Notice of Availability of Final Guidance on the Application of 49 U.S.C. 5324(c), Railroad Corridor Preservation, 20017-20019 [E9-9977]
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Federal Register / Vol. 74, No. 82 / Thursday, April 30, 2009 / Notices
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket Number: FTA–2008–0054]
Notice of Availability of Final Guidance
on the Application of 49 U.S.C. 5324(c),
Railroad Corridor Preservation
Federal Transit Administration
(FTA), DOT.
ACTION: Notice of availability of
guidance.
AGENCY:
SUMMARY: By this notice the FTA
announces the availability of final
guidance on the application of a
provision of the Safe, Accountable,
Flexible, Efficient Transportation Equity
Act: A Legacy for Users (SAFETEA–LU)
concerning the acquisition of railroad
right-of-way for transit projects. The
guidance explains FTA’s interpretation
of the provision, which allows the
acquisition of pre-existing railroad rightof-way, under certain conditions, before
the completion of the environmental
review for a transit project that would
use the right-of-way. On December 22,
2008, FTA announced in the Federal
Register the availability of the draft
guidance and requested public
comment. Several comments were
received, and responses thereto are
presented in this notice. The final
guidance is available on the U.S.
Government electronic docket site and
on the FTA Web site.
DATES: This final guidance is effective
April 30, 2009.
ADDRESSES: The final guidance is
available in the U.S. Government’s
electronic docket site at https://
www.regulations.gov under docket
number FTA–2008–0054 and on the
FTA Web site at https://www.fta.dot.gov
under ‘‘Planning and Environment.’’
FOR FURTHER INFORMATION CONTACT:
Joseph Ossi, Office of Planning and
Environment (TPE–30), 202–366–1613,
or Christopher Van Wyk, Office of Chief
Counsel (TCC–30), 202–366–1733,
Federal Transit Administration, U.S.
Department of Transportation, 1200
New Jersey Avenue, SE., Washington,
DC 20590.
SUPPLEMENTARY INFORMATION:
Background
Section 3024 of SAFETEA–LU added
a new provision at 49 U.S.C. 5324(c)
that allows a grant applicant, under
conditions that may be specified by the
Secretary of Transportation (the
‘‘Secretary’’), to acquire existing railroad
right-of-way prior to the completion of
the environmental review of any transit
project that will eventually use that
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15:35 Apr 29, 2009
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right-of-way. Pursuant to authority
delegated by the Secretary, FTA has
developed guidance that would (1)
specify the conditions under which this
provision may be used and (2) give
guidance on applying that provision to
specific situations.
Comments
On December 22, 2008, FTA
announced in the Federal Register (73
FR 78424) the availability of the draft
guidance and requested public
comment. The notice of availability of
the draft guidance contained a deadline
of January 21, 2009, for public
comment, but due to delays in posting
the draft guidance to the docket at
https://www.regulations.gov and to
FTA’s Web site, FTA posted a notice to
the docket on January 2, 2009, stating
that all comments submitted by
February 1, 2009, will be treated as
timely and that FTA would consider
comments received after that date to the
extent possible. As of the date of
issuance of this notice of availability of
the final guidance, all comments
received in the docket have been
considered. Comments were received
from five transit agencies and one
unaffiliated individual. The comments
received, FTA’s responses, and the
resulting changes made in the guidance
are discussed below.
Some commenters pointed out that
the draft guidance was not posted in a
timely manner, and, as previously
stated, FTA responded by extending the
comment period. Notice of the
extension was included in the docket.
A commenter suggested that FTA
change its environmental impact and
related procedures in Title 23 of the
Code of Federal Regulations at part 771
(23 CFR part 771) to provide a
categorical exclusion for the acquisition
of any real property ‘‘in advance of any
project for which NEPA clearance will
later be sought’’ as long as the real
property is ‘‘not subject to changed use
at the time of acquisition.’’ This
suggestion is beyond the scope of this
action which is to provide guidance on
the application of the provision at 49
U.S.C. 5324(c) on railroad corridor
preservation. FTA notes that a final
rulemaking published by FTA in the
Federal Register on March 24, 2009 (74
FR 12518) did in fact create a categorical
exclusion for the acquisition of railroad
ROW consistent with 49 U.S.C. 5324(c).
