Revision of Source Category List for Standards Under Section 112(k) of the Clean Air Act; National Emission Standards for Hazardous Air Pollutants: Area Source Standards for Aluminum, Copper, and Other Nonferrous Foundries, 30366-30399 [E9-14613]
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Federal Register / Vol. 74, No. 121 / Thursday, June 25, 2009 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2008–0236; FRL–8920–9]
RIN 2060–AO93
Revision of Source Category List for
Standards Under Section 112(k) of the
Clean Air Act; National Emission
Standards for Hazardous Air
Pollutants: Area Source Standards for
Aluminum, Copper, and Other
Nonferrous Foundries
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Final rule.
SUMMARY: EPA is revising the area
source category list by changing the
name of the ‘‘Secondary Aluminum
Production’’ category to ‘‘Aluminum
Foundries’’ and the ‘‘Nonferrous
Foundries, not elsewhere classified
(nec)’’ category to ‘‘Other Nonferrous
Foundries.’’ At the same time, EPA is
issuing final national emission
standards for the Aluminum Foundries,
Copper Foundries, and Other
Nonferrous Foundries area source
categories. These final emission
standards for new and existing sources
reflect EPA’s determination regarding
the generally available control
technologies or management practices
(GACT) for each of the three area source
categories.
DATES: The final rule is effective on June
25, 2009. The incorporation by reference
of certain publications listed in this rule
is effective as of June 25, 2009.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OAR–2008–0236. All
documents in the docket are listed in
the Federal Docket Management System
index at https://www.regulations.gov.
Although listed in the index, some
information is not publicly available
(e.g., confidential business information
(CBI) or other information whose
disclosure is restricted by statute).
Certain other material, such as
copyrighted material, will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically through
https://www.regulations.gov or in hard
copy at the EPA Docket Center, Public
Reading Room, EPA West, Room 3334,
1301 Constitution Ave., NW.,
Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number
for the Public Reading Room is (202)
566–1744, and the telephone number for
the Air Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT: For
questions about the final standards for
aluminum foundries, contact Mr. David
Cole, Office of Air Quality Planning and
Standards, Outreach and Information
Division, Regulatory Development and
Policy Analysis Group (C404–05),
Environmental Protection Agency,
Research Triangle Park, NC 27711;
Telephone Number: (919) 541–5565;
Fax Number: (919) 541–0242; E-mail
address: Cole.David@epa.gov. For
questions about the final standards for
copper foundries and other nonferrous
foundries, contact Mr. Gary Blais, Office
of Air Quality Planning and Standards,
Outreach and Information Division,
Regulatory Development and Policy
Analysis Group (C404–05),
Environmental Protection Agency,
Research Triangle Park, NC 27711;
Telephone Number: (919) 541–3223;
Fax Number: (919) 541–0242; E-mail
address: Blais.Gary@epa.gov.
SUPPLEMENTARY INFORMATION:
Outline. The information in this
preamble is organized as follows:
I. General Information
A. Does This Action Apply to Me?
B. Where Can I Get a Copy of This
Document?
C. Judicial Review
II. Background Information for This Final
Rule
III. Revision to the Source Category List
IV. Summary of Changes Since Proposal
V. Summary of Final Standards
A. Is My Foundry Subject to This Subpart?
NAICS code 1
Category
331524
Copper Foundries ...................
331525
Other Nonferrous Foundries ...
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Industry:
Aluminum Foundries ...............
331528
1 North
B. Do These Standards Apply to My
Source?
C. When Must I Comply With These
Standards?
D. What Are the Final Standards?
E. What Are the Testing and Monitoring
Requirements?
F. What Are the Notification,
Recordkeeping, and Reporting
Requirements?
G. What Are the Title V Permit
Requirements?
VI. Summary of Comments and Responses
A. GACT Issues
B. The Source Category Designation
C. Subcategorization and Applicability
Issues
D. Management Practices
E. Definitions
F. Monitoring, Reporting and
Recordkeeping
G. Testing Requirements
H. Exemption From Title V Permitting
Requirements
I. Miscellaneous
VII. Impacts of the Final Standards
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does This Action Apply to Me?
The regulated categories and entities
potentially affected by the final rule
include:
Examples of regulated entities
Area source facilities that pour molten aluminum into molds to manufacture aluminum
castings (excluding die casting).
Area source facilities that pour molten copper and copper-based alloys (e.g., brass,
bronze) into molds to manufacture copper and copper-based alloy castings (excluding
die casting).
Area source facilities that pour molten nonferrous metals (except aluminum and copper)
into molds to manufacture nonferrous castings (excluding die casting). Establishments
in this industry purchase nonferrous metals, such as nickel, zinc, and magnesium that
are made in other establishments.
American Industry Classification System.
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This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. To determine
whether your facility is regulated by this
action, you should examine the
applicability criteria in 40 CFR 63.11544
of subpart ZZZZZZ (National Emission
Standards for Hazardous Air Pollutants:
Area Source Standards for Aluminum,
Copper, and Other Nonferrous
Foundries). If you have any questions
regarding the applicability of this action
to a particular entity, consult either the
air permit authority for the entity or
your EPA Regional representative, as
listed in 40 CFR 63.13 of subpart A
(General Provisions).
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B. Where Can I Get a Copy of This
Document?
In addition to being available in the
docket, an electronic copy of this final
action will also be available on the
Worldwide Web (WWW) through the
Technology Transfer Network (TTN).
Following signature, a copy of this final
action will be posted on the TTN’s
policy and guidance page for newly
proposed or promulgated rules at the
following address: https://www.epa.gov/
ttn/oarpg/. The TTN provides
information and technology exchange in
various areas of air pollution control.
C. Judicial Review
Under section 307(b)(1) of the Clean
Air Act (CAA), judicial review of this
final rule is available only by filing a
petition for review in the United States
Court of Appeals for the District of
Columbia Circuit by August 24, 2009.
Under section 307(b)(2) of the CAA, the
requirements established by this final
rule may not be challenged separately in
any civil or criminal proceedings
brought by EPA to enforce these
requirements.
Section 307(d)(7)(B) of the CAA
further provides that ‘‘[o]nly an
objection to a rule or procedure which
was raised with reasonable specificity
during the period for public comment
(including any public hearing) may be
raised during judicial review.’’ This
section also provides a mechanism for
EPA to convene a proceeding for
reconsideration, ‘‘[i]f the person raising
an objection can demonstrate to EPA
that it was impracticable to raise such
objection within [the period for public
comment] or if the grounds for such
objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of the rule.’’ Any person
seeking to make such a demonstration to
us should submit a Petition for
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Reconsideration to the Office of the
Administrator, U.S. EPA, Room 3000,
Ariel Rios Building, 1200 Pennsylvania
Ave., NW., Washington, DC 20460, with
a copy to both the person(s) listed in the
preceding FOR FURTHER INFORMATION
CONTACT section, and the Associate
General Counsel for the Air and
Radiation Law Office, Office of General
Counsel (Mail Code 2344A), U.S. EPA,
1200 Pennsylvania Ave., NW.,
Washington, DC 20460.
II. Background Information for This
Final Rule
Section 112(d) of the CAA requires us
to establish national emission standards
for hazardous air pollutants (NESHAP)
for both major and area sources of
hazardous air pollutants (HAP) that are
listed for regulation under CAA section
112(c). A major source emits or has the
potential to emit 10 tons per year (tpy)
or more of any single HAP or 25 tpy or
more of any combination of HAP. An
area source is a stationary source that is
not a major source.
Section 112(k)(3)(B) of the CAA calls
for EPA to identify at least 30 HAP that,
as the result of emissions from area
sources, pose the greatest threat to
public health in the largest number of
urban areas. EPA implemented this
provision in 1999 in the Integrated
Urban Air Toxics Strategy (64 FR 38715,
July 19, 1999). In the Strategy, EPA
identified 30 HAP that pose the greatest
potential health threat in urban areas;
these HAP are referred to as the ‘‘30
urban HAP.’’ Section 112(c)(3) requires
EPA to list sufficient categories or
subcategories of area sources to ensure
that area sources representing 90
percent of the emissions of the 30 urban
HAP are subject to regulation. We
implemented these requirements
through the Strategy and subsequent
updates to the source category list. The
aluminum foundry area source category
was listed pursuant to section 112(c)(3)
for its contribution toward meeting the
90 percent requirement for beryllium,
cadmium, lead, manganese, and nickel
compounds. The copper foundry area
source category was listed due to
emissions of lead, manganese, and
nickel compounds, and the other
nonferrous foundry area source category
was listed due to emissions of
chromium, lead, and nickel compounds.
Under CAA section 112(d)(5), the
Administrator may, in lieu of issuing a
MACT standard pursuant to CAA
section 112(d)(2), elect to promulgate
standards or requirements for area
sources ‘‘which provide for the use of
generally available control technology
or management practices by such
sources to reduce emissions of
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hazardous air pollutants.’’ As explained
in the preamble to the proposed
NESHAP, EPA proposed, and is
finalizing in today’s action, standards
based on generally available control
technology and management practices
(GACT).
We are issuing these final standards
in response to a court-ordered deadline
that requires EPA to issue standards for
these three foundry source categories
listed pursuant to section 112(c)(3) and
(k) by June 15, 2009 (Sierra Club v.
Johnson, No. 01–1537, (D.D.C., March
2006)).
III. Revision to the Source Category List
This notice announces two revisions
to the area source category list
developed under our Integrated Urban
Air Toxics Strategy pursuant to section
112(c)(3) of the CAA. The first revision
changes the name of the ‘‘Secondary
Aluminum Production’’ source category
to ‘‘Aluminum Foundries.’’ The second
revision changes the name of the
‘‘Nonferrous Foundries, nec’’ source
category to ‘‘Other Nonferrous
Foundries.’’ 1
IV. Summary of Changes Since
Proposal
This final rule contains several
clarifications to the proposed rule as a
result of public comments. We explain
the reasons for these changes in detail
in the summary of comments and
responses (section VI of this preamble).
First, we established that the
production from calendar year 2010 is
used to determine if your existing
aluminum, copper, or other nonferrous
foundry melted more than 600 tpy of
aluminum, copper, other nonferrous
metals, and all associated alloys and,
therefore, is subject to the rule. If a
foundry with an existing melting
operation increases production after
2010 such that the annual metal melt
production equals or exceeds 600 tpy, it
must notify the permitting authority
within 30 days after the end of that
calendar year and comply with the rule
within 2 years following the date of the
notification. If a foundry with an
existing melting operation subsequently
decreases annual production after 2010
such that it produces less than 600 tpy,
the foundry remains subject to the rule.
Foundries with new melting operations
are subject to the rule if the annual
metal melt capacity at the time of
startup equals or exceeds 600 tpy. If a
foundry with a new melting operation
increases capacity after startup such that
the annual metal melt capacity equals or
1 We did not receive any adverse comments on
the proposed revisions to the list.
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exceeds 600 tpy, it must notify the
permitting authority within 30 days
after the capacity increase and comply
with the rule at the time of the capacity
increase. If a foundry with a new
melting operation subsequently
decreases annual capacity after startup
such that the capacity is less than 600
tpy, the foundry remains subject to the
rule.
Second, we revised the rule to clarify
that the production from calendar year
2010 for existing sources (or capacity at
the time of startup for new sources) is
used to determine if you are a small
copper or other nonferrous foundry or a
large copper or other nonferrous
foundry. Large foundries are subject to
both management practices and
particulate matter (PM) emission limits.
The final rule also addresses
comments on production levels that
may fluctuate above or below the 6,000
tpy annual copper and other nonferrous
metal melt production (excluding
aluminum) and whether the PM/metal
HAP control requirements apply to
copper and other nonferrous foundries
when the melt production rises above or
falls below 6,000 tpy. If a small copper
or other nonferrous foundry with an
existing melting operation increases
production after the 2010 calendar year
such that the annual copper and other
nonferrous metal melt production
equals or exceeds 6,000 tons, the
foundry must submit a notification of
foundry reclassification to the
Administrator (or his or her authorized
representative) within 30 days after the
end of that calendar year and comply
with the requirements for large copper
or other nonferrous foundries no later
than 2 years after the date of the
foundry’s notification that the annual
copper and other nonferrous metal melt
production equaled or exceeded 6,000
tons. If a large copper or other
nonferrous foundry with an existing
melting operation subsequently
decreases production such that the
quantity of copper and other nonferrous
metal melted is less than 6,000 tpy, it
remains a large copper or other
nonferrous foundry.
If, subsequent to start-up, a new
source small copper or other nonferrous
foundry increases its melting operation
capacity such that the annual copper
and other nonferrous metal melt
capacity equals or exceeds 6,000 tons,
the foundry must submit a notification
of foundry reclassification to the
Administrator (or his or her authorized
representative) within 30 days after the
increase in capacity and comply with
the requirements for large copper or
other nonferrous foundries at the time of
the capacity increase. If a new source
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large copper or other nonferrous
foundry subsequently decreases metal
melt capacity such that the capacity is
less than 6,000 tpy, it remains a large
copper or other nonferrous foundry and
must continue to comply with the PM/
metal HAP control requirements.
We further clarified in the final rule
that, in determining whether a source’s
‘‘annual metal melt production’’ (for
existing sources) and ‘‘annual metal
melt capacity’’ (for new sources)
exceeds 600 tpy, sources must identify
the total amount of only aluminum,
copper, and other nonferrous metal
melted for existing sources (or the
capacity to melt only aluminum,
copper, and other nonferrous metal for
new sources), and not the total amount
of all types of metal melted (or the
capacity to melt all metals for new
sources). The comments EPA received
noted that this clarification is
particularly important for aluminum,
copper, and other nonferrous melting
operations that are co-located with
ferrous metal melting operations.
Similarly, we also clarified that the
6,000 tpy threshold between small and
large copper and other nonferrous
foundries (excluding aluminum
foundries) is based on the annual
amount of copper and other nonferrous
metal (excluding aluminum) that is
melted.
We revised the recordkeeping
requirements to remove the requirement
to record the date and time of each
melting operation. Several commenters,
specifically for smaller sources,
expressed that the burden of recording
and keeping these records would not
have provided useful documentation
that the required management practices
were being followed. We have added a
provision to the final rule that requires
monthly inspections to document that
the management practices are being
followed during melting operations.
We also adjusted the visible emission
(VE) monitoring requirements to allow a
reduction from daily to weekly
observations after 30 consecutive days
of no VE instead of 90 consecutive days.
Several commenters noted that there are
some special occasions when the cause
of VE cannot be remedied within 3
hours as proposed. We changed the VE
requirements to parallel those for bag
leak detection systems, which allow
more than 3 hours if the owner or
operator identifies the specific
conditions in a monitoring plan,
adequately explains why more than 3
hours is necessary, and demonstrates
that the requested time will alleviate the
problem as expeditiously as practicable.
Based on our survey results and a
review of operating permits, we expect
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most (if not all) large copper and other
nonferrous foundries will use a fabric
filter to control emissions from melting
operations. However, it is conceivable
that a new or existing foundry could use
a device other than a fabric filter. We
revised the monitoring requirements for
large copper and other nonferrous
foundries that use a control device other
than a fabric filter to require that they
submit a request to use alternative
monitoring procedures as required by
the General Provisions (section
63.8(f)(4)). Submitting this request is
consistent with EPA’s requirements and
procedures for alternative monitoring.
Finally, we have clarified that the
final rule does not include other source
categories, such as secondary aluminum
production, secondary copper
production, secondary nonferrous metal
production, and primary copper
smelting. We have explicitly stated in
the rule that primary and secondary
metal melting operations are not subject
to this foundry rule. We clarified the
definition of foundries to include the
casting of complex metal shapes and to
exclude the products cast by primary
and secondary metal production
facilities (e.g., sows, ingots, bars, anode
copper, rods, and copper cake).
V. Summary of Final Standards
A. Is My Foundry Subject to This
Subpart?
The three source categories subject to
this rule include aluminum foundries,
copper foundries, and other nonferrous
foundries. Any aluminum, copper, or
other nonferrous foundry is subject to
this subpart if it (1) is an area source
defined by 40 CFR 63.2, (2) has an
annual metal melt production in
calendar year 2010 for existing affected
sources or an annual metal melt
capacity at startup for new affected
sources of 600 tpy or more, and (3) is
an aluminum foundry that uses material
containing ‘‘aluminum foundry HAP,’’ a
copper foundry that uses material
containing ‘‘copper foundry HAP,’’ or
an other nonferrous foundry uses
material containing ‘‘other nonferrous
foundry HAP’’ (as these terms are
defined in more detail below).
Material containing ‘‘aluminum
foundry HAP’’ is any material that
contains beryllium, cadmium, lead, or
nickel in amounts greater than or equal
to 0.1 percent by weight (as the metal),
or contains manganese in amounts
greater than or equal to 1.0 percent by
weight (as the metal). Material
containing ‘‘copper foundry HAP’’ is
any material that contains lead or nickel
in amounts greater than or equal to 0.1
percent by weight (as the metal), or
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contains manganese in amounts greater
than or equal to 1.0 percent by weight
(as the metal). Material containing
‘‘other nonferrous foundry HAP’’ is any
material that contains chromium, lead,
or nickel in amounts greater than or
equal to 0.1 percent by weight (as the
metal). The owner or operator must
determine whether material contains
aluminum, copper, or other nonferrous
foundry HAP, for example, by using
formulation data provided by the
manufacturer or supplier, such as the
material safety data sheet (MSDS).
B. Do These Standards Apply to My
Source?
The standards apply to the melting
operations (the affected source) at
foundries subject to the rule as
discussed above. More specifically, the
affected source is (and the standards
apply to) (1) the collection of all
aluminum foundry melting operations
that melt any material containing
aluminum foundry HAP, (2) the
collection of all copper foundry melting
operations that melt any material
containing copper foundry HAP, and (3)
the collection of all other nonferrous
foundry melting operations that melt
any material containing other
nonferrous foundry HAP. ‘‘Melting
operations’’ means the collection of
furnaces (e.g., induction, reverberatory,
crucible, tower, dry hearth) used to melt
metal ingot, alloyed ingot and/or metal
scrap to produce molten metal that is
poured into molds to make castings.
A foundry is an existing affected
source if construction or reconstruction
of the melting operations commenced
on or before February 9, 2009. A
foundry is a new affected source if
construction or reconstruction of the
melting operations commenced after
February 9, 2009. Because the affected
source is the collection of all the
melting operations at, for example, a
copper foundry, addition of new
melting equipment at an existing
affected source (i.e., a source
constructed before February 9, 2009)
does not subject the foundry to the
GACT standards for a new affected
source. Furthermore, the standards for a
new affected source would only apply
to an aluminum, copper or other
nonferrous foundry that is constructed
or reconstructed after February 9, 2009.
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C. When Must I Comply With These
Standards?
The owner or operator of an existing
affected source is required to comply
with the rule no later than June 27,
2011. The owner or operator of a new
affected source is required to comply by
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June 25, 2009 or upon startup of the
source, whichever occurs later.
D. What Are the Final Standards?
These final standards establish that
the following management practices are
GACT for all new and existing affected
sources at aluminum, copper, and other
nonferrous foundries: (1) Cover or
enclose melting furnaces that are
equipped with covers or enclosures
during the melting process, to the extent
practicable (e.g., except when access is
needed, including, but not limited to,
charging, alloy addition, and tapping);
and (2) purchase only scrap material
that has been depleted (to the extent
practicable) of ‘‘aluminum foundry
HAP,’’ ‘‘copper foundry HAP’’, or ‘‘other
nonferrous foundry HAP’’ in the
materials charged to the melting
furnace(s), excluding HAP metals that
are required to be added for the
production of alloyed castings or that
are required to meet written
specifications for the casting. Owners or
operators of affected sources must
develop and operate under a written
management practices plan for
minimizing emissions from melting
operations that apply the two
techniques described above. The rule
also requires owners or operators to
retain the plan and the appropriate
records to demonstrate that the two
techniques are used during melting
operations. Both EPA and the State
permitting authority can request to
review the management practices plan
at their discretion.
In addition, the owner or operator of
an existing affected source at a large
copper foundry and other nonferrous
foundry (i.e., one that melts at least
6,000 tpy of copper and other
nonferrous metal, excluding aluminum)
is required to achieve a PM control
efficiency of at least 95.0 percent or an
outlet PM concentration of at most 0.015
grains per dry standard cubic foot (gr/
dscf). The owner or operator of a new
affected source at a large copper foundry
or other nonferrous foundry must
achieve a PM control efficiency of at
least 99.0 percent or an outlet PM
concentration of at most 0.010 gr/dscf.
E. What Are the Testing and Monitoring
Requirements?
1. Performance Test
No performance tests are required for
an aluminum foundry or for a small
copper or other nonferrous foundry (i.e.,
one that melts less than 6,000 tpy of
copper and other nonferrous metal,
excluding aluminum) because they are
subject only to the management
practices as described in 63.11550(a).
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The owner or operator of any existing or
any new affected source at a large
copper or other nonferrous foundry is
required to conduct a one-time initial
performance test to demonstrate
compliance with the PM/metal HAP
standard. The owner or operator is
required to test PM emissions from
melting operations using EPA Method 5
or 5D (40 CFR part 60, appendix A–3)
or EPA Method 17 (40 CFR part 60,
appendix A–6).
A performance test is not required for
an existing affected source if a prior
performance test has been conducted
within 5 years of the compliance date
using the methods required by this final
rule, and either (1) no process changes
have been made since the test, or (2) the
owner or operator can demonstrate to
the satisfaction of the permitting
authority that the results of the
performance test, with or without
adjustments, reliably demonstrate
compliance despite process changes.
2. Monitoring Requirements
The owner or operator of a new or
existing affected source (i.e., the
collection of melting operations as
defined in section 63.11556 of this final
rule) is required to record information to
document conformance with the
management practices plan, including
conducting monthly inspections, to
document that the management
practices are being followed.
For existing affected sources at large
copper or other nonferrous foundries
where PM emissions are controlled by a
fabric filter, the owner or operator is
required to conduct daily observations
of VE from the fabric filter outlet during
melting operations. We do not expect
any VE from a fabric filter that is
properly designed, operated, and
maintained. Should any of the daily
observations reveal any VE, the owner
or operator must initiate corrective
action to determine the cause of the VE
within 1 hour and alleviate the cause of
the emissions within 3 hours of the
observations by taking whatever
corrective actions are necessary. The
owner or operator may take more than
3 hours to alleviate the cause of VE if
the owner or operator has already
identified the specific condition
requiring more time in a monitoring
plan. In addition to identifying the
condition in the plan, the owner or
operator must also adequately explain
in the monitoring plan why it is not
feasible to alleviate this condition
within 3 hours of the time the VE
occurs, provide an estimate of the time
that it would take to alleviate the cause,
and demonstrate that the requested time
will ensure alleviation of this condition
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as expeditiously as practicable. The
owner or operator must record the
results of the daily observations and any
corrective actions taken in response to
VE. Owners or operators of large copper
or other nonferrous foundries could
decrease the frequency of observations
from daily to weekly if the foundry
operates for at least 30 consecutive days
without any VE. The owner or operator
must maintain adequate records to
support the claim of no VE for the 30day operating period. After the foundry
converts to a weekly observation
schedule, if any VE are observed, the
foundry must revert back to daily
observations. The foundry may
subsequently reduce the observations to
weekly if it operates for at least 30
consecutive days without any VE.
As an alternative to the VE
observations, an owner or operator of an
existing affected source at a large copper
or other nonferrous foundry may elect to
operate and maintain a bag leak
detection system as described below for
a new affected source at a large copper
or other nonferrous foundry.
The owner or operator of a new
affected source (i.e., collection of
melting operations) at a large copper or
other nonferrous foundry must install,
operate and maintain a bag leak
detection system to monitor the affected
source. The owner or operator of a new
affected source at a large copper or other
nonferrous foundry must also prepare a
site-specific monitoring plan for each
bag leak detection system. As with
monitoring the VE for an existing
affected source, EPA expects that a
properly designed, operated and
maintained filter system will not trigger
the leak detection system.
Our study of the industry indicates
that fabric filters are used as the control
device for melting furnaces; however, a
new or existing melting operation may
use some other type of control device to
meet the PM emission standards. If a
large copper or other nonferrous
foundry uses a control device other than
a fabric filter for a new or existing
melting operation to comply with the
PM emission standards, the owner or
operator must submit a request to use an
alternative monitoring procedure as
required by the General Provisions in
section 63.8(f)(4).
F. What Are the Notification,
Recordkeeping, and Reporting
Requirements?
The owner or operator of an existing
or new affected source is required to
comply with certain notification,
recordkeeping and reporting
requirements of the General Provisions
(40 CFR part 63, subpart A), which are
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identified in Table 1 of the final rule.
Each owner or operator of an affected
source is required to submit an Initial
Notification according to the
requirements section 63.9(a) through (d)
and a Notification of Compliance Status
according to the requirements in section
63.9(h) of the NESHAP General
Provisions (40 CFR part 63, subpart A).
In addition to the information required
in 63.9(h), the owner or operator must
indicate how it plans to comply with
the requirements.
Each owner or operator of an existing
or new affected source is required to
keep records to document compliance
with the required management
practices. If the melting operations use
a cover or enclosure, the owner or
operator must identify which melting
furnaces are equipped with a cover or
enclosure, and record the results of the
monthly inspection in order to
demonstrate compliance with the
procedures in the management practices
plan for covers or enclosures. These
records may be in the form of a
checklist.
The owner or operator of a new or
existing affected source must also keep
records of the metal scrap purchased to
demonstrate compliance with the
requirement that only metal scrap that
has been depleted of HAP metals prior
to charging can be used in the melting
furnace(s).
Owners or operators of existing
affected sources at large copper or other
nonferrous foundries equipped with a
fabric filter that choose to comply with
the PM standard through visual
emission observations must maintain
records of all VE monitoring data
including:
• Date, place, and time of the
monitoring event;
• Person conducting the monitoring;
• Technique or method used;
• Operating conditions during the
activity;
• Results, including the date, time,
and duration of the period from the time
the monitoring indicated a problem to
the time that monitoring indicated
proper operation.
• Maintenance or other corrective
action.
Recordkeeping requirements also
apply to facilities that use bag leak
detection systems, including records of
the bag leak detection system output,
bag leak detection system adjustments,
the date and time of all bag leak
detection system alarms, and for each
valid alarm, the time corrective action
was taken, the corrective action taken,
and the date on which corrective action
was completed.
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Existing affected sources at small
copper and other nonferrous foundries
(excluding aluminum) must keep
records to demonstrate that the annual
copper and other nonferrous metal melt
production is less than 6,000 tpy for
each calendar year.
Similarly, new affected sources at
small copper and other nonferrous
foundries (excluding aluminum) must
keep records to demonstrate that the
annual copper and other nonferrous
metal melt capacity is less than 6,000
tpy for each calendar year.
If a deviation from the rule
requirements occurs, an affected source
is required to submit a compliance
report for that reporting period. The
final rule, section 63.11553(e), specifies
the information requirements for such
compliance reports.
G. What Are the Title V Permit
Requirements?
This final rule exempts the aluminum
foundries, copper foundries, and other
nonferrous foundries area source
categories from title V permitting
requirements unless the affected source
is otherwise required by law to obtain
a title V permit. For example, sources
that have title V permits because they
are major sources under the criteria
pollutant program (i.e., for PM, ozone,
carbon monoxide, nitrogen oxides,
sulfur dioxide and lead) would maintain
those permits.
VI. Summary of Comments and
Responses
We received public comments on the
proposed rule from a total of 24
commenters. These commenters
included eight companies, seven trade
associations, five representatives of
State agencies, three private citizens,
and one environmental organization.
Sections VI.A through VI.I of this
preamble summarize the comments and
provide our responses.
A. GACT Issues
1. Selection of GACT
Comment: One commenter stated that
EPA’s decision to issue GACT standards
pursuant to CAA section 112(d)(5),
instead of MACT standards pursuant to
section 112(d)(2) and (3), is arbitrary
and capricious because EPA provided
no rationale for its decision to issue
GACT standards. The commenter also
claimed that the proposed standards are
based solely on cost and are thus
unlawful and arbitrary.
The commenter claims that CAA
section 112(d)(5) does not direct EPA to
set standards based on what is cost
effective; rather, according to the
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commenter EPA must establish GACT
based on the ‘‘methods, practices and
techniques which are commercially
available and appropriate for
application by the sources in the
category considering economic
impacts.’’ The commenter stated that
because cost effectiveness is not
relevant under CAA section 112(d)(5),
the reliance on cost effectiveness as the
sole determining factor in establishing
GACT renders the proposed standards
unlawful.
Response: As the commenter
recognizes, in section 112(d)(5),
Congress gave EPA explicit authority to
issue alternative emission standards for
area sources. Specifically, section
112(d)(5), which is titled ‘‘Alternative
standard for area sources,’’ provides:
With respect only to categories and
subcategories of area sources listed pursuant
to subsection (c) of this section, the
Administrator may, in lieu of the authorities
provided in paragraph (2) and subsection (f)
of this section, elect to promulgate standards
or requirements applicable to sources in such
categories or subcategories which provide for
the use of generally available control
technologies or management practices by
such sources to reduce emissions of
hazardous air pollutants. See CAA section
112(d)(5) (emphasis added).
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There are two critical aspects to
section 112(d)(5). First, section 112(d)(5)
applies only to those categories and
subcategories of area sources listed
pursuant to section 112(c). The
commenter does not dispute that EPA
listed the aluminum, copper, and other
nonferrous foundries area source
categories pursuant to section 112(c).
Second, section 112(d)(5) provides that
for area sources listed pursuant to
section 112(c)(3), EPA ‘‘may, in lieu of’’
the authorities provided in section
112(d)(2) and 112(f), elect to promulgate
standards pursuant to section 112(d)(5).
Section 112(d)(2) provides that emission
standards established under that
provision ‘‘require the maximum degree
of reduction in emissions’’ of HAP (also
known as MACT). Section 112(d)(3), in
turn, defines what constitutes the
‘‘maximum degree of reduction in
emissions’’ for new and existing
sources. See section 112(d)(3).2
2 Specifically, section 112(d)(3) sets the minimum
degree of emission reduction that MACT standards
must achieve, which is known as the MACT floor.
For new sources, the degree of emission reduction
shall not be less stringent than the emission control
that is achieved in practice by the best-controlled
similar source, and for existing sources, the degree
of emission reduction shall not be less stringent
than the average emission limitation achieved by
the best performing 12 percent of the existing
sources for which the Administrator has emissions
information. Section 112(d)(2) directs EPA to
consider whether more stringent—so called
‘‘beyond-the-floor’’—limits are technologically
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Webster’s dictionary defines the phrase
‘‘in lieu of’’ to mean ‘‘in the place of’’
or ‘‘instead of.’’ See Webster’s II New
Riverside University (1994). Thus,
section 112(d)(5) authorizes EPA to
promulgate standards under section
112(d)(5) that provide for the use of
GACT, instead of issuing MACT
standards pursuant to section 112(d)(2)
and (d)(3). The statute does not set any
condition precedent for issuing
standards under section 112(d)(5) other
than that the area source category or
subcategory at issue must be one that
EPA listed pursuant to section 112(c)(3),
which is the case here.3
The commenter argues that EPA must
provide a rationale for issuing GACT
standards under section 112(d)(5),
instead of MACT standards. The
commenter is incorrect. Had Congress
intended that EPA first conduct a MACT
analysis for each area source category,
Congress would have stated so expressly
in section 112(d)(5). Congress did not
require EPA to conduct any MACT
analysis, floor analysis or beyond-thefloor analysis before the Agency could
issue a section 112(d)(5) standard.
