Department of Transportation Semiannual Regulatory Agenda, 21969-21990 [E9-10277]
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Monday,
May 11, 2009
Part XI
Department of
Transportation
Semiannual Regulatory Agenda
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DEPARTMENT OF TRANSPORTATION (DOT)
Background
Significant/Priority Rulemakings
Explanation of Information on the
Agenda
Request for Comments
Purpose
Appendix A-Instructions for Obtaining
Copies of Regulatory Documents
Appendix B-General Rulemaking Contact
Persons
Appendix C-Public Rulemaking Dockets
Appendix D-Review Plans for Section
610 and Other Requirements Agenda
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chs. I-III
23 CFR Chs. I-III
33 CFR Chs. I and IV
46 CFR Chs. I-III
48 CFR Ch. 12
49 CFR Subtitle A, Chs. I-VI and Chs.
X-XII
SUPPLEMENTARY INFORMATION:
OST Docket 99-5129
Background
Department Regulatory Agenda;
Semiannual Summary
AGENCY:
ACTION:
Office of the Secretary, DOT.
Semiannual regulatory agenda.
SUMMARY: The regulatory agenda is a
semiannual summary of all current and
projected rulemakings, reviews of
existing regulations, and completed
actions of the Department. The agenda
provides the public with information
about the Department of
Transportation’s regulatory activity. It is
expected that this information will
enable the public to be more aware of
and allow it to more effectively
participate in the Department’s
regulatory activity. The public is also
invited to submit comments on any
aspect of this agenda.
Improvement of our regulations is a
prime goal of the Department of
Transportation (Department or DOT).
There should be no more regulations
than necessary, and those that are
issued should be simpler, more
comprehensible, and less burdensome.
Regulations should not be issued
without appropriate involvement of the
public; once issued, they should be
periodically reviewed and revised, as
needed, to assure that they continue to
meet the needs for which they originally
were designed. To view additional
information about the Department of
Transportation’s regulatory activities
online, go to https://regs.dot.gov.
Specific
To help the Department achieve these
goals and in accordance with Executive
Order 12866 ‘‘Regulatory Planning and
Review’’ (58 FR 51735; October 4, 1993)
and the Department’s Regulatory
Policies and Procedures (44 FR 11034;
February 26, 1979), the Department
prepares a semiannual regulatory
agenda. It summarizes all current and
projected rulemaking, reviews of
existing regulations, and completed
actions of the Department. These are
matters on which action has begun or is
projected during the succeeding 12
months or such longer period as may be
anticipated or for which action has been
completed since the last agenda.
You should direct all comments and
inquiries on particular items in the
agenda to the individual listed for the
regulation or the general rulemaking
contact person for the operating
administration in Appendix B.
Individuals who use a
telecommunications device for the deaf
(TDD) may call (202) 755-7687.
The agendas are based on reports
submitted by the offices initiating the
rulemaking and are reviewed by the
Department Regulations Council. The
Department’s last agenda was published
in the Federal Register on November 24,
2008 (73 FR 71402). The next one is
scheduled for publication in the Federal
Register in October 2009.
Table of Contents
The Internet is the basic means for
disseminating the Unified Agenda. The
FOR FURTHER INFORMATION CONTACT:
General
You should direct all comments and
inquiries on the agenda in general to
Neil R. Eisner, Assistant General
Counsel for Regulation and
Enforcement, Department of
Transportation, 1200 New Jersey
Avenue SE., Washington, DC 20590,
(202) 366-4723.
Supplementary Information:
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complete Unified Agenda is available
online at www.reginfo.gov, in a format
that offers users a greatly enhanced
ability to obtain information from the
Agenda database.
Because publication in the Federal
Register is mandated for the regulatory
flexibility agendas required by the
Regulatory Flexibility Act (5 U.S.C.
602), DOT’s printed agenda entries
include only:
1. The Agency’s agenda preamble;
2. Rules that are in the Agency’s
regulatory flexibility agenda, in
accordance with the Regulatory
Flexibility Act, because they are likely
to have a significant economic impact
on a substantial number of small
entities; and
3. Any rules that the Agency has
identified for periodic review under
section 610 of the Regulatory
Flexibility Act.
Printing of these entries is limited to
fields that contain information required
by the Regulatory Flexibility Act’s
Agenda requirements. These elements
are: Sequence Number; Title; Section
610 Review, if applicable; Legal
Authority; Abstract; Timetable;
Regulatory Flexibility Analysis
Required; Agency Contact; and
Regulation Identifier Number (RIN).
Additional information (for detailed list
see section heading ‘‘Explanation of
Information on the Agenda’’) on these
entries is available in the Unified
Agenda published on the Internet.
Significant/Priority Rulemakings
The agenda covers all rules and
regulations of the Department. We have
classified rules as a DOT agency priority
in the agenda if they are, essentially,
very costly, controversial, or of
substantial public interest under our
Regulatory Policies and Procedures. All
DOT agency priority rulemaking
documents are subject to review by the
Secretary of Transportation. If the Office
of Management and Budget (OMB)
decides a rule is subject to its review
under Executive Order 12866, we have
classified it as significant in the agenda.
Explanation of Information on the
Agenda
The format for this agenda is required
by a spring 2009 memorandum from the
Office of Management and Budget.
First, the agenda is divided by
initiating offices. Then, the agenda is
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divided into five categories: (1) Prerule
stage, (2) proposed rule stage, (3) final
rule stage, (4) long-term actions, and (5)
completed actions. For each entry, the
agenda provides the following
information: (1) Its ‘‘significance’’; (2) a
short descriptive title; (3) its legal basis;
(4) the related regulatory citation in the
Code of Federal Regulations; (5) any
legal deadline and, if so, for what action
(e.g., NPRM, final rule); (6) an abstract;
(7) a timetable, including the earliest
expected date for a decision on whether
to take the action; (8) whether the
rulemaking will affect small entities
and/or levels of government and, if so,
which categories; (9) whether a
Regulatory Flexibility Act (RFA)
analysis is required (for rules that would
have a significant economic impact on
a substantial number of small entities);
(10) a listing of any analyses an office
will prepare or has prepared for the
action (With minor exceptions, DOT
requires an economic analysis for all its
rulemakings.); (11) an agency contact
office or official who can provide
further information; (12) a Regulation
Identifier Number (RIN) assigned to
identify an individual rulemaking in the
agenda and facilitate tracing further
action on the issue; (13) whether the
action is subject to the Unfunded
Mandates Reform Act; (14) whether the
action is subject to the Energy Act; and
(15) whether the action is major under
the congressional review provisions of
the Small Business Regulatory
Enforcement Fairness Act. If there is
information that does not fit in the other
categories, it will be included under a
separate heading entitled ‘‘Additional
Information.’’
For nonsignificant regulations issued
routinely and frequently as a part of an
established body of technical
requirements (such as the Federal
Aviation Administration’s Airspace
Rules), to keep those requirements
operationally current, we only include
the general category of the regulations,
the identity of a contact office or
official, and an indication of the
expected number of regulations; we do
not list individual regulations.
In the ‘‘Timetable’’ column, we use
abbreviations to indicate the particular
documents being considered. ANPRM
stands for Advance Notice of Proposed
Rulemaking, SNPRM for Supplemental
Notice of Proposed Rulemaking, and
NPRM for Notice of Proposed
Rulemaking. Listing a future date in this
column does not mean we have made a
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Finally, a dot (•) preceding an entry
indicates that the entry appears in the
agenda for the first time.
ensure ‘‘meaningful and timely input by
State and local officials in the
development of regulatory policies that
have federalism implications.’’ ‘‘Policies
that have federalism implications’’ are
defined in the Executive order to
include regulations that have substantial
direct effects on the States, on the
relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, we
encourage State and local governments
to provide us with information about
how the Department’s rulemakings
impact them.
Request for Comments
Purpose
General
The Department is publishing this
regulatory agenda in the Federal
Register to share with interested
members of the public the Department’s
preliminary expectations regarding its
future regulatory actions. This should
enable the public to be more aware of
the Department’s regulatory activity and
should result in more effective public
participation. This publication in the
Federal Register does not impose any
binding obligation on the Department or
any of the offices within the Department
with regard to any specific item on the
agenda. Regulatory action, in addition to
the items listed, is not precluded.
decision to issue a document; it is the
earliest date on which we expect to
make a decision on whether to issue it.
In addition, these dates are based on
current schedules. Information received
subsequent to the issuance of this
agenda could result in a decision not to
take regulatory action or in changes to
proposed publication dates. For
example, the need for further evaluation
could result in a later publication date;
evidence of a greater need for the
regulation could result in an earlier
publication date.
Our agenda is intended primarily for
the use of the public. Since its
inception, we have made modifications
and refinements that we believe provide
the public with more helpful
information, as well as make the agenda
easier to use. We would like you, the
public, to make suggestions or
comments on how the agenda could be
further improved.
Reviews
We also seek your suggestions on
which of our existing regulations you
believe need to be reviewed to
determine whether they should be
revised or revoked. We particularly
draw your attention to the Department’s
review plan in Appendix D.
Regulatory Flexibility Act
The Department is especially
interested in obtaining information on
requirements that have a ‘‘significant
economic impact on a substantial
number of small entities’’ and, therefore,
must be reviewed under the Regulatory
Flexibility Act. If you have any
suggested regulations, please submit
them to us, along with your explanation
of why they should be reviewed.
In accordance with the Regulatory
Flexibility Act, comments are
specifically invited on regulations that
we have targeted for review under
section 610 of the Act. The phrase
(Section 610 Review) appears at the end
of the title for these reviews. Please see
Appendix D for the Department’s
section 610 review plans.
Dated: March 25, 2009.
Ray LaHood,
Secretary of Transportation.
Appendix A—Instructions for
Obtaining Copies of Regulatory
Documents
To obtain a copy of a specific
regulatory document in the agenda, you
should communicate directly with the
contact person listed with the regulation
at the address below. We note that most
if not all such documents, including the
semiannual agenda, are available
through the Internet at
https://www.regulations.gov. See
Appendix C for more information.
Federal Highway Administration
(FHWA)
(Name of contact person), Federal
Highway Administration, 1200 New
Jersey Avenue SE., Washington, DC
20590.
Federalism
Federal Motor Carrier Safety
Administration (FMCSA)
Executive Order 13132 requires us to
develop an accountable process to
LaKisha Pearson, Federal Motor
Carrier Safety Administration, 1200
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New Jersey Avenue SE., Washington,
DC 20590.
Federal Railroad Administration (FRA)
Michelle Silva, Docket Clerk, Federal
Railroad Administration, 1200 New
Jersey Avenue SE., Room W31-109,
Washington, DC 20590; telephone (202)
493-6030.
National Highway Traffic Safety
Administration (NHTSA)
(Name of contact person), National
Highway Traffic Safety Administration,
1200 New Jersey Avenue SE.,
Washington, DC 20590.
Federal Transit Administration (FTA)
(Name of contact person), Federal
Transit Administration, 1200 New
Jersey Avenue SE., Washington, DC
20590.
Saint Lawrence Seaway Development
Corporation (SLSDC)
(Name of contact person), Saint
Lawrence Seaway Development
Corporation, 1200 New Jersey Avenue
SE., Washington, DC 20590.
Pipeline and Hazardous Materials
Safety Administration (PHMSA)
(Name of contact person), Pipeline
and Hazardous Materials Safety
Administration (PHMSA), 1200 New
Jersey Avenue SE., Washington, DC
20590.
Maritime Administration (MARAD)
Kimberly Lewis, Maritime
Administration, 1200 New Jersey
Avenue SE., Washington, DC 20590,
(202) 366-5158.
The Research and Innovative
Technology Administration (RITA)
(Name of contact person), The
Research and Innovative Technology
Administration (RITA),1200 New Jersey
Avenue SE., Washington, DC 20590.
Federal Aviation Administration (FAA)
To obtain a copy of a specific Federal
Aviation Administration (FAA)
regulatory document in the agenda, you
should communicate directly with the
contact person listed with the regulation
at the address or telephone number
listed; access the FAA’s Regulations and
Policies web page at https://www.faa.
gov/regulationslpolicies/; call (202)
267-9680; or write to us at Federal
Aviation Administration, Office of
Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591.
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Office of the Secretary (OST)
To obtain a copy of a specific
regulatory document or to receive future
copies of the Department’s regulatory
agenda write to: Assistant General
Counsel for Regulation and
Enforcement, C-50, Office of the General
Counsel, Department of Transportation,
1200 New Jersey Avenue SE.,
Washington, DC 20590, (202) 366-4723.
Appendix B—General Rulemaking
Contact Persons
The following is a list of persons who
can be contacted within the Department
for general information concerning the
rulemaking process within the various
operating administrations.
FAA - Rebecca MacPherson, Office of
Chief Counsel, Regulations and
Enforcement Division, 800
Independence Avenue SW., Room
915A, Washington, DC 20591; telephone
(202) 267-3073.
FHWA - Jennifer Outhouse, Office of
Chief Counsel, 1200 New Jersey Avenue
SE., Washington, DC 20590; telephone
(202) 366-0761.
FMCSA - Steven J. LaFreviere,
Regulatory Ombudsman, 1200 New
Jersey Avenue SE., Washington, DC
20590; telephone (202) 366-0596.
NHTSA - Steve Wood, Office of Chief
Counsel, 1200 New Jersey Avenue SE.,
Washington, DC 20590; telephone (202)
366-2992.
FRA - Kathryn Shelton, Office of
Chief Counsel, 1200 New Jersey Avenue
SE., Room W31-214, Washington, DC
20590; telephone (202) 493-6063.
FTA - Linda Lasley, Office of Chief
Counsel, 1200 New Jersey Avenue SE.,
Room E56-202, Washington, DC 20590;
telephone (202) 366-4063.
SLSDC - Carrie Mann Lavigne, Chief
Counsel, 1200 New Jersey Avenue SE.,
Washington, DC 20590; telephone (202)
366-0091.
PHMSA - Patricia Burke, Office of
Chief Counsel, 1200 New Jersey Avenue
SE., Washington, DC 20590; telephone
(202) 366-4400.
MARAD - Christine Gurland, Office of
Chief Counsel, Maritime
Administration, 1200 New Jersey
Avenue SE., Washington, DC 20590;
telephone (202) 366-5157.
RITA - Robert Monniere, Office of
Chief Counsel, 1200 New Jersey Avenue
SE., Washington, DC 20590; telephone
(202) 366-5498.
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OST - Neil Eisner, Office of
Regulation and Enforcement, 1200 New
Jersey Avenue SE., Washington, DC
20590; telephone (202) 366-4723.
Appendix C—Public Rulemaking
Dockets
All comments via the Internet are
submitted through the Federal Docket
Management System (FDMS) at the
following address: https://www.
regulations.gov. The FDMS allows the
public to search, view, download, and
comment on all Federal agency
rulemaking documents in one central
online system. The above referenced
Internet address also allows the public
to sign up to receive notification when
certain documents are placed in the
dockets.
The public also may review regulatory
dockets at, or deliver comments on
proposed rulemakings to, the Dockets
Office at 1200 New Jersey Avenue SE.,
Room W12-140, Washington, DC 20590,
1-800-647-5527. Working Hours: 9-5.
Appendix D—Review Plans for Section
610 and Other Requirements
Part I—The Plan
General
The Department of Transportation has
long recognized the importance of
regularly reviewing its existing
regulations to determine whether they
need to be revised or revoked. Our 1979
Regulatory Policies and Procedures
require such reviews. We also have
responsibilities under Executive Order
12866 ‘‘Regulatory Planning and
Review’’ and section 610 of the
Regulatory Flexibility Act to conduct
such reviews. This includes the use of
plain language techniques in new rules
and considering its use in existing rules
when we have the opportunity and
resources permit its use. We are
committed to continuing our reviews of
existing rules and, if needed, will
initiate rulemaking actions based on
these reviews.
Section 610 Review Plan
Section 610 requires that we conduct
reviews of rules that (1) have been
published within the last 10 years and
(2) have a ‘‘significant economic impact
on a substantial number of small
entities’’ (SEIOSNOSE). It also requires
that we publish in the Federal Register
each year a list of any such rules that
we will review during the next year.
The Office of the Secretary and each of
the Department’s Operating
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Administrations have a 10-year review
plan. These reviews comply with
section 610 of the Regulatory Flexibility
Act.
Other Review Plan(s)
All elements of the Department,
except for the Federal Aviation
Administration (FAA), have also elected
to use this 10-year plan process to
comply with the review requirements of
the Department’s Regulatory Policies
and Procedures and Executive Order
12866.