This revised environmental rule at 23
CFR part 771 is effective April 23, 2009.
One commenter expressed concern
that the guidance applies only to preexisting railroad ROW and not to all
ROW needed for a future transit project.
This commenter suggested that FTA’s
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20017
approach would ‘‘tip’’ the government’s
hand on current projects being explored,
give landowners an opportunity to
change their property in some way, and
increase its value prior to its acquisition
for the project. FTA decided not to
implement this comment because the
statute explicitly applies only to
railroad ROW. Furthermore, if a
property owner were to attempt to
initiate some form of development on
the property in order to ‘‘change the
property for economic gain’’ in
anticipation of an FTA-assisted project,
FTA has the authority to approve a
protective acquisition of that property in
accordance with 23 CFR 771.117(d)(12).
The provision on railroad ROW
preservation at 49 U.S.C. 5324(c) does
not change the existing authority to use
protective acquisition when there is an
imminent threat of development.
One commenter objected to the ‘‘extra
restrictions’’ contained in the guidance
for ROW acquisitions. FTA believes that
the restrictions in this guidance are the
minimum necessary to comply with
Federal laws and to ensure that Federal
funds entrusted to FTA are spent for the
purpose that Congress intended.
A commenter recommended that the
guidance be changed to include railroad
ROW that has lost its visual identity
over the years as a railroad ROW and
has been generally incorporated into
background land uses. FTA has not
incorporated this change into the final
guidance. The premise in preserving a
railroad corridor for a future transit
project without first considering the
environmental impacts of the future
transit project is that, in FTA’s
experience, existing rail corridors have
been the least environmentally
damaging location for transit projects.
Where a former railroad corridor has
been incorporated into the background
land uses, that premise is not valid.
One commenter suggested that the
guidance be revised to apply to the
acquisition of any property owned by a
railroad company, without regard to the
configuration of the property or its
contiguity to a linear railroad ROW.
FTA has decided not to follow this
suggestion. The statutory provision is
titled ‘‘Railroad Corridor Preservation’’
and random parcels of land that are not
primarily linear in configuration would
not qualify as ‘‘railroad corridors.’’
A commenting agency stated: ‘‘We are
adamantly opposed to an FTA unilateral
determination of a time horizon’’ for
building the transit project on the
railroad ROW acquired with FTA
assistance. Another late-commenting
agency expressed the same sentiment.
FTA is responsible for ensuring that
Federal transit funds result in transit
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Federal Register / Vol. 74, No. 82 / Thursday, April 30, 2009 / Notices
improvements, but FTA did not mean to
imply that the time horizon for building
the transit project would be arbitrarily
dictated. The draft guidance indicted
that long-range metropolitan
transportation plan would be
considered before setting the time
horizon. To be clearer on this point,
FTA has added that the decision on the
time horizon would be made ‘‘in
consultation with the applicant.’’ FTA
expects to be flexible in extending the
time horizon as long as there is a
reasonable assurance that a transit
project will ultimately be built on the
railroad ROW.
A commenter pointed out that an
acquisition of a railroad ROW may take
the form of a fee-simple acquisition, the
acquisition of a long-term easement
within the railroad ROW alongside the
existing tracks, or the long-term
acquisition of trackage rights, i.e., the
right to operate on existing tracks.
Although the commenter assumed that
the guidance applies to all forms of
acquisition, FTA decided to state
explicitly in the guidance that it applies
to all forms of acquisition and included
a ‘‘long-term lease’’ to the forms
mentioned by the commenter. In coming
to this conclusion, FTA was guided by
Federal transit law, which at 49 U.S.C.
5302(a)(1)(A) broadly includes the
acquisition of trackage rights within the
definition of ‘‘Capital Project.’’ Noting
again that the statutory provision is
titled ‘‘Railroad Corridor Preservation,’’
FTA decided that the term of anything
less than a fee-simple acquisition must
be of sufficient duration to cover the
time needed to build a transit project on
the ROW plus the useful life of that
transit facility. The guidance notes that
FTA Circular 5010.1D, Grants
Management Requirements, provides
that a railroad structure has a minimum
useful life of 50 years, and most other
transit buildings and facilities (concrete,
steel, and frame construction) have a
minimum useful life of 40 years.
