Taking and Importing Marine Mammals; U.S. Navy Training in the Cherry Point Range Complex, 28370-28391 [E9-13696]
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(i) The Navy shall respond to NMFS’
comments and requests for additional
information or clarification on the JAX
Range Complex Comprehensive Report,
the Annual JAX Range Complex
Exercise Report, or the Annual JAX
Range Complex Monitoring Plan Report
(or the multi-Range Complex Annual
Monitoring Plan Report, if that is how
the Navy chooses to submit the
information) if submitted within 3
months of receipt. These reports will be
considered final after the Navy has
addressed NMFS’ comments or
provided the requested information, or
three months after the submittal of the
draft if NMFS does not comment by
then.
(j) In 2011, the Navy shall convene a
Monitoring Workshop in which the
Monitoring Workshop participants will
be asked to review the Navy’s
Monitoring Plans and monitoring results
and make individual recommendations
(to the Navy and NMFS) of ways of
improving the Monitoring Plans. The
recommendations shall be reviewed by
the Navy, in consultation with NMFS,
and modifications to the Monitoring
Plan shall be made, as appropriate.
§ 218.15 Applications for Letters of
Authorization.
To incidentally take marine mammals
pursuant to these regulations, the U.S.
citizen (as defined by § 216.103 of this
chapter) conducting the activity
identified in § 218.10(a) (the U.S. Navy)
must apply for and obtain either an
initial Letter of Authorization in
accordance with § 218.16 or a renewal
under § 218.17.
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§ 218.16
Letters of Authorization.
(a) A Letter of Authorization, unless
suspended or revoked, will be valid for
a period of time not to exceed the period
of validity of this subpart, but must be
renewed annually subject to annual
renewal conditions in § 218.17.
(b) Each Letter of Authorization will
set forth:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact on the
species, its habitat, and on the
availability of the species for
subsistence uses (i.e., mitigation); and
(3) Requirements for mitigation,
monitoring and reporting.
(c) Issuance and renewal of the Letter
of Authorization will be based on a
determination that the total number of
marine mammals taken by the activity
as a whole will have no more than a
negligible impact on the affected species
or stock of marine mammal(s).
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§ 218.17 Renewal of Letters of
Authorization and adaptive management.
(a) A Letter of Authorization issued
under § 216.106 and § 218.16 of this
chapter for the activity identified in
§ 218.10(c) will be renewed annually
upon:
(1) Notification to NMFS that the
activity described in the application
submitted under § 218.15 shall be
undertaken and that there will not be a
substantial modification to the
described work, mitigation or
monitoring undertaken during the
upcoming 12 months;
(2) Timely receipt of the monitoring
reports required under § 218.14; and
(3) A determination by NMFS that the
mitigation, monitoring and reporting
measures required under § 218.13 and
the Letter of Authorization issued under
§§ 216.106 and 218.16 of this chapter
were undertaken and will be undertaken
during the upcoming annual period of
validity of a renewed Letter of
Authorization.
(b) If a request for a renewal of a
Letter of Authorization issued under
§§ 216.106 and 218.17 of this chapter
indicates that a substantial modification
to the described work, mitigation or
monitoring undertaken during the
upcoming season will occur, NMFS will
provide the public a period of 30 days
for review and comment on the request.
Review and comment on renewals of
Letters of Authorization are restricted
to:
(1) New cited information and data
indicating that the determinations made
in this document are in need of
reconsideration, and
(2) Proposed changes to the mitigation
and monitoring requirements contained
in these regulations or in the current
Letter of Authorization.
(c) A notice of issuance or denial of
a renewal of a Letter of Authorization
will be published in the Federal
Register.
(d) NMFS, in response to new
information and in consultation with
the Navy, may modify the mitigation or
monitoring measures in subsequent
LOAs if doing so creates a reasonable
likelihood of more effectively
accomplishing the goals of mitigation
and monitoring set forth in the preamble
of these regulations. Below are some of
the possible sources of new data that
could contribute to the decision to
modify the mitigation or monitoring
measures:
(1) Results from the Navy’s
monitoring from the previous year
(either from JAX Study Area or other
locations).
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(2) Findings of the Monitoring
Workshop that the Navy will convene in
2011 (§ 218.14(j)).
(3) Compiled results of Navy funded
research and development (R&D) studies
(presented pursuant to the ICMP
(§ 218.14(d)).
(4) Results from specific stranding
investigations (either from the JAX
Range Complex Study Area or other
locations).
(5) Results from general marine
mammal and sound research (funded by
the Navy (described below) or
otherwise).
(6) Any information which reveals
that marine mammals may have been
taken in a manner, extent or number not
authorized by these regulations or
subsequent Letters of Authorization.
§ 218.18 Modifications to Letters of
Authorization.
(a) Except as provided in paragraph
(b) of this section, no substantive
modification (including withdrawal or
suspension) to the Letter of
Authorization by NMFS, issued
pursuant to § 216.106 of this chapter
and § 218.16 and subject to the
provisions of this subpart shall be made
until after notification and an
opportunity for public comment has
been provided. For purposes of this
paragraph, a renewal of a Letter of
Authorization under § 218.17, without
modification (except for the period of
validity), is not considered a substantive
modification.
(b) If the Assistant Administrator
determines that an emergency exists
that poses a significant risk to the wellbeing of the species or stocks of marine
mammals specified in § 218.11(b), a
Letter of Authorization issued pursuant
to § 216.106 of this chapter and § 218.16
may be substantively modified without
prior notification and an opportunity for
public comment. Notification will be
published in the Federal Register
within 30 days subsequent to the action.
[FR Doc. E9–13698 Filed 6–8–09; 4:15 pm]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 218
RIN 0648–AX10
Taking and Importing Marine
Mammals; U.S. Navy Training in the
Cherry Point Range Complex
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
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Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
SUMMARY: NMFS, upon application from
the U.S. Navy (Navy), is issuing
regulations to govern the unintentional
taking of marine mammals incidental to
activities conducted at the Cherry Point
Range Complex for the period of June
2009 through June 2014. The Navy’s
activities are considered military
readiness activities pursuant to the
Marine Mammal Protection Act
(MMPA), as amended by the National
Defense Authorization Act for Fiscal
Year 2004 (NDAA). These regulations,
which allow for the issuance of ‘‘Letters
of Authorization’’ (LOAs) for the
incidental take of marine mammals
during the described activities and
specified timeframes, prescribe the
permissible methods of taking and other
means of effecting the least practicable
adverse impact on marine mammal
species and their habitat, as well as
requirements pertaining to the
monitoring and reporting of such taking.
DATES: Effective June 8, 2009 and is
applicable to the Navy on June 5, 2009
through June 4, 2014.
ADDRESSES: A copy of the Navy’s
application (which contains a list of the
references used in this document),
NMFS’ Record of Decision (ROD), and
other documents cited herein may be
obtained by writing to Michael Payne,
Chief, Permits, Conservation and
Education Division, Office of Protected
Resources, National Marine Fisheries
Service, 1315 East-West Highway, Silver
Spring, MD 20910–3225 or by telephone
via the contact listed here (see FOR
FURTHER INFORMATION CONTACT).
Additionally, the Navy’s LOA
application may be obtained by visiting
the Internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm#applications.
FOR FURTHER INFORMATION CONTACT:
Shane Guan, Office of Protected
Resources, NMFS, (301) 713–2289, ext.
137.
SUPPLEMENTARY INFORMATION: Extensive
Supplementary Information was
provided in the proposed rule for this
activity, which was published in the
Federal Register on Monday, March 16,
2009 (74 FR 11052). This information
will not be reprinted here in its entirety;
rather, all sections from the proposed
rule will be represented herein and will
contain either a summary of the material
presented in the proposed rule or a note
referencing the page(s) in the proposed
rule where the information may be
found. Any information that has
changed since the proposed rule was
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published will be addressed herein.
Additionally, this final rule contains a
section that responds to the comments
received during the public comment
period.
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce (Secretary)
to allow, upon request, the incidental,
but not intentional taking of marine
mammals by U.S. citizens who engage
in a specified activity (other than
commercial fishing) during periods of
not more than five consecutive years
each if certain findings are made and
regulations are issued or, if the taking is
limited to harassment, notice of a
proposed authorization is provided to
the public for review.
Authorization shall be granted if
NMFS finds that the taking will have a
negligible impact on the species or
stock(s), will not have an unmitigable
adverse impact on the availability of the
species or stock(s) for subsistence uses,
and if the permissible methods of taking
and requirements pertaining to the
mitigation, monitoring and reporting of
such taking are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as:
An impact resulting from the specified
activity that cannot be reasonably expected
to, and is not reasonably likely to, adversely
affect the species or stock through effects on
annual rates of recruitment or survival.
The National Defense Authorization
Act of 2004 (NDAA) (Pub. L.108–136)
removed the ‘‘small numbers’’ and
‘‘specified geographical region’’
limitations and amended the definition
of ‘‘harassment’’ as it applies to a
‘‘military readiness activity’’ to read as
follows (Section 3(18)(B) of the MMPA):
(i) Any act that injures or has the
significant potential to injure a marine
mammal or marine mammal stock in the wild
[Level A Harassment]; or (ii) any act that
disturbs or is likely to disturb a marine
mammal or marine mammal stock in the wild
by causing disruption of natural behavioral
patterns, including, but not limited to,
migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where such
behavioral patterns are abandoned or
significantly altered [Level B Harassment].
Summary of Request
On June 5, 2008, NMFS received an
application from the Navy requesting
authorization for the take of Atlantic
spotted dolphin incidental to the
proposed training activities in the
Cherry Point Range Complex over the
course of 5 years. On June 17, 2008, the
Navy submitted an Addendum with
some modifications and additional
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information to its original requests. The
activities to be conducted in the Cherry
Point Range Complex are classified
military readiness activities. The Navy
states that these training activities may
cause various impacts to marine
mammal species in the proposed Cherry
Point Range Complex area. The Navy
requests an authorization to take two
individuals of Atlantic spotted dolphins
annually by Level B Harassment. The
Navy does not anticipate any Level A
harassment (injury). Please refer to the
take table on page 6 to the Addendum
of the LOA application for detailed
information of the potential exposures
from explosive ordnance (per year) for
marine mammals in the Cherry Point
Range Complex. Due to the proposed
mitigation and monitoring measures,
NMFS does not expect the proposed
action would result in any marine
mammal mortality. Therefore, no
mortality would be authorized for the
Navy’s Cherry Point Range Complex
training activities.
Description of the Specified Activities
The proposed rule contains a
complete description of the Navy’s
specified activities that are covered by
these final regulations, and for which
the associated incidental take of marine
mammals will be authorized in the
related LOAs. The proposed rule
describes the nature and number of the
training activities. These training
activities consist of surface warfare
[Missile Exercise (MISSILEX)], mine
warfare [Mine Exercise (MINEX)],
amphibious warfare [Firing Exercise
(FIREX)], and vessel movement to, from
and within the Cherry Point Range
Complex Study Area. The descriptions
of MISSILEX and vessel movement
contained in the proposed rule (74 FR
11052; pages 11052–11053) have not
changed. The Navy made subsequent
modifications to the description of the
MINEX and FIREX activities since the
proposed rule was published. The
purpose of the modifications is to
improve clarity and readability. The
change in description of the MINEX and
FIREX activities has not affected the
analyses originally presented in the
proposed rule or contained in this final
rule. Revised descriptions of MINEX
and FIREX follow:
Mine Warfare/Mine Exercises
Mine Warfare (MIW) includes the
strategic, operational, and tactical use of
mines and mine countermeasures
(MCM). MIW has two basic
subdivisions: (a) Laying mines to
degrade the enemy’s capabilities to
wage land, air, and maritime warfare,
and (b) countering enemy-laid mines to
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permit friendly maneuver or use of
selected land or sea areas (DoN, 2007d).
MIW training events are of two types:
MCM and mine neutralization.
MCM operations train forces to detect,
identify, classify, mark, avoid, and
disable (or verify destruction of)
underwater mines (bottom or moored)
using a variety of methods including air,
surface, sub-surface, and ground assets.
Mine hunting techniques involve divers,
specialized sonar, and unmanned
underwater vehicles (UUVs) to locate
and classify the mines and then destroy
them using one of two methods:
Mechanical (explosive cutters) or
influence (matching the acoustic,
magnetic, or pressure signature of the
mine). The MCM systems currently used
in Navy Cherry Point Study Area are
deployed aboard the MH–53E
helicopters. They include mine hunting
sonar (AQS–24A), influence mine
sweeping systems (MK–105) and
mechanical mine sweeping systems
(MK–103), none of which result in
underwater detonations.
Mine Neutralization Exercises
(MINEX) involve the localization,
identification, evaluation, rendering
safe, and disposal of mines that
constitute a threat to ships or personnel.
This mission is currently done primarily
by Explosive Ordnance Disposal (EOD)
divers. They typically deploy from a
ship or small boat to relocate and
neutralize mines initially located by
another source, such as an MCM or
coastal minehunter MHC class ship or
an MH–53 or MH–60 helicopter. The
EOD divers set an explosive charge on
a floating or underwater mine which
they initiate remotely after clearing the
area. The pressure and energy exerted in
the water from the relatively smaller
EOD explosive charge causes the mine
to explode. These operations in the
Navy Cherry Point Study Area involve
neutralizing inert training mineshapes
with charges of up to 20 lbs Net
Explosive Weight (NEW). They will
occur only during daylight hours in the
locations described in Figure 1 of the
LOA application.
In addition to the current MIW
systems, the Navy will begin training
with new Organic Mine
Countermeasures (OMCM) systems in
the Navy Cherry Point Study Area as
they are introduced into the fleet. The
OMCM systems will operate from MH–
60S helicopters, including mine hunting
sonar (AQS–20); influence mine
sweeping towed arrays (Organic
Airborne and Surface Influence Sweep
[OASIS]); mine hunting laser (Airborne
Laser Mine Detection System [ALMDS])
that uses a light imaging detecting and
ranging (LIDAR) to detect, localize, and
classify near-surface moored/floating
mines; and anti-mine ordnance systems
(Rapid Airborne Mine Clearance System
[RAMICS] and Airborne Mine
Neutralization System [AMNS]). No
OMCM training events will involve
underwater detonations.
Amphibious Warfare
Amphibious Warfare (AMW) involves
projecting military power ashore with
U.S. Marine Corps (USMC) landing
forces supported by naval firepower and
logistics. AMW encompasses a broad
spectrum of operations involving
maneuver from the sea to objectives
ashore, ranging from shore assaults, boat
raids, ship-to-shore maneuver, shore
bombardment and other naval fire
support, and air strike and close air
support. In the Navy Cherry Point Study
Area, the Navy and Marine Corps
conduct extensive AMW training, but
the only events involving underwater
detonation are Firing Exercises (FIREX).
During a FIREX, surface ships use
their main battery guns to fire from sea
at land targets in support of military
forces ashore. The east coast has very
limited access to land ranges for shore
bombardment. To compensate, Atlantic
Fleet cruisers and destroyers can create
virtual land masses on their fire control
consoles. The ships fire at an array of
buoys (Integrated Maritime Portable
Acoustic Scoring and Simulation
System [IMPASS]) that detect where the
rounds landed, thereby allowing the
ship to score the accuracy of its gunners.
A FIREX (IMPASS) event in the Navy
Cherry Point Study Area typically
involves up to 70 rounds, 39 of which
have high explosive warheads and the
rest are inert, and occur only during
daylight hours in the locations
described in Figure 1 of the LOA
application.
TABLE 1—LEVELS OF TRAINING EVENTS INVOLVE EXPLOSIVES PLANNED IN THE CHERRY POINT RANGE COMPLEX PER
YEAR
Operation
MISSILEX (Air to Surface).
MINEX ............................
FIREX with IMPASS.6
Platform
System/ordnance
Number of events
Time of day
AH–1W Helicopter .......
AGM–114 (Hellfire; 8-lb
NEW 1 HE 2 rounds 3).
TOW 4 Missile (all
15.33 NEW HE
rounds) 3.
20 lb NEW charges ......
5″ gun (IMPASS) .........
6 sorties (6 HE missiles).
8 sorties (8 missiles) ....
Day or Night .................
20 events .....................
2 events (78 HE
rounds).
Day ...............................
Day ...............................
EOD 5 ...........................
CG, DDG 7 ...................
Event duration
1 hour.
1 hour.
8 hours.
12 hours.
1 NEW:
Net explosive weight.
High Explosive.
3 Uses stationary or towed surface targets; 1 missile/sortie.
4 TOW: Tube-launched, Optically tracked, Wire-guided.
5 EOD: Explosive ordnance disposal.
6 IMPASS: Integrated Maritime Portable Acoustic Scoring and Simulation System.
7 CG: guided missile cruiser; DDG: guided missile destroyer.
2 HE:
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Cherry Point Range Complex
The Cherry Point Range Complex
proposed rule contains a description of
the Cherry Point Study Area along with
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a description of the areas in which
certain types of activities will occur.
Table 2, included here, summarizes the
areas in which explosive events will
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occur and their frequency of occurrence.
The description of the Cherry Point
Range Complex Study Area in the
proposed rule has not changed.
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28373
TABLE 2—NUMBER OF EVENTS UTILIZING EXPLOSIVE MUNITIONS WITHIN THE CHERRY POINT RANGE COMPLEX
Sub-area*
Ordnance
16 & 17 ...................................................
16 & 17 ...................................................
13 & 14 ...................................................
4 & 5 .......................................................
UNDET ....................................................
Winter
Spring
Summer
Fall
MISSILEX ...............................................
Hellfire .....................................................
TOW .......................................................
FIREX with IMPASS ...............................
5″ rounds ................................................
5″ rounds ................................................
MINEX ....................................................
20 LB ......................................................
................
1.5
2
................
.25
.25
................
5
................
1.5
2
................
.25
.25
................
5
................
1.5
2
................
.25
.25
................
5
................
1.5
2
................
.25
.25
................
5
Annual
totals
14
6
8
2
1
1
20
20
* See Figure 1 of the LOA application for the location of sub-areas.
Description of Marine Mammals in the
Area of the Specified Activities
There are 33 cetacean species, 4
pinniped species, and 1 sirenian species
that have the potential or are confirmed
to occur in the Cherry Point Range
Complex (DoN, 2008). However, only 34
of those species are expected to occur
regularly in the OPAREA, as indicated
in Table 3. The remaining species are
considered extralimital in the Study
Area, indicating there are one or more
records of an animal’s presence in the
Study Area, but it is considered beyond
the normal range of the species.
Extralimital species will not be analyzed
further in this study. The Description of
Marine Mammals in the Area of the
Specified Activities section has not
changed from what was in the proposed
rule (74 FR 11052; pages 11054–11056).
TABLE 3—MARINE MAMMAL SPECIES FOUND IN THE CHERRY POINT RANGE COMPLEX
Family and scientific name
Common name
Federal status
Order Cetacea
Suborder Mysticeti (baleen whales)
Eubalaena glacialis ............................................
Megaptera novaeangliae ...................................
Balaenoptera acutorostrata ................................
B. brydei .............................................................
B. borealis ..........................................................
B. physalus ........................................................
B. musculus .......................................................
North Atlantic right whale .................................
Humpback whale ..............................................
Minke whale.
Bryde’s whale.
Sei whale ..........................................................
Fin whale ..........................................................
Blue whale ........................................................
Endangered.
Endangered.
Sperm whale ....................................................
Pygmy sperm whale.
Dwarf sperm whale.
Cuvier’s beaked whale.
True’s beaked whale.
Gervais’ beaked whale.
Sowerby’s beaked whale.
Blainville’s beaked whale.
Rough-toothed dolphin.
Bottlenose dolphin.
Pantropical spotted dolphin.
Atlantic spotted dolphin.
Spinner dolphin.
Clymene dolphin.
Striped dolphin.
Common dolphin.
Fraser’s dolphin.
Risso’s dolphin.
Melon-headed whale.
Pygmy killer whale.
False killer whale.
Killer whale.
Long-finned pilot whale.
Short-finned pilot whale.
Harbor porpoise.
Endangered.
Endangered.
Endangered.
Endangered.
Suborder Odontoceti (toothed whales)
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Physeter macrocephalus ...................................
Kogia breviceps .................................................
K. sima ...............................................................
Ziphius cavirostris ..............................................
Mesoplodon minus .............................................
M. europaeus .....................................................
M. bidens ...........................................................
M. densirostris ....................................................
Steno bredanensis .............................................
Tursiops truncatus .............................................
Stenella attenuata ..............................................
S. frontalis ..........................................................
S. longirostris .....................................................
S. clymene .........................................................
S. coeruleoalba ..................................................
Delphinus delphis ...............................................
Lagenodephis hosei ...........................................
Grampus griseus ................................................
Peponocephala electra ......................................
Feresa attenuata ................................................
Pseudorca crassidens ........................................
Orcinus orca .......................................................
Globicephala melas ...........................................
G. macrorhynchus ..............................................
Phocoena phocoena ..........................................
Order Carnivora
Suborder Pinnipedia (seals, sea lions, walruses)
Phoca vitulina .....................................................
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Harbor seal
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TABLE 3—MARINE MAMMAL SPECIES FOUND IN THE CHERRY POINT RANGE COMPLEX—Continued
Family and scientific name
Common name
Federal status
Order Sirenia
West Indian manatee .......................................
Endangered.
Potential Impacts to Marine Mammal
Species
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Trichechus manatus ...........................................
vessel traffic and vessel noise, and a
lack of consensus among scientists with
respect to what these responses mean or
whether they result in short-term or
long-term adverse effects. In those cases
where there is a busy shipping lane or
where there is large amount of vessel
traffic, marine mammals may
experience acoustic masking
(Hildebrand, 2005) if they are present in
the area (e.g., killer whales in Puget
Sound; Foote et al., 2004; Holt et al.,
2008). In cases where vessels actively
approach marine mammals (e.g., whale
watching or dolphin watching boats),
scientists have documented that animals
exhibit altered behavior such as
increased swimming speed, erratic
movement, and active avoidance
behavior (Bursk, 1983; Acevedo, 1991;
Baker and MacGibbon, 1991; Trites and
Bain, 2000; Williams et al., 2002;
Constantine et al., 2003), reduced blow
interval (Ritcher et al., 2003), disruption
of normal social behaviors (Lusseau,
2003; 2006), and the shift of behavioral
activities which may increase energetic
costs (Constantine et al., 2003; 2004)). A
detailed review of marine mammal
reactions to ships and boats is available
in Richardson et al. (1995). For each of
the marine mammals taxonomy groups,
Richardson et al. (1995) provided the
following assessment regarding cetacean
reactions to vessel traffic:
Toothed whales: ‘‘In summary,
toothed whales sometimes show no
avoidance reaction to vessels, or even
approach them. However, avoidance can
occur, especially in response to vessels
of types used to chase or hunt the
animals. This may cause temporary
displacement, but we know of no clear
evidence that toothed whales have
abandoned significant parts of their
range because of vessel traffic.’’
