Mega Brands America, Inc. f/k/a Rose Art Industries, Inc., Provisional Acceptance of a Settlement Agreement and Order, 18695-18697 [E9-9452]
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BILLING CODE 6353–01–P
CONSUMER PRODUCT SAFETY
COMMISSION
Mega Brands America, Inc. f/k/a Rose
Art Industries, Inc., Provisional
Acceptance of a Settlement Agreement
and Order
mstockstill on PROD1PC66 with NOTICES
AGENCY: Consumer Product Safety
Commission.
ACTION: Notice.
SUMMARY: It is the policy of the
Commission to publish settlements
which it provisionally accepts under the
Consumer Product Safety Act in the
Federal Register in accordance with the
terms of 16 CFR 1118.20(e). Published
below is a provisionally accepted
Settlement Agreement with Mega
Brands America, Inc. f/k/a Rose Art
Industries, Inc., containing a civil
penalty of $1,100,000.00.
DATES: Any interested person may ask
the Commission not to accept this
agreement or otherwise comment on its
contents by filing a written request with
the Office of the Secretary by May 11,
2009.
ADDRESSES: Persons wishing to
comment on this Settlement Agreement
should send written comments to the
Comment 09–C0018, Office of the
Secretary, Consumer Product Safety
Commission, 4330 East West Highway,
Room 502, Bethesda, Maryland 20814–
4408.
FOR FURTHER INFORMATION CONTACT:
Michelle Faust Gillice, Trial Attorney,
Division of Compliance, Office of the
16:20 Apr 23, 2009
Jkt 217001
Dated: April 20, 2009.
Todd A. Stevenson,
Secretary.
In the Matter of: Mega Brands America,
Inc. f/k/a Rose Art Industries, Inc.;
Settlement Agreement
1. This Settlement Agreement
(‘‘Agreement’’) is made by and between
the staff (the ‘‘staff’’) of the U.S.
Consumer Product Safety Commission
(the ‘‘Commission’’) and Mega Brands
America, Inc., f/k/a Rose Art Industries,
Inc., in accordance with 16 CFR 1118.20
of the Commission’s Procedures for
Investigations, Inspections and Inquiries
under the Consumer Product Safety Act
(‘‘CPSA’’). This Agreement and the
incorporated attached Order resolve the
staff’s allegations set forth below.
The Parties
[CPSC Docket No. 09–C0018]
VerDate Nov<24>2008
General Counsel, Consumer Product
Safety Commission, 4330 East West
Highway, Bethesda, Maryland 20814–
4408; telephone (301) 504–7667.
SUPPLEMENTARY INFORMATION: The text of
the Agreement and Order appears
below.
2. The Commission is an independent
federal regulatory agency responsible for
the enforcement of the CPSA, 15 U.S.C.
2051–2089.
3. Mega Brands America, Inc. (‘‘Mega
Brands America’’) f/k/a Rose Art
Industries, Inc. (‘‘Rose Art’’) is a New
Jersey corporation, with its principal
office located in Livingston, NJ. Rose
Art was wholly owned by Jeffrey Rosen,
Lawrence Rosen, and Sydney Rosen
until purchased by Mega Bloks, Inc. (a
Canadian corporation) on July 26, 2005.
Pursuant to the terms of the purchase
agreement, Mega Bloks, Inc. could not
assume operational control of Rose Art
until December 31, 2005. Thereafter,
Jeffrey Rosen and Lawrence Rosen
remained in senior management
positions at Rose Art until their
respective departures on April 3, 2006
and May 9, 2006. On June 15, 2006,
Rose Art was renamed ‘‘Mega Brands
America’’.
4. Mega Brands, Inc. f/k/a Mega Bloks,
Inc. (‘‘Mega Brands’’) is a Canadian
corporation located in Montreal,
Quebec, Canada. Mega Brands is the
parent company of Mega Brands
America.
5. At all times relevant herein, Rose
Art designed and manufactured the
Magnetix magnet toys subject to this
Settlement Agreement and Order.
Staff Allegations
6. Between January 2003 and
December 2005, Rose Art manufactured
and/or imported Magnetix magnetic
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18695
building sets (hereinafter ‘‘Magnetix
set(s)’’ or ‘‘the set(s).’’ 1
7. Magnetix sets are ‘‘children’s
product[s]’’ and ‘‘consumer product[s]’’
and, at the times relevant herein, Rose
Art was a ‘‘manufacturer’’ of ‘‘children’s
product[s]’’ and ‘‘consumer product[s]’’
which were ‘‘distributed in commerce’’
as those terms are defined in sections
3(a)(2), (5), (8), and (11) of the CPSA, 15
U.S.C. 2052(a)(2), (5), (8) and (11).
