Approval and Promulgation of Implementation Plans: 1-Hour Ozone Extreme Area Plan for San Joaquin Valley, CA, 33933-33947 [E9-16492]
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Federal Register / Vol. 74, No. 133 / Tuesday, July 14, 2009 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2008–0693; FRL–8929–9]
Approval and Promulgation of
Implementation Plans: 1-Hour Ozone
Extreme Area Plan for San Joaquin
Valley, CA
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AGENCY: Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
SUMMARY: EPA is proposing to approve
in part and disapprove in part State
implementation plan (SIP) revisions
submitted by the State of California to
meet the Clean Air Act (CAA)
requirements applicable to the San
Joaquin Valley, California 1-hour ozone
nonattainment area (SJV area). These
requirements apply to the SJV area
following its April 16, 2004
reclassification from severe to extreme
for the 1-hour ozone national ambient
air quality standard (NAAQS). EPA is
proposing to approve the SIP revisions
for the SJV area as meeting applicable
CAA requirements for the attainment
demonstration, rate-of-progress
demonstration and related contingency
measures, and other control measures.
EPA is also proposing to disapprove the
contingency measures for failure to
attain. In addition, EPA is proposing to
approve the SJV Air Pollution Control
District’s Rule 9310, ‘‘School Bus
Fleets.’’ Finally, EPA is withdrawing its
previous proposal (73 FR 61381;
October 16, 2008) to fully approve the
SJV SIP revisions.
DATES: Comments must be submitted by
August 13, 2009.
ADDRESSES: Submit comments,
identified by docket number EPA–R09–
OAR–2008–0693, by one of the
following methods:
1. Agency Web site: https://
www.regulations.gov. EPA prefers
receiving comments through this
electronic public docket and comment
system. Follow the on-line instructions
to submit comments.
2. Federal eRulemaking Portal: https://
www.regulations.gov. Follow the on-line
instructions.
3. E-mail: wicher.frances@epa.gov.
4. Mail or deliver: Ms. Marty Robin,
Office of Air Planning (AIR–2), U.S.
Environmental Protection Agency,
Region 9, 75 Hawthorne Street, San
Francisco, CA 94105–3901.
Instructions: All comments will be
included in the public docket without
change and may be made available
online at https://www.regulations.gov,
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including any personal information
provided, unless the comment includes
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Information that
you consider CBI or otherwise protected
should be clearly identified as such and
should not be submitted through the
agency Web site, eRulemaking portal, or
e-mail. The agency Web site and
eRulemaking portal are anonymous
access systems, and EPA will not know
your identity or contact information
unless you provide it in the body of
your comment. If you send e-mail
directly to EPA, your e-mail address
will be automatically captured and
included as part of the public comment.
If EPA cannot read your comment due
to technical difficulties and cannot
contact you for Clarifications, EPA may
not be able to consider your comment.
Docket: The index to the docket for
this action is available electronically at
https://www.regulations.gov and in hard
copy at EPA Region 9, 75 Hawthorne
Street, San Francisco, California. While
all documents in the docket are listed in
the index, some information may be
publicly available only at the hard copy
location (e.g., copyrighted material), and
some may not be publicly available in
either location (e.g., CBI). To inspect the
hard copy materials, please schedule an
appointment during normal business
hours with the contact listed in the FOR
FURTHER INFORMATION CONTACT section.
FOR FURTHER INFORMATION CONTACT:
Frances Wicher, U.S. EPA Region 9,
415–972–3957, wicher.frances@epa.gov
or 31https://www.epa.gov/region09/air/
actions.
SUPPLEMENTARY INFORMATION:
Throughout this document, the terms
‘‘we,’’ ‘‘us,’’ and ‘‘our’’ mean U.S. EPA.
Table of Contents
I. The History of San Joaquin Valley
1-Hour Ozone Nonattainment Area and
Its Extreme Area Ozone Plan
A. The San Joaquin Valley 1-Hour Ozone
Nonattainment Area
B. SJV 2004 SIP, SJV Portion of 2003 State
Strategy and 2008 Clarifications
C. EPA’s 2008 Proposed Approval of the SJV
Extreme 1-Hour Ozone Plan and 2003
State Strategy
II. Revocation of the 1-Hour Ozone Standard
and Anti-Backsliding Requirements
III. Review of the 2004 SIP, the SJV Portion
of the 2003 State Strategy and the 2008
Clarifications
A. Control Measures
B. Emission Inventories
C. Rate of Progress Demonstrations
D. Attainment Demonstration
E. Contingency Measures
F. Proposed Findings on Other Requirements
for Extreme Nonattainment Areas
IV. SJVAPCD Rule 9310 School Bus Fleets
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V. Proposed Actions
A. Summary
B. Effect of Finalizing These Proposed
Actions
VI. Statutory and Executive Order Reviews
I. The History of San Joaquin Valley 1Hour Ozone Nonattainment Area and
its Extreme Area Ozone Plan
A. The San Joaquin Valley 1-Hour
Ozone Nonattainment Area
Eight counties comprise the San
Joaquin Valley ozone nonattainment
area (SJV area). From north to south,
these counties are San Joaquin,
Stanislaus, Merced, Madera, Fresno,
Kings, Tulare, and the valley portion of
Kern. 40 CFR 81.305. The local air
district is the San Joaquin Valley Air
Pollution Control District (SJVAPCD or
District).
The SJV area was initially classified
under the CAA, as amended in 1990, as
a serious area for the 1-hour ozone
standard. 56 FR 56694 (November 6,
1991). Under the amended CAA, the
attainment deadline for serious 1-hour
ozone areas was no later than November
15, 1999. CAA section 181(a)(1).
In 2001, we found that the SJV area
had failed to attain the 1-hour ozone
standard by the required deadline. 66
FR 56476 (November 8, 2001). As a
result of this finding, the area was
reclassified by operation of law to
severe with a new attainment deadline
of no later than November 15, 2005.
CAA section 181(a)(1). After
determining that sufficient controls
could not be implemented in time for
the area to attain by the severe area
deadline, California requested a
voluntary reclassification of the area to
extreme as allowed under CAA section
181(a)(5). See SJVAPCD Resolution 03–
12–10 ‘‘Requesting the [EPA] to Classify
the [SJV] Air Basin as Extreme
Nonattainment for the Federal 1-Hr
Ozone [] Standards,’’ December 18,
2003. We granted California’s request in
2004. 69 FR 20550 (April 16, 2004). As
a result, the SJV area is currently
classified as an extreme area for the 1hour ozone standard with an attainment
date of as expeditiously as practicable
but no later than November 15, 2010.
CAA section 181(a)(1).
B. 2004 SIP, SJV Portion of 2003 State
Strategy and 2008 Clarifications
The SJVAPCD adopted its ‘‘Extreme
Ozone Attainment Demonstration Plan’’
on October 8, 2004 and amended it on
October 20, 2005 to, among other things,
substitute a new ‘‘Chapter 4: Control
Strategy.’’ The State submitted the plan
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(with the exception of Chapter 8 1) and
amendment on November 15, 2004 and
March 6, 2006, respectively. See letters
from Catherine Witherspoon, California
Air Resources Board (ARB), to Wayne
Nastri, EPA, November 15, 2004 and
March 6, 2006. The plan and
amendment, collectively, will be
referred to as the ‘‘2004 SIP’’ in this
proposed rule. The 2004 SIP addresses
CAA requirements for extreme 1-hour
ozone areas including control measures,
rate-of-progress (ROP) and attainment
demonstrations, and contingency
measures.
For the reductions needed to
demonstrate attainment and ROP, the
2004 SIP relies in part on the ‘‘2003
State and Federal Strategy for the
California State Implementation Plan.’’
This strategy document identifies ARB’s
regulatory agenda to reduce ozone and
particulate matter in California and
includes defined statewide control
measures that were to be reflected in
future SIPs and provisions specific to air
quality plans for the San Joaquin Valley.
On October 23, 2003, ARB adopted the
‘‘2003 State and Federal Strategy for the
California State Implementation Plan,’’
which consists of two elements: (1) the
Proposed 2003 State and Federal
Strategy for the California State
Implementation Plan (released August
25, 2003); and (2) ARB Board Resolution
03–22 which approves the Proposed
2003 State and Federal Strategy with the
revisions to that Strategy set forth in
Attachment A. On January 9, 2004, ARB
submitted to EPA the ‘‘2003 State and
Federal Strategy for the California State
Implementation Plan.’’ Letter from
Catherine Witherspoon, ARB, to Wayne
Nastri, EPA, January 9, 2004.2
In this proposed rule we refer to the
two documents comprising the ‘‘Final
State and Federal Strategy for the
California State Implementation Plan’’
as the ‘‘2003 State Strategy’’ or
individually as the ‘‘State Strategy’’ and
‘‘ARB Resolution 03–22,’’ respectively.
On August 21, 2008, the SJVAPCD
adopted ‘‘Clarifications Regarding the
2004 Extreme Ozone Attainment
Demonstration Plan’’ (2008
1 Chapter 8 ‘‘California Clean Air Act Triennial
Progress Report and Plan Review’’ was included in
the plan to meet a State requirement to report every
three years on the area’s progress toward meeting
California’s air quality standards. Nothing in the
chapter was intended to address federal Clean Air
Act requirements.
2 On February 13, 2008, ARB withdrew from EPA
consideration certain commitments related to the
South Coast Air Basin in the ‘‘Final 2003 State and
Federal Strategy for the California State
Implementation Plan.’’ These withdrawals do not
change the 2003 Strategy’s provisions that apply to
the SJV area. Letter from James N. Goldstene, ARB,
to Wayne Nastri, EPA, February 13, 2008.
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II. Revocation of the 1-Hour Ozone
Standard and Anti-Backsliding
Requirements
In 1979, we set the health-based
NAAQS for ozone at 0.12 parts per
million (ppm) averaged over one hour.
See 44 FR 8220 (February 9, 1979). In
1997, we revised this ozone standard by
lowering the level to 0.08 ppm and
extending the averaging time to eight
hours.4 See 62 FR 38856 (July 18, 1997).
In 2004, EPA designated and
classified most areas of the country
under the 8-hour ozone standard. 69 FR
23858 (April 30, 2004). At the same
time, we issued the ‘‘Final Rule to
Implement the 8-Hour Ozone National
Ambient Air Quality Standard—Phase
1’’ (Phase 1 rule or 8-hour
implementation rule). 69 FR 23951
(April 30, 2004). Among other matters,
the Phase 1 rule revoked the 1-hour
ozone standard in the SJV area (as well
as in most other areas of the country),
effective June 15, 2005. See 40 CFR
50.9(b); 69 FR at 23996 and 70 FR 44470
(August 3, 2005).
The Phase 1 rule also set forth antibacksliding principles to ensure
continued progress toward attainment of
the 8-hour ozone standard by
identifying which 1-hour ozone
standard requirements remain
applicable in an area after revocation of
that standard. 40 CFR 51.900(f). The
Phase 1 rule also identified several CAA
requirements, such as contingency
measures in CAA sections 172(c)(9) and
182(c)(9), that would not continue to
apply after revocation. See § 51.905(e).
The U.S. Court of Appeals for the
District of Columbia Circuit
subsequently vacated the provisions of
the Phase 1 rule that waived the
requirements under the revoked 1-hour
ozone standard for, among other things,
contingency measures for failure to
attain or to make reasonable further
progress toward attainment of the 1hour ozone standard. See South Coast
Air Quality Management District, et al.,
v. EPA, 472 F.3d 882 (D.C. Cir. 2006),
rehearing denied 489 F.3d 1245 (2007)
(clarifying that the vacatur was limited
to the issues on which the court granted
the petitions for review) (collectively
referred to below as South Coast). On
January 16, 2009, EPA proposed to
remove the contingency measure
exemption in 40 CFR 51.905(e) for these
requirements and to list contingency
measures as applicable requirements
under § 51.900(f). 74 FR 2936.
As a general matter, the planning and
control requirements that remain
applicable following the revocation of
the 1-hour ozone standard derive from
CAA sections 110, 172, and 182. CAA
sections 110 and 172 contain general
planning and control requirements
3 Comment letters were received from
Earthjustice; the Center for Race, Poverty and the
Environment; and the National Association of
Home Builders. These letters can be found in the
docket for this proposal.
4 In 2008 we lowered the 8-hour ozone standard
to 0.075 ppm. See 73 FR 16436 (March 27, 2008).
The references in this proposed rule to the 8-hour
standard are to the 1997 standard as codified at 40
CFR 50.10.
Clarifications). The State submitted the
2008 Clarifications on September 5,
2008. Letter from James N. Goldstene,
ARB, to Wayne Nastri, EPA, with
enclosures, September 5, 2008. The
2008 Clarifications provide updates to
the 2004 SIP related to reasonably
available control technology (RACT)
measures adopted by the SJVAPCD, the
ROP demonstration, and contingency
measures.
CAA section 110(k)(1) requires EPA to
determine whether a SIP submission is
complete within 60 days of receipt. This
section also provides that any plan that
has not been affirmatively determined to
be complete or incomplete shall become
complete within 6 months by operation
of law. EPA’s completeness criteria are
found in 40 CFR part 51, subpart V.
The 2004 SIP, comprised of the
original November 15, 2004 plan and
May 6, 2006 amendment, was deemed
complete by operation of law on May
15, 2005 and September 6, 2006. On
February 18, 2004, we determined the
Final 2003 State Strategy to be
complete. Letter from Deborah Jordan,
EPA, to Catherine Witherspoon, ARB,
February 18, 2004. We found the 2008
Clarifications complete on September
23, 2008. Letter from Deborah Jordan,
EPA, to James N. Goldstene, ARB,
September 23, 2008.
C. EPA’s 2008 Proposed Approval of the
2004 SIP, SJV Portion of the 2003 State
Strategy and the 2008 Clarifications
This is the second time we have
proposed action on the 2004 SIP, the
SJV portion of the 2003 State Strategy
and the 2008 Clarifications. On October
16, 2008, we proposed full approval of
these SIP submittals and received three
comment letters during the public
comment period.3 73 FR 61381. After
considering these comments, we are
withdrawing our October 16, 2008
proposed rule and reproposing action
on these SIP submittals. As a result, we
are not responding to the comments we
received on that proposed action at this
time. Commenters wishing to again raise
issues raised in comments on that
proposal should resubmit applicable
comments to the docket for this
rulemaking.
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applicable to all nonattainment areas.
CAA section 182 contains more specific
requirements applicable to ozone
nonattainment areas, including
requirements in section 182(e) that
apply to areas classified as extreme,
such as the SJV area.
In 1992, EPA issued a General
Preamble describing our preliminary
views on how we intended to review 1hour ozone plans submitted to meet
these CAA’s requirements. See ‘‘General
Preamble for Implementation of Title I
of the Clean Air Act Amendments of
1990.’’ 57 FR 13498 (April 16, 1992).
The General Preamble as well as other
EPA guidance documents related to 1hour ozone plans continue to guide our
review of the 1-hour ozone requirements
that remain applicable following
revocation of that standard.
Under the Phase 1 rule, areas remain
subject to the 1-hour requirements until
they attain the 8-hour ozone standard.
Once an area is redesignated to
attainment for the 8-hour standard, it
may shift the applicable requirements to
contingency measures (consistent with
the CAA sections 110(l) and 193). See
Phase 1 rule at 23955 and 40 CFR
51.905(b).
III. Review of the 2004 SIP, the SJV
Portion of the 2003 State Strategy and
the 2008 Clarifications
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A. Control Measures
1. Requirements for Control Measures
CAA section 172(c)(1) requires
nonattainment area plans to provide for
the implementation of all reasonably
available control measures (RACM)
including RACT. RACM is not listed
separately in 40 CFR 51.900(f) as an
applicable requirement following
revocation of the 1-hour ozone standard;
however, EPA interprets the RACM
requirement to be a component of an
area’s attainment demonstration. See
General Preamble at 13560.
EPA has previously provided
guidance interpreting the RACM
requirement in the General Preamble at
13560 and a memorandum entitled
‘‘Guidance on the Reasonably Available
Control Measure Requirement and
Attainment Demonstration Submissions
for Ozone Nonattainment Areas,’’ John
Seitz, Director, OAQPS to Regional Air
Directors, November 30, 1999 (Seitz
memo). In summary, EPA guidance
provides that States, in addressing the
RACM requirement, should consider all
potential measures for source categories
in the nonattainment area to determine
whether they are reasonably available
for implementation in that area and
whether they would advance the area’s
attainment date by one or more years.
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Under the CAA, RACT is required for
major sources of volatile organic
compounds (VOC) and for all VOC
source categories for which EPA has
issued Control Techniques Guideline
(CTG) documents. In addition, EPA has
issued Alternative Control Techniques
(ACT) documents to help States in
making RACT determinations. CAA
sections 172(c)(1), 182(a)(2)(A),
182(b)(2), and 183(a) and (b). CAA
section 182(f) requires that RACT also
apply to major stationary sources of
nitrogen oxides (NOX). In extreme areas,
a major source is a stationary source that
emits or has the potential to emit 10
tons of VOC or NOX per year. CAA
section 182(e). The RACT requirement
in 182(b)(2), the major source threshold
in section 182(e) as it applies to RACT,
and the application of RACT to major
sources of NOX are all applicable
requirements under the Phase 1 rule. 40
CFR 51.905(a)(1)(i) and 51.900(f)(1), (3)
and (12).
The CAA also requires that SIPs
‘‘shall include enforceable emission
limitations, and such other control
measures, means or techniques * * * as
well as schedules and timetables for
compliance, as may be necessary or
appropriate to provide for
attainment * * * by the applicable
attainment date.* * *’’ CAA section
172(c)(6). CAA section 110(a)(2)(A)
contains almost identical language.
2. Control Measures in the 2004 SIP and
2003 State Strategy
a. RACM Demonstration
To determine which measures would
be feasible for the SJV area, the District
looked at measures implemented in
other areas (including the South Coast
Air Basin, the San Francisco Bay Area,
and the Houston-Galveston area),
documents produced by ARB, as well as
measures suggested by the public at
local workshops. The District then
screened the identified measures and
rejected those that affected few or no
sources in the SJV area, had already
been adopted as rules, or were in the
process of being adopted. The remaining
measures were evaluated using baseline
inventories, available control
technologies, and potential emission
reductions as well as whether the
measure could be implemented on a
schedule that would expedite
attainment of the 1-hour ozone
standard. 2004 SIP, section 4.2.1.
Based on this evaluation, the District
developed an expeditious rule adoption
schedule listing 21 measures involving
adoption of eight new rules and
revisions to over 20 existing rules. 2004
SIP, Table 4–1. Since submittal of the
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SIP in 2004, the District has completed
action on these rules and submitted
them to EPA for approval. Table 1 in the
2008 Clarifications and Table 2 below.
In addition to the District’s efforts, the
eight San Joaquin Valley Regional
Transportation Planning Agencies
(RTPAs) conducted a RACM evaluation
for transportation sources. This
evaluation, described in section 4.6.3. of
the 2004 SIP, resulted in extensive local
government commitments to implement
programs to reduce auto travel and
improve traffic flow. 2004 SIP, section
4.6 and Appendix C. The local
governments also provide reasoned
justifications for any measures that they
did not adopt. See 2004 SIP, Appendix
C.
