,
the employer identification number
(EIN), the start and end dates of the
project, the Federal funds requested,
other funds that will be used as
matching funds, an answer to the
question, ‘‘Is applicant delinquent on
any Federal debt?’’, the name and
signature of an authorized
representative, the telephone number of
the authorized representative, and the
date the form was signed. Other
information requested on the form may
be applicable, but the above-listed
information is required for an
application to be considered complete.
The DUNS number is a nine-digit
identification number, which uniquely
identifies business entities. Applicants
can receive a DUNS number at no cost
by accessing https://www.dnb.com/us/ or
calling (866) 705–5711.
2. Form SF–424A, Budget
Information—Non-Construction
Programs. In order for this form to be
considered complete, the applicant
must fill out Sections A, B, C, and D.
The applicant must include both
Federal and any matching funds to be
included.
3. Form SF–424B, Assurances—NonConstruction Programs. In order for this
form to be considered complete, the
form must be signed by an authorized
official and include the title, name of
applicant, and date.
4. Title Page. The title page must
include the title of the project as well as
any other relevant identifying
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information. The length should not
exceed one page.
5. Table of Contents. For ease of
locating information, each proposal
must contain a detailed Table of
Contents immediately following the title
page.
6. Executive Summary. A summary of
the proposal, not to exceed one page,
must briefly describe the project,
including goals, tasks to be completed,
and other relevant information that
provides a general overview of the
project. In the event an applicant
submits more than one page for this
element, only the first page submitted
will be considered.
7. Eligibility Discussion. A detailed
discussion, not to exceed four pages,
will describe how the applicant meets
the eligibility requirements. In the event
that more than four pages are submitted,
only the first four pages will be
considered.
i. Applicant Eligibility. The applicant
must first describe how it meets the
definition of an institution of higher
education.
ii. Purpose Eligibility. The applicant
must describe how the project purpose
is eligible for funding. The project
purpose is comprised of two
components. First, the applicant must
describe how the proposed project
consists of activities needed to
determine the national economic impact
of all types of cooperatives. Second, the
applicant must demonstrate that the
combined activities are sufficient to
estimate the national economic impact
of all types of cooperatives.
8. Proposal Narrative. The narrative
must include the following information:
i. Project Title. The title of the
proposed project must be brief, not to
exceed 75 characters, yet describe the
essentials of the project. It should match
the project title submitted on the SF–
424. The project title does not need to
appear on a separate page. It can be
included on the title page and/or on the
information sheet.
ii. Information Sheet. A separate onepage information sheet listing each of
the evaluation criteria referenced in this
funding announcement followed by the
page numbers of all relevant material
contained in the proposal that address
or support each criterion.
iii. Goals of the Project. A clear
statement of the ultimate goals of the
project must be included. There must be
an explanation of how economic benefit
will be measured.
iv. Workplan. The narrative must
contain a description of the project and
set forth the tasks involved in
reasonable detail. The description
should specify the activity, who will
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perform the activity, during what
timeframe the activity will take place,
and the cost of the activity. Please note
that one of the proposal evaluation
criteria evaluates the workplan and
budget. Applicants should only submit
the workplan and budget once, either in
this section or as part of the workplan/
budget evaluation criterion discussion.
v. Proposal Evaluation Criteria. Each
of the proposal evaluation criteria
referenced in this funding
announcement must be addressed,
specifically and individually, in
narrative form.
9. Certification of Judgment.
Applicants must certify that the United
States has not obtained a judgment
against them. No Federal funds shall be
used to pay a judgment obtained by the
United States. It is suggested that
applicants use the following language
for the certification. ‘‘[INSERT NAME
OF APPLICANT] certifies that the
United States has not obtained a
judgment against it.’’ A separate
signature is not required.
10. Verification of Matching Funds.
Matching funds are not required but are
highly encouraged. If matching funds
are provided, applicants must provide a
budget to support the workplan showing
all sources and uses of funds during the
project period. Applicants will be
required to verify any and all matching
funds, both cash and in-kind. All
proposed matching funds must be
specifically documented in the
application. If the matching funds are to
be provided by an in-kind contribution
from the applicant, the application must
include a signed letter from an
authorized representative of the
applicant verifying the goods or services
to be donated, when the goods and
services will be donated, and the value
of the goods or services. Applicants
should note that only goods or services
for which no expenditure is made can
be considered in-kind. If the applicant
is paying for goods and services as part
of the matching funds contribution, the
expenditure is considered a cash match,
and should be verified as such. If the
matching funds are to be provided by a
third party in cash, the application must
include a signed letter from that third
party verifying how much cash will be
donated and when it will be donated.
Verification of funds donated outside
the proposed time period of the
cooperative agreement will not be
accepted. If the matching funds are to be
provided by a third party in-kind
donation, the application must include
a signed letter from the third party
verifying the goods or services to be
donated, when the goods and services
will be donated, and the value of the
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goods or services. Verification of in-kind
contributions donated outside the
proposed time period of the cooperative
agreement will not be accepted.
Verification of in-kind contributions
that are over-valued will not be
accepted. The valuation process for the
in-kind funds does not need to be
included in the application, especially if
it is lengthy, but the applicant must be
able to demonstrate how the valuation
was achieved at the time of notification
of tentative selection for the award. If
the applicant cannot satisfactorily
demonstrate how the valuation was
determined, the award may not be
made.
If matching funds are in cash, they
must be spent on goods and services
that are eligible expenditures for this
cooperative agreement program. If
matching funds are in-kind
contributions, the donated goods or
services must be considered eligible
expenditures for this program. The
matching funds must be spent or
donated during the agreement period.
(See 7 CFR parts 3015 and 3019 for
funds use eligibility rules.)
If acceptable verification for all
proposed matching funds is missing
from the application by the application
deadline, the application will receive
zero points for the Funding Match part
of the evaluation criteria.
C. Submission Dates and Times
Application Deadline Date:
September 18, 2009.
Explanation of Deadlines: Paper
applications must be received by the
deadline date (see Section IV.F. for the
address). Final electronic applications
must be received by https://
www.grants.gov by the deadline date. If
your application does not meet the
deadline above, it will not be
considered for funding. You will be
notified whether or not your application
was received on time.
D. Intergovernmental Review of
Applications
Executive Order 12372,
Intergovernmental Review of Federal
Programs, does not apply to this
program.
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E. Funding Restrictions
Funding restrictions apply to both
Federal funds and matching funds.
Funds may only be used for activities
related to determining the economic
impact of cooperatives.