8. The Magnetix sets are defective
because magnets embedded in small
plastic pieces contained in the sets
could come loose and fall out of the
plastic casing.
9. This defect creates a substantial
risk of injury to children under section
15(c) of the Federal Hazardous
Substances Act, 15 U.S.C. 1274(c)
because, if two or more magnets (or one
magnet and one metallic ball) from a set
are ingested by a child, they can attract
each other through intestinal walls,
causing perforations, twisting and/or
blockage of the intestines, infection,
blood poisoning and death.
10. On December 14, 2005, Rose Art
filed an ‘‘initial report’’ pursuant to
section 15(b) of the CPSA, 15 U.S.C.
2064(b), concerning the death of a 22
month old child who died on November
24, 2005. The child had ingested
multiple magnets from a Magnetix set
on separate occasions which
subsequently joined together in his
small intestine, causing a blockage and
sepsis, which led to his death. Rose
Art’s report identified the product as a
Magnetix ‘‘X-treme Combo Flashing
Lights Castle.’’ The firm attributed the
release of magnets from the plastic
pieces to unusually abusive play by the
decedent’s older siblings. The initial
report essentially contained no other
information.
11. At the time of its initial report,
Rose Art was in possession of at least
one report of a child suffering an
unspecified injury from ingesting a
magnet from a Magnetix set and over
1100 consumer complaints that magnets
had come loose or fallen out of plastic
pieces from dozens of different
Magnetix models, but failed to include
that information in its report as required
by section 15(b) of the CPSA, 15 U.S.C.
2064(b).
12. On January 13, 2006, CPSC staff
sent Rose Art a letter requesting a Full
Report pursuant to 16 CFR 1115.13(d).
Requested information included copies
of the following: Product liability suits
and/or claims of personal injury;
1 Magnetix sets continued to be manufactured
after 2005, however due to manufacturing and
design improvements instituted by Mega Brands
America, these sets are not the subject of the
allegations set forth in this Agreement.
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18696
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Notices
consumer complaints, dealer
complaints, warranty claims, an
identification of the products, and the
total number of products involved. In
addition, the letter advised the firm that
it had a continuing obligation to
supplement or correct its full report if
the firm learned of other incidents or
injuries or information that affected the
scope, prevalence or seriousness of the
defect of hazard.
13. On February 1, 2006, Rose Art
submitted an incomplete and
inadequate Full Report. The firm
provided limited information about the
‘‘X-treme Combo Flashing Lights Castle’’
despite relevant knowledge that the
population of affected products
included over 255 different Magnetix set
models. In addition, the firm failed to
provide any information regarding
complaints involving magnets falling
out of Magnetix pieces.
14. On March 28, 2006, Rose Art
provided staff with a chart entitled
‘‘Consumer Calls/Warranty’’ claims in
response to the staff’s repeated requests
for complaint and incident data. The
chart lacked detail and critical
information rendering it effectively
useless. The CPSC staff requested all
source documents used in the creation
of the chart. The staff was told that the
firm did not retain any source
documents regarding complaint and
incident data.
15. On March 31, 2006, CPSC and
Rose Art announced a voluntary recall
whereby the firm agreed to provide
replacement products for consumers
with children under the age of 6. The
press release announced that CPSC was
aware of one child who died and four
children who were seriously injured as
a result of ingesting or aspirating
magnets that fell out of Magnetix pieces.
16. Following the recall, CPSC staff
sought additional product information
from the firm including complaint data.
In September 2006, the staff came across
information which indicated the firm
did in fact retain records of consumer
complaints with some level of detail.
17. On October 16, 2006, the
Commission issued a Special Order and
Subpoena to Mega Brands America
compelling the firm to produce all
injury and incident records pertaining
to Magnetix.
18. On December 1, 2006, Mega
Brands submitted a response for Mega
Brands America. According to
documents provided, between January
2004 and December 14, 2005 (the date
on which Rose Art reported the death of
the child), Rose Art had received over
1,100 complaints of magnets falling out
or otherwise liberating from the plastic
pieces in over 67 different models of
VerDate Nov<24>2008
16:20 Apr 23, 2009
Jkt 217001
Magnetix. In addition, Rose Art had
received notice of a child being injured
from ingesting a magnet a few weeks
prior to the child’s death. According to
the documents, by the time the recall
was announced in March 2006, Rose Art
had received over 1,500 complaints
about magnets falling out of Magnetix
pieces.
