Haier America Trading, LLC, Provisional Acceptance of a Settlement Agreement and Order, 38417-38419 [E9-18506]
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sroberts on DSKD5P82C1PROD with NOTICES
Federal Register / Vol. 74, No. 147 / Monday, August 3, 2009 / Notices
CFR 1118.20(f), if the Commission does not
receive any written request not to accept the
Agreement within fifteen (15) days, the
Agreement shall be deemed finally accepted
on the sixteenth (16th) day after the date it
is published in the Federal Register.
24. Upon the Commission’s final
acceptance of the Agreement and issuance of
the final Order, Dollar General knowingly,
voluntarily, and completely waives any
rights it may have in this matter to the
following: (1) An administrative or judicial
hearing; (2) judicial review or other challenge
or contest of the validity of the Commission’s
Order or actions; (3) a determination by the
Commission of whether Dollar General failed
to comply with the CPSA and its underlying
regulations; (4) a statement of findings of fact
and conclusions of law; and (5) any claims
under the Equal Access to Justice Act.
25. The Commission may publicize the
terms of the Agreement and Order.
26. The Agreement and Order shall apply
to, and be binding upon, Dollar General and
each of its successors and assigns.
27. The Commission issues the Order
under the provisions of the CPSA, and
violation of the Order may subject those
referenced in paragraph 26 above to
appropriate legal action.
28. The Agreement may be used in
interpreting the Order. Understandings,
agreements, representations, or
interpretations apart from those contained in
the Agreement and Order may not be used to
vary or contradict its terms. The Agreement
shall not be waived, amended, modified, or
otherwise altered, without written agreement
thereto executed by the party against whom
such waiver, amendment, modification, or
alteration is sought to be enforced.
29. If any provision of the Agreement and
Order is held to be illegal, invalid, or
unenforceable under present or future laws
effective during the terms of the Agreement
and Order, such provision shall be fully
severable. The balance of the Agreement and
Order shall remain in full force and effect,
unless the Commission and Dollar General
agree that severing the provision materially
affects the purpose of the Agreement and
Order.
DOLLAR GENERAL CORPORATION
Dated: June 24, 2009.
By: lllllllllllllllllll
Susan S. Lanigan,
Executive Vice President and General
Counsel, Dollar General Corporation, 100
Mission Ridge, Goodlettsville, TN 37072.
Dated: June 24, 2009. lllllllllll
By: lllllllllllllllllll
Robert R. Stephenson,
Deputy General Counsel,
Dollar General Corporation.
U.S. CONSUMER PRODUCT SAFETY
COMMISSION STAFF
Cheryl A. Falvey,
General Counsel, Office of the General
Counsel.
Ronald G. Yelenik,
Assistant General Counsel, Office of the
General Counsel.
Dated: June 25, 2009. lllllllllll
By: lllllllllllllllllll
VerDate Nov<24>2008
16:05 Jul 31, 2009
Jkt 217001
Neal S. Cohen,
Trial Attorney, Division of Compliance,
Office of the General Counsel.
By: lllllllllllllllllll
M. Reza Malihi,
Trial Attorney, Division of Compliance,
Office of the General Counsel.
In the Matter of Dollar General Corporation;
Order
Upon consideration of the Settlement
Agreement entered into between Dollar
General Corporation (‘‘DGC’’), for itself and
on behalf of its wholly owned subsidiaries,
Dollar General Merchandising, Inc., DG
Retail, LLC, Dolgencorp, Inc., Dolgencorp of
Texas, Inc., Dolgencorp of New York, Inc.,
and Dollar General Partners (collectively
referred to as ‘‘Dollar General’’), and the U.S.
Consumer Product Safety Commission
(‘‘Commission’’) staff, and the Commission
having jurisdiction over the subject matter
and over Dollar General, and it appearing
that the Settlement Agreement and Order are
in the public interest, it is
Ordered, that the Settlement Agreement be,
and hereby is, accepted; and it is
Further ordered, that DGC shall pay, on
behalf of Dollar General, a civil penalty in the
amount of one hundred thousand dollars
($100,000.00) within twenty (20) calendar
days of service of the Commission’s final
Order accepting the Agreement. The payment
shall be made by check payable to the order
of the United States Treasury.
