Waiver of Restriction on Assistance to the Central Government of Tajikistan, 39132-39133 [E9-18753]
Download as PDF
39132
Federal Register / Vol. 74, No. 149 / Wednesday, August 5, 2009 / Notices
Currently, when a DMM fails to meet
the affirmative quote obligations set
forth in Rule 104(a)(1)(A)–NYSE Amex
Equities, the Exchange’s only remedy is
to bring a formal disciplinary
proceeding pursuant to NYSE Amex
Disciplinary Rule 476. This is the case
whether or not the DMM has failed to
meet its obligations once or many times
and regardless of whether the DMM
made a technical error or an intentional
one.
The Exchange believes that the
current regulatory approach for dealing
with DMM quoting obligations is too
inflexible. The Exchange recognizes that
DMMs may, for many reasons, fail to
meet their affirmative quote obligations
under Rule 104(a)(1)(A)–NYSE Amex
Equities. In some circumstances, formal
disciplinary measures in accordance
with NYSE Amex Disciplinary Rule 476
are warranted. However, in other
instances such a proceeding may be
unwarranted, and the Exchange is of the
view that the addition of Rule
104(a)(1)(A)–NYSE Amex Equities to the
list of rule violations and fines under
Disciplinary Rule 476A will provide a
more flexible and appropriate tool to
enforce potential failure by DMMs to
adhere to the quoting requirements set
forth in the Rule, while preserving the
Exchange’s discretion to seek formal
discipline under the appropriate
circumstances.
srobinson on DSKHWCL6B1PROD with NOTICES
2. Statutory Basis
The Exchange believes that the
proposed rule changes are consistent
with, and further the objectives of,
Section 6(b)(5) of the Act,12 in that they
are designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, to remove impediments to and
perfect the mechanism of a free and
open market and a national market
system and, in general, to protect
investors and the public interest. The
proposed rule changes also further the
objectives of Section 6(b)(6), in that they
provide for appropriate discipline for
violations of principles of the Act, the
rules and regulations thereunder, and
Exchange rules and regulations.
The Exchange believes that the
proposed rule changes will provide the
Exchange with greater regulatory
flexibility to enforce the DMM quoting
requirements set forth in Rule
104(a)(1)(A)–NYSE Amex Equities in a
more informal manner while also
preserving the Exchange’s discretion to
seek formal discipline for more serious
transgressions as warranted.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed
rule change pursuant to Section
19(b)(3)(A)(iii) of the Act 13 and Rule
19b–4(f)(6) thereunder.14 Because the
proposed rule change does not: (i)
Significantly affect the protection of
investors or the public interest; (ii)
impose any significant burden on
competition; and (iii) become operative
prior to 30 days from the date on which
it was filed, or such shorter time as the
Commission may designate, if
consistent with the protection of
investors and the public interest, the
proposed rule change has become
effective pursuant to Section 19(b)(3)(A)
of the Act and Rule 19b–4(f)(6)(iii)
thereunder.
At any time within 60 days of the
filing of the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
U.S.C. 78f(b)(5).
VerDate Nov<24>2008
18:54 Aug 04, 2009
14 17
Jkt 217001
PO 00000
U.S.C. 78s(b)(3)(A)(iii).
CFR 240.19b–4(f)(6).
Frm 00093
Fmt 4703
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number NYSEAmex–2009–47. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room, 100 F Street, NE., Washington,
DC 20549, on official business days
between the hours of 10 a.m. and 3 p.m.
Copies of the filing will also be available
for inspection and copying at the
principal office of the self-regulatory
organization. All comments received
will be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number
NYSEAmex–2009–47 and should be
submitted on or before August 26, 2009.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.15
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–18668 Filed 8–4–09; 8:45 am]
BILLING CODE 8010–01–P
DEPARTMENT OF STATE
[Public Notice 6720]
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number NYSEAmex-2009–47 on the
subject line.
13 15
12 15
Paper Comments
Sfmt 4703
Waiver of Restriction on Assistance to
the Central Government of Tajikistan
Pursuant to section 7088(c)(2) of the
Department of State, Foreign
Operations, and Related Programs
Appropriations Act, 2009 (Division H,
Pub. L. 111–8) (‘‘the Act’’), and
15 17
E:\FR\FM\05AUN1.SGM
CFR 200.30–3(a)(12).
05AUN1
Federal Register / Vol. 74, No. 149 / Wednesday, August 5, 2009 / Notices
Department of State Delegation of
Authority Number 245–1, I hereby
determine that it is important to the
national interest of the United States to
waive the requirements of section
7088(c)(1) of the Act with respect to the
Government of Tajikistan, and I hereby
waive such restriction.
This determination shall be reported
to the Congress, and published in the
Federal Register.
Dated: June 2, 2009.
Jacob J. Lew,
Deputy Secretary of State, Department of
State.
[FR Doc. E9–18753 Filed 8–4–09; 8:45 am]
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
srobinson on DSKHWCL6B1PROD with NOTICES
Notice of Applications for Certificates
of Public Convenience and Necessity
and Foreign Air Carrier Permits Filed
Under Subpart B (Formerly Subpart Q)
During the Week Ending July 18, 2009
The following Applications for
Certificates of Public Convenience and
Necessity and Foreign Air Carrier
Permits were filed under Subpart B
(formerly Subpart Q) of the Department
of Transportation’s Procedural
Regulations (See 14 CFR 301.201 et
seq.). The due date for Answers,
Conforming Applications, or Motions to
Modify Scope are set forth below for
each application. Following the Answer
period DOT may process the application
by expedited procedures. Such
procedures may consist of the adoption
of a show-cause order, a tentative order,
or in appropriate cases a final order
without further proceedings.
Docket Number: DOT–OST–2004–
18468.