Finally, the 2004 SIP relies on the
2003 State Strategy to address mobile
and area source categories not under the
District’s jurisdiction. 2004 SIP, section
4.7. Table I–1 in the 2003 State Strategy
shows the impressive list of both mobile
and area source measures that have been
adopted by California between 1994 and
2003, along with the mobile source rules
that have been adopted by EPA during
this period. Table I–2 in the 2003 State
Strategy lists proposed new State
measures, most of which have already
been adopted.5 This list of new State
measures was developed through a
public process intended to identify and
refine new emission reductions
strategies for California. 2003 State
Strategy, page ES–5.
b. RACT Demonstration
The 2004 SIP includes a brief section
4.2.5 discussing the RACT obligation
and specific source categories where
further analysis and potential future
controls would need to be adopted in
order to ensure that RACT levels of
control are applied to sources down to
the 10 tons per year (tpy) level. The
State subsequently formally withdrew
the RACT portion of the 2004 SIP,
specifically section 4.2.5. See 2008
Clarifications, page 3. On January 21,
2009, we made a finding that California
failed to submit the required RACT
demonstration for the 1-hour ozone
standard and initiated sanction and
Federal implementation plan (FIP)
clocks under CAA sections 179(a) and
110(c). 74 FR 3442.
During the last several years, the
District has also adopted and revised its
5 See chapter 3 (page 38) of the ‘‘Air Resources
Board’s Proposed State Strategy for California’s
2007 State Implementation Plan,’’ Revised Draft
(Release date: April 26, 2007) (2007 State Strategy)
and ‘‘Status Report on the State Strategy for
California’s 2007 State Implementation Plan (SIP)
and Proposed Revision to the SIP Reflecting
Implementation of the 2007 State Strategy,’’ ARB,
April 24, 2009.
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RACT demonstration plan for the 8-hour
ozone standard. On January 31, 2007,
California submitted the District’s initial
RACT plan for the 8-hour ozone
standard to EPA. The District adopted a
revised 8-hour ozone standard RACT
plan on April 16, 2009 and the State
submitted the revised plan on June 17,
2009. In addition to addressing
comments on the initial plan, The
District intends this revised plan to
address the failure to submit finding for
the 1-hour ozone RACT demonstration
and to assure that its rules cover sources
in the SJV area down to the extreme area
major source threshold of 10 tpy. See
letter from Andrew Steckel, EPA, to
George Heinen, SJVAPCD, May 6, 2008.
We are currently reviewing the revised
RACT plan for future action.
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c. Enforceable Limitations and Other
Control Measures
The 2004 SIP’s modeling analysis,
discussed further below, determined
that attainment of the 1-hour ozone
standard required reducing 2000
baseyear emissions from 556.8 tons per
day (tpd) NOX and 443.5 tpd VOC to
343.5 tpd NOX and 314.4 tpd VOC. 2004
SIP at 3–7 through 3–11 and 5–9
through 5–12 and ‘‘Proposed 2004 State
Implementation Plan for Ozone in the
San Joaquin Valley,’’ September 28,
2004, Air Resources Board Staff Report
(ARB Staff Report) at Table III–6.
As shown in Table 1 below, we have
divided the control measures in the
2004 SIP’s attainment demonstration
among three categories: Baseline
measures, interim measures, and control
strategy measures. As the term is used
here and in the ARB Staff Report,
baseline measures are rules and
regulations adopted prior to September,
2002 (i.e., prior to 2004 SIP’s
development) that provide continuing
reductions through and after 2010. We
have defined interim measures as those
rules adopted between September, 2002
and the 2004 SIP’s adoption date in
October, 2004. See Table III–7 in the
ARB Staff Report. Finally, control
strategy measures are the new rules, rule
revisions, and commitments included in
the 2004 SIP and 2003 State Strategy
that will ensure that the additional
increment of emission reductions
needed beyond the baseline and interim
measures is achieved in time to
demonstrate attainment by November
2010. See Tables III–6 and III–8 in the
ARB Staff Report.
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TABLE 1—SUMMARY OF EMISSION
REDUCTIONS IN THE 2004 SIP
[Tons per summer day]
VOC
2000 baseyear emissions
2010 baseline emissions ..
2010 Attainment emissions target ...................
Reductions needed for attainment ........................
Baseline Measures:
SJVAPCD ..................
State ..........................
Federal ......................
NOX
443.5
365.1
556.8
396.8
314.4
343.5
129.1
213.3
6¥8.5
79.3
7.6
18.9
97.2
43.9
78.4
160
61%
75%
2.4
12.2
2%
6%
33.3
15
21.1
20
48.3
41.1
38%
19%
Total ...................
Percent from
Baseline Measures .................
Interim Measures:
SJVAPCD adopted
rules .......................
Percent from Interim
Measures ...............
Control Strategy Measures:
SJVAPCD (includes
long-term measures) .......................
State ..........................
Total ...................
Percent from
Control Strategy Measures
ARB Staff Report, table III–6.
Percentage may not sum to 100% because
of rounding.
i. Baseline and Interim Measures
As shown in Table 1, the majority of
the emission reductions needed to
demonstrate attainment by November
2010 come from baseline and interim
measures. These reductions come from
a combination of Federal, State, and
District measures.
A. SJVAPCD Measures—SJVAPCD
currently has adopted more than 50
prohibitory rules that limit emissions of
either VOC or NOX. These rules include
controls for boilers, oil field and
refinery equipment, a variety of surface
coatings operations, and open burning.
We have provided a list of SJVAPCD
NOX and VOC rules together with
information on their SIP approval status
in the technical support document
(TSD) for this proposal.
B. State measures—California has
adopted standards for many categories
of on- and off-road vehicles and engines,
gasoline and diesel fuels, and numerous
categories of consumer products. The
State’s baseline measures fall within
6 The negative number here indicates that
emissions increased in the source categories under
the District’s authority to control. The increase is
mainly from growth in livestock operations. ARB
Staff report, table III–6.
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two categories: measures for which the
State has obtained or has applied to
obtain a waiver of Federal pre-emption
under CAA section 209 (section 209
waiver measures or waiver measures)
and those for which the State is not
required to obtain a waiver (non-waiver
measures).
Section 209 waiver measures. A
waiver under section 209 is, in general,
required for most on- and non-road
vehicle or engine standards. Examples
of State waiver measures are: low
emission vehicle program, heavy duty
bus standards, and small off-road
engines. A list of California’s waiver
measures can be found in the TSD. We
discuss in more detail the CAA section
209 waiver provisions and how we
intend to treat reductions from these
measures in attainment and ROP
demonstrations in section C.3.b. below.
Non-waiver measures. These
measures include: improvements to
California’s inspection and maintenance
(I/M) program, SmogCheck; cleaner
burning gasoline and diesel regulations;
and limits on the VOC content and
reactivity of consumer products.7 A list
of these non-waiver measures can be
found in the TSD.
Federal measures. These measures
include EPA’s national emission
standards for heavy duty diesel trucks,8
certain new construction and farm
equipment,9 and locomotives.10 States
are allowed to rely on reductions from
Federal measures in attainment and
ROP demonstrations.
ii. Control Strategy Measures
A. SJVAPCD’s commitments and rule
adoption. In the 2004 SIP, the District
committed to adopt specific rules or
rule revisions by specified dates, to
submit the rules within one month of
adoption to ARB for submittal to EPA,
and to achieve from each measure
specified reductions by 2010. 2004 SIP
at Table 4–1 and SJVAPCD Resolution
No. 5–10–12 (October 20, 2005), p. 4,
item 9. This information is updated in
7 California’s Department of Pesticide Regulations
(DPR) limits total pesticide emissions in the San
Joaquin Valley. However, the attainment
demonstration in the 2004 SIP does not assume any
DPR regulatory limits on pesticide emissions. See
2003 State Strategy, p. III–C–3.
8 66 FR 5001 (January 18, 2001). ARB estimates
that interstate trucks registered outside of California
represent over 50 percent of the heavy duty trucks
in California. See Table III–1 in ‘‘Staff Report: Initial
Statement of Reason for Proposed Rulemaking,
Proposed Regulation for In-Use, On-road Diesel
Vehicles,’’ California Air Resources Board (October
2008).
9 Tier 2 and 3 non-road engines standards, 63 FR
56968 (October, 23, 1998); Tier 4 diesel non-road
engine standard, 69 FR 38958 (June 29, 2004).
10 63 FR 18978 (May 16, 1998) and 73 FR 37045
(June 30, 2008).
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Table 1 of the 2008 Clarifications which
shows not only the original commitment
in the 2004 SIP but also the date on
which the District adopted the rule
associated with each commitment and
the actual emissions reductions
achieved by each rule. A summary of
the information found in Table 1 in the
2008 Clarifications is presented in our
Table 2 below. Table 2 also gives the
33937
date and cite for EPA’s approval or
proposed approval of the rule or the
date of signature on the proposed
approval.
TABLE 2—SAN JOAQUIN VALLEY AIR POLLUTION CONTROL DISTRICT 2004 PLAN SPECIFIC RULE COMMITMENTS
2004 SIP
commitment
(2010-tpd)
Rule No., description and commitment ID from 2004 SIP
Achieved
emission
reductions
(2010-tpd)
Local
adoption
Approval cite/date or proposed
approval cite/date
NOX Control Measures
9310
9510
4307
4352
Fleet School buses (C) ........................................................
Indirect Source Mitigation (D) ..............................................
Small Boilers (2–5 MMBTU) (E) ..........................................
Solid fuel boilers (G) ............................................................
0.1
4.0
1.0
0.0
0.6 11
....................
5.1
0.0
9/21/06
12/15/05
4/20/06
5/18/06
4702
4309
4308
4103
Stat. IC engines (H) .............................................................
Commercial Dryers (I) .........................................................
Water Heaters 0.075 (N) .....................................................
Open Burning (Q) ................................................................
8.0
1.0
0.2
1.1
16.8
0.7
0.8
1.7
1/18/07
12/15/05
10/20/05
5/17/07
4703 Sta. Gas Turbines (S) .........................................................
Long-term measures .......................................................................
0.6
5.0
1.9
....................
8/17/06
....................
NPR signed 6/30/09.
See note below.
72 FR 29887 (5/30/07).
Proposed 72 FR 29901 (5/30/
07).
73 FR 1819 (1/10/08).
72 FR 29887 (5/30/07).
72 FR 29887 (5/30/07).
Proposed 74 FR 30485 (6/26/
09).
NPR signed 6/22/07.
See discussion below.
NOX Total .................................................................................
21.1
27.6
Local
adoption
Submittal date or approval cite/
date
2004 SIP
commitment
(2010-tpd)
Rule No. and description
Achieved
emission
reductions
(2010-tpd)
VOC Control Measures
Oil & Gas Fug. (A) ...............................................................
Ref. & Chem. Fug. (B) ........................................................
Wineries (F) .........................................................................
Composting/Biosolids (J) .....................................................
Automotive Coating (incorporates Rule 4602)(K) ...............
4.7
0.2
0.7
0.1
0.1
5.1
0.3
....................
....................
1.0
4/20/05
4/20/05
12/15/05
3/15/07
9/20/07
4570
4662
CAFO Rule (L) .....................................................................
Org. Solvent Degreasing (M) ..............................................
15.8
....................
17.7
....................
6/15/06
....................
4663
Org. Sol. Cleaning (M) ........................................................
1.3
3.1
9/20/07
4603
Metal Parts/Products (M) .....................................................
....................
....................
....................
4604
Can and Coil Coating (M) ...................................................
....................
....................
....................
4605
4606
4607
4612
Aerospace Coating (M) .......................................................
Wood Products Coating (M) ................................................
Graphic Arts (M) ..................................................................
Automotive Coating (M) .......................................................
....................
....................
....................
....................
....................
....................
....................
....................
....................
....................
....................
....................
4653
4684
4401
4651
4103
Adhesives (M) ......................................................................
Polyester Resin Operation (M) ............................................
Steam-Enhanced Oil-well (O) ..............................................
Soil Decontamination (P) .....................................................
Open Burning (Q) ................................................................
....................
....................
1.4
< 0.05
2.9
....................
....................
0.3
0.0
3.9
....................
....................
12/14/06
9/20/07
5/17/07
4682 Polymeric Foam Mfg. (R) ....................................................
4621 & 4624 Gasoline storage & trans. (T & U) ..........................
0.1
0.9
....................
1.9
9/20/07
12/20/07
Long-term measures .......................................................................
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4409
4455
4694
4565
4612
5
....................
....................
VOC total .................................................................................
33.3
71 FR 14653 (3/23/06).
71 FR 14653 (3/23/06).
See note below.
See note below.
Proposed 74 FR 28467 (6/16/
09).
NPR signed 6/30/09.
Proposed 74 FR 27084 (June 8,
2009).
Proposed 74 FR 27084 (June 8,
2009).
Proposed 74 FR 28467 (June
16, 2009).
Proposed 74 FR 28467 (6/16/
09).
NPR signed 6/30/09.
NPR signed 6/26/09.
NPR signed 6/26/09.
Proposed 74 FR 28467 (6/16/
09).
NPR signed 6/26/09.
NPR signed 6/30/09.
NPR signed 6/30/09.
NPR signed 6/22/09.
Proposed 74 FR 30485 (6/26/
09).
See note below.
NPRs signed 6/22/09 and 6/26/
09.
See discussion below.
33.3
Note: This rule has been adopted and submitted. EPA is currently reviewing the rule for SIP action. Numbers may not add to totals because of
rounding.
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As can be seen from Table 2, the
District also committed to achieve an
additional 5 tpd NOX and 5 tpd of VOC
reductions from unidentified long-term
measures. The status of this aggregate
commitment is discussed further below.
In total, the District committed to
reductions of 33.3 tpd of VOC and 21.1
tpd of NOX by 2010. See Table 1 above.
B. State commitments and rule
adoption. The 2003 State Strategy,
adopted prior to the 2004 SIP, includes
a commitment to reduce NOX emissions
in the SJV area by 10 tpd by 2010.12
2003 State Strategy, I–24 through I–26.
Possible measures to achieve these
reductions are described and listed in
the 2003 State Strategy at I–14 through
I–26 and ARB Resolution 03–22,
Attachment A. The 2003 State Strategy
also states that beyond its emission
reduction commitment, new
commitments to achieve further VOC13
and NOX reductions would be needed
for the future SJV 1-hour ozone plan
(which the SJVAPCD and ARB
subsequently adopted as the 2004 SIP)
and would be considered as part of that
plan. 2003 State Strategy, I–26. To that
end, the 2004 SIP incorporates the 2003
State Strategy as it applies to the area
and includes an additional commitment
by the State to achieve by the beginning
of the 2010 ozone season emissions
reductions of 10 tpd NOX and 15 tpd
VOC.
Although the 2003 State Strategy
identifies possible control measures that
could deliver these reductions, the
State’s commitment is only to achieve
these NOX and VOC emission
reductions in the aggregate by the
beginning of the 2010 ozone season.
Thus the State’s total enforceable
commitments in the 2004 SIP are to
achieve 20 tpd NOX and 15 tpd VOC
emission reductions in the aggregate by
2010. See 2003 State Strategy, pages I–
7 through I–9 and I–26; ARB Board
Resolution 04–29, October 28, 2004;
ARB Staff Report, pages 29–30; 2004 SIP
at section 4.7 (including Table 4–3
which duplicates Table I–2 in the 2003
State Strategy).14
sroberts on DSKD5P82C1PROD with PROPOSALS
11 Table
1 in the 2008 Clarifications erroneously
gives this reduction as 1.6 tpd. See e-mail, Jessi
Hafer, SJVAPCD, to Frances Wicher, EPA, February
18, 2009, ‘‘Reductions from 1-hour SIP
clarifications.’’
12 The 2003 State Strategy makes clear that this
commitment was intended for immediate inclusion
in the 2003 PM–10 plan for the SJV area and for
later inclusion in the 1-hour ozone plan for the SJV
area. State Strategy, I–23 and I–26.
13The State uses the term ‘‘reactive organic gases’’
(ROG) in its documents. For the purposes of this
proposed rule, VOC and ROG are interchangeable.
14In these documents the State’s commitment is
sometimes referred to as 20 tpd NOX and sometimes
as 10 tpd NOX. The 20 tpd reference is to ARB’s
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3. EPA’s Evaluation of the Control
Measures in the SIP Submittals
a. RACM/RACT Demonstration
As described above, with respect to
the RACM requirement, the District
evaluated a range of potentially
available measures for inclusion in its
2004 SIP and committed to adopt those
it found to be feasible for attaining the
1-hour ozone standard. The process and
the criteria the District used to select
certain measures and reject others are
consistent with EPA’s RACM guidance.
We also describe above the measure
evaluation process undertaken by the
State, the SJV RTPAs and the SJV local
jurisdictions. This process is also
consistent with EPA’s RACM guidance.
See General Preamble at 13560 and
Seitz memo.
Based on our review of the results of
these RACM analyses, the 2003 State
Strategy and the District’s and
California’s adopted rules and
commitments to adopt and implement
controls, we propose to find that there
are, at this time, no additional
reasonably available measures that
would advance attainment of the 1-hour
ozone standard in the SJV area. We
estimate that it would take an additional
reduction of from 3.7 to 6.2 tpd VOC
and 13.7 to 17.0 tpd NOX to advance
attainment by one year in the San
Joaquin Valley. See TSD, Section V. No
reasonably available unadopted
measures identified in the 2004 SIP,
2003 State Strategy, and revised 8-hour
ozone RACT demonstration plan, either
individually or collectively, could
deliver this level of emission
reductions. See TSD, Section V for more
details.
Therefore, we propose to find that the
2004 SIP, together with the 2003 State
Strategy, provides for the
implementation of RACM as required by
CAA section 172(c)(1). This proposed
finding does not affect the District’s
continuing obligation under the CAA to
implement RACT pursuant to CAA
section 182(b)(2) and 40 CFR
51.905(a)(1)(ii).
b. Enforceable Limitations and Other
Control Measures
i. SJVAPCD Measures
Every District baseline and interim
rule has been either approved into the
SIP or replaced by a SIP-approved
commitment for 10 tpd NOX in the Statewide
Strategy and ARB’s additional commitment for 10
tpd NOX in the 2004 SIP at section 4.7 and ARB
Board Resolution 04–29. See also ARB Staff Report
for the 2004 SIP at 29. The 10 tpd reference is to
ARB’s additional commitment for 10 tpd NOX in
the 2004 SIP at section 4.7 and ARB Resolution 04–
29.
