Final Guidance on New Starts/Small Starts Policies and Procedures, 37763-37767 [E9-18092]
Download as PDF
Federal Register / Vol. 74, No. 144 / Wednesday, July 29, 2009 / Notices
to the above address between 9 a.m. and
5 p.m., Monday through Friday, except
Federal holidays. If you wish to contact
the above individual directly, you can
use the above telephone number or email address provided.
How to Obtain Copies: A paper copy
of AC 33.87–2 may be obtained by
writing to the U.S. Department of
Transportation, Subsequent Distribution
Office, DOT Warehouse, SVC 121.23,
Ardmore East Business Center, 3341Q
75th Ave., Landover, MD 20785,
telephone 301 322–5377, or by faxing
your request to the warehouse at 301–
386–5394. The AC will also be available
on the Internet at https://www.faa.gov/
regu1atjpjpplicies (then click on
‘‘Advisory Circulars’’).
Authority: 49 U.S.C. 106(g), 40113, 44701–
44702, 44704.
Issued in Burlington, Massachusetts on
June 25, 2009.
Peter White,
Acting Manager, Engine and Propeller
Directorate, Aircraft Certification Service.
[FR Doc. E9–17844 Filed 7–28–09; 8:45 am]
BILLING CODE 4910–13–M
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket Number: FTA–2009–0009]
Final Guidance on New Starts/Small
Starts Policies and Procedures
mstockstill on DSKH9S0YB1PROD with NOTICES
AGENCY: Federal Transit Administration
(FTA), DOT.
ACTION: Response to comments; final
guidance.
SUMMARY: The purpose of this notice is
to convey the 2009 final guidance on
New Starts/Small Starts policies and
procedures. On May 20, 2009, FTA
announced in the Federal Register the
availability of proposed guidance and
requested public comment. FTA
received a total of 29 comments,
primarily from transit agencies and
metropolitan planning organizations, as
well as cities, advocacy groups, State
departments of transportation, and other
interested parties. After reviewing the
public comments, FTA is issuing final
guidance, which is included at the end
of this notice. Please note that FTA is
concurrently publishing a separate
notice in today’s Federal Register that
includes additional proposed guidance
on the New Starts and Small Starts
program for public comment.
DATES: This final guidance is effective
July 29, 2009.
FOR FURTHER INFORMATION CONTACT:
Elizabeth Day, Office of Planning and
VerDate Nov<24>2008
18:30 Jul 28, 2009
Jkt 217001
Environment, telephone (202) 366–5159
and Christopher Van Wyk, Office of
Chief Counsel, telephone (202) 366–
1733. FTA is located at 1200 New Jersey
Ave., SE., East Building, Washington,
DC 20590. Office hours are from 8:30
a.m. to 5 p.m., EST, Monday through
Friday, except Federal holidays.
Organization
The proposed guidance issued on
May 20, 2009 was developed to
implement the Safe, Accountable,
Flexible, Efficient Transportation Equity
Act: A Legacy for Users (SAFETEA–LU)
Technical Corrections Act of 2008 (Pub.
L. 110–244), which amends 49 U.S.C.
5309. The guidance covered three
distinct topics: Proposed weighting of
project justification criteria and
evaluative methodology for the
economic development effects,
operating efficiencies, and transit
supportive land use criteria for New
Starts projects; Proposed weighting of
project justification criteria and
evaluative methodology for the
economic development effects and
transit supportive land use criteria for
Small Starts projects; and Proposed
procedures for considering the benefits
of project alternatives that include a
tunnel, as well as certain costs when a
tunnel is considered but not selected for
a project. Responses to comments on
each of these topics are presented
below. Following the responses, the
final guidance is articulated in full.
Response to Comments
1. New Starts Project Justification Rating
The SAFETEA–LU Technical
Corrections Act directed that the project
justification criteria for New Starts
projects be given comparable, but not
necessarily equal, weights. In the
proposed guidance, FTA suggested the
use of the following weights: mobility
improvements (20 percent);
environmental benefits (10 percent);
cost effectiveness (20 percent); operating
efficiencies (10 percent); economic
development effects (20 percent); and
public transportation supportive land
use (‘‘land use’’) (20 percent). FTA also
proposed methods for evaluating the
criteria for economic development
effects, land use, and operating
efficiencies.
Of the 29 respondents, 19 expressed
general support for FTA’s proposed
weighting scheme. Of the remaining
respondents, four did not directly
address the proposal; three proposed
minor changes to the weighting scheme
and three others proposed significant
changes—modifications to both the
weighting scheme and the criteria
PO 00000
Frm 00077
Fmt 4703
Sfmt 4703
37763
measures (two of these three
respondents proposed identical
modifications). Each of the six proposals
suggesting different weighting schemes
is discussed in the comments and
responses below.
Comment: One respondent suggested
reducing the weight on operating
efficiencies to zero, on the premise that
the cost effectiveness measure captures
this criterion, and suggested increasing
the weight on mobility improvements to
30 percent.
Response: FTA formerly used the
operating efficiencies criterion in
evaluating projects, but found that the
measure did not provide meaningful
distinctions between projects.
Consistent with the direction in the
SAFETEA–LU Technical Corrections
Act, FTA will evaluate operating
efficiencies as a stand-alone criterion,
but, in recognition of the limitation of
the current measure for this criterion,
will give it less weight than some of the
other criteria.
Comment: One respondent suggested
modifying the distinction between land
use and economic development by: (1)
Removing the evaluation of existing
land use; (2) considering the transit
supportive plans and policies for
present and future development as the
core of the land use evaluation; (3)
considering the transportation
performance and impact of land use
policies in the land use evaluation (e.g.,
parking requirement reductions); and,
(4) considering the economic
performance and impact of land use
policies to economic development (e.g.,
increase in tax base). The respondent
stated that existing land use is already
captured by the estimates of ridership
generated by the travel forecasting
model.
Response: For project evaluation and
rating, FTA uses travel forecasts based
upon forecast year population and
employment projections compiled by
regional metropolitan planning
organizations, not opening year
forecasts which would be more
reflective of existing transit supportive
land use. FTA considers the existence of
existing transit supportive land use in
the corridor to be relevant to the
understanding of the proposed project
and a criterion for which credit should
be given in the evaluation of the project.
FTA is working with the transit
community to develop a more robust
methodology for measuring economic
development effects and will consider
the alternative proposed by the
respondent as it continues that work.
The proposed measure for economic
development effects in this guidance is
intended to be an interim approach,
E:\FR\FM\29JYN1.SGM
29JYN1
mstockstill on DSKH9S0YB1PROD with NOTICES
37764
Federal Register / Vol. 74, No. 144 / Wednesday, July 29, 2009 / Notices
which requires no new data from project
sponsors, but which will be useful until
a more robust measure can be
developed.
Comment: One respondent suggested
weights of at least 30 percent for cost
effectiveness and land use and no more
than 10 percent for each of the other
criteria. The respondent stated that the
cost effectiveness criterion clearly
demonstrates the impact of a project on
customer travel time and that existing
land use is a very reliable indicator of
ridership potential.
