Privacy Act of 1974; System of Records, 23247-23252 [E9-11499]
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Federal Register / Vol. 74, No. 94 / Monday, May 18, 2009 / Notices
nature of the information collection and
its expected cost and burden; it includes
the actual data collection instrument.
DATES: Comments must be submitted on
or before June 17, 2009.
ADDRESSES: Submit written comments
on the collection of information through
https://www.Regulations.gov or to VA’s
OMB Desk Officer, Office of Information
and Regulatory Affairs, New Executive
Office Building, Room 10235,
Washington, DC 20503, (202) 395–7316.
Please refer to ‘‘OMB Control No. 2900–
0165’’ in any correspondence.
FOR FURTHER INFORMATION CONTACT:
Denise McLamb, Enterprise Records
Service (005R1B), Department of
Veterans Affairs, 810 Vermont Avenue,
NW., Washington, DC 20420, (202) 461–
7485, FAX (202) 273–0443 or e-mail
denise.mclamb@va.gov. Please refer to
‘‘OMB Control No. 2900–0165.’’
SUPPLEMENTARY INFORMATION:
Title: Financial Status Report, VA
Form 5655.
OMB Control Number: 2900–0165.
Type of Review: Extension of a
currently approved collection.
Abstract: Claimants complete VA
Form 5655 to report their financial
status. VA uses the data collected to
determine the claimant’s eligibility for a
waiver of collection, setup a payment
plan or for the acceptance of a
compromise offer on their VA benefit
debt.
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The Federal Register
Notice with a 60-day comment period
soliciting comments on this collection
of information was published on March
12, 2009 at pages 10809–10810.
Affected Public: Individuals or
households.
Estimated Annual Burden: 45,553
hours.
Estimated Average Burden per
Respondent: 1 hour.
Frequency of Response: On occasion.
Estimated Number of Respondents:
45,553.
Dated: May 12, 2009.
By direction of the Secretary.
Denise McLamb,
Program Analyst, Enterprise Records Service.
[FR Doc. E9–11453 Filed 5–15–09; 8:45 am]
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BILLING CODE A320–01–P
Privacy Act of 1974; System of
Records
Department of Veterans Affairs.
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SUMMARY: The Privacy Act of 1974 (5
U.S.C. 552a(e)(4)) requires that all
agencies publish in the Federal Register
a notice of the existence and character
of their records. The Department of
Veterans Affairs (VA) gives notice that
it is amending the system of records
entitled ‘‘Current and Former
Accredited Representative, Claims
Agent, Representative and Claims Agent
Applicant and Rejected Applicant and
Attorney Records—VA’’ (01VA022) as
set forth in the Federal Register, 40 FR
38095, Aug. 26, 1975; and amended in
47 FR 1460, Jan. 13, 1982, 54 FR 30969,
Jul. 25, 1989, 59 FR 47377, Sep. 15,
1994, and 67 FR 54529, Aug. 22, 2002.
VA is amending the system notice by (1)
revising the System Name, System
Location, Categories of Individuals
Covered by the System, Categories of
Records in the System, routine uses 2
and 5, and procedures for storage,
retrievability, and safeguards; (2)
rescinding routine use 8; and (3) adding
a purpose data element and new routine
uses 11 through 14. VA is republishing
the system in its entirety.
DATES: Comments on the proposed
amendments to this system of records
must be received no later than June 17,
2009. If no public comments are
received by this date, the amendments
will become effective on June 17, 2009.
Written comments may be
submitted through https://
www.Regulations.gov; by mail or handdelivery to the Director, Regulation
Policy and Management (02REG),
Department of Veterans Affairs, 810
Vermont Ave., NW., Room 1068,
Washington, DC 20420; or by fax to
(202) 273–9026. Copies of comments
received will be available for public
inspection in the Office of Regulation
Policy and Management, Room 1063B,
between the hours of 8 a.m. and 4:30
p.m. Monday through Friday (except
holidays). Please call (202) 461–4902 for
an appointment. In addition, during the
comment period, comments may be
viewed online through the Federal
Docket Management System (FDMS).
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Michael Daugherty (022G2), Staff
Attorney, Professional Staff Group II,
Office of the General Counsel,
Department of Veterans Affairs, 810
Vermont Avenue, NW., Washington, DC
20420, (202) 461–7699.
DEPARTMENT OF VETERANS
AFFAIRS
AGENCY:
ACTION: Notice of amendment and
republication of an existing system of
records.
SUPPLEMENTARY INFORMATION:
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23247
I. Description of the System of Records
The System of Records ‘‘Current and
Former Accredited Representative,
Claims Agent, Representative and
Claims Agent Applicant and Rejected
Applicant and Attorney Records—VA’’
(01VA022) contains VA’s accreditation
records. Accreditation means
authorization by VA to assist claimants
with the preparation, presentation, and
prosecution of claims for veterans
benefits. 38 CFR 14.627(a). VA accredits
claims agents, attorneys, and
representatives of recognized veterans
service organizations to ensure that
claimants for benefits have responsible,
qualified representation before the
Department. 38 CFR 14.626.
Before granting accreditation, VA’s
Office of the General Counsel (OGC)
verifies the training, qualifications, and
character and fitness of prospective
agents, attorneys, and representatives of
veterans service organizations through
an application process. 38 CFR 14.629.
After accreditation, OGC monitors the
conduct of individuals providing
representation through communications
with the individuals providing
representation, claimants for benefits,
and other VA offices. When appropriate,
OGC initiates proceedings to suspend or
cancel accreditation. 38 CFR 14.633.
Statute and regulation provide a onetime exception to the requirement for
formal VA accreditation in that an
individual may provide representation
on a particular claim before VA. 38
U.S.C. 5903; 38 CFR 14.630. Although
VA does not ‘‘accredit’’ such
individuals based on a review of their
personal qualifications, individuals
providing representation under this
provision must comply with the same
standards of conduct for representation
before VA as apply to claims agents and
attorneys. 38 U.S.C. 5903(b). VA may
suspend or cancel this authorization
under the provisions of 38 CFR 14.633.
VA last amended System of Records
01VA022 in December 2002. Since then,
Congress has amended chapter 59 of
title 38, United States Code, governing
the accreditation of individuals for the
preparation, presentation, and
prosecution of claims for benefits before
VA. See The Veterans Benefits, Health
Care, and Information Technology Act
of 2006, Public Law 109–461, section
101, 120 Stat. 3403 (2006). Several
provisions of amended chapter 59
require collection, maintenance, and
retrieval of information from new
sources. In section 5904(a)(2), Congress
directed that VA publish regulations
requiring as a condition of accreditation
for attorneys and agents, either a
specific level of experience or the
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completion of specialized training. In
section 5904(a)(3), Congress directed VA
to prescribe in regulations a requirement
that agents and attorneys annually
provide VA with status information
regarding each jurisdiction in which
they are admitted to practice. Section
5904(a)(4) provides that VA may not
accredit agents and attorneys suspended
or disbarred from practice by any court,
bar, or other Federal or State agency.
To implement these and other
amendments to chapter 59 and to clarify
and reorganize existing regulations, VA
recently published regulations
prescribing additional accreditation
requirements. 73 FR 29852, May 22,
2008. The combined effect of the new
statutes and regulations is to
significantly expand OGC’s
accreditation responsibilities.
