Revisions to License Requirements and License Exception Eligibility for Certain Thermal Imaging Cameras and Foreign Made Military Commodities Incorporating Such Cameras, 23941-23949 [E9-11951]
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Federal Register / Vol. 74, No. 98 / Friday, May 22, 2009 / Rules and Regulations
Models
Compliance time without Gussets installed
(3) AT–602, AT–802, and AT–802A ..................
(f) For all airplanes: Before further flight
after any inspection required by paragraph
(e)(1), (e)(2), and (e)(3) of this AD where
crack damage is found, replace with a new
engine mount or repair the engine mount.
(1) If choosing repair, return cracked
mounts to Air Tractor, Inc. for repair or
obtain FAA-approved written repair
instructions coordinated with Air Tractor,
Inc. before starting the repair.
(2) Contact Air Tractor, Inc., P.O. Box 485,
Olney, Texas 76374; telephone: (940) 564–
5616; fax: (940) 564–5612; Internet: https://
www.airtractor.com, for specific FAAapproved repair/replacement instructions.
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Alternative Methods of Compliance
(AMOCs)
(g) The Manager, Fort Worth Airplane
Certification Office, FAA, has the authority to
approve AMOCs for this AD, if requested
using the procedures found in 14 CFR 39.19.
Send information to ATTN: Andy McAnaul,
Aerospace Engineer, ASW–150, FAA San
Antonio MIDO–43, 10100 Reunion Place,
Suite 650, San Antonio, Texas 78216; phone:
(210) 308–3365; fax: (210) 308–3370. Before
using any approved AMOC on any airplane
to which the AMOC applies, notify your
appropriate principal inspector (PI) in the
FAA Flight Standards District Office (FSDO),
or lacking a PI, your local FSDO.
(h) AMOCs approved for AD 2008–10–12
are not approved for this AD.
Material Incorporated by Reference
(i) You must use Snow Engineering Co.
Service Letter #253, Rev. C, dated April 17,
2008, to do the actions required by this AD,
unless the AD specifies otherwise.
(1) As of June 12, 2008 (73 FR 25967), the
Director of the Federal Register approved the
incorporation by reference of Snow
Engineering Co. Service Letter #253, Rev. C,
dated April 17, 2008, under 5 U.S.C. 552(a)
and 1 CFR part 51.
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Compliance time with Gussets installed
(ii) With 5,000 hours TIS or more on the airplane: Initially upon accumulating 5,000
hours TIS on the airplane or within the next
10 hours TIS after June 1, 2009 (the effective date of this AD), or within the next 100
hours TIS from the last inspection performed, whichever occurs later. Repetitively
thereafter at intervals not to exceed every
100 hours TIS.
(i) With less than 5,000 hours TIS on the airplane: Initially upon accumulating 1,300
hours TIS on the airplane or within the next
100 hours TIS after August 10, 2007 (the
effective date of AD 2007–13–17), whichever occurs later. Repetitively thereafter at
intervals not to exceed every 300 hours
TIS.
(ii) With 5,000 hours TIS or more on the airplane: Initially upon accumulating 5,000
hours TIS on the airplane or within the next
10 hours TIS after June 1, 2009 (the effective date of this AD), or within the next 100
hours TIS from the last inspection performed, whichever occurs later. Repetitively
thereafter at intervals not to exceed every
100 hours TIS.
(ii) With 5,000 hours TIS or more on the airplane: Initially upon accumulating 5,000
hours TIS on the airplane or within the next
10 hours TIS after June 1, 2009 (the effective date of this AD), or within the next 100
hours TIS from the last inspection performed, whichever occurs later. Repetitively
thereafter at intervals not to exceed every
100 hours TIS.
(i) With less than 5,000 hours TIS on the airplane: Initially upon accumulating 1,300
hours TIS on the airplane or within the next
100 hours TIS after June 1, 2009 (the effective date of this AD), whichever occurs
later. Repetitively thereafter at intervals not
to exceed every 300 hours TIS.
(2) For service information identified in
this AD, contact Air Tractor Inc., P.O. Box
485, Olney, Texas 76374; telephone: (940)
564–5616; fax: (940) 564–5612.
(3) You may review copies at the FAA,
Central Region, Office of the Regional
Counsel, 901 Locust, Kansas City, Missouri
64106; or at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030, or go
to: https://www.archives.gov/federal_register/
code_of_federal_regulations/ibr_
locations.html.
Issued in Kansas City, Missouri, on May
15, 2009.
Scott A. Horn,
Acting Manager, Small Airplane Directorate,
Aircraft Certification Service.
[FR Doc. E9–11902 Filed 5–21–09; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF COMMERCE
Bureau of Industry and Security
15 CFR Parts 730, 734, 738, 740, 742,
743, 744, 746, 772 and 774
[Docket No. 0612242573–7104–01]
RIN 0694–AD71
Revisions to License Requirements
and License Exception Eligibility for
Certain Thermal Imaging Cameras and
Foreign Made Military Commodities
Incorporating Such Cameras
AGENCY: Bureau of Industry and
Security, Commerce.
ACTION: Final rule.
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(ii) With 5,000 hours TIS or more on the airplane: Initially upon accumulating 5,000
hours TIS on the airplane or within the next
10 hours TIS after June 1, 2009 (the effective date of this AD), or within the next 100
hours TIS from the last inspection performed, whichever occurs later. Repetitively
thereafter at intervals not to exceed every
100 hours TIS.
SUMMARY: This rule imposes a license
requirement for certain exports and
reexports of military commodities
manufactured outside the United States
that are not subject to the International
Traffic in Arms Regulations, regardless
of the level of U.S. origin content, if
those military commodities incorporate
certain thermal imaging cameras that are
subject to the Export Administration
Regulations. This rule also removes
Commerce Control List (CCL) based
export and reexport license
requirements with respect to 36
destinations for certain thermal imaging
cameras when they are not incorporated
into military commodities and if they
are not being exported or reexported to
be embedded in a civil product. It
imposes a semi-annual reporting
requirement on the transactions from
which it removes the CCL based license
requirements. This rule limits use of
License Exception APR for reexports of
certain cameras controlled by Export
Control Classification Number
6A003.b.4.b and certain foreign made
military commodities incorporating
such cameras. This rule imposes a
license requirement for software used to
increase the frame rate of certain
cameras. BIS is making these changes in
recognition of the emerging availability
of these cameras around the world, the
export licensing practices of other
governments and the potential use of
these cameras in military applications.
DATES: Effective Date: This rule is
effective May 22, 2009.
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Compliance Date: All reexports made
ineligible for License Exception APR by
this rule and exports or reexports for
which this rule imposes a new license
requirement must be in compliance
with this rule no later than June 22,
2009.
FOR FURTHER INFORMATION CONTACT: John
Varesi, Sensors and Aviation Division,
Office of National Security and
Technology Transfer Controls (202)
482–1114 or jvaresi@bis.doc.gov.
SUPPLEMENTARY INFORMATION:
Background
The Export Administration
Regulations (EAR) impose license
requirements on, among other things,
imaging cameras incorporating nonspace-qualified, non-linear (2dimensional) infrared focal plane arrays,
based on microbolometer material
having individual elements with an
unfiltered response in the wavelength
range equal to or exceeding 8,000 nm
but not exceeding 14,000 nm. Prior to
publication of this rule, these cameras
were listed on the Commerce Control
List (CCL) with national security (NS
column 2), regional stability (RS column
1), antiterrorism (AT column 1) and
United Nations embargo (UN) reasons
for control. The RS column 1 reason for
control is the most restrictive of these
controls, imposing a license
requirement on exports and reexports to
all destinations other than Canada. Prior
to publication of this rule, all of these
cameras were also eligible under
License Exception APR for reexport
from Country Group A:1 and
cooperating countries to Country Group
D:1, and for reexport to Country Group
A:1 and cooperating countries as
identified in Supplement No. 1 to part
740 of the EAR.
In light of the potential for these
cameras to be used in military
applications as well as the growing
number of foreign suppliers and the
export license policies of other
governments with respect to the
destinations that form major markets for
thermal imaging cameras, a revision of
CCL based license requirements on
certain cameras is warranted.
These cameras have the potential for
military application, including
incorporation into military commodities
in ways that significantly enhance the
capabilities of the military commodity.
Therefore, in this rule, BIS is asserting
licensing jurisdiction over military
commodities manufactured outside the
United States that incorporate certain
cameras that are listed on the CCL. This
rule adopts a definition of military
commodity that is based on the
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Munitions List that is published by the
Wassenaar Arrangement on Export
Controls for Conventional Arms and
Dual-Use Goods and Technologies
(WAML) and the United States
Munitions List (22 CFR Part 121).
However, to prevent redundant
coverage, this military commodity
provision does not apply to items that
are controlled by Export Control
Classification Numbers (ECCNs) that
end in the numerals ‘‘018’’ because such
ECCNs apply to items on the WAML
and are already subject to the EAR. This
rule also revises controls based on
camera performance level as measured
by the number of elements in the
camera’s focal plane array, its frame rate
and whether the camera is being
exported or reexported to be embedded
in a civil product. A camera that
incorporates a focal plane array with
more elements generally can record
more detail about an image than can an
otherwise identical camera that
incorporates an array with fewer
elements. A camera with a higher frame
rate generally can capture more detail
about the path of a moving object and
depict the motion of objects more
smoothly than can an otherwise
identical camera with a lower frame
rate. Cameras that will be embedded in
a civil product pose concerns that are
difficult to resolve without knowing the
type of civil product into which the
camera will be embedded.
Changes Being Made by This Rule
Application of EAR to Military
Commodities Not Otherwise Subject to
the EAR or to the ITAR That Incorporate
Certain Infrared Cameras
This rule makes the de minimis
provisions of the EAR inapplicable to
military commodities made outside the
United States that are not subject to the
International Traffic in Arms
Regulations (ITAR) (22 CFR Parts 120—
130) and that incorporate cameras that
are described in ECCN 6A003.b.4.b.
The rule also imposes a regional
stability (RS column 1) license
requirement on such military
commodities for reexport, thereby
requiring a license to any destination
other than Canada. However, this
license requirement does not apply if
the export or reexport is part of a
military deployment by any unit of the
government of Australia, Austria,
Belgium, Bulgaria, Canada, Cyprus,
Czech Republic, Denmark, Estonia,
Finland, France, Germany, Greece,
Hungary, Iceland, Ireland, Italy, Japan,
Latvia, Lithuania, Luxembourg, Malta,
the Netherlands, New Zealand, Norway,
Poland, Portugal, Romania, Slovakia,
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Slovenia, South Africa, South Korea,
Spain, Sweden, Switzerland, Turkey,
the United Kingdom or the United
States. Applications to reexport such
military commodities will be reviewed
in a manner that is consistent with the
policies for similar military
commodities that are subject to the
ITAR.
The rule accomplishes these changes
by revising § 734.4 to make foreign
made military commodities containing
ECCN 6A003.b.4.b cameras ineligible for
de minimis treatment, by revising
§ 742.6(a)(2) to apply the RS column 1
license requirement and United States
Munitions List licensing policy to
military commodities controlled by
ECCN 0A919, by revising § 772.1 adding
a definition of ‘‘military commodity,’’
and by revising Supplement No. 1 to
part 774 to create a new ECCN 0A919
to apply to military commodities made
outside the United States that are not
subject to the ITAR. This rule also
imposes anti-terrorism (AT Column 1)
and United Nations (arms embargo,
Rwanda) license requirements and
licensing policy to military commodities
controlled by ECCN 0A919.
This rule also revises the treatment of
thermal imaging cameras that
incorporate focal plane arrays as
described below.
Retention of Current License
Requirements and License Application
Review Policy for the Higher Frame
Rates and Number of Elements in the
Cameras’ Focal Plane Arrays and for
Cameras Being Exported or Reexported
To Be Embedded in a Civil Product
Thermal imaging cameras described
in ECCN 6A003.b.4.b that have a frame
rate greater than 60 Hz or that
incorporate a focal plane array with
more than 111,000 elements or that are
being exported or reexported to be
embedded in a civil product continue to
be subject to NS column 2, RS column
1, AT column 1 and UN reasons for
control. These cameras generally will
continue to require a license based on
CCL license requirements for all
destinations other than Canada. This
rule retains this license requirement
through revised language to the RS
column 1 license requirement paragraph
in ECCN 6A003, applying that
requirement to cameras in ECCN
6A003.b.4.b that have a frame rate
greater than 60 Hz or a focal plane array
with more than 111,000 elements or that
are being exported or reexported to be
embedded in a civil product. However,
pursuant to this rule, BIS may issue
licenses that remove the RS column 1
license requirement for cameras that are
fully-packaged for use as consumer-
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ready civil products for exports or
reexports to Australia, Austria, Belgium,
Bulgaria, Cyprus, Czech Republic,
Denmark, Estonia, Finland, France,
Germany, Greece, Hungary, Iceland,
Ireland, Italy, Japan, Latvia, Lithuania,
Luxembourg, Malta, the Netherlands,
New Zealand, Norway, Poland,
Portugal, Romania, Slovakia, Slovenia,
South Africa, South Korea, Spain,
Sweden, Switzerland, Turkey, and the
United Kingdom.
Removal of Commerce Control List
Based License Requirements for 36
Countries and Revision of License
Application Review Policy for Certain
Other Countries for Cameras With Lower
Frame Rates and Number of Elements in
the Cameras’ Focal Plane Arrays That
Are Not Being Exported or Reexported
To Be Embedded in a Civil Product
This rule removes all CCL based
license requirements for cameras
described in ECCN 6A003.b.4.b that
incorporate focal plane arrays with not
more than 111,000 elements and that
have a frame rate of 60 Hz or less and
that are not being exported or
reexported to be embedded in a civil
product when being exported or
reexported to Australia, Austria,
Belgium, Bulgaria, Cyprus, Czech
Republic, Denmark, Estonia, Finland,
France, Germany, Greece, Hungary,
Iceland, Ireland, Italy, Japan, Latvia,
Lithuania, Luxembourg, Malta, the
Netherlands, New Zealand, Norway,
Poland, Portugal, Romania, Slovakia,
Slovenia, South Africa, South Korea,
Spain, Sweden, Switzerland, Turkey,
and the United Kingdom. Exports and
reexports of the cameras to Canada will
continue to have no Commerce Control
List based license requirements.