One commenter made the following
statement concerning the proposed
guidance: ‘‘Section 10 of the [draft]
guidance is somewhat confusing
because if work is to be performed on
the corridor, such as remediation, it
would likely be part of the project that
would require later approval. It should
be eliminated leaving only the clear
requirements of section 11. Maintenance
of existing conditions would not
generally be a part of the Federal
undertaking.’’ FTA disagrees. Prior to or
during the acquisition of real property,
an applicant’s due diligence may
discover contamination along the ROW
that poses a health or environmental
hazard. Immediate remediation of the
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15:35 Apr 29, 2009
Jkt 217001
problem in accordance with applicable
State law would be appropriate in that
instance. Waiting for the future transit
project on the ROW to deal with a
contamination problem may greatly
increase the risk of harm to the
environment or the general public, as
well as the applicant’s potential
liability. FTA agrees that in most cases
contamination would not pose an
immediate, severe threat and could be
addressed during the later construction
of a transit facility on the ROW. A minor
rewording of section 10 of the draft
guidance to this effect has been made.
The subject section is section 9 in the
final guidance as a result of other edits.
If there are railroad buildings or
structures along the ROW that are
eligible for the National Register of
Historic Places and whose ownership
would change with the acquisition of
the ROW by the applicant, steps will
need to be taken to ensure compliance
with Section 106 of the National
Historic Preservation Act and its
implementing regulation at 36 CFR Part
800. One example of an adverse effect
under that regulation is the neglect of a
historic property, so compliance may
entail the maintenance of the historic
structures and buildings until such time
as further action is taken when the
future transit project on the ROW is
developed. ‘‘Maintenance of existing
conditions’’ during the interim would
be required as ‘‘part of the Federal
undertaking.’’
One commenter asked for clarification
of what project or project(s) must be in
the State Transportation Improvement
Program (STIP) at the time of FTA’s
approval of the acquisition of the ROW.
The guidance states that the acquisition
of the ROW and the later transit project
on that ROW are separate actions for
planning and NEPA purposes and that
only the acquisition must be in the STIP
at the time of FTA’s approval of the
acquisition. The transit project on the
ROW must be in the STIP at the time of
FTA’s approval of that project (if it is
FTA-funded). FTA slightly revised the
wording in the guidance in an attempt
to make this point more clearly.
One commenter asked that the
guidance discuss at length the
application of the Uniform Relocation
and Real Property Acquisition Policies
Act (Uniform Act), including its
relocation requirements, for each of
three acquisition types previously
discussed (i.e., fee simple, easement,
and trackage rights). FTA has decided
that this is outside the scope of this
guidance. The requirements of the
Uniform Act are adequately covered in
its implementing regulation (49 CFR
Part 24). Section 6 of the guidance was
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intended as a reminder that the Uniform
Act generally applies when the action
involves Federal funding, but it was not
intended to delve into the details of its
applicability and requirements. FTA
changed the wording of Section 6 to
avoid the apparent implication that all
requirements of the Uniform Act would
apply to all types of acquisition.
One commenter suggested that
appropriate ROW acquisition
regulations would avoid the intense
scrutiny that is generated by projects
that must use eminent domain to
acquire needed land. FTA has decided
that the comment is outside the scope
of this guidance on 49 U.S.C. 5324(c).
The Uniform Act and its implementing
regulation (49 CFR Part 24) are not the
subject of this guidance.
One commenter asked that the
guidance clarify that the value of the
railroad ROW acquired in accordance
with this guidance with Federal funds
other than New/Small Starts funds may
be counted as ‘‘other Federal’’ funds
when computing the various funding
shares of the future New/Small Starts
project that uses the ROW. FTA
considered this suggestion and decided
that these New Starts and Small Starts
issues are beyond the scope of this
guidance on railroad ROW acquisition.