No funds made available under this
solicitation shall be used to:
1. Pay for the preparation of the
cooperative agreement application;
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2. Pay expenses not directly related to
the funded project;
3. Fund political or lobbying
activities;
4. Fund any activities prohibited by 7
CFR parts 3015 or 3019;
5. Duplicate current services or
replace or substitute support previously
provided;
6. Pay costs of the project incurred
prior to the date of agreement approval;
or
7. Pay any judgment or debt owed to
the United States.
F. Other Submission Requirements
You may submit your paper
application for a cooperative agreement
to USDA Rural Development’s
Cooperative Programs, Attn:
Cooperative Research, Mail STOP 3250,
Room 4016–South, 1400 Independence
Ave., SW., Washington, DC 20250–3250.
The phone number that should be used
for FedEx packages is (202) 720–7558.
You may also choose to submit your
application electronically at https://
www.grants.gov. Final applications may
not be submitted by electronic mail,
facsimile, or by hand-delivery. Any
application submission in a nonelectronic format must contain all
required documents in one envelope.
V. Application Review Information
A. Criteria
All eligible and complete applications
will be evaluated based on the following
criteria and maximum point allowances.
Failure to address any one of the
following criteria by the application
deadline will result in a determination
of incomplete and the application will
not be considered for funding. The total
points available for the set of criteria are
100.
1. Relevance of the project proposal
(30 points). Proposals will be evaluated
on how directly they address the stated
objective of demonstrating economic
impact of all types of cooperatives in the
United States. Factors to be weighed by
evaluators in scoring a proposal’s
relevance will include the:
• Definition of clear and objective
measures of impact;
• Definition of specific measurement
strategies for obtaining impact measures
from each major cooperative sector and
each category of persons impacted by
cooperatives; and
• Description of sound data collection
and analysis methodology.
2. Quality of Workplan (30 points).
The quality evaluation criterion will be
based on whether the proposal outlines
a sound plan of work that will meet the
objectives in a timely and cost-efficient
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42849
manner. Factors to be weighed by
evaluators in scoring a proposal’s
workplan will include:
• How well the steps for carrying out
the work are defined;
• The logic of the sequence of
proposed steps and the likelihood they
will achieve their intended result;
• The establishment of clear
benchmarks and timetables to measure
the progress of the project;
• The detail, accuracy, and
reasonableness of the project’s proposed
budget; and
• The ability to replicate measures
from the FY 2006, FY 2007 and FY 2008
funding cycles.
3. Quality of personnel and
management plan (20 points). The
quality of the management plan and the
personnel involved in carrying out the
proposed project will evaluate the
capabilities of the individuals and
institutions to implement the work plan
in an effective manner. Factors to be
weighed by evaluators in scoring a
proposal’s personnel and management
plan will include the:
• Experience of project leaders and
the lead institution in managing
complex research projects;
• Demonstration of a clear
understanding of business models and
general economic development;
• Management controls, progress
measurements, and reporting systems
within a structured project management
plan; and
• Experience and relevant skills of
researchers, consultants, and
subcontractors assigned to carry out
specific roles in the project.
4. Cooperative and academic
community support (20 points). Points
will be awarded for having support for
the proposal from both cooperative and
academic communities. This support
should be evidenced by either
contribution of resources or by
statements from representatives about
the value of the proposed research to
their organizations or communities.
B. Review and Selection Process
Each application will be initially
reviewed by Rural Development
personnel for eligibility and to
determine whether all required
elements are complete. A list of required
elements follows:
•
•
•
•
•
•
•
•
•
SF–424
SF–424A
SF–424B
Title Page
Table of Contents
Executive Summary
Applicant Eligibility Discussion
Purpose Eligibility Discussion
Project Title
E:\FR\FM\25AUN1.SGM
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42850
•
•
•
•
•
•
•
•
•
Federal Register / Vol. 74, No. 163 / Tuesday, August 25, 2009 / Notices
Information Sheet
Goals of the Project
Work Plan
Proposal Evaluation Criterion 1
Proposal Evaluation Criterion 2
Proposal Evaluation Criterion 3
Proposal Evaluation Criterion 4
Certification of Judgment
Verification of any Matching Funds
Any incomplete or ineligible
applications will not be further
evaluated or considered for funding.
All eligible and complete proposals
will be evaluated by a team of at least
three reviewers based on criteria 1
through 4 described in paragraph A of
this section. Reviewers will represent
the Rural Development broad mission
area, and will include at least three
employees of USDA.
Once the scores for criteria 1 through
4 have been independently completed
by the three reviewers, the scores will
be used to rank the proposals. If the
three reviewers rank the best proposal
differently then, with the aid of a
facilitator, the three reviewers will
develop a consensus ranking. If the
three reviewers cannot reach a
consensus, two additional reviewers
will review the proposals and be added
to the rankings. A final ranking will be
obtained based on the consensus
rankings of the three member review
panel, or, if appointed, the average of
the five reviewers’ rankings. Final
award recommendation will be sent to
the Under Secretary for Rural
Development for final selection
concurrence.
After the award selection is made, all
applicants will be notified of the status
of their applications by mail. The
awardee must meet all statutory and
regulatory program requirements in
order to receive the award. In the event
that an awardee cannot meet the
requirements, the award will be
withdrawn.
C. Anticipated Announcement and
Award Dates
Award Date: The announcement of
award selection is expected to occur on
or about September 25, 2009.
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VI. Award Administration Information
A. Award Notices
The successful applicant will receive
a notification of tentative selection for
funding from USDA Rural Development.
The applicant must sign a mutually
agreed to cooperative agreement and
comply with all applicable statutes,
regulations, and this notice before the
award will receive final approval.
Unsuccessful applicants will receive
notification, including mediation
procedures and appeal rights, by mail.
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22:52 Aug 24, 2009
Jkt 217001
B. Administrative and National Policy
Requirements
This award is subject to 7 CFR parts
3015 and 3019. These regulations may
be accessed at https://
www.access.gpo.gov/nara/cfr/cfr-tablesearch.html#page1.
