Office of Clinical and Preventive Services, Division of Behavioral Health; The Methamphetamine & Suicide Prevention Initiative for American Indian and Alaska Native Youth, 32627-32633 [E9-16148]
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Federal Register / Vol. 74, No. 129 / Wednesday, July 8, 2009 / Notices
of Higher Education, Hospitals, Other
Nonprofit Organizations, and
Commercial Organizations.’’
• HHS Grants Policy Statement,
January 2007.
• OMB Circular A–87, ‘‘State, Local,
and Indian Tribal Governments,’’ (Title
2 Part 225) or OMB Circular A–122,
‘‘Non-Profit Organizations.’’ (Title 2 Part
230).
• OMB Circular A–133, ‘‘Audits of
States, Local Governments, and NonProfit Organizations.’’
3. Indirect-Cost Requirements
This section applies to all grant
recipients that request reimbursement of
indirect costs in their grant application.
In accordance with HHS Grants Policy
Statement, Part II–27, IHS requires
applicants to have a current indirect
cost rate agreement in place prior to
award. The rate agreement must be
prepared in accordance with the
applicable cost principles and guidance
as provided by the agency or office. A
current rate means the rate covering the
applicable activities and the award
budget period. If the current rate is not
on file with the DGO at the time of
award, the indirect cost portion of the
budget will be restricted and not
available to the recipient until the
current rate is provided to DGO.
Generally, indirect costs rates for IHS
grantees are negotiated with the
Division of Cost Allocation (DCA)
https://rates.psc.gov/ and the Department
of the Interior (National Business
Center) https://www.nbc.gov/acquisition/
ics/icshome.html. If your organization
has questions regarding the indirect cost
policy, please contact the DGO at (301)
443–5204.
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4. Reporting
Progress Report. Semi-annual and
annual report are required. A format
will be provided. These reports will
include a brief comparison of actual
accomplishments to the goals
established for the period, or, if
applicable, provide sound justification
for the lack of progress, and other
pertinent information as required.
Copies of any materials developed shall
be attached. Semi-annual progress
reports must be submitted within thirty
(30) days of the end of the half year. An
annual report must be submitted within
thirty (30) days after the end of the 12
month time period.
Financial Status Report. Semi-annual
financial status reports must be
submitted within 30 days of the end of
the half year. Final financial status
reports are due within 90 days of
expiration of the budget/project period.
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Standard Form 269 (long form) will be
used for financial reporting.
Reports. Grantees are responsible and
accountable for accurate reporting of the
Progress Reports and Financial Status
Reports which are generally due semiannually. Financial Status Reports (SF–
269) are due 90 days after each budget
period and the final SF–269 must be
verified from the grantee records on
how the value was derived. Grantees
must submit reports in a reasonable
period of time.
Failure to submit required reports
within the time allowed may result in
suspension or termination of an active
grant, withholding of additional awards
for the project, or other enforcement
actions such as withholding of
payments or converting to the
reimbursement method of payment.
Continued failure to submit required
reports may result in one or both of the
following: (1) The imposition of special
award provisions; and (2) the nonfunding or non-award of other eligible
projects or activities. This applies
whether the delinquency is attributable
to the failure of the grantee organization
or the individual responsible for
preparation of the reports.
Telecommunication for the hearing
impaired is available at: TTY (301) 443–
6394.
VII. Agency Contact(s)
We encourage inquiries concerning
this announcement.
For program technical assistance,
contact: Bryan E. Wooden, LICSW,
LCSW–C, DCSW, Office of Clinical and
Preventive Services, Director (Acting),
Division of Behavioral Health, 801
Thompson Avenue, Reyes Building,
Suite 300, Rockville, Maryland 20852,
Telephone: (301) 443–2038, e-mail:
bryan.wooden@ihs.gov.
For financial, grants management, or
budget assistance, contact: Kimberly
Pendleton, Senior Grants Management
Officer, 801 Thompson Ave, Reyes Bldg,
Suite 360, Rockville, MD 20852,
Telephone: (301) 443–6290, e-mail:
kimberly.pendleton@ihs.gov.
VIII. Other Information
This and other IHS funding
opportunity announcements can be
found on the IHS Web site, Internet
address: https://www.ihs.gov. Click on
‘‘Funding’’ then ‘‘Grants and
Cooperative Agreements.’’
Dated: June 26, 2009.
Yvette Roubideaux,
Director, Indian Health Service.
[FR Doc. E9–16045 Filed 7–7–09; 8:45 am]
BILLING CODE 4165–16–P
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Indian Health Service
Office of Clinical and Preventive
Services, Division of Behavioral
Health; The Methamphetamine &
Suicide Prevention Initiative for
American Indian and Alaska Native
Youth
Announcement Type: New.
Funding Announcement Number:
HHS–2009–IHS–METHY–0001.
Catalog of Federal Domestic
Assistance Number(s): 93.933.
DATES: Key Dates: Application Deadline
Date: July 31, 2009.
Review Date: August 6–7, 2009.
Earliest Anticipated Start Date:
August 14, 2009.
Table of Contents
I. Funding Opportunity
II. Award Information
III. Eligibility
IV. Application and Submission Information
V. Application Review Information
VI. Award Administration Information
VII. Agency Contacts
VIII. Other Information
I. Funding Opportunity Description
The Indian Health Service (IHS)
announces competitive grant
applications for the Methamphetamine
& Suicide Prevention Initiative (MSPI)
for American Indian and Alaska Native
(AI/AN) Youth (MSPI–Y). This program
is authorized under the Snyder Act, 25
U.S.C. 13, and 25 U.S.C. 1602(a)
(b)(9)(11)(12); 25 U.S.C. 1621h(m) of the
Indian Health Care Improvement Act
(IHCIA), as amended. This program is
described at 93.933 in the Catalog of
Federal Domestic Assistance. The
purpose of the MSPI–Y is to expand
community-level access to effective
methamphetamine and suicide
prevention programs through Tribal,
youth residential, transitional/
discharge, and aftercare services.
Resources will enhance existing
transitional/discharge and aftercare
programs with a specific focus on
methamphetamine and suicide
prevention. Funding for the MSPIY will
be used to:
• Provide community-focused
response grants that would allow Tribes
and Tribal organizations to utilize the
resources to enhance transitional/
discharge and aftercare programming
focused on methamphetamine and
suicide prevention for youth discharged
or who have the expectation of
discharge from a residential setting to
maintain sobriety within their home
community.
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• Participate in a nationally
coordinated program focusing
specifically on enhancing access to
youth transitional/discharge and/or
aftercare-related activities among Youth
Regional Treatment Centers (YRTC) and
those IHS or Tribal organizations,
providing residential youth services for
AI/AN youths.
• Provide communities with needed
resources to develop their own
transitional/discharge or aftercarefocused programs.
Awardees’ activities for this program
are as follows:
• Develop a three (3) year action plan.
Applicants must document how their
transitional/discharge or aftercare
activities will be implemented as soon
as possible but no later than six (6)
months after award for Year One.
Grantees will continue project activities
with refinement of services and
evaluation of activities for Year Two (2)
and Year Three (3). The primary intent
of the action plan should be to illustrate
how the applicant will enhance
community access to or support
community delivery of evidence-based
or practice-based transitional/discharge
or aftercare services. The action plan
should describe the project
implementation process. The action
plan should include objectives that are
specific, measurable, achievable,
relevant, and time-phased. Objectives
should demonstrate adherence to the
Government Performance and Results
Act of 1993 (GPRA), where applicable.
Relevant partnerships working closely
with and developing collaborations for
the MSPI–Y may include Tribes and/or
Tribal organizations.
• Collaborations may also include
other partners to share resources and
information that could strengthen the
program.
• The action plan should focus on
developing or enhancing and
implementing community-based,
evidence, or practice-based transitional/
discharge or aftercare treatment
strategies. The action plan for the
transitional/discharge or aftercare
program should include the proposed
best and promising practices being
implemented, identify information
sharing processes, and define and
identify interactive group activities, data
collection (e.g. Resource and Patient
Management System), evaluation, and
ongoing quality assurance improvement
processes. The project should include
culturally appropriate behavioral,
policy, and community approaches to
transitional/discharge or aftercare
treatment.
• Applicants must attend one (1)
mandatory MSPI–Y grantee meeting per
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year. The budget submitted should
reflect travel costs for the project
director to attend this meeting. Location
(city/hotel) and time frame for this
meeting will be provided at a later date;
however, the meeting will generally last
two to three days and attendance is
mandatory. At these meetings, grantees
will present the results of their projects
and Federal staff will be available to
provide technical assistance.
• Applicants must participate in a
national evaluation of this project. Each
grantee shall coordinate with their
national MSPI–Y project officer. The
grantee shall work with the IHS staff
and national MSPI–Y project officer to
develop a local process to measure
specific outcome indicators as
consistent with national GPRA and IHS
Division of Behavioral Health (DBH)
program requirements.