In addition, pursuant to this rule, BIS
may issue licenses that remove the RS
column 1 license requirement for
exports and reexports to authorized
companies as named in the license for
the purpose of embedding such camera
into a completed product that will be
distributed only in Australia, Austria,
Belgium, Bulgaria, Cyprus, Czech
Republic, Denmark, Estonia, Finland,
France, Germany, Greece, Hungary,
Iceland, Ireland, Italy, Japan, Latvia,
Lithuania, Luxembourg, Malta, the
Netherlands, New Zealand, Norway,
Poland, Portugal, Romania, Slovakia,
Slovenia, South Africa, South Korea,
Spain, Sweden, Switzerland, Turkey,
and the United Kingdom.
This rule also revises license
application review policy for cameras
described in ECCN 6A003.b.4.b that
incorporate focal plane arrays with not
more than 111,000 elements and that
have a frame rate of 60 Hz or less and
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that are not being exported or
reexported to be embedded in a civil
product when such cameras are being
exported or reexported to most
destinations for which a license is
required for regional stability reasons.
Applications to export or reexport
cameras incorporating a focal plane
array with not more than 111,000
elements and a frame rate of 60 Hz or
less and that are not being exported or
reexported to be embedded in a civil
product will be evaluated under the
regional stability policy (RS column 2)
set forth in § 742.6(b)(2) of the EAR, i.e.,
‘‘will generally be considered favorably
on a case-by-case basis unless there is
evidence that the export or reexport
would contribute significantly to the
destabilization of the region to which
the equipment is destined.’’
Imposition of Reporting Requirement
This rule imposes a new reporting
requirement with respect to exports for
which this rule’s revision or removal of
regional stability as a reason for control
results in the removal of all CCL based
license requirements. Exporters of
cameras described in ECCN 6A003.b.4.b
will have to report semiannually to BIS
by e-mail the name, address and
telephone number of the exporter; the
date of each export; the name, address
and telephone number of the consignee
or end user; the model number(s); the
serial number of each exported camera
that has a serial number; and the
quantity of each model number of
camera exported without a license to
Australia, Austria, Belgium, Bulgaria,
Cyprus, Czech Republic, Denmark,
Estonia, Finland, France, Germany,
Greece, Hungary, Iceland, Ireland, Italy,
Japan, Latvia, Lithuania, Luxembourg,
Malta, the Netherlands, New Zealand,
Norway, Poland, Portugal, Romania,
Slovakia, Slovenia, South Africa, South
Korea, Spain, Sweden, Switzerland,
Turkey, and the United Kingdom. BIS
will use the information in these reports
to verify that the cameras subject to this
regulation are continuing to be sold to
appropriate end-users and that the
changes in controls are not jeopardizing
U.S. national security or foreign policy
interests. The rule imposes this
reporting requirement by adding a new
§ 743.3—Thermal Imaging Camera
Reporting.
Limitation on Use of License Exception
APR for Cameras in ECCN 6A003.b.4.b
This rule limits use of License
Exception APR for cameras described in
ECCN 6A003.b.4.b by making such
cameras ineligible for reexport under
paragraph (a) of License Exception APR,
and limits their reexport under
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23943
paragraph (b) to destinations and for
purposes for which they would not have
a CCL based license requirement if
exported from the United States. BIS is
making this change to enable BIS to
inform, via license conditions, the
recipients of the reexports of the need
to obtain a license for further reexports.
Revised Treatment of Cambodia and
Laos With Respect to Paragraph (a) of
License Exception APR
This rule revises the treatment of
Cambodia and Laos as eligible
destinations under License Exception
APR. Although both countries are in
Country Group D:1 and not in Country
Group B, prior to publication of this
rule, for purposes of License Exception
APR, paragraph (a) they were treated as
if the were in Country Group B (the
items eligible for reexport under
paragraph (a) of License Exception APR
vary based on the country group in
which the destination is located). Upon
publication of this rule, they will be
treated in the a same manner as other
members of Country Group D:1 BIS is
making this change because current
national security interests of the United
States do not support such disparate
treatment of countries in Country Group
D:1.
New End-User and End-Use License
Requirements
In recognition of the fact that these
cameras could be used in military
activities, this rule imposes a license
requirement on exports and reexports to
all destinations other than Canada,
when the exporter or reexporter knows,
at the time of export or reexport, that the
item will be used by a military end-user
or will be incorporated into a military
commodity described in ECCN 0A919 as
created by this rule. The rule defines
military end-user as national armed
services (army, navy, marine, air force,
or coast guard), as well as the national
guard and national police, government
intelligence or reconnaissance
organizations, or any person or entity
whose actions or functions are intended
to support ‘‘military end-uses’’ as
defined in § 744.17(d).
This rule also imposes a license
requirement if BIS informs an exporter
or reexporter, either individually by
specific notice or through amendment to
the EAR, that a license is required for
export or reexport of items described in
ECCN 6A003.b.4.b to specified endusers, because BIS has determined that
there is an unacceptable risk of
diversion to military end-users.
Amendments to the EAR informing
parties of such risk are in the form of
amendments to the Entity List
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Federal Register / Vol. 74, No. 98 / Friday, May 22, 2009 / Rules and Regulations
(Supplement No. 4 to part 744 of the
EAR).
Addition of Certain Cameras to the List
of Items That Require a License for
Export, Reexport or Transfer to Certain
Military End Uses in China
Supplement No. 2 to part 744 of the
EAR lists items for which § 744.21 of the
EAR requires a license for the export,
reexport or transfer to certain military
end-uses in the People’s Republic of
China. This rules adds cameras
controlled by ECCN 6A993 to
Supplement No. 2 to part 744. BIS is
taking this action consistent with
United States Government policy of not
supporting China’s military
modernization efforts.
Imposition of License Requirement for
Software To Raise the Frame Rate of
Cameras Above 9 Hz
This rule adds a new ECCN 6D994 to
apply RS column 1 licensing
requirement to software that is capable
of increasing to more than 9 Hz, the
frame rate of cameras that incorporate
focal plane arrays controlled by
6A002.a.3.f. This new ECCN will allow
BIS to impose a license requirement on
software that could be used to raise the
frame rate of previously exported
cameras to a level equivalent to that of
cameras that require a license for export.
Rulemaking Requirements
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1. This rule is not a significant rule for
purposes of Executive Order 12866.
2. Notwithstanding any other
provision of law, no person is required
to respond to nor be subject to a penalty
for failure to comply with a collection
of information, subject to the
requirements of the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.) (PRA), unless that collection of
information displays a currently valid
Office of Management and Budget
(OMB) Control Number. This regulation
contains a collection previously
approved by the OMB under control
numbers 0694–0088, (Multi-Purpose
Application,’’ which carries a burden
hour estimate of 58 minutes to prepare
and submit form BIS–748.
Miscellaneous and recordkeeping
activities account for 12 minutes per
submission. BIS estimates that this rule
will reduce the total burden hours
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13:10 May 21, 2009
Jkt 217001
associated with this collection by 1,750
annually.
The reporting requirement for exports
of cameras described in ECCN
6A3.b.4.b, imposed by this rule is a new
collection of information. This new
collection has been approved by OMB
under control number 0694–0133. The
estimated burden associated with this
new collection is 60 hours annually.
3. This rule does not contain policies
with Federalism implications as that
term is defined in Executive Order
13132.
4. The provisions of the
Administrative Procedure Act (5 U.S.C.
553) requiring notice of proposed
rulemaking, the opportunity for public
participation, and a delay in effective
date, are inapplicable because this
regulation involves a military or foreign
affairs function of the United States (see
5 U.S.C. 553(a)(1)). Further, no other
law requires that a notice of proposed
rulemaking and an opportunity for
public comment be given for this rule.
Because a notice of proposed
rulemaking and an opportunity for
public comment are not required to be
given for this rule by 5 U.S.C. 553, or
by any other law, the analytical
requirements of the Regulatory
Flexibility Act, 5 U.S.C. 601 et seq., are
not applicable.
List of Subjects
15 CFR Part 730
Administrative practice and
procedure, Advisory committees,
Exports, Reporting and recordkeeping
requirements, Strategic and critical
materials.
15 CFR Part 734
Administrative practice and
procedure, Exports, Inventions and
patents, Research, Science and
technology.
15 CFR Part 740
Administrative practice and
procedure, Exports, Reporting and
recordkeeping requirements.
15 CFR Parts 738 and 772
Exports.
15 CFR Part 742
Exports, Terrorism.
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15 CFR Part 743
Administrative practice and
procedure, Reporting and recordkeeping
requirements.
15 CFR Part 744
Exports, Reporting and recordkeeping
requirements, Terrorism.
15 CFR Parts 746 and 774
Exports, Reporting and recordkeeping
requirements.
■ For the reasons set forth in the
preamble, the Export Administration
Regulations (15 CFR parts 730–774) are
amended as follows:
PART 730—[AMENDED]
1. The authority citation for part 730
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 10 U.S.C. 7420; 10 U.S.C.
7430(e); 22 U.S.C. 287c; 22 U.S.C. 2151 note;
22 U.S.C. 3201 et seq.; 22 U.S.C. 6004; 30
U.S.C. 185(s), 185(u); 42 U.S.C. 2139a; 42
U.S.C. 6212; 43 U.S.C. 1354; 46 U.S.C. app.
466c; 50 U.S.C. app. 5; 22 U.S.C. 7201 et seq.;
22 U.S.C. 7210; E.O. 11912, 41 FR 15825, 3
CFR, 1976 Comp., p. 114; E.O. 12002, 42 FR
35623, 3 CFR, 1977 Comp., p. 133; E.O.
12058, 43 FR 20947, 3 CFR, 1978 Comp., p.
179; E.O. 12214, 45 FR 29783, 3 CFR, 1980
Comp., p. 256; E.O. 12851, 58 FR 33181, 3
CFR, 1993 Comp., p. 608; E.O. 12854, 58 FR
36587, 3 CFR, 1993 Comp., p. 179; E.O.
12918, 59 FR 28205, 3 CFR, 1994 Comp., p.
899; E.O. 12938, 59 FR 59099, 3 CFR, 1994
Comp., p. 950; E.O. 12947, 60 FR 5079, 3
CFR, 1995 Comp., p. 356; E.O. 12981, 60 FR
62981, 3 CFR, 1995 Comp., p. 419; E.O.
13020, 61 FR 54079, 3 CFR, 1996 Comp. p.
219; E.O. 13026, 61 FR 58767, 3 CFR, 1996
Comp., p. 228; E.O. 13099, 63 FR 45167, 3
CFR, 1998 Comp., p.208; E.O. 13222, 66 FR
44025, 3 CFR, 2001 Comp., p. 783; E.O.
13224, 66 FR 49079, 3 CFR, 2001 Comp., p.
786; E.O. 13338, 69 FR 26751, May 13, 2004;
Notice of July 23, 2008, 73 FR 43603 (July 25,
2008); Notice of November 10, 2008, 73 FR
67097 (November 12, 2008).
2. Supplement No. 1 to part 730 is
amended by adding to the table
immediately following the entry for
collection number 0694–0132 and
immediately preceding the entry for
0964–0134, the following new entry.
■
Supplement No. 1 to Part 730—
Information Collection Requirements
Under the Paperwork Reduction Act:
OMB Control Numbers
*
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*
22MYR1
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Federal Register / Vol. 74, No. 98 / Friday, May 22, 2009 / Rules and Regulations
Reference in
the EAR
Collection No.
Title
*
*
0694–0133 ................................................
*
*
*
*
Thermal Imaging Camera Reporting ...........................................................................
*
*
*
PART 734—[AMENDED]
3. The authority citation for part 734
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; E.O. 12938, 59 FR 59099,
3 CFR, 1994 Comp., p. 950; E.O. 13020, 61
FR 54079, 3 CFR, 1996 Comp. p. 219; E.O.
13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783; Notice of July 23, 2008, 73 FR
43603 (July 25, 2008); Notice of November
10, 2008, 73 FR 67097 (November 12, 2008).
4. Section 734.4 is amended by
redesignating paragraph (a)(5) as
paragraph (a)(6) and adding a new
paragraph (a)(5) to read as follows:
■
§ 734.4
PART 738—[AMENDED]
5. The authority citation for part 738
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 10 U.S.C. 7420; 10 U.S.C.
7430(e); 22 U.S.C. 287c; 22 U.S.C. 3201 et
seq.; 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u);
42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C.
1354; 46 U.S.C. app. 466c; 50 U.S.C. app. 5;
22 U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O.
13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783; Notice of July 23, 2008, 73 FR
43603 (July 25, 2008).
6. In Supplement No. 1 to part 738,
The Commerce Country Chart, add:
■ a. References to footnote number 2 in
the rows for Cyprus, Malta and South
Africa,
■ b. References to footnote number 3 in
the rows for Australia, Austria, Belgium,
Bulgaria, Cyprus, Czech Republic,
Denmark, Estonia, Finland, France,
Germany, Greece, Hungary, Iceland,
Ireland, Italy, Japan, Korea, South,
Latvia, Lithuania, Luxembourg, Malta,
Netherlands, New Zealand, Norway,
Poland, Portugal, Romania, Slovakia,
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Supplement No. 1 to Part 738—
Commerce Country Chart
*
*
*
*
2 See
De Minimis U.S. content.
