District Eight Safety Zones and Special Local Regulations, 38524-38530 [E9-18510]
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38524
Federal Register / Vol. 74, No. 148 / Tuesday, August 4, 2009 / Rules and Regulations
Statutory Basis
We are adopting the amendments to
Regulation S–T under Sections 6, 7, 8,
10, and 19(a) of the Securities Act of
1933,8 Sections 3, 12, 13, 14, 15, 23, and
35A of the Securities Exchange Act of
1934,9 Section 319 of the Trust
Indenture Act of 1939,10 and Sections 8,
30, 31, and 38 of the Investment
Company Act of 1940.11
List of Subjects in 17 CFR Part 232
Incorporation by reference, Reporting
and recordkeeping requirements,
Securities.
Text of the Amendment
In accordance with the foregoing,
Title 17, Chapter II of the Code of
Federal Regulations is amended as
follows:
■
PART 232—REGULATION S–T—
GENERAL RULES AND REGULATIONS
FOR ELECTRONIC FILINGS
1. The authority citation for Part 232
continues to read in part as follows:
■
Authority: 15 U.S.C. 77f, 77g, 77h, 77j,
77s(a), 77z–3, 77sss(a), 78c(b), 78l, 78m, 78n,
78o(d), 78w(a), 78ll, 80a–6(c), 80a–8, 80a–29,
80a–30, 80a–37, and 7201 et seq.; and 18
U.S.C. 1350.
*
*
*
*
*
2. Section 232.301 is revised to read
as follows:
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Filers must prepare electronic filings
in the manner prescribed by the EDGAR
Filer Manual, promulgated by the
Commission, which sets out the
technical formatting requirements for
electronic submissions. The
requirements for becoming an EDGAR
Filer and updating company data are set
forth in the updated EDGAR Filer
Manual, Volume I: ‘‘General
Information,’’ Version 7 (July 2009). The
requirements for filing on EDGAR are
set forth in the updated EDGAR Filer
Manual, Volume II: ‘‘EDGAR Filing,’’
Version 12 (July 2009). Additional
provisions applicable to Form N–SAR
filers are set forth in the EDGAR Filer
Manual, Volume III: ‘‘N–SAR
Supplement,’’ Version 1 (September
2005). All of these provisions have been
incorporated by reference into the Code
of Federal Regulations, which action
was approved by the Director of the
Federal Register in accordance with 5
U.S.C. 552(a) and 1 CFR Part 51. You
must comply with these requirements in
U.S.C. 77f, 77g, 77h, 77j, and 77s(a).
U.S.C. 78c, 78l, 78m, 78n, 78o, 78w, and 78ll.
10 15 U.S.C. 77sss.
11 15 U.S.C. 80a–8, 80a–29, 80a–30, and 80a–37.
9 15
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BILLING CODE 8010–01–P
DEPARTMENT OF HOMELAND
SECURITY
33 CFR Parts 100, 147 and 165
EDGAR Filer Manual.
8 15
By the Commission.
Dated: July 28, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–18434 Filed 8–3–09; 8:45 am]
Coast Guard
■
§ 232.301
order for documents to be timely
received and accepted. You can obtain
paper copies of the EDGAR Filer
Manual from the following address:
Public Reference Room, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Room 1520, Washington, DC
20549, or call (202) 551–5850, on
official business days between the hours
of 10 a.m. and 3 p.m. Electronic copies
are available on the Commission’s Web
site. The address for the Filer Manual is
https://www.sec.gov/info/edgar.shtml.
You can also inspect the document at
the National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html.
[USCG–2009–0677]
District Eight Safety Zones and Special
Local Regulations
Coast Guard, DHS.
Notice of expired temporary
rules issued.
AGENCY:
ACTION:
SUMMARY: This document provides
required notice of substantive rules
issued by the Coast Guard and
temporarily effective between May 2006
and January 2009, that expired before
they could be published in the Federal
Register. This notice lists safety zones
and special local regulations issued in
the Eighth Coast Guard District, all of
very limited duration and for which
timely publication in the Federal
Register was not possible.