19. The information eventually
obtained by the Subpoena was required
by statute to be included in Rose Art’s
Full Report and supplemented on an
ongoing basis thereafter. The firm’s
failure to provide full complaint and
incident data directly and detrimentally
affected the staff’s ability to assess the
hazard and implement an effective
corrective action program
commensurate with the risk created.
20. Pursuant to section 19(a)(3) of the
CPSA, 15 U.S.C. 2068(a)(3), it is
unlawful to ‘‘* * * fail or refuse to
* * * provide information * * * as
required under this Act or rule there
under.’’ Under section 19(a)(4) of the
CPSA, 15 U.S.C. 2068(a)(4), it is
unlawful to fail to furnish information
required by section 15(b) of the Act.
21. In failing to provide or furnish
information as required under the CPSA
and as set forth above, Mega Brands
America ‘‘knowingly’’ violated sections
19(a)(3) and (4) of the CPSA, 15 U.S.C.
2068(a)(3) and (4), as the term
‘‘knowingly’’ is defined in section 20(d)
of the CPSA, 15 U.S.C. 2069(d).
22. Pursuant to section 20 of the
CPSA, 15 U.S.C. 2069, Mega Brands
America is subject to civil penalties for
failure to provide or furnish information
in violation of section 19 of the CPSA,
15 U.S.C. 2068.
Response of Mega Brands America
23. Mega Brands America and its
parent, Mega Brands, contend that Mega
Brands did not know of the Magnetix
defects at the time Mega Brands
acquired Rose Art in June 2005.
Documentary evidence establishes that
Rose Art’s prior owners knew, since at
least late 2003 or early 2004, that there
were design and manufacturing defects
in Magnetix which caused magnets to
detach. Rose Art’s prior owners have
admitted under oath, at no point in time
did they ever advise anyone at Mega
Brands of the Magnetix problems.
24. On May 24, 2005, when CPSC staff
sent a letter requesting Rose Art to
provide information concerning choking
and near choking incidents involving
Magnetix sets as well as ‘‘copies of all
consumers or dealer complaints,
including electronic records warranty
claims and reports of injury related to
the products being investigated
[Magnetix]’’, Rose Art had the
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Sfmt 4703
opportunity to disclose hundreds of
incidents involving magnets coming
loose, but it failed to do so. Notably, at
that point in time, Rose Art was
negotiating a civil penalty with CPSC
for a reporting violation concerning
another of its products, and was fully
cognizant of its reporting obligations
under the law. Mega Brands believes
that had Rose Art disclosed all Magnetix
consumer complaints in its response to
the May 24, 2005 letter, the defect of
magnets coming loose would have come
to light much earlier.
25. Mega Brands claims that once it
learned these facts, it promptly agreed
to a more comprehensive recall of the
product, which occurred in April 2007.
26. Nevertheless, Mega Brands
America understands that, regardless of
the reason, Rose Art and Mega Brands
America failed to provide and/or
furnish information to the CPSC as
required under the CPSA.
Agreement of the Parties
27. The Commission has jurisdiction
over this matter and over Mega Brands
America under the CPSA.
28. The parties enter this Agreement
for settlement purposes only. The
Agreement does not constitute an
admission by Mega Brands America nor
a determination by the Commission that
Mega Brands America violated the
CPSA’s reporting requirements.
29. In settlement of the staff’s
allegations, Mega Brands America
agrees to pay a civil penalty of $1.1
million ($1,100,000.00) in three
installments. The first installment of
$400,000 shall be paid within twenty
(20) calendar days of service of the
Commission’s final Order accepting this
Agreement. The second installment of
$350,000 shall be paid within three (3)
months of service of the Commission’s
final Order accepting this Agreement.
The third and final installment of
$350,000 shall be paid within six (6)
months of service of the Commission’s
final Order accepting this Agreement.
Each payment shall be made by check
payable to the order of the United States
Treasury.
30. The Commission agrees to take no
further action involving Mega Brands
America with respect to CPSC File Nos.
CA080229 (Magtastik and Magnetix Jr.
Pre-School Magnetic Toys) and
CA070073 (MagnaMan-Magnetic Action
Figures.)
