Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to the Port of Anchorage Marine Terminal Redevelopment Project, 18492-18516 [E9-9369]
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18492
Federal Register / Vol. 74, No. 77 / Thursday, April 23, 2009 / Proposed Rules
submitted as instructed in the
ADDRESSES section.
Lesley A. Field,
Acting Chair, Cost Accounting Standards
Board.
Cost Accounting Standards Board
Request for Information
48 CFR 9903.201–1(b)(14)
Exemption From Cost Accounting
Standards for Contracts Executed and
Performed Entirely Outside the United
States
Background
Purpose
48 CFR 9903.201–1(b) is a list of
categories of contracts and subcontracts
that are exempt from CAS requirements
(CAS exemptions). Paragraph (14) of
this provision provides an exemption
for ‘‘[c]ontracts and subcontracts to be
executed and performed entirely outside
the United States, its territories, and
possessions’’ (overseas exemption). The
purpose of this request for information
is to explore whether this CAS
exemption should be retained,
eliminated or revised.
rwilkins on PROD1PC63 with PROPOSALS
The History of the Exemption
The original CAS Board (CASB) was
established by Section 2168 of the
Defense Production Act of 1950 (DPA).
Section 2163, ‘‘Territorial application of
Act,’’ of the DPA provided that Sections
2061 through 2171 (which includes the
authority for the CASB) ‘‘shall be
applicable to the United States, its
Territories and possessions, and the
District of Columbia’’ (United States).
Since the applicable DPA provisions
were applicable only within the United
States as defined, the CASB’s rules,
regulations and CAS were only
applicable within the United States, as
specifically defined, and thus, they were
not applicable overseas.
On September 24, 1973, Defense
Procurement Circular No. 115 amended
ASPR (Armed Services Procurement
Regulation) 3–1204 to provide for this
CAS exemption in contracts as follows:
3–1204 Contract Clause. The Cost
Accounting Standards clause set forth in
7–104.83 shall be inserted in all
negotiated contracts exceeding
$100,000, except when the price is
based on established catalog or market
prices of commercial items sold in
substantial quantities to the general
public or is set by law or regulation. In
addition to the foregoing exceptions, the
clause shall not be inserted in the
following contacts:
*
*
*
*
*
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16:23 Apr 22, 2009
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(vi) contracts which are executed and
performed in their entirety outside the
United States, its territories and
possessions [(overseas exemption)].
Additional historical background is
provided in the SDP published at 70 FR
53977 (September 13, 2005) which
previously invited public comments on
whether the overseas exemption should
be revised or eliminated.
In 1980, the CASB ceased to exist
under the DPA. In the absence of the
CASB, the Department of Defense (DOD)
took over the responsibility for the
administration of CAS. DOD
administered CAS until the CASB was
re-established in 1988 under the
authority of the OFPP Act.
In 1991, the re-established CASB
reviewed the rules and regulations
applicable to the administration of CAS.
FAR 30.201–1(14), the exemption from
CAS for contracts and subcontracts
executed and performed entirely outside
the United States, its territories and
possessions, was part of that review.
The re-established CASB retained the
overseas exemption and incorporated it
into its current recodified rules and
regulations at 48 CFR 9903.201–1 on
April 17, 1992 (57 FR 14148.)
More recently, in response to the 2005
SDP regarding the overseas exemption,
the CASB received three public
comments in response. All the
comments offered arguments for why
the CASB should retain the exemption;
none of the comments supported any
revision to, or an elimination of, the
overseas exemption. After reviewing
and discussing the comments to the
SDP, the CASB discontinued its review
of the overseas exemption. (73 FR 8259,
February 13, 2008.) While the CASB did
not agree with all of the views
expressed, it did agree with the
conclusion not to delete or revise the
overseas exemption.
Questions for Consideration
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[FR Doc. E9–9359 Filed 4–22–09; 8:45 am]
BILLING CODE 3110–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 217
The CASB is soliciting information
and comments on the overseas
exemption from interested parties. In
framing your responses, be aware that
contracts and subcontracts that are
executed and performed entirely outside
of the United States can be executed and
performed by entities with a variety of
legal statuses. The focus of this request
for information is with respect to
contracts that would be otherwise
subject to CAS, but for the exemption
because the contract is executed and
performed entirely overseas. Thus, the
class of affected contractors is likely to
be U.S. concerns and other concerns
authorized to do business in the United
States.
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More specifically, the CASB is
particularly interested in information
and comments related to the following
questions:
1. What is your experience with the
overseas exemption:
a. As a procuring entity (e.g.,
procurement office, higher tier
contractor) awarding contracts/
subcontracts; or
b. As the contractor/subcontractor
claiming the applicability of the
overseas exemption?
2. How often (number of actions,
dollar amounts, by fiscal year) has the
overseas exemption been claimed?
3. If the overseas exemption is
eliminated, what problems will that
cause you:
a. As a procuring entity (e.g.,
procurement office, higher tier
contractor) awarding contracts/
subcontracts; or
b. As the contractor/subcontractor
claiming the applicability of the
overseas exemption?
4. How does the overseas exemption
help, or not help, to implement the
CASB’s mandate ‘‘to achieve uniformity
and consistency in the cost accounting
standards governing measurement,
assignment, and allocation of costs to
contracts with the United States’’?
5. What are the arguments for, and
against, the requirement in the overseas
exemption to require execution of the
contract overseas?
6. What are the arguments for, and
against, the requirement in the overseas
exemption to require performance of the
contract overseas?
[Docket No. 090206146–9332–01]
RIN 0648–AX32
Taking and Importing Marine
Mammals; Taking Marine Mammals
Incidental to the Port of Anchorage
Marine Terminal Redevelopment
Project
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
SUMMARY: NMFS has received an
application from the Port of Anchorage
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(herein after ‘‘POA’’) and the U.S.
Department of Transportation Maritime
Administration (herein after ‘‘MARAD’’)
for issuance of regulations governing the
take of small numbers of marine
mammals incidental to the Port’s
Marine Terminal Redevelopment Project
(herein after ‘‘MTRP’’), Anchorage,
Alaska. The MTRP includes expanding
the current POA by 135 acres and
replacing and expanding the current
dock to accommodate additional berths.
Construction activities which have the
potential to harass marine mammals
include in-water pile driving and
demolition of the existing dock. Species
which could potentially be taken from
the MTRP include the beluga whale
(Delphinapterus leucas), harbor seal
(Phoca vitulina), harbor porpoise
(Phocoena phocoena), and killer whale
(Orcinus orca).
DATES: Comments and information must
be postmarked no later than May 26,
2009.
ADDRESSES: You may submit comments
by any one of the following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal: https://
www.regulations.gov.
• Hand delivery or mailing of paper,
disk, or CD-ROM comments should be
addressed to P. Michael Payne, Chief,
Permits, Conservation and Education
Division, Office of Protected Resources,
National Marine Fisheries Service, 1315
East-West Highway, Silver Spring, MD
20910–3225.
Instructions: A copy of the
application containing a list of
references used in this document,
Demolition Plan, Final Marine Mammal
Monitoring Report for 2008, the Final
2008 Environmental Assessment (EA),
and the Draft Supplemental
Environmental Assessment (SEA) may
be obtained by writing to the above
address, by telephoning the contact
listed under FOR FURTHER INFORMATION
CONTACT, or on the Internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm#applications.
Documents cited in this proposed rule
may also be viewed, by appointment,
during regular business hours at the
above address. To help NMFS process
and review comments more efficiently,
please use only one method to submit
comments. Attachments to electronic
comments will be accepted in Microsoft
Word, Excel, WordPerfect, or Adobe
PDF file formats only.
All comments received are public
record and will generally be posted to
https://www.regulations.gov without
change. All Personal Identifying
Information (for example, name,
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address, etc.) voluntarily submitted by
the commenter may be publicly
accessible. Do not submit Confidential
Business Information or otherwise
sensitive or protected information. To
submit anonymous comments, enter N/
A in the required fields.
FOR FURTHER INFORMATION CONTACT:
Jaclyn Daly, NMFS, 301–713–2289, ext
151.