The following additional
documentation requirements apply to
the awardee selected for this program:
• Agency Approved Cooperative Agreement
• Form RD 1940–1, ‘‘Request for Obligation
of Funds’’
• Form AD–1047, ‘‘Certification Regarding
Debarment, Suspension, and Other
Responsibility Matters—Primary Covered
Transactions’’
• Form AD–1048, ‘‘Certification Regarding
Debarment, Suspension, Ineligibility and
Voluntary Exclusion—Lower Tier Covered
Transactions’’
• Form AD–1049, ‘‘Certification Regarding a
Drug-Free Workplace Requirements
(Grants)’’
• Form RD 400–1, ‘‘Equal Opportunity
Agreement’’
• Form RD 400–4, ‘‘Assurance Agreement’’
Additional information on these
requirements can be found at https://
www.rurdev.usda.gov/rbs/coops/
reic.htm.
Reporting Requirements: You must
provide USDA Rural Development with
an original or an electronic copy that
includes all required signatures of the
following reports. The reports should be
submitted to the Agency contact listed
on your Cooperative Agreement. Failure
to submit satisfactory reports on time
may result in suspension or termination
of your award.
1. Form SF–269 or SF–269A. A
‘‘Financial Status Report,’’ listing
expenditures according to agreed upon
budget categories, on a quarterly basis.
Reporting periods end each December
31, March 31, June 30, and September
30. Reports are due 30 days after the
reporting period ends.
2. Quarterly performance reports that
compare accomplishments to the
objectives stated in the proposal.
Identify all tasks completed to date and
provide documentation supporting the
reported results. If the original schedule
provided in the workplan is not being
met, the report should discuss the
problems or delays that may affect
completion of the project. Objectives for
the next reporting period should be
listed. Compliance with any special
condition on the use of award funds
should be discussed. Reporting periods
end each December 31, March 31, June
30, and September 30. Reports are due
30 days after the reporting period ends.
Supporting documentation must also be
submitted for completed tasks. The
supporting documentation for
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completed tasks include, but are not
limited to, questionnaire or interview
guides, publications of research
findings, summaries of data collected,
and any other documentation related to
how funds were spent.
3. Final Project performance reports
that compare accomplishments to the
objectives stated in the proposal.
Identify all tasks completed and provide
documentation supporting the reported
results. If the original schedule provided
in the workplan was not met, the report
must discuss the problems or delays
that affected completion of the project.
Compliance with any special condition
on the use of award funds should be
discussed. Supporting documentation
for completed tasks must also be
submitted. The supporting
documentation for completed tasks
includes, but is not limited to,
publications of research findings,
summaries of data collected,
documentation of data and software
delivered to USDA Rural Development,
and any other documentation related to
how funds were spent. The final
performance report is due within 90
days of the completion of the project.
VII. Agency Contacts
For general questions about this
announcement and for program
technical assistance, please contact the
USDA Rural Development’s Cooperative
Programs, Mail STOP 3250, Room 4016–
South, 1400 Independence Avenue,
SW., Washington, DC 20250–3250,
Telephone: (202) 720–8460 (TDD: (800)
877–8339 Federal Information Relay
Service), e-mail:
cpgrants@wdc.usda.gov.
VIII. Non-Discrimination Statement
USDA prohibits discrimination in all
its programs and activities on the basis
of race, color, national origin, age,
disability, and where applicable, sex,
marital status, familial status, parental
status, religion, sexual orientation,
genetic information, political beliefs,
reprisal, or because all or part of an
individual’s income is derived from any
public assistance program. (Not all
prohibited bases apply to all programs.)
Persons with disabilities who require
alternative means for communication of
program information (Braille, large
print, audiotape, etc.) should contact
USDA’s TARGET Center at (202) 720–
2600 (voice and TDD). To file a
complaint of discrimination, write to
USDA, Director, Office of Civil Rights,
1400 Independence Avenue, SW.,
Washington, DC 20250–9410, or call
(800) 795–3272 (voice), or (202) 720–
6382 (TDD). ‘‘USDA is an equal
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Federal Register / Vol. 74, No. 163 / Tuesday, August 25, 2009 / Notices
opportunity provider, employer, and
lender.’’
Dated: August 14, 2009.
Judith A. Canales,
Administrator, Rural Business-Cooperative
Service.
[FR Doc. E9–20348 Filed 8–24–09; 8:45 am]
BILLING CODE 3410–XY–P
ARCTIC RESEARCH COMMISSION
Arctic Research Commission; Meeting
Notice is hereby given that the U.S.
Arctic Research Commission will hold
its 90th meeting in Kotzebue, AK on
September 14–16, 2009. The Business
Session, open to the public, will
convene at 9:30 a.m. Monday,
September 14, 2009 in Kotzebue, AK.
An Executive Session will follow
adjournment of the Business Session.
The Agenda items include:
(1) Call to order and approval of the
Agenda.
(2) Approval of the Minutes of the
89th Meeting.
(3) Commissioners and Staff Reports.
(4) Discussion of Arctic research
related activities in and around
Kotzebue.
The focus of the meeting will be
reports and updates on programs and
research projects affecting the Arctic.
Any person planning to attend this
meeting who requires special
accessibility features and/or auxiliary
aids, such as sign language interpreters,
must inform the Commission in advance
of those needs.
Contact Person for More Information:
John Farrell, Executive Director, U.S.
Arctic Research Commission, 703–525–
0111 or TDD 703–306–0090.
John Farrell,
Executive Director.
[FR Doc. E9–20185 Filed 8–24–09; 8:45 am]
approximately 7 p.m. at Atlanta Marriott
Marquis, 265 Peachtree Center Ave.,
Atlanta, Georgia. The purpose of the
meeting is to discuss a region wide factfinding activity for 2010.
Members of the public are entitled to
submit written comments. The
comments must be received in the
regional office by October 9, 2009. The
address is U.S. Commission on Civil
Rights, 61 Forsyth St., SW., Suite 18T40,
Atlanta, GA 30303. Persons wishing to
e-mail their comments, or to present
their comments verbally at the meeting,
or who desire additional information
should contact Peter Minarik, Regional
Director, Southern Regional Office, at
(404) 562–7000 or 800–877–8339 for
individuals who are deaf, hearing
impaired, and/or have speech
disabilities or by e-mail to
pminarik@usccr.gov.
Hearing-impaired persons who will
attend the meeting and require the
services of a sign language interpreter
should contact the Regional Office at
least ten (10) working days before the
scheduled date of the meeting.
Records generated from this meeting
may be inspected and reproduced at the
Southern Regional Office, as they
become available, both before and after
the meeting. Persons interested in the
work of this advisory committee are
advised to go to the Commission’s Web
site, https://www.usccr.gov, or to contact
the Southern Regional Office at the
above e-mail or street address.
The meeting will be conducted
pursuant to the provisions of the rules
and regulations of the Commission and
FACA.