Response: FTA agrees that cost
effectiveness and existing land use are
useful measures in assessing projects.
FTA is, however, assigning less
disparate weights to all of the project
justification criteria than the respondent
suggests, consistent with the direction
in the SAFETEA–LU Technical
Correction Act calling for the
assignment of comparable, but not
necessarily equal, weights.
Comments: Two respondents
proposed changing the criteria weights
as well as modifying numerous criteria
measures. Highlights of these responses
included recommendations to: (1)
Increase focus on land use, noting that
the weights proposed by FTA reduce the
weight of the previously-used land use
criterion from 50 to 40 percent
(combining land use and economic
development effects); (2) gather more
information and place greater emphasis
on comprehensive land use and
transportation strategies that enhance
the effectiveness of transit projects,
avoid urban sprawl, and reduce local
infrastructure costs and produce other
benefits of compact development
including reductions in vehicle travel
and greenhouse gas emissions; (3)
simplify the mobility improvements (20
percent weight) measure to consider
only ridership and benefits to transit
dependents; (4) consider quantifiable
reductions in emissions and vehicle
miles traveled (VMT) in the
environmental benefits criterion (15
percent); (5) use cost per rider for cost
effectiveness (10 percent) rather than
incremental cost per incremental ‘‘user
benefit;’’ and, (6) use incremental
system cost per rider for operating
efficiencies (5 percent).
Another respondent also suggested
changes to the criteria weights as well
as to numerous criteria measures.
Highlights of the response included
recommendations to: (1) Reduce the
mobility improvements weight (10
percent weight); (2) consider reductions
in VMT and greenhouse gas (GHG)
emissions in the environmental benefits
criterion (15 percent); (3) compute cost
effectiveness by comparing the project
VerDate Nov<24>2008
18:30 Jul 28, 2009
Jkt 217001
to the ‘‘no build’’ alternative rather than
the ‘‘baseline’’ alternative (25 percent);
(4) include fare box and other revenue
recovery considerations in the
measurement of operating efficiencies
(10 percent); (5) modify the land use
evaluation to be more reflective of
actual land use policies and decisions
that support transit, including steps
local governments could take to ensure
planning and zoning matched the
proposed transit investment (20
percent); and, (6) modify the economic
development effects criterion to
consider a higher rating for projects that
include government action to provide
incentives to encourage economic
development (20 percent).
Response: It is not clear from the
respondents’ comments if their
proposals for changing the weights are
independent of the proposals for
changes in the criteria measures. As
such, it is difficult to comment on the
respondent’s proposed changes to the
weights, other than to note the
suggestions are relatively minor in
comparison to those proposed by FTA.
The respondents’ suggested
modifications to the criteria measures,
on the other hand, are not minor. FTA’s
proposal focused primarily on criteria
weights. FTA’s proposal also
distinguished the measures formerly
used for land use, separating them into
measures for economic development
effects and land use because of the
statutory direction to treat these two
criteria separately. FTA’s proposal also
intended to meet the requirements of
the Technical Corrections Act while
limiting the amount of new data and
information required from project
sponsors at this point in time. FTA will
continue to consider the suggestions
provided as it develops future
performance measures for the project
justification criteria and future policy
guidance documents.
Comments: Eighteen respondents
noted that the proposed guidance omits
discussion of whether the funding
recommendation practice generally
requiring a ‘‘medium’’ cost-effectiveness
rating announced in a 2005 ‘‘Dear
Colleague’’ letter will continue. These
respondents questioned what impact
giving comparable weight to each
project justification criterion will have if
a single criterion continues to be used
in general as a go/no-go decision rule in
funding recommendations. Fourteen of
these respondents explicitly requested
that FTA rescind the ‘‘Dear Colleague’’
letter.
Response: This final guidance
describes FTA’s process of evaluating
and rating proposed projects. It does not
address the practice generally requiring
PO 00000
Frm 00078
Fmt 4703
Sfmt 4703
a ‘‘medium’’ cost-effectiveness rating for
a project funding recommendation,
announced in the 2005 ‘‘Dear
Colleague’’ letter. The evaluation and
rating of the statutory criteria determine
the eligibility of a project for
consideration for a funding
recommendation. The Administration is
continuing to review the
appropriateness, efficacy, and impact of
the ‘‘Dear Colleague’’ letter practice.
Comments: Seven respondents
inquired as to whether FTA will
continue to consider ‘‘other factors’’ in
the project justification rating,
specifically the ‘‘case for the project’’
document and whether the proposed
New Starts project is a principle
element of a congestion management
strategy in general, and an auto pricing
strategy, in particular. Four respondents
recommended that FTA remove the
provision of improving the rating of
projects that are part of an auto pricing
strategy.
Response: Based on comments
received and FTA’s own views on the
use of ‘‘other factors’’, FTA has
proposed in a concurrent notice
published in this issue of the Federal
Register changes to its review of ‘‘other
factors’’. After considering comments
received on that notice, FTA will
publish 2009 Supplemental Final Policy
Guidance.
2. Small Starts Project Justification
Rating
The SAFETEA–LU Technical
Corrections Act directed that the project
justification criteria for Small Starts
projects be given comparable, but not
necessarily equal, weights. In the
proposed guidance, FTA suggested
using a weight of 33.3 percent to each
of the Small Starts project justification
criteria: cost effectiveness, public
transportation supportive land use
policies (‘‘land use’’), and economic
development effects. FTA also proposed
methods for evaluating the economic
development effects and land use
criteria.
Comments: Of the 29 comments
received, 16 expressed general support
for the proposed weighting scheme. Of
the remaining respondents, ten did not
directly address the proposal; one
proposed a minor change to the
weighting scheme and two others
proposed identical, significant changes.
Each of the three proposals for different
criteria weights is discussed in the
comments and responses below.
Comment: One respondent suggested
increasing the weight of the cost
effectiveness criteria from 33.3 percent
to 50 percent and reducing the weight
of the land use and economic
E:\FR\FM\29JYN1.SGM
29JYN1
Federal Register / Vol. 74, No. 144 / Wednesday, July 29, 2009 / Notices
development effects criteria to 25
percent each.
Response: FTA considers its proposed
weighting of the criteria for Small Starts
to be more consistent with the
Technical Corrections Act’s direction
than the respondent’s proposal.
Comment: One respondent agreed
with the weights proposed by FTA
provided the criteria measures change
as follows: (1) Land use should require
more information and place greater
emphasis on comprehensive land use
and transportation strategies that
enhance the effectiveness of transit
projects, avoid urban sprawl, and
reduce local infrastructure costs and
produce other benefits of compact
development including reductions in
vehicle travel and greenhouse gas
emissions; (2) cost per rider should be
the measure for the cost effectiveness
criteria; and, (3) meaningful measures of
economic development effects should
ultimately be developed.
Comment: One respondent suggested
a variety of improvements to the New
Starts measures and for Small Starts
notes that the same changes should be
applied, though with an emphasis on
methods that are easier to report and a
consideration of only those criteria
required by statute.
