Requirements for Consumer Registration of Durable Infant or Toddler Products, 30983-30990 [E9-15242]
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[FR Doc. E9–15250 Filed 6–26–09; 8:45 am]
BILLING CODE 4910–13–P
CONSUMER PRODUCT SAFETY
COMMISSION
16 CFR Part 1130
Requirements for Consumer
Registration of Durable Infant or
Toddler Products
AGENCY: Consumer Product Safety
Commission.
ACTION: Notice of proposed rulemaking.
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SUMMARY: Section 104(d) of the
Consumer Product Safety Improvement
Act of 2008 (‘‘CPSIA’’) requires the
United States Consumer Product Safety
Commission (‘‘Commission’’) to
promulgate a final consumer product
safety rule requiring each manufacturer
of a durable infant or toddler product to:
Provide with each product a postagepaid consumer registration form; keep
records of consumers who register such
products with the manufacturer; and
permanently place the manufacturer
name and contact information, model
name and number, and the date of
manufacture on each such product. The
Commission is proposing requirements
that would fulfill this statutory
direction.
DATES: Written comments must be
received by September 14, 2009.
ADDRESSES: Submit your comments at
https://www.regulations.gov. Follow the
on-line instructions for submitting
comments. All comments will be posted
as received without change, including
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any personal identifiers or contact
information.
FOR FURTHER INFORMATION CONTACT:
Patricia M. Pollitzer, Office of the
General Counsel, Consumer Product
Safety Commission, 4330 East West
Highway, Bethesda, MD 20814;
telephone (301) 504–7634.
SUPPLEMENTARY INFORMATION:
A. Background
1. The CPSIA
The Consumer Product Safety
Improvement Act of 2008 (‘‘CPSIA’’,
Pub. L. 110–314) was enacted on August
14, 2008. Section 104(d) of the CPSIA
requires the U.S. Consumer Product
Safety Commission (‘‘Commission’’) to
promulgate a final consumer product
safety rule no later than August 14, 2009
that requires manufacturers of durable
infant or toddler products to: (1) Provide
with each product a postage-paid
consumer registration form; (2) keep
records of consumers who register such
products with the manufacturer; and (3)
permanently place the manufacturer
name and contact information, model
name and number, and the date of
manufacture on each such product. The
authority for this registration program is
section 16(b) of the Consumer Product
Safety Act (‘‘CPSA’’), which authorizes
the Commission to issue a rule requiring
manufacturers obtain and maintain
records as necessary to implement the
CPSA. 15 U.S.C. 2065(b).
Section 104(d)(2) of the CPSIA sets
out certain requirements for registration
forms and allows the Commission to
prescribe the exact text and format for
the registration form. Section 104(d)(3)
of the CPSIA specifies recordkeeping
and notification requirements. The
Commission is issuing this notice of
proposed rulemaking (‘‘NPR’’) that
would set out the requirements stated in
the CPSIA and specify the text and
format for the required registration
forms.
The CPSIA directs the Commission to
assess the registration requirements in
the future. Section 104(d)(4) of the
CPSIA requires the Commission to
conduct a study no later than four years
from enactment of the CPSIA on the
effectiveness of the consumer
registration forms required by the CPSIA
and whether to expand registration to
other children’s products. The
Commission is to report its findings to
appropriate Congressional committees.
Section 104(e) of the CPSIA further
requires that the Commission, beginning
two years after the Commission has
issued a rule implementing the
registration requirement, regularly
review recall notification technology
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and assess the effectiveness of such
technology. In addition, within three
years of the CPSIA’s enactment, and
periodically thereafter, the Commission
must transmit a report to appropriate
Congressional committees on its
assessment of such technology. If, based
on that assessment, the Commission
determines by rule that a recall
notification technology is likely to be as
effective or more effective facilitating
recalls of durable infant and toddler
products, the Commission, pursuant to
section 104(e)(2) of the CPSIA, shall
submit a report on that determination to
appropriate Congressional committees
and shall permit its use in lieu of
registration forms.
2. Previous Activities Regarding Product
Registration
Before the CPSIA’s enactment, the
Commission staff studied the possibility
of requiring registration for some
consumer products. In 2001, the
Commission considered issuing an
advance notice of proposed rulemaking
(‘‘ANPR’’) concerning the possibility of
requiring manufacturers to create and
maintain a system for identifying
purchasers of certain consumer
products in order to notify consumers in
the event of a recall. See https://
www.cpsc.gov/library/foia/foia01/brief/
purchase.pdf. The draft ANPR prepared
by the staff discussed the possibility
that direct consumer notification could
increase the effectiveness of recalls. The
draft ANPR also discussed
characteristics of product registration
cards that might increase the likelihood
that consumers would return them.
Among the characteristics noted were: a
standardized format, minimal
information on the form, no marketing
or personal information, a clear
statement that the purpose of the form
is for safety recalls, pre-addressed and
postage paid forms, a design that draws
attention to the form, pre-printed
product and model identification
information, ample space for the
consumer to provide name and address,
and attachment of the form to the
product. Many of these characteristics
are required explicitly in section 104(d)
of the CPSIA.
In developing the proposed rule, the
staff drew from its experience with the
2001 draft ANPR and subsequent
activities considering how to improve
recall effectiveness. The Commission
also has held numerous public meetings
discussing various aspects of recall
effectiveness, including product
registration. See https://www.cpsc.gov/
businfo/rem_sum1.pdf, https://
www.cpsc.gov/businfo/rem_sum2.pdf,
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https://www.cpsc.gov/businfo/
rem_sum3.pdf.
The Commission and staff are aware
of, and this proposal has been informed
by, the car seat registration program
administered by the National Highway
Traffic Safety Administration
(‘‘NHTSA’’). Federal Motor Vehicle
Safety Standard No. 213 requires
manufacturers of child restraint systems
for automobile use to provide a
specified registration form with each
seat and keep records of these
registrants for use in the event of a
safety recall of the product. 49 CFR
571.213 S5.8. The Commission’s
proposed registration form has several
similarities to the NHTSA registration
form for child restraint systems. When
issuing its registration requirement,
NHTSA noted that standardizing the
text and layout of the registration form
increases the likelihood that a purchaser
will register the product. 57 FR 41428
(Sep. 10, 1992). A contractor conducted
focus groups to evaluate registration
forms for child restraint systems.
NHTSA noted that participants in the
focus groups indicated ‘‘they would be
most likely to return a pre-addressed,
postage-prepaid card with an
uncluttered graphic design that clearly
and succinctly communicates the
benefits of recall registration,
differentiates itself from a warranty
registration card, and requires minimal
time and effort on the participant’s
part.’’ Id. The Commission believes that
these characteristics are also appropriate
for registration forms for durable infant
and toddler products.
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B. Description of the Proposed Rule
The proposed rule would create a new
16 CFR part 1130 to establish
requirements that manufacturers
(including importers) of durable infant
or toddler products must follow to
enable consumers to register these
products so that the consumer can be
notified directly if the product is the
subject of a recall or safety alert.
1. Scope and Definitions—Proposed
§§ 1130.1 & 1130.2
Proposed § 1130.1 would explain that
part 1130 prescribes requirements for
consumer registration of durable infant
or toddler products. The proposed
requirements would apply to
manufacturers (including importers) of
durable infant or toddler products.
Although section 104(d) of the CPSIA
refers only to manufacturers of durable
infant and toddler products, the
definition of ‘‘manufacturer’’ in the
Consumer Product Safety Act includes
an importer. 15 U.S.C. 2052(a)(11).
Consequently, proposed § 1130.1(b)
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would explain that the requirements
apply to manufacturers, ‘‘including
importers,’’ of durable infant or toddler
products. Given that ‘‘importer’’ is
included in the definition of
‘‘manufacturer,’’ the Commission is
interested in comments concerning
which party, the importer or a
manufacturer (which might also include
a foreign manufacturer), should have the
primary responsibility for the
registration obligations mandated by
section 104 of the CPSIA and why. The
Commission would also like comments
on the practical and economic
consequences of any decision as to
whether the manufacturer or importer
should assume the registration
obligations, such as the logistics of an
importer inserting a registration card
when a product is manufactured
overseas or, similarly, the logistics of a
foreign manufacturer maintaining a
database of registration card information
received from consumers in the United
States.