Dated in Washington, DC, August 19, 2009.
Peter Minarik,
Acting Chief, Regional Programs
Coordination Unit.
[FR Doc. E9–20361 Filed 8–24–09; 8:45 am]
42851
enforcement and future Committee
activities.
Members of the public are entitled to
submit written comments. The
comments must be received in the
regional office by October 8, 2009. The
address is U.S. Commission on Civil
Rights, 61 Forsyth St., SW., Suite 18T40,
Atlanta, GA 30303. Persons wishing to
e-mail their comments, or to present
their comments verbally at the meeting,
or who desire additional information
should contact Peter Minarik, Regional
Director, Southern Regional Office, at
(404) 562–7000 or 800–877–8339 for
individuals who are deaf, hearing
impaired, and/or have speech
disabilities or by e-mail to
pminarik@usccr.gov.
Hearing-impaired persons who will
attend the meeting and require the
services of a sign language interpreter
should contact the Regional Office at
least ten (10) working days before the
scheduled date of the meeting.
Records generated from this meeting
may be inspected and reproduced at the
Southern Regional Office, as they
become available, both before and after
the meeting. Persons interested in the
work of this advisory committee are
advised to go to the Commission’s Web
site, https://www.usccr.gov, or to contact
the Southern Regional Office at the
above e-mail or street address.
The meeting will be conducted
pursuant to the provisions of the rules
and regulations of the Commission and
FACA.
Dated in Washington, DC, August 19, 2009.
Peter Minarik,
Acting Chief, Regional Programs
Coordination Unit.
[FR Doc. E9–20362 Filed 8–24–09; 8:45 am]
BILLING CODE 6335–01–P
COMMISSION ON CIVIL RIGHTS
BILLING CODE 6335–01–P
BILLING CODE 7555–01–M
Sunshine Act Notice
COMMISSION ON CIVIL RIGHTS
COMMISSION ON CIVIL RIGHTS
pwalker on DSK8KYBLC1PROD with NOTICES
Agenda and Notice of a Public Meeting
of the State Advisory Committee
Chairs of the Southern Region of the
U.S. Commission on Civil Rights
Notice is hereby given, pursuant to
the provisions of the rules and
regulations of the U.S. Commission on
Civil Rights (Commission), and the
Federal Advisory Committee Act
(FACA), that a meeting of the State
Advisory Committee Chairs of the
Southern Region of the Commission will
convene on Wednesday, September 9,
2009 at 1 p.m. and adjourn at
VerDate Nov<24>2008
22:52 Aug 24, 2009
Jkt 217001
Agenda and Notice of Public Meeting
of the Georgia Advisory Committee
Notice is hereby given, pursuant to
the provisions of the rules and
regulations of the U.S. Commission on
Civil Rights (Commission), and the
Federal Advisory Committee Act
(FACA), that a meeting of the Georgia
Advisory Committee (Committee) to the
Commission will convene on Tuesday,
September 8, 2009 at 4 p.m. and adjourn
at approximately 7 p.m. at 3593
Hemphill Street, College Park, Georgia.
The purpose of the meeting is to discuss
the Committee’s report on fair housing
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AGENCY: United States Commission on
Civil Rights.
ACTION: Notice of meeting.
DATE AND TIME: Thursday, September 3,
2009; 11:30 a.m. EDT.
PLACE: Via Teleconference, Public Dial
In—1–800–597–7623, Conference ID #
26317162.
Meeting Agenda
This meeting is open to the public.
I. Approval of Agenda
II. Staff Director’s Report
• Update on Building Improvements.
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Agencies
[Federal Register Volume 74, Number 163 (Tuesday, August 25, 2009)]
[Notices]
[Pages 42845-42851]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-20348]
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Rural Business-Cooperative Service
Request for Proposals: Fiscal Year 2009 Funding Opportunity for
Research on the Economic Impact of Cooperatives
AGENCY: Rural Business-Cooperative Service, USDA.
ACTION: Initial notice of request for proposals.
-----------------------------------------------------------------------
SUMMARY: Rural Business-Cooperative Service programs are administered
through USDA Rural Development. USDA Rural Development announces the
availability of $300,000 in competitive cooperative agreement funds for
fiscal year (FY) 2009 to conduct research on the national economic
impact of all types of cooperatives. USDA Rural Development hereby
requests proposals from institutions of higher education interested in
applying for a competitively awarded cooperative research agreement.
This funding is a follow through on to funding awarded in FY 2006, FY
2007 and FY 2008, the intent of which was to encourage research on the
critical issue of the
[[Page 42846]]
economic value of cooperatives. Funding for FY 2009 is expected to
expand upon research undertaken with FY 2006, FY 2007 and FY 2008
funds.
DATES: Interested parties may submit completed applications for the
cooperative agreement on paper or electronically according to the
following deadlines:
Paper copies must be received by September 18, 2009, to be eligible
for FY 2009 funding. Electronic copies must be received by September
18, 2009, to be eligible for FY 2009 funding. Late applications are not
eligible for FY 2009 funding.
ADDRESSES: Applicants may obtain application forms, guides, and
materials for the cooperative agreement at https://www.rurdev.usda.gov/rbs/coops/reic.htm or by contacting USDA Rural Development at (202)
720-8460, (TDD: (800) 877-8339, Federal Information Relay Service) and
ask for the cooperative research agreement application kit.
Submit completed paper applications for a cooperative agreement to
USDA Rural Development's Cooperative Programs, Attn: Cooperative
Research, Mail STOP 3250, Room 4016-South, 1400 Independence Avenue,
SW., Washington, DC 20250-3250. The phone number that should be used
for FedEx packages is (202) 720-7558.
Submit electronic applications at https://www.grants.gov, following
the instructions found on this Web site.
FOR FURTHER INFORMATION CONTACT: Visit the program Web site at https://www.rurdev.usda.gov/rbs/coops/reic.htm, which contains application
guidance, including an Application Guide and application forms. Or you
may contact USDA Rural Development at (202) 720-8460 (TDD: (800) 877-
8339 Federal Information Relay Service).
SUPPLEMENTARY INFORMATION:
Paperwork Reduction Act
Under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq., OMB must
approve all ``collections of information'' by USDA Rural Development.
The Act defines ``collection of information'' as a requirement for
``answers to * * * identical reporting or recordkeeping requirements
imposed on ten or more persons * * *.'' (44 U.S.C. 3502(3)(A)) Because
the RFP is expected to receive less than 10 respondents, the
``collection of information'' requirement in the Paperwork Reduction
Act does not apply.
