Proposed Endangerment and Cause or Contribute Findings for Greenhouse Gases Under Section 202(a) of the Clean Air Act, 18886-18910 [E9-9339]
Download as PDF
18886
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Chapter 1
[EPA–HQ–OAR–2009–0171; FRL–8895–5]
RIN 2060–ZA14
Proposed Endangerment and Cause or
Contribute Findings for Greenhouse
Gases Under Section 202(a) of the
Clean Air Act
tjames on PRODPC75 with PROPOSALS2
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
SUMMARY: Today the Administrator is
proposing to find that greenhouse gases
in the atmosphere endanger the public
health and welfare of current and future
generations. Concentrations of
greenhouse gases are at unprecedented
levels compared to the recent and
distant past. These high atmospheric
levels are the unambiguous result of
human emissions, and are very likely
the cause of the observed increase in
average temperatures and other climatic
changes. The effects of climate change
observed to date and projected to occur
in the future—including but not limited
to the increased likelihood of more
frequent and intense heat waves, more
wildfires, degraded air quality, more
heavy downpours and flooding,
increased drought, greater sea level rise,
more intense storms, harm to water
resources, harm to agriculture, and harm
to wildlife and ecosystems—are effects
on public health and welfare within the
meaning of the Clean Air Act. In light
of the likelihood that greenhouse gases
cause these effects, and the magnitude
of the effects that are occurring and are
very likely to occur in the future, the
Administrator proposes to find that
atmospheric concentrations of
greenhouse gases endanger public
health and welfare within the meaning
of Section 202(a) of the Clean Air Act.
She proposes to make this finding
specifically with respect to six
greenhouse gases that together
constitute the root of the climate change
problem: carbon dioxide, methane,
nitrous oxide, hydrofluorocarbons,
perfluorocarbons, and sulfur
hexafluoride.
The Administrator is also proposing
to find that the combined emissions of
carbon dioxide, methane, nitrous oxide,
and hydrofluorocarbons from new
motor vehicles and new motor vehicle
engines are contributing to this mix of
greenhouse gases in the atmosphere.
Thus, she proposes to find that the
emissions of these substances from new
motor vehicles and new motor vehicle
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
engines are contributing to air pollution
which is endangering public health and
welfare under section 202(a) of the
Clean Air Act.
DATES: Comments on this proposed
action must be received on or before
June 23, 2009. If you submitted
comments on the issues raised by this
proposal in dockets for other Agency
efforts (e.g., the Advance Notice of
Proposed Rulemaking on Regulating
Greenhouse Gases under the Clean Air
Act), you must still submit your
comments to the docket for this action
(EPA–HQ–OAR–2009–0171) by the
deadline if you want them to be
considered.
There will be two public hearings.
One hearing will be held on May 18,
2009 in Arlington, VA. The other
hearing will be on May 21, 2009 in
Seattle, WA. To obtain information
about the public hearings or to register
to speak at the hearings, please see the
SUPPLEMENTARY INFORMATION section
below or go to https://www.epa.gov/
climatechange/endangerment.html.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–HQ–
OAR–2009–0171, by one of the
following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• E-mail: GHG–EndangermentDocket@epa.gov.
• Fax: (202) 566–1741.
• Mail: Environmental Protection
Agency, EPA Docket Center (EPA/DC),
Mailcode 6102T, Attention Docket ID
No. EPA–HQ–OAR–2009–0171, 1200
Pennsylvania Avenue, NW.,
Washington, DC 20460.
• Hand Delivery: EPA Docket Center,
Public Reading Room, EPA West
Building, Room 3334, 1301 Constitution
Avenue, NW., Washington, DC 20004.
Such deliveries are only accepted
during the Docket’s normal hours of
operation, and special arrangements
should be made for deliveries of boxed
information.
Instructions: Direct your comments to
Docket ID No. EPA–HQ–OAR–2009–
0171. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be CBI or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov or e-mail. The
https://www.regulations.gov Web site is
PO 00000
Frm 00002
Fmt 4701
Sfmt 4702
an ‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through https://
www.regulations.gov your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses.
Docket: All documents in the docket
are listed in the https://
www.regulations.gov index. Although
listed in the index, some information is
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
will be publicly available only in hard
copy. Publicly available docket
materials are available either
electronically in https://
www.regulations.gov or in hard copy at
the Air Docket, EPA/DC, EPA West,
Room B102, 1301 Constitution Ave.,
NW., Washington, DC. This Docket
Facility is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number
for the Public Reading Room is (202)
566–1744, and the telephone number for
the Air Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT:
Jeremy Martinich, Climate Change
Division, Office of Atmospheric
Programs (MC–6207J), Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460;
telephone number: (202) 343–9927; fax
number: (202) 343–2202; e-mail
address: ghgendangerment@epa.gov.
Please use this contact information for
general questions only. Official
comments must be submitted using the
instructions above.
SUPPLEMENTARY INFORMATION:
Additional Information on Public
Hearings: The two public hearings will
be held on May 18 in Arlington, VA,
and on May 21, 2009, in Seattle, WA.
Both hearings will begin at 9 a.m. and
end at 8 p.m., respective local times.
Addresses: The hearings will be held
at the following locations:
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
1. Arlington, VA: One Potomac Yard,
2777 S. Crystal Drive, Arlington, VA
22202.
2. Seattle, WA: Bell Harbor
International Conference Center, 2211
Alaskan Way, Pier 66, Seattle, WA
98121.
The public hearings will provide
interested parties the opportunity to
present data, views, or arguments
concerning the proposed findings. The
EPA may ask clarifying questions during
the oral presentations, but will not
respond to the presentations at that
time. Written statements and supporting
information submitted during the
comment period will be considered
with the same weight as any oral
comments and supporting information
presented at the public hearings.
Written comments must be received by
the last day of the comment period, as
specified in the proposal.
To obtain additional information
about the public hearings or to register
to speak at the hearings, please go to:
https://www.epa.gov/climatechange/
endangerment.html. Alternatively,
contact Jeremy Martinich at 202–343–
9927. Verbatim transcripts of the
hearings and written statements will be
included in the rulemaking docket.
What Should I Consider as I Prepare
My Comments for EPA?
tjames on PRODPC75 with PROPOSALS2
1. Submitting CBI
Do not submit this information to EPA
through www.regulations.gov or e-mail.
Clearly mark the part or all of the
information that you claim to be
confidential business information (CBI).
For CBI information in a disk or CD
ROM that you mail to EPA, mark the
outside of the disk or CD ROM as CBI
and then identify electronically within
the disk or CD ROM the specific
information that is claimed as CBI. In
addition to one complete version of the
comment that includes information
claimed as CBI, a copy of the comment
that does not contain the information
claimed as CBI must be submitted for
inclusion in the public docket.
Information so marked will not be
disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for Preparing Your Comments
When submitting comments,
remember to:
• Explain your views as clearly as
possible.
• Describe any assumptions that you
used.
• Provide any technical information
and/or data you used that support your
views.
• Provide specific examples to
illustrate your concerns.
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
• Offer alternatives.
• Make sure to submit your
comments by the comment period
deadline identified.
• To ensure proper receipt by EPA,
identify the appropriate docket
identification number in the subject line
on the first page of your response. It
would also be helpful if you provided
the name, date, and Federal Register
citation related to your comments.
Table of Contents
I. Introduction
A. Summary
B. Background Information Helpful to
Understanding This Proposal
1. Greenhouse Gases and Their Effects
2. Statutory Basis for This Proposal
3. The Supreme Court’s Decision in
Massachusetts v. EPA
a. The Petition of the International Center
for Technology Assessment
b. The Supreme Court’s Decision
4. EPA’s Advance Notice of Proposed
Rulemaking on Regulating Greenhouse
Gases Under the Clean Air Act
C. Solicitation of Comments
II. Legal Framework for This Action
A. Section 202(a)—Endangerment and
Cause or Contribute
1. The Statutory Language
2. Origin of the Current Statutory Language
a. Ethyl Corp. v. EPA
b. The 1977 Clean Air Act Amendments
3. Additional Considerations for the Cause
or Contribute Analysis
4. Comments on Elements of the
Endangerment and Cause or Contribute
Tests Made During the ANPR Public
Comment Period
B. Air Pollutant, Public Health and Welfare
III. The Administrator’s Proposed
Endangerment Finding
A. Approach in Utilizing the Best
Available Scientific Information
B. The Air Pollution
1. Common Features of the Six Key
Greenhouse Gases
2. Evidence That the Six Greenhouse Gases
Are at Unprecedented Levels in the
Atmosphere
3. Evidence That Elevated Atmospheric
Concentrations of the Six Greenhouse
Gases Are the Root Cause of Observed
Climate Change
4. Other Climate Forcers
a. Water Vapor
b. The Ozone-Depleting Substances: CFCs,
HCFCs and Halons
c. Tropospheric Ozone
d. Black Carbon
e. Fluorinated Ethers and Recently
Identified Greenhouse Gases
C. The Administrator’s Proposed Finding
That the Air Pollution Endangers Public
Health and Welfare
1. Evidence of Currently Observed Climatic
and Related Effects
2. Future Projected Climatic and Related
Effects
3. Impacts on Public Health
4. Impacts on Public Welfare
5. The Administrator’s Consideration of
International Effects
PO 00000
Frm 00003
Fmt 4701
Sfmt 4702
18887
6. The Administrator’s Consideration of
Key Uncertainties
7. Summary
IV. The Administrator’s Cause or Contribute
Finding
A. The Air Pollutant(s)
1. Proposed Definition of Air Pollutant
2. How the Definition of Air Pollutant in
the Endangerment Determination Affects
Section 202(a) Standards
B. Proposed Cause or Contribute Finding
1. Overview of Greenhouse Gas Emissions
2. Overview of Section 202(a) Source
Categories and Cause or Contribute
Analysis
3. Proposed Finding That Emissions of the
Collective Group of Six Greenhouse
Gases Contributes to Air Pollution
Which May Reasonably Be Anticipated
To Endanger Public Health and Welfare
a. Total Greenhouse Gas Emissions From
Section 202(a) Source Categories
b. Proposed Contribution Finding for the
Single Air Pollutant Comprised of the
Collective Group of Six Greenhouse
Gases
4. Additional Consideration of Whether
Each Greenhouse Gas as a Separate Air
Pollutant Contributes to Air Pollution
Which May Reasonably Be Anticipated
To Endanger Public Health and Welfare
a. Carbon Dioxide Emissions From Section
202(a) Source Categories
b. Methane Emissions From Section 202(a)
Source Categories
c. Nitrous Oxide Emissions From Section
202(a) Source Categories
d. HFC emissions From Section 202(a)
Source Categories
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
I. Introduction
A. Summary
Pursuant to section 202(a) of the
Clean Air Act (CAA or Act), the
Administrator proposes to find that the
mix of six key greenhouse gases in the
atmosphere may reasonably be
anticipated to endanger public health
and welfare. Specifically, the
Administrator is proposing to define the
‘‘air pollution’’ referred to in section
E:\FR\FM\24APP2.SGM
24APP2
18888
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
tjames on PRODPC75 with PROPOSALS2
202(a) of the CAA to be the mix of six
key directly emitted and long-lived
greenhouse gases: Carbon dioxide (CO2),
methane (CH4), nitrous oxide (N2O),
hydrofluorocarbons (HFCs),
perfluorocarbons (PFCs), and sulfur
hexafluoride (SF6). It is the
Administrator’s judgment that the total
body of scientific evidence compellingly
supports a positive endangerment
finding for both public health and
welfare. The Administrator reached this
judgment by considering both observed
and projected future effects, and by
considering the full range of risks and
impacts to public health and welfare
occurring within the U.S., which by
itself warrants this judgment. In
addition, the scientific evidence
concerning risks and impacts occurring
outside the U.S., including risks and
impacts that can affect people in the
U.S., provides further support for this
finding.1
Under section 202(a) of the CAA, the
Administrator is to determine whether
emissions of any air pollutant from new
motor vehicles and their engines cause
or contribute to air pollution which may
reasonably be anticipated to endanger
public health or welfare. The
Administrator further proposes to find
that combined emissions from new
motor vehicles and new motor vehicle
engines of four of these greenhouse
gases—carbon dioxide, methane, nitrous
oxide, and hydrofluorocarbons—
contribute to this air pollution. The
other greenhouse gases that are the
subject of this proposal
(perfluorocarbons and sulfur
hexafluoride) are not emitted by motor
vehicles.
The Administrator’s proposed
findings come in response to the
Supreme Court’s decision in
Massachusetts v. EPA, 549 U.S. 497
(2007). That case involved a petition
submitted by the International Center
for Technology Assessment and 18 other
environmental and renewable energy
industry organizations requesting that
EPA issue standards under section
202(a) of the Act for the emissions of
carbon dioxide, methane, nitrous oxide,
and hydrofluorocarbons from new
1 As discussed later, EPA does not need to
determine, and is not determining, whether impacts
occurring outside the U.S. would be sufficient by
themselves to justify the proposed endangerment
finding. Instead the impacts occurring outside the
U.S. are considered as providing additional support
for the proposed finding, in a situation where, as
here, the impacts occurring within the U.S. are
sufficient on their own to warrant the proposed
finding. Thus, the Administrator does not now take
a position on the legal question whether
international effects, on their own, would be
sufficient to support an endangerment finding
under the Clean Air Act.
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
motor vehicles and engines. The
proposed findings are in response to
this petition and are for purposes of
section 202(a). EPA is not proposing or
taking action under any other provision
of the Clean Air Act.
B. Background Information Helpful to
Understanding This Proposal
1. Greenhouse Gases and Their Effects
Greenhouse gases are gases that
effectively trap some of the Earth’s heat
that would otherwise escape to space.
Greenhouse gases are both naturally
occurring and anthropogenic. The
primary greenhouse gases of concern
directly emitted by human activities
include carbon dioxide, methane,
nitrous oxide, hydrofluorocarbons,
perfluorocarbons, and sulfur
hexafluoride. Of these six gases, four
(carbon dioxide, methane, nitrous oxide,
and hydrofluorocarbons) are emitted by
motor vehicles.
These six gases, once emitted, remain
in the atmosphere for decades to
centuries. Thus, they become well
mixed globally in the atmosphere and
their concentrations accumulate when
emissions exceed the rate at which
natural processes remove greenhouse
gases from the atmosphere. The heating
effect caused by the human-induced
buildup of greenhouse gases in the
atmosphere is very likely 2 the cause of
most of the observed global warming
over the last 50 years. A detailed
explanation of climate change and its
impact on health, society, and the
environment is included in EPA’s
technical support document (docket
#OAR–2009–0171) and discussed in the
context of the Administrator’s finding in
Section III.
The U.S. transportation sector is a
significant contributor to total U.S. and
global anthropogenic emissions of
greenhouse gases. Transportation
sources subject to regulation under
section 202(a) of the Act are the second
largest greenhouse gas-emitting sector in
the U.S., after electricity generation, and
accounted for 24 percent of total U.S.
greenhouse gas emissions in 2006 (see
table 1 in section IV below) (these
emissions are compared on carbon
dioxide equivalent basis; see footnote 18
for an explanation). Detailed
information on past, present, and
projected greenhouse gas concentrations
and emissions is provided in the
Technical Support Document, and
2 According
to Intergovernmental Panel on
Climate Change (IPCC) terminology, ‘‘very likely’’
conveys a 90 to 99 percent probability of
occurrence. ‘‘Virtually certain’’ conveys a greater
than 99 percent probability, ‘‘likely’’ conveys a 66
to 90 percent probability, and ‘‘about as likely as
not’’ conveys a 33 to 66 percent probability.
PO 00000
Frm 00004
Fmt 4701
Sfmt 4702
summarized in Sections III and IV,
respectively.
2. Statutory Basis for This Proposal
Section 202(a)(1) of the CAA states
that ‘‘The Administrator shall by
regulation prescribe (and from time to
time revise) * * * standards applicable
to the emission of any air pollutant from
any class or classes of new motor
vehicles or new motor vehicle engines,
which in [her] judgment cause, or
contribute to, air pollution which may
reasonably be anticipated to endanger
public health or welfare.’’
Before the Administrator may issue
standards addressing emissions of
greenhouse gases from new motor
vehicles or engines under section
202(a), the Administrator must satisfy a
two-step test. First, the Administrator
must decide whether, in her judgment,
the air pollution under consideration
may reasonably be anticipated to
endanger public health or welfare.
Second, the Administrator must decide
whether, in her judgment, emissions of
an air pollutant from new motor
vehicles or engines cause or contribute
to this air pollution.3 If the
Administrator answers both questions
in the affirmative, she must issue
standards under section 202(a).
Massachusetts v. EPA, 549 U.S. at 533.
Typically, the endangerment and
cause or contribute findings have been
proposed concurrently with proposed
standards under various sections of the
CAA, including section 202(a).
Comment has been taken on these
proposed findings as part of the notice
and comment process for the emission
standards. See, e.g., Rulemaking for
non-road compression-ignition engines
under section 213(a)(4) of the CAA,
Proposed Rule 58 FR 28809, 28813–14
(May 17, 1993), Final Rule 59 FR 31306,
31318 (June 17, 1994); Rulemaking for
highway heavy duty diesel engines and
diesel sulfur fuel under sections 202(a)
and 211(c) of the CAA, Proposed Rule
65 FR 35430 (June 2, 2000), Final Rule
66 FR 5002 (Jan. 18, 2001). However,
there is no requirement that the
Administrator propose the
endangerment and cause or contribute
findings with proposed standards. The
Administrator is moving forward with
this proposed endangerment finding
and a cause or contribute determination
3 To clarify the distinction between air pollution
and air pollutant, the air pollution is the
atmospheric concentrations and can be thought of
as the total, cumulative stock problem of
greenhouse gases in the atmosphere. The air
pollutants, on the other hand, are the emissions of
greenhouse gases and can be thought of as the flow
that changes the size of the total stock.
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
while developing proposed standards
under section 202(a).
The Administrator is applying the
rulemaking provisions of CAA section
307(d) to this action.4 Thus, these
proposed findings will be subject to the
same rulemaking requirements that
would apply if the proposed findings
were part of the standard-setting
rulemaking. Any standard setting
rulemaking under section 202(a) will
also be subject to these notice and
comment rulemaking procedures.
3. The Supreme Court’s Decision in
Massachusetts v. EPA
a. The Petition of the International
Center for Technology Assessment
tjames on PRODPC75 with PROPOSALS2
On October 20, 1999, the International
Center for Technology Assessment and
18 other environmental and renewable
energy industry organizations filed a
‘‘Petition for Rulemaking and Collateral
Relief Seeking the Regulation of
Greenhouse Gas Emissions from New
Motor Vehicles under Section 202(a) of
the Clean Air Act.’’ The thrust of the
petition was that four greenhouse
gases—carbon dioxide, methane, nitrous
oxide, and hydrofluorocarbons—are air
pollutants as defined in CAA section
302(g), that emissions of these
greenhouse gases contribute to air
pollution which is reasonably
anticipated to endanger public health or
welfare, that these greenhouse gases are
emitted by new motor vehicles, and
therefore that EPA has a mandatory duty
to issue regulations under CAA section
202(a) addressing these greenhouse
gases.
After an opportunity for public
comment, EPA denied the petition in a
notice issued on August 8, 2003. The
Agency concluded that it lacked
authority under the CAA to regulate
greenhouse gases for purposes of global
climate change, and that even if it did
have the authority to set greenhouse gas
emission standards for new motor
vehicles, it would be unwise to do so at
that time. The federal appeals court in
Washington, DC, upheld EPA’s denial of
the petition.
4 Commenters on the Advanced Notice of
Proposed Rulemaking on Regulating Greenhouse
Gases under the Clean Air Act, 73 FR 44354 (2007),
see Section I.B.4 below, argued that EPA is required
to follow notice and comment requirements for the
endangerment and cause or contribute findings.
Without agreeing or disagreeing with the reasoning
set forth in those comments, the Administrator is
applying the rulemaking requirements of CAA
section 307(d), including notice and comment, to
today’s action. See, e.g., CAA sections 307(d)(1)(K)
(applying 307(d) requirements to the promulgation
or revisions of regulations under section 202),
307(d)(1)(V) (the provisions of section 307(d) apply
to ‘‘such other actions as the Administrator may
determine.’’).
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
b. The Supreme Court’s Decision
In Massachusetts v. EPA, the Supreme
Court reversed the lower court’s
decision and held that EPA had
improperly denied the petition. 549 U.S.
497 (2007). The Court held that
greenhouse gases are air pollutants
under the CAA, and that the alternative
grounds EPA gave for denying the
petition were ‘‘divorced from the
statutory text’’ and hence improper.
Specifically, the Court held that
carbon dioxide, methane, nitrous oxide,
and hydrofluorocarbons fit the CAA’s
‘‘sweeping definition of ‘air pollutant’ ’’
since they are ‘‘without a doubt
‘physical [and] chemical * * *
substances which [are] emitted into
* * * the ambient air.’ The statute is
unambiguous.’’ Id. at 529. The Court
also rejected the argument that postenactment legislative developments
even ‘‘remotely suggest[ed] that
Congress meant to curtail [EPA’s] power
to treat greenhouse gases as air
pollutants.’’ Id.
The Court further rejected the
argument that EPA could not regulate
motor vehicle emissions of the chief
greenhouse gas, carbon dioxide, because
doing so would essentially require
control of vehicle fuel economy, and
Congress delegated that authority to the
Department of Transportation in the
Energy Policy and Conservation Act.
The Court held that the fact ‘‘that DOT
sets mileage standards in no way
licenses EPA to shirk its environmental
responsibilities. EPA has been charged
with protecting the public’s ‘health’ and
‘welfare,’ 42 U.S.C. 7521(a)(1), a
statutory obligation wholly independent
of DOT’s mandate to promote energy
efficiency.’’ Id. at 532 (citation omitted).
The two obligations may overlap ‘‘but
there is no reason to think the two
agencies cannot both administer their
obligations and yet avoid
inconsistency.’’ Id.
Turning to EPA’s alternative grounds
for denial, the Court held that EPA’s
decision on whether or not to grant the
petition must relate to ‘‘whether an air
pollutant ‘causes, or contributes to, air
pollution which may reasonably be
anticipated to endanger public health or
welfare.’ ’’ Id. at 532–33. Thus, ‘‘[u]nder
the clear terms of the Clean Air Act,
EPA can avoid taking further action
only if it determines that greenhouse
gases do not contribute to climate
change or if it provides some reasonable
explanation as to why it cannot or will
not exercise its discretion to determine
whether they do.’’ Id. at 533. The Court
held that three of the four reasons EPA
advanced as alternative grounds for
denying the petition were unrelated to
PO 00000
Frm 00005
Fmt 4701
Sfmt 4702
18889
whether greenhouse gas emissions from
new motor vehicles cause or contribute
to air pollution that may reasonably be
anticipated to endanger public health or
welfare. Thus, EPA had failed to offer a
reasoned explanation for its action. For
example, the Court held that concerns
related to foreign policy objectives had
‘‘nothing to do with whether greenhouse
gas emissions contribute to climate
change’’ and hence could not justify the
denial. Id. The Court further held that
EPA’s generalized concerns about
scientific uncertainty were likewise
insufficient unless ‘‘the scientific
uncertainty is so profound that it
precludes EPA from making a reasoned
judgment as to whether greenhouse
gases contribute to global warming,’’ in
which case EPA must so find. Id. at 534.
The Supreme Court was careful to
note that it was not dictating EPA’s
action on remand, and was not deciding
whether or not EPA must find that
greenhouse gases endanger public
health or welfare. Nor did the Court rule
on ‘‘whether policy concerns can inform
EPA’s actions in the event that it makes
such a finding.’’ Id. at 534–35. The
Court also observed that under CAA
section 202(a), ‘‘EPA no doubt has
significant latitude as to the manner,
timing, content, and coordination of its
regulations with those of other
agencies.’’ Id. at 533. Nonetheless, any
EPA decisions concerning the
endangerment and cause or contribute
criteria must be grounded in the
requirements of CAA section 202(a).
Since the Supreme Court’s decision in
April 2007, some stakeholders have
taken the position, including in
comments on the Advance Notice of
Proposed Rulemaking discussed below,
that the Supreme Court did not
foreclose EPA’s ability to deny the
petition without addressing the
endangerment question. For example,
one industry group argued that EPA
could deny the rulemaking petition
based on statutory factors besides
scientific uncertainty and those already
rejected by the Court, but did not
describe what those additional statutory
factors may be or how they would
support a denial of the ICTA petition.
