Department of Homeland Security Implementation of OMB Guidance on Nonprocurement Debarment and Suspension, 34495-34499 [E9-16429]
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Rules and Regulations
Federal Register
Vol. 74, No. 135
Thursday, July 16, 2009
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
DEPARTMENT OF HOMELAND
SECURITY
44 CFR Part 17
[Docket No. DHS–2007–0006]
RIN 1601–AA46
Department of Homeland Security
Implementation of OMB Guidance on
Nonprocurement Debarment and
Suspension
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AGENCY: Department of Homeland
Security (DHS).
ACTION: Interim final rule with request
for comments.
SUMMARY: The Department of Homeland
Security (DHS) is issuing this interim
final rule to establish a new part 3000
on nonprocurement debarment and
suspension in Title 2 of the Code of
Federal Regulations (CFR). This new
part is the Department’s implementation
of the Office of Management and
Budget’s (OMB) guidance on
nonprocurement debarment and
suspension. This rulemaking is
consistent with OMB’s initiative to
streamline and consolidate Federal
regulations, and brings all DHS
components under a DHS-wide
nonprocurement debarment and
suspension system.
DATES: This interim final rule is
effective August 17, 2009. Comments
and related material must be received
on or before August 17, 2009.
ADDRESSES: You may submit comments,
identified by the docket number to this
rulemaking, by any of the following
methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Mail: Van Pace, Department of
Homeland Security, 245 Murray Lane,
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FOR FURTHER INFORMATION CONTACT: If
you have questions on this rule, contact
Van Pace, Office of Grant Policy and
Oversight, Department of Homeland
Security, at (202) 447–5269.
SUPPLEMENTARY INFORMATION:
I. Public Participation and Request for
Comments
The Department of Homeland
Security (DHS) encourages interested
persons to participate in this rulemaking
by submitting comments and related
materials. All comments received will
be posted, without change, to https://
www.regulations.gov and will include
any personal information you have
provided.
2 CFR Part 3000
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SW., Bldg. 410—Room 3514–11,
Washington, DC 20528–0001.
A. Submitting Comments
If you submit a comment, please
include the docket number for this
rulemaking (DHS–2007–0006), indicate
the specific section of this document to
which each comment applies, and give
the reason for each comment. We
recommend that you include your name
and a mailing address, an e-mail
address, or a phone number in the body
of your document so that we can contact
you if we have questions regarding your
submission. You may submit your
comments and material by electronic
means or mail at the address under
ADDRESSES; but please submit your
comments and material by only one
means. If you submit them by mail or
delivery, submit them in an unbound
format, no larger than 81⁄2 by 11 inches,
suitable for copying and electronic
filing. We will consider all comments
and material received during the
comment period. We may change this
rule in view of them.
B. Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov at any time.
Enter the docket number for this
rulemaking (DHS–2007–0006) in the
Search box, and click ‘‘Go >>.’’
Individuals without Internet access can
make alternate arrangements for viewing
comments and documents related to this
rulemaking by contacting DHS at the
FOR FURTHER INFORMATION CONTACT
information above.
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C. Public Meeting
We do not now plan to hold a public
meeting. But you may submit a request
for one explaining why one would be
beneficial. If we determine that one
would aid this rulemaking, we will hold
one at a time and place announced by
a later notice in the Federal Register.
II. Interim Final Rule
DHS is issuing this interim final rule
without prior notice and opportunity to
comment pursuant to authority under
section 4(a) of the Administrative
Procedure Act (APA) (5 U.S.C. 553(b)).
This provision authorizes an agency to
issue a rule without prior notice and
opportunity to comment when the
agency for good cause finds that those
procedures are ‘‘impracticable,
unnecessary, or contrary to the public
interest.’’ Under 5 U.S.C. 553(b)(B), DHS
finds that good cause exists for not
publishing a notice of proposed
rulemaking (NPRM) with respect to this
rule.
As described below in the
Background and Purpose section, the
Office of Management and Budget
(OMB) has already conducted an
extensive notice and comment process
in the development of Federal
Governmentwide final guidance on
nonprocurement debarment and
suspension, which DHS adopts without
substantive change in this rulemaking.
To conduct an additional notice and
comment process would be
unnecessary, redundant, wasteful of
Federal resources, and cause needless
delay of the regulatory streamlining
initiative of which this rulemaking is a
part.
III. Background and Purpose
Executive Order 12549, entitled
Debarment and Suspension, which was
signed on February 18, 1986 (3 CFR,
1986 Comp., p. 189, 51 FR 6370),
provided that debarment or suspension
of a participant in a program or activity
involving Federal financial and
nonfinancial assistance and benefits by
one agency shall have Governmentwide
effect. Executive Order 12549, section
1(a). The Executive Order did not cover
procurement programs and activities,
direct Federal statutory entitlements or
mandatory awards, direct awards to
foreign governments or public
international organizations, benefits to
an individual as a personal entitlement,
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or Federal employment. Executive
Order 12549, section 1(c). Section 6 of
the Executive Order authorized OMB to
issue guidelines to Executive
departments and agencies that govern
which programs and activities are
covered by the Executive Order,
prescribe Governmentwide criteria and
Governmentwide minimum due process
procedures, and set forth other related
details for the effective administration
of the guidelines. Section 3 directed
agencies to issue implementing
regulations that are consistent with
OMB guidelines.
On February 21, 1986, OMB
published proposed guidelines
regarding the subjects in section 6 of
Executive Order 12549 (51 FR 6370).
The guidelines included draft
regulations as a model to facilitate their
use by the executive agencies when
issuing the regulations required under
section 3 of Executive Order 12549.
After considering 60 comments, OMB
issued guidelines pursuant to Executive
Order 12549, section 6, on May 29, 1987
(52 FR 20360). On May 26, 1988, 28
Federal agencies chose to comply with
section 3 of the Executive Order by
finalizing a common rule, and OMB
revised its guidance to conform to the
agencies’ common rule. See 53 FR
19161. OMB has subsequently revised
its guidance several times to conform it
to Federal agencies’ updates of the
common rule.
On May 11, 2004, OMB established
Title 2 of the CFR for grants and other
financial assistance and
nonprocurement agreements (69 FR
26276). Title 2 consists of two subtitles:
Subtitle A, entitled Governmentwide
Guidance for Grants and Agreements,
contains OMB policy guidance to
Federal agencies on grants and
agreements; and Subtitle B, entitled
Federal Agency Regulations for Grants
and Agreements, contains Federal
agencies’ regulations implementing the
OMB guidance in subtitle A.