Baleen whales: ‘‘When baleen whales
receive low-level sounds from distant or
stationary vessels, the sounds often
seem to be ignored. Some whales
approach the sources of these sounds.
When vessels approach whales slowly
and nonaggressively, whales often
exhibit slow and inconspicuous
avoidance maneuvers. In response to
strong or rapidly changing vessel noise,
baleen whales often interrupt their
normal behavior and swim rapidly
away. Avoidance is especially strong
when a boat heads directly toward the
whale.’’
It is important to recognize that
behavioral responses to stimuli are
complex and influenced to varying
degrees by a number of factors such as
species, behavioral contexts,
geographical regions, source
characteristics (moving or stationary,
speed, direction, etc.), prior experience
of the animal, and physical status of the
animal. For example, studies have
shown that beluga whales reacted
differently when exposed to vessel noise
¨
and traffic. In some cases, naıve beluga
whales exhibited rapid swimming from
ice-breaking vessels up to 80 km away,
and showed changes in surfacing,
breathing, diving, and group
composition in the Canadian high
Arctic where vessel traffic is rare (Finley
et al., 1990). In other cases, beluga
whales were more tolerant of vessels,
but differentially responsive by
reducing their calling rates, to certain
vessels and operating characteristics
(especially older animals) in the St.
Lawrence River where vessel traffic is
common (Blane and Jaakson, 1994). In
Bristol Bay, Alaska, beluga whales
continued to feed when surrounded by
fishing vessels and resisted dispersal
even when purposefully harassed (Fish
and Vania, 1971).
In reviewing more than 25 years of
whale observation data, Watkins (1986)
concluded that whale reactions to vessel
traffic were ‘‘modified by their previous
experience and current activity:
habituation often occurred rapidly,
attention to other stimuli or
preoccupation with other activities
sometimes overcame their interest or
wariness of stimuli.’’ Watkins noticed
that over the years of exposure to ships
in the Cape Cod area, minke whales
(Balaenoptera acutorostrata) changed
from frequent positive (such as
approaching vessels) interest to
generally uninterested reactions; finback
whales (B. physalus) changed from
mostly negative (such as avoidance) to
uninterested reactions; right whales
(Eubalaena glacialis) apparently
continued the same variety of responses
(negative, uninterested, and positive
responses) with little change; and
humpbacks (Megaptera novaeangliae)
dramatically changed from mixed
responses that were often negative to
With respect to the MMPA, NMFS’
effects assessment serves four primary
purposes: (1) To prescribe the
permissible methods of taking (i.e.,
Level B Harassment (behavioral
harassment), Level A Harassment
(injury), or mortality, including an
identification of the number and types
of take that could occur by Level A or
B harassment or mortality) and to
prescribe other means of effecting the
least practicable adverse impact on such
species or stock and its habitat (i.e.,
mitigation); (2) to determine whether
the specified activity will have a
negligible impact on the affected species
or stocks of marine mammals (based on
the likelihood that the activity will
adversely affect the species or stock
through effects on annual rates of
recruitment or survival); (3) to
determine whether the specified activity
will have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (however,
there are no subsistence communities in
the Cherry Point Range Complex); and
(4) to prescribe requirements pertaining
to monitoring and reporting.
In the Potential Impacts to Marine
Mammal Species section of the
proposed rule, NMFS included a
qualitative discussion of the different
ways that vessel strikes and underwater
explosive detonations from MISSILEX,
MINEX, and FIREX may potentially
affect marine mammals (some of which
NMFS would not classify as
harassment). See 74 FR 11052, pages
11056–11062. Marine mammals may
experience direct physiological effects
(such as threshold shift), acoustic
masking, impaired communications,
stress responses, and behavioral
disturbance. The information contained
in Potential Impacts to Marine Mammal
Species section from the proposed rule
has not changed.
Additional analyses on potential
impacts to marine mammals from vessel
movement within the Cherry Point
Range Complex Study Area are added
below.
Vessel Movement
There are limited data concerning
marine mammal behavioral responses to
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often strongly positive reactions.
Watkins (1986) summarized that
‘‘whales near shore, even in regions
with low vessel traffic, generally have
become less wary of boats and their
noises, and they have appeared to be
less easily disturbed than previously. In
particular locations with intense
shipping and repeated approaches by
boats (such as the whale-watching areas
of Stellwagen Bank), more and more
whales had P [positive] reactions to
familiar vessels, and they also
occasionally approached other boats
and yachts in the same ways.’’
In the case of the Cherry Point Range
Complex, naval vessel traffic is expected
to be much lower than in areas where
there are large shipping lanes and large
numbers of fishing vessels and/or
recreational vessels. Nevertheless, the
proposed action area is well traveled by
a variety of commercial and recreational
vessels, so marine mammals in the area
are expected to be habituated to vessel
noise.
As described in the proposed rule,
operations involving vessel movements
occur intermittently and are variable in
duration, ranging from a few hours up
to 2 weeks. These operations are widely
dispersed throughout the Cherry Point
Range Complex OPAREA, which is a
vast area encompassing 18,617 square
nautical miles (nm2) (an area
approximately the size of West
Virginia). The Navy logs about 950 total
vessel days within the Study Area
during a typical year. Consequently, the
density of ships within the Study Area
at any given time is extremely low (i.e.,
less than 0.005 ships/nm2).
Moreover, naval vessels transiting the
study area or engaging in the training
exercises will not actively or
intentionally approach a marine
mammal or change speed drastically.
Except under certain mitigation
measures that protect right whales and
other marine mammals from vessel
strike, all vessels transit to, from, and
within the range complexes will be
traveling at speeds generally ranging
from 10 to 14 knots.
The final rule contains additional
mitigation measures requiring Navy
vessels to keep at least 500 yards (460
m) away from any observed whale and
at least 200 yards (183 m) from marine
mammals other than whales, and avoid
approaching animals head-on. Although
the radiated sound from the vessels will
be audible to marine mammals over a
large distance, it is unlikely that animals
will respond behaviorally to low-level
distant shipping noise as the animals in
the area are likely to be habituated to
such noises (Nowacek et al., 2004). In
light of these facts, NMFS does not
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expect the Navy’s vessel movements to
result in Level B harassment.
Acoustic Take Criteria
In the Acoustic Take Criteria section
of the proposed rule, NMFS described
the development and application of the
acoustic criteria for explosive
detonations (74 FR 11052; pages 11060–
11062). No changes to the modeling
have been made except for those
outlined in Potential Impacts to Marine
Mammal Species section of this
document.
Mitigation
In order to issue an incidental take
authorization (ITA) under Section
101(a)(5)(A) of the MMPA, NMFS must
prescribe regulations setting forth the
‘‘permissible methods of taking
pursuant to such activity, and other
means of effecting the least practicable
adverse impact on such species or stock
and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance.’’ The
NDAA amended the MMPA as it relates
to military readiness activities and the
incidental take authorization process
such that ‘‘least practicable adverse
impact’’ shall include consideration of
personnel safety, practicality of
implementation, and impact on the
effectiveness of the ‘‘military readiness
activity.’’ The Cherry Point Range
Complex training activities described in
this rulemaking are considered military
readiness activities.
NMFS reviewed the Navy’s proposed
Cherry Point Range Complex training
activities and the proposed Cherry Point
Range Complex mitigation measures
presented in the Navy’s application to
determine whether the activities and
mitigation measures were capable of
achieving the least practicable adverse
effect on marine mammals.
Any mitigation measure prescribed by
NMFS should be known to accomplish,
have a reasonable likelihood of
accomplishing (based on current
science), or contribute to the
accomplishment of one or more of the
general goals listed below:
(1) Avoidance or minimization of
injury or death of marine mammals
wherever possible (goals b, c, and d may
contribute to this goal).
(2) A reduction in the numbers of
marine mammals (total number or
number at biologically important time
or location) exposed to underwater
detonations or other activities expected
to result in the take of marine mammals
(this goal may contribute to a, above, or
to reducing harassment takes only).
(3) A reduction in the number of
times (total number or number at
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biologically important time or location)
individuals would be exposed to
underwater detonations or other
activities expected to result in the take
of marine mammals (this goal may
contribute to a, above, or to reducing
harassment takes only).
(4) A reduction in the intensity of
exposures (either total number or
number at biologically important time
or location) to underwater detonations
or other activities expected to result in
the take of marine mammals (this goal
may contribute to a, above, or to
reducing the severity of harassment
takes only).
(5) A reduction in adverse effects to
marine mammal habitat, paying special
attention to the food base, activities that
block or limit passage to or from
biologically important areas, permanent
destruction of habitat, or temporary
destruction/disturbance of habitat
during a biologically important time.
(6) For monitoring directly related to
mitigation—an increase in the
probability of detecting marine
mammals, thus allowing for more
effective implementation of the
mitigation (shut-down zone, etc.).
NMFS reviewed the Navy’s proposed
mitigation measures, which included a
careful balancing of the likely benefit of
any particular measure to the marine
mammals with the likely effect of that
measure on personnel safety,
practicality of implementation, and
impact on the ‘‘military-readiness
activity.’’
The Navy’s proposed mitigation
measures were described in detail in the
proposed rule (74 FR 11052, pages
11066–11069). Slight wording changes
have been made to the Personnel
Training—Lookouts section as
presented in the Proposed Rule (page
76592). Bullet 6 of that section is added
to clarify nighttime monitoring, which
reads as: ‘‘At night, to increase
effectiveness, lookouts would not
continuously sweep the horizon with
their eyes. Instead, lookouts would scan
the horizon in a series of movements
that would allow their eyes to come to
periodic rests as they scan the sector.
When visually searching at night, they
would look a little to one side and out
of the corners of their eyes, paying
attention to the things on the outer
edges of their field of vision. Lookouts
will also have night vision devices
available for use.’’
The Navy’s measures addressing
operating procedures for training
activities using underwater detonations
of explosives and firing exercises, and
mitigation related to vessel traffic and
the North Atlantic right whale were
described in the proposed rule. No
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changes have been made to the
mitigation measures described in the
proposed rule except the following.
In response to a comment from the
Marine Mammal Commission, NMFS
will require the Navy to suspend its
activities immediately if a marine
mammal is injured or killed as a result
of the proposed Navy training activities
(e.g., instances in which it is clear that
munitions explosions caused the injury
or death), and report such incident to
NMFS.
NMFS has determined that these
mitigation measures (which include a
suite of measures that specifically
address vessel transit and the NARW)
are adequate means of effecting the least
practicable adverse impacts on marine
mammal species or stocks and their
habitat while also considering personnel
safety, practicality of implementation,
and impact on the effectiveness of the
military readiness activity.
Monitoring
In order to issue an ITA for an
activity, Section 101(a)(5)(A) of the
MMPA states that NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ The MMPA implementing
regulations at 50 CFR 216.104 (a)(13)
indicate that requests for LOAs must
include the suggested means of
accomplishing the necessary monitoring
and reporting that will result in
increased knowledge of the species and
of the level of taking or impacts on
populations of marine mammals that are
expected to be present.
Monitoring measures prescribed by
NMFS should accomplish one or more
of the following general goals:
(1) An increase in the probability of
detecting marine mammals, both within
the safety zone (thus allowing for more
effective implementation of the
mitigation) and in general to generate
more data to contribute to the effects
analyses.
(2) An increase in our understanding
of how many marine mammals are
likely to be exposed to levels of
underwater detonations or other stimuli
that we associate with specific adverse
effects, such as behavioral harassment,
temporary threshold shift of hearing
sensitivity (TTS), or permanent
threshold shift of hearing sensitivity
(PTS).
(3) An increase in our understanding
of how marine mammals respond
(behaviorally or physiologically) to
underwater detonations or other stimuli
expected to result in take and how
anticipated adverse effects on
individuals (in different ways and to
varying degrees) may impact the
population, species, or stock
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(specifically through effects on annual
rates of recruitment or survival).
(4) An increased knowledge of the
affected species.
(5) An increase in our understanding
of the effectiveness of certain mitigation
and monitoring measures.
(6) A better understanding and record
of the manner in which the authorized
entity complies with the incidental take
authorization.
Monitoring Plan for the Cherry Point
Range Complex Study Area
As NMFS indicated in the proposed
rule, the Navy has (with input from
NMFS) fleshed out the details of and
made improvements to the Cherry Point
Range Complex Monitoring Plan.
Additionally, NMFS and the Navy have
incorporated a suggestion from the
public, which recommended the Navy
hold a peer review workshop to discuss
the Navy’s Monitoring Plans for the
multiple range complexes and training
exercises in which the Navy would
receive ITAs (see Monitoring Workshop
section). The final Cherry Point Range
Complex Monitoring Plan, which is
summarized below, may be viewed at
https://www.nmfs.noaa.gov/pr/permits/
incidental.htm#applications. The Navy
plans to implement all of the
components of the Monitoring Plan;
however, only the marine mammal
components (not the sea turtle
components) will be required by the
MMPA regulations and associated
LOAs.
A summary of the monitoring
methods required for use during
training events in the Cherry Point
Range Complex are described below.
These methods include a combination
of individual elements that are designed
to allow a comprehensive assessment.
I. Vessel or Aerial Surveys:
(A) The Holder of this Authorization
shall visually survey a minimum of 1
explosive event per year. If possible, the
event surveyed will be one involving
multiple detonations. One of the vessel
or aerial surveys should involve
professionally trained marine mammal
observers (MMOs).
(B) When operationally feasible, for
specified training events, aerial or vessel
surveys shall be used 1–2 days prior to,
during (if reasonably safe), and 1–5 days
post detonation.
(C) Surveys shall include any
specified exclusion zone around a
particular detonation point plus 2,000
yards beyond the border of the
exclusion zone (i.e., the circumference
of the area from the border of the
exclusion zone extending 2,000 yards
outwards). For vessel-based surveys a
passive acoustic system (hydrophone or
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towed array) could be used to determine
if marine mammals are in the area
before and/or after a detonation event.
(D) When conducting a particular
survey, the survey team shall collect:
• Location of sighting;
• Species (if not possible, indicate
whale, dolphin or pinniped);
• Number of individuals;
• Whether calves were observed;
• Initial detection sensor;
• Length of time observers
maintained visual contact with marine
mammal;
• Wave height;
• Visibility;
• Whether sighting was before,
during, or after detonations/exercise,
and how many minutes before or after;
• Distance of marine mammal from
actual detonations (or target spot if not
yet detonated);
• Observed behavior—Watchstanders
will report, in plain language and
without trying to categorize in any way,
the observed behavior of the animal(s)
(such as animal closing to bow ride,
paralleling course/speed, floating on
surface and not swimming etc.),
including speed and direction;
• Resulting mitigation
implementation—Indicate whether
explosive detonations were delayed,
ceased, modified, or not modified due to
marine mammal presence and for how
long; and
• If observation occurs while
explosives are detonating in the water,
indicate munitions type in use at time
of marine mammal detection (e.g., were
the 5-inch guns actually firing when the
animals were sighted? Did animals enter
an area 2 minutes after a huge explosion
went off?).
II. Passive Acoustic Monitoring
The Navy is required to conduct
passive acoustic monitoring when
operationally feasible.
(A) Any time a towed hydrophone
array is employed during shipboard
surveys the towed array shall be
deployed during daylight hours for each
of the days the ship is at sea.
(B) The towed hydrophone array shall
be used to supplement the ship-based
systematic line-transect surveys
(particularly for species such as beaked
whales that are rarely seen).
III. Marine Mammal Observers on Navy
Platforms
(A) MMOs selected for aerial or vessel
surveys shall be placed on a Navy
platform during one of the exercises
being monitored per year. The
remaining designated exercise(s) shall
be monitored by the Navy lookouts/
watchstanders.
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(B) The MMO must possess expertise
in species identification of regional
marine mammal species and experience
collecting behavioral data.
(C) MMOs shall not be placed aboard
Navy platforms for every Navy training
event or major exercise, but during
specifically identified opportunities
deemed appropriate for data collection
efforts. The events selected for MMO
participation shall take into account
safety, logistics, and operational
concerns.
(D) MMOs shall observe from the
same height above water as the
lookouts.
(E) The MMOs shall not be part of the
Navy’s formal reporting chain of
command during their data collection
efforts; Navy lookouts shall continue to
serve as the primary reporting means
within the Navy chain of command for
marine mammal sightings. The only
exception is that if an animal is
observed within the shutdown zone that
has not been observed by the lookout,
the MMO shall inform the lookout of the
sighting, and the lookout shall take the
appropriate action through the chain of
command.
(F) The MMOs shall collect species
identification, behavior, direction of
travel relative to the Navy platform, and
distance first observed. All MMO
sightings shall be conducted according
to a standard operating procedure.
Information collected by MMOs should
be the same as those collected by Navy
lookout/watchstanders described above.
The Monitoring Plan for the Cherry
Point Range Complex has been designed
as a collection of focused ‘‘studies’’
(described fully in the Cherry Point
Monitoring Plan) to gather data that will
allow the Navy to address the following
questions:
(A) What are the behavioral responses
of marine mammals and sea turtles that
are exposed to explosives?
(B) Is the Navy’s suite of mitigation
measures effective at avoiding injury
and mortality of marine mammals and
sea turtles?
Data gathered in these studies will be
collected by qualified, professional
marine mammal biologists or trained
Navy lookouts/watchstanders that are
experts in their field. This monitoring
plan has been designed to gather data on
all species of marine mammals that are
observed in the Cherry Point Range
Complex study area.
Monitoring Workshop
During the public comment period on
past proposed rules for Navy actions
(such as the Hawaii Range Complex
(HRC), and Southern California Range
Complex (SOCAL) proposed rules),
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NMFS received a recommendation that
a workshop or panel be convened to
solicit input on the monitoring plan
from researchers, experts, and other
interested parties. The Cherry Point
Range Complex proposed rule included
an adaptive management component
and both NMFS and the Navy believe
that a workshop would provide a means
for Navy and NMFS to consider input
from participants in determining
whether (and if so, how) to modify
monitoring techniques to more
effectively accomplish the goals of
monitoring set forth earlier in the
document. NMFS and the Navy believe
that this workshop concept is valuable
in relation to all of the Range Complexes
and major training exercise rules and
LOAs that NMFS is working on with the
Navy at this time. Consequently, NMFS
has determined that this single
Monitoring Workshop will be included
as a component of all of the rules and
LOAs that NMFS will be processing for
the Navy in the next year or so.
The Navy, with guidance and support
from NMFS, will convene a Monitoring
Workshop, including marine mammal
and acoustic experts as well as other
interested parties, in 2011. The
Monitoring Workshop participants will
review the monitoring results from the
previous two years of monitoring
pursuant to the Cherry Point Range
Complex rule as well as monitoring
results from other Navy rules and LOAs
(e.g., VACAPES, AFAST, SOCAL, HRC,
and other rules). The Monitoring
Workshop participants would provide
their individual recommendations to the
Navy and NMFS on the monitoring
plan(s) after also considering the current
science (including Navy research and
development) and working within the
framework of available resources and
feasibility of implementation. NMFS
and the Navy would then analyze the
input from the Monitoring Workshop
participants and determine the best way
forward from a national perspective.
Subsequent to the Monitoring
Workshop, modifications would be
applied to monitoring plans as
appropriate.
Integrated Comprehensive Monitoring
Program
In addition to the site-specific
Monitoring Plan for the Cherry Point
Range Complex, the Navy will complete
the Integrated Comprehensive
Monitoring Program (ICMP) Plan by the
end of 2009. The ICMP is currently in
development by the Navy, with Chief of
Naval Operations Environmental
Readiness Division (CNO–N45) having
the lead. The program does not
duplicate the monitoring plans for
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individual areas (e.g. AFAST, HRC,
SOCAL, VACAPES); instead it is
intended to provide the overarching
coordination that will support
compilation of data from both rangespecific monitoring plans as well as
Navy funded research and development
(R&D) studies. The ICMP will
coordinate the monitoring programs’
progress towards meeting its goals and
develop a data management plan. A
program review board is also being
considered to provide additional
guidance. The ICMP will be evaluated
annually to provide a matrix for
progress and goals for the following
year, and will make recommendations
on adaptive management for refinement
and analysis of the monitoring methods.
The primary objectives of the ICMP
are to:
• Monitor and assess the effects of
Navy activities on protected species;
• Ensure that data collected at
multiple locations is collected in a
manner that allows comparison between
and among different geographic
locations;
• Assess the efficacy and practicality
of the monitoring and mitigation
techniques;
• Add to the overall knowledge-base
of marine species and the effects of
Navy activities on marine species.
The ICMP will be used both as: (1) A
planning tool to focus Navy monitoring
priorities (pursuant to ESA/MMPA
requirements) across Navy Range
Complexes and Exercises; and (2) an
adaptive management tool, through the
consolidation and analysis of the Navy’s
monitoring and watchstander data, as
well as new information from other
Navy programs (e.g., R&D), and other
appropriate newly published
information.