EPA does not agree with these
interpretations of the Supreme Court’s
decision. Moreover, commenters have
not provided examples of additional
statutory factors that they believe would
justify denying the petition without
addressing the endangerment and cause
or contribute criteria. Today the
Administrator is addressing these
criteria, and is proposing to find that the
mix of six key greenhouse gases in the
atmosphere may reasonably be
anticipated to endanger public health
E:\FR\FM\24APP2.SGM
24APP2
18890
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
and welfare due overwhelmingly to the
effects of climate change. Furthermore,
the Administrator is proposing to find
that emissions of greenhouse gases by
motor vehicles collectively contribute to
the air pollution that endangers public
health and welfare.
tjames on PRODPC75 with PROPOSALS2
4. EPA’s Advance Notice of Proposed
Rulemaking on Regulating Greenhouse
Gases Under the Clean Air Act
On July 30, 2008, EPA published an
Advance Notice of Proposed
Rulemaking on ‘‘Regulating Greenhouse
Gas Emissions under the Clean Air Act’’
(73 FR 44354) (ANPR). The ANPR
presented information relevant to, and
solicited public comment on, a wide
variety of issues regarding the potential
regulation of greenhouse gases under
the CAA, including EPA’s response to
the Supreme Court’s decision in
Massachusetts v. EPA. Section V of the
ANPR contained an earlier version of
much of the material in this proposal,
including the legal framework, a
summary of the science of climate
change, and an illustration of how the
Administrator could analyze the cause
or contribute element using information
regarding the greenhouse gas emissions
of the portion of the U.S. transportation
sector covered by section 202(a). A July
2008 version of the Technical Support
Document (TSD) for this proposal was
also in the docket for the ANPR (EPA–
HQ–OAR–2008–0318).
The ANPR also contained a summary
of much of the work EPA had done in
2007 regarding draft greenhouse gas
emission standards for light duty
vehicles and trucks under section 202(a)
of the Act. As noted earlier, EPA is
currently developing proposed
emissions standards related to today’s
proposal. EPA expects that these
proposed standards will be ready to
propose for public comment several
months from now.
Finally, the ANPR also discussed
pending petitions under various
sections of the Act requesting that EPA
regulate greenhouse gas emissions from
other mobile sources, as well as
stationary source rulemakings (recently
completed, ongoing or remanded) in
which commenters suggested EPA
regulate greenhouse gas emissions. EPA
is continuing to evaluate its response to
those other pending petitions and
rulemakings and will address them in
later actions.
C. Solicitation of Comments
The Administrator requests comments
on all aspects of this action. She
requests comment on the data on which
the proposed findings are based, the
methodology used in obtaining and
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
analyzing the data, and the major legal
interpretations and policy
considerations underlying the proposed
findings.
II. Legal Framework for This Action
Two provisions of the CAA govern
today’s proposal. Section 202(a) sets
forth a two-part predicate for regulatory
action under that provision:
endangerment and cause or contribute.
Section 302 of the Act contains
definitions of the terms air pollutant
and welfare used in section 202(a).
These statutory provisions are discussed
below.
A. Section 202(a)—Endangerment and
Cause or Contribute
As noted above, section 202(a) of the
CAA calls for the Administrator to
exercise her judgment and make two
separate determinations: first, whether
air pollution may reasonably be
anticipated to endanger public health or
welfare, and second whether emissions
of any air pollutant from new motor
vehicles or engines cause or contribute
to this air pollution.
Based on the text of this provision
and its legislative history, the
Administrator interprets the two-part
test as follows. First, the Administrator
is required to protect public health and
welfare. She is not asked to wait until
harm has occurred but instead must be
ready to take regulatory action to
prevent harm before it occurs. The
Administrator is thus to consider both
current and future risks. Second, the
Administrator is to exercise judgment
by weighing risks, assessing potential
harms, and making reasonable
projections of future trends and
possibilities. It follows that when
exercising her judgment the
Administrator balances the likelihood
and severity of effects. This balance
involves a sliding scale; on one end the
severity of the effects may be significant,
but the likelihood low, while on the
other end the severity may be less
significant, but the likelihood high.
Under either scenario, the
Administrator is permitted to find
endangerment. If the harm would be
catastrophic, the Administrator is
permitted to find endangerment even if
the likelihood is small. In the context of
climate change, for example, the
Administrator should take account of
the most catastrophic scenarios and
their probabilities. As explained below,
however, it is not necessary to rely on
low-probability outcomes in order to
find endangerment here.5
5 Cf. Massachusetts v. EPA, 549 U.S. at 525 n.23,
citing Mountain States Legal Foundation v.
PO 00000
Frm 00006
Fmt 4701
Sfmt 4702
Because scientific knowledge is
constantly evolving, the Administrator
may be called upon to make decisions
while recognizing the uncertainties and
limitations of the data or information
available, as risks to public health or
welfare may involve the frontiers of
scientific or medical knowledge. At the
same time, the Administrator must
exercise reasoned decision making, and
avoid speculative or crystal ball
inquiries. Third, the Administrator is to
consider the cumulative impact of
sources of a pollutant in assessing the
risks from air pollution, and is not to
look only at the risks attributable to a
single source or class of sources. Fourth,
the Administrator is to consider the
risks to all parts of our population,
including those who are at greater risk
for reasons such as increased
susceptibility to adverse health effects.
If vulnerable subpopulations are
especially at risk, the Administrator is
entitled to take that point into account
in deciding the question of
endangerment. Here too, both likelihood
and severity of adverse effects are
relevant, and here too, catastrophic
scenarios and their probabilities should
be considered. As explained below,
vulnerable subpopulations face serious
health risks as a result of climate
change.
This framework recognizes that
regulatory agencies such as EPA must be
able to deal with the reality that
‘‘[m]an’s ability to alter his environment
has developed far more rapidly than his
ability to foresee with certainty the
effects of his alterations.’’ See Ethyl
Corp v. EPA, 541 F.2d 1, 6 (D.C. Cir.),
cert. denied 426 U.S. 941 (1976). Both
‘‘the Clean Air Act ‘and common sense
* * * demand regulatory action to
prevent harm, even if the regulator is
less than certain that harm is otherwise
inevitable.’ ’’ See Massachusetts v. EPA,
549 U.S. at 506, n.7 (citing Ethyl Corp.).
To be sure, the concept of ‘‘expected
value’’ has its limitations in this
context, but it is useful insofar as it
suggests that when severe risks to the
public health and welfare are involved,
the Administrator need not wait as
evidence continues to accumulate.
The Administrator recognizes that the
context for this action is unique. There
is a very large and comprehensive base
of scientific information that has been
Glickman, 92 F.3d 1228, 1234 (D.C. Cir. 1996) (‘‘The
more drastic the injury that government action
makes more likely, the lesser the increment in
probability to establish standing’’); Village of Elk
Grove Village v. Evans, 997 F.2d 328, 329 (7th Cir.
1993) (‘‘[E]ven a small probability of injury is
sufficient to create a case or controversy—to take a
suit out of the category of the hypothetical—
provided of course that the relief sought would, if
granted, reduce the probability.’’).
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
developed over many years through a
global consensus process involving
numerous scientists from many
countries and representing many
disciplines. She also recognizes that
there are varying degrees of uncertainty
across many of these scientific issues. It
is in this context that she is exercising
her judgment and applying the statutory
framework. Further discussion of the
language in section 202(a) and its
legislative history is provided below, to
explain more fully the basis for this
interpretation.
tjames on PRODPC75 with PROPOSALS2
1. The Statutory Language
The interpretation described above
flows from the statutory language itself.
The phrase ‘‘may reasonably be
anticipated’’ and the term ‘‘endanger’’
authorize, if not require, the
Administrator to act to prevent harm
and to act in conditions of uncertainty.
They do not limit her to merely reacting
to harm or to acting only when certainty
has been achieved; indeed, the
references to anticipation and to
endangerment imply that to fail to look
to the future or to less than certain risks
would be to abjure the Administrator’s
statutory responsibilities. Moreover, by
instructing the Administrator to
consider whether emissions of an air
pollutant cause or contribute to air
pollution, the statute is clear that she
need not find that emissions from any
one sector or group of sources are the
sole or even the major part of an air
pollution problem. The use of the term
contribute clearly indicates that a lower
threshold than a finding that such
emissions are the sole or major cause is
a sufficient basis to make the required
finding. Finally, the phrase ‘‘in [her]
judgment’’ authorizes the Administrator
to weigh risks and to consider
projections of future possibilities, while
also recognizing uncertainties and
extrapolating from existing data. When
exercising her judgment the
Administrator balances the likelihood
and severity of effects. Notably, the
phrase ‘‘in [her] judgment’’ modifies
both ‘‘may reasonably be anticipated’’
and ‘‘cause or contribute.’’
2. Origin of the Current Statutory
Language
When Congress revised section 202(a)
and other provisions of the CAA as part
of the 1977 amendments to the CAA, it
was responding to an opinion issued by
the D.C. Circuit regarding the pre-1977
version of section 211(c) of the Act. The
legislative history of those amendments,
particularly the report by the House
Committee on Interstate and Foreign
Commerce, demonstrate that EPA’s
interpretation is fully consistent with
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
Congress’ intention in crafting this a
provision See H.R. Rep. 95–294 (1977),
as reprinted in 4 A Legislative History
of the Clean Air Act Amendments of
1977 (1978) at 2465 (hereinafter ‘‘LH’’).
a. Ethyl Corp. v. EPA
In revising the statutory language,
Congress relied heavily on the en banc
decision in Ethyl Corp. v. EPA, which
reversed a 3-judge panel opinion
regarding an EPA rule restricting the
content of lead in leaded gasoline.6
After reviewing the relevant facts and
law, the full court evaluated the
statutory language at issue to see what
level of ‘‘certainty [was] required by the
Clean Air Act before EPA may act.’’ Id.
at 7.
The petitioners argued that the
statutory language ‘‘will endanger’’
required proof of actual harm, and that
the actual harm had to come from
emissions from the fuels in and of
themselves. Id. at 12, 29. The en banc
court rejected this approach, finding
that the term ‘‘endanger’’ allowed the
Administrator to act when harm is
threatened, and did not require proof of
actual harm. Id. at 13. ‘‘A statute
allowing for regulation in the face of
danger is, necessarily, a precautionary
statute.’’ Id. Optimally, the court held,
regulatory action would not only
precede, but prevent, a perceived threat.
Id.
The court also rejected petitioner’s
argument that any threatened harm
must be ‘‘probable’’ before regulation
was authorized. Specifically, the court
recognized that danger ‘‘is set not by a
fixed probability of harm, but rather is
composed of reciprocal elements of risk
and harm, or probability and severity.’’
Id. at 18. Next, the court held that EPA’s
evaluation of risk is necessarily an
exercise of judgment, and that the
statute did not require a factual finding.
Id. at 24. Thus, ultimately, the
Administrator must ‘‘act, in part on
‘factual issues,’ but largely ‘on choices
of policy, on an assessment of risks,
[and] on predictions dealing with
matters on the frontiers of scientific
knowledge * * * .’’ Id. at 29 (citations
omitted). Finally, the en banc court
agreed with EPA that even without the
6 At
the time of the 1973 rules requiring the
reduction of lead in leaded gasoline, section
211(c)(1)(A) of the CAA stated that the
Administrator may promulgate regulations that:
‘‘control or prohibit the manufacture, introduction
into commerce, offering for sale, or sale of any fuel
or fuel additive for use in a motor vehicle or motor
vehicle engine (A) if any emissions product of such
fuel or fuel additive will endanger the public health
or welfare * * * .’’ CAA 211(c)(1)(A) (1970)
(emphasis added). The italicized language in the
above quote is the relevant language revised by the
1977 amendments.
PO 00000
Frm 00007
Fmt 4701
Sfmt 4702
18891
language in section 202(a) regarding
‘‘cause or contribute to,’’ it was
appropriate for EPA to consider the
cumulative impact of lead from
numerous sources, not just the fuels
being regulated under section 211(c). Id.
at 29–31.
b. The 1977 Clean Air Act Amendments
The dissent in the original Ethyl Corp.
decision and the en banc opinion were
of ‘‘critical importance’’ to the House
Committee which proposed the
revisions to the endangerment language
in the 1977 amendments to the CAA.
H.R. Rep. 95–294 at 48, 4 LH at 2515.
In particular, the Committee believed
the Ethyl Corp. decision posed several
‘‘crucial policy questions’’ regarding the
protection of public health and
welfare.’’ Id. 7 The Committee addressed
those questions with the language that
now appears in section 202(a) and
several other CAA provisions—
‘‘emission of any air pollutant * * * ,
which in [the Administrator’s] judgment
cause, or contribute to, air pollution
which may reasonably be anticipated to
endanger public health or welfare.’’
The legislative history clearly
indicates that the Committee intended
the language to serve several purposes
consistent with the en banc decision in
Ethyl Corp. In particular, the language
(1) emphasizes the preventive or
precautionary nature of the CAA 8; (2)
authorizes the Administrator to
reasonably project into the future and
weigh risks; (3) assures the
consideration of the cumulative impact
of all sources; (4) instructs that the
health of susceptible individuals, as
well as healthy adults, should be part of
the analysis; and (5) indicates an
awareness of the uncertainties and
limitations in information available to
the Administrator. H.R. Rep. 95–294 at
49–50, 4 LH at 2516–17.9
As noted above, the phrase ‘‘in [her]
judgment’’ calls for the Administrator to
make a comparative assessment of risks
and projections of future possibilities,
consider uncertainties, and extrapolate
from limited data. Thus, the
Administrator must balance the
likelihood of effects with the severity of
7 The Supreme Court recognized that the current
language in section 202(a)(1) is ‘‘more-protective’’
than the 1970 version that was similar to the section
211 language before the DC Circuit in Ethyl Corp.
Massachusetts v. EPA, 549 U.S. at 506, fn 7.
8 See H.R. Rep. 95–294 at 49, 4 LH at 2516 (‘‘To
emphasize the preventive or precautionary nature
of the Act, i.e. to assure that regulatory action can
effectively prevent harm before it occurs’’).
9 Congress also standardized this language across
the various sections of the CAA which address
emissions from both stationary and mobile sources.
H.R. Rep. 95–294 at 50, 4 LH at 2517; Section 401
of CAA Amendments of 1977.
E:\FR\FM\24APP2.SGM
24APP2
18892
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
the effects in reaching her judgment.
The Committee emphasized that
‘‘judgment’’ is different from a factual
‘‘finding.’’ 10 The Administrator may
make projections, assessments and
estimates that are reasonable, as
compared to a ‘‘ ‘crystal ball’ inquiry.’’
Moreover, procedural safeguards apply
to the exercise of judgment, and final
decisions are subject to judicial review.
Also, the phrase ‘‘in [her] judgment’’
modifies both the phrases ‘‘cause and
contribute’’ and ‘‘may reasonably be
anticipated,’’ as discussed below. H.R.
Rep. 95–294 at 50–51, 4 LH at 2517–18.
As the Committee further explained,
the phrase ‘‘may reasonably be
anticipated’’ points the Administrator in
the direction of assessing current and
future risks rather than waiting for proof
of actual harm. This phrase is also
intended to instruct the Administrator
to consider the limitations and
difficulties inherent in information on
public health and welfare. H.R. Rep. 95–
294 at 51, 4 LH at 2518.11
Finally, the phrase ‘‘cause or
contribute’’ ensures that all sources of
the contaminant which contribute to air
pollution are considered in the
endangerment analysis (e.g., not a single
source or category of sources). It is also
intended to require the Administrator to
consider all sources of exposure to a
pollutant (for example, food, water, and
air) when determining risk. Id.
tjames on PRODPC75 with PROPOSALS2
3. Additional Considerations for the
Cause or Contribute Analysis
By instructing the Administrator to
consider whether emissions of an air
pollutant cause or contribute to air
pollution, the statute is clear that she
need not find that emissions from any
one sector or group of sources are the
sole or even the major part of an air
pollution problem. The use of the term
contribute clearly indicates a lower
threshold than the sole or major cause.
Moreover, the statutory language in
section 202(a) does not contain a
modifier on its use of the term
contribute. Unlike other CAA
provisions, it does not require
10 Throughout this Notice the judgments on
endangerment and cause or contribute are described
as a finding or findings. This is for ease of reference
only, and is not intended to imply that the
Administrator’s exercise of judgment in applying
the scientific information to the statutory criteria is
solely a factual finding; while grounded squarely in
the science of climate change, these judgments also
embody policy considerations.
11 Thus, contrary to the position set forth by at
least one commenter on the Greenhouse Gas ANPR,
the statutory language does not require that EPA
prove the effects of climate change ‘‘beyond a
reasonable doubt.’’ Indeed, such an approach is
inconsistent with the concepts of reasonable
anticipation and endangerment embedded in the
statute.
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
‘‘significant’’ contribution. See, e.g.,
CAA sections 111(b); 213(a)(2), (4).
Congress made it clear that the
Administrator is to exercise her
judgment in determining contribution,
and authorized regulatory controls to
address air pollution even if the air
pollution problem results from a wide
variety of sources. While the
endangerment test looks at the entire air
pollution problem and the risks it poses,
the cause or contribute test is designed
to authorize EPA to identify and then
address what may well be many
different sectors or groups of sources
that are each part of the problem.
The DC Circuit Court of Appeals has
discussed the concept of contribution in
the context of CAA section 213 and
rules for nonroad vehicles. In Bluewater
Network v. EPA, 370 F.3d 1 (DC Cir.
2004), industry argued that section
213(a)(3) requires a finding of a
significant contribution before EPA can
regulate, while EPA’s view was that the
CAA requires a finding only of
contribution. Id. at 13. Section 213(a)(3),
like section 202(a), is triggered by a
finding that certain sources ‘‘cause, or
contribute to,’’ air pollution, while an
adjacent provision, section 213(a)(2), is
triggered by a finding of a ‘‘significant’’
contribution. The court looked at the
‘‘ordinary meaning of ‘contribute’ ’’
when upholding EPA’s reading. After
referencing dictionary definitions of
contribute, the court also noted that
‘‘[s]tanding alone, the term has no
inherent connotation as to the
magnitude or importance of the relevant
‘share’ in the effect; certainly it does not
incorporate any ‘significance’
requirement.’’ 370 F.3d at 13.12 The
court found that the bare ‘‘contribute’’
language invests the Administrator with
discretion to exercise judgment
regarding what constitutes a sufficient
contribution for the purpose of making
an endangerment finding. Id. at 14.13
Like section 213(a)(3), section 202(a)
refers to contribution and does not
specify that the contribution must be
significant before an affirmative finding
can be made. To be sure, any finding of
a ‘‘contribution’’ requires some
12 Specifically, the decision noted that
‘‘ ‘contribute’ means simply ‘to have a share in any
act or effect,’ WEBSTER’S THIRD NEW
INTERNATIONAL DICTIONARY 496 (1993), or ‘to
have a part or share in producing,’ 3 OXFORD
ENGLISH DICTIONARY 849 (2d ed. 1989).’’ Id. at
13.
13 The court explained, ‘‘[t]he repeated use of the
term ‘significant’ to modify the contribution
required for all nonroad vehicles, coupled with the
omission of this modifier from the ‘cause, or
contribute to’ finding required for individual
categories of new nonroad vehicles, indicates that
Congress did not intend to require a finding of
‘significant contribution’ for individual vehicle
categories.’’ Id. at 13.
PO 00000
Frm 00008
Fmt 4701
Sfmt 4702
threshold to be met; a truly trivial or de
minimis ‘‘contribution’’ might not count
as such. The Administrator therefore
has ample discretion in exercising her
reasonable judgment and determining
whether, under the circumstances
presented, the cause or contribute
criterion has been met.14 In the past, the
Administrator has evaluated the
emissions of the source or sources in
different ways, based on the particular
circumstances involved. For instance, in
some mobile source rulemakings, the
Administrator has used the percent of
emissions from the regulated mobile
source category compared to the total
mobile source inventory for that air
pollutant as the best way to evaluate
contribution. See, e.g., 66 FR 5001
(2001) (heavy duty engine and diesel
sulfur rule). In other instances the
Administrator has looked at the percent
of emissions compared to the total
nonattainment area inventory of the air
pollution at issue. See, e.g., 67 FR
68,242 (2002) (snowmobile rule). EPA
has found that air pollutant emissions
that amount to 1.2 percent of the total
inventory ‘‘contribute.’’ Bluewater
Network, 370 F.3d at 15 (‘‘For
Fairbanks, this contribution was
equivalent to 1.2 percent of the total
daily CO inventory for 2001.’’).
While these prior actions are
instructive, they do not establish bright
line emission levels above which a
positive contribution determination
must be made, or below which a
contribution determination could not be
made. The Administrator may
determine that emissions at a certain
level or percentage contribute to air
pollution in one set of circumstances,
while also judging that the same level or
percentage of another air pollutant in a
different circumstances and involving
different air pollution does not
contribute. When exercising her
judgment, the Administrator not only
considers the cumulative impact, but
also looks at the totality of the
circumstances (e.g., the air pollutant,
the air pollution, the nature of the
endangerment, the type of source
category, the number of sources in the
source category, and the number and
type of other source categories that may
emit the air pollutant) when
determining whether the emissions
‘‘justify regulation’’ under the CAA.
Further discussion of this issue can be
found in Section IV.
14 Section IV discusses the evidence in this case
that supports the proposed finding of contribution.
EPA need not determine at this time the
circumstances in which emissions would be trivial
or de minimis and would not warrant a finding of
contribution.
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
4. Comments on Elements of the
Endangerment and Cause or Contribute
Tests Made During the ANPR Public
Comment Period
tjames on PRODPC75 with PROPOSALS2
Certain comments submitted on the
ANPR 15 argued that when evaluating
endangerment and cause or contribute,
the Administrator is limited to
considering only those impacts that can
be traced to the amount of air pollution
directly attributable to the greenhouse
gases emitted by new motor vehicles
and engines. Such an approach
collapses the two prongs of the test by
requiring that any climate change
impacts upon which an endangerment
determination is made result solely from
the greenhouse gas emissions of motor
vehicles. It essentially eliminates the
‘‘contribute’’ part of the ‘‘cause or
contribute’’ portion of the test. This
approach was clearly rejected by the en
banc court in Ethyl Corp. 541 F.2d at 29
(rejecting the argument that the
emissions of the fuel additive to be
regulated must ‘‘in and of itself, i.e.
considered in isolation, endanger[s]
public health.’’). Moreover, it conflicts
with an enumerated purpose of the 1977
CAA Amendments: ‘‘To assure
consideration of the cumulative impact
of all sources of a pollutant in setting
ambient and emission standards, not
just the extent of the risk from the
emissions from a single source or class
of sources of the pollutant; * * *’’ H.R.
Rep. 95–294 at 49–50, 4 LH at 2516–17.
Nor does EPA agree with comments
that argue the Administrator cannot
make a positive endangerment or
contribution determination unless the
emissions reductions required by the
resulting standards would ‘‘effectively
mitigate’’ or ‘‘fruitfully attack’’ the
impacts underlying the endangerment
determination. Again, such an approach
fails to appreciate the holistic approach
that Congress adopted in 1977.
Moreover, as the Supreme Court
recognized, ‘‘[a]gencies, like
legislatures, do not generally resolve
massive problems in one fell regulatory
swoop.’’ Massachusetts v. EPA, 549 U.S.
15 Numerous comments on the ANPR discussed
the endangerment and cause or contribute findings,
and set forth how various stakeholders believe EPA
is compelled to make those findings. EPA has
reviewed the comments on the ANPR, and EPA
appreciates the work that went into them. While we
are not responding to every comment received in
today’s proposal, the Agency is taking this
opportunity to respond to a few key comments
related to the test that some stakeholders believe
guides the Administrator when undertaking an
endangerment analysis and cause or contribute
evaluation. As noted above, commenters should
submit to the docket for today’s action any
comments they want EPA to consider as it makes
a decision on this proposed determination.
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
at 524 (citations omitted).16 The
threshold endangerment and cause or
contribute criteria are separate and
distinct from the standard setting
criteria that apply if the threshold
findings are met, and they serve a
different purpose. Indeed, the more
serious the endangerment to public
health and welfare, the more important
it may be that action be taken to address
the actual or potential harm even if no
one action alone can solve the problem,
and a series of actions is called for.
Importantly, these various narrow
approaches to the endangerment and
cause or contribute criteria would
effectively preclude the Administrator
from ever making a positive finding for
a global phenomenon like climate
change because the regulatory actions
would always be limited to just part of
the picture. Indeed, they would
preclude the Administrator from making
a positive finding for any complex
pollution problem that cannot be solved
by one regulatory action alone. This is
contrary to Congress’ direction that the
Administrator consider the whole
picture when exercising her judgment
about the critical issues of cause or
contribute and endangerment to public
health and welfare.