Accordingly, VA proposes to amend
System of Records 01VA022 to enable it
to collect, manage, and retrieve
individually-identifiable personal
information pertaining to prospective,
current, and former accredited
individuals to ensure that claimants for
benefits continue to have responsible,
qualified representation before VA.
VA is revising the system name to
more accurately reflect the purpose for
which records within the system are
maintained. Congress’ recent
amendments to chapter 59 and VA’s
subsequently published implementing
regulations have expanded the scope of
VA’s accreditation program to include
attorneys and individuals providing
representation under 38 CFR 14.630.
Accordingly, VA has revised the name
of the system to the broader
‘‘Accreditation Records—VA’’ rather
than simply adding categories of
persons to the system name. Our intent
in revising the system name to reflect its
purpose is to make it easier for
interested persons to identify the
system.
In a document published in the
Federal Register on September 15, 1994
(59 FR 47377), VA described the process
by which the Veterans Benefits
Administration (VBA) permitted
individuals authorized to represent
claimants before VA to have remote
access to the records of the persons
whom they represent. Since that time,
VA has updated its information
technology (IT) infrastructure,
reorganized its IT workforce, and its
process for granting remote access. This
amendment describes the location of
records maintained for purposes of
granting remote access to veterans’
information. It is important to note that
although records relating to the remote
access program are included in this
system of records, they are not
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maintained by OGC. The system
manager for remote access records in
this system is the Director of VBA’s
Compensation and Pension Service.
Each individual is granted remote
access to data within VBA’s Benefits
Delivery Network (BDN) or Veterans
Service Network (VETSNET) Corporate
application only after accreditation by
the Office of the General Counsel.
Accredited individuals seeking remote
access must first complete VA’s
Training, Responsibility, Involvement,
and Preparation (TRIP) program training
and VA’s Information Security
Awareness training as a condition of
being granted remote access. Following
completion of required training,
accredited individuals submit a request
for local area network (LAN) access and
a Common Security User Manager
(CSUM) profile to the Facility
Information Security Officer (FISO).
After the FISO’s review and VA
Regional Office (VARO) Director’s
approval, the request goes to the
Consultant, Compensation and Pension
Interagency Sharing Staff (Consultant)
for assignment of a unique code which
identifies the accredited individual and
limits his or her access to only those
claimant records similarly identified.
After the code has been created, the
Consultant notifies the FISO so that the
code can be included in the CSUM
profile. After confirmation of code
assignment, VA IT administrators or
VARO LAN administrators create the
appropriate profiles with approved
access.
Accredited individuals granted
remote access privileges to VBA’s BDN
or VETSNET data access VA’s Wide
Area Network through the VA Remote
Enterprise Security Compliance Update
Environment (RESCUE) Virtual Private
Network (VPN) secure connection. From
there, the request is routed to the Hines
Citrix terminal server which provides
access to the VBA applications. To
ensure the security of the various
systems, the FISOs and VARO IT system
administrators monitor daily use of the
Common Security Service (CSS)
passwords and can request immediate
reports for any apparent security
violations. Security logs are maintained
by the respective VARO FISO. All CSS
records for application access are
maintained in the Corporate database at
the Austin Information Technology
Center (AITC) in Austin, Texas. VA
maintains remote access credentials on
the LAN at each of the 58 VAROs, the
Records Management Center, and at
VBA’s Central Office at 1800 G Street,
Washington, DC, depending on the
location at which the request for remote
access was processed. All security
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violations and security profiles are
maintained on the Corporate database at
the AITC.
Changes noted under the Categories of
Individuals Covered by the System and
Categories of Records in the System
headings reflect the addition of certain
information on attorneys and
individuals to the system of records,
clarify the system description, and
update the system description for
consistency with current form
designations.
Paragraphs (1) through (3) under the
Categories of Individuals Covered by the
System heading are revised to indicate
that the system of records includes
claims agents, attorneys, representatives
of veterans service organizations, and
individuals providing representation on
a particular claim. Paragraphs (1)
through (3) clarify that the system of
records covers those persons mentioned
above in all stages of the accreditation
process beginning with the application
and continuing beyond active
accreditation. It includes those who
have applied for accreditation, are
currently accredited, and those who
were formerly accredited. It is necessary
to include the records of those formerly
accredited to prevent VA from
mistakenly granting accreditation to
persons whose accreditation was
suspended, cancelled, or who resigned
in order to prevent suspension or
cancellation of accreditation.
Paragraph (4) under the Categories of
Individuals Covered by the System
heading is revised to reflect
amendments to chapter 59 and
implementing regulations providing that
representatives of veterans service
organizations and individuals providing
representation on a particular claim are
subject to suspension or cancellation of
accreditation on the same basis as
applies to agents and attorneys. 38
U.S.C. 5902–5903. New paragraph (4)
reflects records that OGC maintains on
agents and attorneys, and additional
records that it will maintain under
recent regulations.
VA proposes to add a paragraph (5)
under the Categories of Individuals
Covered by the System heading to
reflect the fact that OGC frequently
receives communications from veterans,
other VA offices, and individuals not
accredited by VA inquiring as to
whether specific acts require
accreditation by VA and whether
specific persons are accredited by VA
for purposes of representation.
VA is amending three paragraphs
under the Categories of Records in the
System heading. Paragraph (5) is revised
to include information collected for
purposes of attorney accreditation.
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Paragraph (6) is revised to reflect that
VA has new form numbers for the
applications for accreditation of service
organization representatives, and for
claims agents and attorneys to represent
veterans before VA. The language of
paragraph (7) is revised to cover
information regarding individuals
authorized to provide representation on
a particular claim before VA. Paragraph
(8) is revised to include records
involved in an inquiry as to the fitness
of individuals authorized to represent
individuals before VA on a one-time
basis. Finally, a new paragraph (12) is
added to cover records generated by
inquiries to VA as to whether specific
acts require accreditation by VA and
whether specific persons are accredited
by VA for purposes of representation.
VA is revising the authority for
maintenance of the system to reflect
changes made by Public Law 109–461
by adding references to sections 5901
and 5903 of title 38, United States Code.
A new section describing the purpose
of the system of records is added to
comply with § 3.12 of the National
Archives and Records Administration’s
Federal Register Document Drafting
Handbook. The purpose of this system
of records is to enable VA to collect,
maintain, and retrieve the individually
identifiable information necessary to
ensure that claimants for veterans
benefits have responsible, qualified
representation. 38 CFR 14.626.
II. Proposed Amendments to Routine
Use Disclosures of Data in the System
VA is revising routine use 2 to allow
for the disclosure of any information in
the system of records relating to
violations of law to a broad range of
appropriate authorities such as the
Federal Trade Commission, State
insurance regulators, State attorney
licensing authorities, and State
Attorneys General or other State law
enforcement authorities. VA is revising
routine use 5 to clarify that the name,
address, and phone number of agents,
attorneys, and accredited
representatives will be disclosed to the
public to assist veterans in finding
qualified representation. VA is
rescinding routine use 8 because the
authority for such disclosure is now
encompassed within new routine use 2.
VA has redesignated routine uses 9
through 11 as routine uses 8 through 10.