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revision to that rule. See Table 8 in the
TSD. Emission reductions from these
rules are fully creditable in attainment
and ROP demonstrations and may be
used to meet other CAA requirements,
such as contingency measures.
As shown above and discussed
further below, the 2008 Clarifications
and Table 2 above demonstrate that the
District has fulfilled its control strategy
commitments in the 2004 SIP to adopt
specific rules. The reductions from
these adopted rules have exceeded the
District’s total emission reduction
commitments, including its
commitments for reductions from longterm measures. We have either
approved or proposed to approve all
measures relied upon to achieve these
emission reductions; therefore, the
reductions from these measures are or
will be, when finally approved, fully
creditable in attainment and ROP
demonstrations and may be used to
meet other CAA requirements.
To the extent such measures are not
credited for attainment or ROP, they
may also be used as contingency
measures that would be triggered by a
failure to attain or to make reasonable
further progress.
ii. State Measures and Commitments
A. Section 209 Waiver Measures.
California’s motor vehicle emissions
control program predates the first
Federal statute regulating motor vehicle
emissions, the Motor Vehicle Air
Pollution Control Act of 1965 (which
amended the CAA of 1963). In further
CAA amendments, referred to as the Air
Quality Act of 1967 (Pub. L. 90–148),
Congress allowed the State of California,
and only California, a waiver of the Air
Quality Act’s pre-emption of State
emissions standards for new motor
vehicles or new motor vehicle engines
because of California’s pioneering
efforts and unique problems. This was
not changed when the statute was
amended in 1970. The 1977
amendments to the CAA expanded the
flexibility granted to California in order
‘‘to afford California the broadest
possible discretion in selecting the best
means to protect the health of its
citizens and the public welfare.’’ (H.R.
Rep. No. 294, 95th Congr., 1st Sess.
301–2 (1977). So long as California
determines that its motor vehicle
standards are ‘‘in the aggregate’’ at least
as protective of public health and
welfare as applicable Federal standards,
title II of the CAA requires EPA, unless
it makes certain findings, to waive the
Act’s general prohibition on State
adoption and enforcement of standards
relating to the control of emissions from
new motor vehicles or new motor
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vehicle engines. See CAA section 209(a)
and (b).
In the Agency’s review of the
California SIP and its many revisions,
EPA has historically allowed emission
reduction credit for the motor vehicle
emissions standards that are subject to
a section 209(b) waiver without
requiring California to submit the
standards themselves to EPA for
approval as part of the California SIP. In
this respect EPA treated these rules
similarly to the Federal motor vehicle
control requirements, which EPA has
always allowed States to credit in their
SIPs without submitting the program as
a SIP revision. CAA section 193,
enacted as part of the 1990
Amendments to the CAA, is a general
savings clause that provides for, among
other things, EPA statutory
interpretations that predate those
amendments to remain in effect so long
as not inconsistent with the Act. At the
time it enacted section 193, Congress
did not insert any language into the
statute rendering EPA’s treatment of
California’s motor vehicle standards
inconsistent with the Act. Thus, in
section 193, Congress effectively ratified
EPA’s longstanding pre-1990 practice of
allowing emission reduction credit for
California standards subject to the
waiver process notwithstanding the
absence of the standards in the SIP
itself.
As part of the 1990 Amendments to
the CAA, Congress enacted subsection
(e) of section 209. In nearly identical
language to subsections (a) and (b) of
section 209, subsection (e) sets forth the
Federal pre-emption of State emissions
standards for nonroad vehicles or
engines but allows the State of
California, and only California, a waiver
of pre-emption (with certain exceptions)
under criteria that mirror the section
209(b) waiver provisions for motor
vehicles. Since 1990, EPA has treated
such nonroad standards in the same
manner as California motor vehicle
standards, i.e., allowing credit for
standards subject to the waiver process
without requiring submittal of the
standards as part of the SIP. Congress is
presumed to be aware of agency
interpretations and its subsequent
revision of the statute to add subsection
(e) without overruling EPA’s
interpretation with respect to motor
vehicle standards is further compelling
evidence that the Agency correctly
interpreted congressional intent with
respect to crediting California
requirements subject to a section 209
waiver without requiring California to
submit the standards themselves to EPA
for approval as part of the California
SIP.
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B. Non-waiver measures. In separate
proposed rules, we have proposed to
approve the latest revisions to the
gasoline and diesel fuel standards
(proposed rule signed June 30, 2009 and
will be published in early July, 2009 15)
and consumer products rules (74 FR
30481 (June 26, 2009)). We also will be
proposing action soon on the State’s
I/M program. The reductions from these
measures will be, if finally approved
into the SIP, fully creditable in
attainment and ROP demonstrations. To
the extent such measures are not
credited for attainment or ROP, they
may also be used as contingency
measures that would be triggered by a
failure to attain or to make reasonable
further progress.
C. State commitments. As stated
above, measures already adopted by the
District and State (both prior to and
pursuant to the 2004 SIP) provide the
majority of emission reductions needed
to demonstrate attainment. The balance
of the needed reductions is in the form
of enforceable commitments by ARB.
EPA believes, consistent with past
practice, that the CAA allows approval
of enforceable commitments that are
limited in scope where circumstances
exist that warrant the use of such
commitments in place of adopted
measures.16 Once EPA determines that
15 These fuel regulations do not include the Low
Carbon Fuel Standards adopted by ARB on April
24, 2009.
16 Commitments approved by EPA under section
110(k)(3) of the CAA are enforceable by EPA and
citizens under, respectively, sections 113 and 304
of the CAA. In the past, EPA has approved
enforceable commitments and courts have enforced
these actions against states that failed to comply
with those commitments: See, e.g., American Lung
Ass’n of N.J. v. Kean, 670 F. Supp. 1285 (D.N.J.
1987), aff’d, 871 F.2d 319 (3rd Cir. 1989); NRDC,
Inc. v. N.Y. State Dept. of Env. Cons., 668 F. Supp.
848 (S.D.N.Y. 1987); Citizens for a Better Env’t v.
Deukmejian, 731 F. Supp. 1448, recon. granted in
par, 746 F. Supp. 976 (N.D. Cal. 1990); Coalition for
Clean Air v. South Coast Air Quality Mgt. Dist., No.
CV 97–6916–HLH, (C.D. Cal. Aug. 27, 1999).
Further, if a state fails to meet its commitments,
EPA could make a finding of failure to implement
the SIP under CAA Section 179(a), which starts an
18-month period for the State to correct the nonimplementation before mandatory sanctions are
imposed.
CAA section 110(a)(2)(A) provides that each SIP
‘‘shall include enforceable emission limitations and
other control measures, means or techniques * * *
as well as schedules and timetables for compliance,
as may be necessary or appropriate to meet the
applicable requirement of the Act.’’ Section
172(c)(6) of the Act, which applies to
nonattainment SIPs, is virtually identical to section
110(a)(2)(A). The language in these sections of the
CAA is quite broad, allowing a SIP to contain any
‘‘means or techniques’’ that EPA determines are
‘‘necessary or appropriate’’ to meet CAA
requirements, such that the area will attain as
expeditiously as practicable but no later than the
designated date. Furthermore, the express
allowance for ‘‘schedules and timetables’’
demonstrates that Congress understood that all
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33939
circumstances warrant consideration of
an enforceable commitment, EPA
considers three factors in determining
whether to approve the enforceable
commitment: (a) does the commitment
address a limited portion of the
statutorily-required program; (b) is the
State capable of fulfilling its
commitment; and (c) is the commitment
for a reasonable and appropriate period
of time.17
We believe that, in acting on the 2004
SIP and 2003 State Strategy,
circumstances warrant the consideration
of enforceable commitments. As shown
in Table 1 and discussed below in
section III.D., the majority of emission
reductions needed to demonstrate
attainment and all of the emission
reductions needed to demonstrate ROP
come from rules and regulations that
were adopted prior to the plan’s
submittal in November 2004, i.e., they
come from the baseline and interim
measures. All of these rules and
regulations have been approved,
proposed for approval, granted a waiver,
or promulgated by EPA.
As a result of these State and District
efforts, most sources in the SJV area
were already subject to stringent rules
prior to the plan’s development, leaving
fewer opportunities to reduce
emissions. In the 2004 SIP and the 2003
State Strategy, SJVAPCD and ARB
identified potential control measures
that could achieve the additional
emission reductions needed for
attainment (see 2004 SIP, sections 4.2.4
and 4.3 and 2003 State Strategy,
sections II-IV.). However, the timeline
needed to develop, adopt, and
implement these measures went well
beyond the November 15, 2004 deadline
to submit the SJV’s extreme area plan.18
Given these circumstances, we believe
that the reliance in the 2004 SIP on
enforceable commitments was
warranted. As noted before, SJVAPCD
has now fully satisfied its 2004 SIP
commitments, leaving just ARB’s
commitment remaining. We now
consider the three factors to determine
whether ARB’s commitment is
approvable.
First, we look to see if the
commitment addresses a limited portion
of a statutory requirement. Only the
required controls might not have to be in place
before a SIP could be fully approved.
17 The U.S. Court of Appeals for the Fifth Circuit
upheld EPA’s interpretation of CAA sections
110(a)(2)(A) and 172(c)(6) and the Agency’s use and
application of the three factor test in approving
enforceable commitments in the Houston-Galveston
ozone SIP. BCCA Appeal Group et al. v. EPA et al.,
355 F.3d 817 (5th Cir. 2003).
18 This deadline was set pursuant to CAA section
182(i), when the SJV was reclassified to extreme on
April 16, 2004 at 69 FR 20550.
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attainment demonstration in the 2004
SIP relies on ARB’s aggregate
commitment to achieve reductions of 20
tpd NOX and 15 tpd VOC in the SJV area
by 2010. Because the District’s rules are
now anticipated to achieve more
emission reductions than anticipated in
the 2004 SIP (see Table 2 above), we
expect that not all of the reductions
committed to by ARB will be needed to
demonstrate attainment. Table 3 below
shows that the remaining reductions
from commitments needed to attain the
1-hour ozone standard will be 13.5 tpd
NOX or 6.3% and 15 tpd VOC or 11.6
percent or 8.3 percent of the combined
NOX and VOC needed for attainment.
TABLE 3—REMAINING COMMITMENT PORTION OF THE 2004 SIP REDUCTIONS IN TONS PER DAY FOR 2010
NOX
Reductions needed to attain ..................................................................................................................................
Reductions from baseline measures adopted by 9/02 and interim measures .....................................................
Reductions needed from commitments in 2004 SIP .............................................................................................
Reductions achieved from SJVAPCD rules that are approved or proposed for approval ...................................
Reductions needed to attain from commitments ...................................................................................................
Percent of reductions needed to attain from commitments ..................................................................................
213.3
172.2
41.1
27.6
13.5
6.3
VOC
129.1
80.8
48.7
33.3
15
11.6
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Sources: ARB Staff Report for the 2004 SIP, Table III–6; 2008 Clarifications, Table 1.
Given the State’s efforts to date, we
believe this relatively small portion of
reductions from enforceable
commitments in the 2004 SIP is
acceptable.
Second, we look to see if the State is
capable of fulfilling its commitment.
ARB has recently submitted information
on its efforts to fulfill its commitment in
the 2004 SIP and 2003 State Strategy.
See Letter, James Goldstene, ARB, to
Laura Yoshii, EPA, June 29, 2009.
Overall, ARB adopted rules between
July 2003 and October 2007 that are
expected to achieve 14.1 tpd NOX and
3.3 tpd VOC. Attached to this letter is
a list of these measures which includes
tighter diesel fuel standards and tighter
consumer product limits which we have
proposed to approve, and a number of
waiver measures. These measures
represent the most stringent regulations
yet enacted in the country.
The list, however, does not include a
number of State programs that may
reduce emissions between now and the
2010 attainment deadline (e.g.,
California’s greenhouse gas motor
vehicle standards and limits on
pesticide emissions in the SJV area
adopted by DPR). Moreover, in 2007,
ARB adopted a revised State Strategy
that continues its program of
identifying, evaluating, developing and
adopting new or tighter controls on
sources within its jurisdiction.19 See
2007 State Strategy as revised and
updated on April 24, 2009.
Given the evidence of the State’s
efforts to date and its continuing
program to adopt controls, we believe
that the State will be able to meet its
enforceable commitments to achieve 20
tpd NOX and 15 tpd VOC by 2010. We,
therefore, conclude that the second
factor is satisfied.
Finally, we look to see if the
commitment is for a reasonable and
appropriate period of time. In order to
meet the commitment to achieve
reductions of 15 tpd VOC and 20 tpd
NOX by the beginning of the 2010 ozone
season, the State projected an ambitious
rule development, adoption, and
implementation schedule in the 2003
State Strategy. This projected schedule
reasonably anticipated sufficient time to
achieve the committed reductions by
2010. See 2003 State Strategy, Tables I–
7 and I–10. Most projected adoption
dates for measures that could fulfill the
commitment were in 2006 or earlier,
with implementation in 2006 to 2008.
These dates were all well before the SJV
area’s required attainment deadline of
November 15, 2010. They are also
reasonable given the type of measures
that were contemplated (e.g., retrofit
controls for existing heavy-duty off-road
diesel equipment), measures that
require significant lead times to achieve
reductions. Therefore, the State’s
schedule was reasonable and
appropriate for achieving its
commitment, and we conclude that the
third factor is satisfied.
For the above reasons, we believe that
the three factors EPA considers in
determining whether to approve
enforceable commitments are
satisfactorily addressed with respect to
the State’s commitment. We are
therefore proposing to approve the
State’s commitment in the 2004 SIP,
ARB Board Resolution 04–29 and Final
2003 State Strategy to achieve 20 tpd
NOX and 15 tpd VOC reductions by
2010. Final approval of this
commitment would make the
commitment enforceable by EPA and by
citizens.
B. Emission Inventories
19 The
State’s current rulemaking agenda for 2009
can be found at: https://www.arb.ca.gov/regact/
2009rulemakingcalendar.pdf.
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We have evaluated the emission
inventories in the 2004 SIP to determine
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if they are consistent with EPA guidance
(General Preamble at 13502) and
adequate to support that plan’s ROP and
attainment demonstrations. Chapter 3 of
the 2004 SIP presents the baseline and
projected emission inventories relied on
for the attainment and ROP
demonstrations. This chapter also
discusses the methodology used to
determine 1999 emissions and identifies
the growth and control factors used to
project emissions for the 2000 baseline
inventory and the 2008 (ROP milestone)
and 2010 (attainment) projected year
inventories. The plan includes weekday
summer inventories for the base year of
2000 and projected baseline inventories
for 2008 and 2010 for all major source
categories. Emissions are calculated for
the two major ozone precursors—NOX
and VOC—as well as for the less
significant precursor, carbon monoxide
(CO). 2004 SIP at Table 3–1. Motor
vehicle emissions were based on
estimates of vehicle miles traveled
(VMT) provided by the regional
transportation planning agencies and
the California Department of
Transportation. The plan uses ARB’s
EMission FACtor (EMFAC) 2002,
version 2.2, to calculate the emission
factors for cars, trucks and buses. At the
time the 2004 SIP was developed,
EMFAC 2002 was the mobile source
model approved for use in California’s
SIPs 68 FR 15720 (April 1, 2003).
We have determined that the 2000
baseyear emission inventory in the 2004
SIP was comprehensive, accurate, and
current at the time it was submitted on
November 15, 2004 and that this
inventory as well as the 2008 and 2010
projected inventories were prepared
consistent with EPA guidance.
Accordingly, we propose to find that
these inventories provide an appropriate
basis for the ROP and attainment
demonstrations in the 2004 SIP.
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C. Rate of Progress Demonstrations
1. Requirements for Rate of Progress
Demonstrations
CAA section 172(c) requires
nonattainment area plans to provide for
reasonable further progress (RFP) which
is defined in section 171(1) as such
annual incremental reductions in
emissions as are required in part D or
may reasonably be required by the
Administrator in order to ensure
attainment of the relevant ambient
standard by the applicable date.
CAA sections 182(c)(2) and (e) require
that serious and above area SIPs include
ROP quantitative milestones that are to
be achieved every 3 years after 1996
until attainment. For ozone areas
classified as serious and above, section
182(c)(2) requires that the SIP must
provide for reductions in ozone-season,
weekday VOC emissions of at least 3
percent per year net of growth averaged
over each consecutive 3-year period.
This is in addition to the 15 percent
reduction over the first 6-year period
required by CAA section 182(b)(1) for
areas classified as moderate and above.
The CAA requires that these milestones
be calculated from the 1990 inventory
after excluding, among other things,
emission reductions from ‘‘[a]ny
measure related to motor vehicle
exhaust or evaporative emissions
promulgated by the Administrator by
January 1, 1990’’ and emission
reductions from certain Federal gasoline
volatility requirements. CAA section
182(b)(1)(B)–(D). EPA has issued
guidance on meeting 1-hour ozone ROP
requirements. See General Preamble at
13516 and ‘‘Guidance on the Post-1996
Rate-of-Progress Plan and the
Attainment Demonstration,’’ EPA–452/
R–93–015, OAQPS, EPA, February 18,
1994 (corrected).
CAA section 182(c)(2)(C) allows for
NOX reductions that occur after 1990 to
be used to meet the post-1996 ROP
emission reduction requirements,
provided that such NOX reductions
meet the criteria outlined in the CAA
and EPA guidance. The criteria require
that: (1) the sum of all creditable VOC
and NOX reductions must meet the 3
percent per year ROP requirement; (2)
the substitution is on a percent-forpercent of adjusted base year emissions
for the relevant pollutant; and (3) the
sum of all substituted NOX reductions
cannot be greater than the cumulative
NOX reductions required by the
modeled attainment demonstration. See
General Preamble at 13517 and ‘‘NOX
Substitution Guidance,’’ OAQPS, EPA,
December 1993.
Our guidance in the General Preamble
states that by meeting the specific ROP
milestones discussed above, the general
RFP requirements in CAA section
172(c)(2) will also be satisfied. General
Preamble at 13518.
Rate of progress reductions as well as
the NOX requirements of CAA section
182(f) remain applicable requirements
under the 8-hour ozone implementation
rule for areas that are nonattainment for
both the 1-hour and 8-hour ozone
standards. See § 51.905(a)(1)(i) and
§ 51.900(f)(4) and (12).
2. Rate of Progress Demonstrations in
the 2004 SIP and the 2008 Clarifications
Chapter 7 of the 2004 SIP, updated by
Table 2 in the 2008 Clarifications,
provides a demonstration that the SJV
area meets both the 2008 and 2010 ROP
milestones. We have summarized this
ROP demonstration in Table 4.
TABLE 4—SAN JOAQUIN RATE OF PROGRESS DEMONSTRATIONS
[Summer planning tons per day]
Base-year
1990
Milestone year
2008
2010
VOC Calculations
A. 1990 Baseline VOC ................................................................................................................