B. Air Pollutant, Public Health and
Welfare
The CAA defines both ‘‘air pollutant’’
and ‘‘welfare.’’ Air pollutant is defined
as: ‘‘Any air pollution agent or
combination of such agents, including
any physical, chemical, biological,
radioactive (including source material,
special nuclear material, and byproduct
material) substance or matter which is
emitted into or otherwise enters the
ambient air. Such term includes any
precursors to the formation of any air
pollutant, to the extent the
Administrator has identified such
precursor or precursors for the
16 EPA also rejects the comment that EPA has
defined ‘‘contribute’’ as resulting in a ‘‘humanly
perceptible’’ difference. See Regional Haze
Regulations and Guidelines for Best Available
Retrofit Technology [BART] Determinations, 70 FR
39104 (2005). In that rule, EPA noted that a 1.0
deciview change in visibility is humanly
perceptible in virtually all situations. Based on this,
EPA concluded that for a state making a
contribution finding for an individual source under
section 169A(b)(2)(A), it would be unreasonable to
determine that a source emitting pollution that
resulted in a 0.5 deciview change in visibility did
not ‘‘contribute’’ to visibility impairment. Id. at
39120. In fact, EPA noted that ‘‘[i]f ‘causing’
visibility impairment means causing a humanly
perceptible change in visibility, * * * then
‘contributing’ to visibility impairment must mean
having some lesser impact * * * that need not rise
to the level of human perception.’’ Id. at 39120, fn
32. The Agency did not establish a test that required
human perception before contribution could be
found.
PO 00000
Frm 00009
Fmt 4701
Sfmt 4702
18893
particular purpose for which the term
‘air pollutant’ is used.’’ CAA section
302(g). Greenhouse gases fit well within
this capacious definition. See
Massachusetts v. EPA, 549 U.S. at 532.
They are ‘‘without a doubt’’ physical
chemical substances emitted into the
ambient air. Id. at 529. Section IV below
contains further discussion on today’s
proposed definition of ‘‘air pollutant’’
for purposes of the contribution finding.
Regarding ‘‘welfare’’, the CAA states
that ‘‘[a]ll language referring to effects
on welfare includes, but is not limited
to, effects on soils, water, crops,
vegetation, man-made materials,
animals, wildlife, weather, visibility,
and climate, damage to and
deterioration of property, and hazards to
transportation, as well as effects on
economic values and on personal
comfort and well-being, whether caused
by transformation, conversion, or
combination with other air pollutants.’’
CAA section 302(h). This definition is
quite broad. Importantly, it is not an
exclusive list due to the use of the term
‘‘includes, but is not limited to, * * *.’’
Effects other than those listed here may
also be considered effects on welfare.
Moreover, the terms contained within
the definition are themselves expansive.
For example, deterioration to property
could include damage caused by
extreme weather events. Effects on
vegetation can include impacts from
changes in temperature and
precipitation as well as from the
spreading of invasive species or insects.
Prior welfare effects evaluated by EPA
include impacts on vegetation generally,
and changes in crop and forestry
specifically, as well as reduced
visibility, changes in nutrient balance
and acidity of the environment, soiling
of buildings and statues, and erosion of
building materials. See, e.g., Final
National Ambient Air Quality Standard
for Ozone, 73 FR 16436 (2007); Control
of Emissions from Nonroad Large Spark
Ignition Engines and Recreational
Engines (Marine and Land-Based), 67
FR 68242 (2002); Final Heavy-Duty
Engine and Vehicle Standards and
Highway Diesel Sulfur Control
Requirements, 66 FR 5002 (2001).
There is no definition of public health
in the Clean Air Act. The Supreme
Court has discussed the concept in the
context of whether costs can be
considered when setting National
Ambient Air Quality Standards.
Whitman v. American Trucking Ass’n,
531 U.S. 457 (2001). In Whitman, the
Court imbued the term with its most
natural meaning: ‘‘the health of the
public.’’ Id. at 466.
When considering public health, EPA
has looked at morbidity, such as
E:\FR\FM\24APP2.SGM
24APP2
18894
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
impairment of lung function,
aggravation of respiratory and
cardiovascular disease, and other acute
and chronic health effects, as well as
mortality. See, e.g., Final National
Ambient Air Quality Standard for
Ozone, 73 FR 16436 (2007).
tjames on PRODPC75 with PROPOSALS2
III. The Administrator’s Proposed
Endangerment Finding
This section describes the basis for
the proposed endangerment finding, by
laying out the scientific evidence and
the Administrator’s rationale for
reaching this judgment. The first section
describes the approach EPA has taken in
gathering and synthesizing the best
available scientific information to
inform the Administrator’s judgment,
the next section describes the proposed
definition of the air pollution, and the
third section discusses the scientific
evidence and the Administrator’s
reasons for judging that the air pollution
is reasonably anticipated to endanger
both public health and public welfare.
A. Approach in Utilizing the Best
Available Scientific Information
EPA has developed a technical
support document (TSD) which
synthesizes major findings from the best
available scientific assessments that
have gone through rigorous and
transparent peer review. The TSD
therefore relies most heavily on the
major assessment reports of both the
Intergovernmental Panel on Climate
Change (IPCC) and the U.S. Climate
Change Science Program (CCSP). EPA
took this approach rather than
conducting a new assessment of the
scientific literature. The IPCC and CCSP
assessments base their findings on the
large body of many individual, peerreviewed studies in the literature, and
then the IPCC and CCSP assessments
themselves go through a transparent
peer-review process. The TSD was in
turn reviewed by a dozen federal
government scientists, who have
contributed significantly to the body of
climate change literature, and indeed to
our common understanding of this
problem. The information in the TSD
has therefore been developed and
prepared in a manner that is consistent
with EPA’s Guidelines for Ensuring and
Maximizing the Quality, Objectivity,
Utility and Integrity of Information
Disseminated by the Environmental
Protection Agency.17 Furthermore,
relying most heavily on the assessment
reports that reflect the scientific
literature more broadly guards against
17 U.S. EPA (2002), EPA/260R–02–008 https://
www.epa.gov/quality/informationguidelines/
documents/EPA_InfoQualityGuidelines.pdf.
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
an overreliance on and narrow
consideration of individual studies.
An earlier version of this TSD was
publicly released on July 30, 2008, to
accompany the ANPR. The July 2008
version of the TSD has been updated to
reflect the findings of 11 additional
CCSP reports that have since been
published, and to incorporate more
recent climate data from U.S. federal
agencies. This addresses a number of
concerns raised by commenters about
the July 2008 version of the TSD,
arguing that it relied too heavily on the
IPCC Fourth Assessment Report
(published 2007), which some argued
was either not current enough or not
specific enough to U.S. conditions. We
note that the IPCC North American
chapter (of the Working Group II
volume) on impacts, adaptation and
vulnerability covers the U.S. and
Canada (not Mexico) and that the
general findings in that chapter (drawn
from many individual studies for the
U.S.) are indeed applicable to U.S.
conditions. Even with more recent
information available, the IPCC Fourth
Assessment Report remains a standard
reference, essentially serving as the
benchmark against which new findings
over the next few years will be
compared. Therefore it also serves as a
robust and valuable reference for
purposes of this proposal. The TSD has
also been edited or updated in a number
of places to reflect specific comments
received on the July 2008 version, and
to reflect comments from an additional
round of review by the federal scientists
following the incorporation of the more
recent scientific findings.
Regarding the scope of the relevant
scientific findings, EPA took the
approach that the timeframe under
consideration should be consistent with
the timeframe over which greenhouse
gases may influence the climate (i.e.,
observed effects and projected effects
over the next several decades and
indeed at least for the remainder of this
century). Moreover, the analysis was not
restricted to only those climate and
public health or welfare effects which
may be attributable solely to greenhouse
gas emissions from section 202(a)
sources under the Act. In addition,
although the primary focus for
evaluation of risks and impacts to
public health or welfare was on the
U.S., careful consideration was also
given to the global context.
Finally, climate policy or societal
responses to any known or perceived
risks and impacts to public health or
welfare, which may or may not be
implemented in the future—whether
through planned adaptation or
greenhouse gas mitigation measures—
PO 00000
Frm 00010
Fmt 4701
Sfmt 4702
were not explicitly assessed in the
endangerment analysis. Some observed
and projected effects or risks due to
climate change reported in the TSD and
summarized below do have embedded
within them assumptions about
autonomous behavioral or management
changes to cope with climate change.
We have noted these situations in the
TSD. However, it is the Administrator’s
position that the purpose of the
endangerment analysis is to assess the
risks posed to public health and welfare,
rather than to estimate how various
adaptation and greenhouse gas
mitigation policies may ameliorate or
exacerbate any endangerment that
exists. Indeed, the presumed need for
adaptation and greenhouse gas
mitigation to occur to avoid, lessen or
delay the risks and impacts associated
with human-induced climate change
presupposes that there is endangerment
to public health or welfare. The
Administrator therefore disagrees with
commenters on the ANPR who argue
that when considering whether the
atmospheric concentration of
greenhouse gases may reasonably be
anticipated to endanger public health or
welfare, she must consider the impact
from the regulation of greenhouse gases
under the CAA following an
endangerment finding. The
Administrator also believes it is
inappropriate, in considering whether
greenhouse gases endanger public
health or welfare, to consider potential
private behavior aimed at alleviating
some of the effects of climate change.
Just as the Administrator would not
consider, for example, the availability of
asthma medication in determining
whether criteria air pollutants endanger
public health, so the Administrator will
not consider private behavior in the
endangerment determination at hand.
On the contrary, ameliorative steps of
that kind would attest to the fact of
endangerment.
To be sure, private adaptation might
be considered as a relevant factor in
deciding on the proper regulatory
approach, although the Administrator
need not decide that here. Determining
whether there are adverse public health
and welfare impacts due to the
existence of air pollution is a separate
matter from considering the appropriate
approaches for responding to any such
impacts and the possible repercussions
of those approaches. The proposed
approach suggested by commenters
essentially would insert extra-statutory
considerations into the endangerment
analysis.
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
B. The Air Pollution
In applying the endangerment test to
greenhouse gases under section 202(a),
the Administrator must define the scope
and nature of the relevant air pollution
that must be evaluated. For this action,
the Administrator is proposing that the
air pollution be defined as the combined
mix of six key directly-emitted and
long-lived greenhouse gases which
together constitute the root cause of
human-induced climate change: carbon
dioxide (CO2), methane, nitrous oxide,
hydrofluorocarbons, perfluorocarbons,
and sulfur hexafluoride. The
Administrator acknowledges that there
are other anthropogenic climate forcers
which play a role in climate change
(discussed below), but that for today’s
action these other climate forcers are not
the priority and may need to be
evaluated further. What follows is a
summary of key scientific findings from
the TSD and the Administrator’s
rationale for the proposed definition of
air pollution.
tjames on PRODPC75 with PROPOSALS2
1. Common Features of the Six Key
Greenhouse Gases
There are a number of scientific and
policy reasons why the Administrator is
proposing that the air pollution for this
endangerment finding be defined as the
combination of the six greenhouse
gases. These six greenhouse gases are
well studied by and have been the
primary focus of climate change
research, and are therefore the
Administrator’s first priority in
addressing endangerment for
greenhouse gases. These six greenhouse
gases share common physical properties
relevant to the climate change problem:
all are long-lived 18 in the atmosphere;
all become globally well mixed in the
atmosphere regardless of where the
emissions occur; all trap outgoing heat
that would otherwise escape to space;
and all are directly emitted as
greenhouse gases rather than forming as
a greenhouse gas in the atmosphere after
emission of a precursor gas. Because of
18 We use ‘‘long-lived’’ here to mean that the gas
has a lifetime in the atmosphere sufficient to
become globally well mixed throughout the entire
atmosphere, which requires a minimum
atmospheric lifetime of about one year. IPCC also
refers to these six greenhouse gases as long-lived.
Methane has an atmospheric lifetime of roughly a
decade. One of the most commonly used
hydrofluorocarbons (HFC–134a) has a lifetime of 14
years. Nitrous oxide has a lifetime of 114 years;
sulfur hexafluoride over 3,000 years; and some
PFCs up to 10,000 to 50,000 years. Carbon dioxide
is generally thought to have a lifetime of roughly
100 years, but for a given amount of carbon dioxide
emitted some fraction is quickly absorbed by the
oceans and terrestrial vegetation and the remainder
will only slowly decay in the atmosphere after
several years, and indeed some portion will remain
in the atmosphere for many centuries.
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
these properties, the climate effects of
these greenhouse gases are generally
better understood than the climate
effects associated with most other
climate-forcing agents (described in
more detail in subsection 4 below).
As discussed above, carbon dioxide is
the most important greenhouse gas
directly emitted by human activities in
terms of its total additional heating
effect being exerted on the climate.
However, the other greenhouse gases are
stronger heat-trapping gases compared
to carbon dioxide on a per mass basis, 19
and are responsible for a sizable fraction
of the total anthropogenic climatic
heating effect caused to date.
Collectively, increased atmospheric
concentrations of methane, nitrous
oxide, hydrofluorocarbons,
perfluorocarbons, and sulfur
hexafluoride have exerted an additional
heating effect on the global climate
since pre-industrial times that is about
40 percent as large as the additional
carbon dioxide heating effect, according
to the IPCC. Of these non-CO2
greenhouse gases, methane is the most
important in terms of its total additional
heating effect. Under all future
scenarios, carbon dioxide is projected to
remain the dominant driver of climate
change for the remainder of this
century.
Because these six greenhouse gases
share common properties and are the
key driver of human-induced climate
change, they have been the common
focus of climate change science and
policy to date. The United Nations
Framework Convention on Climate
Change (UNFCCC) addresses these six
long-lived, well-mixed greenhouse gases
not controlled by the Montreal Protocol
on Substances that Deplete the Ozone
Layer. The IPCC scientific assessments
focus primarily on these six greenhouse
gases and their effects on climate.
Treating the air pollution as the mix
of the six greenhouse gases is consistent
with other provisions of the Act and
previous EPA practice under the Act,
where separate air pollutants from
different sources but with common
properties may be treated as a class (e.g.,
Class I and Class II substances under
Title VI). This approach addresses the
cumulative effect that the elevated
concentrations of the six greenhouse
gases have on climate, and thus on
19 Global warming potentials (GWPs) for each
greenhouse gas have been estimated by IPCC so that
emissions of these gases can be compared to one
another on a CO2-equivalent basis. The GWP
represents the cumulative heating effect of a gas
over a specified timeframe in the atmosphere (100
years), relative the heating effect caused by carbon
dioxide, the reference gas. Carbon dioxide is
assigned a GWP of 1, whereas methane has a GWP
of 21. The GWP of sulfur hexafluoride is 23,900.
PO 00000
Frm 00011
Fmt 4701
Sfmt 4702
18895
different elements of health, society and
the environment.20
The scientific literature that assesses
the potential risks and end-point
impacts of human-induced climate
change does not typically assess these
impacts on a gas-by-gas basis. It is true
that estimates are available for how
individual greenhouse gases and other
climate-forcing agents are contributing
to the anthropogenic heating (or
cooling) effect being exerted on the
global climate. However, as one moves
farther down the causal chain towards
end-point risks and impacts to human
health, society and the environment,
such impacts, whether observed or
projected, are typically not attributed to
the temperature increase or other
climatic change due to the elevated
atmospheric concentration of just one of
the greenhouse gases.
2. Evidence That the Six Greenhouse
Gases Are at Unprecedented Levels in
the Atmosphere
Given the long atmospheric lifetime
and global mixing of greenhouse gases,
global average atmospheric
concentrations are an important metric
by which to measure changes in
atmospheric composition. Current
atmospheric greenhouse gas
concentrations are now at elevated
levels as a result of both historic and
current anthropogenic emissions. The
global atmospheric carbon dioxide
concentration has increased about 38
percent from pre-industrial levels to
2009, and almost all of the increase is
due to anthropogenic emissions. The
current (year 2009) carbon dioxide
concentration is 386 parts per million
(ppm) and has recently been increasing
by about 2.0 ppm per year. The global
atmospheric concentration of methane
has increased by 149 percent since preindustrial levels (through 2007), and the
nitrous oxide concentration has
increased 23 percent (through 2007).
The observed concentration increase in
these gases can also be attributed
primarily to anthropogenic emissions.
The industrial fluorinated gases,
hydrofluorocarbons, perfluorocarbons,
and sulfur hexafluoride, are almost
entirely anthropogenic in origin, and
have relatively low atmospheric
concentrations but are increasing
rapidly; concentrations of many of these
gases have increased by large factors
20 Due to the cumulative purpose of the statutory
language, even if the Administrator were to look at
the atmospheric concentration of each greenhouse
gas individually, she would still consider the
impact of the concentration of a single greenhouse
gas in combination with that caused by the other
greenhouse gases.
E:\FR\FM\24APP2.SGM
24APP2
18896
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
(between 4.3 and 1.3) between 1998 and
2005.
Historic data that go back many
thousands of years show that current
atmospheric concentrations of the two
most important directly emitted, longlived greenhouse gases (carbon dioxide
and methane) are well above the natural
range of atmospheric concentrations
compared to the last 650,000 years.
Atmospheric greenhouse gas
concentrations have been increasing
because human emissions have been
outpacing the ability of the natural
environment to remove greenhouse
gases from the atmosphere over
timescales of decades to centuries.
The Administrator recognizes these
scientific findings that the current
global atmospheric concentrations of the
six greenhouse gases are now at
unprecedented and record-high levels
compared to both the recent and distant
past. It is also unambiguous that the
current elevated greenhouse gas
concentrations are the primary result of
human activities.
Total concentrations of these
greenhouse gases are projected to
continue climbing, and thus to continue
pushing unprecedented levels upwards
for the foreseeable future under different
plausible assumptions of U.S. and
global greenhouse gas-emitting
activities. Given the long atmospheric
lifetime of the six greenhouse gases,
significant changes in total greenhouse
gas global atmospheric concentrations
do not come about quickly (i.e., within
a few years). Future atmospheric
greenhouse gas concentrations—not
only for the remainder of the current
century but indeed for decades and in
some cases centuries well beyond
2100—will be influenced by our present
and near-term greenhouse gas
emissions. Consideration of future
plausible scenarios, and how our
current greenhouse gas emissions
essentially commit present and future
generations to cope with an altered
atmosphere and climate, reinforces the
Administrator’s judgment that it is
appropriate to define the combination of
the six key greenhouse gases as the air
pollution.
tjames on PRODPC75 with PROPOSALS2
3. Evidence That Elevated Atmospheric
Concentrations of the Six Greenhouse
Gases Are the Root Cause of Observed
Climate Change
The scientific evidence is compelling
that elevated concentrations of heattrapping greenhouse gases are the root
cause of recently observed climate
change. This is different from historic
drivers of climate change, such as
cyclical changes in the Earth’s orbit,
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
which have occurred over thousands of
years.
The global average net effect of the
increase in atmospheric greenhouse gas
concentrations, plus other human
activities (e.g., land use change and
aerosol emissions), on the global energy
balance since 1750 has been one of
warming. This total net heating effect,
referred to as forcing, is estimated to be
1.6 Watts per square meter (W/m2), with
much of the range surrounding this
estimate due to uncertainties about the
cooling and warming effects of aerosols.
The combined radiative forcing due to
the cumulative increase in atmospheric
concentrations of carbon dioxide,
methane, and nitrous oxide over the
period 1750 to 2005 is 2.30 W/m2. The
positive radiative forcing due to carbon
dioxide is the largest (1.66 W/m2).
Methane is the second largest source of
positive radiative forcing (0.48 W/m2).
Nitrous oxide has a positive radiative
forcing of 0.16 W/m2. The rate of
increase in forcing due to these three
greenhouse gases during the industrial
era is, according to IPCC, very likely 21
to have been unprecedented in more
than 10,000 years.
Warming of the climate system is now
unequivocal, as is evident from
observations of increases in global
average air and ocean temperatures,
widespread melting of snow and ice,
and rising global average sea level.
Global mean surface temperatures have
risen by 0.74 °C (1.3 °F) over the last 100
years. Eight of the ten warmest years on
record have occurred since 2001. Global
mean surface temperature was higher
during the last few decades of the 20th
century than during any comparable
period during the preceding four
centuries.
Most of the observed increase in
global average temperatures since the
mid-20th century is very likely due to
the observed increase in anthropogenic
greenhouse gas concentrations. Global
observed temperatures over the last
century can be reproduced only when
model simulations include both natural
and anthropogenic forcings, that is,
simulations that remove anthropogenic
forcings are unable to reproduce
observed temperature changes. Thus,
most of the warming cannot be
explained by natural variability, such as
variations in solar activity.
In addition to attributing recent global
warming to anthropogenic greenhouse
gas influence at the global scale, both
the IPCC and CCSP reports attributed
21 According to IPCC terminology, ‘‘very likely’’
conveys a 90 to 99 percent probability of
occurrence. ‘‘Virtually certain’’ conveys a greater
than 99 percent probability, and ‘‘likely’’ conveys
a 66 to 90 percent probability.
PO 00000
Frm 00012
Fmt 4701
Sfmt 4702
recent North American warming to
elevated greenhouse gas concentrations.
A 2008 CCSP report 22 found that for
North America, ‘‘more than half of this
warming [for the period 1951–2006] is
likely 23 the result of human-caused
greenhouse gas forcing of climate
change.’’
Therefore, by defining air pollution as
the six greenhouse gases, the
Administrator is identifying the
fundamental and underlying driver of
human-induced climate change, which
in turn, as described below, poses risks
to human health, society, and the
environment. The Administrator
believes that the proposed definition of
air pollution captures the root of the
problem, and addresses the part of the
problem that is best understood,
scientifically speaking, and that is
already the focus of scientists and
policy analysts involved in studying
climate change. Because the six
greenhouse gases are collectively the
primary driver of the climate change
problem, all current and future risks due
to human-induced climate change—
whether these risks are associated with
increases in temperature, changes in
precipitation, a rise in sea levels,
changes in the frequency and intensity
of weather events, or more directly with
the elevated greenhouse gas
concentrations themselves—can be
associated with this definition of ‘‘air
pollution.’’ This does not imply that
other anthropogenic climate forcers,
discussed below, would pose no risks.
EPA has considered whether other
climate-forcing agents in addition to the
six greenhouse gases should be included
in this proposed definition of air
pollution, and for the reasons discussed
below is not proposing to include them
in the definition of air pollution for
purposes of this proposed
endangerment finding.
4. Other Climate Forcers
There are other greenhouse gases and
aerosols that have warming (and
cooling) effects but are not being
included in the proposed definition of
air pollution. These include water
vapor, chlorofluorocarbons (CFCs),
hydrochlorofluorocarbons (HCFCs),
22 CCSP (2008) Reanalysis of Historical Climate
Data for Key Atmospheric Features: Implications for
Attribution of Causes of Observed Change. A Report
by the U.S. Climate Change Science Program and
the Subcommittee on Global Change Research
[Randall Dole, Martin Hoerling, and Siegfried
Schubert (eds.)]. National Oceanic and Atmospheric
Administration, National Climatic Data Center,
Asheville, NC, 156 pp.
23 This CCSP report used likelihood terminology
that is consistent with that used by IPCC where
‘‘likely’’ also conveys a 66 to 90 percent probability
of occurrence.
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
tjames on PRODPC75 with PROPOSALS2
halons, tropospheric ozone (O3), black
carbon, and other short-lived precursor
gases. For each of these substances,
there are different scientific and policy
reasons why these substances are not
being included in the proposed
definition of air pollution for purposes
of section 202(a).
a. Water Vapor
Water vapor is the most abundant
naturally occurring greenhouse gas and
therefore makes up a significant share of
the natural, background greenhouse
effect. However, direct water vapor
emissions from human activities have
only a negligible effect on atmospheric
concentrations of water vapor, whereas
direct emissions of the six greenhouse
gases have significantly altered the
global atmospheric concentrations of
those gases, as detailed above.
Significant changes to global
atmospheric concentrations of water
vapor can occur indirectly through
human-induced global warming, which
then increases the amount of water
vapor in the atmosphere because a
warmer atmosphere can hold more
moisture. Therefore, changes in water
vapor concentrations are not an initial
driver of climate change, but rather an
effect of climate change which then acts
as a positive feedback that further
enhances warming. For this reason, the
IPCC does not list direct emissions of
water vapor as an anthropogenic forcing
agent of climate change, but does
include this water vapor feedback
mechanism in response to humaninduced warming in all modeling
scenarios of future climate change.
Based on this recognition that
anthropogenic emissions of water vapor
are a negligible driver of anthropogenic
climate change, EPA’s annual Inventory
of U.S. Greenhouse Gas Emissions and
Sinks does not include water vapor, and
greenhouse gas inventory reporting
guidelines under the UNFCCC do not
require data on water vapor emissions.
Water vapor may be an issue of
concern when it is emitted by aircraft at
high altitudes, where, under certain
conditions, it can lead to the formation
of condensation trails, referred to as
contrails. Similar to high-altitude, thin
clouds, contrails have a warming effect.