VA has revised newly redesignated
routine use 8 to allow for disclosure to
the Department of Justice or other
appropriate entities in litigation in
defense of the United States. Timely
disclosure in such matters assists the
United States, plaintiffs, and the courts
by not delaying court proceedings for
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want of records. VA is adding routine
use 11 to allow disclosure of
information in the system to the
National Archives and Records
Administration to facilitate the
inspection of VA records management
systems. VA is adding routine use 12 to
allow it to disclose any information in
the system to any individual,
organization, or agency with whom it
has a contract or agreement when such
disclosure is necessary for performance
of the contract or agreement. VA is
adding routine use 13 to allow
disclosure of any information in the
system to other Federal agencies for the
purpose of assisting agencies in
detecting fraud and abuse in their
programs. VA is adding routine use 14
to allow disclosure to appropriate
authorities to enable VA to respond to
and mitigate the harm resulting from
any breach of the system of records; this
routine use is promulgated in order to
meet VA’s statutory duties under 38
U.S.C. 5724 and the Privacy Act, 5
U.S.C. 552a, as amended.
III. Compatibility of the Proposed
Routine Uses
Release of information from these
records, pursuant to routine uses, will
be made only in accordance with the
provisions of the Privacy Act of 1974.
The Privacy Act of 1974 permits
agencies to disclose information about
individuals, without their consent, for a
routine use when the information will
be used for a purpose for which the
information was collected. VA has
determined that the disclosure of
information for the above purposes in
the proposed amendment to routine
uses is a proper and necessary use of the
information collected by the system
‘‘Accreditation Records—VA.’’
The report of intent to publish and an
advance copy of the system notice have
been sent to the appropriate
Congressional committees and to the
Director of the Office of Management
and Budget (OMB) as required by 5
U.S.C. 552a(r) (Privacy Act) and
guidelines issued by OMB (65 FR 77677,
December 12, 2000).
Approved: April 30, 2009.
John R. Gingrich,
Chief of Staff, Department of Veterans Affairs.
01VA022
SYSTEM NAME:
Accreditation Records—VA.
SYSTEM LOCATION:
Records are maintained in the Office
of General Counsel (022), and in the
Veterans Benefits Administration
(215A), VA Central Office, Washington,
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23249
DC 20420. Records will also be
maintained in Veterans Benefits
Administration Regional Offices,
Regional Counsel Offices, and the
Facility Information Security Offices of
the Office of Information &
Technology’s Field Security Service.
Records also will be maintained in the
Austin Information Technology Center
in Austin, TX. Address locations are
listed in VA’s ‘‘Facility and Locator
Directory’’ at https://www1.va.gov/
directory/guide/home.asp.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
(1) Persons who have applied for
accreditation by VA, are currently
accredited by VA, or were previously
accredited by VA to represent claimants
as claims agents or attorneys; (2)
individuals who have applied for
accreditation by VA, are currently
accredited by VA, or were previously
accredited by VA to provide
representation on a particular claim; (3)
individuals recommended for VA
accreditation by a recognized veterans
service organization, currently
accredited by VA as a service
organization representative or were
previously accredited by VA as a service
organization representative; (4) claims
agents, attorneys, accredited
representatives, and individuals
providing representation on a particular
claim who have been the subject of
correspondence, investigations, or
proceedings relating to their fitness to
represent claimants for benefits before
VA; and (5) individuals, acting alone, or
as part of organizations, not accredited
by VA, who have been the subject of
correspondence or investigations as to
the legality of their representation of
claimants for VA benefits.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records (or information contained in
records) in this system may include: (1)
Name and other identifying information;
(2) address; (3) service organization
affiliations; (4) claims agent
examination and grade; (5)
correspondence concerning prospective,
present, or former claims agents,
attorneys, and accredited
representatives, including attorney and
claims agent recommendations and
evaluations from third parties; (6) VA
Forms 2–21 (former Application for
Accreditation as Service Organization
Representative) 21 (Application for
Accreditation as Service Organization
Representative), and 21a (Application
for Accreditation as a Claims Agent or
Attorney); (7) correspondence
concerning a prospective, present, or
former individual providing
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representation in a particular claim; (8)
investigative reports, correspondence
and other information concerning the
fitness of a prospective, present, or
former claims agent, attorney,
accredited representative, or individual
providing representation in a particular
claim; (9) documents, decisions,
correspondence, and other information
relating to or including the granting,
denial, suspension, or cancellation of
accreditation of representatives, claims
agents, or attorneys, and information
concerning the placement of
representatives, claims agents, or
attorneys on probation by VA or VA’s
issuance of a reprimand to such an
individual pertaining to conduct
relating to representation of claimants
for benefits before VA; (10) information
concerning an individual’s exercise of
remote access privileges to the Veterans
Benefits Administration automated
claim records, including identification
codes and codes used to access various
VA automated communications systems
and records systems, as well as security
profiles and possible security violations;
(11) information, documents,
correspondence, and decisions relating
to the application for, and the grant,
denial, suspension, or revocation of an
individual’s privilege of remote access
to Veterans Benefits Administration
automated claim records; (12)
information, documents,
correspondence, and decisions
regarding the legality of representation
provided to claimants seeking benefits
by unaccredited individuals.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Title 38, United States Code, Sections
501(a), 5901, 5902, 5903 and 5904.
PURPOSE(S):
The information collected in the
system is used to ensure that claimants
for veterans benefits have qualified,
competent representation. The
information will be used to determine
whether a person is qualified to
represent claimants before VA and, once
accredited, whether a person may
continue to represent claimants before
VA.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
1. The record of an individual who is
covered by this system may be disclosed
to a member of Congress, or a staff
person acting for the member, when the
member or staff person requests the
record on behalf of and at the request of
that individual.
2. VA may disclose on its own
initiative any information in the system,
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except the names and home addresses of
veterans and their dependents, that is
relevant to a suspected or reasonably
imminent violation of the law whether
civil, criminal, or regulatory in nature
and whether arising by statute,
regulation, rule, or order issued
pursuant thereto, to a Federal, state,
local, tribal, or foreign agency charged
with the responsibility of investigating
or prosecuting such violation, or
charged with enforcing or implementing
the statute, regulation, rule, or order. VA
may also disclose on its own initiative
the names and addresses of veterans and
their dependents to a Federal agency
charged with the responsibility of
investigating or prosecuting civil,
criminal, or regulatory violations of law,
or charged with enforcing or
implementing the statute, regulation, or
order issued pursuant thereto.
3. The name and address of a veteran
which is relevant to a suspected
violation or reasonably imminent
violation of law, whether civil, criminal
or regulatory in nature and whether
arising by general or program statute or
by regulation, rule or order issued
pursuant thereto, may be disclosed to a
Federal agency charged with the
responsibility of investigating or
prosecuting such violation, or charged
with enforcing or implementing the
statute, regulation or order issued
pursuant thereto, in response to its
official request.
4. The name and address of a veteran,
which is relevant to a suspected
violation or reasonably imminent
violation of law concerning public
health or safety, whether civil, criminal
or regulatory in nature whether arising
by general or program statute or by
regulation, rule or order issued pursuant
thereto, may be disclosed to any foreign,
State or local governmental agency or
instrumentality charged under
applicable law with the protection of
the public health or safety if a qualified
representative of such organization,
agency or instrumentality has made a
written request that such name and
address be provided for a purpose
authorized by law.
5. The name, business address, phone
number, and service organization
affiliation(s) of claims agents, attorneys,
and accredited representatives may be
disclosed to requesting service
organizations, claimants for benefits,
and the general public in order to aid
the requestor in verifying the identity
and service organization affiliation of
the accredited representative.