Upon the failure of DGC to make any of the
foregoing payments when due, interest on the
unpaid amount shall accrue and be paid by
DGC at the federal legal rate of interest set
forth at 28 U.S.C. 1961(a) and (b).
Provisionally accepted and provisional
Order issued on the 8th day of July 2009.
BY ORDER OF THE COMMISSION:
lllllllllllllllllllll
Todd A. Stevenson,
Secretary, U.S. Consumer Product Safety
Commission.
[FR Doc. E9–18508 Filed 7–31–09; 8:45 am]
BILLING CODE 6355–01–P
CONSUMER PRODUCT SAFETY
COMMISSION
[CPSC Docket No. 09–C0030]
Haier America Trading, LLC,
Provisional Acceptance of a
Settlement Agreement and Order
AGENCY: Consumer Product Safety
Commission.
ACTION: Notice.
SUMMARY: It is the policy of the
Commission to publish settlements
which it provisionally accepts under the
Consumer Product Safety Act in the
Federal Register in accordance with the
terms of 16 CFR 1118.20(e). Published
below is a provisionally accepted
Settlement Agreement with Haier
America Trading, LLC, containing a
civil penalty of $587,500.00.
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38417
DATES: Any interested person may ask
the Commission not to accept this
agreement or otherwise comment on its
contents by filing a written request with
the Office of the Secretary by August 18,
2009.
ADDRESSES: Persons wishing to
comment on this Settlement Agreement
should send written comments to the
Comment 09–C0030, Office of the
Secretary, Consumer Product Safety
Commission, 4330 East West Highway,
Room 502, Bethesda, Maryland 20814–
4408.
FOR FURTHER INFORMATION CONTACT: Seth
B. Popkin, Lead Trial Attorney, Division
of Compliance, Office of the General
Counsel, Consumer Product Safety
Commission, 4330 East West Highway,
Bethesda, Maryland 20814–4408;
telephone (301) 504–7612.
The text of
the Agreement and Order appears
below.
SUPPLEMENTARY INFORMATION:
Dated: July 29, 2009.
Todd A. Stevenson,
Secretary.
United States of America—Consumer
Product Safety Commission
In the Matter of Haier America Trading,
LLC, CPSC Docket No. 09–C0030.
Settlement Agreement
1. In accordance with 16 CFR 1118.20,
Haier America Trading, LLC (‘‘Haier
America’’) and the staff (‘‘Staff’’) of the
United States Consumer Product Safety
Commission (‘‘Commission’’) enter into this
Settlement Agreement (‘‘Agreement’’). The
Agreement and the incorporated attached
Order (‘‘Order’’) settle the Staff’s allegations
set forth below.
Parties
2. The Commission is an independent
Federal regulatory agency established
pursuant to, and responsible for the
enforcement of, the Consumer Product Safety
Act, 15 U.S.C. 2051–2089 (‘‘CPSA’’).
3. Haier America is a limited liability
company organized and existing under the
laws of New York, with its principal offices
located in New York, New York. At all times
relevant hereto, Haier America sold
appliances.
Staff Allegations
4. From on or about January to July 2004,
Haier America distributed in commerce,
including through importation and sale to
retailers, multiple units of the Haier America
Oscillating Tower Fan model FTM140GG
(‘‘Fan’’).
5. The Fans are ‘‘consumer product[s],’’
and, at all times relevant hereto, Haier
America was a ‘‘manufacturer’’ of those
consumer products, which were ‘‘distributed
in commerce,’’ as those terms are defined in
CPSA sections 3(a)(5), (8), and (11), 15 U.S.C.
2052(a)(5), (8), and (11).
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38418
Federal Register / Vol. 74, No. 147 / Monday, August 3, 2009 / Notices
6. From May to October 2004, Haier
America received 14 reports of Fan incidents,
some of which involved fires and injuries.
7. From May to October 2004, Haier
America obtained information about the Fans
through investigation, testing, and analysis.
8. The incident reports and other
information that Haier America received
about the Fans raised defect and hazard
concerns for Haier America.
9. On November 22, 2005, Haier America
and the Commission announced a recall of
the Fans. As indicated in part in the recall
Press Release, the defect and hazard involved
repeated bending of the Fan wires from the
base to the tower during oscillation, which
caused the wires to break and arc, resulting
in a fire hazard.