However, neither the CPSIA nor the
proposed regulation requires the retailer
of a durable infant or toddler product to
establish or maintain a registration
program. The Commission recognizes
that, in some instances, a retailer may be
the direct importer of a product and/or
may be the only contact in the United
States. In such circumstances, it may be
most effective for the retailer to collect
registration information and notify the
consumer in the event of a recall or
safety alert. While the Commission is
not proposing to require retailers of
durable infant and toddler products to
conduct a registration program, it is
considering whether any final rule
based on this proposal should expressly
allow other parties, such as retailers,
distributors or private labelers, to
establish and maintain a registration
program. The Commission is interested
in comments on whether and how it
might allow a private labeler or retailer
to assume the responsibility to establish
and maintain a registration program,
particularly when a product is produced
by a foreign manufacturer and imported
into the United States.
Proposed § 1130.2 would state that
the definitions in section 3 of the CPSA
apply.
Proposed § 1130.2(a) would define
‘‘durable infant or toddler product’’ in a
manner similar to section 104(f) of the
CPSIA. The proposed definition would
include products that combine multiple
functions. The CPSIA provides a broad
definition of the term durable infant or
toddler product—‘‘a durable product
intended for use, or that may be
reasonably expected to be used, by
children under the age of 5 years’’—and
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then lists twelve specific examples each
of which is defined more specifically
with reference to the applicable
voluntary standard for such products.
Products that are not explicitly listed
may still be durable infant or toddler
products under the definition and may
fall within the registration requirement.
The CPSIA does not define ‘‘durable,’’
but Webster’s dictionary defines
‘‘durable goods’’ as ‘‘goods usable for a
relatively long time.’’ In the economic or
financial context, durable goods are
generally considered to be ones that
have a useful life of three or more years.
The Bureau of Economic Analysis, in
the Department of Commerce, defines
‘‘durable goods’’ as ‘‘Tangible products
that can be stored or inventoried and
that have an average life of at least three
years’’ (see Bureau of Economic
Analysis, Department of Commerce,
Glossary definition of ‘‘durable goods,’’
accessed on the Internet at https://
www.bea.gov/glossary/
glossary.cfm?letter=D on May 20, 2009).
The economic opposite term of durable
goods is nondurable goods, a category
that includes such items as food,
clothing, drugs and services. These
definitions give some guidance on what
would be a durable infant or toddler
product. Thus, clothing, blankets, and
such textile products would not be
considered durable infant or toddler
products.
Additional guidance comes from
considering the product examples in the
statute and the ASTM voluntary
standard subcommittees that cover such
items. The product list in the statute,
though not exclusive, illustrates the
types of products covered. Likewise,
other products involved in the ASTM
voluntary standards committee activity
reflect the type of products considered
by Commission staff to be durable infant
products which include: Children’s
folding chairs, changing tables,
bouncers, infant bath tubs, bed rails and
infant slings. Thus, while a changing
table is not listed, it is similar to other
nursery products, such as cribs and
cradles, which are listed, and it is under
the same ASTM subcommittee (F15.18)
as cribs, toddler beds, play yards,
bassinets and cradles. Bed rails are not
listed, but they are similar to ‘‘gates and
other enclosures for confining a child,’’
an enumerated category. Some other
types of products, such as sports
equipment, playground equipment, or
toys would not appropriately be
considered durable infant or toddler
products. These are broad categories of
products that are not like the nurserytype of products specified in the
examples.
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The statutory definition leaves
uncertainty about which products
would be considered durable infant or
toddler products. Many products may
last three or more years, but that does
not necessarily mean that Congress
intended them to be considered durable
infant or toddler products under this
section. An infant sling is not
specifically listed and might be
considered a textile product. However,
it could be considered a type of infant
carrier, a category that is listed as a
durable infant or toddler product. The
Commission is interested in comments
on whether the final rule should contain
a definitive listing of products requiring
registration cards or any other
comments that could help to clarify
which products are covered by the
registration card requirement when the
final rule is published.
As discussed above, infant carriers
that are used as car seats are already
subject to registration requirements
issued by NHTSA that are similar to the
proposed CPSC registration
requirements. The Commission
proposes to exempt from this
rulemaking car seats that are subject to
NHTSA registration requirements.
Proposed § 1130.2(b) and (c) would
define ‘‘product recall’’ and ‘‘safety
alert’’ respectively.
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2. General Requirements—Proposed
§ 1130.3
Proposed § 1130.3 would establish
general requirements for consumer
registration. In brief, proposed
§ 1130.2(a) would require each
manufacturer of a durable infant or
toddler product to provide consumers
with a postage paid consumer
registration form with each product;
maintain a record of the contact
information of consumers who register
their products with the manufacturer;
and permanently place the
manufacturer’s name and contact
information, model name and number,
and the date of manufacture on each
durable infant or toddler product.
Proposed § 1130.2(a) thus would
correspond with the statutory
requirements at section 104(d)(1) of the
CPSIA.
Proposed § 1130.2(b) would prohibit
the manufacturer from using or
disseminating the consumer information
collected pursuant to these
requirements to any other party for any
purpose other than notification of the
consumer in the event of a product
recall or safety alert. This would be
consistent with section 104(d)(3) of the
CPSIA.
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3. Manufacturer and Product
Identification on the Product—Proposed
§ 1130.4
Section 104(d)(1)(c) of the CPSIA
requires the manufacturer to
permanently place the manufacturer’s
name and contact information, model
name and number, and the date of
manufacture on each durable infant or
toddler product. Proposed § 1130.4
would repeat this statutory requirement
and would further specify that the
required information must be in
English, legible, and in a location on the
product that is conspicuous to the
consumer.
Another section of the CPSIA, section
103, requires that, beginning August 14,
2009, all children’s products must have
tracking labels providing certain
identifying information (the
manufacturer or private labeler, location
and date of production and cohort
information) permanently placed on the
product. The requirements for tracking
labels in section 103 differ from the
product identification that section 104
requires for durable infant or toddler
products. This raises the question of
how a durable infant or toddler product
could satisfy these requirements, i.e.
does the more specific section 104
identification of the manufacturer on
the product obviate the need for the
same identification of the manufacturer
as part of the section 103 tracking label.
The Commission seeks comments on the
interplay between the labeling
requirements of these two sections given
that their requirements differ. Several
commenters on the tracking label
provision raised the concern that
requiring identification of the
manufacturer on a tracking label could
result in the disclosure of what they
considered confidential business
information. The Commission requests
comments on whether the issue of
confidentiality is a concern for the
product identification requirement in
section 104 of the CPSIA.
4. Requirements for Registration
Forms—Proposed § 1130.5
Proposed § 1130.5 would establish the
requirements for the registration forms
themselves. In brief, proposed § 1130.5
would require registration forms to:
• Comply with specified text and
format requirements;
• State all information in English;
• Be attached to the surface of each
durable infant or toddler product so that
the consumer must notice and handle
the form after purchasing the product;
• Include the manufacturer’s name,
model name and number for the product
and the date of manufacture;
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• Include an option to register using
the Internet; and
• Include a statement that
information the consumer provides will
only be used to facilitate a recall or
safety alert.
With the exception of requiring
compliance with particular text and
format specifications and requiring that
information be in English, the proposed
requirements for registration forms are
explicitly directed by section 104(d)(2)
of the CPSIA. Section 104(d)(2) of the
CPSIA also gives the Commission the
option of prescribing the text and format
for the registration form. The
Commission believes that specifying
uniform text and format will increase
the likelihood that consumers will
notice the forms and complete them.
The Commission also believes that it
is appropriate to specify that the form be
in the English language. This would
clarify the language to be used for
registration forms when a product is
foreign-made. It also would add to the
uniformity of the registration forms,
increasing the effectiveness of the forms
by increasing the likelihood that
consumers would notice the forms and
associate them with registrations for the
purpose of recalls.
5. Format Requirements—Proposed
§ 1130.6
Proposed § 1130.6 would prescribe
the registration form’s size and layout.
The top portion of the form would be
retained by the consumer. It would
provide the purpose statement and the
manufacturer’s contact information.
The lower part of the form, which
would be returned to the manufacturer,
would be the size of a standard post
card, 6 inches wide by 41⁄4 inches high.
It would have blocks for the consumer
to provide his/her contact information
and have pre-printed product
information on one side of the card and
the manufacturer’s name and mailing
address pre-printed on the other side.
Proposed § 1130.6 also would require
that the registration form use Arial
Black typeface and that the size of the
type be at least 12-point for the purpose
statement and no less than 10-point for
all other information on the form.
Typically, 12-point font size is preferred
for instructions and long passages. Arial
typeface is a commonly used sans serif
typeface that presents a bold and sharp
letter.