Changes to the Review Plan
Some reviews may be conducted
earlier than scheduled. For example, to
the extent resources permit, the plain
language reviews will be conducted
more quickly. Other events, such as
accidents, may result in the need to
conduct earlier reviews of some rules.
Other factors may also result in the need
to make changes; for example, we may
make changes in response to public
comment on this plan or in response to
a Presidentially mandated review. If
there is any change to the review plan,
we will note the change in the following
agenda. For any section 610 review, we
will provide the required notice prior to
the review.
Part II—The Review Process
The Analysis
Generally, the agencies have divided
their rules into 10 different groups and
plan to analyze one group each year. For
purposes of these reviews, a year will
coincide with the fall-to-fall schedule
for publication of the agenda. Thus,
Year 1 (2008) begins in the fall of 2008
and ends in the fall of 2009; Year 2
(2009) begins in the fall of 2009 and
ends in the fall of 2010; and so on. We
request public comment on the timing
of the reviews. For example, is there a
reason for scheduling an analysis and
review for a particular rule earlier than
we have? Any comments concerning the
plan or particular analyses should be
submitted to the regulatory contacts
listed in Appendix B, General
Rulemaking Contact Persons.
Section 610 Review
The Agency will analyze each of the
rules in a given year’s group to
determine whether any rule has a
SEIOSNOSE and, thus, requires review
in accordance with section 610 of the
Regulatory Flexibility Act. The level of
analysis will, of course, depend on the
nature of the rule and its applicability.
Publication of agencies’ section 610
analyses listed each fall in this agenda
provides the public with notice and an
opportunity to comment consistent with
the requirements of the Regulatory
Flexibility Act. We request that public
comments be submitted to us early in
the analysis year concerning the small
entity impact of the rules to help us in
making our determinations.
In each fall agenda, the agency will
publish the results of the analyses it has
completed during the previous year. For
rules that had a negative finding on
SEIOSNOSE, we will give a short
explanation (e.g., ‘‘these rules only
establish petition processes that have no
cost impact’’ or ‘‘these rules do not
apply to any small entities’’). For parts,
subparts, or other discrete sections of
rules that do have a SEIOSNOSE, we
will announce that we will be
conducting a formal section 610 review
during the following 12 months. At this
stage, we will add an entry to the
Agenda in the prerulemaking section
describing the review in more detail. We
also will seek public comment on how
best to lessen the impact of these rules
and provide a name or docket to which
public comments can be submitted. In
some cases, the section 610 review may
be part of another unrelated review of
the rule. In such a case, we plan to
clearly indicate which parts of the
review are being conducted under
section 610.
Other Reviews
The Agency will also examine the
specified rules to determine whether
any other reasons exist for revising or
revoking the rule or for rewriting the
rule in plain language. In each fall
agenda, the Agency will also publish
information on the results of the
examinations completed during the
previous year.
The FAA, in addition to reviewing its
rules in accordance with the Section
610 Review Plan, has established a Triannual process to comply with the
review requirements of the
Department’s Regulatory Policies and
Procedures, Executive Order 12866, and
Plain Language Review Plan. The FAA’s
latest review notice was published
November 15, 2007 (72 FR 64170). In
that notice, the FAA requested
comments from the public to identify
those regulations currently in effect that
it should amend, remove, or simplify.
The FAA also requested the public
provide any specific suggestions where
rules could be developed as
performance-based rather than
prescriptive, and any specific plainlanguage that might be used, and
provide suggested language on how
those rules should be written. The FAA
will review the issues addressed by the
commenters against its regulatory
agenda and rulemaking program efforts
and adjust its regulatory priorities
consistent with its statutory
responsibilities. At the end of this
process, the FAA will publish a
summary and general disposition of
comments and indicate, where
appropriate, how it will adjust its
regulatory priorities.
Part III— List of Pending Section 610
Reviews
The Agenda identifies the pending
DOT Section 610 Reviews by inserting
(Section 610 Review) after the title for
the specific entry. For further
information on the pending reviews, see
the agenda entries at www.reginfo.gov.
For example, to obtain a list of all
entries that are Section 610 Reviews
under the Regulatory Flexibility Act, a
user would select the desired responses
on the search screen (by selecting
advanced search) and, in effect, generate
the desired ‘‘index’’ of reviews.
OFFICE OF THE SECRETARY
SECTION 610 AND OTHER REVIEWS
Year
1
2
3
4
Regulations To Be Reviewed
49
48
14
14
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CFR
CFR
CFR
CFR
parts
parts
parts
parts
Analysis Year
91 through 99 and 14 CFR parts 200 through 212 .........................................................
1201 through 1253, and new parts and subparts ...........................................................
213 through 232 ...............................................................................................................
234 through 254 ...............................................................................................................
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Review Year
2008
2009
2010
2011
2009
2010
2011
2012
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OFFICE OF THE SECRETARY (Continued)
SECTION 610 AND OTHER REVIEWS
Year
5
6
7
8
9
10
Regulations To Be Reviewed
14
14
14
14
49
49
CFR
CFR
CFR
CFR
CFR
CFR
Analysis Year
Review Year
2012
2013
2014
2015
2016
2017
2013
2014
2015
2016
2017
2018
Analysis Year
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
parts 255 through 298 and 49 CFR part 40 .............................................................................
parts 300 through 373 ...............................................................................................................
parts 374 through 398 ...............................................................................................................
part 399 and 49 CFR parts 1 through 11 .................................................................................
parts 17 through 28 ...................................................................................................................
parts 29 through 39 and parts 41 through 89 ...........................................................................
Year 1 (fall 2008) List of rules that will be analyzed during the next year
49 CFR part 91 - International Air Transportation Fair Competitive Practices
49 CFR part 92 - Recovering Debts to the United States by Salary Offset
49 CFR part 93 - Aircraft Allocation
49 CFR part 95 - Advisory Committees
49 CFR part 98 - Enforcement of Restrictions on Post-Employment Activities
49 CFR part 99 - Employee Responsibilities and Conduct
14 CFR part 200 - Definitions and Instructions
14 CFR part 201 - Air carrier authority under subtitle VII of title 49 of The United States Code [Amended]
14 CFR part 203 - Waiver of Warsaw Convention liability limits and defenses
14 CFR part 204 - Data to support fitness determinations
14 CFR part 205 - Aircraft accident liability insurance
14 CFR part 206 - Certificates of public convenience and necessity: Special authorizations and exemptions
14 CFR part 207 - Charter trips by U.S. scheduled air carriers
14 CFR part 208 - Charter trips by U.S. charter air carriers
14 CFR part 211 - Applications for permits to foreign air carriers
14 CFR part 212 - Charter rules for U.S. and foreign direct air carriers
FEDERAL AVIATION ADMINISTRATION
SECTION 610 REVIEW PLAN
Year
1
2
3
4
5
6
7
8
9
10
Regulations to be Reviewed
14
14
14
14
14
14
14
14
14
14
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
parts
parts
parts
parts
parts
parts
parts
parts
parts
parts
119 through 129 and parts 150 through 156 ...................................................................
133 through 139 and parts 157 through 169 ...................................................................
141 through 147 and parts 170 through 187 ...................................................................
189 through 198 and parts 1 through 16 .........................................................................
17 through 33 ...................................................................................................................
34 through 39 and parts 400 through 405 .......................................................................
43 through 49 and parts 406 through 415 .......................................................................
60 through 77 ...................................................................................................................
91 through 105 .................................................................................................................
417 through 460 ...............................................................................................................
The FAA has elected to use the two-step, 2-year process used by most DOT modes in past plans. As such, the
FAA has divided its rules into 10 groups as displayed in the table above. During the first year (the ‘‘analysis year’’),
all rules published during the previous 10 years within a 10 percent block of the regulations will be analyzed to
identify those with a SEIOSNOSE. During the second year (the ‘‘review year’’), each rule identified in the analysis
year as having a SEIONOSE will be reviewed in accordance with section 610 (b) to determine if it should be continued
without change or changed to minimize impact on small entities. Results of those reviews will be published in
the DOT semiannual regulatory agenda.
Year 10 (fall 2007) List of rules analyzed and summary of the results
14 CFR part 91 - General Operating and Flight Rules
Section 610: The agency has conducted a 610 Review for this part and found three Amendments with SEIOSNOSE.
Amendment No. 91-203
Amendment No. 91-203, pursuant to two legislative mandates, established requirements for an aircraft to have an
operating transponder (basic transponder or Mode S transponder) with automatic altitude reporting equipment (Mode
C transponder) when operating in the vicinity of certain primary airports for which a terminal radar approach control
service area had been established and in other airspace at and above 10,000 feet mean sea level. The Airport and
Airway Safety and Capacity Expansion Act of 1987 (Pub. L. 100-223, Dec. 30, 1987) required the FAA to issue
regulations requiring the use of a transponder with Mode C capability in terminal airspace above a minimum altitude
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to be determined by the FAA. These revisions were intended to reduce the potential for midair collisions between
aircraft under the control of air traffic control (ATC) and those that chose to operate without ATC assistance.
Original FAA finding: Initially, the
FAA found that this amendment would
not have a SEIOSNOSE. However,
during the NPRM phase of this
rulemaking, the FAA received
numerous comments suggesting that the
proposed rules would significantly
impact small businesses. The FAA
received many comments from private
airports, state aviation organizations,
and private trade associations that
indicated there would be a significant
economic impact to private and public
airports, as well as fixed based operators
at those airports. Comments from
businesses engaged in aerial agriculture
and pest control, as well as aerial
advertising, indicated that the proposed
rules would have significant economic
impact on these businesses also.
Therefore, the FAA reconsidered its
finding and agreed that the comments
indicated that there would be a
SEIOSNOSE.
To mitigate the impact on small
entities, the FAA considered three
alternative approaches to this
rulemaking: (1) Delay implementation
for a longer period; (2) establish
different standards for small entities;
and (3) design the airspace to minimize
the impact. The FAA rejected the
second and third approaches because it
found them to be contrary to the
legislative mandates, inequitable, and
would result in a diminished safety
benefit. The FAA recognized the
economic benefit in delaying the
implementation of this amendment for a
longer period of time to allow for an
increase in the supply of the required
avionics that should lower the cost of
this equipment. However, the FAA
stated that the safety need was so great
that it was necessary to move forward
with the regulations. Therefore, instead
of completely delaying the
implementation date, the FAA
implemented the regulations in two
phases over a period of 18 months.
Finding of this 5 U.S.C. section 610
analysis and review: Although the FAA
attempted to mitigate the economic
impact on small entities by delaying the
implementation period, compliance
with the amendment still imposes a
SEIOSNOSE. Therefore, based on this
periodic analysis of the current impact
of amendment No. 91-203 on small
entities, there continues to be a
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SEIOSNOSE. No changes are needed
because these regulations are mandated
by statute and impose the least burden.
Amendment No. 91-263
Amendment No. 91-263 required that
certain airplanes be equipped with an
FAAapproved terrain awareness and
warning system (TAWS) (also referred
to as an enhanced ground proximity
warning system). It is an operating rule
that affects all U.S.-registered turbinepowered airplanes with six or more
passenger seats (exclusive of pilot and
copilot seating). The rule promotes
safety by increasing the warning times
and situational awareness of flight
crews to decrease the risk of controlled
flight into terrain accidents.
Original FAA finding: The FAA
determined that this amendment would
have a SEIOSNOSE. The FAA noted that
the types of entities potentially affected
by this rule would include
manufacturers of transport category
airplanes, manufacturers of ground
proximity warning equipment,
scheduled air carriers, and
nonscheduled air carriers. The small
entities that operate under part 91 that
were expected to be impacted by this
rule would include corporate, business,
personal, instruction, aerial application,
and local governments. The FAA
estimated that the fleet of aircraft to
which the rule would apply would be
approximately 6,000 turbojets and 6,000
turboprops. The small entities
associated with this size fleet
constituted a substantial number and
the cost impact was considered to be
potentially significant. Therefore, the
FAA took measures to mitigate the
economic impact on small entities.
The FAA made efforts to reduce the
impact on these potentially affected
small entities by requiring a
substantially less expensive and easier
to install TAWS for part 91 operators.
The FAA determined that there are two
classes of TAWS equipment that can
provide the desired level of safety: Class
A, which includes a terrain situational
awareness display, and Class B, which
includes only the basic TAWS safety
features. The FAA allowed part 91
operators to achieve the desired safety
levels by installing the less expensive
Class B TAWS equipment. This
approach significantly reduced the cost
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of compliance to small entities, and still
met the rule’s safety goals.
Finding of this 5 U.S.C. section 610
analysis and review: Although the FAA
attempted to reduce the impact on the
potentially affected small entities by
requiring a substantially less expensive
and easier to install TAWS for part 91
operators, compliance with the
amendment still imposes a SEIOSNOSE.
Therefore, based on this periodic
analysis of the current impact of
amendment No. 91-263 on small
entities, there continues to be a
SEIOSNOSE. The benefits justify their
costs and the regulations impose the
least burden while still meeting the
rule’s safety goals.
Amendment No. 91-276 (Reduced
Vertical Separation Minimum in
Domestic United States Airspace)
Amendment No. 91-276, Reduced
Vertical Separation Minimum in
Domestic United States Airspace,
expanded Reduced Vertical Separation
Minimum (RVSM) operations to aircraft
operating between 29,000 and 41,000
feet in the airspace of the contiguous 48
States of the United States and the
District of Columbia, Alaska, that
portion of the Gulf of Mexico where the
FAA provides air traffic services, the
San Juan Flight Information Region
(FIR), and the airspace between Florida
and the San Juan FIR. The amendment
also required any aircraft that is
equipped with TCAS II and flown in
RVSM airspace to incorporate a version
of TCAS II software that is compatible
with RVSM operations. The goals of this
amendment were to assist aircraft
operators to save fuel and time, to
enhance air traffic control flexibility,
and to enhance airspace capacity.
Original FAA finding: The FAA
initially determined that this
amendment would have a SEIOSNOSE.
The FAA found through analysis that
approximately 380 small operators
would be significantly impacted by this
amendment. These small operators were
expected to experience some
disadvantages relative to large transport
carriers, such as less flexibility for
rotating their fleets through the RVSM
approval process without a disruption
in service, or suffering a significant fuel
penalty by continuing to operate below
29,000 feet if electing to not upgrade or
to delay aircraft upgrade plans.
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Therefore, the FAA considered
alternatives to mitigate the economic
impact on these small entities.
To reduce this economic impact, the
FAA considered several alternative
approaches to this rulemaking,
including not enforcing the rule on
small entities. Under this scenario,
small operators would avoid $285.5
million in upgrade costs and downtime
costs, but safety would be compromised
as a result of some 2,400 non-approved
aircraft operating in the RVSM stratum.
Therefore, the FAA rejected this
alternative. The FAA also considered a
phased implementation of RVSM
alternative to give small entities greater
flexibility. It considered implementation
of RVSM for a smaller band such as
33,000 to 37,000 feet with eventual
expansion to the full RVSM envelope of
29,000 to 41,000 feet. This alternative
was rejected on the basis of simulations
that revealed system safety and airspace
management were negatively impacted
when RVSM was applied in any altitude
band other than 29,000 to 41,000 feet. In
addition, controller workload, the
potential for controller error, and
operational complexity all increased.
The FAA rejected this alternative in
favor of the rule, as well. The FAA
concluded that the final rule
represented the best balance of costs
and benefits for airspace users and air
traffic providers without a reduction in
aviation safety.
Finding of this 5 U.S.C. section 610
analysis and review: Since
promulgation of this rule, circumstances
have remained such that there is a
continued need for the rule as
implemented. Small entities retain the
option of not upgrading their equipment
to take advantage of RVSM operations
and continuing to operate below 29,000
feet if they feel this is more to their
advantage. However, based on this
periodic analysis of the current impact
of amendment No. 91-276, Reduced
Vertical Separation Minimum in
Domestic United States Airspace, on
small entities, there continues to be a
SEIOSNOSE. The FAA concludes that
the final rule represents the best balance
of costs and benefits for airspace users
and air traffic providers without a
reduction in aviation safety.
FEDERAL HIGHWAY ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
Regulations To Be Reviewed
Analysis Year
1
2
3
4
5
6
7
8
9
10
None ........................................................................................................................................................
23 CFR parts 1 through 260 ...................................................................................................................
23 CFR parts 420 through 470 ...............................................................................................................
23 CFR part 500 .....................................................................................................................................
23 CFR parts 620 through 637 ...............................................................................................................
23 CFR parts 645 through 669 ...............................................................................................................
23 CFR parts 710 through 924 ...............................................................................................................
23 CFR parts 940 through 973 ...............................................................................................................
23 CFR parts 1200 through 1252 ...........................................................................................................
New parts and subparts ..........................................................................................................................