• Up to a maximum of 20 percent of
grant funds may be used to develop or
enhance the grantee’s local evaluation
capacity for the purpose of meeting
MSPI data collection requirements. It is
recommended that applicants employ
the use of the Resource and Patient
Management System (RPMS) and the
RPMS behavioral health module or IHS
Electronic Health Record, where
available. If applicant is unable to
utilize the RPMS as an information
management system, the applicant
should demonstrate within the
application how they will satisfy the
data collection requirements.
Applicants will also be required to
adhere to any and all GPRA
requirements.
• Other costs in conjunction with the
evaluation of this project may include
training (onsite and off-site), conference
calls, and information sharing using email and/or faxing materials.
• Applicants are expected to
publicize their activities in the affected
communities. The action plan may
include:
• Community programs should
inform their community about the
program and its goals and the baseline
data for the outcome indicators. The
program should establish a time frame
and setting to share their progress with
the community. The settings could
include regular programs on the radio
station, monthly newspaper reports,
newsletter mailings, one or more graph
or ‘thermometer’ type billboards, or
centrally placed posters that track
progress.
• The action plan should include a
community gathering that is held to
close out the project with an accounting
of the progress by indicators and
dialogue about next steps.
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II. Award Information
Type of Awards: Grant.
Estimated Funds Available: The total
amount identified for fiscal year (FY)
2008 is $300,000; FY 2009 is $300,000;
Grand total of $600,000. The awards are
for 12 months in each budget period.
The awards are subject to the
availability of funds.
Anticipated Number of Awards: An
estimated three (3) two-year awards will
be approved for funding with the
amounts identified for FY 2008 and FY
2009. The existing awardees will apply
for continuation awards for continued
funding based on program performance.
Contingent on appropriation of funds,
the amount of awards in the third year
will continue at the same level as year
one and two under this Program
Announcement.
Project Period: Three (3) Years.
Award Amount: $100,000 per year.
III. Eligibility Information
1. Eligible Applicants are:
• AI/AN Federally-recognized Tribes;
• Tribal organizations, as defined by
the IHCIA, 25 U.S.C. 1603(e);
• Tribal consortia;
• Non-profit urban Indian
organizations, as defined by 25 U.S.C.
1603(h);
• Applicants must provide proof of
Federally-recognized status.
Eligibility is limited to the
aforementioned applicants because they
have the necessary knowledge of,
experience, capability, capacity to work
within the AI/AN communities to
perform the required activities.
Tribal Resolution—A resolution of the
Indian Tribe served by the project must
accompany the application submission.
This can be attached to the electronic
application. An Indian Tribe that is
proposing a project affecting another
Indian Tribe must include resolutions
from all affected Tribes to be served.
Applications by Tribal organizations
will not require a specific Tribal
resolution if the current Tribal
resolution(s) under which they operate
would encompass the proposed grant
activities. Draft resolutions are
acceptable in lieu of an official
resolution. However, an official signed
Tribal resolution must be faxed to the
Division of Grants Operations (DGO) at
(301) 443–9602 to the attention of
Kimberly Pendleton prior to the
beginning of the Application Review.
Therefore, if an official signed
resolution is not received in DGO by
August 3, 2009 the application will be
considered incomplete, ineligible for
review, and returned to the applicant
without consideration.
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2. Cost Sharing or Matching
The Methamphetamine & Suicide
Prevention Initiative for Youth does not
require matching funds or cost sharing.
3. Other Requirements
A. If application budgets exceed the
stated dollar amount that is outlined
within this announcement those
applications will not be considered for
funding.
B. The budget should include a
budget narrative and justification for all
cost outlined in the application for the
budget period and should explain why
each line item is necessary or relevant
to the proposed project.
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IV. Application and Submission
Information
1. Applicant package may be found at
the Grants.gov Web site (https://
www.grants.gov), or for a link to the
package information go to the Grants
Policy Staff Web site at https://
www.ihs.gov/NonMedicalPrograms/
gogp/gogp_funding.asp. Information
regarding the electronic application
process may be directed to Tammy G.
Bagley at (301) 443–6290.
The entire application package and
detailed application instructions are
available at: https://www.grants.gov/
index.jsp.
2. Content and Form of Application
Submission
a. You must submit a project narrative
with your application package. The
project narrative must be submitted in
the following format:
• Maximum number of pages: 25. If
your narrative exceeds the page limit,
only the first pages which are within the
page limit will be reviewed.
• Font size: 12 point unreduced.
• Single spaced.
• 81⁄2″ x 11″ paper.
• Page margin size: One inch.
Your narrative should address
activities to be conducted over the
entire project period. You must use the
sections/headings listed below in
developing your project narrative. Be
sure to place the required information in
the correct section, or it will not be
considered. Your application will be
scored according to how well you
address the requirements for each
section of the project narrative. Your
project narrative must include the
following items in the order listed:
• Statement of Need.
• Describe the target population as
well as the geographic area to be served,
and justify the selection of both. The
target population should include AI/AN
youth who are currently residing within
a youth regional/residential treatment
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center or who have been discharged
from a residential treatment center
within the previous sixty (60) days.
Include the numbers to be served and
demographic information. Discuss the
target population’s language, beliefs,
norms and values, as well as
socioeconomic factors that must be
considered in services to this
population. Describe a brief history of
the youth recidivism issues in the
community and responses locally,
within the Tribe and in the State.
• Document clearly whether this
project will address the transitional/
discharge or aftercare problem or
decrease the rate of youth recidivism
within the YRTC.
• Document the need for a
transitional/discharge or aftercare
project in the selected community
which is experiencing increases in the
rate of recidivism. This documentation
of need may come from a variety of
sources, and applicants are encouraged
to provide as much quantifiable data
related information about the increases
as may be available.
• Show that identified needs are
consistent with priorities of the Tribes,
State, or county that has primary
responsibility for the service delivery
system.
• Describe the local resource
organizations in the community.
• Depending on the type of project
chosen, describe the local transitional/
discharge or aftercare resources
available to the project.
Project Plan
• Clearly state the purpose, goals and
objectives of your proposed project and
how it addresses the target population
and the geographic area being served.
• Describe how the project is to be
implemented, including the roles of
staff to be hired.
• Provide a realistic timeline for the
project (chart or graph) showing key
activities, milestones, and responsible
staff. [Note: The timeline should be part
of the project narrative. It should not be
placed in an appendix.]
• If you plan to include an advisory
body in your project, describe its
membership, roles and functions, and
frequency of meetings.
• Describe how members of the target
population help prepare the application
and how they will help plan,
implement, and evaluate the project.
• Identify any other organizations
that will participate in the proposed
project. Describe their roles and
responsibilities and demonstrate their
commitment to the project. Include
letters of commitment from community
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organizations supporting the project in
the appendix.
• Show that the necessary
groundwork (e.g., planning, consensus
development, development of
memoranda of agreement) has been
completed or is near completion so that
the project can be implemented, and
any prevention or treatment
interventions can begin as soon as
possible but no later than six (6) months
after grant award.
• Describe any potential barriers to
successful conduct of the proposed
project and how you will overcome
them.
• Describe your plan to ensure project
sustainability when funding for this
project ends. Also describe how
program continuity will be maintained
when there is a change in the
operational environment (e.g., staff
turnover, change in project leadership)
to ensure stability over time.
Organizational Capacity
• Discuss the capability and
experience of the applicant organization
and other participating organizations
with the target population. Provide
Memoranda of Understanding or Letters
of Agreement specifically for the
proposed project from participating
organizations in the appendix.
• Describe existing community
infrastructure that addresses
transitional/discharge or aftercare
treatment.
• Provide a list of staff and position
descriptions for those who will
participate in the project, showing the
role of each and their level of effort and
qualifications. Include the project
director and other key personnel, such
as the local evaluator and prevention or
treatment personnel.
• Describe the cultural characteristics
of key staff and indicate if any are
members of the target population/
community.
• Describe the resources available for
the proposed project (e.g., facilities,
equipment), and provide evidence that
services will be provided in a location
that is adequate, accessible, compliant
with the Americans with Disabilities
Act (ADA), and amenable to the target
population.
• Describe evidence of successful
program management experience (see
Criteria for more detail).
• Describe experience with other
Federal, State, or private grants.
• Describe data collection experience
and capacity for data storage. Clearly
describe the project’s information
management system capabilities and
history of its use (if any). Describe any
plans to utilize the RPMS information
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management system with the
implementation of this project. If
applicant currently utilizes an alternate
information management system or is
unable to utilize RPMS as an
information management system, the
applicant should demonstrate within
the application how they plan to satisfy
the data collection requirements.