B. CA Pre-1990 MV standards adjustment .................................................................................
C. Adjusted 1990 baseline VOC in the milestone year (Line A–Line B) ....................................
D. Cumulative VOC reductions needed to meet milestone ........................................................
E. Target level of VOC needed to meet ROP requirement (Line C–Line D) .............................
F. Projected level (baseline) of VOC in milestone year with adopted controls only ..................
G. VOC ROP shortfall (Line F–Line E) .......................................................................................
H. VOC ROP shortfall (% of adjusted baseline) .........................................................................
633.2
........................
........................
........................
........................
633.2
120.1
513.1
261.7
251.4
369.4
118.0
23.0%
633.2
123.8
509.4
209.4
219.0
362.7
143.7
28.2%
........................
........................
........................
805.1
114.0
691.1
411.0
280.1
40.5%
23.0%
805.1
116.6
688.5
384.5
304.0
44.2%
28.2%
........................
17.5%
16.0%
........................
........................
NOX Calculations
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A. 1990 Baseline NOX .................................................................................................................
B. CA Pre-1990 MV standards adjustment .................................................................................
C. Adjusted 1990 baseline NOX in the milestone year (Line A–Line B) ....................................
D. Projected level (baseline) of NOX in milestone year with adopted controls only ..................
E. Change in NOX since 1990 (Line C–Line D) ..........................................................................
F. Change in NOX since 1990 (% of adjusted baseline) ............................................................
G. VOC ROP shortfall .................................................................................................................
H. % Surplus NOX reductions after offsetting VOC ROP shortfall available for contingency
measures (Line F–Line G) .......................................................................................................
20 The
805.1
........................
........................
ROP demonstration relies on ‘‘the emission
control program as it existed when the Valley’s
2004 SIP was submitted * * *’’ 2008 Clarification
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at 6. As discussed in section III.C.2.c.i. above, all
baseline measures are either federal, SIP-approved,
proposed for approval, or otherwise creditable in
ROP demonstrations.
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Because there are insufficient VOC
reductions to meet the milestones, the
ROP demonstration relies on NOX
substitution, consistent with EPA’s
guidance, to show that the area meets
the emission reduction requirements for
2008 and 2010. The demonstration does
not depend on reductions from any
measures that are not either Federal,
SIP-approved, proposed for approval or
State waiver measures or on reductions
from any measures that are not
creditable under the terms of section
182(b)(1).20
standard at the time they were
designated nonattainment for the 8-hour
ozone standard, the Phase 1 rule
required the submission of the 1-hour
ozone attainment demonstration or,
alternatively, the early submission of an
8-hour attainment demonstration or an
early increment of progress toward
attainment of the 8-hour standard. See
40 CFR 51.905(a)(1)(ii). For the SJV area,
California submitted an attainment
demonstration for the 1-hour ozone
standard.
3. EPA’s Evaluation of the Rate of
Progress Demonstrations in the SIP
Submittals
The 2008 Clarifications follow EPA’s
guidance on addressing the pre-1990
motor vehicle program adjustments,
using the pre-1990 California motor
vehicle exhaust and evaporative
standards in lieu of the national motor
vehicle control program.21 Because the
2004 SIP and the 2008 Clarifications
demonstrate that sufficient emission
reductions have or will be achieved to
meet the 2008 and 2010 ROP
milestones, we propose to approve the
ROP provisions in these documents as
meeting the requirements of CAA
section 182(c)(2). As stated above, if the
ROP milestones are met, we deem the
general RFP requirements of CAA
section 172(c)(2) to also have been met.
Therefore, we also propose to approve
the ROP provisions as meeting the
requirements of CAA sections 172(c)(2).
2. Air Quality Modeling in the 2004 SIP
D. Attainment Demonstration
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1. Requirements for Attainment
Demonstrations
One-hour ozone nonattainment areas
classified as extreme under CAA section
181(b)(3) must demonstrate attainment
‘‘as expeditiously as practicable’’ but
not later than the date specified in CAA
section 181(a), November 15, 2010. CAA
Section 182(c)(2)(A) requires serious,
severe and extreme areas to use
photochemical grid air quality modeling
or an analytical method EPA determines
to be as effective.
For areas such as the SJV area that did
not have a fully approved attainment
demonstration for the 1-hour ozone
20 The ROP demonstration relies on ‘‘the emission
control program as it existed when the Valley’s
2004 SIP was submitted * * *’’ 2008 Clarification
at 6. As discussed in section III.C.2.c.i. above, all
baseline measures are either federal, SIP-approved,
proposed for approval, or otherwise creditable in
ROP demonstrations.
21 See ‘‘How to calculate non-creditable
reductions for motor vehicle programs in California
as required for reasonable further progress (RFP)
SIPs,’’ EPA, Office of Transportation and Air
Quality, Transportation and Regional Program
Division, September 6, 2007.
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For purposes of demonstrating
attainment, CAA section 182(c)(2)(A)
requires extreme areas to use
photochemical grid modeling or an
analytical method EPA determines to be
as effective. EPA guidance identifies the
features of a modeling analysis that are
essential to obtain credible results.22
The photochemical grid modeling
analysis is performed for days when the
meteorological conditions are conducive
to the formation of ozone. For purposes
of developing the information to put
into the model, the State must select
days in the past with elevated ozone
levels that are representative of the
ozone pollution problem in the
nonattainment area and a modeling
domain that encompasses the
nonattainment area. The State must then
develop both meteorological data
describing atmospheric conditions for
the selected days and an emission
inventory to evaluate the model’s ability
to reproduce the monitored air quality
values. Finally, the State needs to verify
that the model is properly simulating
the chemistry and atmospheric
conditions through diagnostic analyses
and model performance tests. Once
these steps are satisfactorily completed,
the model can be used to generate future
year air quality estimates to support an
attainment demonstration. A future-year
emissions inventory, which includes
growth and controls through the
attainment year, is developed for input
22 EPA has issued the following guidance
regarding air quality modeling used to demonstrate
attainment of the 1-hour ozone NAAQS: ‘‘Guideline
for Regulatory Application of the Urban Airshed
Model,’’ EPA–450/4–91–013 (July 1991); ‘‘Guidance
on Use of Modeled Results to Demonstrate
Attainment of the Ozone NAAQS,’’ EPA–454/B–95–
007 (June 1996); ‘‘Guidance for the 1-hour Ozone
Nonattainment Areas that Rely on Weight-ofEvidence for Attainment Demonstrations, MidCourse Review Guidance’’ (March 28, 2002); and
‘‘Guidance for Improving Weight-of-Evidence
Through Identification of Additional Emission
Reduction Not Modeled’’ (Nov 99). Copies of these
documents may be found on EPA’s Web site at
https://www.epa.gov/ttn/scram and in the docket for
this proposed rule.
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to the model to predict air quality in the
attainment year.
For the 1-hour ozone standard, the
modeled attainment test compares
model-predicted 1-hour daily maximum
ozone concentrations in all grid cells for
the attainment year to the level of the
standard. For the 1-hour ozone
standard, a predicted concentration
above 0.124 parts per million (ppm)
indicates that the area is expected to
exceed the standard in the attainment
year and a prediction at or below 0.124
ppm indicates that the area is expected
to attain the standard.
Attainment is demonstrated when all
predicted concentrations inside the
modeling domain are at or below the
standard or at an acceptable upper limit
above the NAAQS permitted under
certain conditions by EPA’s guidance.
When the predicted concentrations are
above the standard, a weight of evidence
determination, which incorporates other
analyses such as air quality and
emissions trends, may be used to
address the uncertainty inherent in the
application of photochemical grid
models.
EPA recommended that States use the
Urban Airshed Model (UAM) version IV
as the ozone model of choice for the
grid-point modeling required by the
CAA for 1-hour ozone attainment
demonstrations.23 Other models are
allowed if the State shows that they are
scientifically valid and they perform as
well as (i.e., are just as reliable), or
better than, UAM IV. California selected
the Comprehensive Air Quality Model
with Extensions (CAMx) based on
slightly better performance for the SJV
area than the other tested models.
Details on the model and its selection
can be found in Appendix D to the 2004
SIP. The meteorological modeling was
based on a hybrid approach, using the
Meso-scale Model 5 (MM5) and Calmet
models, because of the ability of this
modeling system to reproduce the
measured design value near the Fresno
monitoring site.
Information on how the CAMX
modeling meets EPA guidance is
summarized here and detailed in the
State’s submittals. 2004 SIP at Chapter
5 and Appendix D. The air quality
modeling domain extends from the
Oregon border in the north to Los
Angeles County in the south, and from
the Pacific Ocean in the west to Nevada
in the east.
EPA’s Guideline on the use of
photochemical grid models
recommends that areas model three or
23 EPA has not recommended a model for
attainment demonstrations for the 8-hour ozone
standard.
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more episodes, including the types of
weather conditions most conducive to
ozone formation. The final
photochemical grid modeling submitted
by California focused on the CAMx
modeling for one several day episode,
July 27 to August 2, 2000. This episode
represents high measured ozone, with a
peak measured concentration of 151
parts per billion (ppb) at Bakersfield on
August 2, 2000. The episode was typical
of the worst case meteorology (i.e., the
highest potential for ozone formation) of
episodes in the San Joaquin Valley.
The CAMx model was run using the
MM5/CALMET meteorological
processor with State emission
inventories for the 2000 base year and
with projected emissions representing
grown and controlled emissions for the
attainment year. The projected 2010
emissions inventory was developed for
modeling simulations and included the
effects of projected growth and control
measures adopted prior to September
2002, as discussed in section II.C.
below.
The CAMx simulation for July 30,
with the emission inventory for the year
2010, was used to develop targets for
reduction of VOC and NOX in the
attainment year.
EPA has established the following
guidelines for model performance:
unpaired peak ratio 0.80–1.2,
normalized bias +/¥15 percent, and
gross error less than 35 percent. The
model performance is presented in
Appendix D to the 2004 SIP for the
Fresno and Bakersfield areas,
representing areas of highest 1-hour
ozone levels in the SJV area and shows
that the CAMx model predicts ozone
within the quality limits recommended
in EPA guidance on most days for most
subregions of the modeling domain. On
those days for which a subregion had
peak measured ozone concentrations
above 125 ppb, the model performance
meets the EPA recommended criteria.
We conclude that the modeling is
consistent with the CAA and EPA
modeling guidance; therefore, we
propose to find that the modeling
analysis is adequate to support the
attainment demonstration in the 2004
SIP. For more information on EPA’s
review of the modeling, see the TSD,
section II.
3. The Attainment Demonstration in the
2004 SIP
The 2004 SIP’s air quality modeling
identified the SJV area’s 2010
attainment target as 343.5 tpd NOX and
314.4 tpd VOC or a reduction of 213.3
tpd of NOX and 129.1 tpd of VOC from
the 2000 projected baseline emissions.
2004 SIP, section 5.6; ARB Staff Report,
section III.C. See also Table 1 above.
The 2004 SIP shows that Federal
rules, rules approved or proposed for
approval by EPA, the State’s waiver
measures, and the State’s commitment
for the SJV area in the 2003 State
Strategy reduce the 2000 projected
baseline emissions by 219.8 tpd of NOX
and 129.5 tpd of VOC by the beginning
of the 2010 ozone season. These levels
represent a decrease in emissions from
the 2000 baseline of 38 percent NOX and
29 percent VOC and are in excess of the
reductions needed for attainment in the
SJV area. Table 5 provides a summary
of the 2004 SIP’s attainment
demonstration.
TABLE 5—2004 SIP ATTAINMENT DEMONSTRATION SUMMARY AS UPDATED BY 2008 CLARIFICATIONS
NOX (tpd)
VOC (tpd)
556.8
343.5
443.5
314.4
Total reductions needed to attain in 2010 ...................................................................................................
213.3
129.1
Reductions from creditable baseline measures and interim measures ..............................................................
Reductions from SIP-approved (or proposed for approval) rules .......................................................................
Reductions from enforceable State commitment ................................................................................................
172.2
27.6
20
80.8
33.3
15
Total reductions from Federal rules, measures approved or proposed for approval, waiver measures,
and enforceable commitments ..................................................................................................................
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2000 baseline ......................................................................................................................................................
2010 attainment target .........................................................................................................................................
219.8
129.1
The reductions needed for attainment
of the 1-hour ozone standard in the SJV
area derive from ambitious State and
District rule development projects to
adopt or amend new regulations to
tighten controls expeditiously on
existing sources and to regulate a few
previously uncontrolled sources.24
Moreover, both agencies set tight
compliance schedules for their amended
and newly adopted rules, requiring full
compliance in most cases within one
year or less. Attainment reductions also
come from the benefits of mobile source
fleet turnover to meet increasingly
stringent Federal and State emission
standards. Finally, as discussed
previously, no other reasonably
available control measure or set of
RACMs have been identified that can
advance attainment of the 1-hour ozone
standard in the SJV area.
Based on our evaluation of the State’s
submittals, we propose to approve the
2004 SIP’s demonstration of attainment
as meeting the requirements of CAA
sections 172 and 181 and 40 CFR
51.905(a)(1)(ii) that areas classified as
extreme demonstrate attainment as
expeditiously as practicable but no later
than November 15, 2010.
24 We note that the majority of emission
reductions needed to demonstrate attainment (63%
of the VOC and 81% of the NOX) come from
baseline or interim measures, i.e., from measures
adopted prior to October, 2004. See Table 2 above.
Sections 172(c)(9) and 182(c)(9) of the
CAA require that SIPs contain
contingency measures that will take
effect without further action by the State
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E. Contingency Measures
1. Requirements for Contingency
Measures
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or EPA if an area fails to attain the
ozone standard by the applicable date
(section 172(c)(9)) or fails to meet a ROP
milestone (section 182(c)(9)).
The Act does not specify how many
contingency measures are needed or the
magnitude of emission reductions that
must be provided by these measures.
However, EPA provided initial guidance
interpreting the contingency measure
requirements in the General Preamble at
13510. Our interpretation is based upon
the language in sections 172(c)(9) and
182(c)(9) in conjunction with the
control measure requirements of
sections 172(c), 182(b) and 182(c)(2)(B),
the reclassification and failure to attain
provisions of section 181(b) and other
provisions. In the General Preamble,
EPA indicated that states with moderate
and above ozone nonattainment areas
should include sufficient contingency
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measures so that, upon implementation
of such measures, additional emission
reductions of 3 percent of the emissions
in the adjusted base year inventory (or
such lesser percentage that will cure the
identified failure) would be achieved in
the year following the year in which the
failure is identified. The States must
show that the contingency measures can
be implemented with minimal further
action on their part and with no
additional rulemaking actions.
In subsequent guidance, EPA stated
that contingency measures could be
implemented early, i.e., prior to the
milestone or attainment date.25 Under
this policy, States are allowed to use
excess reductions from already adopted
measures to meet the CAA sections
172(c)(9) and 182(c)(9) contingency
measures requirement. The key is that
the CAA requires extra reductions that
are not relied on for ROP or attainment
and that will provide a cushion while
the plan is being revised to fully address
the failure. Nothing in the CAA
precludes a State from implementing
such measures before they are triggered.
This approach has been approved by
EPA in numerous SIPs. See 62 FR 15844
(April 3, 1997); 62 FR 66279 (December
18, 1997); 66 FR 30811 (June 8, 2001);
66 FR 586 and 66 FR 634 (January 3,
2001). A recent court ruling upheld this
approach. See LEAN v. EPA, 382 F.3d
575 (5th Cir. 2004). 70 FR 71611, 71651.
As discussed in section II above, EPA
initially determined that contingency
measures for the 1-hour ozone standard
would not be required once the standard
was revoked. See 70 FR 30592 (May 26,
2005). However, the D.C. Circuit in
South Coast vacated the provision of the
Phase 1 rule that waived the 1-hour
contingency measure requirements.
Consequently, States subject to the antibacksliding requirements must continue
to meet the CAA sections 172(c)(9) and
182(c)(9) requirements. We have
recently proposed to revise § 51.900(f)
in order to remove the vacated provision
and to add language consistent with the
Court’s holding that contingency
measures for failure to attain or to make
reasonable further progress toward
attaining the 1-hour standard continue
to apply in such areas. See 74 FR 2936
(January 16, 2009).
2. Contingency Measures in the 2004
SIP and 2008 Clarifications
Table 2 in the 2008 Clarifications
provides an updated ROP
demonstration that shows that, after
25 See Memorandum from G.T. Helms, EPA, to
EPA Air Branch Chiefs, Regions I–X, entitled ‘‘Early
Implementation of Contingency Measures for Ozone
and Carbon Monoxide (CO) Nonattainment Areas,’’
August 13, 1993.
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meeting the VOC ROP milestones for
2008 and 2010 with NOX substitution,
there are still creditable NOX reductions
of 17.5 percent of the adjusted baseline
for the 2008 milestone and 16 percent
for the 2010 milestones. See also Table
4 in this proposed rule. The reductions
shown in Table 2 in the 2008
Clarifications come from creditable
measures adopted prior to September
2002 and not from any interim or
control strategy measures. 2008
Clarifications, page 6.
In addition, Table 3 in the 2008
Clarifications, which is reproduced as
Table 6 below, shows that on-road fleet
turnover will continue to deliver
substantial reductions in 2011 from
adopted and creditable measures, i.e.,
an additional 10 tpd NOX and 5 tpd
VOC beyond the reductions shown in
Tables 1 and 2 in the 2008
Clarifications. These reductions are
available to serve as additional
contingency reductions in 2011.
3. EPA’s Evaluation of the Contingency
Measures in the SIP Submittals
Table 2 of the 2008 Clarifications and
Table 4 above show that there are
significant additional NOX reductions
beyond the levels needed to meet the
2008 and 2010 ROP milestones in the
SJV area. These reductions are more
than the 3 percent excess reductions
suggested by EPA’s policy for
contingency measures and come from
fully adopted and creditable measures
and occur in or prior to the milestone
year. We therefore propose to approve
the ROP contingency measures
provisions in the SJV extreme area plan
as meeting CAA section 182(c)(9).
For the attainment year, 2010, the
requirement is to show that there are
fully adopted contingency measures that
will achieve emission reductions in
excess of the levels needed for
attainment and sufficient to provide
continued ROP in the year after the
attainment date, i.e., 3 percent
reductions from the pre-1990 adjusted
baseline, if triggered by a failure to
attain. Consistent with the ROP
demonstration, an additional 3 percent
equates to approximately 15.3 tpd of
VOC or 20.7 tpd of NOX with NOX
substitution.26
Table 4 above shows that there are no
excess reductions from adopted
measures in the 2004 SIP’s attainment
demonstration and that, in addition to
the adopted measures that make
significant reductions toward
26 States may use a combination of NO and VOC
X
reductions to meet the 3 percent contingency
requirement. See General Preamble at 13520,
footnote 6.