10. By no later than July 1, 2004, Haier
America had obtained information that
reasonably supported the conclusion that the
Fans contained a defect that could create a
substantial product hazard or that they
created an unreasonable risk of serious injury
or death. CPSA sections 15(b)(3) and (4), 15
U.S.C. 2064(b)(3) and (4), required Haier
America to immediately inform the
Commission of the Fans’ defect and risk.
11. Haier America did not report to the
Commission regarding the Fans until
December 22, 2004, after the Commission
staff requested that Haier America report. In
addition, at the time that it reported, Haier
America failed to furnish all required
information. Haier America thereby failed to
immediately and adequately inform the
Commission about the Fans’ defect and risk
as required by CPSA sections 15(b)(3) and
(4), 15 U.S.C. 2064(b)(3) and (4). This failure
constituted a prohibited act under CPSA
section 19(a)(4), 15 U.S.C. 2068(a)(4).
12. Haier America knowingly committed
this prohibited act, as the term ‘‘knowingly’’
is defined in CPSA section 20(d), 15 U.S.C.
2069(d). Pursuant to CPSA section 20, 15
U.S.C. 2069, Haier America’s prohibited act
subjected it to civil penalties.
Haier America Response
13. Haier America denies the Staff’s
allegations set forth in paragraphs 4–12
above, including, but not limited to, any
allegation that Haier America failed timely to
notify the Commission in accordance with
section 15 of the CPSA.
sroberts on DSKD5P82C1PROD with NOTICES
Agreement of the Parties
14. Under the CPSA, the Commission has
jurisdiction over this matter and over Haier
America.
15. The parties enter into the Agreement
for settlement purposes only. The Agreement
does not constitute an admission by Haier
America, or a determination by the
Commission, that Haier America knowingly
violated the CPSA. Upon issuance of, and
Haier America’s compliance with, the final
Order, the Commission regards this matter as
VerDate Nov<24>2008
16:05 Jul 31, 2009
Jkt 217001
resolved and agrees not to bring a civil
penalty action against Haier America based
upon the Staff’s allegations set forth in
paragraphs 4–12 above regarding the Fan.
16. In settlement of the Staff’s allegations,
Haier America shall pay a civil penalty in the
amount of five hundred eighty-seven
thousand five hundred dollars ($587,500.00)
within twenty (20) calendar days of service
of the Commission’s final Order accepting
the Agreement. The payment shall be by
check payable to the order of the United
States Treasury.
17. Upon provisional acceptance of the
Agreement, the Agreement shall be placed on
the public record and published in the
Federal Register in accordance with the
procedures set forth in 16 CFR 1118.20(e). In
accordance with 16 CFR 1118.20(f), if the
Commission does not receive any written
request not to accept the Agreement within
fifteen (15) calendar days, the Agreement
shall be deemed finally accepted on the
sixteenth (16th) calendar day after the date it
is published in the Federal Register.
18. Upon the Commission’s final
acceptance of the Agreement and issuance of
the final Order, Haier America knowingly,
voluntarily, and completely waives any
rights it may have in this matter to the
following: (1) An administrative or judicial
hearing; (2) judicial review or other challenge
or contest of the validity of the Order or of
the Commission’s actions; (3) a
determination by the Commission of whether
Haier America failed to comply with the
CPSA and its underlying regulations; (4) a
statement of findings of fact and conclusions
of law; and (5) any claims under the Equal
Access to Justice Act.
19. The Commission may publicize the
terms of the Agreement and the Order.
20. The Agreement and the Order shall
apply to, and be binding upon, Haier
America and each of its successors and
assigns.
21. The Commission issues the Order
under the provisions of the CPSA, and
violation of the Order may subject those
persons or entities referenced in the
preceding paragraph to appropriate legal
action.
22. The Agreement may be used in
interpreting the Order. Understandings,
agreements, representations, or
interpretations apart from those contained in
the Agreement and the Order may not be
used to vary or contradict their terms. The
Agreement shall not be waived, amended,
modified, or otherwise altered without
written agreement thereto executed by the
party against whom such waiver,
amendment, modification, or alteration is
sought to be enforced.