DATES: This document lists temporary
Coast Guard rules that became effective
and were terminated between May 15,
2006 and January 9, 2009.
ADDRESSES: Documents listed in this
preamble under the USCG–200#–####
format are available for electronic
viewing under their individual docket
numbers at https://www.regulations.gov.
All other document formats are
available for viewing online under
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Notice USCG–2009–0677 at https://
www.regulations.gov. These documents
are also available for inspection or
copying at the Docket Management
Facility (M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue, SE., Washington, DC 20590
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal
Holidays.
FOR FURTHER INFORMATION CONTACT: For
questions on this notice contact Yeoman
First Class Denise Johnson, Office of
Regulations and Administrative Law,
telephone (202) 372–3862. For questions
on viewing, or on submitting material to
the docket, contact Ms. Angie Ames,
Docket Operations, telephone 202–366–
5115.
SUPPLEMENTARY INFORMATION: Coast
Guard District Commanders and
Captains of the Port (COTP) must be
immediately responsive to the safety
and security needs within their
jurisdiction; therefore, District
Commanders and COTPs have been
delegated the authority to issue certain
local regulations. Safety zones may be
established for safety or environmental
purposes. A safety zone may be
stationary and described by fixed limits
or it may be described as a zone around
a vessel in motion. Special local
regulations are issued to enhance the
safety of participants and spectators at
regattas and other marine events.
Timely publication of these rules in the
Federal Register is often precluded
when a rule responds to an emergency,
or when an event occurs without
sufficient advance notice. The affected
public is, however, informed of these
rules through Local Notices to Mariners,
press releases, and other means.
Moreover, actual notification is
provided by Coast Guard patrol vessels
enforcing the restrictions imposed by
the rule. Because Federal Register
publication was not possible before the
beginning of the effective period,
mariners were personally notified of the
contents of these safety zones by Coast
Guard officials’ on-scene prior to any
enforcement action. However, the Coast
Guard, by law, must publish in the
Federal Register notice of substantive
rules adopted. To meet this obligation
without imposing undue expense on the
public, the Coast Guard is publishing a
list of expired temporary regulations
pertaining to the Eighth Coast Guard
District, which is headquartered in New
Orleans, Louisiana. Permanent rules are
not included in this list because they are
published in their entirety in the
Federal Register. Temporary rules are
also published in their entirety if
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Federal Register / Vol. 74, No. 148 / Tuesday, August 4, 2009 / Rules and Regulations
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sufficient time is available to do so
before they are placed in effect or
terminated. The temporary rules listed
in this notice have been exempted from
review under Executive Order 12866,
Regulatory Planning and Review,
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because of their emergency nature, or
limited scope and temporary
effectiveness.
The following rules were placed in
effect temporarily during the period
between May 2006 and January 2009,
unless otherwise indicated.
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Dated: July 28,2009.
S.G. Venckus,
Chief, Office of Regulations and
Administrative Law.
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[FR Doc. E9–18510 Filed 8–3–09; 8:45 am]
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Federal Register / Vol. 74, No. 148 / Tuesday, August 4, 2009 / Rules and Regulations
38530
Federal Register / Vol. 74, No. 148 / Tuesday, August 4, 2009 / Rules and Regulations
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 165
[Docket No. USCG–2009–0631]
RIN 1625–AA00
Safety Zone; Hornblower Cruises Fleet
Week Fireworks Display, San
Francisco Bay, CA
Coast Guard, DHS.
ACTION: Temporary final rule.
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AGENCY:
SUMMARY: The Coast Guard is
establishing a temporary safety zone on
the navigable waters of San Francisco
Bay near San Francisco, CA in support
of a Fleet Week fireworks display. This
safety zone is necessary to ensure the
safety of participants and spectators
from the dangers associated with the
pyrotechnics. Unauthorized persons or
vessels are prohibited from entering
into, transiting through, or remaining in
the safety zones without permission of
the Captain of the Port or his designated
representative.
DATES: This rule is effective from 8:45
a.m. through 10 p.m., each day, on
October 9 and 10, 2009.