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attainment, the plan relies on
commitments to adopt measures to
achieve the additional reductions
needed to demonstrate attainment.
Table 6 below shows that there are 10
tpd NOX and 5 tpd VOC in reductions
in 2011 from adopted on-road mobile
source measures that could serve to
fulfill a portion of the attainment
contingency measure requirement.
However, these amounts collectively
provide just a 2.4 percent rate of
progress in 2011, short of the suggested
3 percent.
Based on our analysis and the
information currently available to EPA,
there are not enough excess reductions
to satisfy the contingency measure
requirement for the attainment
demonstration. We therefore propose to
disapprove the attainment contingency
measures provision in the San Joaquin
Valley extreme area plan as not meeting
the requirements of CAA section
172(c)(9). The State may remedy this
failure by submitting either new
contingency measures or a
demonstration that existing creditable
measures provide, consistent with the
guidance cited above, sufficient
emission reductions in 2011.
F. Proposed Findings on Other
Requirements for Extreme
Nonattainment Areas
1. TCMs To Offset Growth in Motor
Vehicle Emissions Under CAA Section
182(d)(1)
CAA section 182(d)(1)(A) requires
that extreme areas submit transportation
control measures (TCMs) sufficient to
offset any growth in emissions from
growth in VMT or the number of vehicle
trips, and to provide (along with other
measures) the reductions needed to
meet ROP. This VMT offset requirement
is a continuing applicable requirement
for 1-hour ozone nonattainment areas
under EPA’s 8-hour ozone
implementation rule. See 40 CFR
51.900(f)(11). EPA interprets this CAA
provision to allow areas to meet the
requirement by demonstrating that
emissions from motor vehicles decline
each year through the attainment year.
General Preamble at 13522.
Information in the 2008 Clarifications
and reproduced in Table 6 below shows
that on-road mobile source emissions of
VOC and NOX decline steadily from
2000 to 2011. This decline in emissions
is due to EPA’s and California’s on-road
mobile source programs. As discussed
above, these programs are fully
creditable in attainment and ROP
demonstrations and therefore can also
be used to demonstrate compliance with
CAA section 182(d)(1). Because
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emissions decline each year for both
VOC and NOX, the plan need not
include additional TCMs to offset
growth; therefore, we propose to find
that the 2004 SIP as amended by the
2008 Clarifications meets this CAA
requirement.
TABLE 6—BASELINE MOTOR VEHICLE EMISSIONS 2000–2011
[San Joaquin Valley, Summer Planning, in tons per day]
Year
00
VOC ...................................................................
NOX ...................................................................
115
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The emission levels in Table 6 are
derived from the inventory used in the
modeling analysis for the 2004 SIP and
are calculated using EMFAC2002,
version 2.2, and the same transportation
activity projections used in the 2004
SIP.
2. Clean Technology and/or Fuels for
Boilers
CAA section 182(e)(3) provides that
SIPs for extreme areas must require each
new, modified, and existing electric
utility and industrial and commercial
boiler that emits more than 25 tpy of
NOX to burn as its primary fuel natural
gas, methanol, or ethanol (or a
comparably low polluting fuel), or use
advanced control technology (such as
catalytic control technology or other
comparably effective control methods).
This requirement is a continuing
applicable requirement for 1-hour ozone
nonattainment areas under EPA’s Phase
1 rule. See 40 CFR 51.905(a)(1)(i) and
51.900(f)(7).
Further guidance on this requirement
is provided in the General Preamble at
13523. According to the General
Preamble, boilers should generally be
considered as any combustion
equipment used to produce steam and
would generally not include a process
heater that transfers heat from
combustion gases to process streams.
General Preamble at 13523. In addition,
boilers with rated heat inputs less that
15 million Btu (MMBtu) per hour which
are oil or gas fired may generally be
considered not subject to these
requirements since it is unlikely that
they will exceed the 25 tpy NOX
emission limit. General Preamble at
13524.
The 2004 SIP, which addresses the
CAA section 182(e)(3) requirements on
page 4–37, states that District Rules
4305, 4306, and 4352 address NOX from
affected boilers and that these rules
meet the requirements of the CAA.
Since submittal of the 2004 SIP, Rule
4305 has been superseded by Rules
4306, 4307, and 4308.
Rule 4306 ‘‘Boilers, Steam Generators,
and Process Heaters—Phase 3’’ as
revised on September 18, 2003, applies
to any gaseous fuel or liquid fuel fired
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107
218
02
100
211
03
93
201
04
05
88
192
82
184
boiler, steam generator, or process
heater with a total rated heat input
greater than 5 million Btu per hour. The
emission limits in the rule, which range
from 5 ppm to 30 ppm for gaseous fuels
and is 40 ppm for liquid fuels, cannot
be achieved without the use of advance
control technologies. See ‘‘Alternative
Control Techniques Document—NOX
Emissions from Industrial/Commercial/
Institutional (ICI) Boilers,’’ Emissions
Standards Division, EPA, March 1994.
We approved Rule 4306 as a SIP
revision on May 18, 2004 at 69 FR
28061.
Rule 4307 ‘‘Boilers, Steam Generators,
and Process Heaters—2.0 MMBtu/hr to
5.0 MMBtu/hr,’’ as revised on April 20,
2006, applies to any gaseous fuel or
liquid fuel fired boiler, steam generator,
or process heater with a total rated heat
input greater than 2.0 MMBtu per hour
but less than 5.0 MMBtu per hour. Rule
4308 ‘‘Boilers, Steam Generators, and
Process Heaters—0.075 MMBtu/hr to 2.0
MMBtu/hr,’’ as revised on October 20,
2005, applies to any gaseous fuel or
liquid fuel fired boiler, steam generator,
or process heater with a total rated heat
input greater than 0.075 MMBtu per
hour but less than 2.0 MMBtu per hour.
The limits in these rules, which are 30
ppm for gaseous fuels and for 40 ppm
for liquid fuels for units between 2 and
5 MM Btu/hour and between 30 ppm
and 77 ppm for units between 0.75 and
5 MM Btu/ hour, could not be met
without the use of advance control
technologies. We approved both rules as
SIP revisions on May 30, 2007 at 72 FR
29887.
Rule 4352 ‘‘Solid Fuel Fired Boilers,
Steam Generators And Process Heaters,’’
as revised May 18, 2006, applies to any
boiler, steam generator or process heater
fired on solid fuel at a source that has
a potential to emit more than 10 tons
per year of NOX or VOC. In order to
meet the emission limitations in this
rule, which are between 115 and 200
ppm, sources use advance NOX control
technologies. See ‘‘Reasonably Available
Control Technology (RACT)
Demonstration and Negative Declaration
for Two Source Categories Covered By
EPA Control Techniques Guidelines,
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06
77
176
07
72
166
08
67
157
09
63
148
10
59
137
11
54
127
SJVAPCD, April 2009, p. 4–67. We
proposed to approve Rule 4352 on May
30, 2007 at 72 FR 29901.27
Based on our review of the emission
limitations in SJVAPCD’s rules, we
propose to find that the SJV area meets
the clean fuel/clean technology for
boilers requirement in CAA section
182(e)(3).
3. Adequate Resources and Enforcement
Authority
CAA Section 110(a)(2)(E)(i) requires
that implementation plans provide
necessary assurances that the State (or
the general purpose local government)
will have adequate personnel, funding
and authority under State law to carry
out the submitted plan. Under this
section, a State needs to provide
assurances of adequate personnel,
funding and authority for its submitted
implementation plan. These
requirements are further defined in
EPA’s regulations at 40 CFR part 51,
subpart L (authority) and §§ 51.280
(resources). States and responsible local
agencies must demonstrate that they
have the legal authority to adopt and
enforce provisions of the SIP and to
obtain information necessary to
determine compliance. SIPs must also
describe the resources that are available
or will be available to the State and
local agencies to carry out the plan, both
at the time of submittal and during the
5-year period following submittal.
The 2004 SIP and 2003 State Strategy
do not directly address the resources
requirement in EPA regulations.
However, as submitted, the 2004 SIP
and 2003 State Strategy consist of a
description of the result of technical
work already completed by ARB and the
District to develop emission inventories,
perform air quality modeling, analyze
potential controls, and to evaluate the
effect of those controls on attainment
and ROP in the SJV nonattainment area.
The 2004 SIP contains commitments by
the District to adopt certain rules or rule
27 Concurrent with the May 30, 2007 proposal, we
also approved Rule 4352 in a direct final action. See
72 FR 29887. Because we received adverse
comments on this direct final action, we withdrew
it on July 30, 2007 (72 FR 41450). This withdrawal,
however, left the proposed action in place.
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revisions and commitments by the
District and ARB to achieve certain
emission reductions. At this point in
time, the District has adopted all the
rules it committed to adopt. See Table
2 of this proposal. California has also
made substantial progress in adopting
rules to fulfill its commitment and has
an ambitious rulemaking schedule for
2009 and 2010. See section III.C.1.c. of
this proposal. By carrying out their
commitments in these plans, which
were submitted in November 2004
(almost 5 years ago), both the District
and ARB have demonstrated that they
have adequate resources.
The District’s and State’s authorities
to adopt and enforce plans, rules and
regulations to achieve and maintain
Federal air quality standards are listed
in the resolutions of adoption that
accompany the plans’ submittals. See
ARB Resolutions 04–29, October 28,
2004 (adopting the SJV 1-hour ozone
plan) and 03–22 (October 23, 2003)
(adopting the 2003 State Strategy).
These authorities are found in
California’s Health and Safety Code
(HSC) at sections 40000, 40002, 40701,
40702, and 41650 for the District and
39002, 39500, 39602, 40469, 41650, and
part 5 for ARB. These authorities are
sufficient to meet CAA and EPA
requirements.
EPA regulations at 40 CFR 51.111 also
require that plans describe procedures
for monitoring compliance, procedures
for handling violations, and designation
of the agency responsible for
enforcement.
The District has primary
responsibility under California law to
adopt and enforce rules controlling air
pollution from nonvehicular source
rules. CA HSC 40001. See also ARB
Resolution 04–29, October 28, 2004.
ARB has primary responsibility under
California law to adopt and enforce
rules controlling air pollution form
vehicular (including fuels) and
consumer products. CA HSC 39002,
39500, part 5, and 41712.
The 2004 SIP and 2003 State Strategy
do not describe procedures for
monitoring compliance and for handling
violations; however, this information is
readily available on the Internet. The
District’s source monitoring and
enforcement programs, including its
procedures for handling violations, are
described on its Web site at https://
www.valleyair.org under ‘‘Compliance
Assistance.’’ ARB’s source monitoring
and enforcement programs including its
procedures for handling violations, are
described at https://www.arb.ca.gov/enf/
enf.htm. Specific compliance
monitoring procedures (such as test
methods, recordkeeping and/or
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continuous monitoring) are evaluated as
part of EPA’s action on individual rules.
See, for example, proposed action on
several SJVAPCD surface coating rules
at 74 FR 28467 (June 15, 2009).
IV. SJVAPCD Rule 9310 School Bus
Fleets
On September 21, 2006, SJVAPCD
adopted Rule 9310, ‘‘School Bus
Fleets,’’ to regulated NOX, PM, and
diesel toxic air contaminants from inuse school bus fleets. The rule was
submitted to EPA by the State on
December 29, 2006. See letter, Michael
S. Scheible, ARB, to Wayne Nastri, EPA,
December 29, 2006. We found the
submittal complete on February 13,
2007. See Letter, Deborah Jordan, EPA
to Catherine Weatherspoon, ARB. A
copy of the adopted rule and the
material submitted with it can be found
in the docket for this proposed action.
Estimated reductions from the rule for
2010 are listed in Table 2 above.
Rule 9310 applies to all school bus
fleet operators with one or more buses,
including both public and private
operators and any contractors who
provide school bus services. Under
provisions of the rule, fleet operators
must replace by no later than January 1,
2016 any diesel school buses in their
fleet manufactured before January 1,
1978 with buses that meet the
applicable ARB or EPA emission
standards for the year the bus is
delivered to the operator. For diesel
buses manufactured after January 1,
1978, fleet operators have the option to
replace them with buses that meet the
applicable ARB and EPA emission
standards for the delivery year, retrofit
them with an Approved Diesel Emission
Control Strategy (i.e., ARB level 3
verified technologies to reduce PM and
or other precursor emissions by at least
85%), or repower them with an engine
meeting the ARB or EPA emissions
standards that are applicable to engines
produced on and after October 1, 2002.
Rule 9310, section 5.1.1.
The rule also requires existing
alternative or gasoline-fueled school
buses and any diesel school buses
manufactured after October 1, 2002 to
operate per manufacturers’ specification
and, if replaced, the operator must
replace with a school bus that meets all
applicable emissions standards for the
delivery year. Rule 9310, section 5.1.2.
New school buses and additions to
school bus fleets must meet all ARB and
EPA applicable emissions standards for
the delivery year. See Rule 9310, section
5.2.
Administrative requirements in Rule
9310 require each operator to provide
the District with a list identifying
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existing school bus fleets by January 1,
2007 and to include information
specific to each affected bus and an
explanation of how each school bus will
comply with the requirements of Rule
9310. See Rule 9310, section 6.1
Rule 9310 requires operators to
maintain records for a minimum of five
years of each school bus annual mileage,
amount of fuel purchased by fuel type,
and travel records beginning on and
after September 21, 2006. These records
must be made available for inspection
by the District’s Air Pollution Control
Officer (APCO) upon request. Rule 9130,
section 6.4.
Rule 9310 is enforced by the APCO
under the authority of the California
HSC, Sections 40001, 40702, 40752, and
40753, and by all officers and
employees empowered by Sections
40120 and 41510. Enforceability is
mainly tied to school bus fleet
operators’ reporting requirements.
In reviewing a rule for SIP approval,
EPA looks to assure that the rule is
enforceable as required by CAA section
110(a)(2)(A), is consistent with all
applicable EPA guidance, and does not
relax existing SIP requirements as
required by sections 110(l) and 193.
We have determined that the
recordkeeping and reporting
requirements in Rule 9310 are sufficient
for enforceability. EPA has not issued
any guidance applicable to rules such as
Rule 9310. There are no previous
versions of Rule 9310 and, as such, its
approval would strengthen the SIP.
EPA’s approval of Rule 9310 would also
not interfere with attainment,
reasonable further progress or any other
requirement of the CAA. We therefore
propose to approve SJVAPCD Rule 9130
under CAA section 110(k)(3) as part of
California SIP for the SJV area.
V. Proposed Actions
A. Summary
1. EPA is proposing to approve
pursuant to CAA section 110(k)(3), the
following elements of the 2004 SIP and
the 2008 Clarifications:
a. The rate of progress demonstration
as meeting the requirements of CAA
sections 172(c)(2) and 182(c)(2);
b. The rate-of-progress contingency
measures as meeting the requirements of
CAA section 182(c)(9); and
c. The attainment demonstration as
meeting the requirements of 182(c)(2)(A)
and 181(a).28
28 The 2004 SIP also included motor vehicle
emission budgets (MVEB) for NOX and VOC for the
milestone year of 2008 and attainment year of 2010.
We do not address these budgets in this proposal
because they are no longer required for the 1-hour
ozone standard. Furthermore, the budgets in the
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The proposed approval of the
attainment demonstration is predicated
in part on emission reductions from a
number of State and District rules that
we have proposed to approve in
separate actions. These proposed-forapproval rules, combined with
previously approved rules and other
creditable measures, provide more than
the minimum reductions needed for
attainment of the 1-hour standard in the
SJV area. See Table 5 above. Should we
be unable to finalize approval of one or
more of these rules and, as a result,
there is a shortfall in the needed
emission reductions, we will not be able
to finalize our proposed approval of the
attainment demonstration.
2. EPA is proposing to find pursuant
to CAA section 110(k)(3) that the 2004
SIP and the 2008 Clarifications meet the
requirements of:
a. CAA section 182(e)(3) for clean
fuel/clean technology for boilers; and
b. CAA section 182(d)(1)(A) for TCMs
sufficient to offset any growth in
emissions from growth in VMT or the
number of vehicle trips.
3. EPA is proposing to approve
pursuant to CAA section 110(k)(3)
section 4.7 in the 2004 SIP and the
provisions of the 2003 State Strategy
and ARB Board Resolution 04–29 that
relate to aggregate emission reductions
in the San Joaquin Valley Air Basin as
meeting the requirements of CAA
sections 110(a)(2)(A) and 172(c)(6).
4. EPA is proposing to approve
pursuant to CAA section 110(k)(3), the
2004 SIP, the 2003 State Strategy and
the 2008 Clarifications as meeting the
RACM (exclusive of RACT)
requirements of CAA section 172(c).
5. EPA is proposing to approve
pursuant to CAA section 110(k)(3),
SJVAPCD Rule 9310 School Bus Fleets
(adopted September 21, 2006) into the
San Joaquin Valley portion of the
California SIP.
2004 SIP have been replaced by budgets in the SJV
plan for the 1997 8-hour ozone standard.
As discussed in section II. of this proposal, EPA
has revoked the 1-hour ozone standard. As a result,
transportation conformity determinations and thus
budgets are no longer required for that standard.
Under our transportation conformity regulations, 8hour ozone MVEBs replace existing 1-hour ozone
MVEBs once the 8-hour ozone MVEBs are found
adequate or are approved. See 40 CFR 93.109(e)(1)
and (2). Although the MVEB budgets from the 2004
SIP have been used in the initial conformity
determinations in the SJV area for the 1997 8-hour
ozone standard, these budgets have now been
replaced by budgets in the SJV 8-hour ozone plan
which were found adequate on January 8, 2009. See
Letter, Deborah Jordan, EPA to James Goldstene,
ARB, ‘‘Adequacy Status of San Joaquin Valley 8Hour Ozone Rate of Progress and Attainment Plan
Motor Vehicle Emissions Budgets’’ and 74 FR 4032
(January 22, 2009). Thus, because the 1-hour ozone
budgets will have no further utility, we are not
proposing action on them here.
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6. EPA is proposing to disapprove
pursuant to CAA section 110(k)(3) the
attainment contingency measures in the
2004 SIP and the 2008 Clarifications as
failing to meet the requirements of CAA
section 172(c)(9).
B. Effect of Finalizing the Proposed
Disapproval Actions
If we should finalize our disapproval
of the attainment contingency measures,
the offset sanction in CAA section
179(b)(2) will be applied in the SJV 1hour ozone nonattainment area 18
months after the effective date of the
final disapproval. The highway funding
sanctions in CAA section 179(b)(1) will
apply in the area 6 months after the
offset sanction is imposed. Neither
sanction will be imposed if California
submits and we approve prior to the
implementation of the sanctions
replacement attainment contingency
measures.
In addition to the sanctions, CAA
section 110(c)(1) provides that EPA
must promulgate a Federal
implementation plan addressing the 1hour ozone contingency measures in the
SJV area, two years after the effective
date of a disapproval should we not be
able to approve replace attainment
contingency measures adopted and
submitted by the State.