Extensive cirrus clouds can also develop
from aviation contrails, and increases in
cirrus cloud cover would also have a
warming effect. The IPCC Fourth
Assessment Report estimated a very
small positive heating effect for linear
contrails, with a low degree of scientific
understanding. Unlike the warming
effects associated with the six longlived, well-mixed greenhouse gases, the
warming effects associated with
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
contrails or contrail-induced cirrus
cloud cover are more regional and
temporal in nature. EPA has received a
petition under the Act to consider the
regulation of aircraft emissions (water
vapor and NOx) that lead to formation
of contrails (in addition to aircraft
greenhouse gas emissions), and EPA
plans to evaluate this issue further. At
this time, the Administrator is not
proposing to include aircraft-related
contrails or emissions that are not
greenhouse gases within the definition
of air pollution for purposes of section
202(a).
b. The Ozone-Depleting Substances:
CFCs, HCFCs and Halons
Chlorofluorocarbons (CFCs), hydrochlorofluorocarbons (HCFCs) and
halons are ozone-depleting substances
that have been responsible for the
depletion of stratospheric ozone, which
prevents harmful forms of ultraviolet
radiation from reaching the Earth’s
surface. The Montreal Protocol on
Substances that Deplete the Ozone
Layer is an international agreement that
controls these substances. In the U.S.,
these substances are being controlled
and phased out under Title VI of the
Act. Despite their ozone-depleting
properties, which the six greenhouse
gases in the definition of air pollution
do not share, these substances share
other common physical properties with
the six greenhouse gases: They are also
long-lived in the atmosphere; well
mixed throughout the global
atmosphere; are directly emitted by
anthropogenic sources; and have been
responsible for a share of the humaninduced heating effect to date. However,
these substances have not been a
priority for the scientists and policy
analysts involved in studying climate
change, and they are not a priority for
the Administrator for this action. The
UNFCCC does not address these
substances and instead defers their
treatment to the Montreal Protocol. The
Administrator is not proposing to
include these substances in the
definition of air pollution with this
action, but will continue to consider
these issues.
c. Tropospheric Ozone
Increased concentrations of
tropospheric O3 are estimated to be
causing a significant anthropogenic
warming effect. However, unlike the
long-lived six greenhouse gases,
tropospheric O3 has a short atmospheric
lifetime (hours to weeks) and therefore
its concentrations are more variable over
space and time. For these reasons, its
global heating effect and contribution to
climate change tend to entail greater
PO 00000
Frm 00013
Fmt 4701
Sfmt 4702
18897
uncertainty compared to the wellmixed, long-lived greenhouse gases.
Tropospheric O3 is also not a directly
emitted greenhouse gas, but rather
undergoes secondary formation in the
atmosphere from the emission of
precursor gases such as nitrogen oxides
(NOX) and volatile organic compounds
(VOCs). For these reasons, the
Administrator is not including
tropospheric O3 in the proposed
definition of air pollution with this
action.
d. Black Carbon
Black carbon is not a greenhouse gas
but an aerosol particle that results from
incomplete combustion of the carbon
contained in fossil fuels, and remains in
the atmosphere for only about a week.
Black carbon is a component of
particulate matter (PM), which is
regulated as a criteria air pollutant
under the Act. Scientific studies have
found an association between exposure
to PM and significant health problems.
Black carbon causes a warming effect
by absorbing incoming sunlight
(whereas greenhouse gases cause
warming by trapping outgoing, infrared
heat), and by darkening bright surfaces
such as snow and ice, which reduces
reflectivity. This latter effect in
particular has been raising concerns
about the role black carbon may be
playing in observed warming and ice
melt in the Arctic.
Black carbon is co-emitted with other
pollutants, especially organic carbon,
which all tend to have a direct cooling
effect on climate because they reflect
and scatter incoming sunlight. However,
black carbon, per unit mass, is a more
effective warming agent than organic
carbon is a cooling agent. The IPCC
Fourth Assessment Report estimated
that co-emissions of organic carbon may
be offsetting about 40 percent of black
carbon’s warming effect on a global
average. The ratio of black carbon to
organic carbon varies by fuel type and
by combustion efficiency, such that
different emission sources will have
different net climate effects; likewise,
different emission reduction measures
will have different net climate effects.
Furthermore, because black carbon is
short lived in the atmosphere, the net
climate effect of a black carbon emission
source will also depend on location; for
example, emissions that deposit on
snow and ice, or get lofted above cloud
surfaces, could have a stronger warming
effect. Like other aerosols, black carbon
can also affect the reflectivity and
lifetime of clouds. How black carbon
and other aerosols, such as sulfates,
alter cloud properties is a key source of
uncertainty in quantifying the total
E:\FR\FM\24APP2.SGM
24APP2
18898
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
human influence on the global climate.
This total cloud indirect effect caused
by all aerosols (e.g., sulfates, black
carbon and organic carbon) is estimated
to be causing a net cooling effect, with
a large range of uncertainty. Given these
reasons, there is considerably more
uncertainty associated with black
carbon’s warming effect compared to the
estimated warming effect of the six longlived greenhouse gases.
Given the number of science issues
for black carbon that are different than
for the six greenhouse gases, the
Administrator is not proposing to
include black carbon in the definition of
air pollution for purposes of section
202(a) with this action. However, EPA is
already undertaking work to further
evaluate the role of black carbon in
climate change, in addition to its role as
an element of the already-regulated
PM2.5. Indeed, a recent study 24
referenced in the TSD estimated that
black carbon is having a much stronger
direct warming effect (160 percent
higher on a global average) compared to
IPCC’s estimate. EPA has also received
petitions to specifically address black
carbon emissions under the Act from
marine and aviation sources, and EPA
plans to respond to these petitions in a
separate action.
tjames on PRODPC75 with PROPOSALS2
e. Fluorinated Ethers and Recently
Identified Greenhouse Gases
Fluorinated ethers are used in
electronics, anesthetics, and as heat
transfer fluids. Like the six greenhouse
gases included in the proposed
definition of air pollution, these
fluorinated compounds have heattrapping properties and can also be
long-lived in the atmosphere. In many
cases these fluorinated gases are used in
expanding industries (e.g., electronics)
or as substitutes for hydrofluorocarbons.
Also, new compounds that have
greenhouse gas attributes continue to be
discovered, such as nitrogen trifluoride
(NF3). The IPCC has now assigned
global warming potentials (GWPs) to
both fluorinated ethers and NF3.
However, the total global radiative
forcing contribution of these
compounds is not yet available to
compare with the anthropogenic heating
effect caused by the six greenhouse
gases. The Administrator is not
proposing to include these gases in the
definition of air pollution with this
action.
24 Ramanathan V. and G. Carmichael (2008)
Global and regional climate changes due to black
carbon. Nature Geoscience, 1: 221–227.
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
C. The Administrator’s Proposed
Finding That the Air Pollution
Endangers Public Health and Welfare
The scientific evidence clearly
indicates that atmospheric levels of the
six greenhouse gases are at
unprecedented elevated levels due to
human activities, and that most of the
observed global and continental
warming can be attributed to this
anthropogenic rise in greenhouse gases.
The information presented here builds
on these facts that support the proposed
definition of air pollution.
Based on the total weight of evidence,
which is briefly summarized here and
set forth in more detail in the TSD, it is
the Administrator’s judgment that
current and projected levels of the mix
of the six greenhouse gases endanger the
public health and welfare of current and
future generations.
The Administrator’s proposed
endangerment finding is based on the
entire range of observed risks and
potential harms to public health and
welfare. The Administrator is not basing
her proposal on any one impact, but
instead is weighing the evidence
collectively and determining that as a
whole it clearly indicates that the air
pollution at issue endangers public
health and welfare now and in the
future.
Furthermore, the Administrator is
taking into account a number of key
considerations that provide guidance on
how to weigh and interpret the
collective body of scientific evidence for
today’s proposal, namely: The observed
record of climate change and our ability
to attribute these changes to the
observed anthropogenic buildup of
greenhouse gases in the atmosphere;
plausible future changes in climate over
the next several decades and beyond
given both the accumulation of
greenhouse gases in the atmosphere to
date plus expected increases in
concentrations under different scenarios
of future greenhouse gas emission
pathways; the level of certainty with
which we can reasonably project both
near- and long-term climate change; our
ability to identify known risks to public
health and welfare, both today and in
the future in light of a continually
changing climate; the vulnerability of
particularly susceptible populations and
regions; the likelihood that such risks to
both public health and welfare are
happening now and will happen in the
future; the magnitude of such risks and
impacts to public health and welfare;
and finally a consideration of how key
gaps in our knowledge of current, but
especially future, effects factor into an
endangerment decision.
PO 00000
Frm 00014
Fmt 4701
Sfmt 4702
The following discussion sets forth
the Administrator’s rationale for making
this proposed endangerment finding,
including a description of the
supporting scientific findings showing
evidence of the effects that elevated
greenhouse gas concentrations are
having currently and are projected to
have in the future, and the implications
of these effects for public health and
welfare.
1. Evidence of Currently Observed
Climatic and Related Effects
There is compelling evidence that a
number of climate and physical changes
are occurring now that can be attributed
to the anthropogenic rise in atmospheric
greenhouse gases, and other changes
that are consistent with the direction of
change expected from warming and
human-induced climate change. These
observed changes described below can
adversely affect and pose risks to both
public health and welfare.
The global indicators of change go
beyond the well-established surface air
temperature rise discussed above.
Observational evidence from all
continents and most oceans shows that
many natural systems are being affected
by regional climate changes, particularly
temperature increases. Observations
show that changes are occurring in the
amount, intensity, frequency, and type
of precipitation. There is strong
evidence that global sea level gradually
rose in the 20th century and is currently
rising at an increased rate. Widespread
changes in extreme temperatures have
been observed in the last 50 years.
Globally, cold days, cold nights, and
frost have become less frequent, while
hot days, hot nights, and heat waves
have become more frequent.
Satellite data since 1978 show that
annual average Arctic sea ice extent has
shrunk by 2.7 ± 0.6 percent per decade,
with larger decreases in summer of 7.4
± 2.4 percent per decade. The latest data
from NASA indicate Arctic sea ice set
a record low in September 2007, 38
percent below the 1979–2007 average.
In September 2008, Arctic sea ice
reached its second lowest extent on
record.
Like global mean temperatures, U.S.
air temperatures have warmed during
the 20th and into the 21st century.
According to official data from NOAA’s
National Climatic Data Center:
• U.S. average annual temperatures
are now approximately 1.25 °F (0.69 °C)
warmer than at the start of the 20th
century, with an increased rate of
warming over the past 30 years. The rate
of warming for the entire period of
record (1895–2008) is 0.13 °F/decade
while the rate of warming increased to
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
0.58 °F/decade (0.32 °C/decade) for the
period from 1979–2008.
• 2005–2007 were exceptionally
warm years (among the top 10 warmest
on record), while 2008 was slightly
warmer than average (the 39th warmest
year on record), 0.2 °F (0.1 °C) above the
20th century (1901–2000) mean.
• The last ten 5-year periods (2004–
2008, 2003–2007, 2002–2006, 2001–
2005, 2000–2004, 1999–2003, 1998–
2002, 1997–2001, 1996–2000, and 1995–
1999), were the warmest 5-year periods
in the 114 years of national records,
demonstrating the anomalous warmth of
the last 15 years.
Over the contiguous U.S., total annual
precipitation increased at an average
rate of 6.5 percent over the period 1901–
2006. It is likely that there have been
increases in the number of heavy
precipitation events within many land
regions, even in those where there has
been a reduction in total precipitation
amount, consistent with a warming
climate.
Sea level has been rising along most
of the U.S. Atlantic and Gulf coasts. In
the mid-Atlantic region from New York
to North Carolina, tide-gauge
observations indicate that relative sealevel rise (the combination of global sealevel rise and land subsidence) rates
were higher than the global mean and
generally ranged between 2.4 and 4.4
millimeters per year, or about 0.3 meters
(1 foot) over the twentieth century.
Climate changes are very likely
already affecting U.S. water resources,
agriculture, land resources, and
biodiversity as a result of climate
variability and change. A 2008 CCSP
report 25 that examined these observed
changes concluded, ‘‘[t]he number and
frequency of forest fires and insect
outbreaks are increasing in the interior
West, the Southwest, and Alaska.
Precipitation, stream flow, and stream
tjames on PRODPC75 with PROPOSALS2
25 Backlund, P., A. Janetos, D.S. Schimel, J.
Hatfield, M.G. Ryan, S.R. Archer, and D.
Lettenmaier (2008) Executive Summary. In: The
effects of climate change on agriculture, land
resources, water resources, and biodiversity in the
United States. A Report by the U.S. Climate Change
Science Program and the Subcommittee on Global
Change Research. Washington, DC., USA, 362 pp.
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
temperatures are increasing in most of
the continental U.S. The western U.S. is
experiencing reduced snowpack and
earlier peaks in spring runoff. The
growth of many crops and weeds is
being stimulated. Migration of plant and
animal species is changing the
composition and structure of arid, polar,
aquatic, coastal, and other ecosystems.’’
Regarding observed changes in
extreme events, another 2008 CCSP
report 26 stated the following: ‘‘Many
extremes and their associated impacts
are now changing. For example, in
recent decades most of North America
has been experiencing more unusually
hot days and nights, fewer unusually
cold days and nights, and fewer frost
days. Heavy downpours have become
more frequent and intense. Droughts are
becoming more severe in some regions,
though there are no clear trends for
North America as a whole. The power
and frequency of Atlantic hurricanes
have increased substantially in recent
decades, though North American
mainland land-falling hurricanes do not
appear to have increased over the past
century. Outside the tropics, storm
tracks are shifting northward and the
strongest storms are becoming even
stronger.’’
2. Future Projected Climatic and Related
Effects
Because atmospheric greenhouse gas
concentrations are expected to climb for
the foreseeable future, temperatures will
continue to rise and the overall rate and
magnitude of human-induced climate
change will likely increase, such that
risks to public health and welfare will
likewise grow over time so that future
generations will be especially
vulnerable; their vulnerability will
include potentially catastrophic harms.
26 Karl, T.R., G.A. Meehl, T.C. Peterson, K.E.
Kunkel, W.J. Gutowski, Jr., D.R. Easterling (2008)
Executive Summary in Weather and Climate
Extremes in a Changing Climate. Regions of Focus:
North America, Hawaii, Caribbean, and U.S. Pacific
Islands. T.R. Karl, G.A. Meehl, C.D. Miller, S.J.
Hassol, A.M. Waple, and W.L. Murray (eds.). A
Report by the U.S. Climate Change Science Program
and the Subcommittee on Global Change Research,
Washington, DC.
PO 00000
Frm 00015
Fmt 4701
Sfmt 4702
18899
Projected effects here focus on the next
several decades and the timeframe out
to 2100.
The majority of future reference-case
scenarios (assuming no explicit
greenhouse gas mitigation actions
beyond those already enacted) project
an increase of global greenhouse gas
emissions over the century, with
climbing greenhouse gas concentrations.
Long-lived gas concentrations increase
even for those scenarios where annual
emissions toward the end of the century
are assumed to be lower than current
annual emissions. Indeed, for a given
amount of CO2 released today, about
half will be taken up by the oceans and
terrestrial vegetation over the next 30
years, a further 30 percent will be
removed over a few centuries, and the
remaining 20 percent will only slowly
decay over time such that it will take
many thousands of years to remove from
the atmosphere. Carbon dioxide is
expected to remain the dominant
anthropogenic driver of climate change
over the course of the 21st century. The
heating effect associated with the nonCO2 greenhouse gases is still significant
and growing over time.
Future warming over the course of the
21st century, even under scenarios of
low emissions growth, is very likely to
be greater than observed warming over
the past century (Figure 1). Through
about 2030, the global warming rate is
affected little by the choice of different
future emission scenarios, according to
IPCC. By mid-century, the choice of
scenario becomes more important for
the magnitude of the projected warming;
About a third of that warming is
projected to be due to climate change
that is already committed. By the end of
the century, projected average global
warming (compared to average
temperature around 1990) varies
significantly depending on emissions
scenario and climate sensitivity
assumptions, ranging from 1.8 to 4.0 °C
(3.2 to 7.2 °F), with an uncertainty range
of 1.1 to 6.4 °C (2.0 to 11.5 °F), according
to the IPCC.
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
Global mean precipitation is expected
to increase with global warming.
However, there are substantial spatial
and seasonal variations. Increases in the
amount of precipitation are very likely
in high latitudes, while decreases are
likely in the mid-latitudes and semi-arid
low latitudes including much of the
already water-stressed southwestern
U.S., continuing observed patterns in
recent trends. Drought is expected to
increase in the western U.S., where
water availability to meet demands for
agricultural and municipal water needs
is already limited. Another projected
impact in the western U.S. is decreased
water availability due to a range of interconnected factors. These include:
decreased snowpack, earlier snowmelt
resulting in peak winter and decreased
summer flows, which will disrupt and
limit water storage capacity and will
create additional challenges for water
allocation among competing uses
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
(agricultural, municipal, industrial,
ecological). Rising sea levels could lead
to salt water intrusion of coastal ground
aquifers, which would further reduce
freshwater availability for municipal
and agricultural use among coastal
communities that depend on these
aquifers.
By the end of the century, sea level is
projected by IPCC to rise between 0.18
and 0.59 meters relative to around 1990
in the absence of increased dynamic ice
sheet loss. Recent rapid changes at the
edges of the Greenland and West
Antarctic ice sheets show acceleration
of flow and thinning. While
understanding of these ice sheet
processes is incomplete, their inclusion
in models would likely lead to
increased sea-level projections for the
end of the 21st century. Sea ice is
projected to shrink in the Arctic under
all IPCC emission scenarios.
All of the U.S. is very likely to warm
during this century, and most areas of
PO 00000
Frm 00016
Fmt 4701
Sfmt 4702
the U.S. are expected to warm by more
than the global average. The largest
warming through 2100 is projected to
occur in winter over northern parts of
Alaska. In western, central and eastern
regions of North America, the projected
warming has less seasonal variation and
is not as large, especially near the coast,
consistent with less warming over the
oceans.
The U.S is projected to see an overall
average increase in the intensity of
precipitation events, which is likely to
increase the risk of flood events, though
projections for specific regions are very
uncertain.
As the climate warms, glaciers will
lose mass owing to dominance of
summer melting over winter
precipitation increases, contributing to
sea level rise.
For North American coasts, sea level
rise may be similar to the global mean,
with slightly higher rates in western
Alaska. The projected rate of sea level
E:\FR\FM\24APP2.SGM
24APP2
EP24AP09.052
tjames on PRODPC75 with PROPOSALS2
18900
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
tjames on PRODPC75 with PROPOSALS2
rise off the low-lying U.S. South
Atlantic and Gulf coasts is also higher
than the global average.
Based on a range of models, it is likely
that tropical cyclones (tropical storms
and hurricanes) will become more
intense, with stronger peak winds and
more heavy precipitation associated
with ongoing increases of tropical sea
surface temperatures. Storm surge levels
are likely to increase due to projected
sea level rise. Frequency changes in
hurricanes are currently too uncertain
for confident projections.
3. Impacts on Public Health
Many of the observed and projected
changes in climate and climate-sensitive
systems discussed above pose serious
risks to public health. The following
discussion outlines specific public
health concerns raised by observations
and plausible future outcomes,
recognizing the statutory requirement
that the Administrator consider how
sensitive or susceptible populations
may be particularly at risk. As our
discussion of increasing temperatures
suggests, the adverse effects of
greenhouse gas emissions are expected
to mount over time. The findings of the
IPCC, and of many others, indicate that
risks to public health will be more
severe in 20 years than in ten years,
more severe in 30 years than in 20 years,
more severe in 40 years than in 30 years,
and so forth. There is disagreement
about whether and when increases in
adverse effects will be linear or
nonlinear; on some projections,
nonlinear increases in such effects can
reasonably be expected at some future
point. We believe that existing evidence
supports a finding that there are current
adverse effects. This evidence also
supports a finding that these effects will
become more serious over the next
several decades, in some cases out to
2100.
To be clear, ambient concentrations of
carbon dioxide and the other
greenhouse gases, whether at current
levels or at projected ambient levels
under scenarios of high emissions
growth over time, do not cause direct
adverse health effects such as
respiratory or toxic effects. All public
health risks and impacts described here
as a result of elevated atmospheric
concentrations of greenhouse gases
occur via climate change. The pathway
or mechanism occurs through changes
in climate, but the end result is an
adverse effect on the health of the
population. Thus these effects from
climate change are appropriately
denoted public health effects. It is
important to acknowledge that effects
on ‘‘welfare’’ do not always entail
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
effects on ‘‘public health,’’ and the
Administrator does not mean to
interpret ‘‘public health’’ to include
‘‘welfare’’ effects as such. Today’s
interpretation does not collapse the two
categories—many ‘‘welfare’’ effects do
not and cannot involve public health.
The Administrator simply means to
recognize, with the scientific
community, that concentrations of
greenhouse gases endanger public
health through a wide range of
pathways.
As described above, there is evidence
that unusually hot days and nights and
heat waves have become more frequent
in the U.S. Severe heat waves are
projected to intensify in magnitude and
duration over the portions of the U.S.
where these events already occur, with
likely increases in mortality and
morbidity. The populations most
sensitive to hot temperatures are older
adults, the chronically sick, the very
young, city-dwellers, those taking
medications that disrupt
thermoregulation, the mentally ill, those
lacking access to air conditioning, those
working or playing outdoors, and the
socially isolated.
The Administrator also acknowledges
that warming temperatures may bring
about some health benefits. Both
extremely cold days and extremely hot
days are dangerous to human health.
But at least in the short run, modest
temperature increases may produce
health benefits in the U.S. (and
elsewhere). Although the IPCC projects
reduced human mortality from cold
exposure through 2100, it is currently
difficult to ascertain the balance
between increased heat-related
mortality and decreased cold-related
mortality. With respect to health,
different regions will be affected in
different ways. The Administrator does
not believe that it is now possible to
quantify the various effects. Because the
risks from unusually hot days and
nights, and from heat waves, are very
serious, it is reasonable to find on
balance that these risks support a
finding that public health is endangered
even if it is also possible that modest
temperature increases will have some
beneficial health effects.
Increases in regional ozone pollution
in the U.S. relative to ozone levels
without climate change are expected
due to higher temperatures and a
modification of meteorological factors.
Increases in regional ozone pollution
increase the risks of respiratory
infection, aggravation of asthma, and
premature death. EPA does have in
place National Ambient Air Quality
Standards (NAAQS) for ozone, which
are premised on the harmfulness of
PO 00000
Frm 00017
Fmt 4701
Sfmt 4702
18901
ozone to public health and welfare.
These standards and their
accompanying regulatory regime have
helped to reduce the dangers from
ozone in the U.S. Substantial challenges
remain with respect to achieving the air
quality protection promised by the
NAAQS for ozone. These challenges
will be exacerbated by climate change.
There will likely be an increase in the
spread of several food and water-borne
pathogens (e.g., Salmonella, Vibrio)
among susceptible populations
depending on the pathogens’ survival,
persistence, habitat range and
transmission under changing climate
and environmental conditions. The
primary climate-related factors that
affect these pathogens include
temperature, precipitation, extreme
weather events, and shifts in their
ecological regimes.
Climate change, including the direct
changes in carbon dioxide
concentrations themselves, could
impact the production, distribution,
dispersion and allergenicity of
aeroallergens and the growth and
distribution of weeds, grasses and trees
that produce them. These changes in
aeroallergens and subsequent human
exposures could affect the prevalence
and severity of allergy symptoms.
However, the scientific literature does
not provide definitive data or
conclusions on how climate change
might impact aeroallergens and
subsequently the prevalence of
allergenic illnesses in the U.S.
The IPCC reports with very high
confidence 27 that climate change
impacts on human health in U.S. cities
will be compounded by population
growth and an aging population. The
CCSP reports that climate change has
the potential to accentuate the
disparities already evident in the
American health care systems as many
of the expected health effects are likely
to fall disproportionately on the poor,
the elderly, the disabled, and the
uninsured.
Within settlements experiencing
climate change stressors, certain parts of
the population may be especially
vulnerable based on their
circumstances. These include the poor,
the elderly, the very young, those
already in poor health, the disabled,
those living alone, those with limited
rights and power (such as recent
immigrants with limited English skills),
and/or indigenous populations
dependent on one or a few resources.
27 According to the IPCC lexicon, ‘‘very high
confidence’’ conveys at least a 9 out of 10 chance
of being correct. ‘‘High confidence’’ conveys an 8
out of 10 chance of being correct, and ‘‘medium
confidence’’ a 5 out of 10 chance.
E:\FR\FM\24APP2.SGM
24APP2
18902
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
These potential impacts of climate
change have taken on added meaning in
light of the risk that hurricanes are
likely to become more severe with
climate change, and in light of our
heightened awareness about how
vulnerable the U.S. Gulf Coast can be.
