Florida Disaster Number FL-00040, 23454-23455 [E9-11603]
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23454
Federal Register / Vol. 74, No. 95 / Tuesday, May 19, 2009 / Notices
Briefing on External Safety Culture
(Public Meeting), (Contact: Stewart
Magruder, 301–415–8730).
This meeting will be Webcast live at
the Web address—https://www.nrc.gov.
Meeting) (Contact: Ashley
Cockerham, 240–888–7129).
This meeting will be Webcast live at
the Web address—https://www.nrc.gov.
Wednesday, May 27, 2009
9:30 a.m.
Discussion of Security Issues
(Closed—Ex. 3).
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* The schedule for Commission
meetings is subject to change on short
notice. To verify the status of meetings,
call (recording)—(301) 415–1292.
Contact person for more information:
Rochelle Bavol, (301) 415–1651.
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The NRC Commission Meeting
Schedule can be found on the Internet
at: https://www.nrc.gov/about-nrc/policymaking/schedule.html.
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The NRC provides reasonable
accommodation to individuals with
disabilities where appropriate. If you
need a reasonable accommodation to
participate in these public meetings, or
need this meeting notice or the
transcript or other information from the
public meetings in another format (e.g.
braille, large print), please notify the
NRC’s Disability Program Coordinator,
Rohn Brown, at 301–492–2279, TDD:
301–415–2100, or by e-mail at
rohn.brown@nrc.gov. Determinations on
requests for reasonable accommodation
will be made on a case-by-case basis.
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This notice is distributed
electronically to subscribers. If you no
longer wish to receive it, or would like
to be added to the distribution, please
contact the Office of the Secretary,
Washington, DC 20555 (301–415–1969),
or send an e-mail to
darlene.wright@nrc.gov.
1:30 p.m.
Briefing on Internal Safety Culture
(Public Meeting), (Contact: June Cai,
301–415–5192).
This meeting will be Webcast live at
the Web address—https://www.nrc.gov.
Thursday, May 28, 2009
9:30 a.m.
Briefing on Fire Protection Closure
Plan (Public Meeting), (Contact:
Alex Klein, 301–415–2822).
This meeting will be Webcast live at
the Web address—https://www.nrc.gov.
Week of June 1, 2009—Tentative
Wednesday, June 3, 2009
9:30 a.m.
Briefing on New Reactor Issues—
Component Fabrication and
Oversight—Part 1 (Public Meeting).
1:30 p.m.
Briefing on New Reactor Issues—
Component Fabrication and
Oversight—Part 2 (Public Meeting).
(Contact for both parts: Roger Rihm,
301–415–7807).
Both parts of this meeting will be
Webcast live at the Web address—
https://www.nrc.gov.
Thursday, June 4, 2009
9:30 a.m.
Briefing on Digital Instrumentation
and Control (Public Meeting)
(Contact: Steve Arndt, 301–415–
6502).
This meeting will be Webcast live at
the Web address—https://www.nrc.gov.
1:30 p.m.
Meeting with the Advisory Committee
on Reactor Safeguards (Public
Meeting) (Contact: Tanny Santos,
301–415–7270).
This meeting will be Webcast live at
the Web address—https://www.nrc.gov.
Friday, June 26, 2009
Dated: May 14, 2009.
Rochelle C. Bavol,
Office of the Secretary.
[FR Doc. E9–11712 Filed 5–15–09; 4:15 pm]
BILLING CODE 7590–01–P
Week of June 8, 2009—Tentative
SMALL BUSINESS ADMINISTRATION
There are no meetings scheduled for
the week of June 8, 2009.
[Disaster Declaration #11716 and #11717]
Week of June 15, 2009—Tentative
mstockstill on PROD1PC66 with NOTICES
There are no meetings scheduled for
the week of June 15, 2009.
Week of June 22, 2009—Tentative
Thursday, June 25, 2009
1:30 p.m.
Meeting with Advisory Committee on
the Medical Uses of Isotopes (Public
VerDate Nov<24>2008
16:48 May 18, 2009
Jkt 217001
Florida Disaster Number FL–00039
AGENCY: U.S. Small Business
Administration.
ACTION: Amendment 3.
SUMMARY: This is an amendment of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of Florida (FEMA–1831–DR),
dated 04/21/2009.
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Frm 00066
Fmt 4703
Sfmt 4703
Incident: Severe Storms, Flooding,
Tornadoes, and Straight-line Winds.
Incident Period: 03/26/2009 through
05/05/2009.
DATES: Effective Date: 05/11/2009.
