Craft Routinely Operated Dockside, 21814-21816 [E9-10971]
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21814
Federal Register / Vol. 74, No. 89 / Monday, May 11, 2009 / Notices
including taxicabs, hotel, and airport shuttles
will be inspected before being allowed on
campus. Visitors will be asked to show one
form of identification (for example, a
government-issued photo ID, driver’s license,
or passport) and to state the purpose of their
visit.
Information is also available on the
Institute’s/Center’s home page: https://
www.nichd.nih.gov/about/bsd/htm, where an
agenda and any additional information for
the meeting will be posted when available.
(Catalogue of Federal Domestic Assistance
Program Nos. 93.864, Population Research;
93.865, Research for Mothers and Children;
93.929, Center for Medical Rehabilitation
Research; 93.209, Contraception and
Infertility Loan Repayment Program, National
Institutes of Health, HHS)
and Clinicians; 93.272, Alcohol National
Research Service Awards for Research
Training; 93.273, Alcohol Research Programs;
93.891, Alcohol Research Center Grants,
National Institutes of Health, HHS)
Dated: May 4, 2009.
Jennifer Spaeth,
Director, Office of Federal Advisory
Committee Policy.
[FR Doc. E9–10801 Filed 5–8–09; 8:45 am]
[USCG–2004–17674]
Dated: May 4, 2009.
Jennifer Spaeth,
Director, Office of Federal Advisory
Committee Policy.
[FR Doc. E9–10783 Filed 5–8–09; 8:45 am]
BILLING CODE 4140–01–M
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
Craft Routinely Operated Dockside
Coast Guard, DHS.
Notice of policy.
AGENCY:
ACTION:
BILLING CODE 4140–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
National Institutes of Health
National Institute on Alcohol Abuse
and Alcoholism; Notice of Closed
Meeting
Pursuant to section 10(d) of the
Federal Advisory Committee Act, as
amended (5 U.S.C. App.), notice is
hereby given of the following meeting.
The meeting will be closed to the
public in accordance with the
provisions set forth in sections
552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
as amended. The grant applications and
the discussions could disclose
confidential trade secrets or commercial
property such as patentable material,
and personal information concerning
individuals associated with the grant
applications, the disclosure of which
would constitute a clearly unwarranted
invasion of personal privacy.
Name of Committee: National Institute on
Alcohol Abuse and Alcoholism, Special
Emphasis Panel, The Effects of Alcohol on
Glial Cells (RFA–AA–09–003/004).
Date: July 8–9, 2009.
Time: 8:30 a.m. to 5 p.m.
Agenda: To review and evaluate grant
applications.
Place: Legacy Hotel, 1775 Rockville Pike,
Rockville, MD 20852.
Contact Person: Beata Buzas, PhD,
Scientific Review Officer, National Institute
on Alcohol Abuse and Alcoholism, National
Institutes of Health, 5635 Fishers Lane, Rm
2081, Rockville, MD 20852. 301–443–0800.
bbuzas@mail.nih.gov.
(Catalogue of Federal Domestic Assistance
Program Nos. 93.271 Alcohol Research
Career Development Awards for Scientists
VerDate Nov<24>2008
15:05 May 08, 2009
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SUMMARY: The Coast Guard gives notice
that, in accord with a recent Supreme
Court decision, it will no longer inspect
permanently moored craft or issue
Certificates of Inspection to such craft
unless a craft demonstrates that it is a
vessel, capable of being used as a means
of transportation on water. This notice
discusses the implications of the
Supreme Court decision and responds
to comments received in response to a
2004 notice that proposed a policy for
permanently moored vessels.
DATES: The policy announced in this
notice is effective May 11, 2009.
Inspection services will continue, with
State concurrence, until May 11, 2011,
for permanently moored craft that
currently possess a Coast Guard-issued
Certificate of Inspection, and that have
been designed to Coast Guard
regulations, and that may not be
acceptable for regulation immediately
by the State having jurisdiction.
ADDRESSES: Comments and material
received from the public, as well as
documents mentioned in this preamble
as being available in the docket, are part
of docket USCG–2004–17674 and are
available for inspection or copying at
the Docket Management Facility, U.S.
Department of Transportation, West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue, SE.,
Washington, DC 20590–0001, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays. You
may also find this docket on the Internet
at https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For
questions on this policy, contact
Lieutenant Commander David Webb of
the Coast Guard’s Office of Vessel
Activities (CG–543), telephone 202–
PO 00000
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Sfmt 4703
372–1216. For questions on viewing the
docket call Renee V. Wright, Program
Manager, Docket Operations, telephone
202–366–9826.