Some have argued that a positive
endangerment finding for public health
cannot be made because the health
effects associated with elevated
atmospheric concentrations of
greenhouse gases occur via climate
change, and not directly through
inhalation or other exposure to the
greenhouse gases themselves. These
commenters argue that because
‘‘climate’’ is included in the definition
of welfare, the Act requires that all
effects which may flow from a welfare
effect must themselves be considered a
welfare effect. The Administrator
disagrees with this narrow view of the
endangerment criteria. Mortality and
morbidity that result from the effects of
climate change are clearly public health
problems. It would be anomalous to
argue that a person who is injured or
dies from heat exhaustion or increased
exposure to a pathogen has not suffered
a health impact. In addition,
tropospheric ozone is already regulated
under the Act as a criteria air pollutant
in part due to its adverse impacts on
public health. It is estimated that
climate change can exacerbate
tropospheric ozone levels in some parts
of the U.S. The Administrator rejects a
position that would treat the adverse
effects on the health of individuals
caused by tropospheric ozone as
something other than a public health
threat because they are exacerbated by
climate change.
tjames on PRODPC75 with PROPOSALS2
4. Impacts on Public Welfare
The Act defines ‘‘effects on welfare’’
as including, but not limited to, ‘‘effects
on soils, water, crops, vegetation,
manmade materials, animals, wildlife,
weather, visibility, and climate, damage
to and deterioration of property, and
hazards to transportation, as well as
effects on economic values and on
personal comfort and well-being * * *’’
CAA Section 302(h). It is clear that
current and projected levels of
greenhouse gases and resultant climate
change are already adversely affecting,
and will continue to adversely affect,
public welfare within the meaning of
the Act. As noted, the adverse effects of
greenhouse gases are expected to
increase over time with growing
temperatures. This point holds for
welfare as it does for health. In the
future, the adverse effects will increase
and perhaps accelerate; projected risks
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
focus on the next several decades and
out to 2100.
As heavy rainfall events are expected
to become more intense, there is an
increased risk of flooding, greater runoff
and erosion, and thus the potential for
adverse water quality effects.
Climate change will likely further
constrain already over-allocated water
resources in some sections of the U.S.,
increasing competition among
agricultural, municipal, industrial, and
ecological uses. Although current water
management practices in the U.S. are
generally advanced, particularly in the
West, climate change increasingly
creates conditions well outside of
historical observations. Rising
temperatures will diminish snowpack
and increase evaporation, affecting
seasonal availability of water. In the
Great Lakes and major river systems,
lower levels are likely to exacerbate
challenges relating to water quality,
navigation, recreation, hydropower
generation, water transfers, and binational relationships. Higher water
temperatures, increased precipitation
intensity, and longer periods of low
flows can exacerbate many forms of
water pollution. Decreased water supply
and lower water levels are likely to
exacerbate challenges relating to
navigation in the U.S.
CCSP concluded that, with increased
CO2 and temperature, the life cycle of
grain and oilseed crops will likely
progress more rapidly. But, as
temperature rises, these crops will
increasingly begin to experience failure,
especially if climate variability
increases and precipitation lessens or
becomes more variable. Furthermore,
the marketable yield of many
horticultural crops—e.g., tomatoes,
onions, fruits—is very likely to be more
sensitive to climate change than grain
and oilseed crops. The IPCC reported
that moderate climate change in the
early decades of the century is projected
to increase aggregate yields of rain-fed
agriculture in North America as a whole
by 5–20 percent, but with important
variability among regions. However, like
CCSP, IPCC further stated that major
challenges are projected for crops that
are near the warm end of their suitable
range or depend on highly utilized
water resources.
Higher temperatures will very likely
reduce livestock production during the
summer season, but these losses will
very likely be partially offset by warmer
temperatures during the winter season.
Climate change has very likely
increased the size and number of forest
fires, insect outbreaks, and tree
mortality in the interior west, the
Southwest, and Alaska, and will
PO 00000
Frm 00018
Fmt 4701
Sfmt 4702
continue to do so. An increased
frequency of disturbance is at least as
important to ecosystem function as
incremental changes in temperature,
precipitation, atmospheric CO2, nitrogen
deposition, and ozone pollution. IPCC
reported that overall forest growth for
North America as a whole will likely
increase modestly (10–20 percent) as a
result of extended growing seasons and
elevated CO2 over the next century, but
with important spatial and temporal
variation.
In addition to human health effects,
tropospheric ozone increases as a result
of temperature increases and other
climatic changes can have significant
adverse effects on crop yields, pasture
and forest growth and species
composition.
Coastal communities and habitats will
be increasingly stressed by climate
change impacts interacting with
development and pollution. Sea level is
rising along much of the U.S. coast, and
the rate of change will increase in the
future, exacerbating the impacts of
progressive inundation, storm-surge
flooding, and shoreline erosion. Coastal
aquifers and estuaries are vulnerable to
salt water intrusion due to rising sea
levels, which could compromise water
sources used for municipal drinking
water, agricultural crops, and other
human uses. Storm impacts are likely to
be more severe, especially along the
Gulf and Atlantic coasts. Salt marshes,
other coastal habitats, and dependent
species are threatened by sea-level rise,
fixed structures blocking landward
migration, and changes in vegetation.
Population growth and rising value of
infrastructure in coastal areas increases
vulnerability to climate variability and
future climate change.
Water infrastructure, including
drinking water and wastewater
treatment plants, and sewer and
stormwater management systems, may
be at greater risk of flooding, sea level
rise and storm surge, low flows, and
other factors that could impair
functioning. For example, some of these
impacts are already being experienced
in Alaska, where rapidly melting
permafrost has damaged and disrupted
drinking water distribution systems and
wastewater infrastructure.
Ocean acidification is projected to
continue, resulting in the reduced
biological production of marine
calcifiers, including corals.
Climate change is likely to affect U.S.
energy use (e.g., heating and cooling
requirements), and energy production
(e.g., effects on hydropower), physical
infrastructures and institutional
infrastructures. Climate change will
likely interact with and possibly
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
tjames on PRODPC75 with PROPOSALS2
exacerbate ongoing environmental
change and environmental pressures in
settlements, particularly in Alaska
where indigenous communities are
facing major environmental changes
from sea ice loss and coastal erosion
that threaten traditional ways of life.
Over the 21st century, changes in
climate will cause some species to shift
north and to higher elevations and
fundamentally rearrange U.S.
ecosystems. Differential capacities to
adapt to range shifts and constraints
from development, habitat
fragmentation, invasive species, and
broken ecological connections will alter
ecosystem structure, composition,
function, and services.
The Administrator acknowledges that
as for human health, so too for welfare:
moderate temperature increases may
have some benefits, particularly for
agriculture and forestry over the short
term, as summarized above in this
section and discussed in more detail in
the Technical Support Document in Part
IV, sections 9(a) and 10(a). This
possibility is not inconsistent with a
judgment that greenhouse gases in the
atmosphere endanger welfare. Beneficial
effects can coexist with harmful effects,
and it is not necessary to reach a firm
conclusion, for particular domains and
sectors, about the net result in order to
reach an overall conclusion in favor of
endangerment.
5. The Administrator’s Consideration of
International Effects
The Administrator judges that the
impacts to public health and welfare
occurring within the U.S. alone warrant
her proposed endangerment finding. In
addition, the Administrator believes
that consideration of climate change
effects in other world regions adds
support for today’s proposal, but that
consideration of international impacts is
not necessary in order to reach a
judgment that there is endangerment to
public health and welfare. Thus, the
Administrator does not now take a
position on the legal question whether
international effects, on their own,
would be sufficient to support an
endangerment finding. Some of the
world’s regions are expected to face
greater impacts due to climate change
because they are more vulnerable. Even
apart from the effects of climate change
on other world regions—effects which
are considerable—the Administrator
also believes many of these impacts
could raise economic, trade,
humanitarian and even national security
issues for the U.S.
The IPCC identifies the most
vulnerable world regions as the Arctic,
because of high rates of projected
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
warming on natural systems; Africa,
especially the sub-Saharan region,
because of current low adaptive
capacity (e.g., lack of infrastructure and
resources) as well as climate change;
small islands, due to high exposure of
population and infrastructure to risk of
sea-level rise and increased storm surge;
and Asian mega deltas, due to large
populations and high exposure to sea
level rise, storm surge and river
flooding.
On a global basis, according to the
IPCC, projected climate change-related
impacts are likely to affect the health of
millions of people, particularly those
with low adaptive capacity, as a result
of a number of factors including
increased cardio respiratory diseases
due to higher concentrations of groundlevel ozone brought on by higher
temperatures, and by more frequent and
intense heat waves. Food production is
expected to be much more vulnerable to
climate change in poorer regions of the
world compared to food production in
the U.S. The IPCC also identified that
the coasts around the world are
experiencing the adverse consequences
of hazards related to climate and sea
level. Coastal settlements are highly
vulnerable to extreme events, such as
storms which impose substantial costs
on coastal societies. Ecosystems and
species around the world are very likely
to show a wide range of vulnerabilities
to climate change, depending on the
extent to which climate change alters
conditions that could cross critical
thresholds. The most vulnerable
ecosystems include coral reefs, sea-ice
ecosystems, high-latitude boreal forests,
and mountain ecosystems where there is
no possibility of migrating to adapt to
climate change.
Climate change impacts in certain
regions of the world may exacerbate
problems that raise humanitarian, trade
and national security issues for the U.S.
Climate change has been described as a
potential threat multiplier regarding
national security issues. This is because,
as noted above, climate change can
aggravate existing problems in certain
regions of the world such as poverty,
social tensions, general environmental
degradation, and conflict over
increasingly scarce water resources.
6. The Administrator’s Consideration of
Key Uncertainties
There are many inherent uncertainties
associated with characterizing both the
observed and projected risks and
impacts to public health and welfare
due to current and projected greenhouse
gas concentrations. Both probability and
severity are not easy to specify. It is
difficult to attribute any single past
PO 00000
Frm 00019
Fmt 4701
Sfmt 4702
18903
event (hurricane, flood, drought, or heat
wave) to elevated greenhouse gas
concentrations even if it is understood
that anthropogenic climate change has
already made such events more likely or
more extreme. The precise rate and
magnitude of future climate change, for
both the globe and for the U.S., remain
uncertain, even in the hypothetical case
where current greenhouse gas
concentrations would remain constant
over the next several decades. Projecting
the exact magnitude of a particular
impact due to climate change is difficult
due to what are often long time frames
to consider, the uncertain nature of how
the system or sector will be affected by
climate change, and uncertainties about
how other factors (e.g., income levels,
technologies, demographics) will
change over time which can in turn
affect the vulnerability of the system or
sector to climate change.
Many uncertainties could push in the
direction of either greater or lesser risks
as they become better understood. EPA
has acknowledged the possibility of
beneficial effects on both health and
welfare. Other possibilities include
catastrophic events. Examples of such
key uncertainties involve how the
frequency of hurricanes and other
extreme weather events may change in
a changing climate, the potential to
trigger thresholds for abrupt climate
change (e.g., disintegration of the
Greenland Ice Sheet or collapse of the
West Antarctic Ice Sheet), and how
responsive the climate ultimately will
be to the heating effect being caused by
anthropogenic greenhouse gases. Even if
the probability of extremely high-impact
events may be small, the existence of
such high impact events, and the
potential for other currently unknown
catastrophic impacts that could
plausibly result from record-high
atmospheric greenhouse gas levels,
substantially bolsters the case for an
endangerment finding with respect to
greenhouse gases.28 These uncertainties
will be with us for the foreseeable
future. However, Congress expected the
Administrator to consider uncertainties
and extrapolate from limited data. It
also recognized that there are inherent
limitations and difficulties in
information on public health and
welfare, but nonetheless expected the
28 A recent economic study that has received
considerable attention in the climate change
research community (Weitzman, The Review of
Economics and Statistics, 2009) has determined that
if the probability distribution of the magnitude of
possible impacts has a ‘‘fat tail’’, then the expected
utility of reducing the probability of that tail
becomes astronomical. The study determined that
anthropogenic climate change is a plausible
candidate for such a ‘‘fat tailed’’ damage function.
E:\FR\FM\24APP2.SGM
24APP2
18904
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
tjames on PRODPC75 with PROPOSALS2
Administrator to exercise her judgment
based on the information available.
At the same time, there is a broad base
of scientific evidence that has been
reviewed extensively by the scientific
community, which supports the
findings discussed about how
anthropogenic increases in greenhouse
gases are affecting the climate and the
key risks to public health and welfare
that human-induced climate change
pose. The Administrator believes that
the scientific findings in totality provide
compelling evidence of human-induced
climate change, and that serious risks
and potential impacts to public health
and welfare have been clearly
identified, even if they cannot always be
quantified with confidence. The
Administrator’s proposed endangerment
finding is based on weighing the
scientific evidence, considering the
uncertainties, and balancing any
benefits to human health, society and
the environment that may also occur.
Given the evolution of climate change
science over the past 15 years or more,
the Administrator believes the evidence
of discernible human influence on the
global climate, and the risks that such
climate change poses, has become more
compelling, and therefore believes the
evidence that there is endangerment to
the public health and welfare of current
and future generations has likewise
become more compelling in step with
our increasing understanding of the
climate change problem.
7. Summary
The Administrator concludes that, in
the circumstances presented here, the
case for finding that greenhouse gases in
the atmosphere endanger public health
and welfare is compelling and, indeed,
overwhelming. The scientific evidence
described here is the product of decades
of research by thousands of scientists
from the U.S. and around the world.
The evidence points ineluctably to the
conclusion that climate change is upon
us as a result of greenhouse gas
emissions, that climatic changes are
already occurring that harm our health
and welfare, and that the effects will
only worsen over time in the absence of
regulatory action. The effects of climate
change on public health include
sickness and death. It is hard to imagine
any understanding of public health that
would exclude these consequences. The
effects on welfare embrace every
category of effect described in the Clean
Air Act’s definition of ‘‘welfare’’ and,
more broadly, virtually every facet of
the living world around us. And,
according to the scientific evidence
relied upon in making this finding, the
probability of the consequences is
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
shown to range from likely to virtually
certain to occur. This is not a close case
in which the magnitude of the harm is
small and the probability great, or the
magnitude large and the probability
small. In both magnitude and
probability, climate change is an
enormous problem. The greenhouse
gases that are responsible for it endanger
public health and welfare within the
meaning of the Clean Air Act.
IV. The Administrator’s Cause or
Contribute Finding
As noted above, the Administrator has
proposed to define the air pollution for
purposes of the endangerment finding to
be the mix of six key greenhouse gases
in the atmosphere. The Administrator
must also define the air pollutant or
pollutants for purposes of making the
cause or contribute determination. In
this section, the air pollutant(s) that
may cause or contribute to the proposed
definition of air pollution are discussed.
As noted earlier, to help appreciate
the distinction between these terms, the
air pollution can be thought of as the
total, cumulative stock in the
atmosphere. The air pollutants, on the
other hand, are the emissions and can
be thought of as the flow that changes
the size of the total stock. EPA did not
conduct climate modeling analyses to
determine what fraction of global
greenhouse gas concentrations are due
to the emissions from section 202(a)
source categories. Rather, consistent
with prior practice and with current
science, EPA used emissions as a
perfectly reasonable proxy for
contributions to atmospheric
concentrations. Indeed, cumulative
emissions are responsible for the
cumulative change in the stock of
concentrations in the atmosphere (i.e.,
the fraction of a country’s or an
economic sector’s cumulative emissions
compared to the world’s greenhouse gas
emissions over a long time period will
be directly proportional to that fraction
of the change in concentrations
attributable to that country or economic
sector); likewise, annual emissions are a
perfectly reasonable proxy for annual
incremental changes in atmospheric
concentrations.
A. The Air Pollutant(s)
This section discusses the proposed
definition of the air pollutant for the
cause or contribute finding as the
collective class of six greenhouse gases
rather than the individual greenhouse
gases.
1. Proposed Definition of Air Pollutant
When making a cause or contribute
finding under section 202(a), the
PO 00000
Frm 00020
Fmt 4701
Sfmt 4702
Administrator must first look at the
emissions from the source category and
decide how to define the air pollutant
being evaluated. In this case, the source
category emits four gases, which share
common physical properties relevant to
climate change: all are long-lived in the
atmosphere; all become globally well
mixed in the atmosphere; all trap
outgoing heat that would otherwise
escape to space; and all are directly
emitted as greenhouse gases rather than
forming as a greenhouse gas in the
atmosphere after emission of a precursor gas. There are other gases which
share these common properties which
are not emitted by the section 202(a)
source categories. Nonetheless, it is
entirely appropriate for the
Administrator to define the air pollutant
in a manner that recognizes the shared
relevant properties of all of these six
gases, even though they are not all
emitted from the source category before
her.
The Administrator is proposing to
define a single air pollutant that is the
collective class of the six greenhouse
gases. It is the Administrator’s judgment
that this collective approach for the
contribution test is most consistent with
the treatment of greenhouse gases by
those studying climate change science
and policy, where it has become
common practice to evaluate
greenhouse gases on a collective CO2equivalent basis. For example, under the
UNFCCC, the U.S. and other Parties
report their annual emissions of the six
greenhouse gases in CO2-equivalent
units. This facilitates comparisons of the
multiple greenhouse gases from
different sources and from different
countries, and provides a measure of the
collective warming potential of multiple
greenhouse gases. There are also several
federal and state climate programs, such
as EPA’s Climate Leaders program and
California’s Climate Action Registry that
encourage firms to report (and reduce)
emissions of all six greenhouse gases.
Furthermore, the Administrator recently
signed (March 10, 2009) the Proposed
Greenhouse Gas Mandatory Reporting
Rule, which proposes the reporting of
greenhouse gas emissions on a CO2equivalent basis above certain CO2equivalent thresholds, thereby also
recognizing the common and collective
treatment of the six greenhouse gases.
This proposed definition of air
pollutant is not unique, as EPA has
previously treated a class of substances
with similar impacts on the
environment as a single pollutant (e.g.,
particulate matter, volatile organic
compounds). These six greenhouse
gases are being considered collectively
in the endangerment determination
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
tjames on PRODPC75 with PROPOSALS2
because they share the same relevant
properties regarding their effect on the
global climate and the associated
changes throughout the climate system
that can result. Thus, the Administrator
believes it is appropriate to consider the
six greenhouse gases as constituents of
a single air pollutant.
The Administrator recognizes that
only four of the six greenhouse gases
covered in the definition of air pollution
are emitted by section 202(a) source
categories. It is not unusual for a
particular source category to emit only
a subset of a class of substances that
constitute a single air pollutant. For
example, a source may emit only 20 of
the possible 200 plus chemicals that
meet the definition of volatile organic
compound (VOC) in the regulations, but
that source is evaluated based on its
emissions of ‘‘VOCs,’’ and not its
emissions of the 20 chemicals by name.
Nonetheless, the Administrator
recognizes that each greenhouse gas
could be considered a separate air
pollutant. Thus, although proposing to
define air pollutant as the class of six
greenhouse gases, and basing the
proposed contribution finding on that
air pollutant, the Administrator also
considered each greenhouse gas
individually, as discussed below.
2. How the Definition of Air Pollutant
in the Endangerment Determination
Affects Section 202(a) Standards
The Administrator believes that she
has significant discretion when
establishing greenhouse gas emission
standards under section 202(a) with
respect to whether the greenhouse gases
are treated as a single collective
pollutant or each greenhouse gas is
defined as a separate air pollutant.
Under section 202(a), the Administrator
is required to set ‘‘standards applicable
to the emission of any air pollutant’’
that the Administrator determines
causes or contributes to air pollution
that endangers. If the Administrator
defines the air pollutant as the
collection of six greenhouse gases, and
makes the appropriate cause or
contribute and endangerment findings
for section 202(a) sources, then she is
called on to set standards applicable to
the emission of this air pollutant. The
term ‘‘standards applicable to the
emission of any air pollutant’’ is not
defined, and the Administrator has the
discretion to interpret it in a reasonable
manner to effectuate the purposes of
section 202(a).
If the Administrator defines the air
pollutant as the group of greenhouse
gases, she believes she would have the
discretion to set standards that either
control the emissions of the group as a
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
whole, and/or standards that control
emissions of individual greenhouse
gases, as constituents of the class. For
example, it might be appropriate to set
a standard that measures and controls
the aggregate emissions of the group of
greenhouse gases, weighted by CO2
equivalent. Depending on the
circumstances, however, it may be
appropriate to set standards for
individual gases, or some combination
of group and individual standards.
These and other similar approaches
could appropriately be considered
setting a standard or standards
applicable to the emission of the group
of greenhouse gases that are defined as
the air pollutant. The Administrator
would consider a variety of factors in
determining what approach to take in
setting the standard or standards; for
example she would consider the
characteristics of the vehicle or engine
emissions, such as rate and variability,
the kind and availability of control
technology, and other matters relevant
to setting standards under section
202(a). Likewise, taking into
consideration the circumstances
involved, the Administrator could
determine that it was appropriate to set
separate standards, a group standard, or
some combination of those, in a case
where each greenhouse gas was
considered a separate air pollutant.29
B. Proposed Cause or Contribute
Finding
1. Overview of Greenhouse Gas
Emissions
In 2006, U.S. greenhouse gas
emissions were 7,054 teragrams 30 of
CO2 equivalent 31 (TgCO2eq). The
dominant gas emitted is CO2, mostly
29 At this time, a final positive endangerment
finding would not make the air pollutant found to
cause or contribute to air pollution that endangers
a regulated pollutant under the CAA’s Prevention
of Significant Deterioration (PSD) program. See
memorandum entitled ‘‘EPA’s Interpretation of
Regulations that Determine Pollutants Covered By
Federal Prevention of Significant Deterioration
(PSD) Permit Program’’ (Dec. 18, 2008). EPA is
reconsidering this memorandum and will be
seeking public comment on the issues raised in it.
That proceeding, not this rulemaking, would be the
appropriate venue for submitting comments on the
issue of whether a final, positive endangerment
finding under section 202(a) of the Act should
trigger the PSD program, and the implications of the
definition of air pollutant in that endangerment
finding on the PSD program.
30 One teragram (Tg) = 1 million metric tons. 1
metric ton = 1,000 kg = 1.102 short tons = 2,205
lbs.
31 Long-lived greenhouse gases are compared and
summed together on a CO2 equivalent basis by
multiplying each gas by its Global Warming
Potential (GWPs), as estimated by IPCC. In
accordance with UNFCCC reporting procedures, the
U.S. quantifies greenhouse gas emissions using the
100-year time frame values for GWPs established in
the IPCC Second Assessment Report.
PO 00000
Frm 00021
Fmt 4701
Sfmt 4702
18905
from fossil fuel combustion. Methane is
the second largest component of U.S.
emissions, followed by N2O, and the
fluorinated gases (HFCs, PFCs, and SF6).
Electricity generation is the largest
emitting sector (2,378 TgCO2eq or 34
percent of total U.S. greenhouse gas
emissions), followed by transportation
(1,970 TgCO2eq or 28 percent) and
industry (1,372 TgCO2eq or 19 percent).
Land use, land use change and forestry
offset almost 13 percent of total U.S.
emissions through net sequestration.
Total U.S. greenhouse gas emissions
have increased by almost 15 percent
between 1990 and 2006. The electricity
generation and transportation sectors
have contributed most to this increase.
Total global greenhouse gas emissions
in 2005 (the most recent year for which
data for all countries and all greenhouse
gases are available) were 38,726
TgCO2eq. This represents an increase in
global greenhouse gas emissions of
about 26 percent since 1990 (excluding
land use, land use change and forestry).
In 2005, total U.S. greenhouse gas
emissions were responsible for 18
percent of global emissions, ranking
only behind China, which was
responsible for 19 percent of global
greenhouse gas emissions.
2. Overview of Section 202(a) Source
Categories and Cause or Contribute
Analysis
The relevant mobile sources under
section 202 (a)(1) of the Clean Air Act
are ‘‘any class or classes of new motor
vehicles or new motor vehicle engines,
* * * .’’ CAA § 202(a)(1) (emphasis
added). The motor vehicles and motor
vehicle engines (hereinafter ‘‘Section
202(a) source categories’’) addressed are:
• Passenger cars
• Light-duty trucks
• Motorcycles
• Buses
• Medium/heavy-duty trucks
As noted earlier, in the past the
requisite contribution findings have
been proposed concurrently with
proposing emission standards for the
relevant mobile source category. Thus,
the prior contribution findings often
focused on a subset of the section 202(a)
(or other section) source categories.
Today’s proposed cause or contribute
finding, however, is for all of the section
202(a) source categories and the
Administrator is considering emissions
from all of these source categories in the
proposed determination.
Sources covered by section 202(a) of
the Act emit four of the six greenhouse
gases that in combination comprise the
air pollutant being considered in the
cause or contribute analysis: Carbon
E:\FR\FM\24APP2.SGM
24APP2
18906
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
tjames on PRODPC75 with PROPOSALS2
dioxide, methane, nitrous oxide, and
hydrofluorocarbons.32 To support the
Administrator’s assessment, EPA has
analyzed historical data of these
greenhouse gases for motor vehicles and
motor vehicle engines in the U.S. from
1990 to 2006. The source of the U.S.
greenhouse gas emissions data is the
Inventory of U.S. Greenhouse Gas
Emissions and Sinks: 1990–2006,
published in 2008 (hereinafter ‘‘U.S.