In combination with the 2011
Monitoring Workshop and the adaptive
management component of the Cherry
Point Range Complex rule and the other
Navy rules (e.g. VACAPES Range
Complex, Jacksonville Range Complex,
etc.), the ICMP could potentially
provide a framework for restructuring
the monitoring plans and allocating
monitoring effort based on the value of
particular specific monitoring proposals
(in terms of the degree to which results
would likely contribute to stated
monitoring goals, as well the likely
technical success of the monitoring
based on a review of past monitoring
results) that have been developed
through the ICMP framework, instead of
allocating based on maintaining an
equal (or commensurate to effects)
distribution of monitoring effort across
range complexes. For example, if careful
prioritization and planning through the
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ICMP (which would include a review of
both past monitoring results and current
scientific developments) were to show
that a large, intense monitoring effort in
Hawaii would likely provide extensive,
robust and much-needed data that could
be used to understand the effects of
sonar throughout different geographical
areas, it may be appropriate to have
other range complexes dedicate money,
resources, or staff to the specific
monitoring proposal identified as ‘‘high
priority’’ by the Navy and NMFS, in lieu
of focusing on smaller, lower priority
projects divided throughout their home
range complexes.
The ICMP will identify:
• A means by which NMFS and the
Navy would jointly consider prior years’
monitoring results and advancing
science to determine if modifications
are needed in mitigation or monitoring
measures to better effect the goals laid
out in the Mitigation and Monitoring
sections of the Cherry Point Range
Complex rule.
• Guidelines for prioritizing
monitoring projects
• If, as a result of the workshop and
similar to the example described in the
paragraph above, the Navy and NMFS
decide it is appropriate to restructure
the monitoring plans for multiple ranges
such that they are no longer evenly
allocated (by rule), but rather focused on
priority monitoring projects that are not
necessarily tied to the geographic area
addressed in the rule, the ICMP will be
modified to include a very clear and
unclassified record-keeping system that
will allow NMFS and the public to see
how each range complex/project is
contributing to all of the ongoing
monitoring programs (resources, effort,
money, etc.).
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Adaptive Management
The final regulations governing the
take of marine mammals incidental to
Navy’s Cherry Point Range Complex
exercises contain an adaptive
management component. The use of
adaptive management will give NMFS
the ability to consider new data from
different sources to determine (in
coordination with the Navy) on an
annual basis if mitigation or monitoring
measures should be modified or added
(or deleted) if new data suggests that
such modifications are appropriate (or
are not appropriate) for subsequent
annual LOAs.
The following are some of the
possible sources of applicable data:
• Results from the Navy’s monitoring
from the previous year (either from
Cherry Point Range Complex or other
locations).
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• Findings of the Workshop that the
Navy will convene in 2011 to analyze
monitoring results to date, review
current science, and recommend
modifications, as appropriate to the
monitoring protocols to increase
monitoring effectiveness.
• Compiled results of Navy funded
research and development (R&D) studies
(presented pursuant to the ICMP, which
is discussed elsewhere in this
document).
• Results from specific stranding
investigations (either from Cherry Point
Range Complex or other locations).
• Results from general marine
mammal and sound research (funded by
the Navy or otherwise).
• Any information which reveals that
marine mammals may have been taken
in a manner, extent or number not
authorized by these regulations or
subsequent Letters of Authorization.
Mitigation measures could be
modified or added (or deleted) if new
data suggests that such modifications
would have (or do not have) a
reasonable likelihood of accomplishing
the goals of mitigation laid out in this
final rule and if the measures are
practicable. NMFS would also
coordinate with the Navy to modify or
add to (or delete) the existing
monitoring requirements if the new data
suggest that the addition of (or deletion
of) a particular measure would more
effectively accomplish the goals of
monitoring laid out in this final rule.
The reporting requirements associated
with this rule are designed to provide
NMFS with monitoring data from the
previous year to allow NMFS to
consider the data and issue annual
LOAs. NMFS and the Navy will meet
annually, prior to LOA issuance, to
discuss the monitoring reports, Navy
R&D developments, and current science
and whether mitigation or monitoring
modifications are appropriate.
Reporting
In order to issue an ITA for an
activity, Section 101(a)(5)(A) of the
MMPA states that NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking’’. Effective reporting is critical to
ensure compliance with the terms and
conditions of a LOA, and to provide
NMFS and the Navy with data of the
highest quality based on the required
monitoring. As NMFS noted in its
proposed rule, additional detail has
been added to the reporting
requirements since they were outlined
in the proposed rule. The updated
reporting requirements are all included
below. A subset of the information
provided in the monitoring reports may
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be classified and not releasable to the
public.
NMFS will work with the Navy to
develop tables that allow for efficient
submission of the information required
below.
General Notification of Injured or Dead
Marine Mammals
Navy personnel will ensure that
NMFS (regional stranding coordinator)
is notified immediately (or as soon as
operational security allows) if an
injured or dead marine mammal is
found during or shortly after, and in the
vicinity of, any Navy training exercise
utilizing underwater explosive
detonations or other activities. The
Navy will provide NMFS with species
or description of the animal(s), the
condition of the animal(s) (including
carcass condition if the animal is dead),
location, time of first discovery,
observed behaviors (if alive), and photo
or video (if available).
Annual Cherry Point Range Complex
Monitoring Plan Report
The Navy shall submit a report
annually on March 1 describing the
implementation and results (through
January 1 of the same year) of the Cherry
Point Range Complex Monitoring Plan,
described above. Data collection
methods will be standardized across
range complexes to allow for
comparison in different geographic
locations. Although additional
information will also be gathered, the
MMOs collecting marine mammal data
pursuant to the Cherry Point Range
Complex Monitoring Plan shall, at a
minimum, provide the same marine
mammal observation data required in
major range complex training exercises
section of the Annual Cherry Point
Range Complex Exercise Report
referenced below.
The Cherry Point Range Complex
Monitoring Plan Report may be
provided to NMFS within a larger report
that includes the required Monitoring
Plan Reports from multiple Range
Complexes.
Annual Cherry Point Range Complex
Exercise Report
The Navy is in the process of
improving the methods used to track
explosives used to provide increased
granularity. The Navy will provide the
information described below for all of
their explosive exercises. Until the Navy
is able to report in full the information
below, they will provide an annual
update on the Navy’s explosive tracking
methods, including improvements from
the previous year.
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(i) Total annual number of each type
of explosive exercise (of those identified
as part of the ‘‘specified activity’’ in this
final rule) conducted in the Cherry
Point Range Complex.
(ii) Total annual expended/detonated
rounds (missiles, bombs, etc.) for each
explosive type.
Cherry Point Range Complex 5-yr
Comprehensive Report
The Navy shall submit to NMFS a
draft report that analyzes and
summarizes all of the multi-year marine
mammal information gathered during
the Cherry Point Range Complex
exercises for which annual reports are
required (Annual Cherry Point Range
Complex Exercise Reports and Cherry
Point Range Complex Monitoring Plan
Reports). This report will be submitted
at the end of the fourth year of the rule
(May 2013), covering activities that have
occurred through December 1, 2012.
Comments and Responses
On March 16, 2009, NMFS published
a proposed rule (74 FR 11052) in
response to the Navy’s request to take
marine mammals incidental to military
readiness training in the Cherry Point
Range Complex study area and
requested comments, information and
suggestions concerning the request.
During the 28-day public comment
period, NMFS received comments from
the Marine Mammal Commission
(Commission) and from the Natural
Resources Defense Council (on behalf of
Cetacean Society International, League
for Coastal Protection, Ocean Futures
Society, Jean-Michel Cousteau). The
comments are summarized and sorted
into general topic areas and are
addressed below.
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MMPA Concerns
Comment 1: Noting that NMFS
initially provided a shorter than usual
public comment period for the proposed
rule for the Cherry Point Range Complex
training activities, the Commission
recommends that NMFS adopt a policy
to provide a 60-day comment period for
all proposed regulations issued under
section 101(a)(5)(A), and in no case less
than a 45-day comment period. The
Commission argues that such a short
comment period is impractical,
unnecessary, or contrary to the public
interest, as provided for under section
553(b)(3)(B) of the Administrative
Procedure Act (APA). The Commission
also argues that it was unreasonable for
NMFS to afford any less than 30 days,
particularly since Congress requires a
30-day public comment period for
incidental harassment authorizations
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(IHA) under section 101(a)(5)(D) of the
MMPA.
Response: There is no prescribed
minimum timeframe for public
comment on proposed rules in the APA
or section 101(a)(5)(A) of MMPA. NMFS
routinely strives to ensure that the
public is afforded at least a 30-day
public comment period on all MMPA
rules. However, circumstances may
make a shorter comment period
necessary and reasonable.
As an initial matter, whenever NMFS
develops proposed regulations under
the MMPA, the agency is required to
first publish a notice of receipt of a
request for the implementation of
regulations and LOAs governing the
incidental taking. This process typically
affords the public up to 30 days to
comment on a requester’s application
and provide NMFS with information
and suggestions that will be considered
in developing MMPA regulations. See
50 CFR 216.104. On July 8, 2008, NMFS
published its ‘‘Notice; receipt of
application for a Letter of Authorization
(LOA); request for comments and
information’’ for the Cherry Point Range
Complex and solicited input for 30 days
(See 73 FR 38991).
The public was also afforded 28 days
to comment on the Cherry Point Range
Complex proposed rule. NMFS
originally provided the public with 21
days because of: (1) The tight deadline
of the training activities identified in the
Navy’s schedule; and (2) the fact that
NMFS anticipated even fewer effects to
marine mammals as compared to similar
activities to be conducted in the Navy’s
Virginia Capes (VACAPES) and
Jacksonville Range Complexes (JAX)
(each of which contained a 30-day
comment period). NMFS, at the request
of the Commission, extended the public
comment period by 7 days to allow
additional time for comment (74 FR
15419; April 6, 2009). During the public
comment period, the Commission was
the only entity that provided relevant
comments on the Cherry Point Range
Complex proposed rule.
Next, the Commission’s reference to
section 553(b)(3)(B) of the APA is
misplaced. The provision to which the
Commission cites applies where an
agency, for good cause, dispenses with
prior opportunity for notice and
comment because it has found that to do
so would be impracticable, unnecessary,
or contrary to the public interest. As
NMFS engaged in APA notice and
comment rulemaking, the Commission
cannot rely on this provision to support
its position.
Finally, NMFS recognizes that section
101(a)(5)(D) of the MMPA prescribes a
30-day public comment period on
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28379
proposed IHAs. However, this statutory
provision is inapplicable as NMFS
invoked the rulemaking provision of the
MMPA (Section 101(a)(5)(A)), a
provision which contains no reference
to a minimum timeframe for public
comment.
Based on the foregoing, NMFS
concluded that the 28-day public
comment period was reasonable.
Comment 2: The Commission
recommends that NMFS require the
Navy to conduct an external peer review
of its marine mammal density estimates,
including the data upon which those
estimates are based and the manner in
which those data are collected and used.
Response: As discussed in detail in
the proposed rule (74 FR 11052; March
16, 2009), marine mammal density
estimates were based on the most recent
data and information on the occurrence,
distribution, and density of marine
mammals. The updated density
estimates presented in this assessment
are derived from the Navy OPAREA
Density Estimates (NODE) for the
Southeast OPAREAs report (DoN, 2007).
Density estimates for cetaceans were
derived in one of three ways, in order
of preference: (1) Through spatial
models using line-transect survey data
provided by the NMFS (as discussed
below); (2) using abundance estimates
from Mullin and Fulling (2003); or (3)
based on the cetacean abundance
estimates found in the NMFS stock
assessment reports (SAR; Waring et al.,
2007), which can be viewed at https://
www.nmfs.noaa.gov/pr/sars/
species.htm.
For the model-based approach,
density estimates were calculated for
each species within areas containing
survey effort. A relationship between
these density estimates and the
associated environmental parameters
such as depth, slope, distance from the
shelf break, sea surface temperature, and
chlorophyll concentration was
formulated using generalized additive
models. This relationship was then used
to generate a two-dimensional density
surface for the region by predicting
densities in areas where no survey data
exist.
The analyses for cetaceans were based
on sighting data collected through
shipboard surveys conducted by NMFS
Northeast Fisheries Science Center
(NEFSC) and Southeast Fisheries
Science Center (SEFSC) between 1998
and 2005. Species-specific density
estimates derived through spatial
modeling were compared with
abundance estimates found in the most
current NMFS SAR to ensure
consistency. All spatial models and
density estimates were reviewed by and
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coordinated with NMFS Science Center
technical staff and scientists with the
University of St. Andrews, Scotland,
Centre for Environmental and Ecological
Modeling (CREEM). Draft models and
preliminary results were reviewed
during a joint workshop attended by
Navy, NMFS Science Center, and
CREEM representatives. Subsequent
revisions and draft reports were
reviewed by these same parties.
Therefore, NMFS considers that the
density estimates, including the data
upon which those estimates are based
and the manner in which those are
collected and used, has already gone
through an independent review process.
Comment 3: The Commission
recommends that NMFS require the
Navy to revise its explosive ordnance
analysis to provide a more realistic
assessment of potential occurrences and
outcomes of explosions. The
Commission states that the Navy
analyzes the effects of infrequent
explosive events by assuming that those
events will be distributed evenly over
four seasons, resulting in fractional
quarterly totals. The Commission points
out that these discrete events either
occur or they do not; they cannot occur
in fractions. For that reason, the
Commission states that it does not
believe that assessing the effect of a 0.25
or 0.5 event per season provides a
realistic range of likely outcomes
because neither the events, nor the
densities of marine mammals may be
evenly distributed over those seasons.
Response: NMFS agrees with the
Commission that the Navy’s training
activities, though infrequent, do not
occur in fractions. However, since
scheduling of these training events is
determined by a number of factors, not
the least of which includes weather
conditions, current surge levels and
international events, and requirements
of the Fleet Response Training Plan, it
is impossible to plan these discrete
events for the future 5 years in advance.
Therefore, NMFS believes that by
assuming that these training activities
are evenly distributed over four seasons
brings a more realistic view in analyzing
the impacts over the years.
Monitoring
Comment 4: The Commission
recommends that NMFS require the
Navy to complete its Integrated
Comprehensive Monitoring Program
plan and make the ICMP Plan available
to the Commission and other interested
parties for review prior to its
implementation.
Response: The Navy continues to
develop the ICMP Plan and will
distribute it to the Commission and
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other interested parties once it is
finalized. However, NMFS does not
believe it would be feasible to complete
the ICMP Plan prior to the end of 2009
if a public comment period were
afforded. Nevertheless, components of
the ICMP Plan have already been
factored into a number of MMPA final
rules for Navy actions, including the
Cherry Point Range Complex, and the
Navy is continuing to develop the ICMP
in cooperation with NMFS. The
components of the ICMP Plan that were
considered and incorporated into the
final rules include:
• A requirement to monitor Navy
training exercises, particularly those
involving underwater detonations, for
compliance with the terms and
conditions of ESA Section 7
consultations or MMPA authorizations;
• A requirement to minimize
exposure of protected species from
sound pressure levels from underwater
detonations that result in harassment;
• A requirement to collect data to
support estimating the number of
individuals exposed to sound levels
above current regulatory thresholds;
• A requirement to assess the efficacy
of the Navy’s current marine species
mitigation;
• A requirement to document trends
in species distribution and abundance
in Navy training areas through
monitoring efforts;
• A requirement to compile data that
would improve the Navy and NMFS’
knowledge of the potential behavioral
and physiological effects to marine
species from underwater detonations.
The ICMP Plan will be used both as:
(1) A planning tool to focus Navy
monitoring priorities (pursuant to ESA/
MMPA requirements) across Navy
Range Complexes and Exercises; and (2)
an adaptive management tool, through
the consolidation and analysis of the
Navy’s monitoring and watchstander
(lookout) data, as well as new
information from other Navy programs
(e.g., research and development), and
newly published non-Navy information.
The ICMP Plan is described in the
Navy’s EIS and LOA application.
Comment 5: The Commission
recommends that NMFS require the
Navy to develop and implement a plan
to evaluate the effectiveness of
monitoring and mitigation measures
before beginning or in conjunction with
operations covered by the proposed
incidental take authorization.
Response: NMFS has been working
with the Navy throughout the
rulemaking process to develop a series
of mitigation, monitoring, and reporting
protocols. These mitigation, monitoring
and reporting measures include, but are
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not limited to: (1) The use of trained
shipboard lookouts who will conduct
marine mammal monitoring to avoid
collisions with marine mammals; (2) the
use of exclusion zones that avoid
exposing marine mammals to levels of
sound likely to result in injury or death
of marine mammals; (3) several
cautionary measures to minimize the
likelihood of ship strikes of North
Atlantic right whales in certain areas
and times of the year; (4) the use of
MMOs/lookouts to conduct aerial and
vessel-based surveys; and (5) annual
monitoring reports and comprehensive
reports to provide insights of impacts to
marine mammals.
NMFS has evaluated the effectiveness
of the measures and has concluded they
will achieve the least practicable
adverse impact on the affected marine
mammal species or stocks and their
habitat. For example, operations will be
suspended if trained lookouts and/or
MMOs detect marine mammals within
the vicinity of the exercise, thereby
preventing marine mammal injury or
mortality (use of specified exclusion
zones). In addition, prior to conducting
training activities involving underwater
explosive detonation, the Navy will be
required to carry out monitoring to
make sure that the safety zones are clear
of marine mammals, and then during
the exercise when feasible. These
monitoring and mitigation measures
will decrease the number of marine
mammals exposed to underwater
explosions and exposure to intense
sounds from the detonations.
Over the course of the 5-year rule,
NMFS will evaluate the Navy’s training
activities annually to validate the
effectiveness of the measures. NMFS
will, through the established adaptive
management process, work with the
Navy to determine whether additional
mitigation and monitoring measures are
necessary. In addition, with the
implementation of the ICMP Plan by the
end of 2009, and the planned
Monitoring Workshop in 2011, NMFS
will work with the Navy to further
improve its monitoring and mitigation
plans for its future activities.
Comment 6: The Commission requests
that NMFS reconcile the discrepancy
between proposed §§ 218.24(e)(3)(i) and
218.24(e)(3)(iii) on the use of marine
mammal observers which require the
Navy to specify the circumstances under
which marine mammal observers would
not be required aboard Navy platforms.
Response: In the proposed rule
§ 218.24(e)(3)(i) states ‘‘Marine mammal
observers (MMOs) shall be placed on a
Navy platform during the exercises’’ and
the proposed rule § 218.24(e)(3)(iii)
states ‘‘MMOs shall not be placed
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aboard Navy platforms for every Navy
training event or major exercise, but
during specifically identified
opportunities for data collection efforts.
The events selected for MMO
participation shall take into account
safety, logistics, and operational
concerns.’’
The language has been revised in
§ 218.24(c)(3)(i) to read as follows:
‘‘Marine mammal observers (MMOs)
who are selected for aerial or vessel
surveys shall be placed on a Navy
platform during one of the explosives
exercises’’ to make the statement clear.
Regarding the Commission’s request
to specify the circumstances under
which marine mammal observers would
not be required aboard Navy platforms,
the Navy states that MMO deployment
will be based on a number of factors, the
first of which will be to support the data
needs of the Cherry Point Monitoring
Plan and ICMP. MMO efforts should be
focused on monitoring the types of
events, in the time and place, needed to
support the overall goals of the Cherry
point Monitoring Plan and ICMP. Next,
MMOs will be deployed when safe to do
so and if practicable. Many factors will
contribute to a decision to place MMOs
on Navy platforms, including logistics
and MMO safety. MMOs will not be
deployed on an exercise if it could
result in a hazard to the MMO or
exercise participants or an exercise
where placing MMOs onboard Navy
platforms would not be practicable. An
example of an exercise which may not
be practicable for MMO deployment
would be Air to Surface MISSILEX
where the Navy platform is a helicopter
with no available space for an MMO.
Comment 7: The Commission requests
that NMFS describe, or require the Navy
to describe, the alternative measures
that the Navy would implement to
monitor for the presence of marine
mammals when marine mammal
observers are not being used.
Response: Regardless of whether
MMOs are present, the shipboard
lookouts would implement the
mitigation measures identified in this
rule. Shipboard lookouts are trained to
detect objects in the water, which
includes items ranging from ships, to
periscopes, to marine life. Lookout
training includes those measures listed
in the Personal Training section of the
mitigation measures. The specific
measures used by lookouts to monitor
for the presence of marine mammals are
identified in the Navy’s Operating
Procedures and Collision Avoidance
measures, as well as those measures
identified for specific at-sea training
events in the Monitoring section of this
document.
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Mitigation
Comment 8: The Commission
recommends that NMFS require the
Navy to suspend an activity if a marine
mammal is seriously injured or killed
and the injury or death could be
associated with the activity.
Subsequently, the injury or death
should be investigated to determine the
cause, assess the full impact of the
activity, and determine how the activity
should be modified to avoid future
injuries or deaths.
Response: Though NMFS largely
agrees with the Commission, it should
be noted that without detailed
examination by an expert, it is usually
not feasible to determine the cause of
injury or mortality when an injured or
dead marine mammal is sighted in the
field. Therefore, NMFS has required in
its final rule that if there is clear
evidence that a marine mammal is
injured or killed as a result of the
proposed Navy training activities (e.g.,
instances in which it is clear that
munitions explosions caused the injury
or death) the Naval activities shall be
immediately suspended and the
situation immediately reported by the
participating unit to the Officer in
Charge of the Exercise (OCE), who will
follow Navy procedures for reporting
the incident to NMFS through the
Navy’s chain-of-command.
For any other sighting of injured or
dead marine mammals in the vicinity of
any Navy training exercises utilizing
underwater explosive detonations for
which the cause of injury or mortality
cannot be immediately determined, the
Navy personnel will ensure that NMFS
(regional stranding coordinator) is
notified immediately (or as soon as
operational security allows). The Navy
will provide NMFS with species or
description of the animal(s), the
condition of the animal(s) (including
carcass condition if the animal is dead),
location, time of first discovery,
observed behaviors (if alive), and photo
or video (if available).
Comment 9: The Commission
recommends that NMFS require the
Navy to halt an activity if a marine
mammal species other than those
covered by the authorization is observed
within the operating area.
Response: The final rule for the
proposed Cherry Point Range Complex
training activities prohibits the take of
marine mammals other than those
covered by the authorization.
Nevertheless, if a marine mammal is
sighted in the operating area outside the
zone of influence where it could be
harassed, NMFS will not require the
Navy to suspend an activity since no
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28381
marine mammal would be taken. As
explained in this rulemaking, NMFS
does not believe species other than
those authorized to be taken will occur
in the proposed training area because
they are extralimital and rare; thus, it is
very unlikely the Navy will need to
suspend activities for species not
covered by these regulations and future
LOAs.