6. Listings containing the names,
business addresses, and status of
accreditation of present and former
accredited representatives may be
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provided to recognized service
organizations.
7. The name and address of a
prospective, present, or former
accredited representative, and any
information concerning such accredited
representative which is relevant to a
refusal to grant accreditation, or a
potential or past suspension or
termination of accreditation of such
representative, may be disclosed to the
service organization(s) with whom the
representative is affiliated.
8. VA may disclose information from
this system of records to the Department
of Justice (DoJ), either on VA’s initiative
or in response to DoJ’s request for the
information, after either VA or DoJ
determines that such information is
relevant to DoJ’s representation of the
United States or any of its components
in legal proceedings before a court or
adjudicative body, provided that, in
each case, the agency also determines
prior to disclosure that release of the
records to DoJ is a use of the
information contained in the records
that is compatible with the purpose for
which VA collected the records. VA, on
its own initiative, may also disclose
records in this system of records in legal
proceedings before a court or
administrative body after determining
that the disclosure of the records to the
court or administrative body is a use of
the information contained in the records
that is compatible with the purpose for
which VA collected the records.
9. VA may disclose the name and
address of any prospective, present, or
former accredited representative, claims
agent, or attorney, and any information
concerning such individual that relates
to unlawful, unprofessional, or
unethical actions by that individual or
to VA’s denial, cancellation, suspension
or termination of an individual’s VA
accreditation, or to both, where
applicable, to employing entities and
State and Federal licensing
organizations when such information
may be relevant to the initial or
continued employment or licensing of a
prospective, present, or former
accredited representative, claims agent,
or attorney by an employing entity or
licensing organization. VA will not
disclose the names and home addresses
of claimants and their dependents to
licensing organizations pursuant to this
routine use.
10. VA may disclose the name and
address of any prospective, present, or
former accredited representative, claims
agent, or attorney, and any information
concerning such individual that relates
to unlawful, unprofessional, or
unethical actions by that individual or
to VA’s denial, cancellation, suspension
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or termination of an individual’s VA
accreditation, or to both, where
applicable, to other Federal and State
agencies and to Federal courts when
such information may be relevant to the
individual’s provision of
representational services before such
agency or court. VA will not disclose
the names and home addresses of
claimants and their dependents
pursuant to this routine use.
11. Disclosure may be made to the
National Archives and Records
Administration (NARA) and the General
Services Administration (GSA) in
records management inspections
conducted under the authority of
chapter 29 of title 44, United States
Code.
12. Disclosure of relevant information
may be made to individuals,
organizations, private or public
agencies, or other entities with whom
VA has a contract or agreement or where
there is a subcontract to perform such
services as VA may deem practicable for
the purposes of laws administered by
VA, in order for the contractor or
subcontractor to perform the services of
the contract or agreement.
13. Disclosure to other Federal
agencies may be made to assist such
agencies in preventing and detecting
possible fraud or abuse by individuals
in their operations and programs.
14. VA may, on its own initiative,
disclose any information or records to
appropriate agencies, entities, and
persons when (1) VA suspects or has
confirmed that the integrity or
confidentiality of information in the
system of records has been
compromised; (2) the Department has
determined that as a result of the
suspected or confirmed compromise,
there is a risk of embarrassment or harm
to the reputations of the record subjects,
harm to economic or property interests,
identity theft or fraud, or harm to the
security, confidentiality, or integrity of
this system or other systems or
programs (whether maintained by the
Department or another agency or entity)
that rely upon the potentially
compromised information; and (3) the
disclosure is to agencies, entities, or
persons whom VA determines are
reasonably necessary to assist or carry
out the Department’s efforts to respond
to the suspected or confirmed
compromise and prevent, minimize, or
remedy such harm. This routine use
permits disclosures by the Department
to respond to a suspected or confirmed
data breach, including the conduct of
any risk analysis or provision of credit
protection services as provided in 38
U.S.C. 5724, as the terms are defined in
38 U.S.C. 5727.
VerDate Nov<24>2008
14:36 May 15, 2009
Jkt 217001
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Active records are maintained in
individual folders stored in file
cabinets. File cards with name and
business addresses of individuals
previously covered by this system are
maintained in file cabinets; these
records and those of newly accredited
persons are also maintained in an
electronic database. Listings of claim
agents, attorneys, and accredited
representatives are maintained both on
magnetic disk and in hard copy in file
cabinets. Identification codes and codes
used to access various VA automated
communications systems and records
systems, as well as security profiles and
possible security violations, are
maintained on magnetic media in a
secured environment within VA
workspaces. Hard copies are maintained
in locked containers.
RETRIEVABILITY:
Records and electronic files are
maintained in alphabetical order by last
name of the individuals covered by this
system. A searchable list of claims
agents, attorneys, and accredited
representatives is available at OGC’s
internet Web site https://www.va.gov/
ogc/apps/accreditation/.
Information concerning possible
security violations associated with
exercise or remote access privileges is
retrieved by individual assignment
numbers. Information concerning
individual security profiles and codes
assigned to an individual for that person
to obtain access to various computer
systems is retrieved by the individual’s
assignment number.
23251
units, and peripheral devices are
generally placed in secure areas (areas
that are locked or have limited access)
or are otherwise protected; and (2) the
system recognizes authorized users by
means of an individually unique
password entered in combination with
an individually unique user
identification code.
3. Access to automated records
concerning identification codes and
codes used to access various VA
automated communications systems and
records systems, as well as security
profiles and possible security violations
is limited to designated automated
systems security personnel who need to
know the information in order to
maintain and monitor the security of the
VA’s automated communications and
veterans’ claim records systems. Access
to these records in automated form is
controlled by individually unique
passwords/codes. Agency personnel
may have access to the information on
a need to know basis when necessary to
advise agency security personnel or for
use to suspend or revoke access
privileges or to make disclosures
authorized by a routine use.
4. Access to VA facilities where
records, identification codes,
passwords, security profiles and
possible security violations are
maintained is controlled at all hours by
the Federal Protective Service, VA, or
other security personnel and security
access control devices.
RETENTION AND DISPOSAL:
VA maintains and disposes of records
in accordance with records disposition
authority approved by the Archivist of
the United States.
SAFEGUARDS:
SYSTEM MANAGER(S) AND ADDRESS:
1. This list of safeguards furnished in
this System of Record is not an
exclusive list of measures that has been,
or will be, taken to protect individuallyidentifiable information.
VA will maintain the data in
compliance with applicable VA security
policy directives that specify the
standards that will be applied to protect
sensitive personal information. Security
complies with applicable Federal
Information Processing Standards (FIPS)
issued by the National Institute of
Standards and Technology (NIST).
Access to and use of these records are
limited to those persons whose official
duties require such access. Personnel
screening is employed to prevent
unauthorized disclosure.
2. Access to Automated Data
Processing files is controlled at two
levels: (1) Terminals, central processing
Assistant General Counsel (022), 810
Vermont Ave., NW., Washington, DC
20420; Director, Compensation and
Pension Service (21), 810 Vermont Ave.,
NW., Washington, DC 20420.
PO 00000
Frm 00085
Fmt 4703
Sfmt 4703
NOTIFICATION PROCEDURE:
An individual who wishes to
determine whether a record is being
maintained by the Assistant General
Counsel under his or her name or other
personal identifier, or wants to
determine the contents of such records
should submit a written request to the
Assistant General Counsel (022), 810
Vermont Ave., NW., Washington, DC
20420. For requests concerning remote
access program records, an individual
should submit a written request to the
Director, Compensation and Pension
Service (21), 810 Vermont Ave., NW.,
Washington, DC 20420.