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Local Evaluation Capacity
• Grantees must evaluate their
projects and are required to describe
their evaluation plans in their
applications. The evaluation should be
designed to provide regular feedback to
the project to improve services. The
evaluation must include both process
and outcome components. Process and
outcome evaluations must measure
change relating to project goals and
objectives over time compared to
baseline information. Describe
evaluation experience with current or
past community projects.
• State willingness to work with IHS
evaluation consultant(s) in developing
community-specific outcome measures
for the local and national evaluation.
• Demonstrate evidence of having
secured or plans to secure a qualified
local evaluation consultant and/or parttime employee to conduct data
collection and data entry (e.g., resume,
position description).
• Describe plans for data collection,
management, analysis, interpretation
and reporting. Describe the existing
approach to the collection of data, along
with any necessary modifications. Be
sure to include data collection
instruments/interview protocols in an
appendix format.
• Demonstrate how the evaluation
will be integrated with requirements for
collection and reporting of performance
data (e.g., RPMS and GPRA indicators,
performance measures). Explain: How
you will ensure privacy and
confidentiality; describe where data will
be stored? Who will or will not have
access to information and how the
identity of participants will be kept
private, for example, through the use of
a coding system on data records,
limiting access to records, or storing
identifiers separately from data?
Describe adequate consent procedures.
• Applicants must consider their
evaluation plans when preparing the
project budget. No more than 20% of the
total grant award may be used for
evaluation and data collection (this is
not a research grant).
The evaluation must include both
process and outcome components.
Process and outcome evaluations must
measure change relating to project goals
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and objectives over time compared to
baseline information.
Process components should address
issues such as:
› How closely did the
implementation match the plan?
› What types of deviation from the
plan occurred?
› What led to the deviations?
› What effect did the deviations
have on the planned intervention and
evaluation?
› Who (program, staff) provided
what services (modality, type, intensity,
duration), to whom (individual
characteristics), in what context
(system, community), and at what cost
(facilities, personnel, dollars)?
Outcome components should address
issues such as:
› What was the effect of the
intervention on participants? (For
intervention projects only.)
› What was the effect of
infrastructure development on service
capacity and other system outcomes?
(For infrastructure projects only.)
› What program/contextual factors
were associated with outcomes?
› What individual factors were
associated with outcomes?
› How durable were the effects?
• Budget Justification (will not be
counted in the stated page limit).
• You must provide a narrative
justification of the items included in
your proposed budget, as well as a
description of existing resources and
other support you expect to receive for
the proposed project. Be sure to show
that no more than 20% of the total grant
award will be used for data collection
and evaluation.
Additional information shall be
included in the application appendices.
The appendices will not be counted
toward the narrative page limit. This
additional information includes:
• Position descriptions for key
personnel including local evaluator and
data collection/data entry employees. If
the person evaluator will be
subcontracted, include a letter of
commitment with a current biographical
sketch from the individual(s). Job
descriptions should be no longer than
one page each.
• Curriculum Vitae/Resume of key
personnel (project director, evaluator (if
identified). Resumes should be no
longer than two (2) pages in length.
• Documentation of current indirect
cost rate agreement.
3. Submission Dates and Times
Applications must be submitted
electronically through Grants.gov by 12
midnight Eastern Daylight Time (E.D.T.)
on the application deadline due date. If
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technical challenges arise and the
applicant is unable to successfully
complete the electronic application
process, the applicant should contact
Grants Policy Staff at (301) 443–6290 at
least fifteen days prior to the application
deadline and advise of the difficulties
that your organization is experiencing.
The grantee must obtain prior approval,
in writing (e-mails are acceptable)
allowing the paper submission. If
submission of a paper application is
requested and approved, the original
and two copies may be sent to Division
of Grants Operations (DGO), 801
Thompson Avenue, TMP, Suite 360,
Rockville, MD 20852, (301) 443–5204 by
12 midnight E.D.T. on the application
deadline date. Applications not
submitted through Grants.gov, without
an approved waiver, may be returned to
the applicant without review or
consideration. Late applications will not
be accepted for processing. They will be
returned to the applicant and will not be
considered for funding.
4. Intergovernmental Review
Executive Order 12372 requiring
intergovernmental review is not
applicable to this program.
5. Funding Restrictions
› Pre-award costs are allowable
pending prior approval from the
awarding agency. However, in
accordance with 45 CFR Part 74 all preaward costs are incurred at the
recipient’s risk. The awarding office is
under no obligation to reimburse such
costs if for any reason the applicant
does not receive an award or if the
award to the recipient is less than
anticipated.
› The available funds are inclusive
of direct and appropriate indirect costs.
› IHS will not acknowledge receipt
of applications.
6. Other Submission Requirements
Electronic Submission—The preferred
method for receipt of applications is
electronic submission through
Grants.gov. However, should any
technical challenges arise regarding the
submission, please contact Grants.gov
Customer Support at (800) 518–4726 or
support@grants.gov. The Contact Center
hours of operation are Monday–Friday
from 7 a.m. to 9 p.m. E.D.T. The
applicant must seek assistance at least
fifteen days prior to the application
deadline. Applicants that do not adhere
to the timelines for Central Contractor
Registry (CCR) and/or Grants.gov
registration and/or requesting timely
assistance with technical issues will not
be a candidate for paper applications.
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To submit an application
electronically, please use the https://
www.Grants.gov and select ‘‘Apply for
Grants’’ link on the home page.
Download a copy of the application
package, on the Grants.gov Web site,
complete it offline and then upload and
submit the application via the
Grants.gov site. You may not e-mail an
electronic copy of a grant application to
IHS.
Please be reminded of the following:
› Under the new IHS application
submission requirements, paper
applications are not the preferred
method. However, if you have technical
problems submitting your application
online, please contact Grants.gov
Customer Support at: https://
www.grants.gov/CustomerSupport.
› Upon contacting Grants.gov obtain
a tracking number as proof of contact.
The tracking number is helpful if there
are technical issues that cannot be
resolved and a waiver request from
Grants Policy must be obtained.
› If it is determined that a formal
waiver is necessary, the applicant must
submit a request, in writing (e-mails are
acceptable), to Michelle.Bulls@ihs.gov
including a justification for the need to
deviate from the standard electronic
submission process. Upon receipt of
approval, a hard copy application
package must be downloaded by the
applicant from Grants.gov, and sent
directly to the DGO, 801 Thompson
Avenue, TMP, Suite 360, Rockville, MD
20852 on or before 12 midnight of the
application deadline date.
› Upon entering the Grants.gov site,
there is information available that
outlines the requirements to the
applicant regarding electronic
submission of an application through
Grants.gov, as well as the hours of
operation. We strongly encourage all
applicants not to wait until the deadline
date to begin the application process
through Grants.gov as the registration
process for CCR and Grants.gov could
take up to fifteen working days.
› To use Grants.gov, you, as the
applicant, must have a DUNS Number
and register in the CCR. You should
allow a minimum of ten days working
days to complete CCR registration. See
below for more information on how to
apply.
› You must submit all documents
electronically, including all information
typically included on the SF–424 and
all necessary assurances and
certifications.
› Please use the optional attachment
feature in Grants.gov to attach
additional documentation that may be
requested by IHS.
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› Your application must comply
with any page limitation requirements
described in the program
announcement.
› After you electronically submit
your application, you will receive an
automatic acknowledgment from
Grants.gov that contains a Grants.gov
tracking number. The DGO will
download your application from
Grants.gov and provide necessary copies
to the cognizant program office. The
DGO will not notify applicants that the
application has been received.
› You may access the electronic
application for this program on https://
www.Grants.gov.
› You may search for the
downloadable application package
using either the CFDA number or the
Funding Opportunity Number. Both
numbers are identified in the heading of
this announcement.
› The applicant must provide the
Funding Opportunity Number: HHS–
2009–IHS–METHY–0001.
E-mail applications will not be
accepted under this announcement.
DUNS Number
Applicants are required to have a Dun
and Bradstreet (DUNS) number to apply
for a grant or cooperative agreement
from the Federal Government. The
DUNS number is a nine-digit
identification number, which uniquely
identifies business entities. Obtaining a
DUNS number is easy and there is no
charge. To obtain a DUNS number,
access https://fedgov.dnb.com/webform/
displayHomePage.do or call (866) 705–
5711. Interested parties may wish to
obtain their DUNS number by phone to
expedite the process.
Applications submitted electronically
must also be registered with the CCR. A
DUNS number is required before CCR
registration can be completed. Many
organizations may already have a DUNS
number. Please use the number listed
above to investigate whether or not your
organization has a DUNS number.
Registration with the CCR is free of
charge.
Applicants may register by calling
(888) 227–2423. Please review and
complete the CCR Registration
Worksheet located on https://
www.grants.gov/CCRRegister.
More detailed information regarding
these registration processes can be
found at https://www.grants.gov.