Rather, Congress authorized EPA to
issue GACT standards for area source
categories listed under section 112(c)(3),
and that is precisely what EPA has done
in this rulemaking.
Although EPA need not justify its
exercise of discretion in choosing to
issue a GACT standard for an area
source listed pursuant to section
112(c)(3), EPA still must have a
reasoned basis for the GACT
determination for the particular area
source category. The legislative history
supporting section 112(d)(5) provides
that GACT is to encompass:
* * * methods, practices and techniques
which are commercially available and
appropriate for application by the sources in
the category considering economic impacts
and the technical capabilities of the firms to
operate and maintain the emissions control
systems.
See Senate Report on the 1990
Amendments to the Act (S. Rep. No.
101–228, 101st Cong. 1st session. 171–
172). The discussion in the Senate
report clearly provides that EPA may
consider costs in determining what
constitutes GACT for the area source
category.
achievable considering, among other things, the
cost of achieving the emission reduction.
3 Section 112(d)(5) also references section 112(f).
See CAA section 112(f)(5) (titled ‘‘Area Sources’’),
which provides that EPA is not required to conduct
a review or promulgate standards under section
112(f) for any area source category or subcategory
listed pursuant to section 112(c)(3) and for which
an emission standard is issued pursuant to section
112(d)(5).
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Congress plainly recognized that area
sources differ from major sources,
which is why Congress allowed EPA to
consider costs in setting GACT
standards for area sources under section
112(d)(5), but did not allow that
consideration in setting MACT floors for
major sources pursuant to section
112(d)(3). This important dichotomy
between section 112(d)(3) and section
112(d)(5) provides further evidence that
Congress sought to do precisely what
the title of section 112(d)(5) states—
provide EPA the authority to issue
‘‘[a]lternative standards for area
sources.’’
Notwithstanding the commenter’s
claim, EPA properly issued standards
for the area source categories at issue
here under section 112(d)(5) and in
doing so provided a reasoned basis for
its selection of GACT for these area
source categories. As explained in the
proposed rule and below, EPA
evaluated the control technologies and
management practices that reduce HAP
emissions at aluminum, copper and
other nonferrous foundries, including
those at both major and area sources.
See 74 FR 6512. In its evaluation, EPA
used information from an EPA survey of
the three source categories, discussed
options for control with industry trade
associations, and reviewed operating
permits to identify the emission controls
and management practices that are
currently used to control PM and metal
HAP emissions. We also considered
technologies and practices at major and
area sources in similar categories. For
example, we reviewed the management
practices required by the area source
standards for iron and steel foundries
(40 CFR part 63, subpart ZZZZZ).
In our evaluation, we identified
certain management practices and PM
control techniques that have been
implemented at a significant number of
foundries. Of the management practices
identified, two in particular were used
frequently: (1) Cover or enclose melting
furnaces that are equipped with covers
or enclosures during the melting
process, and (2) purchase only scrap
that has been depleted (to the extent
practicable) of HAP metals in the
materials charged to the melting
furnace. Of the PM control technologies
identified, we found that large copper
and other nonferrous foundries (i.e.,
foundries melting 6,000 tpy or more of
copper and other nonferrous metal)
frequently used control technologies to
reduce PM/HAP emissions, while
smaller (less than 6,000 tpy) did not.
Furthermore, we found that large copper
and other nonferrous foundries used
fabric filters as the primary technique to
reduce PM/HAP metal emissions. The
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wide use of the management techniques
and PM controls indicates that such
practices are generally available for the
area source categories at issue.
The commenter further argues that
EPA inappropriately chose the
management practices and controls
described above as GACT based solely
on costs, and according to the
commenter, cost is not relevant to GACT
determinations and as such the
standards are unlawful. We disagree.
First, contrary to the commenter’s
assertions, EPA did not select GACT on
cost alone, as the discussion above
supports. Second, and also contrary to
the commenter’s assertions, the
Agency’s consideration of cost
effectiveness in establishing GACT and
the Agency’s views on what is a costeffective requirement under section
112(d)(5) are relevant. The U.S. Court of
Appeals for the DC Circuit has stated
that cost effectiveness is a reasonable
measure of cost as long as the statute
does not mandate a specific method of
determining cost. See Husqvarna AB v.
EPA, 254 F.3d 195, 201 (D.C. Cir. 2001)
(finding EPA’s decision to consider
costs on a per ton of emissions removed
basis reasonable because CAA section
213 did not mandate a specific method
of cost analysis).
In addition to evaluating what was
generally available to the foundries at
issue, we considered costs and
economic impacts in determining
GACT. We estimated the cost of
compliance for the proposed rule to
include a one-time first year cost of
$656,000, a recurring total annualized
cost of $645,000 per year, and an
average of $2,000 per year per plant. (74
FR 6522). To the best of our knowledge
and based on the information we have
available, the management practices are
not costly to implement and would not
result in any significant adverse
economic impact on any foundry. Our
economic impact analysis estimated that
the proposed rule would have an impact
of less than 0.05 percent of sales (74 FR
6523). We believe the consideration of
costs and economic impacts is
especially important for determining
GACT for the aluminum, copper, and
other nonferrous foundries because,
given their relatively low level of HAP
emissions, requiring additional controls
would result in only marginal
reductions in emissions at very high
costs for modest incremental
improvement in control.
Finally, even though not required,
EPA did provide a rationale for why it
set a GACT standard in the proposed
rule. In the proposal, we explained that
the facilities in the source categories at
issue here are already well controlled
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for the urban HAP for which the source
category was listed pursuant to section
112(c)(3). See 74 FR 6517 and 6522.
Consideration of costs and economic
impacts proves especially important for
the well-controlled area sources at issue
in this final action. Given the current,
well-controlled emission levels, a
MACT floor determination, where costs
cannot be considered, could result in
only marginal reductions in emissions
at very high costs for modest
incremental improvement in control for
the area source category.
2. Cost Effectiveness of the GACT
Standards
Comment: One commenter claimed
that EPA did not undertake sufficient
analysis to support the conclusion that
‘‘given their relatively low levels of HAP
emissions, requiring additional controls
would result in only marginal
reductions in emissions at very high
costs for modest incremental
improvement in control.’’ (See 74 FR
6517.) As an example, the commenter
said that for copper and other
nonferrous foundries that melt 6,000 tpy
or more, EPA determined that the
majority of facilities currently operate
using a control system for PM, and that
those controls achieve a reduction in
PM emissions of 95 percent. According
to the commenter, EPA did not consider
setting a tighter standard despite the fact
that of the eight facilities that reported
the efficiency of their add-on controls,
four achieved an efficiency of 98
percent or higher. The commenter stated
that when EPA analyzed and rejected
stronger control options, the analysis
was based solely on the costeffectiveness of those controls. The
commenter also asserted that EPA
should not have rejected the option of
requiring all copper and other
nonferrous foundries to utilize add-on
controls because, in the commenter’s
view, such controls are ‘‘generally
available’’ and ‘‘effective for controlling
emissions of PM and metal HAP from
copper and nonferrous foundries.’’
The commenter noted that EPA
determined that it would be overly
costly to require facilities to install new
PM control devices for the under 6,000
tpy subcategory because the cost
effectiveness was $50,000 per ton of PM
and $1 million per ton of metal HAP.
According to the commenter, EPA
neither claims that the economic
impacts are too great based on the
profitability of these plants, nor
determines how economically
significant it would be for such a plant
to make the necessary investment in
these controls.
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Response: EPA properly issued
standards for the area source categories
at issue here under section 112(d)(5),
and cost effectiveness was not the only
consideration in setting the standards.
In establishing GACT standards for all
three types of foundries, EPA
determined that all affected sources
subject to this rule must meet two
management practices applicable to the
melting operations to reduce the HAP
emissions. First, covers or enclosures
are used during the melting operation
on furnaces that have them to suppress
emissions. Second, the purchased scrap
is depleted to the extent practicable of
HAP metals that are contaminants and
are not necessary to meet product
specifications. EPA found that most of
the sources in the survey employed one
or both of these methods to control HAP
emissions from the melting process.
Affected sources must use these two
practices to comply with this area
source standard. The general use of
these methods and their acceptable
costs and economic impacts led EPA to
choose these as part of the GACT
standards applicable to aluminum,
copper and other nonferrous foundries.
For existing large copper and other
nonferrous foundries, EPA determined
these affected sources have generally
available to them PM control techniques
that result in a PM control efficiency of
95 percent. The survey conducted prior
to the proposal indicated that the large
copper and other nonferrous foundries
used operating practices and add-on
control devices to control PM emissions.
EPA requested test data as part of the
industry survey, but none was provided.
Sources did report control efficiencies,
but in some cases, the control levels for
the baghouses and cartridge filters were
engineering estimates or equipment
manufacturer specifications.
In choosing the management practices
for foundries in all three source
categories and additional PM controls
on large copper and other nonferrous
foundries, EPA looked to the discussion
on GACT as found in the Senate report
on the legislation (Senate report No.
101–228, Dec. 20, 1989), which
describes GACT as:
* * * methods, practices and techniques
which are commercially available and
appropriate for application by the sources in
the category considering economic impacts
and the technical capabilities of the firms to
operate and maintain the emission controls
systems.
The information we collected
supports a 95 percent control level for
PM (as a surrogate for metal HAP) as
GACT for these two categories of
existing area sources. While the data
collected during the survey shows that
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some sources reported a 98 percent PM
emission control efficiency, the data
also showed that the control equipment
commercially available and appropriate
for application to these sources (e.g.,
baghouses) does not result in control
efficiencies of 98 percent on a
continuing basis. See Mossville
Environmental Action Now v. EPA, 370
F.3d 1232, 1242 (D.C. Cir. 2004) (EPA
may appropriately account for
operational variability in setting section
112(d) emission standards).
EPA also determined that the cost
associated with replacing existing
control equipment that achieves 95
percent control with newer equipment
to achieve 98 percent control would
result in a cost and cost effectiveness
not justified by the incremental
reduction in emissions. For example,
consider a copper foundry melting 6,000
tpy of copper in electric induction
furnaces with a fabric filter as the
control device operating at 95 percent
control efficiency. Uncontrolled
emissions of PM (at 1.5 lb/ton) and HAP
(at 5 percent of PM) of 4.5 tpy and 0.23
tpy, respectively, would be reduced to
0.225 and 0.0113 tpy, respectively,
assuming the 95 percent control
efficiency of the existing fabric filter.
Either a new baghouse in series or an
expanded baghouse, both with newer
fabric for the filter (e.g., membrane bags)
and a lower air-to-cloth ratio, would be
required to increase the control
efficiency from 95 percent to 98 percent.
At the new 98 percent control level,
emissions of PM and HAP would be
reduced to 0.09 tpy and 0.0045 tpy,
respectively. The capital cost of the new
or expanded baghouse would be
$520,000 with a total annualized cost of
$119,000 per year (sized for a flow of
16,500 actual cubic feet per minute).
The incremental cost effectiveness for
the upgrade would be $880,000/ton for
PM and $18,000,000/ton for HAP,
which is a very high cost effectiveness
to achieve an additional HAP emission
reduction of only 0.0067 tpy (0.0113 tpy
at 95 percent control versus 0.0045 tpy
at 98 percent control). As the
commenter noted and quoted, we also
presented at proposal the very high cost
effectiveness of requiring small copper
and other nonferrous foundries (i.e., all
of the copper and nonferrous foundries
subject to the rule) to install PM
controls. We do not believe the cost
numbers presented here and in the
proposal are reasonable for requiring
PM controls for melting furnaces at all
copper and other nonferrous foundries.
Contrary to the commenter’s
assertions, the Agency’s consideration
of cost effectiveness in establishing
GACT and the Agency’s views on what
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is a cost-effective requirement under
section 112(d)(5) are relevant. The U.S.
Court of Appeals for the DC Circuit has
stated that cost effectiveness is a
reasonable measure of cost as long as
the statute does not mandate a specific
method of determining cost. See
Husqvarna AB v. EPA, 349 U.S. App.
D.C. 118, 254 F.3d 195, 201 (D.C. Cir.
2001) (Finding EPA’s decision to
consider costs on a per ton of emissions
removed basis reasonable because CAA
section 213 did not mandate a specific
method of cost analysis). Section
112(d)(5) does not mandate a specific
method for considering cost when
setting GACT standards.
The commenter has provided no
information to support its assertion that
add-on control requirements for small
copper and other nonferrous foundries
are generally available for melting
operations in the two source categories.
The commenter also failed to provide
any information indicating that our costeffectiveness determinations were
unreasonable and likewise failed to
provide any information concerning the
economic impacts associated with
requiring the standards that the
commenter suggests represent GACT.
The GACT standards for the three
foundry area source categories are
consistent with the requirements of
section 112(d)(5).
Comment: One commenter questioned
the authority for the promulgation of the
GACT standards. The commenter stated
it is inconsistent with the CAA section
112(d)(1) schedules to promulgate this
new area source standard after the
expiration of the schedules. According
to the commenter, it would be more
appropriate to promulgate GACT
standards under CAA section
112(f)(2)(C) to comply with the court
order. The commenter stated he did not
think the court intends to order EPA to
violate the time frame specified by the
CAA.
Response: The commenter is
incorrect. In Sierra Club v. Johnson,
(D.D.C. 2006), the Court held, among
other things, that EPA violated a
mandatory duty by failing to establish
emission standards for area source
categories listed pursuant to section
112(c)(3) and (k)(3)(B) by the date
specified in the statute. The Court
issued an order in March 2006,
requiring the Agency to promulgate
emission standards for the area source
categories listed pursuant to section
112(c)(3) and (k)(3)(B). In August 2006,
the Court issued an opinion establishing
deadlines for issuing the standards. By
issuing emission standards for the three
area source categories at issue in this
rule, the Agency is acting wholly
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consistently with the schedule set forth
in the Court’s August 2006 opinion, as
amended. The commenter’s thoughts
about what the Court ‘‘intend[ed] to
order’’ are wholly irrelevant. The order
speaks for itself, and the Agency
continues to comply with the terms of
the order.
Moreover, because the requirements
of the Court’s order are unambiguous,
the commenter’s thoughts about the
‘‘appropriate[ness]’’ of promulgating
GACT standards under CAA section
112(f)(2)(C) are similarly irrelevant.
Furthermore, the commenter fails to
recognize that section 112(f) of the CAA
addresses the second stage of standard
setting under section 112, and this
phase occurs 8 years after the initial
promulgation of a technology-based
standard under section 112(d). This rule
marks the promulgation of a technologybased standard under section 112(d). If
EPA sought to conduct a residual risk
analysis for these categories, it would do
so 8 years after issuance of the section
112(d) standard. The commenter also
fails to recognize that residual risk
review is not required for area sources
where the standards are based on GACT,
as is the case in this rule. See CAA
112(f)(5).
2. Estimates of Impacts of the Proposed
Rule
Comment: One commenter stated that
EPA did not estimate the emissions
reductions or cost effectiveness
associated with the management
practices that represent GACT. The
commenter noted that EPA estimated
the costs associated with the rule, but
not the emissions reductions, and
consequently, did not show that GACT
was cost effective. The commenter
asked that EPA identify the amount of
HAP reductions associated with the
rule, and reconsider the cost
effectiveness and potential impacts on
area sources (almost all of which are
small businesses) if the environmental
benefits are minimal.
One commenter stated it was the
intent of the CAA that the area source
program results in reductions in
emissions from area sources of
hazardous air pollution and expressed
disappointment that EPA’s proposal
states ‘‘we estimate that the only
impacts associated with the proposed
rule are the compliance requirements
(i.e., monitoring, reporting,
recordkeeping and testing).’’ The
commenter was concerned that such
proposals are merely paperwork
exercises and are not responsive to
Congress’ intent to reduce hazardous air
pollution when it included the area
source provisions in the CAA. The
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commenter recommended that in this
rule and in future area source proposals,
EPA incorporate provisions that will
provide additional public health
protection from the adverse effects of
emissions of HAP from area sources.
One commenter stated that, as
described in the CAA section 112(k)(1),
the purpose of the area source program
is to ‘‘achieve a substantial reduction in
emissions of hazardous air pollutants
from area sources and an equivalent
reduction in the public health risks
associated with such sources * * *’’
According to the commenter, the
approach laid out by EPA in the
proposed rule does not reflect this
purpose and instead focuses entirely on
cost estimates. The commenter stated
that the preamble did not contain any
discussion or estimate of the current
emissions of HAP from the sources to be
regulated or the public health risks
associated with those sources, and that
there was no discussion of the expected
benefits of the proposed rule.
Response: We disagree with the
commenter’s assertions that EPA did not
show that GACT for these sources was
cost effective. We examined all available
HAP emission reduction approaches
and determined GACT, considering
costs, economic impacts, and the cost
effectiveness of PM control devices (74
FR 6518 and 6523). Few additional
quantifiable emission reductions at
existing affected sources are expected to
result from the requirements of this rule
because most of the existing affected
sources are already implementing the
process improvements, management
practices, and control devices required
by this rule. The requirements in the
final rule, however, will prevent any
existing facilities from making changes
that could result in less stringent
requirements and an increase in HAP
emissions. Codifying these requirements
will result in fewer emissions from new
affected sources at large copper and
other nonferrous foundries due to the
more stringent PM/metal HAP emission
standards and continuous monitoring by
bag leak detectors. In addition, we
expect that the increased attention to
the implementation of management
practices, recordkeeping, and the
monitoring of control devices required
by the rule will result in additional
emission reductions because the
management practices will be applied
more consistently and uniformly, and
control device monitoring will result in
shorter times that fabric filter bags are
allowed to leak. The management
practices will also focus more attention
on the raw materials (metals) being
melted and will promote pollution
prevention for reducing HAP emissions.
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Although we are, in large part,
codifying the status quo, the emission
reductions we are obtaining, as
compared to 1990 levels, are significant
because these facilities have
implemented controls over the past 20
years. For example, HAP emissions
reported to the 1990 Toxics Release
Inventory (TRI) by 86 foundries in these
three source categories totaled 18.2 tpy
compared to 13.6 tpy in 2005 with 132
plants reporting (i.e., there has been a
large decrease in emissions even though
over 50 percent more plants were
reporting to the TRI). These reductions
are consistent with the goals of the
Urban Air Toxics Strategy, which uses
1990 as the baseline year and measures
reductions against that baseline.
Finally, one commenter requests that
EPA incorporate provisions that will
provide additional public health
protection from HAP emissions. In this
rule, we set technology-based standards
pursuant to section 112(d)(5) for three
area source categories. The emission
control requirements in the final rule
reflect GACT. Although assessing public
health risks is not a part of the GACT
determination, we believe that the rule
requirements will provide important
public health protection, as discussed
above.
3. GACT Determination for PM
Comment: One commenter stated that
it was unclear from the administrative
record how EPA set the standards for
control efficiencies and emission limits
for copper and other nonferrous
foundries. Based on the limited data
available to EPA, the commenter claims
that it is difficult to establish standards
that foundries can reliably and
consistently meet. The commenter
requested that EPA provide its detailed
analysis on how the control efficiencies
and emission limits were established to
allow the commenter to determine if the
standards appropriately represent
GACT.
Response: EPA developed the control
efficiencies for copper and other
nonferrous foundries based on available
operating permit information and
industry survey responses. The
summary of survey responses from
copper and other nonferrous foundries
is included in the supporting docket
materials for the proposed rule (Docket
ID No. EPA–HQ–OAR–2008–0236,
items 0012, 0021, and 0022).
EPA developed the alternate emission
limit from control equipment (baghouse)
specifications and performance test data
from other NESHAP background/
compliance demonstration information
involving similar industries (e.g.,
foundries), similar emission sources
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(e.g., melting furnaces), and similar
control devices (e.g., baghouses).
Industry stakeholders stated that a 95
percent standard will be a significant
(and costly) issue for some facilities to
demonstrate compliance because it is
difficult or impossible in some cases to
sample the inlet according to the test
method criteria because of the
configuration of the duct work.
Sampling the outlet is easier because it
is a straight duct or stack. We
investigated alternate forms of an
emission limit used in similar source
categories and found that baghouses in
secondary nonferrous metals processing
facilities were subject to an emission
limit of 0.015 gr/dscf for the outlet.
For existing affected sources, the
0.015 gr/dscf limit provides at least the
same level of HAP emission reduction
as GACT, which requires a 95 percent
reduction, based on secondary
nonferrous metals processing project
data (subpart TTTTTT), as well as
information and test data from other
similar industries that show welldesigned and operated baghouses can
achieve the limit. We proposed this
limit as an alternative to GACT to
provide flexibility and to provide a
more straightforward way of
demonstrating compliance.
A similar decision was made for the
new affected source emission limit, i.e.,
99 percent control efficiency. The
alternative limit proposed was 0.010 gr/
dscf, which was also based on data from
the secondary nonferrous metals
processing NESHAP (subpart TTTTTT).
We proposed an alternative limit for
affected sources at large copper and
other nonferrous foundries that provides
at least the same level of HAP emission
reduction as the 99.0 percent GACT
requirement.
Comment: One commenter requested
that EPA consider providing another
alternative emissions limit in the
proposed regulation, particularly
because the proposed regulation allows
control devices other than fabric filters.
Specifically, the commenter said that an
emissions limit expressed in ‘‘pounds of
PM per tons of metal (i.e., copper and
other nonferrous metal) melted’’ could
be helpful to many copper and other
nonferrous foundries in demonstrating
compliance with the applicable
emissions limit, especially with a
control device other than a fabric filter.
The commenter noted that the emission
limits in other foundry rules are often
expressed in these units, and this
alternative limit could allow foundries a
more consistent and flexible approach
to collecting data and demonstrating
compliance.
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Response: We agree that alternative
emission standards provide additional
flexibility; EPA proposed one alternate
emission standard based on outlet
concentrations alone to provide
additional flexibility. We do not,
however, have adequate data or a
reasonable basis that would allow us to
finalize a production-based limit (e.g.,
‘‘pound per ton’’). In addition, the
commenter did not provide any data for
EPA to assess whether a ‘‘pound per
ton’’ format is appropriate or to
determine the appropriate and
equivalent value in that format.
B. The Source Category Designation
1. The source categories at issue in
this rule are defined as only those
aluminum, copper or other nonferrous
foundries that melt 600 tpy or more of
aluminum, copper and other nonferrous
metals.
Comment: Six commenters asked that
EPA revise the proposed rule to base the
600 tpy clarification of the source
category only on the amount of
aluminum, copper, and other
nonferrous metals melted without
including the quantity of ferrous metals
melted. The commenters noted that this
is a particular concern for foundries that
are predominantly iron and steel
foundries already subject to an area
source standard for that source category
(40 CFR Part 63, subpart ZZZZZ). The
commenters stated that iron and steel
foundries may melt a small amount of
aluminum, copper, or other nonferrous
metals, but the large majority of their
production is ferrous castings. One
commenter cited an example of a small
ferrous foundry in Texas that is subject
to subpart ZZZZZ that melted 900 tons
of metal in 2008, which included 22
tons of aluminum and copper.
According to the commenter, if the 600
tpy threshold includes the ferrous metal
melted, this facility would be included
in the source category subject to the
standards. The commenter claimed that
this undue burden would likely force
the foundry to abandon its small
nonferrous operations.
One commenter stated that foundries
that melt primarily ferrous metals
should not be included in the source
category, and therefore subject to the
rule, because they are not included in
the Standard Industrial Classification
(SIC) and NAICS codes used by EPA to
determine the population of affected
sources (i.e., ferrous foundries are
included in separate SIC and NAICS
codes specific to iron and steel
foundries). One commenter requested
clarification of the rule’s scope and was
concerned that if the rule is
promulgated as proposed, EPA may
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inadvertently regulate sources that are
outside the rule’s intended scope (i.e.,
area source iron and steel foundries).
Consequently, the commenter asked that
the rule be revised to clarify that it is
inapplicable to foundries melting
predominately ferrous metals.
Another commenter requested that
the 600 tpy threshold be determined
separately for aluminum, copper, and
other nonferrous metals rather than
from the combined total of all three and
requested that the rule clarify that the
threshold is based on actual production
and not on melting potential or
capacity.
Response: EPA based the 600 tpy
threshold on the facilities in the 1990
TRI that reported under the SIC codes
for aluminum, copper, and other
nonferrous foundries. Foundries melting
predominantly iron and steel would
have reported to TRI under different SIC
codes and were not included in our
1990 TRI database for the three area
source categories addressed in this rule.
Consequently, when determining
whether an area source meets the 600
tpy threshold, the source should not
include the tpy of ferrous metal melted,
but rather only include the nonferrous
metal melted (aluminum, copper, and
other nonferrous metals) in determining
its annual production.
In our analysis of the 1990 TRI
emissions data, we could not
distinguish the quantities of aluminum,
copper, and other nonferrous metals
melted at each facility. We confirmed
that some of the foundry facilities in the
1990 inventory melted a combination of
these metals. Consequently, the 600 tpy
threshold must be based on the sum of
aluminum, copper, and other
nonferrous metals melted at each
existing affected source, and not based
on each type of metal melted separately
as the commenter suggests (i.e., there is
not a 600 tpy threshold for each type of
nonferrous metal at a single facility).
We have clarified that for an existing
source, the 600 tpy threshold is based
on the annual metal melt production in
calendar year 2010 and not capacity.
However, for a new affected source we
use the annual metal melt capacity at
startup because a new affected source
must comply at startup (if startup occurs
after the date of publication of the final
rule in the Federal Register), and at
startup it would not have any history of
annual production.
Comment: One commenter suggested
that the 600 tpy threshold be based
solely on the quantity of metals
containing foundry HAP and not on the
total amount of metal melted. The
commenter cited as an example that a
facility melting 599 tpy of metal
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containing no foundry HAP and 1 tpy of
metal containing foundry HAP would be
subject to the rule. On the other hand,
the commenter stated that a foundry
melting 599 tons of metal containing
foundry HAP would not be subject to
the rule. The commenter suggested that
EPA reconsider the basis of the 600 tpy.
Another commenter asked for
clarification of how the 600 tpy
threshold should be calculated. Does the
600 tpy of metal (such as aluminum)
include any aluminum the facility melts
regardless of the amount of metal HAP
(by weight) in the charge material?
Response: As discussed in the
proposal, and clarified again in the
earlier response to comment, the 600
tpy of metal melted threshold is not an
applicability threshold. Rather, EPA
realized that emissions from foundries
that melt less than 600 tpy were not
included in the 1990 TRI baseline,
which is the basis of EPA’s listing of the
aluminum, copper and other nonferrous
foundries area source categories. In
addition, the 600 tpy threshold was
based on the amount of aluminum,
copper and other nonferrous foundry
metal melted regardless of the amount
of aluminum foundry HAP, copper
foundry HAP or other nonferrous
foundry HAP contained in the metal.
Defining the threshold in this way was
necessary because the level of detail
regarding the individual HAP content
was not available for the facilities in the
1990 emission inventory. Therefore, as
the commenter pointed out, the affected
source at an aluminum foundry that
melts 599 tpy of aluminum that contains
no aluminum foundry HAP and 1 tpy of
aluminum that contains an aluminum
foundry HAP is subject to this rule.
Comment: Commenters noted that the
rule did not specify the baseline year(s)
for determining the production level to
compare with the 600 tpy threshold and
also recommended that EPA address
annual production fluctuations. For
example, commenters asked when a
facility would become subject to the
rule and when must the facility
demonstrate compliance if it initially
melted below 600 tpy, but later in time
melts over 600 tpy of aluminum, copper
and other nonferrous metal. One
commenter suggested that the
applicability threshold be based on
production in 2010 or 2011 to be
consistent with the compliance date.
Another related question posed by the
commenter involved the applicability of
the rule if a foundry initially melted
over 600 tpy, but in subsequent years
melted less than 600 tpy due to
economic factors or other reasons.
Response: Pursuant to a court order,
this final rule will be signed by the
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Administrator by June 15, 2009. We
expect that the rule will be published in
the Federal Register in late June 2009,
in which case the compliance date for
existing sources would be June 2011 (2
years after the date of promulgation of
the final standards). In light of this
compliance date, we revised the rule to
require that an existing foundry use the
annual metal melt production for
calendar year 2010 to determine
whether it is in the source category. To
provide further clarification, we added
a definition for ‘‘annual metal melt
production.’’ If the owner or operator of
an existing foundry increases its annual
metal melt production after 2010 such
that it equals or exceeds 600 tpy in a
subsequent year, the owner or operator
must notify its permitting authority
within 30 days after the end of that
calendar year (e.g., December 2011) and
comply with the rule requirements
within 2 years following the end of the
calendar year.
If the foundry’s annual metal melt
production (the total aluminum, copper
and other nonferrous foundry metal)
exceeds 600 tpy in a subsequent year, it
is not automatically subject to the GACT
requirements of the rule. For example,
if an aluminum foundry increases its
annual metal melt production from 525
tpy to 725 tpy in 2011, it must also melt
materials containing aluminum foundry
HAP, as defined in section 63.11556, in
order to be subject to the rule’s GACT
requirements. If the aluminum foundry
does not melt materials that contain
beryllium, cadmium, lead or nickel in
amounts greater than or equal to 0.1
percent by weight (as metal), or contains
manganese in amounts greater than or
equal to 1.0 percent by weight (as
metal), then the aluminum foundry is
not subject to the GACT requirements.
If an existing foundry subsequently
decreases production such that it has an
annual metal melt production of less
than 600 tpy, the foundry remains
subject to the rule. We incorporated this
requirement into the final rule for
several reasons. First, we have listed the
three foundry area source categories
under CAA section 112(c)(3), and we
based the listing and definition of the
categories on those facilities that melted
at least 600 tpy of aluminum, copper,
other nonferrous metals, and all
associated alloys in 1990, regardless if
they subsequently decreased
production. Second, existing foundries
subject to the rule at promulgation (i.e.,
with 600 tpy or greater metal melt
production) will have prepared a
management practices plan and
implemented the management practices.
If their annual metal melt production
falls below 600 tpy for any year
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subsequent to 2010, EPA believes it is
reasonable to expect that they keep their
management practices plan and
continue to implement the management
practices to reduce emissions. Third,
because EPA learned that the
management practices are routine
procedures already implemented at
most foundries, EPA believes that there
would be no significant burden for the
rule to continue to apply if annual metal
melt production falls below 600 tpy in
a calendar year. Finally, if foundries
(specifically, existing affected sources)
on the borderline of 600 tpy of annual
metal melt production (or capacity for
new affected sources) fall above and
below that level over different years, the
time-consuming complexity of possibly
other State or local permit revisions is
a burden on both the permitting
authority and the foundry.