E:\FR\FM\18MYN1.SGM
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Federal Register / Vol. 74, No. 94 / Monday, May 18, 2009 / Notices
RECORD ACCESS PROCEDURES:
cprice-sewell on PRODPC61 with NOTICES
Individuals seeking copies of records
under this system that pertain to
themselves, or seeking to amend such
records, should make those requests
under the Privacy Act. Individuals
seeking copies of records pertaining to
others should request them under the
Freedom of Information Act. All such
requests must contain a reasonable
description of the records requested and
should be in writing, over the original,
handwritten signature of the requester,
VerDate Nov<24>2008
14:36 May 15, 2009
Jkt 217001
and should be mailed to: FOIA/PA
Officer (026G), Office of General
Counsel, 810 Vermont Ave., NW.,
Washington, DC 20420. For requests
concerning remote access program
records, an individual should submit a
written request to: FOIA/PA (20M33),
Veterans Benefits Administration, 810
Vermont Ave., NW., Washington, DC
20420.
RECORD SOURCE CATEGORIES:
CONTESTING RECORD PROCEDURES:
[FR Doc. E9–11499 Filed 5–15–09; 8:45 am]
Applications for accreditation of
individuals, correspondence with and
updates from accredited individuals,
investigative materials, and
recommendations and correspondence
from service organizations and third
parties.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
See Records Access Procedures above.
PO 00000
Frm 00086
Fmt 4703
Sfmt 4703
BILLING CODE 8320–01–P
E:\FR\FM\18MYN1.SGM
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Agencies
[Federal Register Volume 74, Number 94 (Monday, May 18, 2009)]
[Notices]
[Pages 23247-23252]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-11499]
-----------------------------------------------------------------------
DEPARTMENT OF VETERANS AFFAIRS
Privacy Act of 1974; System of Records
AGENCY: Department of Veterans Affairs.
ACTION: Notice of amendment and republication of an existing system of
records.
-----------------------------------------------------------------------*
SUMMARY: The Privacy Act of 1974 (5 U.S.C. 552a(e)(4)) requires that
all agencies publish in the Federal Register a notice of the existence
and character of their records. The Department of Veterans Affairs (VA)
gives notice that it is amending the system of records entitled
``Current and Former Accredited Representative, Claims Agent,
Representative and Claims Agent Applicant and Rejected Applicant and
Attorney Records--VA'' (01VA022) as set forth in the Federal Register,
40 FR 38095, Aug. 26, 1975; and amended in 47 FR 1460, Jan. 13, 1982,
54 FR 30969, Jul. 25, 1989, 59 FR 47377, Sep. 15, 1994, and 67 FR
54529, Aug. 22, 2002. VA is amending the system notice by (1) revising
the System Name, System Location, Categories of Individuals Covered by
the System, Categories of Records in the System, routine uses 2 and 5,
and procedures for storage, retrievability, and safeguards; (2)
rescinding routine use 8; and (3) adding a purpose data element and new
routine uses 11 through 14. VA is republishing the system in its
entirety.
DATES: Comments on the proposed amendments to this system of records
must be received no later than June 17, 2009. If no public comments are
received by this date, the amendments will become effective on June 17,
2009.
ADDRESSES: Written comments may be submitted through https://www.Regulations.gov; by mail or hand-delivery to the Director,
Regulation Policy and Management (02REG), Department of Veterans
Affairs, 810 Vermont Ave., NW., Room 1068, Washington, DC 20420; or by
fax to (202) 273-9026. Copies of comments received will be available
for public inspection in the Office of Regulation Policy and
Management, Room 1063B, between the hours of 8 a.m. and 4:30 p.m.
Monday through Friday (except holidays). Please call (202) 461-4902 for
an appointment. In addition, during the comment period, comments may be
viewed online through the Federal Docket Management System (FDMS).
FOR FURTHER INFORMATION CONTACT: Michael Daugherty (022G2), Staff
Attorney, Professional Staff Group II, Office of the General Counsel,
Department of Veterans Affairs, 810 Vermont Avenue, NW., Washington, DC
20420, (202) 461-7699.
SUPPLEMENTARY INFORMATION:
I. Description of the System of Records
The System of Records ``Current and Former Accredited
Representative, Claims Agent, Representative and Claims Agent Applicant
and Rejected Applicant and Attorney Records--VA'' (01VA022) contains
VA's accreditation records. Accreditation means authorization by VA to
assist claimants with the preparation, presentation, and prosecution of
claims for veterans benefits. 38 CFR 14.627(a). VA accredits claims
agents, attorneys, and representatives of recognized veterans service
organizations to ensure that claimants for benefits have responsible,
qualified representation before the Department. 38 CFR 14.626.
Before granting accreditation, VA's Office of the General Counsel
(OGC) verifies the training, qualifications, and character and fitness
of prospective agents, attorneys, and representatives of veterans
service organizations through an application process. 38 CFR 14.629.
After accreditation, OGC monitors the conduct of individuals providing
representation through communications with the individuals providing
representation, claimants for benefits, and other VA offices. When
appropriate, OGC initiates proceedings to suspend or cancel
accreditation. 38 CFR 14.633.
Statute and regulation provide a one-time exception to the
requirement for formal VA accreditation in that an individual may
provide representation on a particular claim before VA. 38 U.S.C. 5903;
38 CFR 14.630. Although VA does not ``accredit'' such individuals based
on a review of their personal qualifications, individuals providing
representation under this provision must comply with the same standards
of conduct for representation before VA as apply to claims agents and
attorneys. 38 U.S.C. 5903(b). VA may suspend or cancel this
authorization under the provisions of 38 CFR 14.633.
VA last amended System of Records 01VA022 in December 2002. Since
then, Congress has amended chapter 59 of title 38, United States Code,
governing the accreditation of individuals for the preparation,
presentation, and prosecution of claims for benefits before VA. See The
Veterans Benefits, Health Care, and Information Technology Act of 2006,
Public Law 109-461, section 101, 120 Stat. 3403 (2006). Several
provisions of amended chapter 59 require collection, maintenance, and
retrieval of information from new sources. In section 5904(a)(2),
Congress directed that VA publish regulations requiring as a condition
of accreditation for attorneys and agents, either a specific level of
experience or the
[[Page 23248]]
completion of specialized training. In section 5904(a)(3), Congress
directed VA to prescribe in regulations a requirement that agents and
attorneys annually provide VA with status information regarding each
jurisdiction in which they are admitted to practice. Section 5904(a)(4)
provides that VA may not accredit agents and attorneys suspended or
disbarred from practice by any court, bar, or other Federal or State
agency.
To implement these and other amendments to chapter 59 and to
clarify and reorganize existing regulations, VA recently published
regulations prescribing additional accreditation requirements. 73 FR
29852, May 22, 2008. The combined effect of the new statutes and
regulations is to significantly expand OGC's accreditation
responsibilities. Accordingly, VA proposes to amend System of Records
01VA022 to enable it to collect, manage, and retrieve individually-
identifiable personal information pertaining to prospective, current,
and former accredited individuals to ensure that claimants for benefits
continue to have responsible, qualified representation before VA.