Subtitle B of title 2 contains agency
regulatory language that adopts the
guidance and removes the common rule
from its own title of the CFR (69 FR
26277). Thus, the full text of the
Governmentwide policies will appear
only once, in the OMB guidelines, and
each agency’s regulations will adopt
those guidance documents identifying
any agency-specific additions,
exceptions or clarifications without
repeating the full text. (69 FR 26277).
On August 31, 2005, OMB published
policy guidance in 2 CFR subtitle A for
Governmentwide nonprocurement
debarment and suspension (70 FR
51862) to conform to the revised
common rule adopted by 33 Federal
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agencies on November 26, 2003 (68 FR
66534). For the first time, OMB also
published the guidance in 2 CFR part
180 ‘‘in a form suitable for agency
adoption,’’ and explained that previous
guidance ‘‘was not published anywhere
[other than in the Federal Register], in
full text * * *.’’ (70 FR 51864). As part
of this new approach, OMB required
each Federal agency to:
(1) Establish its chapter in Subtitle B of 2
CFR, consistent with the structure
established for that title; (2) issue in that
chapter of 2 CFR its brief rule adopting the
OMB guidance and stating any additions,
clarifications, or exceptions to the policies
and procedures contained in the guidance;
and (3) remove the November 2003 common
rule from its own CFR title.
(70 FR 51865). On November 15, 2006,
OMB published a final rule, revising its
Governmentwide guidance with
changes suggested by the Interagency
Suspension and Debarment Committee
(71 FR 66431).
IV. Discussion
In accordance with OMB’s direction
in the August 31, 2005 guidance (70 FR
51865), DHS is issuing this rule to adopt
and implement the final guidance in 2
CFR part 180. This regulatory action
implements OMB’s initiative to
streamline and consolidate all Federal
regulations on nonprocurement
debarment and suspension into one part
of the CFR. It also provides a common
rule applicable to all DHS components.
Pursuant to the same OMB direction,
DHS is also removing subparts A, B, C,
D, and E, and appendices A and B of 44
CFR part 17, which contains the Federal
Emergency Management Agency’s
(FEMA) nonprocurement debarment
and suspension rules. FEMA is the only
DHS component with pre-existing
agency-specific nonprocurement
debarment and suspension rules. Under
the provisions of this interim final rule,
all of DHS will use DHS’
nonprocurement debarment and
suspension rules, thereby making those
currently in 44 CFR part 17 obsolete.
The current FEMA nonprocurement
debarment and suspension regulations
in 44 CFR part 17 are essentially the
same as the amended common rule
adopted by 35 Federal agencies on June
26, 1995, and the conforming OMB
guidance that issued on the same day
(60 FR 33037). DHS is also making
minor changes to the remainder of 44
CFR part 17 to remove or correct
obsolete references and to remove the
subpart F title Drug-Free Workplace
Requirements (Grants), and redesignate
Appendix C as ‘‘Appendix’’.
Since 1995, federal agencies updated
the common rule on November 26, 2003
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(68 FR 66534), OMB conformed the
interim final guidance to that updated
common rule on August 31, 2005 (70 FR
51863), and, on November 15, 2006,
OMB issued a final rule that
incorporated ‘‘technical corrections
suggested by the Interagency
Suspension and Debarment committee
(71 FR 66431). A description of the
differences between the current FEMA
regulations and this interim final rule is
available in those changes to the 1995
common rule and guidance.
V. Regulatory Analyses
A. Regulatory Planning and Review
This rule is not a significant
regulatory action under section 3(f) of
Executive Order 12866, Regulatory
Planning and Review, and does not
require an assessment of potential costs
and benefits under section 6(a)(3) of that
Order. It has not been reviewed by OMB
under that Order.
B. Small Entities
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), we have considered
whether this rule would have a
significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
This rule does not require a general
notice of proposed rulemaking and,
therefore, is exempt from the
requirements of the Regulatory
Flexibility Act. Although this rule is
exempt from these requirements, we
have reviewed it for potential economic
impact on small entities.
DHS does not believe that this rule
will have a significant economic impact
on a substantial number of small
entities. If you think that your business,
organization, or governmental
jurisdiction qualifies as a small entity
and that this rule will have a significant
economic impact on it, please submit a
comment to the address under
ADDRESSES. In your comment, explain
why you think it qualifies and how and
to what degree this rule would
economically affect it.
C. Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121),
we want to assist small entities in
understanding this rule so that they can
better evaluate its effects on them and
participate in the rulemaking. If the rule
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would affect your small business,
organization, or governmental
jurisdiction and you have questions
concerning its provisions or options for
compliance, please contact Van Pace,
Office of Grant Policy and Oversight,
Department of Homeland Security at
(202) 447–5269. DHS will not retaliate
against small entities that question or
complain about this rule or any policy
or action of DHS.
Small businesses may send comments
on the actions of Federal employees
who enforce, or otherwise determine
compliance with, Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by DHS
employees, call 1–888–REG–FAIR
(1–888–734–3247).
D. Collection of Information
This rule calls for no new collection
of information under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3520).
E. Federalism
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on State or local governments and
would either preempt State law or
impose a substantial direct cost of
compliance on them. We have analyzed
this rule under that Executive Order and
have determined that it does not have
implications for federalism.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1536) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or Tribal government, in the
aggregate, or by the private sector of
$100,000,000 or more in any one year.
Though this rule will not result in such
an expenditure, we do discuss the
effects of this rule elsewhere in this
preamble.
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G. Taking of Private Property
This rule will not effect a taking of
private property or otherwise have
taking implications under Executive
Order 12630, Governmental Actions and
Interference with Constitutionally
Protected Property Rights.
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H. Civil Justice Reform
This rule meets applicable standards
in sections 3(a) and 3(b)(2) of Executive
Order 12988, Civil Justice Reform, to
minimize litigation, eliminate
ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this rule under
Executive Order 13045, Protection of
Children from Environmental Health
Risks and Safety Risks. This rule is not
an economically significant rule and
does not create an environmental risk to
health or risk to safety that may
disproportionately affect children.
J. Indian Tribal Governments
This rule does not have Tribal
implications under Executive Order
13175, Consultation and Coordination
with Indian Tribal Governments,
because it does not have a substantial
direct effect on one or more Indian
Tribes, on the relationship between the
Federal Government and Indian Tribes,
or on the distribution of power and
responsibilities between the Federal
Government and Indian Tribes.