VI. Statutory and Executive Order
Reviews
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this proposed
action is not a ‘‘significant regulatory
action’’ and therefore is not subject to
either review by the Office of
Management and Budget or to Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355, May 22, 2001).
This action merely proposes to
approve in part and disapprove in part
a State-adopted attainment plan and to
approve a State-adopted rule for the San
Joaquin Valley Air Basin and does not
impose any additional requirements.
Accordingly, the Administrator certifies
that this proposed action will not have
a significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.). Because this
proposed action does not impose any
additional enforceable duties, it does
not contain any unfunded mandate or
significantly or uniquely affect small
governments, as described in the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4).
This proposed action does not have
tribal implications as specified by
Executive Order 13175 (65 FR 67249,
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33947
November 9, 2000), because the plan is
not approved to apply in Indian country
located in the State. It will not impose
substantial direct costs on tribal
governments or preempt tribal law.
This proposed action also does not
have Federalism implications because it
does not have substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, as
specified in Executive Order 13132 (64
FR 43255, August 10, 1999). This
proposed action merely proposes to
approve in part and disapprove in part
a State-adopted plan and to approve a
State-adopted rule and does not alter the
relationship or the distribution of power
and responsibilities established in the
CAA.
Executive Order 12898 establishes a
Federal policy for incorporating
environmental justice into Federal
agency actions by directing agencies to
identify and address, as appropriate,
disproportionately high and adverse
human health or environmental effects
of their programs, policies, and
activities on minority and low-income
populations. Today’s action involves a
proposed approval in disapproval in
part of a State-adopted plan and
proposed approval of a State-adopted
rule. It will not have disproportionately
high and adverse effects on any
communities in the area, including
minority and low-income communities.
This proposed action also is not
subject to Executive Order 13045
‘‘Protection of Children from
Environmental Health Risks and Safety
Risks’’ (62 FR 19885, April 23, 1997),
because it is not economically
significant. The requirements of section
12(d) of the National Technology
Transfer and Advancement Act of 1995
(15 U.S.C. 272 note) do not apply. This
proposed action does not impose an
information collection burden under the
provisions of the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.).
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Intergovernmental
relations, Nitrogen dioxide, Ozone,
Reporting and recordkeeping
requirements, Volatile organic
compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: June 30, 2009.
Jane Diamond,
Acting Regional Administrator, Region IX.
[FR Doc. E9–16492 Filed 7–13–09; 8:45 am]
BILLING CODE 6560–50–P
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[Federal Register Volume 74, Number 133 (Tuesday, July 14, 2009)]
[Proposed Rules]
[Pages 33933-33947]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-16492]
[[Page 33933]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R09-OAR-2008-0693; FRL-8929-9]
Approval and Promulgation of Implementation Plans: 1-Hour Ozone
Extreme Area Plan for San Joaquin Valley, CA
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
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SUMMARY: EPA is proposing to approve in part and disapprove in part
State implementation plan (SIP) revisions submitted by the State of
California to meet the Clean Air Act (CAA) requirements applicable to
the San Joaquin Valley, California 1-hour ozone nonattainment area (SJV
area). These requirements apply to the SJV area following its April 16,
2004 reclassification from severe to extreme for the 1-hour ozone
national ambient air quality standard (NAAQS). EPA is proposing to
approve the SIP revisions for the SJV area as meeting applicable CAA
requirements for the attainment demonstration, rate-of-progress
demonstration and related contingency measures, and other control
measures. EPA is also proposing to disapprove the contingency measures
for failure to attain. In addition, EPA is proposing to approve the SJV
Air Pollution Control District's Rule 9310, ``School Bus Fleets.''
Finally, EPA is withdrawing its previous proposal (73 FR 61381; October
16, 2008) to fully approve the SJV SIP revisions.
DATES: Comments must be submitted by August 13, 2009.
ADDRESSES: Submit comments, identified by docket number EPA-R09-OAR-
2008-0693, by one of the following methods:
1. Agency Web site: https://www.regulations.gov. EPA prefers
receiving comments through this electronic public docket and comment
system. Follow the on-line instructions to submit comments.
2. Federal eRulemaking Portal: https://www.regulations.gov. Follow
the on-line instructions.
3. E-mail: wicher.frances@epa.gov.
4. Mail or deliver: Ms. Marty Robin, Office of Air Planning (AIR-
2), U.S. Environmental Protection Agency, Region 9, 75 Hawthorne
Street, San Francisco, CA 94105-3901.
Instructions: All comments will be included in the public docket
without change and may be made available online at https://www.regulations.gov, including any personal information provided,
unless the comment includes Confidential Business Information (CBI) or
other information whose disclosure is restricted by statute.
Information that you consider CBI or otherwise protected should be
clearly identified as such and should not be submitted through the
agency Web site, eRulemaking portal, or e-mail. The agency Web site and
eRulemaking portal are anonymous access systems, and EPA will not know
your identity or contact information unless you provide it in the body
of your comment. If you send e-mail directly to EPA, your e-mail
address will be automatically captured and included as part of the
public comment. If EPA cannot read your comment due to technical
difficulties and cannot contact you for Clarifications, EPA may not be
able to consider your comment.
Docket: The index to the docket for this action is available
electronically at https://www.regulations.gov and in hard copy at EPA
Region 9, 75 Hawthorne Street, San Francisco, California. While all
documents in the docket are listed in the index, some information may
be publicly available only at the hard copy location (e.g., copyrighted
material), and some may not be publicly available in either location
(e.g., CBI). To inspect the hard copy materials, please schedule an
appointment during normal business hours with the contact listed in the
FOR FURTHER INFORMATION CONTACT section.
FOR FURTHER INFORMATION CONTACT: Frances Wicher, U.S. EPA Region 9,
415-972-3957, wicher.frances@epa.gov or 31https://www.epa.gov/region09/air/actions.
SUPPLEMENTARY INFORMATION: Throughout this document, the terms ``we,''
``us,'' and ``our'' mean U.S. EPA.
Table of Contents
I. The History of San Joaquin Valley 1-Hour Ozone Nonattainment Area
and Its Extreme Area Ozone Plan
A. The San Joaquin Valley 1-Hour Ozone Nonattainment Area
B. SJV 2004 SIP, SJV Portion of 2003 State Strategy and 2008
Clarifications
C. EPA's 2008 Proposed Approval of the SJV Extreme 1-Hour Ozone Plan
and 2003 State Strategy
II. Revocation of the 1-Hour Ozone Standard and Anti-Backsliding
Requirements
III. Review of the 2004 SIP, the SJV Portion of the 2003 State
Strategy and the 2008 Clarifications
A. Control Measures
B. Emission Inventories
C. Rate of Progress Demonstrations
D. Attainment Demonstration
E. Contingency Measures
F. Proposed Findings on Other Requirements for Extreme Nonattainment
Areas
IV. SJVAPCD Rule 9310 School Bus Fleets
V. Proposed Actions
A. Summary
B. Effect of Finalizing These Proposed Actions
VI. Statutory and Executive Order Reviews
I. The History of San Joaquin Valley 1-Hour Ozone Nonattainment Area
and its Extreme Area Ozone Plan
A. The San Joaquin Valley 1-Hour Ozone Nonattainment Area
Eight counties comprise the San Joaquin Valley ozone nonattainment
area (SJV area). From north to south, these counties are San Joaquin,
Stanislaus, Merced, Madera, Fresno, Kings, Tulare, and the valley
portion of Kern. 40 CFR 81.305. The local air district is the San
Joaquin Valley Air Pollution Control District (SJVAPCD or District).
The SJV area was initially classified under the CAA, as amended in
1990, as a serious area for the 1-hour ozone standard. 56 FR 56694
(November 6, 1991). Under the amended CAA, the attainment deadline for
serious 1-hour ozone areas was no later than November 15, 1999. CAA
section 181(a)(1).
In 2001, we found that the SJV area had failed to attain the 1-hour
ozone standard by the required deadline. 66 FR 56476 (November 8,
2001). As a result of this finding, the area was reclassified by
operation of law to severe with a new attainment deadline of no later
than November 15, 2005. CAA section 181(a)(1). After determining that
sufficient controls could not be implemented in time for the area to
attain by the severe area deadline, California requested a voluntary
reclassification of the area to extreme as allowed under CAA section
181(a)(5). See SJVAPCD Resolution 03-12-10 ``Requesting the [EPA] to
Classify the [SJV] Air Basin as Extreme Nonattainment for the Federal
1-Hr Ozone [] Standards,'' December 18, 2003. We granted California's
request in 2004. 69 FR 20550 (April 16, 2004). As a result, the SJV
area is currently classified as an extreme area for the 1-hour ozone
standard with an attainment date of as expeditiously as practicable but
no later than November 15, 2010. CAA section 181(a)(1).
B. 2004 SIP, SJV Portion of 2003 State Strategy and 2008 Clarifications
The SJVAPCD adopted its ``Extreme Ozone Attainment Demonstration
Plan'' on October 8, 2004 and amended it on October 20, 2005 to, among
other things, substitute a new ``Chapter 4: Control Strategy.'' The
State submitted the plan
[[Page 33934]]
(with the exception of Chapter 8 \1\) and amendment on November 15,
2004 and March 6, 2006, respectively. See letters from Catherine
Witherspoon, California Air Resources Board (ARB), to Wayne Nastri,
EPA, November 15, 2004 and March 6, 2006. The plan and amendment,
collectively, will be referred to as the ``2004 SIP'' in this proposed
rule. The 2004 SIP addresses CAA requirements for extreme 1-hour ozone
areas including control measures, rate-of-progress (ROP) and attainment
demonstrations, and contingency measures.
---------------------------------------------------------------------------
\1\ Chapter 8 ``California Clean Air Act Triennial Progress
Report and Plan Review'' was included in the plan to meet a State
requirement to report every three years on the area's progress
toward meeting California's air quality standards. Nothing in the
chapter was intended to address federal Clean Air Act requirements.
---------------------------------------------------------------------------
For the reductions needed to demonstrate attainment and ROP, the
2004 SIP relies in part on the ``2003 State and Federal Strategy for
the California State Implementation Plan.'' This strategy document
identifies ARB's regulatory agenda to reduce ozone and particulate
matter in California and includes defined statewide control measures
that were to be reflected in future SIPs and provisions specific to air
quality plans for the San Joaquin Valley. On October 23, 2003, ARB
adopted the ``2003 State and Federal Strategy for the California State
Implementation Plan,'' which consists of two elements: (1) the Proposed
2003 State and Federal Strategy for the California State Implementation
Plan (released August 25, 2003); and (2) ARB Board Resolution 03-22
which approves the Proposed 2003 State and Federal Strategy with the
revisions to that Strategy set forth in Attachment A. On January 9,
2004, ARB submitted to EPA the ``2003 State and Federal Strategy for
the California State Implementation Plan.'' Letter from Catherine
Witherspoon, ARB, to Wayne Nastri, EPA, January 9, 2004.\2\
---------------------------------------------------------------------------
\2\ On February 13, 2008, ARB withdrew from EPA consideration
certain commitments related to the South Coast Air Basin in the
``Final 2003 State and Federal Strategy for the California State
Implementation Plan.'' These withdrawals do not change the 2003
Strategy's provisions that apply to the SJV area. Letter from James
N. Goldstene, ARB, to Wayne Nastri, EPA, February 13, 2008.
---------------------------------------------------------------------------
In this proposed rule we refer to the two documents comprising the
``Final State and Federal Strategy for the California State
Implementation Plan'' as the ``2003 State Strategy'' or individually as
the ``State Strategy'' and ``ARB Resolution 03-22,'' respectively.
On August 21, 2008, the SJVAPCD adopted ``Clarifications Regarding
the 2004 Extreme Ozone Attainment Demonstration Plan'' (2008
Clarifications). The State submitted the 2008 Clarifications on
September 5, 2008. Letter from James N. Goldstene, ARB, to Wayne
Nastri, EPA, with enclosures, September 5, 2008. The 2008
Clarifications provide updates to the 2004 SIP related to reasonably
available control technology (RACT) measures adopted by the SJVAPCD,
the ROP demonstration, and contingency measures.
CAA section 110(k)(1) requires EPA to determine whether a SIP
submission is complete within 60 days of receipt. This section also
provides that any plan that has not been affirmatively determined to be
complete or incomplete shall become complete within 6 months by
operation of law. EPA's completeness criteria are found in 40 CFR part
51, subpart V.
The 2004 SIP, comprised of the original November 15, 2004 plan and
May 6, 2006 amendment, was deemed complete by operation of law on May
15, 2005 and September 6, 2006. On February 18, 2004, we determined the
Final 2003 State Strategy to be complete. Letter from Deborah Jordan,
EPA, to Catherine Witherspoon, ARB, February 18, 2004. We found the
2008 Clarifications complete on September 23, 2008. Letter from Deborah
Jordan, EPA, to James N. Goldstene, ARB, September 23, 2008.
C. EPA's 2008 Proposed Approval of the 2004 SIP, SJV Portion of the
2003 State Strategy and the 2008 Clarifications
This is the second time we have proposed action on the 2004 SIP,
the SJV portion of the 2003 State Strategy and the 2008 Clarifications.
On October 16, 2008, we proposed full approval of these SIP submittals
and received three comment letters during the public comment period.\3\
73 FR 61381. After considering these comments, we are withdrawing our
October 16, 2008 proposed rule and reproposing action on these SIP
submittals. As a result, we are not responding to the comments we
received on that proposed action at this time. Commenters wishing to
again raise issues raised in comments on that proposal should resubmit
applicable comments to the docket for this rulemaking.
---------------------------------------------------------------------------
\3\ Comment letters were received from Earthjustice; the Center
for Race, Poverty and the Environment; and the National Association
of Home Builders. These letters can be found in the docket for this
proposal.
---------------------------------------------------------------------------
II. Revocation of the 1-Hour Ozone Standard and Anti-Backsliding
Requirements
In 1979, we set the health-based NAAQS for ozone at 0.12 parts per
million (ppm) averaged over one hour. See 44 FR 8220 (February 9,
1979). In 1997, we revised this ozone standard by lowering the level to
0.08 ppm and extending the averaging time to eight hours.\4\ See 62 FR
38856 (July 18, 1997).
---------------------------------------------------------------------------
\4\ In 2008 we lowered the 8-hour ozone standard to 0.075 ppm.
See 73 FR 16436 (March 27, 2008). The references in this proposed
rule to the 8-hour standard are to the 1997 standard as codified at
40 CFR 50.10.
---------------------------------------------------------------------------
In 2004, EPA designated and classified most areas of the country
under the 8-hour ozone standard. 69 FR 23858 (April 30, 2004). At the
same time, we issued the ``Final Rule to Implement the 8-Hour Ozone
National Ambient Air Quality Standard--Phase 1'' (Phase 1 rule or 8-
hour implementation rule). 69 FR 23951 (April 30, 2004). Among other
matters, the Phase 1 rule revoked the 1-hour ozone standard in the SJV
area (as well as in most other areas of the country), effective June
15, 2005. See 40 CFR 50.9(b); 69 FR at 23996 and 70 FR 44470 (August 3,
2005).
The Phase 1 rule also set forth anti-backsliding principles to
ensure continued progress toward attainment of the 8-hour ozone
standard by identifying which 1-hour ozone standard requirements remain
applicable in an area after revocation of that standard. 40 CFR
51.900(f). The Phase 1 rule also identified several CAA requirements,
such as contingency measures in CAA sections 172(c)(9) and 182(c)(9),
that would not continue to apply after revocation. See Sec. 51.905(e).
The U.S. Court of Appeals for the District of Columbia Circuit
subsequently vacated the provisions of the Phase 1 rule that waived the
requirements under the revoked 1-hour ozone standard for, among other
things, contingency measures for failure to attain or to make
reasonable further progress toward attainment of the 1-hour ozone
standard. See South Coast Air Quality Management District, et al., v.
EPA, 472 F.3d 882 (D.C. Cir. 2006), rehearing denied 489 F.3d 1245
(2007) (clarifying that the vacatur was limited to the issues on which
the court granted the petitions for review) (collectively referred to
below as South Coast). On January 16, 2009, EPA proposed to remove the
contingency measure exemption in 40 CFR 51.905(e) for these
requirements and to list contingency measures as applicable
requirements under Sec. 51.900(f). 74 FR 2936.
As a general matter, the planning and control requirements that
remain applicable following the revocation of the 1-hour ozone standard
derive from CAA sections 110, 172, and 182. CAA sections 110 and 172
contain general planning and control requirements
[[Page 33935]]
applicable to all nonattainment areas. CAA section 182 contains more
specific requirements applicable to ozone nonattainment areas,
including requirements in section 182(e) that apply to areas classified
as extreme, such as the SJV area.
In 1992, EPA issued a General Preamble describing our preliminary
views on how we intended to review 1-hour ozone plans submitted to meet
these CAA's requirements. See ``General Preamble for Implementation of
Title I of the Clean Air Act Amendments of 1990.'' 57 FR 13498 (April
16, 1992). The General Preamble as well as other EPA guidance documents
related to 1-hour ozone plans continue to guide our review of the 1-
hour ozone requirements that remain applicable following revocation of
that standard.
Under the Phase 1 rule, areas remain subject to the 1-hour
requirements until they attain the 8-hour ozone standard. Once an area
is redesignated to attainment for the 8-hour standard, it may shift the
applicable requirements to contingency measures (consistent with the
CAA sections 110(l) and 193). See Phase 1 rule at 23955 and 40 CFR
51.905(b).
III. Review of the 2004 SIP, the SJV Portion of the 2003 State Strategy
and the 2008 Clarifications
A. Control Measures
1. Requirements for Control Measures
CAA section 172(c)(1) requires nonattainment area plans to provide
for the implementation of all reasonably available control measures
(RACM) including RACT. RACM is not listed separately in 40 CFR
51.900(f) as an applicable requirement following revocation of the 1-
hour ozone standard; however, EPA interprets the RACM requirement to be
a component of an area's attainment demonstration. See General Preamble
at 13560.
EPA has previously provided guidance interpreting the RACM
requirement in the General Preamble at 13560 and a memorandum entitled
``Guidance on the Reasonably Available Control Measure Requirement and
Attainment Demonstration Submissions for Ozone Nonattainment Areas,''
John Seitz, Director, OAQPS to Regional Air Directors, November 30,
1999 (Seitz memo). In summary, EPA guidance provides that States, in
addressing the RACM requirement, should consider all potential measures
for source categories in the nonattainment area to determine whether
they are reasonably available for implementation in that area and
whether they would advance the area's attainment date by one or more
years.