VA is revising the system name to more accurately reflect the
purpose for which records within the system are maintained. Congress'
recent amendments to chapter 59 and VA's subsequently published
implementing regulations have expanded the scope of VA's accreditation
program to include attorneys and individuals providing representation
under 38 CFR 14.630. Accordingly, VA has revised the name of the system
to the broader ``Accreditation Records--VA'' rather than simply adding
categories of persons to the system name. Our intent in revising the
system name to reflect its purpose is to make it easier for interested
persons to identify the system.
In a document published in the Federal Register on September 15,
1994 (59 FR 47377), VA described the process by which the Veterans
Benefits Administration (VBA) permitted individuals authorized to
represent claimants before VA to have remote access to the records of
the persons whom they represent. Since that time, VA has updated its
information technology (IT) infrastructure, reorganized its IT
workforce, and its process for granting remote access. This amendment
describes the location of records maintained for purposes of granting
remote access to veterans' information. It is important to note that
although records relating to the remote access program are included in
this system of records, they are not maintained by OGC. The system
manager for remote access records in this system is the Director of
VBA's Compensation and Pension Service.
Each individual is granted remote access to data within VBA's
Benefits Delivery Network (BDN) or Veterans Service Network (VETSNET)
Corporate application only after accreditation by the Office of the
General Counsel. Accredited individuals seeking remote access must
first complete VA's Training, Responsibility, Involvement, and
Preparation (TRIP) program training and VA's Information Security
Awareness training as a condition of being granted remote access.
Following completion of required training, accredited individuals
submit a request for local area network (LAN) access and a Common
Security User Manager (CSUM) profile to the Facility Information
Security Officer (FISO). After the FISO's review and VA Regional Office
(VARO) Director's approval, the request goes to the Consultant,
Compensation and Pension Interagency Sharing Staff (Consultant) for
assignment of a unique code which identifies the accredited individual
and limits his or her access to only those claimant records similarly
identified. After the code has been created, the Consultant notifies
the FISO so that the code can be included in the CSUM profile. After
confirmation of code assignment, VA IT administrators or VARO LAN
administrators create the appropriate profiles with approved access.
Accredited individuals granted remote access privileges to VBA's
BDN or VETSNET data access VA's Wide Area Network through the VA Remote
Enterprise Security Compliance Update Environment (RESCUE) Virtual
Private Network (VPN) secure connection. From there, the request is
routed to the Hines Citrix terminal server which provides access to the
VBA applications. To ensure the security of the various systems, the
FISOs and VARO IT system administrators monitor daily use of the Common
Security Service (CSS) passwords and can request immediate reports for
any apparent security violations. Security logs are maintained by the
respective VARO FISO. All CSS records for application access are
maintained in the Corporate database at the Austin Information
Technology Center (AITC) in Austin, Texas. VA maintains remote access
credentials on the LAN at each of the 58 VAROs, the Records Management
Center, and at VBA's Central Office at 1800 G Street, Washington, DC,
depending on the location at which the request for remote access was
processed. All security violations and security profiles are maintained
on the Corporate database at the AITC.
Changes noted under the Categories of Individuals Covered by the
System and Categories of Records in the System headings reflect the
addition of certain information on attorneys and individuals to the
system of records, clarify the system description, and update the
system description for consistency with current form designations.
Paragraphs (1) through (3) under the Categories of Individuals
Covered by the System heading are revised to indicate that the system
of records includes claims agents, attorneys, representatives of
veterans service organizations, and individuals providing
representation on a particular claim. Paragraphs (1) through (3)
clarify that the system of records covers those persons mentioned above
in all stages of the accreditation process beginning with the
application and continuing beyond active accreditation. It includes
those who have applied for accreditation, are currently accredited, and
those who were formerly accredited. It is necessary to include the
records of those formerly accredited to prevent VA from mistakenly
granting accreditation to persons whose accreditation was suspended,
cancelled, or who resigned in order to prevent suspension or
cancellation of accreditation.
Paragraph (4) under the Categories of Individuals Covered by the
System heading is revised to reflect amendments to chapter 59 and
implementing regulations providing that representatives of veterans
service organizations and individuals providing representation on a
particular claim are subject to suspension or cancellation of
accreditation on the same basis as applies to agents and attorneys. 38
U.S.C. 5902-5903. New paragraph (4) reflects records that OGC maintains
on agents and attorneys, and additional records that it will maintain
under recent regulations.
VA proposes to add a paragraph (5) under the Categories of
Individuals Covered by the System heading to reflect the fact that OGC
frequently receives communications from veterans, other VA offices, and
individuals not accredited by VA inquiring as to whether specific acts
require accreditation by VA and whether specific persons are accredited
by VA for purposes of representation.
VA is amending three paragraphs under the Categories of Records in
the System heading. Paragraph (5) is revised to include information
collected for purposes of attorney accreditation.
[[Page 23249]]
Paragraph (6) is revised to reflect that VA has new form numbers for
the applications for accreditation of service organization
representatives, and for claims agents and attorneys to represent
veterans before VA. The language of paragraph (7) is revised to cover
information regarding individuals authorized to provide representation
on a particular claim before VA. Paragraph (8) is revised to include
records involved in an inquiry as to the fitness of individuals
authorized to represent individuals before VA on a one-time basis.
Finally, a new paragraph (12) is added to cover records generated by
inquiries to VA as to whether specific acts require accreditation by VA
and whether specific persons are accredited by VA for purposes of
representation.
VA is revising the authority for maintenance of the system to
reflect changes made by Public Law 109-461 by adding references to
sections 5901 and 5903 of title 38, United States Code.
A new section describing the purpose of the system of records is
added to comply with Sec. 3.12 of the National Archives and Records
Administration's Federal Register Document Drafting Handbook. The
purpose of this system of records is to enable VA to collect, maintain,
and retrieve the individually identifiable information necessary to
ensure that claimants for veterans benefits have responsible, qualified
representation. 38 CFR 14.626.
II. Proposed Amendments to Routine Use Disclosures of Data in the
System
VA is revising routine use 2 to allow for the disclosure of any
information in the system of records relating to violations of law to a
broad range of appropriate authorities such as the Federal Trade
Commission, State insurance regulators, State attorney licensing
authorities, and State Attorneys General or other State law enforcement
authorities. VA is revising routine use 5 to clarify that the name,
address, and phone number of agents, attorneys, and accredited
representatives will be disclosed to the public to assist veterans in
finding qualified representation. VA is rescinding routine use 8
because the authority for such disclosure is now encompassed within new
routine use 2. VA has redesignated routine uses 9 through 11 as routine
uses 8 through 10. VA has revised newly redesignated routine use 8 to
allow for disclosure to the Department of Justice or other appropriate
entities in litigation in defense of the United States. Timely
disclosure in such matters assists the United States, plaintiffs, and
the courts by not delaying court proceedings for want of records. VA is
adding routine use 11 to allow disclosure of information in the system
to the National Archives and Records Administration to facilitate the
inspection of VA records management systems. VA is adding routine use
12 to allow it to disclose any information in the system to any
individual, organization, or agency with whom it has a contract or
agreement when such disclosure is necessary for performance of the
contract or agreement. VA is adding routine use 13 to allow disclosure
of any information in the system to other Federal agencies for the
purpose of assisting agencies in detecting fraud and abuse in their
programs. VA is adding routine use 14 to allow disclosure to
appropriate authorities to enable VA to respond to and mitigate the
harm resulting from any breach of the system of records; this routine
use is promulgated in order to meet VA's statutory duties under 38
U.S.C. 5724 and the Privacy Act, 5 U.S.C. 552a, as amended.