23. If any provision of the Agreement and
the Order is held to be illegal, invalid, or
unenforceable under present or future laws
effective during the terms of the Agreement
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Fmt 4703
Sfmt 4703
and the Order, such provision shall be fully
severable. The balance of the Agreement and
the Order shall remain in full force and
effect, unless the Commission and Haier
America agree that severing the provision
materially affects the purpose of the
Agreement and the Order.
Haier America Trading, LLC.
Dated: lllllllllllllllll
By: lllllllllllllllllll
Michael Jemal,
President and CEO, Haier America Trading,
LLC, 1356 Broadway, New York, N.Y. 10018.
Dated: 6/1/09.
By: lllllllllllllllllll
Eric A. Rubel, Esq.,
Arnold & Porter LLP, 555 12th Street, NW.,
Washington, DC 20004–1206, Counsel for
Haier America Trading LLC.
U.S. CONSUMER PRODUCT SAFETY
COMMISSION STAFF
Cheryl A. Falvey,
General Counsel.
Ronald G. Yelenik,
Assistant General Counsel, Office of the
General Counsel.
Dated: 6/19/09.
By: lllllllllllllllllll
Seth B. Popkin,
Lead Trial Attorney, Division of Compliance,
Office of the General Counsel.
United States of America—Consumer
Product Safety Commission
In the Matter of Haier America Trading,
LLC, CPSC Docket No. 09–C0030.
Order
Upon consideration of the Settlement
Agreement entered into between Haier
America Trading, LLC (‘‘Haier America’’) and
the U.S. Consumer Product Safety
Commission (‘‘Commission’’) staff, and the
Commission having jurisdiction over the
subject matter and over Haier America, and
it appearing that the Settlement Agreement
and the Order are in the public interest, it is
Ordered, that the Settlement Agreement be,
and hereby is, accepted; and it is
Further ordered, that Haier America shall
pay a civil penalty in the amount of five
hundred eighty-seven thousand five hundred
dollars ($587,500.00) within twenty (20)
calendar days of service of the Commission’s
final Order accepting the Agreement. The
payment shall be made by check payable to
the order of the United States Treasury. Upon
the failure of Haier America to make the
foregoing payment when due, interest on the
unpaid amount shall accrue and be paid by
Haier America at the Federal legal rate of
interest set forth at 28 U.S.C. 1961(a) and (b).
Provisionally accepted and provisional
Order issued on the 28th day of July, 2009.
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Federal Register / Vol. 74, No. 147 / Monday, August 3, 2009 / Notices
By Order of the Commission:
lllllllllllllllllllll
Todd A. Stevenson,
Secretary, U.S. Consumer Product Safety
Commission.
Commission (‘‘CPSC’’ or the ‘‘Commission’’)
enter into this Settlement Agreement
(‘‘Agreement’’). The Agreement and the
incorporated attached Order (‘‘Order’’) settle
the Staff’s allegations set forth below.
[FR Doc. E9–18506 Filed 7–31–09; 8:45 am]
Parties
2. The Commission is an independent
Federal regulatory agency established
pursuant to, and responsible for the
enforcement of, the Consumer Product Safety
Act, 15 U.S.C. 2051—2089 (‘‘CPSA’’).
3. Cardinal is a corporation organized and
existing under the laws of Maryland, with its
principal offices located in Baltimore,
Maryland. At all times relevant hereto,
Cardinal imported and/or sold toy jewelry.
BILLING CODE 6355–01–P
CONSUMER PRODUCT SAFETY
COMMISSION
[CPSC Docket No. 09–C0028]
Cardinal Distributing Company, Inc.,
Provisional Acceptance of a
Settlement Agreement and Order
Consumer Product Safety
Commission.
ACTION: Notice.
AGENCY:
SUMMARY: It is the policy of the
Commission to publish settlements
which it provisionally accepts under the
Consumer Product Safety Act in the
Federal Register in accordance with the
terms of 16 CFR 1118.20(e). Published
below is a provisionally accepted
Settlement Agreement with Cardinal
Distributing Company, Inc., containing a
civil penalty of $100,000.00.
DATES: Any interested person may ask
the Commission not to accept this
agreement or otherwise comment on its
contents by filing a written request with
the Office of the Secretary by August 18,
2009.