The Commission is proposing to
prescribe the formatting for the
registration forms. However, another
approach would be to allow
manufacturers to determine their own
formatting. The Commission requests
comments on these two approaches.
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6. Text Requirements—Proposed
§ 1130.7
Proposed § 1130.7 would prescribe
the registration form’s text. It would
require the following statement about
the purpose of the registration:
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PRODUCT REGISTRATION FOR SAFETY
ALERT OR RECALL. We will use the
information provided on this card to contact
you only if there is a safety alert or recall for
this product. We will not sell, rent, or share
your personal information. To register your
product, please complete and mail back this
card or visit our online registration at
www.WEBSITE NAME.com.
This statement is consistent with
sections 104(d)(2)(E) and 104(d)(2)(G) of
the CPSIA requiring that the form
‘‘include a message explaining the
purpose of the registration and designed
to encourage consumers to complete the
registration’’ and also that it ‘‘include a
statement that information provided by
the consumer shall not be used for any
purpose other than to facilitate a recall
of or safety alert regarding that
product.’’ The staff believes that having
a uniform message will increase the
likelihood that consumers will
recognize the form and respond to it.
Additionally, based on its experience
examining recall effectiveness, the staff
believes that a personal appeal to the
consumer will increase the likelihood
that a consumer will register the
product.
Proposed § 1130.7(b) would require
that the top of the registration form state
the manufacturer’s name and contact
information, Web site address, product
model name and number and
manufacture date of the product. This
part of the form would be retained by
the consumer. The consumer would
have the manufacturer’s contact
information and information identifying
the product if needed to contact the
manufacturer about any safety-related
issues concerning the product. This
aspect of the proposed rule goes beyond
the explicit requirements of the CPSIA
which only requires that the form
include the manufacturer’s name, model
name and number for the product and
its date of manufacture. However, the
proposed information would
complement the requirement in section
104(d)(1)(C) of the CPSIA which
requires manufacturers of a durable
infant or toddler product to
‘‘permanently place the manufacturer
name and contact information, model
name and number, and the date of
manufacture on each durable infant or
toddler product.’’ This will enable
consumers to easily locate the
information they need to contact the
manufacturer. The Commission is
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interested in comments on whether a
consumer would save and refer to the
registration card stub rather than look
for the contact information on the
product itself, particularly for larger and
more expensive products such as cribs.
The Commission also asks for comments
on the practicality of pre-printing a two
part registration form—one section for
consumers to send back to the
manufacturer and the added
requirement for another section for
consumers to tear off and keep. The
Commission is interested in comments
on the practical and economic effect of
this requirement.
Proposed § 1130.7 also would require
blocks for the consumer to provide his/
her name, mailing address, telephone
number, and e-mail address. Section
104(d)(2)(B) of the CPSIA requires that
the form ‘‘include space sufficiently
large to permit easy, legible recording of
all desired information.’’ The staff
reviewed research regarding legible
print for reading, and considered uses
such as warnings and passport
applications. Based on this review, the
proposed rule would require that blocks
for consumer information be 5 mm wide
and 7 mm high. The number of blocks
that would be required for the
consumer’s information is based on the
size of the blocks and the size of the
postcard.
The proposed rule would require preprinted product information. As noted
above, section 104(d)(2(D) of the CPSIA
requires that the form provide the
manufacturer’s name, model name and
number of the product, and the date of
manufacture. This information will
enable the manufacturer to match the
consumer with the product purchased
in the event that the product is the
subject of a recall or safety alert. The
proposed rule would require a
rectangular box around the model name,
model number, and manufacture date to
draw the consumer’s attention to the
information. The manufacturer could
print this information directly on the
form or apply a pre-printed label that
provides the required information.
7. Requirements for Internet
Registration—Proposed § 1130.8
Consistent with section 104(d)(2)(F) of
the CPSIA, the proposed rule would
require that the consumer have the
option of registering the product
through the Internet. This could be
accomplished by registration through
the manufacturer’s Web site. However,
some companies, particularly smaller
ones, may not have a Web site. Rather
than the Commission mandating that all
companies that sell durable infant and
toddler products create and maintain a
Web site, such companies could satisfy
the statutory requirement by allowing
consumers to send their registration
information by e-mail. In such case a
sentence would need to be added to the
registration card indicating that
registration could be made by sending
an e-mail to the manufacturer. The
Commission seeks comments on this
approach.
Proposed § 1130.8 would require the
same purpose statement (described
earlier in part B.6 of this preamble (see
the discussion of proposed § 1130.7)) on
the Web site registration page as on the
registration form. It would restrict the
registration page to only requesting the
consumer’s name, address, telephone
number, e-mail address, product name
and number and the date of
manufacture. The Commission seeks
comments on whether there is a need to
restrict navigation to other pages or Web
sites.
The Commission notes that on-line
registration could be designed in a
manner that could further increase the
effectiveness of product registrations.
The on-line registration could be set up
to allow consumers to notify the
manufacturer of a change of address for
products the consumer has previously
registered. Such a system could allow
sorting by customer name, address,
product and model so that a consumer
could change his/her address without
re-entering other information. The
proposed rule would not require such a
system, but neither would it prevent
manufacturers from designing their online registration systems in such a
manner.
The Commission intends to encourage
innovation in the use of the Internet for
product registration and solicits
comments on how to make the
registration Web site easier for
consumers to use and navigate. For
example, Web sites could minimize the
number of times consumers must enter
information, could provide for
registration at the time an item is
purchased online, or take other
approaches that would streamline
registration.
8. Recordkeeping and Notification—
Proposed § 1130.9
Consistent with section 104(d)(1)(B)
of the CPSIA, proposed § 1130.9 would
require that each manufacturer of a
durable infant or toddler product
maintain a record of registrants for each
product manufactured that includes all
of the information provided by the
consumer. The manufacturer would be
required to use the information
provided to notify the registrant if the
product is the subject of a recall or
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safety alert. The proposed rule would
require that the manufacturer maintain
a record of the registration information
for no less than 6 years after the date of
manufacture of the product.
C. Request for Comments
The Commission requests comments
on all aspects of this proposal, and
specifically seeks comments concerning:
What products are included in the
definition of durable infant or toddler
product; whether the Commission
should prescribe the format of the
registration cards or allow flexibility;
the interplay between the permanent
identification marking required to be
placed on the product and the tracking
label requirement; the party best
situated to conduct the registrations (as
among the manufacturer, importer,
private labeler and retailer); the
practical and economic impact of
requiring an additional section on the
registration form—one section for
consumers to mail to the manufacturers
and the other section for consumers to
keep; allowing the consumer to e-mail
registration information as an option;
whether requirements on the ease of use
and navigation of Web sites are
necessary; and appropriateness of the
proposed effective date.
D. Effective Date
The Administrative Procedure Act
(‘‘APA’’) generally requires that the
effective date of a rule be at least 30
days after publication of the final rule.
Id. 553(d). This is unlikely to be
sufficient time for manufacturers to put
a registration program in place. Thus,
the Commission proposes that a final
rule would become effective 180 days
after its date of publication in the
Federal Register.
E. Regulatory Flexibility Certification
The Regulatory Flexibility Act
(‘‘RFA’’) generally requires that agencies
review proposed rules for their potential
economic impact on small entities,
including small businesses. However,
section 104(d)(1) of the CPSIA removes
this requirement for promulgating the
rule implementing the CPSIA’s
consumer registration provision.
Consequently no certification is
necessary.
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F. Paperwork Reduction Act
Section 104(d)(1) of the CPSIA also
excludes this rulemaking from
requirements of the Paperwork
Reduction Act, 44 U.S.C. sections 3501
through 3520. Consequently, no
Paperwork Reduction Act analysis is
necessary.
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G. Environmental Considerations
The Commission’s regulations
provide a categorical exemption for the
Commission’s rules from any
requirement to prepare an
environmental assessment or an
environmental impact statement as they
‘‘have little or no potential for affecting
the human environment.’’ 16 CFR
1021.5(c)(2). This proposed rule falls
within the categorical exemption.
List of Subjects in 16 CFR 1130
Administrative practice and
procedure, Business and industry,
Consumer protection, Reporting and
recordkeeping requirements.
Therefore, the Commission proposes
to amend Title 16 of the Code of Federal
Regulations by adding part 1130 to read
as follows:
PART 1130—REQUIREMENTS FOR
CONSUMER REGISTRATION OF
DURABLE INFANT OR TODDLER
PRODUCTS
Sec.