Physical Loan Application Deadline
Date: 06/22/2009.
Economic Injury (EIDL) Loan
Application Deadline Date: 01/21/2010.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the President’s major disaster
declaration for Private Non-Profit
organizations in the State of Florida,
dated 04/21/2009, is hereby amended to
include the following areas as adversely
affected by the disaster.
Primary Counties: Dixie, Gilchrist,
Lafayette, Suwannee.
All other information in the original
declaration remains unchanged.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
James E. Rivera,
Acting Associate Administrator for Disaster
Assistance.
[FR Doc. E9–11602 Filed 5–18–09; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #11732 and #11733]
Florida Disaster Number FL–00040
AGENCY: U.S. Small Business
Administration.
ACTION: Amendment 3.
SUMMARY: This is an amendment of the
Presidential declaration of a major
disaster for the State of Florida (FEMA–
1831–DR), dated 04/28/2009.
Incident: Severe Storms, Flooding,
Tornadoes, and Straight-line Winds.
Incident Period: 03/26/2009 through
05/05/2009.
DATES: Effective Date: 05/11/2009.
Physical Loan Application Deadline
Date: 06/29/2009.
EIDL Loan Application Deadline Date:
01/28/2010.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
E:\FR\FM\19MYN1.SGM
19MYN1
Federal Register / Vol. 74, No. 95 / Tuesday, May 19, 2009 / Notices
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–59905; File No. SR–FINRA–
2007–012]
The notice
of the Presidential disaster declaration
for the State of Florida, dated 04/28/
2009 is hereby amended to include the
following areas as adversely affected by
the disaster:
SUPPLEMENTARY INFORMATION:
Primary Counties: (Physical Damage
and Economic Injury Loans): Leon,
Levy, Wakulla
Contiguous Counties: (Economic Injury
Loans Only):
Florida: Citrus, Marion
Georgia: Grady, Thomas
All other information in the original
declaration remains unchanged.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
James E. Rivera,
Acting Associate Administrator for Disaster
Assistance.
[FR Doc. E9–11603 Filed 5–18–09; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
Surrender of License of Small
Business Investment Company
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, under
Section 309 of the Act and Section
107.1900 of the Small Business
Administration Rules and Regulations
(13 CFR 107.1900) to function as a small
business investment company under the
Small Business Investment Company
License No. 09/79–0404 issued to Bay
Partners SBIC, L.P., and said license is
hereby declared null and void as of May
1, 2009.
United States Small Business
Administration.
Harry E. Haskins,
Acting Associate Administrator for
Investment.
[FR Doc. E9–11565 Filed 5–18–09; 8:45 am]
mstockstill on PROD1PC66 with NOTICES
BILLING CODE 8025–01–P
VerDate Nov<24>2008
16:48 May 18, 2009
Jkt 217001
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Order Approving
Proposed Rule Change, as Modified by
Amendment Nos. 1 and 2 Thereto To
Amend Trade Reporting Rules To
Require a Related Market Center
Indicator on Certain Non-Tape Reports
Submitted to FINRA
May 12, 2009.
I. Introduction
On September 12, 2007, the Financial
Industry Regulatory Authority, Inc.
(‘‘FINRA’’) filed with the Securities and
Exchange Commission (‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to amend its trade
reporting rules to require members to
record a related market center indicator
on certain non-tape reports submitted to
FINRA. On December 18, 2007, FINRA
filed Amendment No. 1 to the proposed
rule change. The proposed rule change,
as modified by Amendment No. 1, was
published for comment in the Federal
Register on December 28, 2007.3 The
Commission received three comments
on the proposal.4 FINRA filed
Amendment No. 2 on March 27, 2009.5
This order approves to the proposed
rule change, as modified by Amendment
Nos. 1 and 2.
II. Description of the Proposal
As discussed more fully in the Notice,
certain transactions can be reported in
related tape (i.e., the transaction is
reported to the tape for publication) and
non-tape reports.6
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 57020
(December 20, 2007), 72 FR 73930 (‘‘Notice’’).
4 See letter from Securities Industry and Financial
Markets Association, dated January 24, 2008
(‘‘SIFMA Letter’’); letter from Citigroup Global
Markets, Inc., dated February 1, 2008 (‘‘Citi Letter’’);
and letter from Financial Information Forum, dated
February 29, 2008 (‘‘FIF Letter’’).