SUPPLEMENTARY INFORMATION:
Background
This notice is issued under the
authority of 46 U.S.C. 3306, which
conveys authority to the Secretary of
Homeland Security to implement the
vessel inspection provisions of 46
U.S.C. 3301.
On June 21, 2004, the Coast Guard
published a notice of proposed policy in
the Federal Register (69 FR 34385),
regarding the inspection of permanently
moored vessels (PMVs). We proposed a
policy of no longer issuing Certificates
of Inspection (COI) to PMVs and no
longer inspecting PMVs that currently
have a COI, and invited public
comments. In response, we received
letters from 27 commenters, containing
62 comments.
While we were considering those
public comments, the Supreme Court
issued its decision in Stewart v. Dutra
Construction Company, Inc., 543 U.S.
481, 125 S.Ct. 1118 (2005). That case
held that a dredge was a ‘‘vessel’’ under
1 U.S.C. 3. The Court decided that 1
U.S.C. 3 provides the defining criteria
for determining what constitutes a
vessel, wherever the U.S. Code refers to
‘‘vessel’’ as a jurisdictional criterion. In
determining whether a particular craft is
also a vessel, the ‘‘question remains in
all cases whether the watercraft’s use ‘as
a means of transportation on water’ is a
practical possibility or merely a
theoretical one.’’ 543 U.S. at 496.
The Supreme Court’s decision ended
the prior situation, under which various
circuit courts of appeal had applied
different tests to determine whether a
particular craft constituted a vessel,
depending on the statute to be
construed and the facts of the case.
Under the prior situation, we attempted
to apply the different tests so as to
provide maximum flexibility in
achieving the purpose of the particular
statute being administered. After
Stewart, however, it is clear that we
must apply the single test of whether a
craft is used, or is practically capable of
being used, as a means of transportation
on water. Stewart implies that a
‘‘permanently moored vessel’’ is an
oxymoron, since such a craft is neither
used nor practically capable of being
used as transportation on water, and
therefore cannot be considered a vessel.
Only a vessel can be inspected by the
Coast Guard under the authority of 46
U.S.C. 3301. Thus, in order to conform
to Stewart, we have concluded that we
will issue Certificates of Inspection to
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Federal Register / Vol. 74, No. 89 / Monday, May 11, 2009 / Notices
craft that routinely operate dockside and
do not normally get underway only if
they also constitute ‘‘vessels’’ as defined
in 1 U.S.C. 3 and interpreted in Stewart.
Discussion of Comments
In response to our June 2004 notice of
proposed policy, the Coast Guard
received letters from 27 commenters,
containing 62 comments. Ten comments
asked for greater clarity in our proposed
policy, or questioned how uniformly it
could be applied across the country,
four comments pertained to specific
craft that might be affected by the
proposed policy, and two comments
requested public meetings to discuss the
proposed policy. We have concluded
that these comments need no specific
response, in light of the Stewart case
and the consequent revision of our
policy. Also, we received three
comments raising concerns about the
timing of any transition from Coast
Guard to land-based State or local
regulation. As we discuss later in this
notice, we will respond to these
concerns by providing temporary
grandfathering for certain PMCs that
currently possess a Certificate of
Inspection. The remaining 43 comments
are addressed under the following four
subject headings.
Vessels Operating in Moorings and Not
Underway
Fourteen comments expressed
concern that the Coast Guard might
force any vessel choosing to operate in
its moorings instead of getting
underway to surrender its Certificate of
Inspection and become reclassified as a
‘‘permanently moored vessel’’.
In light of Stewart, we will not
reclassify any craft as a ‘‘permanently
moored vessel.’’ Existing policy
documents that refer to permanently
moored vessels are not aligned with
Stewart, and for that reason we hereby
cancel Chapter B.4.I of the Coast Guard
Marine Safety Manual, Vol. II, and G–
MOC Policy Letter 04–01 (May 25,
2004), until they can be conformed to
the Stewart decision.