V. Application Review Information
1. Criteria
Applicants are required to provide
measures of effectiveness that will
demonstrate the accomplishment of the
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various identified objectives of the
cooperative agreement. Measures of
effectiveness must relate to the
performance goals stated in the
‘‘Purpose’’ section of this
announcement. Measures must be
objective, qualitative and quantitative,
and must measure the intended process
and outcome. These measures of
effectiveness must be submitted with
the application and will be an element
of evaluation.
Your application will be evaluated
against the following criteria:
Project Plan (40 Points)
• How adequate is the description of
the project to be implemented? (e.g. are
the roles of the partners and staff to be
hired included)—10 points.
• How comprehensive are proposed
objectives and activities described? (e.g.
are responsible partners or staff
identified for all activities; will
activities support the successful
completion of the project; are the
proposed methods feasible)—15 Points.
• Is there a good description and
justification for the identified project
target population(s)?—5 Points.
• Is the time line provided
comprehensive? (i.e., does it identify
proposed project activities and
responsible staff, does the plan cover
the entire project period)—5 Points.
• How comprehensive is the plan in
describing and identifying potential
problem areas or barriers and proposing
solutions? (e.g. lack of understanding of
the severity of the problem within the
community, lack of community
resources or lack of coordination of
community resources)—5 Points.
Statement of Need (25 Points)
• Does the description provide an
adequate baseline picture of the
community? (e.g., demographics,
location and brief history of local,
County and State transitional/discharge
or aftercare services)—15 Points.
• How comprehensive is the
description of the local resource
organizations relevant to the proposed
plan? (e.g., behavioral health, health,
educational, legal, law enforcement,
non-profit, business)—5 Points.
• How comprehensive is the
description of community transitional/
discharge or aftercare resources? (e.g.,
number of current facilities and
programs; existing community
resources)—5 Points.
Organizational Capacity (20 Points)
• Is there an adequate description of
the infrastructure addressing
transitional/discharge or aftercare
services?—5 Points.
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• Is there adequate evidence provided
of successful transitional/discharge or
aftercare program management
capability?—2 Points.
• How comprehensive is the
description of experience with other
Federal, State or private grants?—2
Points.
• How adequate is the description of
the project staffing, their tasks/roles,
required experience and training, and
time commitment? (i.e., are the staff
roles clearly defined; do key staff have
sufficient experience and training; is the
time commitment for all staff sufficient
to accomplish the program goals)—6
Points.
• Are position descriptions for key
personnel provided? Key personnel
include the local evaluation consultant,
local project director/coordinator (if
noted), clinical staff and data collection/
data entry employee.—3 Points.
• Is the data collection and storage
capacity adequately described—2
Points.
Local Evaluation Capacity (15 Points)
• How well do the process and
outcome measures describe
accomplishment of stated activities and
objectives (e.g., are they measurable
objectives, is there a reasonable time
frame for proposed project)?—5 Points.
• Is there well-described evidence of
experience of evaluation capacity with
other Federal, State or private grants?—
3 Points.
• Is there stated willingness to
collaborate with external IHS evaluation
consultants?—4 Points.
• Is evidence of commitment to
securing a qualified local evaluator and
data collection/entry employee well
documented (e.g. letter of commitment/
contract, position descriptions,
resumes)?—3 Points.
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2. Review and Selection Process
Each application will be prescreened
by the DGO staff for eligibility,
compliance with the announcement,
and completeness. Incomplete
applications and applications that are
non-responsive to the eligibility criteria
will not be referred to the Objective
Review Committee. Applicants will be
notified that their application did not
meet submission requirements.
Applications that meet eligibility
requirements, are complete, and
conform to this announcement will be
subject to the competitive objective
review and evaluation by an Ad Hoc
Review Committee of Tribal, IHS, and
other Federal or non-Federal reviewers.
Applications will be reviewed against
criteria. Reviewers will assign a
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numerical score to each application
which will be used to rank applications.
The review process will be directed
by the DGO staff to ensure compliance
with HHS and IHS grant review
guidelines.
In addition, the following factors may
affect the funding decision:
• Geographic diversity.
3. Anticipated Announcement and
Award Dates
Awards will start on August 14, 2009.
VI. Award Administration Information
1. Award Notices
The Notice of Award (NoA) will be
initiated by DGO and will be mailed via
postal mail to each entity that is
approved for funding under this
announcement. The NoA will be signed
by the Grants Management Officer and
this is the authorizing document for
which funds are dispersed to the
approved entities. The NoA will serve
as the official notification of the grant
award and will reflect the amount of
Federal funds awarded the purpose of
the grant, the terms and conditions of
the award, the effective date of the
award, and the budget/project period.
The NoA is the legally binding
document. Applicants who are
approved but unfunded or disapproved
based on their Objective Review score
will receive a copy of the Executive
Summary which identifies the
weaknesses and strengths of the
application submitted.
2. Administrative and National Policy
Requirements
Grants are administrated in
accordance with the following
documents:
• This Program Announcement.
• 45 CFR Part 92, ‘‘Uniform
Administrative Requirements for Grants
and Cooperative Agreements to State,
Local and Tribal Governments,’’ or 45
CFR Part 74, ‘‘Uniform Administrative
Requirements for Awards to Institutions
of Higher Education, Hospitals, Other
Non Profit Organizations and
Commercial Organizations.’’
• HHS Grants Policy Statement,
January 2007.
• OMB Circular A–87, ‘‘State, Local,
and Indian Tribal Governments, (Title 2
Part 225) or OMB Circular A–122, ‘‘Nonprofit Organizations.’’ (Title 2 Part 230),
or OMB Circular A–133, ‘‘Audits of
States, Local Governments, and Non
Profit Organizations.’’
3. Indirect Costs
This section applies to all grant
recipients that request reimbursement of
indirect costs in their grant application.
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In accordance with HHS Grants Policy
Statement, Part II–27, IHS requires
applicants to have a current indirect
cost rate agreement in place prior to
award. The rate agreement must be
prepared in accordance with the
applicable cost principles and guidance
as provided by the agency or office. A
current rate means the rate covering the
applicable activities and the award
budget period. If the current rate is not
on file with the DGO at the time of
award, the indirect cost portion of the
budget will be restricted and not
available to the recipient until the
current rate is provided to DGO.
Generally, indirect costs rates for IHS
grantees are negotiated with the
Division of Cost Allocation (DCA)
https://rates.psc.gov/ and the Department
of the Interior (National Business
Center) https://www.nbc.gov/acquisition/
ics/icshome.html. If your organization
has questions regarding the indirect cost
policy, please contact the DGO at 301–
443–5204.
4. Reporting
A. Progress Report. A semi-annual
progress report is required. A format
will be provided. These reports will
include a brief comparison of actual
accomplishments to the goals
established for the period, or, if
applicable, provide sound justification
for the lack of progress, and other
pertinent information as required.
Copies of any materials developed shall
be attached. Semi-annual progress
reports must be submitted within 30
days of the end of the half year. An
annual report must be submitted within
30 days after the end of the 12 month
time period.
B. Financial Status Report. Semiannual financial status reports must be
submitted within 30 days of the end of
the half year. Final financial status
reports are due within 90 days of
expiration of the budget/project period.
Standard Form 269 (long form) will be
used for financial reporting.
C. Reports. Grantees are responsible
and accountable for accurate reporting
of the Progress Reports and Financial
Status Reports which are generally due
semi-annually. Financial Status Reports
(SF–269) are due 90 days after each
budget period and the final SF–269
must be verified from the grantee
records on how the value was derived.
Grantees must submit reports in a
reasonable period of time.
Failure to submit required reports
within the time allowed may result in
suspension or termination of an active
grant, withholding of additional awards
for the project, or other enforcement
actions such as withholding of
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Federal Register / Vol. 74, No. 129 / Wednesday, July 8, 2009 / Notices
payments or converting to the
reimbursement method of payment.
Continued failure to submit required
reports may result in one or both of the
following: (1) The imposition of special
award provisions; and (2) the nonfunding or non-award of other eligible
projects or activities. This applies
whether the delinquency is attributable
to the failure of the grantee organization
or the individual responsible for
preparation of the reports.
5. Telecommunication for the hearing
impaired is available at: TTY (301) 443–
6394.
VII. Agency Contact(s)
We encourage inquiries concerning
this announcement.
For program technical assistance,
contact: Bryan E. Wooden, Director
(Acting) Division of Behavioral Health,
801 Thompson Avenue, Suite 300,
Reyes Building, Rockville, Maryland
20852. Telephone: (301) 443–2038. Email: bryan.wooden@ihs.gov.
For financial, grants management, or
budget assistance, contact: Kimberly
Pendleton, 12300 Twinbrook Metro
Plaza, Suite 360, Rockville, MD 20851.
Telephone: (301) 443–6290. E-mail:
kimberly.pendleton@ihs.gov.