K. Energy Effects
We have analyzed this rule under
Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. We have
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
under Executive Order 12866 and is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
L. Technical Standards
The National Technology Transfer
and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use
voluntary consensus standards in their
regulatory activities unless the agency
provides Congress, through OMB, with
an explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies. This rule does not use
technical standards. Therefore, we did
not consider the use of voluntary
consensus standards.
M. Environment
This rulemaking concerns
nonprocurement debarment and
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suspension administrative procedures,
and implements OMB’s regulatory
requirements in this area without
substantive change. We have analyzed
this interim final rule under Department
of Homeland Security Management
Directive 023–01 which guides DHS in
complying with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321–4365), and have
concluded that this rule is part of a
category of actions described in item A3
of Table 1 in Appendix A of the
Management Directive. This interim
final rule would not individually or
cumulatively have a significant effect on
the human environment and, therefore,
neither an environmental assessment
nor an environmental impact statement
is necessary.
List of Subjects
2 CFR Part 3000
Administrative practice and
procedure, Debarment and suspension,
Grant programs, Reporting and
recordkeeping requirements.
44 CFR Part 17
Administrative practice and
procedure, Drug abuse, Grant programs,
Loan programs, Reporting and
recordkeeping requirements.
For the reasons stated in the preamble,
DHS amends Title 2 of the CFR and 44
CFR part 17 as follows:
■
Title 2—Grants and Agreements
1. In subtitle B, add Chapter XXX,
consisting of Part 3000, to read as
follows:
■
Chapter XXX—Department of Homeland
Security
PART 3000—NONPROCUREMENT
DEBARMENT AND SUSPENSION
Sec.
3000.10 What does this part do?
3000.20 Does this part apply to me?
3000.30 What policies and procedures must
I follow?
Subpart A—General
3000.137 Who in the Department of
Homeland Security may grant an
exception to let an excluded person
participate in a covered transaction?
Subpart B—Covered Transactions
3000.220 What contracts and subcontracts,
in addition to those listed in 2 CFR
180.220, are covered transactions?
Subpart C—Responsibilities of Participants
Regarding Transactions
3000.332 What methods must I use to pass
requirements down to participants at
lower tiers with whom I intend to do
business?
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Subpart D—Responsibilities of Department
of Homeland Security Officials Regarding
Transactions
3000.437 What method do I use to
communicate to a participant the
requirements described in the Office of
Management and Budget guidance at 2
CFR 180.435?
Subpart E–I [Reserved]
Authority: Sec. 2455, Public Law 103–355,
108 Stat. 3327; E.O. 12549, 3 CFR, 1986
Comp., p. 189; E.O. 12689, 3 CFR, 1989
Comp., p. 235; Public Law 107–296, 116 Stat.
2135.
§ 3000.10
What does this part do?
This part adopts the Office of
Management and Budget (OMB)
guidance in Subparts A through I of 2
CFR part 180, as supplemented by this
part, as the Department of Homeland
Security policies and procedures for
nonprocurement debarment and
suspension. It thereby gives regulatory
effect for the Department of Homeland
Security to the OMB guidance as
supplemented by this part. This part
satisfies the requirements in section 3 of
Executive Order 12549, ‘‘Debarment and
Suspension’’ (3 CFR 1986 Comp., p.
189), Executive Order 12689,
‘‘Debarment and Suspension’’ (3 CFR
1989 Comp., p. 235) and 31 U.S.C. 6101
note (Section 2455, Pub. L. 103–355,
108 Stat. 3327).
§ 3000.20
Does this part apply to me?
This part and, through this part,
pertinent portions of the OMB guidance
in Subparts A through I of 2 CFR part
180 (see table at 2 CFR 180.100(b))
apply to you if you are a—
(a) Participant or principal in a
‘‘covered transaction’’ (see Subpart B of
2 CFR Part 180 and the definition of
‘‘nonprocurement transaction’’ at 2 CFR
180.970);
(b) Respondent in a Department of
Homeland Security suspension or
debarment action;
(c) Department of Homeland Security
debarment or suspension official;
(d) Department of Homeland Security
grants officer, agreements officer, or
other official authorized to enter into
any type of nonprocurement transaction
that is a covered transaction.
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§ 3000.30 What policies and procedures
must I follow?
The Department of Homeland
Security policies and procedures that
you must follow are the policies and
procedures specified in each applicable
section of the OMB guidance in
Subparts A through I of 2 CFR Part 180,
as that section is supplemented by the
section in this part with the same
section number. The contracts that are
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covered transactions, for example, are
specified by section 220 of the OMB
guidance (i.e., 2 CFR 180.220) as
supplemented by section 220 in this
part (i.e., § 3000.220). For any section of
OMB guidance in Subparts A through I
of 2 CFR Part 180 that has no
corresponding section in this part,
Department of Homeland Security
policies and procedures are those in the
OMB guidance.
enter, to communicate to the participant
the requirements to—
(a) Comply with subpart C of the OMB
guidance in 2 CFR part 180; and
(b) Include a similar term or condition
in any lower-tier covered transactions
into which the participant enters.
Subpart A—General
PART 17—GOVERNMENTWIDE
REQUIREMENTS FOR DRUG–FREE
WORKPLACE (GRANTS)
§ 3000.137 Who in the Department of
Homeland Security may grant an exception
to let an excluded person participate in a
covered transaction?
Within the Department of Homeland
Security, the Secretary of Homeland
Security has delegated the authority to
grant an exception to let an excluded
person participate in a covered
transaction to the Head of the
Contracting Activity for each DHS
component as provided in the OMB
guidance at 2 CFR 180.135.
Subpart B—Covered Transactions
§ 3000.220 What contracts and
subcontracts, in addition to those listed in
2 CFR 180.220, are covered transactions?
Department of Homeland Security
extends coverage of nonprocurement
suspension and debarment requirements
beyond first-tier procurement contracts
under a covered nonprocurement
transaction.
Subpart C—Responsibilities of
Participants Regarding Transactions
§ 3000.332 What methods must I use to
pass requirements down to participants at
lower tiers with whom I intend to do
business?
You as a participant in a covered
transaction must include a term or
condition in any lower-tier covered
transaction into which you enter, to
require the participant of that
transaction to—
(a) Comply with Subpart C of the
OMB guidance in 2 CFR part 180; and
(b) Include a similar term or condition
in any covered transaction into which it
enters at the next lower tier.
Subpart D—Responsibilities of
Department of Homeland Security
Officials Regarding Transactions
§ 3000.437 What method do I use to
communicate to a participant the
requirements described in the Office of
Management and Budget guidance at 2 CFR
180.435?