We made clarifications for new
affected sources that parallel those for
existing affected sources except that
annual metal melt capacity is used
instead of production because new
affected sources must comply at startup
(provided startup occurs after the date
of publication of this rule in the Federal
Register), and there would be no
production history at startup.
C. Subcategorization and Applicability
Issues
1. Threshold of 6,000 tpy for Copper
and Other Nonferrous Foundries
Comment: Several commenters asked
that EPA clarify that the 6,000 tpy
threshold should be determined only
from the amount of copper and other
nonferrous metals melted and would
not include the quantity of aluminum or
ferrous metals melted at the facility.
One commenter requested that the 6,000
tpy threshold be determined only from
the copper and other nonferrous metals
that contain the foundry HAP (as
defined in the rule) rather than the total
amount of copper and other nonferrous
metal melted. One commenter provided
an example of a foundry that melts
5,000 tpy of iron and 2,000 tpy of
copper. Under the proposed rule, the
commenter notes that the furnace would
have to be equipped with emission
controls. The commenter claims this
would not be consistent with EPA’s
analysis of cost and cost effectiveness in
deriving the 6,000 tpy threshold because
it was based on retrofitting baghouses to
furnaces melting only copper and other
nonferrous metals.
Response: The survey results used to
develop the threshold included facilities
that were melting copper and other
nonferrous metals and indicated that
facilities melting 6,000 tpy or more of
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copper and other nonferrous metals had
PM emission controls. Although we
requested data prior to proposal on the
amount of copper and other nonferrous
metal containing the specific foundry
HAP subject to this rule, we did not
receive information to determine a HAPbased threshold. In addition, the
analysis of whether to apply PM
controls to facilities melting less than
6,000 tpy was based on the costs and
cost effectiveness of applying PM
emission controls to foundries melting
copper and other nonferrous metals,
resulting in the conclusion that it was
not cost effective to apply emission
controls on those melting less than
6,000 tpy of copper and other
nonferrous metal. As documented in the
proposal (see 74 FR 6518), the cost
effectiveness for applying a baghouse to
the melting operations at a small copper
or other nonferrous foundry was
estimated to be $50,000 per ton of PM
and $1 million per ton of metal HAP.
Therefore, we have clarified in the rule
that the 6,000 tpy threshold is based on
the total amount of copper and other
nonferrous metal melted, excluding the
amount of aluminum and ferrous metals
melted at the facility. In addition, we
have added definitions for ‘‘annual
copper and other nonferrous metal melt
production’’ and ‘‘annual copper and
other nonferrous metal melt capacity’’ to
be used to determine if an affected
source is subject to the control
requirements. Therefore, if an existing
or new affected source melts 6,000 tpy
or more of copper and other nonferrous
metal, it must comply with the controls
for PM/metal HAP.
Comment: Four commenters asked
that EPA specify in the rule how the
6,000 tpy threshold is applied under
fluctuating production levels over time.
One commenter suggested that the
approach used in the iron and steel
foundry area source rule be
incorporated to address questions of
changing production levels and noted
that those procedures addressed both
cases in which a foundry is initially
below the threshold and subsequently
exceeds it and also the case where a
foundry subsequently produces at levels
below the threshold.
Response: In the final rule, EPA has
incorporated definitions for ‘‘large
foundry’’ and ‘‘small foundry.’’ These
definitions are consistent with the
subcategorization scheme set forth in
the proposed rule, which used a 6,000
tpy metal melting production rate to
define facility size. We have defined a
‘‘small foundry’’ as an existing copper
or other nonferrous foundry with an
annual copper and other nonferrous
metal melt production of less than 6,000
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tpy (or a new copper or other nonferrous
foundry with an annual copper and
other nonferrous metal melt capacity of
less than 6,000 tpy). We have defined a
‘‘large foundry’’ as a copper or other
nonferrous foundry with an annual
copper and other nonferrous metal melt
production of 6,000 tpy or more (or a
new copper or other nonferrous foundry
with an annual copper and other
nonferrous metal melt capacity of 6,000
tpy or more). The proposal did not
discuss fluctuating production levels
with regard to the 6,000 tpy threshold
for determining which copper and other
nonferrous foundries must comply with
the PM emission limit. EPA has
reviewed the Iron and Steel Foundry
Area Source rule (40 CFR 63, subpart
ZZZZZ). We have incorporated into this
final rule some of the features of the
Iron and Steel Area Source rule. For
example, some of the concepts we
applied from that rule include
establishing a baseline calendar year for
determining annual metal melt
production, using capacity at startup for
new affected sources, requiring a
notification if a small foundry becomes
a large foundry, and allowing 2 years to
comply if a small foundry becomes a
large foundry. Therefore, we revised this
rule to provide that if the annual metal
melt production of your existing small
foundry equals or exceeds 6,000 tons of
copper and other nonferrous metal
during a calendar year subsequent to
2010, you must submit a notification of
foundry reclassification to the
Administrator within 30 days and
comply with the requirements for
existing large foundries within 2 years
of the date of the notification.
However, in this rule, you must
continue to comply with the
requirements for large copper and other
nonferrous foundries in the case of a
production decrease below 6000 tpy
after 2010. Because you would have
already installed the emission control
device, EPA believes it is reasonable to
require continued operation of that
device. EPA further believes it would
not be reasonable to allow you to turn
the control device off and not comply
with the PM emission limit. Our intent
at proposal was that if a large copper or
other nonferrous foundry subsequently
decreases annual copper and other
nonferrous metal melt production below
6,000 tpy, it should remain subject to
the requirements for large copper and
other nonferrous foundries. We revised
the rule to state that if your facility is,
at any time, classified as a large
foundry, you must continue to comply
with the PM control requirements even
if your annual copper and other
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nonferrous metal melt production falls
below 6,000 tons in subsequent calendar
years.
Comment: According to one
commenter, the proposed rule language
is not clear regarding whether the PM
control requirements apply to
aluminum foundries. The commenter
would like EPA to clarify that
aluminum foundries are subject only to
management practices and not the addon emission control requirements.
Response: EPA has revised the rule
language to make it clear that only large
copper and other nonferrous foundries
(excluding aluminum) are subject to the
PM control requirements. The rule’s
definition for large foundry includes
only copper and other nonferrous
foundries. Furthermore, we have
inserted new definitions for the ‘‘annual
copper and other nonferrous metal melt
production’’ and ‘‘annual copper and
other nonferrous metal melt capacity’’ to
further clarify that the 6,000 tpy
threshold applies only to copper and
other nonferrous metal melt production.
Therefore, the commenter is correct that
the PM controls required in the rule are
not applicable to aluminum foundries.
3. Material Containing HAP
Comment: One commenter stated that
the language at section 63.11544(a)(1)
should be clarified to set an
unambiguous threshold for materials
containing aluminum, copper or
nonferrous HAP below which the rule
does not apply. The commenter notes
that section 63.11544(a)(1) limits
applicability of the rule to foundries
using material containing aluminum,
copper or nonferrous foundry HAP, but
it expands applicability to include
foundries that use materials that have
the ‘‘potential to emit’’ copper foundry
HAP. The commenter claims that this
language is contradictory and appears to
set a de minimis applicability threshold
based on the definition of material
containing foundry HAP, then takes
away the threshold with the catch-all
‘‘potential to emit’’ language. The
commenter asked that the language be
revised to clarify that the rule does not
apply to foundries using feedstock that
does not meet the definition of materials
that contain aluminum, copper, or
nonferrous foundry HAP. Several other
commenters provided similar comments
on the term ‘‘potential to emit.’’
One commenter requested that the
definition of ‘‘material containing
aluminum foundry HAP’’ be included in
the ‘‘affected source’’ definition. The
commenter stated that in reviewing the
interrelationship of these proposed
definitions, the proposed language
defining ‘‘affected source’’ does not
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clearly limit applicability based solely
on materials content. The commenter
said that the linkage between the
‘‘affected source’’ definition and the
definition of ‘‘material containing
aluminum foundry HAP’’ is not clearly
established and the use of the term ‘‘or
have the potential to emit’’ seems to
establish an independent applicability
test that could apply even if the
materials content is less than the levels
set forth for ‘‘material containing
aluminum foundry HAP.’’ To clarify
applicability, the commenter
recommended that the applicability in
proposed section 63.11544, and its
definition of affected source be revised
to specifically use the defined term
‘‘material containing aluminum foundry
HAP,’’ and either: (1) eliminate the
reference to ‘‘potential to emit’’ or (2)
use the conjunctive, rather than the
‘‘disjunctive’’ preposition in the
definition (i.e., both requirements
would need to be satisfied).
Another commenter interpreted the
proposal to mean that aluminum
foundry operations would not be
covered under the proposed rules,
including the management practices
provisions, if they do not use a HAPcontaining material for aluminum
foundries as defined in the proposed
rule. The commenter interprets this to
mean that the use of aluminum foundry
metal below the defined weight
percentage HAP content is not subject to
the rule.
Response: We agree that the term
‘‘potential to emit’’ used in this context
is ambiguous and unnecessary, and we
have deleted it in the final rule. Our
intent was that the rule be applicable to
foundries that melt materials containing
the aluminum foundry HAP, copper
foundry HAP, and other nonferrous
foundry HAP. We have also revised the
applicability section in the final rule to
state that the requirements apply to the
collection of foundry melting operations
that melt materials containing
aluminum foundry HAP, copper
foundry HAP, and other nonferrous
foundry HAP (see the definitions of
these terms provided in the rule). As an
example, if an aluminum foundry
melted greater than 600 tpy of
aluminum, and that aluminum
contained less than 0.1 percent by
weight of beryllium, cadmium, lead or
nickel (individually) and contained less
than 1.0 percent by weight manganese,
then that foundry would not be subject
to the rule.
4. Facilities That Are Not Foundries
Comment: One commenter stated that
his facility processes aluminum scrap
and/or dross to produce aluminum that
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is used as the raw material in other
operations. The commenter’s facilities
produce molten aluminum, aluminum
sow and/or aluminum ingot. The
commenter stated that facilities that
produce sow and/or ingot by pouring
molten aluminum from furnaces,
holders or meters into molds are not and
should not be subject to the proposed
rule because they are not ‘‘aluminum
foundries.’’ The commenter noted that
the sows and ingots produced by these
facilities are not complex shapes nor are
they used in processes that require
specific mechanical properties,
machinability, and/or corrosion
resistance. According to the commenter,
the sows and ingots are used in
processes as the raw aluminum metal
that is melted and then cast into
complex shapes for use in processes
requiring the listed properties, and the
company does not produce aluminum
castings.
Response: The facility described by
the commenter that melts scrap metal
and cast molten metal to produce sows,
ingots, or billets is a secondary
aluminum production facility and is not
an aluminum foundry as defined by this
rule. We have clarified in the final rule’s
definitions that a foundry casts complex
shapes rather than sow and ingot (see,
for example, definition for ‘‘aluminum
foundry’’ in section 63.11556), and we
have stated explicitly in the definitions
for aluminum foundry, copper foundry
and other nonferrous foundry that the
definitions do not include secondary
metal production.
Comment: Another commenter stated
that as currently written, questions of
applicability will arise as to how the
rules apply to area sources that may
include both types of operations
(aluminum foundry casting and
secondary aluminum production).
According to the commenter, most
secondary aluminum production
facilities conduct ‘‘casting’’ operations
directly after the melting of aluminum
scrap and notes that the proposal’s
preamble provides some explanatory
language by describing production
operations for aluminum and other
nonferrous foundry casting operations
as those that ‘‘produce complex metal
shapes by melting the metal in a furnace
and pouring the molten metal into a
mold to solidify into the desired shape.’’
The commenter said that this contrasts
only slightly with ‘‘casting’’ for other
secondary aluminum production
facilities where the metal is formed or
molded into simple shapes, such as
ingots, sows or billets for shipping or
further processing.
The commenter said the proposal
does not address the nuances of these
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different casting operations and
therefore does not provide the regulated
community with sufficient notice
regarding the rule’s applicability and
what is needed to comply with the rule,
and in addition, the rule is subject to
misinterpretation by permit authorities.
To address these issues, the commenter
asked that the rule be revised to make
clear which MACT rule (40 CFR part 63
CFR subpart RRR or subpart ZZZZZZ)
takes precedence for particular
operations where interpretations of
applicability may conflict. The
commenter said that given the
confusion witnessed frequently with
permit authorities addressing
implementation and compliance for the
secondary aluminum production MACT
rules, this necessity is even more
pronounced. The commenter requested
that the rule be revised and that EPA
provide an appropriate definition for the
term ‘‘aluminum castings’’ and also use
the term ‘‘aluminum castings’’ in the
definition for ‘‘melting operations’’ in
section 63.11556.
Response: The facilities that cast
molten metal to produce sows, ingots, or
billets are secondary metal producers
and are not foundries covered by this
rule (see definition of aluminum
foundry in section 63.11556). Secondary
metal producers do not produce
complex castings that are final or near
final products, but instead produce a
metal product that is a simple shape
that is shipped to other facilities
(including foundries) where it is remelted and transformed into final
product. We have revised the
definitions in the final rule to make a
clearer distinction between secondary
metal production (such as secondary
aluminum facilities that are subject to
40 CFR part 63, subpart RRR) and
aluminum foundries. We do not believe
there is any conflict or overlap with
subpart RRR because that rule does not
regulate metal HAP emissions from
aluminum foundries as this rule does. It
is possible for an aluminum foundry to
be subject to both rules, but there would
be no overlap in the requirements
because the two rules apply to different
HAP.
Comment: One commenter asked that
EPA clarify that 40 CFR part 63 subpart
RRR sources are not included in this
NESHAP. The commenter stated that
there may be confusion because, in
subpart RRR (the NESHAP for
secondary aluminum production
facilities), EPA included certain area
sources in that major source rule.
According to the commenter, in the
secondary aluminum production rule,
EPA determined that furnaces,
including area sources, melting clean
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charge, internal scrap, runaround scrap,
or customer returns are not subject to
the requirements of Subpart RRR
because the use of clean charge
materials results in sufficiently low
emissions. Therefore, the commenter
requested that furnaces melting clean
charge, internal scrap, runaround scrap
or other customer returns that are area
sources subject to 40 CFR part 63
subpart RRR (but excluded from the
requirements) also be excluded from
applicability of this rule because EPA
has already considered the emissions
from these furnaces in subpart RRR.
Another commenter seeks
clarification on aluminum foundry
source category applicability relative to
the secondary aluminum MACT
standards. The commenter stated the
language in the proposal preamble
addressing the source category change
from secondary aluminum production
to aluminum foundries is confusing and
appears to be subject to potentially
conflicting interpretations. According to
the commenter, the language can be
interpreted to mean that the secondary
aluminum production source category,
for which there are existing MACT
standards under 40 CFR part 63 subpart
RRR, has been changed. The commenter
said this distinction is of particular
importance since the secondary
aluminum production MACT standards
also apply in part to area sources.
Response: This rule, subpart ZZZZZZ,
does not apply to secondary aluminum
production facilities, including those
secondary aluminum production
facilities that are area sources.
Furthermore, EPA did not intend any
overlap or conflict between 40 CFR part
63 subpart RRR and this rule. Certain
types of area source aluminum
foundries are subject to a dioxin
emission limit under subpart RRR, but
subpart RRR has no metal HAP or PM
emission limits that would apply to
these area sources. Consequently, there
are no aluminum foundries that can be
addressed solely by subpart RRR, and
this foundry area source rule (40 CFR
part 63 subpart ZZZZZZ) is necessary to
regulate the metal HAP emissions from
aluminum foundries.
The change in the source category
name in this rule does not change the
source category name for secondary
aluminum plants subject to subpart
RRR. The effect of the change in name
is to list aluminum foundries as an area
source category for which standards
must be developed, and to remove
secondary aluminum facilities as a
source category for which standards
must be developed. We explained in the
proposal preamble, 74 FR 6511, that we
incorrectly named the ‘‘Secondary
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Aluminum Production’’ category in the
area source category listing notice, and
the emissions used in the listing were
from aluminum foundries (see also the
EPA memorandum cited in the proposal
preamble, dated November 26, 2002,
which explains this error at Docket ID
No. EPA–HQ–OAR–2008–0236, Item
0011).
Comment: One commenter stated his
plant produces beryllium-copper alloys,
copper alloys that do not contain
beryllium, and beryllium alloys that do
not contain copper. The commenter
noted that his plant is subject to the
NESHAP ambient air quality standard
for beryllium, which is set forth in 40
CFR part 61.32(b). The commenter
requested that EPA clarify that the
proposed rule for copper and other
nonferrous foundries does not apply to
his facility because it is already subject
to part 61 due to emissions of beryllium.
The commenter requested that EPA
expressly state in the preamble to the
final rule that facilities currently subject
to part 61 are not covered by the
proposed copper and other nonferrous
foundry rule. To make this clear in the
rule itself, the commenter suggested that
EPA exempt any foundries located at a
facility that produces beryllium and/or
beryllium alloys and is covered by 40
CFR part 61.32 through 61.34 which
coverage, of course, mandates title V
permitting for that facility.
Another commenter asked for
clarification on whether their facility
would be classified as a ‘‘foundry’’ and
subject to the rule since the facility
melts copper scrap in a gas-fired melting
furnace and is a metal powder producer
with main product lines consisting of
copper, bronze and tin powders.
Response: The information supplied
by the commenters indicates that these
facilities may be secondary metal
production facilities that do not cast the
molten metal into complex shapes that
are final products. As discussed in
response to an earlier comment, we
have clarified the distinction between
foundries and secondary metal
producers. We cannot state in the
preamble and rule that these facilities
are not subject to the rule, and any
questions related to applicability should
be discussed with the permitting
authority (i.e., the State agency if
delegated or the EPA regional office if
not delegated). In response to the
comment about already being subject to
a part 61 standard, we confirm that it is
possible for an area source to be subject
to both a part 61 standard and an area
source standard.
Comment: One commenter asked how
‘‘nonferrous’’ is defined or interpreted
by EPA and whether it is reasonable to
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infer that ‘‘nonferrous’’ excludes any
iron-containing metal (e.g., nickel alloy
containing 10 percent iron would be
considered ferrous). Another commenter
stated that because many foundries that
pour nonferrous metals also pour
ferrous metal alloys in the same
building, it should be emphasized that
this rule is not intended to apply to
ferrous alloys and suggested that the
word ‘‘nonferrous’’ should be added
before the word ‘‘material’’ in the
definition of ‘‘material containing
copper foundry HAP.’’
Response: The types of facilities
described by the commenters are
nonferrous foundries if they melt any
nonferrous metals (other than copper or
aluminum or copper based alloys)
unless their melting operations have
been identified as a ferrous melting
operation that is subject to the area
source standard for iron and steel
foundries (40 CFR part 63, subpart
ZZZZZ). The other nonferrous foundry
(i.e., other than copper and aluminum
foundries) source category is comprised
of facilities identified under NAICS
331528, Other Nonferrous Foundries
(except Die-Casting): ‘‘This U.S.
industry comprises establishments
primarily engaged in pouring molten
nonferrous metals (except aluminum
and copper) into molds to manufacture
nonferrous castings (except aluminum
die-castings, nonferrous (except
aluminum) die-castings, aluminum
castings, and copper castings).
Establishments in this industry
purchase nonferrous metals, such as
nickel, lead, and zinc, made in other
establishments.’’ Examples are
foundries (excluding die casting)
melting zinc and zinc-base alloys, nickel
and nickel-base alloys (including
ferrous metal), magnesium and
magnesium-base alloys. However, we
have not defined the different types of
foundries by NAICS because a facility
could have multiple types of foundries
and NAICS. We specifically define
aluminum, copper, and other
nonferrous foundry in the rule, and a
nonferrous foundry could be co-located
with an iron and steel foundry.
Comment: One commenter stated that
the proposed definition of ‘‘copper
foundry’’ should be revised to exclude
primary copper smelters, refineries and
stand-alone rod mills. The commenter
stated that EPA should make clear that
the definition does not include the
melting of copper (scrap copper, anode
copper or cathode copper) at primary
copper smelters and refineries, and
pouring into casting machines to
produce anode copper, copper rod and
cake.
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Response: EPA has revised the
definition of copper foundry, stating
that ‘‘this definition does not include
primary or secondary metal producers
that cast molten copper to produce
simple shapes such as sows, ingots,
billets, bars, anode copper, rods or
copper cake.’’
D. Management Practices
1. Purchased Scrap Requirements
Comment: One commenter stated that
the rule provides that aluminum,
copper, and other nonferrous foundry
area sources that are subject to the rule
shall ‘‘purchase only metal scrap that
has been depleted (to the extent
practicable) of aluminum foundry HAP,
copper foundry HAP, or other
nonferrous foundry HAP (as applicable)
in the materials charged to the melting
furnace.’’ Because foundries also charge
ingots, sow, alloys and other ‘‘clean
charge’’ materials into the melting
furnace, the commenter said that EPA
should clarify that this provision also
includes these materials. According to
the commenter, in purchasing these
materials, a foundry may have content
specification for its casting application
and product that should be sufficient to
meet the ‘‘deplete’’ criterion of this
management practice, and other
references to ‘‘metal scrap’’ should be
broadened to include these ‘‘compliant’’
clean charge materials.
Another commenter quoted the
proposed rule as stating that foundries
are to ‘‘purchase only metal scrap that
has been depleted (to the extent
practicable) of * * * HAP.’’ Because the
specifications of many nonferrous alloys
contain metallic HAP, the commenter
recommends the rule be changed to
state ‘‘excluding metallic HAP that are
required to be added for the production
of alloyed castings.’’
One commenter recommended the
HAP content requirement for melting
metal scrap be deleted or substantially
modified to avoid a domestic
prohibition against recycling valuable
metal scrap. The commenter stated that
the proposal requires that covered
foundries purchase ‘‘only metal scrap
that has been depleted (to the extent
practicable)’’ of the identified HAP, but
said that this purchase requirement is
vague and the word ‘‘deplete’’ is not
defined. The commenter said that it is
important for EPA to make this
clarification to avoid the risk that the
depletion requirement will be
spuriously interpreted as prohibiting the
remelting of scrap that contains HAP in
excess of low levels or even trace
amounts because it would mean that
some metal scrap could only be buried
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or exported for remelting outside the
U.S. The commenter noted that the
proposal recognizes the importance of
recycling by providing that the
management practice requires the use of
scrap depleted of HAP metals except
where the scrap is purchased
specifically for its HAP metal content
for use in alloying. The commenter
asked that this provision be broadened
by changing the phrase ‘‘for use in
alloying’’ to ‘‘for use in the production
of metal or alloys.’’ According to the
commenter, this change is appropriate
and needed because metal HAP in scrap
can be valuable in the production of a
metal as well as of an alloy.
One commenter recommended that
EPA amend definitions in the proposed
rule to align the applicability with
subpart RRR. The commenter stated that
the preamble to the rule indicates that
GACT is considered the use of ‘‘clean
charge’’ but, rather than defining that
term, EPA requires that affected sources
purchase or use only metal scrap that
has been ‘‘depleted of HAP metals (to
the extent practicable) charged to the
melting furnace.’’ According to the
commenter, EPA does not clearly define
clean charge or explain what it means
to deplete material of HAP metals ‘‘to
the extent practicable.’’ The commenter
is concerned that the definition of
‘‘depleting to the extent practicable’’
could change over time, leading to the
proposed standard becoming a moving
target for sources. Moreover, the
commenter is concerned that internal
scrap, which is permissible to use under
subpart RRR, continue to be usable
without any additional conditions
under this proposed rule. To that end,
the commenter requests that EPA revise
the definition of ‘‘material containing
aluminum foundry HAP’’ to clarify that
clean charge, internal scrap, runaround
scrap, and customer returns do not fall
within that definition.
The commenter recommended adding
this sentence to the definition: ‘‘For
purposes of this subpart the following
materials are not material containing
aluminum foundry HAP—clean charge,
internal scrap, runaround scrap, or
customer returns, as defined in
§ (section) 63.1503.’’ The commenter
said another way of addressing this
concern would be to clarify in section
63.11550 that use of clean charge,
internal scrap, runaround scrap, or
customer returns as defined in section
63.1503 of subpart RRR, constitutes
compliance with the requirements of
this rule by adding this sentence:
‘‘Purchase or use of clean charge,
internal scrap, runaround scrap, or
customer returns, as defined in
§ 63.1503 constitutes compliance with
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the requirement of this subparagraph to
deplete a material of aluminum foundry
HAP.’’
Response: Our intent was that
purchased metal scrap be depleted to
the extent practicable of HAP
contaminants, except when the HAP
metal is an important specified
component in the final casting. We did
not intend for this provision to apply to
ingots, sows, and alloys (they are not
metal scrap), nor did we intend it to
apply to internal scrap, runaround
scrap, and customer returns (they are
not purchased). We have clarified the
final rule by stating that the provisions
relating to the purchase of only metal
scrap do not apply to ‘‘material that is
not scrap (e.g., ingots, alloys, sows) or
to materials that are not purchased (e.g.,
internal scrap, customer returns)’’.
We acknowledged at proposal that
certain types of scrap metal containing
HAP were necessarily purchased to
meet alloy specifications. We have
clarified the management practices in
the final rule that purchased metal scrap
must be depleted to the extent
practicable of HAP metals except when
the HAP metal is needed to meet
specifications for the casting. We have
also added a recordkeeping requirement
for documentation that the HAP metal is
in the specifications for the cast metal
product.
Comment: One commenter suggested
that EPA eliminate records for ‘‘use’’
and focus solely on ‘‘purchase.’’ The
commenter said the proposed rule
requires facilities to purchase only
metal scrap that has been depleted to
the extent practicable of the relevant
HAP. However, the commenter notes
that the recordkeeping and labeling
requirements in the proposed rule refer
to ‘‘purchase and use’’ of such scrap.
The commenter is concerned that the
insertion of the word ‘‘use’’ might be
misread to require tracking of use after
metal enters the facility even though he
understands that not to be EPA’s intent.
The commenter said that EPA has
appropriately determined that this
aspect of the standard should apply at
the point of purchase (i.e., entry to the
facility) as the most effective way of
assessing compliance and, after that
point, the ‘‘usage’’ is not relevant to
compliance. The commenter
recommends that EPA delete the word
‘‘use,’’ or if that word is to remain,
change the phrasing to ‘‘purchase for
use.’’
Response: We revised the reporting
requirements to be consistent with the
management practice provision, which
stated ‘‘purchase only metal scrap
* * *,’’ by deleting the words ‘‘and
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use’’ in the reporting requirements as
suggested by the commenter.
Comment: One commenter requested
that EPA clarify that the alloy exception
for purchased scrap in section
63.11550(a)(2) also applies to nickel or
other HAP.
Response: The exception for ‘‘metal
scrap that is purchased specifically for
its HAP metal content for use in
alloying’’ (alloy exception) applies to
any aluminum foundry HAP, copper
foundry HAP and other nonferrous
foundry HAP.
Comment: One commenter stated that
the rule has a potentially adverse effect
upon the beneficial reuse of metal scrap
and asked that EPA consider not
imposing the scrap purchase
requirement upon those furnaces which
are subject to the PM emission and
control efficiency requirements.
According to the commenter, these
highly-controlled and closely-monitored
furnaces are where EPA should most
strongly encourage the melting of metal
scrap and that EPA can encourage this
practice by exempting these furnaces
from the scrap purchase requirement
and their attendant burdens. The
commenter said that EPA can
appropriately do so because these
furnaces are the ones that are subject to
the additional emission and control
efficiency requirements, which make
the scrap purchase requirement
redundant and therefore unnecessary.
Response: Our analysis indicated that
the management practices in the
proposed rule represent GACT for all
furnaces, even for those melting
furnaces equipped with efficient
emission controls. We expect careful
attention to purchasing scrap metal,
which has been depleted to the extent
practicable of HAP metals that are not
needed in the final casting, and use of
covers during melting will reduce
emissions at all melting operations.
Consequently, we are requiring the use
of management practices, including the
limitations on scrap metal, at all of the
affected sources, even if the furnaces are
equipped with control devices for PM
and metal HAP.
2. Covers
Comment: One commenter
recommended the following revision to
the requirement to use covers:
Cover or enclose each melting furnace that
is equipped with a cover or enclosure during
the melting operation to the extent
practicable (e.g., except for standard foundry
operating practices such as when access is
needed for charging, alloy addition, tapping,
ladling, fluxing, slagging/drossing,
temperature measurement, observation).
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The commenter also asked that EPA
make clear that this parenthetical list of
practices is illustrative, and is not meant
to be exclusive or limiting in any way.
The commenter suggested it would be
helpful to have an additional example to
address the situation in which a coverclosing mechanism fails and the cover
must remain open, or partially open,
until maintenance can be performed
within a reasonable period. As an
example, the commenter said one
copper foundry reported that it would
be impractical to cover and uncover a
melting furnace continually for its
permanent mold operations that ladles
the metal into molds as many as 35
times in an hour.
One commenter stated that the rule
should be revised to clarify
requirements during periods that coverclosing mechanisms fail. The
commenter said that occasionally the
closing mechanism on a cover will jam,
requiring maintenance to correct the
problem, and these periods should be
included as times during which it is not
practicable to close the cover.
Another commenter suggested adding
to the rule other examples of opening a
cover on the melting furnace and to
state that other examples include, but
may not be limited to, ramming,
scraping, fluxing, slagging, sampling,
and temperature taking.
Response: The commenter correctly
quoted the proposed rule, but we
believe the commenter misreads the
management practices requirements and
that the term ‘‘to the extent practicable’’
addresses the concerns raised by the
commenters. We cannot include every
possibility in the rule of when it might
be necessary to not use the cover.
However, we have added the phrase
‘‘including but not limited to’’ to the
examples in the rule to indicate that the
list is not all inclusive.
3. Other Management Practices
Comment: One commenter said that
foundries subject to the proposed
regulation are required to prepare and
operate pursuant to a written
management practices plan and that the
plan must include the management
practices required by the rule, as well as
‘‘any other management practices that
are implemented at the facility to
minimize emissions from melting
furnaces.’’ The commenter stated that
foundries that implement additional
management practices to minimize
emissions from melting furnaces should
not have additional regulatory
requirements imposed on them through
the written management plan because a
foundry that implements an additional
management practice that results in
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reduced emissions from the melting
furnace could be penalized if the
practice is not included in the written
management practices plan. The
commenter believes such a result is
unreasonable, and instead EPA should
change the regulatory language to state
that a facility may include additional
management practices that minimize
emissions from melting furnaces in the
written management practices plan.
Response: We proposed to require the
use of two management practices. We
are finalizing those management
practices in this rule, and they must be
in the management practices plan.
Although owners and operators can
include additional requirements in their
management practices plan, they are not
required to do so by this rule. If,
however, additional management
practices are included in the plan, the
owner or operator could be held
responsible for them to the extent they
are not followed. See section 11550(a)(3)
in the final rule.
E. Definitions
Comment: One commenter requested
that EPA add a definition of ‘‘deviation’’
for purposes of this rule so it is clear to
sources when they need to report.