SUPPLEMENTARY INFORMATION:
Background
Section 101(a)(5)(A) of the MMPA (16
U.S.C. 1361 et seq.) directs the Secretary
of Commerce to allow, upon request, the
incidental, but not intentional, taking of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) if certain findings
are made and regulations are issued or,
if the taking is limited to harassment,
notice of a proposed authorization is
provided to the public for review.
Except with respect to certain activities
not pertinent here, the MMPA defines
‘‘harassment’’ as:
any act of pursuit, torment, or annoyance
which (I) has the potential to injure a marine
mammal or marine mammal stock in the wild
[Level A harassment]; or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].
Authorization for incidental takings
may be granted for up to 5 years if
NMFS finds that the taking will have a
negligible impact on the species or
stock(s), will not have an unmitigable
adverse impact on the availability of the
species or stock(s) for certain
subsistence uses, and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such taking are set
forth. NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as: ‘‘an
impact resulting from the specified
activity that cannot be reasonably
expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival.’’
On July 14, 2008, NMFS issued a oneyear incidental harassment
authorization (IHA) to the POA/MARAD
for takes of marine mammals incidental
to the MTRP (73 FR 41318, July 18,
2008). Intent to promulgate regulations
was included in the March 18, 2008
Federal Register notice for the proposed
IHA (73 FR 14443, March 18, 2008);
however, on November 20, 2008, NMFS
received an updated application from
the POA/MARAD specifically for
regulations. The application included,
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among other things, information on the
demolition process of the existing dock,
detailed take calculations, results from
marine mammal monitoring conducted
under the IHA, results of a more robust
acoustic study, and additional
mitigation. NMFS published a notice of
receipt of application and solicitation
for public comments on the application
(73 FR 77013, December 18, 2008).
NMFS is now inviting comments on the
following proposed regulations for
taking of marine mammals as described
in this notice.
Summary of Request
On November 20, 2008, NMFS
received an application from the POA/
MARAD for regulations and subsequent
Letters of Authorization (LOAs) to take,
by Level B harassment only, marine
mammals incidental to the MTRP. The
POA/MARAD have been in discussions
with NMFS Office of Protected
Resources Permits Division and Alaska
Regional Office (AKR), Anchorage, since
inception of the MTRP (2003) to ensure
compliance with the MMPA and to
reduce impact to marine mammals and
their habitat. In 2008, NMFS issued the
POA/MARAD a one-year IHA
authorizing incidental take of marine
mammals from pile driving (73 FR
41318, July 18, 2008). The IHA, which
expires on July 15, 2009, authorizes the
take, by Level B harassment only, of 34
beluga whales, 20 harbor seals, 20
harbor porpoise, and 5 killer whales. To
date, marine mammal observations
(submitted by trained, NMFS approved
observers on-site at the POA and a
second independent scientific marine
mammal monitoring team) indicate that
the effects analysis in NMFS 2008
Environmental Assessment (EA) on the
Issuance of an Incidental Harassment
Authorization and Subsequent
Rulemaking for Take of Small Numbers
of Marine Mammals Incidental to the
Port of Anchorage Terminal
Redevelopment Project, Anchorage,
Alaska is appropriate and justifiable as
pile driving noise does not appear to
impact beluga whale surface behavior
(see Impacts to Marine Mammals). The
POA/MARAD’s LOA application,
supporting documents, NMFS’ 2008 EA
and Supplemental EA (SEA) can be
found on the NMFS Protected Resources
Permits website at https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm#applications.
Specified Activity
According to the application, the
MTRP is designed to upgrade and
expand the existing POA facilities by
removing and replacing aging and
obsolete structures and providing
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additional dock and backland areas,
without disruption of maritime service
during construction. The POA serves 85
percent of the population within the
State of Alaska by providing 90 percent
of all consumer goods and is an
economic engine for the State of Alaska.
The rehabilitation and expansion of the
POA is critical to improving national
defense capabilities and provides
additional land and facilities necessary
to support military deployments during
and after construction. The POA is one
of nineteen nationally designated
Strategic Ports with direct calls
scheduled by the Department of Defense
for critical deployments in-and-out of
Alaska’s military bases and training
facilities (Fort Greely, Eielson Air Force
Base, Fort Wainwright, Fort Richardson,
and Elmendorf Air Force Base [EAFB])
to Iraq, Afghanistan, and other defense
theaters around the globe. POA
operations began in the early 1960s with
little build-up in the past fifty years and
is currently under-serving Alaska’s
transportation system as its primary
hub.
Located within the Municipality of
Anchorage (MOA) on Knik Arm in
upper Cook Inlet, the existing 129–acre
POA facility is currently operating at or
above sustainable practicable capacity
for the various types of cargo handled at
the facility. In addition, the existing
infrastructure and support facilities are
substantially past their design life, have
degraded to levels of marginal safety,
and are in many cases functionally
obsolete. The MTRP will replace,
upgrade, and expand the current POA
facility to address existing needs and
projected future needs, allowing the
POA to adequately support the
economic growth of Anchorage and the
State of Alaska through 2025 and
beyond. Upon completion, the phased
MTRP will add 135 acres of usuable
land to the current 129 acre POA (total
area of 264 acres). The completed
marine terminal at the POA will
include: seven modern dedicated ship
berths; two dedicated barge berths; rail
access and intertie to the Alaskan
railbelt; roadway improvements;
security and lighting improvements;
slope stability improvements; drainage
improvements; modern shore-side
docking facilities; equipment to
accommodate cruise passengers, bulk,
break-bulk, roll on/roll off (RO-RO) and
load on/load off (LO-LO) cargo, general
cargo short-term storage, military
queuing and staging, and petroleum,
oils, and lubricants (POL) transfer and
storage; and additional land area to
support expanding military and
commercial operations.
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Creation of over 65 of the 135
unimproved acres have been completed
to date in preparation of accepting new
container cranes and relocating
shipping operations by the year 2010:
thus far, 26.8 acres were added in 2006;
22.4 acres were added in 2007; and 18.4
acres were added in 2008. Future efforts
will add 8.4 acres in 2010; 14.15 acres
will be added in 2011; 29.85 acres will
be added in 2012; and 15.35 acres in
2013. NMFS and environmental
organizations have worked with the
POA/MARAD to ensure minimal impact
to natural resources and were heavily
involved in the U.S. Army Corps of
Engineers (USACE) scoping process for
issuance of the POA/MARAD’s USACE
Section 404/10 Permit POA–2003–502–
N (located in Appendix B of the LOA
application). As a result, numerous
mitigation measures to protect natural
resources, including beluga whales,
habitat, and fish are contained in that
USACE permit.
In a letter dated May 9, 2006, NMFS
determined that non pile driving related
in-water construction activities (i.e.,
construction of a dike, discharge,
settlement and compaction of fill
material, installation of utilities, and
paving within a 27–acre intertidal area)
would not result in takes of marine
mammals and therefore did not require
an MMPA authorization if certain
operational procedures and mitigation
measures were implemented by the
POA/MARAD. In contrast, NMFS
determined that an incidental take
authorization was necessary for in-water
pile driving operations and issued the
aforementioned IHA in July 2008 after
NMFS concluded that all required
MMPA determinations were met.
Marine mammal takes from in-water
construction activities, specifically inwater pile driving and demolition of the
existing dock structure, would be
authorized by this proposed rulemaking.
The POA/MARAD have submitted a
detailed schedule of in-water
construction activities. Please refer to
Table 1–1 and Section 1.3.1. in the
application for a description. In general,
pile driving would occur from April to
October/November when sea ice is
absent but could start earlier or later
depending on presence of sea ice. Pile
driving cannot occur during winter
months due to the danger of floating sea
ice. NMFS suggested this option to the
POA early in discussions about the
MTRP but it is clear installing piles
during winter is hazardous to workers’
safety and could damage material. The
schedule in Table 1–1 of the application
may change slightly based on
unanticipated construction delays.