Miscellaneous Issues
Comment 10: The Commission
recommends that NMFS work with the
Navy to develop a database for storing
original records of Navy interactions
with marine mammals.
Response: The Navy is required to
document all marine mammal sightings
through aerial or vessel based survey by
MMOs or Navy lookouts/watchstanders.
Those records will be used to determine
potential Navy interactions with marine
mammals and to assess the impacts on
marine mammals that may have resulted
from the Navy’s training activities.
Currently there is no plan to develop a
database for storing original records of
Navy interactions with marine
mammals due to limited resources.
Nevertheless, NMFS will consider the
Commission’s recommendation when
adequate resources are available to
undertake such efforts.
Comment 11: The NRDC commented
on the proposed rule with its earlier
comments on the NMFS’ proposed rule
for the Navy’s Atlantic Fleet Active
Sonar Training (AFAST) and the Navy’s
AFAST DEIS. Specifically, the NRDC
states that neither NMFS in its proposed
rule nor the Navy in its EIS offers
sufficient measures to mitigate the
harmful impacts of high intensity sonar.
The NRDC further states that NMFS and
the Navy’s analysis substantially
understates the potential effects of sonar
on marine wildlife.
Response: NRDC’s comments are
inapplicable to the proposed Navy
training activities at the Cherry Point
Range Complex. The Navy does not
intend, as part of its proposed action, to
conduct training with MFAS, HFAS,
and Improved Extended Echo Ranging
(IEER)/Advanced Extended Echo
Ranging (AEER). The Navy’s request for
a LOA for sonar related training was
addressed in the Final Rule and LOA for
AFAST which was issued by NMFS on
January 22, 2009, and published in the
Federal Register on February 19, 2009
(74 FR 4844).
Estimated Take of Marine Mammals
As mentioned previously, with
respect to the MMPA, NMFS’ effects
assessments serve three primary
purposes: (1) To prescribe the
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permissible methods of taking (i.e.,
Level B Harassment (behavioral
harassment), Level A Harassment
(injury), or mortality, including an
identification of the number and types
of take that could occur by Level A or
B harassment or mortality)) and to
prescribe other means of effecting the
least practicable adverse impact on such
species or stock and its habitat (i.e.,
mitigation); (2) to determine whether
the specified activity will have a
negligible impact on the affected species
or stocks of marine mammals (based on
the likelihood that the activity will
adversely affect the species or stock
through effects on annual rates of
recruitment or survival); (3) to
determine whether the specified activity
will have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (however,
there are no subsistence communities in
the Cherry Point Range Complex; thus,
there would be no effect on any
subsistence user); and (4) to prescribe
requirements pertaining to monitoring
and reporting.
In the Estimated Take of Marine
Mammals section of the proposed rule,
NMFS related the potential effects to
marine mammals from underwater
detonation of explosives to the MMPA
regulatory definitions of Level A and
Level B Harassment and assessed the
effects to marine mammals that could
result from the specific activities that
the Navy intends to conduct. These
analyses are discussed in the proposed
rule (74 FR 11052; pages 11070–11071)
and have not changed.
Take Calculations
An overview of the Navy’s modeling
methods to determine the number of
exposures of MMPA-protected species
to sound likely to result in mortality,
Level A harassment (injury), or Level B
harassment is provided in the Federal
Register notice for the proposed rule (74
FR 11052; pages 11070–11071). No
changes have been made to the
modeling methods in the section of the
proposed rule.
Exposure of marine mammals based
on the Navy’s modeling shows that only
two individuals of Atlantic spotted
dolphins would be taken by Level B
harassment due to the low levels of the
proposed training activities. However,
after further evaluation, NMFS
concluded that because of the relatively
high abundance of several species in the
action area (Clymene dolphins, pilot
whales, minke whales, pantropical
spotted dolphins, Kogia sp., and several
species of beaked whales (Waring et al.,
2008) and because some of these species
tend to aggregate in relatively large
groups, there is a reasonable probability
that these species could be taken by
Level B behavioral harassment.
Therefore, NMFS has included these
species in our take estimates for the 5year regulations. Revised estimates of
potential takes from the proposed
Cherry Point Range Complex training
activities are listed in Table 4.
TABLE 4—SUMMARY OF POTENTIAL TAKES FROM EXPLOSIVE ORDNANCE (PER YEAR) FOR MARINE MAMMALS IN THE
CHERRY POINT RANGE COMPLEX
Level B
harassment
Species
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Minke whale .........................................................................................................................................
Beaked whales ....................................................................................................................................
Kogia sp ...............................................................................................................................................
Pilot whale ...........................................................................................................................................
Atlantic spotted dolphin .......................................................................................................................
Bottlenose dolphin ...............................................................................................................................
Clymene dolphin ..................................................................................................................................
Common dolphin ..................................................................................................................................
Striped dolphin .....................................................................................................................................
Pantropical spotted dolphin .................................................................................................................
Risso’s dolphin .....................................................................................................................................
Atlantic white-sided dolphin .................................................................................................................
Spinner dolphin ....................................................................................................................................
Fraser’s dolphin ...................................................................................................................................
Melon-headed whale ...........................................................................................................................
Pygmy killer whale ...............................................................................................................................
Killer whale ..........................................................................................................................................
Effects on Marine Mammal Habitat
NMFS’ Cherry Point Complex
proposed rule included a section that
addressed the effects of the Navy’s
activities on marine mammal habitat (74
FR 11052, page 11071). Marine mammal
habitat and prey species could be
affected by the explosive ordnance
testing and the sound generated by such
activities. Based on the analysis
contained in the Navy’s FEIS and the
information below, NMFS has
determined that the Cherry Point Range
Complex training activities will not
have adverse or long-term impacts on
marine mammal habitat or prey species.
Unless the sound source or explosive
detonation is stationary and/or
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continuous over a long duration in one
area, the effects of underwater
detonation and its associated sound are
generally considered to have a less
severe impact on marine mammal
habitat than the physical alteration of
the habitat. Marine mammals may be
temporarily displaced from areas where
Navy training is occurring, but the area
will be utilized again after the activities
have ceased.
Effects on Food Resources
There are currently no wellestablished thresholds for estimating
effects to fish from explosives other than
mortality models. Fish that are located
in the water column, in proximity to the
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3
20
3
20
20
30
30
20
20
20
30
20
3
3
3
3
3
Level A
harassment
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Mortality
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
source of detonation could be injured,
killed, or disturbed by the impulsive
sound and could leave the area
temporarily. Continental Shelf Inc.
(2004) summarized a few studies
conducted to determine effects
associated with removal of offshore
structures (e.g., oil rigs) in the Gulf of
Mexico. Their findings revealed that at
very close range, underwater explosions
are lethal to most fish species regardless
of size, shape, or internal anatomy. In
most situations, cause of death in fish
has been massive organ and tissue
damage and internal bleeding. At longer
range, species with gas-filled
swimbladders (e.g., snapper, cod, and
striped bass) are more susceptible than
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those without swimbladders (e.g.,
flounders, eels).
Studies also suggest that larger fish
are generally less susceptible to death or
injury than small fish. Moreover,
elongated forms that are round in cross
section are less at risk than deep-bodied
forms. Orientation of fish relative to the
shock wave may also affect the extent of
injury. Open water pelagic fish (e.g.,
mackerel) seem to be less affected than
reef fishes. The results of most studies
are dependent upon specific biological,
environmental, explosive, and data
recording factors.
The huge variation in fish
populations, including numbers,
species, sizes, and orientation and range
from the detonation point, makes it very
difficult to accurately predict mortalities
at any specific site of detonation. A total
of 200 hours explosive detonation
events, with each event lasting for 1–12
hours, are widely dispersed in the large
Cherry Point study area over the seasons
for each year. Most fish species
experience a large number of natural
mortalities, especially during early lifestages, and any small level of mortality
caused by the Cherry Point Range
Complex training exercises involving
explosives will likely be insignificant to
the population as a whole.
Therefore, potential impacts to marine
mammal food resources within the
Cherry Point Range Complex are
expected to be minimal given both the
very geographic and spatially limited
scope of most Navy at-sea activities
including underwater detonations, and
the high biological productivity of these
resources. No short or long term effects
to marine mammal food resources from
Navy activities are anticipated within
the Cherry Point Range Complex.
Analysis and Negligible Impact
Determination
Pursuant to NMFS’ regulations
implementing the MMPA, an applicant
is required to estimate the number of
animals that will be ‘‘taken’’ by the
specified activities (i.e., takes by
harassment only, or takes by
harassment, injury, and/or death). This
estimate informs the analysis that NMFS
must perform to determine whether the
activity will have a ‘‘negligible impact’’
on the species or stock. Level B
(behavioral) harassment occurs at the
level of the individual(s) and does not
assume any resulting population-level
consequences, though there are known
avenues through which behavioral
disturbance of individuals can result in
population-level effects. A negligible
impact finding is based on the lack of
likely adverse effects on annual rates of
recruitment or survival (i.e., population-
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level effects). An estimate of the number
of Level B harassment takes alone, is not
enough information on which to base an
impact determination.
In addition to considering estimates of
the number of marine mammals that
might be ‘‘taken’’ through behavioral
harassment, NMFS must consider other
factors, such as the likely nature of any
responses (their intensity, duration,
etc.), the context of any responses
(critical reproductive time or location,
migration, etc.), as well as the number
and nature of estimated Level A takes,
the number of estimated mortalities, and
effects on habitat.
The Navy’s specified activities have
been described based on best estimates
of the planned detonation events the
Navy would conduct for the proposed
Cherry Point Range Complex training
activities. The events are generally short
in duration, including a total of 14, 1hour events and 14, 8–12-hour events.
Taking the above into account, along
with the fact that NMFS anticipates no
mortalities and injuries to result from
the action, the fact that there are no
specific areas of reproductive
importance for marine mammals
recognized within the Cherry Point
Range Complex study area, the sections
discussed below, and dependent upon
the implementation of the proposed
mitigation measures, NMFS has
determined that Navy training exercises
utilizing underwater detonations will
have a negligible impact on the affected
marine mammal species and stocks
present in the Cherry Point Range
Complex Study Area.
NMFS’ analysis of potential
behavioral harassment, temporary
threshold shifts, permanent threshold
shifts, injury, and mortality to marine
mammals as a result of the Cherry Point
Range Complex training activities was
provided in the proposed rule (74 FR
11052, pages 11056–11066) and is
described in more detail below.
Behavioral Harassment
The Navy plans a total of 14
MISSILEX training events (each lasting
for 1 hour), 20 MINEX training events
(each lasting for 8 hours), and 2 FIREX
training events (each lasting for 12
hours) annually. The total training
exercises proposed by the Navy in the
Cherry Point Range Complex amount to
under 200 hours per year. These
detonation events are widely dispersed
throughout several of the designated
sites within the Cherry Point Range
Complex Study Area. The probability
that detonation events will overlap in
time and space with marine mammals is
low, particularly given the densities of
marine mammals in the Cherry Point
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Range Complex Study Area and the
implementation of monitoring and
mitigation measures. Moreover, NMFS
does not expect animals to experience
repeated exposures to the same sound
source as animals will likely move away
from the source after being exposed. In
addition, these isolated exposures,
when received at distances of Level B
behavioral harassment (i.e., 177 dB re 1
microPa2-sec), are expected to cause
brief startle reactions or short-term
behavioral modification by the animals.
These brief reactions and behavioral
changes are expected to disappear when
the exposures cease. Therefore, these
levels of received impulse noise from
detonation are not expected to affect
annual rates or recruitment or survival.
TTS
NMFS and the Navy have estimated
that individuals of some species of
marine mammals may sustain some
level of temporarily threshold shift TTS
from underwater detonations. TTS can
last from a few minutes to days, be of
varying degree, and occur across various
frequency bandwidths. The TTS
sustained by an animal is primarily
classified by three characteristics:
• Frequency—Available data (of midfrequency hearing specialists exposed to
mid to high frequency sounds—Southall
et al., 2007) suggest that most TTS
occurs in the frequency range of the
source up to one octave higher than the
source (with the maximum TTS at 1⁄2
octave above).
• Degree of the shift (i.e., how many
dB is the sensitivity of the hearing
reduced by)—generally, both the degree
of TTS and the duration of TTS will be
greater if the marine mammal is exposed
to a higher level of energy (which would
occur when the peak dB level is higher
or the duration is longer). Since the
impulse from detonation is extremely
brief, an animal would have to approach
very close to the detonation site to
increase the received SEL. The
threshold for the onset of TTS for
detonations is a dual criteria: 182 dB re
1 microPa2-sec or 23 psi, which might
be received at distances from 314–1,091
m from the centers of detonation based
on the types of NEW involved to receive
the SEL that causes TTS compared to
similar source level with longer
durations (such as sonar signals).
• Duration of TTS (Recovery time)—
Of all TTS laboratory studies, some
using exposures of almost an hour in
duration or up to 217 SEL, almost all
recovered within 1 day (or less, often in
minutes), though in one study (Finneran
et al., 2007), recovery took 4 days.
• Although the degree of TTS
depends on the received noise levels
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and exposure time, all studies show that
TTS is reversible and animals’
sensitivity is expected to recover fully
in minutes to hours. Therefore, NMFS
expects that TTS would not affect
annual rates of recruitment or survival.
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Acoustic Masking or Communication
Impairment
As discussed above, it is also possible
that anthropogenic sound could result
in masking of marine mammal
communication and navigation signals.
However, masking only occurs during
the time of the signal (and potential
secondary arrivals of indirect rays),
versus TTS, which occurs continuously
for its duration. Impulse sounds from
underwater detonation are extremely
brief and the majority of most animals’
vocalizations would not be masked.
Therefore, masking effects from
underwater detonation are expected to
be minimal and unlikely. If masking or
communication impairment were to
occur briefly, it would be in the
frequency ranges below 100 Hz, which
overlaps with some mysticete
vocalizations; however, it would likely
not mask the entirety of any particular
vocalization or communication series
because of the short impulse.
PTS, Injury, or Mortality
The Navy’s model estimated that no
marine mammal would experience 50
percent tympanic membrane rupture or
slight lung injury (Level A harassment)
as a result of the training activities
utilizing underwater detonation in the
Cherry Point Range Complex Study
Area. For underwater detonations, the
animals have to be within pre-defined
zones of influence (ZOI) to experience
Level A harassment. The injury zones
vary from 0.04 km2 to 0.185 km2 (or at
distances between 113 m to 243 m from
the center of detonation) depending on
the types of munitions used and the
season of the action. NMFS believes it
is unlikely that any marine mammal
could be undetected by lookouts/
watchstanders or MMOs within such a
small area during pre-testing surveys.
As discussed previously, the Navy plans
to utilize aerial or vessel surveys to
detect marine mammals for mitigation
implementation and indicated that they
are capable of effectively monitoring
safety zones.
Based on these assessments, NMFS
determined that approximately 3 minke
whales, 3 dwarf or pygmy sperm
whales, 20 beaked whales, 20 pilot
whales, 20 Atlantic spotted dolphins, 30
bottlenose dolphins, 30 Clymene
dolphins, 20 common dolphins, 20
striped dolphins, 20 pantropical spotted
dolphins, 30 Risso’s dolphins, 20
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Atlantic white-sided dolphins, 3
spinner dolphins, 3 Fraser’s dolphins, 3
melon-headed whales, 3 pygmy killer
whales, and 3 killer whales could be
affected by Level B harassment (TTS
and sub-TTS) per year as a result of the
proposed Cherry Point Range Complex
training activities. These numbers
represent approximately 0.09%, 0.76%,
0.06%, 0.04%, 0.04%, 0.02%, 0.02%,
0.45%, 0.15%, 0.03%, and 0.57% of
minke whales, dwarf or pygmy sperm
whales, pilot whales, Atlantic spotted
dolphins, bottlenose dolphins, common
dolphins, striped dolphins, pantropical
spotted dolphins, Risso’s dolphins,
Atlantic white-sided dolphins, and
beaked whales, respectively in the
vicinity of the proposed Cherry Point
Range Complex Study Area (calculation
based on NMFS 2007 U.S. Atlantic and
Gulf of Mexico Marine Mammal Stock
Assessment). Although the population
estimates of Clymene dolphins, spinner
dolphins, Fraser’s dolphins, melonheaded whales, pygmy killer whales,
and killer whales are unknown in the
proposed action area, NMFS considers
the take of 30 individuals of Clymene
dolphins and 3 individuals each of
other 5 species by Level B harassment
would have a negligible impact to these
species because most of their population
exists beyond the project area and
because they are widely distributed
species in the North Atlantic (Jefferson
et al., 1993; Reeves et al., 2002).
No Level A take or mortality is
expected as a result of the proposed
Cherry Point Range Complex training
activities.
Additionally, these aforementioned
take estimates do not consider the
implementation of mitigation measures.
With the implementation of mitigation
and monitoring measures, NMFS
expects that the takes would be further
reduced. Coupled with the fact that
these impacts will likely not occur in
areas and times critical to reproduction,
NMFS has determined that the total
taking over the 5-year period of the
regulations and subsequent LOAs from
the Navy’s Cherry Point Range Complex
training activities will have a negligible
impact on the marine mammal species
and stocks present in the Cherry Point
Range Complex Study Area.
Subsistence Harvest of Marine
Mammals
NMFS has determined that the
issuance of 5-year regulations and
subsequent LOAs (as warranted) for
Navy training exercises in the Cherry
Point Range Complex would not have
an unmitigable adverse impact on the
availability of the affected species or
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stocks for subsistence use, since there
are no such uses in the specified area.
ESA
There are six marine mammal species,
three sea turtle species, and a fish
species that are listed as endangered
under the ESA with confirmed or
possible occurrence in the study area
and could be impacted by the proposed
action: Humpback whale, North Atlantic
right whale, blue whale, fin whale, sei
whale, sperm whale, loggerhead sea
turtle, leatherback sea turtle, the Kemp’s
ridley sea turtle, and the shortnose
sturgeon.
Pursuant to Section 7 of the ESA, the
Navy has consulted with NMFS on this
action. NMFS has also consulted
internally on the issuance of regulations
under section 101(a)(5)(A) of the MMPA
for this activity. The Biological Opinion
concludes that the proposed training
activities are likely to adversely affect
but are not likely to jeopardize the
continued existence of these threatened
and endangered species under NMFS
jurisdiction.
NEPA
NMFS participated as a cooperating
agency on the Navy’s Final
Environmental Impact Statement (FEIS)
for the Cherry Point Range Complex.
NMFS subsequently adopted the Navy’s
EIS for the purpose of complying with
the MMPA.
Determination
Based on the analysis contained
herein and in the proposed rule (and
other related documents) of the likely
effects of the specified activity on
marine mammals and their habitat and
dependent upon the implementation of
the mitigation measures, NMFS finds
that the total taking from Navy Cherry
Point Range Complex training exercises
utilizing underwater explosives over the
5 year period will have a negligible
impact on the affected species or stocks
and will not result in an unmitigable
adverse impact on the availability of
marine mammal species or stocks for
taking for subsistence uses because no
subsistence uses exist in the Cherry
Point Range Complex study area. NMFS
has issued regulations for these
exercises that prescribe the means of
effecting the least practicable adverse
impact on marine mammals and their
habitat and set forth requirements
pertaining to the monitoring and
reporting of that taking.
Classification
This action does not contain a
collection of information requirement
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for purposes of the Paperwork
Reduction Act.
The Regulatory Flexibility Act (RFA)
requires Federal agencies to prepare an
analysis of a rule’s impact on small
entities whenever the agency is required
to publish a notice of proposed
rulemaking. However, a Federal agency
may certify, pursuant to 5 U.S.C. 605(b),
that the action will not have a
significant economic impact on a
substantial number of small entities.
The Chief Counsel for Regulation of the
Department of Commerce certified at the
Proposed Rule stage. The Navy is the
entity that will be affected by this
rulemaking, not a small governmental
jurisdiction, small organization or small
business, as defined by the RFA. This
rulemaking authorizes the take of
marine mammals incidental to a
specified activity. The specified activity
defined in the final rule includes the
use of underwater detonations, which
are only used by the U.S. military,
during training activities that are only
conducted by the U.S. Navy.
Additionally, any requirements imposed
by a Letter of Authorization issued
pursuant to these regulations, and any
monitoring or reporting requirements
imposed by these regulations, will be
applicable only to the Navy. Because
this action, if adopted, would directly
affect the Navy and not a small entity,
NMFS concludes the action would not
result in a significant economic impact
on a substantial number of small
entities.
The Assistant Administrator for
Fisheries has determined that there is
good cause under the Administrative
Procedure Act (5 U.S.C. 553(d)(3)) to
waive the 30-day delay in effective date
of the measures contained in the final
rule. The U.S. Navy has a compelling
national policy reason to continue
military readiness activities without
interruption in its East Coast Operating
Areas, i.e., the Cherry Point Range
Complex. As discussed below,
suspension/interruption of the Navy’s
ability to train, for even a small number
of days, disrupts vital sequential
training and certification processes
essential to our national security.
In order to meet its national security
objectives, the Navy must continually
maintain its ability to operate in a
challenging at-sea environment, conduct
military operations, control strategic
maritime transit routes and
international straits, and protect sea
lines of communications that support
international commerce. To meet these
objectives, the Navy must continually
train. Timely training is critical because
individual Navy units and Strike
Groups/Amphibious Readiness Groups
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(ARG) currently operate in, or need to
quickly deploy to high risk geographic
areas. In addition, a Strike Group/ARG
is built around an aircraft carrier with
typically 5,300 personnel on board and
an amphibious assault ship that carries
a Marine Corps Expeditionary Unit, so
failure to adequately train risks
thousands of lives.
The training necessary to protect
American interests and the lives of
sailors and marines is complex. It
involves ensuring the warfighter can
accurately identify potential threats in a
variety of marine environments and
conditions, and it involves the
coordination of different vessels and
aircraft so that the group’s capabilities
are employed in the most tactically
effective manner. As with any
complicated coordinated effort, this
challenge requires routine practice, as
these skills are perishable.