Because this is an area source rule, the
commenter believes that sources may
not be subject to part 70 and, in any
event, may not be familiar with
deviation reporting, and that EPA
should explain that a deviation occurs
if the facility fails to meet applicable
standards.
Response: We agree that a definition
of ‘‘deviation’’ is needed, and we have
added the definition that has been used
in other NESHAP, such as the area
source standard for iron and steel
foundries (40 CFR 63, subpart ZZZZZ).
Comment: Two commenters stated
that EPA should clearly define in the
rule that the affected source is a
‘‘melting operation.’’ The commenters
stated that the affected source is defined
in the preamble as ‘‘* * * foundry
melting operations (including all the
various types of melting furnaces at the
affected foundry) * * *’’ However, the
commenters said that the affected
source does not appear to be defined
within the rule.
Response: We agree that the rule
language should specify what the
affected source is, and we have stated
directly in the final rule that the affected
source is the collection of all melting
operations at the facility.
Comment: One commenter asked to
see clearer distinctions in the rule
between the requirements for ‘‘large’’
foundries (above 6,000 tpy), ‘‘small’’
foundries (less than 6,000 tpy, but above
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600 tpy actual), and ‘‘exempt’’ foundries
(below 600 tpy actual).
Response: We have clarified the final
rule, as the commenter suggested, and
inserted definitions for ‘‘large’’ and
‘‘small’’ foundries that are subject to
different requirements. It is important to
recognize, however, that foundries with
an annual metal melt production less
than 600 tpy in calendar year 2010 are
not exempted from the rule, but rather
these foundries are not included in the
source category, as discussed above in
Section VI.B., and, therefore, not subject
to the management practices,
recordkeeping and other requirements
of this final rule. In addition, it is also
important to note that these rule
requirements will not apply to these
foundries so long as their production
after calendar year 2010 remains below
600 tpy.
Comment: One commenter suggested
that EPA add a definition of ‘‘die
casting’’ to the rule to help clarify what
operations are not applicable to the rule
and asked that EPA also clarify the
applicability of permanent mold casting,
including ‘‘low pressure permanent
mold casting’’ and ‘‘vacuum permanent
mold casting’’ operations.
Another commenter asked for
clarification of applicability when
melting furnaces for die casting
operations, which are not part of the
source category, are co-located with
aluminum, copper or other nonferrous
foundry melting furnaces that are
included in the source category. This
commenter also requested a definition
of ‘‘die casting.’’ The commenter also
stated that it would be helpful for EPA
to define ‘‘aluminum die casting
operations,’’ and, for clarity, to make a
conforming change to its definition of
‘‘aluminum foundry’’ using this defined
term. The commenter suggested a
modified version of the NAICS
definition: ‘‘aluminum die casting
operations mean operations included
under the Standard Industrial
Classification code 3363 and NAICS
331521. For purposes of this subpart,
aluminum die casting operations
includes low-pressure injection and
high-pressure injection die casting
process methods’’ and ‘‘aluminum
foundry means a ‘‘facility that melts
aluminum and pours molten aluminum
into molds to manufacture aluminum
castings (except aluminum die casting
operations).’’
Response: We agree that ‘‘die casting’’
should be defined and have done so in
the final rule using the NAICS
definition, which specifically states
‘‘under high pressure’’ and does not
include ‘‘under low pressure,’’ as
suggested by the commenter. With
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regard to co-located operations, if
melting operations for die casting and
other types of casting are co-located,
melting operations dedicated to die
casting are not subject to this rule.
However, melting operations that serve
both types of casting operations are
subject to the rule.
In response to the clarification on
permanent mold casting, the rule
applies to facilities using permanent
mold casting because it is not die
casting.
F. Monitoring, Reporting and
Recordkeeping
Comment: Two commenters noted
that records must identify the date and
time of each melting operation;
however, many foundries do not record
this level of detail and are not
configured to record this level of detail.
In addition, the commenter said the
benefit of such recordkeeping detail is
not apparent and requested that EPA
remove the requirement for recording
the time of each melt event.
Two commenters requested that the
reporting and recordkeeping be
simplified and not required on a per
melt basis. The commenter stated that
his facility is subject to title V
permitting requirements, and that the
proposal’s monitoring, recordkeeping
and reporting requirements are based on
EPA’s expectation that the furnaces
being regulated would not be subject to
title V permit requirements. The
commenter believes that overlaying the
proposal’s requirements on his plant
would produce a complexity and added
costs without any added benefits and
stated that this is why EPA has
proposed to exempt these foundries
from title V permitting.
Another commenter claimed that
demonstrating compliance with this
management practice can also be
unnecessarily burdensome because the
rule states that a foundry ‘‘must keep
records to document conformance with
the management practice plan’’ and that
the records ‘‘must identify each melting
furnace equipped with a cover or
enclosure, the date and time of each
melting operation, and that the
procedures in the management practices
plan were followed for each melting
operation.’’ According to the
commenter, this recordkeeping
requirement is too onerous for area
source foundries, so much so that some
foundries could be forced to have one
full-time employee dedicated to this
single regulatory requirement.
As proposed, the commenter said this
requirement would be a serious
disincentive for foundries to have
covers or enclosures on their melting
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furnaces, because melting furnaces that
are not equipped with covers and
enclosures are in compliance with this
management practice and have no
recordkeeping requirements at all. The
commenter continued by saying that
such a result is counterproductive, and
regulations should provide foundries
with incentives to install covers and
enclosures rather than adding regulatory
burdens to those that already have them
installed. The commenter recommended
that EPA streamline the recordkeeping
requirement for covers and enclosures
to state that the facility shall
demonstrate that it follows the standard
foundry operating practices for covers
and enclosures that are included in its
written management practices plan.
If EPA adopts the proposed approach
discussed above, two commenters asked
that EPA clarify that records of each
time the furnace is opened and charged
are not required because the proposed
rule is ambiguous on this point. An
alternative approach suggested by the
commenter would be to require monthly
inspections to verify that the covers are
closed at the appropriate times during
the melting operations. According to the
commenter, given that sources already
have a strong incentive to close covers
on furnaces during operations due to
OSHA and energy conservation
concerns, a periodic check of operations
is certainly sufficient to provide an
assurance of compliance.
One commenter was concerned that
sources will be required to record and
report deviations from the
recordkeeping requirements even
though the covers were likely closed.
According to the commenter, even with
EPA’s suggestion that checklists can be
used, at a facility that does not have an
extensive staff, an operator may fail to
‘‘check the box’’ even though the
operator is following the good
management practice of closing the
cover that the facility has always used.
The commenter said that these types of
deviations may make a facility appear as
though it is violating the standard even
though it is substantively compliant.
The commenter stated that a monthly
inspection approach, on the other hand,
will avoid this paperwork issue while
still ensuring that facilities routinely
comply with the rule. The commenter
provided specific recommendations for
revising the proposed rule language to
address their recordkeeping concerns.
Response: After considering the
numerous comments on the burden of
the proposed recordkeeping
requirements, we agree that the
requirements can be streamlined and
still be effective. Based on the
comments provided, EPA agrees that the
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burden to record the time of each
melting operation and document that
the management practices for covers
were followed for each melting
operation may require significant
additional labor to implement. We have
revised the rule to require that the
owner or operator inform their
appropriate operating personnel of the
applicable management practices,
perform monthly inspections to ensure
that they are being followed, and
maintain records documenting
conformance with the management
practices plan. The rule no longer
requires records for the time of each
melting operation and documentation
that covers were used during each melt.
Comment: One commenter suggested
that EPA consider a notification for
copper and other nonferrous foundries
to determine their production level
above or below the 6,000 tpy threshold
because such a notification would help
to clarify which foundries are subject to
the applicable emissions limits and
monitoring requirements.
Response: We have revised the rule to
require sources to indicate whether they
are a small or a large foundry in the
Notification of Compliance report.
Comment: One commenter said that
EPA appears to be requiring all new
sources equipped with a fabric filter to
install, operate, and maintain a bag leak
detection system, but that does not
appear to be consistent with rule
development documents contained
within the docket. The commenter
asked that EPA clarify that only new
affected sources at copper foundries or
other nonferrous foundries that melt
6,000 tpy or greater of metal would be
required to operate bag leak detection
systems.
Response: We have made a minor
revision to the rule to further clarify that
only new affected sources at a large
foundry, defined as a copper or other
nonferrous foundry with an annual
copper and other nonferrous metal melt
capacity of 6,000 tpy or greater, would
be required to install and operate bag
leak detection systems. Owners or
operators of existing affected sources are
not required to install a bag leak
detection system, although they could
choose to install one as a method of
monitoring in lieu of visual emission
observations.
Comment: Two commenters requested
clarification on the proposed regulatory
language that the monitoring
requirements in section 63.11552 are
applicable only to copper and other
nonferrous foundries subject to the PM
emissions limits and that have
emissions controlled with a fabric filter.
Other commenters said that the
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proposed regulation states that a
foundry subject to this provision ‘‘must
conduct visible monitoring of the
monovent or fabric filter outlet stack(s)
for any visible emissions.’’ The
commenters request that EPA clarify
this provision because the term
‘‘monovent’’ is not common to the metal
casting industry, and one commenter
recommended deleting the term
altogether, or if it is kept, it should be
defined. One commenter also said that
if this requirement is to monitor VE
from a stack associated with a melting
furnace, then the reference to
‘‘monovent or fabric filter outlet
stack(s)’’ is too limiting because it does
not include other add-on control or
point source discharge options for
copper and other nonferrous foundries.
The commenter requests that EPA
clarify this provision to specify the
point of monitoring for VE. The
commenter noted that the proposed
regulation provides further confusion
with the reference to ‘‘fugitive
emissions,’’ which is not consistent
with the requirements discussed above
that require monitoring of VE from
outlet stacks.
One commenter stated the monitoring
requirements contain language
regarding the observance of ‘‘visible
fugitive emissions’’ relative to visual
monitoring and requires visual
monitoring of a monovent or fabric filter
outlet stack(s) for any VE. The
commenter stated since it appears that
the intent is to require visual monitoring
of the outlet of a baghouse, the use of
the term ‘‘fugitive’’ would not be
appropriate based on the definition of
‘‘fugitive emissions.’’
Response: We have clarified the VE
monitoring requirements in the final
rule to address the commenters’
concerns. If an owner or operator of a
large copper or other nonferrous
foundry with an existing melting
operation chooses to meet the PM
standards using fabric filters, then the
owner or operator must conduct VE
monitoring. Monitoring the VE is a
method to ensure that the fabric filters
used to control PM emissions operate
properly on a continuing basis. The VE
monitoring is required only for fabric
filters at existing large foundries (i.e.,
copper or other nonferrous foundries
that melt 6,000 tpy or more of material
containing a copper foundry or other
nonfoundry HAP collectively). In the
alternative, owners or operators may
install a bag leak detection system on
the fabric filter system as a way of
ensuring that it is operating correctly.
We have deleted the term ‘‘fugitive
emissions’’ and ‘‘monovent’’ from the
monitoring requirements and revised
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the rule to require that the owner or
operator must look at the discharge
point(s) of the fabric filter for any VE.
Depending on the type and
configuration of the fabric filter, the
discharge point(s) could be a single
stack, multiple stacks, monovent, or
other location.
Comment: One commenter stated that
the rule should not be more restrictive
than the existing individual State
permits in regard to VE and
recommended that EPA change the
language in the rule that says ‘‘if the
visual monitoring reveals the presence
of any VE * * *’’, to replace the term
‘‘any’’ with ‘‘abnormal.’’
Response: Based on our historical
experience and the precedent used in
other rules (e.g., the area source
standard for ferroalloys in 40 CFR part
63, subpart YYYYYY), a properly
designed and operated fabric filter will
not release any VE under normal
operating conditions. The use of the
term ‘‘abnormal’’ suggests that some VE
are acceptable. We continue to require
that the fabric filter outlet (discharge) be
observed for any VE, and if VE are
observed, corrective action should be
taken to repair the cause of the
emissions.
Comment: One commenter said that
the proposed regulations provide that a
facility subject to daily VE monitoring
can switch to weekly VE monitoring
after 90 consecutive days of no VE
recorded. The commenter stated that
demonstrating no VE for 5 consecutive
days should be sufficient to allow
weekly VE monitoring because that
period of time would show that the
fabric filter had been properly designed
and had no VE. The commenter claimed
that generally if VE are not observed in
a 5 consecutive day period, then VE are
unlikely to be observed at all (based on
the minimal operational changes that
are expected from most foundries).
According to the commenter, weekly VE
monitoring is also less burdensome on
the foundry and would, in most cases,
provide adequate safeguards that the
baghouse is functioning properly.
Response: We have reconsidered the
requirement that an owner or operator
must conduct daily observations with
no VE for 90 consecutive days of
monitoring prior to reducing the
observation frequency to weekly, and
we agree that a shorter time period
before reducing to weekly observations
would be just as effective. We have
revised the final rule to allow weekly
observations after 30 consecutive days
of observations with no VE because it
provides assurance that the baghouse
has been properly designed and
properly installed as shown by 30
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30383
consecutive days of operation with no
visible leaks.
Comment: One commenter stated that
the time for taking corrective action in
response to a bag leak detection alarm
must be increased for reasons of worker
safety and environmental protection.
The commenter stated the proposal
requires that covered foundries ‘‘must
initiate procedures to determine the
cause at every alarm from a bag leak
detection system within 1 hour of the
alarm and alleviate the cause of the
alarm within 3 hours by taking whatever
corrective actions are necessary,’’ and
longer times for initiating and taking
corrective action are authorized by the
proposal ‘‘if you identify in the
monitoring plan this specific condition
as one that would lead to an alarm’’ and
‘‘adequately explain why it is not
feasible to alleviate this condition
within 3 hours.’’ The commenter
believes these requirements fail to
account for the conditions under which
baghouses operate in foundries and to
demand perfect forseeability to avoid
violations. He noted that baghouses in
foundries operate at extremely high
temperatures, and baghouse alarms may
occur when metal is being melted or
when molten metal is being cast.
According to the commenter, the billet
and the furnace must cool sufficiently
before the baghouse compartment can
be safely entered. Also, according to the
commenter, stringent company
protocols for inspecting and replacing
bags typically require that collectors
cool for 24 to 72 hours after a furnace
is shut down before entry into the
collector is permitted. The commenter
does not believe that it is productive in
its monitoring plan to attempt to predict
the entire universe of ‘‘specific
conditions’’ that may trigger the alarm
and to ‘‘adequately explain’’ why it is
not feasible to complete all of the
necessary corrective actions within 3
hours.
According to another commenter,
these time frames are totally unrealistic
and inappropriate for copper and other
nonferrous foundries because most, if
not all, of these foundries are small
businesses and do not always have a
fulltime employee dedicated solely to
environmental compliance. The
commenter said that, while identifying
the cause of an emissions occurrence
and taking steps to address it in a timely
fashion is desirable, more realistic time
frames for responding are necessary.
The commenter suggested that EPA
consider a more realistic requirement,
such as a facility must take steps to
identify the cause within 24 hours and
must take steps to alleviate the cause
within 72 hours.
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Response: We disagree with the
commenter that the corrective action
response requirements should be
revised to provide more time. EPA has
applied these same corrective action
time frames in the monitoring
requirements for several similar source
categories, and we are not aware of any
implementation problems. The bag leak
detection requirements include a
provision, as the commenter noted, to
provide more time when there are
extenuating circumstances or
conditions. It is appropriate that these
conditions be identified in the
monitoring plan. An owner or operator
should consider amending its
monitoring plan to account for events
that it subsequently learns require
longer time periods for correction.
Similar to bag leak detection alarms,
we agree that there may be occasions
when the cause of VE cannot be
corrected within 3 hours. We have
revised the rule to incorporate a
provision that parallels that of the bag
leak detection requirement. The new
provision requires that the owner or
operator identify in a monitoring plan
the specific conditions that would lead
to VE and adequately explain why it is
not feasible to alleviate this condition
within 3 hours.
Comment: One commenter said EPA
details bag leak detection system
installation, operation, and maintenance
requirements for new affected sources
equipped with a fabric filter and
requires existing facilities subject to
section 63.11551(b) to prepare and
submit an operation and maintenance
plan for control devices other than
fabric filters. The commenter asked that
EPA consider requiring all affected
sources subject to the emission limits in
section 63.11550(b), including existing
sources that are not required to install
a bag leak detection system, to prepare
and operate according to an operation
and maintenance plan for each control
device. Additionally, the commenter
asked that EPA also consider requiring
affected sources subject to emission
limits under section 63.11550(b) to
install and maintain each capture and
collection system to meet acceptable
engineering standards, such as those
published by the American Conference
of Governmental Industrial Hygienists.
Response: As we stated at proposal,
monitoring fabric filters at existing
sources for any VE provides assurance
that the bags are not leaking and that the
fabric filter is performing properly.
Corrective action is required if any VE
are observed. Consequently, we do not
think that the additional monitoring
burden recommended by the commenter
(preparing an operation and
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maintenance plan or specifying the
standard to which capture and
collection systems must be installed)
would result in an improvement in
emission control. Furthermore, they
would impose an additional burden on
many small businesses.
Comment: One commenter claimed
that EPA provides no technical basis for
the ‘‘no VE’’ requirement for copper and
other nonferrous foundries in the
administrative record for this proposed
regulation. According to the commenter,
without any technical basis or data to
support a ‘‘no VE’’ requirement for
either stack emissions or fugitive
emissions, the requirement cannot
represent a GACT standard for copper
and other nonferrous foundry area
sources. The commenter stated that the
‘‘no VE’’ requirement is unsubstantiated
and inappropriate.
Response: There is not a ‘‘no VE’’
requirement; the requirement is to take
corrective action if VE are observed
from a baghouse because (as discussed
above) a properly designed, operated,
and maintained baghouse should not
have VE. In addition, the observation of
VE for baghouses is a baghouse
monitoring option that only an existing
affected facility may use. In the
alternative, an existing affected facility
may install and operate a bag leak
detection system as a way of monitoring
the proper operation of its baghouses.
Monitoring requirements are not GACT;
rather, they are based on monitoring
certain parameters that would indicate
that the control device (e.g., a baghouse)
is operating properly. It is well
established that if VE occur from a
baghouse that is used on the exhaust of
a melting furnace, then there is a
problem with the baghouse (e.g., leaks
or tears in the fabric). This monitoring
option was previously used in the area
source standard developed for ferroalloy
furnaces (40 CFR Part 63, subpart
YYYYYY), and we proposed it in this
rule as a monitoring option for
baghouses used on the exhausts of
melting furnaces. As mentioned earlier,
a facility has the option of monitoring
with a bag leak detection system if there
is a particular reason they do not want
to monitor for VE.
G. Testing Requirements
Comment: One commenter noted that
many of the existing emission control
devices that will be subject to the PM
emission limit may require significant
physical modification in order to
conduct the testing in accordance with
the test protocols, and these
modifications will substantially increase
the cost of the testing, but will not affect
the performance of the control device.
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The commenter stated that in some
cases the ductwork modifications will
have to be removed after the test is
completed. The commenter estimates
that as many as 95 percent of the
affected control devices may never have
been tested based primarily on the fact
that the State permitting agency did not
feel that such testing was necessary.
Given the alternate emission limit of
grains per dry standard cubic feet
specified within the rule, the
commenter believes that VE
observations at the outlet of the
baghouse provides adequate assurance
that the fabric filter is performing in
accordance with the rule. The
commenter also stated that many State
permitting authorities have already
adopted VE observations as the only
monitoring. The commenter
recommended that the area source rule
allow an affected facility to use
observance of VE as an acceptable
method of demonstrating compliance.
The commenter continued by stating
that if EPA disagrees with the above
recommendation, then EPA should
amend the 5-year period for which the
results of a prior performance test can
be used to demonstrate compliance. The
commenter recommended that any
existing affected facility that has
performed stack tests, regardless of
when those tests may have been
performed, should be able to use the
results to document compliance with
the rule as long as the facility is able to
provide copies of the maintenance
records documenting volume tests, filter
changes, and general maintenance done
to the equipment upon request.
One commenter operates a brass
foundry that voluntarily installed
baghouse controls for the melting and
pouring operations at the foundry about
17 years ago to capture the metal fume
emissions, and currently there are nine
separate baghouse modules with a
common fan and inlet, but nine
individual discharge stacks of which
none are testable. The commenter
considers the cost to build and test each
of these stacks to be an economic
hardship for his facility for what he
believes to be zero environmental gain.
The commenter stated that
manufacturers of baghouse modules like
the ones currently in operation at this
facility will guarantee new units to meet
an outlet particulate concentration of
0.015 gr/dscf for the melting operation.
Based on this, the commenter said that
an alternative compliance method could
be to inspect the system for leaks using
accepted visual inspection methods,
and such inspections could be done by
third party consultants at a more
acceptable cost to show that the filters
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have been properly installed and
functioning as they were intended.
The commenter also stated that
broken bag detectors might be used to
show both the initial compliance and
add a layer of security to the long term
leak detection of the emission control
system. According to the commenter,
broken bag detectors for this system
would not be inexpensive, but would
likely be a much lower cost than to
build and test nine stacks. The
commenter said that this facility has
over time found a steady state operating
range for its fume control system, and
by monitoring the cleaning cycle
frequency, can detect the slightest
system change or failure and react to fix
the problem at the start of the failure.
The commenter asked that this use of
innovative technology should be
considered as an acceptable compliance
tool.
The commenter said this facility has
already installed the emission control
for foundry melting operations, but
believes that the cost of testing to show
compliance is too high for his facility.
The commenter asked if ‘‘no VE’’
criteria could be used as acceptable
compliance method for facility
emissions.
Response: We understand the
commenters’ concerns regarding the
costs to conduct the compliance tests;
however, we have defined GACT for the
affected facilities to include a PM
emission limit, and compliance with
this limit must be demonstrated by
compliance testing. We agree that
testing all nine stacks is not necessary
if the melting operation and expected
emissions are similar across the stacks.
We revised the rule to allow the owner
or operator to perform the performance
testing on one or more representative
stacks with the approval of the
Administrator or his or her authorized
representative (e.g., a State that has been
delegated authority to implement and
enforce this rule). The owner or operator
must provide data or an adequate
explanation why the stack(s) chosen for
testing are representative. We note that
testing contractors have methods and
procedures to make a baghouse
‘‘testable,’’ such as adding a temporary
stack extension to a short stack to meet
Method 5 criteria. However, we did not
revise the requirements for the use of
prior test results to allow tests that may
have been conducted long ago, perhaps
when the baghouse was first installed,
and continue to limit the use of prior
tests to the preceding 5 years from the
compliance date. We are concerned that
testing performed more than 5 years
from the compliance date, which is
beyond the term of a typical operating
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permit, would not be representative of
current operation.
Comment: One commenter stated that
the requirement that the facility ‘‘must
operate each melting furnace within
+/¥ 10 percent of the normal process
rate’’ during the performance test is not
consistent with some State requirements
for performance testing and requested
that EPA consider regulatory language
that allows for an alternate method that
is approved by another permitting
authority.
Response: We agree that the testing
requirement discussed by the
commenter may not be consistent with
requirements in existing permits and
may not be appropriate in all cases. We
deleted this testing requirement from
the final rule and note that the
requirements for conducting
performance tests are already addressed
in the applicable General Provisions
(section 63.7(e)(1)), which specify that
performance tests be ‘‘based on
representative performance (i.e.,
performance based on normal operating
conditions) of the affected source.’’
H. Exemption From Title V Permitting
Requirements
Comment: Several commenters agreed
with the proposed title V permit
exemption, noting such factors as the
adequacy of existing State programs to
ensure compliance, the additional
economic and other burdens imposed
by title V permitting, and the lack of
technical resources to comply with
permitting requirements for facilities
that are mostly small businesses support
the exemption.
Response: We acknowledge the
commenters’ support for the exemption
from title V permitting requirements in
this rule.
Comment: One commenter argued
that the agency’s proposal to exempt the
three area source categories from title V
requirements is unlawful and arbitrary.
The commenter states that section
502(a) of the CAA authorizes EPA to
exempt area source categories from title
V permitting requirements if the
Administrator finds that compliance
with such requirements is
‘‘impracticable, infeasible or
unnecessarily burdensome.’’ 42 U.S.C.
section 7661a(a). The commenter notes
that EPA did not claim that title V
requirements are impracticable or
infeasible for any of the source
categories it proposes to exempt, but
that EPA instead relied entirely on its
claim that title V would be
‘‘unnecessarily burdensome.’’
Response: Section 502(a) of the CAA
states, in relevant part, that:
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30385
* * * [t]he Administrator may, in the
Administrator’s discretion and consistent
with the applicable provisions of this
chapter, promulgate regulations to exempt
one or more source categories (in whole or
in part) from the requirements of this
subsection if the Administrator finds that
compliance with such requirements is
impracticable, infeasible, or unnecessarily
burdensome on such categories, except that
the Administrator may not exempt any major
source from such regulations. See 42 U.S.C.
section 7661a(a).
The statute plainly vests the
Administrator with discretion to
determine when it is appropriate to
exempt non-major (i.e., area) sources of
air pollution from the requirements of
title V. The commenter correctly notes
that EPA based the proposed
exemptions solely on a determination
that title V is ‘‘unnecessarily
burdensome,’’ and did not rely on
whether the requirements of title V are
‘‘impracticable’’ or ‘‘infeasible’’, which
are alternative bases for exempting area
sources from title V.
To the extent the commenter is
asserting that EPA must determine that
all three criteria in CAA section 502 are
met before an area source category can
be exempted from title V, the
commenter misreads the statute. The
statute expressly provides that EPA may
exempt an area source category from
title V requirements if EPA determines
that the requirements are
‘‘impracticable, infeasible or
unnecessarily burdensome.’’ See CAA
section 502 (emphasis added). If
Congress had wanted to require that all
three criteria be met before a category
could be exempted from title V, it
would have stated so by using the word
‘‘and,’’ in place of ‘‘or’’.
Comment: One commenter stated that
in order to demonstrate that compliance
with title V would be ‘‘unnecessarily
burdensome,’’ EPA must show, among
other things, that the ‘‘burden’’ of
compliance is unnecessary. According
to the commenter, by promulgating title
V, Congress indicated that it viewed the
burden imposed by its requirements as
necessary as a general rule. The
commenter maintained that the title V
requirements provide many benefits that
Congress viewed as necessary. Thus, in
the commenter’s view, EPA must show
why, for any given category, special
circumstances make compliance
unnecessary. The commenter believed
that EPA has not made that showing for
any of the categories it proposes to
exempt.
Response: EPA does not agree with
the commenter’s characterization of the
demonstration required for determining
that title V is unnecessarily burdensome
for an area source category. As stated
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above, the CAA provides the
Administrator discretion to exempt an
area source category from title V if he
determines that compliance with title V
requirements is ‘‘impracticable,
infeasible, or unnecessarily
burdensome’’ on an area source
category. See CAA section 502(a). In
December 2005, in a national
rulemaking, EPA interpreted the term
‘‘unnecessarily burdensome’’ in CAA
section 502 and developed a four-factor
balancing test for determining whether
title V is unnecessarily burdensome for
a particular area source category, such
that an exemption from title V is
appropriate. See 70 FR 75320, December
19, 2005 (‘‘Exemption Rule’’). In
addition to interpreting the term
‘‘unnecessarily burdensome’’ and
developing the four-factor balancing test
in the Exemption Rule, EPA applied the
test to certain area source categories.
The four factors that EPA identified in
the Exemption Rule for determining
whether title V is unnecessarily
burdensome on a particular area source
category include: (1) Whether title V
would result in significant
improvements to the compliance
requirements, including monitoring,
recordkeeping, and reporting, that are
proposed for an area source category (70
FR 75323); (2) whether title V
permitting would impose significant
burdens on the area source category and
whether the burdens would be
aggravated by any difficulty the sources
may have in obtaining assistance from
permitting agencies (70 FR 75324); (3)
whether the costs of title V permitting
for the area source category would be
justified, taking into consideration any
potential gains in compliance likely to
occur for such sources (70 FR 75325);
and (4) whether there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the NESHAP for
the area source category, without relying
on title V permits (70 FR 75326).4
In discussing the above factors in the
Exemption Rule, we explained that we
considered on ‘‘a case-by-case basis the
extent to which one or more of the four
4 In the Exemption Rule, in addition to
determining whether compliance with title V
requirements would be unnecessarily burdensome
on an area source category, we considered,
consistent with the guidance provided by the
legislative history of section 502(a), whether
exempting the area source category would adversely
affect public health, welfare or the environment.
See 72 FR 15254–15255, March 25, 2005. As shown
above, after conducting the four-factor balancing
test and determining that title V requirements
would be unnecessarily burdensome on the area
source categories at issue here, we examined
whether the exemption from title V would
adversely affect public health, welfare and the
environment, and found that it would not.
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factors supported title V exemptions for
a given source category, and then we
assessed whether considered together
those factors demonstrated that
compliance with title V requirements
would be ‘unnecessarily burdensome’
on the category, consistent with section
502(a) of the Act.’’ See 70 FR 75323.
Thus, we concluded that not all of the
four factors must weigh in favor of
exemption for EPA to determine that
title V is unnecessarily burdensome for
a particular area source category.
Instead, the factors are to be considered
in combination and EPA determines
whether the factors, taken together,
support an exemption from title V for a
particular source category.
The commenter asserts that ‘‘EPA
must show * * * that the ‘‘burden’’ of
compliance is unnecessary.’’ This is not,
however, one of the four factors that we
developed in the Exemption Rule in
interpreting the term ‘‘unnecessarily
burdensome’’ in CAA section 502, but
rather a new test that the commenter
maintains EPA ‘‘must’’ meet in
determining what is ‘‘unnecessarily
burdensome’’ under CAA section 502.
EPA did not re-open its interpretation of
the term ‘‘unnecessarily burdensome’’
in CAA section 502 in the February 9,
2009 proposed rule for the categories at
issue in this rule. Rather, we applied the
four-factor balancing test articulated in
the Exemption Rule to the source
categories for which we proposed title V
exemptions. Had we sought to re-open
our interpretation of the term
‘‘unnecessarily burdensome’’ in CAA
section 502 and modify it from what
was articulated in the Exemption Rule,
we would have stated so in the February
9, 2009 proposed rule and solicited
comments on a revised interpretation,
which we did not do. Accordingly, we
reject the commenter’s attempt to create
a new test for determining what
constitutes ‘‘unnecessarily burdensome’’
under CAA section 502, as that issue
falls outside the purview of this
rulemaking.5
Moreover, were the comment framed
as a request to reopen our interpretation
of the term ‘‘unnecessarily burdensome’’
in CAA section 502, which it is not, we
would deny such request because we
have a court-ordered deadline to
complete this rulemaking by June 15,
2009. In any event, although the
commenter espouses a new
5 If the commenter objected to our interpretation
of the term ‘‘unnecessarily burdensome’’ in the
Exemption Rule, it should have commented on, and
challenged, that rule. Any challenge to the
Exemption Rule is now time barred by CAA section
307(b). Although we received comments on the title
V Exemption Rule during the rulemaking process,
no one sought judicial review of that rule.