You as a DHS component official
must include a term or condition in
each covered transaction into which you
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Subparts E–I [Reserved]
Title 44—Emergency Management and
Assistance
2. The authority citation for part 17 is
revised to read as follows:
■
Authority: 41 U.S.C. 701 et seq.
3. Revise the heading to part 17 to
read as set forth above.
■
Subparts A–E [Removed]
4. In part 17, remove subparts A
through E, consisting of §§ 17.100
through 17.510.
■
§§ 17.600 through 17.635
[Amended]
5. In part 17, remove the designation
and subpart heading for Subpart F
(currently consisting of §§ 17.600
through 17.635).
■
6. In § 17.605—
a. Remove paragraph (a) and remove
the paragraph (b) introductory text
designation and the designations for
paragraphs (b)(1) through (10) and
arrange definitions in alphabetical
order; and
■ b. Add definitions, in alphabetical
order, for ‘‘Agency, ’’ ‘‘Debarment,’’
‘‘Person,’’ and ‘‘Suspension,’’ and revise
the definition of ‘‘Employee’’ to read as
follows:
■
■
§ 17.605
Definitions.
*
*
*
*
*
Agency means any executive
department, military department or
defense agency or other agency of the
executive branch, excluding the
independent regulatory agencies.
*
*
*
*
*
Debarment means action taken by a
debarring official in accordance with
these regulations to exclude a person
from participating in covered
transactions. A person so excluded is
‘‘debarred.’’
*
*
*
*
*
Employee means
(1) The employee of a grantee directly
engaged in the performance of work
under the grant, including:
(i) All ‘‘direct charge’’ employees;
(ii) All ‘‘indirect charge’’ employees,
unless their impact or involvement is
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insignificant to the performance of the
grant; and,
(iii) Temporary personnel and
consultants who are directly engaged in
the performance of work under the grant
and who are on the grantee’s payroll.
(2) This definition does not include
workers not on the payroll of the grantee
(e.g., volunteers, even if used to meet a
matching requirement; consultants or
independent contractors not on the
payroll; or employees of subrecipients
or subcontractors in covered
workplaces);
*
*
*
*
*
Person means any individual,
corporation, partnership, association,
unit of government or legal entity,
however organized, except: foreign
governments or foreign governmental
entities, public international
organizations, foreign government
owned (in whole or in part) or
controlled entities, and entities
consisting wholly or partially of foreign
governments or foreign governmental
entities.
*
*
*
*
*
Suspension means an action taken by
a suspending official in accordance with
these regulations that immediately
excludes a person from participating in
covered transactions for a temporary
period, pending completion of an
investigation and such legal, debarment,
or Program Fraud Civil Remedies Act
proceedings as may ensue. A person so
excluded is ‘‘suspended.’’
§ 17.630
§ 17.610
Office of the Comptroller of the
Currency, Department of the Treasury.
ACTION: Final rule; correcting
amendment.
[Amended]
7. In § 17.610(c), remove the words
‘‘subparts A, B, C, D and E of this part’’,
and add in their place the words ‘‘2 CFR
part 3000’’; and remove the words ‘‘this
part’’, and add in their place the words
‘‘2 CFR part 3000’’.
[Amended]
8. In § 17.615—
a. In paragraph (b)(1), remove the
words ‘‘appendix C’’ and add, in their
place, the word ‘‘appendix to part 17’’.
■ b. In paragraph (c)(1), remove the
words ‘‘appendix C’’ and add, in their
place, the word ‘‘appendix to part 17’’.
■
■
§ 17.620
[Amended]
9. In § 17.620—
a. In paragraph (a)(3), remove the
words ‘‘this part’’, and add in their
place the words ‘‘2 CFR part 3000’’.
■ b. In paragraph (b), remove the words
‘‘this part’’, and add in their place the
words ‘‘2 CFR part 3000’’; and remove
the words ‘‘17.320(a)(2) of this part’’,
and add in their place the words ‘‘2 CFR
part 3000’’.
erowe on DSK5CLS3C1PROD with RULES
■
■
VerDate Nov<24>2008
15:07 Jul 15, 2009
10. In § 17.630(a)(1), remove the
words ‘‘appendix C’’ and add, in their
place, the word ‘‘appendix to part 17’’.
■
Appendix A to Part 17 [Removed]
■
11. In part 17, remove Appendix A.
Appendix B to Part 17 [Removed]
■
12. In part 17, remove Appendix B.
Appendix C to Part 17 [Redesignated as
Appendix to Part 17]
13. In part 17, redesignate Appendix
C as Appendix to Part 17.
■
Van Pace,
Director, Office of Grant Policy & Oversight,
Department of Homeland Security.
[FR Doc. E9–16429 Filed 7–15–09; 8:45 am]
BILLING CODE 9110–9B–P
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
12 CFR Part 3
[Docket ID OCC–2009–0007]
RIN 1557–AD25
Risk-Based Capital Guidelines; Capital
Adequacy Guidelines; Capital
Maintenance; Capital—Residential
Mortgage Loans Modified Pursuant to
the Making Home Affordable Program;
Correcting Amendment
AGENCY:
■
§ 17.615
[Amended]
Jkt 217001
SUMMARY: This final rule reinstates
regulatory text that was inadvertently
removed during the issuance of an
interim final rule.
DATES: Effective Date: July 16, 2009.
FOR FURTHER INFORMATION CONTACT: Carl
Kaminski, Senior Attorney, Legislative
and Regulatory Activities Division,
(202) 874–5090, Office of the
Comptroller of the Currency, 250 E
Street, SW., Washington, DC 20219.
SUPPLEMENTARY INFORMATION: On June
30, 2009, the Office of the Comptroller
of the Currency (OCC), Board of
Governors of the Federal Reserve
System, Federal Deposit Insurance
Corporation, and the Office of Thrift
Supervision issued an interim final rule
providing that mortgage loans modified
under the Making Home Affordable
Program (Program) will retain the risk
weight assigned to the loan prior to the
modification, so long as the loan
PO 00000
Frm 00005
Fmt 4700
Sfmt 4700
34499
continues to meet other applicable
prudential criteria.1 Due to a drafting
error, a portion of the OCC’s existing
capital rule was inadvertently removed.
This rule reinstates this text.