1130.1 Purpose, scope, and effective date.
1130.2 Definitions.
1130.3 General requirements.
1130.4 Identification on the product.
1130.5 Requirements for registration form.
1130.6 Requirements for format of
registration form.
1130.7 Requirements for text of registration
form.
1130.8 Requirements for Internet
registration.
1130.9 Recordkeeping and notification
requirements.
Authority: 15 U.S.C. 2056a, 2065(b).
§ 1130.1
date.
Purpose, scope, and effective
(a) Purpose. This part prescribes a
consumer product safety rule
establishing requirements for consumer
registration of durable infant or toddler
products. These requirements are
intended to improve the effectiveness of
recalls of, and safety alerts regarding,
such products.
(b) Scope. Part 1130 applies to
manufacturers, including importers, of
durable infant or toddler products, as
defined in § 1130.2(a). It does not apply
to infant or child carriers intended for
use in automobiles that are covered by
the registration program of the National
Highway Traffic and Safety
Administration at 49 CFR 571.213.
(c) Effective date. The requirements of
this part 1130 shall become effective on
[180 days after publication of a final
rule] and shall apply to durable infant
or toddler products manufactured on or
after that date.
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§ 1130.2
30987
Definitions.
In addition to the definitions given in
section 3 of the Consumer Product
Safety Act (15 U.S.C. 2052), the
following definitions apply:
(a) Durable infant or toddler product
means a durable product intended for
use, or that may be reasonably expected
to be used, by children under the age of
5 years; and includes, but is not limited
to, individual and combinations of:
(1) Full-size cribs and non-full-size
cribs;
(2) Toddler beds;
(3) High chairs, booster seats, and
hook-on chairs;
(4) Bath seats;
(5) Gates and other enclosures for
confining a child;
(6) Play yards;
(7) Stationary activity centers;
(8) Infant carriers;
(9) Strollers;
(10) Walkers;
(11) Swings; and
(12) Bassinets and cradles.
(b) Product recall means action taken
pursuant to sections 12, 15(c) or 15(d)
of the CPSA (15 U.S.C. 2061,2054(c), or
2064(d)), and action taken pursuant to a
corrective action plan implemented by a
company in cooperation with the
Commission, where the firm is
conducting one or more of the
following: repair of the product;
replacement of the product; or refund of
the purchase price of the product.
(c) Safety alert means notice or
warning of a potential problem with an
individual or class of products so that
consumers and other users of the
affected products respond accordingly
to reduce or eliminate the potential for
injury.
§ 1130.3
General requirements.
(a) Each manufacturer of a durable
infant or toddler product shall:
(1) Provide consumers with a postagepaid consumer registration form that
meets the requirements of this part 1130
with each such product;
(2) Maintain a record in accordance
with the requirements set forth in
§ 1130.9 of the contact information
(names, addresses, e-mail addresses,
and telephone numbers) of consumers
who register their products with the
manufacturer under this part 1130;
(3) Permanently place the
manufacturer name and contact
information, model name and number,
and the date of manufacture on each
durable infant or toddler product in
accordance with the requirements set
forth in § 1130.4.
(b) Consumer information collected
by a manufacturer pursuant to the
requirements of this part 1130 shall not
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be used by the manufacturer, nor
disseminated by the manufacturer to
any other party, for any purpose other
than notification to such consumer in
the event of a product recall or safety
alert.
§ 1130.4
Identification on the product.
(a) Each durable infant or toddler
product shall be permanently marked
with the manufacturer name, and
contact information (U.S. address and
telephone number, toll free if available)
model name and number, and date of
manufacture.
(b) The information required by this
section shall be in English, legible, and
in a location that is conspicuous to the
consumer.
§ 1130.5
forms.
Requirements for registration
The registration form required under
§ 1130.3(a)(1) shall:
(a) Comply with the format and text
requirements set forth in §§ 1130.6 and
1130.7 as shown in figures 1 and 2 of
this part;
(b) State all information required by
this part 1130 in the English language;
(c) Be attached to the surface of each
durable infant or toddler product so
that, as a practical matter, the consumer
must notice and handle the form after
purchasing the product;
(d) Include the manufacturer’s name,
model name and number for the
product, and the date of manufacture;
(e) Include an option for consumers to
register through the Internet;
(f) Include the statement required in
§ 1130.7(a) that information provided by
the consumer shall not be used for any
purpose other than to facilitate a recall
of or safety alert regarding that product.
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§ 1130.6 Requirements for format of
registration forms.
(a) Size of form. The form shall be the
size of a standard post card, 6 inches
wide by 41⁄4 inches high.
(b) Layout of form. (1) General. The
form shall consist of four parts: top and
bottom, divided by perforations for easy
separation, and front and back.
(2) Top of form. The top portion of the
form is to be retained by the consumer.
The front top portion shall provide the
purpose statement set forth in
§ 1130.7(a). The back of the top portion
shall provide the manufacturer’s contact
information as required in § 1130.7(b).
(3) Bottom of form. The bottom
portion of the form is to be returned to
the manufacturer. The bottom front
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panel shall have blocks for the
consumer to provide his/her contact
information as required in § 1130.7(c).
Below the consumer contact
information shall be product
information as required in § 1130.7(d)
which may be printed on the form or
provided on a pre-printed label placed
on the form by the manufacturer. The
back of the bottom portion of the form
shall be pre-addressed with the
manufacturer’s name and mailing
address where registration information
is to be collected.
(c) Font size and typeface. The
registration form shall use Arial Black
typeface. The size of the type shall be
at least 12-point for the purpose
statement required in § 1130.7(a) and no
less than 10-point for the other
information in the registration form.
§ 1130.7 Requirements for text of
registration form.
(a) Purpose statement. The front top
portion of each form shall state:
‘‘PRODUCT REGISTRATION FOR
SAFETY ALERT OR RECALL. We will
use the information provided on this
card to contact you only if there is a
safety alert or recall for this product. We
will not sell, rent, or share your
personal information. To register your
product, please complete and mail back
this card or visit our online registration
at www.WEBSITE NAME.com.’’
(b) Manufacturer and product
information. The back of the top portion
of the form shall state the
manufacturer’s name and contact
information (a U.S. mailing address, a
telephone number, toll free if available),
Web site address, product model name
and number, and manufacture date of
the product.
(c) Consumer information. The bottom
front portion of the form shall have
blocks for the consumer to provide his/
her name, address, telephone number,
and e-mail address. These blocks shall
be 5 mm wide and 7 mm high. There
shall be at least 23 blocks on each of two
lines for name and mailing address. At
least 15 blocks shall be provided for the
city, 2 blocks for the State and 5 blocks
for the zip code or postal code. There
shall be 10 blocks for the telephone
number with a dash provided after the
place for the area code and between the
third and fourth blocks for the rest of
the number, and at least 29 blocks for
the e-mail address.
(d) Product information. The
following product information shall be
provided on the back of the bottom
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portion of the form below the blocks for
customer information printed directly
on the form or on a pre-printed label
that is applied to the form: the
manufacturer’s name, the model name
and number, and the date of
manufacture of the product. A
rectangular box shall be placed around
the model name, model number and
manufacture date.
§ 1130.8 Requirements for Web site
registration.
(a) Link to registration page. The
manufacturer’s Web site, or other Web
site established for the purpose of
registration under this part 1130, shall
be designed with a link clearly
identified on the main Web page that
goes directly to ‘‘Product Registration.’’
(b) Purpose statement. The
registration page shall have the
following statement at the top of the
page: ‘‘PRODUCT REGISTRATION FOR
SAFETY ALERT OR RECALL ONLY.
We will use the information provided
on this page only to contact you if there
is a safety alert or recall for this product.
We will not sell, rent, or share your
personal information. If you register on
this Web site you do not need to fill out
the card that came with your product.’’
(c) Content of registration page. The
Web site registration page shall request
only the consumer’s name, address,
telephone number, e-mail address,
product model name and number, and
the date of manufacture. The
consumer’s telephone number and email address shall not be required for
the consumer to submit the registration
form.
§ 1130.9 Recordkeeping and notification
requirements.
(a) Each manufacturer of a durable
infant or toddler product shall maintain
a record of registrants for each product
manufactured that includes all of the
information provided by each consumer
registered.
(b) Each manufacturer of a durable
infant or toddler product shall use the
information provided by the registrant
to notify the registrant in the event of a
voluntary or involuntary recall of, or
safety alert regarding, such product.