In 10 U.S.C. 5062, Congress mandated
that the Chief of Naval Operations
(CNO) organize, train, and equip all
Naval forces for combat. In response, the
Fleet Response Training Plan (FRTP) is
a major initiative designed to ensure
Naval units receive required training
before they deploy. The FRTP is an
arduous sequential training cycle in
which unit level training (ULT) and
combat certification is followed by
major exercises that bring together
various warfare components so they
have the opportunity to practice as an
integrated whole and attain
certification. Accordingly, any delay in
coordinated training creates a
significant and unreasonable risk which
could result in a unit’s and/or Strike
Group’s inability to train, certify and
report as directed to an overseas theater
of operations.
A deployment certification exercise is
currently scheduled for June 2009 that
will encompass areas of the Cherry
Point Range Complex. Lack of the
appropriate environmental regulatory
coverage for even a single day imperils
completion of this exercise, and risks
deployment certification. Essential ULT
also occurs in these OPAREAs. There is
limited unit level underway (at-sea)
time available in the FRTP to adjust the
training dates. These ULT training
periods are driven by sequential
certification processes for both inport
and at-sea training. Scheduling
constraints are further complicated by
the availability of Afloat Training
Groups (ATGs) that are responsible for
training all individual units. ATGs have
a limited number of trainers available at
any given time, and their schedules
must also be de-conflicted,
compounding the problem if training
schedules are not adhered to. Waiver of
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28385
the 30-day delay of the effective date of
the Final Rule will allow Navy to
finalize operational procedures to
ensure compliance with required
mitigation, monitoring, and reporting
requirements, and have MMPA
authorization in place prior to Navy’s
vital June 2009 exercise.
List of Subjects in 50 CFR Part 218
Exports, Fish, Imports, Incidental
take, Indians, Labeling, Marine
mammals, Navy, Penalties, Reporting
and recordkeeping requirements,
Seafood, Transportation.
Dated: June 5, 2009.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set forth in the
preamble, 50 CFR part 218 is amended
to read as follows:
■
PART 218—REGULATIONS
GOVERNING THE TAKING AND
IMPORTING OF MARINE MAMMALS
1. The authority citation for part 218
continues to read as follows:
■
Authority: 16 U.S.C. 1361 et seq.
2. Subpart C is added to part 218 to
read as follows:
■
Subpart C—Taking Marine Mammals
Incidental to U.S. Navy Training in the
Cherry Point Range Complex
Sec.
218.20 Specified activity and specified
geographical area and effective dates.
218.21 Permissible methods of taking.
218.22 Prohibitions.
218.23 Mitigation.
218.24 Requirements for monitoring and
reporting.
218.25 Applications for Letters of
Authorization.
218.26 Letters of Authorization.
218.27 Renewal of Letters of Authorization
and adaptive management.
218.28 Modifications to Letters of
Authorization.
Subpart C—Taking Marine Mammals
Incidental to U.S. Navy Training in the
Cherry Point Range Complex
§ 218.20 Specified activity and specified
geographical area and effective dates.
(a) Regulations in this subpart apply
only to the U.S. Navy for the taking of
marine mammals that occurs in the area
outlined in paragraph (b) of this section
and that occur incidental to the
activities described in paragraph (c) of
this section.
(b) The taking of marine mammals by
the Navy is only authorized if it occurs
within the Cherry Point Range Complex
Operation Area (OPAREA), which is
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located along the southern east coast of
the U.S., as stated in the Navy’s letter of
authorization application. The
coordinates of the Cherry Point Range
Complex OPAREA are: 35°30′ N, 75°25′
W; 34°14′ N, 73°57′ W; 32°12′ N, 76°49′
W; 32°20′ N, 77°20′ W; 33°10′ N, 77°31′
W; and 34°23′30″ N, 77°30′ W; then
along the 3 nm from and parallel to the
shoreline.
(c) The taking of marine mammals by
the Navy is only authorized if it occurs
incidental to the following activities
within the designated amounts of use:
(1) The detonation of the underwater
explosives indicated in paragraph
(c)(1)(i) of this section conducted as part
of the training events indicated in
paragraph (c)(1)(ii) of this section:
(i) Underwater Explosives:
(A) AGM–114 (Hellfire missile);
(B) Tube-launched Optically tracked
Wire-guided (TOW) missile;
(C) Mine Neutralization (20 lb NEW
charges); and
(D) 5″ Naval Gunfire.
(ii) Training Exercises:
(A) Mine Neutralization (20 lb NEW
charges)—up to 100 exercises over the
course of 5 years (an average of 20 per
year);
(B) Missile Exercise (MISSILEX) (Airto-Surface; Hellfire missile)—up to 40
exercises over the course of 5 years (an
average of 8 per year);
(C) Missile Exercise (MISSILEX) (Airto-Surface; TOW)—up to 40 exercises
over the course of 5 years (an average of
8 per year); and
(D) FIREX with IMPASS—up to 10
exercises over the course of 5 years (an
average of 2 per year).
(2) [Reserved]
(d) Regulations are effective [June 8,
2009] and are applicable to the Navy on
June 5, 2009 through June 4, 2014.
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§ 218.21
Permissible methods of taking.
(a) Under Letters of Authorization
issued pursuant to §§ 216.106 of this
chapter and 218.26, the Holder of the
Letter of Authorization may
incidentally, but not intentionally, take
marine mammals within the area
described in § 218.20(b), provided the
activity is in compliance with all terms,
conditions, and requirements of this
Subpart and the appropriate Letter of
Authorization.
(b) The activities identified in
§ 218.20(c) must be conducted in a
manner that minimizes, to the greatest
extent practicable, any adverse impacts
on marine mammals and their habitat.
(c) The incidental take of marine
mammals under the activities identified
in § 218.20(c) is limited to the following
species, by the indicated method of take
and the indicated number of times:
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(1) Level B Harassment:
(i) Bottlenose dolphin (Tursiops
truncatus)—150 (an average of 30
annually);
(ii) Pantropical spotted dolphin
(Stenella attenuata)—100 (an average of
20 annually);
(iii) Clymene dolphin (S. clymene)—
150 (an average of 30 annually);
(iv) Atlantic spotted dolphin (S.
frontalis)—100 (an average of 20
annually);
(v) Striped dolphin (S.
coeruleoalba)—100 (an average of 20
annually);
(vi) Spinner dolphin (S.
longirostris)—15 (an average of 3
annually):
(vii) Risso’s dolphin (Grampus
griseus)—150 (an average of 30
annually);
(viii) Common dolphin (Delphinus
delphis)—100 (an average of 20
annually);
(ix) Atlantic white-sided dolphin
(Lagenorhynchus acutus)—100 (an
average of 20 annually);
(x) Pilot whales (Globicephala sp.)—
100 (an average of 20 annually);
(xi) Dwarf or pygmy sperm whales
(Kogia sp.)—15 (an average of 3
annually);
(xii) Beaked whales—100 (an average
of 20 annually);
(xiii) Fraser’s dolphin (Lagenodelphis
hosei)—15 (an average of 3 annually);
(xiv) Melon-headed whale
(Peponocephala electra)—15 (an
average of 3 annually);
(xv) Pygmy killer whale (Feresa
attenuate)—15 (an average of 3
annually);
(xvi) Killer whale (Orcinus orca)—15
(an average of 3 annually);
(xvii) Minke whales (Balaenoptera
acutorostrata)—15 (an average of 3
annually).
(2) [Reserved]
§ 218.22
Prohibitions.
Notwithstanding takings
contemplated in § 218.21 and
authorized by a Letter of Authorization
issued under §§ 216.106 of this chapter
and 218.26, no person in connection
with the activities described in § 218.20
may:
(a) Take any marine mammal not
specified in § 218.21(c);
(b) Take any marine mammal
specified in § 218.21(c) other than by
incidental take as specified in
§ 218.21(b)(1) and (2);
(c) Take a marine mammal specified
in § 218.21(c) if such taking results in
more than a negligible impact on the
species or stocks of such marine
mammal; or
(d) Violate, or fail to comply with, the
terms, conditions, and requirements of
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this Subpart or a Letter of Authorization
issued under §§ 216.106 of this chapter
and 218.26.
§ 218.23
Mitigation.
(a) When conducting training
activities identified in § 218.20(c), the
mitigation measures contained in the
Letters of Authorization issued under
§§ 216.106 of this chapter and 218.26
must be implemented. These mitigation
measures include, but are not limited to:
(1) General Maritime Measures:
(i) Personnel Training—Lookouts:
(A) All bridge personnel,
Commanding Officers, Executive
Officers, officers standing watch on the
bridge, maritime patrol aircraft aircrews,
and Mine Warfare (MIW) helicopter
crews shall complete Marine Species
Awareness Training (MSAT).
(B) Navy lookouts shall undertake
extensive training to qualify as a
watchstander in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(C) Lookout training shall include onthe-job instruction under the
supervision of a qualified, experienced
watchstander. Following successful
completion of this supervised training
period, lookouts shall complete the
Personal Qualification Standard
Program, certifying that they have
demonstrated the necessary skills (such
as detection and reporting of partially
submerged objects).
(D) Lookouts shall be trained in the
most effective means to ensure quick
and effective communication within the
command structure to facilitate
implementation of protective measures
if marine species are spotted.
(E) Surface lookouts shall scan the
water from the ship to the horizon and
be responsible for all contacts in their
sector. In searching the assigned sector,
the lookout shall always start at the
forward part of the sector and search aft
(toward the back). To search and scan,
the lookout shall hold the binoculars
steady so the horizon is in the top third
of the field of vision and direct the eyes
just below the horizon. The lookout
shall scan for approximately five
seconds in as many small steps as
possible across the field seen through
the binoculars. They shall search the
entire sector in approximately fivedegree steps, pausing between steps for
approximately five seconds to scan the
field of view. At the end of the sector
search, the glasses shall be lowered to
allow the eyes to rest for a few seconds,
and then the lookout shall search back
across the sector with the naked eye.
(F) At night, lookouts shall scan the
horizon in a series of movements that
would allow their eyes to come to
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periodic rests as they scan the sector.
When visually searching at night, they
shall look a little to one side and out of
the corners of their eyes, paying
attention to the things on the outer
edges of their field of vision. Lookouts
shall also have night vision devices
available for use.
(ii) Operating Procedures and
Collision Avoidance:
(A) Prior to major exercises, a Letter
of Instruction, Mitigation Measures
Message or Environmental Annex to the
Operational Order shall be issued to
further disseminate the personnel
training requirement and general marine
species mitigation measures.
(B) Commanding Officers shall make
use of marine species detection cues
and information to limit interaction
with marine species to the maximum
extent possible consistent with safety of
the ship.
(C) While underway, surface vessels
shall have at least two lookouts with
binoculars; surfaced submarines shall
have at least one lookout with
binoculars. Lookouts already posted for
safety of navigation and man-overboard
precautions may be used to fill this
requirement. As part of their regular
duties, lookouts shall watch for and
report to the OOD the presence of
marine mammals.
(D) Personnel on lookout shall employ
visual search procedures employing a
scanning method in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(E) After sunset and prior to sunrise,
lookouts shall employ Night Lookouts
Techniques in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(F) While in transit, naval vessels
shall be alert at all times, use extreme
caution, and proceed at a ‘‘safe speed’’
(the minimum speed at which mission
goals or safety will not be compromised)
so that the vessel can take proper and
effective action to avoid a collision with
any marine animal and can be stopped
within a distance appropriate to the
prevailing circumstances and
conditions.
(G) When marine mammals have been
sighted in the area, Navy vessels shall
increase vigilance and implement
measures to avoid collisions with
marine mammals and avoid activities
that might result in close interaction of
naval assets and marine mammals. Such
measures shall include changing speed
and/or course direction and would be
dictated by environmental and other
conditions (e.g., safety or weather).
(H) Naval vessels shall maneuver to
keep at least 500 yds (460 m) away from
any observed whale and avoid
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approaching whales head-on. This
requirement does not apply if a vessel’s
safety is threatened, such as when
change of course will create an
imminent and serious threat to a person,
vessel, or aircraft, and to the extent
vessels are restricted in their ability to
maneuver. Vessels shall take reasonable
steps to alert other vessels in the
vicinity of the whale.
(I) Where feasible and consistent with
mission and safety, vessels shall avoid
closing to within 200-yd (183 m) of
marine mammals other than whales
(whales addressed above).
(J) Navy aircraft participating in
exercises at sea shall conduct and
maintain, when operationally feasible
and safe, surveillance for marine species
of concern as long as it does not violate
safety constraints or interfere with the
accomplishment of primary operational
duties. Marine mammal detections shall
be immediately reported to assigned
Aircraft Control Unit for further
dissemination to ships in the vicinity of
the marine species as appropriate where
it is reasonable to conclude that the
course of the ship will likely result in
a closing of the distance to the detected
marine mammal.
(K) All vessels shall maintain logs and
records documenting training
operations should they be required for
event reconstruction purposes. Logs and
records shall be kept for a period of 30
days following completion of a major
training exercise.
(2) Coordination and Reporting
Requirements. (i) The Navy shall
coordinate with the local NMFS
Stranding Coordinator for any unusual
marine mammal behavior and any
stranding, beached live/dead, or floating
marine mammals that may occur at any
time during training activities or within
24 hours after completion of training
activities.
(ii) The Navy shall follow internal
chain of command reporting procedures
as promulgated through Navy
instructions and orders.
(3) Mitigation Measures Applicable to
Vessel Transit in the Mid-Atlantic
during North Atlantic Right Whale
Migration: The mitigation measures
apply to all Navy vessel transits,
including those vessels that would
transit to and from East Coast ports and
the Cherry Point OPAREA.
(i) Mid-Atlantic, Offshore of the
Eastern United States:
(A) All Navy vessels are required to
use extreme caution and operate at a
slow, safe speed (at a speed that does
not compromise safety of navigation)
consistent with mission and safety
during the months indicated below and
within a 37 km (20 NM) arc (except as
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noted) of the specified associated
reference points:
(1) South and East of Block Island (37
km (20 NM) seaward of line between
41–4.49° N. lat. 071–51.15° W. long. and
41–18.58° N. lat. 070–50.23° W. long):
Sept-Oct and Mar-Apr.
(2) New York/New Jersey (40–30.64°
N. lat. 073–57.76° W. long.): Sep–Oct
and Feb-Apr.
(3) Delaware Bay (Philadelphia) (38–
52.13° N. lat. 075–1.93° W. long.): Oct–
Dec and Feb–Mar.
(4) Chesapeake Bay (Hampton Roads
and Baltimore) (37–1.11° N. lat. 075–
57.56° W. long.): Nov-Dec and Feb–Apr.
(5) North Carolina (34–41.54° N. lat.
076–40.20° W. long.): Dec-Apr.
(6) South Carolina (33–11.84° N. lat.
079–8.99° W. long. and 32–43.39° N. lat.
079–48.72° W. long.): Oct-Apr.
(B) During the months indicated in
paragraph (a)(3)(i)(A) of this section,
Navy vessels shall practice increased
vigilance with respect to avoidance of
vessel-whale interactions along the midAtlantic coast, including transits to and
from any mid-Atlantic ports not
specifically identified in paragraph
(a)(3)(i)(A) of this section.
(C) All surface units transiting within
56 km (30 NM) of the coast in the midAtlantic shall ensure at least two
watchstanders are posted, including at
least one lookout who has completed
required MSAT training.
(D) Navy vessels shall not knowingly
approach any whale head on and shall
maneuver to keep at least 457 m (1,500
ft) away from any observed whale,
consistent with vessel safety.
(ii) Southeast Atlantic, Offshore of the
Eastern United States—for the purposes
of the measures below (paragraphs
(a)(3)(ii)(A) & (B) of this section), the
‘‘southeast’’ encompasses sea space
from Charleston, South Carolina,
southward to Sebastian Inlet, Florida,
and from the coast seaward to 148 km
(80 NM) from shore. North Atlantic right
whale critical habitat is the area from
31–15° N. lat. to 30–15° N. lat.
extending from the coast out to 28 km
(15 NM), and the area from 28–00° N.
lat. to 30–15° N. lat. from the coast out
to 9 km (5 NM). All mitigation measures
described here that apply to the critical
habitat apply from November 15—April
15 and also apply to an associated area
of concern which extends 9 km (5 NM)
seaward of the designated critical
habitat boundaries.
(A) Prior to transiting or training in
the critical habitat or associated area of
concern (AAOC), ships shall contact
Fleet Area Control and Surveillance
Facility, Jacksonville, to obtain latest
whale sighting and other information
needed to make informed decisions
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regarding safe speed (the minimum
speed at which mission goals or safety
will not be compromised) and path of
intended movement. Subs shall contact
Commander, Submarine Group Ten for
similar information.
(B) The following specific mitigation
measures apply to activities occurring
within the North Atlantic right whale
critical habitat and an associated area of
concern which extends 9 km (5 NM)
seaward of the designated critical
habitat boundaries:
(1) When transiting within the critical
habitat or associated area of concern,
vessels shall exercise extreme caution
and proceed at a slow safe speed. The
speed shall be the slowest safe speed
that is consistent with mission, training
and operations.
(2) Speed reductions (adjustments) are
required when a whale is sighted by a
vessel or when the vessel is within 9 km
(5 NM) of a reported new sighting less
than 12 hours old. Circumstances could
arise where, in order to avoid North
Atlantic right whale(s), speed
reductions could mean vessels must
reduce speed to a minimum at which it
can safely keep on course or vessels
could come to an all stop.
(3) Vessels shall avoid head-on
approaches to North Atlantic right
whale(s) and shall maneuver to
maintain at least 457 m (500 yd) of
separation from any observed whale if
deemed safe to do so. These
requirements do not apply if a vessel’s
safety is threatened, such as when a
change of course would create an
imminent and serious threat to a person,
vessel, or aircraft, and to the extent
vessels are restricted in the ability to
maneuver.
(4) During the North Atlantic right
whale calving season, north-south
transits through the critical habitat are
prohibited.
(5) Ships, surfaced subs, and aircraft
shall report any whale sightings to Fleet
Area Control and Surveillance Facility,
Jacksonville, by the quickest and most
practicable means. The sighting report
shall include the time, latitude/
longitude, direction of movement and
number and description of whale (i.e.,
adult/calf).
(6) Naval vessel operations in the
North Atlantic right whale critical
habitat and AAOC during the calving
season shall be undertaken during
daylight and periods of good visibility,
to the extent practicable and consistent
with mission, training, and operation.
When operating in the critical habitat
and AAOC at night or during periods of
poor visibility, vessels shall operate as
if in the vicinity of a recently reported
NARW sighting.
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(iii) Northeast Atlantic, Offshore of
the Eastern United States:
(A) Prior to transiting the Great South
Channel or Cape Cod Bay critical habitat
areas, ships shall obtain the latest North
Atlantic right whale sightings and other
information needed to make informed
decisions regarding safe speed (the
minimum speed at which mission goals
or safety will not be compromised). The
Great South Channel critical habitat is
defined by the following coordinates:
41–00° N. lat., 69–05° W. long.; 41–45°
N. lat, 69–45° W. long; 42–10° N. lat.,
68–31° W. long.; 41–38° N. lat., 68–13°
W. long. The Cape Cod Bay critical
habitat is defined by the following
coordinates: 42–04.8° N. lat., 70–10° W.
long.; 42–12° N. lat., 70–15° W. long.;
42–12° N. lat., 70–30° W. long.; 41–46.8°
N. lat., 70–30° W. long.
(B) Ships, surfaced subs, and aircraft
shall report any North Atlantic right
whale sightings (if the whale is
identifiable as a right whale) off the
northeastern U.S. to Patrol and
Reconnaissance Wing
(COMPATRECONWING). The report
shall include the time of sighting, lat/
long, direction of movement (if
apparent) and number and description
of the whale(s).
(C) Vessels or aircraft that observe
whale carcasses shall record the
location and time of the sighting and
report this information as soon as
possible to the cognizant regional
environmental coordinator. All whale
strikes must be reported. This report
shall include the date, time, and
location of the strike; vessel course and
speed; operations being conducted by
the vessel; weather conditions,
visibility, and sea state; description of
the whale; narrative of incident; and
indication of whether photos/videos of
the whale were taken. Navy personnel
are encouraged to take photos of the
whale whenever possible.
(D) Specific mitigation measures
related to activities occurring within the
critical habitat include the following:
(1) Vessels shall avoid head-on
approaches to North Atlantic right
whale(s) and shall maneuver to
maintain at least 457 m (500 yd) of
separation from any observed whale if
deemed safe to do so. These
requirements do not apply if a vessel’s
safety is threatened, such as when
change of course would create an
imminent and serious threat to person,
vessel, or aircraft, and to the extent
vessels are restricted in the ability to
maneuver.
(2) When transiting within the critical
habitat or associated area of concern,
vessels shall use extreme caution and
operate at a safe speed (the minimum
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speed at which mission goals or safety
will not be compromised) so as to be
able to avoid collisions with North
Atlantic right whales and other marine
mammals, and stop within a distance
appropriate to the circumstances and
conditions.
(3) Speed reductions (adjustments) are
required when a whale is sighted by a
vessel or when the vessel is within 9 km
(5 NM) of a reported new sighting less
than one week old.
(4) Ships transiting in the Cape Cod
Bay and Great South Channel critical
habitats shall obtain information on
recent whale sightings in the vicinity of
the critical habitat. Any vessel operating
in the vicinity of a North Atlantic right
whale shall consider additional speed
reductions as per Rule 6 of International
Navigational Rules.
(4) Mitigation Measures for Specific
At-sea Training Events—If a marine
mammal is killed as a result of the
proposed Navy training activities (e.g.,
instances in which it is clear that
munitions explosions caused the death),
the Navy shall suspend its activities
immediately and report the incident to
NMFS.
(i) Firing Exercise (FIREX) Using the
Integrated Maritime Portable Acoustic
Scoring System (IMPASS) (5-in
Explosive Rounds)
(A) This activity shall only occur in
Areas 4/5 and 13/14, as specified in the
Navy’s LOA application, in the Cherry
Point Range Complex.
(B) Pre-exercise monitoring of the
target area shall be conducted with ‘‘Big
Eyes’’ prior to the event, during
deployment of the IMPASS sonobuoy
array, and during return to the firing
position. Ships shall maintain lookouts
dedicated to visually searching for
marine mammals 180° along the ship
track line and 360° at each buoy dropoff location.