Under the CAA, RACT is required for major sources of volatile
organic compounds (VOC) and for all VOC source categories for which EPA
has issued Control Techniques Guideline (CTG) documents. In addition,
EPA has issued Alternative Control Techniques (ACT) documents to help
States in making RACT determinations. CAA sections 172(c)(1),
182(a)(2)(A), 182(b)(2), and 183(a) and (b). CAA section 182(f)
requires that RACT also apply to major stationary sources of nitrogen
oxides (NOX). In extreme areas, a major source is a
stationary source that emits or has the potential to emit 10 tons of
VOC or NOX per year. CAA section 182(e). The RACT
requirement in 182(b)(2), the major source threshold in section 182(e)
as it applies to RACT, and the application of RACT to major sources of
NOX are all applicable requirements under the Phase 1 rule.
40 CFR 51.905(a)(1)(i) and 51.900(f)(1), (3) and (12).
The CAA also requires that SIPs ``shall include enforceable
emission limitations, and such other control measures, means or
techniques * * * as well as schedules and timetables for compliance, as
may be necessary or appropriate to provide for attainment * * * by the
applicable attainment date.* * *'' CAA section 172(c)(6). CAA section
110(a)(2)(A) contains almost identical language.
2. Control Measures in the 2004 SIP and 2003 State Strategy
a. RACM Demonstration
To determine which measures would be feasible for the SJV area, the
District looked at measures implemented in other areas (including the
South Coast Air Basin, the San Francisco Bay Area, and the Houston-
Galveston area), documents produced by ARB, as well as measures
suggested by the public at local workshops. The District then screened
the identified measures and rejected those that affected few or no
sources in the SJV area, had already been adopted as rules, or were in
the process of being adopted. The remaining measures were evaluated
using baseline inventories, available control technologies, and
potential emission reductions as well as whether the measure could be
implemented on a schedule that would expedite attainment of the 1-hour
ozone standard. 2004 SIP, section 4.2.1.
Based on this evaluation, the District developed an expeditious
rule adoption schedule listing 21 measures involving adoption of eight
new rules and revisions to over 20 existing rules. 2004 SIP, Table 4-1.
Since submittal of the SIP in 2004, the District has completed action
on these rules and submitted them to EPA for approval. Table 1 in the
2008 Clarifications and Table 2 below.
In addition to the District's efforts, the eight San Joaquin Valley
Regional Transportation Planning Agencies (RTPAs) conducted a RACM
evaluation for transportation sources. This evaluation, described in
section 4.6.3. of the 2004 SIP, resulted in extensive local government
commitments to implement programs to reduce auto travel and improve
traffic flow. 2004 SIP, section 4.6 and Appendix C. The local
governments also provide reasoned justifications for any measures that
they did not adopt. See 2004 SIP, Appendix C.
Finally, the 2004 SIP relies on the 2003 State Strategy to address
mobile and area source categories not under the District's
jurisdiction. 2004 SIP, section 4.7. Table I-1 in the 2003 State
Strategy shows the impressive list of both mobile and area source
measures that have been adopted by California between 1994 and 2003,
along with the mobile source rules that have been adopted by EPA during
this period. Table I-2 in the 2003 State Strategy lists proposed new
State measures, most of which have already been adopted.\5\ This list
of new State measures was developed through a public process intended
to identify and refine new emission reductions strategies for
California. 2003 State Strategy, page ES-5.
---------------------------------------------------------------------------
\5\ See chapter 3 (page 38) of the ``Air Resources Board's
Proposed State Strategy for California's 2007 State Implementation
Plan,'' Revised Draft (Release date: April 26, 2007) (2007 State
Strategy) and ``Status Report on the State Strategy for California's
2007 State Implementation Plan (SIP) and Proposed Revision to the
SIP Reflecting Implementation of the 2007 State Strategy,'' ARB,
April 24, 2009.
---------------------------------------------------------------------------
b. RACT Demonstration
The 2004 SIP includes a brief section 4.2.5 discussing the RACT
obligation and specific source categories where further analysis and
potential future controls would need to be adopted in order to ensure
that RACT levels of control are applied to sources down to the 10 tons
per year (tpy) level. The State subsequently formally withdrew the RACT
portion of the 2004 SIP, specifically section 4.2.5. See 2008
Clarifications, page 3. On January 21, 2009, we made a finding that
California failed to submit the required RACT demonstration for the 1-
hour ozone standard and initiated sanction and Federal implementation
plan (FIP) clocks under CAA sections 179(a) and 110(c). 74 FR 3442.
During the last several years, the District has also adopted and
revised its
[[Page 33936]]
RACT demonstration plan for the 8-hour ozone standard. On January 31,
2007, California submitted the District's initial RACT plan for the 8-
hour ozone standard to EPA. The District adopted a revised 8-hour ozone
standard RACT plan on April 16, 2009 and the State submitted the
revised plan on June 17, 2009. In addition to addressing comments on
the initial plan, The District intends this revised plan to address the
failure to submit finding for the 1-hour ozone RACT demonstration and
to assure that its rules cover sources in the SJV area down to the
extreme area major source threshold of 10 tpy. See letter from Andrew
Steckel, EPA, to George Heinen, SJVAPCD, May 6, 2008. We are currently
reviewing the revised RACT plan for future action.
c. Enforceable Limitations and Other Control Measures
The 2004 SIP's modeling analysis, discussed further below,
determined that attainment of the 1-hour ozone standard required
reducing 2000 baseyear emissions from 556.8 tons per day (tpd)
NOX and 443.5 tpd VOC to 343.5 tpd NOX and 314.4
tpd VOC. 2004 SIP at 3-7 through 3-11 and 5-9 through 5-12 and
``Proposed 2004 State Implementation Plan for Ozone in the San Joaquin
Valley,'' September 28, 2004, Air Resources Board Staff Report (ARB
Staff Report) at Table III-6.
As shown in Table 1 below, we have divided the control measures in
the 2004 SIP's attainment demonstration among three categories:
Baseline measures, interim measures, and control strategy measures. As
the term is used here and in the ARB Staff Report, baseline measures
are rules and regulations adopted prior to September, 2002 (i.e., prior
to 2004 SIP's development) that provide continuing reductions through
and after 2010. We have defined interim measures as those rules adopted
between September, 2002 and the 2004 SIP's adoption date in October,
2004. See Table III-7 in the ARB Staff Report. Finally, control
strategy measures are the new rules, rule revisions, and commitments
included in the 2004 SIP and 2003 State Strategy that will ensure that
the additional increment of emission reductions needed beyond the
baseline and interim measures is achieved in time to demonstrate
attainment by November 2010. See Tables III-6 and III-8 in the ARB
Staff Report.
Table 1--Summary of Emission Reductions in the 2004 SIP
[Tons per summer day]
------------------------------------------------------------------------
VOC NOX
------------------------------------------------------------------------
2000 baseyear emissions............................... 443.5 556.8
2010 baseline emissions............................... 365.1 396.8
2010 Attainment emissions target...................... 314.4 343.5
Reductions needed for attainment...................... 129.1 213.3
Baseline Measures:
SJVAPCD........................................... \6\-8.5 18.9
State............................................. 79.3 97.2
Federal........................................... 7.6 43.9
-----------------
Total......................................... 78.4 160
Percent from Baseline Measures................ 61% 75%
Interim Measures:
SJVAPCD adopted rules............................. 2.4 12.2
Percent from Interim Measures..................... 2% 6%
Control Strategy Measures:
SJVAPCD (includes long-term measures)............. 33.3 21.1
State............................................. 15 20
-----------------
Total......................................... 48.3 41.1
Percent from Control Strategy Measures........ 38% 19%
------------------------------------------------------------------------
ARB Staff Report, table III-6.
Percentage may not sum to 100% because of rounding.
i. Baseline and Interim Measures
As shown in Table 1, the majority of the emission reductions needed
to demonstrate attainment by November 2010 come from baseline and
interim measures. These reductions come from a combination of Federal,
State, and District measures.
---------------------------------------------------------------------------
\6\ The negative number here indicates that emissions increased
in the source categories under the District's authority to control.
The increase is mainly from growth in livestock operations. ARB
Staff report, table III-6.
---------------------------------------------------------------------------
A. SJVAPCD Measures--SJVAPCD currently has adopted more than 50
prohibitory rules that limit emissions of either VOC or NOX.
These rules include controls for boilers, oil field and refinery
equipment, a variety of surface coatings operations, and open burning.
We have provided a list of SJVAPCD NOX and VOC rules
together with information on their SIP approval status in the technical
support document (TSD) for this proposal.
B. State measures--California has adopted standards for many
categories of on- and off-road vehicles and engines, gasoline and
diesel fuels, and numerous categories of consumer products. The State's
baseline measures fall within two categories: measures for which the
State has obtained or has applied to obtain a waiver of Federal pre-
emption under CAA section 209 (section 209 waiver measures or waiver
measures) and those for which the State is not required to obtain a
waiver (non-waiver measures).
Section 209 waiver measures. A waiver under section 209 is, in
general, required for most on- and non-road vehicle or engine
standards. Examples of State waiver measures are: low emission vehicle
program, heavy duty bus standards, and small off-road engines. A list
of California's waiver measures can be found in the TSD. We discuss in
more detail the CAA section 209 waiver provisions and how we intend to
treat reductions from these measures in attainment and ROP
demonstrations in section C.3.b. below.
Non-waiver measures. These measures include: improvements to
California's inspection and maintenance (I/M) program, SmogCheck;
cleaner burning gasoline and diesel regulations; and limits on the VOC
content and reactivity of consumer products.\7\ A list of these non-
waiver measures can be found in the TSD.
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\7\ California's Department of Pesticide Regulations (DPR)
limits total pesticide emissions in the San Joaquin Valley. However,
the attainment demonstration in the 2004 SIP does not assume any DPR
regulatory limits on pesticide emissions. See 2003 State Strategy,
p. III-C-3.
---------------------------------------------------------------------------
Federal measures. These measures include EPA's national emission
standards for heavy duty diesel trucks,\8\ certain new construction and
farm equipment,\9\ and locomotives.\10\ States are allowed to rely on
reductions from Federal measures in attainment and ROP demonstrations.
---------------------------------------------------------------------------
\8\ 66 FR 5001 (January 18, 2001). ARB estimates that interstate
trucks registered outside of California represent over 50 percent of
the heavy duty trucks in California. See Table III-1 in ``Staff
Report: Initial Statement of Reason for Proposed Rulemaking,
Proposed Regulation for In-Use, On-road Diesel Vehicles,''
California Air Resources Board (October 2008).
\9\ Tier 2 and 3 non-road engines standards, 63 FR 56968
(October, 23, 1998); Tier 4 diesel non-road engine standard, 69 FR
38958 (June 29, 2004).
\10\ 63 FR 18978 (May 16, 1998) and 73 FR 37045 (June 30, 2008).
---------------------------------------------------------------------------
ii. Control Strategy Measures
A. SJVAPCD's commitments and rule adoption. In the 2004 SIP, the
District committed to adopt specific rules or rule revisions by
specified dates, to submit the rules within one month of adoption to
ARB for submittal to EPA, and to achieve from each measure specified
reductions by 2010. 2004 SIP at Table 4-1 and SJVAPCD Resolution No. 5-
10-12 (October 20, 2005), p. 4, item 9. This information is updated in
[[Page 33937]]
Table 1 of the 2008 Clarifications which shows not only the original
commitment in the 2004 SIP but also the date on which the District
adopted the rule associated with each commitment and the actual
emissions reductions achieved by each rule. A summary of the
information found in Table 1 in the 2008 Clarifications is presented in
our Table 2 below. Table 2 also gives the date and cite for EPA's
approval or proposed approval of the rule or the date of signature on
the proposed approval.
Table 2--San Joaquin Valley Air Pollution Control District 2004 Plan Specific Rule Commitments
----------------------------------------------------------------------------------------------------------------
Achieved
Rule No., description and commitment ID 2004 SIP emission Local Approval cite/date or
from 2004 SIP commitment reductions adoption proposed approval cite/date
(2010-tpd) (2010-tpd)
----------------------------------------------------------------------------------------------------------------
NOX Control Measures
----------------------------------------------------------------------------------------------------------------
9310 Fleet School buses (C)............... 0.1 0.6 \11\ 9/21/06 NPR signed 6/30/09.
9510 Indirect Source Mitigation (D)....... 4.0 ........... 12/15/05 See note below.
4307 Small Boilers (2-5 MMBTU) (E)........ 1.0 5.1 4/20/06 72 FR 29887 (5/30/07).
4352 Solid fuel boilers (G)............... 0.0 0.0 5/18/06 Proposed 72 FR 29901 (5/30/
07).
4702 Stat. IC engines (H)................. 8.0 16.8 1/18/07 73 FR 1819 (1/10/08).
4309 Commercial Dryers (I)................ 1.0 0.7 12/15/05 72 FR 29887 (5/30/07).
4308 Water Heaters 0.075 (N).............. 0.2 0.8 10/20/05 72 FR 29887 (5/30/07).
4103 Open Burning (Q)..................... 1.1 1.7 5/17/07 Proposed 74 FR 30485 (6/26/
09).
4703 Sta. Gas Turbines (S)................ 0.6 1.9 8/17/06 NPR signed 6/22/07.
Long-term measures........................ 5.0 ........... ........... See discussion below.
---------------------------------------------------------------------
NOX Total............................. 21.1 27.6
----------------------------------------------------------------------------------------------------------------
Achieved
2004 SIP emission Local Submittal date or approval
Rule No. and description commitment reductions adoption cite/date
(2010-tpd) (2010-tpd)
----------------------------------------------------------------------------------------------------------------
VOC Control Measures
----------------------------------------------------------------------------------------------------------------
4409 Oil & Gas Fug. (A)................... 4.7 5.1 4/20/05 71 FR 14653 (3/23/06).
4455 Ref. & Chem. Fug. (B)................ 0.2 0.3 4/20/05 71 FR 14653 (3/23/06).
4694 Wineries (F)......................... 0.7 ........... 12/15/05 See note below.
4565 Composting/Biosolids (J)............. 0.1 ........... 3/15/07 See note below.
4612 Automotive Coating (incorporates Rule 0.1 1.0 9/20/07 Proposed 74 FR 28467 (6/16/
4602)(K). 09).
4570 CAFO Rule (L)........................ 15.8 17.7 6/15/06 NPR signed 6/30/09.
4662 Org. Solvent Degreasing (M).......... ........... ........... ........... Proposed 74 FR 27084 (June 8,
2009).
4663 Org. Sol. Cleaning (M)............... 1.3 3.1 9/20/07 Proposed 74 FR 27084 (June 8,
2009).
4603 Metal Parts/Products (M)............. ........... ........... ........... Proposed 74 FR 28467 (June
16, 2009).
4604 Can and Coil Coating (M)............. ........... ........... ........... Proposed 74 FR 28467 (6/16/
09).
4605 Aerospace Coating (M)................ ........... ........... ........... NPR signed 6/30/09.
4606 Wood Products Coating (M)............ ........... ........... ........... NPR signed 6/26/09.
4607 Graphic Arts (M)..................... ........... ........... ........... NPR signed 6/26/09.
4612 Automotive Coating (M)............... ........... ........... ........... Proposed 74 FR 28467 (6/16/
09).
4653 Adhesives (M)........................ ........... ........... ........... NPR signed 6/26/09.
4684 Polyester Resin Operation (M)........ ........... ........... ........... NPR signed 6/30/09.
4401 Steam-Enhanced Oil-well (O).......... 1.4 0.3 12/14/06 NPR signed 6/30/09.
4651 Soil Decontamination (P)............. < 0.05 0.0 9/20/07 NPR signed 6/22/09.
4103 Open Burning (Q)..................... 2.9 3.9 5/17/07 Proposed 74 FR 30485 (6/26/
09).
4682 Polymeric Foam Mfg. (R).............. 0.1 ........... 9/20/07 See note below.
4621 & 4624 Gasoline storage & trans. (T & 0.9 1.9 12/20/07 NPRs signed 6/22/09 and 6/26/
U). 09.
Long-term measures........................ 5 ........... ........... See discussion below.
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VOC total............................. 33.3 33.3
----------------------------------------------------------------------------------------------------------------
Note: This rule has been adopted and submitted. EPA is currently reviewing the rule for SIP action. Numbers may
not add to totals because of rounding.
[[Page 33938]]
As can be seen from Table 2, the District also committed to achieve
an additional 5 tpd NOX and 5 tpd of VOC reductions from
unidentified long-term measures. The status of this aggregate
commitment is discussed further below. In total, the District committed
to reductions of 33.3 tpd of VOC and 21.1 tpd of NOX by
2010. See Table 1 above.
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\11\ Table 1 in the 2008 Clarifications erroneously gives this
reduction as 1.6 tpd. See e-mail, Jessi Hafer, SJVAPCD, to Frances
Wicher, EPA, February 18, 2009, ``Reductions from 1-hour SIP
clarifications.''
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B. State commitments and rule adoption. The 2003 State Strategy,
adopted prior to the 2004 SIP, includes a commitment to reduce
NOX emissions in the SJV area by 10 tpd by 2010.\12\ 2003
State Strategy, I-24 through I-26. Possible measures to achieve these
reductions are described and listed in the 2003 State Strategy at I-14
through I-26 and ARB Resolution 03-22, Attachment A. The 2003 State
Strategy also states that beyond its emission reduction commitment, new
commitments to achieve further VOC\13\ and NOX reductions
would be needed for the future SJV 1-hour ozone plan (which the SJVAPCD
and ARB subsequently adopted as the 2004 SIP) and would be considered
as part of that plan. 2003 State Strategy, I-26. To that end, the 2004
SIP incorporates the 2003 State Strategy as it applies to the area and
includes an additional commitment by the State to achieve by the
beginning of the 2010 ozone season emissions reductions of 10 tpd
NOX and 15 tpd VOC.
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\12\ The 2003 State Strategy makes clear that this commitment
was intended for immediate inclusion in the 2003 PM-10 plan for the
SJV area and for later inclusion in the 1-hour ozone plan for the
SJV area. State Strategy, I-23 and I-26.
\13\The State uses the term ``reactive organic gases'' (ROG) in
its documents. For the purposes of this proposed rule, VOC and ROG
are interchangeable.
---------------------------------------------------------------------------
Although the 2003 State Strategy identifies possible control
measures that could deliver these reductions, the State's commitment is
only to achieve these NOX and VOC emission reductions in the
aggregate by the beginning of the 2010 ozone season. Thus the State's
total enforceable commitments in the 2004 SIP are to achieve 20 tpd
NOX and 15 tpd VOC emission reductions in the aggregate by
2010. See 2003 State Strategy, pages I-7 through I-9 and I-26; ARB
Board Resolution 04-29, October 28, 2004; ARB Staff Report, pages 29-
30; 2004 SIP at section 4.7 (including Table 4-3 which duplicates Table
I-2 in the 2003 State Strategy).\14\
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\14\In these documents the State's commitment is sometimes
referred to as 20 tpd NOX and sometimes as 10 tpd
NOX. The 20 tpd reference is to ARB's commitment for 10
tpd NOX in the Statewide Strategy and ARB's additional
commitment for 10 tpd NOX in the 2004 SIP at section 4.7
and ARB Board Resolution 04-29. See also ARB Staff Report for the
2004 SIP at 29. The 10 tpd reference is to ARB's additional
commitment for 10 tpd NOX in the 2004 SIP at section 4.7
and ARB Resolution 04-29.