(c) Each manufacturer of a durable
infant or toddler product shall maintain
a record of the information provided by
the registrant for a period of not less
than 6 years after the date of
manufacture of the product.
BILLING CODE 6355–01–P
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Federal Register / Vol. 74, No. 123 / Monday, June 29, 2009 / Proposed Rules
Federal Register / Vol. 74, No. 123 / Monday, June 29, 2009 / Proposed Rules
Dated: June 23, 2009.
Todd Stevenson,
Secretary, U.S. Consumer Product Safety
Commission.
[FR Doc. E9–15242 Filed 6–26–09; 8:45 am]
BILLING CODE 6355–01–C
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30990
Agencies
[Federal Register Volume 74, Number 123 (Monday, June 29, 2009)]
[Proposed Rules]
[Pages 30983-30990]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-15242]
=======================================================================
-----------------------------------------------------------------------
CONSUMER PRODUCT SAFETY COMMISSION
16 CFR Part 1130
Requirements for Consumer Registration of Durable Infant or
Toddler Products
AGENCY: Consumer Product Safety Commission.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: Section 104(d) of the Consumer Product Safety Improvement Act
of 2008 (``CPSIA'') requires the United States Consumer Product Safety
Commission (``Commission'') to promulgate a final consumer product
safety rule requiring each manufacturer of a durable infant or toddler
product to: Provide with each product a postage-paid consumer
registration form; keep records of consumers who register such products
with the manufacturer; and permanently place the manufacturer name and
contact information, model name and number, and the date of manufacture
on each such product. The Commission is proposing requirements that
would fulfill this statutory direction.
DATES: Written comments must be received by September 14, 2009.
ADDRESSES: Submit your comments at https://www.regulations.gov. Follow
the on-line instructions for submitting comments. All comments will be
posted as received without change, including any personal identifiers
or contact information.
FOR FURTHER INFORMATION CONTACT: Patricia M. Pollitzer, Office of the
General Counsel, Consumer Product Safety Commission, 4330 East West
Highway, Bethesda, MD 20814; telephone (301) 504-7634.
SUPPLEMENTARY INFORMATION:
A. Background
1. The CPSIA
The Consumer Product Safety Improvement Act of 2008 (``CPSIA'',
Pub. L. 110-314) was enacted on August 14, 2008. Section 104(d) of the
CPSIA requires the U.S. Consumer Product Safety Commission
(``Commission'') to promulgate a final consumer product safety rule no
later than August 14, 2009 that requires manufacturers of durable
infant or toddler products to: (1) Provide with each product a postage-
paid consumer registration form; (2) keep records of consumers who
register such products with the manufacturer; and (3) permanently place
the manufacturer name and contact information, model name and number,
and the date of manufacture on each such product. The authority for
this registration program is section 16(b) of the Consumer Product
Safety Act (``CPSA''), which authorizes the Commission to issue a rule
requiring manufacturers obtain and maintain records as necessary to
implement the CPSA. 15 U.S.C. 2065(b).
Section 104(d)(2) of the CPSIA sets out certain requirements for
registration forms and allows the Commission to prescribe the exact
text and format for the registration form. Section 104(d)(3) of the
CPSIA specifies recordkeeping and notification requirements. The
Commission is issuing this notice of proposed rulemaking (``NPR'') that
would set out the requirements stated in the CPSIA and specify the text
and format for the required registration forms.
The CPSIA directs the Commission to assess the registration
requirements in the future. Section 104(d)(4) of the CPSIA requires the
Commission to conduct a study no later than four years from enactment
of the CPSIA on the effectiveness of the consumer registration forms
required by the CPSIA and whether to expand registration to other
children's products. The Commission is to report its findings to
appropriate Congressional committees. Section 104(e) of the CPSIA
further requires that the Commission, beginning two years after the
Commission has issued a rule implementing the registration requirement,
regularly review recall notification technology and assess the
effectiveness of such technology. In addition, within three years of
the CPSIA's enactment, and periodically thereafter, the Commission must
transmit a report to appropriate Congressional committees on its
assessment of such technology. If, based on that assessment, the
Commission determines by rule that a recall notification technology is
likely to be as effective or more effective facilitating recalls of
durable infant and toddler products, the Commission, pursuant to
section 104(e)(2) of the CPSIA, shall submit a report on that
determination to appropriate Congressional committees and shall permit
its use in lieu of registration forms.
2. Previous Activities Regarding Product Registration
Before the CPSIA's enactment, the Commission staff studied the
possibility of requiring registration for some consumer products. In
2001, the Commission considered issuing an advance notice of proposed
rulemaking (``ANPR'') concerning the possibility of requiring
manufacturers to create and maintain a system for identifying
purchasers of certain consumer products in order to notify consumers in
the event of a recall. See https://www.cpsc.gov/library/foia/foia01/brief/purchase.pdf. The draft ANPR prepared by the staff discussed the
possibility that direct consumer notification could increase the
effectiveness of recalls. The draft ANPR also discussed characteristics
of product registration cards that might increase the likelihood that
consumers would return them. Among the characteristics noted were: a
standardized format, minimal information on the form, no marketing or
personal information, a clear statement that the purpose of the form is
for safety recalls, pre-addressed and postage paid forms, a design that
draws attention to the form, pre-printed product and model
identification information, ample space for the consumer to provide
name and address, and attachment of the form to the product. Many of
these characteristics are required explicitly in section 104(d) of the
CPSIA.
In developing the proposed rule, the staff drew from its experience
with the 2001 draft ANPR and subsequent activities considering how to
improve recall effectiveness. The Commission also has held numerous
public meetings discussing various aspects of recall effectiveness,
including product registration. See https://www.cpsc.gov/businfo/rem_sum1.pdf, https://www.cpsc.gov/businfo/rem_sum2.pdf,
[[Page 30984]]
https://www.cpsc.gov/businfo/rem_sum3.pdf.
The Commission and staff are aware of, and this proposal has been
informed by, the car seat registration program administered by the
National Highway Traffic Safety Administration (``NHTSA''). Federal
Motor Vehicle Safety Standard No. 213 requires manufacturers of child
restraint systems for automobile use to provide a specified
registration form with each seat and keep records of these registrants
for use in the event of a safety recall of the product. 49 CFR 571.213
S5.8. The Commission's proposed registration form has several
similarities to the NHTSA registration form for child restraint
systems. When issuing its registration requirement, NHTSA noted that
standardizing the text and layout of the registration form increases
the likelihood that a purchaser will register the product. 57 FR 41428
(Sep. 10, 1992). A contractor conducted focus groups to evaluate
registration forms for child restraint systems. NHTSA noted that
participants in the focus groups indicated ``they would be most likely
to return a pre-addressed, postage-prepaid card with an uncluttered
graphic design that clearly and succinctly communicates the benefits of
recall registration, differentiates itself from a warranty registration
card, and requires minimal time and effort on the participant's part.''
Id. The Commission believes that these characteristics are also
appropriate for registration forms for durable infant and toddler
products.
B. Description of the Proposed Rule
The proposed rule would create a new 16 CFR part 1130 to establish
requirements that manufacturers (including importers) of durable infant
or toddler products must follow to enable consumers to register these
products so that the consumer can be notified directly if the product
is the subject of a recall or safety alert.
1. Scope and Definitions--Proposed Sec. Sec. 1130.1 & 1130.2
Proposed Sec. 1130.1 would explain that part 1130 prescribes
requirements for consumer registration of durable infant or toddler
products. The proposed requirements would apply to manufacturers
(including importers) of durable infant or toddler products. Although
section 104(d) of the CPSIA refers only to manufacturers of durable
infant and toddler products, the definition of ``manufacturer'' in the
Consumer Product Safety Act includes an importer. 15 U.S.C.
2052(a)(11). Consequently, proposed Sec. 1130.1(b) would explain that
the requirements apply to manufacturers, ``including importers,'' of
durable infant or toddler products. Given that ``importer'' is included
in the definition of ``manufacturer,'' the Commission is interested in
comments concerning which party, the importer or a manufacturer (which
might also include a foreign manufacturer), should have the primary
responsibility for the registration obligations mandated by section 104
of the CPSIA and why. The Commission would also like comments on the
practical and economic consequences of any decision as to whether the
manufacturer or importer should assume the registration obligations,
such as the logistics of an importer inserting a registration card when
a product is manufactured overseas or, similarly, the logistics of a
foreign manufacturer maintaining a database of registration card
information received from consumers in the United States.