Potential causes of schedule delay might
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include: changes in planned
construction sequencing due to changes
in commercial or military maritime
operations, changes in USACE harbor
dredging schedules to maintain
navigation, longer than anticipated
settlement and consolidation time for
foundation soils or other unanticipated
site conditions, national security
requirements prohibiting or delaying
construction access, delays in steel
production or longer than anticipated
delivery or availability of construction
materials, changes in planned funding
or financing, prolonged work stoppages
due to presence and protection of
marine mammals or other regulatory
actions affecting construction schedules,
prolonged shut downs due to inclement
weather, or other force majeure causes.
Pile Driving
Open Cell Sheet Pile Installation
The new bulkhead waterfront
structure will be comprised of
conjoining face and tail sheet-pile cells,
forming a row of U-shaped open cell
sheet pile (OCSP) structures, with the
face placed parallel to and
approximately 400 ft (122 m) seaward of
the existing dock face. The face of each
OCSP cell is curved outward, creating a
scalloped surface (see application for
figures of sheet pile design). The
finished marine terminal will abut and
tie into the Flint Hills open cell sheet
pile retaining wall currently on the
adjacent Railroad property; however,
the existing Flint Hills structure is not
part of the MTRP.
Individual face sheets are
approximately 20 inches wide
horizontally, 0.5–inch thick, and up to
a maximum of 90 ft in vertical length;
17 sheets are required for each cell face.
At each junction between cells, a tail
wall is constructed and anchored to the
face sheets with a wye connector. The
tail walls are spaced 27.5 ft apart. The
arc along the U-shaped face is
approximately 28 ft. The face sheets will
be up to 80 ft in length in the areas with
-35 ft berths and up to 90 ft long in the
-45 ft berths. The tail wall sheets vary
from 30 ft to 90 ft long, but generally are
70 ft for the primary tail walls and 30
ft for the tail wall extensions.
Approximately 30 linear ft of OCSP wall
could be constructed in a 10-hour
period.
The face and immediately adjoining
primary tail walls are installed using
vibratory or impact pile driving
procedures from either land-based or
barge-based pile driving equipment. The
cell is then filled to design elevations
with the earthen material, allowing the
tail wall extensions to be installed with
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land-based equipment. The dock face
will be constructed in areas that are
completely ‘‘submerged’’ (below low
tide). Primary tail walls are installed in
areas that are below low tide and in
areas that are tidally influenced or
‘‘intertidal’’ (in-water during high tide
and out of the water during low tide),
and areas completely out-of water. Only
driving piles installed in-water in the
submerged and intertidal zones has the
potential for impacting marine
mammals.
Two main methods used to install
piles are impact and vibratory pile
driving. An impact hammer is a large
metal ram that is usually attached to a
crane. A vertical support holds the pile
in place and the ram is dropped or
forced downward. The energy is then
transferred to the pile which is driven
into the seabed. The ram is typically
lifted by mechanical, air steam, diesel,
or hydraulic power sources. The POA/
MARAD have indicated that an impact
hammer similar to Delmag D30–42
diesel, 13,751 lb hammer with a
maximum rated energy of 101 kilojoules
(kj) will likely be used; however, this
may be slightly altered based on the
contractor. Driving piles using an
impact hammer generally results in the
greatest noise production; however, this
noise is not constant and is considered
as a ‘‘multiple pulse’’ source by NMFS.
NMFS’ current acoustic threshold for
pulsed sounds (e.g., impact pile driving)
is 180 and 190dB re 1 microPa for Level
A harassment of cetaceans and
pinnipeds, respectively, and 160 dB re
1 microPa for Level B harassment.
Vibratory hammers install piles by
applying a rapidly alternating force to
the pile by rotating eccentric weights
about shafts, resulting in a downward
vibratory force on the pile. Vibratory
hammers are attached to the pile head
with a clamp and are usually
hydraulically powered. The vertical
vibration in the pile disturbs or
‘‘liquifies’’ the soil next to the pile
causing the soil particles to lose their
frictional grip on the pile. The pile
moves downward under its own weight
plus the weight of the hammer. This
method is very effective for nondisplacement piles such as sheet piles,
H-beams, and open-end pile or caissons.
NMFS has established a 180/190dB
threshold for Level A harassment;
however, no Level B threshold is
currently implemented across the board
due to the immense variability in
acoustic behavioral studies. In the 2008
IHA, NMFS established a threshold of
120dB for vibratory pile driving;
however, acoustic studies in Knik Arm
provide overwhelming evidence that
background levels around the POA are
consistently at or above this level, in
absence of POA related construction.
Therefore, NMFS proposes to
implement a 125dB threshold for Level
B harassment for vibratory pile driving.
The type of hammer used depends on
subsurface conditions and the effort
required to advance the sheet pile to
final elevation. The difference between
the top of adjacent sheets can be no
more than 5 feet at any time. This means
that the sheets will be methodically
driven in a stair-step pattern and the
hammer will move back and forth along
the cell until all sheets are driven to
depth. This stair-step driving pattern
results in short periods of driving. For
the vibratory hammer, driving is in
progress from less than 1 to
approximately 3 minutes followed by a
minimum 1- to 5-minute period with no
driving, while the vibratory hammer is
moved and reset. When the impact
hammer is being used, driving takes
place from less than 1 to 20 minutes,
followed by a period of no driving,
while the hammer is moved and reset
(between 1 and 15 minutes). Where
driving conditions allow, two or three
adjacent sheet piles may be driven
simultaneously (the grips on the
vibratory hammer allow one to three
sheets to be driven at a time). Actual
driving time is determined by local soil
conditions. The estimated number of
pile driving hours, by method, per year
is outlined in Table 1. The POA/
MARAD estimate that vibratory pile
driving will be the main method of pile
installation (75 percent of the time) but
may use impact pile driving when
substrate is too difficult for a vibratory
hammer (25 percent of the time). The
POA/MARAD’s USACE permit and
current IHA require that all piles be
driven with the vibratory hammer and
only use the impact hammer when
vibratory methods are not sufficient to
achieve proper depth.
TABLE 1: PILE DRIVING LOCATION, TIMELINE, AND ESTIMATED HOURS FOR THE PORT OF ANCHORAGE MARINE TERMINAL
REDEVELOPMENT PROJECT.
Location
Pile Type
Number of
Piles
Hours of
Vibratory Pile
Driving
Hours of
Impact
Pile
Driving
2009
Barge Berth
North Extension
fender pile
OCSP
temporary pile
11
4,106
268
8
496
17
3
235
0
2010
North Extension
South Extension
fender pile
OCSP
temporary pile
fender pile
82
1,831
145
36
46
216
9
20
15
103
0
7
2011
North Replacement
OCSP
temporary pile
2,718
145
325
9
155
0
2012
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Year
North Replacement
South Replacement
OCSP
temporary pile
OCSP
temporary pile
2,718
145
3,034
163
325
9
366
10
155
0
173
0
2013
North Replacement
South Replacement
fender pile
OCSP
temporary pile
94
3,034
163
53
366
10
18
173
0
Prior to July 15, 2014
South Replacement
fender pile
41
23
8
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TABLE 1: PILE DRIVING LOCATION, TIMELINE, AND ESTIMATED HOURS FOR THE PORT OF ANCHORAGE MARINE TERMINAL
REDEVELOPMENT PROJECT.—Continued
Year
Location
Pile Type
Number of
Piles
Hours of
Vibratory Pile
Driving
Hours of
Impact
Pile
Driving
Post July 15, 2014
South Replacement
fender pile
41
23
8
2,331
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TOTAL
Demolition of the Existing Dock
Demolition of the existing, active
dock is currently scheduled in two
phases to begin in 2010 and could
continue intermittently through 2013,
depending on the demolition approach
and sequencing selected. Phase 1 of
dock demolition, scheduled for 2010/
2011, will focus on the northern portion
of the existing dock (approximately
175,000 sq ft) and includes Terminals 2
and 3. Phase 2 would include the
southern portion of the dock
(approximately 225,000 sq ft) which is
scheduled for demolition during 2011/
2012. Phase 2 includes Terminal 1 and
the petroleum, oils, and lubricants
(POL) Terminal 1 and 2. The existing
dock is inside the footprint of the
planned MTRP; therefore, all concrete
debris from demolition would be in
areas already planned to be filled in
during the construction of the new
dock. All demolition activities would be
subject to appropriate marine mammal
mitigation measures (see Mitigation
section).
