Congestion Management Rule for LaGuardia Airport, 22717-22720 [E9-11291]
Download as PDF
Federal Register / Vol. 74, No. 92 / Thursday, May 14, 2009 / Proposed Rules
internet through the Federal
eRulemaking Portal referenced in
paragraph (1).
List of Subjects in 14 CFR Part 93
Air traffic control, Airports,
Navigation (air), Recordkeeping and
reporting requirements.
The Proposed Amendment
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend Chapter I of Title 14,
Code of Federal Regulations, as follows:
PART 93—SPECIAL AIR TRAFFIC
RULES
1. The authority citation for part 93
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40103, 40106,
40109, 40113, 44502, 44514, 44701, 44719,
46301.
Subpart N—[Removed and Reserved]
2. Remove and reserve Subpart N.
Issued in Washington, DC, on May 7, 2009.
Nan Shellabarger,
Director of Aviation Policy and Plans.
[FR Doc. E9–11293 Filed 5–13–09; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 93
[Docket No. FAA–2006–25709; Notice No.
09–04]
RIN 2120–AJ49
Congestion Management Rule for
LaGuardia Airport
sroberts on PROD1PC70 with PROPOSALS
AGENCY: Federal Aviation
Administration (FAA).
ACTION: Notice of proposed rescission.
SUMMARY: The FAA proposes to rescind
the final rule Congestion Management
Rule for LaGuardia Airport. The final
rule established procedures to address
congestion in the New York City area by
assigning slots at LaGuardia Airport
(LaGuardia), assigning to existing
operators the majority of slots at the
airports, and creating a market by
annually auctioning off a limited
number of slots in each of the first five
years of the rule. The final rule also
contained provisions for minimum
usage, capping unscheduled operations,
and withdrawal for operational need.
The rule was scheduled to sunset in ten
years.
DATES: Send your comments on or
before June 15, 2009.
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You may send comments
identified by Docket Number FAA–
2006–25709 using any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation, 1200 New Jersey
Avenue, SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Bring
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue, SE., Washington, DC, between
9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
For more information on the
rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
Privacy: We will post all comments
we receive, without change, to https://
www.regulations.gov, including any
personal information you provide.
Using the search function of our docket
web site, anyone can find and read the
electronic form of all comments
received into any of our dockets,
including the name of the individual
sending the comment (or signing the
comment for an association, business,
labor union, etc.). You may review the
Department of Transportation’s
complete Privacy Act Statement in the
Federal Register published on April 11,
2000 (65 FR 19477–78) or you may visit
https://DocketsInfo.dot.gov.
Docket: To read background
documents or comments received, go to
https://www.regulations.gov at any time
and follow the online instructions for
accessing the docket. Or, go to the
Docket Operations in Room W12–140 of
the West Building Ground Floor at 1200
New Jersey Avenue, SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
questions concerning this rulemaking,
contact: Molly W. Smith, Office of
Aviation Policy and Plans, APO–200,
Federal Aviation Administration, 800
Independence Avenue, SW.,
Washington, DC 20591; telephone (202)
267–3275; e-mail
molly.w.smith@faa.gov. For legal
questions concerning this rulemaking,
contact: Rebecca MacPherson, FAA
Office of the Chief Counsel, 800
Independence Ave., SW., Washington,
DC 20591; telephone (202) 267–3073;
e-mail rebecca.macpherson@faa.gov.
ADDRESSES:
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22717
Later in
this preamble under the Additional
Information section, we discuss how
you can comment on this proposal and
how we will handle your comments.
Included in this discussion is related
information about the docket, privacy,
and the handling of proprietary or
confidential business information. We
also discuss how you can get a copy of
this proposal and related rulemaking
documents.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA has broad authority under
49 U.S.C. 40103 to regulate the use of
the navigable airspace of the United
States. This section authorizes the FAA
to develop plans and policy for the use
of navigable airspace and to assign the
use that the FAA deems necessary for its
safe and efficient utilization. It further
directs the FAA to prescribe air traffic
rules and regulations governing the
efficient utilization of the navigable
airspace.
I. Background
The final rule Congestion
Management Rule for LaGuardia Airport
was published in the Federal Register
on October 10, 2008 (73 FR 60574). The
final rule established procedures to
address congestion in the New York
City area by assigning slots at LaGuardia
Airport (LaGuardia), assigning to
existing operators the majority of slots at
the airports, and creating a market by
annually auctioning off a limited
number of slots in each of the first five
years of the rule. The final rule also
contained provisions for minimum
usage, capping unscheduled operations,
and withdrawal for operational need.
The rule was scheduled to sunset in ten
years and was to become effective
December 9, 2008.