VerDate Nov<24>2008
*
Slovenia, South Africa, Spain, Sweden,
Switzerland, Turkey, and United
Kingdom.
■ c. References to footnote number 4 in
rows for the countries Austria, Cyprus,
Finland, Ireland, Korea, South, Malta,
South Africa, Sweden, and Switzerland;
and
■ d. New footnotes 2 through 4 to the
table to read as follows:
*
(a) * * *
(5) There is no de minimis level for
foreign made military commodities that
incorporate cameras classified under
ECCN 6A003.b.4.b if such cameras
would be subject to the EAR as separate
items and if the foreign made military
commodity is not subject to the
International Traffic in Arms
Regulations (22 U.S.C. Parts 120–130).
*
*
*
*
*
■
*
§ 742.4(a) for special provisions that
apply to exports and reexports to these
countries of certain thermal imaging cameras.
3 See § 742.6(a)(3) for special provisions
that apply to military commodities that are
subject to ECCN 0A919.
4 See § 742.6(a)(2) and (4)(ii) regarding
special provisions for exports and reexports
of certain thermal imaging cameras to these
countries.
PART 740—[AMENDED]
7. The authority citation for part 740
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; Sec. 901–911, Public Law
106–387; E.O. 13026, 61 FR 58767, 3 CFR,
1996 Comp., p. 228; E.O. 13222, 66 FR 44025,
3 CFR, 2001 Comp., p. 783; Notice of July 23,
2008, 73 FR 43603 (July 25, 2008).
8. Section 740.2 is amended by adding
paragraph (a)(11) to read as follows:
■
§ 740.2 Restrictions on all License
Exceptions.
(a) * * *
(11) The item is a ‘‘military
commodity’’ subject to ECCN 0A919,
except that such military commodities
may be reexported in accordance with
§ 740.11(b)(2)(ii) (official use by
personnel and agencies of the U.S.
Government).
*
*
*
*
*
■ 9. Section 740.16 is amended by
revising paragraph (a)(2), paragraph
(a)(3)(i), paragraph (a)(3)(ii) and
paragraph (b) to read as follows:
§ 740.16
(APR).
Additional permissive reexports
*
*
*
*
*
(a) * * *
(2) The commodities being reexported
are not controlled for NP, CB, MT, SI or
PO 00000
Frm 00009
Fmt 4700
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*
*
§ 743.3
*
CC reasons and are not military
commodities described in ECCN 0A919
or cameras described in ECCN
6A003.b.4.b; and
(3) * * *
(i) A country in Country Group B that
is not also included in Country Group
D:2, D:3, or D:4; and the commodity
being reexported is both controlled for
national security reasons and not
controlled for export to Country Group
A:1; or
(ii) A country in Country Group D:1
(National Security) (see Supplement No.
1 to part 740), other than North Korea
and the commodity being reexported is
controlled for national security reasons.
(b) Reexports to and among specified
countries. (1) Commodities that are not
controlled for nuclear nonproliferation
or missile technology reasons and that
are not listed in paragraph (b)(2) or
(b)(3) of this section may be reexported
to and among Country Group A:1 and
cooperating countries, provided that
eligible commodities are for use or
consumption within a Country Group
A:1 (see Supplement No. 1 to part 740)
or cooperating country, or for reexport
from such country in accordance with
other provisions of the EAR.* * *
(2) Except as provided in paragraph
(b)(3) of this section, cameras described
in ECCN 6A003.b.4.b and ‘‘military
commodities’’ described in ECCN
0A919 may not be exported under this
paragraph (b).
(3) Cameras described in ECCN
6A003.b.4.b may be exported or
reexported to and among: Australia,
Austria, Belgium, Bulgaria, Canada,
Cyprus, Czech Republic, Denmark,
Estonia, Finland, France, Germany,
Greece, Hungary, Iceland, Ireland, Italy,
Japan, Latvia, Lithuania, Luxembourg,
Malta, the Netherlands, New Zealand,
Norway, Poland, Portugal, Romania,
Slovakia, Slovenia, South Africa, South
Korea, Spain, Sweden, Switzerland,
Turkey, and the United Kingdom if:
(i) Such cameras are fully packaged
for use as consumer ready civil
products; or, (ii) Such cameras with not
more than 111,000 elements are to be
embedded in civil products.
*
*
*
*
*
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Federal Register / Vol. 74, No. 98 / Friday, May 22, 2009 / Rules and Regulations
PART 742—[AMENDED]
10. The authority citation for 15 CFR
part 742 continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 22 U.S.C. 3201 et seq.;
42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22
U.S.C. 7210; Sec 1503, Public Law 108–11,
117 Stat. 559; E.O. 12058, 43 FR 20947, 3
CFR, 1978 Comp., p. 179; E.O. 12851, 58 FR
33181, 3 CFR, 1993 Comp., p. 608; E.O.
12938, 59 FR 59099, 3 CFR, 1994 Comp., p.
950; E.O. 13026, 61 FR 58767, 3 CFR, 1996
Comp., p. 228; E.O. 13222, 66 FR 44025, 3
CFR, 2001 Comp., p. 783; Presidential
Determination 2003–23 of May 7, 2003, 68
FR 26459, May 16, 2003; Notice of July 23,
2008, 73 FR 43603 (July 25, 2008); Notice of
November 10, 2008, 73 FR 67097 (November
12, 2008).
11. Section 742.4 is amended by
revising the third sentence of paragraph
(a) and by adding a new sentence
immediately following that third
sentence to read as follows:
■
erowe on PROD1PC63 with RULES
§ 742.4
National security.
(a) * * * A license is required to all
destinations except Country Group A:1
and cooperating countries (see
Supplement No. 1 to part 740), Bulgaria,
Czech Republic, Estonia, Hungary,
Iceland, Latvia, Lithuania, Poland,
Romania, Slovakia, and Slovenia for all
items in ECCNs on the CCL that include
NS column 2 in the Commerce Country
Chart column of the ‘‘License
Requirements’’ section except those
cameras in ECCN 6A003.b.4.b that have
a focal plane array with 111,000 or
fewer elements and a frame rate of 60
Hz or less. A license is required to all
destinations except Australia, Austria,
Belgium, Bulgaria, Canada, Cyprus,
Czech Republic, Denmark, Estonia,
Finland, France, Germany, Greece,
Hungary, Iceland, Ireland, Italy, Japan,
Latvia, Lithuania, Luxembourg, Malta,
the Netherlands, New Zealand, Norway,
Poland, Portugal, Romania, Slovakia,
Slovenia, South Africa, South Korea,
Spain, Sweden, Switzerland, Turkey,
and the United Kingdom for those
cameras in ECCN 6A003.b.4.b that have
a focal plane array with 111,000 or
fewer elements and a frame rate of 60
Hz or less and for cameras being
exported or reexported pursuant to an
authorization described in
§ 742.6(a)(2)(iii) or (v) of the EAR.* * *
*
*
*
*
*
■ 12. Section § 742.6 is amended by
revising paragraph (a) and paragraph
(b)(1) and paragraph (b)(2) to read as
follows:
§ 742.6
Regional stability.
(a) License requirements. The
following controls are maintained in
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support of U.S. foreign policy to
maintain regional stability:
(1) RS Column 1 License
Requirements in General. As indicated
in the CCL and in RS column 1 of the
Commerce Country Chart (see
Supplement No. 1 to part 738 of the
EAR), a license is required to all
destinations, except Canada, for items
described on the CCL under ECCNs
6A002.a.1, a.2, a.3, .c, or .e; 6A003.b.3,
and b.4.a; 6A008.j.1; 6A998.b; 6D001
(only ‘‘software’’ for the ‘‘development’’
or ‘‘production’’ of items in 6A002.a.1,
a.2, a.3, .c; 6A003.b.3 and .b.4; or
6A008.j.1); 6D002 (only ‘‘software’’ for
the ‘‘use’’ of items in 6A002.a.1, a.2, a.3,
.c; 6A003.b.3 and .b.4; or 6A008.j.1);
6D991 (only ‘‘software’’ for the
‘‘development,’’ ‘‘production,’’ or ‘‘use’’
of equipment controlled by 6A002.e or
6A998.b); 6E001 (only technology’’ for
‘‘development’’ of items in 6A002.a.1,
a.2, a.3 (except 6A002.a.3.d.2.a and
6A002.a.3.e for lead selenide focal plane
arrays), and .c or .e, 6A003.b.3 and b.4,
or 6A008.j.1); 6E002 (only ‘‘technology’’
for ‘‘production’’ of items in 6A002.a.1,
a.2, a.3, .c, or .e, 6A003.b.3 or b.4, or
6A008.j.1); 6E991 (only ‘‘technology’’
for the ‘‘development,’’ ‘‘production,’’ or
‘‘use’’ of equipment controlled by
6A998.b); 6D994; 7A994 (only QRS11–
00100–100/101 and QRS11–0050–443/
569 Micromachined Angular Rate
Sensors); 7D001 (only ‘‘software’’ for
‘‘development’’ or ‘‘production’’ of
items in 7A001, 7A002, or 7A003);
7E001 (only ‘‘technology’’ for the
‘‘development’’ of inertial navigation
systems, inertial equipment, and
specially designed components therefor
for civil aircraft); 7E002 (only
‘‘technology’’ for the ‘‘production’’ of
inertial navigation systems, inertial
equipment, and specially designed
components therefor for civil aircraft);
7E101 (only ‘‘technology’’ for the ‘‘use’’
of inertial navigation systems, inertial
equipment, and specially designed
components for civil aircraft).
(2) Special RS Column 1 license
requirements applicable to certain
thermal imaging cameras.
(i) As indicated in the CCL and in RS
Column 1 of the Commerce Country
Chart, cameras described in 6A003 b.4.b
require a license to all destinations
other than Canada if such cameras have
a frame rate greater than 60 Hz.
(ii) Except as noted in paragraph
(a)(2)(iii) of this section, as indicated in
the CCL and in RS Column 1 of the
Commerce Country Chart, cameras
described in 6A003 b.4.b require a
license to all destinations other than
Canada if such cameras incorporate a
focal plane array with more than
111,000 elements and a frame rate of 60
PO 00000
Frm 00010
Fmt 4700
Sfmt 4700
Hz or less, or cameras described in
6A003 b.4.b that are being exported or
reexported to be embedded in a civil
product.
(iii) BIS may issue licenses for
cameras subject to the license
requirement of paragraph (a)(2)(ii) of
this section that are fully-packaged for
use as consumer-ready civil products
that, in addition to the specific
transactions authorized by such license,
authorize exports and reexports of such
cameras without a license to any civil
end-user to whom such exports or
reexport are not otherwise prohibited by
U.S. law in Australia, Austria, Belgium,
Bulgaria, Cyprus, Czech Republic,
Denmark, Estonia, Finland, France,
Germany, Greece, Hungary, Iceland,
Ireland, Italy, Japan, Latvia, Lithuania,
Luxembourg, Malta, the Netherlands,
New Zealand, Norway, Poland,
Portugal, Romania, Slovakia, Slovenia,
South Africa, South Korea, Spain,
Sweden, Switzerland, Turkey, and the
United Kingdom. The license
requirements of this paragraph (a)(2)
shall not apply to exports or reexports
so authorized. In this paragraph, the
term ‘‘civil end-user’’ means any entity
that is not a national armed service
(army, navy, marine, air force, or coast
guard), national guard, national police,
government intelligence organization or
government reconnaissance
organization, or any person or entity
whose actions or functions are intended
to support ‘‘military end-uses’’ as
defined in 744.17(d).
(iv) Except as noted in paragraph
(a)(2)(v) of this section, as indicated in
the CCL and in RS Column 1 of the
Commerce Country Chart, cameras
described in 6A003 b.4.b require a
license to all destinations other than
Canada if such cameras incorporate a
focal plane array with 111,000 elements
or less and a frame rate of 60 Hz or less
and are being exported or reexported to
be embedded in a civil product.
(v) BIS may also issue licenses for the
cameras described in paragraph
(a)(2)(iv) that, in addition to the specific
transactions authorized by such license,
authorize exports and reexports to
authorized companies described in the
license for the purpose of embedding
such cameras into a completed product
that will be distributed only in
Australia, Austria, Belgium, Bulgaria,
Cyprus, Czech Republic, Denmark,
Estonia, Finland, France, Germany,
Greece, Hungary, Iceland, Ireland, Italy,
Japan, Latvia, Lithuania, Luxembourg,
Malta, the Netherlands, New Zealand,
Norway, Poland, Portugal, Romania,
Slovakia, Slovenia, South Africa, South
Korea, Spain, Sweden, Switzerland,
Turkey, and the United Kingdom. The
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license requirements of this paragraph
(a)(2) shall not apply to exports or
reexports so authorized. In this
paragraph, the term ‘‘authorized
companies’’ means companies that have
been previously licensed for export, are
not the subject of relevant negative
intelligence or open source information,
have not been the subject of a
Department of Commerce or Department
of State enforcement action within the
past two years, have demonstrable
production capacity, and do not pose an
unacceptable risk of diversion.
(3) Special RS Column 1 license
requirement applicable to military
commodities. A license is required for
reexports to all destinations except
Canada for items classified under ECCN
0A919 except when such items are
being reexported as part of a military
deployment by a unit of the government
of Australia, Austria, Belgium, Bulgaria,
Canada, Cyprus, Czech Republic,
Denmark, Estonia, Finland, France,
Germany, Greece, Hungary, Iceland,
Ireland, Italy, Japan, Latvia, Lithuania,
Luxembourg, Malta, the Netherlands,
New Zealand, Norway, Poland,
Portugal, Romania, Slovakia, Slovenia,
South Africa, South Korea, Spain,
Sweden, Switzerland, Turkey, the
United Kingdom or the United States.
(4) RS Column 2 license requirements.