The existing dock encompasses
approximately 400,000 sq ft of surface
area and is comprised of an 18 to 24–
inch thick steel reinforced concrete deck
supported by over 4,000 steel piles.
Select structural portions of the concrete
deck are up to 31⁄2 to 4 feet thick. Pile
diameters range from 24 to 48 inches
with a wall thickness of 7/16 inch and
are filled with gravel. The existing dock
structure includes three obsolete
container cranes, a three-story
combination administration building
and warehouse at the southern portion
of the dock, steel trestles, catwalks, fuel
piping, and miscellaneous utility
appurtenances. POA expansion
activities will include the demolition of
the existing dock structure to allow the
placement of gravel fill to extend the
functional wharf line approximately 400
feet beyond the existing dock face.
The Port submitted a demolition plan
to NMFS that outlines three possible
methods for demolition and mitigation
measures for each option. These include
(1) in-water demolition by mechanical
means using chipping hammers, (2) outof-water demolition using mechanical
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means and explosives, and (3) out-ofwater demolition by mechanical means
only. Demolition approaches for
removal of the existing dock structures
were reviewed with regard to technical
feasibility, cost, and ability to minimize
Level B harassment takes of marine
mammals. Although the most
economical and fastest approach
includes combining in-water
mechanical means and blasting during
winter months, the potential adverse
effects to marine mammals of blasting
in-water would necessitate extensive
mitigation. Therefore, in-water blasting
has been eliminated from further
consideration.
The specific method of choice cannot
be determined at this time due to the
need for flexibility in the construction
bidding process and to facilitate
integration of the demolition work into
the other components of the MTRP,
therefore, all three methods are
proposed with appropriate, respective
mitigation. A detailed description of
methodology can be found in the POA/
MARAD’s Demolition Plan posted on
the NMFS website listed above (see
ADDRESSES) and are summarized here.
In-Water Demolition by Mechanical
Means Only- Option 1
Option 1, dock demolition by
mechanical means, requires breaking or
sawing the existing concrete away from
the steel support structure and cutting
or breaking the steel piles in summer
and winter. Concrete demolition would
be accomplished using hydraulic
chipping hammers, concrete cutter jaws
and crushers, and shears mounted to
large tracked excavators. Additional
equipment would be used to grab, cut,
or load salvaged steel during demolition
activities. Demolition of the reinforced
concrete deck would be performed by
excavators working from the surface of
the deck. Large excavators with
hydraulic hammers or concrete jaws
would chip or break the concrete away
from the steel support structure and
internal reinforcing steel. The concrete
would be broken into small pieces and
dropped by gravity to the sea floor
below, well within the final MTRP
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footprint. The concrete debris on the sea
floor would be encapsulated with clean
fill material and left in place.
Alternately, a subcontractor may choose
to saw cut the concrete deck into
sections and use cranes or large
excavators to remove the sections and
transport them to shore for use as
aggregate elsewhere in the MTRP. Deck
demolition work would begin at the
furthest point (waterside) moving
toward the shore, and then along access
trestles until the final demolition areas
are accessible from land. Metal
reinforcing steel debris would be
segregated and removed with additional
excavators and loaded into trucks for
removal and recycling. The concrete
deck demolition and salvaging of
reinforcing steel could occur during any
tidal stage. Although this option is
considered ‘‘in-water,’’ the chipping
hammer would not operate beneath the
water’s surface as the deck of the dock
is not below water during any tidal
stage.
Steel piles would be cut or broken
using heavy equipment as the concrete
deck is removed or additional clean
granular fill may be placed in the dock
area, if necessary, to allow equipment
access to remove the remaining steel
piles from below the dock. During lower
tides the steel piles would be cut using
large track mounted excavators with
shear attachments or simply bent and
broken at least 10 feet below finish
grade using excavators with buckets. An
alternate access for removal of the steel
pile would require use of a tug and
barge to approach from the waterside
and remove the steel pile after the deck
demolition is complete. Salvaged
portions of the piles would be removed
for recycling. The concrete debris and
remaining portions of steel pile would
later be encapsulated with clean fill
during the construction of the expanded
wharf.
Option 1 could be accomplished
either in the winter or in the summer,
but not both, with demolition during the
winter being the preferred option. Total
demolition activities for Phase 1 of this
option (northern portion) are
anticipated to continue for
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approximately 960 hours (60 hours/
week x 16 weeks). Demolition of Phase
2 structures (southern portion) is
anticipated to take approximately 1,320
hours (60 hours/week x 22 weeks).
Concrete demolition activities would be
conducted continuously throughout
each day; however, steel pile demolition
may be limited to low tide cycles for
ground access. It is assumed that both
portions of work would be performed
concurrently, although a portion of the
concrete deck must be demolished
before steel pile demolition can begin,
and steel pile demolition may be limited
to low tide intervals.
If Option 1 is chosen, harassment to
marine mammals could occur from
chipping hammers transmitting sound
into the water through the steel piles.
Chipping is similar to vibratory pile
driving in terms of sound type (i.e., nonpulse), but these hammers operate at
19% less horsepower (i.e., lower energy)
than the vibratory hammer and therefore
are quieter. In addition, because of the
considerable structural mass of concrete
that the vibrations would pass through
prior to reaching the water, the energy
is expected to attenuate to a minimal
level. Other cutting tools, such as shears
and cutter jaws, operate in short
duration at low energy, and do not
impart energy directly to the water
column or sea floor. Despite demolition
activities being quieter than pile
driving, the POA/MARAD have
proposed to implement the same
harassment and safety zones as
vibratory pile driving.
Out-of-Water Demolition by Mechanical
and Blasting Means- Option 2
Option 2 is comprised of two parts:
(1) construct a dike (which acts like a
cofferdam) around the existing dock
during the summer; and (2) demolish
the dock in the winter. The construction
of a granular fill dike along the outer
limits of the proposed POA expansion
area would isolate the existing dock
from marine waters allowing demolition
to be accomplished out-of-water with a
300–foot land barrier to demolition
activities. The dike constructed would
be inside the footprint of the area
already planned and permitted to be
filled in with soil to build the future
new dock. The sequence of the filling
operations would simply be modified to
construct the dike first, demolish the
dock, and then complete the remainder
of the fill. Dike construction would not
result in any additional dewatering or
habitat loss.
De-watered dikes/cofferdams
represent the most effective way of
reducing sound created by impact piledriving into the water column because
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the pile is completely decoupled from
the surrounding water column. Phase 1
dike construction would begin in the
spring to early summer 2011; Phase 2
dike construction would begin in spring
or summer 2012.
This option would require the
construction of approximately 2,600
linear feet (LF) of granular fill dike prior
to Phase 1 demolition and
approximately 2,300 LF prior to Phase
2. The dike would be constructed to an
elevation above the highest anticipated
tide elevation, would be up to 100 feet
wide at the top with approximately 2:1
side slopes. The dike would be
constructed of clean granular fill placed
by off-road dump trucks and bulldozers
and compacted with vibratory rollers,
similar to fill activities currently under
way. After completion of the dike the
contained water will be removed to a
depth sufficient to access the limits of
the demolition area from below. The
proposed dike would be constructed in
accordance with current permit
conditions with regard to fish protection
and provide fish escapement and/or
rescue and release from entrapment.
Summer construction of the dike would
be necessary for proper fill placement
and compaction and is anticipated to
take approximately five months. After
dike completion, the dock will be set
back approximately 300 feet inland from
the water line.
Once the dike is completely
constructed to accommodate a specific
phase of demolition, the applicable
concrete deck structure would then be
demolished or partly demolished in
sections using precision charges
(blasting) to break or loosen the
concrete. Blasting would expedite the
demolition of the concrete structure and
will allow for easier handling and
removal of concrete and steel debris
using mechanical equipment such as
track mounted excavators and dump
trucks working from an adjacent section
of the deck structure or from below.
