Part 121 Pilot Age Limit, 34229-34235 [E9-16777]
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Federal Register / Vol. 74, No. 134 / Wednesday, July 15, 2009 / Rules and Regulations
information on the availability of this
material at NARA, call 202–741–6030, or go
to: https://www.archives.gov/federal_register/
code_of_federal_regulations/
ibr_locations.html.
Issued in Renton, Washington, on July 2,
2009.
Ali Bahrami,
Manager, Transport Airplane Directorate,
Aircraft Certification Service.
[FR Doc. E9–16467 Filed 7–14–09; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 61 and 121
[Docket No. FAA–2006–26139; Amendment
Nos. 61–123 and 121–344]
RIN 2120–AJ01
Part 121 Pilot Age Limit
AGENCY: Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
This action amends the Code
of Federal Regulations to conform
certain regulations with recent
legislation raising the upper age limit
for pilots serving in domestic, flag, and
supplemental operations until they
reach their 65th birthday. The
legislation, known as the ‘‘Fair
Treatment for Experienced Pilots Act,’’
raised the upper age limit from age 60
to age 65. The legislation became
effective December 13, 2007. The
intended effect of this action is to
update the Code of Federal Regulations
to reflect the recent legislation.
DATES: These amendments become
effective July 15, 2009. Except as
otherwise required by statute, affected
parties do not have to comply with the
information collection requirements in
§§ 61.23 and 121.440 until the FAA
publishes in the Federal Register the
control number assigned by the Office of
Management and Budget (OMB) for
these information collection
requirements. Publication of the control
number notifies the public that OMB
has approved these information
collection requirements under the
Paperwork Reduction Act of 1995.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this rule
contact Lawrence Youngblut, Air
Transportation Division, AFS–200,
Federal Aviation Administration, 800
Independence Avenue, SW.,
Washington, DC 20591; telephone (202)
267–9630, e-mail
lawrence.youngblut@faa.gov. For legal
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SUMMARY:
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questions concerning this rule contact
Angela Washington, Office of the Chief
Counsel, AGC–210, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
telephone (202) 267–7556; e-mail
angela.washington@faa.gov.
SUPPLEMENTARY INFORMATION:
Availability of Rulemaking Documents
You can get an electronic copy using
the Internet by:
1. Searching the Federal eRulemaking
Portal at https://www.regulations.gov;
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the amendment number or
docket number of this rulemaking.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction.
Therefore, any small entity that has a
question regarding this document may
contact their local FAA official, or the
person listed under FOR FURTHER
INFORMATION CONTACT. You can find out
more about SBREFA on the Internet at
our site, https://www.faa.gov/
regulations_policies/rulemaking/
sbre_act/.
Authority for This Rulemaking
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
Subtitle I, Section 106 describes the
authority of the FAA Administrator.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority. This rulemaking
fulfills the mandate of H.R. 4343, the
‘‘Fair Treatment for Experienced Pilots
Act,’’ Pub. L. 110–135, hereinafter
referred to as the Act.
Background
On December 13, 2007, the President
signed into law the Act, which raised
the upper age limit for pilots serving in
14 CFR part 121 air carrier operations to
age 65. The legislation took effect
December 13, 2007. As of that date,
§ 121.383(c) of the Code of Federal
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34229
Regulations (14 CFR 121.383(c)) ceased
to be effective. Section 121.383(c)
prohibited any air carrier or commercial
operator conducting flights under part
121 from using the services of any
person as a pilot, and prohibited any
person from serving as a pilot, on an
airplane engaged in operations under
part 121 if that person had reached his
or her 60th birthday.
The Act has now been codified at 49
U.S.C. Section 44729. Section 44729 of
Title 49 allows a pilot to ‘‘serve in
multicrew covered operations until
attaining 65 years of age,’’ subject to
certain limitations. For the purposes of
the Act, ‘‘Covered Operations’’ means
‘‘operations under part 121 of Title 14,
Code of Federal Regulations.’’ The Act
specifies a limitation for international
flights. Pursuant to § 44729(c)(1), ‘‘A
pilot who has attained 60 years of age
may serve as pilot-in-command in
covered operations between the United
States and another country only if there
is another pilot in the flight deck crew
who has not yet attained 60 years of
age.’’ Section 44729(c)(2) states that
paragraph (c)(1) ceases to be effective
‘‘on such date as the Convention on
International Civil Aviation provides
that a pilot who has attained 60 years
of age may serve as pilot-in-command in
international commercial operations
without regard to whether there is
another pilot in the flight deck crew
who has not attained age 60.’’
Section 44729(e)(1) states ‘‘No person
who has attained 60 years of age before
the date of enactment of this section
may serve as a pilot for an air carrier
engaged in covered operations unless—
(A) such person is in the employment
of that air carrier in such operations on
such date of enactment as a required
flight deck crew member; or
(B) such person is newly hired by an
air carrier as a pilot on or after such date
of enactment without credit for prior
seniority or prior longevity for benefits
or other terms related to length of
service prior to the date rehired under
any labor agreement or employment
policies of the air carrier.’’
Section 44729(g)(1) requires that,
except as provided by paragraph (g)(2)
‘‘a person serving as a pilot for an air
carrier engaged in covered operations
shall not be subject to different medical
standards, or different, greater, or more
frequent medical examinations, on
account of age unless the Secretary
determines (based on data received or
studies published after the date of
enactment of this section) that different
medical standards, or different, greater,
or more frequent medical examinations,
are needed to ensure an adequate level
of safety in flight.’’
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Section 44729(g)(2) states that ‘‘No
person who has attained 60 years of age
may serve as a pilot of an air carrier
engaged in covered operations unless
the person has a first-class medical
certificate. Such a certificate shall
expire on the last day of the 6-month
period following the date of
examination shown on the certificate.’’
Section 44729(h)(1) requires that
‘‘Each air carrier engaged in covered
operations shall continue to use pilot
training and qualification programs
approved by the Federal Aviation
Administration, with specific emphasis
on initial and recurrent training and
qualification of pilots who have attained
60 years of age, to ensure continued
acceptable levels of pilot skill and
judgment.’’
Section 44729(h)(2) requires that ‘‘Not
later than 6 months after the date of
enactment of this section, and every 6
months thereafter, an air carrier engaged
in covered operations shall evaluate the
performance of each pilot of the air
carrier who has attained 60 years of age
through a line check of such pilot.
Notwithstanding the preceding
sentence, an air carrier shall not be
required to conduct for a 6-month
period a line check under this paragraph
of a pilot serving as second-in-command
if the pilot has undergone a regularly
scheduled simulator evaluation during
that period.’’
This final rule implements
congressional legislation by conforming
FAA regulations to statutory
requirements. It was Congress’ objective
to impact rules governing the age
limitation requirements (and associated
medical certificate and training
requirements) of pilots engaged in
operations under part 121. However,
part 121 contains regulations imposing
the same age limitation on check airmen
and flight instructors. Specifically,
check airmen and flight instructors who
have reached their 60th birthday may
not serve as pilot flight crewmembers in
part 121 operations. Yet, Congress did
not specifically amend those
requirements. We do not believe that
Congress intended that the age
limitation imposed on a particular
population of pilots should be different
than that imposed on check airmen and
flight instructors when they serve as
pilot flight crewmembers, especially
when, prior to the legislation’s
enactment, the age limitation was the
same for all airmen. To maintain that
consistency, the FAA is amending
§§ 121.411 and 121.412 to raise the age
limit from age 60 to age 65, thus
allowing check airmen and flight
instructors to serve as pilot flight
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crewmembers until they reach the age of
65.