VIII. Other Information
This and other IHS funding
opportunity announcements can be
found on the IHS Web site, Internet
address: https://www.ihs.gov. Click on
‘‘Funding’’ then ‘‘Grants and
Cooperative Agreements.’’
Dated: June 26, 2009.
Yvette Roubideaux,
Director, Indian Health Service.
[FR Doc. E9–16148 Filed 7–7–09; 8:45 am]
BILLING CODE 4165–16–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Indian Health Service
[Funding Opportunity Number: HHS–2009–
IHS–OCPS–HIV–0001]
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Office of Clinical and Preventive
Services: National HIV Program;
Announcement Type: Cooperative
Agreement; Catalog of Federal
Domestic Assistance Number: 93.933
DATES: Key Dates: Application Deadline
Date: July 31, 2009.
Review Date: August 6, 2009.
Anticipated Start Date: August 10,
2009.
I. Funding Opportunity Description
The Indian Health Service (IHS)
announces that competitive cooperative
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17:23 Jul 07, 2009
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agreement applications are now being
accepted by the IHS Office of Clinical
and Preventive Services (OCPS) for the
National Human Immunodeficiency
Virus/Acquired Immunodeficiency
Syndrome (HIV/AIDS) Program. This
program is authorized under the Snyder
Act, 25 U.S.C. 13, and the Indian Health
Care Improvement Act, 25 U.S.C.
1602(a)(b)(42)(43). This program is
described under 93.933 in the Catalog of
Federal Domestic Assistance (CFDA).
There will be only one funding cycle
during Fiscal Year (FY) 2009.
Enhancement of HIV/AIDS testing
activities in American Indian/Alaska
Native (AI/AN) people is necessary to
reduce the incidence of HIV/AIDS in
those communities by increasing access
to HIV related services, reducing stigma,
and making testing routine. This open
competition seeks to expand fiscal
resources to increase the number of AI/
AN with awareness of his/her HIV
status. The cooperative agreements will
provide routine HIV screening for adults
as per 2006 Centers for Disease Control
and Prevention (CDC) guidelines, and
pre- and post test counseling (when
appropriate).
These cooperative agreements will be
used to identify best practices to
enhance HIV testing, including rapid
testing and/or conventional HIV
antibody testing, and to provide a more
focused effort to address HIV/AIDS
prevention in AI/AN populations in the
United States.
The nature of these projects will
require collaboration to: (1) Coordinate
activities with the IHS National HIV
Program; and (2) submit and share nonpersonally identifiable (NPI) data
surrounding HIV/AIDS testing,
treatment and education.
These agreements are intended to
encourage development of sustainable,
routine HIV screening programs in
Tribal health facilities that are aligned
with 2006 CDC HIV screening
guidelines (https://www.cdc.gov/mmwr/
preview/mmwrhtml/rr5514a1.htm). Key
features include streamlined consent
and counseling procedures (verbal
consent, opt-out), a clear HIV screening
policy, identifying and implementing
any necessary staff training, community
awareness, and a clear follow-up
protocol for HIV positive results
including linkages to care. Grantees may
choose to bundle HIV tests with
sexually transmitted diseases (STD)
screening.
Proposed activities that cover large
populations and/or geographical areas
that do not necessarily correspond with
current IHS administrative areas are
encouraged. In conducting activities to
achieve the purpose of this program, the
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recipient will be responsible for the
activities under: 1. Recipient Activities,
and IHS will be responsible for
conducting activities under 2. IHS
Activities.
1. Recipient Activities
• Assist AI/AN communities and
Tribal organizations in increasing the
number of AI/ANs with awareness of
his/her HIV status. The grantee will
assist and facilitate reporting of HIV
diagnoses to local and state public
health authorities in the region as
required under existing public health
statutes.
• Test at least one previouslyuntested (not tested in the prior five
years) patient for every $50.00 in
cooperative agreement funds received,
inclusive of all ancillary and indirect
costs.
• Collaborate with national IHS
programs by providing standardized,
anonymous HIV surveillance data on a
quarterly basis, and in identifying and
documenting best practices for
implementing routine HIV testing.
• Participate in the development of
systems for sharing, improving, and
disseminating aggregate HIV data at a
national level for purposes of advocacy
for AI/AN communities, Government
Performance Results Act of 1993
(GPRA), Healthy People 2010/2020 and
other national-level activities.
• A three page mid-year report and no
more than a ten page summary annual
report at the end of each project year.
The report should establish the impact
and outcomes of various methods of
implementing routine screening tried
during the funding period.
2. IHS Activities
• Provide funded organizations with
ongoing consultation and technical
assistance to plan, implement, and
evaluate each component of the
comprehensive program as described
under Recipient Activities above.
Consultation and technical assistance
will include, but not be limited to, the
following areas: (a) Interpretation of
current scientific literature related
epidemiology, statistics, surveillance,
Healthy People 2010/2020 Objectives,
and other HIV disease control activities;
(b) Design and implementation of
program components (including, but not
limited to, program implementation
methods, surveillance, epidemiologic
analysis, outbreak investigation,
development of programmatic
evaluation, development of disease
control programs, and coordination of
activities); and
(c) Overall operational planning and
program management.
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Agencies
[Federal Register Volume 74, Number 129 (Wednesday, July 8, 2009)]
[Notices]
[Pages 32627-32633]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-16148]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Indian Health Service
Office of Clinical and Preventive Services, Division of
Behavioral Health; The Methamphetamine & Suicide Prevention Initiative
for American Indian and Alaska Native Youth
Announcement Type: New.
Funding Announcement Number: HHS-2009-IHS-METHY-0001.
Catalog of Federal Domestic Assistance Number(s): 93.933.
DATES: Key Dates: Application Deadline Date: July 31, 2009.
Review Date: August 6-7, 2009.
Earliest Anticipated Start Date: August 14, 2009.
Table of Contents
I. Funding Opportunity
II. Award Information
III. Eligibility
IV. Application and Submission Information
V. Application Review Information
VI. Award Administration Information
VII. Agency Contacts
VIII. Other Information
I. Funding Opportunity Description
The Indian Health Service (IHS) announces competitive grant
applications for the Methamphetamine & Suicide Prevention Initiative
(MSPI) for American Indian and Alaska Native (AI/AN) Youth (MSPI-Y).
This program is authorized under the Snyder Act, 25 U.S.C. 13, and 25
U.S.C. 1602(a) (b)(9)(11)(12); 25 U.S.C. 1621h(m) of the Indian Health
Care Improvement Act (IHCIA), as amended. This program is described at
93.933 in the Catalog of Federal Domestic Assistance. The purpose of
the MSPI-Y is to expand community-level access to effective
methamphetamine and suicide prevention programs through Tribal, youth
residential, transitional/discharge, and aftercare services. Resources
will enhance existing transitional/discharge and aftercare programs
with a specific focus on methamphetamine and suicide prevention.
Funding for the MSPIY will be used to:
Provide community-focused response grants that would allow
Tribes and Tribal organizations to utilize the resources to enhance
transitional/discharge and aftercare programming focused on
methamphetamine and suicide prevention for youth discharged or who have
the expectation of discharge from a residential setting to maintain
sobriety within their home community.
[[Page 32628]]
Participate in a nationally coordinated program focusing
specifically on enhancing access to youth transitional/discharge and/or
aftercare-related activities among Youth Regional Treatment Centers
(YRTC) and those IHS or Tribal organizations, providing residential
youth services for AI/AN youths.
Provide communities with needed resources to develop their
own transitional/discharge or aftercare-focused programs.
Awardees' activities for this program are as follows:
Develop a three (3) year action plan. Applicants must
document how their transitional/discharge or aftercare activities will
be implemented as soon as possible but no later than six (6) months
after award for Year One. Grantees will continue project activities
with refinement of services and evaluation of activities for Year Two
(2) and Year Three (3). The primary intent of the action plan should be
to illustrate how the applicant will enhance community access to or
support community delivery of evidence-based or practice-based
transitional/discharge or aftercare services. The action plan should
describe the project implementation process. The action plan should
include objectives that are specific, measurable, achievable, relevant,
and time-phased. Objectives should demonstrate adherence to the
Government Performance and Results Act of 1993 (GPRA), where
applicable. Relevant partnerships working closely with and developing
collaborations for the MSPI-Y may include Tribes and/or Tribal
organizations.
Collaborations may also include other partners to share
resources and information that could strengthen the program.
The action plan should focus on developing or enhancing
and implementing community-based, evidence, or practice-based
transitional/discharge or aftercare treatment strategies. The action
plan for the transitional/discharge or aftercare program should include
the proposed best and promising practices being implemented, identify
information sharing processes, and define and identify interactive
group activities, data collection (e.g. Resource and Patient Management
System), evaluation, and ongoing quality assurance improvement
processes. The project should include culturally appropriate
behavioral, policy, and community approaches to transitional/discharge
or aftercare treatment.