(i) License Requirements Applicable
to Most RS Column 2 Items. As
indicated in the CCL and in RS Column
2 of the Commerce Country Chart (see
Supplement No. 1 to part 738 of the
EAR), a license is required to any
destination except Australia, Japan,
New Zealand, and countries in the
North Atlantic Treaty Organization
(NATO) for items described on the CCL
under ECCNs 0A918, 0E918, 2A983,
2D983, 2E983, 8A918, and for military
vehicles and certain commodities
(specially designed) used to
manufacture military equipment,
described on the CCL in ECCNs
0A018.c, 1B018.a, 2B018, 9A018.a and
.b, 9D018 (only software for the ‘‘use’’
of commodities in ECCN 9A018.a and
.b), and 9E018 (only technology for the
‘‘development’’, ‘‘production’’, or ‘‘use’’
of commodities in 9A018.a and .b).
(ii) Special RS Column 2 license
requirements applicable only to certain
cameras. As indicated by the CCL, and
RS column 2 and footnote number 4 to
the Commerce Country Chart, a license
is required to any destination except
Australia, Austria, Belgium, Bulgaria,
Canada, Cyprus, Czech Republic,
Denmark, Estonia, Finland, France,
Germany, Greece, Hungary, Iceland,
Ireland, Italy, Japan, Latvia, Lithuania,
Luxembourg, Malta, the Netherlands,
New Zealand, Norway, Poland,
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13:10 May 21, 2009
Jkt 217001
Portugal, Romania, Slovakia, Slovenia,
South Africa, South Korea, Spain,
Sweden, Switzerland, Turkey, and the
United Kingdom for fully-packaged
thermal imaging cameras for use as
consumer-ready civil products
controlled by 6A003.b.4.b when
incorporating ‘‘focal plane arrays’’ that
have not more than 111,000 elements
and a frame rate of 60 Hz or less and
that are not being exported or
reexported to be embedded in a civil
product.
(5) RS requirements that apply to Iraq.
As indicated on the CCL, a license is
required for the export or reexport to
Iraq or transfer within Iraq of the
following items controlled for RS
reasons on the CCL: 0B999, 0D999,
1B999, 1C992, 1C995, 1C997, 1C999 and
6A992. The Commerce Country Chart is
not designed to determine RS licensing
requirements for these ECCNs.
(6) RS requirement that applies to
Hong Kong. A license is required to
export or reexport to Hong Kong any
item controlled in ECCN 6A003.b.4.b
(b) * * *
(1) Applications for exports and
reexports described in paragraph (a)(1),
(a)(2) or (a)(6) of this section will be
reviewed on a case-by-case basis to
determine whether the export or
reexport could contribute directly or
indirectly to any country’s military
capabilities in a manner that would alter
or destabilize a region’s military balance
contrary to the foreign policy interests
of the United States. Applications for
reexports of items described in
paragraph (a)(3) of this section will be
reviewed applying the policies for
similar commodities that are subject to
the International Traffic in Arms
Regulations (22 CFR Parts 120–130).
(2) Applications to export and
reexport commodities described in
paragraph (a)(4) of this section will
generally be considered favorably on a
case-by-case basis unless there is
evidence that the export or reexport
would contribute significantly to the
destabilization of the region to which
the equipment is destined.
*
*
*
*
*
PART 743—[AMENDED]
13. The authority citation for part 743
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.;
Public Law 106–508; 50 U.S.C. 1701 et seq.;
E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp.,
p. 783; Notice of July 23, 2008, 73 FR 43603
(July 25, 2008).
■
14. Add § 743.3 to read as follows:
PO 00000
Frm 00011
Fmt 4700
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§ 743.3
23947
Thermal imaging camera reporting.
(a) General requirement. Exports of
thermal imaging cameras must be
reported to BIS as provided in this
section.
(b) Transactions to be reported.
Exports that are not authorized by an
individually validated license of
thermal imaging cameras controlled by
ECCN 6A003.b.4.b to Australia, Austria,
Belgium, Bulgaria, Cyprus, Czech
Republic, Denmark, Estonia, Finland,
France, Germany, Greece, Hungary,
Iceland, Ireland, Italy, Japan, Latvia,
Lithuania, Luxembourg, Malta, the
Netherlands, New Zealand, Norway,
Poland, Portugal, Romania, Slovakia,
Slovenia, South Africa, South Korea,
Spain, Sweden, Switzerland, Turkey, or
the United Kingdom must be reported to
BIS.
(c) Party responsible for reporting.
The exporter as defined in § 772.1 of the
EAR must ensure the reports required
by this section are submitted to BIS.
(d) Information to be included in the
reports. For each export described in
paragraph (b) of this section, the report
must identify: the name, address, and
telephone number of the exporter; the
date of each export; the name, address
and telephone number of the consignee
or end user; the model number(s) of
each camera exported; the serial number
of each exported camera that has a serial
number; and the quantity of each model
number of camera exported. (Note:
Technical specifications may be
requested on an as needed basis and
must be provided to BIS after any such
request.)
(e) Where to submit reports. Submit
the reports via e-mail to
UTICreport@bis.doc.gov.
(d) Reporting periods and due dates.
This reporting requirement applies to
exports made on or after May 22, 2009.
Exports must be reported within one
month of the reporting period in which
the export takes place. The first
reporting period begins on May 22, 2009
and runs through June 30, 2009.
Subsequent reporting periods shall
begin on January 1 and July 1 of each
year, and shall run through June 30, and
December 31 respectively. Exports in
each reporting period must be reported
to BIS no later than the last day of the
month following the month in which
the reporting period ends.
PART 744—[AMENDED]
15. The authority citation for part 744
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 22 U.S.C. 3201 et seq.;
42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22
U.S.C. 7210; E.O. 12058, 43 FR 20947, 3 CFR,
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1978 Comp., p. 179; E.O. 12851, 58 FR 33181,
3 CFR, 1993 Comp., p. 608; E.O. 12938, 59
FR 59099, 3 CFR, 1994 Comp., p. 950; E.O.
12947, 60 FR 5079, 3 CFR, 1995 Comp., p.
356; E.O. 13026, 61 FR 58767, 3 CFR, 1996
Comp., p. 228; E.O. 13099, 63 FR 45167, 3
CFR, 1998 Comp., p. 208; E.O. 13222, 66 FR
44025, 3 CFR, 2001 Comp., p. 783; E.O.
13224, 66 FR 49079, 3 CFR, 2001 Comp., p.
786; Notice of July 23, 2008, 73 FR 43603
(July 25, 2008); Notice of November 10, 2008,
73 FR 67097 (November 12, 2008).
■
16. Add § 744.9 to read as follows:
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§ 744.9 Restrictions on certain exports and
reexports of cameras controlled by ECCN
6A003.b.4.b.
(a) General prohibitions. In addition
to the applicable license requirements
for national security, regional stability,
anti-terrorism and United Nations
embargo reasons in §§ 742.4, 742.6,
742.8, 746.3 and 746.8 of the EAR, a
license is required to export or reexport
to any destination other than Canada
cameras described in ECCN 6A003.b.4.b
if at the time of export or reexport, the
exporter or reexporter knows or is
informed that the item will be or is
intended to be:
(1) Used by a ‘‘military end-user,’’ as
defined in paragraph (d) of this section;
or
(2) Incorporated into a ‘‘military
commodity’’ controlled by ECCN
0A919.
(b) Additional prohibition on
exporters or reexporters informed by
BIS. BIS may inform an exporter or
reexporter, either individually by
specific notice or through amendment to
the EAR, that a license is required for
the export or reexport of items described
in ECCN 6A003.b.4.b to specified endusers, because BIS has determined that
there is an unacceptable risk of
diversion to the users or unauthorized
incorporation into the ‘‘military
commodities’’ described in paragraph
(a) of this section. Specific notice is to
be given only by, or at the direction of,
the Deputy Assistant Secretary for
Export Administration. When such
notice is provided orally, it will be
followed by a written notice within two
working days signed by the Deputy
Assistant Secretary for Export
Administration.
(c) License review standard.
Applications for licenses required by
this section will be reviewed by
applying the policies that would be
applied under the International Traffic
in Arms Regulations (22 CFR Parts 120–
130).
(d) Military end-user. In this section,
the term ‘‘military end-user’’ means the
national armed services (army, navy,
marine, air force, or coast guard), as well
as the national guard and national
VerDate Nov<24>2008
13:10 May 21, 2009
Jkt 217001
police, government intelligence or
reconnaissance organizations, or any
person or entity whose actions or
functions are intended to support
‘‘military end-uses’’ as defined in
§ 744.17(d).
(e) Exception. Shipments subject to
the prohibitions in paragraphs (a) and
(b) of this section that are consigned to
and for the official use of the U.S.
Government authorized pursuant to
§ 740.11(b)(2)(ii) of the EAR may be
made under License Exception GOV. No
other license exceptions apply to the
prohibitions described in paragraphs (a)
and (b) of this section.
■ 17. In Supplement No. 2 to part 744,
add a paragraph (6)(iii) to read as
follows:
Supplement No. 2 to Part 744—List of
Items Subject to the Military End-Use
License Requirement of § 744.21
*
*
*
*
*
(6) Category 6—Sensors and Lasers * * *
(iii) 6A993 Cameras, not controlled by
6A003 or 6A203 as follows (see List of Items
Controlled). * * *
PART 746—[AMENDED]
§ 772.1 Definitions of terms as used in the
Export Administration Regulations (EAR).
*
*
*
*
*
Military commodity. As used in
§ 734.4(a)(5), Supplement No. 1 to part
738 (footnote No. 3), § 740.2(a)(11),
§ 740.16(a)(2), § 740.16(b)(2),
§ 742.6(a)(3), § 744.9(a)(2), § 744.9(b),
ECCN 0A919 and ECCN 6A003 (Related
Controls), ‘‘military commodity’’ or
‘‘military commodities’’ means an
article, material or supply except
software or technology that is described
on the United States Munitions List (22
CFR Part 121) or on the Munitions List
that is published by the Wassenaar
Arrangement on Export Controls for
Conventional Arms and Dual-Use Goods
and Technologies, but does not include
any item listed in any Export Control
Classification Number for which the last
three numerals are 018.
*
*
*
*
*
PART 774—[AMENDED]
23. The authority citation for 15 CFR
part 774 continues to read as follows:
■
18. The authority citation for part 746
continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 22 U.S.C. 287c; Sec 1503,
Public Law 108–11, 117 Stat. 559; 22 U.S.C.
6004; 22 U.S.C. 7201 et seq.; 22 U.S.C. 7210;
E.O. 12854, 58 FR 36587, 3 CFR, 1993 Comp.,
p. 614; E.O. 12918, 59 FR 28205, 3 CFR, 1994
Comp., p. 899; E.O. 13222, 3 CFR, 2001
Comp., p. 783; Presidential Determination
2003–23 of May 7, 2003, 68 FR 26459, May
16, 2003; Presidential Determination 2007–7
of December 7, 2006, 72 FR 1899 (January 16,
2007); Notice of July 23, 2008, 73 FR 43603
(July 25, 2008).
19. Section 746.8, paragraph (b)(1) is
amended by adding a new sentence
immediately following the existing third
sentence to read as follows:
■
§ 746.8
definition for ‘‘military commodity’’ to
read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 10 U.S.C. 7420; 10 U.S.C.
7430(e); 22 U.S.C. 287c, 22 U.S.C. 3201 et
seq., 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u);
42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C.
1354; 46 U.S.C. app. 466c; 50 U.S.C. app. 5;
22 U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O.
13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783; Notice of July 23, 2008, 73 FR
43603 (July 25, 2008).
24. In Supplement No. 1 to part 774,
Category 0, immediately following
Export Control Classification Number
0A918 and immediately preceding
Export Control Classification Number
0A978 add an Export Control
Classification Number 0A919 to read as
follows:
■
Rwanda.
*
*
*
*
(b) * * *
(1) * * * Any U.S. person needs a
license to reexport any item controlled
by ECCN 0A919 to Rwanda. * * *
*
*
*
*
*
0A919 ‘‘Military commodities’’ as follows
(see list of items controlled).
Control(s)
Country chart
PART 772—[AMENDED]
■
RS applies to entire entry
AT applies to entire entry
UN applies to entire entry
RS Column 1.
AT Column 1.
Rwanda § 746.7
of the EAR.
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; E.O. 13222, 66 FR 44025,
3 CFR, 2001 Comp., p. 783; Notice of July 23,
2008, 73 FR 43603 (July 25, 2008).
License Exceptions
LVS: N/A.
GBS: N/A.
CIV: N/A.
22. Section 772.1 is amended by
adding, in alphabetical order, a
List of Items Controlled
Unit: $ value.
*
21. The authority citation for 15 CFR
part 772 continues to read as follows:
■
PO 00000
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License Requirements
Reasons for Control: RS, AT, UN.
E:\FR\FM\22MYR1.SGM
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Federal Register / Vol. 74, No. 98 / Friday, May 22, 2009 / Rules and Regulations
Related Controls: (1) Military commodities
are subject to the export licensing
jurisdiction of the Department of State if they
incorporate items that are subject to the
International Traffic in Arms Regulations
(ITAR) (22 CFR Parts 120–130). (2) Military
commodities described in this paragraph are
subject to the export licensing jurisdiction of
the Department of State if such commodities
are described on the United States Munitions
List (22 CFR Part 121) and are in the United
States. (3) The furnishing of assistance
(including training) to foreign persons,
whether in the United States or abroad in the
design, development, engineering,
manufacture, production, assembly, testing,
repair, maintenance, modification, operation,
demilitarization, destruction, processing, or
use of defense articles that are subject to the
ITAR; or the furnishing to foreign persons of
any technical data controlled under 22 CFR
121.1 whether in the United States or abroad
are under the licensing jurisdiction of the
Department of State. (4) Brokering activities
(as defined in 22 CFR 129.9) of military
commodities that are subject to the ITAR are
under the licensing jurisdiction of the
Department of State.