Likewise, part 61 contains similar age
restrictions for pilots operating civil
airplanes of U.S. registry. Section 61.3(j)
prohibits a person who holds a part 61
pilot certificate from serving as a pilot
in certain international air services and
air transportation operations if the pilot
has reached the age of 60. Also,
§ 61.77(e) prohibits a person who holds
a part 61 special purpose pilot
authorization from serving as a pilot in
certain international air services and air
transportation operations if the pilot has
reached the age of 60. While part 61
encompasses operations conducted
under part 121, it could also include
operations governed by parts 125 and
129. These are not ‘‘covered operations’’
pursuant to the Act. Although Congress
did not directly mandate amendments
to these provisions, the FAA believes
Congress clearly intended to implement
the ICAO age requirements for pilots
operating internationally, allowing them
to conduct commercial air
transportation operations under certain
conditions until the age of 65. The ICAO
standard increases the upper age limit
for commercial pilots operating two
pilot aircraft. In operations with more
than one pilot, ICAO standard 2.1.10.1
allows a person to serve as a pilot in
command of an aircraft engaged in
international commercial air transport
operations until his or her 65th birthday
if the other pilot is younger than 60
years of age. Again, we do not think it
was the intent of Congress to treat that
population of pilots who conduct
operations under parts 125 and 129 any
differently than pilots conducting
operations under part 121. Thus, the
FAA is also amending the applicable
provisions of part 61 to reflect the new
upper age limit.
Additionally, the ICAO standard
places no limitation on whether a pilot
is operating between his or her home
state and another country or whether he
or she is operating between two
international territories. Because we
believe Congress intended to implement
ICAO standards, we do not think that it
intended to limit pilots over the age of
60 from operating between two
international territories. However, the
crew pairing provision of the Act does
not address this scenario. The crew
pairing provision states that a pilot over
the age of 60 could serve as a pilot in
command in covered operations
between the United States and another
country, assuming there was another
pilot as part of the flight deck crew
under the age of 60. This provision is
not entirely consonant with the ICAO
standard. The unintended consequence
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under the statute would lead to a
contradiction with ICAO standards for
international flights, which include
those flights between two countries
outside of the United States. The FAA
believes that one of the primary
purposes of the Fair Treatment Act is to
harmonize FAA regulations with ICAO
standards, and we have amended our
regulations to reflect those standards.
This rule allows a person over the age
of 60 to serve as a pilot in command in
covered operations between the United
States and another country, and in
operations between other countries, if
there is another pilot in the flight deck
crew under the age of 60.
Good Cause for Immediate Adoption of
This Final Rule
Section 4 of the Administrative
Procedure Act (APA) (5 U.S.C. section
553(b)(B)) authorizes agencies to
dispense with notice and comment
procedures for rules when the agency
for ‘‘good cause’’ finds that those
procedures are ‘‘impracticable,
unnecessary, or contrary to the public
interest.’’ Under this section, an agency,
upon finding good cause, may issue a
final rule without seeking comment
prior to the rulemaking.
The FAA finds that notice and public
comment to this final rule are
unnecessary and contrary to the public
interest. This final rule is a result of the
Act. Because this rule implements
Congressional mandates, good cause
exists for the FAA to amend without
notice its rules concerning pilot age
limits. A legislative mandate of this
nature makes it unnecessary to provide
an opportunity for notice and comment.
Further, good cause exists for making
this rule effective upon publication to
minimize any possible confusion. In
addition, the FAA has determined good
cause exists to amend without notice
the part 61 and §§ 121.411 and 121.412
provisions regarding age limitations. If
we do not correct the language in the
CFR, we are likely to receive numerous
petitions for exemption, because the
published language is not consistent
with the statute. Since the FAA would
not have safety or policy reasons to
deny the exemptions, we have included
these amendments in the final rule.
Discussion of Dates
The Act was effective on December
13, 2007. However, pending publication
of this rule, the FAA has not enforced
the Age 60 rule since December 13,
2007, in a manner inconsistent with the
Act. This final rule, which promulgates
conforming amendments to the FAA’s
regulations as well as other amendments
deemed necessary as a result of
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Congressional legislation, is effective
upon publication in the Federal
Register.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these conforming regulations.
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Paperwork Reduction Act
As required by the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507(d)), the FAA submitted a copy of
the information collection requirements
in this final rule to the Office of
Management and Budget for its review.
According to the 1995 amendments to
the Paperwork Reduction Act (5 CFR
1320.8(b)(2)(vi)), an agency may not
collect or sponsor the collection of
information, nor may it impose an
information collection requirement
unless it displays a currently valid OMB
control number. The OMB control
number for this information collection
will be published in the Federal
Register, after the Office of Management
and Budget approves it.
This final rule requires all pilots over
the age of 60 who serve in part 121
operations to hold an FAA first-class
medical certificate, valid for 6 months.
Some pilots who serve as second-incommand (or co-pilots) on certain part
121 operations may hold an FAA
second-class medical certificate, valid
for 12 months. Pursuant to this
rulemaking, those pilots who serve as
seconds-in-command must obtain an
FAA first-class medical certificate every
6 months instead of the previously
required annual second-class medical
certificate. Also, all pilots serving in
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part 121 operations over age 60 must be
evaluated, through a line check, every 6
months. Current regulations only
require pilots-in command to be
evaluated, through a line check, every
12 months.
The FAA estimates that airlines,
pilots, and the FAA will incur
additional paperwork burdens (and
hence an increase in paperwork costs).
Over a 15-year period, total paperwork
costs would be approximately $11.7
million. Total paperwork costs are
composed of record keeping costs and
reporting costs.
An agency may not collect or sponsor
the collection of information, nor may it
impose an information collection
requirement unless it displays a
currently valid Office of Management
and Budget (OMB) control number.
Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States.
In developing U.S. standards, this
Trade Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
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34231
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of the Act. We
suggest readers seeking greater detail
read the full regulatory evaluation, a
copy of which we have placed in the
docket for this rulemaking.
In conducting these analyses, FAA
has determined that the Act: (1) Has
benefits that justify its costs; (2) is not
an economically ‘‘significant regulatory
action’’ as defined in section 3(f) of
Executive Order 12866; (3) is
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures
because of Congressional and public
interest. Accordingly, this final rule has
been reviewed by the Office of the
Secretary of Transportation and the
Office of Management and Budget; (4)
will not have a significant economic
impact on a substantial number of small
entities; (5) will not create unnecessary
obstacles to the foreign commerce of the
United States; and (6) will not impose
an unfunded mandate on state, local, or
tribal governments, or on the private
sector. These analyses are summarized
below.
Total Benefits and Costs of the Act
The following table enumerates the
total costs and benefits of the Act over
a 15-year period and then summarizes
net benefits as the discounted present
value of the stream of benefits and costs.
Both accounting costs and economic
costs are shown. The accounting costs
are relevant because they show the
distributional effects of the Act—a net
transfer from airlines and consumers to
pilots. The economic net benefits of the
Act suggest that society is better off with
the Act than without it.
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0
$2,253,407,476
0
$155,872,313
Pension
contributions
0
$1,173,427,286
Disability pay
(39,042,500)
($39,887,500)
Retirement
(439,768,672)
($621,985,624)
Training
Sections 61.23, 121.383, 121.411 and 121.412
0
$0
Reprogramming
[Constant 2007 dollars]
35,917,440
$51,444,611
Additional
pilots
scheduling
and
vacation
5,060,459
$5,306,821
Medical
certificate
3,818,813
$3,818,813
Salary
(BENEFITS) AND COSTS OF CHANGING PILOT MANDATORY RETIREMENT AGE TO 65
Notes:
(1) Results of the accounting and economic costs estimates use different unit costs and therefore show different results in each cost category.