The rulemaking was highly
controversial. On August 29, 2006, the
FAA had published a notice of proposed
rulemaking (NPRM) proposing
continuation of the cap on hourly
operations at the airport as well as a
new method of allocating capacity (71
FR 51360). The industry response to the
new allocation method proposed in the
NPRM was universally negative,
although very few commenters argued
that a cap on operations at the airport
was unnecessary. The FAA received
comments from 61 different
commenters, with some commenters
making multiple submissions. The FAA
then published a supplemental notice of
proposed rulemaking (SNPRM) on April
17, 2008 (73 FR 20846). Twenty-six
interested parties filed comments to the
docket addressing the SNPRM. The
majority of comments were consistent in
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Federal Register / Vol. 74, No. 92 / Thursday, May 14, 2009 / Proposed Rules
rejecting the proposal. Many
commenters said that the FAA had
failed to demonstrate how the proposal
would achieve any significant relief
from congestion. Rather, according to
the commenters, the SNPRM would
impose an untested and unproven
auction process on airlines that would
not address the fundamental airspace
congestion issues in the New York
metro area. While other commenters did
not completely object to an auction
mechanism, they did note that the
timing was not right or that the auction
procedures needed to be fully
developed prior to finalizing any rule.
The final rule was challenged by
several parties before it could take
effect. Petitioners included the Port
Authority of New York and New Jersey,
the Air Transport Association of
America, Inc. (ATA), the International
Air Transport Association (IATA),
Continental, and US Airways. The
petitioners sought a stay of the final rule
pending judicial review, arguing that
they would likely succeed on the merits
of the underlying litigation, they would
suffer irreparable harm, a stay would
not harm other parties, and a stay was
in the public interest. On December 8,
2008, the United States Court of
Appeals for the District of Columbia
Circuit determined that the petitioners
had satisfied the standards for a stay
and issued an order staying the rule.
Accordingly, the rule has never been
implemented. On January 22, 2009, the
ATA requested that the Secretary of
Transportation, Ray LaHood, withdraw
the final rule in light of the court’s stay.
At present, operations at LaGuardia
remain capped by order at 75 scheduled
operations and three unscheduled
operations per hour until October 2009.1
The FAA is in the process of
considering its options with regard to
managing congestion at the airport,
while providing a means for carriers to
either commence or expand operations
at the airport, thereby introducing more
competition and service options to
benefit the traveling public.
On March 11, 2009, the President
signed Public Law 111–8, Omnibus
Appropriations Act, 2009. That
legislation provides several departments
within the executive branch, including
the Department of Transportation, with
the funds to operate until the end of this
fiscal year. That legislation also contains
a provision in Division I, section 115
that states in pertinent part:
1 Operating Limitations at New York LaGuardia
Airport (LaGuardia Order), December 27, 2006 (71
FR 77854), as amended November 8, 2007 (72 FR
63224), August 19, 2008 (73 FR 48248), January 8,
2009 (74 FR 845), and January 15, 2009 (74 FR
2646).
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17:17 May 13, 2009
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No funds provided in this Act may be used
by the Secretary of Transportation to
promulgate regulations or take any action
regarding the scheduling of airline operations
at any commercial airport in the United
States if such regulation or action involves:
(1) The auctioning by the Secretary or the
FAA Administrator of rights or permission to
conduct airline operations at such an airport,
* * *
(3) either:
(A) withdrawal by the Secretary or
Administrator of a right or permission to
conduct operations at such an airport (except
when the withdrawal is for operational
reasons or pursuant to the terms or
conditions of such operating right or
permission), * * *
At the same time, the nation’s
economy has continued to suffer under
the current recession, which is both
deeper and longer than was first
assumed. President Obama recently
signed the American Recovery and
Reinvestment Act of 2009 2 (ARRA),
which provides an extraordinary
amount of emergency funds to address
the unprecedented global recession and
to promote economic recovery.
The Omnibus Appropriations Act
prevents the FAA from implementing
the slot auction rule or conducting slot
auctions. However, we recognize that
the restriction in section 115 of the Act
applies only until the end of this fiscal
year, or September 30, 2009. The
restriction in section 115 means the rule
adopted last year can no longer operate
in the way that the agency had planned.
The halt in funding for this fiscal year
makes it impossible for the rule to have
the 10-year life originally contemplated,
even without considering the
challenging and widespread change in
current economic conditions that led to
the adoption of ARRA.
Because of the complexity of the
issues, the uncertainty caused by the
Omnibus Appropriations Act, and the
possible impact of the significantly
changed economic circumstances on the
slot auction program, the FAA believes
it would be better to rescind the rule
rather than propose to extend it.
Rescission would also eliminate the
potential for wasting resources of all
parties in the pending litigation. We
specifically request comments and data
from affected interests on whether and
how the changed circumstances bear on
this proposed rescission.