FTA intends to resolve issues related to
New and Small Starts in accordance
with the pertinent policies and statutory
requirements in effect at the time the
issue arises. FTA’s thinking was
influenced by the fact that the current
authorization of the Federal transit
program ends on September 30, 2009.
Therefore, FTA deleted from the final
guidance two provisions of the
proposed guidance related to New and
Small Starts, which are: (1) The
provision that is the subject of the
instigating comment and that said that
railroad ROW acquired with FTA
financial assistance would not be
counted as in-kind local match for a
New/Small Starts project built on that
ROW; and (2) the provision which said
that FTA financial participation in the
acquisition of a railroad ROW would
have no bearing whatsoever on the
New/Small Starts evaluation of a project
proposed to be built on that ROW.
The final guidance is available in the
U.S. Government’s electronic docket site
at https://www.regulations.gov under
docket number FTA–2008–0054 and on
the FTA Web site at https://
www.fta.dot.gov under ‘‘Planning and
Environment.’’
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Federal Register / Vol. 74, No. 82 / Thursday, April 30, 2009 / Notices
Issued on: April 24, 2009.
Matthew J. Welbes,
Acting Deputy Administrator.
[FR Doc. E9–9977 Filed 4–29–09; 8:45 am]
BILLING CODE 4910–57–P
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
FTA Supplemental Fiscal Year 2009
Apportionments and Allocations
Editorial Note: FR document E9–9475 was
originally published at page 19115 in the
issue of Monday, April 27, 2009. In that
publication graphic material was omitted.
The corrected document is republished
below in its entirety.
AGENCY: Federal Transit Administration
(FTA), DOT.
ACTION: Notice.
SUMMARY: Division I of the ‘‘Omnibus
Appropriations Act, 2009’’ (Pub. L. 111–
8), signed into law by President Barack
Obama on March 11, 2009, made funds
available for all of the surface
transportation programs of the
Department of Transportation (DOT) for
the Fiscal Year (FY) ending September
30, 2009. This notice supplements the
December 18, 2008 Federal Register
notice. The notice apportions formula
funds made available under the
Omnibus Appropriations Act and
allocates FY 2009 funds to
congressionally designated projects that
were contained in the accompanying
committee report and the Safe,
Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy for
Users (SAFETEA–LU). The notice does
not include any extensions of
previously lapsed earmarks. The Federal
Transit Administration (FTA) will
address allocations of lapsed and/or
unallocated resources subsequent to this
notice.
FOR FURTHER INFORMATION CONTACT: For
general information about this notice
contact Henrika Buchanan-Smith, Office
of Program Management, at (202) 366–
2053. Please contact the appropriate
FTA regional or metropolitan office for
any specific requests for information or
technical assistance. Appendix A at the
end of this notice includes contact
information for FTA regional and
metropolitan offices.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Overview
II. FTA Programs Funding
III. FY 2009 FTA Program Initiatives and
Changes
IV. FTA Programs
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15:35 Apr 29, 2009
Jkt 217001
A. Metropolitan Planning Program (49
U.S.C. 5305(d))
B. State Planning and Research Program
(49 U.S.C. 5305(e))
C. Urbanized Area Formula Program (49
U.S.C. 5307)
D. Clean Fuels Formula Program (49 U.S.C.
5308)
E. Capital Investment Program (49 U.S.C.
5309)—Fixed Guideway Modernization
F. Capital Investment Program (49 U.S.C.
5309)—Bus and Bus-Related Facilities
G. Capital Investment Program (49 U.S.C.
5309)—New and Small Starts
H. Special Needs of Elderly Individuals
and Individuals With Disabilities
Program (49 U.S.C. 5310)
I. Nonurbanized Area Formula Program (49
U.S.C. 5311)
J. Rural Transportation Assistance Program
(49 U.S.C. 5311(b)(3))
K. Public Transportation on Indian
Reservation Program (49 U.S.C.