31. Upon provisional acceptance of
this Agreement by the Commission, the
Commission shall place this Agreement
on the public record and shall publish
it in the Federal Register in accordance
with the procedures set forth in 16 CFR
1118.20(e). In accordance with 16 CFR
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Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Notices
mstockstill on PROD1PC66 with NOTICES
1118.20(f), if the Commission does not
receive any written requests not to
accept the Agreement within 15
calendar days, the Agreement shall be
deemed finally accepted on the 16th
calendar day after the date it is
published in the Federal Register.
32. Upon final acceptance of this
Agreement by the Commission and
issuance of the final Order, Mega Brands
America knowingly, voluntarily and
completely waives any rights it may
have in this matter to the following: (i)
An administrative or judicial hearing;
(ii) judicial review or other challenge or
contest of the validity of the
Commission’s Order or actions; (iii) a
determination by the Commission as to
whether Mega Brands America failed to
comply with the CPSA and the
underlying regulations; (iv) a statement
of findings of fact and conclusions of
law; and (v) any claims under the Equal
Access to Justice Act.
33. The Commission may publicize
the terms of the Agreement and Order.
34. The Agreement and Order shall
apply to, and be binding upon Mega
Brands America and each of its
successors and assigns.
35. The Commission issues the Order
under the provisions of the CPSA, and
a violation of the Order may subject
those referenced in paragraph 34 above
to appropriate legal action.
36. This Agreement may be used in
interpreting the Order. Understandings,
agreements, representations, or
interpretations apart from those
contained in the Agreement and the
Order may not be used to vary or
contradict their terms. The Agreement
shall not be waived, amended,
modified, or otherwise altered without
written agreement thereto executed by
the party against whom such waiver,
amendment, modification, or alteration
is sought to be enforced.
37. If any provision of this Agreement
and Order is held to be illegal, invalid,
or unenforceable under present or future
laws effective during the terms of the
Agreement and Order, such provision
shall be fully severable. The balance of
the Agreement and Order shall remain
in full force and effect, unless the
Commission and Mega Brands America
determine that severing the provision
materially affects the purpose of the
Agreement and Order.
MEGA BRANDS AMERICA, INC.
Dated: 3/19/09
By: lllllllllllllllllll
Vic Bertrand
President
Mega Brands America, Inc., 6 Regent Street,
Livingston, NJ 07039
By: lllllllllllllllllll
VerDate Nov<24>2008
16:20 Apr 23, 2009
Jkt 217001
Michael J. Gidding
Counsel for Mega Brands America, Inc.
Brown & Gidding, P.C., 3201 New Mexico
Avenue, NW., Washington, DC 20016
U.S. Consumer Product Safety Commission
Cheryl Falvey
General Counsel
Ronald G. Yelenik
Assistant General Counsel
Dated: 3/24/09
By: lllllllllllllllllll
Michelle Faust Gillice
Trial Attorney
Division of Compliance, Office of the General
Counsel
In the Matter of: Mega Brands America,
Inc. f/k/a Rose Art Industries, Inc.;
Order
Upon consideration of the Settlement
Agreement entered into between Mega
Brands America, Inc. (‘‘Mega Brands
America’’) and the U.S. Consumer
Product Safety Commission
(‘‘Commission’’) staff, and the
Commission having jurisdiction over
the subject matter and over Mega Brands
America, and it appearing that the
Settlement Agreement and the Order are
in the public interest, it is
Ordered, that the Settlement
Agreement be, and hereby is, accepted;
and it is
Further ordered, that Mega Brands
America shall pay a civil penalty in the
amount of $1.1 million ($1,100,000.00)
in three installments. The first
installment of $400,000 shall be paid
within twenty (20) calendar days of
service of the Commission’s final Order
accepting this Agreement. The second
installment of $350,000 shall be paid
within three (3) months of service of the
Commission’s final Order accepting this
Agreement. The third and final
installment of $350,000 shall be paid
within six (6) months of service of the
Commission’s final Order accepting this
Agreement. Each payment shall be made
by check payable to the order of the
United States Treasury. Upon the failure
of Mega Brands America to make any of
the aforementioned payments when
due, the total amount of the civil
penalty shall become immediately due
and payable, and interest on the unpaid
amount shall accrue and be paid by
Mega Brands America at the federal
legal rate of interest set forth at 28
U.S.C. 1961(a) and (b).
Provisionally accepted and
provisional Order issued on the l day
of ll, 2009.
BY ORDER OF THE COMMISSION:
Todd A. Stevenson, Secretary
U.S. Consumer Product Safety Commission
Finally accepted and final Order issued on
the l day of ll, 2009.