Related Definitions: N/A.
Items: ‘‘Military commodities’’ with all of
the following characteristics:
a. Described on either the United States
Munitions List (22 CFR Part 121) or the
Munitions List that is published by the
Wassenaar Arrangement on Export Controls
for Conventional Arms and Dual-Use Goods
and Technologies (as set out on its Web site
at https://www.wassenaar.org), but not any
item listed in any Export Control
Classification Number for which the last
three characters are 018;
b. Produced outside the United States;
c. Not subject to the International Traffic in
Arms Regulations (22 CFR Parts 120–130) for
a reason other than presence in the United
States; and
d. Incorporate one or more cameras
controlled under ECCN 6A003.b.4.b.
25. In Supplement No. 1 to part 774,
Category 6, Export Control Classification
Number 6A003, revise the ‘‘Reason for
Control’’ and the ‘‘Related Controls’’
paragraphs to read as follows:
■
6A003
Cameras.
License Requirements
Reason for Control: NS, NP, RS, AT, UN.
Control(s)
Country chart
NS applies to entire entry ......................................................................................................................
NP applies to items controlled in paragraphs 6A003.a.2, a.3 and a.4 .................................................
RS applies to items controlled in 6A003.b.3, to items controlled in 6A003.b.4.a, and to items
controlled in 6A003.b.4.b that have a frame rate greater than 60 Hz or that incorporate a focal
plane array with more than 111,000 elements, or to items in 6A003.b.4.b when being exported
or reexported to be embedded in a civil product. (But see § 742.6(a)(2)(iii) and (v) for certain
exemptions).
RS applies to items controlled in 6A003.b.4.b that have a frame rate of 60 Hz or less and that incorporate a focal plane array with not more than 111,000 elements if not being exported or reexported to be embedded in a civil product.
RS applies to items controlled in 6A003.b.4.b .....................................................................................
AT applies to entire entry ......................................................................................................................
UN applies to items controlled in 6A003.b.3 and b.4 ..........................................................................
License Exceptions
*
*
*
*
Control(s)
Country chart
*
List of Items Controlled
Unit: * * *
Related Controls: (1) See ECCNs 6E001
(‘‘development’’), 6E002 (‘‘production’’), and
6E201 (‘‘use’’) for technology for items
controlled under this entry. (2) Also see
ECCN 6A203. (3) See ECCN 8A002.d and .e
for cameras specially designed or modified
for underwater use. (4) See ECCN 0A919 for
foreign made military commodities that
incorporate cameras described in
6A003.b.4.b. (5) Section 744.9 imposes
license requirements on cameras described in
6A003.b.4.b if being exported for
incorporation into an item controlled by
ECCN 0A919 or for a military end-user.
*
*
*
*
*
26. In Supplement No. 1 to part 774,
immediately following Export Control
Classification Number 6D993, add a
new Export Control Classification
Number 6D994 to read as follows:
RS applies to entire entry
CIV: N/A.
TSR: N/A.
Unit: $ value.
Items: The list of Items Controlled is in the
ECCN heading.
Dated: May 18, 2009.
Matthew S. Borman,
Acting Assistant Secretary for Export
Administration.
[FR Doc. E9–11951 Filed 5–21–09; 8:45 am]
BILLING CODE 3510–33–P
erowe on PROD1PC63 with RULES
PO 00000
A license is required to export or reexport these items to Hong Kong. This
license requirement does not appear
in the Commerce Country Chart.
AT Column 1.
Iraq and Rwanda.
DEPARTMENT OF HOMELAND
SECURITY
DEPARTMENT OF THE TREASURY
List of Items Controlled
19 CFR Part 10
[Docket No. USCBP–2009–0015; CBP Dec.
09–17]
RIN 1505–AC13
Imported Directly Requirement Under
the United States-Bahrain Free Trade
Agreement
AGENCY: Customs and Border Protection,
Department of Homeland Security;
Department of the Treasury.
ACTION: Interim final rule; solicitation of
comments.
SUMMARY: This document amends the
U.S. Customs and Border Protection
(CBP) regulations in title 19 of the Code
of Federal Regulations (19 CFR) on an
interim basis to change certain
provisions relating to the requirement
under the United States-Bahrain Free
Trade Agreement (BFTA) that a good
must be ‘‘imported directly’’ from one
License Requirements
Reason for Control: RS.
Jkt 217001
RS Column 2.
Customs and Border Protection
Bureau
License Exceptions
6D994 ‘‘Software’’ designed or modified for
cameras incorporating ‘‘focal plane arrays’’
specified by 6A002.a.3.f and designed or
modified to remove a frame rate restriction
and allow the camera to exceed the frame
rate specified in 6A003.b.4. Note 3.a.
13:10 May 21, 2009
NS Column 2.
NP Column 1.
RS Column 1.
RS Column 1.
■
VerDate Nov<24>2008
23949
Frm 00013
Fmt 4700
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E:\FR\FM\22MYR1.SGM
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Agencies
[Federal Register Volume 74, Number 98 (Friday, May 22, 2009)]
[Rules and Regulations]
[Pages 23941-23949]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-11951]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
Bureau of Industry and Security
15 CFR Parts 730, 734, 738, 740, 742, 743, 744, 746, 772 and 774
[Docket No. 0612242573-7104-01]
RIN 0694-AD71
Revisions to License Requirements and License Exception
Eligibility for Certain Thermal Imaging Cameras and Foreign Made
Military Commodities Incorporating Such Cameras
AGENCY: Bureau of Industry and Security, Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This rule imposes a license requirement for certain exports
and reexports of military commodities manufactured outside the United
States that are not subject to the International Traffic in Arms
Regulations, regardless of the level of U.S. origin content, if those
military commodities incorporate certain thermal imaging cameras that
are subject to the Export Administration Regulations. This rule also
removes Commerce Control List (CCL) based export and reexport license
requirements with respect to 36 destinations for certain thermal
imaging cameras when they are not incorporated into military
commodities and if they are not being exported or reexported to be
embedded in a civil product. It imposes a semi-annual reporting
requirement on the transactions from which it removes the CCL based
license requirements. This rule limits use of License Exception APR for
reexports of certain cameras controlled by Export Control
Classification Number 6A003.b.4.b and certain foreign made military
commodities incorporating such cameras. This rule imposes a license
requirement for software used to increase the frame rate of certain
cameras. BIS is making these changes in recognition of the emerging
availability of these cameras around the world, the export licensing
practices of other governments and the potential use of these cameras
in military applications.
DATES: Effective Date: This rule is effective May 22, 2009.
[[Page 23942]]
Compliance Date: All reexports made ineligible for License
Exception APR by this rule and exports or reexports for which this rule
imposes a new license requirement must be in compliance with this rule
no later than June 22, 2009.
FOR FURTHER INFORMATION CONTACT: John Varesi, Sensors and Aviation
Division, Office of National Security and Technology Transfer Controls
(202) 482-1114 or jvaresi@bis.doc.gov.
SUPPLEMENTARY INFORMATION:
Background
The Export Administration Regulations (EAR) impose license
requirements on, among other things, imaging cameras incorporating non-
space-qualified, non-linear (2-dimensional) infrared focal plane
arrays, based on microbolometer material having individual elements
with an unfiltered response in the wavelength range equal to or
exceeding 8,000 nm but not exceeding 14,000 nm. Prior to publication of
this rule, these cameras were listed on the Commerce Control List (CCL)
with national security (NS column 2), regional stability (RS column 1),
antiterrorism (AT column 1) and United Nations embargo (UN) reasons for
control. The RS column 1 reason for control is the most restrictive of
these controls, imposing a license requirement on exports and reexports
to all destinations other than Canada. Prior to publication of this
rule, all of these cameras were also eligible under License Exception
APR for reexport from Country Group A:1 and cooperating countries to
Country Group D:1, and for reexport to Country Group A:1 and
cooperating countries as identified in Supplement No. 1 to part 740 of
the EAR.
In light of the potential for these cameras to be used in military
applications as well as the growing number of foreign suppliers and the
export license policies of other governments with respect to the
destinations that form major markets for thermal imaging cameras, a
revision of CCL based license requirements on certain cameras is
warranted.
These cameras have the potential for military application,
including incorporation into military commodities in ways that
significantly enhance the capabilities of the military commodity.
Therefore, in this rule, BIS is asserting licensing jurisdiction over
military commodities manufactured outside the United States that
incorporate certain cameras that are listed on the CCL. This rule
adopts a definition of military commodity that is based on the
Munitions List that is published by the Wassenaar Arrangement on Export
Controls for Conventional Arms and Dual-Use Goods and Technologies
(WAML) and the United States Munitions List (22 CFR Part 121). However,
to prevent redundant coverage, this military commodity provision does
not apply to items that are controlled by Export Control Classification
Numbers (ECCNs) that end in the numerals ``018'' because such ECCNs
apply to items on the WAML and are already subject to the EAR. This
rule also revises controls based on camera performance level as
measured by the number of elements in the camera's focal plane array,
its frame rate and whether the camera is being exported or reexported
to be embedded in a civil product. A camera that incorporates a focal
plane array with more elements generally can record more detail about
an image than can an otherwise identical camera that incorporates an
array with fewer elements. A camera with a higher frame rate generally
can capture more detail about the path of a moving object and depict
the motion of objects more smoothly than can an otherwise identical
camera with a lower frame rate. Cameras that will be embedded in a
civil product pose concerns that are difficult to resolve without
knowing the type of civil product into which the camera will be
embedded.
Changes Being Made by This Rule
Application of EAR to Military Commodities Not Otherwise Subject to the
EAR or to the ITAR That Incorporate Certain Infrared Cameras
This rule makes the de minimis provisions of the EAR inapplicable
to military commodities made outside the United States that are not
subject to the International Traffic in Arms Regulations (ITAR) (22 CFR
Parts 120--130) and that incorporate cameras that are described in ECCN
6A003.b.4.b.
The rule also imposes a regional stability (RS column 1) license
requirement on such military commodities for reexport, thereby
requiring a license to any destination other than Canada. However, this
license requirement does not apply if the export or reexport is part of
a military deployment by any unit of the government of Australia,
Austria, Belgium, Bulgaria, Canada, Cyprus, Czech Republic, Denmark,
Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland,
Italy, Japan, Latvia, Lithuania, Luxembourg, Malta, the Netherlands,
New Zealand, Norway, Poland, Portugal, Romania, Slovakia, Slovenia,
South Africa, South Korea, Spain, Sweden, Switzerland, Turkey, the
United Kingdom or the United States. Applications to reexport such
military commodities will be reviewed in a manner that is consistent
with the policies for similar military commodities that are subject to
the ITAR.
The rule accomplishes these changes by revising Sec. 734.4 to make
foreign made military commodities containing ECCN 6A003.b.4.b cameras
ineligible for de minimis treatment, by revising Sec. 742.6(a)(2) to
apply the RS column 1 license requirement and United States Munitions
List licensing policy to military commodities controlled by ECCN 0A919,
by revising Sec. 772.1 adding a definition of ``military commodity,''
and by revising Supplement No. 1 to part 774 to create a new ECCN 0A919
to apply to military commodities made outside the United States that
are not subject to the ITAR. This rule also imposes anti-terrorism (AT
Column 1) and United Nations (arms embargo, Rwanda) license
requirements and licensing policy to military commodities controlled by
ECCN 0A919.
This rule also revises the treatment of thermal imaging cameras
that incorporate focal plane arrays as described below.
Retention of Current License Requirements and License Application
Review Policy for the Higher Frame Rates and Number of Elements in the
Cameras' Focal Plane Arrays and for Cameras Being Exported or
Reexported To Be Embedded in a Civil Product
Thermal imaging cameras described in ECCN 6A003.b.4.b that have a
frame rate greater than 60 Hz or that incorporate a focal plane array
with more than 111,000 elements or that are being exported or
reexported to be embedded in a civil product continue to be subject to
NS column 2, RS column 1, AT column 1 and UN reasons for control. These
cameras generally will continue to require a license based on CCL
license requirements for all destinations other than Canada. This rule
retains this license requirement through revised language to the RS
column 1 license requirement paragraph in ECCN 6A003, applying that
requirement to cameras in ECCN 6A003.b.4.b that have a frame rate
greater than 60 Hz or a focal plane array with more than 111,000
elements or that are being exported or reexported to be embedded in a
civil product. However, pursuant to this rule, BIS may issue licenses
that remove the RS column 1 license requirement for cameras that are
fully-packaged for use as consumer-
[[Page 23943]]
ready civil products for exports or reexports to Australia, Austria,
Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland,
France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Japan,
Latvia, Lithuania, Luxembourg, Malta, the Netherlands, New Zealand,
Norway, Poland, Portugal, Romania, Slovakia, Slovenia, South Africa,
South Korea, Spain, Sweden, Switzerland, Turkey, and the United
Kingdom.
Removal of Commerce Control List Based License Requirements for 36
Countries and Revision of License Application Review Policy for Certain
Other Countries for Cameras With Lower Frame Rates and Number of
Elements in the Cameras' Focal Plane Arrays That Are Not Being Exported
or Reexported To Be Embedded in a Civil Product
This rule removes all CCL based license requirements for cameras
described in ECCN 6A003.b.4.b that incorporate focal plane arrays with
not more than 111,000 elements and that have a frame rate of 60 Hz or
less and that are not being exported or reexported to be embedded in a
civil product when being exported or reexported to Australia, Austria,
Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland,
France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Japan,
Latvia, Lithuania, Luxembourg, Malta, the Netherlands, New Zealand,
Norway, Poland, Portugal, Romania, Slovakia, Slovenia, South Africa,
South Korea, Spain, Sweden, Switzerland, Turkey, and the United
Kingdom. Exports and reexports of the cameras to Canada will continue
to have no Commerce Control List based license requirements.