(C) ‘‘Big Eyes’’ on the ship shall be
used to monitor a 600-yd (548-m) buffer
zone for marine mammals during navalgunfire events.
(D) Ships shall not fire on the target
if any marine mammals are detected
within or approaching the 600-yd (548m) buffer zone. If marine mammals are
present, operations must be suspended.
Visual observation shall occur for
approximately 45 min, or until the
animal has been observed to have
cleared the area and is heading away
from the buffer zone. At such time as
animals have cleared the area and are
heading away from the buffer zone, the
Navy may begin or resume operations.
(E) Post-exercise monitoring of the
entire target area shall take place with
‘‘Big Eyes’’ and the naked eye during the
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retrieval of the IMPASS sonobuoy array
following each firing exercise.
(F) The naval gunfire shall take place
during daylight hours only.
(G) FIREX with IMPASS shall only be
used in Beaufort Sea State three (3) or
less.
(H) The visibility must be such that
the fall of shot is visible from the firing
ship during the exercise.
(I) No firing shall occur if marine
mammals are detected within 70 yd (64
m) of the vessel.
(ii) Air-to-Surface Missile Exercises
(Explosive):
(A) Aircraft shall initially survey the
intended ordnance impact area for
marine mammals.
(B) During the actual firing of the
weapon, the aircraft involved must be
able to observe the intended ordnance
impact area to ensure the area is free of
marine mammals transiting the range.
(C) Visual inspection of the target area
shall be made by flying at 1,500 ft (457
m) altitude or lower, if safe to do so, and
at slowest safe speed.
(D) Explosive ordnance shall not be
targeted to impact within 1,800 yd
(1,646 m) of sighted marine mammals.
(iii) Mine Neutralization Training
Involving Underwater Detonations (up
to and including 20-lb charges):
(A) This activity shall only occur in
W–15 of the Cherry Point Range
Complex.
(B) Observers shall survey the Zone of
Influence (ZOI), a 700 yd (640 m) radius
from detonation location for marine
mammals from all participating vessels
during the entire operation. A survey of
the ZOI (minimum of 3 parallel
tracklines 219 yd [200 m] apart) using
support craft shall be conducted at the
detonation location 30 minutes prior
through 30 minutes post detonation.
Aerial survey support shall be utilized
whenever operationally feasible.
(C) Detonation operations shall be
conducted during daylight hours only.
(D) If a marine mammal is sighted
within the ZOI, the animal shall be
allowed to leave of its own volition. The
Navy shall suspend detonation exercises
and ensure the area is clear of marine
mammals for a full 30 minutes prior to
detonation.
(E) Divers placing the charges on
mines and dive support vessel
personnel shall survey the area for
marine mammals and shall report any
sightings to the surface observers. These
animals shall be allowed to leave of
their own volition and the ZOI shall be
clear of marine mammals for 30 minutes
prior to detonation.
(F) No detonations shall take place
within 3.2 nm (6 km) of an estuarine
inlet.
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(G) No detonations shall take place
within 1.6 nm (3 km) of shoreline.
(H) Personnel shall record any
protected species observations during
the exercise as well as measures taken
if species are detected within the ZOI.
§ 218.24 Requirements for monitoring and
reporting.
(a) The Holder of the Letter of
Authorization issued pursuant to
§ 216.106 of this chapter and § 218.26
for activities described in § 218.20(c) is
required to cooperate with the NMFS
when monitoring the impacts of the
activity on marine mammals.
(b) The Holder of the Authorization
must notify NMFS immediately (or as
soon as clearance procedures allow) if
the specified activity identified in
§ 218.20(c) is thought to have resulted in
the mortality or serious injury of any
marine mammals, or in any take of
marine mammals not identified in
§ 218.21(c).
(c) The Navy must conduct all
monitoring and required reporting
under the Letter of Authorization,
including abiding by the Cherry Point
Range Complex Monitoring Plan, which
is incorporated herein by reference, and
which requires the Navy to implement,
at a minimum, the monitoring activities
summarized below.
(1) Vessel or aerial surveys.
(i) The Holder of this Authorization
shall visually survey a minimum of 1
explosive event per year. If possible, the
event surveyed shall be one involving
multiple detonations. One of the vessel
or aerial surveys should involve
professionally trained marine mammal
observers (MMOs). If it is impossible to
conduct the required surveys due to
lack of training exercises, the missed
annual survey requirement shall roll
into the subsequent year to ensure that
the appropriate number of surveys (i.e.,
total of five) occurs over the 5-year
period of effectiveness of this subject.
(ii) When operationally feasible, for
specified training events, aerial or vessel
surveys shall be used 1–2 days prior to,
during (if reasonably safe), and 1–5 days
post detonation.
(iii) Surveys shall include any
specified exclusion zone around a
particular detonation point plus 2,000
yards beyond the border of the
exclusion zone (i.e., the circumference
of the area from the border of the
exclusion zone extending 2,000 yards
outwards). For vessel based surveys, a
passive acoustic system (hydrophone or
towed array) could be used to determine
if marine mammals are in the area
before and/or after a detonation event.
(iv) When conducting a particular
survey, the survey team shall collect:
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(A) Location of sighting;
(B) Species (if not possible, indicate
whale, dolphin or pinniped);
(C) Number of individuals;
(D) Whether calves were observed;
(E) Initial detection sensor;
(F) Length of time observers
maintained visual contact with marine
mammal;
(G) Wave height;
(H) Visibility;
(I) Whether sighting was before,
during, or after detonations/exercise,
and how many minutes before or after;
(J) Distance of marine mammal from
actual detonations (or target spot if not
yet detonated);
(K) Observed behavior—
Watchstanders shall report, in plain
language and without trying to
categorize in any way, the observed
behavior of the animal(s) (such as
animal closing to bow ride, paralleling
course/speed, floating on surface and
not swimming etc.), including speed
and direction;
(L) Resulting mitigation
implementation—Indicate whether
explosive detonations were delayed,
ceased, modified, or not modified due to
marine mammal presence and for how
long; and
(M) If observation occurs while
explosives are detonating in the water,
indicate munitions type in use at time
of marine mammal detection.
(2) Passive acoustic monitoring—the
Navy shall conduct passive acoustic
monitoring when operationally feasible.
(i) Any time a towed hydrophone
array is employed during shipboard
surveys, the towed array shall be
deployed during daylight hours for each
of the days the ship is at sea.
(ii) The towed hydrophone array shall
be used to supplement the ship-based
systematic line-transect surveys
(particularly for species such as beaked
whales that are rarely seen).
(iii) The array should have the
capability of detecting low frequency
vocalizations (<1,000 Hz) for baleen
whales and relatively high frequency
(up to 30 kHz) for odontocetes. The use
of two simultaneously deployed arrays
can also allow more accurate
localization and determination of diving
patterns.
(3) Marine mammal observers on
Navy platforms:
(i) As required in § 218.24(c)(1),
MMOs who are selected for aerial or
vessel surveys shall be placed on a Navy
platform during one of the explosive
exercises being monitored per year, the
other designated exercise shall be
monitored by the Navy lookouts/
watchstanders.
(ii) The MMO must possess expertise
in species identification of regional
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marine mammal species and experience
collecting behavioral data.
(iii) MMOs shall not be placed aboard
Navy platforms for every Navy training
event or major exercise, but during
specifically identified opportunities
deemed appropriate for data collection
efforts. The events selected for MMO
participation shall take into account
safety, logistics, and operational
concerns.
(iv) MMOs shall observe from the
same height above water as the
lookouts.
(v) The MMOs shall not be part of the
Navy’s formal reporting chain of
command during their data collection
efforts; Navy lookouts shall continue to
serve as the primary reporting means
within the Navy chain of command for
marine mammal sightings. The only
exception is that if an animal is
observed within the shutdown zone that
has not been observed by the lookout,
the MMO shall inform the lookout of the
sighting and the lookout shall take the
appropriate action through the chain of
command.
(vi) The MMOs shall collect species
identification, behavior, direction of
travel relative to the Navy platform, and
distance first observed. Information
collected by MMOs should be the same
as those collected by Navy lookout/
watchstanders described in
§ 218.24(c)(1)(iv).
(d) The Navy shall complete an
Integrated Comprehensive Monitoring
Program (ICMP) Plan in 2009. This
planning and adaptive management tool
shall include:
(1) A method for prioritizing
monitoring projects that clearly
describes the characteristics of a
proposal that factor into its priority.
(2) A method for annually reviewing,
with NMFS, monitoring results, Navy
R&D, and current science to use for
potential modification of mitigation or
monitoring methods.
(3) A detailed description of the
Monitoring Workshop to be convened in
2011 and how and when Navy/NMFS
will subsequently utilize the findings of
the Monitoring Workshop to potentially
modify subsequent monitoring and
mitigation.
(4) An adaptive management plan,
(5) A method for standardizing data
collection for Cherry Point Range
Complex and across range complexes,
(e) General Notification of Injured or
Dead Marine Mammals—Navy
personnel shall ensure that NMFS
(regional stranding coordinator) is
notified immediately (or as soon as
clearance procedures allow) if an
injured or dead marine mammal is
found during or shortly after, and in the
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vicinity of, any Navy training exercise
utilizing underwater explosive
detonations. The Navy shall provide
NMFS with species or description of the
animal(s), the condition of the animal(s)
(including carcass condition if the
animal is dead), location, time of first
discovery, observed behaviors (if alive),
and photo or video (if available).
(f) Annual Cherry Point Range
Complex Monitoring Plan Report—The
Navy shall submit a report annually on
March 1 describing the implementation
and results (through January 1 of the
same year) of the Cherry Point Range
Complex Monitoring Plan. Data
collection methods shall be
standardized across range complexes to
allow for comparison in different
geographic locations. Although
additional information will also be
gathered, the MMOs collecting marine
mammal data pursuant to the Cherry
Point Range Complex Monitoring Plan
shall, at a minimum, provide the same
marine mammal observation data
required in the data required in
§ 218.24(g). The Cherry Point Range
Complex Monitoring Plan Report may
be provided to NMFS within a larger
report that includes the required
Monitoring Plan Reports from Cherry
Point Range Complex and multiple
range complexes.
(g) Annual Cherry Point Range
Complex Exercise Report—The Navy
shall provide the information described
below for all of their explosive
exercises. Until the Navy is able to
report in full the information below,
they shall provide an annual update on
the Navy’s explosive tracking methods,
including improvements from the
previous year.
(1) Total annual number of each type
of explosive exercise (of those identified
as part of the ‘‘specified activity’’ in this
final rule) conducted in the Cherry
Point Range Complex.
(2) Total annual expended/detonated
rounds (missiles, bombs, etc.) for each
explosive type.
(h) Cherry Point Range Complex 5-yr
Comprehensive Report—The Navy shall
submit to NMFS a draft report that
analyzes and summarizes all of the
multi-year marine mammal information
gathered during the Cherry Point Range
Complex exercises for which annual
reports are required (Annual Cherry
Point Range Complex Exercise Reports
and Cherry Point Range Complex
Monitoring Plan Reports). This report
shall be submitted at the end of the
fourth year of the rule (May 2013),
covering activities that have occurred
through December 1, 2012.
(i) The Navy shall respond to NMFS
comments and requests for additional
PO 00000
Frm 00064
Fmt 4701
Sfmt 4700
information or clarification on the
Cherry Point Range Complex
Comprehensive Report, the Annual
Cherry Point Range Complex Exercise
Report, or the Annual Cherry Point
Range Complex Monitoring Plan Report
(or the multi-Range Complex Annual
Monitoring Plan Report, if that is how
the Navy chooses to submit the
information) if submitted within 3
months of receipt. These reports will be
considered final after the Navy has
addressed NMFS’ comments or
provided the requested information, or
three months after the submittal of the
draft if NMFS does not comment by
then.
(j) In 2011, the Navy shall convene a
Monitoring Workshop in which the
Monitoring Workshop participants will
be asked to review the Navy’s
Monitoring Plans and monitoring results
and make individual recommendations
(to the Navy and NMFS) of ways of
improving the Monitoring Plans. The
recommendations shall be reviewed by
the Navy, in consultation with NMFS,
and modifications to the Monitoring
Plan shall be made, as appropriate.
§ 218.25 Applications for Letters of
Authorization.
To incidentally take marine mammals
pursuant to these regulations, the U.S.
citizen (as defined by § 216.103 of this
chapter) conducting the activity
identified in § 218.20(a) (the U.S. Navy)
must apply for and obtain either an
initial Letter of Authorization in
accordance with § 218.26 or a renewal
under § 218.27.
§ 218.26
Letters of Authorization.
(a) A Letter of Authorization, unless
suspended or revoked, will be valid for
a period of time not to exceed the period
of validity of this subpart, but must be
renewed annually subject to annual
renewal conditions in § 218.27.
(b) Each Letter of Authorization will
set forth:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact on the
species, its habitat, and on the
availability of the species for
subsistence uses (i.e., mitigation); and
(3) Requirements for mitigation,
monitoring and reporting.
(c) Issuance and renewal of the Letter
of Authorization will be based on a
determination that the total number of
marine mammals taken by the activity
as a whole will have no more than a
negligible impact on the affected species
or stock of marine mammal(s).
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Federal Register / Vol. 74, No. 113 / Monday, June 15, 2009 / Rules and Regulations
§ 218.27 Renewal of Letters of
Authorization and Adaptive Management.
pwalker on PROD1PC71 with RULES2
(a) A Letter of Authorization issued
under § 216.106 and § 218.26 of this
chapter for the activity identified in
§ 218.20(c) will be renewed annually
upon:
(1) Notification to NMFS that the
activity described in the application
submitted under § 218.25 shall be
undertaken and that there will not be a
substantial modification to the
described work, mitigation or
monitoring undertaken during the
upcoming 12 months;
(2) Timely receipt of the monitoring
reports required under § 218.24; and
(3) A determination by the NMFS that
the mitigation, monitoring and reporting
measures required under § 218.23 and
the Letter of Authorization issued under
§§ 216.106 and 218.26 of this chapter,
were undertaken and will be undertaken
during the upcoming annual period of
validity of a renewed Letter of
Authorization.
(b) If a request for a renewal of a
Letter of Authorization issued under
§§ 216.106 and 218.27 of this chapter
indicates that a substantial modification
to the described work, mitigation or
monitoring undertaken during the
upcoming season will occur, the NMFS
will provide the public a period of 30
days for review and comment on the
request. Review and comment on
renewals of Letters of Authorization are
restricted to:
(1) New cited information and data
indicating that the determinations made
VerDate Nov<24>2008
16:49 Jun 12, 2009
Jkt 217001
in this document are in need of
reconsideration, and
(2) Proposed changes to the mitigation
and monitoring requirements contained
in these regulations or in the current
Letter of Authorization.
(c) A notice of issuance or denial of
a renewal of a Letter of Authorization
will be published in the Federal
Register.
(d) NMFS, in response to new
information and in consultation with
the Navy, may modify the mitigation or
monitoring measures in subsequent
LOAs if doing so creates a reasonable
likelihood of more effectively
accomplishing the goals of mitigation
and monitoring set forth in the preamble
of these regulations. Below are some of
the possible sources of new data that
could contribute to the decision to
modify the mitigation or monitoring
measures:
(1) Results from the Navy’s
monitoring from the previous year
(either from Cherry Point Study Area or
other locations).
(2) Findings of the Monitoring
Workshop that the Navy will convene in
2011 (§ 218.24(j)).
(3) Compiled results of Navy funded
research and development (R&D) studies
(presented pursuant to the ICMP
(§ 218.24(d)).
(4) Results from specific stranding
investigations (either from the Cherry
Point Range Complex Study Area or
other locations).
(5) Results from general marine
mammal and sound research (funded by
PO 00000
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28391
the Navy (described below) or
otherwise).
(6) Any information which reveals
that marine mammals may have been
taken in a manner, extent or number not
authorized by these regulations or
subsequent Letters of Authorization.
§ 218.28 Modifications to Letters of
Authorization.
(a) Except as provided in paragraph
(b) of this section, no substantive
modification (including withdrawal or
suspension) to the Letter of
Authorization by NMFS, issued
pursuant to §§ 216.106 and 218.26 and
subject to the provisions of this subpart
shall be made until after notification
and an opportunity for public comment
has been provided. For purposes of this
paragraph, a renewal of a Letter of
Authorization under § 218.27, without
modification (except for the period of
validity), is not considered a substantive
modification.
(b) If the Assistant Administrator
determines that an emergency exists
that poses a significant risk to the wellbeing of the species or stocks of marine
mammals specified in § 218.20(b), a
Letter of Authorization issued pursuant
to §§ 216.106 and 218.26 may be
substantively modified without prior
notification and an opportunity for
public comment. Notification will be
published in the Federal Register
within 30 days subsequent to the action.
[FR Doc. E9–13696 Filed 6–8–09; 4:15 pm]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 74, Number 113 (Monday, June 15, 2009)]
[Rules and Regulations]
[Pages 28370-28391]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-13696]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 218
RIN 0648-AX10
Taking and Importing Marine Mammals; U.S. Navy Training in the
Cherry Point Range Complex
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
[[Page 28371]]
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS, upon application from the U.S. Navy (Navy), is issuing
regulations to govern the unintentional taking of marine mammals
incidental to activities conducted at the Cherry Point Range Complex
for the period of June 2009 through June 2014. The Navy's activities
are considered military readiness activities pursuant to the Marine
Mammal Protection Act (MMPA), as amended by the National Defense
Authorization Act for Fiscal Year 2004 (NDAA). These regulations, which
allow for the issuance of ``Letters of Authorization'' (LOAs) for the
incidental take of marine mammals during the described activities and
specified timeframes, prescribe the permissible methods of taking and
other means of effecting the least practicable adverse impact on marine
mammal species and their habitat, as well as requirements pertaining to
the monitoring and reporting of such taking.
DATES: Effective June 8, 2009 and is applicable to the Navy on June 5,
2009 through June 4, 2014.
ADDRESSES: A copy of the Navy's application (which contains a list of
the references used in this document), NMFS' Record of Decision (ROD),
and other documents cited herein may be obtained by writing to Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225 or by telephone via the contact
listed here (see FOR FURTHER INFORMATION CONTACT). Additionally, the
Navy's LOA application may be obtained by visiting the Internet at:
https://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications.
FOR FURTHER INFORMATION CONTACT: Shane Guan, Office of Protected
Resources, NMFS, (301) 713-2289, ext. 137.
SUPPLEMENTARY INFORMATION: Extensive Supplementary Information was
provided in the proposed rule for this activity, which was published in
the Federal Register on Monday, March 16, 2009 (74 FR 11052). This
information will not be reprinted here in its entirety; rather, all
sections from the proposed rule will be represented herein and will
contain either a summary of the material presented in the proposed rule
or a note referencing the page(s) in the proposed rule where the
information may be found. Any information that has changed since the
proposed rule was published will be addressed herein. Additionally,
this final rule contains a section that responds to the comments
received during the public comment period.
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce (Secretary) to allow, upon request,
the incidental, but not intentional taking of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) during periods of not more than five consecutive years each if
certain findings are made and regulations are issued or, if the taking
is limited to harassment, notice of a proposed authorization is
provided to the public for review.
Authorization shall be granted if NMFS finds that the taking will
have a negligible impact on the species or stock(s), will not have an
unmitigable adverse impact on the availability of the species or
stock(s) for subsistence uses, and if the permissible methods of taking
and requirements pertaining to the mitigation, monitoring and reporting
of such taking are set forth. NMFS has defined ``negligible impact'' in
50 CFR 216.103 as:
An impact resulting from the specified activity that cannot be
reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.
The National Defense Authorization Act of 2004 (NDAA) (Pub. L.108-
136) removed the ``small numbers'' and ``specified geographical
region'' limitations and amended the definition of ``harassment'' as it
applies to a ``military readiness activity'' to read as follows
(Section 3(18)(B) of the MMPA):
(i) Any act that injures or has the significant potential to
injure a marine mammal or marine mammal stock in the wild [Level A
Harassment]; or (ii) any act that disturbs or is likely to disturb a
marine mammal or marine mammal stock in the wild by causing
disruption of natural behavioral patterns, including, but not
limited to, migration, surfacing, nursing, breeding, feeding, or
sheltering, to a point where such behavioral patterns are abandoned
or significantly altered [Level B Harassment].
Summary of Request
On June 5, 2008, NMFS received an application from the Navy
requesting authorization for the take of Atlantic spotted dolphin
incidental to the proposed training activities in the Cherry Point
Range Complex over the course of 5 years. On June 17, 2008, the Navy
submitted an Addendum with some modifications and additional
information to its original requests. The activities to be conducted in
the Cherry Point Range Complex are classified military readiness
activities. The Navy states that these training activities may cause
various impacts to marine mammal species in the proposed Cherry Point
Range Complex area. The Navy requests an authorization to take two
individuals of Atlantic spotted dolphins annually by Level B
Harassment. The Navy does not anticipate any Level A harassment
(injury). Please refer to the take table on page 6 to the Addendum of
the LOA application for detailed information of the potential exposures
from explosive ordnance (per year) for marine mammals in the Cherry
Point Range Complex. Due to the proposed mitigation and monitoring
measures, NMFS does not expect the proposed action would result in any
marine mammal mortality. Therefore, no mortality would be authorized
for the Navy's Cherry Point Range Complex training activities.
Description of the Specified Activities
The proposed rule contains a complete description of the Navy's
specified activities that are covered by these final regulations, and
for which the associated incidental take of marine mammals will be
authorized in the related LOAs. The proposed rule describes the nature
and number of the training activities. These training activities
consist of surface warfare [Missile Exercise (MISSILEX)], mine warfare
[Mine Exercise (MINEX)], amphibious warfare [Firing Exercise (FIREX)],
and vessel movement to, from and within the Cherry Point Range Complex
Study Area. The descriptions of MISSILEX and vessel movement contained
in the proposed rule (74 FR 11052; pages 11052-11053) have not changed.