Blasting would be out-of-water and
entail a series of controlled events or
shots to demolish the deck in a
predetermined sequence of sections. It
is anticipated that the dock would be
segregated into approximately 30 linear
foot sections and that there will be one
blasting event for each section (i.e., 30
blasting events total). Each section
would be broken up by a single shot
event comprised of approximately 150
to 300 charges depending on the size of
the section. The section would be
prepared by drilling a series of 1–1/4 to
3–inch holes in a gridlike fashion
throughout the section footprint. Grid
spacing will vary from 2 to 6 feet based
on location and concrete thickness. An
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explosive charge would be placed in
each hole, wired to the detonator and
covered. Each hole would contain 1/2 to
1 pound (lb) of explosive (no more than
1 lb of explosive would be used for each
hole). Additionally, no more than 1 lb
of explosives would be detonated
within an 8 millisecond (ms) time
period.
On average, there would be one
blasting event per day. Each blast is
expected to last no more than 6 seconds.
Between 50 and 75 blasting events are
estimated for each demolition phase.
The duration for mechanical means of
demolition of concrete, reinforcing steel
and pile, and salvaging is anticipated to
be 720 hours (six 10-hour days for 3
months) for Phase 1 and 840 hours (six
10-hour days for 3.5 months) for Phase
2. Therefore, using 75 blasts for sixsecond durations, each phase of
demolition would include up to 450
seconds (7.5 minutes) of blasting over a
3 to 3.5 month period of time (Phase 1
and Phase 2, respectively).
Noise generated at the immediate
blast source during dock demolition
activities is anticipated to be no greater
than 110 dBA in air. This sound level
is based upon the estimated charge size
and configuration discussed above. The
impulse sound is expected to dissipate
rapidly from the source and all noise
generated from blasting activities will
conform to the City of Anchorage Noise
Control Ordinance (see Appendix B in
Demolition Plan). The Anchorage Noise
Control Ordinance allows 100, 10, and
1 impulses (blast events) to sound limits
of 125, 135, and 145 dBA, respectively,
during a 24-hour period. Section 6.2.2 of
the demolition plan discusses the
anticipated work durations.
As standard blasting contractor
practice, prior to the commencement of
blast demolition, a controlled test blast
will be performed on a portion
(approximately 1/8) of the first section
to verify the blast design and to monitor
ground vibration, air overpressure, and
water overpressure. Three hydrophones
would be used to measure water
overpressures outside of the dike
structure and three geophones would be
used to measure air overpressure along
the mainland. Data obtained from the
test blast will be extrapolated to model
a full section blast. If data from the test
blast indicate a potential for
noncompliance, the blast design would
be modified and a new test blast would
be performed. Data will also be
collected during each section blast to
verify conformance with all applicable
sound and air overpressure
requirements and to determine if
demolition activities require
modification. All blasting activities
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would follow the procedures of an
approved blasting plan, the applicable
marine mammal harassment mitigation
requirements, and the requirements of a
health and safety plan outlining the
specific requirements for notifying
proper authorities, proper signage and
safety equipment to be used, personal
protective equipment, aircraft, vehicle
and pedestrian control, and pre-blast
communication. If any marine mammals
are sighted within the area of the POA,
blasting would be suspended (see
Mitigation section); therefore, no marine
mammals would be harassed from
blasting.
After a portion of the concrete deck is
fully removed from the steel support
piles, an excavator with a bucket and
thumb or shear attachment would break
or cut and remove the piles to a point
at least 10 feet below the design finish
grade in the area of the existing dock.
The removed portion of each pile would
be salvaged for recycling and the
remaining portion would be left in place
and encapsulated in fill. For safety
reasons, blasting would not occur at the
same time as the mechanical salvaging
or pile driving work.
Out-of-Water Demolition by Mechanical
Means Only- Option 3
Option 3 is similar to Option 2, except
that blasting would not be a means used
for demolition. Option 3 is comprised of
two phases: (1) construct a dike around
the existing dock in the summer; and (2)
demolish the dock in the winter. Total
demolition activities for Phase 1 and
Phase 2 would be anticipated to
continue for the same time as Option 1
(i.e., 960 and 1,320 hours, respectively).
Dike construction for Option 3 would
follow the same process described in
Option 2 above. All mechanical
activities (e.g., chipping) would be done
out-of-water with a 300 ft. land barrier
between the dock and the water;
therefore, this method of dock
demolition is not likely to release noise
into the marine environment above
NMFS harassment threshold levels.
rwilkins on PROD1PC63 with PROPOSALS
Other Activities
The following activities are not
expected to harass marine mammals as
explained later in this document (see
Effects to Marine Mammals section) but
are part of the MTRP. Public comments
received during the 30-day Federal
Register comment period for the 2008
IHA and the notice of receipt of
application for LOAs addressed these
activities and therefore they are
described here.
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Dredging
Placement of Fill Material
In-water construction dredging is
performed within the footprint of the
OCSP structure prior to pile driving to
remove soft sediments and provide a
sound foundation for the steel retaining
structure and fill. In some areas,
additional construction dredging may be
completed as needed to improve
conditions for pile driving associated
with installation of OCSP. Dredged
materials will be transported
approximately 3,000 ft offshore to the
authorized disposal site currently used
by USACE for harbor maintenance
dredging. Dredged areas will be filled
with clean granular fill using a barge or
land-based methods within
approximately seven days of dredging to
prevent in-fill of the dredged areas with
soft sediments. Construction dredge
equipment will typically be standardsize, barge mounted, clamshell or
hydraulic dipper dredge, with tugboat
support for maneuvering and
placement, and another barge and
tugboat to transport dredged material to
the disposal site. Alternative equipment
may include a cutter-head hopper
dredge. In 2006, NMFS determined that
dredging associated with the MTRP did
not warrant an incidental take
authorization provided the POA/
MARAD follow certain operational
procedures.
Harbor dredging for ship navigation
and channel maintenance located
outside the construction footprint is
completed by separate federal action (by
USACE). The USACE Alaska District is
authorized by Congress with federal
oversight to maintain navigable
conditions and continuous ship access
to the POA at a nominal depth of -35
Mean Lower Low Water (MLLW) (35 ft
below elevation zero); harbor
maintenance dredging occurs regularly
during the ice free season on a daily
basis. USACE has also been authorized
by Congress to widen the harbor area
during POA construction to coincide
with interim ship movements, to
accommodate navigation at added
berths, and deepen the harbor to -45
MLLW to accommodate larger vessels
with deeper drafts. The estimated
number of construction dredging hours,
days and amount of cubic yards (cy)
moved per year can be found in Section
2 of the application. USACE harbor
maintenance dredging, transitional
dredging, and harbor deepening are
separate federal actions and are not part
of this rulemaking; however, NMFS did
address this federal action as part of its
effects analysis under the NEPA.
Approximately 9.5 million cy of
suitably engineered and clean granular
fill and common fill material would be
placed behind vertical steel or rockretaining features. The POA and
MARAD, in cooperation with the
adjacent Eglin Air Force Base (EAFB),
would continue to use only certified
clean government-furnished fill material
from two borrow sites on EAFB. Some
fill material may also be obtained from
existing commercial sources as needed.
Fill extraction, transport, off-loading,
and final placement activities will be
monitored and inspected to verify
proper adherence to detailed
specifications and permit requirements.
Fill material is screened to ensure
compliance with stringent specifications
for grain size and samples are laboratory
tested to ensure all material placed is
contaminant-free and certified as fully
suitable for the intended purpose. Fill
extraction and transport operations will
be ongoing throughout the five-year
construction period.
Common fill is placed in de-watered
conditions where and when possible.
Off-road trucks and bulldozers will
deposit and spread the fill material up
to and behind the OCSP face wall. Some
fill may be imported from other sources,
transported over water, and placed inwater at the MTRP site by dump scows
(barges capable of discharging fill
material through the bottom of the
vessel). Following placement of fill, a
land-based vibratory probe, constructed
from an H-pile, and a vibratory pile
driving hammer will be used to densify
deep soils. The probe is driven into the
fill at evenly spaced locations to vibrate
and consolidate deep fill. Fill material
placed above elevation +30 ft will be
compacted in layers while being placed
using conventional sheepsfoot or
vibratory compaction equipment.