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interpretation of the term
‘‘unnecessarily burdensome’’ in CAA
section 502 and attempts to create a new
test for determining whether the
requirements of title V are
‘‘unnecessarily burdensome’’ for an area
source category, the commenter does
not explain why EPA’s interpretation of
the term ‘‘unnecessarily burdensome’’ is
arbitrary, capricious or otherwise not in
accordance with law. We maintain that
our interpretation of the term
‘‘unnecessarily burdensome’’ in section
502, as set forth in the Exemption Rule,
is reasonable.
Comment: One commenter stated that
exempting a source category from title V
permitting requirements deprives both
the public generally and individual
members of the public who would
obtain and use permitting information
from the benefit of citizen oversight and
enforcement that Congress plainly
viewed as necessary. According to the
commenter, the text and legislative
history of the CAA provide that
Congress intended ordinary citizens to
be able to get emissions and compliance
information about air toxics sources and
to be able to use that information in
enforcement actions and in public
policy decisions on a State and local
level. The commenter stated that
Congress did not think that enforcement
by States or other government entities
was enough; if it had, Congress would
not have enacted the citizen suit
provisions, and the legislative history of
the CAA would not show that Congress
viewed citizens’ access to information
and ability to enforce CAA requirements
as highly important both as an
individual right and as a crucial means
to ensuring compliance. According to
the commenter, if a source does not
have a title V permit, it is difficult or
impossible—depending on the laws,
regulations and practices of the State in
which the source operates—for a
member of the public to obtain relevant
information about its emissions and
compliance status. The commenter
stated that likewise, it is difficult or
impossible for citizens to bring
enforcement actions. The commenter
continued that EPA does not claim—far
less demonstrate with substantial
evidence, as would be required—that
citizens would have the same ability to
obtain compliance and emissions
information about sources in the
categories it proposes to exempt without
title V permits. The commenter also said
that likewise, EPA does not claim—far
less demonstrate with substantial
evidence—that citizens would have the
same enforcement ability. Thus,
according to the commenter, the
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exemptions EPA proposes plainly
eliminate benefits that Congress thought
necessary. The commenter claimed that
to justify its exemptions, EPA would
have to show that the informational and
enforcement benefits that Congress
intended title V to confer—benefits
which the commenter argues are
eliminated by the exemptions—are for
some reason unnecessary with respect
to the categories it proposes to exempt.
The commenter concluded that EPA
does not even acknowledge these
benefits of title V, far less explain why
they are unnecessary, and that for this
reason alone, EPA’s proposed
exemptions are unlawful and arbitrary.
Response: Once again, the commenter
attempts to create a new test for
determining whether the requirements
of title V are ‘‘unnecessarily
burdensome’’ on an area source
category. Specifically, the commenter
argues that EPA does not claim or
demonstrate with substantial evidence
that citizens would have the same
access to information and the same
ability to enforce under these NESHAP,
absent title V. The commenter’s position
represents a significant revision of the
fourth factor that EPA developed in the
Exemption Rule in interpreting the term
‘‘unnecessarily burdensome’’ in CAA
section 502. For all of the reasons
explained above, the commenter’s
attempt to create a new test for EPA to
meet in determining whether title V is
‘‘unnecessarily burdensome’’ on an area
source category cannot be sustained.
This rulemaking did not re-open EPA’s
interpretation of the term
‘‘unnecessarily burdensome’’ in CAA
section 502. EPA reasonably applied the
four factors to the facts of the three
source categories at issue in this rule,
and the commenter has not identified
any flaw in EPA’s application of the
four factor test to the three area source
categories at issue here.
Moreover, as explained in the
proposal, we considered
implementation and enforcement issues
in the fourth factor of the four-factor
balancing test. Specifically, the fourth
factor of EPA’s unnecessarily
burdensome analysis provides that EPA
will consider whether there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the NESHAP
without relying on title V permits. See
70 FR 75326.
In applying the fourth factor here,
EPA determined that there are adequate
enforcement programs in place to assure
compliance with the CAA. As stated in
the proposal, we believe that Statedelegated programs are sufficient to
assure compliance with the NESHAP
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and that EPA retains authority to
enforce this NESHAP under the CAA.
See 74 FR 6521. We also indicated that
States and EPA often conduct voluntary
compliance assistance, outreach, and
education programs to assist sources
and that these additional programs will
supplement and enhance the success of
compliance with this NESHAP. See 74
FR 6521. The commenter does not
challenge the conclusion that there are
adequate State and Federal programs in
place to ensure compliance with and
enforcement of the NESHAP. Instead,
the commenter provides an
unsubstantiated assertion that
information about compliance by the
area sources with these NESHAP will
not be as accessible to the public as
information provided to a State
pursuant to title V. In fact, the
commenter does not provide any
information that States will treat
information submitted under these
NESHAP differently than information
submitted pursuant to a title V permit.
Even accepting the commenter’s
assertions that it is more difficult for
citizens to enforce the NESHAP absent
a title V permit, which we dispute, in
evaluating the fourth factor in EPA’s
balancing test, EPA concluded that there
are adequate implementation and
enforcement programs in place to
enforce the NESHAP. The commenter
has provided no information to the
contrary or explained how the absence
of title V actually impairs the ability of
citizens to enforce the provisions of
these NESHAP. Furthermore, the fourth
factor is one factor that we evaluated in
determining if the title V requirements
were unnecessarily burdensome. As
explained above, we considered that
factor together with the other factors
and determined that it was appropriate
to finalize the proposed exemptions for
the area source categories at issue in this
rule.
Comment: One commenter explained
that title V provides important
monitoring benefits, and, according to
the commenter, EPA assumes that title
V monitoring would not add any
monitoring requirements beyond those
required by the regulations for each
category. The commenter said that in its
proposal EPA proposed to require
‘‘management practices currently used
at most facilities is GACT for all
foundries in each of the three source
categories. 74 Fed. Reg. at 6520.’’ The
commenter further states that ‘‘EPA
argues that its proposed standard, by
including these practices, provides
monitoring in the form of recordkeeping
that would ‘assure compliance’ with the
requirements of the proposed rule. Id. at
6521.’’ The commenter maintains that
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30387
EPA made conclusory assertions and
that the Agency failed to provide any
evidence to demonstrate that the
proposed monitoring requirements will
assure compliance with the NESHAP for
the exempt sources. The commenter
stated that, for this reason as well, its
claim that title V requirements are
‘‘unnecessarily burdensome’’ is arbitrary
and capricious, and its exemption is
unlawful and arbitrary and capricious.
Response: As noted in the earlier
comment, EPA used the four-factor test
to determine if title V requirements
were unnecessarily burdensome. In the
first factor, EPA considers whether
imposition of title V requirements
would result in significant
improvements to the compliance
requirements that are proposed for the
area source categories. See 70 FR 75323.
It is in the context of this first factor that
EPA evaluates the monitoring,
recordkeeping and reporting
requirements of the proposed NESHAP
to determine the extent to which those
requirements are consistent with the
requirements of title V. See 70 FR
75323.
The commenter asserts that ‘‘EPA
argues that its proposed standard,
including these practices, ‘provides
monitoring in the form of recordkeeping
that will assure compliance with the
requirements of the proposed rule.’ ’’
The commenter has taken a phrase from
the preamble out of context to imply
that EPA has only required monitoring
in the form of recordkeeping. In the
proposal, we stated:
EPA is proposing that a PM emission limit
based on the use of fabric filters is GACT for
copper and other nonferrous foundries
melting 6,000 tpy or more of metal, and that
management practices currently used at most
facilities is GACT for all foundries in each of
the three source categories. This proposed
rule would require daily (or weekly) VE
determinations for existing sources, bag leak
detection system for new sources,
recordkeeping, and deviation reporting to
assure compliance with this NESHAP. The
monitoring component of the first factor
favors title V exemption because this
proposed standard would provide for
monitoring that assures compliance with the
requirements of the proposed rule. For
existing sources located at copper or other
nonferrous foundries processing 6,000 tpy or
more of total metal, this proposed NESHAP
would set an emission limit that would
require the use of a PM control system (i.e.,
fabric filter) with daily VE determinations.
For new and existing sources located at
aluminum, copper, or nonferrous foundries,
the proposed NESHAP would require
management practices to control emissions
from melting furnaces. For the management
practices, recordkeeping would be required
to assure that the management practices are
implemented, such as the use of covers or
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enclosures during melting and the purchase
and use of materials that have been depleted
(to the extent practicable) of aluminum
foundry HAP, copper foundry HAP, and
other nonferrous foundry HAP.
See 74 FR 6520.
We nowhere state or imply that the
only monitoring required for the rule is
in the form of recordkeeping. As the
above excerpt states, we required
periodic monitoring, i.e., inspection for
VE, of emission control devices for
existing affected sources and continuous
monitoring, i.e., bag leak detection
system, for new affected sources when
the rule requires the installation of such
controls. This monitoring is in addition
to the recordkeeping that serves as
monitoring for the management
practices. For the final rule, we have
added a requirement for monthly
inspections to assure that the
management practices are being
implemented. The commenter does not
provide any evidence that contradicts
the conclusion that the proposed
monitoring requirements are sufficient
to assure compliance with the standards
in the rule.
Based on the foregoing, we considered
whether title V monitoring requirements
would lead to significant improvements
in the monitoring requirements in the
proposed NESHAP and determined that
they would not. We believe that the
monitoring, recordkeeping and
reporting requirements in this area
source rule can assure compliance.
For the reasons described above and
in the proposed rule, the first factor
supports exempting these three area
source categories from title V
requirements. Assuming, for arguments
sake, that the first factor alone cannot
support the exemption, the four-factor
balancing test requires EPA to examine
the factors in combination and
determine whether the factors, viewed
together, weigh in favor of exemption.
See 70 FR 75326. As explained above,
we determined that the factors, weighed
together, support exemption of the area
source categories from title V.
Comment: One commenter believes
that EPA cannot justify exempting the
source from title V by asserting that
compliance with title V requirements
poses a significant burden. According to
the commenter, regardless of whether
EPA regards the burden as ‘‘significant,’’
the Agency may not exempt a category
from compliance with title V
requirements unless compliance is
‘‘unnecessarily burdensome.’’ Or in the
commenter’s words, that ‘‘the
compliance burden is especially great.’’
The commenter stated that in any event,
EPA’s claims about the alleged burden
of compliance is entirely conclusory
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and could be applied equally to any
major or area source category; therefore,
the commenter claims that EPA has not
justified why these three sources should
be exempt from title V permitting as
opposed to any other category.
Response: As we have stated before,
we found the burden placed on these
sources in complying with the title V
requirements is unnecessarily
burdensome when we applied the fourfactor balancing test. We did not re-open
EPA’s interpretation of the term
‘‘unnecessarily burdensome’’ in this
rule. As explained above, we maintain
that the Agency’s interpretation of the
term ‘‘unnecessarily burdensome,’’ as
set forth in the Exemption Rule and
reiterated in the proposal to this rule, is
reasonable.
In applying the four-factor test, we
properly analyzed the second factor, i.e.,
will title V permitting impose a
significant burden on the area source,
and will that burden be aggravated by
any difficulty that the source may have
in obtaining assistance from the
permitting agency. See 70 FR 75320.
EPA found that the sources would have
a significant burden because we
estimated that the average cost of
obtaining and complying with a title V
permit in general was $65,700 per
source for a 5-year permit period. Id. In
addition, EPA estimates that more than
300 of the affected sources would need
to get a title V permit, absent the
exemption finalized in the rule. In
addition, EPA found that 98 percent of
the sources affected by the rule are
small businesses, most with fewer than
50 employees and about 25 percent or
more with only one to four employees.
Small businesses, such as most all of the
foundries in these three source
categories, often lack the technical
resources to comply with the permitting
requirements and the financial
resources needed to hire the necessary
staff or outside consultants. EPA found
that not only is the individual cost of
permitting significant for these source
categories (i.e., $65,700), but also the
cost to the source categories as a whole
is significant. Furthermore, given the
number of affected sources in these
three categories (i.e., more than 300), it
would likely be difficult for them to
obtain assistance from the permitting
authorities. These specific factors for the
affected sources alone justify that EPA
has properly exempted the source
categories from title V. However, as
discussed in the proposal and above,
EPA analyzed all of the four factors in
making its determination that these
sources should be exempt from title V
permitting requirements; and we found
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that the totality of these factors weighs
heavily in favor of the exemption.
Therefore, we disagree with the
commenter’s assertion that EPA’s
finding (i.e., that the burden of obtaining
a title V permit is significant does not
equate to the required finding that the
burden is unnecessary) is misplaced.
While EPA could have found that the
second factor alone could justify the
exemption, EPA found that the other
three factors also support exempting the
sources from the title V requirements
because the permitting requirements are
unnecessarily burdensome for these
three source categories. We also disagree
with the commenter that EPA has not
provided a source-specific analysis that
the burden for these three source
categories is unnecessarily burdensome.
Comment: According to one
commenter, EPA argued that
compliance with title V would not yield
any gains in compliance with
underlying requirements in the relevant
NESHAP (74 FR 6521). The commenter
stated that EPA’s conclusory claim
could be made equally with respect to
any major or area source category.
According to the commenter, the
Agency provides no specific reasons to
believe—with respect to any of the
categories it proposes to exempt—that
the additional informational,
monitoring, reporting, certification, and
enforcement requirements that exist in
title V, but not in these NESHAP, would
not provide additional compliance
benefits. The commenter also stated that
the only basis for EPA’s claim is,
apparently, its beliefs that those
additional requirements never confer
additional compliance benefits.
According to the commenter, by
advancing such argument, EPA merely
seeks to elevate its own policy judgment
over Congress’ decisions reflected in the
CAA’s text and legislative history.
Response: The commenter takes out of
context certain statements in the
proposed rule concerning the factors
used in the balancing test to determine
if imposition of title V permit
requirements is unnecessarily
burdensome for the source categories.
The commenter also mischaracterizes
the first of the four-factor balancing test
with regard to determining whether
imposition of title V would result in
significant improvements in
compliance. In addition, the commenter
mischaracterizes the analysis in the
third factor of the balancing test which
instructs EPA to take into account any
gains in compliance that would result
from the imposition of the title V
requirements.
First, EPA nowhere states, nor does it
believe, that title V never confers
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additional compliance benefits as the
commenter asserts. While EPA
recognizes that requiring a title V permit
offers additional compliance options,
the statute provides that EPA must
assess whether compliance with title V
would be unnecessarily burdensome to
the specific area source. For the three
source categories subject to this
rulemaking, EPA concluded that
requiring title V permits would be
unnecessarily burdensome.
Second, the commenter
mischaracterizes the first factor by
asserting that EPA must demonstrate
that title V will provide no additional
compliance benefits. The first factor
calls for a consideration of ‘‘whether
title V would result in significant
improvements to the compliance
requirements, including monitoring,
recordkeeping, and reporting, that are
proposed for an area source category.’’
Thus, contrary to the commenter’s
assertion, the inquiry under the first
factor is not whether title V will provide
any compliance benefit, but rather
whether it will provide significant
improvements in compliance
requirements.
EPA feels that the monitoring,
recordkeeping and reporting
requirements in the rule are sufficient to
assure compliance with the
requirements of this rule and are
sufficient to allow the public the
opportunity to obtain knowledge about
the source, consistent with the goal in
title V permitting. For example, in the
Initial Notification, the source must
identify its size, whether it must meet
any of the GACT requirements in the
rule, and how it plans to comply with
the rule requirements. The source must
also certify how it is complying and that
it has complied with the requirements
to institute the management practices, to
establish recordkeeping to demonstrate
compliance with the management
practices, to install controls, if
necessary, to establish monitoring of the
controls as required, and to establish
recordkeeping regarding the inspections
of the controls and any corrective
actions taken as a result of seeing any
visual monitoring. See § 63.11553 in the
final rule. These two reports are
available to the public once the source
has filed them with the permitting
agency. The source must also keep
records and conduct inspections to
document that it is complying with the
management practices finalized in this
rule. See § 63.11553 in the final rule.
The source must monitor and record the
VE from the PM control, if applicable,
must begin corrective action and record
the specifics about the corrective action
upon seeing any VE from the control.
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The source must also submit deviation
reports to the permitting agency every 6
months if there has been a deviation in
the requirements of the rule. See
§ 63.11553 in the final rule. Again, these
deviation reports are available to the
public once the source has submitted
them to the permitting agency. EPA
believes that these requirements in the
rule itself, including the requirement to
provide information about the source’s
compliance that is available to the
public, provide sufficient basis to
ensure compliance, and does not feel
that the title V requirements, if
applicable to these sources, would offer
significant improvements in the
compliance of the sources with the rule.
Third, the commenter incorrectly
characterizes our statements in the
proposed rule concerning our
application of the third factor. Under
the third factor, EPA evaluates ‘‘whether
the costs of title V permitting for the
area source category would be justified,
taking into consideration any potential
gains in compliance likely to occur for
such sources.’’ Contrary to what the
commenter alleges, EPA did not state in
the proposed rule that compliance with
title V would not yield any gains in
compliance with the underlying
requirements in the relevant NESHAP,
nor does factor three require such a
determination.
Instead, consistent with the third
factor, we considered whether the costs
of title V are justified in light of any
potential gains in compliance. In other
words, EPA must view the costs of title
V permitting requirements, considering
any improvement in compliance above
what the rule requires. EPA reviewed
the three area source categories at issue
and determined that fewer than 20 of
the more than 300 sources that would be
subject to the rule currently have a title
V permit. As stated in the proposal (74
FR 6521), EPA estimated that the
average cost of obtaining and complying
with a title V permit was $65,700 per
source for a 5-year permit period,
including fees. See Information
Collection Request for Part 70 Operating
Permit Regulations, 72 FR 32290, June
12, 2007, EPA ICR Number 1587.07.
Based on this information, EPA
determined that there is a significant
cost burden to the industry to require
title V permitting for all the sources
subject to the rule. In addition, in
analyzing factor one, EPA found that
imposition of the title V requirements
offers no significant improvements in
compliance. In considering the third
factor, we stated in part that, ‘‘Because
the costs of compliance with title V are
so high, and the potential for gains in
compliance is low, we are proposing
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30389
that title V permitting is not justified for
these source categories. Accordingly,
the third factor supports the proposed
title V exemptions for aluminum,
copper, and other nonferrous foundries
area sources.’’ See 74 FR 6521.
Most importantly, EPA considered all
four factors in the balancing test in
determining whether title V was
unnecessarily burdensome on the area
source categories. EPA found it
reasonable after considering all four
factors to exempt these three source
categories from the permitting
requirements in title V. This rulemaking
did not re-open EPA’s interpretation of
the term ‘‘unnecessarily burdensome’’
in CAA section 502. Because the
commenter’s statements do not
demonstrate a flaw in EPA’s application
of the four-factor balancing test to the
specific facts of the source categories at
issue here, the comments provide no
basis for the Agency to reconsider its
proposal to exempt the area source
categories from title V.
Comment: According to one
commenter, ‘‘[t]he agency does not
identify any aspect of any of the
underlying NESHAP showing that with
respect to these specific NESHAP—
unlike all the other major and area
source NESHAP it has issued without
title V exemptions—title V compliance
is unnecessary.’’ Instead, according to
the commenter, EPA merely pointed to
existing State requirements and the
potential for actions by States and EPA
that are generally applicable to all
categories (along with some small
business and voluntary programs). The
commenter said that, absent a showing
by EPA that distinguishes the sources it
proposes to exempt from other sources,
however, the Agency’s argument boils
down to the generic and conclusory
claim that it generally views title V
requirements as unnecessary. The
commenter stated that, while this may
be EPA’s view, it was not Congress’
view when Congress enacted title V, and
a general view that title V is
unnecessary does not suffice to show
that title V compliance is unnecessarily
burdensome.
Response: The commenter again takes
issue with the Agency’s test for
determining whether title V is
unnecessarily burdensome, as
developed in the Exemption Rule. Our
interpretation of the term
‘‘unnecessarily burdensome’’ is not the
subject of this rulemaking. In any event,
as explained above, we believe the
Agency’s interpretation of the term
‘‘unnecessarily burdensome’’ is a
reasonable one. To the extent the
commenter asserts that our application
of the fourth factor is flawed, we
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disagree. The fourth factor involves a
determination as to whether there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the rule without
relying on the title V permits. In
discussing the fourth factor in the
proposal, EPA states that prior to
delegating implementation and
enforcement to a State, EPA must ensure
that the State has programs in place to
enforce the rule. EPA believes that these
programs will be sufficient to assure
compliance with the rule. EPA also
retains authority to enforce this
NESHAP anytime under CAA sections
112, 113 and 114. EPA also noted other
factors in the proposal that together are
sufficient to assure compliance with this
area source.
The commenter argues that EPA
cannot exempt these area sources from
title V permitting requirements because
‘‘[t]he agency does not identify any
aspect of any of the underlying NESHAP
showing that with respect to these
specific NESHAP—unlike all the other
major and area source NESHAP it has
issued without title V exemptions—title
V compliance is unnecessary’’
(emphasis added). As an initial matter,
EPA cannot exempt major sources from
title V permitting. 42 U.S.C. 502(a). As
for area sources, the standard that the
commenter proposes—that EPA must
show that ‘‘title V compliance is
unnecessary’’—is not consistent with
the standard the Agency established in
the Exemption Rule and applied in the
proposed rule in determining if title V
requirements are unnecessarily
burdensome for the three source
categories at issue.
Furthermore, we disagree that the
basis for excluding the three area source
foundry categories from title V
requirements is generally applicable to
any source category. As explained in the
proposal preamble and above, we
balanced the four factors considering
the facts and circumstances of the three
source categories at issue in this rule.
For example, in assessing whether the
costs of requiring the sources to obtain
a title V permit was burdensome, we
concluded that because greater than 90
percent of the sources did not have a
title V permit, the costs imposed on the
source categories were significant
compared to the additional compliance
benefits offered by the title V permitting
process.
Comment: One commenter stated that
the legislative history of the CAA shows
that Congress did not intend EPA to
exempt source categories from
compliance with title V unless doing so
would not adversely affect public
health, welfare, or the environment. See
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74 FR 6522. Nonetheless, according to
the commenter, EPA does not make any
showing that its exemptions would not
have adverse impacts on health, welfare
and the environment. The commenter
stated that, instead, EPA offered only
the conclusory assertion that ‘‘the level
of control would remain the same’’
whether title V permits are required or
not (74 FR 6522). The commenter
continued by stating that EPA relied
entirely on the conclusory arguments
advanced elsewhere in its proposal that
compliance with title V would not yield
additional compliance with the
underlying NESHAP. The commenter
stated that those arguments are wrong
for the reasons given above, and
therefore EPA’s claims about public
health, welfare and the environment are
wrong too. The commenter also stated
that Congress enacted title V for a
reason: to assure compliance with all
applicable requirements and to
empower citizens to get information and
enforce the CAA. The commenter said
that those benefits—of which EPA’s
proposed rule deprives the public—
would improve compliance with the
underlying standards and thus have
benefits for public health, welfare and
the environment. According to the
commenter, EPA has not demonstrated
that these benefits are unnecessary with
respect to any specific source category,
but again simply rests on its own
apparent belief that they are never
necessary. The commenter concluded
that, for the reasons given above, the
attempt to substitute EPA’s judgment for
Congress’ is unlawful and arbitrary.
Response: Congress gave the
Administrator the authority to exempt
area sources from compliance with title
V if, in his or her discretion, the
Administrator ‘‘finds that compliance
with [title V] is impracticable,
infeasible, or unnecessarily
burdensome.’’ See CAA section 502(a).
EPA has interpreted one of the three
justifications for exempting area
sources, ‘‘unnecessarily burdensome’’,
as requiring consideration of the four
factors discussed above. EPA applied
these four factors to the three foundry
area source categories subject to this
rule and concluded that requiring title
V for these area source categories would
be unnecessarily burdensome.
In addition to determining that title V
would be unnecessarily burdensome on
the area source categories for which we
proposed exemptions, as in the
Exemption Rule, EPA also considered
whether exempting the area source
categories would adversely affect public
health, welfare or the environment. As
explained in the proposal preamble, we
concluded that exempting the area
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source categories at issue in this rule
would not adversely affect public
health, welfare or the environment
because the level of control would be
the same even if title V applied. We
further explained in the proposal
preamble that the title V permit program
does not generally impose new
substantive air quality control
requirements on sources, but instead
requires that certain procedural
measures be followed, particularly with
respect to determining compliance with
applicable requirements. The
commenter has not provided any
information that exemption of these area
source categories from title V will
adversely affect public health, welfare
or the environment.
I. Miscellaneous
Comment: One commenter stated that
in order for these rules to be
implemented properly, EPA should
provide sufficient additional funds to
State and local clean air agencies. The
commenter said that in recent years,
Federal grants for State and local air
programs have amounted to only about
one-third of what they should be, and
budget requests for the last two years
have called for additional cuts.
According to the commenter, additional
area source programs, which are not
eligible for title V fees, will require
significant increases in resources for
State and local air agencies beyond what
is currently provided. The commenter
claims that without increased funding,
some State and local air agencies may
not be able to adopt and enforce
additional area source rules.
Response: State and local air
programs are an important and integral
part of the regulatory scheme under the
CAA. As always, EPA recognizes the
efforts of State and local agencies in
taking delegations to implement and
enforce CAA requirements, including
the area source standards under section
112. We understand the importance of
adequate resources for State and local
agencies to run these programs;
however, we do not believe that this
issue can be addressed through today’s
rulemaking.
EPA today is promulgating standards
for the Aluminum, Copper, and Other
Nonferrous Foundries area source
categories that reflect what constitutes
GACT for the Urban HAP for which the
source categories were listed. GACT
standards are technology-based
standards. The level of State and local
resources needed to implement these
rules is not a factor that we consider in
determining what constitutes GACT.
Although the resource issue cannot be
resolved through today’s rulemaking for
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the reason stated above, EPA remains
committed to working with State and
local agencies to implement this rule.
State and local agencies that receive
grants for continuing air programs under
CAA section 105 should work with their
project officer to determine what
resources are necessary to implement
and enforce the area source standards.
EPA will continue to provide the
resources appropriated for section 105
grants consistent with the statute and
the allotment formula developed
pursuant to the statute.
Comment: One commenter noticed
that EPA includes beryllium in the
metal HAP list for the aluminum
foundries but not for copper foundries.
Due to beryllium’s toxicity, the
commenter suggests that beryllium also
be added to the copper foundries metal
HAP list.
Response: The copper foundries HAP
list was based on the 112(k) listing that
identified the selected pollutants for
each source category. Beryllium was not
included in the 112(k) listing for copper
foundries, and we are not aware of any
copper foundries reporting emissions of
beryllium.
Comment: One commenter stated the
preamble language was not accurate in
the discussion of some copper-based
alloys, such as leaded brass, containing
up to 3.5 percent lead. The commenter
stated many leaded alloys contain more
lead than that. The commenter said that
‘‘red brass’’ is very common and
contains 7 to 8 percent lead, and various
industry metal specifications list some
types of lead containing alloys up to 27
percent lead.
Response: We appreciate the
commenter’s information and technical
update, and we acknowledge that the
provided information is correct.
Comment: One commenter noted
what appears to be a typo within section
63.11552(d) of the proposed rule. The
reference to sources subject to
‘‘63.11551(b)’’ should actually be
sources subject to ‘‘63.11550(b).’’
Response: We agree with the
commenter and made the suggested
correction to the final rule.
VII. Impacts of the Final Standards
Existing aluminum, copper, and other
nonferrous foundries are currently well
controlled, and our final GACT
determination reflects such controls.
Compared to 1990, when the baseline
emissions were established, these
sources have improved their level of
control and reduced emissions due to
State permitting requirements,
Occupational Safety and Health
Administration (OSHA) regulations
(particularly for lead), and actions taken
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to improve efficiency and reduce costs.
We estimate that the only impacts
associated with the final rule are the
compliance requirements (i.e.,
monitoring, reporting, recordkeeping,
and testing).
Approximately 318 aluminum,
copper, and other nonferrous foundries
are subject to the final rule and will
incur initial one-time costs of $656,000
and a total annualized cost of $638,000/
yr (an average of $2,000/yr per plant).
The one-time (‘‘first’’) costs are for
initial notifications; preparing the
management practices plan and startup,
shutdown, and malfunction plan; and
initial performance tests. Recurring
annual costs include those for
maintaining records and daily visual
inspections of fabric filters.
VIII. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
This action is a ‘‘significant regulatory
action’’ under the terms of Executive
Order 12866 (58 FR 51735, October 4,
1993), and is therefore subject to review
under the Executive Order.
B. Paperwork Reduction Act
The information collection
requirements in this final rule have been
submitted for approval to OMB under
the Paperwork Reduction Act, 44 U.S.C.
3501 et seq. The Information Collection
Request (ICR) document prepared by
EPA has been assigned EPA ICR No.
2332.02.
The recordkeeping and reporting
requirements in this final rule are based
on the information collection
requirements in EPA’s NESHAP General
Provisions (40 CFR part 63, subpart A).
The recordkeeping and reporting
requirements in the General Provisions
are mandatory pursuant to section 114
of the CAA (42 U.S.C. 7414). All
information other than emissions data
submitted to EPA pursuant to the
information collection requirements for
which a claim of confidentiality is made
is safeguarded according to CAA section
114(c) and EPA’s implementing
regulations at 40 CFR part 2, subpart B.
This final NESHAP requires
applicable one-time notifications
according to the NESHAP General
Provisions. Plant owners or operators
are required to prepare and operate by
written management practice plans and
include compliance certifications for the
management practices in their
Notifications of Compliance Status.
Foundries subject to the emission
standards are required to conduct daily
VE observations with a reduction to
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30391
weekly VE observations if VE are not
detected after 30 consecutive days of
daily observations. Recordkeeping is
required to demonstrate compliance
with management practices, monitoring,
and applicability provisions. The
affected facilities are expected to
already have the necessary control and
monitoring equipment in place and to
already conduct much of the required
monitoring and recordkeeping activities.
Foundries subject to the rule also are
required to comply with the
requirements for startup, shutdown, and
malfunction plans/reports and to submit
a compliance report if a deviation
occurred during the semiannual
reporting period.
The average annual burden for this
information collection averaged over the
first 3 years of this ICR is estimated to
total 7,160 labor hours per year at a cost
of approximately $408,855 for the 318
facilities that would be subject to the
final rule, or approximately 68 hours
per year per facility. No capital/startup
costs or operation and maintenance
costs are associated with the final rule
information collection requirements. No
costs or burden hours are estimated for
new area source foundries because none
is projected for the next 3 years. Burden
is defined at 5 CFR 1320.3(b).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless the collection displays a
currently valid OMB control number.
The OMB control numbers for EPA’s
regulations in 40 CFR part 63 are listed
in 40 CFR part 9.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule would not have a
significant economic impact on a
substantial number of small entities.
Small entities include small businesses,
small not-for-profit enterprises, and
small governmental jurisdictions.