Applicants must attend one (1) mandatory MSPI-Y grantee
meeting per year. The budget submitted should reflect travel costs for
the project director to attend this meeting. Location (city/hotel) and
time frame for this meeting will be provided at a later date; however,
the meeting will generally last two to three days and attendance is
mandatory. At these meetings, grantees will present the results of
their projects and Federal staff will be available to provide technical
assistance.
Applicants must participate in a national evaluation of
this project. Each grantee shall coordinate with their national MSPI-Y
project officer. The grantee shall work with the IHS staff and national
MSPI-Y project officer to develop a local process to measure specific
outcome indicators as consistent with national GPRA and IHS Division of
Behavioral Health (DBH) program requirements.
Up to a maximum of 20 percent of grant funds may be used
to develop or enhance the grantee's local evaluation capacity for the
purpose of meeting MSPI data collection requirements. It is recommended
that applicants employ the use of the Resource and Patient Management
System (RPMS) and the RPMS behavioral health module or IHS Electronic
Health Record, where available. If applicant is unable to utilize the
RPMS as an information management system, the applicant should
demonstrate within the application how they will satisfy the data
collection requirements. Applicants will also be required to adhere to
any and all GPRA requirements.
Other costs in conjunction with the evaluation of this
project may include training (onsite and off-site), conference calls,
and information sharing using e-mail and/or faxing materials.
Applicants are expected to publicize their activities in
the affected communities. The action plan may include:
Community programs should inform their community about the
program and its goals and the baseline data for the outcome indicators.
The program should establish a time frame and setting to share their
progress with the community. The settings could include regular
programs on the radio station, monthly newspaper reports, newsletter
mailings, one or more graph or `thermometer' type billboards, or
centrally placed posters that track progress.
The action plan should include a community gathering that
is held to close out the project with an accounting of the progress by
indicators and dialogue about next steps.
II. Award Information
Type of Awards: Grant.
Estimated Funds Available: The total amount identified for fiscal
year (FY) 2008 is $300,000; FY 2009 is $300,000; Grand total of
$600,000. The awards are for 12 months in each budget period. The
awards are subject to the availability of funds.
Anticipated Number of Awards: An estimated three (3) two-year
awards will be approved for funding with the amounts identified for FY
2008 and FY 2009. The existing awardees will apply for continuation
awards for continued funding based on program performance. Contingent
on appropriation of funds, the amount of awards in the third year will
continue at the same level as year one and two under this Program
Announcement.
Project Period: Three (3) Years.
Award Amount: $100,000 per year.
III. Eligibility Information
1. Eligible Applicants are:
AI/AN Federally-recognized Tribes;
Tribal organizations, as defined by the IHCIA, 25 U.S.C.
1603(e);
Tribal consortia;
Non-profit urban Indian organizations, as defined by 25
U.S.C. 1603(h);
Applicants must provide proof of Federally-recognized
status.
Eligibility is limited to the aforementioned applicants because
they have the necessary knowledge of, experience, capability, capacity
to work within the AI/AN communities to perform the required
activities.
Tribal Resolution--A resolution of the Indian Tribe served by the
project must accompany the application submission. This can be attached
to the electronic application. An Indian Tribe that is proposing a
project affecting another Indian Tribe must include resolutions from
all affected Tribes to be served. Applications by Tribal organizations
will not require a specific Tribal resolution if the current Tribal
resolution(s) under which they operate would encompass the proposed
grant activities. Draft resolutions are acceptable in lieu of an
official resolution. However, an official signed Tribal resolution must
be faxed to the Division of Grants Operations (DGO) at (301) 443-9602
to the attention of Kimberly Pendleton prior to the beginning of the
Application Review. Therefore, if an official signed resolution is not
received in DGO by August 3, 2009 the application will be considered
incomplete, ineligible for review, and returned to the applicant
without consideration.
[[Page 32629]]
2. Cost Sharing or Matching
The Methamphetamine & Suicide Prevention Initiative for Youth does
not require matching funds or cost sharing.
3. Other Requirements
A. If application budgets exceed the stated dollar amount that is
outlined within this announcement those applications will not be
considered for funding.
B. The budget should include a budget narrative and justification
for all cost outlined in the application for the budget period and
should explain why each line item is necessary or relevant to the
proposed project.
IV. Application and Submission Information
1. Applicant package may be found at the Grants.gov Web site
(https://www.grants.gov), or for a link to the package information go to
the Grants Policy Staff Web site at https://www.ihs.gov/NonMedicalPrograms/gogp/gogp_funding.asp. Information regarding the
electronic application process may be directed to Tammy G. Bagley at
(301) 443-6290.
The entire application package and detailed application
instructions are available at: https://www.grants.gov/index.jsp.
2. Content and Form of Application Submission
a. You must submit a project narrative with your application
package. The project narrative must be submitted in the following
format:
Maximum number of pages: 25. If your narrative exceeds the
page limit, only the first pages which are within the page limit will
be reviewed.
Font size: 12 point unreduced.
Single spaced.
8\1/2\ x 11 paper.
Page margin size: One inch.
Your narrative should address activities to be conducted over the
entire project period. You must use the sections/headings listed below
in developing your project narrative. Be sure to place the required
information in the correct section, or it will not be considered. Your
application will be scored according to how well you address the
requirements for each section of the project narrative. Your project
narrative must include the following items in the order listed:
Statement of Need.
Describe the target population as well as the geographic
area to be served, and justify the selection of both. The target
population should include AI/AN youth who are currently residing within
a youth regional/residential treatment center or who have been
discharged from a residential treatment center within the previous
sixty (60) days. Include the numbers to be served and demographic
information. Discuss the target population's language, beliefs, norms
and values, as well as socioeconomic factors that must be considered in
services to this population. Describe a brief history of the youth
recidivism issues in the community and responses locally, within the
Tribe and in the State.
Document clearly whether this project will address the
transitional/discharge or aftercare problem or decrease the rate of
youth recidivism within the YRTC.
Document the need for a transitional/discharge or
aftercare project in the selected community which is experiencing
increases in the rate of recidivism. This documentation of need may
come from a variety of sources, and applicants are encouraged to
provide as much quantifiable data related information about the
increases as may be available.
Show that identified needs are consistent with priorities
of the Tribes, State, or county that has primary responsibility for the
service delivery system.
Describe the local resource organizations in the
community.
Depending on the type of project chosen, describe the
local transitional/discharge or aftercare resources available to the
project.
Project Plan
Clearly state the purpose, goals and objectives of your
proposed project and how it addresses the target population and the
geographic area being served.
Describe how the project is to be implemented, including
the roles of staff to be hired.
Provide a realistic timeline for the project (chart or
graph) showing key activities, milestones, and responsible staff.
[Note: The timeline should be part of the project narrative. It should
not be placed in an appendix.]
If you plan to include an advisory body in your project,
describe its membership, roles and functions, and frequency of
meetings.
Describe how members of the target population help prepare
the application and how they will help plan, implement, and evaluate
the project.
Identify any other organizations that will participate in
the proposed project. Describe their roles and responsibilities and
demonstrate their commitment to the project. Include letters of
commitment from community organizations supporting the project in the
appendix.
Show that the necessary groundwork (e.g., planning,
consensus development, development of memoranda of agreement) has been
completed or is near completion so that the project can be implemented,
and any prevention or treatment interventions can begin as soon as
possible but no later than six (6) months after grant award.
Describe any potential barriers to successful conduct of
the proposed project and how you will overcome them.
Describe your plan to ensure project sustainability when
funding for this project ends. Also describe how program continuity
will be maintained when there is a change in the operational
environment (e.g., staff turnover, change in project leadership) to
ensure stability over time.
Organizational Capacity
Discuss the capability and experience of the applicant
organization and other participating organizations with the target
population. Provide Memoranda of Understanding or Letters of Agreement
specifically for the proposed project from participating organizations
in the appendix.
Describe existing community infrastructure that addresses
transitional/discharge or aftercare treatment.
Provide a list of staff and position descriptions for
those who will participate in the project, showing the role of each and
their level of effort and qualifications. Include the project director
and other key personnel, such as the local evaluator and prevention or
treatment personnel.
Describe the cultural characteristics of key staff and
indicate if any are members of the target population/community.
Describe the resources available for the proposed project
(e.g., facilities, equipment), and provide evidence that services will
be provided in a location that is adequate, accessible, compliant with
the Americans with Disabilities Act (ADA), and amenable to the target
population.
Describe evidence of successful program management
experience (see Criteria for more detail).
Describe experience with other Federal, State, or private
grants.
Describe data collection experience and capacity for data
storage. Clearly describe the project's information management system
capabilities and history of its use (if any). Describe any plans to
utilize the RPMS information
[[Page 32630]]
management system with the implementation of this project. If applicant
currently utilizes an alternate information management system or is
unable to utilize RPMS as an information management system, the
applicant should demonstrate within the application how they plan to
satisfy the data collection requirements.