III. Compatibility of the Proposed Routine Uses
Release of information from these records, pursuant to routine
uses, will be made only in accordance with the provisions of the
Privacy Act of 1974. The Privacy Act of 1974 permits agencies to
disclose information about individuals, without their consent, for a
routine use when the information will be used for a purpose for which
the information was collected. VA has determined that the disclosure of
information for the above purposes in the proposed amendment to routine
uses is a proper and necessary use of the information collected by the
system ``Accreditation Records--VA.''
The report of intent to publish and an advance copy of the system
notice have been sent to the appropriate Congressional committees and
to the Director of the Office of Management and Budget (OMB) as
required by 5 U.S.C. 552a(r) (Privacy Act) and guidelines issued by OMB
(65 FR 77677, December 12, 2000).
Approved: April 30, 2009.
John R. Gingrich,
Chief of Staff, Department of Veterans Affairs.
01VA022
SYSTEM NAME:
Accreditation Records--VA.
SYSTEM LOCATION:
Records are maintained in the Office of General Counsel (022), and
in the Veterans Benefits Administration (215A), VA Central Office,
Washington, DC 20420. Records will also be maintained in Veterans
Benefits Administration Regional Offices, Regional Counsel Offices, and
the Facility Information Security Offices of the Office of Information
& Technology's Field Security Service. Records also will be maintained
in the Austin Information Technology Center in Austin, TX. Address
locations are listed in VA's ``Facility and Locator Directory'' at
https://www1.va.gov/directory/guide/home.asp.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
(1) Persons who have applied for accreditation by VA, are currently
accredited by VA, or were previously accredited by VA to represent
claimants as claims agents or attorneys; (2) individuals who have
applied for accreditation by VA, are currently accredited by VA, or
were previously accredited by VA to provide representation on a
particular claim; (3) individuals recommended for VA accreditation by a
recognized veterans service organization, currently accredited by VA as
a service organization representative or were previously accredited by
VA as a service organization representative; (4) claims agents,
attorneys, accredited representatives, and individuals providing
representation on a particular claim who have been the subject of
correspondence, investigations, or proceedings relating to their
fitness to represent claimants for benefits before VA; and (5)
individuals, acting alone, or as part of organizations, not accredited
by VA, who have been the subject of correspondence or investigations as
to the legality of their representation of claimants for VA benefits.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records (or information contained in records) in this system may
include: (1) Name and other identifying information; (2) address; (3)
service organization affiliations; (4) claims agent examination and
grade; (5) correspondence concerning prospective, present, or former
claims agents, attorneys, and accredited representatives, including
attorney and claims agent recommendations and evaluations from third
parties; (6) VA Forms 2-21 (former Application for Accreditation as
Service Organization Representative) 21 (Application for Accreditation
as Service Organization Representative), and 21a (Application for
Accreditation as a Claims Agent or Attorney); (7) correspondence
concerning a prospective, present, or former individual providing
[[Page 23250]]
representation in a particular claim; (8) investigative reports,
correspondence and other information concerning the fitness of a
prospective, present, or former claims agent, attorney, accredited
representative, or individual providing representation in a particular
claim; (9) documents, decisions, correspondence, and other information
relating to or including the granting, denial, suspension, or
cancellation of accreditation of representatives, claims agents, or
attorneys, and information concerning the placement of representatives,
claims agents, or attorneys on probation by VA or VA's issuance of a
reprimand to such an individual pertaining to conduct relating to
representation of claimants for benefits before VA; (10) information
concerning an individual's exercise of remote access privileges to the
Veterans Benefits Administration automated claim records, including
identification codes and codes used to access various VA automated
communications systems and records systems, as well as security
profiles and possible security violations; (11) information, documents,
correspondence, and decisions relating to the application for, and the
grant, denial, suspension, or revocation of an individual's privilege
of remote access to Veterans Benefits Administration automated claim
records; (12) information, documents, correspondence, and decisions
regarding the legality of representation provided to claimants seeking
benefits by unaccredited individuals.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Title 38, United States Code, Sections 501(a), 5901, 5902, 5903 and
5904.
PURPOSE(S):
The information collected in the system is used to ensure that
claimants for veterans benefits have qualified, competent
representation. The information will be used to determine whether a
person is qualified to represent claimants before VA and, once
accredited, whether a person may continue to represent claimants before
VA.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
1. The record of an individual who is covered by this system may be
disclosed to a member of Congress, or a staff person acting for the
member, when the member or staff person requests the record on behalf
of and at the request of that individual.
2. VA may disclose on its own initiative any information in the
system, except the names and home addresses of veterans and their
dependents, that is relevant to a suspected or reasonably imminent
violation of the law whether civil, criminal, or regulatory in nature
and whether arising by statute, regulation, rule, or order issued
pursuant thereto, to a Federal, state, local, tribal, or foreign agency
charged with the responsibility of investigating or prosecuting such
violation, or charged with enforcing or implementing the statute,
regulation, rule, or order. VA may also disclose on its own initiative
the names and addresses of veterans and their dependents to a Federal
agency charged with the responsibility of investigating or prosecuting
civil, criminal, or regulatory violations of law, or charged with
enforcing or implementing the statute, regulation, or order issued
pursuant thereto.
3. The name and address of a veteran which is relevant to a
suspected violation or reasonably imminent violation of law, whether
civil, criminal or regulatory in nature and whether arising by general
or program statute or by regulation, rule or order issued pursuant
thereto, may be disclosed to a Federal agency charged with the
responsibility of investigating or prosecuting such violation, or
charged with enforcing or implementing the statute, regulation or order
issued pursuant thereto, in response to its official request.
4. The name and address of a veteran, which is relevant to a
suspected violation or reasonably imminent violation of law concerning
public health or safety, whether civil, criminal or regulatory in
nature whether arising by general or program statute or by regulation,
rule or order issued pursuant thereto, may be disclosed to any foreign,
State or local governmental agency or instrumentality charged under
applicable law with the protection of the public health or safety if a
qualified representative of such organization, agency or
instrumentality has made a written request that such name and address
be provided for a purpose authorized by law.
5. The name, business address, phone number, and service
organization affiliation(s) of claims agents, attorneys, and accredited
representatives may be disclosed to requesting service organizations,
claimants for benefits, and the general public in order to aid the
requestor in verifying the identity and service organization
affiliation of the accredited representative.
6. Listings containing the names, business addresses, and status of
accreditation of present and former accredited representatives may be
provided to recognized service organizations.
7. The name and address of a prospective, present, or former
accredited representative, and any information concerning such
accredited representative which is relevant to a refusal to grant
accreditation, or a potential or past suspension or termination of
accreditation of such representative, may be disclosed to the service
organization(s) with whom the representative is affiliated.
8. VA may disclose information from this system of records to the
Department of Justice (DoJ), either on VA's initiative or in response
to DoJ's request for the information, after either VA or DoJ determines
that such information is relevant to DoJ's representation of the United
States or any of its components in legal proceedings before a court or
adjudicative body, provided that, in each case, the agency also
determines prior to disclosure that release of the records to DoJ is a
use of the information contained in the records that is compatible with
the purpose for which VA collected the records. VA, on its own
initiative, may also disclose records in this system of records in
legal proceedings before a court or administrative body after
determining that the disclosure of the records to the court or
administrative body is a use of the information contained in the
records that is compatible with the purpose for which VA collected the
records.