Overview
Federal Agency: Rural Business-Cooperative Service.
Funding Opportunity Title: Research on the Economic Impact of
Cooperatives.
Announcement Type: Initial announcement.
Catalog of Federal Domestic Assistance Number: 10.778.
Dates: You may submit completed applications for the cooperative
agreement on paper or electronically according to the following
deadlines:
Paper copies must be received by September 18, 2009, to be eligible
for FY 2009 funding. Late applications are not eligible for FY 2009
funding.
Electronic copies must be received by September 18, 2009, to be
eligible for FY 2009 funding. Late applications are not eligible for FY
2009 funding.
I. Funding Opportunity Description
This solicitation is issued pursuant to the Omnibus Appropriations
Act, 2009 (Pub. L. 111-8) directing funds ``for a cooperative research
agreement with a qualified academic institution to conduct research on
the national economic impact of all types of cooperatives.'' The
Secretary of Agriculture has delegated the program's administration to
USDA Rural Development.
The primary objective of this cooperative research agreement
program is to facilitate university research on the national economic
impact of cooperatives. This cooperative research agreement is a
continuation of research conducted in USDA Rural Development
cooperative research agreements RD-06-01, RBS-07-31 and RBS-08-00. As
further described below, data generated and results produced in
cooperative research agreements RD-06-01, RBS 07-31 and RBS-08-00 will
be accessible to the institution awarded this cooperative research
agreement. Existing Web-based methodologies will be used to enable
cooperatives to enter financial and other impact data on a periodic
basis; apply the methodology to collect data updates estimates of
economic impact of cooperatives; analyze the impact of cooperatives on
local wealth creation and retention, and analyze the total returns to
investment in cooperatives. Methodologies will need to account for
cooperative organizational complexity, such as a single organization's
several local, regional, and national locations, as well as sector
differences.
The cooperative agreement proposal must address specifically, and
in detail sufficient to assess the effectiveness of proposed work, how
the following deliverables will be provided:
1. An analysis of how and the extent to which cooperatives
facilitate the creation and retention of wealth within the local
communities they serve. The analysis should include the identification
of cooperative models and practices that could enhance cooperative
contribution to local wealth creation. The University of Wisconsin has
completed the first phase of the multi-year projects by producing
estimates of wealth creation by cooperatives by using standard methods
of estimation of business economic impact for the U.S. and for each of
the following four sectors: commercial sales and marketing, social and
public services, financial services, and utilities, and estimated for
each of the seventeen subsectors. These results are published on the
Web (https://www.rurdev.usda.gov/rbs/coops/reic.htm) and specific
collaboration with the University of Wisconsin is expected in making
further use of this database.
2. An analysis of the total returns to investment in cooperatives,
including returns to the cooperative businesses at the enterprise level
as well as the impact of cooperative returns and services to the
cooperatives' members at their enterprise levels. Total returns to
investment should be analyzed using the same classification scheme as
reported in Deliverable 1 above.
3. Further development of sound methodologies and their application
to newly-generated data for identifying and measuring the economic
impacts of cooperatives as to the following:
i. Local, State, and regional significance and impact analysis
using appropriate input-output, social accounting matrix, and
multiplier tools;
ii. Differential economic impacts of cooperatives as compared to
other types of organizations performing the same general functions,
including but not limited to (a) the differential impacts of local
ownership versus ownership from outside the region and (b) any special
economic impacts generated by the patron-oriented characteristics of
cooperative businesses;
iii. Whether a non-cooperative business enterprise would exist in
the local or regional economy if the cooperative did not exist;
iv. Displacement or replacement of other businesses by
cooperatives;
v. Departure of a cooperative including a cooperative's replacement
by another type of business;
vi. Impact on local, regional, and national tax generation and on
infrastructure.
vii. Cross sector analysis of cooperative governance, financial and
operating best practices;
[[Page 42847]]
viii. Opportunities for cooperatives from different sectors to form
working relationships.
4. USDA Rural Development will arrange for the winner of this
competition to obtain updates and preliminary data from the University
of Wisconsin, the FY 2006, FY 2007 and FY 2008 award recipient, as
further progress is made on the FY 2006, FY 2007 and FY 2008 research.
Data available to the FY 2009 award recipient will include:
i. Number and headquarters location of cooperatives,
ii. Volume measures appropriate for each sector (revenues, dollar
value, and other appropriate size indicators),
iii. Number of persons impacted by the cooperative (members,
patrons, or investors), and
iv. Number of full-time equivalent jobs and other economic impact
variables.
v. Cooperative data will be identified using the North American
Industry Classification System (NAICS).
5. Economic impact analyses as described in deliverables 3 and 4
above to be conducted on a sector basis. Sectors to be analyzed
include:
i. Housing,
ii. Health care,
iii. Daycare/elder care,
iv. Financial services,
v. Grocery/consumer retail,
vi. Business-to-business (wholesaling, manufacturing),
vii. Agricultural marketing (including organic and conventional),
viii. Agricultural supplies and services,
ix. Public services (including transportation and education),
x. Renewable energy, and
xi. Utilities.
6. The population of a database for individual cooperative and
summary data collected and additional data generated as necessary to
obtain economic impacts as described in deliverables 3 and 4 above. The
database is to be delivered to USDA Rural Development. USDA Rural
Development will work with the grantee to integrate data from this
deliverable into existing database applications.
7. The performance of subcontracting services, oversight, and
financial controls for the overall project.
8. The submission of quarterly progress reports and quarterly
financial reports to USDA Rural Development; and
9. The preparation and submission of publishable quality written
reports for Deliverables 1 through 5 to USDA Rural Development.
USDA Rural Development will competitively award one cooperative
agreement to fund the collection and analysis of data to determine the
national economic impact of cooperatives. An institution of higher
education may collaborate with others on the research and data
collection. A formal consortium of academic institutions is allowed.
Definitions
The definitions at 7 CFR 3019.2 are incorporated by reference.
II. Award Information
Type of Award: Cooperative Agreement.
Fiscal Year Funds: FY 2009.
Approximate Total Funding: $300,000.
Approximate Number of Awards: 1.
Approximate Average Award: $300,000.
Floor of Award Range: None.
Ceiling of Award Range: $300,000.
Anticipated Award Date: September 25, 2009.
Budget Period Length: 12 months.
Project Period Length: 12 months.