5 In Amendment No. 2, FINRA: (1) Addressed the
comments received in response to the publication
of the Notice and proposed certain minor
modifications and clarifications in response to the
comments; (2) reflected changes to the underlying
rule text adopted pursuant to two intervening rule
changes and made conforming modifications to the
proposed rule change. This Amendment is a
technical amendment and therefore not subject to
notice and comment.
6 Non-tape reports can be (1) ‘‘non-tape, nonclearing,’’ i.e., the transaction is not reported to the
tape but is submitted to FINRA for regulatory (not
clearing) purposes, or (2) ‘‘clearing-only,’’ i.e., the
2 17
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Fmt 4703
Sfmt 4703
23455
Thus, agency transactions where one
member acts as agent on behalf of
another member can be reported in
related tape and non-tape reports.
Similarly, a riskless principal
transaction,7 which is a functional
equivalent of an agency trade, can be
submitted to FINRA as a single trade
report properly marked as riskless
principal, or as two separate reports: (1)
A tape report to reflect the initial leg of
the transaction and (2) a non-tape report
to reflect the offsetting, ‘‘riskless’’ leg of
the transaction. Currently, a non-tape
report does not provide specific
information pertaining to the related
tape report.
FINRA proposed to amend FINRA
Rules 7130 (relating to the ADF/
TRACS), 7230A (relating to the FINRA/
NASDAQ TRF), 7230B (relating to the
FINRA/NYSE TRF), and 7330 (relating
to OTC RF) 8 to require members for any
non-tape report (either a non-tape, nonclearing report or a clearing-only report)
submitted to a FINRA Facility
associated with a previously executed
trade that was not reported to that same
FINRA Facility, to identify the facility
or market to which the associated trade
was reported. The proposed rule change
also requires that members retain and
produce to FINRA, upon request,
documentation relating to the associated
trade (e.g., a confirmation from the
exchange identifying the ‘‘street side’’ of
a riskless principal transaction).
FINRA also proposed that where a
single non-tape report is related to
multiple tape reports: (1) If the multiple
tape reports were made to a single
exchange or, in the case of over-thecounter trades, a single FINRA Facility,
that exchange or facility must be
properly reflected on the single nontape report; and (2) if the multiple tape
reports were made to different
exchanges and/or FINRA Facilities, the
member will not be required to identify
the specific exchanges or facilities; it
will be required to populate the Related
Market Center field with a standard
indicator: ‘‘multiple venues.’’ 9 In
transaction is not reported to the tape and is
submitted to FINRA for clearing (and perhaps also
regulatory) purposes.
7 For purposes of over-the-counter trade reporting
requirements applicable to equity securities, a
‘‘riskless principal’’ transaction is a transaction in
which a member, after having received an order to
buy (sell) a security, purchases (sells) the security
as principal (the initial leg) and satisfies the original
order by selling (buying) as principal at the same
price (the offsetting, ‘‘riskless’’ leg). See FINRA
Regulatory Notice 07–38 (August 2007).
8 The original filing contained different Rule
numbers, which were revised in Amendment No. 2
to account for intervening rule filings. See supra
note 5.
9 See Amendment No. 2.
E:\FR\FM\19MYN1.SGM
19MYN1
Agencies
[Federal Register Volume 74, Number 95 (Tuesday, May 19, 2009)]
[Notices]
[Pages 23454-23455]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-11603]
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 11732 and 11733]
Florida Disaster Number FL-00040
AGENCY: U.S. Small Business Administration.
ACTION: Amendment 3.
-----------------------------------------------------------------------
SUMMARY: This is an amendment of the Presidential declaration of a
major disaster for the State of Florida (FEMA-1831-DR), dated 04/28/
2009.
Incident: Severe Storms, Flooding, Tornadoes, and Straight-line
Winds.
Incident Period: 03/26/2009 through 05/05/2009.
DATES: Effective Date: 05/11/2009.
Physical Loan Application Deadline Date: 06/29/2009.
EIDL Loan Application Deadline Date: 01/28/2010.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
[[Page 23455]]
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street, SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice of the Presidential disaster
declaration for the State of Florida, dated 04/28/2009 is hereby
amended to include the following areas as adversely affected by the
disaster:
Primary Counties: (Physical Damage and Economic Injury Loans): Leon,
Levy, Wakulla
Contiguous Counties: (Economic Injury Loans Only):
Florida: Citrus, Marion
Georgia: Grady, Thomas
All other information in the original declaration remains
unchanged.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
James E. Rivera,
Acting Associate Administrator for Disaster Assistance.
[FR Doc. E9-11603 Filed 5-18-09; 8:45 am]
BILLING CODE 8025-01-P