In addition, pursuant to this rule, BIS may issue licenses that
remove the RS column 1 license requirement for exports and reexports to
authorized companies as named in the license for the purpose of
embedding such camera into a completed product that will be distributed
only in Australia, Austria, Belgium, Bulgaria, Cyprus, Czech Republic,
Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland,
Ireland, Italy, Japan, Latvia, Lithuania, Luxembourg, Malta, the
Netherlands, New Zealand, Norway, Poland, Portugal, Romania, Slovakia,
Slovenia, South Africa, South Korea, Spain, Sweden, Switzerland,
Turkey, and the United Kingdom.
This rule also revises license application review policy for
cameras described in ECCN 6A003.b.4.b that incorporate focal plane
arrays with not more than 111,000 elements and that have a frame rate
of 60 Hz or less and that are not being exported or reexported to be
embedded in a civil product when such cameras are being exported or
reexported to most destinations for which a license is required for
regional stability reasons. Applications to export or reexport cameras
incorporating a focal plane array with not more than 111,000 elements
and a frame rate of 60 Hz or less and that are not being exported or
reexported to be embedded in a civil product will be evaluated under
the regional stability policy (RS column 2) set forth in Sec.
742.6(b)(2) of the EAR, i.e., ``will generally be considered favorably
on a case-by-case basis unless there is evidence that the export or
reexport would contribute significantly to the destabilization of the
region to which the equipment is destined.''
Imposition of Reporting Requirement
This rule imposes a new reporting requirement with respect to
exports for which this rule's revision or removal of regional stability
as a reason for control results in the removal of all CCL based license
requirements. Exporters of cameras described in ECCN 6A003.b.4.b will
have to report semiannually to BIS by e-mail the name, address and
telephone number of the exporter; the date of each export; the name,
address and telephone number of the consignee or end user; the model
number(s); the serial number of each exported camera that has a serial
number; and the quantity of each model number of camera exported
without a license to Australia, Austria, Belgium, Bulgaria, Cyprus,
Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece,
Hungary, Iceland, Ireland, Italy, Japan, Latvia, Lithuania, Luxembourg,
Malta, the Netherlands, New Zealand, Norway, Poland, Portugal, Romania,
Slovakia, Slovenia, South Africa, South Korea, Spain, Sweden,
Switzerland, Turkey, and the United Kingdom. BIS will use the
information in these reports to verify that the cameras subject to this
regulation are continuing to be sold to appropriate end-users and that
the changes in controls are not jeopardizing U.S. national security or
foreign policy interests. The rule imposes this reporting requirement
by adding a new Sec. 743.3--Thermal Imaging Camera Reporting.
Limitation on Use of License Exception APR for Cameras in ECCN
6A003.b.4.b
This rule limits use of License Exception APR for cameras described
in ECCN 6A003.b.4.b by making such cameras ineligible for reexport
under paragraph (a) of License Exception APR, and limits their reexport
under paragraph (b) to destinations and for purposes for which they
would not have a CCL based license requirement if exported from the
United States. BIS is making this change to enable BIS to inform, via
license conditions, the recipients of the reexports of the need to
obtain a license for further reexports.
Revised Treatment of Cambodia and Laos With Respect to Paragraph (a) of
License Exception APR
This rule revises the treatment of Cambodia and Laos as eligible
destinations under License Exception APR. Although both countries are
in Country Group D:1 and not in Country Group B, prior to publication
of this rule, for purposes of License Exception APR, paragraph (a) they
were treated as if the were in Country Group B (the items eligible for
reexport under paragraph (a) of License Exception APR vary based on the
country group in which the destination is located). Upon publication of
this rule, they will be treated in the a same manner as other members
of Country Group D:1 BIS is making this change because current national
security interests of the United States do not support such disparate
treatment of countries in Country Group D:1.
New End-User and End-Use License Requirements
In recognition of the fact that these cameras could be used in
military activities, this rule imposes a license requirement on exports
and reexports to all destinations other than Canada, when the exporter
or reexporter knows, at the time of export or reexport, that the item
will be used by a military end-user or will be incorporated into a
military commodity described in ECCN 0A919 as created by this rule. The
rule defines military end-user as national armed services (army, navy,
marine, air force, or coast guard), as well as the national guard and
national police, government intelligence or reconnaissance
organizations, or any person or entity whose actions or functions are
intended to support ``military end-uses'' as defined in Sec.
744.17(d).
This rule also imposes a license requirement if BIS informs an
exporter or reexporter, either individually by specific notice or
through amendment to the EAR, that a license is required for export or
reexport of items described in ECCN 6A003.b.4.b to specified end-users,
because BIS has determined that there is an unacceptable risk of
diversion to military end-users. Amendments to the EAR informing
parties of such risk are in the form of amendments to the Entity List
[[Page 23944]]
(Supplement No. 4 to part 744 of the EAR).
Addition of Certain Cameras to the List of Items That Require a License
for Export, Reexport or Transfer to Certain Military End Uses in China
Supplement No. 2 to part 744 of the EAR lists items for which Sec.
744.21 of the EAR requires a license for the export, reexport or
transfer to certain military end-uses in the People's Republic of
China. This rules adds cameras controlled by ECCN 6A993 to Supplement
No. 2 to part 744. BIS is taking this action consistent with United
States Government policy of not supporting China's military
modernization efforts.
Imposition of License Requirement for Software To Raise the Frame Rate
of Cameras Above 9 Hz
This rule adds a new ECCN 6D994 to apply RS column 1 licensing
requirement to software that is capable of increasing to more than 9
Hz, the frame rate of cameras that incorporate focal plane arrays
controlled by 6A002.a.3.f. This new ECCN will allow BIS to impose a
license requirement on software that could be used to raise the frame
rate of previously exported cameras to a level equivalent to that of
cameras that require a license for export.
Rulemaking Requirements
1. This rule is not a significant rule for purposes of Executive
Order 12866.
2. Notwithstanding any other provision of law, no person is
required to respond to nor be subject to a penalty for failure to
comply with a collection of information, subject to the requirements of
the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) (PRA),
unless that collection of information displays a currently valid Office
of Management and Budget (OMB) Control Number. This regulation contains
a collection previously approved by the OMB under control numbers 0694-
0088, (Multi-Purpose Application,'' which carries a burden hour
estimate of 58 minutes to prepare and submit form BIS-748.
Miscellaneous and recordkeeping activities account for 12 minutes per
submission. BIS estimates that this rule will reduce the total burden
hours associated with this collection by 1,750 annually.
The reporting requirement for exports of cameras described in ECCN
6A3.b.4.b, imposed by this rule is a new collection of information.
This new collection has been approved by OMB under control number 0694-
0133. The estimated burden associated with this new collection is 60
hours annually.
3. This rule does not contain policies with Federalism implications
as that term is defined in Executive Order 13132.
4. The provisions of the Administrative Procedure Act (5 U.S.C.
553) requiring notice of proposed rulemaking, the opportunity for
public participation, and a delay in effective date, are inapplicable
because this regulation involves a military or foreign affairs function
of the United States (see 5 U.S.C. 553(a)(1)). Further, no other law
requires that a notice of proposed rulemaking and an opportunity for
public comment be given for this rule. Because a notice of proposed
rulemaking and an opportunity for public comment are not required to be
given for this rule by 5 U.S.C. 553, or by any other law, the
analytical requirements of the Regulatory Flexibility Act, 5 U.S.C. 601
et seq., are not applicable.
List of Subjects
15 CFR Part 730
Administrative practice and procedure, Advisory committees,
Exports, Reporting and recordkeeping requirements, Strategic and
critical materials.
15 CFR Part 734
Administrative practice and procedure, Exports, Inventions and
patents, Research, Science and technology.
15 CFR Part 740
Administrative practice and procedure, Exports, Reporting and
recordkeeping requirements.
15 CFR Parts 738 and 772
Exports.
15 CFR Part 742
Exports, Terrorism.
15 CFR Part 743
Administrative practice and procedure, Reporting and recordkeeping
requirements.
15 CFR Part 744
Exports, Reporting and recordkeeping requirements, Terrorism.
15 CFR Parts 746 and 774
Exports, Reporting and recordkeeping requirements.
0
For the reasons set forth in the preamble, the Export Administration
Regulations (15 CFR parts 730-774) are amended as follows:
PART 730--[AMENDED]
0
1. The authority citation for part 730 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
10 U.S.C. 7420; 10 U.S.C. 7430(e); 22 U.S.C. 287c; 22 U.S.C. 2151
note; 22 U.S.C. 3201 et seq.; 22 U.S.C. 6004; 30 U.S.C. 185(s),
185(u); 42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C. 1354; 46 U.S.C.
app. 466c; 50 U.S.C. app. 5; 22 U.S.C. 7201 et seq.; 22 U.S.C. 7210;
E.O. 11912, 41 FR 15825, 3 CFR, 1976 Comp., p. 114; E.O. 12002, 42
FR 35623, 3 CFR, 1977 Comp., p. 133; E.O. 12058, 43 FR 20947, 3 CFR,
1978 Comp., p. 179; E.O. 12214, 45 FR 29783, 3 CFR, 1980 Comp., p.
256; E.O. 12851, 58 FR 33181, 3 CFR, 1993 Comp., p. 608; E.O. 12854,
58 FR 36587, 3 CFR, 1993 Comp., p. 179; E.O. 12918, 59 FR 28205, 3
CFR, 1994 Comp., p. 899; E.O. 12938, 59 FR 59099, 3 CFR, 1994 Comp.,
p. 950; E.O. 12947, 60 FR 5079, 3 CFR, 1995 Comp., p. 356; E.O.
12981, 60 FR 62981, 3 CFR, 1995 Comp., p. 419; E.O. 13020, 61 FR
54079, 3 CFR, 1996 Comp. p. 219; E.O. 13026, 61 FR 58767, 3 CFR,
1996 Comp., p. 228; E.O. 13099, 63 FR 45167, 3 CFR, 1998 Comp.,
p.208; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; E.O.
13224, 66 FR 49079, 3 CFR, 2001 Comp., p. 786; E.O. 13338, 69 FR
26751, May 13, 2004; Notice of July 23, 2008, 73 FR 43603 (July 25,
2008); Notice of November 10, 2008, 73 FR 67097 (November 12, 2008).
0
2. Supplement No. 1 to part 730 is amended by adding to the table
immediately following the entry for collection number 0694-0132 and
immediately preceding the entry for 0964-0134, the following new entry.
Supplement No. 1 to Part 730--Information Collection Requirements Under
the Paperwork Reduction Act: OMB Control Numbers
* * * * *
[[Page 23945]]
------------------------------------------------------------------------
Reference in
Collection No. Title the EAR
------------------------------------------------------------------------
* * * * * * *
0694-0133...................... Thermal Imaging Camera Sec. 743.3
Reporting.
* * * * * * *
------------------------------------------------------------------------
PART 734--[AMENDED]
0
3. The authority citation for part 734 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
E.O. 12938, 59 FR 59099, 3 CFR, 1994 Comp., p. 950; E.O. 13020, 61
FR 54079, 3 CFR, 1996 Comp. p. 219; E.O. 13026, 61 FR 58767, 3 CFR,
1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p.
783; Notice of July 23, 2008, 73 FR 43603 (July 25, 2008); Notice of
November 10, 2008, 73 FR 67097 (November 12, 2008).
0
4. Section 734.4 is amended by redesignating paragraph (a)(5) as
paragraph (a)(6) and adding a new paragraph (a)(5) to read as follows:
Sec. 734.4 De Minimis U.S. content.
(a) * * *
(5) There is no de minimis level for foreign made military
commodities that incorporate cameras classified under ECCN 6A003.b.4.b
if such cameras would be subject to the EAR as separate items and if
the foreign made military commodity is not subject to the International
Traffic in Arms Regulations (22 U.S.C. Parts 120-130).
* * * * *
PART 738--[AMENDED]
0
5. The authority citation for part 738 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
10 U.S.C. 7420; 10 U.S.C. 7430(e); 22 U.S.C. 287c; 22 U.S.C. 3201 et
seq.; 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u); 42 U.S.C. 2139a; 42
U.S.C. 6212; 43 U.S.C. 1354; 46 U.S.C. app. 466c; 50 U.S.C. app. 5;
22 U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O. 13026, 61 FR 58767, 3
CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp.,
p. 783; Notice of July 23, 2008, 73 FR 43603 (July 25, 2008).
0
6. In Supplement No. 1 to part 738, The Commerce Country Chart, add:
0
a. References to footnote number 2 in the rows for Cyprus, Malta and
South Africa,
0
b. References to footnote number 3 in the rows for Australia, Austria,
Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland,
France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Japan,
Korea, South, Latvia, Lithuania, Luxembourg, Malta, Netherlands, New
Zealand, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, South
Africa, Spain, Sweden, Switzerland, Turkey, and United Kingdom.
0
c. References to footnote number 4 in rows for the countries Austria,
Cyprus, Finland, Ireland, Korea, South, Malta, South Africa, Sweden,
and Switzerland; and
0
d. New footnotes 2 through 4 to the table to read as follows:
Supplement No. 1 to Part 738--Commerce Country Chart
* * * * *
\2\ See Sec. 742.4(a) for special provisions that apply to
exports and reexports to these countries of certain thermal imaging
cameras.
\3\ See Sec. 742.6(a)(3) for special provisions that apply to
military commodities that are subject to ECCN 0A919.
\4\ See Sec. 742.6(a)(2) and (4)(ii) regarding special
provisions for exports and reexports of certain thermal imaging
cameras to these countries.
PART 740--[AMENDED]
0
7. The authority citation for part 740 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
Sec. 901-911, Public Law 106-387; E.O. 13026, 61 FR 58767, 3 CFR,
1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p.
783; Notice of July 23, 2008, 73 FR 43603 (July 25, 2008).