Local Evaluation Capacity
Grantees must evaluate their projects and are required to
describe their evaluation plans in their applications. The evaluation
should be designed to provide regular feedback to the project to
improve services. The evaluation must include both process and outcome
components. Process and outcome evaluations must measure change
relating to project goals and objectives over time compared to baseline
information. Describe evaluation experience with current or past
community projects.
State willingness to work with IHS evaluation
consultant(s) in developing community-specific outcome measures for the
local and national evaluation.
Demonstrate evidence of having secured or plans to secure
a qualified local evaluation consultant and/or part-time employee to
conduct data collection and data entry (e.g., resume, position
description).
Describe plans for data collection, management, analysis,
interpretation and reporting. Describe the existing approach to the
collection of data, along with any necessary modifications. Be sure to
include data collection instruments/interview protocols in an appendix
format.
Demonstrate how the evaluation will be integrated with
requirements for collection and reporting of performance data (e.g.,
RPMS and GPRA indicators, performance measures). Explain: How you will
ensure privacy and confidentiality; describe where data will be stored?
Who will or will not have access to information and how the identity of
participants will be kept private, for example, through the use of a
coding system on data records, limiting access to records, or storing
identifiers separately from data? Describe adequate consent procedures.
Applicants must consider their evaluation plans when
preparing the project budget. No more than 20% of the total grant award
may be used for evaluation and data collection (this is not a research
grant).
The evaluation must include both process and outcome components.
Process and outcome evaluations must measure change relating to project
goals and objectives over time compared to baseline information.
Process components should address issues such as:
[dec221] How closely did the implementation match the plan?
[dec221] What types of deviation from the plan occurred?
[dec221] What led to the deviations?
[dec221] What effect did the deviations have on the planned
intervention and evaluation?
[dec221] Who (program, staff) provided what services (modality,
type, intensity, duration), to whom (individual characteristics), in
what context (system, community), and at what cost (facilities,
personnel, dollars)?
Outcome components should address issues such as:
[dec221] What was the effect of the intervention on participants?
(For intervention projects only.)
[dec221] What was the effect of infrastructure development on
service capacity and other system outcomes? (For infrastructure
projects only.)
[dec221] What program/contextual factors were associated with
outcomes?
[dec221] What individual factors were associated with outcomes?
[dec221] How durable were the effects?
Budget Justification (will not be counted in the stated
page limit).
You must provide a narrative justification of the items
included in your proposed budget, as well as a description of existing
resources and other support you expect to receive for the proposed
project. Be sure to show that no more than 20% of the total grant award
will be used for data collection and evaluation.
Additional information shall be included in the application
appendices. The appendices will not be counted toward the narrative
page limit. This additional information includes:
Position descriptions for key personnel including local
evaluator and data collection/data entry employees. If the person
evaluator will be subcontracted, include a letter of commitment with a
current biographical sketch from the individual(s). Job descriptions
should be no longer than one page each.
Curriculum Vitae/Resume of key personnel (project
director, evaluator (if identified). Resumes should be no longer than
two (2) pages in length.
Documentation of current indirect cost rate agreement.
3. Submission Dates and Times
Applications must be submitted electronically through Grants.gov by
12 midnight Eastern Daylight Time (E.D.T.) on the application deadline
due date. If technical challenges arise and the applicant is unable to
successfully complete the electronic application process, the applicant
should contact Grants Policy Staff at (301) 443-6290 at least fifteen
days prior to the application deadline and advise of the difficulties
that your organization is experiencing. The grantee must obtain prior
approval, in writing (e-mails are acceptable) allowing the paper
submission. If submission of a paper application is requested and
approved, the original and two copies may be sent to Division of Grants
Operations (DGO), 801 Thompson Avenue, TMP, Suite 360, Rockville, MD
20852, (301) 443-5204 by 12 midnight E.D.T. on the application deadline
date. Applications not submitted through Grants.gov, without an
approved waiver, may be returned to the applicant without review or
consideration. Late applications will not be accepted for processing.
They will be returned to the applicant and will not be considered for
funding.
4. Intergovernmental Review
Executive Order 12372 requiring intergovernmental review is not
applicable to this program.
5. Funding Restrictions
[dec221] Pre-award costs are allowable pending prior approval from
the awarding agency. However, in accordance with 45 CFR Part 74 all
pre-award costs are incurred at the recipient's risk. The awarding
office is under no obligation to reimburse such costs if for any reason
the applicant does not receive an award or if the award to the
recipient is less than anticipated.
[dec221] The available funds are inclusive of direct and
appropriate indirect costs.
[dec221] IHS will not acknowledge receipt of applications.
6. Other Submission Requirements
Electronic Submission--The preferred method for receipt of
applications is electronic submission through Grants.gov. However,
should any technical challenges arise regarding the submission, please
contact Grants.gov Customer Support at (800) 518-4726 or
support@grants.gov. The Contact Center hours of operation are Monday-
Friday from 7 a.m. to 9 p.m. E.D.T. The applicant must seek assistance
at least fifteen days prior to the application deadline. Applicants
that do not adhere to the timelines for Central Contractor Registry
(CCR) and/or Grants.gov registration and/or requesting timely
assistance with technical issues will not be a candidate for paper
applications.
[[Page 32631]]
To submit an application electronically, please use the https://
www.Grants.gov and select ``Apply for Grants'' link on the home page.
Download a copy of the application package, on the Grants.gov Web site,
complete it offline and then upload and submit the application via the
Grants.gov site. You may not e-mail an electronic copy of a grant
application to IHS.
Please be reminded of the following:
[dec221] Under the new IHS application submission requirements,
paper applications are not the preferred method. However, if you have
technical problems submitting your application online, please contact
Grants.gov Customer Support at: https://www.grants.gov/CustomerSupport.
[dec221] Upon contacting Grants.gov obtain a tracking number as
proof of contact. The tracking number is helpful if there are technical
issues that cannot be resolved and a waiver request from Grants Policy
must be obtained.
[dec221] If it is determined that a formal waiver is necessary, the
applicant must submit a request, in writing (e-mails are acceptable),
to Michelle.Bulls@ihs.gov including a justification for the need to
deviate from the standard electronic submission process. Upon receipt
of approval, a hard copy application package must be downloaded by the
applicant from Grants.gov, and sent directly to the DGO, 801 Thompson
Avenue, TMP, Suite 360, Rockville, MD 20852 on or before 12 midnight of
the application deadline date.
[dec221] Upon entering the Grants.gov site, there is information
available that outlines the requirements to the applicant regarding
electronic submission of an application through Grants.gov, as well as
the hours of operation. We strongly encourage all applicants not to
wait until the deadline date to begin the application process through
Grants.gov as the registration process for CCR and Grants.gov could
take up to fifteen working days.
[dec221] To use Grants.gov, you, as the applicant, must have a DUNS
Number and register in the CCR. You should allow a minimum of ten days
working days to complete CCR registration. See below for more
information on how to apply.
[dec221] You must submit all documents electronically, including
all information typically included on the SF-424 and all necessary
assurances and certifications.
[dec221] Please use the optional attachment feature in Grants.gov
to attach additional documentation that may be requested by IHS.
[dec221] Your application must comply with any page limitation
requirements described in the program announcement.
[dec221] After you electronically submit your application, you will
receive an automatic acknowledgment from Grants.gov that contains a
Grants.gov tracking number. The DGO will download your application from
Grants.gov and provide necessary copies to the cognizant program
office. The DGO will not notify applicants that the application has
been received.
[dec221] You may access the electronic application for this program
on https://www.Grants.gov.
[dec221] You may search for the downloadable application package
using either the CFDA number or the Funding Opportunity Number. Both
numbers are identified in the heading of this announcement.
[dec221] The applicant must provide the Funding Opportunity Number:
HHS-2009-IHS-METHY-0001.
E-mail applications will not be accepted under this announcement.
DUNS Number
Applicants are required to have a Dun and Bradstreet (DUNS) number
to apply for a grant or cooperative agreement from the Federal
Government. The DUNS number is a nine-digit identification number,
which uniquely identifies business entities. Obtaining a DUNS number is
easy and there is no charge. To obtain a DUNS number, access https://fedgov.dnb.com/webform/displayHomePage.do or call (866) 705-5711.
Interested parties may wish to obtain their DUNS number by phone to
expedite the process.
Applications submitted electronically must also be registered with
the CCR. A DUNS number is required before CCR registration can be
completed. Many organizations may already have a DUNS number. Please
use the number listed above to investigate whether or not your
organization has a DUNS number. Registration with the CCR is free of
charge.
Applicants may register by calling (888) 227-2423. Please review
and complete the CCR Registration Worksheet located on https://www.grants.gov/CCRRegister.
More detailed information regarding these registration processes
can be found at https://www.grants.gov.