5311(c)(1))
L. National Research Program (49 U.S.C.
5314)
M. Job Access and Reverse Commute
Program (49 U.S.C. 5316)
N. New Freedom Program (49 U.S.C. 5317)
O. Paul S. Sarbanes Transit in Parks
Program (49 U.S.C. 5320)
P. Alternatives Analysis Program (49
U.S.C. 5339)
Q. Growing States and High Density States
Formula (49 U.S.C. 5340)
R. Over-the-Road Bus Accessibility
Program (49 U.S.C. 5310 Note)
Tables
1. FTA Revised FY 2009 Appropriations
and Apportionments for Grant Programs
2. FTA Revised FY 2009 Metropolitan
Planning Program and Statewide
Planning and Research Program
Apportionments
3. FTA Revised FY 2009 Section 5307 and
Section 5340 Urbanized Area
Apportionments
4. FTA FY 2009 Section 5307
Apportionment Formula
5. FTA Revised FY 2009 Formula Programs
Apportionments Data Unit Values
5–A. FTA Urbanized Areas 200,000 or
More in Population Eligible To Use
Section 5307 Funds for Operating
Assistance
6. FTA Revised FY 2009 Small Transit
Intensive Cities Performance Data and
Apportionments
7–A. FTA FY 2009 Section 5308 Clean
Fuels Allocations
8. FTA Revised FY 2009 Section 5309
Fixed Guideway Modernization
Apportionments
9. FTA FY 2009 Fixed Guideway
Modernization Program Apportionment
Formula
10–A. FTA FY 2009 Section 5309 Bus And
Bus-Related Facilities Allocations
10–B. FTA Reprogrammed Section 5309
Bus And Bus-Related Facilities
Allocations
11. FTA Revised FY 2009 Section 5309
New Starts Allocations
12–A. FTA Reprogrammed Section 5309
New Starts Allocations
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20019
13. FTA Revised FY 2009 Special Needs
for Elderly Individuals and Individuals
With Disabilities Apportionments
14. FTA Revised FY 2009 Section 5311 and
Section 5340 Nonurbanized Area
Formula Apportionments, and Rural
Transportation Assistance Program
(RTAP) Allocations
16. FTA Revised FY 2009 Section 5316 Job
Access and Reverse Commute (JARC)
Apportionments
18. FTA Revised FY 2009 Section 5317
New Freedom Apportionments
19–A. FTA FY 2009 Section 5339
Alternative Analysis Allocations
20. FTA FY 2009 National Research
Programs Allocations
Appendix A
I. Overview
This document apportions and
allocates FY 2009 formula funds
appropriated in Division I of the
Omnibus Appropriations Act, 2009
(Pub. L. 111–8, March 11, 2009), and FY
2009 funds designated for specific
projects under SAFETEA–LU and the
committee report accompanying the
Omnibus Appropriations Act, 2009, for
the Bus and Bus Facilities program,
New Starts program, Clean Fuels
program, and the Alternatives Analysis
program. It also includes projects that
were extended or reprogrammed as a
matter of law in the Omnibus
Appropriations Act, 2009. This notice
does not include allocations of
recovered previous years’ discretionary
funds or unallocated FY 2009
discretionary resources. FTA will
provide information regarding the
availability of unallocated discretionary
resources at a later date.
FTA reminds grantees apportioned
formula funds from the American
Recovery and Reinvestment Act (Pub. L.
111–05; ‘‘ARRA’’) that at least fifty
percent of the funds attributable to each
urbanized areas over 200,000 in
population and each State for all other
areas must be obligated in a FTA grant
by September 1, 2009. The March 5,
2009 Federal Register notice that
apportioned ARRA funds provides more
details about this requirement and
includes the statement that ‘‘FTA will
consider a submittal timely if a
complete ARRA formula grant is
received on or before July 1, 2009.’’ FTA
reminds grantees that the July 1, 2009
deadline accounts for the Department of
Labor process associated with labor
certifications which can take up to 60
days to complete the certification
referral process. Grantees are strongly
encouraged to submit applications well
in advance of that deadline whenever
possible. Planning submission of a grant
application on or near July 1, 2009
might not account for local decision
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Agencies
[Federal Register Volume 74, Number 82 (Thursday, April 30, 2009)]
[Notices]
[Pages 20017-20019]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-9977]
[[Page 20017]]
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DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket Number: FTA-2008-0054]
Notice of Availability of Final Guidance on the Application of 49
U.S.C. 5324(c), Railroad Corridor Preservation
AGENCY: Federal Transit Administration (FTA), DOT.