Response: FTA’s proposal intends to
meet the requirements of the Technical
Corrections Act while limiting the
amount of new data and information
required from project sponsors. FTA
currently attempts to use measures for
Small Starts that are easier to report
compared to New Starts. FTA will
continue to consider the suggestions
provided as it develops future
performance measures for the Small
Starts project justification criteria and
on future policy guidance documents.
mstockstill on DSKH9S0YB1PROD with NOTICES
3. Alternatives With Tunnels
The SAFETEA–LU Technical
Corrections Act calls for the analysis,
evaluation, and consideration of the
congestion relief, improved mobility,
and other benefits of transit tunnels in
projects that include a tunnel, and the
ancillary and mitigation costs to relieve
congestion, improve mobility, and
decrease air and noise pollution in
projects that do not include a tunnel,
but where a tunnel was considered. In
the proposed guidance, FTA suggested
it would require that alternatives
analysis studies address these impacts
of transit tunnels when a tunnel is part
of a project or was considered during
the alternatives analysis. FTA proposed
to ensure that such information was
addressed during alternatives analysis
as part of the FTA review of project
VerDate Nov<24>2008
18:30 Jul 28, 2009
Jkt 217001
applications for entry into preliminary
engineering.
Comments: One respondent requested
that FTA define ‘‘tunnel’’ to clarify
when additional analysis is needed, and
others noted that a complimentary,
realistic surface option is not always
available (e.g., commuter rail under
Manhattan or light rail beneath an
airport runway).
Response: Additional analyses are
required when different vertical
alignments (i.e., at-grade versus
underground) of a proposed reasonable
alternative result in disparate impacts to
automobile congestion, mobility, air and
noise pollution, and/or any other
relevant consideration.
Comments: Eight respondents noted
that the Technical Corrections Act
directs FTA to analyze, evaluate, and
consider the benefits of tunnels, but the
proposed guidance does not explain
how FTA will consider the results of the
analysis in their ratings. Three
respondents suggested, in the absence of
more detailed guidance, that FTA not
change how tunnels are currently
considered in the evaluation criteria and
continue to invite sponsors to use the
‘‘case for the project’’ document and
‘‘other factors’’ section of the New Starts
submissions to highlight the benefits of
tunnels not captured by the other
criteria. One respondent suggested
modifying the cost effectiveness
measure and project justification rating
to better account for tunnel options
compared to non-tunnel options,
including local traffic and land use
issues.
Response: As reflected in the final
guidance, FTA concurs with the
suggestion of not changing the current
evaluation methods. The mobility
improvements, operating efficiencies,
land use, economic development effects,
and cost effectiveness project
justification criteria capture much of the
benefits provided by tunnels.
Additionally, FTA’s consideration of
‘‘other factors’’, offers project sponsors
the opportunity to present evidence not
considered by the aforementioned
criteria, including mitigation costs
necessary due to the selection of an
above-ground alignment.
Comments: Three respondents
requested that FTA describe the specific
analyses FTA expects project sponsors
to perform to meet this requirement.
One respondent suggested that the
screening of alternatives should be a
local process and that FTA should not
mandate specific analytical methods.
Response: FTA is not prescribing
analysis and evaluation techniques for
assessing tunnels. Project sponsors are
free to use methods deemed most
PO 00000
Frm 00079
Fmt 4703
Sfmt 4703
37765
appropriate for local conditions when
evaluating the impacts of a tunnel
option to address the transportation
problems described in the alternatives
analysis. FTA’s role is to ensure
consistency with the direction in the
Technical Corrections Act and to
facilitate informed decision making by
the public and local officials by
ensuring that the analysis is reasonable.
Comment: One respondent suggested
extending the consideration of tunnels
(or no tunnel) to both the preliminary
engineering stage of project
development and/or through the final
environmental impact statement.
Response: FTA does not wish to
mandate that a vertical alignment (be it
tunnel or no tunnel) other than the
locally-preferred alternative always be
considered beyond alternatives analysis.
The purpose of the alternatives analysis
is for local decision makers to select a
mode and general alignment—including
vertical alignment. This decision should
remain a local one.
4. Broader Comments on New and
Small Starts Program
FTA received numerous comments
regarding aspects of the New and Small
Starts programs not explicitly discussed
in the proposed guidance, including
some comments that require regulatory
or legislative changes. For some time
FTA has been considering many of these
and other ideas. Consequently, as an
initial step, FTA is issuing additional
proposed guidance in this issue of the
Federal Register aimed at streamlining
and simplifying the New and Small
Starts programs. FTA’s efforts to
streamline will continue in the future
and the comments summarized below
will be given consideration moving
forward.
Comments: Eight respondents
suggested that FTA issue a
comprehensive set of guidance so that
project sponsors can be fully and
accurately informed regarding current
FTA requirements. Such guidance could
respond to recent actions taken by
Congress and be open to public
comment.
Comments: Four respondents
suggested changes to the Very Small
Starts streamlined evaluation
requirements, specifically: (1) Removing
the total project cost and cost per mile
requirements; (2) removing the
requirements on daily operations and
number of riders; (3) allowing low-floor
buses to be purchased as part of an
agency-wide purchase, rather than as
part of the project; and, (4) defining
‘‘substantial long-term corridor
investment’’ (in a non-fixed guideway
corridor) per the statute.
E:\FR\FM\29JYN1.SGM
29JYN1
mstockstill on DSKH9S0YB1PROD with NOTICES
37766
Federal Register / Vol. 74, No. 144 / Wednesday, July 29, 2009 / Notices
Comments: Three respondents
suggested that FTA implement the
reliability rating change through notice
and comment rulemaking.
Comments: Three respondents urged
FTA to streamline the planning and
project development process. Another
asked FTA to completely revamp the
program.
Comments: Two respondents
suggested that FTA change how local
financial commitment is recognized and
how local funds can be used. One
suggested recognizing all of the local
contributions made in the fiscallyconstrained long-range plan towards a
new fixed-guideway system when
considering the financial rating of a
New Starts project. Another suggested
allowing for so-called ‘‘deferred local
match,’’ as well as allowing project
sponsors that invest more than 20
percent of total project cost to follow
local procedures for aspects of the
project funded with local funds.
Comments: Besides the previously
discussed suggestion to change the
existing practice requiring a ‘‘medium’’
cost-effectiveness rating for a project
funding recommendation, suggestions
on FTA’s cost effectiveness index
included: (1) Basing cost effectiveness
on the amount of the Federal investment
rather than the total project cost; (2)
replacing the current cost effectiveness
measure of cost per hour of
transportation system user benefit with
cost per new rider; (3) tying the New
Starts share to the cost effectiveness
measure (i.e., the higher the measure,
the higher the allowable New Starts
share); and, (4) updating the measure to
account for inflation.
Comments: One commenter criticized
the current measure of environmental
benefits for being biased against areas
that are currently less dense but
growing. Another commenter suggested
that any environmental benefits
measure be presented as relative, rather
than absolute, to avoid biases against
large cities.