0
8. Section 740.2 is amended by adding paragraph (a)(11) to read as
follows:
Sec. 740.2 Restrictions on all License Exceptions.
(a) * * *
(11) The item is a ``military commodity'' subject to ECCN 0A919,
except that such military commodities may be reexported in accordance
with Sec. 740.11(b)(2)(ii) (official use by personnel and agencies of
the U.S. Government).
* * * * *
0
9. Section 740.16 is amended by revising paragraph (a)(2), paragraph
(a)(3)(i), paragraph (a)(3)(ii) and paragraph (b) to read as follows:
Sec. 740.16 Additional permissive reexports (APR).
* * * * *
(a) * * *
(2) The commodities being reexported are not controlled for NP, CB,
MT, SI or CC reasons and are not military commodities described in ECCN
0A919 or cameras described in ECCN 6A003.b.4.b; and
(3) * * *
(i) A country in Country Group B that is not also included in
Country Group D:2, D:3, or D:4; and the commodity being reexported is
both controlled for national security reasons and not controlled for
export to Country Group A:1; or
(ii) A country in Country Group D:1 (National Security) (see
Supplement No. 1 to part 740), other than North Korea and the commodity
being reexported is controlled for national security reasons.
(b) Reexports to and among specified countries. (1) Commodities
that are not controlled for nuclear nonproliferation or missile
technology reasons and that are not listed in paragraph (b)(2) or
(b)(3) of this section may be reexported to and among Country Group A:1
and cooperating countries, provided that eligible commodities are for
use or consumption within a Country Group A:1 (see Supplement No. 1 to
part 740) or cooperating country, or for reexport from such country in
accordance with other provisions of the EAR.* * *
(2) Except as provided in paragraph (b)(3) of this section, cameras
described in ECCN 6A003.b.4.b and ``military commodities'' described in
ECCN 0A919 may not be exported under this paragraph (b).
(3) Cameras described in ECCN 6A003.b.4.b may be exported or
reexported to and among: Australia, Austria, Belgium, Bulgaria, Canada,
Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany,
Greece, Hungary, Iceland, Ireland, Italy, Japan, Latvia, Lithuania,
Luxembourg, Malta, the Netherlands, New Zealand, Norway, Poland,
Portugal, Romania, Slovakia, Slovenia, South Africa, South Korea,
Spain, Sweden, Switzerland, Turkey, and the United Kingdom if:
(i) Such cameras are fully packaged for use as consumer ready civil
products; or, (ii) Such cameras with not more than 111,000 elements are
to be embedded in civil products.
* * * * *
[[Page 23946]]
PART 742--[AMENDED]
0
10. The authority citation for 15 CFR part 742 continues to read as
follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
22 U.S.C. 3201 et seq.; 42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22
U.S.C. 7210; Sec 1503, Public Law 108-11, 117 Stat. 559; E.O. 12058,
43 FR 20947, 3 CFR, 1978 Comp., p. 179; E.O. 12851, 58 FR 33181, 3
CFR, 1993 Comp., p. 608; E.O. 12938, 59 FR 59099, 3 CFR, 1994 Comp.,
p. 950; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O.
13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Presidential
Determination 2003-23 of May 7, 2003, 68 FR 26459, May 16, 2003;
Notice of July 23, 2008, 73 FR 43603 (July 25, 2008); Notice of
November 10, 2008, 73 FR 67097 (November 12, 2008).
0
11. Section 742.4 is amended by revising the third sentence of
paragraph (a) and by adding a new sentence immediately following that
third sentence to read as follows:
Sec. 742.4 National security.
(a) * * * A license is required to all destinations except Country
Group A:1 and cooperating countries (see Supplement No. 1 to part 740),
Bulgaria, Czech Republic, Estonia, Hungary, Iceland, Latvia, Lithuania,
Poland, Romania, Slovakia, and Slovenia for all items in ECCNs on the
CCL that include NS column 2 in the Commerce Country Chart column of
the ``License Requirements'' section except those cameras in ECCN
6A003.b.4.b that have a focal plane array with 111,000 or fewer
elements and a frame rate of 60 Hz or less. A license is required to
all destinations except Australia, Austria, Belgium, Bulgaria, Canada,
Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany,
Greece, Hungary, Iceland, Ireland, Italy, Japan, Latvia, Lithuania,
Luxembourg, Malta, the Netherlands, New Zealand, Norway, Poland,
Portugal, Romania, Slovakia, Slovenia, South Africa, South Korea,
Spain, Sweden, Switzerland, Turkey, and the United Kingdom for those
cameras in ECCN 6A003.b.4.b that have a focal plane array with 111,000
or fewer elements and a frame rate of 60 Hz or less and for cameras
being exported or reexported pursuant to an authorization described in
Sec. 742.6(a)(2)(iii) or (v) of the EAR.* * *
* * * * *
0
12. Section Sec. 742.6 is amended by revising paragraph (a) and
paragraph (b)(1) and paragraph (b)(2) to read as follows:
Sec. 742.6 Regional stability.
(a) License requirements. The following controls are maintained in
support of U.S. foreign policy to maintain regional stability:
(1) RS Column 1 License Requirements in General. As indicated in
the CCL and in RS column 1 of the Commerce Country Chart (see
Supplement No. 1 to part 738 of the EAR), a license is required to all
destinations, except Canada, for items described on the CCL under ECCNs
6A002.a.1, a.2, a.3, .c, or .e; 6A003.b.3, and b.4.a; 6A008.j.1;
6A998.b; 6D001 (only ``software'' for the ``development'' or
``production'' of items in 6A002.a.1, a.2, a.3, .c; 6A003.b.3 and .b.4;
or 6A008.j.1); 6D002 (only ``software'' for the ``use'' of items in
6A002.a.1, a.2, a.3, .c; 6A003.b.3 and .b.4; or 6A008.j.1); 6D991 (only
``software'' for the ``development,'' ``production,'' or ``use'' of
equipment controlled by 6A002.e or 6A998.b); 6E001 (only technology''
for ``development'' of items in 6A002.a.1, a.2, a.3 (except
6A002.a.3.d.2.a and 6A002.a.3.e for lead selenide focal plane arrays),
and .c or .e, 6A003.b.3 and b.4, or 6A008.j.1); 6E002 (only
``technology'' for ``production'' of items in 6A002.a.1, a.2, a.3, .c,
or .e, 6A003.b.3 or b.4, or 6A008.j.1); 6E991 (only ``technology'' for
the ``development,'' ``production,'' or ``use'' of equipment controlled
by 6A998.b); 6D994; 7A994 (only QRS11-00100-100/101 and QRS11-0050-443/
569 Micromachined Angular Rate Sensors); 7D001 (only ``software'' for
``development'' or ``production'' of items in 7A001, 7A002, or 7A003);
7E001 (only ``technology'' for the ``development'' of inertial
navigation systems, inertial equipment, and specially designed
components therefor for civil aircraft); 7E002 (only ``technology'' for
the ``production'' of inertial navigation systems, inertial equipment,
and specially designed components therefor for civil aircraft); 7E101
(only ``technology'' for the ``use'' of inertial navigation systems,
inertial equipment, and specially designed components for civil
aircraft).
(2) Special RS Column 1 license requirements applicable to certain
thermal imaging cameras.
(i) As indicated in the CCL and in RS Column 1 of the Commerce
Country Chart, cameras described in 6A003 b.4.b require a license to
all destinations other than Canada if such cameras have a frame rate
greater than 60 Hz.
(ii) Except as noted in paragraph (a)(2)(iii) of this section, as
indicated in the CCL and in RS Column 1 of the Commerce Country Chart,
cameras described in 6A003 b.4.b require a license to all destinations
other than Canada if such cameras incorporate a focal plane array with
more than 111,000 elements and a frame rate of 60 Hz or less, or
cameras described in 6A003 b.4.b that are being exported or reexported
to be embedded in a civil product.
(iii) BIS may issue licenses for cameras subject to the license
requirement of paragraph (a)(2)(ii) of this section that are fully-
packaged for use as consumer-ready civil products that, in addition to
the specific transactions authorized by such license, authorize exports
and reexports of such cameras without a license to any civil end-user
to whom such exports or reexport are not otherwise prohibited by U.S.
law in Australia, Austria, Belgium, Bulgaria, Cyprus, Czech Republic,
Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland,
Ireland, Italy, Japan, Latvia, Lithuania, Luxembourg, Malta, the
Netherlands, New Zealand, Norway, Poland, Portugal, Romania, Slovakia,
Slovenia, South Africa, South Korea, Spain, Sweden, Switzerland,
Turkey, and the United Kingdom. The license requirements of this
paragraph (a)(2) shall not apply to exports or reexports so authorized.
In this paragraph, the term ``civil end-user'' means any entity that is
not a national armed service (army, navy, marine, air force, or coast
guard), national guard, national police, government intelligence
organization or government reconnaissance organization, or any person
or entity whose actions or functions are intended to support ``military
end-uses'' as defined in 744.17(d).
(iv) Except as noted in paragraph (a)(2)(v) of this section, as
indicated in the CCL and in RS Column 1 of the Commerce Country Chart,
cameras described in 6A003 b.4.b require a license to all destinations
other than Canada if such cameras incorporate a focal plane array with
111,000 elements or less and a frame rate of 60 Hz or less and are
being exported or reexported to be embedded in a civil product.
(v) BIS may also issue licenses for the cameras described in
paragraph (a)(2)(iv) that, in addition to the specific transactions
authorized by such license, authorize exports and reexports to
authorized companies described in the license for the purpose of
embedding such cameras into a completed product that will be
distributed only in Australia, Austria, Belgium, Bulgaria, Cyprus,
Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece,
Hungary, Iceland, Ireland, Italy, Japan, Latvia, Lithuania, Luxembourg,
Malta, the Netherlands, New Zealand, Norway, Poland, Portugal, Romania,
Slovakia, Slovenia, South Africa, South Korea, Spain, Sweden,
Switzerland, Turkey, and the United Kingdom. The
[[Page 23947]]
license requirements of this paragraph (a)(2) shall not apply to
exports or reexports so authorized. In this paragraph, the term
``authorized companies'' means companies that have been previously
licensed for export, are not the subject of relevant negative
intelligence or open source information, have not been the subject of a
Department of Commerce or Department of State enforcement action within
the past two years, have demonstrable production capacity, and do not
pose an unacceptable risk of diversion.
(3) Special RS Column 1 license requirement applicable to military
commodities. A license is required for reexports to all destinations
except Canada for items classified under ECCN 0A919 except when such
items are being reexported as part of a military deployment by a unit
of the government of Australia, Austria, Belgium, Bulgaria, Canada,
Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany,
Greece, Hungary, Iceland, Ireland, Italy, Japan, Latvia, Lithuania,
Luxembourg, Malta, the Netherlands, New Zealand, Norway, Poland,
Portugal, Romania, Slovakia, Slovenia, South Africa, South Korea,
Spain, Sweden, Switzerland, Turkey, the United Kingdom or the United
States.
(4) RS Column 2 license requirements.
(i) License Requirements Applicable to Most RS Column 2 Items. As
indicated in the CCL and in RS Column 2 of the Commerce Country Chart
(see Supplement No. 1 to part 738 of the EAR), a license is required to
any destination except Australia, Japan, New Zealand, and countries in
the North Atlantic Treaty Organization (NATO) for items described on
the CCL under ECCNs 0A918, 0E918, 2A983, 2D983, 2E983, 8A918, and for
military vehicles and certain commodities (specially designed) used to
manufacture military equipment, described on the CCL in ECCNs 0A018.c,
1B018.a, 2B018, 9A018.a and .b, 9D018 (only software for the ``use'' of
commodities in ECCN 9A018.a and .b), and 9E018 (only technology for the
``development'', ``production'', or ``use'' of commodities in 9A018.a
and .b).
(ii) Special RS Column 2 license requirements applicable only to
certain cameras. As indicated by the CCL, and RS column 2 and footnote
number 4 to the Commerce Country Chart, a license is required to any
destination except Australia, Austria, Belgium, Bulgaria, Canada,
Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany,
Greece, Hungary, Iceland, Ireland, Italy, Japan, Latvia, Lithuania,
Luxembourg, Malta, the Netherlands, New Zealand, Norway, Poland,
Portugal, Romania, Slovakia, Slovenia, South Africa, South Korea,
Spain, Sweden, Switzerland, Turkey, and the United Kingdom for fully-
packaged thermal imaging cameras for use as consumer-ready civil
products controlled by 6A003.b.4.b when incorporating ``focal plane
arrays'' that have not more than 111,000 elements and a frame rate of
60 Hz or less and that are not being exported or reexported to be
embedded in a civil product.
(5) RS requirements that apply to Iraq. As indicated on the CCL, a
license is required for the export or reexport to Iraq or transfer
within Iraq of the following items controlled for RS reasons on the
CCL: 0B999, 0D999, 1B999, 1C992, 1C995, 1C997, 1C999 and 6A992. The
Commerce Country Chart is not designed to determine RS licensing
requirements for these ECCNs.
(6) RS requirement that applies to Hong Kong. A license is required
to export or reexport to Hong Kong any item controlled in ECCN
6A003.b.4.b
(b) * * *
(1) Applications for exports and reexports described in paragraph
(a)(1), (a)(2) or (a)(6) of this section will be reviewed on a case-by-
case basis to determine whether the export or reexport could contribute
directly or indirectly to any country's military capabilities in a
manner that would alter or destabilize a region's military balance
contrary to the foreign policy interests of the United States.
Applications for reexports of items described in paragraph (a)(3) of
this section will be reviewed applying the policies for similar
commodities that are subject to the International Traffic in Arms
Regulations (22 CFR Parts 120-130).
(2) Applications to export and reexport commodities described in
paragraph (a)(4) of this section will generally be considered favorably
on a case-by-case basis unless there is evidence that the export or
reexport would contribute significantly to the destabilization of the
region to which the equipment is destined.