(2) Excludes paperwork costs, which are insignificant relative to the proposed rule’s other costs. See section IV for more details on these costs.
Total (Accounting
Costs) ........
Total (Economic
Costs) ........
Salary
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31,180.154
$31,180,154
Line check
(402,834,306)
$3,012,584,349
Total constant
dollar costs 2
Sections 61.3(j) and 121.440
(333,614,036)
$1,762,743,114
DPV total
costs 2
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It is important to note that negative
figures in the above table are benefits of
the Act. Because the mandatory
retirement age has been increased to age
65, airlines and consumers will incur
‘‘real costs’’ and ‘‘transfer payments’’
totaling $1.8 billion (present value) over
15 years, but society will have a cost
savings or net benefit of $334 million in
terms of real resource use (real costs
reflect real resource use, whereas
transfer payments are monetary
payments from one group to another
that do not affect total resources
available to society).
In addition to the above quantified
benefits, the FAA estimates that the Act
will result in an increase in the supply
of pilots of approximately 12 percent
over 5 years. In particular, there may be
a public interest in taking advantage of
the experience of pilots aged 60 to 65.
In addition, the Act makes FAA
regulations consistent with ICAO
Amendment 167 by increasing the
‘‘upper age limit’’ for pilots operating in
‘‘international commercial air transport
operations’’ up to age 65. Previously,
pilots certificated outside the United
States and flying for a foreign air carrier
on a non-U.S. registered aircraft, who
were over age 60, were permitted to fly
into the United States under ICAO
standards through operation
specifications. FAA has not estimated
the value of these benefits because they
are unquantifiable.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(RFA) establishes ‘‘as a principle of
regulatory issuance that agencies shall
endeavor, consistent with the objective
of the rule and of applicable statutes, to
fit regulatory and informational
requirements to the scale of the
business, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve that principle,
the RFA requires agencies to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions. The RFA covers a wide-range of
small entities, including small
businesses, not-for-profit organizations,
and small governmental jurisdictions.
Agencies must perform a review to
determine whether a proposed or final
rule would have a significant economic
impact on a substantial number of small
entities. If the agency determines that it
would, the agency must prepare a
regulatory flexibility analysis as
described in the Act.
However, if an agency determines that
a proposed or final rule is not expected
to have a significant economic impact
on a substantial number of small
entities, section 605(b) of the 1980 RFA
provides that the head of the agency
may so certify and a regulatory
flexibility analysis is not required. The
certification must include a statement
providing the factual basis for this
determination, and the reasoning should
be clear. The basis for such
determination follows.
The Small Business Administration
suggests that ‘‘small’’ represent the
impacted entities with 1,500 or fewer
employees. FAA identified a total of 48
air carriers that meet this definition, as
shown below.
Small Business Exposure to Act
CLASSIFICATION OF BUSINESSES
Operator FAR
Large
Small
Unknown
Grand total
121 ...........................................................................................................................................
121/135 ....................................................................................................................................
55
1
32
16
5
2
92
19
Grand Total .......................................................................................................................
56
48
7
111
Percentage ................................................................................................................
50%
43%
6%
100%
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Small = 1,500 employees or less
For each of these entities, FAA
attempted to retrieve revenue data
published in Form 41. The Form 41
financial reports contain financial
information on certificated U.S. air
carriers. This data is collected by the
Office of Airline Information of the
Bureau of Transportation Statistics.
Consideration was made for the most
recent quarterly data available, such that
no data is for years prior to fiscal 2005.
If data was not available in any quarter,
the FAA assigned the last quarterly
figures available. FAA also employed
sources such as Dun & Bradstreet,
Yahoo Finance (https://
finance.yahoo.com/), Reuters (https://
www.reuters.com/investing) and the
2006 edition of the World Airspace
Database to estimate annual revenues.
FAA then compared the annualized
accounting costs with annual revenues.
Of the 36 entities that FAA found data
for, it expects that the projected
annualized accounting costs of the Act
will be higher than one percent of the
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annual revenue for three of them. For
the group as a whole, the annualized
cost is estimated as 0.17% of annual
revenue.
Therefore, as the FAA Administrator,
I certify that this Act will not have a
significant economic impact on any
small entities.
International Trade Impact Statement
The Trade Agreements Act of 1979
prohibits Federal agencies from
establishing any standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Legitimate domestic objectives, such as
safety, are not considered unnecessary
obstacles. The statute also requires
consideration of international standards
and, where appropriate, that they be the
basis for U.S. standards. The FAA has
assessed the potential effect of the Act
and determined that it will impose no
additional costs on foreign firms, and
will make FAA’s upper age limit for
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pilots consistent with international
standards.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 requires each
Federal agency to prepare a written
statement assessing the effects of any
Federal mandate in a proposed or final
agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation) in any
one year by State, local, and tribal
governments, in the aggregate, or by the
private sector; such a mandate is
deemed to be a ‘‘significant regulatory
action.’’ The FAA currently uses an
inflation-adjusted value of $136.1
million in lieu of $100 million.
The requirements of Title II do not
apply because the Act is not a mandate,
rather it is permissive.
Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
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determined that this action would not
have a substantial direct effect on the
States, on the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312f and involves no
extraordinary circumstances.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this
rulemaking under Executive Order
13211, Actions Concerning Regulations
that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
List of Subjects
14 CFR Part 61
Airmen, Aviation safety.
14 CFR Part 121
Air carriers, Aircraft, Airmen,
Aviation safety.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends Chapter I of Title 14, Code of
Federal Regulations, as follows:
■
PART 61—CERTIFICATION: PILOTS,
FLIGHT INSTRUCTORS, AND GROUND
INSTRUCTORS
1. The authority citation for part 61
continues to read as follows:
srobinson on DSKHWCL6B1PROD with RULES
■
Authority: 49 U.S.C. 106(g), 40113, 44701–
44703, 44707, 44709–44711, 45102–45103,
45301–45302.
2. Amend § 61.3 by revising paragraph
(j) to read as follows:
■
§ 61.3 Requirement for certificates,
ratings, and authorizations.
*
*
*
VerDate Nov<24>2008
*
*
15:15 Jul 14, 2009
Jkt 217001
(j) Age limitation for certain
operations (1) Age limitation. No person
who holds a pilot certificate issued
under this part may serve as a pilot on
a civil airplane of U.S. registry in the
following operations if the person has
reached his or her 65th birthday:
(i) Scheduled international air
services carrying passengers in turbojetpowered airplanes;
(ii) Scheduled international air
services carrying passengers in airplanes
having a passenger-seat configuration of
more than nine passenger seats,
excluding each crewmember seat;
(iii) Nonscheduled international air
transportation for compensation or hire
in airplanes having a passenger-seat
configuration of more than 30 passenger
seats, excluding each crewmember seat;
or
(iv) Scheduled international air
services, or nonscheduled international
air transportation for compensation or
hire, in airplanes having a payload
capacity of more than 7,500 pounds.
(2) Age Pairing Requirement. No
person who has attained the age of 60
but who has not attained the age of 65
may serve as a pilot in command in any
of the operations described in
paragraphs (j)(1)(i) through (iv) of this
section unless there is another pilot in
the flight deck crew who has not yet
attained 60 years of age.