ACTION: Notice of availability of guidance.
-----------------------------------------------------------------------
SUMMARY: By this notice the FTA announces the availability of final
guidance on the application of a provision of the Safe, Accountable,
Flexible, Efficient Transportation Equity Act: A Legacy for Users
(SAFETEA-LU) concerning the acquisition of railroad right-of-way for
transit projects. The guidance explains FTA's interpretation of the
provision, which allows the acquisition of pre-existing railroad right-
of-way, under certain conditions, before the completion of the
environmental review for a transit project that would use the right-of-
way. On December 22, 2008, FTA announced in the Federal Register the
availability of the draft guidance and requested public comment.
Several comments were received, and responses thereto are presented in
this notice. The final guidance is available on the U.S. Government
electronic docket site and on the FTA Web site.
DATES: This final guidance is effective April 30, 2009.
ADDRESSES: The final guidance is available in the U.S. Government's
electronic docket site at https://www.regulations.gov under docket
number FTA-2008-0054 and on the FTA Web site at https://www.fta.dot.gov
under ``Planning and Environment.''
FOR FURTHER INFORMATION CONTACT: Joseph Ossi, Office of Planning and
Environment (TPE-30), 202-366-1613, or Christopher Van Wyk, Office of
Chief Counsel (TCC-30), 202-366-1733, Federal Transit Administration,
U.S. Department of Transportation, 1200 New Jersey Avenue, SE.,
Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Background
Section 3024 of SAFETEA-LU added a new provision at 49 U.S.C.
5324(c) that allows a grant applicant, under conditions that may be
specified by the Secretary of Transportation (the ``Secretary''), to
acquire existing railroad right-of-way prior to the completion of the
environmental review of any transit project that will eventually use
that right-of-way. Pursuant to authority delegated by the Secretary,
FTA has developed guidance that would (1) specify the conditions under
which this provision may be used and (2) give guidance on applying that
provision to specific situations.
Comments
On December 22, 2008, FTA announced in the Federal Register (73 FR
78424) the availability of the draft guidance and requested public
comment. The notice of availability of the draft guidance contained a
deadline of January 21, 2009, for public comment, but due to delays in
posting the draft guidance to the docket at https://www.regulations.gov
and to FTA's Web site, FTA posted a notice to the docket on January 2,
2009, stating that all comments submitted by February 1, 2009, will be
treated as timely and that FTA would consider comments received after
that date to the extent possible. As of the date of issuance of this
notice of availability of the final guidance, all comments received in
the docket have been considered. Comments were received from five
transit agencies and one unaffiliated individual. The comments
received, FTA's responses, and the resulting changes made in the
guidance are discussed below.
Some commenters pointed out that the draft guidance was not posted
in a timely manner, and, as previously stated, FTA responded by
extending the comment period. Notice of the extension was included in
the docket.
A commenter suggested that FTA change its environmental impact and
related procedures in Title 23 of the Code of Federal Regulations at
part 771 (23 CFR part 771) to provide a categorical exclusion for the
acquisition of any real property ``in advance of any project for which
NEPA clearance will later be sought'' as long as the real property is
``not subject to changed use at the time of acquisition.'' This
suggestion is beyond the scope of this action which is to provide
guidance on the application of the provision at 49 U.S.C. 5324(c) on
railroad corridor preservation. FTA notes that a final rulemaking
published by FTA in the Federal Register on March 24, 2009 (74 FR
12518) did in fact create a categorical exclusion for the acquisition
of railroad ROW consistent with 49 U.S.C. 5324(c). This revised
environmental rule at 23 CFR part 771 is effective April 23, 2009.
One commenter expressed concern that the guidance applies only to
pre-existing railroad ROW and not to all ROW needed for a future
transit project. This commenter suggested that FTA's approach would
``tip'' the government's hand on current projects being explored, give
landowners an opportunity to change their property in some way, and
increase its value prior to its acquisition for the project. FTA
decided not to implement this comment because the statute explicitly
applies only to railroad ROW. Furthermore, if a property owner were to
attempt to initiate some form of development on the property in order
to ``change the property for economic gain'' in anticipation of an FTA-
assisted project, FTA has the authority to approve a protective
acquisition of that property in accordance with 23 CFR 771.117(d)(12).