ADDRESSES: Persons wishing to
comment on this Settlement Agreement
should send written comments to the
Comment 09–C0028, Office of the
Secretary, Consumer Product Safety
Commission, 4330 East West Highway,
Room 502, Bethesda, Maryland 20814–
4408.
FOR FURTHER INFORMATION CONTACT: M.
Reza Malihi, Trial Attorney, Division of
Compliance, Office of the General
Counsel, Consumer Product Safety
Commission, 4330 East West Highway,
Bethesda, Maryland 20814–4408;
telephone (301) 504–7733.
SUPPLEMENTARY INFORMATION: The text of
the Agreement and Order appears
below.
sroberts on DSKD5P82C1PROD with NOTICES
Dated: July 28, 2009.
Todd A. Stevenson,
Secretary.
United States of America—Consumer
Product Safety Commission
In the Matter of Cardinal Distributing
Company, Inc., CPSC Docket No. 09–C0028.
Settlement Agreement
1. In accordance with 16 CFR 1118.20,
Cardinal Distributing Company, Inc.
(‘‘Cardinal’’) and the staff (‘‘Staff’’) of the
United States Consumer Product Safety
VerDate Nov<24>2008
16:05 Jul 31, 2009
Jkt 217001
Staff Allegations
4. Between November 2005 and April
2007, Cardinal imported into the United
States about 900,000 units of toy jewelry,
consisting of Children’s ‘‘Sportswear’’
Necklaces, Item # 8261 (‘‘Necklace(s)’’), and
Children’s Charm Bracelets, Item # INK705
(‘‘Bracelet(s)’’). Cardinal offered for sale or
sold most of the subject products through
vending machines located in malls, discount,
department and grocery stores nationwide
from January 2006 through April 2007 for
$0.25 per unit.
5. The Necklaces and Bracelets are
‘‘consumer product(s),’’ and, at all times
relevant hereto, Cardinal was a
‘‘manufacturer’’ and/or a ‘‘retailer’’ of those
consumer product(s), which were
‘‘distributed in commerce,’’ as those terms
are defined in CPSA sections 3(a)(3), (5), (8),
(11), and (13), 15 U.S.C. 2052(a)(3), (5), (8),
(11), and (13).
6. The Necklaces and Bracelets are articles
intended to be entrusted to or for use by
children, and, therefore, are subject to the
requirements of the Commission’s Ban of
Lead-Containing Paint and Certain Consumer
Products Bearing Lead-Containing Paint, 16
CFR part 1303 (the ‘‘Ban’’). Under the Ban,
toys and other children’s articles must not
bear ‘‘lead-containing paint,’’ defined as
paint or other surface coating materials
whose lead content is more than 0.06 percent
of the weight of the total nonvolatile content
of the paint or the weight of the dried paint
film. 16 CFR 1303.2(b)(1)
7. On February 16, 2007, the Staff obtained
samples of the Necklaces from one of
Cardinal’s customers based in Illinois, which
subsequently were tested at the CPSC
Laboratory for the presence of lead. The test
results demonstrated that the yellow paint on
certain Necklace samples contained a total
lead content from 0.519 percent to 0.726
percent. These levels of lead are in excess of
the permissible 0.06 percent limit set forth in
the Ban.
8. Cardinal reported to CPSC on April 10,
2007 that recent testing of the Bracelets by an
independent laboratory had demonstrated
that their surface coating contained a total
lead content as high as 1.5 percent. These
levels of lead are in excess of the permissible
0.06 percent limit set forth in the Ban.
9. On April 17, 2007, the Commission and
Cardinal announced a consumer-level recall
of about 900,000 units of the Necklaces and
Bracelets because ‘‘The paint on this jewelry
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38419
contains high levels of lead. Lead is toxic if
ingested by young children and can cause
adverse health effects.’’
10. Although Cardinal reported no
incidents or injuries associated with the
Necklaces and Bracelets, it failed to take
adequate action to ensure that none would
bear or contain lead-containing paint, thereby
creating a risk of lead poisoning and adverse
health effects to children.