BY ORDER OF THE COMMISSION:
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18697
Todd A. Stevenson, Secretary
U.S. Consumer Product Safety Commission
[FR Doc. E9–9452 Filed 4–23–09; 8:45 am]
BILLING CODE 6355–01–P
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Office of the Secretary
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ACTION:
SUMMARY: Pursuant to the Federal
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May 7, 2009.
7 a.m.–12 p.m. (Open Session).
12 p.m.–2:15 p.m. (Administrative
Working Meeting).
2:15 p.m.–5:15 p.m. (Open Session).
May 8, 2009.
8 a.m.–2 p.m. (Closed Session).
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May 8, 2009 Industrial College of the
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Agenda: On May 7, 2009, the Board
will receive a briefing on Iraqi Health
E:\FR\FM\24APN1.SGM
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Agencies
[Federal Register Volume 74, Number 78 (Friday, April 24, 2009)]
[Notices]
[Pages 18695-18697]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-9452]
=======================================================================
-----------------------------------------------------------------------
CONSUMER PRODUCT SAFETY COMMISSION
[CPSC Docket No. 09-C0018]
Mega Brands America, Inc. f/k/a Rose Art Industries, Inc.,
Provisional Acceptance of a Settlement Agreement and Order
AGENCY: Consumer Product Safety Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: It is the policy of the Commission to publish settlements
which it provisionally accepts under the Consumer Product Safety Act in
the Federal Register in accordance with the terms of 16 CFR 1118.20(e).
Published below is a provisionally accepted Settlement Agreement with
Mega Brands America, Inc. f/k/a Rose Art Industries, Inc., containing a
civil penalty of $1,100,000.00.
DATES: Any interested person may ask the Commission not to accept this
agreement or otherwise comment on its contents by filing a written
request with the Office of the Secretary by May 11, 2009.
ADDRESSES: Persons wishing to comment on this Settlement Agreement
should send written comments to the Comment 09-C0018, Office of the
Secretary, Consumer Product Safety Commission, 4330 East West Highway,
Room 502, Bethesda, Maryland 20814-4408.
FOR FURTHER INFORMATION CONTACT: Michelle Faust Gillice, Trial
Attorney, Division of Compliance, Office of the General Counsel,
Consumer Product Safety Commission, 4330 East West Highway, Bethesda,
Maryland 20814-4408; telephone (301) 504-7667.
SUPPLEMENTARY INFORMATION: The text of the Agreement and Order appears
below.
Dated: April 20, 2009.
Todd A. Stevenson,
Secretary.
In the Matter of: Mega Brands America, Inc. f/k/a Rose Art Industries,
Inc.; Settlement Agreement
1. This Settlement Agreement (``Agreement'') is made by and between
the staff (the ``staff'') of the U.S. Consumer Product Safety
Commission (the ``Commission'') and Mega Brands America, Inc., f/k/a
Rose Art Industries, Inc., in accordance with 16 CFR 1118.20 of the
Commission's Procedures for Investigations, Inspections and Inquiries
under the Consumer Product Safety Act (``CPSA''). This Agreement and
the incorporated attached Order resolve the staff's allegations set
forth below.
The Parties
2. The Commission is an independent federal regulatory agency
responsible for the enforcement of the CPSA, 15 U.S.C. 2051-2089.
3. Mega Brands America, Inc. (``Mega Brands America'') f/k/a Rose
Art Industries, Inc. (``Rose Art'') is a New Jersey corporation, with
its principal office located in Livingston, NJ. Rose Art was wholly
owned by Jeffrey Rosen, Lawrence Rosen, and Sydney Rosen until
purchased by Mega Bloks, Inc. (a Canadian corporation) on July 26,
2005. Pursuant to the terms of the purchase agreement, Mega Bloks, Inc.
could not assume operational control of Rose Art until December 31,
2005. Thereafter, Jeffrey Rosen and Lawrence Rosen remained in senior
management positions at Rose Art until their respective departures on
April 3, 2006 and May 9, 2006. On June 15, 2006, Rose Art was renamed
``Mega Brands America''.
4. Mega Brands, Inc. f/k/a Mega Bloks, Inc. (``Mega Brands'') is a
Canadian corporation located in Montreal, Quebec, Canada. Mega Brands
is the parent company of Mega Brands America.
5. At all times relevant herein, Rose Art designed and manufactured
the Magnetix magnet toys subject to this Settlement Agreement and
Order.