The Navy made subsequent modifications to the description of the MINEX
and FIREX activities since the proposed rule was published. The purpose
of the modifications is to improve clarity and readability. The change
in description of the MINEX and FIREX activities has not affected the
analyses originally presented in the proposed rule or contained in this
final rule. Revised descriptions of MINEX and FIREX follow:
Mine Warfare/Mine Exercises
Mine Warfare (MIW) includes the strategic, operational, and
tactical use of mines and mine countermeasures (MCM). MIW has two basic
subdivisions: (a) Laying mines to degrade the enemy's capabilities to
wage land, air, and maritime warfare, and (b) countering enemy-laid
mines to
[[Page 28372]]
permit friendly maneuver or use of selected land or sea areas (DoN,
2007d).
MIW training events are of two types: MCM and mine neutralization.
MCM operations train forces to detect, identify, classify, mark,
avoid, and disable (or verify destruction of) underwater mines (bottom
or moored) using a variety of methods including air, surface, sub-
surface, and ground assets. Mine hunting techniques involve divers,
specialized sonar, and unmanned underwater vehicles (UUVs) to locate
and classify the mines and then destroy them using one of two methods:
Mechanical (explosive cutters) or influence (matching the acoustic,
magnetic, or pressure signature of the mine). The MCM systems currently
used in Navy Cherry Point Study Area are deployed aboard the MH-53E
helicopters. They include mine hunting sonar (AQS-24A), influence mine
sweeping systems (MK-105) and mechanical mine sweeping systems (MK-
103), none of which result in underwater detonations.
Mine Neutralization Exercises (MINEX) involve the localization,
identification, evaluation, rendering safe, and disposal of mines that
constitute a threat to ships or personnel. This mission is currently
done primarily by Explosive Ordnance Disposal (EOD) divers. They
typically deploy from a ship or small boat to relocate and neutralize
mines initially located by another source, such as an MCM or coastal
minehunter MHC class ship or an MH-53 or MH-60 helicopter. The EOD
divers set an explosive charge on a floating or underwater mine which
they initiate remotely after clearing the area. The pressure and energy
exerted in the water from the relatively smaller EOD explosive charge
causes the mine to explode. These operations in the Navy Cherry Point
Study Area involve neutralizing inert training mineshapes with charges
of up to 20 lbs Net Explosive Weight (NEW). They will occur only during
daylight hours in the locations described in Figure 1 of the LOA
application.
In addition to the current MIW systems, the Navy will begin
training with new Organic Mine Countermeasures (OMCM) systems in the
Navy Cherry Point Study Area as they are introduced into the fleet. The
OMCM systems will operate from MH-60S helicopters, including mine
hunting sonar (AQS-20); influence mine sweeping towed arrays (Organic
Airborne and Surface Influence Sweep [OASIS]); mine hunting laser
(Airborne Laser Mine Detection System [ALMDS]) that uses a light
imaging detecting and ranging (LIDAR) to detect, localize, and classify
near-surface moored/floating mines; and anti-mine ordnance systems
(Rapid Airborne Mine Clearance System [RAMICS] and Airborne Mine
Neutralization System [AMNS]). No OMCM training events will involve
underwater detonations.
Amphibious Warfare
Amphibious Warfare (AMW) involves projecting military power ashore
with U.S. Marine Corps (USMC) landing forces supported by naval
firepower and logistics. AMW encompasses a broad spectrum of operations
involving maneuver from the sea to objectives ashore, ranging from
shore assaults, boat raids, ship-to-shore maneuver, shore bombardment
and other naval fire support, and air strike and close air support. In
the Navy Cherry Point Study Area, the Navy and Marine Corps conduct
extensive AMW training, but the only events involving underwater
detonation are Firing Exercises (FIREX).
During a FIREX, surface ships use their main battery guns to fire
from sea at land targets in support of military forces ashore. The east
coast has very limited access to land ranges for shore bombardment. To
compensate, Atlantic Fleet cruisers and destroyers can create virtual
land masses on their fire control consoles. The ships fire at an array
of buoys (Integrated Maritime Portable Acoustic Scoring and Simulation
System [IMPASS]) that detect where the rounds landed, thereby allowing
the ship to score the accuracy of its gunners. A FIREX (IMPASS) event
in the Navy Cherry Point Study Area typically involves up to 70 rounds,
39 of which have high explosive warheads and the rest are inert, and
occur only during daylight hours in the locations described in Figure 1
of the LOA application.
Table 1--Levels of Training Events Involve Explosives Planned in the Cherry Point Range Complex per Year
--------------------------------------------------------------------------------------------------------------------------------------------------------
Operation Platform System/ordnance Number of events Time of day Event duration
--------------------------------------------------------------------------------------------------------------------------------------------------------
MISSILEX (Air to Surface).......... AH-1W Helicopter...... AGM-114 (Hellfire; 8- 6 sorties (6 HE Day or Night......... 1 hour.
lb NEW \1\ HE \2\ missiles).
rounds \3\).
TOW \4\ Missile (all 8 sorties (8 1 hour.
15.33 NEW HE rounds) missiles).
\3\.
MINEX.............................. EOD \5\............... 20 lb NEW charges..... 20 events............ Day.................. 8 hours.
FIREX with IMPASS.\6\ CG, DDG \7\........... 5 gun 2 events (78 HE Day.................. 12 hours.
(IMPASS). rounds).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ NEW: Net explosive weight.
\2\ HE: High Explosive.
\3\ Uses stationary or towed surface targets; 1 missile/sortie.
\4\ TOW: Tube-launched, Optically tracked, Wire-guided.
\5\ EOD: Explosive ordnance disposal.
\6\ IMPASS: Integrated Maritime Portable Acoustic Scoring and Simulation System.
\7\ CG: guided missile cruiser; DDG: guided missile destroyer.
Cherry Point Range Complex
The Cherry Point Range Complex proposed rule contains a description
of the Cherry Point Study Area along with a description of the areas in
which certain types of activities will occur. Table 2, included here,
summarizes the areas in which explosive events will occur and their
frequency of occurrence. The description of the Cherry Point Range
Complex Study Area in the proposed rule has not changed.
[[Page 28373]]
Table 2--Number of Events Utilizing Explosive Munitions Within the Cherry Point Range Complex
----------------------------------------------------------------------------------------------------------------
Annual
Sub-area* Ordnance Winter Spring Summer Fall totals
----------------------------------------------------------------------------------------------------------------
MISSILEX............. ......... ......... ......... ......... 14
16 & 17........................... Hellfire............. 1.5 1.5 1.5 1.5 6
16 & 17........................... TOW.................. 2 2 2 2 8
FIREX with IMPASS.... ......... ......... ......... ......... 2
13 & 14........................... 5 rounds.. .25 .25 .25 .25 1
4 & 5............................. 5 rounds.. .25 .25 .25 .25 1
MINEX................ ......... ......... ......... ......... 20
UNDET............................. 20 LB................ 5 5 5 5 20
----------------------------------------------------------------------------------------------------------------
* See Figure 1 of the LOA application for the location of sub-areas.
Description of Marine Mammals in the Area of the Specified Activities
There are 33 cetacean species, 4 pinniped species, and 1 sirenian
species that have the potential or are confirmed to occur in the Cherry
Point Range Complex (DoN, 2008). However, only 34 of those species are
expected to occur regularly in the OPAREA, as indicated in Table 3. The
remaining species are considered extralimital in the Study Area,
indicating there are one or more records of an animal's presence in the
Study Area, but it is considered beyond the normal range of the
species. Extralimital species will not be analyzed further in this
study. The Description of Marine Mammals in the Area of the Specified
Activities section has not changed from what was in the proposed rule
(74 FR 11052; pages 11054-11056).
Table 3--Marine Mammal Species Found in the Cherry Point Range Complex
------------------------------------------------------------------------
Family and scientific name Common name Federal status
------------------------------------------------------------------------
Order Cetacea
------------------------------------------------------------------------
Suborder Mysticeti (baleen whales)
------------------------------------------------------------------------
Eubalaena glacialis............. North Atlantic Endangered.
right whale.
Megaptera novaeangliae.......... Humpback whale.... Endangered.
Balaenoptera acutorostrata...... Minke whale.......
B. brydei....................... Bryde's whale.....
B. borealis..................... Sei whale......... Endangered.
B. physalus..................... Fin whale......... Endangered.
B. musculus..................... Blue whale........ Endangered.
------------------------------------------------------------------------
Suborder Odontoceti (toothed whales)....................................
------------------------------------------------------------------------
Physeter macrocephalus.......... Sperm whale....... Endangered.
Kogia breviceps................. Pygmy sperm whale.
K. sima......................... Dwarf sperm whale.
Ziphius cavirostris............. Cuvier's beaked
whale.
Mesoplodon minus................ True's beaked
whale.
M. europaeus.................... Gervais' beaked
whale.
M. bidens....................... Sowerby's beaked
whale.
M. densirostris................. Blainville's
beaked whale.
Steno bredanensis............... Rough-toothed
dolphin.
Tursiops truncatus.............. Bottlenose dolphin
Stenella attenuata.............. Pantropical
spotted dolphin.
S. frontalis.................... Atlantic spotted
dolphin.
S. longirostris................. Spinner dolphin...
S. clymene...................... Clymene dolphin...
S. coeruleoalba................. Striped dolphin...
Delphinus delphis............... Common dolphin....
Lagenodephis hosei.............. Fraser's dolphin..
Grampus griseus................. Risso's dolphin...
Peponocephala electra........... Melon-headed whale
Feresa attenuata................ Pygmy killer whale
Pseudorca crassidens............ False killer whale
Orcinus orca.................... Killer whale......
Globicephala melas.............. Long-finned pilot
whale.
G. macrorhynchus................ Short-finned pilot
whale.
Phocoena phocoena............... Harbor porpoise...
------------------------------------------------------------------------
Order Carnivora.........................................................
------------------------------------------------------------------------
Suborder Pinnipedia (seals, sea lions, walruses)........................
------------------------------------------------------------------------
Phoca vitulina.................. Harbor seal ..................
------------------------------------------------------------------------
[[Page 28374]]
Order Sirenia...........................................................
------------------------------------------------------------------------
Trichechus manatus.............. West Indian Endangered.
manatee.
------------------------------------------------------------------------
Potential Impacts to Marine Mammal Species
With respect to the MMPA, NMFS' effects assessment serves four
primary purposes: (1) To prescribe the permissible methods of taking
(i.e., Level B Harassment (behavioral harassment), Level A Harassment
(injury), or mortality, including an identification of the number and
types of take that could occur by Level A or B harassment or mortality)
and to prescribe other means of effecting the least practicable adverse
impact on such species or stock and its habitat (i.e., mitigation); (2)
to determine whether the specified activity will have a negligible
impact on the affected species or stocks of marine mammals (based on
the likelihood that the activity will adversely affect the species or
stock through effects on annual rates of recruitment or survival); (3)
to determine whether the specified activity will have an unmitigable
adverse impact on the availability of the species or stock(s) for
subsistence uses (however, there are no subsistence communities in the
Cherry Point Range Complex); and (4) to prescribe requirements
pertaining to monitoring and reporting.
In the Potential Impacts to Marine Mammal Species section of the
proposed rule, NMFS included a qualitative discussion of the different
ways that vessel strikes and underwater explosive detonations from
MISSILEX, MINEX, and FIREX may potentially affect marine mammals (some
of which NMFS would not classify as harassment). See 74 FR 11052, pages
11056-11062. Marine mammals may experience direct physiological effects
(such as threshold shift), acoustic masking, impaired communications,
stress responses, and behavioral disturbance. The information contained
in Potential Impacts to Marine Mammal Species section from the proposed
rule has not changed.
Additional analyses on potential impacts to marine mammals from
vessel movement within the Cherry Point Range Complex Study Area are
added below.
Vessel Movement
There are limited data concerning marine mammal behavioral
responses to vessel traffic and vessel noise, and a lack of consensus
among scientists with respect to what these responses mean or whether
they result in short-term or long-term adverse effects. In those cases
where there is a busy shipping lane or where there is large amount of
vessel traffic, marine mammals may experience acoustic masking
(Hildebrand, 2005) if they are present in the area (e.g., killer whales
in Puget Sound; Foote et al., 2004; Holt et al., 2008). In cases where
vessels actively approach marine mammals (e.g., whale watching or
dolphin watching boats), scientists have documented that animals
exhibit altered behavior such as increased swimming speed, erratic
movement, and active avoidance behavior (Bursk, 1983; Acevedo, 1991;
Baker and MacGibbon, 1991; Trites and Bain, 2000; Williams et al.,
2002; Constantine et al., 2003), reduced blow interval (Ritcher et al.,
2003), disruption of normal social behaviors (Lusseau, 2003; 2006), and
the shift of behavioral activities which may increase energetic costs
(Constantine et al., 2003; 2004)). A detailed review of marine mammal
reactions to ships and boats is available in Richardson et al. (1995).
For each of the marine mammals taxonomy groups, Richardson et al.
(1995) provided the following assessment regarding cetacean reactions
to vessel traffic:
Toothed whales: ``In summary, toothed whales sometimes show no
avoidance reaction to vessels, or even approach them. However,
avoidance can occur, especially in response to vessels of types used to
chase or hunt the animals. This may cause temporary displacement, but
we know of no clear evidence that toothed whales have abandoned
significant parts of their range because of vessel traffic.''
Baleen whales: ``When baleen whales receive low-level sounds from
distant or stationary vessels, the sounds often seem to be ignored.
Some whales approach the sources of these sounds. When vessels approach
whales slowly and nonaggressively, whales often exhibit slow and
inconspicuous avoidance maneuvers. In response to strong or rapidly
changing vessel noise, baleen whales often interrupt their normal
behavior and swim rapidly away. Avoidance is especially strong when a
boat heads directly toward the whale.''
It is important to recognize that behavioral responses to stimuli
are complex and influenced to varying degrees by a number of factors
such as species, behavioral contexts, geographical regions, source
characteristics (moving or stationary, speed, direction, etc.), prior
experience of the animal, and physical status of the animal. For
example, studies have shown that beluga whales reacted differently when
exposed to vessel noise and traffic. In some cases, na[iuml]ve beluga
whales exhibited rapid swimming from ice-breaking vessels up to 80 km
away, and showed changes in surfacing, breathing, diving, and group
composition in the Canadian high Arctic where vessel traffic is rare
(Finley et al., 1990). In other cases, beluga whales were more tolerant
of vessels, but differentially responsive by reducing their calling
rates, to certain vessels and operating characteristics (especially
older animals) in the St. Lawrence River where vessel traffic is common
(Blane and Jaakson, 1994). In Bristol Bay, Alaska, beluga whales
continued to feed when surrounded by fishing vessels and resisted
dispersal even when purposefully harassed (Fish and Vania, 1971).
In reviewing more than 25 years of whale observation data, Watkins
(1986) concluded that whale reactions to vessel traffic were ``modified
by their previous experience and current activity: habituation often
occurred rapidly, attention to other stimuli or preoccupation with
other activities sometimes overcame their interest or wariness of
stimuli.'' Watkins noticed that over the years of exposure to ships in
the Cape Cod area, minke whales (Balaenoptera acutorostrata) changed
from frequent positive (such as approaching vessels) interest to
generally uninterested reactions; finback whales (B. physalus) changed
from mostly negative (such as avoidance) to uninterested reactions;
right whales (Eubalaena glacialis) apparently continued the same
variety of responses (negative, uninterested, and positive responses)
with little change; and humpbacks (Megaptera novaeangliae) dramatically
changed from mixed responses that were often negative to
[[Page 28375]]
often strongly positive reactions. Watkins (1986) summarized that
``whales near shore, even in regions with low vessel traffic, generally
have become less wary of boats and their noises, and they have appeared
to be less easily disturbed than previously. In particular locations
with intense shipping and repeated approaches by boats (such as the
whale-watching areas of Stellwagen Bank), more and more whales had P
[positive] reactions to familiar vessels, and they also occasionally
approached other boats and yachts in the same ways.''
In the case of the Cherry Point Range Complex, naval vessel traffic
is expected to be much lower than in areas where there are large
shipping lanes and large numbers of fishing vessels and/or recreational
vessels. Nevertheless, the proposed action area is well traveled by a
variety of commercial and recreational vessels, so marine mammals in
the area are expected to be habituated to vessel noise.
As described in the proposed rule, operations involving vessel
movements occur intermittently and are variable in duration, ranging
from a few hours up to 2 weeks. These operations are widely dispersed
throughout the Cherry Point Range Complex OPAREA, which is a vast area
encompassing 18,617 square nautical miles (nm\2\) (an area
approximately the size of West Virginia). The Navy logs about 950 total
vessel days within the Study Area during a typical year. Consequently,
the density of ships within the Study Area at any given time is
extremely low (i.e., less than 0.005 ships/nm\2\).
Moreover, naval vessels transiting the study area or engaging in
the training exercises will not actively or intentionally approach a
marine mammal or change speed drastically. Except under certain
mitigation measures that protect right whales and other marine mammals
from vessel strike, all vessels transit to, from, and within the range
complexes will be traveling at speeds generally ranging from 10 to 14
knots.
The final rule contains additional mitigation measures requiring
Navy vessels to keep at least 500 yards (460 m) away from any observed
whale and at least 200 yards (183 m) from marine mammals other than
whales, and avoid approaching animals head-on. Although the radiated
sound from the vessels will be audible to marine mammals over a large
distance, it is unlikely that animals will respond behaviorally to low-
level distant shipping noise as the animals in the area are likely to
be habituated to such noises (Nowacek et al., 2004). In light of these
facts, NMFS does not expect the Navy's vessel movements to result in
Level B harassment.
Acoustic Take Criteria
In the Acoustic Take Criteria section of the proposed rule, NMFS
described the development and application of the acoustic criteria for
explosive detonations (74 FR 11052; pages 11060-11062). No changes to
the modeling have been made except for those outlined in Potential
Impacts to Marine Mammal Species section of this document.
Mitigation
In order to issue an incidental take authorization (ITA) under
Section 101(a)(5)(A) of the MMPA, NMFS must prescribe regulations
setting forth the ``permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable adverse
impact on such species or stock and its habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance.'' The NDAA amended the MMPA as it relates to military
readiness activities and the incidental take authorization process such
that ``least practicable adverse impact'' shall include consideration
of personnel safety, practicality of implementation, and impact on the
effectiveness of the ``military readiness activity.'' The Cherry Point
Range Complex training activities described in this rulemaking are
considered military readiness activities.
NMFS reviewed the Navy's proposed Cherry Point Range Complex
training activities and the proposed Cherry Point Range Complex
mitigation measures presented in the Navy's application to determine
whether the activities and mitigation measures were capable of
achieving the least practicable adverse effect on marine mammals.
Any mitigation measure prescribed by NMFS should be known to
accomplish, have a reasonable likelihood of accomplishing (based on
current science), or contribute to the accomplishment of one or more of
the general goals listed below:
(1) Avoidance or minimization of injury or death of marine mammals
wherever possible (goals b, c, and d may contribute to this goal).
(2) A reduction in the numbers of marine mammals (total number or
number at biologically important time or location) exposed to
underwater detonations or other activities expected to result in the
take of marine mammals (this goal may contribute to a, above, or to
reducing harassment takes only).
(3) A reduction in the number of times (total number or number at
biologically important time or location) individuals would be exposed
to underwater detonations or other activities expected to result in the
take of marine mammals (this goal may contribute to a, above, or to
reducing harassment takes only).
(4) A reduction in the intensity of exposures (either total number
or number at biologically important time or location) to underwater
detonations or other activities expected to result in the take of
marine mammals (this goal may contribute to a, above, or to reducing
the severity of harassment takes only).
(5) A reduction in adverse effects to marine mammal habitat, paying
special attention to the food base, activities that block or limit
passage to or from biologically important areas, permanent destruction
of habitat, or temporary destruction/disturbance of habitat during a
biologically important time.
(6) For monitoring directly related to mitigation--an increase in
the probability of detecting marine mammals, thus allowing for more
effective implementation of the mitigation (shut-down zone, etc.).
NMFS reviewed the Navy's proposed mitigation measures, which
included a careful balancing of the likely benefit of any particular
measure to the marine mammals with the likely effect of that measure on
personnel safety, practicality of implementation, and impact on the
``military-readiness activity.''
The Navy's proposed mitigation measures were described in detail in
the proposed rule (74 FR 11052, pages 11066-11069). Slight wording
changes have been made to the Personnel Training--Lookouts section as
presented in the Proposed Rule (page 76592). Bullet 6 of that section
is added to clarify nighttime monitoring, which reads as: ``At night,
to increase effectiveness, lookouts would not continuously sweep the
horizon with their eyes. Instead, lookouts would scan the horizon in a
series of movements that would allow their eyes to come to periodic
rests as they scan the sector. When visually searching at night, they
would look a little to one side and out of the corners of their eyes,
paying attention to the things on the outer edges of their field of
vision. Lookouts will also have night vision devices available for
use.''
The Navy's measures addressing operating procedures for training
activities using underwater detonations of explosives and firing
exercises, and mitigation related to vessel traffic and the North
Atlantic right whale were described in the proposed rule. No
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changes have been made to the mitigation measures described in the
proposed rule except the following.
In response to a comment from the Marine Mammal Commission, NMFS
will require the Navy to suspend its activities immediately if a marine
mammal is injured or killed as a result of the proposed Navy training
activities (e.g., instances in which it is clear that munitions
explosions caused the injury or death), and report such incident to
NMFS.
NMFS has determined that these mitigation measures (which include a
suite of measures that specifically address vessel transit and the
NARW) are adequate means of effecting the least practicable adverse
impacts on marine mammal species or stocks and their habitat while also
considering personnel safety, practicality of implementation, and
impact on the effectiveness of the military readiness activity.
Monitoring
In order to issue an ITA for an activity, Section 101(a)(5)(A) of
the MMPA states that NMFS must set forth ``requirements pertaining to
the monitoring and reporting of such taking.'' The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for LOAs
must include the suggested means of accomplishing the necessary
monitoring and reporting that will result in increased knowledge of the
species and of the level of taking or impacts on populations of marine
mammals that are expected to be present.
Monitoring measures prescribed by NMFS should accomplish one or
more of the following general goals:
(1) An increase in the probability of detecting marine mammals,
both within the safety zone (thus allowing for more effective
implementation of the mitigation) and in general to generate more data
to contribute to the effects analyses.