III. Eligibility Information
A. Eligible Applicants
Applicants must be institutions of higher education. Proposals may
be submitted by public or private colleges or universities, research
foundations maintained by a college or university, or private nonprofit
organizations funded by a group of colleges or universities.
B. Cost Sharing or Matching
Matching funds are not required but are highly encouraged.
Applicants must verify in their applications that matching funds are
available for the time period of the agreement if the matching funds
are required to complete the project. Matching funds must be provided
by either the applicant or by a third party in the form of cash or in-
kind contributions. Matching funds must be spent on eligible expenses
and must be from eligible sources.
C. Other Eligibility Requirements
Indirect Cost Eligibility: Public Law 111-8, ``Omnibus
Appropriations Act, 2009'' continues the provision which states ``No
funds appropriated by this Act may be used to pay negotiated indirect
cost rates on cooperative agreements or similar arrangements between
the United States Department of Agriculture and nonprofit institutions
in excess of 10 percent of the total direct cost of the agreement when
the purpose of such cooperative arrangements is to carry out programs
of mutual interest between the two parties.'' Indirect costs in excess
of 10 percent of the direct cost, therefore, will be ineligible for
funding.
Activity Eligibility: A cooperative agreement reflects a
relationship between the United States Government and an eligible
recipient where the principal purpose of the relationship is the
transfer of money, property, services, or anything of value to the
eligible recipient to carry out the desired research; and substantial
involvement is anticipated between USDA Rural Development acting for
the United States Government and the eligible recipient during the
performance of the research in the agreement. A cooperative agreement
is not a grant. Therefore, the project proposed must include a
description of USDA Rural Development's substantial participation. USDA
Rural Development may subsequently negotiate the nature of its
participation before the cooperative agreement is executed.
Applicants that propose budgets that include more than 10 percent
of total project costs that are ineligible for the program will be
ineligible, and the application will not be considered for funding.
However, if an application with 10 percent or less of ineligible costs
is selected for funding, all ineligible costs must be removed from the
project and replaced with eligible activities or the amount of the
award will be reduced accordingly.
Cooperative Agreement Period Eligibility: Applications that have a
timeframe of more than 12 months will be considered ineligible and will
not be considered for funding. Applications that request funds for a
time period ending after September 30, 2010, will not be considered for
funding.
Completeness Eligibility: Applications without sufficient
information to determine eligibility will not be considered for
funding. Applications that are missing any required elements (in whole
or in part) will not be considered for funding.
IV. Application and Submission Information
A. Address To Request Application Package
If you plan to apply using a paper application, you can obtain the
application package for this funding opportunity at https://www.rurdev.usda.gov/rbs/coops/reic.htm. If you plan to apply
electronically, you must visit https://www.grants.gov and follow the
instructions.
B. Content and Form of Submission
You may submit your application in paper or in an electronic
format. You
[[Page 42848]]
may view the Application Guide at https://www.rurdev.usda.gov/rbs/coops/reic.htm.
If you submit your application in paper form, you must submit one
signed original of your complete application along with two additional
copies.
If you submit your application electronically, you must follow the
instructions given at https://www.grants.gov. Applicants are advised to
visit the site well in advance of the application deadline if they plan
to apply electronically to insure that they have obtained the proper
authentication and have sufficient computer resources to complete the
application.
An application must contain all of the following elements. Any
application that is missing any element or contains an incomplete
element will not be considered for funding:
1. Form SF-424, Application for Federal Assistance. In order for
this form to be considered complete, it must contain the legal name of
the applicant, the applicant's Dun and Bradstreet Data Universal
Numbering System (DUNS) number, the applicant's complete mailing
address, the name and telephone number of a contact person, the
employer identification number (EIN), the start and end dates of the
project, the Federal funds requested, other funds that will be used as
matching funds, an answer to the question, ``Is applicant delinquent on
any Federal debt?'', the name and signature of an authorized
representative, the telephone number of the authorized representative,
and the date the form was signed. Other information requested on the
form may be applicable, but the above-listed information is required
for an application to be considered complete.
The DUNS number is a nine-digit identification number, which
uniquely identifies business entities. Applicants can receive a DUNS
number at no cost by accessing https://www.dnb.com/us/ or calling (866)
705-5711.
2. Form SF-424A, Budget Information--Non-Construction Programs. In
order for this form to be considered complete, the applicant must fill
out Sections A, B, C, and D. The applicant must include both Federal
and any matching funds to be included.
3. Form SF-424B, Assurances--Non-Construction Programs. In order
for this form to be considered complete, the form must be signed by an
authorized official and include the title, name of applicant, and date.
4. Title Page. The title page must include the title of the project
as well as any other relevant identifying information. The length
should not exceed one page.
5. Table of Contents. For ease of locating information, each
proposal must contain a detailed Table of Contents immediately
following the title page.
6. Executive Summary. A summary of the proposal, not to exceed one
page, must briefly describe the project, including goals, tasks to be
completed, and other relevant information that provides a general
overview of the project. In the event an applicant submits more than
one page for this element, only the first page submitted will be
considered.
7. Eligibility Discussion. A detailed discussion, not to exceed
four pages, will describe how the applicant meets the eligibility
requirements. In the event that more than four pages are submitted,
only the first four pages will be considered.
i. Applicant Eligibility. The applicant must first describe how it
meets the definition of an institution of higher education.
ii. Purpose Eligibility. The applicant must describe how the
project purpose is eligible for funding. The project purpose is
comprised of two components. First, the applicant must describe how the
proposed project consists of activities needed to determine the
national economic impact of all types of cooperatives. Second, the
applicant must demonstrate that the combined activities are sufficient
to estimate the national economic impact of all types of cooperatives.
8. Proposal Narrative. The narrative must include the following
information:
i. Project Title. The title of the proposed project must be brief,
not to exceed 75 characters, yet describe the essentials of the
project. It should match the project title submitted on the SF-424. The
project title does not need to appear on a separate page. It can be
included on the title page and/or on the information sheet.
ii. Information Sheet. A separate one-page information sheet
listing each of the evaluation criteria referenced in this funding
announcement followed by the page numbers of all relevant material
contained in the proposal that address or support each criterion.
iii. Goals of the Project. A clear statement of the ultimate goals
of the project must be included. There must be an explanation of how
economic benefit will be measured.
iv. Workplan. The narrative must contain a description of the
project and set forth the tasks involved in reasonable detail. The
description should specify the activity, who will perform the activity,
during what timeframe the activity will take place, and the cost of the
activity. Please note that one of the proposal evaluation criteria
evaluates the workplan and budget. Applicants should only submit the
workplan and budget once, either in this section or as part of the
workplan/budget evaluation criterion discussion.
v. Proposal Evaluation Criteria. Each of the proposal evaluation
criteria referenced in this funding announcement must be addressed,
specifically and individually, in narrative form.