Compaction and consolidation
equipment will be used intermittently.
Large armor rock is placed in some areas
for permanent erosion control. Liner
rock will be placed on the temporary
slopes exposed to tide and wave action
at the end of interim construction
phases for erosion protection. As with
dredging, in 2006, NMFS determined
that fill compaction and rock placement
would not result in harassment to
marine mammals if certain operational
procedures were met; therefore, an
incidental take authorization was not
warranted.
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Action Area
Cook Inlet is a large tidal estuary that
flows into the Gulf of Alaska, is roughly
20,000 km2, has 1,350 km of coastline
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(Rugh et al. 2000), and is generally
divided into upper and lower regions by
the East and West Forelands. Cook Inlet
is comprised of large expanses of glacial
flour deposits and extensive tidal
mudflats and has an average depth of
approximately 100 m. NMFS’ Final
Cook Inlet Beluga Whale Subsistence
Harvest Supplemental Environmental
Impact Statement (SEIS) provides a
detailed description of Cook Inlet’s
climate, geology, water quality, and
physical properties and is incorporated
herein by reference. In summary, Cook
Inlet is a seismically active region
susceptible to earthquakes with
magnitudes 6.0 to 8.8; has some of the
highest tides in North America, which
are the driving force of surface
circulation; and contains substantial
quantities of mineral resources,
including coal, oil, and natural gas.
During winter months, sea, beach, and
river ice are dominant physical forces
within Cook Inlet. In upper Cook Inlet,
sea ice generally forms in October to
November, developing through February
or March.
Northern Cook Inlet bifurcates into
Knik Arm to the north and Turnagain
Arm to the east. Knik Arm is generally
considered to begin at Point Woronzof,
7.4 km southwest of the POA. From
Point Woronzof, Knik Arm extends
more than 48 km in a northnortheasterly direction to the mouths of
the Matanuska and Knik Rivers. Over 90
percent of Knik Arm remains
undeveloped and where development is
prevalent, it is relatively confined to the
lower portion of Knik Arm. The primary
concern for development, as stated in
the NMFS 2008 Conservation Plan for
the Cook Inlet Beluga Whale
(Delphinapterus leucas) (herein after
‘‘Conservation Plan’’), is that it may
restrict passage of beluga whales along
Knik Arm to important feeding areas.
The MTRP footprint is restricted to the
eastern side of Knik Arm with the new
dock extending approximately 400 m
seaward of the current dock.
Point MacKenzie, is located on the
west side of Knik Arm approximately
6.7 km from the POA. At Cairn Point,
located just north of the POA, Knik Arm
narrows to about 2.4 km before
widening to as much as 8 km at the tidal
flats northwest of Eagle Bay at the
mouth of Eagle River. Cairn Point is the
selected marine mammal monitoring
site for an independent observer team to
monitor marine mammals during the
MTRP due to its elevation above
construction activities and
uninterrupted northern and southern
view of Knik Arm. This monitoring
station is located on EAFB; a long-term
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access agreement is in place with the
military authorizing the station.
Knik Arm consists of narrow channels
flanked by large shallow tidal flats
composed of sand, mud, or gravel,
making it a poor acoustic environment
(i.e., sound does not propagate far).
Tides are semidiurnal, with two
unequal high and low tides per tidal day
(tidal day = 24 hours 50 minutes).
Because of Knik Arm’s predominantly
shallow depths and narrow widths,
tides near Anchorage are greater than in
the main body of Cook Inlet. The tides
at Anchorage can range about 40 ft, with
an extreme observed high water of +34.6
ft and an extreme observed low water of
-6.4 ft MLLW (NOAA 2008). Beluga
whale movement is strongly correlated
with the tides. Maximum current speeds
in Knik Arm, observed during spring
ebb tide, exceed 7 knots (12 ft/second),
some of the fastest in the world.
Approximately 60 percent of Knik
Arm is exposed at MLLW. The intertidal
areas of Knik Arm are mudflats, both
vegetated and unvegetated, which
primarily consist of fine, silt-size glacial
flour. Freshwater sources often are
glacially born waters, which carry highsuspended sediment loads, as well as a
variety of metals such as zinc, barium,
mercury, and cadmium. Surface waters
in Cook Inlet typically carry high silt
and sediment loads, particularly during
summer, making Knik Arm an
extremely silty, turbid waterbody with
low visibility through the water column.
The Matanuska and Knik Rivers
contribute the majority of fresh water
and suspended sediment into the Knik
Arm during summer months. Smaller
rivers and creeks also enter along the
sides of Knik Arm. Ship Creek, stocked
with salmon twice each summer, serves
as an important recreational fishing
resource. Ship Creek flows into Knik
Arm through the Anchorage industrial
area; the mouth is approximately 0.6 km
south of the southern end of the MTRP
footprint and abuts the Flint Hills
railroad area where a sheet pile wall
currently exists.
There are prevalent, shallow intertidal
and subtidal habitats directly
surrounding the POA. Habitat surveys
completed to date indicate that the area
immediately around the POA supports a
wide diversity of marine and
anadromous fish species and provides
migration, rearing, and foraging habitat.
Recent surveys indicate that shallow
waters along the tidal flats of Knik Arm
are used by all five species of Pacific
salmon, saffron cod, and a variety of
prey species such as eulachon and
longfin smelt (Pentec, 2004a, 2004b,
2005a, 2005b; Moulton, 1997). Many of
these species are prone to recreational
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and commercial sport fishing and serve
as prey for larger fish and marine
mammals.
Essential Fish Habitat (EFH) is located
within the action area. EFH means those
waters and substrate necessary to fish
for spawning, breeding, feeding, or
growth to maturity. The NMFS and the
North Pacific Fishery Management
Council identified EFH in upper Cook
Inlet for anadromous Pacific salmon;
however, no salmon species that would
be adversely affected by the MTRP are
listed under the ESA. Designated EFH
present in the vicinity of the POA is for
both juvenile and adult life stages of
Pacific cod, walleye pollock, sculpins,
and eulachon (also called hooligan and
candlefish). In addition, all streams,
lakes, ponds, wetlands, and other water
bodies that currently support or
historically supported anadromous fish
species (e.g., salmon) are considered
freshwater EFH. Marine EFH for salmon
fisheries in Alaska include all estuarine
and marine areas utilized by Pacific
salmon of Alaska origin, extending from
the influence of tidewater and tidally
submerged habitats to the limits of the
U.S. Exclusion Economic Zone (EEZ).
Details of EFH and the life stage of these
species can be found in at https://
www.fakr.noaa.gov/habitat/efh.htm.
The NMFS AKR Habitat Conservation
Division provided numerous
conservation mitigation
recommendations during the USACE’s
permit scoping process authorizing
MTRP construction activities. In
addition, as required by the USACE
permit, NMFS will be involved with all
habitat related compensatory restoration
and conservation projects (see Impacts
to Habitat section).
Acoustic Environment
Sound dissipates more rapidly in
shallow waters and over soft bottoms
(sand and mud). Much of upper Cook
Inlet is characterized by its shallow
depth and sand/mud bottoms, thereby
making it a poor acoustic environment.
Strong currents and winds in Knik Arm
elevate ambient sound level compared
to other portions of Cook Inlet. The
development of Anchorage, an
industrialized area, further increases
background levels near the POA from
commercial and recreation vessels,
commercial, recreational and military
air traffic, and airborne noise related to
urbanized areas. For purposes of this
document, all sound levels in this
notice are provided as root mean square
(rms) values and referenced to 1
microPa, unless otherwise noted.