The current order for LaGuardia
presently addresses congestion and
delay associated with scheduled
operations. However, the order does not
address all issues associated with
market access at a capped airport.
Accordingly, the FAA believes it may
2 Public
PO 00000
Law 111–5, 123 Stat. 115 (Feb. 17, 2009).
Frm 00007
Fmt 4702
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need further work to address these
concerns and limit operations at
LaGuardia.
The FAA seeks comment on this
proposal. DOT’s Regulatory Policies and
Procedures contemplate at least a 60day comment period for a significant
rulemaking, unless otherwise justified.
The final rule was subject to notice and
comment less than 12 months ago, and
those comments were fully considered
by the agency in issuing that rule. Since
comments should be limited to any
change in circumstances, including the
statutory restriction discussed above,
the FAA believes that a 30-day
comments period is sufficient in this
instance.
II. Regulatory Notices and Analyses
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act (19 U.S.C. 4 2531–2533)
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, this Trade Act requires
agencies to consider international
standards and, where appropriate, to be
the basis of U.S. standards. Fourth, the
Unfunded Mandate Reform Act of 1995
(Pub. L. 104–4) requires agencies to
prepare a written assessment of the
costs, benefits, and other effects of
proposed or final rules that include a
Federal mandate likely to result in the
expenditure by State, local, or tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
annually (adjusted for inflation). The
FAA currently uses an inflationadjusted value of $136.1 million in lieu
of $100 million.
The FAA conducted all of these
analyses when it originally issued the
final rule. This proposed rescission is
not economically significant under
Executive Order 12866.
The paperwork burden anticipated
under the rule would not be imposed on
any parties. The FAA has already
determined that the rule will not have
a significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act.
Rescission of the rule would likewise
impose no such burden. As the
rescission of the rule would not impose
any standard on any party, the FAA has
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Federal Register / Vol. 74, No. 92 / Thursday, May 14, 2009 / Proposed Rules
assessed the potential effect of this
proposal and determined that it would
impose no costs on international entities
and thus have a no trade impact. Nor
would the rescission impose a Federal
mandate that may result in an
expenditure of $100 million or more
(adjusted annually for inflation) in any
one year by State, local, and tribal
governments, in the aggregate, or by the
private sector, and the requirements of
Title II of the Unfunded Mandate
Reform Act of 1995 do not apply.
The proposed rescission of the final
rule is not economically ‘‘significant’’
under Executive Order 12866, however
it is ‘‘significant’’ under DOT’s
Regulatory Policies and Procedures.
Accordingly, it has been reviewed by
DOT and OMB.
sroberts on PROD1PC70 with PROPOSALS
Executive Order 13132, Federalism
The FAA has analyzed this proposed
rescission under the principles and
criteria of Executive Order 13132,
Federalism. We have determined that
this action would not have a substantial
direct effect on the States, on the
relationship between the national
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, and, therefore,
would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E, ‘‘Environmental
Impacts: Policies and Procedures’’
identifies FAA actions that are normally
categorically excluded from preparation
of an environmental assessment or
environmental impact statement under
the National Environmental Policy Act
(NEPA) in the absence of extraordinary
circumstances. The FAA previously
determined that the final rule qualified
for the categorical exclusions identified
in paragraph 312d ‘‘Issuance of
regulatory documents (e.g., Notices of
Proposed Rulemaking and issuance of
Final Rules) covering administration or
procedural requirements (does not
include Air Traffic procedures; specific
Air traffic procedures that are
categorically excluded are identified
under paragraph 311 of this Order)’’ and
paragraph 312f, ‘‘Regulations, standards,
and exemptions (excluding those which
if implemented may cause a significant
impact on the human environment.’’ It
has further been determined that no
extraordinary circumstances exist that
may cause a significant impact and
therefore no further environmental
review is required. The FAA
documented this categorical exclusion
determination. A copy of the
determination and underlying
documents has been included in the
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17:17 May 13, 2009
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Docket for the rule. The FAA has
determined that the rescission of the
final rule would also qualify for a
categorical exclusion since it would
have no impact on the environment.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this notice
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
agency has determined that it is not a
‘‘significant energy action’’ under
executive order 12866 and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
Additional Information
Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. The agency also invites
comments relating to the economic,
environmental, energy or federalism
impacts that might result from adopting
the proposals in this document. The
most helpful comments reference a
specific portion of the proposal, explain
the reason for any recommended
change, and include supporting data. To
ensure the docket does not contain
duplicate comments, please send only
one copy of written comments, or if you
are filing comments electronically,
please submit your comments only one
time.
The FAA will file in the docket all
comments we receive, as well as a
report summarizing each substantive
public contact with FAA personnel
concerning this proposed rulemaking.