9. Certification of Judgment. Applicants must certify that the
United States has not obtained a judgment against them. No Federal
funds shall be used to pay a judgment obtained by the United States. It
is suggested that applicants use the following language for the
certification. ``[INSERT NAME OF APPLICANT] certifies that the United
States has not obtained a judgment against it.'' A separate signature
is not required.
10. Verification of Matching Funds. Matching funds are not required
but are highly encouraged. If matching funds are provided, applicants
must provide a budget to support the workplan showing all sources and
uses of funds during the project period. Applicants will be required to
verify any and all matching funds, both cash and in-kind. All proposed
matching funds must be specifically documented in the application. If
the matching funds are to be provided by an in-kind contribution from
the applicant, the application must include a signed letter from an
authorized representative of the applicant verifying the goods or
services to be donated, when the goods and services will be donated,
and the value of the goods or services. Applicants should note that
only goods or services for which no expenditure is made can be
considered in-kind. If the applicant is paying for goods and services
as part of the matching funds contribution, the expenditure is
considered a cash match, and should be verified as such. If the
matching funds are to be provided by a third party in cash, the
application must include a signed letter from that third party
verifying how much cash will be donated and when it will be donated.
Verification of funds donated outside the proposed time period of the
cooperative agreement will not be accepted. If the matching funds are
to be provided by a third party in-kind donation, the application must
include a signed letter from the third party verifying the goods or
services to be donated, when the goods and services will be donated,
and the value of the
[[Page 42849]]
goods or services. Verification of in-kind contributions donated
outside the proposed time period of the cooperative agreement will not
be accepted. Verification of in-kind contributions that are over-valued
will not be accepted. The valuation process for the in-kind funds does
not need to be included in the application, especially if it is
lengthy, but the applicant must be able to demonstrate how the
valuation was achieved at the time of notification of tentative
selection for the award. If the applicant cannot satisfactorily
demonstrate how the valuation was determined, the award may not be
made.
If matching funds are in cash, they must be spent on goods and
services that are eligible expenditures for this cooperative agreement
program. If matching funds are in-kind contributions, the donated goods
or services must be considered eligible expenditures for this program.
The matching funds must be spent or donated during the agreement
period. (See 7 CFR parts 3015 and 3019 for funds use eligibility
rules.)
If acceptable verification for all proposed matching funds is
missing from the application by the application deadline, the
application will receive zero points for the Funding Match part of the
evaluation criteria.
C. Submission Dates and Times
Application Deadline Date: September 18, 2009.
Explanation of Deadlines: Paper applications must be received by
the deadline date (see Section IV.F. for the address). Final electronic
applications must be received by https://www.grants.gov by the deadline
date. If your application does not meet the deadline above, it will not
be considered for funding. You will be notified whether or not your
application was received on time.
D. Intergovernmental Review of Applications
Executive Order 12372, Intergovernmental Review of Federal
Programs, does not apply to this program.
E. Funding Restrictions
Funding restrictions apply to both Federal funds and matching
funds. Funds may only be used for activities related to determining the
economic impact of cooperatives.
No funds made available under this solicitation shall be used to:
1. Pay for the preparation of the cooperative agreement
application;
2. Pay expenses not directly related to the funded project;
3. Fund political or lobbying activities;
4. Fund any activities prohibited by 7 CFR parts 3015 or 3019;
5. Duplicate current services or replace or substitute support
previously provided;
6. Pay costs of the project incurred prior to the date of agreement
approval; or
7. Pay any judgment or debt owed to the United States.
F. Other Submission Requirements
You may submit your paper application for a cooperative agreement
to USDA Rural Development's Cooperative Programs, Attn: Cooperative
Research, Mail STOP 3250, Room 4016-South, 1400 Independence Ave., SW.,
Washington, DC 20250-3250. The phone number that should be used for
FedEx packages is (202) 720-7558. You may also choose to submit your
application electronically at https://www.grants.gov. Final applications
may not be submitted by electronic mail, facsimile, or by hand-
delivery. Any application submission in a non-electronic format must
contain all required documents in one envelope.
V. Application Review Information
A. Criteria
All eligible and complete applications will be evaluated based on
the following criteria and maximum point allowances. Failure to address
any one of the following criteria by the application deadline will
result in a determination of incomplete and the application will not be
considered for funding. The total points available for the set of
criteria are 100.
1. Relevance of the project proposal (30 points). Proposals will be
evaluated on how directly they address the stated objective of
demonstrating economic impact of all types of cooperatives in the
United States. Factors to be weighed by evaluators in scoring a
proposal's relevance will include the:
Definition of clear and objective measures of impact;
Definition of specific measurement strategies for
obtaining impact measures from each major cooperative sector and each
category of persons impacted by cooperatives; and
Description of sound data collection and analysis
methodology.
2. Quality of Workplan (30 points). The quality evaluation
criterion will be based on whether the proposal outlines a sound plan
of work that will meet the objectives in a timely and cost-efficient
manner. Factors to be weighed by evaluators in scoring a proposal's
workplan will include:
How well the steps for carrying out the work are defined;
The logic of the sequence of proposed steps and the
likelihood they will achieve their intended result;
The establishment of clear benchmarks and timetables to
measure the progress of the project;
The detail, accuracy, and reasonableness of the project's
proposed budget; and
The ability to replicate measures from the FY 2006, FY
2007 and FY 2008 funding cycles.
3. Quality of personnel and management plan (20 points). The
quality of the management plan and the personnel involved in carrying
out the proposed project will evaluate the capabilities of the
individuals and institutions to implement the work plan in an effective
manner. Factors to be weighed by evaluators in scoring a proposal's
personnel and management plan will include the:
Experience of project leaders and the lead institution in
managing complex research projects;
Demonstration of a clear understanding of business models
and general economic development;
Management controls, progress measurements, and reporting
systems within a structured project management plan; and
Experience and relevant skills of researchers,
consultants, and subcontractors assigned to carry out specific roles in
the project.
4. Cooperative and academic community support (20 points). Points
will be awarded for having support for the proposal from both
cooperative and academic communities. This support should be evidenced
by either contribution of resources or by statements from
representatives about the value of the proposed research to their
organizations or communities.