Underwater acoustical studies
conducted in Knik Arm reveal that the
area around the POA is a noisy
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rwilkins on PROD1PC63 with PROPOSALS
environment, with average ambient
sound levels near or above 120 dB
(Blackwell and Greene 2002; Blackwell
2005; URS 2007; Science Fishery
Systems 2009). Tides and wind are the
most influential in creating high
ambient levels, with vessel and air
traffic further increasing underwater
sound levels. The lower range of
broadband (10 to 10,000 Hertz [Hz])
background sound levels, in the absence
of pile driving, obtained during
underwater measurements at Port
MacKenzie, ranged from 115 dB to 133
dB (Blackwell 2005). Background sound
levels in the absence of pile driving
measured during the 2007 acoustic
study at the MTRP site resulted in most
sound pressure levels (SPLs) exceeding
120 dB with a maximum of 135 dB (URS
2007). Finally, a number of background
noise recordings (n=25) were made
during the 2008 acoustic study at the
POA. Measurements ranged from 120 to
150 dB with a mean of 124 dB
(Scientific Fisheries Systems, 2009).
These measurements were not devoid of
industrial sounds from maritime
operations or on-going USACE
maintenance dredging but pile driving
from construction was not underway at
the time of the study. Background levels
were highest during the rising tide and
during strong winds, especially when
high winds generated breaking waves.
Scientific Fisheries Systems (2009)
recorded many instances of high
background noise levels when wind
speeds were at or above 3m/sec. Based
on these data, noise levels around the
POA are consistently near or above 120
dB with variability strongly correlated
to wind and tide.
Marine Mammals Affected by the MTRP
Marine mammals potentially affected
by the MTRP are thoroughly described
in the proposed and final Federal
Register notices for the 2008 IHA (73 FR
14443, March 18, 2007 and 73 FR
41318, July 15, 2008, respectively) and
NMFS’ 2008 EA. In summary, Cook
Inlet is utilized by several species of
marine mammals; however, most of
these are confined to the lower Inlet and
would not be affected by the MTRP. In
Knik Arm, the Cook Inlet beluga whale
is by far the most abundant marine
mammal, especially during the nonwinter months. Harbor seals, harbor
porpoise, and killer whales are also
found in the Inlet but they do not
display a regular presence in Knik Arm.
While Steller’s sea lions (Eumetopias
jubatus) are present in lower Cook Inlet,
sightings in upper Cook Inlet are rare
and there has never been a sighting
reported in Knik Arm. Since 1999, only
4 Steller’s sea lions have been reported
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in upper Cook Inlet. Two Steller’s sea
lions were sighted at the mouth of the
Susitna River in 1999 and two adults
were near the same locating in 2005 (B.
Mahoney, pers. comm, June 20, 2008).
Therefore, Steller’s sea lions are not
anticipated to be affected by the MTRP
and will not be considered further. If, by
chance, a marine mammal not
authorized to be harassed is seen around
the construction area, shut down would
be required so as to avoid unlawful take.
issued a final rule listing this
population as endangered under the
ESA (73 FR 69219). This listing status
became effective on December 22, 2008.
Other major documents NMFS has
recently produced on this species
include the Conservation Plan and the
Final Subsistence Harvest SEIS
referenced earlier in this document.
These documents can be found at https://
www.fakr.noaa.gov/protectedresources/
whales/beluga.htm.
Beluga Whales
Distribution
Status and Abundance
Beluga whales are circumpolar in
distribution and occur in seasonally icecovered arctic and subarctic waters.
Beluga whales occur in marine waters
around most of Alaska, except the
Southeast panhandle region and the
Aleutian Islands. This species
comprises five distinct stocks: Beaufort
Sea, eastern Chukchi Sea, eastern Bering
Sea, Bristol Bay, and Cook Inlet (Hill
and DeMaster, 1998). Of these, the Cook
Inlet stock is the only stock that would
be affected by the MTRP. This stock is
considered to be the most isolated,
based on the degree of genetic
differentiation between it and the four
other stocks (O=Corry-Crowe et al.,
1997), suggesting the Alaska Peninsula
may be an effective barrier to genetic
exchange (Hobbs et al., 2006). Also
supporting this find, is the lack of
observations of beluga whales along the
southern side of the Alaska Peninsula
(Laidre et al., 2000). Murray and Fay
(1979) postulated that this stock has
been isolated for several thousand years,
an idea which has since been
corroborated by genetic data (O=CorryCrowe et al., 1997).
The Cook Inlet beluga whale
population has declined significantly
over the years. Historical data suggest
this population once numbered around
1,300 (Calkins 1989). NMFS systematic
aerial surveys documented a decline in
abundance of nearly 50 percent between
1994 (653 whales) and 2008 (375
whales). Aerial annual abundance
surveys conducted each June/July from
1999 to 2008 have resulted in
abundance estimates of 367, 435, 386,
313, 357, 366, 278, 302, 375, and 375
whales for each year, respectively
(Hobbs et al., 2000; Rugh et. al., 2005;
NMFS, unpubl. data). These estimates
result in an overall decline of the
population of 1.5 percent from 1999 to
2008 (note: 1999 was the first year
beluga harvest was regulated).
The Cook Inlet beluga whale was
proposed for listing as endangered
under the ESA on April 20, 2007 (72 FR
19854). On October 22, 2008, NMFS
Beluga whales generally occur in
shallow, coastal waters, and while some
populations make long seasonal
migrations, Cook Inlet beluga whales
reside in Cook Inlet year round. Data
from satellite tagged whales
documented that beluga whales
concentrate in the upper Inlet at rivers
and bays in the summer and fall, with
a tendency to disperse offshore and
move to mid-Inlet waters in the winter.
Local knowledge and other historical
evidence show that prior to the 1990s
belugas were regularly seen in central
and lower Cook Inlet waters, both
nearshore and offshore (Calkins, 1983;
Huntington 2000; Rugh et al., 2000).
However, since the mid 1990s,
distribution during the summer is
confined to the upper Inlet with no
sightings in the mid and lower Inlet.
This constriction is likely a function of
a reduced population seeking the
highest quality habitat that offers the
most abundant prey, most favorable
feeding topography, the best calving
areas, and the best protection from killer
whale predation.
From April through November whales
concentrate at river mouths and tidal
flat areas, moving in and out with the
tides (Rugh et al., 2000). In Knik Arm,
beluga whales generally are observed
arriving in May and often use the area
all summer, feeding on the various
salmon runs and moving with the tides.
There is more intensive use of Knik Arm
in August and through the fall,
coinciding with the coho run. During
high tides, beluga whales are generally
concentrated around prime feeding
habitats (also known as ‘‘hotspots’’) in
the upper reaches of the Arm, an area
unaffected by the MTRP. They often
retreat to the lower portion of Knik Arm
during low tides gathering in Eagle Bay
and elsewhere on the east side of Knik
Arm (approximately 15 miles north of
Anchorage) and sometimes in Goose
Bay on the west side of Knik Arm
(across from Eagle Bay). Beluga whales
will often travel between these two
areas (upper reaches of the Arm and the
Bays) with the tide daily for a season
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before traveling farther south past
Anchorage and out of Knik Arm.
Prey availability likely has the
strongest influence on the distribution
and relative abundance of beluga whales
in Cook Inlet (Moore et al., 2000). There
is repeated use of several areas of the
upper Inlet for summer and fall feeding
by beluga whales. The primary
‘‘hotspots’’ for beluga feeding areas
include the Big and Little Susitna
Rivers, Eagle Bay to Eklutna River, Ivan
Slough, Theodore River, Lewis River,
and Chickaloon River and Bay. Only
one hotspot, Eagle Bay to Eklutna River,
is located in Knik Arm approximately
15 miles north of the POA. Many of
these areas are also popular fishing
locations for humans. Beluga whales
exhibit high site fidelity and may persist
in an area with fluctuating fish runs or
may tolerate certain levels of
disturbance from boats or other
anthropogenic activities in order to feed.
Feeding
Beluga whales are opportunistic
feeders known to prey on a wide variety
of animals. They eat octopus, squid,
crabs, shrimp, clams, mussels, snails,
sandworms, and fish such as capelin,
cod, herring, smelt, flounder, sole,
sculpin, lamprey, lingcod and salmon
(Perez 1990; Haley 1986; Klinkhart
1966). Natives also report that Cook
Inlet beluga whales feed on freshwater
fish: trout, whitefish, northern pike, and
grayling (Huntington, 2000), and
tomcod during the spring (Fay et al.,
1984). While beluga whales feed on a
variety of prey, they focus on specific
species when they are seasonally
abundant. Increased foraging success
results in a thick blubber layer that
provides both energy and thermal
protection. Native hunters in Cook Inlet
report that beluga whale blubber is
thinner in early spring than later in the
summer. This suggests that their spring
feeding in upper Cook Inlet, principally
on fat-rich fish such as eulachon and
salmon, is very important to the
energetics of these animals. According
to the Conservation Plan, Knik Arm is
an important feeding area for beluga
whales during much of the summer and
fall, especially upper Knik Arm. Whales
ascend to upper Knik Arm on the
flooding tide, feed on salmon, then fall
back with the outgoing tide to hold in
water off and north of the Port of
Anchorage.