However, neither the CPSIA nor the proposed regulation requires the
retailer of a durable infant or toddler product to establish or
maintain a registration program. The Commission recognizes that, in
some instances, a retailer may be the direct importer of a product and/
or may be the only contact in the United States. In such circumstances,
it may be most effective for the retailer to collect registration
information and notify the consumer in the event of a recall or safety
alert. While the Commission is not proposing to require retailers of
durable infant and toddler products to conduct a registration program,
it is considering whether any final rule based on this proposal should
expressly allow other parties, such as retailers, distributors or
private labelers, to establish and maintain a registration program. The
Commission is interested in comments on whether and how it might allow
a private labeler or retailer to assume the responsibility to establish
and maintain a registration program, particularly when a product is
produced by a foreign manufacturer and imported into the United States.
Proposed Sec. 1130.2 would state that the definitions in section 3
of the CPSA apply.
Proposed Sec. 1130.2(a) would define ``durable infant or toddler
product'' in a manner similar to section 104(f) of the CPSIA. The
proposed definition would include products that combine multiple
functions. The CPSIA provides a broad definition of the term durable
infant or toddler product--``a durable product intended for use, or
that may be reasonably expected to be used, by children under the age
of 5 years''--and then lists twelve specific examples each of which is
defined more specifically with reference to the applicable voluntary
standard for such products. Products that are not explicitly listed may
still be durable infant or toddler products under the definition and
may fall within the registration requirement.
The CPSIA does not define ``durable,'' but Webster's dictionary
defines ``durable goods'' as ``goods usable for a relatively long
time.'' In the economic or financial context, durable goods are
generally considered to be ones that have a useful life of three or
more years. The Bureau of Economic Analysis, in the Department of
Commerce, defines ``durable goods'' as ``Tangible products that can be
stored or inventoried and that have an average life of at least three
years'' (see Bureau of Economic Analysis, Department of Commerce,
Glossary definition of ``durable goods,'' accessed on the Internet at
https://www.bea.gov/glossary/glossary.cfm?letter=D on May 20, 2009). The
economic opposite term of durable goods is nondurable goods, a category
that includes such items as food, clothing, drugs and services. These
definitions give some guidance on what would be a durable infant or
toddler product. Thus, clothing, blankets, and such textile products
would not be considered durable infant or toddler products.
Additional guidance comes from considering the product examples in
the statute and the ASTM voluntary standard subcommittees that cover
such items. The product list in the statute, though not exclusive,
illustrates the types of products covered. Likewise, other products
involved in the ASTM voluntary standards committee activity reflect the
type of products considered by Commission staff to be durable infant
products which include: Children's folding chairs, changing tables,
bouncers, infant bath tubs, bed rails and infant slings. Thus, while a
changing table is not listed, it is similar to other nursery products,
such as cribs and cradles, which are listed, and it is under the same
ASTM subcommittee (F15.18) as cribs, toddler beds, play yards,
bassinets and cradles. Bed rails are not listed, but they are similar
to ``gates and other enclosures for confining a child,'' an enumerated
category. Some other types of products, such as sports equipment,
playground equipment, or toys would not appropriately be considered
durable infant or toddler products. These are broad categories of
products that are not like the nursery-type of products specified in
the examples.
[[Page 30985]]
The statutory definition leaves uncertainty about which products
would be considered durable infant or toddler products. Many products
may last three or more years, but that does not necessarily mean that
Congress intended them to be considered durable infant or toddler
products under this section. An infant sling is not specifically listed
and might be considered a textile product. However, it could be
considered a type of infant carrier, a category that is listed as a
durable infant or toddler product. The Commission is interested in
comments on whether the final rule should contain a definitive listing
of products requiring registration cards or any other comments that
could help to clarify which products are covered by the registration
card requirement when the final rule is published.
As discussed above, infant carriers that are used as car seats are
already subject to registration requirements issued by NHTSA that are
similar to the proposed CPSC registration requirements. The Commission
proposes to exempt from this rulemaking car seats that are subject to
NHTSA registration requirements.
Proposed Sec. 1130.2(b) and (c) would define ``product recall''
and ``safety alert'' respectively.
2. General Requirements--Proposed Sec. 1130.3
Proposed Sec. 1130.3 would establish general requirements for
consumer registration. In brief, proposed Sec. 1130.2(a) would require
each manufacturer of a durable infant or toddler product to provide
consumers with a postage paid consumer registration form with each
product; maintain a record of the contact information of consumers who
register their products with the manufacturer; and permanently place
the manufacturer's name and contact information, model name and number,
and the date of manufacture on each durable infant or toddler product.
Proposed Sec. 1130.2(a) thus would correspond with the statutory
requirements at section 104(d)(1) of the CPSIA.
Proposed Sec. 1130.2(b) would prohibit the manufacturer from using
or disseminating the consumer information collected pursuant to these
requirements to any other party for any purpose other than notification
of the consumer in the event of a product recall or safety alert. This
would be consistent with section 104(d)(3) of the CPSIA.
3. Manufacturer and Product Identification on the Product--Proposed
Sec. 1130.4
Section 104(d)(1)(c) of the CPSIA requires the manufacturer to
permanently place the manufacturer's name and contact information,
model name and number, and the date of manufacture on each durable
infant or toddler product. Proposed Sec. 1130.4 would repeat this
statutory requirement and would further specify that the required
information must be in English, legible, and in a location on the
product that is conspicuous to the consumer.
Another section of the CPSIA, section 103, requires that, beginning
August 14, 2009, all children's products must have tracking labels
providing certain identifying information (the manufacturer or private
labeler, location and date of production and cohort information)
permanently placed on the product. The requirements for tracking labels
in section 103 differ from the product identification that section 104
requires for durable infant or toddler products. This raises the
question of how a durable infant or toddler product could satisfy these
requirements, i.e. does the more specific section 104 identification of
the manufacturer on the product obviate the need for the same
identification of the manufacturer as part of the section 103 tracking
label. The Commission seeks comments on the interplay between the
labeling requirements of these two sections given that their
requirements differ. Several commenters on the tracking label provision
raised the concern that requiring identification of the manufacturer on
a tracking label could result in the disclosure of what they considered
confidential business information. The Commission requests comments on
whether the issue of confidentiality is a concern for the product
identification requirement in section 104 of the CPSIA.
4. Requirements for Registration Forms--Proposed Sec. 1130.5
Proposed Sec. 1130.5 would establish the requirements for the
registration forms themselves. In brief, proposed Sec. 1130.5 would
require registration forms to:
Comply with specified text and format requirements;
State all information in English;
Be attached to the surface of each durable infant or
toddler product so that the consumer must notice and handle the form
after purchasing the product;
Include the manufacturer's name, model name and number for
the product and the date of manufacture;
Include an option to register using the Internet; and
Include a statement that information the consumer provides
will only be used to facilitate a recall or safety alert.
With the exception of requiring compliance with particular text and
format specifications and requiring that information be in English, the
proposed requirements for registration forms are explicitly directed by
section 104(d)(2) of the CPSIA. Section 104(d)(2) of the CPSIA also
gives the Commission the option of prescribing the text and format for
the registration form. The Commission believes that specifying uniform
text and format will increase the likelihood that consumers will notice
the forms and complete them.
The Commission also believes that it is appropriate to specify that
the form be in the English language. This would clarify the language to
be used for registration forms when a product is foreign-made. It also
would add to the uniformity of the registration forms, increasing the
effectiveness of the forms by increasing the likelihood that consumers
would notice the forms and associate them with registrations for the
purpose of recalls.
5. Format Requirements--Proposed Sec. 1130.6
Proposed Sec. 1130.6 would prescribe the registration form's size
and layout. The top portion of the form would be retained by the
consumer. It would provide the purpose statement and the manufacturer's
contact information.
The lower part of the form, which would be returned to the
manufacturer, would be the size of a standard post card, 6 inches wide
by 4\1/4\ inches high. It would have blocks for the consumer to provide
his/her contact information and have pre-printed product information on
one side of the card and the manufacturer's name and mailing address
pre-printed on the other side.
Proposed Sec. 1130.6 also would require that the registration form
use Arial Black typeface and that the size of the type be at least 12-
point for the purpose statement and no less than 10-point for all other
information on the form. Typically, 12-point font size is preferred for
instructions and long passages. Arial typeface is a commonly used sans
serif typeface that presents a bold and sharp letter.