Before acting on this proposal, the
agency will consider all comments
received on or before the closing date
for comments. The FAA will consider
comments filed after the comment
period has closed if it is possible to do
so without incurring expense or delay.
Proprietary or Confidential Business
Information
Do not file in the docket information
that you consider to be proprietary or
confidential business information. Send
or deliver this information directly to
the person identified in the FOR FURTHER
INFORMATION CONTACT section of this
document. You must mark the
information that you consider
proprietary or confidential. If you send
the information on a disk or CD–ROM,
mark the outside of the disk or CD–ROM
and also identify electronically within
the disk or CD–ROM the specific
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22719
information that is proprietary or
confidential.
Under 14 CFR 11.35(b), when the
FAA is aware of proprietary information
filed with a comment, it does not place
it in the docket. The agency holds it in
a separate file to which the public does
not have access, and places a note in the
docket that it has received it. If the FAA
receives a request to examine or copy
this information, it is treated as any
other request under the Freedom of
Information Act (5 U.S.C. 552) and such
requests are processed under the DOT
procedures found in 49 CFR part 7.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies web page at https://
www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing
Office’s web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the docket number, notice
number, or amendment number of this
rulemaking.
You may access all documents the
FAA considered in developing this
proposed rule, including economic
analyses and technical reports, from the
internet through the Federal
eRulemaking Portal referenced in
paragraph (1).
List of Subjects in 14 CFR Part 93
Air traffic control, Airports,
Navigation (air), Reporting and
recordkeeping requirements.
The Proposed Amendment
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend Chapter I of Title 14,
Code of Federal Regulations, as follows:
PART 93—SPECIAL AIR TRAFFIC
RULES
1. The authority citation for part 93
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40103, 40106,
40109, 40113, 44502, 44514, 44701, 44719,
46301.
Subpart C—[Removed and Reserved]
2. Remove and reserve Subpart C.
E:\FR\FM\14MYP1.SGM
14MYP1
22720
Federal Register / Vol. 74, No. 92 / Thursday, May 14, 2009 / Proposed Rules
Issued in Washington, DC, on May 7, 2009.
Nan Shellabarger,
Director of Aviation Policy and Plans.
[FR Doc. E9–11291 Filed 5–13–09; 8:45 am]
BILLING CODE 4910–13–P
FEDERAL TRADE COMMISSION
16 CFR Part 425
Rule Concerning the Use of
Prenotification Negative Option Plans
AGENCY: Federal Trade Commission
(‘‘FTC’’ or ‘‘Commission’’).
ACTION: Advance Notice of Proposed
Rulemaking; Request for public
comments.
SUMMARY: As part of the Commission’s
systematic review of all current FTC
rules and guides, the Commission
requests public comment on the overall
costs, benefits, necessity, and regulatory
and economic impact of the FTC’s Trade
Regulation Rule concerning ‘‘Use of
Prenotification Negative Option Plans.’’
DATES: Written comments must be
received on or before July 27, 2009.
Interested parties are
invited to submit written comments.
Comments should refer to
‘‘Prenotification Negative Option Rule
Review, Matter No. P064202’’ to
facilitate the organization of comments.
Please note that your comment—
including your name and your state—
will be placed on the public record of
this proceeding, including on the
publicly accessible FTC website, at
(https://www.ftc.gov/os/
publiccomments.shtm).
Because comments will be made
public, they should not include any
sensitive personal information, such as
an individual’s Social Security Number;
date of birth; driver’s license number or
other state identification number, or
foreign country equivalent; passport
number; financial account number; or
credit or debit card number. Comments
also should not include any sensitive
health information, such as medical
records or other individually
identifiable health information. In
addition, comments should not include
any ‘‘[t]rade secret or any commercial or
financial information which is obtained
from any person and which is privileged
or confidential,’’ as provided in Section
6(f) of the FTC Act, 15 U.S.C. 46(f), and
Commission Rule 4.10(a)(2), 16 CFR
4.10(a)(2). Comments containing
material for which confidential
treatment is requested must be filed in
sroberts on PROD1PC70 with PROPOSALS
ADDRESSES:
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17:17 May 13, 2009
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paper form and clearly labeled
‘‘Confidential.’’1
Because paper mail addressed to the
FTC is subject to delay due to
heightened security screening, please
consider submitting your comments in
electronic form. Comments filed in
electronic form should be submitted by
using the following weblink: (https://
secure.commentworks.com/ftcNegativeOptionRuleANPR) (and
following the instructions on the webbased form). To ensure that the
Commission considers an electronic
comment, you must file it on the webbased form at the weblink (https://
secure.commentworks.com/ftcNegativeOptionRuleANPR). If this
Notice appears at (https://
www.regulations.gov/search/index.jsp),
you may also file an electronic comment
through that website. The Commission
will consider all comments that
regulations.gov forwards to it. You may
also visit the FTC website at https://
www.ftc.gov to read the Notice and the
news release describing it.