Staff Allegations
6. Between January 2003 and December 2005, Rose Art manufactured
and/or imported Magnetix magnetic building sets (hereinafter ``Magnetix
set(s)'' or ``the set(s).'' \1\
---------------------------------------------------------------------------
\1\ Magnetix sets continued to be manufactured after 2005,
however due to manufacturing and design improvements instituted by
Mega Brands America, these sets are not the subject of the
allegations set forth in this Agreement.
---------------------------------------------------------------------------
7. Magnetix sets are ``children's product[s]'' and ``consumer
product[s]'' and, at the times relevant herein, Rose Art was a
``manufacturer'' of ``children's product[s]'' and ``consumer
product[s]'' which were ``distributed in commerce'' as those terms are
defined in sections 3(a)(2), (5), (8), and (11) of the CPSA, 15 U.S.C.
2052(a)(2), (5), (8) and (11).
8. The Magnetix sets are defective because magnets embedded in
small plastic pieces contained in the sets could come loose and fall
out of the plastic casing.
9. This defect creates a substantial risk of injury to children
under section 15(c) of the Federal Hazardous Substances Act, 15 U.S.C.
1274(c) because, if two or more magnets (or one magnet and one metallic
ball) from a set are ingested by a child, they can attract each other
through intestinal walls, causing perforations, twisting and/or
blockage of the intestines, infection, blood poisoning and death.
10. On December 14, 2005, Rose Art filed an ``initial report''
pursuant to section 15(b) of the CPSA, 15 U.S.C. 2064(b), concerning
the death of a 22 month old child who died on November 24, 2005. The
child had ingested multiple magnets from a Magnetix set on separate
occasions which subsequently joined together in his small intestine,
causing a blockage and sepsis, which led to his death. Rose Art's
report identified the product as a Magnetix ``X-treme Combo Flashing
Lights Castle.'' The firm attributed the release of magnets from the
plastic pieces to unusually abusive play by the decedent's older
siblings. The initial report essentially contained no other
information.
11. At the time of its initial report, Rose Art was in possession
of at least one report of a child suffering an unspecified injury from
ingesting a magnet from a Magnetix set and over 1100 consumer
complaints that magnets had come loose or fallen out of plastic pieces
from dozens of different Magnetix models, but failed to include that
information in its report as required by section 15(b) of the CPSA, 15
U.S.C. 2064(b).
12. On January 13, 2006, CPSC staff sent Rose Art a letter
requesting a Full Report pursuant to 16 CFR 1115.13(d). Requested
information included copies of the following: Product liability suits
and/or claims of personal injury;
[[Page 18696]]
consumer complaints, dealer complaints, warranty claims, an
identification of the products, and the total number of products
involved. In addition, the letter advised the firm that it had a
continuing obligation to supplement or correct its full report if the
firm learned of other incidents or injuries or information that
affected the scope, prevalence or seriousness of the defect of hazard.
13. On February 1, 2006, Rose Art submitted an incomplete and
inadequate Full Report. The firm provided limited information about the
``X-treme Combo Flashing Lights Castle'' despite relevant knowledge
that the population of affected products included over 255 different
Magnetix set models. In addition, the firm failed to provide any
information regarding complaints involving magnets falling out of
Magnetix pieces.
14. On March 28, 2006, Rose Art provided staff with a chart
entitled ``Consumer Calls/Warranty'' claims in response to the staff's
repeated requests for complaint and incident data. The chart lacked
detail and critical information rendering it effectively useless. The
CPSC staff requested all source documents used in the creation of the
chart. The staff was told that the firm did not retain any source
documents regarding complaint and incident data.
15. On March 31, 2006, CPSC and Rose Art announced a voluntary
recall whereby the firm agreed to provide replacement products for
consumers with children under the age of 6. The press release announced
that CPSC was aware of one child who died and four children who were
seriously injured as a result of ingesting or aspirating magnets that
fell out of Magnetix pieces.
16. Following the recall, CPSC staff sought additional product
information from the firm including complaint data. In September 2006,
the staff came across information which indicated the firm did in fact
retain records of consumer complaints with some level of detail.
17. On October 16, 2006, the Commission issued a Special Order and
Subpoena to Mega Brands America compelling the firm to produce all
injury and incident records pertaining to Magnetix.