(2) An increase in our understanding of how many marine mammals are
likely to be exposed to levels of underwater detonations or other
stimuli that we associate with specific adverse effects, such as
behavioral harassment, temporary threshold shift of hearing sensitivity
(TTS), or permanent threshold shift of hearing sensitivity (PTS).
(3) An increase in our understanding of how marine mammals respond
(behaviorally or physiologically) to underwater detonations or other
stimuli expected to result in take and how anticipated adverse effects
on individuals (in different ways and to varying degrees) may impact
the population, species, or stock (specifically through effects on
annual rates of recruitment or survival).
(4) An increased knowledge of the affected species.
(5) An increase in our understanding of the effectiveness of
certain mitigation and monitoring measures.
(6) A better understanding and record of the manner in which the
authorized entity complies with the incidental take authorization.
Monitoring Plan for the Cherry Point Range Complex Study Area
As NMFS indicated in the proposed rule, the Navy has (with input
from NMFS) fleshed out the details of and made improvements to the
Cherry Point Range Complex Monitoring Plan. Additionally, NMFS and the
Navy have incorporated a suggestion from the public, which recommended
the Navy hold a peer review workshop to discuss the Navy's Monitoring
Plans for the multiple range complexes and training exercises in which
the Navy would receive ITAs (see Monitoring Workshop section). The
final Cherry Point Range Complex Monitoring Plan, which is summarized
below, may be viewed at https://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications. The Navy plans to implement all of the
components of the Monitoring Plan; however, only the marine mammal
components (not the sea turtle components) will be required by the MMPA
regulations and associated LOAs.
A summary of the monitoring methods required for use during
training events in the Cherry Point Range Complex are described below.
These methods include a combination of individual elements that are
designed to allow a comprehensive assessment.
I. Vessel or Aerial Surveys:
(A) The Holder of this Authorization shall visually survey a
minimum of 1 explosive event per year. If possible, the event surveyed
will be one involving multiple detonations. One of the vessel or aerial
surveys should involve professionally trained marine mammal observers
(MMOs).
(B) When operationally feasible, for specified training events,
aerial or vessel surveys shall be used 1-2 days prior to, during (if
reasonably safe), and 1-5 days post detonation.
(C) Surveys shall include any specified exclusion zone around a
particular detonation point plus 2,000 yards beyond the border of the
exclusion zone (i.e., the circumference of the area from the border of
the exclusion zone extending 2,000 yards outwards). For vessel-based
surveys a passive acoustic system (hydrophone or towed array) could be
used to determine if marine mammals are in the area before and/or after
a detonation event.
(D) When conducting a particular survey, the survey team shall
collect:
Location of sighting;
Species (if not possible, indicate whale, dolphin or
pinniped);
Number of individuals;
Whether calves were observed;
Initial detection sensor;
Length of time observers maintained visual contact with
marine mammal;
Wave height;
Visibility;
Whether sighting was before, during, or after detonations/
exercise, and how many minutes before or after;
Distance of marine mammal from actual detonations (or
target spot if not yet detonated);
Observed behavior--Watchstanders will report, in plain
language and without trying to categorize in any way, the observed
behavior of the animal(s) (such as animal closing to bow ride,
paralleling course/speed, floating on surface and not swimming etc.),
including speed and direction;
Resulting mitigation implementation--Indicate whether
explosive detonations were delayed, ceased, modified, or not modified
due to marine mammal presence and for how long; and
If observation occurs while explosives are detonating in
the water, indicate munitions type in use at time of marine mammal
detection (e.g., were the 5-inch guns actually firing when the animals
were sighted? Did animals enter an area 2 minutes after a huge
explosion went off?).
II. Passive Acoustic Monitoring
The Navy is required to conduct passive acoustic monitoring when
operationally feasible.
(A) Any time a towed hydrophone array is employed during shipboard
surveys the towed array shall be deployed during daylight hours for
each of the days the ship is at sea.
(B) The towed hydrophone array shall be used to supplement the
ship-based systematic line-transect surveys (particularly for species
such as beaked whales that are rarely seen).
III. Marine Mammal Observers on Navy Platforms
(A) MMOs selected for aerial or vessel surveys shall be placed on a
Navy platform during one of the exercises being monitored per year. The
remaining designated exercise(s) shall be monitored by the Navy
lookouts/watchstanders.
[[Page 28377]]
(B) The MMO must possess expertise in species identification of
regional marine mammal species and experience collecting behavioral
data.
(C) MMOs shall not be placed aboard Navy platforms for every Navy
training event or major exercise, but during specifically identified
opportunities deemed appropriate for data collection efforts. The
events selected for MMO participation shall take into account safety,
logistics, and operational concerns.
(D) MMOs shall observe from the same height above water as the
lookouts.
(E) The MMOs shall not be part of the Navy's formal reporting chain
of command during their data collection efforts; Navy lookouts shall
continue to serve as the primary reporting means within the Navy chain
of command for marine mammal sightings. The only exception is that if
an animal is observed within the shutdown zone that has not been
observed by the lookout, the MMO shall inform the lookout of the
sighting, and the lookout shall take the appropriate action through the
chain of command.
(F) The MMOs shall collect species identification, behavior,
direction of travel relative to the Navy platform, and distance first
observed. All MMO sightings shall be conducted according to a standard
operating procedure. Information collected by MMOs should be the same
as those collected by Navy lookout/watchstanders described above.
The Monitoring Plan for the Cherry Point Range Complex has been
designed as a collection of focused ``studies'' (described fully in the
Cherry Point Monitoring Plan) to gather data that will allow the Navy
to address the following questions:
(A) What are the behavioral responses of marine mammals and sea
turtles that are exposed to explosives?
(B) Is the Navy's suite of mitigation measures effective at
avoiding injury and mortality of marine mammals and sea turtles?
Data gathered in these studies will be collected by qualified,
professional marine mammal biologists or trained Navy lookouts/
watchstanders that are experts in their field. This monitoring plan has
been designed to gather data on all species of marine mammals that are
observed in the Cherry Point Range Complex study area.
Monitoring Workshop
During the public comment period on past proposed rules for Navy
actions (such as the Hawaii Range Complex (HRC), and Southern
California Range Complex (SOCAL) proposed rules), NMFS received a
recommendation that a workshop or panel be convened to solicit input on
the monitoring plan from researchers, experts, and other interested
parties. The Cherry Point Range Complex proposed rule included an
adaptive management component and both NMFS and the Navy believe that a
workshop would provide a means for Navy and NMFS to consider input from
participants in determining whether (and if so, how) to modify
monitoring techniques to more effectively accomplish the goals of
monitoring set forth earlier in the document. NMFS and the Navy believe
that this workshop concept is valuable in relation to all of the Range
Complexes and major training exercise rules and LOAs that NMFS is
working on with the Navy at this time. Consequently, NMFS has
determined that this single Monitoring Workshop will be included as a
component of all of the rules and LOAs that NMFS will be processing for
the Navy in the next year or so.
The Navy, with guidance and support from NMFS, will convene a
Monitoring Workshop, including marine mammal and acoustic experts as
well as other interested parties, in 2011. The Monitoring Workshop
participants will review the monitoring results from the previous two
years of monitoring pursuant to the Cherry Point Range Complex rule as
well as monitoring results from other Navy rules and LOAs (e.g.,
VACAPES, AFAST, SOCAL, HRC, and other rules). The Monitoring Workshop
participants would provide their individual recommendations to the Navy
and NMFS on the monitoring plan(s) after also considering the current
science (including Navy research and development) and working within
the framework of available resources and feasibility of implementation.
NMFS and the Navy would then analyze the input from the Monitoring
Workshop participants and determine the best way forward from a
national perspective. Subsequent to the Monitoring Workshop,
modifications would be applied to monitoring plans as appropriate.
Integrated Comprehensive Monitoring Program
In addition to the site-specific Monitoring Plan for the Cherry
Point Range Complex, the Navy will complete the Integrated
Comprehensive Monitoring Program (ICMP) Plan by the end of 2009. The
ICMP is currently in development by the Navy, with Chief of Naval
Operations Environmental Readiness Division (CNO-N45) having the lead.
The program does not duplicate the monitoring plans for individual
areas (e.g. AFAST, HRC, SOCAL, VACAPES); instead it is intended to
provide the overarching coordination that will support compilation of
data from both range-specific monitoring plans as well as Navy funded
research and development (R&D) studies. The ICMP will coordinate the
monitoring programs' progress towards meeting its goals and develop a
data management plan. A program review board is also being considered
to provide additional guidance. The ICMP will be evaluated annually to
provide a matrix for progress and goals for the following year, and
will make recommendations on adaptive management for refinement and
analysis of the monitoring methods.
The primary objectives of the ICMP are to:
Monitor and assess the effects of Navy activities on
protected species;
Ensure that data collected at multiple locations is
collected in a manner that allows comparison between and among
different geographic locations;
Assess the efficacy and practicality of the monitoring and
mitigation techniques;
Add to the overall knowledge-base of marine species and
the effects of Navy activities on marine species.
The ICMP will be used both as: (1) A planning tool to focus Navy
monitoring priorities (pursuant to ESA/MMPA requirements) across Navy
Range Complexes and Exercises; and (2) an adaptive management tool,
through the consolidation and analysis of the Navy's monitoring and
watchstander data, as well as new information from other Navy programs
(e.g., R&D), and other appropriate newly published information.
In combination with the 2011 Monitoring Workshop and the adaptive
management component of the Cherry Point Range Complex rule and the
other Navy rules (e.g. VACAPES Range Complex, Jacksonville Range
Complex, etc.), the ICMP could potentially provide a framework for
restructuring the monitoring plans and allocating monitoring effort
based on the value of particular specific monitoring proposals (in
terms of the degree to which results would likely contribute to stated
monitoring goals, as well the likely technical success of the
monitoring based on a review of past monitoring results) that have been
developed through the ICMP framework, instead of allocating based on
maintaining an equal (or commensurate to effects) distribution of
monitoring effort across range complexes. For example, if careful
prioritization and planning through the
[[Page 28378]]
ICMP (which would include a review of both past monitoring results and
current scientific developments) were to show that a large, intense
monitoring effort in Hawaii would likely provide extensive, robust and
much-needed data that could be used to understand the effects of sonar
throughout different geographical areas, it may be appropriate to have
other range complexes dedicate money, resources, or staff to the
specific monitoring proposal identified as ``high priority'' by the
Navy and NMFS, in lieu of focusing on smaller, lower priority projects
divided throughout their home range complexes.
The ICMP will identify:
A means by which NMFS and the Navy would jointly consider
prior years' monitoring results and advancing science to determine if
modifications are needed in mitigation or monitoring measures to better
effect the goals laid out in the Mitigation and Monitoring sections of
the Cherry Point Range Complex rule.
Guidelines for prioritizing monitoring projects
If, as a result of the workshop and similar to the example
described in the paragraph above, the Navy and NMFS decide it is
appropriate to restructure the monitoring plans for multiple ranges
such that they are no longer evenly allocated (by rule), but rather
focused on priority monitoring projects that are not necessarily tied
to the geographic area addressed in the rule, the ICMP will be modified
to include a very clear and unclassified record-keeping system that
will allow NMFS and the public to see how each range complex/project is
contributing to all of the ongoing monitoring programs (resources,
effort, money, etc.).
Adaptive Management
The final regulations governing the take of marine mammals
incidental to Navy's Cherry Point Range Complex exercises contain an
adaptive management component. The use of adaptive management will give
NMFS the ability to consider new data from different sources to
determine (in coordination with the Navy) on an annual basis if
mitigation or monitoring measures should be modified or added (or
deleted) if new data suggests that such modifications are appropriate
(or are not appropriate) for subsequent annual LOAs.
The following are some of the possible sources of applicable data:
Results from the Navy's monitoring from the previous year
(either from Cherry Point Range Complex or other locations).
Findings of the Workshop that the Navy will convene in
2011 to analyze monitoring results to date, review current science, and
recommend modifications, as appropriate to the monitoring protocols to
increase monitoring effectiveness.
Compiled results of Navy funded research and development
(R&D) studies (presented pursuant to the ICMP, which is discussed
elsewhere in this document).
Results from specific stranding investigations (either
from Cherry Point Range Complex or other locations).
Results from general marine mammal and sound research
(funded by the Navy or otherwise).
Any information which reveals that marine mammals may have
been taken in a manner, extent or number not authorized by these
regulations or subsequent Letters of Authorization.
Mitigation measures could be modified or added (or deleted) if new
data suggests that such modifications would have (or do not have) a
reasonable likelihood of accomplishing the goals of mitigation laid out
in this final rule and if the measures are practicable. NMFS would also
coordinate with the Navy to modify or add to (or delete) the existing
monitoring requirements if the new data suggest that the addition of
(or deletion of) a particular measure would more effectively accomplish
the goals of monitoring laid out in this final rule. The reporting
requirements associated with this rule are designed to provide NMFS
with monitoring data from the previous year to allow NMFS to consider
the data and issue annual LOAs. NMFS and the Navy will meet annually,
prior to LOA issuance, to discuss the monitoring reports, Navy R&D
developments, and current science and whether mitigation or monitoring
modifications are appropriate.
Reporting
In order to issue an ITA for an activity, Section 101(a)(5)(A) of
the MMPA states that NMFS must set forth ``requirements pertaining to
the monitoring and reporting of such taking''. Effective reporting is
critical to ensure compliance with the terms and conditions of a LOA,
and to provide NMFS and the Navy with data of the highest quality based
on the required monitoring. As NMFS noted in its proposed rule,
additional detail has been added to the reporting requirements since
they were outlined in the proposed rule. The updated reporting
requirements are all included below. A subset of the information
provided in the monitoring reports may be classified and not releasable
to the public.
NMFS will work with the Navy to develop tables that allow for
efficient submission of the information required below.
General Notification of Injured or Dead Marine Mammals
Navy personnel will ensure that NMFS (regional stranding
coordinator) is notified immediately (or as soon as operational
security allows) if an injured or dead marine mammal is found during or
shortly after, and in the vicinity of, any Navy training exercise
utilizing underwater explosive detonations or other activities. The
Navy will provide NMFS with species or description of the animal(s),
the condition of the animal(s) (including carcass condition if the
animal is dead), location, time of first discovery, observed behaviors
(if alive), and photo or video (if available).
Annual Cherry Point Range Complex Monitoring Plan Report
The Navy shall submit a report annually on March 1 describing the
implementation and results (through January 1 of the same year) of the
Cherry Point Range Complex Monitoring Plan, described above. Data
collection methods will be standardized across range complexes to allow
for comparison in different geographic locations. Although additional
information will also be gathered, the MMOs collecting marine mammal
data pursuant to the Cherry Point Range Complex Monitoring Plan shall,
at a minimum, provide the same marine mammal observation data required
in major range complex training exercises section of the Annual Cherry
Point Range Complex Exercise Report referenced below.
The Cherry Point Range Complex Monitoring Plan Report may be
provided to NMFS within a larger report that includes the required
Monitoring Plan Reports from multiple Range Complexes.
Annual Cherry Point Range Complex Exercise Report
The Navy is in the process of improving the methods used to track
explosives used to provide increased granularity. The Navy will provide
the information described below for all of their explosive exercises.
Until the Navy is able to report in full the information below, they
will provide an annual update on the Navy's explosive tracking methods,
including improvements from the previous year.
[[Page 28379]]
(i) Total annual number of each type of explosive exercise (of
those identified as part of the ``specified activity'' in this final
rule) conducted in the Cherry Point Range Complex.
(ii) Total annual expended/detonated rounds (missiles, bombs, etc.)
for each explosive type.
Cherry Point Range Complex 5-yr Comprehensive Report
The Navy shall submit to NMFS a draft report that analyzes and
summarizes all of the multi-year marine mammal information gathered
during the Cherry Point Range Complex exercises for which annual
reports are required (Annual Cherry Point Range Complex Exercise
Reports and Cherry Point Range Complex Monitoring Plan Reports). This
report will be submitted at the end of the fourth year of the rule (May
2013), covering activities that have occurred through December 1, 2012.
Comments and Responses
On March 16, 2009, NMFS published a proposed rule (74 FR 11052) in
response to the Navy's request to take marine mammals incidental to
military readiness training in the Cherry Point Range Complex study
area and requested comments, information and suggestions concerning the
request. During the 28-day public comment period, NMFS received
comments from the Marine Mammal Commission (Commission) and from the
Natural Resources Defense Council (on behalf of Cetacean Society
International, League for Coastal Protection, Ocean Futures Society,
Jean-Michel Cousteau). The comments are summarized and sorted into
general topic areas and are addressed below.
MMPA Concerns
Comment 1: Noting that NMFS initially provided a shorter than usual
public comment period for the proposed rule for the Cherry Point Range
Complex training activities, the Commission recommends that NMFS adopt
a policy to provide a 60-day comment period for all proposed
regulations issued under section 101(a)(5)(A), and in no case less than
a 45-day comment period. The Commission argues that such a short
comment period is impractical, unnecessary, or contrary to the public
interest, as provided for under section 553(b)(3)(B) of the
Administrative Procedure Act (APA). The Commission also argues that it
was unreasonable for NMFS to afford any less than 30 days, particularly
since Congress requires a 30-day public comment period for incidental
harassment authorizations (IHA) under section 101(a)(5)(D) of the MMPA.
Response: There is no prescribed minimum timeframe for public
comment on proposed rules in the APA or section 101(a)(5)(A) of MMPA.
NMFS routinely strives to ensure that the public is afforded at least a
30-day public comment period on all MMPA rules. However, circumstances
may make a shorter comment period necessary and reasonable.
As an initial matter, whenever NMFS develops proposed regulations
under the MMPA, the agency is required to first publish a notice of
receipt of a request for the implementation of regulations and LOAs
governing the incidental taking. This process typically affords the
public up to 30 days to comment on a requester's application and
provide NMFS with information and suggestions that will be considered
in developing MMPA regulations. See 50 CFR 216.104. On July 8, 2008,
NMFS published its ``Notice; receipt of application for a Letter of
Authorization (LOA); request for comments and information'' for the
Cherry Point Range Complex and solicited input for 30 days (See 73 FR
38991).
The public was also afforded 28 days to comment on the Cherry Point
Range Complex proposed rule. NMFS originally provided the public with
21 days because of: (1) The tight deadline of the training activities
identified in the Navy's schedule; and (2) the fact that NMFS
anticipated even fewer effects to marine mammals as compared to similar
activities to be conducted in the Navy's Virginia Capes (VACAPES) and
Jacksonville Range Complexes (JAX) (each of which contained a 30-day
comment period). NMFS, at the request of the Commission, extended the
public comment period by 7 days to allow additional time for comment
(74 FR 15419; April 6, 2009). During the public comment period, the
Commission was the only entity that provided relevant comments on the
Cherry Point Range Complex proposed rule.
Next, the Commission's reference to section 553(b)(3)(B) of the APA
is misplaced. The provision to which the Commission cites applies where
an agency, for good cause, dispenses with prior opportunity for notice
and comment because it has found that to do so would be impracticable,
unnecessary, or contrary to the public interest. As NMFS engaged in APA
notice and comment rulemaking, the Commission cannot rely on this
provision to support its position.
Finally, NMFS recognizes that section 101(a)(5)(D) of the MMPA
prescribes a 30-day public comment period on proposed IHAs. However,
this statutory provision is inapplicable as NMFS invoked the rulemaking
provision of the MMPA (Section 101(a)(5)(A)), a provision which
contains no reference to a minimum timeframe for public comment.
Based on the foregoing, NMFS concluded that the 28-day public
comment period was reasonable.
Comment 2: The Commission recommends that NMFS require the Navy to
conduct an external peer review of its marine mammal density estimates,
including the data upon which those estimates are based and the manner
in which those data are collected and used.
Response: As discussed in detail in the proposed rule (74 FR 11052;
March 16, 2009), marine mammal density estimates were based on the most
recent data and information on the occurrence, distribution, and
density of marine mammals. The updated density estimates presented in
this assessment are derived from the Navy OPAREA Density Estimates
(NODE) for the Southeast OPAREAs report (DoN, 2007).
Density estimates for cetaceans were derived in one of three ways,
in order of preference: (1) Through spatial models using line-transect
survey data provided by the NMFS (as discussed below); (2) using
abundance estimates from Mullin and Fulling (2003); or (3) based on the
cetacean abundance estimates found in the NMFS stock assessment reports
(SAR; Waring et al., 2007), which can be viewed at https://www.nmfs.noaa.gov/pr/sars/species.htm.
For the model-based approach, density estimates were calculated for
each species within areas containing survey effort. A relationship
between these density estimates and the associated environmental
parameters such as depth, slope, distance from the shelf break, sea
surface temperature, and chlorophyll concentration was formulated using
generalized additive models. This relationship was then used to
generate a two-dimensional density surface for the region by predicting
densities in areas where no survey data exist.
The analyses for cetaceans were based on sighting data collected
through shipboard surveys conducted by NMFS Northeast Fisheries Science
Center (NEFSC) and Southeast Fisheries Science Center (SEFSC) between
1998 and 2005. Species-specific density estimates derived through
spatial modeling were compared with abundance estimates found in the
most current NMFS SAR to ensure consistency. All spatial models and
density estimates were reviewed by and
[[Page 28380]]
coordinated with NMFS Science Center technical staff and scientists
with the University of St. Andrews, Scotland, Centre for Environmental
and Ecological Modeling (CREEM). Draft models and preliminary results
were reviewed during a joint workshop attended by Navy, NMFS Science
Center, and CREEM representatives. Subsequent revisions and draft
reports were reviewed by these same parties. Therefore, NMFS considers
that the density estimates, including the data upon which those
estimates are based and the manner in which those are collected and
used, has already gone through an independent review process.
Comment 3: The Commission recommends that NMFS require the Navy to
revise its explosive ordnance analysis to provide a more realistic
assessment of potential occurrences and outcomes of explosions. The
Commission states that the Navy analyzes the effects of infrequent
explosive events by assuming that those events will be distributed
evenly over four seasons, resulting in fractional quarterly totals. The
Commission points out that these discrete events either occur or they
do not; they cannot occur in fractions. For that reason, the Commission
states that it does not believe that assessing the effect of a 0.25 or
0.5 event per season pro