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
Federal-Aid Highway Program
The FHWA has adopted regulations in title 23 of the CFR, chapter I, related to the Federal-Aid Highway Program.
These regulations implement and carry out the provisions of Federal law relating to the administration of Federal
aid for highways. The primary law authorizing Federal aid for highways is chapter I of title 23 of the U.S.C. Section
145 of title 23 expressly provides for a federally assisted State program. For this reason, the regulations adopted
by the FHWA in title 23 of the CFR primarily relate to the requirements that States must meet to receive Federal
funds for the construction and other work related to highways. Because the regulations in title 23 primarily relate
to States, which are not defined as small entities under the Regulatory Flexibility Act, the FHWA believes that
its regulations in title 23 do not have a significant economic impact on a substantial number of small entities.
The FHWA solicits public comment on this preliminary conclusion.
FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
1
2
3
4
5
6
7
8
9
10
Regulations To Be Reviewed
49
49
49
49
49
49
49
49
49
49
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CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
parts
parts
parts
parts
parts
parts
parts
parts
parts
parts
Analysis Year
372, subpart A, and 381 ..................................................................................................
386, 389, and 395 ............................................................................................................
325, 388, 350, and 355 ....................................................................................................
380 and 382 to 385 ..........................................................................................................
390 to 393 and 396 to 399 ..............................................................................................
356, 367, 369 to 371, 372, subparts B-C ........................................................................
373, 374, 376, and 379 ....................................................................................................
360, 365, 366, and 368 ....................................................................................................
377, 378, and 387 ............................................................................................................
303, 375, and new parts and subparts ............................................................................
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2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
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Year 1 (fall 2008) List of rules that will be analyzed during the next year
49 CFR part 372, subpart A - Exemptions
49 CFR part 381 - Waivers, exemptions, and pilot programs
Year 10 (fall 2007) List of rules analyzed and a summary of results
49 CFR part 375 - Transportation of Household Goods in Interstate Commerce; Consumer Protection regulations
• Section 610: An ongoing review of the regulations indicates there is a SEIONOSE. This part applies to small household
goods firms that are engaged in interstate operations.
• General: The Agency will assess the need for changes once the review of these regulations is complete. FMCSA’s
plain language review of these regulations indicates no need for substantial revision.
49 CFR part 395 - Hours of Service of Drivers
NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
1
2
3
4
5
6
7
8
9
10
Regulations To Be Reviewed
49
23
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Analysis Year
571.223 through 571.500, and parts 575 and 579 ...................................................................
parts 1200 and 1300 .................................................................................................................
parts 501 through 526 and 571.213 .........................................................................................
571.131, 571.217, 571.220, 571.221, and 571.222 ..................................................................
571.101 through 571.110, and 571.135, 571.138 and 571.139 ...............................................
parts 529 through 578, except parts 571 and 575 ...................................................................
571.111 through 571.129 and parts 580 through 588 ..............................................................
571.201 through 571.212 ..........................................................................................................
571.214 through 571.219, except 571.217 ...............................................................................
parts 591 through 595 and new parts and subparts ................................................................
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
Year 1 (fall 2008) List of rules that will be analyzed during the next year
49 CFR part 571.223 - Standard No. 223; Rear impact guards
49 CFR part 571.224 - Standard No. 224; Rear impact protection
49 CFR part 571.225 - Standard No. 225; Child restraint anchorage systems
49 CFR part 571.301 - Standard No. 301; Fuel system integrity
49 CFR part 571.302 - Standard No. 302; Flammability of interior materials
49 CFR part 571.303 - Standard No. 303; Fuel system integrity of compressed natural gas vehicles
49 CFR part 571.304 - Standard No. 304; Compressed natural gas fuel container integrity
49 CFR part 571.305 - Standard No. 305; Electric-powered vehicles: electrolyte spillage and electrical shock protection
49 CFR part 571.401 - Standard No. 401; Interior trunk release
49 CFR part 571.403 - Standard No. 403; Platform lift systems for motor vehicles
49 CFR part 571.404 - Standard No. 404; Platform lift installations in motor vehicles
49 CFR part 571.500 - Standard No. 500; Low-speed vehicles
49 CFR part 575 - Consumer information
49 CFR part 579 - Reporting of Information And Communications About Potential Defects
Plan for Evaluating the Effectiveness of Vehicle and Behavioral Programs, 2008-2012
In addition to reviewing its rules in accordance with the Section 610 Review Plan, NHTSA issued an Evaluation
Program Plan, 2008-2012, on August 21, 2008. This document describes the Office of Regulatory Analysis and
Evaluation’s ongoing and planned evaluations of existing Federal Motor Vehicle Safety Standards and other vehiclesafety, behavioral-safety and consumer programs. It also summarizes the results of completed program evaluations.
On August 29, 2008, NHTSA also issued a notice in the Federal Register (page 51045) inviting public comment
on the plan. You may review this plan at https://www-nrd.nhtsa.dot.gov/Pubs/810983.PDF. You may review the Federal
Register notice at https://edocket.access.gpo.gov/2008/pdf/E8-20061.pdf or in HTML format at
https://edocket.access.gpo.gov/2008/E8-20061.htm.
FEDERAL RAILROAD ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
1
2
3
4
5
6
7
Regulations To Be Reviewed
49
49
49
49
49
49
49
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CFR
CFR
CFR
CFR
CFR
CFR
Analysis Year
parts 200 and 201 .....................................................................................................................
parts 207, 209, 211, 215, 238, and 256 ...................................................................................
parts 210, 212, 214, 217, and 268 ...........................................................................................
part 219 .....................................................................................................................................
parts 218, 221, 241, and 244 ....................................................................................................
parts 216, 228, and 229 ............................................................................................................
parts 223 and 233 .....................................................................................................................
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2008
2009
2010
2011
2012
2013
2014
2009
2010
2011
2012
2013
2014
2015
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FEDERAL RAILROAD ADMINISTRATION (Continued)
SECTION 610 AND OTHER REVIEWS
Year
Regulations To Be Reviewed
Analysis Year
8
9
10
49 CFR parts 224, 225, 231, and 234 ....................................................................................................
49 CFR parts 222, 227, 235, 236, 250, 260, and 266 ...........................................................................
49 CFR parts 213, 220, 230, 232, 239, 240, and 265 ...........................................................................
Review Year
2015
2016
2017
2016
2017
2018
Year 10 (fall 2007) List of rules analyzed and a summary of results
49 CFR part 213 - Track Safety Standards
• Section 610: There is a SEIOSNOSE. These are minimum safety requirements for railroad track that is part of the
general railroad system of transportation. The FRA will conduct a formal review to identify whether opportunities
may exist to reduce the burden on small railroads without compromising safety standards.
• Plain Language: FRA’s plain language review of this rule indicates no need for substantial revision.
• General: Since the rule prescribes minimum safety requirements for railroad track that is part of the general railroad
system of transportation, it will enhance the safety of rail transportation, protecting both those traveling and working
on the system and those off the system who might be adversely affected by a rail incident.
49 CFR part 220 - Railroad Communications
• Section 610: There is a SEIOSNOSE. These are minimum requirements governing the use of wireless communications
in connection with railroad operations. The FRA will conduct a formal review to identify whether opportunities
may exist to reduce the burden on small railroads without compromising safety standards.
• Plain Language: FRA’s plain language review of this rule indicates no need for substantial revision.
• General: Since the rule prescribes minimum requirements governing the use of wireless communications in connection
with railroad operations, uniform standard communications procedures and requirements throughout the railroad
industry are necessary to ensure the protection and safety of railroad employees and general public, and to minimize
the number of casualties.
49 CFR part 230 - Steam Locomotive Inspection and Maintenance Standards
• Section 610: There is no SEIOSNOSE.
• Plain Language: FRA’s plain language review of this rule indicates no need for substantial revision.
• General: Since the rule prescribes minimum Federal safety standards of inspection and maintenance for all steam
locomotives operated on railroads, these requirements are necessary to ensure the protection and safety of railroad
employees and general public, and to minimize the number of casualties.
49 CFR part 232 - Brake System Safety Standards for Freight and Other Non-Passenger Train and Equipment; Endof-Train Devices
• Section 610: There is a SEIOSNOSE. These are minimum Federal safety standards for freight and other non-passenger
train track systems and equipment as well as for freight and other non-passenger train brake systems. The FRA
will conduct a formal review to identify whether opportunities may exist to reduce the burden on small railroads
without compromising safety standards.
• Plain Language: FRA’s plain language review of this rule indicates no need for substantial revision.
• General: Since the rule prescribes minimum Federal safety standards for freight and other non-passenger train track
systems and equipment as well as for freight and other non-passenger train brake systems, it will enhance the safety
of rail transportation, protecting both those traveling and working on the system and those off the system who might
be adversely affected by a rail incident.
49 CFR part 239 - Passenger Train Emergency Preparedness
• Section 610: There is no SEIOSNOSE.
• Plain Language: FRA’s plain language review of this rule indicates no need for substantial revision.
• General: Since the rule prescribes minimum Federal safety standards for the preparation, adoption and implementation
of emergency preparedness plans by railroads, these requirements are necessary to ensure the protection and safety
of railroad passengers and employees as well as the general public, and to minimize the number of casualties.
49 CFR part 240 - Qualification and Certification of Locomotive Engineers
• Section 610: There is no SEIOSNOSE.
• Plain Language: FRA’s plain language review of this rule indicates no need for substantial revision.
• General: Since the rule prescribes minimum Federal safety standards and guidelines for the eligibility, training, testing,
certification and monitoring of all locomotive engineers, it will ensure and enhance the protection and safety of
railroad employees and general public and minimize the number of casualties.
49 CFR part 265 - Nondiscrimination in Federally Assisted Railroad Programs
• Section 610: There is no SEIOSNOSE.
• Plain Language: FRA’s plain language review of this rule indicates no need for substantial revision.
• General: The purpose of the rule is to ensures that no person in the United States shall on the grounds of race,
color, national origin, or sex be excluded from participation in, or denied the benefits of, or be subjected to
discrimination under, any project, program or activity funded in part through financial assistance under the Railroad
Revitalization and Regulatory Reform Act of 1976, or any provision of law amended by the Act.
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Year 1 (fall 2008) List of rule(s) that will be analyzed during next year
49 CFR part 200 - Informal Rules of Practice for Passenger Safety
49 CFR part 201 - Formal Rules of Practice for Passenger Service
FEDERAL TRANSIT ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
1
2
3
4
5
6
7
8
9
10
Regulations To Be Reviewed
49
49
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Analysis Year
parts 604, 605, and 633 ............................................................................................................
parts 661 and 665 .....................................................................................................................
part 633 .....................................................................................................................................
parts 609 and 611 .....................................................................................................................
parts 613 and 614 .....................................................................................................................
part 622 .....................................................................................................................................
part 630 .....................................................................................................................................
part 639 .....................................................................................................................................
parts 659 and 663 .....................................................................................................................
part 665 .....................................................................................................................................
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
Year 10 (fall 2007) List of rules analyzed and summary of results
49 CFR part 624 - Clean Fuels Program
• Section 610: The Agency has determined that the rule will not have a significant effect on a substantial number
of small entities. This rule imposes no new costs because it merely modifies the application procedures for an existing
grant program.
• Plain Language: The rule was drafted using plain language techniques.
• General: No changes are necessary since the benefits of the rule justify its costs and the regulation imposes the
least burden.
Year 1 (fall 2008) List of rules that will be analyzed during the next year
49 CFR part 604 - Charter Services
49 CFR part 605 - School Bus Operations
49 CFR part 633 - Project Management Oversight
MARITIME ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
1
2
3
4
5
6
7
8
9
10
Regulations To Be Reviewed
46
46
46
46
46
46
46
46
46
46
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Analysis Year
parts 201 through 205 ...............................................................................................................
parts 221 through 232 ...............................................................................................................
parts 249 through 296 ...............................................................................................................
part 298 .....................................................................................................................................
parts 307 through 309 ...............................................................................................................
part 310 .....................................................................................................................................
parts 315 through 340 ...............................................................................................................
parts 345 through 381 ...............................................................................................................
parts 382 through 389 ...............................................................................................................
parts 390 through 393 ...............................................................................................................
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
Year 10 (fall 2007) List of rules analyzed and a summary of the results
46 CFR part 390 - Capital Construction Fund
• Section 610: No SEIOSNOSE. Some small entities may be affected, but the economic impact on small entities will
not be significant.
• Plain Language: Where confusing or wordy language has been identified, we will make revisions.
• General: No overall revision of the rule is needed at this time; however, technical amendments were made to the
rule so that it correctly referenced sections in the United States Code.
46 CFR part 391 - Federal Income Tax Aspects of the Capital Construction Fund
• Section 610: No SEIOSNOSE. Some small entities may be affected, but the economic impact on small entities will
not be significant.
• Plain Language: Where confusing or wordy language has been identified, we will make revisions.
• General: No changes are needed.
Year 1 (fall 2008) List of rules that will be analyzed during the next year
46 CFR part 201 - Rules of Practice and Procedure
46 CFR part 202 - Procedures Relating to Review by Secretary of Transportation of Actions by Maritime Subsidy Board
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46 CFR part 203 - Procedures Relating to Conduct of Certain Hearings Under the Merchant Marine Act, 1936
46 CFR part 204 - Claims Against the Maritime Administration Under the Federal Tort Claim Act
46 CFR part 205 - Audit Appeals; Policy and Procedure
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION (PHMSA)
SECTION 610 AND OTHER REVIEWS
Year
Regulations To Be Reviewed
Analysis Year
1
2
3
4
5
6
7
8
9
10
Review Year
Part 178 ...................................................................................................................................................
Parts 178, 179, 180 ................................................................................................................................
Parts 172 and 175 ..................................................................................................................................
Sections 171.15 and 171.16 ...................................................................................................................
Parts 106, 107, 171, 190, 195 ................................................................................................................
Parts 174, 177, 191, 192 ........................................................................................................................
Parts 176, 199 .........................................................................................................................................
Parts 172, 173, 174, 175, 176, 177, 178 ................................................................................................
Parts 172, 173, 174, 176, 177, 193 ........................................................................................................
Parts 173, 194 .........................................................................................................................................
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
Year 8 (fall 2005) List of rules analyzed and a summary of the results
49 CFR part 110 - Hazardous Materials Public Sector Training and Planning Grants
• Section 610: No SEIOSNOSE. The vast majority of grant applicants are not considered small entities as SBA defines
that term. In the past 10 years, only eight entities meeting the small business definition have applied for and received
HMEP grants. Further, the grant application process is specifically designed to minimize the burden on all grantees,
including those that meet the definition of small entity.
• Plain Language: Where confusing or wordy language has been identified, we will make revisions.
• General: No changes are necessary since the benefits of the rule justify its costs and the regulation imposes the
least burden.
49 CFR part 195 - Transportation of Hazardous Liquids by Pipeline
• Section 610: NO SEIOSNOSE. The vast majority of hazardous liquid operators are not small entities as defined by
the SBA.
• Plain Language: We will make revisions where wordy or confusing language is identified.
• General: No changes are necessary since the benefits of the rule justify its costs and the regulation imposes the
least burden.
Year 1 (fall 2008) List of rules that will be analyzed during the next year
49 CFR part 178 - Specifications for packagings
RESEARCH AND INNOVATIVE TECHNOLOGY ADMINISTRATION (RITA)
SECTION 610 AND OTHER REVIEWS
Year
1
2
3
4
5
6
7
8
9
10
Regulations To Be Reviewed
14
14
14
14
14
14
14
14
14
14
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
part
part
part
part
part
part
part
part
part
part
Analysis Year
241, form 41 .......................................................................................................................
241, schedule T-100, and part 217 ...................................................................................
298, 49 CFR 1420 .............................................................................................................
241, section 19-7 ...............................................................................................................
291 .....................................................................................................................................
234 .....................................................................................................................................
249 .....................................................................................................................................
248 .....................................................................................................................................
250 .....................................................................................................................................
374a, ICAO ........................................................................................................................
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
Year 6 (fall 2003) List of rule(s) analyzed and a summary of results
14 CFR part 234 - Airline Service Quality Performance Reports
• Section 610: No SEIOSNOSE.
• Plain Language: This rule is being reviewed as part of an overall aviation data requirements review and modernization
program, which will also take into account the plain language initiative.
• General: This rule is being reviewed as part of an overall aviation data requirements review and modernization program.
Year 7 (fall 2004) List of rule(s) analyzed and a summary of results
14 CFR part 249 - Preservation of Air Carrier Records
• Section 610: No SEIOSNOSE.
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• Plain Language: This rule is being reviewed as part of an overall aviation data requirements review and modernization
program, which will also take into account the plain language initiative.