11. The Necklaces and Bracelets constitute
‘‘banned hazardous products’’ under CPSA
section 8 and the Ban, 15 U.S.C. 2057 and 16
CFR 1303.1(a)(1), 1303.4(b), in that they bear
or contain paint or other surface coating
materials whose lead content exceeds the
permissible limit of 0.06 percent of the
weight of the total nonvolatile content of the
paint or the weight of the dried paint film.
12. Between November 2005 and April
2007, Cardinal sold, manufactured for sale,
offered for sale, distributed in commerce, or
imported into the United States, or caused
one or more of such acts, with respect to the
aforesaid banned hazardous Necklaces and
Bracelets, in violation of section 19(a)(1) of
the CPSA, 15 U.S.C. 2068(a)(1). Cardinal
committed these prohibited acts
‘‘knowingly,’’ as that term is defined in
section 20(d) of the CPSA, 15 U.S.C. 2069(d).
13. Pursuant to section 20 of the CPSA, 15
U.S.C. 2069, Cardinal is subject to civil
penalties for the aforementioned violations.
Cardinal Response
14. Cardinal denies the Staff’s allegations
set forth above that Cardinal knowingly
violated the CPSA.
Agreement of the Parties
15. Under the CPSA, the Commission has
jurisdiction over this matter and over
Cardinal.
16. The parties enter into the Agreement
for settlement purposes only. The Agreement
does not constitute an admission by Cardinal,
or a determination by the Commission, that
Cardinal has knowingly violated the CPSA.
17. In settlement of the Staff’s allegations,
Cardinal shall pay a civil penalty in the
amount of one hundred thousand dollars
($100,000.00). The civil penalty shall be paid
in two (2) installments as follows: $50,000.00
shall be paid within twenty (20) calendar
days of service of the Commission’s final
Order accepting the Agreement; and
$50,000.00 shall be paid within six (6)
months of service of the Commission’s final
Order accepting the Agreement. Each
payment shall be made by check payable to
the order of the United States Treasury.
18. The CPSC agrees to take no further
action involving Cardinal with respect to
CPSC Sample Nos. 07–302–0148 and 07–
302–0149 (Children’s Rings with Dice or
Horseshoes, Release No. 07–174), and CPSC
No. RP070318 (Children’s Turquoise Rings,
Release No. 07–189).
19. Upon the Commission’s provisional
acceptance of the Agreement, the Agreement
shall be placed on the public record and
published in the Federal Register in
accordance with the procedures set forth in
16 CFR 1118.20(e). In accordance with 16
CFR 1118.20(f), if the Commission does not
receive any written request not to accept the
E:\FR\FM\03AUN1.SGM
03AUN1
Agencies
[Federal Register Volume 74, Number 147 (Monday, August 3, 2009)]
[Notices]
[Pages 38417-38419]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-18506]
-----------------------------------------------------------------------
CONSUMER PRODUCT SAFETY COMMISSION
[CPSC Docket No. 09-C0030]
Haier America Trading, LLC, Provisional Acceptance of a
Settlement Agreement and Order
AGENCY: Consumer Product Safety Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: It is the policy of the Commission to publish settlements
which it provisionally accepts under the Consumer Product Safety Act in
the Federal Register in accordance with the terms of 16 CFR 1118.20(e).
Published below is a provisionally accepted Settlement Agreement with
Haier America Trading, LLC, containing a civil penalty of $587,500.00.
DATES: Any interested person may ask the Commission not to accept this
agreement or otherwise comment on its contents by filing a written
request with the Office of the Secretary by August 18, 2009.
ADDRESSES: Persons wishing to comment on this Settlement Agreement
should send written comments to the Comment 09-C0030, Office of the
Secretary, Consumer Product Safety Commission, 4330 East West Highway,
Room 502, Bethesda, Maryland 20814-4408.
FOR FURTHER INFORMATION CONTACT: Seth B. Popkin, Lead Trial Attorney,
Division of Compliance, Office of the General Counsel, Consumer Product
Safety Commission, 4330 East West Highway, Bethesda, Maryland 20814-
4408; telephone (301) 504-7612.
SUPPLEMENTARY INFORMATION: The text of the Agreement and Order appears
below.
Dated: July 29, 2009.
Todd A. Stevenson,
Secretary.