A comment filed in paper form
should include the ‘‘Prenotification
Negative Option Rule Review, Matter
No. P064202’’ reference both in the text
and on the envelope, and should be
mailed or delivered to the following
address: Federal Trade Commission/
Office of the Secretary, Room H-135
(Annex Q), 600 Pennsylvania Avenue,
N.W., Washington, D.C. 20580. The FTC
is requesting that any comment filed in
paper form be sent by courier or
overnight service, if possible, because
U.S. postal mail in the Washington area
and at the Commission is subject to
delay due to heightened security
precautions.
The Federal Trade Commission Act
(‘‘FTC Act’’) and other laws the
Commission administers permit the
collection of public comments to
consider and use in this proceeding as
appropriate. The Commission will
consider all timely and responsive
public comments that it receives,
whether filed in paper or electronic
form. Comments received will be
available to the public on the FTC
website, to the extent practicable, at
(https://www.ftc.gov/os/
publiccomments.shtm). As a matter of
discretion, the Commission makes every
effort to remove home contact
1 The comment must also be accompanied by an
explicit request for confidential treatment,
including the factual and legal basis for the request,
and must identify the specific portions of the
comment to be withheld from the public record.
The request will be granted or denied by the
Commission’s General Counsel, consistent with
applicable law and the public interest. See
Commission Rule 4.9(c), 16 CFR 4.9(c).
PO 00000
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information for individuals from the
public comments it receives before
placing those comments on the FTC
website. More information, including
routine uses permitted by the Privacy
Act, may be found in the FTC’s privacy
policy, at (https://www.ftc.gov/ftc/
privacy.shtm).
FOR FURTHER INFORMATION CONTACT:
Robin Rosen Spector, (202) 326-3740 or
Matthew Wilshire, (202) 326-2976,
Attorneys, Division of Enforcement,
Bureau of Consumer Protection, Federal
Trade Commission, 600 Pennsylvania
Avenue, N.W., Washington, D.C. 20580.
SUPPLEMENTARY INFORMATION:
I. Background
A ‘‘negative option’’ is any type of
sales term or condition that allows a
seller to interpret the customer’s silence
or failure to take an affirmative step as
acceptance of an offer. One common
‘‘negative option’’ is the prenotification
negative option plan. In such a plan,
consumers receive periodic
announcements of upcoming
merchandise and have a set period to
contact the company and decline the
item. If they remain silent, the company
sends them the merchandise.
The Rule Concerning the Use of
Prenotification Negative Option Plans
(‘‘Negative Option Rule’’ or ‘‘Rule’’)
regulates prenotification negative option
plans for the sale of goods. The
Commission first promulgated the Rule
(then titled the ‘‘Negative Option Rule’’)
in 1973 under the FTC Act, 15 U.S.C. 41
et seq., after finding that prenotification
negative option marketers had
committed unfair and deceptive
marketing practices violative of Section
5 of the Act. 15 U.S.C. 45.2 In 1986, the
Commission reviewed the Rule
pursuant to Section 610 of the
Regulatory Flexibility Act, 5 U.S.C. 610,
to determine the impact of the Rule on
small entities. The Commission
concluded that the Rule had not had a
significant impact on a substantial
number of small entities and should not
be changed.3 In 1997, the Commission
reviewed the Rule again and solicited
comments on whether there was a
continuing need for the Rule and
whether it should be changed to
increase its benefits or reduce its costs
or other burdens.4 Based on the
response, in August 1998, the
Commission concluded that the Rule
‘‘continue[d] to be of value to
consumers and firms, and [was]
functioning well in the marketplace at
The Rule became effective on June 4, 1974.
51 FR 42087 (Nov. 21, 1986).
4 62 FR 15135 (Mar. 31, 1997).
2
3
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Agencies
[Federal Register Volume 74, Number 92 (Thursday, May 14, 2009)]
[Proposed Rules]
[Pages 22717-22720]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-11291]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 93
[Docket No. FAA-2006-25709; Notice No. 09-04]
RIN 2120-AJ49
Congestion Management Rule for LaGuardia Airport
AGENCY: Federal Aviation Administration (FAA).
ACTION: Notice of proposed rescission.
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SUMMARY: The FAA proposes to rescind the final rule Congestion
Management Rule for LaGuardia Airport. The final rule established
procedures to address congestion in the New York City area by assigning
slots at LaGuardia Airport (LaGuardia), assigning to existing operators
the majority of slots at the airports, and creating a market by
annually auctioning off a limited number of slots in each of the first
five years of the rule. The final rule also contained provisions for
minimum usage, capping unscheduled operations, and withdrawal for
operational need. The rule was scheduled to sunset in ten years.