For the purposes of assessing the
impacts of the final area source
NESHAP on small entities, a small
entity is defined as: (1) A small business
whose parent company meets the Small
Business Administration size standards
for small businesses found at 13 CFR
121.201 (less than 500 for aluminum,
copper, and other nonferrous foundries);
(2) a small governmental jurisdiction
that is a government of a city, county,
town, school district, or special district
with a population of less than 50,000;
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and (3) a small organization that is any
not-for-profit enterprise that is
independently owned and operated and
is not dominant in its field.
After considering the economic
impacts of this final rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
There will not be any significant
impacts on new or existing aluminum,
copper, or other nonferrous foundries
because this final rule will not create
any new requirements or burdens other
than minimal compliance requirements.
This final rule is estimated to impact
318 (of more than 962) area source
facilities, 307 of which are small
entities. The analysis shows that none of
the small entities will incur economic
impacts exceeding 1 percent of its
revenue. We have determined that small
entity compliance costs are expected to
be less than 0.05 percent of company
sales revenue for all affected plants.
Although this final rule will contain
requirements for new area sources, EPA
does not expect any new aluminum,
copper, or other nonferrous foundries to
be constructed in the foreseeable future;
therefore, EPA did not estimate the
impacts for new affected sources.
Although this final rule will not have
a significant economic impact on a
substantial number of small entities,
EPA nonetheless has tried to reduce the
impact of this final rule on small
entities. The standards represent
practices and controls that are common
throughout the industry. The standards
also require only the essential
monitoring, recordkeeping, and
reporting needed to verify compliance.
The final standards were developed
based on information obtained from
small businesses in our surveys,
consultation with small business
representatives, and consultation with
industry representatives that are
affiliated with small businesses.
D. Unfunded Mandates Reform Act
This final rule does not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, and Tribal governments,
in the aggregate, or to the private sector
in any one year. This final rule is not
expected to impact State, local, or Tribal
governments. The nationwide
annualized cost of this final rule for
affected industrial sources is $638,000/
yr. Thus, this final rule is not subject to
the requirements of sections 202 and
205 of the Unfunded Mandates Reform
Act (UMRA).
This final rule is also not subject to
the requirements of section 203 of
UMRA because it contains no regulatory
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requirements that might significantly or
uniquely affect small governments. This
final rule will not apply to such
governments and will not impose any
obligations upon them.
E. Executive Order 13132: Federalism
Executive Order 13132 (64 FR 43255,
August 10, 1999) requires EPA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
State and local officials in the
development of regulatory policies that
have federalism implications.’’ ‘‘Policies
that have federalism implications’’ are
defined in the Executive Order to
include regulations that have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
This final rule does not have
federalism implications. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. This final rule
does not impose any requirements on
State and local governments. Thus,
Executive Order 13132 does not apply
to this final rule.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have Tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000). This final rule imposes no
requirements on Tribal governments;
thus, Executive Order 13175 does not
apply to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
Executive Order 13045, ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997), applies to any rule that
(1) is determined to be ‘‘economically
significant,’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
EPA must evaluate the environmental
health or safety effects of the planned
rule on children and explain why the
planned regulation is preferable to other
potentially effective and reasonably
feasible alternatives considered by the
Agency.
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EPA interprets Executive Order 13045
as applying only to those regulatory
actions that are based on health or safety
risks, such that the analysis required
under section 5–501 of the Executive
Order has the potential to influence the
regulation. This action is not subject to
Executive Order 13045 because it is
based solely on technology
performance.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355, May 22,
2001) because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy. We have
concluded that this final rule will not
likely have any significant adverse
energy effects because no additional
pollution controls or other equipment
that consume energy would be required.
I. National Technology Transfer
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113 (15 U.S.C. 272 note), directs
EPA to use voluntary consensus
standards (VCS) in its regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. VCS are
technical standards (e.g., materials
specifications, test methods, sampling
procedures, business practices) that are
developed or adopted by voluntary
consensus standards bodies. NTTAA
directs EPA to provide Congress,
through OMB, explanations when the
Agency decides not to use available and
applicable VCS.
This rulemaking involves technical
standards. EPA has decided to use
ASME PTC 19.10–1981, ‘‘Flue and
Exhaust Gas Analyses,’’ for its manual
methods of measuring the oxygen or
carbon dioxide content of the exhaust
gas. These parts of ASME PTC 19.10–
1981 are acceptable alternatives to EPA
Method 3B. This standard is available
from the American Society of
Mechanical Engineers (ASME), Three
Park Avenue, New York, NY 10016–
5990.
EPA has also decided to use EPA
Methods 1, 1A, 2, 2A, 2C, 2D, 2F, 2G,
3, 3A, 3B, 4, 5, 5D, and 17. Although the
Agency has identified 11 VCS as being
potentially applicable to these methods
cited in this rule, we have decided not
to use these standards in this
rulemaking. The use of these VCS
would have been impractical because
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they do not meet the objectives of the
standards cited in this rule. The search
and review results are in the docket for
this rule.
Under section 63.7(f) and section
63.8(f) of Subpart A of the General
Provisions, a source may apply to EPA
for permission to use alternative test
methods or alternative monitoring
requirements in place of any required
testing methods, performance
specifications, or procedures in the final
rule and amendments.
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J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes Federal
executive policy on environmental
justice. Its main provision directs
Federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this final
rule will not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it will
not affect the level of protection
provided to human health or the
environment.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801, et seq., as added by the
Small Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this final rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of this final rule in the
Federal Register. A major rule cannot
take effect until 60 days after it is
published in the Federal Register. This
action is not a ‘‘major rule’’ as defined
by 5 U.S.C. 804(2). This final rule will
be effective on June 25, 2009.
List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Hazardous
substances, Incorporations by reference,
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63.11557 Who implements and enforces
this subpart?
63.11558 [Reserved]
Reporting and recordkeeping
requirements.
Dated: June 15, 2009.
Lisa P. Jackson,
Administrator.
For the reasons stated in the preamble,
title 40, chapter I, of the Code of Federal
Regulations is amended as follows:
■
PART 63—[AMENDED]
1. The authority citation for part 63
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart A—[Amended]
Incorporations by reference.
*
*
*
*
*
(i) * * *
(1) ANSI/ASME PTC 19.10–1981,
‘‘Flue and Exhaust Gas Analyses [Part
10, Instruments and Apparatus],’’ IBR
approved for §§ 63.309(k)(1)(iii),
63.865(b), 63.3166(a)(3),
63.3360(e)(1)(iii), 63.3545(a)(3),
63.3555(a)(3), 63.4166(a)(3),
63.4362(a)(3), 63.4766(a)(3),
63.4965(a)(3), 63.5160(d)(1)(iii),
63.9307(c)(2), 63.9323(a)(3),
63.11148(e)(3)(iii), 63.11155(e)(3),
63.11162(f)(3)(iii) and (f)(4),
63.11163(g)(1)(iii) and (g)(2),
63.11410(j)(1)(iii), 63.11551(a)(2)(i)(C),
table 5 to subpart DDDDD of this part,
and table 1 to subpart ZZZZZ of this
part.
*
*
*
*
*
■ 3. Part 63 is amended by adding
subpart ZZZZZZ to read as follows:
Subpart ZZZZZZ—National Emission
Standards for Hazardous Air Pollutants:
Area Source Standards for Aluminum,
Copper, and Other Nonferrous Foundries
Applicability and Compliance Dates
Sec.
63.11544 Am I subject to this subpart?
63.11545 What are my compliance dates?
Standards and Compliance Requirements
63.11550 What are my standards and
management practices?
63.11551 What are my initial compliance
requirements?
63.11552 What are my monitoring
requirements?
63.11553 What are my notification,
reporting, and recordkeeping
requirements?
Other Requirements and Information
63.11555 What General Provisions apply to
this subpart?
63.11556 What definitions apply to this
subpart?
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Tables to Subpart ZZZZZZ of Part 63
Table 1 to Subpart ZZZZZZ of Part 63—
Applicability of General Provisions to
Aluminum, Copper, and Other
Nonferrous Foundries Area Sources
Subpart ZZZZZZ—National Emission
Standards for Hazardous Air
Pollutants: Area Source Standards for
Aluminum, Copper, and Other
Nonferrous Foundries
Applicability and Compliance Dates
§ 63.11544
2. Section 63.14 is amended by
revising paragraph (i)(1) to read as
follows:
■
§ 63.14
30393
Am I subject to this subpart?
(a) You are subject to this subpart if
you own or operate an aluminum
foundry, copper foundry, or other
nonferrous foundry as defined in
§ 63.11556, ‘‘What definitions apply to
this subpart?’’ that is an area source of
hazardous air pollutant (HAP) emissions
as defined in § 63.2 and meets the
criteria specified in paragraphs (a)(1)
through (4) of this section. Once you are
subject to this subpart, you must remain
subject to this subpart even if you
subsequently do not meet the criteria in
paragraphs (a)(1) through (4) of this
section.
(1) Your aluminum foundry uses
materials containing one or more
aluminum foundry HAP as defined in
§ 63.11556, ‘‘What definitions apply to
this subpart?’’; or
(2) Your copper foundry uses
materials containing one or more copper
foundry HAP, as defined in § 63.11556,
‘‘What definitions apply to this
subpart?’’; or
(3) Your other nonferrous foundry
uses materials containing one or more
other nonferrous foundry HAP, as
defined in § 63.11556, ‘‘What
definitions apply to this subpart?’’; and
(4) Your aluminum foundry, copper
foundry, or other nonferrous foundry
has an annual metal melt production
(for existing affected sources) or an
annual metal melt capacity (for new
affected sources) of at least 600 tons per
year (tpy) of aluminum, copper, and
other nonferrous metals, including all
associated alloys. You must determine
the annual metal melt production and
capacity for the time period as described
in paragraphs (a)(4)(i) through (iv) of
this section. The quantity of ferrous
metals melted in iron or steel melting
operations and the quantity of
nonferrous metal melted in non-foundry
melting operations are not included in
determining the annual metal melt
production for existing affected sources
or the annual metal melt capacity for
new affected sources.
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(i) If you own or operate a melting
operation at an aluminum, copper or
other nonferrous foundry as of February
9, 2009, you must determine if you are
subject to this rule based on your
facility’s annual metal melt production
for calendar year 2010.
(ii) If you construct or reconstruct a
melting operation at an aluminum,
copper or other nonferrous foundry after
February 9, 2009, you must determine if
you are subject to this rule based on
your facility’s annual metal melt
capacity at startup.
(iii) If your foundry with an existing
melting operation increases production
after calendar year 2010 such that the
annual metal melt production equals or
exceeds 600 tpy, you must submit a
written notification of applicability to
the Administrator within 30 days after
the end of the calendar year and comply
within 2 years after the date of the
notification.
(iv) If your foundry with a new
melting operation increases capacity
after startup such that the annual metal
melt capacity equals or exceeds 600 tpy,
you must submit a written notification
of applicability to the Administrator
within 30 days after the capacity
increase year and comply at the time of
the capacity increase.
(b) This subpart applies to each new
or existing affected source located at an
aluminum, copper or other nonferrous
foundry that is an area source as defined
by § 63.2. The affected source is the
collection of all melting operations
located at an aluminum, copper, or
other nonferrous foundry.
(c) An affected source is an existing
source if you commenced construction
or reconstruction of the affected source
on or before February 9, 2009.
(d) An affected source is a new source
if you commenced construction or
reconstruction of the affected source
after February 9, 2009.
(e) This subpart does not apply to
research or laboratory facilities, as
defined in section 112(c)(7) of the Clean
Air Act.
(f) You are exempt from the obligation
to obtain a permit under 40 CFR part 70
or 40 CFR part 71, provided you are not
otherwise required to obtain a permit
under 40 CFR 70.3(a) or 40 CFR 71.3(a)
for a reason other than your status as an
area source under this subpart.
Notwithstanding the previous sentence,
you must continue to comply with the
provisions of this subpart applicable to
area sources.
§ 63.11545
dates?
What are my compliance
(a) If you own or operate an existing
affected source, you must achieve
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compliance with the applicable
provisions of this subpart no later than
June 27, 2011.
(b) If you start up a new affected
source on or before June 25, 2009, you
must achieve compliance with the
provisions of this subpart no later than
June 25, 2009.
(c) If you start up a new affected
source after June 25, 2009, you must
achieve compliance with the provisions
of this subpart upon startup of your
affected source.
Standards and Compliance
Requirements
§ 63.11550 What are my standards and
management practices?
(a) If you own or operate new or
existing affected sources at an
aluminum foundry, copper foundry, or
other nonferrous foundry that is subject
to this subpart, you must comply with
the requirements in paragraphs (a)(1)
through (3) of this section.
(1) Cover or enclose each melting
furnace that is equipped with a cover or
enclosure during the melting operation
to the extent practicable (e.g., except
when access is needed; including, but
not limited to charging, alloy addition,
and tapping).
(2) Purchase only metal scrap that has
been depleted (to the extent practicable)
of aluminum foundry HAP, copper
foundry HAP, or other nonferrous
foundry HAP (as applicable) in the
materials charged to the melting
furnace, except metal scrap that is
purchased specifically for its HAP metal
content for use in alloying or to meet
specifications for the casting. This
requirement does not apply to material
that is not scrap (e.g., ingots, alloys,
sows) or to materials that are not
purchased (e.g., internal scrap, customer
returns).
(3) Prepare and operate pursuant to a
written management practices plan. The
management practices plan must
include the required management
practices in paragraphs (a)(1) and (2) of
this section and may include any other
management practices that are
implemented at the facility to minimize
emissions from melting furnaces. You
must inform your appropriate
employees of the management practices
that they must follow. You may use
your standard operating procedures as
the management practices plan
provided the standard operating
procedures include the required
management practices in paragraphs
(a)(1) and (2) of this section.
(b) If you own or operate a new or
existing affected source that is located at
a large foundry as defined in § 63.11556,
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you must comply with the additional
requirements in paragraphs (b)(1) and
(2) of this section.
(1) For existing affected sources
located at a large foundry, you must
achieve a particulate matter (PM)
control efficiency of at least 95.0 percent
or emit no more than an outlet PM
concentration limit of 0.034 grams per
dry standard cubic meter (g/dscm)
(0.015 grains per dry standard cubic feet
(gr/dscf)).
(2) For new affected sources located at
a large foundry, you must achieve a PM
control efficiency of at least 99.0 percent
or emit no more than an outlet PM
concentration limit of at most 0.023 g/
dscm (0.010 gr/dscf).
(c) If you own or operate an affected
source at a small foundry that
subsequently becomes a large foundry
after the applicable compliance date,
you must meet the requirements in
paragraphs (c)(1) through (3) of this
section.
(1) You must notify the Administrator
within 30 days after the capacity
increase or the production increase,
whichever is appropriate;
(2) You must modify any applicable
permit limits within 30 days after the
capacity increase or the production
increase to reflect the current
production or capacity, if not done so
prior to the increase;
(3) You must comply with the PM
control requirements in paragraph (b) of
this section no later than 2 years from
the date of issuance of the permit for the
capacity increase or production
increase, or in the case of no permit
issuance, the date of the increase in
capacity or production, whichever
occurs first.
(d) These standards apply at all times.
§ 63.11551 What are my initial compliance
requirements?
(a) Except as specified in paragraph
(b) of this section, you must conduct a
performance test for existing and new
sources at a large copper or other
nonferrous foundry that is subject to
§ 63.11550(b). You must conduct the
test within 180 days of your compliance
date and report the results in your
Notification of Compliance Status
according to § 63.9(h).
(b) If you own or operate an existing
affected source at a large copper or other
nonferrous foundry that is subject to
§ 63.11550(b), you are not required to
conduct a performance test if a prior
performance test was conducted within
the past 5 years of the compliance date
using the same methods specified in
paragraph (c) of this section and you
meet either of the following two
conditions:
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(1) No process changes have been
made since the test; or
(2) You demonstrate to the
satisfaction of the permitting authority
that the results of the performance test,
with or without adjustments, reliably
demonstrate compliance despite process
changes.
(c) You must conduct each
performance test according to the
requirements in § 63.7 and the
requirements in paragraphs (c)(1) and
(2) of this section.
(1) You must determine the
concentration of PM (for the
concentration standard) or the mass rate
of PM in pounds per hour at the inlet
and outlet of the control device (for the
percent reduction standard) according
to the following test methods:
(i) Method 1 or 1A (40 CFR part 60,
appendix A–1) to select sampling port
locations and the number of traverse
points in each stack or duct. If you are
complying with the concentration
provision in § 63.11550(b), sampling
sites must be located at the outlet of the
control device and prior to any releases
to the atmosphere. If you are complying
with the percent reduction provision in
§ 63.11550(b), sampling sites must be
located at the inlet and outlet of the
control device and prior to any releases
to the atmosphere.
(ii) Method 2, 2A, 2C, 2D, 2F (40 CFR
part 60, appendix A–1), or Method 2G
(40 CFR part 60, appendix A–2) to
determine the volumetric flow rate of
the stack gas.
(iii) Method 3, 3A, or 3B (40 CFR part
60, appendix A–2) to determine the dry
molecular weight of the stack gas. You
may use ANSI/ASME PTC 19.10–1981,
‘‘Flue and Exhaust Gas Analyses’’
(incorporated by reference—see § 63.14)
as an alternative to EPA Method 3B.
(iv) Method 4 (40 CFR part 60,
appendix A–3) to determine the
moisture content of the stack gas.
(v) Method 5 or 5D (40 CFR part 60,
appendix A–3) or Method 17 (40 CFR
part 60, appendix A–6) to determine the
concentration of PM or mass rate of PM
(front half filterable catch only). If you
choose to comply with the percent
reduction PM standard, you must
determine the mass rate of PM at the
inlet and outlet in pounds per hour and
calculate the percent reduction in PM.
(2) Three valid test runs are needed to
comprise a performance test. Each run
must cover at least one production cycle
(charging, melting, and tapping).
(3) For a source with a single control
device exhausted through multiple
stacks, you must ensure that three runs
are performed by a representative
sampling of the stacks satisfactory to the
Administrator or his or her delegated
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representative. You must provide data
or an adequate explanation why the
stack(s) chosen for testing are
representative.
§ 63.11552 What are my monitoring
requirements?
(a) You must record the information
specified in § 63.11553(c)(2) to
document conformance with the
management practices plan required in
§ 63.11550(a).
(b) Except as specified in paragraph
(b)(3) of this section, if you own or
operate an existing affected source at a
large foundry, you must conduct visible
emissions monitoring according to the
requirements in paragraphs (b)(1) and
(2) of this section.
(1) You must conduct visual
monitoring of the fabric filter discharge
point(s) (outlets) for any VE according to
the schedule specified in paragraphs
(b)(1)(i) and (ii) of this section.
(i) You must perform a visual
determination of emissions once per
day, on each day the process is in
operation, during melting operations.
(ii) If no VE are detected in
consecutive daily visual monitoring
performed in accordance with
paragraph (b)(1)(i) of this section for 30
consecutive days or more of operation of
the process, you may decrease the
frequency of visual monitoring to once
per calendar week of time the process is
in operation, during melting operations.
If VE are detected during these
inspections, you must resume daily
visual monitoring of that operation
during each day that the process is in
operation, in accordance with paragraph
(b)(1)(i) of this section until you satisfy
the criteria of this section to resume
conducting weekly visual monitoring.
(2) If the visual monitoring reveals the
presence of any VE, you must initiate
procedures to determine the cause of the
emissions within 1 hour of the initial
observation and alleviate the cause of
the emissions within 3 hours of initial
observation by taking whatever
corrective action(s) are necessary. You
may take more than 3 hours to alleviate
a specific condition that causes VE if
you identify in the monitoring plan this
specific condition as one that could lead
to VE in advance, you adequately
explain why it is not feasible to alleviate
this condition within 3 hours of the
time the VE occurs, and you
demonstrate that the requested time will
ensure alleviation of this condition as
expeditiously as practicable.
(3) As an alternative to the monitoring
requirements for an existing affected
source in paragraphs (b)(1) and (2) of
this section, you may install, operate,
and maintain a bag leak detection
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system for each fabric filter according to
the requirements in paragraph (c) of this
section.
(c) If you own or operate a new
affected source located at a large
foundry subject to the PM requirements
in § 63.11550(b)(2) that is equipped with
a fabric filter, you must install, operate,
and maintain a bag leak detection
system for each fabric filter according to
paragraphs (c)(1) through (4) of this
section.
(1) Each bag leak detection system
must meet the specifications and
requirements in paragraphs (c)(1)(i)
through (viii) of this section.
(i) The bag leak detection system must
be certified by the manufacturer to be
capable of detecting PM emissions at
concentrations of 1 milligram per actual
cubic meter (0.00044 grains per actual
cubic foot) or less.
(ii) The bag leak detection system
sensor must provide output of relative
PM loadings. You must continuously
record the output from the bag leak
detection system using electronic or
other means (e.g., using a strip chart
recorder or a data logger).
(iii) The bag leak detection system
must be equipped with an alarm system
that will sound when the system detects
an increase in relative particulate
loading over the alarm set point
established according to paragraph
(c)(1)(iv) of this section, and the alarm
must be located such that it can be
heard by the appropriate plant
personnel.
(iv) In the initial adjustment of the bag
leak detection system, you must
establish, at a minimum, the baseline
output by adjusting the sensitivity
(range) and the averaging period of the
device, the alarm set points, and the
alarm delay time.
(v) Following initial adjustment, you
must not adjust the averaging period,
alarm set point, or alarm delay time
without approval from the
Administrator or delegated authority,
except as provided in paragraph
(c)(1)(vi) of this section.
(vi) Once per quarter, you may adjust
the sensitivity of the bag leak detection
system to account for seasonal effects,
including temperature and humidity,
according to the procedures identified
in the site-specific monitoring plan
required by paragraph (c)(2) of this
section.
(vii) You must install the bag leak
detection sensor downstream of the
fabric filter.
(viii) Where multiple detectors are
required, the system’s instrumentation
and alarm may be shared among
detectors.
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(2) You must prepare a site-specific
monitoring plan for each bag leak
detection system. You must operate and
maintain each bag leak detection system
according to the plan at all times. Each
monitoring plan must describe the items
in paragraphs (c)(2)(i) through (vi) of
this section.
(i) Installation of the bag leak
detection system;
(ii) Initial and periodic adjustment of
the bag leak detection system, including
how the alarm set-point and alarm delay
time will be established;
(iii) Operation of the bag leak
detection system, including quality
assurance procedures;
(iv) How the bag leak detection
system will be maintained, including a
routine maintenance schedule and spare
parts inventory list;
(v) How the bag leak detection system
output will be recorded and stored; and
(vi) Corrective action procedures as
specified in paragraph (c)(3) of this
section.
(3) Except as provided in paragraph
(c)(4) of this section, you must initiate
procedures to determine the cause of
every alarm from a bag leak detection
system within 1 hour of the alarm and
alleviate the cause of the alarm within
3 hours of the alarm by taking whatever
corrective action(s) are necessary.
Corrective actions may include, but are
not limited to, the following:
(i) Inspecting the fabric filter for air
leaks, torn or broken bags or filter
media, or any other condition that may
cause an increase in PM emissions;
(ii) Sealing off defective bags or filter
media;
(iii) Replacing defective bags or filter
media, or otherwise repairing the
control device;
(iv) Sealing off a defective fabric filter
compartment;
(v) Cleaning the bag leak detection
system probe, or otherwise repairing the
bag leak detection system; or
(4) You may take more than 3 hours
to alleviate a specific condition that
causes an alarm if you identify in the
monitoring plan this specific condition
as one that could lead to an alarm,
adequately explain why it is not feasible
to alleviate this condition within 3
hours of the time the alarm occurs, and
demonstrate that the requested time will
ensure alleviation of this condition as
expeditiously as practicable.
(d) If you use a control device other
than a fabric filter for new or existing
affected sources subject to § 63.11550(b),
you must submit a request to use an
alternative monitoring procedure as
required in § 63.8(f)(4).
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§ 63.11553 What are my notification,
reporting, and recordkeeping
requirements?
(a) You must submit the Initial
Notification required by § 63.9(b)(2) no
later than 120 calendar days after June
25, 2009 or within 120 days after the
source becomes subject to the standard.
The Initial Notification must include the
information specified in paragraphs
(a)(1) through (3) of this section and
may be combined with the Notification
of Compliance Status required in
paragraph (b) of this section.
(1) The name and address of the
owner or operator;
(2) The address (i.e., physical
location) of the affected source; and
(3) An identification of the relevant
standard, or other requirement, that is
the basis of the notification and source’s
compliance date.
(b) You must submit the Notification
of Compliance Status required by
§ 63.9(h) no later than 120 days after the
applicable compliance date specified in
§ 63.11545 unless you must conduct a
performance test. If you must conduct a
performance test, you must submit the
Notification of Compliance Status
within 60 days of completing the
performance test. Your Notification of
Compliance Status must indicate if you
are a small or large foundry as defined
in § 63.11556, the production amounts
as the basis for the determination, and
if you are a large foundry, whether you
elect to comply with the control
efficiency requirement or PM
concentration limit in § 63.11550(b). In
addition to the information required in
§ 63.9(h)(2) and § 63.11551, your
notification must include the following
certification(s) of compliance, as
applicable, and signed by a responsible
official:
(1) ‘‘This facility will operate in a
manner that minimizes HAP emissions
from the melting operations to the
extent possible. This includes at a
minimum that the owners and/or
operators of the affected source will
cover or enclose each melting furnace
that is equipped with a cover or
enclosure during melting operations to
the extent practicable as required in
63.11550(a)(1).’’
(2) ‘‘This facility agrees to purchase
only metal scrap that has been depleted
(to the extent practicable) of aluminum
foundry HAP, copper foundry HAP, or
other nonferrous foundries HAP (as
applicable) in the materials charged to
the melting furnace, except for metal
scrap that is purchased specifically for
its HAP metal content for use in
alloying or to meet specifications for the
casting as required by 63.11550(a)(2).’’
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(3) ‘‘This facility has prepared and
will operate by a written management
practices plan according to
§ 63.11550(a)(3).’’
(4) If the owner or operator of an
existing affected source at a large
foundry is certifying compliance based
on the results of a previous performance
test: ‘‘This facility complies with
§ 63.11550(b) based on a previous
performance test in accordance with
§ 63.11551(b).’’
(4) This certification of compliance is
required by the owner or operator that
installs bag leak detection systems:
‘‘This facility has installed a bag leak
detection system in accordance with
§ 63.11552(b)(3) or (c), has prepared a
bag leak detection system monitoring
plan in accordance with § 63.11552(c),
and will operate each bag leak detection
system according to the plan.’’
(c) You must keep the records
specified in paragraphs (c)(1) through
(5) of this section.
(1) As required in § 63.10(b)(2)(xiv),
you must keep a copy of each
notification that you submitted to
comply with this subpart and all
documentation supporting any Initial
Notification or Notification of
Compliance Status that you submitted.
(2) You must keep records to
document conformance with the
management practices plan required by
§ 63.11550 as specified in paragraphs
(c)(2)(i) and (ii) of this section.
(i) For melting furnaces equipped
with a cover or enclosure, records must
identify each melting furnace equipped
with a cover or enclosure and document
that the procedures in the management
practices plan were followed during the
monthly inspections. These records may
be in the form of a checklist.
(ii) Records documenting that you
purchased only metal scrap that has
been depleted of HAP metals (to the
extent practicable) charged to the
melting furnace. If you purchase scrap
metal specifically for the HAP metal
content for use in alloying or to meet
specifications for the casting, you must
keep records to document that the HAP
metal is included in the material
specifications for the cast metal product.
(3) You must keep the records of all
performance tests, inspections and
monitoring data required by §§ 63.11551
and 63.11552, and the information
identified in paragraphs (c)(3)(i) through
(vi) of this section for each required
inspection or monitoring.
(i) The date, place, and time of the
monitoring event;
(ii) Person conducting the monitoring;
(iii) Technique or method used;
(iv) Operating conditions during the
activity;
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(v) Results, including the date, time,
and duration of the period from the time
the monitoring indicated a problem
(e.g., VE) to the time that monitoring
indicated proper operation; and
(vi) Maintenance or corrective action
taken (if applicable).
(4) If you own or operate a new or
existing affected source at a small
foundry that is not subject to
§ 63.11550(b), you must maintain
records to document that your facility
melts less than 6,000 tpy total of copper,
other nonferrous metal, and all
associated alloys (excluding aluminum)
in each calendar year.
(5) If you use a bag leak detection
system, you must keep the records
specified in paragraphs (c)(5)(i) through
(iii) of this section.
(i) Records of the bag leak detection
system output.
(ii) Records of bag leak detection
system adjustments, including the date
and time of the adjustment, the initial
bag leak detection system settings, and
the final bag leak detection system
settings.
(iii) The date and time of all bag leak
detection system alarms, and for each
valid alarm, the time you initiated
corrective action, the corrective action
taken, and the date on which corrective
action was completed.
(d) Your records must be in a form
suitable and readily available for
expeditious review, according to
§ 63.10(b)(1). As specified in
§ 63.10(b)(1), you must keep each record
for 5 years following the date of each
recorded action. For records of annual
metal melt production, you must keep
the records for 5 years from the end of
the calendar year. You must keep each
record onsite for at least 2 years after the
date of each recorded action according
to § 63.10(b)(1). You may keep the
records offsite for the remaining 3 years.
(e) If a deviation occurs during a
semiannual reporting period, you must
submit a compliance report to your
permitting authority according to the
requirements in paragraphs (e)(1) and
(2) of this section.
(1) The first reporting period covers
the period beginning on the compliance
date specified in § 63.11545 and ending
on June 30 or December 31, whichever
date comes first after your compliance
date. Each subsequent reporting period
covers the semiannual period from
January 1 through June 30 or from July
1 through December 31. Your
compliance report must be postmarked
or delivered no later than July 31 or
January 31, whichever date comes first
after the end of the semiannual
reporting period.
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(2) A compliance report must include
the information in paragraphs (e)(2)(i)
through (iv) of this section.
(i) Company name and address.
(ii) Statement by a responsible
official, with the official’s name, title,
and signature, certifying the truth,
accuracy and completeness of the
content of the report.
(iii) Date of the report and beginning
and ending dates of the reporting
period.
(iv) Identification of the affected
source, the pollutant being monitored,
applicable requirement, description of
deviation, and corrective action taken.
Other Requirements and Information
§ 63.11555 What General Provisions apply
to this subpart?
Table 1 to this subpart shows which
parts of the General Provisions in
§§ 63.1 through 63.16 apply to you.
§ 63.11556
subpart?
What definitions apply to this
Terms used in this subpart are
defined in the Clean Air Act, in § 63.2,
and in this section as follows:
Aluminum foundry means a facility
that melts aluminum and pours molten
aluminum into molds to manufacture
aluminum castings (except die casting)
that are complex shapes. For purposes
of this subpart, this definition does not
include primary or secondary metal
producers that cast molten aluminum to
produce simple shapes such as sows,
ingots, bars, rods, or billets.
Aluminum foundry HAP means any
compound of the following metals:
beryllium, cadmium, lead, manganese,
or nickel, or any of these metals in the
elemental form.