ADDRESSES: Documents indicated in this
preamble as being available in the
docket are part of docket USCG–2009–
0631 and are available online by going
to https://www.regulations.gov, selecting
the Advanced Docket Search option on
the right side of the screen, inserting
USCG–2009–0631 in the Docket ID box,
pressing Enter, and then clicking on the
item in the Docket ID column. They are
also available for inspection or copying
at the Docket Management Facility (M–
30), U.S. Department of Transportation,
West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue, SE.,
Washington, DC 20590, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this temporary
rule, call Lieutenant Junior Grade
Christopher Hartley, U.S. Coast Guard
Sector San Francisco, at (415) 399–7436,
or at Christopher.A.Hartley@uscg.mil. If
you have questions on viewing the
docket, call Renee V. Wright, Program
Manager, Docket Operations, telephone
202–366–9826.
SUPPLEMENTARY INFORMATION:
Regulatory Information
The Coast Guard is issuing this
temporary final rule without prior
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notice and opportunity to comment
pursuant to authority under section 4(a)
of the Administrative Procedure Act
(APA) (5 U.S.C. 553(b)). This provision
authorizes an agency to issue a rule
without prior notice and opportunity to
comment when the agency for good
cause finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ Under 5 U.S.C.
553(b)(B), the Coast Guard finds that
good cause exists for not publishing a
notice of proposed rulemaking (NPRM)
with respect to this rule because the
event would occur before the
rulemaking process would be
completed. Because of the dangers
posed by the pyrotechnics used in these
fireworks displays, the safety zones are
necessary to provide for the safety of
event participants, spectators, spectator
craft, and other vessels transiting the
event area.
For the same reasons, the Coast Guard
also finds under 5 U.S.C. 553(d)(3) that
good cause exists for making this rule
effective less than 30 days after
publication in the Federal Register. Any
delay in the effective date of this rule
would expose members of the public to
the dangers posed by the pyrotechnics
used in the fireworks display.
Background and Purpose
Hornblower Cruises will sponsor a
Fleet Week fireworks display on
October 9 and 10, 2009 on the navigable
waters of San Francisco Bay, CA. The
fireworks displays are meant for
entertainment purposes. This safety
zone establishes temporary restricted
areas on the waters surrounding the
fireworks launch sites during loading of
the pyrotechnics and during the
fireworks displays. These restricted
areas around the launch sites are
necessary to protect spectators, vessels,
and other property from the hazards
associated with the pyrotechnics on the
fireworks barges. The Coast Guard has
granted the event sponsor a marine
event permit for the fireworks displays.
Discussion of Rule
During the setup of the fireworks and
until the start of the fireworks displays,
the temporary safety zone will be
enforced within a radius of 100 feet
around the fireworks sites. From 9:30
p.m. until 9:50 p.m., the temporary
safety zone will be enforced within a
radius of 1,000 feet around the fireworks
launch sites.
The effect of the temporary safety
zones will be to restrict navigation in
the vicinity of the fireworks sites while
the fireworks are set up, and until the
conclusion of the scheduled displays.
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Except for persons or vessels authorized
by the Coast Guard Patrol Commander,
no person or vessel may enter or remain
in the restricted area. These regulations
are needed to keep spectators and
vessels a safe distance away from the
fireworks barges to ensure the safety of
participants, spectators, and transiting
vessels.
Regulatory Analyses
We developed this rule after
considering numerous statutes and
executive orders related to rulemaking.
Below we summarize our analyses
based on 13 of these statutes or
executive orders.
Regulatory Planning and Review
This rule is not a significant
regulatory action under section 3(f) of
Executive Order 12866, Regulatory
Planning and Review, and does not
require an assessment of potential costs
and benefits under section 6(a)(3) of that
Order. The Office of Management and
Budget has not reviewed it under that
Order.
Although this rule restricts access to
the waters encompassed by the safety
zones, the effect of this rule will not be
significant because of the small size and
short duration of the zone. Additionally,
local waterway users will be able to pass
safely around the zone, and will be
notified via public Broadcast Notice to
Mariners to ensure the zone will result
in minimum impact.