• General: This rule is being reviewed as part of an overall aviation data requirements review and modernization program.
Year 8 (fall 2005) List of rule(s) analyzed and a summary of results
14 CFR part 248 - Submission of Audit Reports
• Section 610: No SEIOSNOSE.
• Plain Language: This rule is being reviewed as part of an overall aviation data requirements review and modernization
program, which will also take into account the plain language initiative.
• General: This rule is being reviewed as part of an overall aviation data requirements review and modernization program.
Year 1 (fall 2008) List of rules that will be analyzed during the next year
14 CFR part 241 — Uniform System of Accounts and Reports for Large Certificated Air Carriers, Form 41
SAINT LAWRENCE SEAWAY DEVELOPMENT CORPORATION
SECTION 610 AND OTHER REVIEWS
Year
Regulations to be Reviewed
Analysis Year
1
33 CFR parts 401 through 403 ...............................................................................................................
Review Year
2008
2009
Year 1 (fall 2008) List of Rules that will be analyzed during the next year
33 CFR part 401 - Seaway Regulations and Rules
33 CFR part 402 - Tariff of Tolls
33 CFR part 403 - Rules of Procedure of the Joint Tolls Review Board
Federal Aviation Administration—Proposed Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
244
245
ŒCommuter Operations in Very Light Jets (VLJs) ........................................................................................................
ŒQualification, Service, and Use of Crewmembers and Aircraft Dispatchers ..............................................................
2120–AI84
2120–AJ00
Œ DOT-designated significant regulation
Federal Aviation Administration—Final Rule Stage
Regulation
Identifier
Number
Sequence
Number
Title
246
ŒAutomatic Dependent Surveillance—Broadcast (ADS-B) Equipage Mandate To Support Air Traffic Control Service ................................................................................................................................................................................
ŒProduction and Airworthiness Approvals ....................................................................................................................
247
2120–AI92
2120–AJ44
Œ DOT-designated significant regulation
Federal Aviation Administration—Long-Term Actions
Sequence
Number
Title
Regulation
Identifier
Number
248
ŒFlight Crewmember Duty Limitations and Rest Requirements ...................................................................................
2120–AI93
Œ DOT-designated significant regulation
Federal Aviation Administration—Completed Actions
Sequence
Number
Title
Regulation
Identifier
Number
249
250
ŒWashington, DC, Metropolitan Area Special Flight Rules Area .................................................................................
ŒProduction and Airworthiness Approvals ....................................................................................................................
2120–AI17
2120–AI78
Œ DOT-designated significant regulation
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DOT
Federal Motor Carrier Safety Administration—Proposed Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
251
ŒUnified Registration System ........................................................................................................................................
2126–AA22
Œ DOT-designated significant regulation
Federal Motor Carrier Safety Administration—Final Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
252
253
Interstate Van Operations .............................................................................................................................................
ŒCommercial Driver’s License Testing and Commercial Learner’s Permit Standards ................................................
2126–AA98
2126–AB02
Œ DOT-designated significant regulation
Federal Motor Carrier Safety Administration—Long-Term Actions
Regulation
Identifier
Number
Sequence
Number
Title
254
ŒSafety Monitoring System and Compliance Initiative for Mexico-Domiciled Motor Carriers Operating in the United
States ...........................................................................................................................................................................
ŒNational Registry of Certified Medical Examiners ......................................................................................................
255
2126–AA35
2126–AA97
Œ DOT-designated significant regulation
Federal Motor Carrier Safety Administration—Completed Actions
Regulation
Identifier
Number
Sequence
Number
Title
256
257
ŒNew Entrant Safety Assurance Process .....................................................................................................................
ŒRequirements for Intermodal Equipment Providers and Motor Carriers and Drivers Operating Intermodal Equipment .............................................................................................................................................................................
2126–AA59
2126–AA86
Œ DOT-designated significant regulation
National Highway Traffic Safety Administration—Final Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
258
Early Warning Reporting Information ............................................................................................................................
2127–AK28
Federal Transit Administration—Final Rule Stage
Regulation
Identifier
Number
Sequence
Number
Title
259
Bus Testing: Phase-In of Brake Performance and Emissions Testing, and Program Updates (Section 610 Review) ............................................................................................................................................................................
Buy America; Petition for Rulemaking (Section 610 Review) .....................................................................................
260
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2132–AA95
2132–AA99
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Federal Transit Administration—Long-Term Actions
Sequence
Number
Title
Regulation
Identifier
Number
261
School Bus Operations (Section 610 Review) ............................................................................................................
2132–AB00
Federal Transit Administration—Completed Actions
Sequence
Number
Title
Regulation
Identifier
Number
262
ŒMajor Capital Investment Projects—New/Small Starts ...............................................................................................
2132–AA81
Œ DOT-designated significant regulation
Pipeline and Hazardous Materials Safety Administration—Completed Actions
Sequence
Number
Title
Regulation
Identifier
Number
263
ŒHazardous Materials: Enhancing Rail Transportation Safety and Security for Hazardous Materials Shipments ......
2137–AE02
Œ DOT-designated significant regulation
Maritime Administration—Proposed Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
264
ŒCargo Preference—Compromise, Assessment, Mitigation, Settlement and Collection of Civil Penalties .................
2133–AB75
Œ DOT-designated significant regulation
Department of Transportation (DOT)
Federal Aviation Administration (FAA)
244. ŒCOMMUTER OPERATIONS IN
VERY LIGHT JETS (VLJS)
Legal Authority: 49 USC 106(g); 49
USC 1155; 49 USC 40103; 49 USC
40113; 49 USC 40119; 49 USC 40120;
49 USC 44101; 49 USC 44111; 49 USC
44701; 49 USC 44705; 49 USC 44709
to 44713; 49 USC 44715 to 44717; 49
USC 44722; 49 USC 44901; 49 USC
44903; 49 USC 44912; 49 USC 46105;
49 USC 46306; 49 USC 46316; 49 USC
46504; 49 USC 46506; 49 USC 47122;
49 USC 47508; 49 USC 47528 to 47531;
49 USC 44702; 49 USC 44904; 49 USC
46507
Abstract: This rulemaking would
establish a rule to allow passengercarrying commuter operations to be
conducted under the provisions of part
135 using multiengine turbojets,
certificated under either part 23 or part
25, configured with 9 or fewer
passenger seats. The rulemaking would
allow multiengine turbojet operators to
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Proposed Rule Stage
provide commuter service to the
traveling public, thus accommodating
new techonologies and a new
generation of turbojet airplanes that
otherwise would not be allowed in part
135 commuter service. Since 1995,
turbojets used in scheduled operations
must operate under the provisions of
part 121. This current rulemaking
resulted, in part, from
recommendations from the Aviation
Rulemaking Committee for parts 14
CFR 135/125 and covers pilot crew,
equipment, training, and dispatch
requirements for the safe operation of
this new generation airplane.
Timetable:
Action
Date
NPRM
FR Cite
10/00/09
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Alberta Brown, Air
Transportation Division, Department of
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Transportation, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591
Phone: 202 267–8321
RIN: 2120–AI84
245. ŒQUALIFICATION, SERVICE, AND
USE OF CREWMEMBERS AND
AIRCRAFT DISPATCHERS
Legal Authority: 49 USC 106(g); 49
USC 40113; 49 USC 40119; 49 USC
44101; 49 USC 44701 and 44702; 49
USC 44705; 49 USC 44709 to 44711;
49 USC 44713; 49 USC 44716 and
44717; 49 USC 44722; 49 USC 44901;
49 USC 44903 and 44904; 49 USC
44912; 49 USC 46105
Abstract: This rulemaking would
amend the regulations for crewmember
and dispatcher training programs in
domestic, flag, and supplemental
operations. The rulemaking would
enhance traditional training programs
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DOT—FAA
Proposed Rule Stage
by requiring the use of flight simulation
training devices for flight crewmembers
and including additional training
requirements in areas that are critical
to safety. The rulemaking would also
reorganize and revise the qualification
and training requirements. The changes
are intended to contribute significantly
to reducing aviation accidents.
Timetable:
Action
Date
NPRM
Notice of Public
Meeting
NPRM Comment
Period Extended
NPRM Comment
Period End
Extended NPRM
Comment Period
End
FR Cite
01/12/09 74 FR 1280
03/12/09
04/20/09 74 FR 17910
05/12/09
08/10/09
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Edward Cook, Flight
Standards Service, Department of
Transportation, Federal Aviation
Administration, Suite 400, 100
Hartsfield Centre Parkway, Atlanta, GA
30354
Phone: 404 832–4700
Email: edward.cook@faa.gov
RIN: 2120–AJ00
Department of Transportation (DOT)
Federal Aviation Administration (FAA)
246. ŒAUTOMATIC DEPENDENT
SURVEILLANCE—BROADCAST
(ADS–B) EQUIPAGE MANDATE TO
SUPPORT AIR TRAFFIC CONTROL
SERVICE
Timetable:
Action
Legal Authority: 49 USC 1155; 49 USC
40103; 49 USC 40113; 49 USC 40120;
49 USC 44101; 49 USC 44111; 49 USC
44701; 49 USC 44709; 49 USC 44711
and 44712; 49 USC 44715 to 44717; 49
USC 44722; 49 USC 46306; 49 USC
46315 and 46316; 49 USC 46504; 49
USC 46506; 49 USC 47122; 49 USC
47508; 49 USC 47528 to 47531; 49 USC
106(g); Articles 12 and 29 of
61stat.1180; 49 USC 46507
Abstract: This rulemaking would
require Automatic Dependent
Surveillance-Broadcast (ADS-B) Out
equipment on aircraft to operate in
certain classes of airspace within the
United States National Airspace
System. The rulemaking is necessary to
accommodate the expected increase in
demand for air transportation, as
described in the Next Generation Air
Transportation System Integrated Plan.
The intended effect of this rule is to
provide the Federal Aviation
Administration with a comprehensive
surveillance system that accommodates
the anticipated increase in operations
and would provide a platform for
additional flight applications and
services.
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Date
NPRM
NPRM Comment
Period End
NPRM Comment
Period Extended
Comment Period End
Reopened for
Comments on
ARAC
Recommendation
Comment Period End
Final Action
FR Cite
10/05/07 72 FR 56947
11/19/07 72 FR 64966
01/03/08
03/03/08
10/02/08 73 FR 57270
11/03/08
04/00/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Vincent Capezzuto,
Terminal Program Operations,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue SW,
Washington, DC 20591
Phone: 202 385–8637
Email: vincent.capezzuto@faa.gov
Abstract: This rulemaking would
amend the certification procedures and
identification requirements for
aeronautical products and articles.
These amendments would update and
standardize those requirements for
production approval holders (PAHs),
revise export airworthiness approval
requirements to facilitate global
manufacturing, move all part marking
requirements from part 21 to part 45,
and amend the identification
requirements for products and articles.
The intent of these changes is to
continue to promote safety by ensuring
that aircraft, and products and articles
designed specifically for use in aircraft,
wherever manufactured, meet
appropriate minimum standards for
design and construction. This
rulemaking was split from RIN 2120AI78.
Timetable:
Action
Date
Final Action
FR Cite
08/00/09
RIN: 2120–AI92
Regulatory Flexibility Analysis
Required: Yes
247. ∑ ŒPRODUCTION AND
AIRWORTHINESS APPROVALS
Agency Contact: Barbara Capron,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue, SW,
Washington, DC 20591
Phone: 202 267–3343
Email: barbara.capron@faa.gov
Legal Authority: 42 USC 7572; 49 USC
106(g); 49 USC 40105; 49 USC 40113;
49 USC 44701; 49 USC 44704; 49 USC
44707; 49 USC 44709; 49 USC 44711;
49 USC 44713; 49 USC 44715; 49 USC
45303; 49 USC 44702
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Department of Transportation (DOT)
Federal Aviation Administration (FAA)
248. ŒFLIGHT CREWMEMBER DUTY
LIMITATIONS AND REST
REQUIREMENTS
Legal Authority: 49 USC 106(g); 49
USC 40113; 49 USC 40119; 49 USC
44101; 49 USC 44701 to 44703; 49 USC
44705; 49 USC 44709 to 44713; 49 USC
44712 and 44713; 49 USC 44715 to
44717; 49 USC 44722; 49 USC 44901;
49 USC 44903; 49 USC 44912; 49 USC
44904
Abstract: This rulemaking would
amend the regulations on duty period
limitations, flight time limitations, and
Long-Term Actions
rest requirements for flight
crewmembers engaged in air
transportation. The changes would
respond to the need to ensure that the
rules will continue to provide the
minimum level of safety. This
rulemaking responds to public and
congressional interest in regulating
flight crewmember rest requirements,
NTSB Safety Recommendations,
petitions for rulemaking, and scientific
data. This action is considered
significant because of substantial public
interest. The FAA is considering
proposing additional changes in
response to comments received on the
NPRM.
Timetable: Next Action Undetermined
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Larry Youngblut,
Flight Standards Service, Department of
Transportation, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20951
Phone: 202 267–9360
Email: larry.youngblut@faa.gov
RIN: 2120–AI93
Department of Transportation (DOT)
Federal Aviation Administration (FAA)
of Transportation, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591
Phone: 202 267–8783
Email: ellen.crum@dot.gov
RIN: 2120–AI17
249. ŒWASHINGTON, DC,
METROPOLITAN AREA SPECIAL
FLIGHT RULES AREA
Legal Authority: 49 USC 106(g); 49
USC 40103; 49 USC 40106; 49 USC
40109; 49 USC 40113; 49 USC 44502
Abstract: This rulemaking would
codify restrictions for certain aircraft
operations in the Washington, DC,
Metropolitan Area. This action is
necessary because of the ongoing threat
of terrorist attacks. The FAA intends
by this action to help the Department
of Homeland Security and the
Department of Defense protect national
assets in the National Capital region.
We are developing the rule in
conjunction with the Department of
Defense and Department of Homeland
Security.
Timetable:
Action
Date
NPRM
Correction
NPRM Comment
Period End
NPRM
End of Extended
Comment Period
Final Rule
Correction
Final Rule Effective
FR Cite
08/04/05 70 FR 45250
08/24/05 70 FR 49515
11/02/05
11/07/05 70 FR 67388
02/06/06
12/16/08 73 FR 76195
12/29/08 73 FR 79313
02/17/09
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Ellen Crum, Air
Traffic Systems Operations, Department
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250. ŒPRODUCTION AND
AIRWORTHINESS APPROVALS
Legal Authority: 42 USC 7572; 49 USC
106(g); 49 USC 40105; 49 USC 40113;
49 USC 44701; 49 USC 44704; 49 USC
44707; 49 USC 44709; 49 USC 44711;
49 USC 44713; 49 USC 44715; 49 USC
45303; 49 USC 44702
Abstract: This rulemaking would
change certification procedures and
identification requirements for
aeronautical products and parts. The
changes would address standardizing
requirements for production approval
holders; requiring production approval
holders to issue airworthiness
approvals for aircraft engines,
propellers, and other aviation parts;
requiring manufacturers to mark all
parts and components; and revising
export airworthiness approval
requirements to facilitate global
manufacturing. The intent of these
changes is to promote safety by
ensuring that aircraft, and parts
designed specifically for use in aircraft,
wherever manufactured, meet
applicable standards. This action is also
necessary to update our regulations to
reflect the current global aircraft and
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aircraft parts manufacturing
environment. Some of the information
reported here, under RIN 2120-AI78,
was inadvertently included. It pertains
to RIN 2120-AJ44. The rulemaking
under RIN 2120-AI78 was published on
11/23/2007 and became effective on
1/14/2008. Rulemaking 2120-AI78 is
complete and will not be on the next
report.
Timetable:
Action
Date
NPRM
NPRM Comment
Period Extended
NPRM Comment
Period End
End of Extended
Comment Period
Notice of Availability
and Request for
comments
Comment Period End
Final Rule
Final Rule Effective
FR Cite
10/05/06 71 FR 58914
12/20/06 71 FR 76224
01/03/07
02/05/07
02/14/07 72 FR 6968
04/02/07
11/13/07 72 FR 63797
01/14/08
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Barbara Capron,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue, SW,
Washington, DC 20591
Phone: 202 267–3343
Email: barbara.capron@faa.gov
RIN: 2120–AI78
BILLING CODE 4910—13—S
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Department of Transportation (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
251. ŒUNIFIED REGISTRATION
SYSTEM
Legal Authority: PL 104–88; 109 Stat.