Annual copper and other nonferrous
foundry metal melt capacity means, for
new affected sources, the lower of the
copper and other nonferrous metal
melting operation capacity, assuming
8,760 operating hours per year or, if
applicable, the maximum permitted
copper and other nonferrous metal
melting operation production rate for
the melting operation calculated on an
annual basis. Unless otherwise specified
in the permit, permitted copper and
other nonferrous metal melting
operation rates that are not specified on
an annual basis must be annualized
assuming 24 hours per day, 365 days
per year of operation. If the permit
limits the operating hours of the melting
operation(s) or foundry, then the
permitted operating hours are used to
annualize the maximum permitted
copper and other nonferrous metal melt
production rate. The annual copper and
other nonferrous metal melt capacity
does not include the melt capacity for
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ferrous metal melted in iron or steel
foundry melting operations that are colocated with copper or other nonferrous
melting operations or the nonferrous
metal melted in non-foundry melting
operations.
Annual copper and other nonferrous
foundry metal melt production means,
for existing affected sources, the
quantity of copper and other nonferrous
metal melted in melting operations at
the foundry in a given calendar year.
For the purposes of this subpart, metal
melt production is determined on the
basis of the quantity of metal charged to
the melting operations. The annual
copper and nonferrous metal melt
production does not include the melt
production of ferrous metal melted in
iron or steel foundry melting operations
that are co-located with copper and
other nonferrous melting operations or
the nonferrous metal melted in nonfoundry melting operations.
Annual metal melt capacity, for new
affected sources, means the lower of the
aluminum, copper, and other
nonferrous metal melting operation
capacity, assuming 8,760 operating
hours per year or, if applicable, the
maximum permitted aluminum, copper,
and other nonferrous metal melting
operation production rate for the
melting operation calculated on an
annual basis. Unless otherwise specified
in the permit, permitted aluminum,
copper, and other nonferrous metal
melting operation rates that are not
specified on an annual basis must be
annualized assuming 24 hours per day,
365 days per year of operation. If the
permit limits the operating hours of the
melting operation(s) or foundry, then
the permitted operating hours are used
to annualize the maximum permitted
aluminum, copper, and other
nonferrous metal melt production rate.
The annual metal melt capacity does not
include the melt capacity for ferrous
metal melted in iron or steel foundry
melting operations that are co-located
with aluminum, copper, or other
nonferrous melting operations or the
nonferrous metal melted in non-foundry
melting operations.
Annual metal melt production means,
for existing affected sources, the
quantity of aluminum, copper, and
other nonferrous metal melted in
melting operations at the foundry in a
given calendar year. For the purposes of
this subpart, annual metal melt
production is determined on the basis of
the quantity of metal charged to the
melting operations. The annual metal
melt production does not include the
melt production of ferrous metal melted
in iron or steel foundry melting
operations that are co-located with
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aluminum, copper, or other nonferrous
melting operations or the nonferrous
metal melted in non-foundry melting
operations.
Bag leak detection system means a
system that is capable of continuously
monitoring relative PM (i.e., dust)
loadings in the exhaust of a baghouse to
detect bag leaks and other upset
conditions. A bag leak detection system
includes, but is not limited to, an
instrument that operates on
triboelectric, light scattering, light
transmittance, or other effect to
continuously monitor relative PM
loadings.
Copper foundry means a foundry that
melts copper or copper-based alloys and
pours molten copper or copper-based
alloys into molds to manufacture copper
or copper-based alloy castings
(excluding die casting) that are complex
shapes. For purposes of this subpart,
this definition does not include primary
or secondary metal producers that cast
molten copper to produce simple shapes
such as sows, ingots, billets, bars, anode
copper, rods, or copper cake.
Copper foundry HAP means any
compound of any of the following
metals: lead, manganese, or nickel, or
any of these metals in the elemental
form.
Deviation means any instance where
an affected source subject to this
subpart, or an owner or operator of such
a source:
(1) Fails to meet any requirement or
obligation established by this subpart,
including but not limited to any
emissions limitation or work practice
standard;
(2) Fails to meet any term or condition
that is adopted to implement an
applicable requirement in this subpart
and that is included in the operating
permit for any affected source required
to obtain such a permit; or
(3) Fails to meet any emissions
limitation in this subpart during startup,
shutdown, or malfunction, regardless of
whether or not such failure is permitted
by this subpart.
Die casting means operations
classified under the North American
Industry Classification System codes
331521 (Aluminum Die-Casting
Foundries) and 331522 (Nonferrous
(except Aluminum) Die-Casting
Foundries) and comprises
establishments primarily engaged in
introducing molten aluminum, copper,
and other nonferrous metal, under high
pressure, into molds or dies to make
die-castings.
Large foundry means, for an existing
affected source, a copper or other
nonferrous foundry with an annual
metal melt production of copper, other
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nonferrous metals, and all associated
alloys (excluding aluminum) of 6,000
tons or greater. For a new affected
source, large foundry means a copper or
other nonferrous foundry with an
annual metal melt capacity of copper,
other nonferrous metals, and all
associated alloys (excluding aluminum)
of 6,000 tons or greater.
Material containing aluminum
foundry HAP means a material
containing one or more aluminum
foundry HAP. Any material that
contains beryllium, cadmium, lead, or
nickel in amounts greater than or equal
to 0.1 percent by weight (as the metal),
or contains manganese in amounts
greater than or equal to 1.0 percent by
weight (as the metal), as shown in
formulation data provided by the
manufacturer or supplier, such as the
Material Safety Data Sheet for the
material, is considered to be a material
containing aluminum foundry HAP.
Material containing copper foundry
HAP means a material containing one or
more copper foundry HAP. Any
material that contains lead or nickel in
amounts greater than or equal to 0.1
percent by weight (as the metal), or
contains manganese in amounts greater
than or equal to 1.0 percent by weight
(as the metal), as shown in formulation
data provided by the manufacturer or
supplier, such as the Material Safety
Data Sheet for the material, is
considered to be a material containing
copper foundry HAP.
Material containing other nonferrous
foundry HAP means a material
containing one or more other nonferrous
foundry HAP. Any material that
contains chromium, lead, or nickel in
amounts greater than or equal to 0.1
percent by weight (as the metal), as
shown in formulation data provided by
the manufacturer or supplier, such as
the Material Safety Data Sheet for the
material, is considered to be a material
containing other nonferrous foundry
HAP.
Melting operations (the affected
source) means the collection of furnaces
(e.g., induction, reverberatory, crucible,
tower, dry hearth) used to melt metal
ingot, alloyed ingot and/or metal scrap
to produce molten metal that is poured
into molds to make castings. Melting
operations dedicated to melting ferrous
metal at an iron and steel foundry are
not included in this definition and are
not part of the affected source.
Other nonferrous foundry means a
facility that melts nonferrous metals
other than aluminum, copper, or
copper-based alloys and pours the
nonferrous metals into molds to
manufacture nonferrous metal castings
(excluding die casting) that are complex
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shapes. For purposes of this subpart,
this definition does not include primary
or secondary metal producers that cast
molten nonferrous metals to produce
simple shapes such as sows, ingots,
bars, rods, or billets.
Other nonferrous foundry HAP means
any compound of the following metals:
chromium, lead, and nickel, or any of
these metals in the elemental form.
Small foundry means, for an existing
affected source, a copper or other
nonferrous foundry with an annual
metal melt production of copper, other
nonferrous metals, and all associated
alloys (excluding aluminum) of less
than 6,000 tons. For a new affected
source, small foundry means a copper or
other nonferrous foundry with an
annual metal melt capacity of copper,
other nonferrous metals, and all
associated alloys (excluding aluminum)
of less than 6,000 tons.
§ 63.11557 Who implements and enforces
this subpart?
(a) This subpart can be implemented
and enforced by the U.S. EPA or a
delegated authority, such as your State,
local, or Tribal agency. If the U.S. EPA
Administrator has delegated authority to
your State, local, or Tribal agency, then
that agency has the authority to
implement and enforce this subpart.
You should contact your U.S. EPA
Regional Office to find out if this
subpart is delegated to your State, local,
or Tribal agency.
(b) In delegating implementation and
enforcement authority of this subpart to
a State, local, or Tribal agency under 40
CFR part 63, subpart E, the authorities
contained in paragraph (c) of this
section are retained by the
Administrator of the U.S. EPA and are
not transferred to the State, local, or
Tribal agency.
(c) The authorities that will not be
delegated to State, local, or Tribal
agencies are listed in paragraphs (c)(1)
through (4) of this section.
(1) Approval of alternatives to the
applicability requirements in
§ 63.11544, the compliance date
requirements in § 63.11545, and the
applicable standards in § 63.11550.
(2) Approval of an alternative
nonopacity emissions standard under
§ 63.6(g).
(3) Approval of a major change to a
test method under § 63.7(e)(2)(ii) and (f).
A ‘‘major change to test method’’ is
defined in § 63.90(a).
(4) Approval of a major change to
monitoring under § 63.8(f). A ‘‘major
change to monitoring’’ is defined in
§ 63.90(a).
(5) Approval of a waiver of
recordkeeping or reporting requirements
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§ 63.11558
under § 63.10(f), or another major
change to recordkeeping/reporting. A
‘‘major change to recordkeeping/
reporting’’ is defined in § 63.90(a).
[Reserved]
Tables to Subpart ZZZZZZ of Part 63
Table 1 to Subpart ZZZZZZ of Part
63—Applicability of General Provisions
to Aluminum, Copper, and Other
Nonferrous Foundries Area Sources
As required in § 63.11555, ‘‘What
General Provisions apply to this
subpart?,’’ you must comply with each
requirement in the following table that
applies to you.
Citation
Subject
Applies to
subpart
ZZZZZZ?
§ 63.1(a)(1), (a)(2), (a)(3), (a)(4), (a)(6),
(a)(10)–(a)(12), (b)(1), (b)(3), (c)(1),
(c)(2), (c)(5), (e).
§ 63.1(a)(5), (a)(7)–(a)(9), (b)(2), (c)(3),
(c)(4), (d).
§ 63.2 .........................................................
§ 63.3 .........................................................
§ 63.4 .........................................................
§ 63.5 .........................................................
Applicability ..............................................
Yes ..............
Reserved ..................................................
No.
Definitions ................................................
Units and Abbreviations ...........................
Prohibited Activities and Circumvention ..
Preconstruction Review and Notification
Requirements.
Compliance with Standards and Maintenance Requirements.
Yes.
Yes.
Yes.
Yes.
Compliance with Nonopacity Emission
Standards.
No ................
Compliance with Opacity and Visible
Emission Limits.
Reserved ..................................................
No ................
Applicability and Performance Test Dates
Monitoring Requirements .........................
Continuous Monitoring Systems ..............
Yes.
Yes.
No ................
[Reserved] ................................................
Notification Requirements ........................
No.
Yes ..............
§ 63.9(b)(2)(iv)–(v), (b)(4), (f), (g), (i) ........
§ 63.9(b)(3), (h)(4) .....................................
§ 63.10(a), (b)(1), (b)(2)(i)–(v), (vii),
(vii)(C), (viii), (ix), (b)(3), (d)(1)–(2),
(d)(4), (d)(5), (f).
§ 63.10(b)(2)(vi), (b)(2)(vii)(A)–(B), (c),
(d)(3), (e).
..................................................................
Reserved ..................................................
Recordkeeping and Reporting Requirements.
No.
No.
Yes.
..................................................................
No ...............
§ 63.10(c)(2)–(c)(4), (c)(9) .........................
§ 63.11 .......................................................
§ 63.12 .......................................................
§§ 63.13–63.16 ..........................................
Reserved ..................................................
Control Device Requirements ..................
State Authority and Delegations ..............
Addresses, Incorporations by Reference,
Availability of Information, Performance
Track Provisions.
No.
No.
Yes.
Yes.
§ 63.6(a), (b)(1)–(b)(5), (b)(7), (c)(1),
(c)(2), (c)(5), (e)(1), (e)(3)(i), (e)(3)(iii)–
(e)(3)(ix), (f)(2), (f)(3), (g), (i), (j).
§ 63.6(f)(1) .................................................
§ 63.6(h)(1), (h)(2), (h)(5)–(h)(9) ...............
§ 63.6(b)(6), (c)(3), (c)(4), (d), (e)(2),
(e)(3)(ii), (h)(3), (h)(5)(iv).
§ 63.7 .........................................................
§ 63.8(a)(1), (b)(1), (f)(1)–(5), (g) ..............
§ 63.8(a)(2), (a)(4), (b)(2)–(3), (c), (d), (e),
(f)(6), (g).
§ 63.8(a)(3) ................................................
§ 63.9(a), (b)(1), (b)(2)(i)–(iii), (b)(5), (c),
(d), (e), (h)(1)–(h)(3), (h)(5), (h)(6), (j).
Explanation
§ 63.11544(f) exempts affected sources
from the obligation to obtain a title V
operating permit.
Yes.
Subpart ZZZZZZ requires continuous
compliance with all requirements in
this subpart.
Subpart ZZZZZZ does not contain opacity or visible emission limits.
No.
Subpart ZZZZZZ does not require a flare
or CPMS, COMS or CEMS.
Subpart ZZZZZZ requires submission of
Notification of Compliance Status within 120 days of compliance date unless
a performance test is required.
Subpart ZZZZZZ does not require a
CPMS, COMS, CEMS, or opacity or
visible emissions limit.
[FR Doc. E9–14613 Filed 6–24–09; 8:45 am]
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Agencies
[Federal Register Volume 74, Number 121 (Thursday, June 25, 2009)]
[Rules and Regulations]
[Pages 30366-30399]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-14613]
[[Page 30365]]
-----------------------------------------------------------------------
Part II
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
Revision of Source Category List for Standards Under Section 112(k) of
the Clean Air Act; National Emission Standards for Hazardous Air
Pollutants: Area Source Standards for Aluminum, Copper, and Other
Nonferrous Foundries; Final Rule
Federal Register / Vol. 74, No. 121 / Thursday, June 25, 2009 / Rules
and Regulations
[[Page 30366]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2008-0236; FRL-8920-9]
RIN 2060-AO93
Revision of Source Category List for Standards Under Section
112(k) of the Clean Air Act; National Emission Standards for Hazardous
Air Pollutants: Area Source Standards for Aluminum, Copper, and Other
Nonferrous Foundries
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is revising the area source category list by changing the
name of the ``Secondary Aluminum Production'' category to ``Aluminum
Foundries'' and the ``Nonferrous Foundries, not elsewhere classified
(nec)'' category to ``Other Nonferrous Foundries.'' At the same time,
EPA is issuing final national emission standards for the Aluminum
Foundries, Copper Foundries, and Other Nonferrous Foundries area source
categories. These final emission standards for new and existing sources
reflect EPA's determination regarding the generally available control
technologies or management practices (GACT) for each of the three area
source categories.
DATES: The final rule is effective on June 25, 2009. The incorporation
by reference of certain publications listed in this rule is effective
as of June 25, 2009.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-HQ-OAR-2008-0236. All documents in the docket are listed in the
Federal Docket Management System index at https://www.regulations.gov.
Although listed in the index, some information is not publicly
available (e.g., confidential business information (CBI) or other
information whose disclosure is restricted by statute). Certain other
material, such as copyrighted material, will be publicly available only
in hard copy form. Publicly available docket materials are available
either electronically through https://www.regulations.gov or in hard
copy at the EPA Docket Center, Public Reading Room, EPA West, Room
3334, 1301 Constitution Ave., NW., Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone number for the Public Reading
Room is (202) 566-1744, and the telephone number for the Air Docket is
(202) 566-1742.
FOR FURTHER INFORMATION CONTACT: For questions about the final
standards for aluminum foundries, contact Mr. David Cole, Office of Air
Quality Planning and Standards, Outreach and Information Division,
Regulatory Development and Policy Analysis Group (C404-05),
Environmental Protection Agency, Research Triangle Park, NC 27711;
Telephone Number: (919) 541-5565; Fax Number: (919) 541-0242; E-mail
address: Cole.David@epa.gov. For questions about the final standards
for copper foundries and other nonferrous foundries, contact Mr. Gary
Blais, Office of Air Quality Planning and Standards, Outreach and
Information Division, Regulatory Development and Policy Analysis Group
(C404-05), Environmental Protection Agency, Research Triangle Park, NC
27711; Telephone Number: (919) 541-3223; Fax Number: (919) 541-0242; E-
mail address: Blais.Gary@epa.gov.
SUPPLEMENTARY INFORMATION:
Outline. The information in this preamble is organized as follows:
I. General Information
A. Does This Action Apply to Me?
B. Where Can I Get a Copy of This Document?
C. Judicial Review
II. Background Information for This Final Rule
III. Revision to the Source Category List
IV. Summary of Changes Since Proposal
V. Summary of Final Standards
A. Is My Foundry Subject to This Subpart?
B. Do These Standards Apply to My Source?
C. When Must I Comply With These Standards?
D. What Are the Final Standards?
E. What Are the Testing and Monitoring Requirements?
F. What Are the Notification, Recordkeeping, and Reporting
Requirements?
G. What Are the Title V Permit Requirements?
VI. Summary of Comments and Responses
A. GACT Issues
B. The Source Category Designation
C. Subcategorization and Applicability Issues
D. Management Practices
E. Definitions
F. Monitoring, Reporting and Recordkeeping
G. Testing Requirements
H. Exemption From Title V Permitting Requirements
I. Miscellaneous
VII. Impacts of the Final Standards
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does This Action Apply to Me?
The regulated categories and entities potentially affected by the
final rule include:
----------------------------------------------------------------------------------------------------------------
Category NAICS code \1\ Examples of regulated entities
----------------------------------------------------------------------------------------------------------------
Industry:
Aluminum Foundries................... 331524 Area source facilities that pour molten aluminum into
molds to manufacture aluminum castings (excluding
die casting).
Copper Foundries..................... 331525 Area source facilities that pour molten copper and
copper-based alloys (e.g., brass, bronze) into molds
to manufacture copper and copper-based alloy
castings (excluding die casting).
Other Nonferrous Foundries........... 331528 Area source facilities that pour molten nonferrous
metals (except aluminum and copper) into molds to
manufacture nonferrous castings (excluding die
casting). Establishments in this industry purchase
nonferrous metals, such as nickel, zinc, and
magnesium that are made in other establishments.
----------------------------------------------------------------------------------------------------------------
\1\ North American Industry Classification System.
[[Page 30367]]
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by this
action. To determine whether your facility is regulated by this action,
you should examine the applicability criteria in 40 CFR 63.11544 of
subpart ZZZZZZ (National Emission Standards for Hazardous Air
Pollutants: Area Source Standards for Aluminum, Copper, and Other
Nonferrous Foundries). If you have any questions regarding the
applicability of this action to a particular entity, consult either the
air permit authority for the entity or your EPA Regional
representative, as listed in 40 CFR 63.13 of subpart A (General
Provisions).
B. Where Can I Get a Copy of This Document?
In addition to being available in the docket, an electronic copy of
this final action will also be available on the Worldwide Web (WWW)
through the Technology Transfer Network (TTN). Following signature, a
copy of this final action will be posted on the TTN's policy and
guidance page for newly proposed or promulgated rules at the following
address: https://www.epa.gov/ttn/oarpg/. The TTN provides information
and technology exchange in various areas of air pollution control.
C. Judicial Review
Under section 307(b)(1) of the Clean Air Act (CAA), judicial review
of this final rule is available only by filing a petition for review in
the United States Court of Appeals for the District of Columbia Circuit
by August 24, 2009. Under section 307(b)(2) of the CAA, the
requirements established by this final rule may not be challenged
separately in any civil or criminal proceedings brought by EPA to
enforce these requirements.
Section 307(d)(7)(B) of the CAA further provides that ``[o]nly an
objection to a rule or procedure which was raised with reasonable
specificity during the period for public comment (including any public
hearing) may be raised during judicial review.'' This section also
provides a mechanism for EPA to convene a proceeding for
reconsideration, ``[i]f the person raising an objection can demonstrate
to EPA that it was impracticable to raise such objection within [the
period for public comment] or if the grounds for such objection arose
after the period for public comment (but within the time specified for
judicial review) and if such objection is of central relevance to the
outcome of the rule.'' Any person seeking to make such a demonstration
to us should submit a Petition for Reconsideration to the Office of the
Administrator, U.S. EPA, Room 3000, Ariel Rios Building, 1200
Pennsylvania Ave., NW., Washington, DC 20460, with a copy to both the
person(s) listed in the preceding FOR FURTHER INFORMATION CONTACT
section, and the Associate General Counsel for the Air and Radiation
Law Office, Office of General Counsel (Mail Code 2344A), U.S. EPA, 1200
Pennsylvania Ave., NW., Washington, DC 20460.
II. Background Information for This Final Rule
Section 112(d) of the CAA requires us to establish national
emission standards for hazardous air pollutants (NESHAP) for both major
and area sources of hazardous air pollutants (HAP) that are listed for
regulation under CAA section 112(c). A major source emits or has the
potential to emit 10 tons per year (tpy) or more of any single HAP or
25 tpy or more of any combination of HAP. An area source is a
stationary source that is not a major source.
Section 112(k)(3)(B) of the CAA calls for EPA to identify at least
30 HAP that, as the result of emissions from area sources, pose the
greatest threat to public health in the largest number of urban areas.
EPA implemented this provision in 1999 in the Integrated Urban Air
Toxics Strategy (64 FR 38715, July 19, 1999). In the Strategy, EPA
identified 30 HAP that pose the greatest potential health threat in
urban areas; these HAP are referred to as the ``30 urban HAP.'' Section
112(c)(3) requires EPA to list sufficient categories or subcategories
of area sources to ensure that area sources representing 90 percent of
the emissions of the 30 urban HAP are subject to regulation. We
implemented these requirements through the Strategy and subsequent
updates to the source category list. The aluminum foundry area source
category was listed pursuant to section 112(c)(3) for its contribution
toward meeting the 90 percent requirement for beryllium, cadmium, lead,
manganese, and nickel compounds. The copper foundry area source
category was listed due to emissions of lead, manganese, and nickel
compounds, and the other nonferrous foundry area source category was
listed due to emissions of chromium, lead, and nickel compounds.
Under CAA section 112(d)(5), the Administrator may, in lieu of
issuing a MACT standard pursuant to CAA section 112(d)(2), elect to
promulgate standards or requirements for area sources ``which provide
for the use of generally available control technology or management
practices by such sources to reduce emissions of hazardous air
pollutants.'' As explained in the preamble to the proposed NESHAP, EPA
proposed, and is finalizing in today's action, standards based on
generally available control technology and management practices (GACT).
We are issuing these final standards in response to a court-ordered
deadline that requires EPA to issue standards for these three foundry
source categories listed pursuant to section 112(c)(3) and (k) by June
15, 2009 (Sierra Club v. Johnson, No. 01-1537, (D.D.C., March 2006)).
III. Revision to the Source Category List
This notice announces two revisions to the area source category
list developed under our Integrated Urban Air Toxics Strategy pursuant
to section 112(c)(3) of the CAA. The first revision changes the name of
the ``Secondary Aluminum Production'' source category to ``Aluminum
Foundries.'' The second revision changes the name of the ``Nonferrous
Foundries, nec'' source category to ``Other Nonferrous Foundries.'' \1\
---------------------------------------------------------------------------
\1\ We did not receive any adverse comments on the proposed
revisions to the list.
---------------------------------------------------------------------------
IV. Summary of Changes Since Proposal
This final rule contains several clarifications to the proposed
rule as a result of public comments. We explain the reasons for these
changes in detail in the summary of comments and responses (section VI
of this preamble).
First, we established that the production from calendar year 2010
is used to determine if your existing aluminum, copper, or other
nonferrous foundry melted more than 600 tpy of aluminum, copper, other
nonferrous metals, and all associated alloys and, therefore, is subject
to the rule. If a foundry with an existing melting operation increases
production after 2010 such that the annual metal melt production equals
or exceeds 600 tpy, it must notify the permitting authority within 30
days after the end of that calendar year and comply with the rule
within 2 years following the date of the notification. If a foundry
with an existing melting operation subsequently decreases annual
production after 2010 such that it produces less than 600 tpy, the
foundry remains subject to the rule. Foundries with new melting
operations are subject to the rule if the annual metal melt capacity at
the time of startup equals or exceeds 600 tpy. If a foundry with a new
melting operation increases capacity after startup such that the annual
metal melt capacity equals or
[[Page 30368]]
exceeds 600 tpy, it must notify the permitting authority within 30 days
after the capacity increase and comply with the rule at the time of the
capacity increase. If a foundry with a new melting operation
subsequently decreases annual capacity after startup such that the
capacity is less than 600 tpy, the foundry remains subject to the rule.
Second, we revised the rule to clarify that the production from
calendar year 2010 for existing sources (or capacity at the time of
startup for new sources) is used to determine if you are a small copper
or other nonferrous foundry or a large copper or other nonferrous
foundry. Large foundries are subject to both management practices and
particulate matter (PM) emission limits.
The final rule also addresses comments on production levels that
may fluctuate above or below the 6,000 tpy annual copper and other
nonferrous metal melt production (excluding aluminum) and whether the
PM/metal HAP control requirements apply to copper and other nonferrous
foundries when the melt production rises above or falls below 6,000
tpy. If a small copper or other nonferrous foundry with an existing
melting operation increases production after the 2010 calendar year
such that the annual copper and other nonferrous metal melt production
equals or exceeds 6,000 tons, the foundry must submit a notification of
foundry reclassification to the Administrator (or his or her authorized
representative) within 30 days after the end of that calendar year and
comply with the requirements for large copper or other nonferrous
foundries no later than 2 years after the date of the foundry's
notification that the annual copper and other nonferrous metal melt
production equaled or exceeded 6,000 tons. If a large copper or other
nonferrous foundry with an existing melting operation subsequently
decreases production such that the quantity of copper and other
nonferrous metal melted is less than 6,000 tpy, it remains a large
copper or other nonferrous foundry.
If, subsequent to start-up, a new source small copper or other
nonferrous foundry increases its melting operation capacity such that
the annual copper and other nonferrous metal melt capacity equals or
exceeds 6,000 tons, the foundry must submit a notification of foundry
reclassification to the Administrator (or his or her authorized
representative) within 30 days after the increase in capacity and
comply with the requirements for large copper or other nonferrous
foundries at the time of the capacity increase. If a new source large
copper or other nonferrous foundry subsequently decreases metal melt
capacity such that the capacity is less than 6,000 tpy, it remains a
large copper or other nonferrous foundry and must continue to comply
with the PM/metal HAP control requirements.
We further clarified in the final rule that, in determining whether
a source's ``annual metal melt production'' (for existing sources) and
``annual metal melt capacity'' (for new sources) exceeds 600 tpy,
sources must identify the total amount of only aluminum, copper, and
other nonferrous metal melted for existing sources (or the capacity to
melt only aluminum, copper, and other nonferrous metal for new
sources), and not the total amount of all types of metal melted (or the
capacity to melt all metals for new sources). The comments EPA received
noted that this clarification is particularly important for aluminum,
copper, and other nonferrous melting operations that are co-located
with ferrous metal melting operations. Similarly, we also clarified
that the 6,000 tpy threshold between small and large copper and other
nonferrous foundries (excluding aluminum foundries) is based on the
annual amount of copper and other nonferrous metal (excluding aluminum)
that is melted.
We revised the recordkeeping requirements to remove the requirement
to record the date and time of each melting operation. Several
commenters, specifically for smaller sources, expressed that the burden
of recording and keeping these records would not have provided useful
documentation that the required management practices were being
followed. We have added a provision to the final rule that requires
monthly inspections to document that the management practices are being
followed during melting operations.
We also adjusted the visible emission (VE) monitoring requirements
to allow a reduction from daily to weekly observations after 30
consecutive days of no VE instead of 90 consecutive days. Several
commenters noted that there are some special occasions when the cause
of VE cannot be remedied within 3 hours as proposed. We changed the VE
requirements to parallel those for bag leak detection systems, which
allow more than 3 hours if the owner or operator identifies the
specific conditions in a monitoring plan, adequately explains why more
than 3 hours is necessary, and demonstrates that the requested time
will alleviate the problem as expeditiously as practicable.
Based on our survey results and a review of operating permits, we
expect most (if not all) large copper and other nonferrous foundries
will use a fabric filter to control emissions from melting operations.
However, it is conceivable that a new or existing foundry could use a
device other than a fabric filter. We revised the monitoring
requirements for large copper and other nonferrous foundries that use a
control device other than a fabric filter to require that they submit a
request to use alternative monitoring procedures as required by the
General Provisions (section 63.8(f)(4)). Submitting this request is
consistent with EPA's requirements and procedures for alternative
monitoring.
Finally, we have clarified that the final rule does not include
other source categories, such as secondary aluminum production,
secondary copper production, secondary nonferrous metal production, and
primary copper smelting. We have explicitly stated in the rule that
primary and secondary metal melting operations are not subject to this
foundry rule. We clarified the definition of foundries to include the
casting of complex metal shapes and to exclude the products cast by
primary and secondary metal production facilities (e.g., sows, ingots,
bars, anode copper, rods, and copper cake).
V. Summary of Final Standards
A. Is My Foundry Subject to This Subpart?
The three source categories subject to this rule include aluminum
foundries, copper foundries, and other nonferrous foundries. Any
aluminum, copper, or other nonferrous foundry is subject to this
subpart if it (1) is an area source defined by 40 CFR 63.2, (2) has an
annual metal melt production in calendar year 2010 for existing
affected sources or an annual metal melt capacity at startup for new
affected sources of 600 tpy or more, and (3) is an aluminum foundry
that uses material containing ``aluminum foundry HAP,'' a copper
foundry that uses material containing ``copper foundry HAP,'' or an
other nonferrous foundry uses material containing ``other nonferrous
foundry HAP'' (as these terms are defined in more detail below).
Material containing ``aluminum foundry HAP'' is any material that
contains beryllium, cadmium, lead, or nickel in amounts greater than or
equal to 0.1 percent by weight (as the metal), or contains manganese in
amounts greater than or equal to 1.0 percent by weight (as the metal).
Material containing ``copper foundry HAP'' is any material that
contains lead or nickel in amounts greater than or equal to 0.1 percent
by weight (as the metal), or
[[Page 30369]]
contains manganese in amounts greater than or equal to 1.0 percent by
weight (as the metal). Material containing ``other nonferrous foundry
HAP'' is any material that contains chromium, lead, or nickel in
amounts greater than or equal to 0.1 percent by weight (as the metal).
The owner or operator must determine whether material contains
aluminum, copper, or other nonferrous foundry HAP, for example, by
using formulation data provided by the manufacturer or supplier, such
as the material safety data sheet (MSDS).
B. Do These Standards Apply to My Source?
The standards apply to the melting operations (the affected source)
at foundries subject to the rule as discussed above. More specifically,
the affected source is (and the standards apply to) (1) the collection
of all aluminum foundry melting operations that melt any material
containing aluminum foundry HAP, (2) the collection of all copper
foundry melting operations that melt any material containing copper
foundry HAP, and (3) the collection of all other nonferrous foundry
melting operations that melt any material containing other nonferrous
foundry HAP. ``Melting operations'' means the collection of furnaces
(e.g., induction, reverberatory, crucible, tower, dry hearth) used to
melt metal ingot, alloyed ingot and/or metal scrap to produce molten
metal that is poured into molds to make castings.