Small Entities
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), we have considered
whether this rule would have a
significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
The Coast Guard certifies under 5
U.S.C. 605(b) that this rule will not have
a significant economic impact on a
substantial number of small entities.
This rule may affect the following
entitites, some of which are small
entities: The owners and operators of
pleasure craft engaged in recreational
activities and sightseeing. This rule will
not have a significant economic impact
on a substantial number of small entities
for several reasons: (1) Vessel traffic can
pass safely around the area; (2) vessels
engaged in recreational activities and
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Agencies
[Federal Register Volume 74, Number 148 (Tuesday, August 4, 2009)]
[Rules and Regulations]
[Pages 38524-38530]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-18510]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Coast Guard
33 CFR Parts 100, 147 and 165
[USCG-2009-0677]
District Eight Safety Zones and Special Local Regulations
AGENCY: Coast Guard, DHS.
ACTION: Notice of expired temporary rules issued.
-----------------------------------------------------------------------
SUMMARY: This document provides required notice of substantive rules
issued by the Coast Guard and temporarily effective between May 2006
and January 2009, that expired before they could be published in the
Federal Register. This notice lists safety zones and special local
regulations issued in the Eighth Coast Guard District, all of very
limited duration and for which timely publication in the Federal
Register was not possible.
DATES: This document lists temporary Coast Guard rules that became
effective and were terminated between May 15, 2006 and January 9, 2009.
ADDRESSES: Documents listed in this preamble under the USCG-
200- format are available
for electronic viewing under their individual docket numbers at https://www.regulations.gov. All other document formats are available for
viewing online under Notice USCG-2009-0677 at https://www.regulations.gov. These documents are also available for inspection
or copying at the Docket Management Facility (M-30), U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590 between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal Holidays.
FOR FURTHER INFORMATION CONTACT: For questions on this notice contact
Yeoman First Class Denise Johnson, Office of Regulations and
Administrative Law, telephone (202) 372-3862. For questions on viewing,
or on submitting material to the docket, contact Ms. Angie Ames, Docket
Operations, telephone 202-366-5115.
SUPPLEMENTARY INFORMATION: Coast Guard District Commanders and Captains
of the Port (COTP) must be immediately responsive to the safety and
security needs within their jurisdiction; therefore, District
Commanders and COTPs have been delegated the authority to issue certain
local regulations. Safety zones may be established for safety or
environmental purposes. A safety zone may be stationary and described
by fixed limits or it may be described as a zone around a vessel in
motion. Special local regulations are issued to enhance the safety of
participants and spectators at regattas and other marine events. Timely
publication of these rules in the Federal Register is often precluded
when a rule responds to an emergency, or when an event occurs without
sufficient advance notice. The affected public is, however, informed of
these rules through Local Notices to Mariners, press releases, and
other means. Moreover, actual notification is provided by Coast Guard
patrol vessels enforcing the restrictions imposed by the rule. Because
Federal Register publication was not possible before the beginning of
the effective period, mariners were personally notified of the contents
of these safety zones by Coast Guard officials' on-scene prior to any
enforcement action. However, the Coast Guard, by law, must publish in
the Federal Register notice of substantive rules adopted. To meet this
obligation without imposing undue expense on the public, the Coast
Guard is publishing a list of expired temporary regulations pertaining
to the Eighth Coast Guard District, which is headquartered in New
Orleans, Louisiana. Permanent rules are not included in this list
because they are published in their entirety in the Federal Register.
Temporary rules are also published in their entirety if
[[Page 38525]]
sufficient time is available to do so before they are placed in effect
or terminated. The temporary rules listed in this notice have been
exempted from review under Executive Order 12866, Regulatory Planning
and Review, because of their emergency nature, or limited scope and
temporary effectiveness.
The following rules were placed in effect temporarily during the
period between May 2006 and January 2009, unless otherwise indicated.
Dated: July 28,2009.
S.G. Venckus,
Chief, Office of Regulations and Administrative Law.
BILLING CODE 4910-15-P
[[Page 38526]]
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[FR Doc. E9-18510 Filed 8-3-09; 8:45 am]
BILLING CODE 4910-15-C