Regulatory Analysis
Administrative Procedure Act
Pursuant to sections 553(b) and (d) of
the Administrative Procedure Act,2 the
OCC finds that there is good cause for
issuing this final rule and making the
rule effective immediately upon
publication, and that it is impracticable,
unnecessary, or contrary to the public
interest to issue a notice of proposed
rulemaking and provide an opportunity
to comment before the effective date.
The rule merely reinstates text that was
unintentionally removed.
Riegle Community Development and
Regulatory Improvement Act
Section 302 of Riegle Community
Development and Regulatory
Improvement Act generally requires that
regulations that impose additional
reporting, disclosure, or other
requirements on insured depository
institutions take effect on the first day
of a calendar quarter unless the relevant
agency finds good cause that the
regulations should become effective
sooner and publishes its finding with
the rule.3 This provision does not apply
because this rule imposes no additional
requirements.
Regulatory Flexibility Act
The Regulatory Flexibility Act, 5
U.S.C. 601 et seq. (RFA) applies only to
rules for which an agency publishes a
general notice of proposed rulemaking
pursuant to 5 U.S.C. 553(b). Pursuant to
the Administrative Procedure Act (APA)
at 5 U.S.C. 553(b)(B), general notice and
an opportunity for public comment are
not required prior to the issuance of a
final rule when an agency, for good
cause, finds that ‘‘notice and public
procedure thereon are impracticable,
unnecessary, or contrary to the public
interest.’’
As discussed above, the OCC has
determined for good cause that the APA
does not require general notice and
public comment on this interim final
rule and, therefore, we are not
publishing a general notice of proposed
rulemaking. Thus, the RFA, pursuant to
5 U.S.C. 601(2), does not apply to this
interim final rule.
1 74
FR 31160 (June 30, 2009).
U.S.C. 553(b) and (d).
3 12 U.S.C. 4802(b)(1).
25
E:\FR\FM\16JYR1.SGM
16JYR1
Agencies
[Federal Register Volume 74, Number 135 (Thursday, July 16, 2009)]
[Rules and Regulations]
[Pages 34495-34499]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-16429]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 74, No. 135 / Thursday, July 16, 2009 / Rules
and Regulations
[[Page 34495]]
DEPARTMENT OF HOMELAND SECURITY
2 CFR Part 3000
44 CFR Part 17
[Docket No. DHS-2007-0006]
RIN 1601-AA46
Department of Homeland Security Implementation of OMB Guidance on
Nonprocurement Debarment and Suspension
AGENCY: Department of Homeland Security (DHS).
ACTION: Interim final rule with request for comments.
-----------------------------------------------------------------------
SUMMARY: The Department of Homeland Security (DHS) is issuing this
interim final rule to establish a new part 3000 on nonprocurement
debarment and suspension in Title 2 of the Code of Federal Regulations
(CFR). This new part is the Department's implementation of the Office
of Management and Budget's (OMB) guidance on nonprocurement debarment
and suspension. This rulemaking is consistent with OMB's initiative to
streamline and consolidate Federal regulations, and brings all DHS
components under a DHS-wide nonprocurement debarment and suspension
system.
DATES: This interim final rule is effective August 17, 2009. Comments
and related material must be received on or before August 17, 2009.
ADDRESSES: You may submit comments, identified by the docket number to
this rulemaking, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Mail: Van Pace, Department of Homeland Security, 245
Murray Lane, SW., Bldg. 410--Room 3514-11, Washington, DC 20528-0001.
FOR FURTHER INFORMATION CONTACT: If you have questions on this rule,
contact Van Pace, Office of Grant Policy and Oversight, Department of
Homeland Security, at (202) 447-5269.
SUPPLEMENTARY INFORMATION:
I. Public Participation and Request for Comments
The Department of Homeland Security (DHS) encourages interested
persons to participate in this rulemaking by submitting comments and
related materials. All comments received will be posted, without
change, to https://www.regulations.gov and will include any personal
information you have provided.
A. Submitting Comments
If you submit a comment, please include the docket number for this
rulemaking (DHS-2007-0006), indicate the specific section of this
document to which each comment applies, and give the reason for each
comment. We recommend that you include your name and a mailing address,
an e-mail address, or a phone number in the body of your document so
that we can contact you if we have questions regarding your submission.
You may submit your comments and material by electronic means or mail
at the address under ADDRESSES; but please submit your comments and
material by only one means. If you submit them by mail or delivery,
submit them in an unbound format, no larger than 8\1/2\ by 11 inches,
suitable for copying and electronic filing. We will consider all
comments and material received during the comment period. We may change
this rule in view of them.
B. Viewing Comments and Documents
To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to https://www.regulations.gov at
any time. Enter the docket number for this rulemaking (DHS-2007-0006)
in the Search box, and click ``Go >>.'' Individuals without Internet
access can make alternate arrangements for viewing comments and
documents related to this rulemaking by contacting DHS at the FOR
FURTHER INFORMATION CONTACT information above.
C. Public Meeting
We do not now plan to hold a public meeting. But you may submit a
request for one explaining why one would be beneficial. If we determine
that one would aid this rulemaking, we will hold one at a time and
place announced by a later notice in the Federal Register.
II. Interim Final Rule
DHS is issuing this interim final rule without prior notice and
opportunity to comment pursuant to authority under section 4(a) of the
Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision
authorizes an agency to issue a rule without prior notice and
opportunity to comment when the agency for good cause finds that those
procedures are ``impracticable, unnecessary, or contrary to the public
interest.'' Under 5 U.S.C. 553(b)(B), DHS finds that good cause exists
for not publishing a notice of proposed rulemaking (NPRM) with respect
to this rule.
As described below in the Background and Purpose section, the
Office of Management and Budget (OMB) has already conducted an
extensive notice and comment process in the development of Federal
Governmentwide final guidance on nonprocurement debarment and
suspension, which DHS adopts without substantive change in this
rulemaking. To conduct an additional notice and comment process would
be unnecessary, redundant, wasteful of Federal resources, and cause
needless delay of the regulatory streamlining initiative of which this
rulemaking is a part.
III. Background and Purpose
Executive Order 12549, entitled Debarment and Suspension, which was
signed on February 18, 1986 (3 CFR, 1986 Comp., p. 189, 51 FR 6370),
provided that debarment or suspension of a participant in a program or
activity involving Federal financial and nonfinancial assistance and
benefits by one agency shall have Governmentwide effect. Executive
Order 12549, section 1(a). The Executive Order did not cover
procurement programs and activities, direct Federal statutory
entitlements or mandatory awards, direct awards to foreign governments
or public international organizations, benefits to an individual as a
personal entitlement,
[[Page 34496]]
or Federal employment. Executive Order 12549, section 1(c). Section 6
of the Executive Order authorized OMB to issue guidelines to Executive
departments and agencies that govern which programs and activities are
covered by the Executive Order, prescribe Governmentwide criteria and
Governmentwide minimum due process procedures, and set forth other
related details for the effective administration of the guidelines.