For the purposes of this document, a
‘‘permanently moored craft’’ (PMC) is a
craft of design and mooring arrangement
such that it does not have a practical
capability of being used as
transportation on the water. We will
continue to inspect craft that are indeed
vessels and are subject to inspection,
even if they do not normally get
underway. However, except for the
temporarily grandfathered PMCs
discussed later in this notice, we will no
longer inspect or issue COIs to PMCs
that are not vessels or that do not
otherwise meet the statutory
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15:05 May 08, 2009
Jkt 217001
requirements for vessels subject to
inspection.
Manning. Nineteen comments
expressed concerns that a craft’s loss of
its COI would result in the loss of
licensed and documented crew
members, and that this would adversely
affect passenger safety, security, and
craft maintenance. We agree that
inspected vessels must be crewed and
operated by qualified personnel and one
of the Coast Guard’s missions is to
ensure that these mariners possess a
minimum level of safety knowledge and
professional competency through a
qualification and renewal process.
As previously discussed, we will
continue to inspect craft that are indeed
vessels and are subject to inspection,
even if they do not normally get
underway, and those vessels will
continue to be subject to all applicable
Coast Guard regulations.
Economic Costs. Five comments
expressed concerns over the economic
impact of requiring a permanently
moored craft to comply with land-based
State or local regulations. The Coast
Guard is sympathetic to these concerns,
but if a craft is a PMC, it is therefore not
a vessel under the Stewart criteria and
we are without authority to deem it
otherwise and inspect it. Nevertheless,
as we discuss later in this notice, we
will provide temporary grandfathering
for certain PMCs that currently possess
a Certificate of Inspection.
Coast Guard Inspection Alternatives.
Five comments suggested that the Coast
Guard seek alternative approaches to the
traditional Coast Guard inspection for
certification, such as the Streamlined
Inspection Program or the use of thirdparty inspection and certification as the
basis for issuance of a Coast Guard
Certificate of Inspection.
This type of approach already exists.
We encourage, but do not require, the
use of these programs by the operators
of craft that qualify as vessels under
Stewart. For PMCs the use of land-based
structure building codes may be
appropriate, but we will not object if the
State or local government having
jurisdiction over a PMC adopts any or
all of the regulatory standards we use to
issue Coast Guard Certificates of
Inspection.
Statement of Policy
The following policy applies to any
craft that routinely operates dockside
and does not usually get underway,
currently existing or built in the future.
The determination of whether any
specific craft is or will be a vessel as
defined in 1 U.S.C. 3 and interpreted by
the Supreme Court in Stewart will be
made by the cognizant Coast Guard
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21815
Officer in Charge, Marine Inspection
(OCMI). The OCMI will advise the
craft’s owner or operator of this
determination, as well as any appeal
rights should the owner or operator
wish to contest the OCMI’s
determination. If you are contemplating
operating a craft, we advise you to
consult with the cognizant OCMI as
soon as possible in order to determine
whether your craft will qualify as a
vessel.
In order to be inspected and
certificated as a vessel by the Coast
Guard, the craft owner or operator must
demonstrate, to the OCMI’s satisfaction,
the practical, rather than theoretical,
capability of the craft to operate as a
means of transportation on water. The
following non-exclusive list of questions
is intended to assist OCMIs and vessel
owners in determining whether or not a
craft possesses that capability. This list
should be considered under the totality
of the circumstances presented in each
instance:
• Is the craft surrounded by a
cofferdam, land or other structure, such
that although floating, it is in a ‘‘moat’’
with no practical access to navigable
water?
• Is the craft affixed to the shore by
steel cables, I-beams or pilings, or
coupled with land based utility
connections for power, water, sewage
and fuel?
• If the craft were operated in
navigation, would it be thereby
endangered because of its construction?
• What is the purpose, function, or
mission of the craft?
• Can the craft get underway in less
than eight (8) hours? If more than eight
hours are required, the OCMI will
determine if the delay was attributable
to factors outside the owner’s or
operator’s control, in which case the
delay may be overlooked.
‘‘Getting underway’’ consists of
operating in the navigation channel, at
the time of inspection for certification or
at least annually, and conducting
propulsion tests, steering tests, and
drills including the launching of rescue
boats, all to the satisfaction of the OCMI.
Non-self propelled craft may get
underway with the assistance of an
appropriate towing vessel. A craft that
cannot demonstrate its ability to get
underway to the satisfaction of the
OCMI will be deemed a land structure
and will no longer be inspected for
certification by the Coast Guard, except
for temporary grandfathering of certain
PMCs.