The provision on railroad ROW preservation at 49 U.S.C. 5324(c) does
not change the existing authority to use protective acquisition when
there is an imminent threat of development.
One commenter objected to the ``extra restrictions'' contained in
the guidance for ROW acquisitions. FTA believes that the restrictions
in this guidance are the minimum necessary to comply with Federal laws
and to ensure that Federal funds entrusted to FTA are spent for the
purpose that Congress intended.
A commenter recommended that the guidance be changed to include
railroad ROW that has lost its visual identity over the years as a
railroad ROW and has been generally incorporated into background land
uses. FTA has not incorporated this change into the final guidance. The
premise in preserving a railroad corridor for a future transit project
without first considering the environmental impacts of the future
transit project is that, in FTA's experience, existing rail corridors
have been the least environmentally damaging location for transit
projects. Where a former railroad corridor has been incorporated into
the background land uses, that premise is not valid.
One commenter suggested that the guidance be revised to apply to
the acquisition of any property owned by a railroad company, without
regard to the configuration of the property or its contiguity to a
linear railroad ROW. FTA has decided not to follow this suggestion. The
statutory provision is titled ``Railroad Corridor Preservation'' and
random parcels of land that are not primarily linear in configuration
would not qualify as ``railroad corridors.''
A commenting agency stated: ``We are adamantly opposed to an FTA
unilateral determination of a time horizon'' for building the transit
project on the railroad ROW acquired with FTA assistance. Another late-
commenting agency expressed the same sentiment. FTA is responsible for
ensuring that Federal transit funds result in transit
[[Page 20018]]
improvements, but FTA did not mean to imply that the time horizon for
building the transit project would be arbitrarily dictated. The draft
guidance indicted that long-range metropolitan transportation plan
would be considered before setting the time horizon. To be clearer on
this point, FTA has added that the decision on the time horizon would
be made ``in consultation with the applicant.'' FTA expects to be
flexible in extending the time horizon as long as there is a reasonable
assurance that a transit project will ultimately be built on the
railroad ROW.
A commenter pointed out that an acquisition of a railroad ROW may
take the form of a fee-simple acquisition, the acquisition of a long-
term easement within the railroad ROW alongside the existing tracks, or
the long-term acquisition of trackage rights, i.e., the right to
operate on existing tracks. Although the commenter assumed that the
guidance applies to all forms of acquisition, FTA decided to state
explicitly in the guidance that it applies to all forms of acquisition
and included a ``long-term lease'' to the forms mentioned by the
commenter. In coming to this conclusion, FTA was guided by Federal
transit law, which at 49 U.S.C. 5302(a)(1)(A) broadly includes the
acquisition of trackage rights within the definition of ``Capital
Project.'' Noting again that the statutory provision is titled
``Railroad Corridor Preservation,'' FTA decided that the term of
anything less than a fee-simple acquisition must be of sufficient
duration to cover the time needed to build a transit project on the ROW
plus the useful life of that transit facility. The guidance notes that
FTA Circular 5010.1D, Grants Management Requirements, provides that a
railroad structure has a minimum useful life of 50 years, and most
other transit buildings and facilities (concrete, steel, and frame
construction) have a minimum useful life of 40 years.
One commenter made the following statement concerning the proposed
guidance: ``Section 10 of the [draft] guidance is somewhat confusing
because if work is to be performed on the corridor, such as
remediation, it would likely be part of the project that would require
later approval. It should be eliminated leaving only the clear
requirements of section 11. Maintenance of existing conditions would
not generally be a part of the Federal undertaking.'' FTA disagrees.