---------------------------------------------------------------------------
3. EPA's Evaluation of the Control Measures in the SIP Submittals
a. RACM/RACT Demonstration
As described above, with respect to the RACM requirement, the
District evaluated a range of potentially available measures for
inclusion in its 2004 SIP and committed to adopt those it found to be
feasible for attaining the 1-hour ozone standard. The process and the
criteria the District used to select certain measures and reject others
are consistent with EPA's RACM guidance. We also describe above the
measure evaluation process undertaken by the State, the SJV RTPAs and
the SJV local jurisdictions. This process is also consistent with EPA's
RACM guidance. See General Preamble at 13560 and Seitz memo.
Based on our review of the results of these RACM analyses, the 2003
State Strategy and the District's and California's adopted rules and
commitments to adopt and implement controls, we propose to find that
there are, at this time, no additional reasonably available measures
that would advance attainment of the 1-hour ozone standard in the SJV
area. We estimate that it would take an additional reduction of from
3.7 to 6.2 tpd VOC and 13.7 to 17.0 tpd NOX to advance
attainment by one year in the San Joaquin Valley. See TSD, Section V.
No reasonably available unadopted measures identified in the 2004 SIP,
2003 State Strategy, and revised 8-hour ozone RACT demonstration plan,
either individually or collectively, could deliver this level of
emission reductions. See TSD, Section V for more details.
Therefore, we propose to find that the 2004 SIP, together with the
2003 State Strategy, provides for the implementation of RACM as
required by CAA section 172(c)(1). This proposed finding does not
affect the District's continuing obligation under the CAA to implement
RACT pursuant to CAA section 182(b)(2) and 40 CFR 51.905(a)(1)(ii).
b. Enforceable Limitations and Other Control Measures
i. SJVAPCD Measures
Every District baseline and interim rule has been either approved
into the SIP or replaced by a SIP-approved revision to that rule. See
Table 8 in the TSD. Emission reductions from these rules are fully
creditable in attainment and ROP demonstrations and may be used to meet
other CAA requirements, such as contingency measures.
As shown above and discussed further below, the 2008 Clarifications
and Table 2 above demonstrate that the District has fulfilled its
control strategy commitments in the 2004 SIP to adopt specific rules.
The reductions from these adopted rules have exceeded the District's
total emission reduction commitments, including its commitments for
reductions from long-term measures. We have either approved or proposed
to approve all measures relied upon to achieve these emission
reductions; therefore, the reductions from these measures are or will
be, when finally approved, fully creditable in attainment and ROP
demonstrations and may be used to meet other CAA requirements.
To the extent such measures are not credited for attainment or ROP,
they may also be used as contingency measures that would be triggered
by a failure to attain or to make reasonable further progress.
ii. State Measures and Commitments
A. Section 209 Waiver Measures.
California's motor vehicle emissions control program predates the
first Federal statute regulating motor vehicle emissions, the Motor
Vehicle Air Pollution Control Act of 1965 (which amended the CAA of
1963). In further CAA amendments, referred to as the Air Quality Act of
1967 (Pub. L. 90-148), Congress allowed the State of California, and
only California, a waiver of the Air Quality Act's pre-emption of State
emissions standards for new motor vehicles or new motor vehicle engines
because of California's pioneering efforts and unique problems. This
was not changed when the statute was amended in 1970. The 1977
amendments to the CAA expanded the flexibility granted to California in
order ``to afford California the broadest possible discretion in
selecting the best means to protect the health of its citizens and the
public welfare.'' (H.R. Rep. No. 294, 95th Congr., 1st Sess. 301-2
(1977). So long as California determines that its motor vehicle
standards are ``in the aggregate'' at least as protective of public
health and welfare as applicable Federal standards, title II of the CAA
requires EPA, unless it makes certain findings, to waive the Act's
general prohibition on State adoption and enforcement of standards
relating to the control of emissions from new motor vehicles or new
motor
[[Page 33939]]
vehicle engines. See CAA section 209(a) and (b).
In the Agency's review of the California SIP and its many
revisions, EPA has historically allowed emission reduction credit for
the motor vehicle emissions standards that are subject to a section
209(b) waiver without requiring California to submit the standards
themselves to EPA for approval as part of the California SIP. In this
respect EPA treated these rules similarly to the Federal motor vehicle
control requirements, which EPA has always allowed States to credit in
their SIPs without submitting the program as a SIP revision. CAA
section 193, enacted as part of the 1990 Amendments to the CAA, is a
general savings clause that provides for, among other things, EPA
statutory interpretations that predate those amendments to remain in
effect so long as not inconsistent with the Act. At the time it enacted
section 193, Congress did not insert any language into the statute
rendering EPA's treatment of California's motor vehicle standards
inconsistent with the Act. Thus, in section 193, Congress effectively
ratified EPA's longstanding pre-1990 practice of allowing emission
reduction credit for California standards subject to the waiver process
notwithstanding the absence of the standards in the SIP itself.
As part of the 1990 Amendments to the CAA, Congress enacted
subsection (e) of section 209. In nearly identical language to
subsections (a) and (b) of section 209, subsection (e) sets forth the
Federal pre-emption of State emissions standards for nonroad vehicles
or engines but allows the State of California, and only California, a
waiver of pre-emption (with certain exceptions) under criteria that
mirror the section 209(b) waiver provisions for motor vehicles. Since
1990, EPA has treated such nonroad standards in the same manner as
California motor vehicle standards, i.e., allowing credit for standards
subject to the waiver process without requiring submittal of the
standards as part of the SIP. Congress is presumed to be aware of
agency interpretations and its subsequent revision of the statute to
add subsection (e) without overruling EPA's interpretation with respect
to motor vehicle standards is further compelling evidence that the
Agency correctly interpreted congressional intent with respect to
crediting California requirements subject to a section 209 waiver
without requiring California to submit the standards themselves to EPA
for approval as part of the California SIP.
B. Non-waiver measures. In separate proposed rules, we have
proposed to approve the latest revisions to the gasoline and diesel
fuel standards (proposed rule signed June 30, 2009 and will be
published in early July, 2009 \15\) and consumer products rules (74 FR
30481 (June 26, 2009)). We also will be proposing action soon on the
State's I/M program. The reductions from these measures will be, if
finally approved into the SIP, fully creditable in attainment and ROP
demonstrations. To the extent such measures are not credited for
attainment or ROP, they may also be used as contingency measures that
would be triggered by a failure to attain or to make reasonable further
progress.
---------------------------------------------------------------------------
\15\ These fuel regulations do not include the Low Carbon Fuel
Standards adopted by ARB on April 24, 2009.
---------------------------------------------------------------------------
C. State commitments. As stated above, measures already adopted by
the District and State (both prior to and pursuant to the 2004 SIP)
provide the majority of emission reductions needed to demonstrate
attainment. The balance of the needed reductions is in the form of
enforceable commitments by ARB. EPA believes, consistent with past
practice, that the CAA allows approval of enforceable commitments that
are limited in scope where circumstances exist that warrant the use of
such commitments in place of adopted measures.\16\ Once EPA determines
that circumstances warrant consideration of an enforceable commitment,
EPA considers three factors in determining whether to approve the
enforceable commitment: (a) does the commitment address a limited
portion of the statutorily-required program; (b) is the State capable
of fulfilling its commitment; and (c) is the commitment for a
reasonable and appropriate period of time.\17\
---------------------------------------------------------------------------
\16\ Commitments approved by EPA under section 110(k)(3) of the
CAA are enforceable by EPA and citizens under, respectively,
sections 113 and 304 of the CAA. In the past, EPA has approved
enforceable commitments and courts have enforced these actions
against states that failed to comply with those commitments: See,
e.g., American Lung Ass'n of N.J. v. Kean, 670 F. Supp. 1285 (D.N.J.
1987), aff'd, 871 F.2d 319 (3rd Cir. 1989); NRDC, Inc. v. N.Y. State
Dept. of Env. Cons., 668 F. Supp. 848 (S.D.N.Y. 1987); Citizens for
a Better Env't v. Deukmejian, 731 F. Supp. 1448, recon. granted in
par, 746 F. Supp. 976 (N.D. Cal. 1990); Coalition for Clean Air v.
South Coast Air Quality Mgt. Dist., No. CV 97-6916-HLH, (C.D. Cal.
Aug. 27, 1999). Further, if a state fails to meet its commitments,
EPA could make a finding of failure to implement the SIP under CAA
Section 179(a), which starts an 18-month period for the State to
correct the non-implementation before mandatory sanctions are
imposed.
CAA section 110(a)(2)(A) provides that each SIP ``shall include
enforceable emission limitations and other control measures, means
or techniques * * * as well as schedules and timetables for
compliance, as may be necessary or appropriate to meet the
applicable requirement of the Act.'' Section 172(c)(6) of the Act,
which applies to nonattainment SIPs, is virtually identical to
section 110(a)(2)(A). The language in these sections of the CAA is
quite broad, allowing a SIP to contain any ``means or techniques''
that EPA determines are ``necessary or appropriate'' to meet CAA
requirements, such that the area will attain as expeditiously as
practicable but no later than the designated date. Furthermore, the
express allowance for ``schedules and timetables'' demonstrates that
Congress understood that all required controls might not have to be
in place before a SIP could be fully approved.
\17\ The U.S. Court of Appeals for the Fifth Circuit upheld
EPA's interpretation of CAA sections 110(a)(2)(A) and 172(c)(6) and
the Agency's use and application of the three factor test in
approving enforceable commitments in the Houston-Galveston ozone
SIP. BCCA Appeal Group et al. v. EPA et al., 355 F.3d 817 (5th Cir.
2003).
---------------------------------------------------------------------------
We believe that, in acting on the 2004 SIP and 2003 State Strategy,
circumstances warrant the consideration of enforceable commitments. As
shown in Table 1 and discussed below in section III.D., the majority of
emission reductions needed to demonstrate attainment and all of the
emission reductions needed to demonstrate ROP come from rules and
regulations that were adopted prior to the plan's submittal in November
2004, i.e., they come from the baseline and interim measures. All of
these rules and regulations have been approved, proposed for approval,
granted a waiver, or promulgated by EPA.
As a result of these State and District efforts, most sources in
the SJV area were already subject to stringent rules prior to the
plan's development, leaving fewer opportunities to reduce emissions. In
the 2004 SIP and the 2003 State Strategy, SJVAPCD and ARB identified
potential control measures that could achieve the additional emission
reductions needed for attainment (see 2004 SIP, sections 4.2.4 and 4.3
and 2003 State Strategy, sections II-IV.). However, the timeline needed
to develop, adopt, and implement these measures went well beyond the
November 15, 2004 deadline to submit the SJV's extreme area plan.\18\
---------------------------------------------------------------------------
\18\ This deadline was set pursuant to CAA section 182(i), when
the SJV was reclassified to extreme on April 16, 2004 at 69 FR
20550.
---------------------------------------------------------------------------
Given these circumstances, we believe that the reliance in the 2004
SIP on enforceable commitments was warranted. As noted before, SJVAPCD
has now fully satisfied its 2004 SIP commitments, leaving just ARB's
commitment remaining. We now consider the three factors to determine
whether ARB's commitment is approvable.
First, we look to see if the commitment addresses a limited portion
of a statutory requirement. Only the
[[Page 33940]]
attainment demonstration in the 2004 SIP relies on ARB's aggregate
commitment to achieve reductions of 20 tpd NOX and 15 tpd
VOC in the SJV area by 2010. Because the District's rules are now
anticipated to achieve more emission reductions than anticipated in the
2004 SIP (see Table 2 above), we expect that not all of the reductions
committed to by ARB will be needed to demonstrate attainment. Table 3
below shows that the remaining reductions from commitments needed to
attain the 1-hour ozone standard will be 13.5 tpd NOX or
6.3% and 15 tpd VOC or 11.6 percent or 8.3 percent of the combined
NOX and VOC needed for attainment.
Table 3--Remaining Commitment Portion of the 2004 SIP Reductions in Tons
per Day for 2010
------------------------------------------------------------------------
NOX VOC
------------------------------------------------------------------------
Reductions needed to attain............ 213.3 129.1
Reductions from baseline measures 172.2 80.8
adopted by 9/02 and interim measures..
Reductions needed from commitments in 41.1 48.7
2004 SIP..............................
Reductions achieved from SJVAPCD rules 27.6 33.3
that are approved or proposed for
approval..............................
Reductions needed to attain from 13.5 15
commitments...........................
Percent of reductions needed to attain 6.3 11.6
from commitments......................
------------------------------------------------------------------------
Sources: ARB Staff Report for the 2004 SIP, Table III-6; 2008
Clarifications, Table 1.
Given the State's efforts to date, we believe this relatively small
portion of reductions from enforceable commitments in the 2004 SIP is
acceptable.
Second, we look to see if the State is capable of fulfilling its
commitment. ARB has recently submitted information on its efforts to
fulfill its commitment in the 2004 SIP and 2003 State Strategy. See
Letter, James Goldstene, ARB, to Laura Yoshii, EPA, June 29, 2009.
Overall, ARB adopted rules between July 2003 and October 2007 that are
expected to achieve 14.1 tpd NOX and 3.3 tpd VOC. Attached
to this letter is a list of these measures which includes tighter
diesel fuel standards and tighter consumer product limits which we have
proposed to approve, and a number of waiver measures. These measures
represent the most stringent regulations yet enacted in the country.
The list, however, does not include a number of State programs that
may reduce emissions between now and the 2010 attainment deadline
(e.g., California's greenhouse gas motor vehicle standards and limits
on pesticide emissions in the SJV area adopted by DPR). Moreover, in
2007, ARB adopted a revised State Strategy that continues its program
of identifying, evaluating, developing and adopting new or tighter
controls on sources within its jurisdiction.\19\ See 2007 State
Strategy as revised and updated on April 24, 2009.
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\19\ The State's current rulemaking agenda for 2009 can be found
at: https://www.arb.ca.gov/regact/2009rulemakingcalendar.pdf.
---------------------------------------------------------------------------
Given the evidence of the State's efforts to date and its
continuing program to adopt controls, we believe that the State will be
able to meet its enforceable commitments to achieve 20 tpd
NOX and 15 tpd VOC by 2010. We, therefore, conclude that the
second factor is satisfied.
Finally, we look to see if the commitment is for a reasonable and
appropriate period of time. In order to meet the commitment to achieve
reductions of 15 tpd VOC and 20 tpd NOX by the beginning of
the 2010 ozone season, the State projected an ambitious rule
development, adoption, and implementation schedule in the 2003 State
Strategy. This projected schedule reasonably anticipated sufficient
time to achieve the committed reductions by 2010. See 2003 State
Strategy, Tables I-7 and I-10. Most projected adoption dates for
measures that could fulfill the commitment were in 2006 or earlier,
with implementation in 2006 to 2008. These dates were all well before
the SJV area's required attainment deadline of November 15, 2010. They
are also reasonable given the type of measures that were contemplated
(e.g., retrofit controls for existing heavy-duty off-road diesel
equipment), measures that require significant lead times to achieve
reductions. Therefore, the State's schedule was reasonable and
appropriate for achieving its commitment, and we conclude that the
third factor is satisfied.
For the above reasons, we believe that the three factors EPA
considers in determining whether to approve enforceable commitments are
satisfactorily addressed with respect to the State's commitment. We are
therefore proposing to approve the State's commitment in the 2004 SIP,
ARB Board Resolution 04-29 and Final 2003 State Strategy to achieve 20
tpd NOX and 15 tpd VOC reductions by 2010. Final approval of
this commitment would make the commitment enforceable by EPA and by
citizens.
B. Emission Inventories
We have evaluated the emission inventories in the 2004 SIP to
determine if they are consistent with EPA guidance (General Preamble at
13502) and adequate to support that plan's ROP and attainment
demonstrations. Chapter 3 of the 2004 SIP presents the baseline and
projected emission inventories relied on for the attainment and ROP
demonstrations. This chapter also discusses the methodology used to
determine 1999 emissions and identifies the growth and control factors
used to project emissions for the 2000 baseline inventory and the 2008
(ROP milestone) and 2010 (attainment) projected year inventories. The
plan includes weekday summer inventories for the base year of 2000 and
projected baseline inventories for 2008 and 2010 for all major source
categories. Emissions are calculated for the two major ozone
precursors--NOX and VOC--as well as for the less significant
precursor, carbon monoxide (CO). 2004 SIP at Table 3-1. Motor vehicle
emissions were based on estimates of vehicle miles traveled (VMT)
provided by the regional transportation planning agencies and the
California Department of Transportation. The plan uses ARB's EMission
FACtor (EMFAC) 2002, version 2.2, to calculate the emission factors for
cars, trucks and buses. At the time the 2004 SIP was developed, EMFAC
2002 was the mobile source model approved for use in California's SIPs
68 FR 15720 (April 1, 2003).
We have determined that the 2000 baseyear emission inventory in the
2004 SIP was comprehensive, accurate, and current at the time it was
submitted on November 15, 2004 and that this inventory as well as the
2008 and 2010 projected inventories were prepared consistent with EPA
guidance. Accordingly, we propose to find that these inventories
provide an appropriate basis for the ROP and attainment demonstrations
in the 2004 SIP.
[[Page 33941]]
C. Rate of Progress Demonstrations
1. Requirements for Rate of Progress Demonstrations
CAA section 172(c) requires nonattainment area plans to provide for
reasonable further progress (RFP) which is defined in section 171(1) as
such annual incremental reductions in emissions as are required in part
D or may reasonably be required by the Administrator in order to ensure
attainment of the relevant ambient standard by the applicable date.
CAA sections 182(c)(2) and (e) require that serious and above area
SIPs include ROP quantitative milestones that are to be achieved every
3 years after 1996 until attainment. For ozone areas classified as
serious and above, section 182(c)(2) requires that the SIP must provide
for reductions in ozone-season, weekday VOC emissions of at least 3
percent per year net of growth averaged over each consecutive 3-year
period. This is in addition to the 15 percent reduction over the first
6-year period required by CAA section 182(b)(1) for areas classified as
moderate and above. The CAA requires that these milestones be
calculated from the 1990 inventory after excluding, among other things,
emission reductions from ``[a]ny measure related to motor vehicle
exhaust or evaporative emissions promulgated by the Administrator by
January 1, 1990'' and emission reductions from certain Federal gasoline
volatility requirements. CAA section 182(b)(1)(B)-(D). EPA has issued
guidance on meeting 1-hour ozone ROP requirements. See G