V. Application Review Information
1. Criteria
Applicants are required to provide measures of effectiveness that
will demonstrate the accomplishment of the various identified
objectives of the cooperative agreement. Measures of effectiveness must
relate to the performance goals stated in the ``Purpose'' section of
this announcement. Measures must be objective, qualitative and
quantitative, and must measure the intended process and outcome. These
measures of effectiveness must be submitted with the application and
will be an element of evaluation.
Your application will be evaluated against the following criteria:
Project Plan (40 Points)
How adequate is the description of the project to be
implemented? (e.g. are the roles of the partners and staff to be hired
included)--10 points.
How comprehensive are proposed objectives and activities
described? (e.g. are responsible partners or staff identified for all
activities; will activities support the successful completion of the
project; are the proposed methods feasible)--15 Points.
Is there a good description and justification for the
identified project target population(s)?--5 Points.
Is the time line provided comprehensive? (i.e., does it
identify proposed project activities and responsible staff, does the
plan cover the entire project period)--5 Points.
How comprehensive is the plan in describing and
identifying potential problem areas or barriers and proposing
solutions? (e.g. lack of understanding of the severity of the problem
within the community, lack of community resources or lack of
coordination of community resources)--5 Points.
Statement of Need (25 Points)
Does the description provide an adequate baseline picture
of the community? (e.g., demographics, location and brief history of
local, County and State transitional/discharge or aftercare services)--
15 Points.
How comprehensive is the description of the local resource
organizations relevant to the proposed plan? (e.g., behavioral health,
health, educational, legal, law enforcement, non-profit, business)--5
Points.
How comprehensive is the description of community
transitional/discharge or aftercare resources? (e.g., number of current
facilities and programs; existing community resources)--5 Points.
Organizational Capacity (20 Points)
Is there an adequate description of the infrastructure
addressing transitional/discharge or aftercare services?--5 Points.
[[Page 32632]]
Is there adequate evidence provided of successful
transitional/discharge or aftercare program management capability?--2
Points.
How comprehensive is the description of experience with
other Federal, State or private grants?--2 Points.
How adequate is the description of the project staffing,
their tasks/roles, required experience and training, and time
commitment? (i.e., are the staff roles clearly defined; do key staff
have sufficient experience and training; is the time commitment for all
staff sufficient to accomplish the program goals)--6 Points.
Are position descriptions for key personnel provided? Key
personnel include the local evaluation consultant, local project
director/coordinator (if noted), clinical staff and data collection/
data entry employee.--3 Points.
Is the data collection and storage capacity adequately
described--2 Points.
Local Evaluation Capacity (15 Points)
How well do the process and outcome measures describe
accomplishment of stated activities and objectives (e.g., are they
measurable objectives, is there a reasonable time frame for proposed
project)?--5 Points.
Is there well-described evidence of experience of
evaluation capacity with other Federal, State or private grants?--3
Points.
Is there stated willingness to collaborate with external
IHS evaluation consultants?--4 Points.
Is evidence of commitment to securing a qualified local
evaluator and data collection/entry employee well documented (e.g.
letter of commitment/contract, position descriptions, resumes)?--3
Points.
2. Review and Selection Process
Each application will be prescreened by the DGO staff for
eligibility, compliance with the announcement, and completeness.
Incomplete applications and applications that are non-responsive to the
eligibility criteria will not be referred to the Objective Review
Committee. Applicants will be notified that their application did not
meet submission requirements.
Applications that meet eligibility requirements, are complete, and
conform to this announcement will be subject to the competitive
objective review and evaluation by an Ad Hoc Review Committee of
Tribal, IHS, and other Federal or non-Federal reviewers. Applications
will be reviewed against criteria. Reviewers will assign a numerical
score to each application which will be used to rank applications.
The review process will be directed by the DGO staff to ensure
compliance with HHS and IHS grant review guidelines.
In addition, the following factors may affect the funding decision:
Geographic diversity.
3. Anticipated Announcement and Award Dates
Awards will start on August 14, 2009.
VI. Award Administration Information
1. Award Notices
The Notice of Award (NoA) will be initiated by DGO and will be
mailed via postal mail to each entity that is approved for funding
under this announcement. The NoA will be signed by the Grants
Management Officer and this is the authorizing document for which funds
are dispersed to the approved entities. The NoA will serve as the
official notification of the grant award and will reflect the amount of
Federal funds awarded the purpose of the grant, the terms and
conditions of the award, the effective date of the award, and the
budget/project period. The NoA is the legally binding document.
Applicants who are approved but unfunded or disapproved based on their
Objective Review score will receive a copy of the Executive Summary
which identifies the weaknesses and strengths of the application
submitted.
2. Administrative and National Policy Requirements
Grants are administrated in accordance with the following
documents:
This Program Announcement.
45 CFR Part 92, ``Uniform Administrative Requirements for
Grants and Cooperative Agreements to State, Local and Tribal
Governments,'' or 45 CFR Part 74, ``Uniform Administrative Requirements
for Awards to Institutions of Higher Education, Hospitals, Other Non
Profit Organizations and Commercial Organizations.''
HHS Grants Policy Statement, January 2007.
OMB Circular A-87, ``State, Local, and Indian Tribal
Governments, (Title 2 Part 225) or OMB Circular A-122, ``Non-profit
Organizations.'' (Title 2 Part 230), or OMB Circular A-133, ``Audits of
States, Local Governments, and Non Profit Organizations.''
3. Indirect Costs
This section applies to all grant recipients that request
reimbursement of indirect costs in their grant application. In
accordance with HHS Grants Policy Statement, Part II-27, IHS requires
applicants to have a current indirect cost rate agreement in place
prior to award. The rate agreement must be prepared in accordance with
the applicable cost principles and guidance as provided by the agency
or office. A current rate means the rate covering the applicable
activities and the award budget period. If the current rate is not on
file with the DGO at the time of award, the indirect cost portion of
the budget will be restricted and not available to the recipient until
the current rate is provided to DGO.
Generally, indirect costs rates for IHS grantees are negotiated
with the Division of Cost Allocation (DCA) https://rates.psc.gov/ and
the Department of the Interior (National Business Center) https://www.nbc.gov/acquisition/ics/icshome.html. If your organization has
questions regarding the indirect cost policy, please contact the DGO at
301-443-5204.
4. Reporting
A. Progress Report. A semi-annual progress report is required. A
format will be provided. These reports will include a brief comparison
of actual accomplishments to the goals established for the period, or,
if applicable, provide sound justification for the lack of progress,
and other pertinent information as required. Copies of any materials
developed shall be attached. Semi-annual progress reports must be
submitted within 30 days of the end of the half year. An annual report
must be submitted within 30 days after the end of the 12 month time
period.
B. Financial Status Report. Semi-annual financial status reports
must be submitted within 30 days of the end of the half year. Final
financial status reports are due within 90 days of expiration of the
budget/project period. Standard Form 269 (long form) will be used for
financial reporting.
C. Reports. Grantees are responsible and accountable for accurate
reporting of the Progress Reports and Financial Status Reports which
are generally due semi-annually. Financial Status Reports (SF-269) are
due 90 days after each budget period and the final SF-269 must be
verified from the grantee records on how the value was derived.
Grantees must submit reports in a reasonable period of time.
Failure to submit required reports within the time allowed may
result in suspension or termination of an active grant, withholding of
additional awards for the project, or other enforcement actions such as
withholding of
[[Page 32633]]
payments or converting to the reimbursement method of payment.
Continued failure to submit required reports may result in one or both
of the following: (1) The imposition of special award provisions; and
(2) the non-funding or non-award of other eligible projects or
activities. This applies whether the delinquency is attributable to the
failure of the grantee organization or the individual responsible for
preparation of the reports.
5. Telecommunication for the hearing impaired is available at: TTY
(301) 443-6394.
VII. Agency Contact(s)
We encourage inquiries concerning this announcement.
For program technical assistance, contact: Bryan E. Wooden,
Director (Acting) Division of Behavioral Health, 801 Thompson Avenue,
Suite 300, Reyes Building, Rockville, Maryland 20852. Telephone: (301)
443-2038. E-mail: bryan.wooden@ihs.gov.
For financial, grants management, or budget assistance, contact:
Kimberly Pendleton, 12300 Twinbrook Metro Plaza, Suite 360, Rockville,
MD 20851. Telephone: (301) 443-6290. E-mail:
kimberly.pendleton@ihs.gov.
VIII. Other Information
This and other IHS funding opportunity announcements can be found
on the IHS Web site, Internet address: https://www.ihs.gov. Click on
``Funding'' then ``Grants and Cooperative Agreements.''
Dated: June 26, 2009.
Yvette Roubideaux,
Director, Indian Health Service.
[FR Doc. E9-16148 Filed 7-7-09; 8:45 am]
BILLING CODE 4165-16-P