Prior to or during the acquisition of real property, an applicant's due
diligence may discover contamination along the ROW that poses a health
or environmental hazard. Immediate remediation of the problem in
accordance with applicable State law would be appropriate in that
instance. Waiting for the future transit project on the ROW to deal
with a contamination problem may greatly increase the risk of harm to
the environment or the general public, as well as the applicant's
potential liability. FTA agrees that in most cases contamination would
not pose an immediate, severe threat and could be addressed during the
later construction of a transit facility on the ROW. A minor rewording
of section 10 of the draft guidance to this effect has been made. The
subject section is section 9 in the final guidance as a result of other
edits.
If there are railroad buildings or structures along the ROW that
are eligible for the National Register of Historic Places and whose
ownership would change with the acquisition of the ROW by the
applicant, steps will need to be taken to ensure compliance with
Section 106 of the National Historic Preservation Act and its
implementing regulation at 36 CFR Part 800. One example of an adverse
effect under that regulation is the neglect of a historic property, so
compliance may entail the maintenance of the historic structures and
buildings until such time as further action is taken when the future
transit project on the ROW is developed. ``Maintenance of existing
conditions'' during the interim would be required as ``part of the
Federal undertaking.''
One commenter asked for clarification of what project or project(s)
must be in the State Transportation Improvement Program (STIP) at the
time of FTA's approval of the acquisition of the ROW. The guidance
states that the acquisition of the ROW and the later transit project on
that ROW are separate actions for planning and NEPA purposes and that
only the acquisition must be in the STIP at the time of FTA's approval
of the acquisition. The transit project on the ROW must be in the STIP
at the time of FTA's approval of that project (if it is FTA-funded).
FTA slightly revised the wording in the guidance in an attempt to make
this point more clearly.
One commenter asked that the guidance discuss at length the
application of the Uniform Relocation and Real Property Acquisition
Policies Act (Uniform Act), including its relocation requirements, for
each of three acquisition types previously discussed (i.e., fee simple,
easement, and trackage rights). FTA has decided that this is outside
the scope of this guidance. The requirements of the Uniform Act are
adequately covered in its implementing regulation (49 CFR Part 24).
Section 6 of the guidance was intended as a reminder that the Uniform
Act generally applies when the action involves Federal funding, but it
was not intended to delve into the details of its applicability and
requirements. FTA changed the wording of Section 6 to avoid the
apparent implication that all requirements of the Uniform Act would
apply to all types of acquisition.
One commenter suggested that appropriate ROW acquisition
regulations would avoid the intense scrutiny that is generated by
projects that must use eminent domain to acquire needed land. FTA has
decided that the comment is outside the scope of this guidance on 49
U.S.C. 5324(c). The Uniform Act and its implementing regulation (49 CFR
Part 24) are not the subject of this guidance.
One commenter asked that the guidance clarify that the value of the
railroad ROW acquired in accordance with this guidance with Federal
funds other than New/Small Starts funds may be counted as ``other
Federal'' funds when computing the various funding shares of the future
New/Small Starts project that uses the ROW. FTA considered this
suggestion and decided that these New Starts and Small Starts issues
are beyond the scope of this guidance on railroad ROW acquisition. FTA
intends to resolve issues related to New and Small Starts in accordance
with the pertinent policies and statutory requirements in effect at the
time the issue arises. FTA's thinking was influenced by the fact that
the current authorization of the Federal transit program ends on
September 30, 2009. Therefore, FTA deleted from the final guidance two
provisions of the proposed guidance related to New and Small Starts,
which are: (1) The provision that is the subject of the instigating
comment and that said that railroad ROW acquired with FTA financial
assistance would not be counted as in-kind local match for a New/Small
Starts project built on that ROW; and (2) the provision which said that
FTA financial participation in the acquisition of a railroad ROW would
have no bearing whatsoever on the New/Small Starts evaluation of a
project proposed to be built on that ROW.
The final guidance is available in the U.S. Government's electronic
docket site at https://www.regulations.gov under docket number FTA-2008-
0054 and on the FTA Web site at https://www.fta.dot.gov under ``Planning
and Environment.''
[[Page 20019]]
Issued on: April 24, 2009.
Matthew J. Welbes,
Acting Deputy Administrator.
[FR Doc. E9-9977 Filed 4-29-09; 8:45 am]
BILLING CODE 4910-57-P