A craft that has been determined to be
a vessel remains subject to all applicable
requirements including Coast Guard
inspection and certification
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Federal Register / Vol. 74, No. 89 / Monday, May 11, 2009 / Notices
requirements, and must remain in
compliance with its approved plans at
all times, even if it does not normally
get underway but routinely engages in
dockside operations. Authorized
exceptions and equivalencies may be
granted by the Coast Guard; for
example, 46 CFR part 199 allows an
OCMI to conduct a safety assessment on
passenger vessels over 100 tons by using
risk based decision-making principles to
allow departures from traditional
lifesaving equipment requirements.
Sliding scale manning tables have also
been found acceptable.
We recognize that the owners and
operators of some PMCs currently
possess, and expected to be able to
renew indefinitely, a Certificate of
Inspection issued by the Coast Guard.
Now, these PMCs may be subject to
State and local building codes or similar
standards. Complying with the landbased standards may be time-consuming
and costly (as much as $10 million for
a casino craft, according to one
comment). Therefore, with the
concurrence of the State having
jurisdiction over the craft, we will
continue to provide inspection services
for a two-year period, provided that the
PMC:
• Currently possesses a Coast Guardissued Certificate of Inspection;
• Has been designed to Coast Guard
regulations; and
• May not be acceptable for
regulation immediately by the State
having jurisdiction.
This policy will not affect semisubmersible platforms, which are not
listed as ‘‘vessels subject to inspection’’
under 46 U.S.C. 3301, but instead are
inspected under 43 U.S.C. 1333 based
on their work on the Outer Continental
Shelf.
Dated: April 24, 2009.
Brian M. Salerno,
Rear Admiral, U.S. Coast Guard, Assistant
Commandant for Marine Safety, Security, and
Stewardship.
[FR Doc. E9–10971 Filed 5–8–09; 8:45 am]
BILLING CODE 4910–15–P
SUMMARY: HUD announces the program
requirements, submission deadlines,
and waivers and alternative
requirements for funding available
under the Community Development
Block Grant Recovery (CDBG–R)
program authorized by Title XII of the
American Recovery and Reinvestment
Act of 2009 (Pub. L. 111–5, approved
February 17, 2009). The focus of CDBG–
R funding is on infrastructure
improvements that meet the overall
goals of the American Recovery and
Reinvestment Act, which are to
stimulate the economy through
measures that modernize the nation’s
infrastructure, improve energy
efficiency, and expand educational
opportunities and access to health care.
Approximately $1 billion is available for
CDBG–R to states and local
governments. The notice establishing
the program requirements, including
waivers and alternative requirements, is
available on the HUD Web site at:
https://www.hud.gov/recovery/
cdblock.cfm.
FOR FURTHER INFORMATION CONTACT:
Stanley Gimont, Director, Office of
Block Grant Assistance, Office of
Community Planning and Development,
Department of Housing and Urban
Development, 451 7th Street, SW.,
Room 7286, Washington, DC 20410;
telephone 202–708–3587 (this is not a
toll-free number). Persons with hearing
or speech impairments may access this
number through TTY by calling the tollfree Federal Information Relay Service
at 800–877–8339.
Dated: April 14, 2009.
´
Nelson R. Bregon,
General Deputy Assistant Secretary for
Community Planning and Development.
[FR Doc. E9–10968 Filed 5–6–09; 4:15 pm]
BILLING CODE 4210–67–P
DEPARTMENT OF THE INTERIOR
[FWS-R9-IA-2009-N0090; 96300-1671-0000P5]
Receipt of Applications for Permit
[Docket No. FR–5309–N–01]
Notice of Availability: Program
Requirements for Community
Development Block Grant Program
Funding Under the American Recovery
and Reinvestment Act of 2009
AGENCY: Office of the Assistant
Secretary for Community Planning and
Development, HUD.
15:05 May 08, 2009
Notice.
Fish and Wildlife Service
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
VerDate Nov<24>2008
ACTION:
Jkt 217001
AGENCY: Fish and Wildlife Service,
Interior.
ACTION: Notice of receipt of applications
for permit.
SUMMARY: We, the U.S. Fish and
Wildlife Service, invite the public to
comment on the following applications
to conduct certain activities with
endangered species. The Endangered
PO 00000
Frm 00042
Fmt 4703
Sfmt 4703
Species Act requires that we invite
public comment on these permit
applications.
DATES: Written data, comments or
requests must be received by June 10,
2009.