B. Review and Selection Process
Each application will be initially reviewed by Rural Development
personnel for eligibility and to determine whether all required
elements are complete. A list of required elements follows:
SF-424
SF-424A
SF-424B
Title Page
Table of Contents
Executive Summary
Applicant Eligibility Discussion
Purpose Eligibility Discussion
Project Title
[[Page 42850]]
Information Sheet
Goals of the Project
Work Plan
Proposal Evaluation Criterion 1
Proposal Evaluation Criterion 2
Proposal Evaluation Criterion 3
Proposal Evaluation Criterion 4
Certification of Judgment
Verification of any Matching Funds
Any incomplete or ineligible applications will not be further
evaluated or considered for funding.
All eligible and complete proposals will be evaluated by a team of
at least three reviewers based on criteria 1 through 4 described in
paragraph A of this section. Reviewers will represent the Rural
Development broad mission area, and will include at least three
employees of USDA.
Once the scores for criteria 1 through 4 have been independently
completed by the three reviewers, the scores will be used to rank the
proposals. If the three reviewers rank the best proposal differently
then, with the aid of a facilitator, the three reviewers will develop a
consensus ranking. If the three reviewers cannot reach a consensus, two
additional reviewers will review the proposals and be added to the
rankings. A final ranking will be obtained based on the consensus
rankings of the three member review panel, or, if appointed, the
average of the five reviewers' rankings. Final award recommendation
will be sent to the Under Secretary for Rural Development for final
selection concurrence.
After the award selection is made, all applicants will be notified
of the status of their applications by mail. The awardee must meet all
statutory and regulatory program requirements in order to receive the
award. In the event that an awardee cannot meet the requirements, the
award will be withdrawn.
C. Anticipated Announcement and Award Dates
Award Date: The announcement of award selection is expected to
occur on or about September 25, 2009.
VI. Award Administration Information
A. Award Notices
The successful applicant will receive a notification of tentative
selection for funding from USDA Rural Development. The applicant must
sign a mutually agreed to cooperative agreement and comply with all
applicable statutes, regulations, and this notice before the award will
receive final approval.
Unsuccessful applicants will receive notification, including
mediation procedures and appeal rights, by mail.
B. Administrative and National Policy Requirements
This award is subject to 7 CFR parts 3015 and 3019. These
regulations may be accessed at https://www.access.gpo.gov/nara/cfr/cfr-table-search.html#page1.
The following additional documentation requirements apply to the
awardee selected for this program:
Agency Approved Cooperative Agreement
Form RD 1940-1, ``Request for Obligation of Funds''
Form AD-1047, ``Certification Regarding Debarment,
Suspension, and Other Responsibility Matters--Primary Covered
Transactions''
Form AD-1048, ``Certification Regarding Debarment,
Suspension, Ineligibility and Voluntary Exclusion--Lower Tier
Covered Transactions''
Form AD-1049, ``Certification Regarding a Drug-Free
Workplace Requirements (Grants)''
Form RD 400-1, ``Equal Opportunity Agreement''
Form RD 400-4, ``Assurance Agreement''
Additional information on these requirements can be found at https://www.rurdev.usda.gov/rbs/coops/reic.htm.
Reporting Requirements: You must provide USDA Rural Development
with an original or an electronic copy that includes all required
signatures of the following reports. The reports should be submitted to
the Agency contact listed on your Cooperative Agreement. Failure to
submit satisfactory reports on time may result in suspension or
termination of your award.
1. Form SF-269 or SF-269A. A ``Financial Status Report,'' listing
expenditures according to agreed upon budget categories, on a quarterly
basis. Reporting periods end each December 31, March 31, June 30, and
September 30. Reports are due 30 days after the reporting period ends.
2. Quarterly performance reports that compare accomplishments to
the objectives stated in the proposal. Identify all tasks completed to
date and provide documentation supporting the reported results. If the
original schedule provided in the workplan is not being met, the report
should discuss the problems or delays that may affect completion of the
project. Objectives for the next reporting period should be listed.
Compliance with any special condition on the use of award funds should
be discussed. Reporting periods end each December 31, March 31, June
30, and September 30. Reports are due 30 days after the reporting
period ends. Supporting documentation must also be submitted for
completed tasks. The supporting documentation for completed tasks
include, but are not limited to, questionnaire or interview guides,
publications of research findings, summaries of data collected, and any
other documentation related to how funds were spent.
3. Final Project performance reports that compare accomplishments
to the objectives stated in the proposal. Identify all tasks completed
and provide documentation supporting the reported results. If the
original schedule provided in the workplan was not met, the report must
discuss the problems or delays that affected completion of the project.
Compliance with any special condition on the use of award funds should
be discussed. Supporting documentation for completed tasks must also be
submitted. The supporting documentation for completed tasks includes,
but is not limited to, publications of research findings, summaries of
data collected, documentation of data and software delivered to USDA
Rural Development, and any other documentation related to how funds
were spent. The final performance report is due within 90 days of the
completion of the project.
VII. Agency Contacts
For general questions about this announcement and for program
technical assistance, please contact the USDA Rural Development's
Cooperative Programs, Mail STOP 3250, Room 4016-South, 1400
Independence Avenue, SW., Washington, DC 20250-3250, Telephone: (202)
720-8460 (TDD: (800) 877-8339 Federal Information Relay Service), e-
mail: cpgrants@wdc.usda.gov.
VIII. Non-Discrimination Statement
USDA prohibits discrimination in all its programs and activities on
the basis of race, color, national origin, age, disability, and where
applicable, sex, marital status, familial status, parental status,
religion, sexual orientation, genetic information, political beliefs,
reprisal, or because all or part of an individual's income is derived
from any public assistance program. (Not all prohibited bases apply to
all programs.) Persons with disabilities who require alternative means
for communication of program information (Braille, large print,
audiotape, etc.) should contact USDA's TARGET Center at (202) 720-2600
(voice and TDD). To file a complaint of discrimination, write to USDA,
Director, Office of Civil Rights, 1400 Independence Avenue, SW.,
Washington, DC 20250-9410, or call (800) 795-3272 (voice), or (202)
720-6382 (TDD). ``USDA is an equal
[[Page 42851]]
opportunity provider, employer, and lender.''
Dated: August 14, 2009.
Judith A. Canales,
Administrator, Rural Business-Cooperative Service.
[FR Doc. E9-20348 Filed 8-24-09; 8:45 am]
BILLING CODE 3410-XY-P