18. On December 1, 2006, Mega Brands submitted a response for Mega
Brands America. According to documents provided, between January 2004
and December 14, 2005 (the date on which Rose Art reported the death of
the child), Rose Art had received over 1,100 complaints of magnets
falling out or otherwise liberating from the plastic pieces in over 67
different models of Magnetix. In addition, Rose Art had received notice
of a child being injured from ingesting a magnet a few weeks prior to
the child's death. According to the documents, by the time the recall
was announced in March 2006, Rose Art had received over 1,500
complaints about magnets falling out of Magnetix pieces.
19. The information eventually obtained by the Subpoena was
required by statute to be included in Rose Art's Full Report and
supplemented on an ongoing basis thereafter. The firm's failure to
provide full complaint and incident data directly and detrimentally
affected the staff's ability to assess the hazard and implement an
effective corrective action program commensurate with the risk created.
20. Pursuant to section 19(a)(3) of the CPSA, 15 U.S.C. 2068(a)(3),
it is unlawful to ``* * * fail or refuse to * * * provide information *
* * as required under this Act or rule there under.'' Under section
19(a)(4) of the CPSA, 15 U.S.C. 2068(a)(4), it is unlawful to fail to
furnish information required by section 15(b) of the Act.
21. In failing to provide or furnish information as required under
the CPSA and as set forth above, Mega Brands America ``knowingly''
violated sections 19(a)(3) and (4) of the CPSA, 15 U.S.C. 2068(a)(3)
and (4), as the term ``knowingly'' is defined in section 20(d) of the
CPSA, 15 U.S.C. 2069(d).
22. Pursuant to section 20 of the CPSA, 15 U.S.C. 2069, Mega Brands
America is subject to civil penalties for failure to provide or furnish
information in violation of section 19 of the CPSA, 15 U.S.C. 2068.
Response of Mega Brands America
23. Mega Brands America and its parent, Mega Brands, contend that
Mega Brands did not know of the Magnetix defects at the time Mega
Brands acquired Rose Art in June 2005. Documentary evidence establishes
that Rose Art's prior owners knew, since at least late 2003 or early
2004, that there were design and manufacturing defects in Magnetix
which caused magnets to detach. Rose Art's prior owners have admitted
under oath, at no point in time did they ever advise anyone at Mega
Brands of the Magnetix problems.
24. On May 24, 2005, when CPSC staff sent a letter requesting Rose
Art to provide information concerning choking and near choking
incidents involving Magnetix sets as well as ``copies of all consumers
or dealer complaints, including electronic records warranty claims and
reports of injury related to the products being investigated
[Magnetix]'', Rose Art had the opportunity to disclose hundreds of
incidents involving magnets coming loose, but it failed to do so.
Notably, at that point in time, Rose Art was negotiating a civil
penalty with CPSC for a reporting violation concerning another of its
products, and was fully cognizant of its reporting obligations under
the law. Mega Brands believes that had Rose Art disclosed all Magnetix
consumer complaints in its response to the May 24, 2005 letter, the
defect of magnets coming loose would have come to light much earlier.
25. Mega Brands claims that once it learned these facts, it
promptly agreed to a more comprehensive recall of the product, which
occurred in April 2007.
26. Nevertheless, Mega Brands America understands that, regardless
of the reason, Rose Art and Mega Brands America failed to provide and/
or furnish information to the CPSC as required under the CPSA.
Agreement of the Parties
27. The Commission has jurisdiction over this matter and over Mega
Brands America under the CPSA.
28. The parties enter this Agreement for settlement purposes only.
The Agreement does not constitute an admission by Mega Brands America
nor a determination by the Commission that Mega Brands America violated
the CPSA's reporting requirements.
29. In settlement of the staff's allegations, Mega Brands America
agrees to pay a civil penalty of $1.1 million ($1,100,000.00) in three
installments. The first installment of $400,000 shall be paid within
twenty (20) calendar days of service of the Commission's final Order
accepting this Agreement. The second installment of $350,000 shall be
paid within three (3) months of service of the Commission's final Order
accepting this Agreement. The third and final installment of $350,000
shall be paid within six (6) months of service of the Commission's
final Order accepting this Agreement. Each payment shall be made by
check payable to the order of the United States Treasury.
30. The Commission agrees to take no further action involving Mega
Brands America with respect to CPSC File Nos. CA080229 (Magtastik and
Magnetix Jr. Pre-School Magnetic Toys) and CA070073 (MagnaMan-Magnetic
Action Figures.)
