North Dakota Disaster Number ND-00016, 25290 [E9-12266]
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25290
Federal Register / Vol. 74, No. 100 / Wednesday, May 27, 2009 / Notices
Description of Respondents:
Applicants for SBA Financial
Assistance or other programs.
Form Number: 912.
Annual Responses: 142,000.
Annual Burden: 35,500.
SECURITIES AND EXCHANGE
COMMISSION
Jacqueline White,
Chief, Administrative Information Branch.
[FR Doc. E9–12273 Filed 5–26–09; 8:45 am]
May 19, 2009.
[Investment Company Act Release No.
28726; File No. 812–13649]
Main Street Capital Corporation, et al.;
Notice of Application
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
AGENCY: Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of an application for an
order under section 23(c)(3) of the
Investment Company Act of 1940 (the
‘‘Act’’) for an exemption from section
23(c) of the Act.
[Disaster Declaration #11707 and #11708]
North Dakota Disaster Number ND–
00016
AGENCY: U.S. Small Business
Administration.
ACTION:
Amendment 4.
SUMMARY: This is an amendment of the
Presidential declaration of a major
disaster for the State of North Dakota
(FEMA–1829–DR), dated 04/10/2009.
Incident: Severe Storms and Flooding.
Incident Period: 03/13/2009 and
continuing.
Effective Date: 05/18/2009.
Physical Loan Application Deadline
Date: 08/10/2009.
EIDL Loan Application Deadline Date:
01/11/2010.
DATES:
Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416
The notice
of the President’s major disaster
declaration for the State of North
Dakota, dated 04/10/2009 is hereby
amended to extend the deadline for
filing applications for physical damages
as a result of this disaster to 08/10/2009.
All other information in the original
declaration remains unchanged.
SUPPLEMENTARY INFORMATION:
erowe on PROD1PC63 with NOTICES
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Roger B. Garland,
Acting Associate Administrator for Disaster
Assistance.
[FR Doc. E9–12266 Filed 5–26–09; 8:45 am]
BILLING CODE 8025–01–P
VerDate Nov<24>2008
15:23 May 26, 2009
Jkt 217001
SUMMARY OF THE APPLICATION:
Applicants, Main Street Capital
Corporation (the ‘‘Company’’), Main
Street Mezzanine Fund, LP (‘‘MSMF’’),
Main Street Capital Partners, LLC (the
‘‘Adviser’’) and Main Street Mezzanine
Management, LLC (the ‘‘GP’’), request
an order to amend a prior order (the
‘‘Prior Order’’) that permits the
Company to issue restricted shares of its
common stock (‘‘Restricted Stock’’)
under the terms of its employee and
director compensation plan, the Main
Street Capital Corporation 2008 Equity
Incentive Plan (the ‘‘Plan’’).1 Applicants
seek to amend the Prior Order in order
to permit the Company, pursuant to the
Plan, to engage in certain transactions
that may constitute purchases by the
Company of its own securities within
the meaning of section 23(c) of the Act.
Filing Dates: The application was
filed on April 3, 2009 and amended on
May 13, 2009 and May 18, 2009.
Hearing or Notification of Hearing: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicant with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on June 15, 2009, and
should be accompanied by proof of
service on applicant, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Secretary, U.S. Securities
and Exchange Commission, 100 F
1 Main Street Capital Corporation, et al.,
Investment Company Act Release Nos. 28082 (Dec.
21, 2007) (notice) and 28120 (Jan 16, 2008) (order).
MSMF, the GP and the Adviser are each, directly
or indirectly, wholly owned by the Company.
PO 00000
Frm 00077
Fmt 4703
Sfmt 4703
Street, NE., Washington, DC 20549–
1090. Applicants, c/o Jason B. Beauvais,
General Counsel, Main Street Capital
Corporation, 1300 Post Oak Boulevard,
Suite 800, Houston, TX 77056.
FOR FURTHER INFORMATION CONTACT: Jaea
F. Hahn, Senior Counsel, at (202) 551–
6870, or Janet M. Grossnickle, Assistant
Director, at (202) 551–6821, (Division of
Investment Management, Office of
Investment Company Regulation).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained via the Commission’s
Web site by searching for the file
number, or an applicant using the
Company name box, at https://
www.sec.gov/search/search.htm or by
calling (202) 551–8090.
Applicants’ Representations
1. The Company is an internally
managed, non-diversified, closed-end
investment company that has elected to
be regulated as a business development
company (‘‘BDC’’) under the Act. The
Company is currently permitted to issue
shares of Restricted Stock under the
terms of its Plan in reliance on the Prior
Order. Applicants seek to amend the
Prior Order in order to permit the
Company, pursuant to the Plan, to
withhold shares of the Company’s
common stock or purchase shares of the
Company’s common stock from
executive officers or employees
(‘‘Participants’’) to satisfy tax
withholding obligations related to the
vesting of Restricted Stock or the
exercise of stock options that were or
will be granted pursuant to the Plan. In
addition, the Company seeks to amend
the Prior Order to permit Participants to
pay the exercise price of options that
were or will be granted to them
pursuant to the Plan with shares of the
Company’s common stock already held
by them or pursuant to a net share
settlement feature.2 The Applicants will
continue to comply with all of the terms
and conditions of the Prior Order.
2. The Plan authorizes the issuance to
Participants of shares of Restricted
Stock and options to purchase shares of
the Company’s common stock, subject
to certain forfeiture restrictions. On the
date Restricted Stock vests, shares of the
Restricted Stock are released to the
Participant and are available for sale or
2 Net share settlement allows the Company to
deliver only gain shares (i.e., shares of its common
stock with a fair market value, as the term is
defined in the Plan, equal to the option spread upon
exercise) directly to the optionee without the need
for the optionee to sell shares of the Company’s
common stock on the open market or borrow cash
from third parties in order to exercise his or her
options.
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[Federal Register Volume 74, Number 100 (Wednesday, May 27, 2009)]
[Notices]
[Page 25290]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-12266]
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SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 11707 and 11708]
North Dakota Disaster Number ND-00016
AGENCY: U.S. Small Business Administration.
ACTION: Amendment 4.
-----------------------------------------------------------------------
SUMMARY: This is an amendment of the Presidential declaration of a
major disaster for the State of North Dakota (FEMA-1829-DR), dated 04/
10/2009.
Incident: Severe Storms and Flooding.
Incident Period: 03/13/2009 and continuing.
DATES: Effective Date: 05/18/2009.
Physical Loan Application Deadline Date: 08/10/2009.
EIDL Loan Application Deadline Date: 01/11/2010.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street, SW.,
Suite 6050, Washington, DC 20416
SUPPLEMENTARY INFORMATION: The notice of the President's major disaster
declaration for the State of North Dakota, dated 04/10/2009 is hereby
amended to extend the deadline for filing applications for physical
damages as a result of this disaster to 08/10/2009.
All other information in the original declaration remains
unchanged.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
Roger B. Garland,
Acting Associate Administrator for Disaster Assistance.
[FR Doc. E9-12266 Filed 5-26-09; 8:45 am]
BILLING CODE 8025-01-P