803, 888 (1995); 49 USC 13908; PL
109–159, sec 4304
Abstract: This rulemaking would
replace three current identification and
registration systems: the US DOT
number identification system, the
commercial registration system, and the
financial responsibility system, with an
online Federal unified registration
system. This program would serve as
a clearinghouse and depository of
information on, and identification of,
brokers, freight forwarders, and others
required to register with the
Proposed Rule Stage
Department of Transportation. The
Agency is revising this rulemaking to
address amendments directed by
SAFETEA-LU. The replacement system
for the Single State Registration System,
which the ICC Termination Act
originally directed be merged under
URS, will be addressed separately.
Timetable:
Action
Date
ANPRM
ANPRM Comment
Period End
NPRM
NPRM Comment
Period End
Supplemental NPRM
FR Cite
08/26/96 61 FR 43816
10/25/96
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Valerie Height,
Management Analyst, Department of
Transportation, Federal Motor Carrier
Safety Administration, Office of Policy
Plans and Regulation (MC–PRR), 1200
New Jersey Avenue SE, Washington,
DC 20590
Phone: 202 366–0901
Email: valerie.height@dot.gov
RIN: 2126–AA22
05/19/05 70 FR 28990
08/17/05
03/00/10
Department of Transportation (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
252. INTERSTATE VAN OPERATIONS
Legal Authority: PL 109–59 (2005), sec
4136
Abstract: This rulemaking would make
the requirements concerning driver
qualifications; driving of CMVs; parts
and accessories necessary for safe
operations; hours of service; and
inspection, repair, and maintenance
applicable to the operation of vehicles
designed or used to transport between
9 and 15 passengers (including the
driver) for direct compensation, in
interstate commerce, regardless of the
distance traveled. Currently the safety
regulations apply to such vans when
the vehicle is operated beyond a 75 airmile radius of the driver’s work
reporting location. This action is in
response to SAFETEA-LU.
Timetable:
Action
Final Action
Date
FR Cite
07/00/09
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Thomas Yager, Driver
and Carrier Operations Division,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue SE,
Washington, DC 20590
Phone: 202 366–4325
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Email: tom.yager@dot.gov
RIN: 2126–AA98
253. ŒCOMMERCIAL DRIVER’S
LICENSE TESTING AND
COMMERCIAL LEARNER’S PERMIT
STANDARDS
Legal Authority: PL 109–347, sec 703;
49 USC 31102; PL 105–178, 112 Stat
414 (1998); PL 99–570, title XII, 100
Stat 3207 (1086); PL 102–240, sec
4007(a)(1), Stat. 1914, 2151; PL 109–59
(2005), sec 4122; 49 USC 31136
Abstract: This rulemaking would
establish revisions to the commercial
driver’s license knowledge and skills
testing standards as required by section
4019 of TEA-21, implement fraud
detection and prevention initiatives at
the State driver licensing agencies as
required by the SAFE Port Act of 2006,
and establish new minimum Federal
standards for States to issue
commercial learner’s permits (CLPs),
based in part on the requirements of
section 4122 of SAFETEA-LU. In
addition, to ensuring the applicant has
the appropriate knowledge and skills to
operate a commercial motor vehicle,
this rule would establish the minimum
information that must be on the CLP
document and the electronic driver’s
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record. The rule would also establish
maximum issuance and renewal
periods, establish a minimum age limit,
address issues related to a driver’s State
of Domicile, and incorporate previous
regulatory guidance into the Federal
regulations. This rule would also
address issues raised in the SAFE Port
Act.
Timetable:
Action
Date
NPRM
NPRM Comment
Period Extended
NPRM Comment
Period End
Second NPRM
Comment Period
End
Final Action
FR Cite
04/09/08 73 FR 19282
06/09/08 73 FR 32520
06/09/08
07/09/08
02/00/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Robert Redmond,
Senior Transportation Specialist,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue SE,
Washington, DC 20590
Phone: 202 366–5014
Email: robert.redmond@dot.gov
RIN: 2126–AB02
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Department of Transportation (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
254. ŒSAFETY MONITORING SYSTEM
AND COMPLIANCE INITIATIVE FOR
MEXICO–DOMICILED MOTOR
CARRIERS OPERATING IN THE
UNITED STATES
Legal Authority: PL 107–87, sec 350;
49 USC 113; 49 USC 31136; 49 USC
31144; 49 USC 31502; 49 USC 504; 49
USC 5113; 49 USC 521(b)(5)(A)
Abstract: This rule would implement
a safety monitoring system and
compliance initiative designed to
evaluate the continuing safety fitness of
all Mexico-domiciled carriers within 18
months after receiving a provisional
Certificate of Registration or provisional
authority to operate in the United
States. It also would establish
suspension and revocation procedures
for provisional Certificates of
Registration and operating authority,
and incorporate criteria to be used by
FMCSA in evaluating whether Mexicodomiciled carriers exercise basic safety
management controls. The interim rule
included requirements that were not
proposed in the NPRM but which are
necessary to comply with the FY-2002
DOT Appropriations Act. On January
16, 2003, the Ninth Circuit Court of
Appeals remanded this rule, along with
two other NAFTA-related rules, to the
agency, requiring a full environmental
impact statement and an analysis
required by the Clean Air Act. On June
7, 2004, the Supreme Court reversed
the Ninth Circuit and remanded the
case, holding that FMCSA is not
required to prepare the environmental
documents. FMCSA is waiting for
Interim Final Rule experience after the
border opens before deciding what to
Long-Term Actions
do next on this rulemaking. FMCSA
originally planned to publish a final
rule by November 28, 2003.
Timetable:
Action
Date
NPRM
05/03/01
NPRM Comment
07/02/01
Period End
Interim Final Rule
03/19/02
IFR Comment Period 04/18/02
End
IFR Effective*
05/03/02
Notice of Intent To
08/26/03
Prepare an EIS
EIS Public Scoping
10/08/03
Meetings
Next Action Undetermined
FR Cite
66 FR 22415
67 FR 12758
68 FR 51322
68 FR 58162
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Dominick Spataro,
Chief, CDL Division (MC–ESL),
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue SE,
Washington, DC 20590
Phone: 202 366–2995
Email: dominick.spataro@dot.gov
RIN: 2126–AA35
255. ŒNATIONAL REGISTRY OF
CERTIFIED MEDICAL EXAMINERS
Legal Authority: PL 109–59 (2005), sec
4116
Abstract: This rulemaking would
establish training, testing and
certification standards for medical
examiners responsible for certifying
that interstate commercial motor
vehicle drivers meet established
physical qualifications standards;
provide a database (or National
Registry) of medical examiners that
meet the prescribed standards for use
by motor carriers, drivers, and Federal
and State enforcement personnel in
determining whether a medical
examiner is qualified to conduct
examinations of interstate truck and
bus drivers; and require medical
examiners to transmit electronically to
FMCSA the name of the driver and a
numerical identifier for each driver that
is examined. The rulemaking would
also establish the process by which
medical examiners that fail to meet or
maintain the minimum standards
would be removed from the National
Registry. This action is in response to
section 4116 of Safe, Accountable,
Flexible, Efficient, Transportation
Equity Act: A Legacy for Users.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Final Action
Legal Authority: PL 106–159, sec 210;
113 Stat 1748 (1999); PL 107–87, sec
350; 49 USC 31144
Abstract: This rule will change the
New Entrant Safety Assurance Process
by raising the standard of compliance
for passing the new entrant safety
audit. It also makes clarifying changes
to some of the existing new entrant
regulations. The rule also proposes a
separate application procedure and
safety oversight system for non-North
America-domiciled motor carriers. The
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Agency Contact: Dr. Mary D. Gunnels,
Director, Office of Medical Programs,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue SE,
Washington, DC 20590
Phone: 202 366–4001
Email: maggi.gunnels@dot.gov
RIN: 2126–AA97
Completed Actions
rule will improve the Agency’s ability
to identify at-risk new entrant carriers
and will ensure deficiencies in basic
safety management controls are
corrected before the new entrant is
granted permanent registration. These
changes will not impose additional
operational requirements on any new
entrant carrier. All new entrants will
continue to receive educational
information on how to comply with the
safety regulations and be given an
opportunity to correct any deficiencies
found. FMCSA recognizes many new
entrants are small businesses that are
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01/30/09
Regulatory Flexibility Analysis
Required: Yes
Department of Transportation (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
256. ŒNEW ENTRANT SAFETY
ASSURANCE PROCESS
FR Cite
Sfmt 1254
unaware of these requirements and
continue to need our assistance.
Timetable:
Action
Date
Interim Final Rule
(IFR)
IFR Comment Period
End
IFR Effective
NPRM
NPRM Comment
Period End
Final Rule
Final Rule Effective
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FR Cite
05/13/02 67 FR 31978
07/12/02
01/01/03
12/21/06 71 FR 76730
02/20/07
12/16/08 73 FR 76472
02/17/09
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Federal Register / Vol. 74, No. 89 / Monday, May 11, 2009 / Unified Agenda
DOT—FMCSA
Completed Actions
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Stephanie Haller,
Enforcement and Compliance Division,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue SE,
Washington, DC 20590
Phone: 202 366–0178
Email: stephanie.haller@dot.gov
RIN: 2126–AA59
257. ŒREQUIREMENTS FOR
INTERMODAL EQUIPMENT
PROVIDERS AND MOTOR CARRIERS
AND DRIVERS OPERATING
INTERMODAL EQUIPMENT
Legal Authority: 49 USC 31136; 49
USC 31151; PL 109–59 (2005), sec
4118; 49 USC 31502
Abstract: This rulemaking would
require entities that offer intermodal
container chassis for transportation in
interstate commerce to: file a Motor
Carrier Identification Report (Form
MCS-150); display a USDOT
identification number on each chassis
offered for such transportation;
establish a systematic inspection,
repair, and maintenance program to
ensure the safe operating condition of
each chassis offered for transportation
and maintain documentation of the
program; and provide a means for
effectively responding to driver and
motor carrier complaints about the
condition of intermodal container
chassis. The rulemaking is considered
significant because of substantial
industry and congressional interest and
because it involves other departmental
modes. It is required by SAFETEA-LU.
Timetable:
Action
Action
RIN: 2126–AA86
Date
NPRM
FR Cite
12/21/06 71 FR 76796
Date
NPRM Comment
Period End
Comment Period
Extended
Extended Comment
Period End
Final Rule
Final Rule Effective
Abstract: This rulemaking would
amend certain provisions of the early
warning reporting (EWR) rule
published pursuant to the
Transportation Recall, Enhancement,
Accountability and Documentation
(TREAD) Act. This rulemaking would
modify the threshold for submitting
quarterly EWR reports for some
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Final Action
Legal Authority: 49 USC 5318(a)
Abstract: This rulemaking would
modify the Bus Testing rule to
incorporate tests for brake performance
and emissions. This rulemaking would
also update and clarify the existing
regulation found at 49 CFR 665.
Timetable:
Action
NPRM
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Date
FR Cite
09/30/08 73 FR 56781
08:02 May 08, 2009
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FR Cite
12/05/08 73 FR 74101
02/03/09
12/17/08 73 FR 76794
06/17/09
BILLING CODE 4910—EX—S
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Christina Morgan,
Chief, Early Warning Reporting,
Department of Transportation, National
Highway Traffic Safety Administration,
1200 New Jersey Avenue SE,
Washington, DC 20590
Phone: 202 366–4238
Email: tina.morgan@dot.gov
RIN: 2127–AK28
02/00/10
BILLING CODE 4910—59—S
Final Rule Stage
Action
Date
NPRM Comment
Period End
Final Action
FR Cite
RIN: 2132–AA95
10/00/09
260. BUY AMERICA; PETITION FOR
RULEMAKING (SECTION 610 REVIEW)
Agency Contact: Richard Wong,
Attorney–Advisor, Department of
Transportation, Federal Transit
Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590
Phone: 202 366–6067
Fax: 202 366–3809
Frm 00020
Email: richard.wong@dot.gov
12/01/08
Regulatory Flexibility Analysis
Required: No
PO 00000
05/21/07
Agency Contact: Deborah M. Freund,
Senior Transportation Specialist,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue SE,
Washington, DC 20590
Phone: 202 366–5370
Email: deborah.freund@dot.gov
Department of Transportation (DOT)
Federal Transit Administration (FTA)
259. BUS TESTING: PHASE–IN OF
BRAKE PERFORMANCE AND
EMISSIONS TESTING, AND PROGRAM
UPDATES (SECTION 610 REVIEW)
04/13/07 72 FR 18615
Final Rule Stage
manufacturers and add new
requirements to maintain the
consistency of the EWR data from
quarter to quarter. This rulemaking has
been downgraded and will not appear
on next month’s report.
Legal Authority: 49 USC 30166
03/21/07
Regulatory Flexibility Analysis
Required: Yes
Department of Transportation (DOT)
National Highway Traffic Safety Administration (NHTSA)
258. EARLY WARNING REPORTING
INFORMATION
FR Cite
Fmt 1254
Sfmt 1254
Legal Authority: 49 USC 5323(j)
Abstract: This rulemaking would
address the treatment of bi-metallic
aluminum rail under FTA’s Buy
America rule. Presently, both running
rail (carrying the weight of the train)
and power rail (carrying the electric
power supply) are treated alike under
the Buy America regulation, i.e., all rail
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Federal Register / Vol. 74, No. 89 / Monday, May 11, 2009 / Unified Agenda
DOT—FTA
Final Rule Stage
products must be produced in the
United States, including all
manufacturing processes, except
metallurgical processes involving
refinement of steel additives. During its
recent Buy America rulemaking, FTA
received several requests to classify bimetallic aluminum rail as ‘‘traction
power equipment.’’ Such a move would
subject bi-metallic aluminum rail to a
60/40% domestic/non-domestic content
requirement, provided that final
assembly takes place in the United
States.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Final Action
FR Cite
11/24/08 73 FR 70950
01/23/09
06/00/09
Regulatory Flexibility Analysis
Required: No
Agency Contact: Richard Wong,
Attorney–Advisor, Department of
Transportation, Federal Transit
Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590
Phone: 202 366–6067
Fax: 202 366–3809
Email: richard.wong@dot.gov
RIN: 2132–AA99
Department of Transportation (DOT)
Federal Transit Administration (FTA)
261. SCHOOL BUS OPERATIONS
(SECTION 610 REVIEW)
Legal Authority: 49 USC 5323(f)
Abstract: This rulemaking would
amend the regulations that govern the
provision of services to school students
and personnel by recipients of Federal
funds from the Federal Transit
Administration for consistency with the
statutory provisions enacted by
Long-Term Actions
SAFETEA-LU regarding penalties for
violations of the regulations. This
rulemaking would also clarify the
existing requirements for differentiating
permissible services from prohibited
services to school students and
personnel.
Timetable: Next Action Undetermined
Regulatory Flexibility Analysis
Required: No
Agency Contact: Michael Culotten,
Attorney–Advisor, Department of
Transportation, Federal Transit
Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590
Phone: 202 493–0509
Fax: 202 366–3809
RIN: 2132–AB00
Department of Transportation (DOT)
Federal Transit Administration (FTA)
262. ŒMAJOR CAPITAL INVESTMENT
PROJECTS—NEW/SMALL STARTS
Legal Authority: PL 109–59, sec 3011
Abstract: This rulemaking would
establish a simplified evaulation
process for projects seeking less than
$75 million in New Starts funds. The
rule will set out FTA’s evaluation and
rating process for proposed projects
based on the results of project
justification and local financial
commitment. This action is mandated
by SAFETEA-LU. The 2008
Appropriations Act prohibited a Final
Completed Actions
Rule. A Continuing Resolution (Pub. L.
110-329, Division A) continues in effect
the prohibition of the 2008
Appropriations Act on the issuance of
a Final Rule.
Timetable:
Action
Date
ANPRM
ANPRM Comment
Period End
NPRM
NPRM Comment
Period End
Withdrawn
FR Cite
01/30/06 71 FR 4864
03/10/06
08/03/07 72 FR 43328
11/01/07
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Christopher VanWyk,
Attorney–Advisor, Department of
Transportation, Federal Transit
Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590
Phone: 202 366–1733
Email: christopher.vanwyk@fta.dot.gov
RIN: 2132–AA81
BILLING CODE 4910—57—S
02/17/09 74 FR 7388
Department of Transportation (DOT)
Pipeline and Hazardous Materials Safety Administration (PHMSA)
263. ŒHAZARDOUS MATERIALS:
ENHANCING RAIL TRANSPORTATION
SAFETY AND SECURITY FOR
HAZARDOUS MATERIALS
SHIPMENTS
Legal Authority: 49 USC 5101 to 5127
Abstract: In consultation with the
Federal Railroad Administration (FRA),
PHMSA would revise the current
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08:02 May 08, 2009
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requirements on the safe and secure
transportation of hazardous materials
transported in commerce by rail. It may
require rail carriers to (1) compile
annual data on certain shipments of
hazardous materials and use the data
to analyze safety and security risks
along rail transportation routes where
those materials are transported; (2)
assess alternative routing options and
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Completed Actions
make routing decisions based on those
assessments; and (3) clarify the current
security plan requirements to address
en route storage and delays in transit.