ADDRESSES: Documents and other
information submitted with these
applications are available for review,
subject to the requirements of the
Privacy Act and Freedom of Information
Act, by any party who submits a written
request for a copy of such documents
within 30 days of the date of publication
of this notice to: U.S. Fish and Wildlife
Service, Division of Management
Authority, 4401 North Fairfax Drive,
Room 212, Arlington, Virginia 22203;
fax 703/358-2281.
FOR FURTHER INFORMATION CONTACT:
Division of Management Authority,
telephone 703/358-2104.
SUPPLEMENTARY INFORMATION:
Endangered Species
The public is invited to comment on
the following applications for a permit
to conduct certain activities with
endangered species. This notice is
provided pursuant to Section 10(c) of
the Endangered Species Act of 1973, as
amended (16 U.S.C. 1531 et seq.).
Written data, comments, or requests for
copies of these complete applications
should be submitted to the Director
(address above).
Applicant: Hendrix College, Conway,
AR, PRT-195341
The applicant requests a permit to
import biological samples from kakapo
(Strigops habroptilus) collected in the
wild in New Zealand, incidental to
other research activities, for the purpose
of scientific research. This notification
covers activities to be conducted by the
applicant over a 5–year period.
Applicant: Henry Doorly Zoo, Center
for Conservation and Research, Omaha,
NE, PRT-210155
The applicant requests a permit to
import blood, scute, and post-hatch egg
shell samples from wild and captivebred Philippine crocodiles (Crocodylus
mindorensis) for the purpose of
scientific research. This notification
covers activities to be conducted by the
applicant over a 5–year period.
Applicant: Kootenai Tribe of Idaho,
Bonners Ferry, ID, PRT-011646
The applicant requests re-issuance of
a permit for multiple exports of white
sturgeon(Acipenser transmontanus)
fertilized eggs from a spawning facility
in Bonners Ferry, Idaho, to the Kootenay
Trout Hatchery in Fort Steele, British
Columbia, Canada, an action addressed
in the white sturgeon recovery plan, for
the purpose of enhancement of the
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Agencies
[Federal Register Volume 74, Number 89 (Monday, May 11, 2009)]
[Notices]
[Pages 21814-21816]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-10971]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Coast Guard
[USCG-2004-17674]
Craft Routinely Operated Dockside
AGENCY: Coast Guard, DHS.
ACTION: Notice of policy.
-----------------------------------------------------------------------
SUMMARY: The Coast Guard gives notice that, in accord with a recent
Supreme Court decision, it will no longer inspect permanently moored
craft or issue Certificates of Inspection to such craft unless a craft
demonstrates that it is a vessel, capable of being used as a means of
transportation on water. This notice discusses the implications of the
Supreme Court decision and responds to comments received in response to
a 2004 notice that proposed a policy for permanently moored vessels.
DATES: The policy announced in this notice is effective May 11, 2009.
Inspection services will continue, with State concurrence, until May
11, 2011, for permanently moored craft that currently possess a Coast
Guard-issued Certificate of Inspection, and that have been designed to
Coast Guard regulations, and that may not be acceptable for regulation
immediately by the State having jurisdiction.
ADDRESSES: Comments and material received from the public, as well as
documents mentioned in this preamble as being available in the docket,
are part of docket USCG-2004-17674 and are available for inspection or
copying at the Docket Management Facility, U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590-0001, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. You may also find
this docket on the Internet at https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For questions on this policy, contact
Lieutenant Commander David Webb of the Coast Guard's Office of Vessel
Activities (CG-543), telephone 202-372-1216. For questions on viewing
the docket call Renee V. Wright, Program Manager, Docket Operations,
telephone 202-366-9826.
SUPPLEMENTARY INFORMATION:
Background
This notice is issued under the authority of 46 U.S.C. 3306, which
conveys authority to the Secretary of Homeland Security to implement
the vessel inspection provisions of 46 U.S.C. 3301.
On June 21, 2004, the Coast Guard published a notice of proposed
policy in the Federal Register (69 FR 34385), regarding the inspection
of permanently moored vessels (PMVs). We proposed a policy of no longer
issuing Certificates of Inspection (COI) to PMVs and no longer
inspecting PMVs that currently have a COI, and invited public comments.
In response, we received letters from 27 commenters, containing 62
comments.