Inventory’’). The source of global
greenhouse gas emissions data, against
which a number of comparisons are
made, is the Climate Analysis Indicators
Tool of the World Resources Institute
(2007).33
There are a number of possible ways
of assessing ‘‘cause or contribute’’ and
no single approach is required or has
been used exclusively in previous
determinations under the Act. Because
the air pollution against which the
contribution is being evaluated is the
mix of six greenhouse gas
concentrations, the logical starting point
for any contribution analysis is a
comparison of the emissions of the air
pollutant from the section 202(a)
category to the total, global emissions of
the six greenhouse gases. The
Administrator recognizes that there are
other valid comparisons that can and
should be considered in evaluating
whether emissions of the air pollutant
cause or contribute to the combined
concentration of the six greenhouse
gases. To inform the Administrator’s
assessment, the following types of
comparisons for both the collective and
individual emissions of greenhouse
gases from section 202(a) source
categories are provided:
• As a share of total current global
aggregate emissions of the six
greenhouse gases included in the
proposed definition of air pollution;
• As a share of total current U.S.
aggregate emissions of the six
greenhouse gases; and
• As a share of the total current global
transportation emissions of the six
greenhouse gases.
In addition, when reviewing each
greenhouse gas as an individual
pollutant, the Administrator also
considered the following comparisons:
• As a share of current global
emissions of that individual greenhouse
gas;
32 Emissions of hydrofluorocarbons result from
the use of HFCs in cooling systems designed for
passenger comfort, as well as auxiliary systems for
refrigeration.
33 WRI (2007) Climate Analysis Indicators Tool
(CAIT). Available at https://cait.wri.org. Accessed
February 20, 2009.
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
• As a share of total section 202(a)
source category emissions of the six
greenhouse gases; and
• As a share of current U.S. emissions
of that individual greenhouse gas,
including comparisons to the magnitude
of emissions of that greenhouse gas from
other non-transport related source
categories.
Note that for global comparisons, all
emissions are from the year 2005, the
most recent year for which data for all
greenhouse gas emissions and all
countries are available. For comparisons
within the U.S., all emissions are for the
year 2006, the most recent year for
which U.S. data are currently available.
All values for emission numbers
represent total annual emissions. All
annual emissions data are being
considered on a CO2 equivalent basis,
which is a commonly accepted metric
for comparing different greenhouse
gases, both in the U.S. annual
greenhouse gas Inventory and with
international greenhouse gas inventories
from other Parties to the UNFCCC.34
Future projected emissions are not used
in this cause or contribute analysis,
because they are uncertain and current
emissions data are a valid proxy for
near-term emissions. This approach is
consistent with how contribution has
been assessed in previous actions under
the Clean Air Act.
Some comments on the ANPR argued
that when evaluating the contribution
from new motor vehicles and engines,
the Administrator needs to project what
emissions would be after
implementation of the fuel efficiency
standards in the Energy Independence
and Security Act of 2007 (EISA). Other
comments noted that the Administrator
should recognize that in the future the
denominator of global aggregate
emissions of greenhouse gases will
increase as the numerator of new motor
vehicle and engine emissions decreases.
As noted above, the Administrator
believes that the traditional practice of
considering the recent motor vehicle
emissions inventory as a surrogate for
estimates for new motor vehicles and
engines is appropriate. In general, the
focus of the contribution test should be
on current and near-term emissions. The
current and near term emissions from
the section 202(a) sources can be
expected to impact atmospheric
34 Emissions of different greenhouse gases are
compared using global warming potentials (GWPs).
The GWP of a greenhouse gas is defined as the ratio
of the time-integrated radiative forcing from the
instantaneous release of 1 kilogram (kg) of a trace
substance relative to that of 1 kg of a reference gas
(IPCC 2001). The reference gas used is CO2, and
therefore GWP-weighted emissions are measured in
teragrams of CO2 equivalent (TgCO2eq.).
PO 00000
Frm 00022
Fmt 4701
Sfmt 4702
concentrations for many decades to
come, given the long atmospheric life of
the greenhouse gases. The
Administrator is aware of the
requirements of EISA, and she has
concluded that the expected reductions
in emissions from section 202(a) source
categories would not affect her
determination regarding cause or
contribution. In addition to looking at
absolute emissions comparisons, the
Administrator also considered other
relevant factors, as described below.
3. Proposed Finding That Emissions of
the Collective Group of Six Greenhouse
Gases Contributes to Air Pollution
Which May Reasonably Be Anticipated
To Endanger Public Health and Welfare
a. Total Greenhouse Gas Emissions
From Section 202(a) Source Categories
As discussed above, the
Administrator is proposing to define air
pollutant for purposes of the
contribution finding as the collective
group of six greenhouse gases. Section
202(a) source categories emit four of the
greenhouse gases (CO2, CH4, N2O, and
HFCs), therefore the emissions of the
single air pollutant are the collective
emissions of these four greenhouse
gases. This section summarizes
information on total section 202(a)
source category emissions of greenhouse
gases within that definition.35
In 2006, section 202(a) source
categories collectively were the second
largest greenhouse gas-emitting sector
within the U.S. (behind the electricity
generating sector), emitting 1,665
TgCO2eq and representing 24 percent of
total U.S. greenhouse gas emissions
(Table 1). Between 1990 and 2006, total
greenhouse gas emissions from
passenger cars decreased 0.9 percent,
while emissions from light-duty trucks
increased 57 percent, largely due to the
increased use of sport-utility vehicles
and other light-duty trucks.
Globally in 2005, section 202(a)
source category greenhouse gas
emissions represented 28 percent of
global transport greenhouse gas
emissions and 4.3 percent of total global
greenhouse gas emissions (Table 2). The
global transport sector was 14 percent of
all global greenhouse gas emissions in
2005. If U.S. section 202(a) source
category greenhouse gas emissions were
ranked against total greenhouse gas
emissions for entire countries, U.S.
section 202(a) emissions would rank
behind only China, the U.S. as a whole,
Russia and India, and would rank ahead
35 Detailed combined greenhouse gas emissions
data for Section 202(a) source categories are
presented in Appendix B of the Technical Support
Document.
E:\FR\FM\24APP2.SGM
24APP2
18907
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
of Japan, Brazil, Germany and every
other country in the world.
TABLE 1—SECTORAL COMPARISON TO TOTAL U.S. GREENHOUSE GAS (GHG) EMISSIONS (TGCO2E)
U.S. Emissions
1990
1995
2000
2001
2002
2003
2004
2005
2006
Section 202(a) GHG emissions ...
Share of U.S. (%) .................
Electricity Sector emissions .........
Share of U.S. (%) .................
Industrial Sector emissions ..........
Share of U.S. (%) .................
1231.9
20.0%
1859.1
30.2%
1460.3
23.8%
1364.4
21.0%
1989.7
30.6%
1478.0
22.8%
1568.1
22.3%
2328.9
33.1%
1432.9
20.4%
1576.8
22.8%
2290.9
33.1%
1384.3
20.0%
1617.9
23.2%
2300.4
33.0%
1384.9
19.8%
1629.7
23.3%
2329.4
33.3%
1375.5
19.7%
1667.4
23.6%
2363.4
33.4%
1388.9
19.6%
1670.0
23.4%
2430.0
34.1%
1354.3
19.0%
1665.4
23.6%
2377.8
33.7%
1371.5
19.4%
Total US GHG emissions ...........................
6148.3
6494.0
7032.6
6921.3
6981.2
6998.2
7078.0
7129.9
7054.2
climate as a whole, and indeed for years individual greenhouse gases emitted by
TABLE 2—COMPARISON TO GLOBAL
GREENHOUSE GAS (GHG) EMIS- and decades to come. The Administrator Section 202(a) source categories.
believes that these unique, global
SIONS (TGCO2E)
a. Carbon Dioxide Emissions From
aspects of the climate change problem
tend to support a finding that lower
levels of emissions should be
2005
considered to contribute to the air
pollution than might otherwise be
All US GHG emissions .....
7,130
23.4%
considered appropriate when
Global transport GHG
emissions ......................
5,909
28.3% considering contribution to a local or
All global GHG emissions
38,726
4.3% regional air pollution problem.
Importantly, because no single
greenhouse gas source category
b. Proposed Contribution Finding for
dominates on the global scale, many (if
the Single Air Pollutant Comprised of
not all) individual greenhouse gas
the Collective Group of Six Greenhouse
source categories could appear too small
Gases
to matter, when, in fact, they could be
Based on the data summarized above, very significant contributors in terms of
the Administrator proposes to find that
both absolute emissions or in
the emissions of the defined air
comparison to other similar source
pollutant from new motor vehicles and
categories within the U.S. If the U.S.
engines contribute to the air pollution
and the rest of the world are to combat
previously discussed. As noted above,
the risks associated with global climate
the Administrator recognizes that only
change, contributors must do their part
four of the six greenhouse gases covered even if their contributions to the global
in the definition of air pollution are
problem, measured in terms of
emitted by section 202(a) source
percentage, are smaller than typically
categories, and has made her
encountered when tackling solely
determination based on the combined
regional or local environmental issues.
contribution of these four greenhouse
Total U.S. greenhouse gas emissions
gases. It is not unusual for a particular
make up about 18 percent of the world’s
source category to emit only a subset of
greenhouse gas emissions, and
a class of substances that constitute a
individual sources within the U.S. will
single air pollutant (for example,
be subsets of that 18 percent. The
volatile organic compounds).
Administrator is placing significant
It is the Administrator’s judgment that weight on the fact that section 202(a)
the collective greenhouse gas emissions source categories contribute to 24
from section 202(a) source categories are percent of total U.S. greenhouse gas
significant, whether the comparison is
emissions for the proposed contribution
global (over 4 percent of total
finding.
greenhouse gas emissions) or domestic
4. Additional Consideration of Whether
(24 percent of total greenhouse gas
Each Greenhouse Gas as a Separate Air
emissions). The Administrator believes
Pollutant Contributes to Air Pollution
that consideration of the global context
Which May Reasonably Be Anticipated
is important for the cause or contribute
To Endanger Public Health and Welfare
test but that the analysis should not
solely consider the global context.
As noted above, the Administrator
Greenhouse gas emissions from section
also considered whether emissions of
202(a) source categories, or from any
individual greenhouse gas from section
other U.S. source, will become globally
202(a) source categories, separately,
mixed in the atmosphere, and thus will
would contribute to the air pollution
have an effect not only on the U.S.
defined above. This section discussed
regional climate but on the global
the contribution of each of the four
tjames on PRODPC75 with PROPOSALS2
Sec
202(a)
share
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
PO 00000
Frm 00023
Fmt 4701
Sfmt 4702
Section 202(a) Source Categories
Carbon dioxide is emitted from motor
vehicles and motor vehicle engines
during the fossil fuel combustion
process. During combustion, the carbon
stored in the fuels is oxidized and
emitted as CO2 and smaller amounts of
other carbon compounds.
In 1990, Section 202(a) source
categories emitted 23 percent of total
U.S. CO2 emissions, behind only the
electricity generation sector (36
percent). In 2006, Section 202(a) source
categories remained the second largest
sector, growing to 26 percent of total
U.S. CO2 emissions.
Carbon dioxide is the dominant
greenhouse gas emitted from Section
202(a) source categories (94 percent of
total U.S. Section 202(a) source category
greenhouse gas emissions in 2006).
Carbon dioxide emissions from these
source categories grew by 32 percent
between 1990 and 2006, largely due to
increased carbon dioxide emissions
from light-duty trucks (61 percent since
1990) and medium/heavy-duty trucks
(76 percent).
In 2005, carbon dioxide from section
202(a) source categories in the U.S. were
responsible for 4 percent of global
aggregate greenhouse gas emissions (a
similar percentage compared to the U.S.
share of global greenhouse gas
emissions when considering all
greenhouse gas emissions from U.S.
section 202(a) sources). Section 202(a)
source category carbon dioxide
emissions are a significantly larger share
of global transportation greenhouse gas
emissions (27 percent) than the
corresponding share of all U.S. CO2
emissions to the global total (18
percent), reflecting the comparatively
larger size of the transport sector in the
U.S. compared to the global average.
If the Administrator were to evaluate
carbon dioxide as a separate air
pollutant, she would consider the
E:\FR\FM\24APP2.SGM
24APP2
18908
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
tjames on PRODPC75 with PROPOSALS2
emissions from section 202(a) source
categories to contribute to the air
pollution, placing primary weight on
the fact that carbon dioxide is so
dominant among all section 202(a)
greenhouse gas emissions (94 percent)
and contributes to a significant share of
all U.S. carbon dioxide emissions (26
percent) and global greenhouse gas
emissions (4 percent).
b. Methane Emissions From Section
202(a) Source Categories
Methane emissions from motor
vehicles are a function of the methane
content of the motor fuel, the amount of
hydrocarbons passing uncombusted
through the engine, and any postcombustion control of hydrocarbon
emissions (such as catalytic converters).
In 2006, methane emissions from
section 202(a) source categories were
0.11 percent of total greenhouse gas
emissions from U.S. motor vehicles and
motor vehicle engines. Methane
emissions from these source categories
decreased by 58 percent between 1990
and 2006, largely due to decreased
methane emissions from passenger cars
(62 percent) and light-duty trucks (51
percent). In 2006, methane emissions
from these source categories equaled
0.32 percent of total U.S. methane
emissions and 0.03 percent of total U.S.
greenhouse gas emissions.
Methane emissions from Section
202(a) source categories were less than
0.01 percent of total global greenhouse
gas emissions in 2005. When compared
to the smaller subsets of global
transportation emissions, and global
methane emissions, section 202(a)
source category methane emissions were
about 0.03 percent in both cases in
2005.
If the Administrator were to evaluate
methane as a separate air pollutant, she
would consider the emissions from
section 202(a) source categories to
contribute to the air pollution. The
Administrator would place primary
weight on the same reason that the
Administrator promotes the reduction of
methane and other non-CO2 greenhouse
gas emissions from sources with
relatively low but potent emissions, as
manifested in its domestic methane
partnership programs and the
international Methane to Markets
Partnership, which was launched in
2004. Specifically, these emissions are
at a level that contributes to the climate
change problem and there are valuable
reductions available from these levels.
As noted above, consideration of the
global nature of greenhouse gas
emissions and climate change means
that a percentage contribution of
specific gases and sectors would be
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
expected to be much smaller than for
previous rulemakings when the nature
of the air pollution was national,
regional or local.
c. Nitrous Oxide Emissions From
Section 202(a) Source Categories
Nitrous oxide is a product of the
reaction that occurs between nitrogen
and oxygen during fuel combustion.
Nitrous oxide (and nitrogen oxide
(NOX)) emissions from motor vehicles
and motor vehicle engines are closely
related to fuel characteristics, air-fuel
mixes, combustion temperatures, and
the use of pollution control equipment.
For example, some types of catalytic
converters installed to reduce motor
vehicle NOX, CO, and hydrocarbon
emissions can promote the formation of
nitrous oxide.
In 2006, nitrous oxide emissions from
section 202(a) source categories
accounted for 1.8 percent of total
greenhouse gas emissions from U.S.
motor vehicles and motor vehicle
engines. Nitrous oxide emissions from
these source categories decreased by 27
percent between 1990 and 2006, largely
due to decreased emissions from
passenger cars (39 percent) and lightduty trucks (10 percent). In 2006,
nitrous oxide emissions from these
source categories equaled 8.0 percent of
total U.S. nitrous oxide emissions. In
fact, Section 202(a) source categories are
the second largest U.S source of N2O,
behind only agricultural soil
management (which represented 72
percent of total nitrous oxide emissions
in 2006).
In 2005, nitrous oxide emissions from
U.S. section 202(a) source categories
were 0.08 percent of total global
greenhouse gas emissions. Also in 2005,
U.S. section 202(a) sources accounted
for 1.0 percent of global N2O emissions
and 0.6 percent of global transportation
greenhouse gas emissions.
If the Administrator were to evaluate
nitrous oxide as a separate air pollutant,
she would consider the emissions from
section 202(a) source categories to
contribute to the air pollution, placing
primary weight on the fact that nitrous
oxide emissions from section these
source categories are significant in terms
of their contribution to U.S. (and global)
emissions of that particular gas.
Although Section 202 emissions of
nitrous oxide appear small on a global
basis, they were 8.0 percent of total U.S.
N2O emissions in 2006, second only to
agricultural soil management (which
represented 72 percent of total nitrous
oxide emissions in 2006). In addition, as
mentioned in the previous discussion of
methane, given the vast number of
sources and sectors that emit
greenhouse gases around the world,
even sources which represent a small
percentage of U.S. or global emissions
can be considered to contribute to the
larger problem.
d. HFC Emissions From Section 202(a)
Source Categories
Hydrofluorocarbons (a term which
encompasses a group of eleven related
compounds) are progressively replacing
CFCs and HCFCs in section 202(a)
cooling and refrigeration systems as
they are being phased out under the
Montreal Protocol and Title VI of the
Clean Air Act. For example, HFC–134a
has become a replacement for CFC–12
in mobile air conditioning systems. A
number of HFC blends, containing
multiple compounds, have also been
introduced. The emissions pathway can
be complex, with hydrofluorocarbons
being emitted to the atmosphere during
charging of cooling and refrigeration
systems, during operation, and during
decommissioning and disposal.
Section 202(a) source categories of
hydrofluorocarbons accounted for 4.2
percent of total greenhouse gas
emissions from U.S. motor vehicles and
motor vehicle engines in 2006.
Hydrofluorocarbons were not used in
motor vehicles in 1990, but by 2006
emissions had increased to 70 TgCO2e
(this represents an increase of 270
percent between 1995 and 2006). In
2006, hydrofluorocarbon emissions from
these source categories equaled 56
percent of total U.S. hydrofluorocarbon
emissions, making it the single largest
source category of U.S.
hydrofluorocarbon emissions.
In 2005, hydrofluorocarbons from
section 202(a) source categories were
0.18 percent of total global greenhouse
gas emissions. When compared to the
smaller subset of global transportation
emissions, section 202(a) source
category hydrofluorocarbon emissions
were 1.3 percent in 2005. However, U.S.
section 202(a) HFC sources equaled 18
percent of global hydrofluorocarbon
emissions, making it the largest source
of global hydrofluorocarbon emissions.
If the Administrator were to evaluate
hydrofluorocarbons as a separate air
pollutant, she would consider the
emissions from section 202(a) source
categories to contribute to the air
pollution, placing primary weight on
the fact that hydrofluorocarbon
emissions from these source categories
are the largest U.S. and global source of
that particular gas, and emissions have
grown 270 percent since 1995. If the
decision were made that these
emissions do not contribute because
hydrofluorocarbon emissions under
section 202(a) make up just 0.18 percent
PO 00000
Frm 00024
Fmt 4701
Sfmt 4702
E:\FR\FM\24APP2.SGM
24APP2
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
of global greenhouse gas emissions it
would be inconsistent with the U.S.
practice of encouraging
hydrofluorocarbon emission reductions.
Indeed, if the Administrator determined
that hydrofluorocarbon emissions from
section 202(a) source categories did not
contribute, it would be unlikely that she
would find contribution for
hydrofluorocarbons from any other
source of these (and other fluorinated)
greenhouse gases. For these reasons, the
Administrator believes the global
context remains important to consider,
but that more weight should placed on
a contribution analysis done within the
domestic context.
V. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order (EO) 12866
(58 FR 51735, October 4, 1993), this
action is a ‘‘significant regulatory
action’’ because it raises novel policy
issues. Accordingly, EPA submitted this
action to the Office of Management and
Budget (OMB) for review under EO
12866 and any changes made in
response to OMB recommendations
have been documented in the docket for
this action.
B. Paperwork Reduction Act
This action does not impose an
information collection burden under the
provisions of the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq. Burden is
defined at 5 CFR 1320.3(b). The final
endangerment finding would not
impose an information collection
request on any person.
tjames on PRODPC75 with PROPOSALS2
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of this action on small entities, small
entity is defined as: (1) A small business
as defined by the Small Business
Administration’s (SBA) regulations at 13
CFR 121.201; (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; and (3) a small
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field.
Because this proposed action will not
impose any requirements, the
Administrator certifies that this
proposed action will not have a
significant economic impact on a
substantial number of small entities.
This proposed action will not impose
any requirements on small entities. The
endangerment and contribution findings
do not in-and-of-themselves impose any
new requirements but rather set forth
the Administrator’s determination on
whether greenhouse gases in the
atmosphere may reasonably be
anticipated to endanger public health or
welfare, and whether emissions of
greenhouse gases from new motor
vehicles and engines contribute to this
air pollution. Accordingly, the proposed
action affords no opportunity for EPA to
fashion for small entities less
burdensome compliance or reporting
requirements or timetables or
exemptions from all or part of the
proposal.
D. Unfunded Mandates Reform Act
This action contains no Federal
mandates under the provisions of Title
II of the Unfunded Mandates Reform
Act of 1995 (UMRA), 2 U.S.C. 1531–
1538 for State, local, or tribal
governments or the private sector. The
action imposes no enforceable duty on
any State, local or tribal governments or
the private sector. Therefore, this action
is not subject to the requirements of
sections 202 or 205 of the UMRA.
This action is also not subject to the
requirements of section 203 of UMRA
because it contains no regulatory
requirements that might significantly or
uniquely affect small governments.
E. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
This proposed endangerment
determination does not have federalism
implications. It will not have substantial
direct effects on the States, on the
PO 00000
Frm 00025
Fmt 4701
Sfmt 4702
18909
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. Thus, Executive
Order 13132 does not apply to this rule.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000). Thus, Executive Order 13175
does not apply to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets EO 13045 (62 FR
19885, April 23, 1997) as applying only
to those regulatory actions that concern
health or safety risks, such that the
analysis required under section 5–501 of
the EO has the potential to influence the
regulation. This action is not subject to
EO 13045 because it does not establish
an environmental standard intended to
mitigate health or safety risks. Although
the Administrator considered health
and safety risks as part of this proposed
endangerment finding, the proposed
finding itself does not impose a
standard intended to mitigate those
risks.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355 (May 22,
2001)), because it is not likely to have
a significant adverse effect on the
supply, distribution, or use of energy.
This action does not impose
requirements on these activities.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. NTTAA directs EPA to provide
Congress, through OMB, explanations
when the Agency decides not to use
E:\FR\FM\24APP2.SGM
24APP2
18910
Federal Register / Vol. 74, No. 78 / Friday, April 24, 2009 / Proposed Rules
available and applicable voluntary
consensus standards.
This proposed rulemaking does not
involve technical standards. Therefore,
EPA is not considering the use of any
voluntary consensus standards.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
tjames on PRODPC75 with PROPOSALS2
Executive Order (EO) 12898 (59 FR
7629 (Feb. 16, 1994)) establishes federal
executive policy on environmental
VerDate Nov<24>2008
14:40 Apr 23, 2009
Jkt 217001
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this
proposed endangerment determination
will not have disproportionately high
PO 00000
Frm 00026
Fmt 4701
Sfmt 4702
and adverse human health or
environmental effects on minority or
low-income populations. Nonetheless,
when developing the proposed
endangerment determination, the
Administrator considered the impacts of
climate change on minority or lowincome populations.
Dated: April 17, 2009.
Lisa P. Jackson,
Administrator.
[FR Doc. E9–9339 Filed 4–23–09; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\24APP2.SGM
24APP2
Agencies
[Federal Register Volume 74, Number 78 (Friday, April 24, 2009)]
[Proposed Rules]
[Pages 18886-18910]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-9339]
[[Page 18885]]
-----------------------------------------------------------------------
Part III
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Chapter 1
Proposed Endangerment and Cause or Contribute Findings for Greenhouse
Gases Under Section 202(a) of the Clean Air Act; Proposed Rule
Federal Register / Vol. 74 , No. 78 / Friday, April 24, 2009 /
Proposed Rules
[[Page 18886]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Chapter 1
[EPA-HQ-OAR-2009-0171; FRL-8895-5]
RIN 2060-ZA14
Proposed Endangerment and Cause or Contribute Findings for
Greenhouse Gases Under Section 202(a) of the Clean Air Act
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: Today the Administrator is proposing to find that greenhouse
gases in the atmosphere endanger the public health and welfare of
current and future generations. Concentrations of greenhouse gases are
at unprecedented levels compared to the recent and distant past. These
high atmospheric levels are the unambiguous result of human emissions,
and are very likely the cause of the observed increase in average
temperatures and other climatic changes. The effects of climate change
observed to date and projected to occur in the future--including but
not limited to the increased likelihood of more frequent and intense
heat waves, more wildfires, degraded air quality, more heavy downpours
and flooding, increased drought, greater sea level rise, more intense
storms, harm to water resources, harm to agriculture, and harm to
wildlife and ecosystems--are effects on public health and welfare
within the meaning of the Clean Air Act. In light of the likelihood
that greenhouse gases cause these effects, and the magnitude of the
effects that are occurring and are very likely to occur in the future,
the Administrator proposes to find that atmospheric concentrations of
greenhouse gases endanger public health and welfare within the meaning
of Section 202(a) of the Clean Air Act. She proposes to make this
finding specifically with respect to six greenhouse gases that together
constitute the root of the climate change problem: carbon dioxide,
methane, nitrous oxide, hydrofluorocarbons, perfluorocarbons, and
sulfur hexafluoride.