31. Upon provisional acceptance of this Agreement by the
Commission, the Commission shall place this Agreement on the public
record and shall publish it in the Federal Register in accordance with
the procedures set forth in 16 CFR 1118.20(e). In accordance with 16
CFR
[[Page 18697]]
1118.20(f), if the Commission does not receive any written requests not
to accept the Agreement within 15 calendar days, the Agreement shall be
deemed finally accepted on the 16th calendar day after the date it is
published in the Federal Register.
32. Upon final acceptance of this Agreement by the Commission and
issuance of the final Order, Mega Brands America knowingly, voluntarily
and completely waives any rights it may have in this matter to the
following: (i) An administrative or judicial hearing; (ii) judicial
review or other challenge or contest of the validity of the
Commission's Order or actions; (iii) a determination by the Commission
as to whether Mega Brands America failed to comply with the CPSA and
the underlying regulations; (iv) a statement of findings of fact and
conclusions of law; and (v) any claims under the Equal Access to
Justice Act.
33. The Commission may publicize the terms of the Agreement and
Order.
34. The Agreement and Order shall apply to, and be binding upon
Mega Brands America and each of its successors and assigns.
35. The Commission issues the Order under the provisions of the
CPSA, and a violation of the Order may subject those referenced in
paragraph 34 above to appropriate legal action.
36. This Agreement may be used in interpreting the Order.
Understandings, agreements, representations, or interpretations apart
from those contained in the Agreement and the Order may not be used to
vary or contradict their terms. The Agreement shall not be waived,
amended, modified, or otherwise altered without written agreement
thereto executed by the party against whom such waiver, amendment,
modification, or alteration is sought to be enforced.
37. If any provision of this Agreement and Order is held to be
illegal, invalid, or unenforceable under present or future laws
effective during the terms of the Agreement and Order, such provision
shall be fully severable. The balance of the Agreement and Order shall
remain in full force and effect, unless the Commission and Mega Brands
America determine that severing the provision materially affects the
purpose of the Agreement and Order.
MEGA BRANDS AMERICA, INC.
Dated: 3/19/09
By:--------------------------------------------------------------------
Vic Bertrand
President
Mega Brands America, Inc., 6 Regent Street, Livingston, NJ 07039
By:--------------------------------------------------------------------
Michael J. Gidding
Counsel for Mega Brands America, Inc.
Brown & Gidding, P.C., 3201 New Mexico Avenue, NW., Washington, DC
20016
U.S. Consumer Product Safety Commission
Cheryl Falvey
General Counsel
Ronald G. Yelenik
Assistant General Counsel
Dated: 3/24/09
By:--------------------------------------------------------------------
Michelle Faust Gillice
Trial Attorney
Division of Compliance, Office of the General Counsel
In the Matter of: Mega Brands America, Inc. f/k/a Rose Art Industries,
Inc.; Order
Upon consideration of the Settlement Agreement entered into between
Mega Brands America, Inc. (``Mega Brands America'') and the U.S.
Consumer Product Safety Commission (``Commission'') staff, and the
Commission having jurisdiction over the subject matter and over Mega
Brands America, and it appearing that the Settlement Agreement and the
Order are in the public interest, it is
Ordered, that the Settlement Agreement be, and hereby is, accepted;
and it is
Further ordered, that Mega Brands America shall pay a civil penalty
in the amount of $1.1 million ($1,100,000.00) in three installments.
The first installment of $400,000 shall be paid within twenty (20)
calendar days of service of the Commission's final Order accepting this
Agreement. The second installment of $350,000 shall be paid within
three (3) months of service of the Commission's final Order accepting
this Agreement. The third and final installment of $350,000 shall be
paid within six (6) months of service of the Commission's final Order
accepting this Agreement. Each payment shall be made by check payable
to the order of the United States Treasury. Upon the failure of Mega
Brands America to make any of the aforementioned payments when due, the
total amount of the civil penalty shall become immediately due and
payable, and interest on the unpaid amount shall accrue and be paid by
Mega Brands America at the federal legal rate of interest set forth at
28 U.S.C. 1961(a) and (b).
Provisionally accepted and provisional Order issued on the -- day
of ----, 2009.
BY ORDER OF THE COMMISSION:
Todd A. Stevenson, Secretary
U.S. Consumer Product Safety Commission
Finally accepted and final Order issued on the -- day of ----,
2009.
BY ORDER OF THE COMMISSION:
Todd A. Stevenson, Secretary
U.S. Consumer Product Safety Commission
[FR Doc. E9-9452 Filed 4-23-09; 8:45 am]
BILLING CODE 6355-01-P