United States of America--Consumer Product Safety Commission
In the Matter of Haier America Trading, LLC, CPSC Docket No. 09-
C0030.
Settlement Agreement
1. In accordance with 16 CFR 1118.20, Haier America Trading, LLC
(``Haier America'') and the staff (``Staff'') of the United States
Consumer Product Safety Commission (``Commission'') enter into this
Settlement Agreement (``Agreement''). The Agreement and the
incorporated attached Order (``Order'') settle the Staff's
allegations set forth below.
Parties
2. The Commission is an independent Federal regulatory agency
established pursuant to, and responsible for the enforcement of, the
Consumer Product Safety Act, 15 U.S.C. 2051-2089 (``CPSA'').
3. Haier America is a limited liability company organized and
existing under the laws of New York, with its principal offices
located in New York, New York. At all times relevant hereto, Haier
America sold appliances.
Staff Allegations
4. From on or about January to July 2004, Haier America
distributed in commerce, including through importation and sale to
retailers, multiple units of the Haier America Oscillating Tower Fan
model FTM140GG (``Fan'').
5. The Fans are ``consumer product[s],'' and, at all times
relevant hereto, Haier America was a ``manufacturer'' of those
consumer products, which were ``distributed in commerce,'' as those
terms are defined in CPSA sections 3(a)(5), (8), and (11), 15 U.S.C.
2052(a)(5), (8), and (11).
[[Page 38418]]
6. From May to October 2004, Haier America received 14 reports
of Fan incidents, some of which involved fires and injuries.
7. From May to October 2004, Haier America obtained information
about the Fans through investigation, testing, and analysis.
8. The incident reports and other information that Haier America
received about the Fans raised defect and hazard concerns for Haier
America.
9. On November 22, 2005, Haier America and the Commission
announced a recall of the Fans. As indicated in part in the recall
Press Release, the defect and hazard involved repeated bending of
the Fan wires from the base to the tower during oscillation, which
caused the wires to break and arc, resulting in a fire hazard.
10. By no later than July 1, 2004, Haier America had obtained
information that reasonably supported the conclusion that the Fans
contained a defect that could create a substantial product hazard or
that they created an unreasonable risk of serious injury or death.
CPSA sections 15(b)(3) and (4), 15 U.S.C. 2064(b)(3) and (4),
required Haier America to immediately inform the Commission of the
Fans' defect and risk.
11. Haier America did not report to the Commission regarding the
Fans until December 22, 2004, after the Commission staff requested
that Haier America report. In addition, at the time that it
reported, Haier America failed to furnish all required information.
Haier America thereby failed to immediately and adequately inform
the Commission about the Fans' defect and risk as required by CPSA
sections 15(b)(3) and (4), 15 U.S.C. 2064(b)(3) and (4). This
failure constituted a prohibited act under CPSA section 19(a)(4), 15
U.S.C. 2068(a)(4).
12. Haier America knowingly committed this prohibited act, as
the term ``knowingly'' is defined in CPSA section 20(d), 15 U.S.C.
2069(d). Pursuant to CPSA section 20, 15 U.S.C. 2069, Haier
America's prohibited act subjected it to civil penalties.
Haier America Response
13. Haier America denies the Staff's allegations set forth in
paragraphs 4-12 above, including, but not limited to, any allegation
that Haier America failed timely to notify the Commission in
accordance with section 15 of the CPSA.
Agreement of the Parties
14. Under the CPSA, the Commission has jurisdiction over this
matter and over Haier America.
15. The parties enter into the Agreement for settlement purposes
only. The Agreement does not constitute an admission by Haier
America, or a determination by the Commission, that Haier America
knowingly violated the CPSA. Upon issuance of, and Haier America's
compliance with, the final Order, the Commission regards this matter
as resolved and agrees not to bring a civil penalty action against
Haier America based upon the Staff's allegations set forth in
paragraphs 4-12 above regarding the Fan.
16. In settlement of the Staff's allegations, Haier America
shall pay a civil penalty in the amount of five hundred eighty-seven
thousand five hundred dollars ($587,500.00) within twenty (20)
calendar days of service of the Commission's final Order accepting
the Agreement. The payment shall be by check payable to the order of
the United States Treasury.