The Commission is proposing to prescribe the formatting for the
registration forms. However, another approach would be to allow
manufacturers to determine their own formatting. The Commission
requests comments on these two approaches.
[[Page 30986]]
6. Text Requirements--Proposed Sec. 1130.7
Proposed Sec. 1130.7 would prescribe the registration form's text.
It would require the following statement about the purpose of the
registration:
PRODUCT REGISTRATION FOR SAFETY ALERT OR RECALL. We will use the
information provided on this card to contact you only if there is a
safety alert or recall for this product. We will not sell, rent, or
share your personal information. To register your product, please
complete and mail back this card or visit our online registration at
www.WEBSITE NAME.com.
This statement is consistent with sections 104(d)(2)(E) and
104(d)(2)(G) of the CPSIA requiring that the form ``include a message
explaining the purpose of the registration and designed to encourage
consumers to complete the registration'' and also that it ``include a
statement that information provided by the consumer shall not be used
for any purpose other than to facilitate a recall of or safety alert
regarding that product.'' The staff believes that having a uniform
message will increase the likelihood that consumers will recognize the
form and respond to it. Additionally, based on its experience examining
recall effectiveness, the staff believes that a personal appeal to the
consumer will increase the likelihood that a consumer will register the
product.
Proposed Sec. 1130.7(b) would require that the top of the
registration form state the manufacturer's name and contact
information, Web site address, product model name and number and
manufacture date of the product. This part of the form would be
retained by the consumer. The consumer would have the manufacturer's
contact information and information identifying the product if needed
to contact the manufacturer about any safety-related issues concerning
the product. This aspect of the proposed rule goes beyond the explicit
requirements of the CPSIA which only requires that the form include the
manufacturer's name, model name and number for the product and its date
of manufacture. However, the proposed information would complement the
requirement in section 104(d)(1)(C) of the CPSIA which requires
manufacturers of a durable infant or toddler product to ``permanently
place the manufacturer name and contact information, model name and
number, and the date of manufacture on each durable infant or toddler
product.'' This will enable consumers to easily locate the information
they need to contact the manufacturer. The Commission is interested in
comments on whether a consumer would save and refer to the registration
card stub rather than look for the contact information on the product
itself, particularly for larger and more expensive products such as
cribs. The Commission also asks for comments on the practicality of
pre-printing a two part registration form--one section for consumers to
send back to the manufacturer and the added requirement for another
section for consumers to tear off and keep. The Commission is
interested in comments on the practical and economic effect of this
requirement.
Proposed Sec. 1130.7 also would require blocks for the consumer to
provide his/her name, mailing address, telephone number, and e-mail
address. Section 104(d)(2)(B) of the CPSIA requires that the form
``include space sufficiently large to permit easy, legible recording of
all desired information.'' The staff reviewed research regarding
legible print for reading, and considered uses such as warnings and
passport applications. Based on this review, the proposed rule would
require that blocks for consumer information be 5 mm wide and 7 mm
high. The number of blocks that would be required for the consumer's
information is based on the size of the blocks and the size of the
postcard.
The proposed rule would require pre-printed product information. As
noted above, section 104(d)(2(D) of the CPSIA requires that the form
provide the manufacturer's name, model name and number of the product,
and the date of manufacture. This information will enable the
manufacturer to match the consumer with the product purchased in the
event that the product is the subject of a recall or safety alert. The
proposed rule would require a rectangular box around the model name,
model number, and manufacture date to draw the consumer's attention to
the information. The manufacturer could print this information directly
on the form or apply a pre-printed label that provides the required
information.
7. Requirements for Internet Registration--Proposed Sec. 1130.8
Consistent with section 104(d)(2)(F) of the CPSIA, the proposed
rule would require that the consumer have the option of registering the
product through the Internet. This could be accomplished by
registration through the manufacturer's Web site. However, some
companies, particularly smaller ones, may not have a Web site. Rather
than the Commission mandating that all companies that sell durable
infant and toddler products create and maintain a Web site, such
companies could satisfy the statutory requirement by allowing consumers
to send their registration information by e-mail. In such case a
sentence would need to be added to the registration card indicating
that registration could be made by sending an e-mail to the
manufacturer. The Commission seeks comments on this approach.
Proposed Sec. 1130.8 would require the same purpose statement
(described earlier in part B.6 of this preamble (see the discussion of
proposed Sec. 1130.7)) on the Web site registration page as on the
registration form. It would restrict the registration page to only
requesting the consumer's name, address, telephone number, e-mail
address, product name and number and the date of manufacture. The
Commission seeks comments on whether there is a need to restrict
navigation to other pages or Web sites.
The Commission notes that on-line registration could be designed in
a manner that could further increase the effectiveness of product
registrations. The on-line registration could be set up to allow
consumers to notify the manufacturer of a change of address for
products the consumer has previously registered. Such a system could
allow sorting by customer name, address, product and model so that a
consumer could change his/her address without re-entering other
information. The proposed rule would not require such a system, but
neither would it prevent manufacturers from designing their on-line
registration systems in such a manner.
The Commission intends to encourage innovation in the use of the
Internet for product registration and solicits comments on how to make
the registration Web site easier for consumers to use and navigate. For
example, Web sites could minimize the number of times consumers must
enter information, could provide for registration at the time an item
is purchased online, or take other approaches that would streamline
registration.
8. Recordkeeping and Notification--Proposed Sec. 1130.9
Consistent with section 104(d)(1)(B) of the CPSIA, proposed Sec.
1130.9 would require that each manufacturer of a durable infant or
toddler product maintain a record of registrants for each product
manufactured that includes all of the information provided by the
consumer. The manufacturer would be required to use the information
provided to notify the registrant if the product is the subject of a
recall or
[[Page 30987]]
safety alert. The proposed rule would require that the manufacturer
maintain a record of the registration information for no less than 6
years after the date of manufacture of the product.
C. Request for Comments
The Commission requests comments on all aspects of this proposal,
and specifically seeks comments concerning: What products are included
in the definition of durable infant or toddler product; whether the
Commission should prescribe the format of the registration cards or
allow flexibility; the interplay between the permanent identification
marking required to be placed on the product and the tracking label
requirement; the party best situated to conduct the registrations (as
among the manufacturer, importer, private labeler and retailer); the
practical and economic impact of requiring an additional section on the
registration form--one section for consumers to mail to the
manufacturers and the other section for consumers to keep; allowing the
consumer to e-mail registration information as an option; whether
requirements on the ease of use and navigation of Web sites are
necessary; and appropriateness of the proposed effective date.
D. Effective Date
The Administrative Procedure Act (``APA'') generally requires that
the effective date of a rule be at least 30 days after publication of
the final rule. Id. 553(d). This is unlikely to be sufficient time for
manufacturers to put a registration program in place. Thus, the
Commission proposes that a final rule would become effective 180 days
after its date of publication in the Federal Register.
E. Regulatory Flexibility Certification
The Regulatory Flexibility Act (``RFA'') generally requires that
agencies review proposed rules for their potential economic impact on
small entities, including small businesses. However, section 104(d)(1)
of the CPSIA removes this requirement for promulgating the rule
implementing the CPSIA's consumer registration provision. Consequently
no certification is necessary.
F. Paperwork Reduction Act
Section 104(d)(1) of the CPSIA also excludes this rulemaking from
requirements of the Paperwork Reduction Act, 44 U.S.C. sections 3501
through 3520. Consequently, no Paperwork Reduction Act analysis is
necessary.
G. Environmental Considerations
The Commission's regulations provide a categorical exemption for
the Commission's rules from any requirement to prepare an environmental
assessment or an environmental impact statement as they ``have little
or no potential for affecting the human environment.'' 16 CFR
1021.5(c)(2). This proposed rule falls within the categorical
exemption.
List of Subjects in 16 CFR 1130
Administrative practice and procedure, Business and industry,
Consumer protection, Reporting and recordkeeping requirements.
Therefore, the Commission proposes to amend Title 16 of the Code of
Federal Regulations by adding part 1130 to read as follows:
PART 1130--REQUIREMENTS FOR CONSUMER REGISTRATION OF DURABLE INFANT
OR TODDLER PRODUCTS
Sec.
1130.1 Purpose, scope, and effective date.
1130.2 Definitions.
1130.3 General requirements.
1130.4 Identification on the product.
1130.5 Requirements for registration form.
1130.6 Requirements for format of registration form.
1130.7 Requirements for text of registration form.
1130.8 Requirements for Internet registration.
1130.9 Recordkeeping and notification requirements.
Authority: 15 U.S.C. 2056a, 2065(b).