DATES: Send your comments on or before June 15, 2009.
ADDRESSES: You may send comments identified by Docket Number FAA-2006-
25709 using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation, 1200 New Jersey Avenue, SE., Room W12-
140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Bring comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
For more information on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of this document.
Privacy: We will post all comments we receive, without change, to
https://www.regulations.gov, including any personal information you
provide. Using the search function of our docket web site, anyone can
find and read the electronic form of all comments received into any of
our dockets, including the name of the individual sending the comment
(or signing the comment for an association, business, labor union,
etc.). You may review the Department of Transportation's complete
Privacy Act Statement in the Federal Register published on April 11,
2000 (65 FR 19477-78) or you may visit https://DocketsInfo.dot.gov.
Docket: To read background documents or comments received, go to
https://www.regulations.gov at any time and follow the online
instructions for accessing the docket. Or, go to the Docket Operations
in Room W12-140 of the West Building Ground Floor at 1200 New Jersey
Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For questions concerning this
rulemaking, contact: Molly W. Smith, Office of Aviation Policy and
Plans, APO-200, Federal Aviation Administration, 800 Independence
Avenue, SW., Washington, DC 20591; telephone (202) 267-3275; e-mail
molly.w.smith@faa.gov. For legal questions concerning this rulemaking,
contact: Rebecca MacPherson, FAA Office of the Chief Counsel, 800
Independence Ave., SW., Washington, DC 20591; telephone (202) 267-3073;
e-mail rebecca.macpherson@faa.gov.
SUPPLEMENTARY INFORMATION: Later in this preamble under the Additional
Information section, we discuss how you can comment on this proposal
and how we will handle your comments. Included in this discussion is
related information about the docket, privacy, and the handling of
proprietary or confidential business information. We also discuss how
you can get a copy of this proposal and related rulemaking documents.
Authority for This Rulemaking
The FAA has broad authority under 49 U.S.C. 40103 to regulate the
use of the navigable airspace of the United States. This section
authorizes the FAA to develop plans and policy for the use of navigable
airspace and to assign the use that the FAA deems necessary for its
safe and efficient utilization. It further directs the FAA to prescribe
air traffic rules and regulations governing the efficient utilization
of the navigable airspace.
I. Background
The final rule Congestion Management Rule for LaGuardia Airport was
published in the Federal Register on October 10, 2008 (73 FR 60574).
The final rule established procedures to address congestion in the New
York City area by assigning slots at LaGuardia Airport (LaGuardia),
assigning to existing operators the majority of slots at the airports,
and creating a market by annually auctioning off a limited number of
slots in each of the first five years of the rule. The final rule also
contained provisions for minimum usage, capping unscheduled operations,
and withdrawal for operational need. The rule was scheduled to sunset
in ten years and was to become effective December 9, 2008.
The rulemaking was highly controversial. On August 29, 2006, the
FAA had published a notice of proposed rulemaking (NPRM) proposing
continuation of the cap on hourly operations at the airport as well as
a new method of allocating capacity (71 FR 51360). The industry
response to the new allocation method proposed in the NPRM was
universally negative, although very few commenters argued that a cap on
operations at the airport was unnecessary. The FAA received comments
from 61 different commenters, with some commenters making multiple
submissions. The FAA then published a supplemental notice of proposed
rulemaking (SNPRM) on April 17, 2008 (73 FR 20846). Twenty-six
interested parties filed comments to the docket addressing the SNPRM.
The majority of comments were consistent in
[[Page 22718]]
rejecting the proposal. Many commenters said that the FAA had failed to
demonstrate how the proposal would achieve any significant relief from
congestion. Rather, according to the commenters, the SNPRM would impose
an untested and unproven auction process on airlines that would not
address the fundamental airspace congestion issues in the New York
metro area. While other commenters did not completely object to an
auction mechanism, they did note that the timing was not right or that
the auction procedures needed to be fully developed prior to finalizing
any rule.
The final rule was challenged by several parties before it could
take effect. Petitioners included the Port Authority of New York and
New Jersey, the Air Transport Association of America, Inc. (ATA), the
International Air Transport Association (IATA), Continental, and US
Airways. The petitioners sought a stay of the final rule pending
judicial review, arguing that they would likely succeed on the merits
of the underlying litigation, they would suffer irreparable harm, a
stay would not harm other parties, and a stay was in the public
interest. On December 8, 2008, the United States Court of Appeals for
the District of Columbia Circuit determined that the petitioners had
satisfied the standards for a stay and issued an order staying the
rule. Accordingly, the rule has never been implemented. On January 22,
2009, the ATA requested that the Secretary of Transportation, Ray
LaHood, withdraw the final rule in light of the court's stay.