This rulemaking was scheduled to have
a final rule published by 12/24/2007.
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DOT—PHMSA
Completed Actions
Timetable:
Action
Action
Date
Request for
Comments
Comment Period End
NPRM
NPRM Comment
Period End
Interim Final Rule
FR Cite
08/10/04 69 FR 50987
10/18/04
12/21/06 71 FR 76834
02/20/07
04/16/08 73 FR 20751
Date
Interim Final Rule
Effective
Final Rule
Final Rule Effective
FR Cite
06/01/08
11/26/08 73 FR 72182
12/26/08
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Susan Gorsky, Senior
Regulations Specialist, Department of
Transportation, Pipeline and Hazardous
Materials Safety Administration, 1200
New Jersey Avenue SE, Washington,
DC 20590
Phone: 202 366–8553
Email: susan.gorsky@dot.gov
RIN: 2137–AE02
BILLING CODE 4910—60—S
Department of Transportation (DOT)
Maritime Administration (MARAD)
264. ∑ ŒCARGO PREFERENCE—
COMPROMISE, ASSESSMENT,
MITIGATION, SETTLEMENT AND
COLLECTION OF CIVIL PENALTIES
Legal Authority: PL 110–417
Abstract: This rulemaking would
establish part 383 of the Cargo
Preference regulations. This rulemaking
would cover Public Law 110-417,
section 3511, National Defense
Authorization Act for FY 2009 statutory
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08:02 May 08, 2009
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Proposed Rule Stage
changes to the cargo preference rules,
which have not been substantially
revised since 1971. The rulemaking
also would include compromise,
assessment, mitigation, settlement, and
collection of civil penalties.
Timetable:
Action
Date
NPRM
FR Cite
04/00/09
Agency Contact: Christine Gurland,
Department of Transportation, Maritime
Administration, 1200 New Jersey
Avenue SE, Washington, DC 20405
Phone: 202 366–5157
Email: christine.gurland@dot.gov
RIN: 2133–AB75
[FR Doc. E9–10277 Filed 05–08–09; 8:45 am]
BILLING CODE 4910–81–S
Regulatory Flexibility Analysis
Required: Yes
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Agencies
[Federal Register Volume 74, Number 89 (Monday, May 11, 2009)]
[Proposed Rules]
[Pages 21969-21990]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-10277]
[[Page 21969]]
-----------------------------------------------------------------------
Part XI
Department of Transportation
-----------------------------------------------------------------------
Semiannual Regulatory Agenda
[[Page 21970]]
DEPARTMENT OF TRANSPORTATION (DOT)
_______________________________________________________________________
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chs. I-III
23 CFR Chs. I-III
33 CFR Chs. I and IV
46 CFR Chs. I-III
48 CFR Ch. 12
49 CFR Subtitle A, Chs. I-VI and Chs. X-XII
OST Docket 99-5129
Department Regulatory Agenda; Semiannual Summary
AGENCY: Office of the Secretary, DOT.
ACTION: Semiannual regulatory agenda.
_______________________________________________________________________
SUMMARY: The regulatory agenda is a semiannual summary of all current
and projected rulemakings, reviews of existing regulations, and
completed actions of the Department. The agenda provides the public
with information about the Department of Transportation's regulatory
activity. It is expected that this information will enable the public
to be more aware of and allow it to more effectively participate in the
Department's regulatory activity. The public is also invited to submit
comments on any aspect of this agenda.
FOR FURTHER INFORMATION CONTACT:
General
You should direct all comments and inquiries on the agenda in
general to Neil R. Eisner, Assistant General Counsel for Regulation
and Enforcement, Department of Transportation, 1200 New Jersey
Avenue SE., Washington, DC 20590, (202) 366-4723.
Specific
You should direct all comments and inquiries on particular
items in the agenda to the individual listed for the regulation or
the general rulemaking contact person for the operating
administration in Appendix B. Individuals who use a
telecommunications device for the deaf (TDD) may call (202) 755-
7687.
Table of Contents
Supplementary Information:
Background
Significant/Priority Rulemakings
Explanation of Information on the Agenda
Request for Comments
Purpose
Appendix A-Instructions for Obtaining Copies of Regulatory Documents
Appendix B-General Rulemaking Contact Persons
Appendix C-Public Rulemaking Dockets
Appendix D-Review Plans for Section 610 and Other Requirements Agenda
SUPPLEMENTARY INFORMATION:
Background
Improvement of our regulations is a prime goal of the
Department of Transportation (Department or DOT). There should be
no more regulations than necessary, and those that are issued
should be simpler, more comprehensible, and less burdensome.
Regulations should not be issued without appropriate involvement of
the public; once issued, they should be periodically reviewed and
revised, as needed, to assure that they continue to meet the needs
for which they originally were designed. To view additional
information about the Department of Transportation's regulatory
activities online, go to https://regs.dot.gov.
To help the Department achieve these goals and in accordance
with Executive Order 12866 ``Regulatory Planning and Review'' (58
FR 51735; October 4, 1993) and the Department's Regulatory Policies
and Procedures (44 FR 11034; February 26, 1979), the Department
prepares a semiannual regulatory agenda. It summarizes all current
and projected rulemaking, reviews of existing regulations, and
completed actions of the Department. These are matters on which
action has begun or is projected during the succeeding 12 months or
such longer period as may be anticipated or for which action has
been completed since the last agenda.
The agendas are based on reports submitted by the offices
initiating the rulemaking and are reviewed by the Department
Regulations Council. The Department's last agenda was published in
the Federal Register on November 24, 2008 (73 FR 71402). The next
one is scheduled for publication in the Federal Register in October
2009.
The Internet is the basic means for disseminating the Unified
Agenda. The complete Unified Agenda is available online at
www.reginfo.gov, in a format that offers users a greatly enhanced
ability to obtain information from the Agenda database.
Because publication in the Federal Register is mandated for
the regulatory flexibility agendas required by the Regulatory
Flexibility Act (5 U.S.C. 602), DOT's printed agenda entries
include only:
1. The Agency's agenda preamble;
2. Rules that are in the Agency's regulatory flexibility agenda, in
accordance with the Regulatory Flexibility Act, because they are likely
to have a significant economic impact on a substantial number of small
entities; and
3. Any rules that the Agency has identified for periodic review under
section 610 of the Regulatory Flexibility Act.
Printing of these entries is limited to fields that contain
information required by the Regulatory Flexibility Act's Agenda
requirements. These elements are: Sequence Number; Title; Section
610 Review, if applicable; Legal Authority; Abstract; Timetable;
Regulatory Flexibility Analysis Required; Agency Contact; and
Regulation Identifier Number (RIN). Additional information (for
detailed list see section heading ``Explanation of Information on
the Agenda'') on these entries is available in the Unified Agenda
published on the Internet.
Significant/Priority Rulemakings
The agenda covers all rules and regulations of the Department.
We have classified rules as a DOT agency priority in the agenda if
they are, essentially, very costly, controversial, or of
substantial public interest under our Regulatory Policies and
Procedures. All DOT agency priority rulemaking documents are
subject to review by the Secretary of Transportation. If the Office
of Management and Budget (OMB) decides a rule is subject to its
review under Executive Order 12866, we have classified it as
significant in the agenda.
Explanation of Information on the Agenda
The format for this agenda is required by a spring 2009
memorandum from the Office of Management and Budget.
First, the agenda is divided by initiating offices. Then, the
agenda is
[[Page 21971]]
divided into five categories: (1) Prerule stage, (2) proposed rule
stage, (3) final rule stage, (4) long-term actions, and (5)
completed actions. For each entry, the agenda provides the
following information: (1) Its ``significance''; (2) a short
descriptive title; (3) its legal basis; (4) the related regulatory
citation in the Code of Federal Regulations; (5) any legal deadline
and, if so, for what action (e.g., NPRM, final rule); (6) an
abstract; (7) a timetable, including the earliest expected date for
a decision on whether to take the action; (8) whether the
rulemaking will affect small entities and/or levels of government
and, if so, which categories; (9) whether a Regulatory Flexibility
Act (RFA) analysis is required (for rules that would have a
significant economic impact on a substantial number of small
entities); (10) a listing of any analyses an office will prepare or
has prepared for the action (With minor exceptions, DOT requires an
economic analysis for all its rulemakings.); (11) an agency contact
office or official who can provide further information; (12) a
Regulation Identifier Number (RIN) assigned to identify an
individual rulemaking in the agenda and facilitate tracing further
action on the issue; (13) whether the action is subject to the
Unfunded Mandates Reform Act; (14) whether the action is subject to
the Energy Act; and (15) whether the action is major under the
congressional review provisions of the Small Business Regulatory
Enforcement Fairness Act. If there is information that does not fit
in the other categories, it will be included under a separate
heading entitled ``Additional Information.''
For nonsignificant regulations issued routinely and frequently
as a part of an established body of technical requirements (such as
the Federal Aviation Administration's Airspace Rules), to keep
those requirements operationally current, we only include the
general category of the regulations, the identity of a contact
office or official, and an indication of the expected number of
regulations; we do not list individual regulations.
In the ``Timetable'' column, we use abbreviations to indicate
the particular documents being considered. ANPRM stands for Advance
Notice of Proposed Rulemaking, SNPRM for Supplemental Notice of
Proposed Rulemaking, and NPRM for Notice of Proposed Rulemaking.
Listing a future date in this column does not mean we have made a
decision to issue a document; it is the earliest date on which we
expect to make a decision on whether to issue it. In addition,
these dates are based on current schedules. Information received
subsequent to the issuance of this agenda could result in a
decision not to take regulatory action or in changes to proposed
publication dates. For example, the need for further evaluation
could result in a later publication date; evidence of a greater
need for the regulation could result in an earlier publication
date.
Finally, a dot () preceding an entry indicates that
the entry appears in the agenda for the first time.
Request for Comments
General
Our agenda is intended primarily for the use of the public.
Since its inception, we have made modifications and refinements
that we believe provide the public with more helpful information,
as well as make the agenda easier to use. We would like you, the
public, to make suggestions or comments on how the agenda could be
further improved.
Reviews
We also seek your suggestions on which of our existing
regulations you believe need to be reviewed to determine whether
they should be revised or revoked. We particularly draw your
attention to the Department's review plan in Appendix D.
Regulatory Flexibility Act
The Department is especially interested in obtaining
information on requirements that have a ``significant economic
impact on a substantial number of small entities'' and, therefore,
must be reviewed under the Regulatory Flexibility Act. If you have
any suggested regulations, please submit them to us, along with
your explanation of why they should be reviewed.
In accordance with the Regulatory Flexibility Act, comments
are specifically invited on regulations that we have targeted for
review under section 610 of the Act. The phrase (Section 610
Review) appears at the end of the title for these reviews. Please
see Appendix D for the Department's section 610 review plans.
Federalism
Executive Order 13132 requires us to develop an accountable
process to ensure ``meaningful and timely input by State and local
officials in the development of regulatory policies that have
federalism implications.'' ``Policies that have federalism
implications'' are defined in the Executive order to include
regulations that have substantial direct effects on the States, on
the relationship between the National Government and the States, or
on the distribution of power and responsibilities among the various
levels of government. Therefore, we encourage State and local
governments to provide us with information about how the
Department's rulemakings impact them.
Purpose
The Department is publishing this regulatory agenda in the
Federal Register to share with interested members of the public the
Department's preliminary expectations regarding its future
regulatory actions. This should enable the public to be more aware
of the Department's regulatory activity and should result in more
effective public participation. This publication in the Federal
Register does not impose any binding obligation on the Department
or any of the offices within the Department with regard to any
specific item on the agenda. Regulatory action, in addition to the
items listed, is not precluded.
Dated: March 25, 2009.
Ray LaHood,
Secretary of Transportation.
Appendix A--Instructions for Obtaining Copies of Regulatory Documents
To obtain a copy of a specific regulatory document in the
agenda, you should communicate directly with the contact person
listed with the regulation at the address below. We note that most
if not all such documents, including the semiannual agenda, are
available through the Internet at https://www.regulations.gov. See
Appendix C for more information.
Federal Highway Administration (FHWA)
(Name of contact person), Federal Highway Administration, 1200
New Jersey Avenue SE., Washington, DC 20590.
Federal Motor Carrier Safety Administration (FMCSA)
LaKisha Pearson, Federal Motor Carrier Safety Administration,
1200
[[Page 21972]]
New Jersey Avenue SE., Washington, DC 20590.
Federal Railroad Administration (FRA)
Michelle Silva, Docket Clerk, Federal Railroad Administration,
1200 New Jersey Avenue SE., Room W31-109, Washington, DC 20590;
telephone (202) 493-6030.
National Highway Traffic Safety Administration (NHTSA)
(Name of contact person), National Highway Traffic Safety
Administration, 1200 New Jersey Avenue SE., Washington, DC 20590.
Federal Transit Administration (FTA)
(Name of contact person), Federal Transit Administration, 1200
New Jersey Avenue SE., Washington, DC 20590.
Saint Lawrence Seaway Development Corporation (SLSDC)
(Name of contact person), Saint Lawrence Seaway Development
Corporation, 1200 New Jersey Avenue SE., Washington, DC 20590.
Pipeline and Hazardous Materials Safety Administration (PHMSA)
(Name of contact person), Pipeline and Hazardous Materials
Safety Administration (PHMSA), 1200 New Jersey Avenue SE.,
Washington, DC 20590.
Maritime Administration (MARAD)
Kimberly Lewis, Maritime Administration, 1200 New Jersey Avenue
SE., Washington, DC 20590, (202) 366-5158.
The Research and Innovative Technology Administration (RITA)
(Name of contact person), The Research and Innovative
Technology Administration (RITA),1200 New Jersey Avenue SE.,
Washington, DC 20590.
Federal Aviation Administration (FAA)
To obtain a copy of a specific Federal Aviation Administration
(FAA) regulatory document in the agenda, you should communicate
directly with the contact person listed with the regulation at the
address or telephone number listed; access the FAA's Regulations
and Policies web page at https://www.faa. gov/regulations--policies/
; call (202) 267-9680; or write to us at Federal Aviation
Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591.
Office of the Secretary (OST)
To obtain a copy of a specific regulatory document or to
receive future copies of the Department's regulatory agenda write
to: Assistant General Counsel for Regulation and Enforcement, C-50,
Office of the General Counsel, Department of Transportation, 1200
New Jersey Avenue SE., Washington, DC 20590, (202) 366-4723.
Appendix B--General Rulemaking Contact Persons
The following is a list of persons who can be contacted within
the Department for general information concerning the rulemaking
process within the various operating administrations.
FAA - Rebecca MacPherson, Office of Chief Counsel, Regulations
and Enforcement Division, 800 Independence Avenue SW., Room 915A,
Washington, DC 20591; telephone (202) 267-3073.
FHWA - Jennifer Outhouse, Office of Chief Counsel, 1200 New
Jersey Avenue SE., Washington, DC 20590; telephone (202) 366-0761.
FMCSA - Steven J. LaFreviere, Regulatory Ombudsman, 1200 New
Jersey Avenue SE., Washington, DC 20590; telephone (202) 366-0596.
NHTSA - Steve Wood, Office of Chief Counsel, 1200 New Jersey
Avenue SE., Washington, DC 20590; telephone (202) 366-2992.
FRA - Kathryn Shelton, Office of Chief Counsel, 1200 New Jersey
Avenue SE., Room W31-214, Washington, DC 20590; telephone (202)
493-6063.
FTA - Linda Lasley, Office of Chief Counsel, 1200 New Jersey
Avenue SE., Room E56-202, Washington, DC 20590; telephone (202)
366-4063.
SLSDC - Carrie Mann Lavigne, Chief Counsel, 1200 New Jersey
Avenue SE., Washington, DC 20590; telephone (202) 366-0091.
PHMSA - Patricia Burke, Office of Chief Counsel, 1200 New
Jersey Avenue SE., Washington, DC 20590; telephone (202) 366-4400.
MARAD - Christine Gurland, Office of Chief Counsel, Maritime
Administration, 1200 New Jersey Avenue SE., Washington, DC 20590;
telephone (202) 366-5157.
RITA - Robert Monniere, Office of Chief Counsel, 1200 New
Jersey Avenue SE., Washington, DC 20590; telephone (202) 366-5498.
OST - Neil Eisner, Office of Regulation and Enforcement, 1200
New Jersey Avenue SE., Washington, DC 20590; telephone (202) 366-
4723.