Comments: Suggestions regarding
land use issues not mentioned
previously included: (1) Considering the
land acquisition to build transitoriented developments differently when
calculating project cost; and (2)
modifying the rating to reward
communities that demonstrate
implementation of affordable, mixedincome housing preservation and
expansion policies and community
planning activities. Criticisms of the
evaluation of land use included: (1) The
practice of fixing land use in the
analysis of the transportation benefits
associated with the project ignores the
effect of the project in promoting higher
VerDate Nov<24>2008
18:30 Jul 28, 2009
Jkt 217001
density; and, (2) the focus on existing
land use ignores the inability of density
to increase without the project in place.
Comments: Comments on FTA’s
emphasis on the state of good repair
included: (1) One respondent requested
that rebuilding and maintaining aging
infrastructure be a high priority in the
next transportation bill; and (2) two
respondents questioned why FTA rates
a financial plan for a New Starts project
that relies on section 5307 formula
funds or section 5309 fixed guideway
modernization funds less favorably than
financial plans that do not rely on these
sources.
Comments: Suggestions regarding
broad program changes included: (1)
Considering benefits to increasing
corridor capacity in the project
justification criteria; (2) splitting the
program into two categories, new and
expansion, to allow for a more level
playing field and balanced funding
allocation; (3) providing a bonus to
metropolitan areas that exceed ridership
expectations; (4) reducing the
expectations of capital cost and
ridership estimates at early stages of
project development; (5) allowing
flexibility in the timing of when the
New Starts share is finalized; (6)
keeping the New Starts process distinct
from the process required by the
National Environmental Policy Act; (7)
working with the Federal Highway
Administration to develop a uniform
project development process for multimodal projects; and, (8) expanding
‘‘warrants’’, such as those used for Very
Small Starts, to larger projects.
Final Guidance
1. New Starts Project Justification Rating
The project justification rating of a
project seeking New Starts funding will
be based on ratings for the following
criteria with the weights shown in
parentheses: mobility improvements
(20%), environmental benefits (10%),
cost effectiveness (20%), operating
efficiencies (10%), economic
development effects (20%), and public
transportation supportive land use
(20%).
FTA’s approach to the measures and
ratings is to base them on existing
procedures and information produced
by project sponsors to the extent
possible. This allows for their
immediate implementation because new
information, along with the additional
time required for project sponsors to
develop it, is not required. More
significant changes have been
postponed until FTA completes
development of more robust measures,
particularly for environmental benefits
PO 00000
Frm 00080
Fmt 4703
Sfmt 4703
and economic development effects. The
measures for the mobility
improvements, environmental benefits,
and cost effectiveness criteria do not
change at this time under this guidance.
The operating efficiencies criterion will
be evaluated and rated as it was in fiscal
year 2008 and earlier using the
incremental difference in system-wide
operating cost per passenger mile
between the build and the baseline
alternatives. To avoid requiring new
information from project sponsors until
such time as FTA develops more robust
measures, the economic development
effects rating will be based on two of the
three subfactors previously used to rate
public transportation supportive land
use—transit supportive plans and
policies, and performance and impact of
policies. The remaining land use
subfactor previously used—existing
land use—will be the basis for the
public transportation supportive land
use rating. Each of these three
subfactors, although separated into two
separate measures, will be evaluated
and rated as they were previously.
The rating for each criterion will be
expressed descriptively as ‘‘low,’’
‘‘medium-low,’’ ‘‘medium,’’ ‘‘mediumhigh,’’ or ‘‘high,’’ with a corresponding
numerical rating of one to five used in
aggregation calculations.
A simple approach was used to
determine the magnitude of the weights
of all the project justification criteria,
but not the simplest. The simplest
would be to make all weights equal,
meaning between 16 and 17 percent.
The lower weights for the
environmental benefits and operating
efficiencies criteria acknowledge the
transit community’s lack of consensus
about useful, easily reported measures
for these criteria that can be used to
meaningfully distinguish between
projects.
FTA is conducting research to
identify useful measures for the
environmental benefits criterion.
Likewise, in a Federal Register notice
published on January 26, 2009, FTA
issued and sought comments on a
discussion paper on new, alternative
ways of evaluating economic
development effects. FTA is now
reviewing comments on that paper.
2. Small Starts Project Justification
Rating
The project justification rating of a
project seeking Small Starts funding
will be based on ratings for the
following criteria with the proposed
weights shown in parentheses: cost
effectiveness (one third), economic
development effects (one third), and
E:\FR\FM\29JYN1.SGM
29JYN1
Federal Register / Vol. 74, No. 144 / Wednesday, July 29, 2009 / Notices
mstockstill on DSKH9S0YB1PROD with NOTICES
public transportation supportive land
use policies (one third).
FTA’s approach to the project
justification measures for Small Starts is
identical to that described above for
New Starts, meaning that they are based
on existing procedures and information
produced by project sponsors to the
extent possible. The measure and rating
for the cost effectiveness criterion does
not change under this guidance. The
measures and ratings for the economic
development effects and public
transportation supportive land use
criteria are identical to those proposed
for New Starts. The economic
development effects rating will be based
on two of the three subfactors
previously used to rate land use
(following the data reporting
simplifications already in place for
Small Starts projects)—transit
supportive plans and policies and
performance and impact of policies. The
remaining land use subfactor previously
used—existing land use—will be the
basis for the public transportation
supportive land use rating.
The simplest approach was used to
determine the magnitude of the weights,
with all of them weighted equally.
Projects that qualify for the Very
Small Starts streamlined evaluation will
continue to receive an automatic
‘‘medium’’ rating for project
justification.
3. Alternatives With Tunnels
As a condition of advancement into
preliminary engineering, FTA requires
that alternatives analysis studies
specifically analyze, evaluate, and
consider the congestion relief, improved
mobility, and other benefits of transit
tunnels in those projects that include a
transit tunnel and the associated
ancillary and mitigation costs necessary
to relieve congestion, improve mobility,
and decrease air and noise pollution in
those projects that do not include a
tunnel, but where a transit tunnel was
one of the alternatives analyzed.
Additional analyses are required when
different vertical alignments (i.e., atgrade versus underground) of a
proposed reasonable alternative result
in disparate impacts to automobile
congestion, mobility, air and noise
pollution, and/or any other relevant
consideration. FTA will ensure that
such information has been addressed
during the alternative analysis of
projects that considered a tunnel as part
of the FTA review of project
applications for entry into preliminary
engineering.
The mobility improvements,
operating efficiencies, land use,
economic development effects, and cost
VerDate Nov<24>2008
18:30 Jul 28, 2009
Jkt 217001
effectiveness project justification criteria
capture much of the benefits provided
by tunnels. Additionally, FTA’s
consideration of ‘‘other factors,’’
including the ‘‘case for the project’’
document, offers project sponsors the
opportunity to present evidence not
considered by the aforementioned
criteria, including mitigation costs
necessary due to the selection of an
above-ground alignment. In evaluating
the consequences of a tunnel option
compared to a surface option, project
sponsors are encouraged to use the full
range of FTA project justification
criteria to support local decision making
during project planning.
Issued on: July 24, 2009.
Peter M. Rogoff,
Administrator, Federal Transit
Administration.