Sec. 1130.1 Purpose, scope, and effective date.
(a) Purpose. This part prescribes a consumer product safety rule
establishing requirements for consumer registration of durable infant
or toddler products. These requirements are intended to improve the
effectiveness of recalls of, and safety alerts regarding, such
products.
(b) Scope. Part 1130 applies to manufacturers, including importers,
of durable infant or toddler products, as defined in Sec. 1130.2(a).
It does not apply to infant or child carriers intended for use in
automobiles that are covered by the registration program of the
National Highway Traffic and Safety Administration at 49 CFR 571.213.
(c) Effective date. The requirements of this part 1130 shall become
effective on [180 days after publication of a final rule] and shall
apply to durable infant or toddler products manufactured on or after
that date.
Sec. 1130.2 Definitions.
In addition to the definitions given in section 3 of the Consumer
Product Safety Act (15 U.S.C. 2052), the following definitions apply:
(a) Durable infant or toddler product means a durable product
intended for use, or that may be reasonably expected to be used, by
children under the age of 5 years; and includes, but is not limited to,
individual and combinations of:
(1) Full-size cribs and non-full-size cribs;
(2) Toddler beds;
(3) High chairs, booster seats, and hook-on chairs;
(4) Bath seats;
(5) Gates and other enclosures for confining a child;
(6) Play yards;
(7) Stationary activity centers;
(8) Infant carriers;
(9) Strollers;
(10) Walkers;
(11) Swings; and
(12) Bassinets and cradles.
(b) Product recall means action taken pursuant to sections 12,
15(c) or 15(d) of the CPSA (15 U.S.C. 2061,2054(c), or 2064(d)), and
action taken pursuant to a corrective action plan implemented by a
company in cooperation with the Commission, where the firm is
conducting one or more of the following: repair of the product;
replacement of the product; or refund of the purchase price of the
product.
(c) Safety alert means notice or warning of a potential problem
with an individual or class of products so that consumers and other
users of the affected products respond accordingly to reduce or
eliminate the potential for injury.
Sec. 1130.3 General requirements.
(a) Each manufacturer of a durable infant or toddler product shall:
(1) Provide consumers with a postage-paid consumer registration
form that meets the requirements of this part 1130 with each such
product;
(2) Maintain a record in accordance with the requirements set forth
in Sec. 1130.9 of the contact information (names, addresses, e-mail
addresses, and telephone numbers) of consumers who register their
products with the manufacturer under this part 1130;
(3) Permanently place the manufacturer name and contact
information, model name and number, and the date of manufacture on each
durable infant or toddler product in accordance with the requirements
set forth in Sec. 1130.4.
(b) Consumer information collected by a manufacturer pursuant to
the requirements of this part 1130 shall not
[[Page 30988]]
be used by the manufacturer, nor disseminated by the manufacturer to
any other party, for any purpose other than notification to such
consumer in the event of a product recall or safety alert.
Sec. 1130.4 Identification on the product.
(a) Each durable infant or toddler product shall be permanently
marked with the manufacturer name, and contact information (U.S.
address and telephone number, toll free if available) model name and
number, and date of manufacture.
(b) The information required by this section shall be in English,
legible, and in a location that is conspicuous to the consumer.
Sec. 1130.5 Requirements for registration forms.
The registration form required under Sec. 1130.3(a)(1) shall:
(a) Comply with the format and text requirements set forth in
Sec. Sec. 1130.6 and 1130.7 as shown in figures 1 and 2 of this part;
(b) State all information required by this part 1130 in the English
language;
(c) Be attached to the surface of each durable infant or toddler
product so that, as a practical matter, the consumer must notice and
handle the form after purchasing the product;
(d) Include the manufacturer's name, model name and number for the
product, and the date of manufacture;
(e) Include an option for consumers to register through the
Internet;
(f) Include the statement required in Sec. 1130.7(a) that
information provided by the consumer shall not be used for any purpose
other than to facilitate a recall of or safety alert regarding that
product.
Sec. 1130.6 Requirements for format of registration forms.
(a) Size of form. The form shall be the size of a standard post
card, 6 inches wide by 4\1/4\ inches high.
(b) Layout of form. (1) General. The form shall consist of four
parts: top and bottom, divided by perforations for easy separation, and
front and back.
(2) Top of form. The top portion of the form is to be retained by
the consumer. The front top portion shall provide the purpose statement
set forth in Sec. 1130.7(a). The back of the top portion shall provide
the manufacturer's contact information as required in Sec. 1130.7(b).
(3) Bottom of form. The bottom portion of the form is to be
returned to the manufacturer. The bottom front panel shall have blocks
for the consumer to provide his/her contact information as required in
Sec. 1130.7(c). Below the consumer contact information shall be
product information as required in Sec. 1130.7(d) which may be printed
on the form or provided on a pre-printed label placed on the form by
the manufacturer. The back of the bottom portion of the form shall be
pre-addressed with the manufacturer's name and mailing address where
registration information is to be collected.
(c) Font size and typeface. The registration form shall use Arial
Black typeface. The size of the type shall be at least 12-point for the
purpose statement required in Sec. 1130.7(a) and no less than 10-point
for the other information in the registration form.
Sec. 1130.7 Requirements for text of registration form.
(a) Purpose statement. The front top portion of each form shall
state: ``PRODUCT REGISTRATION FOR SAFETY ALERT OR RECALL. We will use
the information provided on this card to contact you only if there is a
safety alert or recall for this product. We will not sell, rent, or
share your personal information. To register your product, please
complete and mail back this card or visit our online registration at
www.WEBSITE NAME.com.''
(b) Manufacturer and product information. The back of the top
portion of the form shall state the manufacturer's name and contact
information (a U.S. mailing address, a telephone number, toll free if
available), Web site address, product model name and number, and
manufacture date of the product.
(c) Consumer information. The bottom front portion of the form
shall have blocks for the consumer to provide his/her name, address,
telephone number, and e-mail address. These blocks shall be 5 mm wide
and 7 mm high. There shall be at least 23 blocks on each of two lines
for name and mailing address. At least 15 blocks shall be provided for
the city, 2 blocks for the State and 5 blocks for the zip code or
postal code. There shall be 10 blocks for the telephone number with a
dash provided after the place for the area code and between the third
and fourth blocks for the rest of the number, and at least 29 blocks
for the e-mail address.
(d) Product information. The following product information shall be
provided on the back of the bottom portion of the form below the blocks
for customer information printed directly on the form or on a pre-
printed label that is applied to the form: the manufacturer's name, the
model name and number, and the date of manufacture of the product. A
rectangular box shall be placed around the model name, model number and
manufacture date.
Sec. 1130.8 Requirements for Web site registration.
(a) Link to registration page. The manufacturer's Web site, or
other Web site established for the purpose of registration under this
part 1130, shall be designed with a link clearly identified on the main
Web page that goes directly to ``Product Registration.''
(b) Purpose statement. The registration page shall have the
following statement at the top of the page: ``PRODUCT REGISTRATION FOR
SAFETY ALERT OR RECALL ONLY. We will use the information provided on
this page only to contact you if there is a safety alert or recall for
this product. We will not sell, rent, or share your personal
information. If you register on this Web site you do not need to fill
out the card that came with your product.''
(c) Content of registration page. The Web site registration page
shall request only the consumer's name, address, telephone number, e-
mail address, product model name and number, and the date of
manufacture. The consumer's telephone number and e-mail address shall
not be required for the consumer to submit the registration form.
Sec. 1130.9 Recordkeeping and notification requirements.
(a) Each manufacturer of a durable infant or toddler product shall
maintain a record of registrants for each product manufactured that
includes all of the information provided by each consumer registered.
(b) Each manufacturer of a durable infant or toddler product shall
use the information provided by the registrant to notify the registrant
in the event of a voluntary or involuntary recall of, or safety alert
regarding, such product.
(c) Each manufacturer of a durable infant or toddler product shall
maintain a record of the information provided by the registrant for a
period of not less than 6 years after the date of manufacture of the
product.
BILLING CODE 6355-01-P
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[GRAPHIC] [TIFF OMITTED] TP29JN09.017
[[Page 30990]]
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Dated: June 23, 2009.
Todd Stevenson,
Secretary, U.S. Consumer Product Safety Commission.
[FR Doc. E9-15242 Filed 6-26-09; 8:45 am]
BILLING CODE 6355-01-C