17. Upon provisional acceptance of the Agreement, the Agreement
shall be placed on the public record and published in the Federal
Register in accordance with the procedures set forth in 16 CFR
1118.20(e). In accordance with 16 CFR 1118.20(f), if the Commission
does not receive any written request not to accept the Agreement
within fifteen (15) calendar days, the Agreement shall be deemed
finally accepted on the sixteenth (16th) calendar day after the date
it is published in the Federal Register.
18. Upon the Commission's final acceptance of the Agreement and
issuance of the final Order, Haier America knowingly, voluntarily,
and completely waives any rights it may have in this matter to the
following: (1) An administrative or judicial hearing; (2) judicial
review or other challenge or contest of the validity of the Order or
of the Commission's actions; (3) a determination by the Commission
of whether Haier America failed to comply with the CPSA and its
underlying regulations; (4) a statement of findings of fact and
conclusions of law; and (5) any claims under the Equal Access to
Justice Act.
19. The Commission may publicize the terms of the Agreement and
the Order.
20. The Agreement and the Order shall apply to, and be binding
upon, Haier America and each of its successors and assigns.
21. The Commission issues the Order under the provisions of the
CPSA, and violation of the Order may subject those persons or
entities referenced in the preceding paragraph to appropriate legal
action.
22. The Agreement may be used in interpreting the Order.
Understandings, agreements, representations, or interpretations
apart from those contained in the Agreement and the Order may not be
used to vary or contradict their terms. The Agreement shall not be
waived, amended, modified, or otherwise altered without written
agreement thereto executed by the party against whom such waiver,
amendment, modification, or alteration is sought to be enforced.
23. If any provision of the Agreement and the Order is held to
be illegal, invalid, or unenforceable under present or future laws
effective during the terms of the Agreement and the Order, such
provision shall be fully severable. The balance of the Agreement and
the Order shall remain in full force and effect, unless the
Commission and Haier America agree that severing the provision
materially affects the purpose of the Agreement and the Order.
Haier America Trading, LLC.
Dated:-----------------------------------------------------------------
By:--------------------------------------------------------------------
Michael Jemal,
President and CEO, Haier America Trading, LLC, 1356 Broadway, New
York, N.Y. 10018.
Dated: 6/1/09.
By:--------------------------------------------------------------------
Eric A. Rubel, Esq.,
Arnold & Porter LLP, 555 12th Street, NW., Washington, DC 20004-
1206, Counsel for Haier America Trading LLC.
U.S. CONSUMER PRODUCT SAFETY COMMISSION STAFF
Cheryl A. Falvey,
General Counsel.
Ronald G. Yelenik,
Assistant General Counsel, Office of the General Counsel.
Dated: 6/19/09.
By:--------------------------------------------------------------------
Seth B. Popkin,
Lead Trial Attorney, Division of Compliance, Office of the General
Counsel.
United States of America--Consumer Product Safety Commission
In the Matter of Haier America Trading, LLC, CPSC Docket No. 09-
C0030.
Order
Upon consideration of the Settlement Agreement entered into
between Haier America Trading, LLC (``Haier America'') and the U.S.
Consumer Product Safety Commission (``Commission'') staff, and the
Commission having jurisdiction over the subject matter and over
Haier America, and it appearing that the Settlement Agreement and
the Order are in the public interest, it is
Ordered, that the Settlement Agreement be, and hereby is,
accepted; and it is
Further ordered, that Haier America shall pay a civil penalty in
the amount of five hundred eighty-seven thousand five hundred
dollars ($587,500.00) within twenty (20) calendar days of service of
the Commission's final Order accepting the Agreement. The payment
shall be made by check payable to the order of the United States
Treasury. Upon the failure of Haier America to make the foregoing
payment when due, interest on the unpaid amount shall accrue and be
paid by Haier America at the Federal legal rate of interest set
forth at 28 U.S.C. 1961(a) and (b).
Provisionally accepted and provisional Order issued on the 28th
day of July, 2009.
[[Page 38419]]
By Order of the Commission:
-----------------------------------------------------------------------
Todd A. Stevenson,
Secretary, U.S. Consumer Product Safety Commission.
[FR Doc. E9-18506 Filed 7-31-09; 8:45 am]
BILLING CODE 6355-01-P