[FR Doc. E9–18092 Filed 7–24–09; 4:15 pm]
37767
Monday through Friday, except Federal
holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access
You may see all the comments online
through the Federal Document
Management System (FDMS) at https://
www.regulations.gov.
Background
Under 49 U.S.C. 31136(e) and 31315,
FMCSA may grant an exemption for a 2year period if it finds ‘‘such exemption
would likely achieve a level of safety
that is equivalent to, or greater than, the
level that would be achieved absent
such exemption.’’ The statute also
allows the Agency to renew exemptions
at the end of the 2-year period. The
comment period ended on July 2, 2009.
BILLING CODE P
Discussion of Comments
DEPARTMENT OF TRANSPORTATION
FMCSA received no comments in this
proceeding.
Conclusion
Federal Motor Carrier Safety
Administration
[Docket No FMCSA–1998–4334; FMCSA–
2000–7006; FMCSA–2000–7363; FMCSA–
2000–8398; FMCSA–2001–9258; FMCSA–
2003–14223; FMCSA–2003–14504; FMCSA–
2004–19477; FMCSA–2005–20027; FMCSA–
2005–20560; FMCSA–2006–26066; FMCSA–
2007–27333; FMCSA–2007–27515.]
Qualification of Drivers; Exemption
Renewals; Vision
AGENCY: Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Notice of final disposition.
SUMMARY: FMCSA previously
announced its decision to renew the
exemptions from the vision requirement
in the Federal Motor Carrier Safety
Regulations for 29 individuals. FMCSA
has statutory authority to exempt
individuals from the vision requirement
if the exemptions granted will not
compromise safety. The Agency has
concluded that granting these
exemptions will provide a level of safety
that will be equivalent to, or greater
than, the level of safety maintained
without the exemptions for these
commercial motor vehicle (CMV)
drivers.
FOR FURTHER INFORMATION CONTACT: Dr.
Mary D. Gunnels, Director, Medical
Programs, (202) 366–4001,
fmcsamedical@dot.gov, FMCSA,
Department of Transportation, 1200
New Jersey Avenue, SE., Room W64–
224, Washington, DC 20590–0001.
Office hours are from 8:30 a.m. to 5 p.m.
PO 00000
Frm 00081
Fmt 4703
Sfmt 4703
The Agency has not received any
adverse evidence on any of these drivers
that indicates that safety is being
compromised. Based upon its
evaluation of the 29 renewal
applications, FMCSA renews the
Federal vision exemptions for Gary A.
Barrett, Ivan L. Beal, Johnny A. Beutler,
Daniel R. Brewer, Darryl D. Cassatt,
Larry Chinn, Brett L. Condon, Albion C.
Doe, Sr., William K. Gullet, Daryl A.
Jester, James P. Jones, Clyde H. Kitzan,
Larry J. Lang, Spencer E. Leonard,
Dennis D. Lesperance, John W. Locke,
Herman G. Lovell, Ronald L. Maynard,
Donald G. Meyer, William A. Moore, Jr.,
Earl R. Neugebauer, Danny R.
Pickelsimer, Richard S. Rehbein,
Bernard E. Roche, David E. Sanders,
David B. Speller, Lynn D. Veach, Harry
S. Warren, and Michael C. Wines.
In accordance with 49 U.S.C. 31136(e)
and 31315, each renewal exemption will
be valid for 2 years unless revoked
earlier by FMCSA. The exemption will
be revoked if: (1) The person fails to
comply with the terms and conditions
of the exemption; (2) the exemption has
resulted in a lower level of safety than
was maintained before it was granted; or
(3) continuation of the exemption would
not be consistent with the goals and
objectives of 49 U.S.C. 31136 and 31315.
Issued on: July 21, 2009.
Larry W. Minor,
Associate Administrator for Policy and
Program Development.
[FR Doc. E9–17975 Filed 7–28–09; 8:45 am]
BILLING CODE 4910–EX–P
E:\FR\FM\29JYN1.SGM
29JYN1
Agencies
[Federal Register Volume 74, Number 144 (Wednesday, July 29, 2009)]
[Notices]
[Pages 37763-37767]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-18092]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket Number: FTA-2009-0009]
Final Guidance on New Starts/Small Starts Policies and Procedures
AGENCY: Federal Transit Administration (FTA), DOT.
ACTION: Response to comments; final guidance.
-----------------------------------------------------------------------
SUMMARY: The purpose of this notice is to convey the 2009 final
guidance on New Starts/Small Starts policies and procedures. On May 20,
2009, FTA announced in the Federal Register the availability of
proposed guidance and requested public comment. FTA received a total of
29 comments, primarily from transit agencies and metropolitan planning
organizations, as well as cities, advocacy groups, State departments of
transportation, and other interested parties. After reviewing the
public comments, FTA is issuing final guidance, which is included at
the end of this notice. Please note that FTA is concurrently publishing
a separate notice in today's Federal Register that includes additional
proposed guidance on the New Starts and Small Starts program for public
comment.
DATES: This final guidance is effective July 29, 2009.
FOR FURTHER INFORMATION CONTACT: Elizabeth Day, Office of Planning and
Environment, telephone (202) 366-5159 and Christopher Van Wyk, Office
of Chief Counsel, telephone (202) 366-1733. FTA is located at 1200 New
Jersey Ave., SE., East Building, Washington, DC 20590. Office hours are
from 8:30 a.m. to 5 p.m., EST, Monday through Friday, except Federal
holidays.
Organization
The proposed guidance issued on May 20, 2009 was developed to
implement the Safe, Accountable, Flexible, Efficient Transportation
Equity Act: A Legacy for Users (SAFETEA-LU) Technical Corrections Act
of 2008 (Pub. L. 110-244), which amends 49 U.S.C. 5309. The guidance
covered three distinct topics: Proposed weighting of project
justification criteria and evaluative methodology for the economic
development effects, operating efficiencies, and transit supportive
land use criteria for New Starts projects; Proposed weighting of
project justification criteria and evaluative methodology for the
economic development effects and transit supportive land use criteria
for Small Starts projects; and Proposed procedures for considering the
benefits of project alternatives that include a tunnel, as well as
certain costs when a tunnel is considered but not selected for a
project. Responses to comments on each of these topics are presented
below. Following the responses, the final guidance is articulated in
full.
Response to Comments
1. New Starts Project Justification Rating
The SAFETEA-LU Technical Corrections Act directed that the project
justification criteria for New Starts projects be given comparable, but
not necessarily equal, weights. In the proposed guidance, FTA suggested
the use of the following weights: mobility improvements (20 percent);
environmental benefits (10 percent); cost effectiveness (20 percent);
operating efficiencies (10 percent); economic development effects (20
percent); and public transportation supportive land use (``land use'')
(20 percent). FTA also proposed methods for evaluating the criteria for
economic development effects, land use, and operating efficiencies.
Of the 29 respondents, 19 expressed general support for FTA's
proposed weighting scheme. Of the remaining respondents, four did not
directly address the proposal; three proposed minor changes to the
weighting scheme and three others proposed significant changes--
modifications to both the weighting scheme and the criteria measures
(two of these three respondents proposed identical modifications). Each
of the six proposals suggesting different weighting schemes is
discussed in the comments and responses below.