The Administrator is also proposing to find that the combined
emissions of carbon dioxide, methane, nitrous oxide, and
hydrofluorocarbons from new motor vehicles and new motor vehicle
engines are contributing to this mix of greenhouse gases in the
atmosphere. Thus, she proposes to find that the emissions of these
substances from new motor vehicles and new motor vehicle engines are
contributing to air pollution which is endangering public health and
welfare under section 202(a) of the Clean Air Act.
DATES: Comments on this proposed action must be received on or before
June 23, 2009. If you submitted comments on the issues raised by this
proposal in dockets for other Agency efforts (e.g., the Advance Notice
of Proposed Rulemaking on Regulating Greenhouse Gases under the Clean
Air Act), you must still submit your comments to the docket for this
action (EPA-HQ-OAR-2009-0171) by the deadline if you want them to be
considered.
There will be two public hearings. One hearing will be held on May
18, 2009 in Arlington, VA. The other hearing will be on May 21, 2009 in
Seattle, WA. To obtain information about the public hearings or to
register to speak at the hearings, please see the SUPPLEMENTARY
INFORMATION section below or go to https://www.epa.gov/climatechange/endangerment.html.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-HQ-
OAR-2009-0171, by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the online instructions for submitting comments.
E-mail: GHG-Endangerment-Docket@epa.gov.
Fax: (202) 566-1741.
Mail: Environmental Protection Agency, EPA Docket Center
(EPA/DC), Mailcode 6102T, Attention Docket ID No. EPA-HQ-OAR-2009-0171,
1200 Pennsylvania Avenue, NW., Washington, DC 20460.
Hand Delivery: EPA Docket Center, Public Reading Room, EPA
West Building, Room 3334, 1301 Constitution Avenue, NW., Washington, DC
20004. Such deliveries are only accepted during the Docket's normal
hours of operation, and special arrangements should be made for
deliveries of boxed information.
Instructions: Direct your comments to Docket ID No. EPA-HQ-OAR-
2009-0171. EPA's policy is that all comments received will be included
in the public docket without change and may be made available online at
https://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be CBI or
other information whose disclosure is restricted by statute. Do not
submit information that you consider to be CBI or otherwise protected
through https://www.regulations.gov or e-mail. The https://www.regulations.gov Web site is an ``anonymous access'' system, which
means EPA will not know your identity or contact information unless you
provide it in the body of your comment. If you send an e-mail comment
directly to EPA without going through https://www.regulations.gov your
e-mail address will be automatically captured and included as part of
the comment that is placed in the public docket and made available on
the Internet. If you submit an electronic comment, EPA recommends that
you include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses.
Docket: All documents in the docket are listed in the https://www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, will be publicly available only in hard copy.
Publicly available docket materials are available either electronically
in https://www.regulations.gov or in hard copy at the Air Docket, EPA/
DC, EPA West, Room B102, 1301 Constitution Ave., NW., Washington, DC.
This Docket Facility is open from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal holidays. The telephone number for the
Public Reading Room is (202) 566-1744, and the telephone number for the
Air Docket is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: Jeremy Martinich, Climate Change
Division, Office of Atmospheric Programs (MC-6207J), Environmental
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460;
telephone number: (202) 343-9927; fax number: (202) 343-2202; e-mail
address: ghgendangerment@epa.gov. Please use this contact information
for general questions only. Official comments must be submitted using
the instructions above.
SUPPLEMENTARY INFORMATION:
Additional Information on Public Hearings: The two public hearings
will be held on May 18 in Arlington, VA, and on May 21, 2009, in
Seattle, WA. Both hearings will begin at 9 a.m. and end at 8 p.m.,
respective local times.
Addresses: The hearings will be held at the following locations:
[[Page 18887]]
1. Arlington, VA: One Potomac Yard, 2777 S. Crystal Drive,
Arlington, VA 22202.
2. Seattle, WA: Bell Harbor International Conference Center, 2211
Alaskan Way, Pier 66, Seattle, WA 98121.
The public hearings will provide interested parties the opportunity
to present data, views, or arguments concerning the proposed findings.
The EPA may ask clarifying questions during the oral presentations, but
will not respond to the presentations at that time. Written statements
and supporting information submitted during the comment period will be
considered with the same weight as any oral comments and supporting
information presented at the public hearings. Written comments must be
received by the last day of the comment period, as specified in the
proposal.
To obtain additional information about the public hearings or to
register to speak at the hearings, please go to: https://www.epa.gov/climatechange/endangerment.html. Alternatively, contact Jeremy
Martinich at 202-343-9927. Verbatim transcripts of the hearings and
written statements will be included in the rulemaking docket.
What Should I Consider as I Prepare My Comments for EPA?
1. Submitting CBI
Do not submit this information to EPA through www.regulations.gov
or e-mail. Clearly mark the part or all of the information that you
claim to be confidential business information (CBI). For CBI
information in a disk or CD ROM that you mail to EPA, mark the outside
of the disk or CD ROM as CBI and then identify electronically within
the disk or CD ROM the specific information that is claimed as CBI. In
addition to one complete version of the comment that includes
information claimed as CBI, a copy of the comment that does not contain
the information claimed as CBI must be submitted for inclusion in the
public docket. Information so marked will not be disclosed except in
accordance with procedures set forth in 40 CFR part 2.
2. Tips for Preparing Your Comments
When submitting comments, remember to:
Explain your views as clearly as possible.
Describe any assumptions that you used.
Provide any technical information and/or data you used
that support your views.
Provide specific examples to illustrate your concerns.
Offer alternatives.
Make sure to submit your comments by the comment period
deadline identified.
To ensure proper receipt by EPA, identify the appropriate
docket identification number in the subject line on the first page of
your response. It would also be helpful if you provided the name, date,
and Federal Register citation related to your comments.
Table of Contents
I. Introduction
A. Summary
B. Background Information Helpful to Understanding This Proposal
1. Greenhouse Gases and Their Effects
2. Statutory Basis for This Proposal
3. The Supreme Court's Decision in Massachusetts v. EPA
a. The Petition of the International Center for Technology
Assessment
b. The Supreme Court's Decision
4. EPA's Advance Notice of Proposed Rulemaking on Regulating
Greenhouse Gases Under the Clean Air Act
C. Solicitation of Comments
II. Legal Framework for This Action
A. Section 202(a)--Endangerment and Cause or Contribute
1. The Statutory Language
2. Origin of the Current Statutory Language
a. Ethyl Corp. v. EPA
b. The 1977 Clean Air Act Amendments
3. Additional Considerations for the Cause or Contribute
Analysis
4. Comments on Elements of the Endangerment and Cause or
Contribute Tests Made During the ANPR Public Comment Period
B. Air Pollutant, Public Health and Welfare
III. The Administrator's Proposed Endangerment Finding
A. Approach in Utilizing the Best Available Scientific
Information
B. The Air Pollution
1. Common Features of the Six Key Greenhouse Gases
2. Evidence That the Six Greenhouse Gases Are at Unprecedented
Levels in the Atmosphere
3. Evidence That Elevated Atmospheric Concentrations of the Six
Greenhouse Gases Are the Root Cause of Observed Climate Change
4. Other Climate Forcers
a. Water Vapor
b. The Ozone-Depleting Substances: CFCs, HCFCs and Halons
c. Tropospheric Ozone
d. Black Carbon
e. Fluorinated Ethers and Recently Identified Greenhouse Gases
C. The Administrator's Proposed Finding That the Air Pollution
Endangers Public Health and Welfare
1. Evidence of Currently Observed Climatic and Related Effects
2. Future Projected Climatic and Related Effects
3. Impacts on Public Health
4. Impacts on Public Welfare
5. The Administrator's Consideration of International Effects
6. The Administrator's Consideration of Key Uncertainties
7. Summary
IV. The Administrator's Cause or Contribute Finding
A. The Air Pollutant(s)
1. Proposed Definition of Air Pollutant
2. How the Definition of Air Pollutant in the Endangerment
Determination Affects Section 202(a) Standards
B. Proposed Cause or Contribute Finding
1. Overview of Greenhouse Gas Emissions
2. Overview of Section 202(a) Source Categories and Cause or
Contribute Analysis
3. Proposed Finding That Emissions of the Collective Group of
Six Greenhouse Gases Contributes to Air Pollution Which May
Reasonably Be Anticipated To Endanger Public Health and Welfare
a. Total Greenhouse Gas Emissions From Section 202(a) Source
Categories
b. Proposed Contribution Finding for the Single Air Pollutant
Comprised of the Collective Group of Six Greenhouse Gases
4. Additional Consideration of Whether Each Greenhouse Gas as a
Separate Air Pollutant Contributes to Air Pollution Which May
Reasonably Be Anticipated To Endanger Public Health and Welfare
a. Carbon Dioxide Emissions From Section 202(a) Source
Categories
b. Methane Emissions From Section 202(a) Source Categories
c. Nitrous Oxide Emissions From Section 202(a) Source Categories
d. HFC emissions From Section 202(a) Source Categories
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
I. Introduction
A. Summary
Pursuant to section 202(a) of the Clean Air Act (CAA or Act), the
Administrator proposes to find that the mix of six key greenhouse gases
in the atmosphere may reasonably be anticipated to endanger public
health and welfare. Specifically, the Administrator is proposing to
define the ``air pollution'' referred to in section
[[Page 18888]]
202(a) of the CAA to be the mix of six key directly emitted and long-
lived greenhouse gases: Carbon dioxide (CO2), methane
(CH4), nitrous oxide (N2O), hydrofluorocarbons
(HFCs), perfluorocarbons (PFCs), and sulfur hexafluoride
(SF6). It is the Administrator's judgment that the total
body of scientific evidence compellingly supports a positive
endangerment finding for both public health and welfare. The
Administrator reached this judgment by considering both observed and
projected future effects, and by considering the full range of risks
and impacts to public health and welfare occurring within the U.S.,
which by itself warrants this judgment. In addition, the scientific
evidence concerning risks and impacts occurring outside the U.S.,
including risks and impacts that can affect people in the U.S.,
provides further support for this finding.\1\
---------------------------------------------------------------------------
\1\ As discussed later, EPA does not need to determine, and is
not determining, whether impacts occurring outside the U.S. would be
sufficient by themselves to justify the proposed endangerment
finding. Instead the impacts occurring outside the U.S. are
considered as providing additional support for the proposed finding,
in a situation where, as here, the impacts occurring within the U.S.
are sufficient on their own to warrant the proposed finding. Thus,
the Administrator does not now take a position on the legal question
whether international effects, on their own, would be sufficient to
support an endangerment finding under the Clean Air Act.
---------------------------------------------------------------------------
Under section 202(a) of the CAA, the Administrator is to determine
whether emissions of any air pollutant from new motor vehicles and
their engines cause or contribute to air pollution which may reasonably
be anticipated to endanger public health or welfare. The Administrator
further proposes to find that combined emissions from new motor
vehicles and new motor vehicle engines of four of these greenhouse
gases--carbon dioxide, methane, nitrous oxide, and hydrofluorocarbons--
contribute to this air pollution. The other greenhouse gases that are
the subject of this proposal (perfluorocarbons and sulfur hexafluoride)
are not emitted by motor vehicles.
The Administrator's proposed findings come in response to the
Supreme Court's decision in Massachusetts v. EPA, 549 U.S. 497 (2007).
That case involved a petition submitted by the International Center for
Technology Assessment and 18 other environmental and renewable energy
industry organizations requesting that EPA issue standards under
section 202(a) of the Act for the emissions of carbon dioxide, methane,
nitrous oxide, and hydrofluorocarbons from new motor vehicles and
engines. The proposed findings are in response to this petition and are
for purposes of section 202(a). EPA is not proposing or taking action
under any other provision of the Clean Air Act.
B. Background Information Helpful to Understanding This Proposal
1. Greenhouse Gases and Their Effects
Greenhouse gases are gases that effectively trap some of the
Earth's heat that would otherwise escape to space. Greenhouse gases are
both naturally occurring and anthropogenic. The primary greenhouse
gases of concern directly emitted by human activities
include carbon dioxide, methane, nitrous oxide,
hydrofluorocarbons, perfluorocarbons, and sulfur hexafluoride. Of these
six gases, four (carbon dioxide, methane, nitrous oxide, and
hydrofluorocarbons) are emitted by motor vehicles.
These six gases, once emitted, remain in the atmosphere for decades
to centuries. Thus, they become well mixed globally in the atmosphere
and their concentrations accumulate when emissions exceed the rate at
which natural processes remove greenhouse gases from the atmosphere.
The heating effect caused by the human-induced buildup of greenhouse
gases in the atmosphere is very likely \2\ the cause of most of the
observed global warming over the last 50 years. A detailed explanation
of climate change and its impact on health, society, and the
environment is included in EPA's technical support document (docket
OAR-2009-0171) and discussed in the context of the
Administrator's finding in Section III.
---------------------------------------------------------------------------
\2\ According to Intergovernmental Panel on Climate Change
(IPCC) terminology, ``very likely'' conveys a 90 to 99 percent
probability of occurrence. ``Virtually certain'' conveys a greater
than 99 percent probability, ``likely'' conveys a 66 to 90 percent
probability, and ``about as likely as not'' conveys a 33 to 66
percent probability.
---------------------------------------------------------------------------
The U.S. transportation sector is a significant contributor to
total U.S. and global anthropogenic emissions of greenhouse gases.
Transportation sources subject to regulation under section 202(a) of
the Act are the second largest greenhouse gas-emitting sector in the
U.S., after electricity generation, and accounted for 24 percent of
total U.S. greenhouse gas emissions in 2006 (see table 1 in section IV
below) (these emissions are compared on carbon dioxide equivalent
basis; see footnote 18 for an explanation). Detailed information on
past, present, and projected greenhouse gas concentrations and
emissions is provided in the Technical Support Document, and summarized
in Sections III and IV, respectively.
2. Statutory Basis for This Proposal
Section 202(a)(1) of the CAA states that ``The Administrator shall
by regulation prescribe (and from time to time revise) * * * standards
applicable to the emission of any air pollutant from any class or
classes of new motor vehicles or new motor vehicle engines, which in
[her] judgment cause, or contribute to, air pollution which may
reasonably be anticipated to endanger public health or welfare.''
Before the Administrator may issue standards addressing emissions
of greenhouse gases from new motor vehicles or engines under section
202(a), the Administrator must satisfy a two-step test. First, the
Administrator must decide whether, in her judgment, the air pollution
under consideration may reasonably be anticipated to endanger public
health or welfare. Second, the Administrator must decide whether, in
her judgment, emissions of an air pollutant from new motor vehicles or
engines cause or contribute to this air pollution.\3\ If the
Administrator answers both questions in the affirmative, she must issue
standards under section 202(a). Massachusetts v. EPA, 549 U.S. at 533.
---------------------------------------------------------------------------
\3\ To clarify the distinction between air pollution and air
pollutant, the air pollution is the atmospheric concentrations and
can be thought of as the total, cumulative stock problem of
greenhouse gases in the atmosphere. The air pollutants, on the other
hand, are the emissions of greenhouse gases and can be thought of as
the flow that changes the size of the total stock.
---------------------------------------------------------------------------
Typically, the endangerment and cause or contribute findings have
been proposed concurrently with proposed standards under various
sections of the CAA, including section 202(a). Comment has been taken
on these proposed findings as part of the notice and comment process
for the emission standards. See, e.g., Rulemaking for non-road
compression-ignition engines under section 213(a)(4) of the CAA,
Proposed Rule 58 FR 28809, 28813-14 (May 17, 1993), Final Rule 59 FR
31306, 31318 (June 17, 1994); Rulemaking for highway heavy duty diesel
engines and diesel sulfur fuel under sections 202(a) and 211(c) of the
CAA, Proposed Rule 65 FR 35430 (June 2, 2000), Final Rule 66 FR 5002
(Jan. 18, 2001). However, there is no requirement that the
Administrator propose the endangerment and cause or contribute findings
with proposed standards. The Administrator is moving forward with this
proposed endangerment finding and a cause or contribute determination
[[Page 18889]]
while developing proposed standards under section 202(a).
The Administrator is applying the rulemaking provisions of CAA
section 307(d) to this action.\4\ Thus, these proposed findings will be
subject to the same rulemaking requirements that would apply if the
proposed findings were part of the standard-setting rulemaking. Any
standard setting rulemaking under section 202(a) will also be subject
to these notice and comment rulemaking procedures.
---------------------------------------------------------------------------
\4\ Commenters on the Advanced Notice of Proposed Rulemaking on
Regulating Greenhouse Gases under the Clean Air Act, 73 FR 44354
(2007), see Section I.B.4 below, argued that EPA is required to
follow notice and comment requirements for the endangerment and
cause or contribute findings. Without agreeing or disagreeing with
the reasoning set forth in those comments, the Administrator is
applying the rulemaking requirements of CAA section 307(d),
including notice and comment, to today's action. See, e.g., CAA
sections 307(d)(1)(K) (applying 307(d) requirements to the
promulgation or revisions of regulations under section 202),
307(d)(1)(V) (the provisions of section 307(d) apply to ``such other
actions as the Administrator may determine.'').
---------------------------------------------------------------------------
3. The Supreme Court's Decision in Massachusetts v. EPA
a. The Petition of the International Center for Technology Assessment
On October 20, 1999, the International Center for Technology
Assessment and 18 other environmental and renewable energy industry
organizations filed a ``Petition for Rulemaking and Collateral Relief
Seeking the Regulation of Greenhouse Gas Emissions from New Motor
Vehicles under Section 202(a) of the Clean Air Act.'' The thrust of the
petition was that four greenhouse gases--carbon dioxide, methane,
nitrous oxide, and hydrofluorocarbons--are air pollutants as defined in
CAA section 302(g), that emissions of these greenhouse gases contribute
to air pollution which is reasonably anticipated to endanger public
health or welfare, that these greenhouse gases are emitted by new motor
vehicles, and therefore that EPA has a mandatory duty to issue
regulations under CAA section 202(a) addressing these greenhouse gases.
After an opportunity for public comment, EPA denied the petition in
a notice issued on August 8, 2003. The Agency concluded that it lacked
authority under the CAA to regulate greenhouse gases for purposes of
global climate change, and that even if it did have the authority to
set greenhouse gas emission standards for new motor vehicles, it would
be unwise to do so at that time. The federal appeals court in
Washington, DC, upheld EPA's denial of the petition.
b. The Supreme Court's Decision
In Massachusetts v. EPA, the Supreme Court reversed the lower
court's decision and held that EPA had improperly denied the petition.
549 U.S. 497 (2007). The Court held that greenhouse gases are air
pollutants under the CAA, and that the alternative grounds EPA gave for
denying the petition were ``divorced from the statutory text'' and
hence improper.
Specifically, the Court held that carbon dioxide, methane, nitrous
oxide, and hydrofluorocarbons fit the CAA's ``sweeping definition of
`air pollutant' '' since they are ``without a doubt `physical [and]
chemical * * * substances which [are] emitted into * * * the ambient
air.' The statute is unambiguous.'' Id. at 529. The Court also rejected
the argument that post-enactment legislative developments even
``remotely suggest[ed] that Congress meant to curtail [EPA's] power to
treat greenhouse gases as air pollutants.'' Id.
The Court further rejected the argument that EPA could not regulate
motor vehicle emissions of the chief greenhouse gas, carbon dioxide,
because doing so would essentially require control of vehicle fuel
economy, and Congress delegated that authority to the Department of
Transportation in the Energy Policy and Conservation Act. The Court
held that the fact ``that DOT sets mileage standards in no way licenses
EPA to shirk its environmental responsibilities. EPA has been charged
with protecting the public's `health' and `welfare,' 42 U.S.C.
7521(a)(1), a statutory obligation wholly independent of DOT's mandate
to promote energy efficiency.'' Id. at 532 (citation omitted). The two
obligations may overlap ``but there is no reason to think the two
agencies cannot both administer their obligations and yet avoid
inconsistency.'' Id.
Turning to EPA's alternative grounds for denial, the Court held
that EPA's decision on whether or not to grant the petition must relate
to ``whether an air pollutant `causes, or contributes to, air pollution
which may reasonably be anticipated to endanger public health or
welfare.' '' Id. at 532-33. Thus, ``[u]nder the clear terms of the
Clean Air Act, EPA can avoid taking further action only if it
determines that greenhouse gases do not contribute to climate change or
if it provides some reasonable explanation as to why it cannot or will
not exercise its discretion to determine whether they do.'' Id. at 533.
The Court held that three of the four reasons EPA advanced as
alternative grounds for denying the petition were unrelated to whether
greenhouse gas emissions from new motor vehicles cause or contribute to
air pollution that may reasonably be anticipated to endanger public
health or welfare. Thus, EPA had failed to offer a reasoned explanation
for its action. For example, the Court held that concerns related to
foreign policy objectives had ``nothing to do with whether greenhouse
gas emissions contribute to climate change'' and hence could not
justify the denial. Id. The Court further held that EPA's generalized
concerns about scientific uncertainty were likewise insufficient unless
``the scientific uncertainty is so profound that it precludes EPA from
making a reasoned judgment as to whether greenhouse gases contribute to
global warming,'' in which case EPA must so find. Id. at 534.
The Supreme Court was careful to note that it was not dictating
EPA's action on remand, and was not deciding whether or not EPA must
find that greenhouse gases endanger public health or welfare. Nor did
the Court rule on ``whether policy concerns can inform EPA's actions in
the event that it makes such a finding.'' Id. at 534-35. The Court also
observed that under CAA section 202(a), ``EPA no doubt has significant
latitude as to the manner, timing, content, and coordination of its
regulations with those of other agencies.'' Id. at 533. Nonetheless,
any EPA decisions concerning the endangerment and cause or contribute
criteria must be grounded in the requirements of CAA section 202(a).
Since the Supreme Court's decision in April 2007, some stakeholders
have taken the position, including in comments on the Advance Notice of
Proposed Rulemaking discussed below, that the Supreme Court did not
foreclose EPA's ability to deny the petition without addressing the
endangerment question. For example, one industry group argued that EPA
could deny the rulemaking petition based on statutory factors besides
scientific uncertainty and those already rejected by the Court, but did
not describe what those additional statutory factors may be or how they
would support a denial of the ICTA petition.
EPA does not agree with these interpretations of the Supreme
Court's decision. Moreover, commenters have not provided examples of
additional statutory factors that they believe would justify denying
the petition without addressing the endangerment and cause or
contribute criteria. Today the Administrator is addressing these
criteria, and is proposing to find that the mix of six key greenhouse
gases in the atmosphere may reasonably be anticipated to endanger
public health
[[Page 18890]]
and welfare due overwhelmingly to the effects of climate change.
Furthermore, the Administrator is proposing to find that emissions of
greenhouse gases by motor vehicles collectively contribute to the air
pollution that endangers public health and welfare.
4. EPA's Advance Notice of Proposed Rulemaking on Regulating Greenhouse
Gases Under the Clean Air Act
On July 30, 2008, EPA published an Advance Notice of Proposed
Rulemaking on ``Regulating Greenhouse Gas Emissions under the Clean Air
Act'' (73 FR 44354) (ANPR). The ANPR presented information relevant to,
and solicited public comment on, a wide variety of issues regarding the
potential regulation of greenhouse gases under the CAA, including EPA's
response to the Supreme Court's decision in Massachusetts v. EPA.
Section V of the ANPR contained an earlier version of much of the
material in this proposal, including the legal framework, a summary of
the science of climate change, and an illustration of how the
Administrator could analyze the cause or contribute element using
information regarding the greenhouse gas emissions of the portion of
the U.S. transportation sector covered by section 202(a). A July 2008
version of the Technical Support Document (TSD) for this proposal was
also in the docket for the ANPR (EPA-HQ-OAR-2008-0318).
The ANPR also contained a summary of much of the work EPA had done
in 2007 regarding draft greenhouse gas emission standards for light
duty vehicles and trucks under section 202(a) of the Act. As noted
earlier, EPA is currently developing proposed emissions standards
related to today's proposal. EPA expects that these proposed standards
will be ready to propose for public comment several months from now.
Finally, the ANPR also discussed pending petitions under various
sections of the Act requesting that EPA regulate greenhouse gas
emissions from other mobile sources, as well as stationary source
rulemakings (recently completed, ongoing or remanded) in which
commenters suggested EPA regulate greenhouse gas emissions. EPA is
continuing to evaluate its response to those other pending petitions
and rulemakings and will address them in later actions.
C. Solicitation of Comments
The Administrator requests comments on all aspects of this action.