While we were considering those public comments, the Supreme Court
issued its decision in Stewart v. Dutra Construction Company, Inc., 543
U.S. 481, 125 S.Ct. 1118 (2005). That case held that a dredge was a
``vessel'' under 1 U.S.C. 3. The Court decided that 1 U.S.C. 3 provides
the defining criteria for determining what constitutes a vessel,
wherever the U.S. Code refers to ``vessel'' as a jurisdictional
criterion. In determining whether a particular craft is also a vessel,
the ``question remains in all cases whether the watercraft's use `as a
means of transportation on water' is a practical possibility or merely
a theoretical one.'' 543 U.S. at 496.
The Supreme Court's decision ended the prior situation, under which
various circuit courts of appeal had applied different tests to
determine whether a particular craft constituted a vessel, depending on
the statute to be construed and the facts of the case. Under the prior
situation, we attempted to apply the different tests so as to provide
maximum flexibility in achieving the purpose of the particular statute
being administered. After Stewart, however, it is clear that we must
apply the single test of whether a craft is used, or is practically
capable of being used, as a means of transportation on water. Stewart
implies that a ``permanently moored vessel'' is an oxymoron, since such
a craft is neither used nor practically capable of being used as
transportation on water, and therefore cannot be considered a vessel.
Only a vessel can be inspected by the Coast Guard under the authority
of 46 U.S.C. 3301. Thus, in order to conform to Stewart, we have
concluded that we will issue Certificates of Inspection to
[[Page 21815]]
craft that routinely operate dockside and do not normally get underway
only if they also constitute ``vessels'' as defined in 1 U.S.C. 3 and
interpreted in Stewart.
Discussion of Comments
In response to our June 2004 notice of proposed policy, the Coast
Guard received letters from 27 commenters, containing 62 comments. Ten
comments asked for greater clarity in our proposed policy, or
questioned how uniformly it could be applied across the country, four
comments pertained to specific craft that might be affected by the
proposed policy, and two comments requested public meetings to discuss
the proposed policy. We have concluded that these comments need no
specific response, in light of the Stewart case and the consequent
revision of our policy. Also, we received three comments raising
concerns about the timing of any transition from Coast Guard to land-
based State or local regulation. As we discuss later in this notice, we
will respond to these concerns by providing temporary grandfathering
for certain PMCs that currently possess a Certificate of Inspection.
The remaining 43 comments are addressed under the following four
subject headings.
Vessels Operating in Moorings and Not Underway
Fourteen comments expressed concern that the Coast Guard might
force any vessel choosing to operate in its moorings instead of getting
underway to surrender its Certificate of Inspection and become
reclassified as a ``permanently moored vessel''.
In light of Stewart, we will not reclassify any craft as a
``permanently moored vessel.'' Existing policy documents that refer to
permanently moored vessels are not aligned with Stewart, and for that
reason we hereby cancel Chapter B.4.I of the Coast Guard Marine Safety
Manual, Vol. II, and G-MOC Policy Letter 04-01 (May 25, 2004), until
they can be conformed to the Stewart decision.
For the purposes of this document, a ``permanently moored craft''
(PMC) is a craft of design and mooring arrangement such that it does
not have a practical capability of being used as transportation on the
water. We will continue to inspect craft that are indeed vessels and
are subject to inspection, even if they do not normally get underway.
However, except for the temporarily grandfathered PMCs discussed later
in this notice, we will no longer inspect or issue COIs to PMCs that
are not vessels or that do not otherwise meet the statutory
requirements for vessels subject to inspection.
Manning. Nineteen comments expressed concerns that a craft's loss
of its COI would result in the loss of licensed and documented crew
members, and that this would adversely affect passenger safety,
security, and craft maintenance. We agree that inspected vessels must
be crewed and operated by qualified personnel and one of the Coast
Guard's missions is to ensure that these mariners possess a minimum
level of safety knowledge and professional competency through a
qualification and renewal process.
As previously discussed, we will continue to inspect craft that are
indeed vessels and are subject to inspection, even if they do not
normally get underway, and those vessels will continue to be subject to
all applicable Coast Guard regulations.
Economic Costs. Five comments expressed concerns over the economic
impact of requiring a permanently moored craft to comply with land-
based State or local regulations. The Coast Guard is sympathetic to
these concerns, but if a craft is a PMC, it is therefore not a vessel
under the Stewart criteria and we are without authority to deem it
otherwise and inspect it. Nevertheless, as we discuss later in this
notice, we will provide temporary grandfathering for certain PMCs that
currently possess a Certificate of Inspection.