Comment: One respondent suggested reducing the weight on operating
efficiencies to zero, on the premise that the cost effectiveness
measure captures this criterion, and suggested increasing the weight on
mobility improvements to 30 percent.
Response: FTA formerly used the operating efficiencies criterion in
evaluating projects, but found that the measure did not provide
meaningful distinctions between projects. Consistent with the direction
in the SAFETEA-LU Technical Corrections Act, FTA will evaluate
operating efficiencies as a stand-alone criterion, but, in recognition
of the limitation of the current measure for this criterion, will give
it less weight than some of the other criteria.
Comment: One respondent suggested modifying the distinction between
land use and economic development by: (1) Removing the evaluation of
existing land use; (2) considering the transit supportive plans and
policies for present and future development as the core of the land use
evaluation; (3) considering the transportation performance and impact
of land use policies in the land use evaluation (e.g., parking
requirement reductions); and, (4) considering the economic performance
and impact of land use policies to economic development (e.g., increase
in tax base). The respondent stated that existing land use is already
captured by the estimates of ridership generated by the travel
forecasting model.
Response: For project evaluation and rating, FTA uses travel
forecasts based upon forecast year population and employment
projections compiled by regional metropolitan planning organizations,
not opening year forecasts which would be more reflective of existing
transit supportive land use. FTA considers the existence of existing
transit supportive land use in the corridor to be relevant to the
understanding of the proposed project and a criterion for which credit
should be given in the evaluation of the project.
FTA is working with the transit community to develop a more robust
methodology for measuring economic development effects and will
consider the alternative proposed by the respondent as it continues
that work. The proposed measure for economic development effects in
this guidance is intended to be an interim approach,
[[Page 37764]]
which requires no new data from project sponsors, but which will be
useful until a more robust measure can be developed.
Comment: One respondent suggested weights of at least 30 percent
for cost effectiveness and land use and no more than 10 percent for
each of the other criteria. The respondent stated that the cost
effectiveness criterion clearly demonstrates the impact of a project on
customer travel time and that existing land use is a very reliable
indicator of ridership potential.
Response: FTA agrees that cost effectiveness and existing land use
are useful measures in assessing projects. FTA is, however, assigning
less disparate weights to all of the project justification criteria
than the respondent suggests, consistent with the direction in the
SAFETEA-LU Technical Correction Act calling for the assignment of
comparable, but not necessarily equal, weights.
Comments: Two respondents proposed changing the criteria weights as
well as modifying numerous criteria measures. Highlights of these
responses included recommendations to: (1) Increase focus on land use,
noting that the weights proposed by FTA reduce the weight of the
previously-used land use criterion from 50 to 40 percent (combining
land use and economic development effects); (2) gather more information
and place greater emphasis on comprehensive land use and transportation
strategies that enhance the effectiveness of transit projects, avoid
urban sprawl, and reduce local infrastructure costs and produce other
benefits of compact development including reductions in vehicle travel
and greenhouse gas emissions; (3) simplify the mobility improvements
(20 percent weight) measure to consider only ridership and benefits to
transit dependents; (4) consider quantifiable reductions in emissions
and vehicle miles traveled (VMT) in the environmental benefits
criterion (15 percent); (5) use cost per rider for cost effectiveness
(10 percent) rather than incremental cost per incremental ``user
benefit;'' and, (6) use incremental system cost per rider for operating
efficiencies (5 percent).
Another respondent also suggested changes to the criteria weights
as well as to numerous criteria measures. Highlights of the response
included recommendations to: (1) Reduce the mobility improvements
weight (10 percent weight); (2) consider reductions in VMT and
greenhouse gas (GHG) emissions in the environmental benefits criterion
(15 percent); (3) compute cost effectiveness by comparing the project
to the ``no build'' alternative rather than the ``baseline''
alternative (25 percent); (4) include fare box and other revenue
recovery considerations in the measurement of operating efficiencies
(10 percent); (5) modify the land use evaluation to be more reflective
of actual land use policies and decisions that support transit,
including steps local governments could take to ensure planning and
zoning matched the proposed transit investment (20 percent); and, (6)
modify the economic development effects criterion to consider a higher
rating for projects that include government action to provide
incentives to encourage economic development (20 percent).
Response: It is not clear from the respondents' comments if their
proposals for changing the weights are independent of the proposals for
changes in the criteria measures. As such, it is difficult to comment
on the respondent's proposed changes to the weights, other than to note
the suggestions are relatively minor in comparison to those proposed by
FTA. The respondents' suggested modifications to the criteria measures,
on the other hand, are not minor. FTA's proposal focused primarily on
criteria weights. FTA's proposal also distinguished the measures
formerly used for land use, separating them into measures for economic
development effects and land use because of the statutory direction to
treat these two criteria separately. FTA's proposal also intended to
meet the requirements of the Technical Corrections Act while limiting
the amount of new data and information required from project sponsors
at this point in time. FTA will continue to consider the suggestions
provided as it develops future performance measures for the project
justification criteria and future policy guidance documents.
Comments: Eighteen respondents noted that the proposed guidance
omits discussion of whether the funding recommendation practice
generally requiring a ``medium'' cost-effectiveness rating announced in
a 2005 ``Dear Colleague'' letter will continue. These respondents
questioned what impact giving comparable weight to each project
justification criterion will have if a single criterion continues to be
used in general as a go/no-go decision rule in funding recommendations.
Fourteen of these respondents explicitly requested that FTA rescind the
``Dear Colleague'' letter.
Response: This final guidance describes FTA's process of evaluating
and rating proposed projects. It does not address the practice
generally requiring a ``medium'' cost-effectiveness rating for a
project funding recommendation, announced in the 2005 ``Dear
Colleague'' letter. The evaluation and rating of the statutory criteria
determine the eligibility of a project for consideration for a funding
recommendation. The Administration is continuing to review the
appropriateness, efficacy, and impact of the ``Dear Colleague'' letter
practice.
Comments: Seven respondents inquired as to whether FTA will
continue to consider ``other factors'' in the project justification
rating, specifically the ``case for the project'' document and whether
the proposed New Starts project is a principle element of a congestion
management strategy in general, and an auto pricing strategy, in
particular. Four respondents recommended that FTA remove the provision
of improving the rating of projects that are part of an auto pricing
strategy.
Response: Based on comments received and FTA's own views on the use
of ``other factors'', FTA has proposed in a concurrent notice published
in this issue of the Federal Register changes to its review of ``other
factors''. After considering comments received on that notice, FTA will
publish 2009 Supplemental Final Policy Guidance.
2. Small Starts Project Justification Rating
The SAFETEA-LU Technical Corrections Act directed that the project
justification criteria for Small Starts projects be given comparable,
but not necessarily equal, weights. In the proposed guidance, FTA
suggested using a weight of 33.3 percent to each of the Small Starts
project justification criteria: cost effectiveness, public
transportation supportive land use policies (``land use''), and
economic development effects. FTA also proposed methods for evaluating
the economic development effects and land use criteria.