She requests comment on the data on which the proposed findings are
based, the methodology used in obtaining and analyzing the data, and
the major legal interpretations and policy considerations underlying
the proposed findings.
II. Legal Framework for This Action
Two provisions of the CAA govern today's proposal. Section 202(a)
sets forth a two-part predicate for regulatory action under that
provision: endangerment and cause or contribute. Section 302 of the Act
contains definitions of the terms air pollutant and welfare used in
section 202(a). These statutory provisions are discussed below.
A. Section 202(a)--Endangerment and Cause or Contribute
As noted above, section 202(a) of the CAA calls for the
Administrator to exercise her judgment and make two separate
determinations: first, whether air pollution may reasonably be
anticipated to endanger public health or welfare, and second whether
emissions of any air pollutant from new motor vehicles or engines cause
or contribute to this air pollution.
Based on the text of this provision and its legislative history,
the Administrator interprets the two-part test as follows. First, the
Administrator is required to protect public health and welfare. She is
not asked to wait until harm has occurred but instead must be ready to
take regulatory action to prevent harm before it occurs. The
Administrator is thus to consider both current and future risks.
Second, the Administrator is to exercise judgment by weighing risks,
assessing potential harms, and making reasonable projections of future
trends and possibilities. It follows that when exercising her judgment
the Administrator balances the likelihood and severity of effects. This
balance involves a sliding scale; on one end the severity of the
effects may be significant, but the likelihood low, while on the other
end the severity may be less significant, but the likelihood high.
Under either scenario, the Administrator is permitted to find
endangerment. If the harm would be catastrophic, the Administrator is
permitted to find endangerment even if the likelihood is small. In the
context of climate change, for example, the Administrator should take
account of the most catastrophic scenarios and their probabilities. As
explained below, however, it is not necessary to rely on low-
probability outcomes in order to find endangerment here.\5\
---------------------------------------------------------------------------
\5\ Cf. Massachusetts v. EPA, 549 U.S. at 525 n.23, citing
Mountain States Legal Foundation v. Glickman, 92 F.3d 1228, 1234
(D.C. Cir. 1996) (``The more drastic the injury that government
action makes more likely, the lesser the increment in probability to
establish standing''); Village of Elk Grove Village v. Evans, 997
F.2d 328, 329 (7th Cir. 1993) (``[E]ven a small probability of
injury is sufficient to create a case or controversy--to take a suit
out of the category of the hypothetical--provided of course that the
relief sought would, if granted, reduce the probability.'').
---------------------------------------------------------------------------
Because scientific knowledge is constantly evolving, the
Administrator may be called upon to make decisions while recognizing
the uncertainties and limitations of the data or information available,
as risks to public health or welfare may involve the frontiers of
scientific or medical knowledge. At the same time, the Administrator
must exercise reasoned decision making, and avoid speculative or
crystal ball inquiries. Third, the Administrator is to consider the
cumulative impact of sources of a pollutant in assessing the risks from
air pollution, and is not to look only at the risks attributable to a
single source or class of sources. Fourth, the Administrator is to
consider the risks to all parts of our population, including those who
are at greater risk for reasons such as increased susceptibility to
adverse health effects. If vulnerable subpopulations are especially at
risk, the Administrator is entitled to take that point into account in
deciding the question of endangerment. Here too, both likelihood and
severity of adverse effects are relevant, and here too, catastrophic
scenarios and their probabilities should be considered. As explained
below, vulnerable subpopulations face serious health risks as a result
of climate change.
This framework recognizes that regulatory agencies such as EPA must
be able to deal with the reality that ``[m]an's ability to alter his
environment has developed far more rapidly than his ability to foresee
with certainty the effects of his alterations.'' See Ethyl Corp v. EPA,
541 F.2d 1, 6 (D.C. Cir.), cert. denied 426 U.S. 941 (1976). Both ``the
Clean Air Act `and common sense * * * demand regulatory action to
prevent harm, even if the regulator is less than certain that harm is
otherwise inevitable.' '' See Massachusetts v. EPA, 549 U.S. at 506,
n.7 (citing Ethyl Corp.). To be sure, the concept of ``expected value''
has its limitations in this context, but it is useful insofar as it
suggests that when severe risks to the public health and welfare are
involved, the Administrator need not wait as evidence continues to
accumulate.
The Administrator recognizes that the context for this action is
unique. There is a very large and comprehensive base of scientific
information that has been
[[Page 18891]]
developed over many years through a global consensus process involving
numerous scientists from many countries and representing many
disciplines. She also recognizes that there are varying degrees of
uncertainty across many of these scientific issues. It is in this
context that she is exercising her judgment and applying the statutory
framework. Further discussion of the language in section 202(a) and its
legislative history is provided below, to explain more fully the basis
for this interpretation.
1. The Statutory Language
The interpretation described above flows from the statutory
language itself. The phrase ``may reasonably be anticipated'' and the
term ``endanger'' authorize, if not require, the Administrator to act
to prevent harm and to act in conditions of uncertainty. They do not
limit her to merely reacting to harm or to acting only when certainty
has been achieved; indeed, the references to anticipation and to
endangerment imply that to fail to look to the future or to less than
certain risks would be to abjure the Administrator's statutory
responsibilities. Moreover, by instructing the Administrator to
consider whether emissions of an air pollutant cause or contribute to
air pollution, the statute is clear that she need not find that
emissions from any one sector or group of sources are the sole or even
the major part of an air pollution problem. The use of the term
contribute clearly indicates that a lower threshold than a finding that
such emissions are the sole or major cause is a sufficient basis to
make the required finding. Finally, the phrase ``in [her] judgment''
authorizes the Administrator to weigh risks and to consider projections
of future possibilities, while also recognizing uncertainties and
extrapolating from existing data. When exercising her judgment the
Administrator balances the likelihood and severity of effects. Notably,
the phrase ``in [her] judgment'' modifies both ``may reasonably be
anticipated'' and ``cause or contribute.''
2. Origin of the Current Statutory Language
When Congress revised section 202(a) and other provisions of the
CAA as part of the 1977 amendments to the CAA, it was responding to an
opinion issued by the D.C. Circuit regarding the pre-1977 version of
section 211(c) of the Act. The legislative history of those amendments,
particularly the report by the House Committee on Interstate and
Foreign Commerce, demonstrate that EPA's interpretation is fully
consistent with Congress' intention in crafting this a provision See
H.R. Rep. 95-294 (1977), as reprinted in 4 A Legislative History of the
Clean Air Act Amendments of 1977 (1978) at 2465 (hereinafter ``LH'').
a. Ethyl Corp. v. EPA
In revising the statutory language, Congress relied heavily on the
en banc decision in Ethyl Corp. v. EPA, which reversed a 3-judge panel
opinion regarding an EPA rule restricting the content of lead in leaded
gasoline.\6\ After reviewing the relevant facts and law, the full court
evaluated the statutory language at issue to see what level of
``certainty [was] required by the Clean Air Act before EPA may act.''
Id. at 7.
---------------------------------------------------------------------------
\6\ At the time of the 1973 rules requiring the reduction of
lead in leaded gasoline, section 211(c)(1)(A) of the CAA stated that
the Administrator may promulgate regulations that: ``control or
prohibit the manufacture, introduction into commerce, offering for
sale, or sale of any fuel or fuel additive for use in a motor
vehicle or motor vehicle engine (A) if any emissions product of such
fuel or fuel additive will endanger the public health or welfare * *
* .'' CAA 211(c)(1)(A) (1970) (emphasis added). The italicized
language in the above quote is the relevant language revised by the
1977 amendments.
---------------------------------------------------------------------------
The petitioners argued that the statutory language ``will
endanger'' required proof of actual harm, and that the actual harm had
to come from emissions from the fuels in and of themselves. Id. at 12,
29. The en banc court rejected this approach, finding that the term
``endanger'' allowed the Administrator to act when harm is threatened,
and did not require proof of actual harm. Id. at 13. ``A statute
allowing for regulation in the face of danger is, necessarily, a
precautionary statute.'' Id. Optimally, the court held, regulatory
action would not only precede, but prevent, a perceived threat. Id.
The court also rejected petitioner's argument that any threatened
harm must be ``probable'' before regulation was authorized.
Specifically, the court recognized that danger ``is set not by a fixed
probability of harm, but rather is composed of reciprocal elements of
risk and harm, or probability and severity.'' Id. at 18. Next, the
court held that EPA's evaluation of risk is necessarily an exercise of
judgment, and that the statute did not require a factual finding. Id.
at 24. Thus, ultimately, the Administrator must ``act, in part on
`factual issues,' but largely `on choices of policy, on an assessment
of risks, [and] on predictions dealing with matters on the frontiers of
scientific knowledge * * * .'' Id. at 29 (citations omitted). Finally,
the en banc court agreed with EPA that even without the language in
section 202(a) regarding ``cause or contribute to,'' it was appropriate
for EPA to consider the cumulative impact of lead from numerous
sources, not just the fuels being regulated under section 211(c). Id.
at 29-31.
b. The 1977 Clean Air Act Amendments
The dissent in the original Ethyl Corp. decision and the en banc
opinion were of ``critical importance'' to the House Committee which
proposed the revisions to the endangerment language in the 1977
amendments to the CAA. H.R. Rep. 95-294 at 48, 4 LH at 2515. In
particular, the Committee believed the Ethyl Corp. decision posed
several ``crucial policy questions'' regarding the protection of public
health and welfare.'' Id. \7\ The Committee addressed those questions
with the language that now appears in section 202(a) and several other
CAA provisions--``emission of any air pollutant * * * , which in [the
Administrator's] judgment cause, or contribute to, air pollution which
may reasonably be anticipated to endanger public health or welfare.''
---------------------------------------------------------------------------
\7\ The Supreme Court recognized that the current language in
section 202(a)(1) is ``more-protective'' than the 1970 version that
was similar to the section 211 language before the DC Circuit in
Ethyl Corp. Massachusetts v. EPA, 549 U.S. at 506, fn 7.
---------------------------------------------------------------------------
The legislative history clearly indicates that the Committee
intended the language to serve several purposes consistent with the en
banc decision in Ethyl Corp. In particular, the language (1) emphasizes
the preventive or precautionary nature of the CAA \8\; (2) authorizes
the Administrator to reasonably project into the future and weigh
risks; (3) assures the consideration of the cumulative impact of all
sources; (4) instructs that the health of susceptible individuals, as
well as healthy adults, should be part of the analysis; and (5)
indicates an awareness of the uncertainties and limitations in
information available to the Administrator. H.R. Rep. 95-294 at 49-50,
4 LH at 2516-17.\9\
---------------------------------------------------------------------------
\8\ See H.R. Rep. 95-294 at 49, 4 LH at 2516 (``To emphasize the
preventive or precautionary nature of the Act, i.e. to assure that
regulatory action can effectively prevent harm before it occurs'').
\9\ Congress also standardized this language across the various
sections of the CAA which address emissions from both stationary and
mobile sources. H.R. Rep. 95-294 at 50, 4 LH at 2517; Section 401 of
CAA Amendments of 1977.
---------------------------------------------------------------------------
As noted above, the phrase ``in [her] judgment'' calls for the
Administrator to make a comparative assessment of risks and projections
of future possibilities, consider uncertainties, and extrapolate from
limited data. Thus, the Administrator must balance the likelihood of
effects with the severity of
[[Page 18892]]
the effects in reaching her judgment. The Committee emphasized that
``judgment'' is different from a factual ``finding.'' \10\ The
Administrator may make projections, assessments and estimates that are
reasonable, as compared to a `` `crystal ball' inquiry.'' Moreover,
procedural safeguards apply to the exercise of judgment, and final
decisions are subject to judicial review. Also, the phrase ``in [her]
judgment'' modifies both the phrases ``cause and contribute'' and ``may
reasonably be anticipated,'' as discussed below. H.R. Rep. 95-294 at
50-51, 4 LH at 2517-18.
---------------------------------------------------------------------------
\10\ \\ Throughout this Notice the judgments on endangerment and
cause or contribute are described as a finding or findings. This is
for ease of reference only, and is not intended to imply that the
Administrator's exercise of judgment in applying the scientific
information to the statutory criteria is solely a factual finding;
while grounded squarely in the science of climate change, these
judgments also embody policy considerations.
---------------------------------------------------------------------------
As the Committee further explained, the phrase ``may reasonably be
anticipated'' points the Administrator in the direction of assessing
current and future risks rather than waiting for proof of actual harm.
This phrase is also intended to instruct the Administrator to consider
the limitations and difficulties inherent in information on public
health and welfare. H.R. Rep. 95-294 at 51, 4 LH at 2518.\11\
---------------------------------------------------------------------------
\11\ Thus, contrary to the position set forth by at least one
commenter on the Greenhouse Gas ANPR, the statutory language does
not require that EPA prove the effects of climate change ``beyond a
reasonable doubt.'' Indeed, such an approach is inconsistent with
the concepts of reasonable anticipation and endangerment embedded in
the statute.
---------------------------------------------------------------------------
Finally, the phrase ``cause or contribute'' ensures that all
sources of the contaminant which contribute to air pollution are
considered in the endangerment analysis (e.g., not a single source or
category of sources). It is also intended to require the Administrator
to consider all sources of exposure to a pollutant (for example, food,
water, and air) when determining risk. Id.
3. Additional Considerations for the Cause or Contribute Analysis
By instructing the Administrator to consider whether emissions of
an air pollutant cause or contribute to air pollution, the statute is
clear that she need not find that emissions from any one sector or
group of sources are the sole or even the major part of an air
pollution problem. The use of the term contribute clearly indicates a
lower threshold than the sole or major cause. Moreover, the statutory
language in section 202(a) does not contain a modifier on its use of
the term contribute. Unlike other CAA provisions, it does not require
``significant'' contribution. See, e.g., CAA sections 111(b);
213(a)(2), (4). Congress made it clear that the Administrator is to
exercise her judgment in determining contribution, and authorized
regulatory controls to address air pollution even if the air pollution
problem results from a wide variety of sources. While the endangerment
test looks at the entire air pollution problem and the risks it poses,
the cause or contribute test is designed to authorize EPA to identify
and then address what may well be many different sectors or groups of
sources that are each part of the problem.
The DC Circuit Court of Appeals has discussed the concept of
contribution in the context of CAA section 213 and rules for nonroad
vehicles. In Bluewater Network v. EPA, 370 F.3d 1 (DC Cir. 2004),
industry argued that section 213(a)(3) requires a finding of a
significant contribution before EPA can regulate, while EPA's view was
that the CAA requires a finding only of contribution. Id. at 13.
Section 213(a)(3), like section 202(a), is triggered by a finding that
certain sources ``cause, or contribute to,'' air pollution, while an
adjacent provision, section 213(a)(2), is triggered by a finding of a
``significant'' contribution. The court looked at the ``ordinary
meaning of `contribute' '' when upholding EPA's reading. After
referencing dictionary definitions of contribute, the court also noted
that ``[s]tanding alone, the term has no inherent connotation as to the
magnitude or importance of the relevant `share' in the effect;
certainly it does not incorporate any `significance' requirement.'' 370
F.3d at 13.\12\ The court found that the bare ``contribute'' language
invests the Administrator with discretion to exercise judgment
regarding what constitutes a sufficient contribution for the purpose of
making an endangerment finding. Id. at 14.\13\
---------------------------------------------------------------------------
\12\ Specifically, the decision noted that `` `contribute' means
simply `to have a share in any act or effect,' WEBSTER'S THIRD NEW
INTERNATIONAL DICTIONARY 496 (1993), or `to have a part or share in
producing,' 3 OXFORD ENGLISH DICTIONARY 849 (2d ed. 1989).'' Id. at
13.
\13\ The court explained, ``[t]he repeated use of the term
`significant' to modify the contribution required for all nonroad
vehicles, coupled with the omission of this modifier from the
`cause, or contribute to' finding required for individual categories
of new nonroad vehicles, indicates that Congress did not intend to
require a finding of `significant contribution' for individual
vehicle categories.'' Id. at 13.
---------------------------------------------------------------------------
Like section 213(a)(3), section 202(a) refers to contribution and
does not specify that the contribution must be significant before an
affirmative finding can be made. To be sure, any finding of a
``contribution'' requires some threshold to be met; a truly trivial or
de minimis ``contribution'' might not count as such. The Administrator
therefore has ample discretion in exercising her reasonable judgment
and determining whether, under the circumstances presented, the cause
or contribute criterion has been met.\14\ In the past, the
Administrator has evaluated the emissions of the source or sources in
different ways, based on the particular circumstances involved. For
instance, in some mobile source rulemakings, the Administrator has used
the percent of emissions from the regulated mobile source category
compared to the total mobile source inventory for that air pollutant as
the best way to evaluate contribution. See, e.g., 66 FR 5001 (2001)
(heavy duty engine and diesel sulfur rule). In other instances the
Administrator has looked at the percent of emissions compared to the
total nonattainment area inventory of the air pollution at issue. See,
e.g., 67 FR 68,242 (2002) (snowmobile rule). EPA has found that air
pollutant emissions that amount to 1.2 percent of the total inventory
``contribute.'' Bluewater Network, 370 F.3d at 15 (``For Fairbanks,
this contribution was equivalent to 1.2 percent of the total daily CO
inventory for 2001.'').
---------------------------------------------------------------------------
\14\ Section IV discusses the evidence in this case that
supports the proposed finding of contribution. EPA need not
determine at this time the circumstances in which emissions would be
trivial or de minimis and would not warrant a finding of
contribution.
---------------------------------------------------------------------------
While these prior actions are instructive, they do not establish
bright line emission levels above which a positive contribution
determination must be made, or below which a contribution determination
could not be made. The Administrator may determine that emissions at a
certain level or percentage contribute to air pollution in one set of
circumstances, while also judging that the same level or percentage of
another air pollutant in a different circumstances and involving
different air pollution does not contribute. When exercising her
judgment, the Administrator not only considers the cumulative impact,
but also looks at the totality of the circumstances (e.g., the air
pollutant, the air pollution, the nature of the endangerment, the type
of source category, the number of sources in the source category, and
the number and type of other source categories that may emit the air
pollutant) when determining whether the emissions ``justify
regulation'' under the CAA. Further discussion of this issue can be
found in Section IV.
[[Page 18893]]
4. Comments on Elements of the Endangerment and Cause or Contribute
Tests Made During the ANPR Public Comment Period
Certain comments submitted on the ANPR \15\ argued that when
evaluating endangerment and cause or contribute, the Administrator is
limited to considering only those impacts that can be traced to the
amount of air pollution directly attributable to the greenhouse gases
emitted by new motor vehicles and engines. Such an approach collapses
the two prongs of the test by requiring that any climate change impacts
upon which an endangerment determination is made result solely from the
greenhouse gas emissions of motor vehicles. It essentially eliminates
the ``contribute'' part of the ``cause or contribute'' portion of the
test. This approach was clearly rejected by the en banc court in Ethyl
Corp. 541 F.2d at 29 (rejecting the argument that the emissions of the
fuel additive to be regulated must ``in and of itself, i.e. considered
in isolation, endanger[s] public health.''). Moreover, it conflicts
with an enumerated purpose of the 1977 CAA Amendments: ``To assure
consideration of the cumulative impact of all sources of a pollutant in
setting ambient and emission standards, not just the extent of the risk
from the emissions from a single source or class of sources of the
pollutant; * * *'' H.R. Rep. 95-294 at 49-50, 4 LH at 2516-17.
---------------------------------------------------------------------------
\15\ Numerous comments on the ANPR discussed the endangerment
and cause or contribute findings, and set forth how various
stakeholders believe EPA is compelled to make those findings. EPA
has reviewed the comments on the ANPR, and EPA appreciates the work
that went into them. While we are not responding to every comment
received in today's proposal, the Agency is taking this opportunity
to respond to a few key comments related to the test that some
stakeholders believe guides the Administrator when undertaking an
endangerment analysis and cause or contribute evaluation. As noted
above, commenters should submit to the docket for today's action any
comments they want EPA to consider as it makes a decision on this
proposed determination.
---------------------------------------------------------------------------
Nor does EPA agree with comments that argue the Administrator
cannot make a positive endangerment or contribution determination
unless the emissions reductions required by the resulting standards
would ``effectively mitigate'' or ``fruitfully attack'' the impacts
underlying the endangerment determination. Again, such an approach
fails to appreciate the holistic approach that Congress adopted in
1977. Moreover, as the Supreme Court recognized, ``[a]gencies, like
legislatures, do not generally resolve massive problems in one fell
regulatory swoop.'' Massachusetts v. EPA, 549 U.S. at 524 (citations
omitted).\16\ The threshold endangerment and cause or contribute
criteria are separate and distinct from the standard setting criteria
that apply if the threshold findings are met, and they serve a
different purpose. Indeed, the more serious the endangerment to public
health and welfare, the more important it may be that action be taken
to address the actual or potential harm even if no one action alone can
solve the problem, and a series of actions is called for.
---------------------------------------------------------------------------
\16\ EPA also rejects the comment that EPA has defined
``contribute'' as resulting in a ``humanly perceptible'' difference.
See Regional Haze Regulations and Guidelines for Best Available
Retrofit Technology [BART] Determinations, 70 FR 39104 (2005). In
that rule, EPA noted that a 1.0 deciview change in visibility is
humanly perceptible in virtually all situations. Based on this, EPA
concluded that for a state making a contribution finding for an
individual source under section 169A(b)(2)(A), it would be
unreasonable to determine that a source emitting pollution that
resulted in a 0.5 deciview change in visibility did not
``contribute'' to visibility impairment. Id. at 39120. In fact, EPA
noted that ``[i]f `causing' visibility impairment means causing a
humanly perceptible change in visibility, * * * then `contributing'
to visibility impairment must mean having some lesser impact * * *
that need not rise to the level of human perception.'' Id. at 39120,
fn 32. The Agency did not establish a test that required human
perception before contribution could be found.
---------------------------------------------------------------------------
Importantly, these various narrow approaches to the endangerment
and cause or contribute criteria would effectively preclude the
Administrator from ever making a positive finding for a global
phenomenon like climate change because the regulatory actions would
always be limited to just part of the picture. Indeed, they would
preclude the Administrator from making a positive finding for any
complex pollution problem that cannot be solved by one regulatory
action alone. This is contrary to Congress' direction that the
Administrator consider the whole picture when exercising her judgment
about the critical issues of cause or contribute and endangerment to
public health and welfare.
B. Air Pollutant, Public Health and Welfare
The CAA defines both ``air pollutant'' and ``welfare.'' Air
pollutant is defined as: ``Any air pollution agent or combination of
such agents, including any physical, chemical, biological, radioactive
(including source material, special nuclear material, and byproduct
material) substance or matter which is emitted into or otherwise enters
the ambient air. Such term includes any precursors to the formation of
any air pollutant, to the extent the Administrator has identified such
precursor or precursors for the particular purpose for which the term
`air pollutant' is used.'' CAA section 302(g). Greenhouse gases fit
well within this capacious definition. See Massachusetts v. EPA, 549
U.S. at 532. They are ``without a doubt'' physical chemical substances
emitted into the ambient air. Id. at 529. Section IV below contains
further discussion on today's proposed definition of ``air pollutant''
for purposes of the contribution finding.
Regarding ``welfare'', the CAA states that ``[a]ll language
referring to effects on welfare includes, but is not limited to,
effects on soils, water, crops, vegetation, man-made materials,
animals, wildlife, weather, visibility, and climate, damage to and
deterioration of property, and hazards to transportation, as well as
effects on economic values and on personal comfort and well-being,
whether caused by transformation, conversion, or combination with other
air pollutants.'' CAA section 302(h). This definition is quite broad.
Importantly, it is not an exclusive list due to the use of the term
``includes, but is not limited to, * * *.'' Effects other than those
listed here may also be considered effects on welfare.
Moreover, the terms contained within the definition are themselves
expansive. For example, deterioration to property could include damage
caused by extreme weather events. Effects on vegetation can include
impacts from changes in temperature and precipitation as well as from
the spreading of invasive species or insects. Prior welfare effects
evaluated by EPA include impacts on vegetation generally, and changes
in crop and forestry specifically, as well as reduced visibility,
changes in nutrient balance and acidity of the environment, soiling of
buildings and statues, and erosion of building materials. See, e.g.,
Final National Ambient Air Quality Standard for Ozone, 73 FR 16436
(2007); Control of Emissions from Nonroad Large Spark Ignition Engines
and Recreational Engines (Marine and Land-Based), 67 FR 68242 (2002);
Final Heavy-Duty Engine and Vehicle Standards and Highway Diesel Sulfur
Control Requirements, 66 FR 5002 (2001).
There is no definition of public health in the Clean Air Act. The
Supreme Court has discussed the concept in the context of whether costs
can be considered when setting National Ambient Air Quality Standards.
Whitman v. American Trucking Ass'n, 531 U.S. 457 (2001). In Whitman,
the Court imbued the term with its most natural meaning: ``the health
of the public.'' Id.