Section 3 directed agencies to issue implementing regulations that are
consistent with OMB guidelines.
On February 21, 1986, OMB published proposed guidelines regarding
the subjects in section 6 of Executive Order 12549 (51 FR 6370). The
guidelines included draft regulations as a model to facilitate their
use by the executive agencies when issuing the regulations required
under section 3 of Executive Order 12549.
After considering 60 comments, OMB issued guidelines pursuant to
Executive Order 12549, section 6, on May 29, 1987 (52 FR 20360). On May
26, 1988, 28 Federal agencies chose to comply with section 3 of the
Executive Order by finalizing a common rule, and OMB revised its
guidance to conform to the agencies' common rule. See 53 FR 19161. OMB
has subsequently revised its guidance several times to conform it to
Federal agencies' updates of the common rule.
On May 11, 2004, OMB established Title 2 of the CFR for grants and
other financial assistance and nonprocurement agreements (69 FR 26276).
Title 2 consists of two subtitles: Subtitle A, entitled Governmentwide
Guidance for Grants and Agreements, contains OMB policy guidance to
Federal agencies on grants and agreements; and Subtitle B, entitled
Federal Agency Regulations for Grants and Agreements, contains Federal
agencies' regulations implementing the OMB guidance in subtitle A.
Subtitle B of title 2 contains agency regulatory language that
adopts the guidance and removes the common rule from its own title of
the CFR (69 FR 26277). Thus, the full text of the Governmentwide
policies will appear only once, in the OMB guidelines, and each
agency's regulations will adopt those guidance documents identifying
any agency-specific additions, exceptions or clarifications without
repeating the full text. (69 FR 26277).
On August 31, 2005, OMB published policy guidance in 2 CFR subtitle
A for Governmentwide nonprocurement debarment and suspension (70 FR
51862) to conform to the revised common rule adopted by 33 Federal
agencies on November 26, 2003 (68 FR 66534). For the first time, OMB
also published the guidance in 2 CFR part 180 ``in a form suitable for
agency adoption,'' and explained that previous guidance ``was not
published anywhere [other than in the Federal Register], in full text *
* *.'' (70 FR 51864). As part of this new approach, OMB required each
Federal agency to:
(1) Establish its chapter in Subtitle B of 2 CFR, consistent
with the structure established for that title; (2) issue in that
chapter of 2 CFR its brief rule adopting the OMB guidance and
stating any additions, clarifications, or exceptions to the policies
and procedures contained in the guidance; and (3) remove the
November 2003 common rule from its own CFR title.
(70 FR 51865). On November 15, 2006, OMB published a final rule,
revising its Governmentwide guidance with changes suggested by the
Interagency Suspension and Debarment Committee (71 FR 66431).
IV. Discussion
In accordance with OMB's direction in the August 31, 2005 guidance
(70 FR 51865), DHS is issuing this rule to adopt and implement the
final guidance in 2 CFR part 180. This regulatory action implements
OMB's initiative to streamline and consolidate all Federal regulations
on nonprocurement debarment and suspension into one part of the CFR. It
also provides a common rule applicable to all DHS components.
Pursuant to the same OMB direction, DHS is also removing subparts
A, B, C, D, and E, and appendices A and B of 44 CFR part 17, which
contains the Federal Emergency Management Agency's (FEMA)
nonprocurement debarment and suspension rules. FEMA is the only DHS
component with pre-existing agency-specific nonprocurement debarment
and suspension rules. Under the provisions of this interim final rule,
all of DHS will use DHS' nonprocurement debarment and suspension rules,
thereby making those currently in 44 CFR part 17 obsolete.
The current FEMA nonprocurement debarment and suspension
regulations in 44 CFR part 17 are essentially the same as the amended
common rule adopted by 35 Federal agencies on June 26, 1995, and the
conforming OMB guidance that issued on the same day (60 FR 33037). DHS
is also making minor changes to the remainder of 44 CFR part 17 to
remove or correct obsolete references and to remove the subpart F title
Drug-Free Workplace Requirements (Grants), and redesignate Appendix C
as ``Appendix''.
Since 1995, federal agencies updated the common rule on November
26, 2003 (68 FR 66534), OMB conformed the interim final guidance to
that updated common rule on August 31, 2005 (70 FR 51863), and, on
November 15, 2006, OMB issued a final rule that incorporated
``technical corrections suggested by the Interagency Suspension and
Debarment committee (71 FR 66431). A description of the differences
between the current FEMA regulations and this interim final rule is
available in those changes to the 1995 common rule and guidance.
V. Regulatory Analyses
A. Regulatory Planning and Review
This rule is not a significant regulatory action under section 3(f)
of Executive Order 12866, Regulatory Planning and Review, and does not
require an assessment of potential costs and benefits under section
6(a)(3) of that Order. It has not been reviewed by OMB under that
Order.
B. Small Entities
Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have
considered whether this rule would have a significant economic impact
on a substantial number of small entities. The term ``small entities''
comprises small businesses, not-for-profit organizations that are
independently owned and operated and are not dominant in their fields,
and governmental jurisdictions with populations of less than 50,000.
This rule does not require a general notice of proposed rulemaking
and, therefore, is exempt from the requirements of the Regulatory
Flexibility Act. Although this rule is exempt from these requirements,
we have reviewed it for potential economic impact on small entities.
DHS does not believe that this rule will have a significant
economic impact on a substantial number of small entities. If you think
that your business, organization, or governmental jurisdiction
qualifies as a small entity and that this rule will have a significant
economic impact on it, please submit a comment to the address under
ADDRESSES. In your comment, explain why you think it qualifies and how
and to what degree this rule would economically affect it.
C. Assistance for Small Entities
Under section 213(a) of the Small Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104-121), we want to assist small
entities in understanding this rule so that they can better evaluate
its effects on them and participate in the rulemaking. If the rule
[[Page 34497]]
would affect your small business, organization, or governmental
jurisdiction and you have questions concerning its provisions or
options for compliance, please contact Van Pace, Office of Grant Policy
and Oversight, Department of Homeland Security at (202) 447-5269. DHS
will not retaliate against small entities that question or complain
about this rule or any policy or action of DHS.