(3) Definitions. (i) ‘‘International air
service,’’ as used in this paragraph (j),
means scheduled air service performed
in airplanes for the public transport of
passengers, mail, or cargo, in which the
service passes through the airspace over
the territory of more than one country.
(ii) ‘‘International air transportation,’’
as used in this paragraph (j), means air
transportation performed in airplanes
for the public transport of passengers,
mail, or cargo, in which the service
passes through the airspace over the
territory of more than one country.
*
*
*
*
*
■ 3. Amend § 61.23 to revise paragraph
(a)(1) to read as follows:
§ 61.23 Medical certificates: Requirement
and duration.
(a) * * *
(1) Must hold a first-class medical
certificate:
(i) When exercising the privileges of
an airline transport pilot certificate; or
(ii) If that person has reached his or
her 60th birthday and serves as a pilot
in 14 CFR part 121 operations.
Notwithstanding the provisions of
§ 61.23(d)(1)(iii), that person’s first-class
medical certificate expires, for 14 CFR
part 121 operations, at the end of the
last day of the 6th month after the
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Frm 00026
Fmt 4700
Sfmt 4700
month of the date of examination shown
on the medical certificate.
*
*
*
*
*
■ 4. Amend § 61.77 to revise paragraphs
(b)(3), (e) introductory text, and (g) to
read as follows:
§ 61.77 Special purpose pilot
authorization: Operation of U.S.-registered
civil aircraft leased by a person who is not
a U.S. citizen.
*
*
*
*
*
(b) * * *
(3) Documentation showing when the
applicant will reach the age of 65 years
(an official copy of the applicant’s birth
certificate or other official
documentation);
*
*
*
*
*
(e) Age limitation. No person who
holds a special purpose pilot
authorization issued under this part,
may serve as a pilot on a civil airplane
of U.S. registry if the person has reached
his or her 65th birthday, in the
following operations:
*
*
*
*
*
(g) Age Pairing Requirement. No
person who has attained the age of 60
but who has not attained the age of 65
may serve as a pilot in command in any
of the operations described in
§ 61.3(j)(1)(i) through (iv) unless there is
another pilot in the flight deck crew
who has not yet attained 60 years of age.
*
*
*
*
*
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
5. The authority citation for part 121
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 1153, 40101,
40102, 40103, 40113, 41721, 44105, 44106,
44111, 44701–44717, 44722, 44901, 44903,
44904, 44906, 44912, 44914, 44936, 44938,
46103, 46105.
§ 121.2
[Amended]
6. Amend § 121.2 by removing
paragraph (i) and redesignating
paragraph (j) as paragraph (i).
■ 7. Amend § 121.383 by removing and
reserving paragraph (c) and adding
paragraphs (d) and (e) to read as follows:
■
§ 121.383
services.
Airman: Limitations on use of
*
*
*
*
*
(d) No certificate holder may:
(1) Use the services of any person as
a pilot on an airplane engaged in
operations under this part if that person
has reached his or her 65th birthday.
(2) Use the services of any person as
a pilot in command in operations under
this part between the United States and
another country, or in operations
E:\FR\FM\15JYR1.SGM
15JYR1
Federal Register / Vol. 74, No. 134 / Wednesday, July 15, 2009 / Rules and Regulations
between other countries, if that person
has reached his or her 60th birthday
unless there is another pilot in the flight
deck crew who has not yet attained 60
years of age.
(e) No pilot may:
(1) Serve as a pilot in operations
under this part if that person has
reached his or her 65th birthday.
(2) Serve as a pilot in command in
operations under this part between the
United States and another country, or in
operations between other countries, if
that person has reached his or her 60th
birthday unless there is another pilot in
the flight deck crew who has not yet
attained 60 years of age.
■ 8. Amend § 121.411 by revising
paragraph (e) to read as follows:
§ 121.411 Qualifications: Check airmen
(airplane) and check airmen (simulator).
*
*
*
*
*
(e) Check airmen who have reached
their 65th birthday or who do not hold
an appropriate medical certificate may
function as check airmen, but may not
serve as pilot flightcrew members in
operations under this part.
*
*
*
*
*
9. Amend § 121.412 by revising
paragraph (e) to read as follows:
§ 121.412 Qualifications: Flight instructors
(airplane) and flight instructors (simulator).
*
*
*
*
*
(e) Flight instructors who have
reached their 65th birthday or who do
not hold an appropriate medical
certificate may function as flight
instructors, but may not serve as pilot
flightcrew members in operations under
this part.
*
*
*
*
*
■ 10. Amend § 121.440 by adding
paragraphs (d), (e), and (f) to read as
follows:
srobinson on DSKHWCL6B1PROD with RULES
§ 121.440
Line checks.
* * *
(d) No certificate holder may use the
services of any person as a pilot in
operations under this part unless the
certificate holder evaluates every 6
months the performance, through a line
check, of each pilot of the certificate
holder who has attained 60 years of age.
Notwithstanding the foregoing, a
certificate holder is not required to
conduct for a 6-month period a line
check under this paragraph of a pilot
serving as a second-in-command if the
pilot has undergone a regularly
scheduled simulator evaluation during
that period.
(e) No pilot who has attained 60 years
of age may serve as a pilot in operations
under this part unless the certificate
holder has evaluated the pilot’s
VerDate Nov<24>2008
15:15 Jul 14, 2009
Jkt 217001
performance every 6 months, through a
line check. Notwithstanding the
foregoing, a certificate holder is not
required to conduct for a 6-month
period a line check under this paragraph
of a pilot serving as a second-incommand if the pilot has undergone a
regularly scheduled simulator
evaluation during that period.
(f) The training program provisions of
§ 121.401(b) do not apply to pilots who
have attained 60 years of age and serve
in operations under this part.
Issued in Washington, DC, on July 8, 2009.
J. Randolph Babbitt,
Administrator.
[FR Doc. E9–16777 Filed 7–14–09; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 510 and 522
[Docket No. FDA–2009–N–0665]
New Animal Drugs; Ceftiofur Sodium
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Final rule.
SUMMARY: The Food and Drug
Administration (FDA) is amending the
animal drug regulations to reflect
approval of an original abbreviated new
animal drug application (ANADA) filed
by Cephazone Pharma, LLC. The
ANADA provides for the use of ceftiofur
sodium powder for injection as a
solution in dogs, horses, cattle, swine,
day old chickens, turkey poults, sheep,
and goats as therapy for various
bacterial infections.
DATES: This rule is effective July 15,
2009.
FOR FURTHER INFORMATION CONTACT: John
K. Harshman, Center for Veterinary
Medicine (HFV–104), Food and Drug
Administration, 7500 Standish Pl.,
Rockville, MD 20855, 240–276–8197,
e-mail: john.harshman@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
Cephazone Pharma, LLC, 250 East
Bonita Ave., Pomona, CA 91767, filed
ANADA 200–420 that provides for use
of Ceftiofur Sodium Sterile Powder, as
an injectable solution, in dogs, horses,
cattle, swine, day-old chickens, turkey
poults, sheep, and goats as therapy for
various bacterial infections. Cephazone
Pharma, LLC’s Ceftiofur Sodium Sterile
Powder is approved as a generic copy of
NAXCEL (ceftiofur sodium) Sterile
Powder for Injection, sponsored by
PO 00000
Frm 00027
Fmt 4700
Sfmt 4700
34235
Pharmacia & Upjohn Co., a Division of
Pfizer, Inc., under NADA 140–338. The
ANADA is approved as of May 27, 2009,
and the regulations are amended in 21
CFR 522.313c to reflect the approval.