Date Filed: July 16, 2009.
Due Date for Answers, Conforming
Applications, or Motion to Modify
Scope: August 6, 2009.
Description: Application of Polar Air
Cargo Worldwide, Inc. requesting
renewal of its certificate of public
convenience and necessity for Route
820 authorizing it to provide scheduled
foreign air transportation of property
and mail between any point or points in
the United States, via any intermediate
points, to a point or points in China
open to scheduled international
18:54 Aug 04, 2009
Jkt 217001
Renee V. Wright,
Program Manager, Docket Operations,
Federal Register Liaison.
[FR Doc. E9–18688 Filed 8–4–09; 8:45 am]
BILLING CODE 4910–9X–P
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
Aviation Proceedings, Agreements
Filed the Week Ending July 25, 2009
BILLING CODE 4710–46–P
VerDate Nov<24>2008
operations, and beyond to any points
outside of China, with full traffic rights.
The following Agreements were filed
with the Department of Transportation
under Sections 412 and 414 of the
Federal Aviation Act, as amended (49
U.S.C. 1382 and 1384) and procedures
governing proceedings to enforce these
provisions. Answers may be filed within
21 days after the filing of the
application.
Docket Number: DOT–OST–2009–
0166.
Date Filed: July 22, 2009.
Parties: Members of the International
Air Transport Association.
Subject:
Mail Vote 605—Resolution 010e.
TC3 Special Passenger Amending
Resolution between Japan and China
(excluding Hong Kong SAR and
Macao SAR), (Memo 1310).
Intended effective date: 05 August 2009.
Docket Number: DOT–OST–2009–
0169.
Date Filed: July 23, 2009
Parties: Members of the International
Air Transport Association.
Subject:
Mail Vote 606—Resolution 010f.
TC3 Special Passenger Amending
Resolution From Brunei Darussalam
to South East Asia, (Memo 1311).
Intended effective date: 05 August 2009.
Docket Number: DOT–OST–2009–
0170.
Date Filed: July 24, 2009.
Parties: Members of the International
Air Transport Association.
Subject:
PTC31 N&C 0487.
TC31 North & Central Pacific.
TC3 (except Japan)-North America,
Caribbean except between Korea (Rep.
of) and USA.
Resolution 010g, 046e.
Special Passenger Amending Resolution
from Korea (Rep. of) to Canada,
Mexico, Caribbean (Memo 0487).
Intended effective date: 7 August 2009.
Docket Number: DOT–OST–2009–
0171.
Date Filed: July 24, 2009.
Parties: Members of the International
Air Transport Association.
PO 00000
Frm 00094
Fmt 4703
Sfmt 4703
39133
Subject:
PTC31 N&C 0487.
TC31 North & Central Pacific.
TC3 (except Japan)-North America,
Caribbean between Korea (Rep. of)
and USA.
Resolution 010h.
Special Passenger Amending Resolution
from Korea (Rep. of) to USA (Memo
0488).
Intended effective date: 7 August 2009.
Renee V. Wright,
Program Manager, Docket Operations,
Federal Register Liaison.
[FR Doc. E9–18689 Filed 8–4–09; 8:45 am]
BILLING CODE 4910–9X–P
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
[Docket No. FRA–2009–0001–N–18]
Information Collection
AGENCY: Federal Railroad
Administration, DOT.
ACTION: Notice and request for
comments.
SUMMARY: In compliance with the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.), this notice
announces that the Information
Collection Requirement (ICR) abstracted
below has been forwarded to the Office
of Management and Budget (OMB) for
review and comment. The ICR describes
the nature of the information collection
and its expected burden. The Federal
Register notice with a 60-day comment
period soliciting comments on the
following collection of information was
published on May 21, 2009 (74 FR
23927).
DATES: Comments must be submitted on
or before September 4, 2009.
FOR FURTHER INFORMATION CONTACT: Mr.
Robert Brogan, Office of Safety,
Planning and Evaluation Division, RRS–
21, Federal Railroad Administration,
1200 New Jersey Ave., SE., 3rd Floor,
Mail Stop 25, Washington, DC 20590
(telephone: (202) 493–6292), or Ms.
Nakia Jackson, Office of Information
Technology, RAD–20, Federal Railroad
Administration, 1200 New Jersey Ave.,
SE., 3rd Floor, Mail Stop 35,
Washington, DC 20590 (telephone: (202)
493–6073). (These telephone numbers
are not toll-free.)
SUPPLEMENTARY INFORMATION: The
Paperwork Reduction Act of 1995
(PRA), Public Law 104–13, Section 2,
109 Stat. 163 (1995) (codified as revised
at 44 U.S.C. 3501–3520), and its
implementing regulations, 5 CFR Part
1320, require Federal agencies to issue
E:\FR\FM\05AUN1.SGM
05AUN1
Agencies
[Federal Register Volume 74, Number 149 (Wednesday, August 5, 2009)]
[Notices]
[Pages 39132-39133]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-18753]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF STATE
[Public Notice 6720]
Waiver of Restriction on Assistance to the Central Government of
Tajikistan
Pursuant to section 7088(c)(2) of the Department of State, Foreign
Operations, and Related Programs Appropriations Act, 2009 (Division H,
Pub. L. 111-8) (``the Act''), and
[[Page 39133]]
Department of State Delegation of Authority Number 245-1, I hereby
determine that it is important to the national interest of the United
States to waive the requirements of section 7088(c)(1) of the Act with
respect to the Government of Tajikistan, and I hereby waive such
restriction.
This determination shall be reported to the Congress, and published
in the Federal Register.
Dated: June 2, 2009.
Jacob J. Lew,
Deputy Secretary of State, Department of State.
[FR Doc. E9-18753 Filed 8-4-09; 8:45 am]
BILLING CODE 4710-46-P