Small businesses may send comments on the actions of Federal
employees who enforce, or otherwise determine compliance with, Federal
regulations to the Small Business and Agriculture Regulatory
Enforcement Ombudsman and the Regional Small Business Regulatory
Fairness Boards. The Ombudsman evaluates these actions annually and
rates each agency's responsiveness to small business. If you wish to
comment on actions by DHS employees, call 1-888-REG-FAIR (1-888-734-
3247).
D. Collection of Information
This rule calls for no new collection of information under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).
E. Federalism
A rule has implications for federalism under Executive Order 13132,
Federalism, if it has a substantial direct effect on State or local
governments and would either preempt State law or impose a substantial
direct cost of compliance on them. We have analyzed this rule under
that Executive Order and have determined that it does not have
implications for federalism.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1536)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or Tribal government, in
the aggregate, or by the private sector of $100,000,000 or more in any
one year. Though this rule will not result in such an expenditure, we
do discuss the effects of this rule elsewhere in this preamble.
G. Taking of Private Property
This rule will not effect a taking of private property or otherwise
have taking implications under Executive Order 12630, Governmental
Actions and Interference with Constitutionally Protected Property
Rights.
H. Civil Justice Reform
This rule meets applicable standards in sections 3(a) and 3(b)(2)
of Executive Order 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this rule under Executive Order 13045, Protection
of Children from Environmental Health Risks and Safety Risks. This rule
is not an economically significant rule and does not create an
environmental risk to health or risk to safety that may
disproportionately affect children.
J. Indian Tribal Governments
This rule does not have Tribal implications under Executive Order
13175, Consultation and Coordination with Indian Tribal Governments,
because it does not have a substantial direct effect on one or more
Indian Tribes, on the relationship between the Federal Government and
Indian Tribes, or on the distribution of power and responsibilities
between the Federal Government and Indian Tribes.
K. Energy Effects
We have analyzed this rule under Executive Order 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. We have determined that it is not a ``significant
energy action'' under that order because it is not a ``significant
regulatory action'' under Executive Order 12866 and is not likely to
have a significant adverse effect on the supply, distribution, or use
of energy.
L. Technical Standards
The National Technology Transfer and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use voluntary consensus standards
in their regulatory activities unless the agency provides Congress,
through OMB, with an explanation of why using these standards would be
inconsistent with applicable law or otherwise impractical. Voluntary
consensus standards are technical standards (e.g., specifications of
materials, performance, design, or operation; test methods; sampling
procedures; and related management systems practices) that are
developed or adopted by voluntary consensus standards bodies. This rule
does not use technical standards. Therefore, we did not consider the
use of voluntary consensus standards.
M. Environment
This rulemaking concerns nonprocurement debarment and suspension
administrative procedures, and implements OMB's regulatory requirements
in this area without substantive change. We have analyzed this interim
final rule under Department of Homeland Security Management Directive
023-01 which guides DHS in complying with the National Environmental
Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4365), and have concluded
that this rule is part of a category of actions described in item A3 of
Table 1 in Appendix A of the Management Directive. This interim final
rule would not individually or cumulatively have a significant effect
on the human environment and, therefore, neither an environmental
assessment nor an environmental impact statement is necessary.
List of Subjects
2 CFR Part 3000
Administrative practice and procedure, Debarment and suspension,
Grant programs, Reporting and recordkeeping requirements.
44 CFR Part 17
Administrative practice and procedure, Drug abuse, Grant programs,
Loan programs, Reporting and recordkeeping requirements.
0
For the reasons stated in the preamble, DHS amends Title 2 of the CFR
and 44 CFR part 17 as follows:
Title 2--Grants and Agreements
0
1. In subtitle B, add Chapter XXX, consisting of Part 3000, to read as
follows:
Chapter XXX--Department of Homeland Security
PART 3000--NONPROCUREMENT DEBARMENT AND SUSPENSION
Sec.
3000.10 What does this part do?
3000.20 Does this part apply to me?
3000.30 What policies and procedures must I follow?
Subpart A--General
3000.137 Who in the Department of Homeland Security may grant an
exception to let an excluded person participate in a covered
transaction?
Subpart B--Covered Transactions
3000.220 What contracts and subcontracts, in addition to those
listed in 2 CFR 180.220, are covered transactions?
Subpart C--Responsibilities of Participants Regarding Transactions
3000.332 What methods must I use to pass requirements down to
participants at lower tiers with whom I intend to do business?
[[Page 34498]]
Subpart D--Responsibilities of Department of Homeland Security
Officials Regarding Transactions
3000.437 What method do I use to communicate to a participant the
requirements described in the Office of Management and Budget
guidance at 2 CFR 180.435?
Subpart E-I [Reserved]
Authority: Sec. 2455, Public Law 103-355, 108 Stat. 3327; E.O.
12549, 3 CFR, 1986 Comp., p. 189; E.O. 12689, 3 CFR, 1989 Comp., p.
235; Public Law 107-296, 116 Stat. 2135.
Sec. 3000.10 What does this part do?
This part adopts the Office of Management and Budget (OMB) guidance
in Subparts A through I of 2 CFR part 180, as supplemented by this
part, as the Department of Homeland Security policies and procedures
for nonprocurement debarment and suspension. It thereby gives
regulatory effect for the Department of Homeland Security to the OMB
guidance as supplemented by this part. This part satisfies the
requirements in section 3 of Executive Order 12549, ``Debarment and
Suspension'' (3 CFR 1986 Comp., p. 189), Executive Order 12689,
``Debarment and Suspension'' (3 CFR 1989 Comp., p. 235) and 31 U.S.C.
6101 note (Section 2455, Pub. L. 103-355, 108 Stat. 3327).
Sec. 3000.20 Does this part apply to me?
This part and, through this part, pertinent portions of the OMB
guidance in Subparts A through I of 2 CFR part 180 (see table at 2 CFR
180.100(b)) apply to you if you are a--
(a) Participant or principal in a ``covered transaction'' (see
Subpart B of 2 CFR Part 180 and the definition of ``nonprocurement
transaction'' at 2 CFR 180.970);
(b) Respondent in a Department of Homeland Security suspension or
debarment action;
(c) Department of Homeland Security debarment or suspension
official;
(d) Department of Homeland Security grants officer, agreements
officer, or other official authorized to enter into any type of
nonprocurement transaction that is a covered transaction.
Sec. 3000.30 What policies and procedures must I follow?