In addition, Cephazone Pharma, LLC,
has not been previously listed in the
animal drug regulations as a sponsor of
an approved application. Accordingly,
21 CFR 510.600(c) is being amended to
add entries for this firm.
In accordance with the freedom of
information provisions of 21 CFR part
20 and 21 CFR 514.11(e)(2)(ii), a
summary of safety and effectiveness
data and information submitted to
support approval of this application
may be seen in the Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852, between 9
a.m. and 4 p.m., Monday through
Friday.
The agency has determined under 21
CFR 25.33 that this action is of a type
that does not individually or
cumulatively have a significant effect on
the human environment. Therefore,
neither an environmental assessment
nor an environmental impact statement
is required.
This rule does not meet the definition
of ‘‘rule’’ in 5 U.S.C. 804(3)(A) because
it is a rule of ‘‘particular applicability.’’
Therefore, it is not subject to the
congressional review requirements in 5
U.S.C. 801–808.
List of Subjects
21 CFR Part 510
Administrative practice and
procedure, Animal drugs, Labeling,
Reporting and recordkeeping
requirements.
21 CFR Part 522
Animal drugs.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs and redelegated to
the Center for Veterinary Medicine, 21
CFR parts 510 and 522 are amended as
follows:
■
PART 510—NEW ANIMAL DRUGS
1. The authority citation for 21 CFR
part 510 continues to read as follows:
■
Authority: 21 U.S.C. 321, 331, 351, 352,
353, 360b, 371, 379e.
2. In § 510.600, in the table in
paragraph (c)(1) alphabetically add an
entry for ‘‘Cephazone Pharma, LLC’’;
and in the table in paragraph (c)(2)
numerically add an entry for ‘‘068330’’
to read as follows:
■
E:\FR\FM\15JYR1.SGM
15JYR1
Agencies
[Federal Register Volume 74, Number 134 (Wednesday, July 15, 2009)]
[Rules and Regulations]
[Pages 34229-34235]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-16777]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 61 and 121
[Docket No. FAA-2006-26139; Amendment Nos. 61-123 and 121-344]
RIN 2120-AJ01
Part 121 Pilot Age Limit
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action amends the Code of Federal Regulations to conform
certain regulations with recent legislation raising the upper age limit
for pilots serving in domestic, flag, and supplemental operations until
they reach their 65th birthday. The legislation, known as the ``Fair
Treatment for Experienced Pilots Act,'' raised the upper age limit from
age 60 to age 65. The legislation became effective December 13, 2007.
The intended effect of this action is to update the Code of Federal
Regulations to reflect the recent legislation.
DATES: These amendments become effective July 15, 2009. Except as
otherwise required by statute, affected parties do not have to comply
with the information collection requirements in Sec. Sec. 61.23 and
121.440 until the FAA publishes in the Federal Register the control
number assigned by the Office of Management and Budget (OMB) for these
information collection requirements. Publication of the control number
notifies the public that OMB has approved these information collection
requirements under the Paperwork Reduction Act of 1995.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this rule contact Lawrence Youngblut, Air Transportation Division, AFS-
200, Federal Aviation Administration, 800 Independence Avenue, SW.,
Washington, DC 20591; telephone (202) 267-9630, e-mail
lawrence.youngblut@faa.gov. For legal questions concerning this rule
contact Angela Washington, Office of the Chief Counsel, AGC-210,
Federal Aviation Administration, 800 Independence Avenue, SW.,
Washington, DC 20591; telephone (202) 267-7556; e-mail
angela.washington@faa.gov.
SUPPLEMENTARY INFORMATION:
Availability of Rulemaking Documents
You can get an electronic copy using the Internet by:
1. Searching the Federal eRulemaking Portal at https://www.regulations.gov;
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing Office's Web page at https://www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the amendment number or docket number of this
rulemaking.
Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with small entity requests for information
or advice about compliance with statutes and regulations within its
jurisdiction. Therefore, any small entity that has a question regarding
this document may contact their local FAA official, or the person
listed under FOR FURTHER INFORMATION CONTACT. You can find out more
about SBREFA on the Internet at our site, https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
Authority for This Rulemaking
The FAA's authority to issue rules regarding aviation safety is
found in Title 49 of the United States Code. Subtitle I, Section 106
describes the authority of the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more detail the scope of the agency's
authority. This rulemaking fulfills the mandate of H.R. 4343, the
``Fair Treatment for Experienced Pilots Act,'' Pub. L. 110-135,
hereinafter referred to as the Act.
Background
On December 13, 2007, the President signed into law the Act, which
raised the upper age limit for pilots serving in 14 CFR part 121 air
carrier operations to age 65. The legislation took effect December 13,
2007. As of that date, Sec. 121.383(c) of the Code of Federal
Regulations (14 CFR 121.383(c)) ceased to be effective. Section
121.383(c) prohibited any air carrier or commercial operator conducting
flights under part 121 from using the services of any person as a
pilot, and prohibited any person from serving as a pilot, on an
airplane engaged in operations under part 121 if that person had
reached his or her 60th birthday.
The Act has now been codified at 49 U.S.C. Section 44729. Section
44729 of Title 49 allows a pilot to ``serve in multicrew covered
operations until attaining 65 years of age,'' subject to certain
limitations. For the purposes of the Act, ``Covered Operations'' means
``operations under part 121 of Title 14, Code of Federal Regulations.''
The Act specifies a limitation for international flights. Pursuant to
Sec. 44729(c)(1), ``A pilot who has attained 60 years of age may serve
as pilot-in-command in covered operations between the United States and
another country only if there is another pilot in the flight deck crew
who has not yet attained 60 years of age.'' Section 44729(c)(2) states
that paragraph (c)(1) ceases to be effective ``on such date as the
Convention on International Civil Aviation provides that a pilot who
has attained 60 years of age may serve as pilot-in-command in
international commercial operations without regard to whether there is
another pilot in the flight deck crew who has not attained age 60.''
Section 44729(e)(1) states ``No person who has attained 60 years of
age before the date of enactment of this section may serve as a pilot
for an air carrier engaged in covered operations unless--
(A) such person is in the employment of that air carrier in such
operations on such date of enactment as a required flight deck crew
member; or
(B) such person is newly hired by an air carrier as a pilot on or
after such date of enactment without credit for prior seniority or
prior longevity for benefits or other terms related to length of
service prior to the date rehired under any labor agreement or
employment policies of the air carrier.''
Section 44729(g)(1) requires that, except as provided by paragraph
(g)(2) ``a person serving as a pilot for an air carrier engaged in
covered operations shall not be subject to different medical standards,
or different, greater, or more frequent medical examinations, on
account of age unless the Secretary determines (based on data received
or studies published after the date of enactment of this section) that
different medical standards, or different, greater, or more frequent
medical examinations, are needed to ensure an adequate level of safety
in flight.''
[[Page 34230]]
Section 44729(g)(2) states that ``No person who has attained 60
years of age may serve as a pilot of an air carrier engaged in covered
operations unless the person has a first-class medical certificate.
Such a certificate shall expire on the last day of the 6-month period
following the date of examination shown on the certificate.''
Section 44729(h)(1) requires that ``Each air carrier engaged in
covered operations shall continue to use pilot training and
qualification programs approved by the Federal Aviation Administration,
with specific emphasis on initial and recurrent training and
qualification of pilots who have attained 60 years of age, to ensure
continued acceptable levels of pilot skill and judgment.''