Comments: Of the 29 comments received, 16 expressed general support
for the proposed weighting scheme. Of the remaining respondents, ten
did not directly address the proposal; one proposed a minor change to
the weighting scheme and two others proposed identical, significant
changes. Each of the three proposals for different criteria weights is
discussed in the comments and responses below.
Comment: One respondent suggested increasing the weight of the cost
effectiveness criteria from 33.3 percent to 50 percent and reducing the
weight of the land use and economic
[[Page 37765]]
development effects criteria to 25 percent each.
Response: FTA considers its proposed weighting of the criteria for
Small Starts to be more consistent with the Technical Corrections Act's
direction than the respondent's proposal.
Comment: One respondent agreed with the weights proposed by FTA
provided the criteria measures change as follows: (1) Land use should
require more information and place greater emphasis on comprehensive
land use and transportation strategies that enhance the effectiveness
of transit projects, avoid urban sprawl, and reduce local
infrastructure costs and produce other benefits of compact development
including reductions in vehicle travel and greenhouse gas emissions;
(2) cost per rider should be the measure for the cost effectiveness
criteria; and, (3) meaningful measures of economic development effects
should ultimately be developed.
Comment: One respondent suggested a variety of improvements to the
New Starts measures and for Small Starts notes that the same changes
should be applied, though with an emphasis on methods that are easier
to report and a consideration of only those criteria required by
statute.
Response: FTA's proposal intends to meet the requirements of the
Technical Corrections Act while limiting the amount of new data and
information required from project sponsors. FTA currently attempts to
use measures for Small Starts that are easier to report compared to New
Starts. FTA will continue to consider the suggestions provided as it
develops future performance measures for the Small Starts project
justification criteria and on future policy guidance documents.
3. Alternatives With Tunnels
The SAFETEA-LU Technical Corrections Act calls for the analysis,
evaluation, and consideration of the congestion relief, improved
mobility, and other benefits of transit tunnels in projects that
include a tunnel, and the ancillary and mitigation costs to relieve
congestion, improve mobility, and decrease air and noise pollution in
projects that do not include a tunnel, but where a tunnel was
considered. In the proposed guidance, FTA suggested it would require
that alternatives analysis studies address these impacts of transit
tunnels when a tunnel is part of a project or was considered during the
alternatives analysis. FTA proposed to ensure that such information was
addressed during alternatives analysis as part of the FTA review of
project applications for entry into preliminary engineering.
Comments: One respondent requested that FTA define ``tunnel'' to
clarify when additional analysis is needed, and others noted that a
complimentary, realistic surface option is not always available (e.g.,
commuter rail under Manhattan or light rail beneath an airport runway).
Response: Additional analyses are required when different vertical
alignments (i.e., at-grade versus underground) of a proposed reasonable
alternative result in disparate impacts to automobile congestion,
mobility, air and noise pollution, and/or any other relevant
consideration.
Comments: Eight respondents noted that the Technical Corrections
Act directs FTA to analyze, evaluate, and consider the benefits of
tunnels, but the proposed guidance does not explain how FTA will
consider the results of the analysis in their ratings. Three
respondents suggested, in the absence of more detailed guidance, that
FTA not change how tunnels are currently considered in the evaluation
criteria and continue to invite sponsors to use the ``case for the
project'' document and ``other factors'' section of the New Starts
submissions to highlight the benefits of tunnels not captured by the
other criteria. One respondent suggested modifying the cost
effectiveness measure and project justification rating to better
account for tunnel options compared to non-tunnel options, including
local traffic and land use issues.
Response: As reflected in the final guidance, FTA concurs with the
suggestion of not changing the current evaluation methods. The mobility
improvements, operating efficiencies, land use, economic development
effects, and cost effectiveness project justification criteria capture
much of the benefits provided by tunnels. Additionally, FTA's
consideration of ``other factors'', offers project sponsors the
opportunity to present evidence not considered by the aforementioned
criteria, including mitigation costs necessary due to the selection of
an above-ground alignment.
Comments: Three respondents requested that FTA describe the
specific analyses FTA expects project sponsors to perform to meet this
requirement. One respondent suggested that the screening of
alternatives should be a local process and that FTA should not mandate
specific analytical methods.
Response: FTA is not prescribing analysis and evaluation techniques
for assessing tunnels. Project sponsors are free to use methods deemed
most appropriate for local conditions when evaluating the impacts of a
tunnel option to address the transportation problems described in the
alternatives analysis. FTA's role is to ensure consistency with the
direction in the Technical Corrections Act and to facilitate informed
decision making by the public and local officials by ensuring that the
analysis is reasonable.
Comment: One respondent suggested extending the consideration of
tunnels (or no tunnel) to both the preliminary engineering stage of
project development and/or through the final environmental impact
statement.
Response: FTA does not wish to mandate that a vertical alignment
(be it tunnel or no tunnel) other than the locally-preferred
alternative always be considered beyond alternatives analysis. The
purpose of the alternatives analysis is for local decision makers to
select a mode and general alignment--including vertical alignment. This
decision should remain a local one.
4. Broader Comments on New and Small Starts Program
FTA received numerous comments regarding aspects of the New and
Small Starts programs not explicitly discussed in the proposed
guidance, including some comments that require regulatory or
legislative changes. For some time FTA has been considering many of
these and other ideas. Consequently, as an initial step, FTA is issuing
additional proposed guidance in this issue of the Federal Register
aimed at streamlining and simplifying the New and Small Starts
programs. FTA's efforts to streamline will continue in the future and
the comments summarized below will be given consideration moving
forward.
Comments: Eight respondents suggested that FTA issue a
comprehensive set of guidance so that project sponsors can be fully and
accurately informed regarding current FTA requirements. Such guidance
could respond to recent actions taken by Congress and be open to public
comment.
Comments: Four respondents suggested changes to the Very Small
Starts streamlined evaluation requirements, specifically: (1) Removing
the total project cost and cost per mile requirements; (2) removing the
requirements on daily operations and number of riders; (3) allowing
low-floor buses to be purchased as part of an agency-wide purchase,
rather than as part of the project; and, (4) defining ``substantial
long-term corridor investment'' (in a non-fixed guideway corridor) per
the statute.
[[Page 37766]]
Comments: Three respondents suggested that FTA implement the
reliability rating change through notice and comment rulemaking.
Comments: Three respondents urged FTA to streamline the planning
and project development process. Another asked FTA to completely revamp
the program.
Comments: Two respondents suggested that FTA change how local
financial commitment is recognized and how local funds can be used. One
suggested recognizing all of the local contributions made in the
fiscally-constrained long-range plan towards a new fixed-guideway
system when considering the financial rating of a New Starts project.
Another suggested allowing for so-called ``deferred local match,'' as
well as allowing project sponsors that invest more than 20 percent of
total project cost to follow local procedures for aspects of the
project funded with local funds.