At present, operations at LaGuardia remain capped by order at 75
scheduled operations and three unscheduled operations per hour until
October 2009.\1\ The FAA is in the process of considering its options
with regard to managing congestion at the airport, while providing a
means for carriers to either commence or expand operations at the
airport, thereby introducing more competition and service options to
benefit the traveling public.
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\1\ Operating Limitations at New York LaGuardia Airport
(LaGuardia Order), December 27, 2006 (71 FR 77854), as amended
November 8, 2007 (72 FR 63224), August 19, 2008 (73 FR 48248),
January 8, 2009 (74 FR 845), and January 15, 2009 (74 FR 2646).
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On March 11, 2009, the President signed Public Law 111-8, Omnibus
Appropriations Act, 2009. That legislation provides several departments
within the executive branch, including the Department of
Transportation, with the funds to operate until the end of this fiscal
year. That legislation also contains a provision in Division I, section
115 that states in pertinent part:
No funds provided in this Act may be used by the Secretary of
Transportation to promulgate regulations or take any action
regarding the scheduling of airline operations at any commercial
airport in the United States if such regulation or action involves:
(1) The auctioning by the Secretary or the FAA Administrator of
rights or permission to conduct airline operations at such an
airport, * * *
(3) either:
(A) withdrawal by the Secretary or Administrator of a right or
permission to conduct operations at such an airport (except when the
withdrawal is for operational reasons or pursuant to the terms or
conditions of such operating right or permission), * * *
At the same time, the nation's economy has continued to suffer
under the current recession, which is both deeper and longer than was
first assumed. President Obama recently signed the American Recovery
and Reinvestment Act of 2009 \2\ (ARRA), which provides an
extraordinary amount of emergency funds to address the unprecedented
global recession and to promote economic recovery.
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\2\ Public Law 111-5, 123 Stat. 115 (Feb. 17, 2009).
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The Omnibus Appropriations Act prevents the FAA from implementing
the slot auction rule or conducting slot auctions. However, we
recognize that the restriction in section 115 of the Act applies only
until the end of this fiscal year, or September 30, 2009. The
restriction in section 115 means the rule adopted last year can no
longer operate in the way that the agency had planned. The halt in
funding for this fiscal year makes it impossible for the rule to have
the 10-year life originally contemplated, even without considering the
challenging and widespread change in current economic conditions that
led to the adoption of ARRA.
Because of the complexity of the issues, the uncertainty caused by
the Omnibus Appropriations Act, and the possible impact of the
significantly changed economic circumstances on the slot auction
program, the FAA believes it would be better to rescind the rule rather
than propose to extend it. Rescission would also eliminate the
potential for wasting resources of all parties in the pending
litigation. We specifically request comments and data from affected
interests on whether and how the changed circumstances bear on this
proposed rescission.
The current order for LaGuardia presently addresses congestion and
delay associated with scheduled operations. However, the order does not
address all issues associated with market access at a capped airport.
Accordingly, the FAA believes it may need further work to address these
concerns and limit operations at LaGuardia.
The FAA seeks comment on this proposal. DOT's Regulatory Policies
and Procedures contemplate at least a 60-day comment period for a
significant rulemaking, unless otherwise justified. The final rule was
subject to notice and comment less than 12 months ago, and those
comments were fully considered by the agency in issuing that rule.
Since comments should be limited to any change in circumstances,
including the statutory restriction discussed above, the FAA believes
that a 30-day comments period is sufficient in this instance.
II. Regulatory Notices and Analyses
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 requires agencies to analyze the
economic impact of regulatory changes on small entities. Third, the
Trade Agreements Act (19 U.S.C. 4 2531-2533) prohibits agencies from
setting standards that create unnecessary obstacles to the foreign
commerce of the United States. In developing U.S. standards, this Trade
Act requires agencies to consider international standards and, where
appropriate, to be the basis of U.S. standards. Fourth, the Unfunded
Mandate Reform Act of 1995 (Pub. L. 104-4) requires agencies to prepare
a written assessment of the costs, benefits, and other effects of
proposed or final rules that include a Federal mandate likely to result
in the expenditure by State, local, or tribal governments, in the
aggregate, or by the private sector, of $100 million or more annually
(adjusted for inflation). The FAA currently uses an inflation-adjusted
value of $136.1 million in lieu of $100 million.
The FAA conducted all of these analyses when it originally issued
the final rule. This proposed rescission is not economically
significant under Executive Order 12866.