Section 44729(h)(2) requires that ``Not later than 6 months after
the date of enactment of this section, and every 6 months thereafter,
an air carrier engaged in covered operations shall evaluate the
performance of each pilot of the air carrier who has attained 60 years
of age through a line check of such pilot. Notwithstanding the
preceding sentence, an air carrier shall not be required to conduct for
a 6-month period a line check under this paragraph of a pilot serving
as second-in-command if the pilot has undergone a regularly scheduled
simulator evaluation during that period.''
This final rule implements congressional legislation by conforming
FAA regulations to statutory requirements. It was Congress' objective
to impact rules governing the age limitation requirements (and
associated medical certificate and training requirements) of pilots
engaged in operations under part 121. However, part 121 contains
regulations imposing the same age limitation on check airmen and flight
instructors. Specifically, check airmen and flight instructors who have
reached their 60th birthday may not serve as pilot flight crewmembers
in part 121 operations. Yet, Congress did not specifically amend those
requirements. We do not believe that Congress intended that the age
limitation imposed on a particular population of pilots should be
different than that imposed on check airmen and flight instructors when
they serve as pilot flight crewmembers, especially when, prior to the
legislation's enactment, the age limitation was the same for all
airmen. To maintain that consistency, the FAA is amending Sec. Sec.
121.411 and 121.412 to raise the age limit from age 60 to age 65, thus
allowing check airmen and flight instructors to serve as pilot flight
crewmembers until they reach the age of 65.
Likewise, part 61 contains similar age restrictions for pilots
operating civil airplanes of U.S. registry. Section 61.3(j) prohibits a
person who holds a part 61 pilot certificate from serving as a pilot in
certain international air services and air transportation operations if
the pilot has reached the age of 60. Also, Sec. 61.77(e) prohibits a
person who holds a part 61 special purpose pilot authorization from
serving as a pilot in certain international air services and air
transportation operations if the pilot has reached the age of 60. While
part 61 encompasses operations conducted under part 121, it could also
include operations governed by parts 125 and 129. These are not
``covered operations'' pursuant to the Act. Although Congress did not
directly mandate amendments to these provisions, the FAA believes
Congress clearly intended to implement the ICAO age requirements for
pilots operating internationally, allowing them to conduct commercial
air transportation operations under certain conditions until the age of
65. The ICAO standard increases the upper age limit for commercial
pilots operating two pilot aircraft. In operations with more than one
pilot, ICAO standard 2.1.10.1 allows a person to serve as a pilot in
command of an aircraft engaged in international commercial air
transport operations until his or her 65th birthday if the other pilot
is younger than 60 years of age. Again, we do not think it was the
intent of Congress to treat that population of pilots who conduct
operations under parts 125 and 129 any differently than pilots
conducting operations under part 121. Thus, the FAA is also amending
the applicable provisions of part 61 to reflect the new upper age
limit.
Additionally, the ICAO standard places no limitation on whether a
pilot is operating between his or her home state and another country or
whether he or she is operating between two international territories.
Because we believe Congress intended to implement ICAO standards, we do
not think that it intended to limit pilots over the age of 60 from
operating between two international territories. However, the crew
pairing provision of the Act does not address this scenario. The crew
pairing provision states that a pilot over the age of 60 could serve as
a pilot in command in covered operations between the United States and
another country, assuming there was another pilot as part of the flight
deck crew under the age of 60. This provision is not entirely consonant
with the ICAO standard. The unintended consequence under the statute
would lead to a contradiction with ICAO standards for international
flights, which include those flights between two countries outside of
the United States. The FAA believes that one of the primary purposes of
the Fair Treatment Act is to harmonize FAA regulations with ICAO
standards, and we have amended our regulations to reflect those
standards. This rule allows a person over the age of 60 to serve as a
pilot in command in covered operations between the United States and
another country, and in operations between other countries, if there is
another pilot in the flight deck crew under the age of 60.
Good Cause for Immediate Adoption of This Final Rule
Section 4 of the Administrative Procedure Act (APA) (5 U.S.C.
section 553(b)(B)) authorizes agencies to dispense with notice and
comment procedures for rules when the agency for ``good cause'' finds
that those procedures are ``impracticable, unnecessary, or contrary to
the public interest.'' Under this section, an agency, upon finding good
cause, may issue a final rule without seeking comment prior to the
rulemaking.
The FAA finds that notice and public comment to this final rule are
unnecessary and contrary to the public interest. This final rule is a
result of the Act. Because this rule implements Congressional mandates,
good cause exists for the FAA to amend without notice its rules
concerning pilot age limits. A legislative mandate of this nature makes
it unnecessary to provide an opportunity for notice and comment.
Further, good cause exists for making this rule effective upon
publication to minimize any possible confusion. In addition, the FAA
has determined good cause exists to amend without notice the part 61
and Sec. Sec. 121.411 and 121.412 provisions regarding age
limitations. If we do not correct the language in the CFR, we are
likely to receive numerous petitions for exemption, because the
published language is not consistent with the statute. Since the FAA
would not have safety or policy reasons to deny the exemptions, we have
included these amendments in the final rule.
Discussion of Dates
The Act was effective on December 13, 2007. However, pending
publication of this rule, the FAA has not enforced the Age 60 rule
since December 13, 2007, in a manner inconsistent with the Act. This
final rule, which promulgates conforming amendments to the FAA's
regulations as well as other amendments deemed necessary as a result of
[[Page 34231]]
Congressional legislation, is effective upon publication in the Federal
Register.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these conforming regulations.
Paperwork Reduction Act
As required by the Paperwork Reduction Act of 1995 (44 U.S.C.
3507(d)), the FAA submitted a copy of the information collection
requirements in this final rule to the Office of Management and Budget
for its review. According to the 1995 amendments to the Paperwork
Reduction Act (5 CFR 1320.8(b)(2)(vi)), an agency may not collect or
sponsor the collection of information, nor may it impose an information
collection requirement unless it displays a currently valid OMB control
number. The OMB control number for this information collection will be
published in the Federal Register, after the Office of Management and
Budget approves it.
This final rule requires all pilots over the age of 60 who serve in
part 121 operations to hold an FAA first-class medical certificate,
valid for 6 months. Some pilots who serve as second-in-command (or co-
pilots) on certain part 121 operations may hold an FAA second-class
medical certificate, valid for 12 months. Pursuant to this rulemaking,
those pilots who serve as seconds-in-command must obtain an FAA first-
class medical certificate every 6 months instead of the previously
required annual second-class medical certificate. Also, all pilots
serving in part 121 operations over age 60 must be evaluated, through a
line check, every 6 months. Current regulations only require pilots-in
command to be evaluated, through a line check, every 12 months.
The FAA estimates that airlines, pilots, and the FAA will incur
additional paperwork burdens (and hence an increase in paperwork
costs). Over a 15-year period, total paperwork costs would be
approximately $11.7 million. Total paperwork costs are composed of
record keeping costs and reporting costs.
An agency may not collect or sponsor the collection of information,
nor may it impose an information collection requirement unless it
displays a currently valid Office of Management and Budget (OMB)
control number.
Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States.
In developing U.S. standards, this Trade Act requires agencies to
consider international standards and, where appropriate, that they be
the basis of U.S. standards. Fourth, the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104-4) requires agencies to prepare a written
assessment of the costs, benefits, and other effects of proposed or
final rules that include a Federal mandate likely to result in the
expenditure by State, local, or tribal governments, in the aggregate,
or by the private sector, of $100 million or more annually (adjusted
for inflation with base year of 1995). This portion of the preamble
summarizes the FAA's analysis of the economic impacts of the Act. We
suggest readers seeking greater detail read the full regulatory
evaluation, a copy of which we have placed in the docket for this
rulemaking.