9. VA may disclose the name and address of any prospective,
present, or former accredited representative, claims agent, or
attorney, and any information concerning such individual that relates
to unlawful, unprofessional, or unethical actions by that individual or
to VA's denial, cancellation, suspension or termination of an
individual's VA accreditation, or to both, where applicable, to
employing entities and State and Federal licensing organizations when
such information may be relevant to the initial or continued employment
or licensing of a prospective, present, or former accredited
representative, claims agent, or attorney by an employing entity or
licensing organization. VA will not disclose the names and home
addresses of claimants and their dependents to licensing organizations
pursuant to this routine use.
10. VA may disclose the name and address of any prospective,
present, or former accredited representative, claims agent, or
attorney, and any information concerning such individual that relates
to unlawful, unprofessional, or unethical actions by that individual or
to VA's denial, cancellation, suspension
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or termination of an individual's VA accreditation, or to both, where
applicable, to other Federal and State agencies and to Federal courts
when such information may be relevant to the individual's provision of
representational services before such agency or court. VA will not
disclose the names and home addresses of claimants and their dependents
pursuant to this routine use.
11. Disclosure may be made to the National Archives and Records
Administration (NARA) and the General Services Administration (GSA) in
records management inspections conducted under the authority of chapter
29 of title 44, United States Code.
12. Disclosure of relevant information may be made to individuals,
organizations, private or public agencies, or other entities with whom
VA has a contract or agreement or where there is a subcontract to
perform such services as VA may deem practicable for the purposes of
laws administered by VA, in order for the contractor or subcontractor
to perform the services of the contract or agreement.
13. Disclosure to other Federal agencies may be made to assist such
agencies in preventing and detecting possible fraud or abuse by
individuals in their operations and programs.
14. VA may, on its own initiative, disclose any information or
records to appropriate agencies, entities, and persons when (1) VA
suspects or has confirmed that the integrity or confidentiality of
information in the system of records has been compromised; (2) the
Department has determined that as a result of the suspected or
confirmed compromise, there is a risk of embarrassment or harm to the
reputations of the record subjects, harm to economic or property
interests, identity theft or fraud, or harm to the security,
confidentiality, or integrity of this system or other systems or
programs (whether maintained by the Department or another agency or
entity) that rely upon the potentially compromised information; and (3)
the disclosure is to agencies, entities, or persons whom VA determines
are reasonably necessary to assist or carry out the Department's
efforts to respond to the suspected or confirmed compromise and
prevent, minimize, or remedy such harm. This routine use permits
disclosures by the Department to respond to a suspected or confirmed
data breach, including the conduct of any risk analysis or provision of
credit protection services as provided in 38 U.S.C. 5724, as the terms
are defined in 38 U.S.C. 5727.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Active records are maintained in individual folders stored in file
cabinets. File cards with name and business addresses of individuals
previously covered by this system are maintained in file cabinets;
these records and those of newly accredited persons are also maintained
in an electronic database. Listings of claim agents, attorneys, and
accredited representatives are maintained both on magnetic disk and in
hard copy in file cabinets. Identification codes and codes used to
access various VA automated communications systems and records systems,
as well as security profiles and possible security violations, are
maintained on magnetic media in a secured environment within VA
workspaces. Hard copies are maintained in locked containers.
RETRIEVABILITY:
Records and electronic files are maintained in alphabetical order
by last name of the individuals covered by this system. A searchable
list of claims agents, attorneys, and accredited representatives is
available at OGC's internet Web site https://www.va.gov/ogc/apps/accreditation/. Information concerning possible security
violations associated with exercise or remote access privileges is
retrieved by individual assignment numbers. Information concerning
individual security profiles and codes assigned to an individual for
that person to obtain access to various computer systems is retrieved
by the individual's assignment number.
SAFEGUARDS:
1. This list of safeguards furnished in this System of Record is
not an exclusive list of measures that has been, or will be, taken to
protect individually-identifiable information.
VA will maintain the data in compliance with applicable VA security
policy directives that specify the standards that will be applied to
protect sensitive personal information. Security complies with
applicable Federal Information Processing Standards (FIPS) issued by
the National Institute of Standards and Technology (NIST). Access to
and use of these records are limited to those persons whose official
duties require such access. Personnel screening is employed to prevent
unauthorized disclosure.
2. Access to Automated Data Processing files is controlled at two
levels: (1) Terminals, central processing units, and peripheral devices
are generally placed in secure areas (areas that are locked or have
limited access) or are otherwise protected; and (2) the system
recognizes authorized users by means of an individually unique password
entered in combination with an individually unique user identification
code.
3. Access to automated records concerning identification codes and
codes used to access various VA automated communications systems and
records systems, as well as security profiles and possible security
violations is limited to designated automated systems security
personnel who need to know the information in order to maintain and
monitor the security of the VA's automated communications and veterans'
claim records systems. Access to these records in automated form is
controlled by individually unique passwords/codes. Agency personnel may
have access to the information on a need to know basis when necessary
to advise agency security personnel or for use to suspend or revoke
access privileges or to make disclosures authorized by a routine use.
4. Access to VA facilities where records, identification codes,
passwords, security profiles and possible security violations are
maintained is controlled at all hours by the Federal Protective
Service, VA, or other security personnel and security access control
devices.
RETENTION AND DISPOSAL:
VA maintains and disposes of records in accordance with records
disposition authority approved by the Archivist of the United States.
SYSTEM MANAGER(S) AND ADDRESS:
Assistant General Counsel (022), 810 Vermont Ave., NW., Washington,
DC 20420; Director, Compensation and Pension Service (21), 810 Vermont
Ave., NW., Washington, DC 20420.
NOTIFICATION PROCEDURE:
An individual who wishes to determine whether a record is being
maintained by the Assistant General Counsel under his or her name or
other personal identifier, or wants to determine the contents of such
records should submit a written request to the Assistant General
Counsel (022), 810 Vermont Ave., NW., Washington, DC 20420. For
requests concerning remote access program records, an individual should
submit a written request to the Director, Compensation and Pension
Service (21), 810 Vermont Ave., NW., Washington, DC 20420.
[[Page 23252]]
RECORD ACCESS PROCEDURES:
Individuals seeking copies of records under this system that
pertain to themselves, or seeking to amend such records, should make
those requests under the Privacy Act. Individuals seeking copies of
records pertaining to others should request them under the Freedom of
Information Act. All such requests must contain a reasonable
description of the records requested and should be in writing, over the
original, handwritten signature of the requester, and should be mailed
to: FOIA/PA Officer (026G), Office of General Counsel, 810 Vermont
Ave., NW., Washington, DC 20420. For requests concerning remote access
program records, an individual should submit a written request to:
FOIA/PA (20M33), Veterans Benefits Administration, 810 Vermont Ave.,
NW., Washington, DC 20420.
CONTESTING RECORD PROCEDURES:
See Records Access Procedures above.
RECORD SOURCE CATEGORIES:
Applications for accreditation of individuals, correspondence with
and updates from accredited individuals, investigative materials, and
recommendations and correspondence from service organizations and third
parties.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
[FR Doc. E9-11499 Filed 5-15-09; 8:45 am]
BILLING CODE 8320-01-P