The paperwork burden anticipated under the rule would not be
imposed on any parties. The FAA has already determined that the rule
will not have a significant economic impact on a substantial number of
small entities under the Regulatory Flexibility Act. Rescission of the
rule would likewise impose no such burden. As the rescission of the
rule would not impose any standard on any party, the FAA has
[[Page 22719]]
assessed the potential effect of this proposal and determined that it
would impose no costs on international entities and thus have a no
trade impact. Nor would the rescission impose a Federal mandate that
may result in an expenditure of $100 million or more (adjusted annually
for inflation) in any one year by State, local, and tribal governments,
in the aggregate, or by the private sector, and the requirements of
Title II of the Unfunded Mandate Reform Act of 1995 do not apply.
The proposed rescission of the final rule is not economically
``significant'' under Executive Order 12866, however it is
``significant'' under DOT's Regulatory Policies and Procedures.
Accordingly, it has been reviewed by DOT and OMB.
Executive Order 13132, Federalism
The FAA has analyzed this proposed rescission under the principles
and criteria of Executive Order 13132, Federalism. We have determined
that this action would not have a substantial direct effect on the
States, on the relationship between the national Government and the
States, or on the distribution of power and responsibilities among the
various levels of government, and, therefore, would not have federalism
implications.
Environmental Analysis
FAA Order 1050.1E, ``Environmental Impacts: Policies and
Procedures'' identifies FAA actions that are normally categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act (NEPA) in the absence of extraordinary circumstances. The FAA
previously determined that the final rule qualified for the categorical
exclusions identified in paragraph 312d ``Issuance of regulatory
documents (e.g., Notices of Proposed Rulemaking and issuance of Final
Rules) covering administration or procedural requirements (does not
include Air Traffic procedures; specific Air traffic procedures that
are categorically excluded are identified under paragraph 311 of this
Order)'' and paragraph 312f, ``Regulations, standards, and exemptions
(excluding those which if implemented may cause a significant impact on
the human environment.'' It has further been determined that no
extraordinary circumstances exist that may cause a significant impact
and therefore no further environmental review is required. The FAA
documented this categorical exclusion determination. A copy of the
determination and underlying documents has been included in the Docket
for the rule. The FAA has determined that the rescission of the final
rule would also qualify for a categorical exclusion since it would have
no impact on the environment.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this notice under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The agency has determined that it
is not a ``significant energy action'' under executive order 12866 and
it is not likely to have a significant adverse effect on the supply,
distribution, or use of energy.
Additional Information
Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. The agency
also invites comments relating to the economic, environmental, energy
or federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. To ensure the docket does not contain
duplicate comments, please send only one copy of written comments, or
if you are filing comments electronically, please submit your comments
only one time.
The FAA will file in the docket all comments we receive, as well as
a report summarizing each substantive public contact with FAA personnel
concerning this proposed rulemaking. Before acting on this proposal,
the agency will consider all comments received on or before the closing
date for comments. The FAA will consider comments filed after the
comment period has closed if it is possible to do so without incurring
expense or delay.
Proprietary or Confidential Business Information
Do not file in the docket information that you consider to be
proprietary or confidential business information. Send or deliver this
information directly to the person identified in the FOR FURTHER
INFORMATION CONTACT section of this document. You must mark the
information that you consider proprietary or confidential. If you send
the information on a disk or CD-ROM, mark the outside of the disk or
CD-ROM and also identify electronically within the disk or CD-ROM the
specific information that is proprietary or confidential.
Under 14 CFR 11.35(b), when the FAA is aware of proprietary
information filed with a comment, it does not place it in the docket.
The agency holds it in a separate file to which the public does not
have access, and places a note in the docket that it has received it.
If the FAA receives a request to examine or copy this information, it
is treated as any other request under the Freedom of Information Act (5
U.S.C. 552) and such requests are processed under the DOT procedures
found in 49 CFR part 7.
Availability of Rulemaking Documents
You can get an electronic copy of rulemaking documents using the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies web page at https://www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing Office's web page at https://www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the docket number, notice number, or amendment number
of this rulemaking.
You may access all documents the FAA considered in developing this
proposed rule, including economic analyses and technical reports, from
the internet through the Federal eRulemaking Portal referenced in
paragraph (1).
List of Subjects in 14 CFR Part 93
Air traffic control, Airports, Navigation (air), Reporting and
recordkeeping requirements.
The Proposed Amendment
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend Chapter I of Title 14, Code of Federal
Regulations, as follows:
PART 93--SPECIAL AIR TRAFFIC RULES
1. The authority citation for part 93 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40103, 40106, 40109, 40113, 44502,
44514, 44701, 44719, 46301.
Subpart C--[Removed and Reserved]
2. Remove and reserve Subpart C.
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Issued in Washington, DC, on May 7, 2009.
Nan Shellabarger,
Director of Aviation Policy and Plans.
[FR Doc. E9-11291 Filed 5-13-09; 8:45 am]
BILLING CODE 4910-13-P