In conducting these analyses, FAA has determined that the Act: (1)
Has benefits that justify its costs; (2) is not an economically
``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866; (3) is ``significant'' as defined in DOT's
Regulatory Policies and Procedures because of Congressional and public
interest. Accordingly, this final rule has been reviewed by the Office
of the Secretary of Transportation and the Office of Management and
Budget; (4) will not have a significant economic impact on a
substantial number of small entities; (5) will not create unnecessary
obstacles to the foreign commerce of the United States; and (6) will
not impose an unfunded mandate on state, local, or tribal governments,
or on the private sector. These analyses are summarized below.
Total Benefits and Costs of the Act
The following table enumerates the total costs and benefits of the
Act over a 15-year period and then summarizes net benefits as the
discounted present value of the stream of benefits and costs. Both
accounting costs and economic costs are shown. The accounting costs are
relevant because they show the distributional effects of the Act--a net
transfer from airlines and consumers to pilots. The economic net
benefits of the Act suggest that society is better off with the Act
than without it.
[[Page 34232]]
(Benefits) and Costs of Changing Pilot Mandatory Retirement Age to 65
[Constant 2007 dollars]
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Sections 61.23, 121.383, 121.411 and 121.412 Sections 61.3(j) and 121.440
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Additional
pilots Total constant
Salary Pension Disability pay Retirement Training Reprogramming scheduling Medical Salary Line check dollar costs DPV total costs
contributions and certificate \2\ \2\
vacation
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Total (Accounting Costs)....................... $2,253,407,476 $155,872,313 $1,173,427,286 ($39,887,500) ($621,985,624) $0 $51,444,611 $5,306,821 $3,818,813 $31,180,154 $3,012,584,349 $1,762,743,114
Total (Economic Costs)......................... 0 0 0 (39,042,500) (439,768,672) 0 35,917,440 5,060,459 3,818,813 31,180.154 (402,834,306) (333,614,036)
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Notes:
(1) Results of the accounting and economic costs estimates use different unit costs and therefore show different results in each cost category.
(2) Excludes paperwork costs, which are insignificant relative to the proposed rule's other costs. See section IV for more details on these costs.
[[Page 34233]]
It is important to note that negative figures in the above table
are benefits of the Act. Because the mandatory retirement age has been
increased to age 65, airlines and consumers will incur ``real costs''
and ``transfer payments'' totaling $1.8 billion (present value) over 15
years, but society will have a cost savings or net benefit of $334
million in terms of real resource use (real costs reflect real resource
use, whereas transfer payments are monetary payments from one group to
another that do not affect total resources available to society).
In addition to the above quantified benefits, the FAA estimates
that the Act will result in an increase in the supply of pilots of
approximately 12 percent over 5 years. In particular, there may be a
public interest in taking advantage of the experience of pilots aged 60
to 65. In addition, the Act makes FAA regulations consistent with ICAO
Amendment 167 by increasing the ``upper age limit'' for pilots
operating in ``international commercial air transport operations'' up
to age 65. Previously, pilots certificated outside the United States
and flying for a foreign air carrier on a non-U.S. registered aircraft,
who were over age 60, were permitted to fly into the United States
under ICAO standards through operation specifications. FAA has not
estimated the value of these benefits because they are unquantifiable.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (RFA) establishes ``as a
principle of regulatory issuance that agencies shall endeavor,
consistent with the objective of the rule and of applicable statutes,
to fit regulatory and informational requirements to the scale of the
business, organizations, and governmental jurisdictions subject to
regulation.'' To achieve that principle, the RFA requires agencies to
solicit and consider flexible regulatory proposals and to explain the
rationale for their actions. The RFA covers a wide-range of small
entities, including small businesses, not-for-profit organizations, and
small governmental jurisdictions.
Agencies must perform a review to determine whether a proposed or
final rule would have a significant economic impact on a substantial
number of small entities. If the agency determines that it would, the
agency must prepare a regulatory flexibility analysis as described in
the Act.
However, if an agency determines that a proposed or final rule is
not expected to have a significant economic impact on a substantial
number of small entities, section 605(b) of the 1980 RFA provides that
the head of the agency may so certify and a regulatory flexibility
analysis is not required. The certification must include a statement
providing the factual basis for this determination, and the reasoning
should be clear. The basis for such determination follows.
The Small Business Administration suggests that ``small'' represent
the impacted entities with 1,500 or fewer employees. FAA identified a
total of 48 air carriers that meet this definition, as shown below.
Small Business Exposure to Act
Classification of Businesses
----------------------------------------------------------------------------------------------------------------
Operator FAR Large Small Unknown Grand total
----------------------------------------------------------------------------------------------------------------
121............................................................ 55 32 5 92
121/135........................................................ 1 16 2 19
------------------------------------------------
Grand Total................................................ 56 48 7 111
----------------------------------------------------------------------------------------------------------------
Percentage............................................. 50% 43% 6% 100%
----------------------------------------------------------------------------------------------------------------
Small = 1,500 employees or less
For each of these entities, FAA attempted to retrieve revenue data
published in Form 41. The Form 41 financial reports contain financial
information on certificated U.S. air carriers. This data is collected
by the Office of Airline Information of the Bureau of Transportation
Statistics. Consideration was made for the most recent quarterly data
available, such that no data is for years prior to fiscal 2005. If data
was not available in any quarter, the FAA assigned the last quarterly
figures available. FAA also employed sources such as Dun & Bradstreet,
Yahoo Finance (https://finance.yahoo.com/), Reuters (https://www.reuters.com/investing) and the 2006 edition of the World Airspace
Database to estimate annual revenues. FAA then compared the annualized
accounting costs with annual revenues. Of the 36 entities that FAA
found data for, it expects that the projected annualized accounting
costs of the Act will be higher than one percent of the annual revenue
for three of them. For the group as a whole, the annualized cost is
estimated as 0.17% of annual revenue.
Therefore, as the FAA Administrator, I certify that this Act will
not have a significant economic impact on any small entities.
International Trade Impact Statement
The Trade Agreements Act of 1979 prohibits Federal agencies from
establishing any standards or engaging in related activities that
create unnecessary obstacles to the foreign commerce of the United
States. Legitimate domestic objectives, such as safety, are not
considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards. The FAA has assessed the
potential effect of the Act and determined that it will impose no
additional costs on foreign firms, and will make FAA's upper age limit
for pilots consistent with international standards.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 requires each
Federal agency to prepare a written statement assessing the effects of
any Federal mandate in a proposed or final agency rule that may result
in an expenditure of $100 million or more (adjusted annually for
inflation) in any one year by State, local, and tribal governments, in
the aggregate, or by the private sector; such a mandate is deemed to be
a ``significant regulatory action.'' The FAA currently uses an
inflation-adjusted value of $136.1 million in lieu of $100 million.
The requirements of Title II do not apply because the Act is not a
mandate, rather it is permissive.
Executive Order 13132, Federalism
The FAA has analyzed this final rule under the principles and
criteria of Executive Order 13132, Federalism. We
[[Page 34234]]
determined that this action would not have a substantial direct effect
on the States, on the relationship between the national Government and
the States, or on the distribution of power and responsibilities among
the various levels of government, and, therefore, would not have
federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 312f and involves no extraordinary
circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this rulemaking under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We have determined that it is not
a ``significant energy action'' under the executive order because it is
not a ``significant regulatory action'' under Executive Order 12866,
and it is not likely to have a significant adverse effect on the
supply, distribution, or use of energy.