The Department of Homeland Security policies and procedures that
you must follow are the policies and procedures specified in each
applicable section of the OMB guidance in Subparts A through I of 2 CFR
Part 180, as that section is supplemented by the section in this part
with the same section number. The contracts that are covered
transactions, for example, are specified by section 220 of the OMB
guidance (i.e., 2 CFR 180.220) as supplemented by section 220 in this
part (i.e., Sec. 3000.220). For any section of OMB guidance in
Subparts A through I of 2 CFR Part 180 that has no corresponding
section in this part, Department of Homeland Security policies and
procedures are those in the OMB guidance.
Subpart A--General
Sec. 3000.137 Who in the Department of Homeland Security may grant an
exception to let an excluded person participate in a covered
transaction?
Within the Department of Homeland Security, the Secretary of
Homeland Security has delegated the authority to grant an exception to
let an excluded person participate in a covered transaction to the Head
of the Contracting Activity for each DHS component as provided in the
OMB guidance at 2 CFR 180.135.
Subpart B--Covered Transactions
Sec. 3000.220 What contracts and subcontracts, in addition to those
listed in 2 CFR 180.220, are covered transactions?
Department of Homeland Security extends coverage of nonprocurement
suspension and debarment requirements beyond first-tier procurement
contracts under a covered nonprocurement transaction.
Subpart C--Responsibilities of Participants Regarding Transactions
Sec. 3000.332 What methods must I use to pass requirements down to
participants at lower tiers with whom I intend to do business?
You as a participant in a covered transaction must include a term
or condition in any lower-tier covered transaction into which you
enter, to require the participant of that transaction to--
(a) Comply with Subpart C of the OMB guidance in 2 CFR part 180;
and
(b) Include a similar term or condition in any covered transaction
into which it enters at the next lower tier.
Subpart D--Responsibilities of Department of Homeland Security
Officials Regarding Transactions
Sec. 3000.437 What method do I use to communicate to a participant
the requirements described in the Office of Management and Budget
guidance at 2 CFR 180.435?
You as a DHS component official must include a term or condition in
each covered transaction into which you enter, to communicate to the
participant the requirements to--
(a) Comply with subpart C of the OMB guidance in 2 CFR part 180;
and
(b) Include a similar term or condition in any lower-tier covered
transactions into which the participant enters.
Subparts E-I [Reserved]
Title 44--Emergency Management and Assistance
PART 17--GOVERNMENTWIDE REQUIREMENTS FOR DRUG-FREE WORKPLACE
(GRANTS)
0
2. The authority citation for part 17 is revised to read as follows:
Authority: 41 U.S.C. 701 et seq.
0
3. Revise the heading to part 17 to read as set forth above.
Subparts A-E [Removed]
0
4. In part 17, remove subparts A through E, consisting of Sec. Sec.
17.100 through 17.510.
Sec. Sec. 17.600 through 17.635 [Amended]
0
5. In part 17, remove the designation and subpart heading for Subpart F
(currently consisting of Sec. Sec. 17.600 through 17.635).
0
6. In Sec. 17.605--
0
a. Remove paragraph (a) and remove the paragraph (b) introductory text
designation and the designations for paragraphs (b)(1) through (10) and
arrange definitions in alphabetical order; and
0
b. Add definitions, in alphabetical order, for ``Agency, ''
``Debarment,'' ``Person,'' and ``Suspension,'' and revise the
definition of ``Employee'' to read as follows:
Sec. 17.605 Definitions.
* * * * *
Agency means any executive department, military department or
defense agency or other agency of the executive branch, excluding the
independent regulatory agencies.
* * * * *
Debarment means action taken by a debarring official in accordance
with these regulations to exclude a person from participating in
covered transactions. A person so excluded is ``debarred.''
* * * * *
Employee means
(1) The employee of a grantee directly engaged in the performance
of work under the grant, including:
(i) All ``direct charge'' employees;
(ii) All ``indirect charge'' employees, unless their impact or
involvement is
[[Page 34499]]
insignificant to the performance of the grant; and,
(iii) Temporary personnel and consultants who are directly engaged
in the performance of work under the grant and who are on the grantee's
payroll.
(2) This definition does not include workers not on the payroll of
the grantee (e.g., volunteers, even if used to meet a matching
requirement; consultants or independent contractors not on the payroll;
or employees of subrecipients or subcontractors in covered workplaces);
* * * * *
Person means any individual, corporation, partnership, association,
unit of government or legal entity, however organized, except: foreign
governments or foreign governmental entities, public international
organizations, foreign government owned (in whole or in part) or
controlled entities, and entities consisting wholly or partially of
foreign governments or foreign governmental entities.
* * * * *
Suspension means an action taken by a suspending official in
accordance with these regulations that immediately excludes a person
from participating in covered transactions for a temporary period,
pending completion of an investigation and such legal, debarment, or
Program Fraud Civil Remedies Act proceedings as may ensue. A person so
excluded is ``suspended.''
Sec. 17.610 [Amended]
0
7. In Sec. 17.610(c), remove the words ``subparts A, B, C, D and E of
this part'', and add in their place the words ``2 CFR part 3000''; and
remove the words ``this part'', and add in their place the words ``2
CFR part 3000''.
Sec. 17.615 [Amended]
0
8. In Sec. 17.615--
0
a. In paragraph (b)(1), remove the words ``appendix C'' and add, in
their place, the word ``appendix to part 17''.
0
b. In paragraph (c)(1), remove the words ``appendix C'' and add, in
their place, the word ``appendix to part 17''.
Sec. 17.620 [Amended]
0
9. In Sec. 17.620--
0
a. In paragraph (a)(3), remove the words ``this part'', and add in
their place the words ``2 CFR part 3000''.
0
b. In paragraph (b), remove the words ``this part'', and add in their
place the words ``2 CFR part 3000''; and remove the words
``17.320(a)(2) of this part'', and add in their place the words ``2 CFR
part 3000''.
Sec. 17.630 [Amended]
0
10. In Sec. 17.630(a)(1), remove the words ``appendix C'' and add, in
their place, the word ``appendix to part 17''.
Appendix A to Part 17 [Removed]
0
11. In part 17, remove Appendix A.
Appendix B to Part 17 [Removed]
0
12. In part 17, remove Appendix B.
Appendix C to Part 17 [Redesignated as Appendix to Part 17]
0
13. In part 17, redesignate Appendix C as Appendix to Part 17.
Van Pace,
Director, Office of Grant Policy & Oversight, Department of Homeland
Security.
[FR Doc. E9-16429 Filed 7-15-09; 8:45 am]
BILLING CODE 9110-9B-P