Coast Guard Inspection Alternatives. Five comments suggested that
the Coast Guard seek alternative approaches to the traditional Coast
Guard inspection for certification, such as the Streamlined Inspection
Program or the use of third-party inspection and certification as the
basis for issuance of a Coast Guard Certificate of Inspection.
This type of approach already exists. We encourage, but do not
require, the use of these programs by the operators of craft that
qualify as vessels under Stewart. For PMCs the use of land-based
structure building codes may be appropriate, but we will not object if
the State or local government having jurisdiction over a PMC adopts any
or all of the regulatory standards we use to issue Coast Guard
Certificates of Inspection.
Statement of Policy
The following policy applies to any craft that routinely operates
dockside and does not usually get underway, currently existing or built
in the future. The determination of whether any specific craft is or
will be a vessel as defined in 1 U.S.C. 3 and interpreted by the
Supreme Court in Stewart will be made by the cognizant Coast Guard
Officer in Charge, Marine Inspection (OCMI). The OCMI will advise the
craft's owner or operator of this determination, as well as any appeal
rights should the owner or operator wish to contest the OCMI's
determination. If you are contemplating operating a craft, we advise
you to consult with the cognizant OCMI as soon as possible in order to
determine whether your craft will qualify as a vessel.
In order to be inspected and certificated as a vessel by the Coast
Guard, the craft owner or operator must demonstrate, to the OCMI's
satisfaction, the practical, rather than theoretical, capability of the
craft to operate as a means of transportation on water. The following
non-exclusive list of questions is intended to assist OCMIs and vessel
owners in determining whether or not a craft possesses that capability.
This list should be considered under the totality of the circumstances
presented in each instance:
Is the craft surrounded by a cofferdam, land or other
structure, such that although floating, it is in a ``moat'' with no
practical access to navigable water?
Is the craft affixed to the shore by steel cables, I-beams
or pilings, or coupled with land based utility connections for power,
water, sewage and fuel?
If the craft were operated in navigation, would it be
thereby endangered because of its construction?
What is the purpose, function, or mission of the craft?
Can the craft get underway in less than eight (8) hours?
If more than eight hours are required, the OCMI will determine if the
delay was attributable to factors outside the owner's or operator's
control, in which case the delay may be overlooked.
``Getting underway'' consists of operating in the navigation
channel, at the time of inspection for certification or at least
annually, and conducting propulsion tests, steering tests, and drills
including the launching of rescue boats, all to the satisfaction of the
OCMI. Non-self propelled craft may get underway with the assistance of
an appropriate towing vessel. A craft that cannot demonstrate its
ability to get underway to the satisfaction of the OCMI will be deemed
a land structure and will no longer be inspected for certification by
the Coast Guard, except for temporary grandfathering of certain PMCs.
A craft that has been determined to be a vessel remains subject to
all applicable requirements including Coast Guard inspection and
certification
[[Page 21816]]
requirements, and must remain in compliance with its approved plans at
all times, even if it does not normally get underway but routinely
engages in dockside operations. Authorized exceptions and equivalencies
may be granted by the Coast Guard; for example, 46 CFR part 199 allows
an OCMI to conduct a safety assessment on passenger vessels over 100
tons by using risk based decision-making principles to allow departures
from traditional lifesaving equipment requirements. Sliding scale
manning tables have also been found acceptable.
We recognize that the owners and operators of some PMCs currently
possess, and expected to be able to renew indefinitely, a Certificate
of Inspection issued by the Coast Guard. Now, these PMCs may be subject
to State and local building codes or similar standards. Complying with
the land-based standards may be time-consuming and costly (as much as
$10 million for a casino craft, according to one comment). Therefore,
with the concurrence of the State having jurisdiction over the craft,
we will continue to provide inspection services for a two-year period,
provided that the PMC:
Currently possesses a Coast Guard-issued Certificate of
Inspection;
Has been designed to Coast Guard regulations; and
May not be acceptable for regulation immediately by the
State having jurisdiction.
This policy will not affect semi-submersible platforms, which are
not listed as ``vessels subject to inspection'' under 46 U.S.C. 3301,
but instead are inspected under 43 U.S.C. 1333 based on their work on
the Outer Continental Shelf.
Dated: April 24, 2009.
Brian M. Salerno,
Rear Admiral, U.S. Coast Guard, Assistant Commandant for Marine Safety,
Security, and Stewardship.
[FR Doc. E9-10971 Filed 5-8-09; 8:45 am]
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