Comments: Besides the previously discussed suggestion to change the
existing practice requiring a ``medium'' cost-effectiveness rating for
a project funding recommendation, suggestions on FTA's cost
effectiveness index included: (1) Basing cost effectiveness on the
amount of the Federal investment rather than the total project cost;
(2) replacing the current cost effectiveness measure of cost per hour
of transportation system user benefit with cost per new rider; (3)
tying the New Starts share to the cost effectiveness measure (i.e., the
higher the measure, the higher the allowable New Starts share); and,
(4) updating the measure to account for inflation.
Comments: One commenter criticized the current measure of
environmental benefits for being biased against areas that are
currently less dense but growing. Another commenter suggested that any
environmental benefits measure be presented as relative, rather than
absolute, to avoid biases against large cities.
Comments: Suggestions regarding land use issues not mentioned
previously included: (1) Considering the land acquisition to build
transit-oriented developments differently when calculating project
cost; and (2) modifying the rating to reward communities that
demonstrate implementation of affordable, mixed-income housing
preservation and expansion policies and community planning activities.
Criticisms of the evaluation of land use included: (1) The practice of
fixing land use in the analysis of the transportation benefits
associated with the project ignores the effect of the project in
promoting higher density; and, (2) the focus on existing land use
ignores the inability of density to increase without the project in
place.
Comments: Comments on FTA's emphasis on the state of good repair
included: (1) One respondent requested that rebuilding and maintaining
aging infrastructure be a high priority in the next transportation
bill; and (2) two respondents questioned why FTA rates a financial plan
for a New Starts project that relies on section 5307 formula funds or
section 5309 fixed guideway modernization funds less favorably than
financial plans that do not rely on these sources.
Comments: Suggestions regarding broad program changes included: (1)
Considering benefits to increasing corridor capacity in the project
justification criteria; (2) splitting the program into two categories,
new and expansion, to allow for a more level playing field and balanced
funding allocation; (3) providing a bonus to metropolitan areas that
exceed ridership expectations; (4) reducing the expectations of capital
cost and ridership estimates at early stages of project development;
(5) allowing flexibility in the timing of when the New Starts share is
finalized; (6) keeping the New Starts process distinct from the process
required by the National Environmental Policy Act; (7) working with the
Federal Highway Administration to develop a uniform project development
process for multi-modal projects; and, (8) expanding ``warrants'', such
as those used for Very Small Starts, to larger projects.
Final Guidance
1. New Starts Project Justification Rating
The project justification rating of a project seeking New Starts
funding will be based on ratings for the following criteria with the
weights shown in parentheses: mobility improvements (20%),
environmental benefits (10%), cost effectiveness (20%), operating
efficiencies (10%), economic development effects (20%), and public
transportation supportive land use (20%).
FTA's approach to the measures and ratings is to base them on
existing procedures and information produced by project sponsors to the
extent possible. This allows for their immediate implementation because
new information, along with the additional time required for project
sponsors to develop it, is not required. More significant changes have
been postponed until FTA completes development of more robust measures,
particularly for environmental benefits and economic development
effects. The measures for the mobility improvements, environmental
benefits, and cost effectiveness criteria do not change at this time
under this guidance. The operating efficiencies criterion will be
evaluated and rated as it was in fiscal year 2008 and earlier using the
incremental difference in system-wide operating cost per passenger mile
between the build and the baseline alternatives. To avoid requiring new
information from project sponsors until such time as FTA develops more
robust measures, the economic development effects rating will be based
on two of the three subfactors previously used to rate public
transportation supportive land use--transit supportive plans and
policies, and performance and impact of policies. The remaining land
use subfactor previously used--existing land use--will be the basis for
the public transportation supportive land use rating. Each of these
three subfactors, although separated into two separate measures, will
be evaluated and rated as they were previously.
The rating for each criterion will be expressed descriptively as
``low,'' ``medium-low,'' ``medium,'' ``medium-high,'' or ``high,'' with
a corresponding numerical rating of one to five used in aggregation
calculations.
A simple approach was used to determine the magnitude of the
weights of all the project justification criteria, but not the
simplest. The simplest would be to make all weights equal, meaning
between 16 and 17 percent. The lower weights for the environmental
benefits and operating efficiencies criteria acknowledge the transit
community's lack of consensus about useful, easily reported measures
for these criteria that can be used to meaningfully distinguish between
projects.
FTA is conducting research to identify useful measures for the
environmental benefits criterion. Likewise, in a Federal Register
notice published on January 26, 2009, FTA issued and sought comments on
a discussion paper on new, alternative ways of evaluating economic
development effects. FTA is now reviewing comments on that paper.
2. Small Starts Project Justification Rating
The project justification rating of a project seeking Small Starts
funding will be based on ratings for the following criteria with the
proposed weights shown in parentheses: cost effectiveness (one third),
economic development effects (one third), and
[[Page 37767]]
public transportation supportive land use policies (one third).
FTA's approach to the project justification measures for Small
Starts is identical to that described above for New Starts, meaning
that they are based on existing procedures and information produced by
project sponsors to the extent possible. The measure and rating for the
cost effectiveness criterion does not change under this guidance. The
measures and ratings for the economic development effects and public
transportation supportive land use criteria are identical to those
proposed for New Starts. The economic development effects rating will
be based on two of the three subfactors previously used to rate land
use (following the data reporting simplifications already in place for
Small Starts projects)--transit supportive plans and policies and
performance and impact of policies. The remaining land use subfactor
previously used--existing land use--will be the basis for the public
transportation supportive land use rating.
The simplest approach was used to determine the magnitude of the
weights, with all of them weighted equally.
Projects that qualify for the Very Small Starts streamlined
evaluation will continue to receive an automatic ``medium'' rating for
project justification.
3. Alternatives With Tunnels
As a condition of advancement into preliminary engineering, FTA
requires that alternatives analysis studies specifically analyze,
evaluate, and consider the congestion relief, improved mobility, and
other benefits of transit tunnels in those projects that include a
transit tunnel and the associated ancillary and mitigation costs
necessary to relieve congestion, improve mobility, and decrease air and
noise pollution in those projects that do not include a tunnel, but
where a transit tunnel was one of the alternatives analyzed. Additional
analyses are required when different vertical alignments (i.e., at-
grade versus underground) of a proposed reasonable alternative result
in disparate impacts to automobile congestion, mobility, air and noise
pollution, and/or any other relevant consideration. FTA will ensure
that such information has been addressed during the alternative
analysis of projects that considered a tunnel as part of the FTA review
of project applications for entry into preliminary engineering.
The mobility improvements, operating efficiencies, land use,
economic development effects, and cost effectiveness project
justification criteria capture much of the benefits provided by
tunnels. Additionally, FTA's consideration of ``other factors,''
including the ``case for the project'' document, offers project
sponsors the opportunity to present evidence not considered by the
aforementioned criteria, including mitigation costs necessary due to
the selection of an above-ground alignment. In evaluating the
consequences of a tunnel option compared to a surface option, project
sponsors are encouraged to use the full range of FTA project
justification criteria to support local decision making during project
planning.
Issued on: July 24, 2009.
Peter M. Rogoff,
Administrator, Federal Transit Administration.
[FR Doc. E9-18092 Filed 7-24-09; 4:15 pm]
BILLING CODE P