A foundry is an existing affected source if construction or
reconstruction of the melting operations commenced on or before
February 9, 2009. A foundry is a new affected source if construction or
reconstruction of the melting operations commenced after February 9,
2009. Because the affected source is the collection of all the melting
operations at, for example, a copper foundry, addition of new melting
equipment at an existing affected source (i.e., a source constructed
before February 9, 2009) does not subject the foundry to the GACT
standards for a new affected source. Furthermore, the standards for a
new affected source would only apply to an aluminum, copper or other
nonferrous foundry that is constructed or reconstructed after February
9, 2009.
C. When Must I Comply With These Standards?
The owner or operator of an existing affected source is required to
comply with the rule no later than June 27, 2011. The owner or operator
of a new affected source is required to comply by June 25, 2009 or upon
startup of the source, whichever occurs later.
D. What Are the Final Standards?
These final standards establish that the following management
practices are GACT for all new and existing affected sources at
aluminum, copper, and other nonferrous foundries: (1) Cover or enclose
melting furnaces that are equipped with covers or enclosures during the
melting process, to the extent practicable (e.g., except when access is
needed, including, but not limited to, charging, alloy addition, and
tapping); and (2) purchase only scrap material that has been depleted
(to the extent practicable) of ``aluminum foundry HAP,'' ``copper
foundry HAP'', or ``other nonferrous foundry HAP'' in the materials
charged to the melting furnace(s), excluding HAP metals that are
required to be added for the production of alloyed castings or that are
required to meet written specifications for the casting. Owners or
operators of affected sources must develop and operate under a written
management practices plan for minimizing emissions from melting
operations that apply the two techniques described above. The rule also
requires owners or operators to retain the plan and the appropriate
records to demonstrate that the two techniques are used during melting
operations. Both EPA and the State permitting authority can request to
review the management practices plan at their discretion.
In addition, the owner or operator of an existing affected source
at a large copper foundry and other nonferrous foundry (i.e., one that
melts at least 6,000 tpy of copper and other nonferrous metal,
excluding aluminum) is required to achieve a PM control efficiency of
at least 95.0 percent or an outlet PM concentration of at most 0.015
grains per dry standard cubic foot (gr/dscf). The owner or operator of
a new affected source at a large copper foundry or other nonferrous
foundry must achieve a PM control efficiency of at least 99.0 percent
or an outlet PM concentration of at most 0.010 gr/dscf.
E. What Are the Testing and Monitoring Requirements?
1. Performance Test
No performance tests are required for an aluminum foundry or for a
small copper or other nonferrous foundry (i.e., one that melts less
than 6,000 tpy of copper and other nonferrous metal, excluding
aluminum) because they are subject only to the management practices as
described in 63.11550(a). The owner or operator of any existing or any
new affected source at a large copper or other nonferrous foundry is
required to conduct a one-time initial performance test to demonstrate
compliance with the PM/metal HAP standard. The owner or operator is
required to test PM emissions from melting operations using EPA Method
5 or 5D (40 CFR part 60, appendix A-3) or EPA Method 17 (40 CFR part
60, appendix A-6).
A performance test is not required for an existing affected source
if a prior performance test has been conducted within 5 years of the
compliance date using the methods required by this final rule, and
either (1) no process changes have been made since the test, or (2) the
owner or operator can demonstrate to the satisfaction of the permitting
authority that the results of the performance test, with or without
adjustments, reliably demonstrate compliance despite process changes.
2. Monitoring Requirements
The owner or operator of a new or existing affected source (i.e.,
the collection of melting operations as defined in section 63.11556 of
this final rule) is required to record information to document
conformance with the management practices plan, including conducting
monthly inspections, to document that the management practices are
being followed.
For existing affected sources at large copper or other nonferrous
foundries where PM emissions are controlled by a fabric filter, the
owner or operator is required to conduct daily observations of VE from
the fabric filter outlet during melting operations. We do not expect
any VE from a fabric filter that is properly designed, operated, and
maintained. Should any of the daily observations reveal any VE, the
owner or operator must initiate corrective action to determine the
cause of the VE within 1 hour and alleviate the cause of the emissions
within 3 hours of the observations by taking whatever corrective
actions are necessary. The owner or operator may take more than 3 hours
to alleviate the cause of VE if the owner or operator has already
identified the specific condition requiring more time in a monitoring
plan. In addition to identifying the condition in the plan, the owner
or operator must also adequately explain in the monitoring plan why it
is not feasible to alleviate this condition within 3 hours of the time
the VE occurs, provide an estimate of the time that it would take to
alleviate the cause, and demonstrate that the requested time will
ensure alleviation of this condition
[[Page 30370]]
as expeditiously as practicable. The owner or operator must record the
results of the daily observations and any corrective actions taken in
response to VE. Owners or operators of large copper or other nonferrous
foundries could decrease the frequency of observations from daily to
weekly if the foundry operates for at least 30 consecutive days without
any VE. The owner or operator must maintain adequate records to support
the claim of no VE for the 30-day operating period. After the foundry
converts to a weekly observation schedule, if any VE are observed, the
foundry must revert back to daily observations. The foundry may
subsequently reduce the observations to weekly if it operates for at
least 30 consecutive days without any VE.
As an alternative to the VE observations, an owner or operator of
an existing affected source at a large copper or other nonferrous
foundry may elect to operate and maintain a bag leak detection system
as described below for a new affected source at a large copper or other
nonferrous foundry.
The owner or operator of a new affected source (i.e., collection of
melting operations) at a large copper or other nonferrous foundry must
install, operate and maintain a bag leak detection system to monitor
the affected source. The owner or operator of a new affected source at
a large copper or other nonferrous foundry must also prepare a site-
specific monitoring plan for each bag leak detection system. As with
monitoring the VE for an existing affected source, EPA expects that a
properly designed, operated and maintained filter system will not
trigger the leak detection system.
Our study of the industry indicates that fabric filters are used as
the control device for melting furnaces; however, a new or existing
melting operation may use some other type of control device to meet the
PM emission standards. If a large copper or other nonferrous foundry
uses a control device other than a fabric filter for a new or existing
melting operation to comply with the PM emission standards, the owner
or operator must submit a request to use an alternative monitoring
procedure as required by the General Provisions in section 63.8(f)(4).
F. What Are the Notification, Recordkeeping, and Reporting
Requirements?
The owner or operator of an existing or new affected source is
required to comply with certain notification, recordkeeping and
reporting requirements of the General Provisions (40 CFR part 63,
subpart A), which are identified in Table 1 of the final rule. Each
owner or operator of an affected source is required to submit an
Initial Notification according to the requirements section 63.9(a)
through (d) and a Notification of Compliance Status according to the
requirements in section 63.9(h) of the NESHAP General Provisions (40
CFR part 63, subpart A). In addition to the information required in
63.9(h), the owner or operator must indicate how it plans to comply
with the requirements.
Each owner or operator of an existing or new affected source is
required to keep records to document compliance with the required
management practices. If the melting operations use a cover or
enclosure, the owner or operator must identify which melting furnaces
are equipped with a cover or enclosure, and record the results of the
monthly inspection in order to demonstrate compliance with the
procedures in the management practices plan for covers or enclosures.
These records may be in the form of a checklist.
The owner or operator of a new or existing affected source must
also keep records of the metal scrap purchased to demonstrate
compliance with the requirement that only metal scrap that has been
depleted of HAP metals prior to charging can be used in the melting
furnace(s).
Owners or operators of existing affected sources at large copper or
other nonferrous foundries equipped with a fabric filter that choose to
comply with the PM standard through visual emission observations must
maintain records of all VE monitoring data including:
Date, place, and time of the monitoring event;
Person conducting the monitoring;
Technique or method used;
Operating conditions during the activity;
Results, including the date, time, and duration of the
period from the time the monitoring indicated a problem to the time
that monitoring indicated proper operation.
Maintenance or other corrective action.
Recordkeeping requirements also apply to facilities that use bag
leak detection systems, including records of the bag leak detection
system output, bag leak detection system adjustments, the date and time
of all bag leak detection system alarms, and for each valid alarm, the
time corrective action was taken, the corrective action taken, and the
date on which corrective action was completed.
Existing affected sources at small copper and other nonferrous
foundries (excluding aluminum) must keep records to demonstrate that
the annual copper and other nonferrous metal melt production is less
than 6,000 tpy for each calendar year.
Similarly, new affected sources at small copper and other
nonferrous foundries (excluding aluminum) must keep records to
demonstrate that the annual copper and other nonferrous metal melt
capacity is less than 6,000 tpy for each calendar year.
If a deviation from the rule requirements occurs, an affected
source is required to submit a compliance report for that reporting
period. The final rule, section 63.11553(e), specifies the information
requirements for such compliance reports.
G. What Are the Title V Permit Requirements?
This final rule exempts the aluminum foundries, copper foundries,
and other nonferrous foundries area source categories from title V
permitting requirements unless the affected source is otherwise
required by law to obtain a title V permit. For example, sources that
have title V permits because they are major sources under the criteria
pollutant program (i.e., for PM, ozone, carbon monoxide, nitrogen
oxides, sulfur dioxide and lead) would maintain those permits.
VI. Summary of Comments and Responses
We received public comments on the proposed rule from a total of 24
commenters. These commenters included eight companies, seven trade
associations, five representatives of State agencies, three private
citizens, and one environmental organization. Sections VI.A through
VI.I of this preamble summarize the comments and provide our responses.
A. GACT Issues
1. Selection of GACT
Comment: One commenter stated that EPA's decision to issue GACT
standards pursuant to CAA section 112(d)(5), instead of MACT standards
pursuant to section 112(d)(2) and (3), is arbitrary and capricious
because EPA provided no rationale for its decision to issue GACT
standards. The commenter also claimed that the proposed standards are
based solely on cost and are thus unlawful and arbitrary.
The commenter claims that CAA section 112(d)(5) does not direct EPA
to set standards based on what is cost effective; rather, according to
the
[[Page 30371]]
commenter EPA must establish GACT based on the ``methods, practices and
techniques which are commercially available and appropriate for
application by the sources in the category considering economic
impacts.'' The commenter stated that because cost effectiveness is not
relevant under CAA section 112(d)(5), the reliance on cost
effectiveness as the sole determining factor in establishing GACT
renders the proposed standards unlawful.
Response: As the commenter recognizes, in section 112(d)(5),
Congress gave EPA explicit authority to issue alternative emission
standards for area sources. Specifically, section 112(d)(5), which is
titled ``Alternative standard for area sources,'' provides:
With respect only to categories and subcategories of area
sources listed pursuant to subsection (c) of this section, the
Administrator may, in lieu of the authorities provided in paragraph
(2) and subsection (f) of this section, elect to promulgate
standards or requirements applicable to sources in such categories
or subcategories which provide for the use of generally available
control technologies or management practices by such sources to
reduce emissions of hazardous air pollutants. See CAA section
112(d)(5) (emphasis added).
There are two critical aspects to section 112(d)(5). First, section
112(d)(5) applies only to those categories and subcategories of area
sources listed pursuant to section 112(c). The commenter does not
dispute that EPA listed the aluminum, copper, and other nonferrous
foundries area source categories pursuant to section 112(c). Second,
section 112(d)(5) provides that for area sources listed pursuant to
section 112(c)(3), EPA ``may, in lieu of'' the authorities provided in
section 112(d)(2) and 112(f), elect to promulgate standards pursuant to
section 112(d)(5). Section 112(d)(2) provides that emission standards
established under that provision ``require the maximum degree of
reduction in emissions'' of HAP (also known as MACT). Section
112(d)(3), in turn, defines what constitutes the ``maximum degree of
reduction in emissions'' for new and existing sources. See section
112(d)(3).\2\ Webster's dictionary defines the phrase ``in lieu of'' to
mean ``in the place of'' or ``instead of.'' See Webster's II New
Riverside University (1994). Thus, section 112(d)(5) authorizes EPA to
promulgate standards under section 112(d)(5) that provide for the use
of GACT, instead of issuing MACT standards pursuant to section
112(d)(2) and (d)(3). The statute does not set any condition precedent
for issuing standards under section 112(d)(5) other than that the area
source category or subcategory at issue must be one that EPA listed
pursuant to section 112(c)(3), which is the case here.\3\
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\2\ Specifically, section 112(d)(3) sets the minimum degree of
emission reduction that MACT standards must achieve, which is known
as the MACT floor. For new sources, the degree of emission reduction
shall not be less stringent than the emission control that is
achieved in practice by the best-controlled similar source, and for
existing sources, the degree of emission reduction shall not be less
stringent than the average emission limitation achieved by the best
performing 12 percent of the existing sources for which the
Administrator has emissions information. Section 112(d)(2) directs
EPA to consider whether more stringent--so called ``beyond-the-
floor''--limits are technologically achievable considering, among
other things, the cost of achieving the emission reduction.
\3\ Section 112(d)(5) also references section 112(f). See CAA
section 112(f)(5) (titled ``Area Sources''), which provides that EPA
is not required to conduct a review or promulgate standards under
section 112(f) for any area source category or subcategory listed
pursuant to section 112(c)(3) and for which an emission standard is
issued pursuant to section 112(d)(5).
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The commenter argues that EPA must provide a rationale for issuing
GACT standards under section 112(d)(5), instead of MACT standards. The
commenter is incorrect. Had Congress intended that EPA first conduct a
MACT analysis for each area source category, Congress would have stated
so expressly in section 112(d)(5). Congress did not require EPA to
conduct any MACT analysis, floor analysis or beyond-the-floor analysis
before the Agency could issue a section 112(d)(5) standard. Rather,
Congress authorized EPA to issue GACT standards for area source
categories listed under section 112(c)(3), and that is precisely what
EPA has done in this rulemaking.
Although EPA need not justify its exercise of discretion in
choosing to issue a GACT standard for an area source listed pursuant to
section 112(c)(3), EPA still must have a reasoned basis for the GACT
determination for the particular area source category. The legislative
history supporting section 112(d)(5) provides that GACT is to
encompass:
* * * methods, practices and techniques which are commercially
available and appropriate for application by the sources in the
category considering economic impacts and the technical capabilities
of the firms to operate and maintain the emissions control systems.
See Senate Report on the 1990 Amendments to the Act (S. Rep. No. 101-
228, 101st Cong. 1st session. 171-172). The discussion in the Senate
report clearly provides that EPA may consider costs in determining what
constitutes GACT for the area source category.
Congress plainly recognized that area sources differ from major
sources, which is why Congress allowed EPA to consider costs in setting
GACT standards for area sources under section 112(d)(5), but did not
allow that consideration in setting MACT floors for major sources
pursuant to section 112(d)(3). This important dichotomy between section
112(d)(3) and section 112(d)(5) provides further evidence that Congress
sought to do precisely what the title of section 112(d)(5) states--
provide EPA the authority to issue ``[a]lternative standards for area
sources.''
Notwithstanding the commenter's claim, EPA properly issued
standards for the area source categories at issue here under section
112(d)(5) and in doing so provided a reasoned basis for its selection
of GACT for these area source categories. As explained in the proposed
rule and below, EPA evaluated the control technologies and management
practices that reduce HAP emissions at aluminum, copper and other
nonferrous foundries, including those at both major and area sources.
See 74 FR 6512. In its evaluation, EPA used information from an EPA
survey of the three source categories, discussed options for control
with industry trade associations, and reviewed operating permits to
identify the emission controls and management practices that are
currently used to control PM and metal HAP emissions. We also
considered technologies and practices at major and area sources in
similar categories. For example, we reviewed the management practices
required by the area source standards for iron and steel foundries (40
CFR part 63, subpart ZZZZZ).
In our evaluation, we identified certain management practices and
PM control techniques that have been implemented at a significant
number of foundries. Of the management practices identified, two in
particular were used frequently: (1) Cover or enclose melting furnaces
that are equipped with covers or enclosures during the melting process,
and (2) purchase only scrap that has been depleted (to the extent
practicable) of HAP metals in the materials charged to the melting
furnace. Of the PM control technologies identified, we found that large
copper and other nonferrous foundries (i.e., foundries melting 6,000
tpy or more of copper and other nonferrous metal) frequently used
control technologies to reduce PM/HAP emissions, while smaller (less
than 6,000 tpy) did not. Furthermore, we found that large copper and
other nonferrous foundries used fabric filters as the primary technique
to reduce PM/HAP metal emissions. The
[[Page 30372]]
wide use of the management techniques and PM controls indicates that
such practices are generally available for the area source categories
at issue.
The commenter further argues that EPA inappropriately chose the
management practices and controls described above as GACT based solely
on costs, and according to the commenter, cost is not relevant to GACT
determinations and as such the standards are unlawful. We disagree.
First, contrary to the commenter's assertions, EPA did not select GACT
on cost alone, as the discussion above supports. Second, and also
contrary to the commenter's assertions, the Agency's consideration of
cost effectiveness in establishing GACT and the Agency's views on what
is a cost-effective requirement under section 112(d)(5) are relevant.
The U.S. Court of Appeals for the DC Circuit has stated that cost
effectiveness is a reasonable measure of cost as long as the statute
does not mandate a specific method of determining cost. See Husqvarna
AB v. EPA, 254 F.3d 195, 201 (D.C. Cir. 2001) (finding EPA's decision
to consider costs on a per ton of emissions removed basis reasonable
because CAA section 213 did not mandate a specific method of cost
analysis).
In addition to evaluating what was generally available to the
foundries at issue, we considered costs and economic impacts in
determining GACT. We estimated the cost of compliance for the proposed
rule to include a one-time first year cost of $656,000, a recurring
total annualized cost of $645,000 per year, and an average of $2,000
per year per plant. (74 FR 6522). To the best of our knowledge and
based on the information we have available, the management practices
are not costly to implement and would not result in any significant
adverse economic impact on any foundry. Our economic impact analysis
estimated that the proposed rule would have an impact of less than 0.05
percent of sales (74 FR 6523). We believe the consideration of costs
and economic impacts is especially important for determining GACT for
the aluminum, copper, and other nonferrous foundries because, given
their relatively low level of HAP emissions, requiring additional
controls would result in only marginal reductions in emissions at very
high costs for modest incremental improvement in control.
Finally, even though not required, EPA did provide a rationale for
why it set a GACT standard in the proposed rule. In the proposal, we
explained that the facilities in the source categories at issue here
are already well controlled for the urban HAP for which the source
category was listed pursuant to section 112(c)(3). See 74 FR 6517 and
6522. Consideration of costs and economic impacts proves especially
important for the well-controlled area sources at issue in this final
action. Given the current, well-controlled emission levels, a MACT
floor determination, where costs cannot be considered, could result in
only marginal reductions in emissions at very high costs for modest
incremental improvement in control for the area source category.
2. Cost Effectiveness of the GACT Standards
Comment: One commenter claimed that EPA did not undertake
sufficient analysis to support the conclusion that ``given their
relatively low levels of HAP emissions, requiring additional controls
would result in only marginal reductions in emissions at very high
costs for modest incremental improvement in control.'' (See 74 FR
6517.) As an example, the commenter said that for copper and other
nonferrous foundries that melt 6,000 tpy or more, EPA determined that
the majority of facilities currently operate using a control system for
PM, and that those controls achieve a reduction in PM emissions of 95
percent. According to the commenter, EPA did not consider setting a
tighter standard despite the fact that of the eight facilities that
reported the efficiency of their add-on controls, four achieved an
efficiency of 98 percent or higher. The commenter stated that when EPA
analyzed and rejected stronger control options, the analysis was based
solely on the cost-effectiveness of those controls. The commenter also
asserted that EPA should not have rejected the option of requiring all
copper and other nonferrous foundries to utilize add-on controls
because, in the commenter's view, such controls are ``generally
available'' and ``effective for controlling emissions of PM and metal
HAP from copper and nonferrous foundries.''
The commenter noted that EPA determined that it would be overly
costly to require facilities to install new PM control devices for the
under 6,000 tpy subcategory because the cost effectiveness was $50,000
per ton of PM and $1 million per ton of metal HAP. According to the
commenter, EPA neither claims that the economic impacts are too great
based on the profitability of these plants, nor determines how
economically significant it would be for such a plant to make the
necessary investment in these controls.
Response: EPA properly issued standards for the area source
categories at issue here under section 112(d)(5), and cost
effectiveness was not the only consideration in setting the standards.
In establishing GACT standards for all three types of foundries,
EPA determined that all affected sources subject to this rule must meet
two management practices applicable to the melting operations to reduce
the HAP emissions. First, covers or enclosures are used during the
melting operation on furnaces that have them to suppress emissions.
Second, the purchased scrap is depleted to the extent practicable of
HAP metals that are contaminants and are not necessary to meet product
specifications. EPA found that most of the sources in the survey
employed one or both of these methods to control HAP emissions from the
melting process. Affected sources must use these two practices to
comply with this area source standard. The general use of these methods
and their acceptable costs and economic impacts led EPA to choose these
as part of the GACT standards applicable to aluminum, copper and other
nonferrous foundries.
For existing large copper and other nonferrous foundries, EPA
determined these affected sources have generally available to them PM
control techniques that result in a PM control efficiency of 95
percent. The survey conducted prior to the proposal indicated that the
large copper and other nonferrous foundries used operating practices
and add-on control devices to control PM emissions. EPA requested test
data as part of the industry survey, but none was provided. Sources did
report control efficiencies, but in some cases, the control levels for
the baghouses and cartridge filters were engineering estimates or
equipment manufacturer specifications.
In choosing the management practices for foundries in all three
source categories and additional PM controls on large copper and other
nonferrous foundries, EPA looked to the discussion on GACT as found in
the Senate report on the legislation (Senate report No. 101-228, Dec.
20, 1989), which describes GACT as:
* * * methods, practices and techniques which are commercially
available and appropriate for application by the sources in the
category considering economic impacts and the technical capabilities
of the firms to operate and maintain the emission controls systems.
The information we collected supports a 95 percent control level
for PM (as a surrogate for metal HAP) as GACT for these two categories
of existing area sources. While the data collected during the survey
shows that
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some sources reported a 98 percent PM emission control efficiency, the
data also showed that the control equipment commercially available and
appropriate for application to these sources (e.g., baghouses) does not
result in control efficiencies of 98 percent on a continuing basis. See
Mossville Environmental Action Now v. EPA, 370 F.3d 1232, 1242 (D.C.
Cir. 2004) (EPA may appropriately account for operational variability
in setting section 112(d) emission standards).
EPA also determined that the cost associated with replacing
existing control equipment that achieves 95 percent control with newer
equipment to achieve 98 percent control would result in a cost and cost
effectiveness not justified by the incremental reduction in emissions.
For example, consider a copper foundry melting 6,000 tpy of copper in
electric induction furnaces with a fabric filter as the control device
operating at 95 percent control efficiency. Uncontrolled emissions of
PM (at 1.5 lb/ton) and HAP (at 5 percent of PM) of 4.5 tpy and 0.23
tpy, respectively, would be reduced to 0.225 and 0.0113 tpy,
respectively, assuming the 95 percent control efficiency of the
existing fabric filter. Either a new baghouse in series or an expanded
baghouse, both with newer fabric for the filter (e.g., membrane bags)
and a lower air-to-cloth ratio, would be required to increase the
control efficiency from 95 percent to 98 percent. At the new 98 percent
control level, emissions of PM and HAP would be reduced to 0.09 tpy and
0.0045 tpy, respectively. The capital cost of the new or expanded
baghouse would be $520,000 with a total annualized cost of $119,000 per
year (sized for a flow of 16,500 actual cubic feet per minute). The
incremental cost effectiveness for the upgrade would be $880,000/ton
for PM and $18,000,000/ton for HAP, which is a very high cost
effectiveness to achieve an additional HAP emission reduction of only
0.0067 tpy (0.0113 tpy at 95 percent control versus 0.0045 tpy at 98
percent control). As the commenter noted and quoted, we also presented
at proposal the very high cost effectiveness of requiring small copper
and other nonferrous foundries (i.e., all of the copper and nonferrous
foundries subject to the rule) to install PM controls. We do not
believe the cost numbers presented here and in the proposal are
reasonable for requiring PM controls for melting furnaces at all copper
and other nonferrous foundries.
Contrary to the commenter's assertions, the Agency's consideration
of cost effectiveness in establishing GACT and the Agency's views on
what is a cost-effective requirement under section 112(d)(5) are
relevant. The U.S. Court of Appeals for the DC Circuit has stated that
cost effectiveness is a reasonable measure of cost as long as the
statute does not mandate a specific method of determining cost. See
Husqvarna AB v. EPA, 349 U.S. App. D.C. 118, 254 F.3d 195, 201 (D.C.
Cir. 2001) (Finding EPA's decision to consider costs on a per ton of
emissions removed basis reasonable because CAA section 213 did not
mandate a specific method of cost analysis). Section 112(d)(5) does not
mandate a specific method for considering cost when setting GACT
standards.
The commenter has provided no information to support its assertion
that add-on control requirements for small copper and other nonferrous
foundries are generally available for melting operations in the two
source categories. The commenter also failed to provide any information
indicating that our cost- effectiveness determinations were
unreasonable and likewise failed to provide any information concerning
the economic impacts associated with requiring the standards that the
commenter suggests represent GACT. The GACT standards for the three
foundry area source categories are consistent with the requirements of
section 112(d)(5).
Comment: One commenter questioned the authority for the
promulgation of the GACT standards. The commenter stated it is
inconsistent with the CAA section 112(d)(1) schedules to promulgate
this new area source standard after the expiration of the schedules.
According to the commenter, it would be more appropriate to promulgate
GACT standards under CAA section 112(f)(2)(C) to comply with the court
order. The commenter stated he did not think the court intends to order
EPA to violate the time frame specified by the CAA.
Response: The commenter is incorrect. In Sierra Club v. Johnson,
(D.D.C. 2006), the Court held, among other things, that EPA violated a
mandatory duty by failing to establish emission standards for area
source categories listed pursuant to section 112(c)(3) and (k)(3)(B) by
the date specified in the statute. The Court issued an order in March
2006, requiring the Agency to promulgate emission standards for the
area source categories listed pursuant to section 112(c)(3) and
(k)(3)(B). In August 2006, the Court issued an opinion establishing
deadlines for issuing the standards. By issuing emission standards for
the three area source categories at issue in this rule, the Agency is
acting wholly consistently with the schedule set forth in the Court's
August 2006 opinion, as amended. The commenter's thoughts about what
the Court ``intend[ed] to order'' are wholly irrelevant. The order
speaks for itself, and the Agency continues to comply with the terms of
the order.
Moreover, because the requirements of the Court's order are
unambiguous, the commenter's thoughts about the ``appropriate[ness]''
of promulgating GACT standards under CAA section 112(f)(2)(C) are
similarly irrelevant. Furthermore, the commenter fails to recognize
that section 112(f) of the CAA addresses the second stage of standard
setting under section 112, and this phase occurs 8 years after the
initial promulgation of a technology-based standard under section
112(d). This rule marks the promulgation of a technology-based standard
under section 112(d). If EPA sought to conduct a residual risk analysis
for these categories, it would do so 8 years after issuance of the
section 112(d) standard. The commenter also fails to recognize that
residual risk review is not required for area sources where the
standards are based on GACT, as is the case in this rule. See CAA
112(f)(5).
2. Estimates of Impacts of the Proposed Rule
Comment: One commenter stated that EPA did not estimate the
emissions reductions or cost effectiveness associated with the
management practices that represent GACT. The commenter noted that EPA
estimated the costs associated with the rule, but not the emissions
reductions, and consequently, did not show that GACT was cost
effective. The commenter asked that EPA identify the amount of HAP
reductions associated with the rule, and reconsider the cost
effectiveness and potential impacts on area sources (almost all of
which are small businesses) if the environmental benefits are minimal.
One commenter stated it was the intent of the CAA that the area
source program results in reductions in emissions from area sources of
hazardous air pollution and expressed disappointment that EPA's
proposal states ``we estimate that the only impacts associated with the
proposed rule are the compliance requirements (i.e., monitoring,
reporting, recordkeeping and testing).'' The commenter was concerned
that such proposals are merely paperwork exercises and are not
responsive to Congress' intent to reduce hazardous air pollution when
it included the area source provisions in the CAA. The
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commenter recommended that in this rule and in future area source
proposals, EPA incorporate provisions that will provide additional
public health protection from the adverse effects of emissions of HAP
from area sources.
One commenter stated that, as described in the CAA section
112(k)(1), the purpose of the area source program is to ``achieve a
substantial reduction in emissions of hazardous air pollutants from
area sources and an equivalent reduction in the public health risks
associated with such sources * * *'' According to the commenter, the
approach laid out by EPA in the proposed rule does not reflect this
purpose and instead focuses entirely on cost estimates. The commenter
stated that the preamble did not contain any discussion or estimate of
the current emissions of HAP from the sources to be regulated or the
public health risks associated with those sources, and that there was
no discussion of the expected benefits of the proposed rule.
Response: We disagree with the commenter's assertions that EPA did
not show that GACT for these sources was cost effective. We examined
all available HAP emission reduction approaches and determined GACT,
considering costs, economic impacts, and the cost effectiveness of PM
control devices (74 FR 6518 and 6523). Few additional quantifiable
emission reductions at existing affected sources are expected to result
from the requirements of this rule because most of the existing
affected sources are already implementing the process improvements,
management practices, and control devices required by this rule. The
requirements in the final rule, however, will prevent any existing
facilities from making changes that could result in less stringent
requirements and an increase in HAP emissions. Codifying these
requirements will result in fewer emissions from new affected sources
at large copper and other nonferrous foundries due to the more
stringent PM/metal HAP emission standards and continuous monitoring by
bag leak detectors. In addition, we expect that the increased attention
to the implementation of management practices, recordkeeping, and the
monitoring of control devices required by the rule will result in
additional emission reductions because the management practices will be
applied more consistently and uniformly, and control device monitoring
will result in shorter times that fabric filter bags are allowed to
leak. The management practices will also focus more attention on the
raw materials (metals) being melted and will promote pollution
prevention for reducing HAP emissions.
Although we are, in large part, codifying the status quo, the
emission reductions we are obtaining, as compared to 1990 levels, are
significant because these facilities have implemented controls over the
past 20 years. For example, HAP emissions reported to the 1990 Toxics
Release Inventory (TRI) by 86 foundries in these three source
categories totaled 18.2 tpy compared to 13.6 tpy in 2005 with 132
plants reporting (i.e., there has been a large decrease in emissions
even though over 50 percent more plants were reporting to the TRI).
These reductions are consistent with the goals of the Urban Air Toxics
Strategy, which uses 1990 as the baseline year and measures reductions
against that baseline.
Finally, one commenter requests that EPA incorporate provisions
that will provide additional public health protection from HAP
emissions. In this rule, we set technology-based standards pursuant to
section 112(d)(5) for three area source categories. The emission
control requirements in the final rule reflect GACT. Although assessing
public health risks is not a part of the GACT determination, we believe
that the rule requirements will provide important public health
protection, as discussed above.
3. GACT Determination for PM
Comment: One commenter stated that it was unclear from the
adm