List of Subjects
14 CFR Part 61
Airmen, Aviation safety.
14 CFR Part 121
Air carriers, Aircraft, Airmen, Aviation safety.
The Amendment
0
In consideration of the foregoing, the Federal Aviation Administration
amends Chapter I of Title 14, Code of Federal Regulations, as follows:
PART 61--CERTIFICATION: PILOTS, FLIGHT INSTRUCTORS, AND GROUND
INSTRUCTORS
0
1. The authority citation for part 61 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701-44703, 44707, 44709-
44711, 45102-45103, 45301-45302.
0
2. Amend Sec. 61.3 by revising paragraph (j) to read as follows:
Sec. 61.3 Requirement for certificates, ratings, and authorizations.
* * * * *
(j) Age limitation for certain operations (1) Age limitation. No
person who holds a pilot certificate issued under this part may serve
as a pilot on a civil airplane of U.S. registry in the following
operations if the person has reached his or her 65th birthday:
(i) Scheduled international air services carrying passengers in
turbojet-powered airplanes;
(ii) Scheduled international air services carrying passengers in
airplanes having a passenger-seat configuration of more than nine
passenger seats, excluding each crewmember seat;
(iii) Nonscheduled international air transportation for
compensation or hire in airplanes having a passenger-seat configuration
of more than 30 passenger seats, excluding each crewmember seat; or
(iv) Scheduled international air services, or nonscheduled
international air transportation for compensation or hire, in airplanes
having a payload capacity of more than 7,500 pounds.
(2) Age Pairing Requirement. No person who has attained the age of
60 but who has not attained the age of 65 may serve as a pilot in
command in any of the operations described in paragraphs (j)(1)(i)
through (iv) of this section unless there is another pilot in the
flight deck crew who has not yet attained 60 years of age.
(3) Definitions. (i) ``International air service,'' as used in this
paragraph (j), means scheduled air service performed in airplanes for
the public transport of passengers, mail, or cargo, in which the
service passes through the airspace over the territory of more than one
country.
(ii) ``International air transportation,'' as used in this
paragraph (j), means air transportation performed in airplanes for the
public transport of passengers, mail, or cargo, in which the service
passes through the airspace over the territory of more than one
country.
* * * * *
0
3. Amend Sec. 61.23 to revise paragraph (a)(1) to read as follows:
Sec. 61.23 Medical certificates: Requirement and duration.
(a) * * *
(1) Must hold a first-class medical certificate:
(i) When exercising the privileges of an airline transport pilot
certificate; or
(ii) If that person has reached his or her 60th birthday and serves
as a pilot in 14 CFR part 121 operations. Notwithstanding the
provisions of Sec. 61.23(d)(1)(iii), that person's first-class medical
certificate expires, for 14 CFR part 121 operations, at the end of the
last day of the 6th month after the month of the date of examination
shown on the medical certificate.
* * * * *
0
4. Amend Sec. 61.77 to revise paragraphs (b)(3), (e) introductory
text, and (g) to read as follows:
Sec. 61.77 Special purpose pilot authorization: Operation of U.S.-
registered civil aircraft leased by a person who is not a U.S. citizen.
* * * * *
(b) * * *
(3) Documentation showing when the applicant will reach the age of
65 years (an official copy of the applicant's birth certificate or
other official documentation);
* * * * *
(e) Age limitation. No person who holds a special purpose pilot
authorization issued under this part, may serve as a pilot on a civil
airplane of U.S. registry if the person has reached his or her 65th
birthday, in the following operations:
* * * * *
(g) Age Pairing Requirement. No person who has attained the age of
60 but who has not attained the age of 65 may serve as a pilot in
command in any of the operations described in Sec. 61.3(j)(1)(i)
through (iv) unless there is another pilot in the flight deck crew who
has not yet attained 60 years of age.
* * * * *
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
0
5. The authority citation for part 121 continues to read as follows:
Authority: 49 U.S.C. 106(g), 1153, 40101, 40102, 40103, 40113,
41721, 44105, 44106, 44111, 44701-44717, 44722, 44901, 44903, 44904,
44906, 44912, 44914, 44936, 44938, 46103, 46105.
Sec. 121.2 [Amended]
0
6. Amend Sec. 121.2 by removing paragraph (i) and redesignating
paragraph (j) as paragraph (i).
0
7. Amend Sec. 121.383 by removing and reserving paragraph (c) and
adding paragraphs (d) and (e) to read as follows:
Sec. 121.383 Airman: Limitations on use of services.
* * * * *
(d) No certificate holder may:
(1) Use the services of any person as a pilot on an airplane
engaged in operations under this part if that person has reached his or
her 65th birthday.
(2) Use the services of any person as a pilot in command in
operations under this part between the United States and another
country, or in operations
[[Page 34235]]
between other countries, if that person has reached his or her 60th
birthday unless there is another pilot in the flight deck crew who has
not yet attained 60 years of age.
(e) No pilot may:
(1) Serve as a pilot in operations under this part if that person
has reached his or her 65th birthday.
(2) Serve as a pilot in command in operations under this part
between the United States and another country, or in operations between
other countries, if that person has reached his or her 60th birthday
unless there is another pilot in the flight deck crew who has not yet
attained 60 years of age.
0
8. Amend Sec. 121.411 by revising paragraph (e) to read as follows:
Sec. 121.411 Qualifications: Check airmen (airplane) and check airmen
(simulator).
* * * * *
(e) Check airmen who have reached their 65th birthday or who do not
hold an appropriate medical certificate may function as check airmen,
but may not serve as pilot flightcrew members in operations under this
part.
* * * * *
9. Amend Sec. 121.412 by revising paragraph (e) to read as
follows:
Sec. 121.412 Qualifications: Flight instructors (airplane) and flight
instructors (simulator).
* * * * *
(e) Flight instructors who have reached their 65th birthday or who
do not hold an appropriate medical certificate may function as flight
instructors, but may not serve as pilot flightcrew members in
operations under this part.
* * * * *
0
10. Amend Sec. 121.440 by adding paragraphs (d), (e), and (f) to read
as follows:
Sec. 121.440 Line checks.
* * *
(d) No certificate holder may use the services of any person as a
pilot in operations under this part unless the certificate holder
evaluates every 6 months the performance, through a line check, of each
pilot of the certificate holder who has attained 60 years of age.
Notwithstanding the foregoing, a certificate holder is not required to
conduct for a 6-month period a line check under this paragraph of a
pilot serving as a second-in-command if the pilot has undergone a
regularly scheduled simulator evaluation during that period.
(e) No pilot who has attained 60 years of age may serve as a pilot
in operations under this part unless the certificate holder has
evaluated the pilot's performance every 6 months, through a line check.
Notwithstanding the foregoing, a certificate holder is not required to
conduct for a 6-month period a line check under this paragraph of a
pilot serving as a second-in-command if the pilot has undergone a
regularly scheduled simulator evaluation during that period.
(f) The training program provisions of Sec. 121.401(b) do not
apply to pilots who have attained 60 years of age and serve in
operations under this part.
Issued in Washington, DC, on July 8, 2009.
J. Randolph Babbitt,
Administrator.
[FR Doc. E9-16777 Filed 7-14-09; 8:45 am]
BILLING CODE 4910-13-P