Appendix C--Public Rulemaking Dockets
All comments via the Internet are submitted through the
Federal Docket Management System (FDMS) at the following address:
https://www. regulations.gov. The FDMS allows the public to search,
view, download, and comment on all Federal agency rulemaking
documents in one central online system. The above referenced
Internet address also allows the public to sign up to receive
notification when certain documents are placed in the dockets.
The public also may review regulatory dockets at, or deliver
comments on proposed rulemakings to, the Dockets Office at 1200 New
Jersey Avenue SE., Room W12-140, Washington, DC 20590, 1-800-647-
5527. Working Hours: 9-5.
Appendix D--Review Plans for Section 610 and Other Requirements
Part I--The Plan
General
The Department of Transportation has long recognized the
importance of regularly reviewing its existing regulations to
determine whether they need to be revised or revoked. Our 1979
Regulatory Policies and Procedures require such reviews. We also
have responsibilities under Executive Order 12866 ``Regulatory
Planning and Review'' and section 610 of the Regulatory Flexibility
Act to conduct such reviews. This includes the use of plain
language techniques in new rules and considering its use in
existing rules when we have the opportunity and resources permit
its use. We are committed to continuing our reviews of existing
rules and, if needed, will initiate rulemaking actions based on
these reviews.
Section 610 Review Plan
Section 610 requires that we conduct reviews of rules that (1)
have been published within the last 10 years and (2) have a
``significant economic impact on a substantial number of small
entities'' (SEIOSNOSE). It also requires that we publish in the
Federal Register each year a list of any such rules that we will
review during the next year. The Office of the Secretary and each
of the Department's Operating
[[Page 21973]]
Administrations have a 10-year review plan. These reviews comply
with section 610 of the Regulatory Flexibility Act.
Other Review Plan(s)
All elements of the Department, except for the Federal
Aviation Administration (FAA), have also elected to use this 10-
year plan process to comply with the review requirements of the
Department's Regulatory Policies and Procedures and Executive Order
12866.
Changes to the Review Plan
Some reviews may be conducted earlier than scheduled. For
example, to the extent resources permit, the plain language reviews
will be conducted more quickly. Other events, such as accidents,
may result in the need to conduct earlier reviews of some rules.
Other factors may also result in the need to make changes; for
example, we may make changes in response to public comment on this
plan or in response to a Presidentially mandated review. If there
is any change to the review plan, we will note the change in the
following agenda. For any section 610 review, we will provide the
required notice prior to the review.
Part II--The Review Process
The Analysis
Generally, the agencies have divided their rules into 10
different groups and plan to analyze one group each year. For
purposes of these reviews, a year will coincide with the fall-to-
fall schedule for publication of the agenda. Thus, Year 1 (2008)
begins in the fall of 2008 and ends in the fall of 2009; Year 2
(2009) begins in the fall of 2009 and ends in the fall of 2010; and
so on. We request public comment on the timing of the reviews. For
example, is there a reason for scheduling an analysis and review
for a particular rule earlier than we have? Any comments concerning
the plan or particular analyses should be submitted to the
regulatory contacts listed in Appendix B, General Rulemaking
Contact Persons.
Section 610 Review
The Agency will analyze each of the rules in a given year's
group to determine whether any rule has a SEIOSNOSE and, thus,
requires review in accordance with section 610 of the Regulatory
Flexibility Act. The level of analysis will, of course, depend on
the nature of the rule and its applicability. Publication of
agencies' section 610 analyses listed each fall in this agenda
provides the public with notice and an opportunity to comment
consistent with the requirements of the Regulatory Flexibility Act.
We request that public comments be submitted to us early in the
analysis year concerning the small entity impact of the rules to
help us in making our determinations.
In each fall agenda, the agency will publish the results of
the analyses it has completed during the previous year. For rules
that had a negative finding on SEIOSNOSE, we will give a short
explanation (e.g., ``these rules only establish petition processes
that have no cost impact'' or ``these rules do not apply to any
small entities''). For parts, subparts, or other discrete sections
of rules that do have a SEIOSNOSE, we will announce that we will be
conducting a formal section 610 review during the following 12
months. At this stage, we will add an entry to the Agenda in the
prerulemaking section describing the review in more detail. We also
will seek public comment on how best to lessen the impact of these
rules and provide a name or docket to which public comments can be
submitted. In some cases, the section 610 review may be part of
another unrelated review of the rule. In such a case, we plan to
clearly indicate which parts of the review are being conducted
under section 610.
Other Reviews
The Agency will also examine the specified rules to determine
whether any other reasons exist for revising or revoking the rule
or for rewriting the rule in plain language. In each fall agenda,
the Agency will also publish information on the results of the
examinations completed during the previous year.
The FAA, in addition to reviewing its rules in accordance with
the Section 610 Review Plan, has established a Tri-annual process
to comply with the review requirements of the Department's
Regulatory Policies and Procedures, Executive Order 12866, and
Plain Language Review Plan. The FAA's latest review notice was
published November 15, 2007 (72 FR 64170). In that notice, the FAA
requested comments from the public to identify those regulations
currently in effect that it should amend, remove, or simplify. The
FAA also requested the public provide any specific suggestions
where rules could be developed as performance-based rather than
prescriptive, and any specific plain-language that might be used,
and provide suggested language on how those rules should be
written. The FAA will review the issues addressed by the commenters
against its regulatory agenda and rulemaking program efforts and
adjust its regulatory priorities consistent with its statutory
responsibilities. At the end of this process, the FAA will publish
a summary and general disposition of comments and indicate, where
appropriate, how it will adjust its regulatory priorities.
Part III-- List of Pending Section 610 Reviews
The Agenda identifies the pending DOT Section 610 Reviews by
inserting (Section 610 Review) after the title for the specific
entry. For further information on the pending reviews, see the
agenda entries at www.reginfo.gov. For example, to obtain a list of
all entries that are Section 610 Reviews under the Regulatory
Flexibility Act, a user would select the desired responses on the
search screen (by selecting advanced search) and, in effect,
generate the desired ``index'' of reviews.
OFFICE OF THE SECRETARY
SECTION 610 AND OTHER REVIEWS
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 49 CFR parts 91 through 99 and 14 CFR parts 200 through 212............. 2008 2009
2 48 CFR parts 1201 through 1253, and new parts and subparts.............. 2009 2010
3 14 CFR parts 213 through 232............................................ 2010 2011
4 14 CFR parts 234 through 254............................................ 2011 2012
[[Page 21974]]
5 14 CFR parts 255 through 298 and 49 CFR part 40......................... 2012 2013
6 14 CFR parts 300 through 373............................................ 2013 2014
7 14 CFR parts 374 through 398............................................ 2014 2015
8 14 CFR part 399 and 49 CFR parts 1 through 11........................... 2015 2016
9 49 CFR parts 17 through 28.............................................. 2016 2017
10 49 CFR parts 29 through 39 and parts 41 through 89...................... 2017 2018
----------------------------------------------------------------------------------------------------------------
Year 1 (fall 2008) List of rules that will be analyzed during the next
year
49 CFR part 91 - International Air Transportation Fair Competitive
Practices
49 CFR part 92 - Recovering Debts to the United States by Salary Offset
49 CFR part 93 - Aircraft Allocation
49 CFR part 95 - Advisory Committees
49 CFR part 98 - Enforcement of Restrictions on Post-Employment
Activities
49 CFR part 99 - Employee Responsibilities and Conduct
14 CFR part 200 - Definitions and Instructions
14 CFR part 201 - Air carrier authority under subtitle VII of title 49
of The United States Code [Amended]
14 CFR part 203 - Waiver of Warsaw Convention liability limits and
defenses
14 CFR part 204 - Data to support fitness determinations
14 CFR part 205 - Aircraft accident liability insurance
14 CFR part 206 - Certificates of public convenience and necessity:
Special authorizations and exemptions
14 CFR part 207 - Charter trips by U.S. scheduled air carriers
14 CFR part 208 - Charter trips by U.S. charter air carriers
14 CFR part 211 - Applications for permits to foreign air carriers
14 CFR part 212 - Charter rules for U.S. and foreign direct air
carriers
FEDERAL AVIATION ADMINISTRATION
SECTION 610 REVIEW PLAN
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations to be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 14 CFR parts 119 through 129 and parts 150 through 156.................. 2008 2009
2 14 CFR parts 133 through 139 and parts 157 through 169.................. 2009 2010
3 14 CFR parts 141 through 147 and parts 170 through 187.................. 2010 2011
4 14 CFR parts 189 through 198 and parts 1 through 16..................... 2011 2012
5 14 CFR parts 17 through 33.............................................. 2012 2013
6 14 CFR parts 34 through 39 and parts 400 through 405.................... 2013 2014
7 14 CFR parts 43 through 49 and parts 406 through 415.................... 2014 2015
8 14 CFR parts 60 through 77.............................................. 2015 2016
9 14 CFR parts 91 through 105............................................. 2016 2017
10 14 CFR parts 417 through 460............................................ 2017 2018
----------------------------------------------------------------------------------------------------------------
The FAA has elected to use the two-step, 2-year process used by most
DOT modes in past plans. As such, the FAA has divided its rules into 10
groups as displayed in the table above. During the first year (the
``analysis year''), all rules published during the previous 10 years
within a 10 percent block of the regulations will be analyzed to
identify those with a SEIOSNOSE. During the second year (the ``review
year''), each rule identified in the analysis year as having a SEIONOSE
will be reviewed in accordance with section 610 (b) to determine if it
should be continued without change or changed to minimize impact on
small entities. Results of those reviews will be published in the DOT
semiannual regulatory agenda.
Year 10 (fall 2007) List of rules analyzed and summary of the results
14 CFR part 91 - General Operating and Flight Rules
Section 610: The agency has conducted a 610 Review for this part and
found three Amendments with SEIOSNOSE.
Amendment No. 91-203
Amendment No. 91-203, pursuant to two legislative mandates,
established requirements for an aircraft to have an operating
transponder (basic transponder or Mode S transponder) with automatic
altitude reporting equipment (Mode C transponder) when operating in the
vicinity of certain primary airports for which a terminal radar
approach control service area had been established and in other
airspace at and above 10,000 feet mean sea level. The Airport and
Airway Safety and Capacity Expansion Act of 1987 (Pub. L. 100-223, Dec.
30, 1987) required the FAA to issue regulations requiring the use of a
transponder with Mode C capability in terminal airspace above a minimum
altitude
[[Page 21975]]
to be determined by the FAA. These revisions were intended to reduce
the potential for midair collisions between aircraft under the control
of air traffic control (ATC) and those that chose to operate without
ATC assistance.
Original FAA finding: Initially, the FAA found that this
amendment would not have a SEIOSNOSE. However, during the NPRM
phase of this rulemaking, the FAA received numerous comments
suggesting that the proposed rules would significantly impact small
businesses. The FAA received many comments from private airports,
state aviation organizations, and private trade associations that
indicated there would be a significant economic impact to private
and public airports, as well as fixed based operators at those
airports. Comments from businesses engaged in aerial agriculture
and pest control, as well as aerial advertising, indicated that the
proposed rules would have significant economic impact on these
businesses also. Therefore, the FAA reconsidered its finding and
agreed that the comments indicated that there would be a SEIOSNOSE.
To mitigate the impact on small entities, the FAA considered
three alternative approaches to this rulemaking: (1) Delay
implementation for a longer period; (2) establish different
standards for small entities; and (3) design the airspace to
minimize the impact. The FAA rejected the second and third
approaches because it found them to be contrary to the legislative
mandates, inequitable, and would result in a diminished safety
benefit. The FAA recognized the economic benefit in delaying the
implementation of this amendment for a longer period of time to
allow for an increase in the supply of the required avionics that
should lower the cost of this equipment. However, the FAA stated
that the safety need was so great that it was necessary to move
forward with the regulations. Therefore, instead of completely
delaying the implementation date, the FAA implemented the
regulations in two phases over a period of 18 months.
Finding of this 5 U.S.C. section 610 analysis and review:
Although the FAA attempted to mitigate the economic impact on small
entities by delaying the implementation period, compliance with the
amendment still imposes a SEIOSNOSE. Therefore, based on this
periodic analysis of the current impact of amendment No. 91-203 on
small entities, there continues to be a SEIOSNOSE. No changes are
needed because these regulations are mandated by statute and impose
the least burden.
Amendment No. 91-263
Amendment No. 91-263 required that certain airplanes be
equipped with an FAAapproved terrain awareness and warning system
(TAWS) (also referred to as an enhanced ground proximity warning
system). It is an operating rule that affects all U.S.-registered
turbine-powered airplanes with six or more passenger seats
(exclusive of pilot and copilot seating). The rule promotes safety
by increasing the warning times and situational awareness of flight
crews to decrease the risk of controlled flight into terrain
accidents.
Original FAA finding: The FAA determined that this amendment
would have a SEIOSNOSE. The FAA noted that the types of entities
potentially affected by this rule would include manufacturers of
transport category airplanes, manufacturers of ground proximity
warning equipment, scheduled air carriers, and nonscheduled air
carriers. The small entities that operate under part 91 that were
expected to be impacted by this rule would include corporate,
business, personal, instruction, aerial application, and local
governments. The FAA estimated that the fleet of aircraft to which
the rule would apply would be approximately 6,000 turbojets and
6,000 turboprops. The small entities associated with this size
fleet constituted a substantial number and the cost impact was
considered to be potentially significant. Therefore, the FAA took
measures to mitigate the economic impact on small entities.
The FAA made efforts to reduce the impact on these potentially
affected small entities by requiring a substantially less expensive
and easier to install TAWS for part 91 operators. The FAA
determined that there are two classes of TAWS equipment that can
provide the desired level of safety: Class A, which includes a
terrain situational awareness display, and Class B, which includes
only the basic TAWS safety features. The FAA allowed part 91
operators to achieve the desired safety levels by installing the
less expensive Class B TAWS equipment. This approach significantly
reduced the cost of compliance to small entities, and still met the
rule's safety goals.
Finding of this 5 U.S.C. section 610 analysis and review:
Although the FAA attempted to reduce the impact on the potentially
affected small entities by requiring a substantially less expensive
and easier to install TAWS for part 91 operators, compliance with
the amendment still imposes a SEIOSNOSE. Therefore, based on this
periodic analysis of the current impact of amendment No. 91-263 on
small entities, there continues to be a SEIOSNOSE. The benefits
justify their costs and the regulations impose the least burden
while still meeting the rule's safety goals.
Amendment No. 91-276 (Reduced Vertical Separation Minimum in
Domestic United States Airspace)
Amendment No. 91-276, Reduced Vertical Separation Minimum in
Domestic United States Airspace, expanded Reduced Vertical
Separation Minimum (RVSM) operations to aircraft operating between
29,000 and 41,000 feet in the airspace of the contiguous 48 States
of the United States and the District of Columbia, Alaska, that
portion of the Gulf of Mexico where the FAA provides air traffic
services, the San Juan Flight Information Region (FIR), and the
airspace between Florida and the San Juan FIR. The amendment also
required any aircraft that is equipped with TCAS II and flown in
RVSM airspace to incorporate a version of TCAS II software that is
compatible with RVSM operations. The goals of this amendment were
to assist aircraft operators to save fuel and time, to enhance air
traffic control flexibility, and to enhance airspace capacity.
Original FAA finding: The FAA initially determined that this
amendment would have a SEIOSNOSE. The FAA found through analysis
that approximately 380 small operators would be significantly
impacted by this amendment. These small operators were expected to
experience some disadvantages relative to large transport carriers,
such as less flexibility for rotating their fleets through the RVSM
approval process without a disruption in service, or suffering a
significant fuel penalty by continuing to operate below 29,000 feet
if electing to not upgrade or to delay aircraft upgrade plans.
[[Page 21976]]
Therefore, the FAA considered alternatives to mitigate the
economic impact on these small entities.
To reduce this economic impact, the FAA considered several
alternative approaches to this rulemaking, including not enforcing
the rule on small entities. Under this scenario, small operators
would avoid $285.5 million in upgrade costs and downtime costs, but
safety would be compromised as a result of some 2,400 non-approved
aircraft operating in the RVSM stratum. Therefore, the FAA rejected
this alternative. The FAA also considered a phased implementation
of RVSM alternative to give small entities greater flexibility. It
considered implementation of RVSM for a smaller band such as 33,000
to 37,000 feet with eventual expansion to the full RVSM envelope of
29,000 to 41,000 feet. This alternative was rejected on the basis
of simulations that revealed system safety and airspace management
were negatively impacted when RVSM was applied in any altitude band
other than 29,000 to 41,000 feet. In addition, controller workload,
the potential for controller error, and operational complexity all
increased. The FAA rejected this alternative in favor of the rule,
as well. The FAA concluded that the final rule represented the best
balance of costs and benefits for airspace users and air traffic
providers without a reduction in aviation safety.