* * * * *
PART 743--[AMENDED]
0
13. The authority citation for part 743 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; Public Law 106-508; 50
U.S.C. 1701 et seq.; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p.
783; Notice of July 23, 2008, 73 FR 43603 (July 25, 2008).
0
14. Add Sec. 743.3 to read as follows:
Sec. 743.3 Thermal imaging camera reporting.
(a) General requirement. Exports of thermal imaging cameras must be
reported to BIS as provided in this section.
(b) Transactions to be reported. Exports that are not authorized by
an individually validated license of thermal imaging cameras controlled
by ECCN 6A003.b.4.b to Australia, Austria, Belgium, Bulgaria, Cyprus,
Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece,
Hungary, Iceland, Ireland, Italy, Japan, Latvia, Lithuania, Luxembourg,
Malta, the Netherlands, New Zealand, Norway, Poland, Portugal, Romania,
Slovakia, Slovenia, South Africa, South Korea, Spain, Sweden,
Switzerland, Turkey, or the United Kingdom must be reported to BIS.
(c) Party responsible for reporting. The exporter as defined in
Sec. 772.1 of the EAR must ensure the reports required by this section
are submitted to BIS.
(d) Information to be included in the reports. For each export
described in paragraph (b) of this section, the report must identify:
the name, address, and telephone number of the exporter; the date of
each export; the name, address and telephone number of the consignee or
end user; the model number(s) of each camera exported; the serial
number of each exported camera that has a serial number; and the
quantity of each model number of camera exported. (Note: Technical
specifications may be requested on an as needed basis and must be
provided to BIS after any such request.)
(e) Where to submit reports. Submit the reports via e-mail to
UTICreport@bis.doc.gov.
(d) Reporting periods and due dates. This reporting requirement
applies to exports made on or after May 22, 2009. Exports must be
reported within one month of the reporting period in which the export
takes place. The first reporting period begins on May 22, 2009 and runs
through June 30, 2009. Subsequent reporting periods shall begin on
January 1 and July 1 of each year, and shall run through June 30, and
December 31 respectively. Exports in each reporting period must be
reported to BIS no later than the last day of the month following the
month in which the reporting period ends.
PART 744--[AMENDED]
0
15. The authority citation for part 744 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
22 U.S.C. 3201 et seq.; 42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22
U.S.C. 7210; E.O. 12058, 43 FR 20947, 3 CFR,
[[Page 23948]]
1978 Comp., p. 179; E.O. 12851, 58 FR 33181, 3 CFR, 1993 Comp., p.
608; E.O. 12938, 59 FR 59099, 3 CFR, 1994 Comp., p. 950; E.O. 12947,
60 FR 5079, 3 CFR, 1995 Comp., p. 356; E.O. 13026, 61 FR 58767, 3
CFR, 1996 Comp., p. 228; E.O. 13099, 63 FR 45167, 3 CFR, 1998 Comp.,
p. 208; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; E.O.
13224, 66 FR 49079, 3 CFR, 2001 Comp., p. 786; Notice of July 23,
2008, 73 FR 43603 (July 25, 2008); Notice of November 10, 2008, 73
FR 67097 (November 12, 2008).
0
16. Add Sec. 744.9 to read as follows:
Sec. 744.9 Restrictions on certain exports and reexports of cameras
controlled by ECCN 6A003.b.4.b.
(a) General prohibitions. In addition to the applicable license
requirements for national security, regional stability, anti-terrorism
and United Nations embargo reasons in Sec. Sec. 742.4, 742.6, 742.8,
746.3 and 746.8 of the EAR, a license is required to export or reexport
to any destination other than Canada cameras described in ECCN
6A003.b.4.b if at the time of export or reexport, the exporter or
reexporter knows or is informed that the item will be or is intended to
be:
(1) Used by a ``military end-user,'' as defined in paragraph (d) of
this section; or
(2) Incorporated into a ``military commodity'' controlled by ECCN
0A919.
(b) Additional prohibition on exporters or reexporters informed by
BIS. BIS may inform an exporter or reexporter, either individually by
specific notice or through amendment to the EAR, that a license is
required for the export or reexport of items described in ECCN
6A003.b.4.b to specified end-users, because BIS has determined that
there is an unacceptable risk of diversion to the users or unauthorized
incorporation into the ``military commodities'' described in paragraph
(a) of this section. Specific notice is to be given only by, or at the
direction of, the Deputy Assistant Secretary for Export Administration.
When such notice is provided orally, it will be followed by a written
notice within two working days signed by the Deputy Assistant Secretary
for Export Administration.
(c) License review standard. Applications for licenses required by
this section will be reviewed by applying the policies that would be
applied under the International Traffic in Arms Regulations (22 CFR
Parts 120-130).
(d) Military end-user. In this section, the term ``military end-
user'' means the national armed services (army, navy, marine, air
force, or coast guard), as well as the national guard and national
police, government intelligence or reconnaissance organizations, or any
person or entity whose actions or functions are intended to support
``military end-uses'' as defined in Sec. 744.17(d).
(e) Exception. Shipments subject to the prohibitions in paragraphs
(a) and (b) of this section that are consigned to and for the official
use of the U.S. Government authorized pursuant to Sec.
740.11(b)(2)(ii) of the EAR may be made under License Exception GOV. No
other license exceptions apply to the prohibitions described in
paragraphs (a) and (b) of this section.
0
17. In Supplement No. 2 to part 744, add a paragraph (6)(iii) to read
as follows:
Supplement No. 2 to Part 744--List of Items Subject to the Military
End-Use License Requirement of Sec. 744.21
* * * * *
(6) Category 6--Sensors and Lasers * * *
(iii) 6A993 Cameras, not controlled by 6A003 or 6A203 as follows
(see List of Items Controlled). * * *
PART 746--[AMENDED]
0
18. The authority citation for part 746 continues to read as follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
22 U.S.C. 287c; Sec 1503, Public Law 108-11, 117 Stat. 559; 22
U.S.C. 6004; 22 U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O. 12854, 58
FR 36587, 3 CFR, 1993 Comp., p. 614; E.O. 12918, 59 FR 28205, 3 CFR,
1994 Comp., p. 899; E.O. 13222, 3 CFR, 2001 Comp., p. 783;
Presidential Determination 2003-23 of May 7, 2003, 68 FR 26459, May
16, 2003; Presidential Determination 2007-7 of December 7, 2006, 72
FR 1899 (January 16, 2007); Notice of July 23, 2008, 73 FR 43603
(July 25, 2008).
0
19. Section 746.8, paragraph (b)(1) is amended by adding a new sentence
immediately following the existing third sentence to read as follows:
Sec. 746.8 Rwanda.
* * * * *
(b) * * *
(1) * * * Any U.S. person needs a license to reexport any item
controlled by ECCN 0A919 to Rwanda. * * *
* * * * *
PART 772--[AMENDED]
0
21. The authority citation for 15 CFR part 772 continues to read as
follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of July
23, 2008, 73 FR 43603 (July 25, 2008).
0
22. Section 772.1 is amended by adding, in alphabetical order, a
definition for ``military commodity'' to read as follows:
Sec. 772.1 Definitions of terms as used in the Export Administration
Regulations (EAR).
* * * * *
Military commodity. As used in Sec. 734.4(a)(5), Supplement No. 1
to part 738 (footnote No. 3), Sec. 740.2(a)(11), Sec. 740.16(a)(2),
Sec. 740.16(b)(2), Sec. 742.6(a)(3), Sec. 744.9(a)(2), Sec.
744.9(b), ECCN 0A919 and ECCN 6A003 (Related Controls), ``military
commodity'' or ``military commodities'' means an article, material or
supply except software or technology that is described on the United
States Munitions List (22 CFR Part 121) or on the Munitions List that
is published by the Wassenaar Arrangement on Export Controls for
Conventional Arms and Dual-Use Goods and Technologies, but does not
include any item listed in any Export Control Classification Number for
which the last three numerals are 018.
* * * * *
PART 774--[AMENDED]
0
23. The authority citation for 15 CFR part 774 continues to read as
follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
10 U.S.C. 7420; 10 U.S.C. 7430(e); 22 U.S.C. 287c, 22 U.S.C. 3201 et
seq., 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u); 42 U.S.C. 2139a; 42
U.S.C. 6212; 43 U.S.C. 1354; 46 U.S.C. app. 466c; 50 U.S.C. app. 5;
22 U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O. 13026, 61 FR 58767, 3
CFR, 1996 Comp., p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp.,
p. 783; Notice of July 23, 2008, 73 FR 43603 (July 25, 2008).
0
24. In Supplement No. 1 to part 774, Category 0, immediately following
Export Control Classification Number 0A918 and immediately preceding
Export Control Classification Number 0A978 add an Export Control
Classification Number 0A919 to read as follows:
0A919 ``Military commodities'' as follows (see list of items
controlled).
License Requirements
Reasons for Control: RS, AT, UN.
Control(s) Country chart
RS applies to entire entry............. RS Column 1.
AT applies to entire entry............. AT Column 1.
UN applies to entire entry............. Rwanda Sec. 746.7 of the EAR.
License Exceptions
LVS: N/A.
GBS: N/A.
CIV: N/A.
List of Items Controlled
Unit: $ value.
[[Page 23949]]
Related Controls: (1) Military commodities are subject to the
export licensing jurisdiction of the Department of State if they
incorporate items that are subject to the International Traffic in
Arms Regulations (ITAR) (22 CFR Parts 120-130). (2) Military
commodities described in this paragraph are subject to the export
licensing jurisdiction of the Department of State if such
commodities are described on the United States Munitions List (22
CFR Part 121) and are in the United States. (3) The furnishing of
assistance (including training) to foreign persons, whether in the
United States or abroad in the design, development, engineering,
manufacture, production, assembly, testing, repair, maintenance,
modification, operation, demilitarization, destruction, processing,
or use of defense articles that are subject to the ITAR; or the
furnishing to foreign persons of any technical data controlled under
22 CFR 121.1 whether in the United States or abroad are under the
licensing jurisdiction of the Department of State. (4) Brokering
activities (as defined in 22 CFR 129.9) of military commodities that
are subject to the ITAR are under the licensing jurisdiction of the
Department of State.
Related Definitions: N/A.
Items: ``Military commodities'' with all of the following
characteristics:
a. Described on either the United States Munitions List (22 CFR
Part 121) or the Munitions List that is published by the Wassenaar
Arrangement on Export Controls for Conventional Arms and Dual-Use
Goods and Technologies (as set out on its Web site at https://www.wassenaar.org), but not any item listed in any Export Control
Classification Number for which the last three characters are 018;
b. Produced outside the United States;
c. Not subject to the International Traffic in Arms Regulations
(22 CFR Parts 120-130) for a reason other than presence in the
United States; and
d. Incorporate one or more cameras controlled under ECCN
6A003.b.4.b.
0
25. In Supplement No. 1 to part 774, Category 6, Export Control
Classification Number 6A003, revise the ``Reason for Control'' and the
``Related Controls'' paragraphs to read as follows:
6A003 Cameras.
License Requirements
Reason for Control: NS, NP, RS, AT, UN.
Control(s) Country chart
NS applies to entire entry.................. NS Column 2.
NP applies to items controlled in paragraphs NP Column 1.
6A003.a.2, a.3 and a.4.
RS applies to items controlled in 6A003.b.3, RS Column 1.
to items controlled in 6A003.b.4.a, and to
items controlled in 6A003.b.4.b that have a
frame rate greater than 60 Hz or that
incorporate a focal plane array with more
than 111,000 elements, or to items in
6A003.b.4.b when being exported or
reexported to be embedded in a civil
product. (But see Sec. 742.6(a)(2)(iii)
and (v) for certain exemptions).
RS applies to items controlled in RS Column 2.
6A003.b.4.b that have a frame rate of 60 Hz
or less and that incorporate a focal plane
array with not more than 111,000 elements
if not being exported or reexported to be
embedded in a civil product.
RS applies to items controlled in A license is required to export or reexport these items to Hong
6A003.b.4.b. Kong. This license requirement does not appear in the Commerce
Country Chart.
AT applies to entire entry.................. AT Column 1.
UN applies to items controlled in 6A003.b.3 Iraq and Rwanda.
and b.4.
License Exceptions
* * * * *
List of Items Controlled
Unit: * * *
Related Controls: (1) See ECCNs 6E001 (``development''), 6E002
(``production''), and 6E201 (``use'') for technology for items
controlled under this entry. (2) Also see ECCN 6A203. (3) See ECCN
8A002.d and .e for cameras specially designed or modified for
underwater use. (4) See ECCN 0A919 for foreign made military
commodities that incorporate cameras described in 6A003.b.4.b. (5)
Section 744.9 imposes license requirements on cameras described in
6A003.b.4.b if being exported for incorporation into an item
controlled by ECCN 0A919 or for a military end-user.
* * * * *
0
26. In Supplement No. 1 to part 774, immediately following Export
Control Classification Number 6D993, add a new Export Control
Classification Number 6D994 to read as follows:
6D994 ``Software'' designed or modified for cameras incorporating
``focal plane arrays'' specified by 6A002.a.3.f and designed or
modified to remove a frame rate restriction and allow the camera to
exceed the frame rate specified in 6A003.b.4. Note 3.a.
License Requirements
Reason for Control: RS.
Control(s) Country chart
RS applies to entire entry............. RS Column 1.
License Exceptions
CIV: N/A.
TSR: N/A.
List of Items Controlled
Unit: $ value.
Items: The list of Items Controlled is in the ECCN heading.
Dated: May 18, 2009.
Matthew S. Borman,
Acting Assistant Secretary for Export Administration.
[FR Doc. E9-11951 Filed 5-21-09; 8:45 am]
BILLING CODE 3510-33-P