Finding of this 5 U.S.C. section 610 analysis and review:
Since promulgation of this rule, circumstances have remained such
that there is a continued need for the rule as implemented. Small
entities retain the option of not upgrading their equipment to take
advantage of RVSM operations and continuing to operate below 29,000
feet if they feel this is more to their advantage. However, based
on this periodic analysis of the current impact of amendment No.
91-276, Reduced Vertical Separation Minimum in Domestic United
States Airspace, on small entities, there continues to be a
SEIOSNOSE. The FAA concludes that the final rule represents the
best balance of costs and benefits for airspace users and air
traffic providers without a reduction in aviation safety.
FEDERAL HIGHWAY ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 None.................................................................... 2008 2009
2 23 CFR parts 1 through 260.............................................. 2009 2010
3 23 CFR parts 420 through 470............................................ 2010 2011
4 23 CFR part 500......................................................... 2011 2012
5 23 CFR parts 620 through 637............................................ 2012 2013
6 23 CFR parts 645 through 669............................................ 2013 2014
7 23 CFR parts 710 through 924............................................ 2014 2015
8 23 CFR parts 940 through 973............................................ 2015 2016
9 23 CFR parts 1200 through 1252.......................................... 2016 2017
10 New parts and subparts.................................................. 2017 2018
----------------------------------------------------------------------------------------------------------------
Federal-Aid Highway Program
The FHWA has adopted regulations in title 23 of the CFR, chapter I,
related to the Federal-Aid Highway Program. These regulations implement
and carry out the provisions of Federal law relating to the
administration of Federal aid for highways. The primary law authorizing
Federal aid for highways is chapter I of title 23 of the U.S.C. Section
145 of title 23 expressly provides for a federally assisted State
program. For this reason, the regulations adopted by the FHWA in title
23 of the CFR primarily relate to the requirements that States must
meet to receive Federal funds for the construction and other work
related to highways. Because the regulations in title 23 primarily
relate to States, which are not defined as small entities under the
Regulatory Flexibility Act, the FHWA believes that its regulations in
title 23 do not have a significant economic impact on a substantial
number of small entities. The FHWA solicits public comment on this
preliminary conclusion.
FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 49 CFR parts 372, subpart A, and 381.................................... 2008 2009
2 49 CFR parts 386, 389, and 395.......................................... 2009 2010
3 49 CFR parts 325, 388, 350, and 355..................................... 2010 2011
4 49 CFR parts 380 and 382 to 385......................................... 2011 2012
5 49 CFR parts 390 to 393 and 396 to 399.................................. 2012 2013
6 49 CFR parts 356, 367, 369 to 371, 372, subparts B-C.................... 2013 2014
7 49 CFR parts 373, 374, 376, and 379..................................... 2014 2015
8 49 CFR parts 360, 365, 366, and 368..................................... 2015 2016
9 49 CFR parts 377, 378, and 387.......................................... 2016 2017
10 49 CFR parts 303, 375, and new parts and subparts....................... 2017 2018
----------------------------------------------------------------------------------------------------------------
[[Page 21977]]
Year 1 (fall 2008) List of rules that will be analyzed during the next
year
49 CFR part 372, subpart A - Exemptions
49 CFR part 381 - Waivers, exemptions, and pilot programs
Year 10 (fall 2007) List of rules analyzed and a summary of results
49 CFR part 375 - Transportation of Household Goods in Interstate
Commerce; Consumer Protection regulations
Section 610: An ongoing review of the regulations indicates
there is a SEIONOSE. This part applies to small household goods firms
that are engaged in interstate operations.
General: The Agency will assess the need for changes once the
review of these regulations is complete. FMCSA's plain language review
of these regulations indicates no need for substantial revision.
49 CFR part 395 - Hours of Service of Drivers
NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 49 CFR 571.223 through 571.500, and parts 575 and 579................... 2008 2009
2 23 CFR parts 1200 and 1300.............................................. 2009 2010
3 49 CFR parts 501 through 526 and 571.213................................ 2010 2011
4 49 CFR 571.131, 571.217, 571.220, 571.221, and 571.222.................. 2011 2012
5 49 CFR 571.101 through 571.110, and 571.135, 571.138 and 571.139........ 2012 2013
6 49 CFR parts 529 through 578, except parts 571 and 575.................. 2013 2014
7 49 CFR 571.111 through 571.129 and parts 580 through 588................ 2014 2015
8 49 CFR 571.201 through 571.212.......................................... 2015 2016
9 49 CFR 571.214 through 571.219, except 571.217.......................... 2016 2017
10 49 CFR parts 591 through 595 and new parts and subparts................. 2017 2018
----------------------------------------------------------------------------------------------------------------
Year 1 (fall 2008) List of rules that will be analyzed during the next
year
49 CFR part 571.223 - Standard No. 223; Rear impact guards
49 CFR part 571.224 - Standard No. 224; Rear impact protection
49 CFR part 571.225 - Standard No. 225; Child restraint anchorage
systems
49 CFR part 571.301 - Standard No. 301; Fuel system integrity
49 CFR part 571.302 - Standard No. 302; Flammability of interior
materials
49 CFR part 571.303 - Standard No. 303; Fuel system integrity of
compressed natural gas vehicles
49 CFR part 571.304 - Standard No. 304; Compressed natural gas fuel
container integrity
49 CFR part 571.305 - Standard No. 305; Electric-powered vehicles:
electrolyte spillage and electrical shock protection
49 CFR part 571.401 - Standard No. 401; Interior trunk release
49 CFR part 571.403 - Standard No. 403; Platform lift systems for motor
vehicles
49 CFR part 571.404 - Standard No. 404; Platform lift installations in
motor vehicles
49 CFR part 571.500 - Standard No. 500; Low-speed vehicles
49 CFR part 575 - Consumer information
49 CFR part 579 - Reporting of Information And Communications About
Potential Defects
Plan for Evaluating the Effectiveness of Vehicle and Behavioral
Programs, 2008-2012
In addition to reviewing its rules in accordance with the Section 610
Review Plan, NHTSA issued an Evaluation Program Plan, 2008-2012, on
August 21, 2008. This document describes the Office of Regulatory
Analysis and Evaluation's ongoing and planned evaluations of existing
Federal Motor Vehicle Safety Standards and other vehicle-safety,
behavioral-safety and consumer programs. It also summarizes the results
of completed program evaluations. On August 29, 2008, NHTSA also issued
a notice in the Federal Register (page 51045) inviting public comment
on the plan. You may review this plan at https://www-nrd.nhtsa.dot.gov/
Pubs/810983.PDF. You may review the Federal Register notice at https://
edocket.access.gpo.gov/2008/pdf/E8-20061.pdf or in HTML format at
https://edocket.access.gpo.gov/2008/E8-20061.htm.
FEDERAL RAILROAD ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 49 CFR parts 200 and 201............................................... 2008 2009
2 49 CFR parts 207, 209, 211, 215, 238, and 256.......................... 2009 2010
3 49 CFR parts 210, 212, 214, 217, and 268............................... 2010 2011
4 49 CFR part 219........................................................ 2011 2012
5 49 CFR parts 218, 221, 241, and 244.................................... 2012 2013
6 49 CFR parts 216, 228, and 229......................................... 2013 2014
7 49 CFR parts 223 and 233............................................... 2014 2015
[[Page 21978]]
8 49 CFR parts 224, 225, 231, and 234.................................... 2015 2016
9 49 CFR parts 222, 227, 235, 236, 250, 260, and 266..................... 2016 2017
10 49 CFR parts 213, 220, 230, 232, 239, 240, and 265..................... 2017 2018
----------------------------------------------------------------------------------------------------------------
Year 10 (fall 2007) List of rules analyzed and a summary of results
49 CFR part 213 - Track Safety Standards
Section 610: There is a SEIOSNOSE. These are minimum safety
requirements for railroad track that is part of the general railroad
system of transportation. The FRA will conduct a formal review to
identify whether opportunities may exist to reduce the burden on small
railroads without compromising safety standards.
Plain Language: FRA's plain language review of this rule
indicates no need for substantial revision.
General: Since the rule prescribes minimum safety requirements
for railroad track that is part of the general railroad system of
transportation, it will enhance the safety of rail transportation,
protecting both those traveling and working on the system and those off
the system who might be adversely affected by a rail incident.
49 CFR part 220 - Railroad Communications
Section 610: There is a SEIOSNOSE. These are minimum
requirements governing the use of wireless communications in connection
with railroad operations. The FRA will conduct a formal review to
identify whether opportunities may exist to reduce the burden on small
railroads without compromising safety standards.
Plain Language: FRA's plain language review of this rule
indicates no need for substantial revision.
General: Since the rule prescribes minimum requirements
governing the use of wireless communications in connection with
railroad operations, uniform standard communications procedures and
requirements throughout the railroad industry are necessary to ensure
the protection and safety of railroad employees and general public, and
to minimize the number of casualties.
49 CFR part 230 - Steam Locomotive Inspection and Maintenance Standards
Section 610: There is no SEIOSNOSE.
Plain Language: FRA's plain language review of this rule
indicates no need for substantial revision.
General: Since the rule prescribes minimum Federal safety
standards of inspection and maintenance for all steam locomotives
operated on railroads, these requirements are necessary to ensure the
protection and safety of railroad employees and general public, and to
minimize the number of casualties.
49 CFR part 232 - Brake System Safety Standards for Freight and Other
Non-Passenger Train and Equipment; End- of-Train Devices
Section 610: There is a SEIOSNOSE. These are minimum Federal
safety standards for freight and other non-passenger train track
systems and equipment as well as for freight and other non-passenger
train brake systems. The FRA will conduct a formal review to identify
whether opportunities may exist to reduce the burden on small railroads
without compromising safety standards.
Plain Language: FRA's plain language review of this rule
indicates no need for substantial revision.
General: Since the rule prescribes minimum Federal safety
standards for freight and other non-passenger train track systems and
equipment as well as for freight and other non-passenger train brake
systems, it will enhance the safety of rail transportation, protecting
both those traveling and working on the system and those off the system
who might be adversely affected by a rail incident.
49 CFR part 239 - Passenger Train Emergency Preparedness
Section 610: There is no SEIOSNOSE.
Plain Language: FRA's plain language review of this rule
indicates no need for substantial revision.
General: Since the rule prescribes minimum Federal safety
standards for the preparation, adoption and implementation of emergency
preparedness plans by railroads, these requirements are necessary to
ensure the protection and safety of railroad passengers and employees
as well as the general public, and to minimize the number of
casualties.
49 CFR part 240 - Qualification and Certification of Locomotive
Engineers
Section 610: There is no SEIOSNOSE.
Plain Language: FRA's plain language review of this rule
indicates no need for substantial revision.
General: Since the rule prescribes minimum Federal safety
standards and guidelines for the eligibility, training, testing,
certification and monitoring of all locomotive engineers, it will
ensure and enhance the protection and safety of railroad employees and
general public and minimize the number of casualties.
49 CFR part 265 - Nondiscrimination in Federally Assisted Railroad
Programs
Section 610: There is no SEIOSNOSE.
Plain Language: FRA's plain language review of this rule
indicates no need for substantial revision.
General: The purpose of the rule is to ensures that no person
in the United States shall on the grounds of race, color, national
origin, or sex be excluded from participation in, or denied the
benefits of, or be subjected to discrimination under, any project,
program or activity funded in part through financial assistance under
the Railroad Revitalization and Regulatory Reform Act of 1976, or any
provision of law amended by the Act.
[[Page 21979]]
Year 1 (fall 2008) List of rule(s) that will be analyzed during next
year
49 CFR part 200 - Informal Rules of Practice for Passenger Safety
49 CFR part 201 - Formal Rules of Practice for Passenger Service
FEDERAL TRANSIT ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 49 CFR parts 604, 605, and 633.......................................... 2008 2009
2 49 CFR parts 661 and 665................................................ 2009 2010
3 49 CFR part 633......................................................... 2010 2011
4 49 CFR parts 609 and 611................................................ 2011 2012
5 49 CFR parts 613 and 614................................................ 2012 2013
6 49 CFR part 622......................................................... 2013 2014
7 49 CFR part 630......................................................... 2014 2015
8 49 CFR part 639......................................................... 2015 2016
9 49 CFR parts 659 and 663................................................ 2016 2017
10 49 CFR part 665......................................................... 2017 2018
----------------------------------------------------------------------------------------------------------------
Year 10 (fall 2007) List of rules analyzed and summary of results
49 CFR part 624 - Clean Fuels Program
Section 610: The Agency has determined that the rule will not
have a significant effect on a substantial number of small entities.
This rule imposes no new costs because it merely modifies the
application procedures for an existing grant program.
Plain Language: The rule was drafted using plain language
techniques.
General: No changes are necessary since the benefits of the
rule justify its costs and the regulation imposes the least burden.
Year 1 (fall 2008) List of rules that will be analyzed during the next
year
49 CFR part 604 - Charter Services
49 CFR part 605 - School Bus Operations
49 CFR part 633 - Project Management Oversight
MARITIME ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 46 CFR parts 201 through 205............................................ 2008 2009
2 46 CFR parts 221 through 232............................................ 2009 2010
3 46 CFR parts 249 through 296............................................ 2010 2011
4 46 CFR part 298......................................................... 2011 2012
5 46 CFR parts 307 through 309............................................ 2012 2013
6 46 CFR part 310......................................................... 2013 2014
7 46 CFR parts 315 through 340............................................ 2014 2015
8 46 CFR parts 345 through 381............................................ 2015 2016
9 46 CFR parts 382 through 389............................................ 2016 2017
10 46 CFR parts 390 through 393............................................ 2017 2018
----------------------------------------------------------------------------------------------------------------
Year 10 (fall 2007) List of rules analyzed and a summary of the results
46 CFR part 390 - Capital Construction Fund
Section 610: No SEIOSNOSE. Some small entities may be
affected, but the economic impact on small entities will not be
significant.
Plain Language: Where confusing or wordy language has been
identified, we will make revisions.
General: No overall revision of the rule is needed at this
time; however, technical amendments were made to the rule so that it
correctly referenced sections in the United States Code.
46 CFR part 391 - Federal Income Tax Aspects of the Capital
Construction Fund
Section 610: No SEIOSNOSE. Some small entities may be
affected, but the economic impact on small entities will not be
significant.
Plain Language: Where confusing or wordy language has been
identified, we will make revisions.
General: No changes are needed.
Year 1 (fall 2008) List of rules that will be analyzed during the next
year
46 CFR part 201 - Rules of Practice and Procedure
46 CFR part 202 - Procedures Relating to Review by Secretary of
Transportation of Actions by Maritime Subsidy Board
[[Page 21980]]
46 CFR part 203 - Procedures Relating to Conduct of Certain Hearings
Under the Merchant Marine Act, 1936
46 CFR part 204 - Claims Against the Maritime Administration Under the
Federal Tort Claim Act
46 CFR part 205 - Audit Appeals; Policy and Procedure
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION (PHMSA)
SECTION 610 AND OTHER REVIEWS
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 Part 178................................................................ 2008 2009
2 Parts 178, 179, 180..................................................... 2009 2010
3 Parts 172 and 175....................................................... 2010 2011
4 Sections 171.15 and 171.16.............................................. 2011 2012
5 Parts 106, 107, 171, 190, 195........................................... 2012 2013
6 Parts 174, 177, 191, 192................................................ 2013 2014
7 Parts 176, 199.......................................................... 2014 2015
8 Parts 172, 173, 174, 175, 176, 177, 178................................. 2015 2016
9 Parts 172, 173, 174, 176, 177, 193...................................... 2016 2017
10 Parts 173, 194.......................................................... 2017 2018
----------------------------------------------------------------------------------------------------------------
Year 8 (fall 2005) List of rules analyzed and a summary of the results
49 CFR part 110 - Hazardous Materials Public Sector Training and
Planning Grants
Section 610: No SEIOSNOSE. The vast majority of grant
applicants are not considered small entities as SBA defines that term.
In the past 10 years, only eight entities meeting the small business
definition have applied for and received HMEP grants. Further, the
grant application process is specifically designed to minimize the
burden on all grantees, including those that meet the definition of
small entity.
Plain Language: Where confusing or wordy language has been
identified, we will make revisions.
General: No changes are necessary since the benefits of the
rule justify its costs and the regulation imposes the least burden.
49 CFR part 195 - Transportation of Hazardous Liquids by Pipeline
Section 610: NO SEIOSNOSE. The vast majority of hazardous
liquid operators are not sma