From late spring and throughout
summer most beluga stomachs sampled
contained Pacific salmon corresponding
to the timing of fish runs in the area.
Anadromous smolt and adult fish
concentrate at river mouths and
adjacent intertidal mudflats (Calkins
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1989). Five Pacific salmon species:
Chinook, pink, coho, sockeye, and chum
spawn in rivers throughout Cook Inlet
(Moulton 1997; Moore et al. 2000).
Calkins (1989) recovered 13 salmon tags
in the stomach of an adult beluga found
dead in Turnagain Arm. Beluga hunters
in Cook Inlet reported one whale having
19 adult Chinook salmon in its stomach
(Huntington 2000). Salmon, overall,
represent the highest percent frequency
of occurrence of the prey species in
Cook Inlet beluga stomachs. This
suggests that their spring feeding in
upper Cook Inlet, principally on fat-rich
fish such as salmon and eulachon, is
very important to the energetics of these
animals.
In the fall, as anadromous fish runs
begin to decline, beluga whales return to
consume fish species found in
nearshore bays and estuaries (e.g., cod
and bottom fish). Bottom fish include
Pacific staghorn sculpin, starry
flounder, and yellowfin sole. Stomach
samples from Cook Inlet belugas are not
available for winter months (December
through March), although dive data
from belugas tagged with satellite
transmitters suggest whales feed in
deeper waters during winter (Hobbs et
al. 2005), possibly on such prey species
as flatfish, cod, sculpin, and pollock.
Hearing
Beluga whales are characterized as
mid-frequency odontocetes but are able
to hear an unusually wide range of
frequencies, covering most natural and
man-made sounds. The hearing
frequency range of this species is
believed to be between 40 Hz–150 kHz
with keen hearing at 10–100 kHz. Above
100 kHz, sensitivity drops off rapidly
(Au, 1993) and below 16 kHz the
decrease in sensitivity is more gradual
at approximately 10 dB per octave
(White et al., 1978; Awbrey et al., 1988).
Awbrey (1988) measured the lowfrequency (i.e., octave intervals between
125 Hz and 8 kHz) underwater hearing
sensitivity of three captive beluga
whales in a quiet pool. At 8 kHz, the
average hearing threshold of the three
animals was 65 dB. Below 8 kHz,
sensitivity decreased at approximately
11 dB per octave. At 125 Hz, the average
hearing threshold was 120.6 dB (i.e., the
received level had to be 120.6 dB in
order for the whale to hear the 125 Hz
sound). Average MTRP construction
related noises range between 0.1 and 15
kHz (see Table 6–2 in application).
Habitat Classification
NMFS has characterized beluga whale
habitats into three categories, Type I-III,
based on use and biological importance
as part of its conservation strategy in the
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18501
Conservation Plan. This habitat
designation has been slightly modified
from the 2006 Draft Conservation Plan,
which described four habitat type
designations, and is described in the
2008 EA. Type I habitat encompasses all
of Cook Inlet northeast of a line three
miles southwest of the Beluga River
across to Pt. Possession. These areas are
full of shallow tidal flats, river mouths
or estuarine areas, and are important
foraging, calving and/or nursery
habitats. These areas are also important
for other biological needs, such as
molting or predator avoidance. Type I
habitat hosts a concentrated population
of beluga whales from spring to fall. The
POA and the city of Anchorage are
encompassed within the southern
boundary of Type I habitat. Type II
habitat includes areas of less
concentrated spring and summer use,
but known fall and winter use. This
habitat is based on dispersed fall and
winter feeding and transit areas in
waters where whales typically occur in
smaller densities or deeper waters. Type
III habitat encompasses the remaining
portion of Cook Inlet where belugas are
infrequently observed, and areas which
are not identified as Type I or II.
Knik Arm, including the action area,
fall into the Type I classification habitat;
however, dedicated marine mammal
monitoring survey reports and
opportunistic sightings indicate that
whales are using this lower portion of
Knik Arm primarily as a passageway to
discrete prime feeding area in the upper
reaches of Knik Arm, with only
opportunistic feeding observed. The
primary ‘‘hotspots’’ for beluga whale
feeding areas, as identified in the
Conservation Plan, include the Big and
Little Susitna Rivers, Eagle Bay to
Eklutna River, Ivan Slough, Theodore
River, Lewis River, and Chickaloon
River and Bay. Of these, only one, Eagle
Bay to Eklutna River, lie north of the
POA. Beluga whales exhibit high site
fidelity and may persist in an area with
fluctuating fish runs or may tolerate
certain levels of disturbance from boats
or other anthropogenic activities in
order to feed.
Harbor Seals
Harbor seals are not listed as
‘‘depleted’’ under the MMPA or listed as
‘‘threatened’’ or ‘‘endangered’’ under the
Endangered Species Act. They are
important upper-trophic marine
predators that occupy a broad range in
Alaska from approximately 130° W. to
172° E. (over 3,500 km east to west) and
from 61° N. to 51° N. (over 1,000 km
north to south). Currently, harbor seals
in Alaska are divided into three stocks:
Bering Sea, GOA, and Southeast Alaska.
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While new genetic information has lead
to a reassessment of this delineation,
this has not been finalized. Harbor seals
which could be affected by the MTRP
belong to the GOA stock. Based on
aerial GOA and Aleutian Islands
surveys, in 1996 and 1999 respectively,
the current abundance estimate for this
stock is 45,975 (CV = 0.04) with a
minimum population estimate of 44,453
(Angliss and Outlaw, 2006). Sources of
anthropogenic caused mortality for this
stock include interactions with fishing
gear (mean annual mortality is
approximately 24 animals), subsistence
hunting (mean annual harvest from
2000–2004 equals 795), and, to a lesser
degree, illegal intentional killing.
Harbor seals haul out on rocks, reefs,
beaches, and drifting glacial ice, and
feed in marine, estuarine, and
occasionally fresh waters (Fisher, 1952;
Bigg, 1969, 1981). In Alaska, commonly
eaten prey include walleye, pollock,
Pacific cod, capelin, eulachon, Pacific
herring, salmon, octopus, and squid.
They are generally non-migratory, with
local movements associated with such
factors as tides, weather, season, food
availability, and reproduction; however,
some long-distance movements have
been recorded from tagged animals with
juveniles traveling farther than adults
(Lowry et al., 2001).
The major haul-out sites for harbor
seals are located in Lower Cook Inlet
with the closest haul-out site to the POA
approximately 40 kms (25 miles) south
along Chickaloon Bay in the southern
portion of Turnagain Arm. However,
harbor seals are occasionally observed
in Knik Arm and in the vicinity of the
POA, primarily near the mouth of Ship
Creek (NMML 2004; Rugh et al. 2004a,
2004b; LGL Alaska Research Associates,
Inc. [LGL] Unpublished Data). From
2004–2005, 22 harbor seal sightings
were reported over a 13-month period
comprising 14,000 survey hours (LGL,
unpubl data). From these surveys, it is
estimated that harbor seals occur in a
density of approximately 1.7 animals
per month in Knik Arm. In 2008, only
one harbor seal was sighted from July to
November by dedicated NMFS
approved marine mammal observers
(MMOs).
Pinniped hearing is dependent upon
the medium (i.e., air or water) in which
they receive the sound. Most pinniped
species have essentially flat audiograms
from 1 kHz to 30 50 kHz with thresholds
between 60 and 85 dB re 1 microPa (M
hl, 1968; Kastak and Schusterman, 1995;
review by Richardson et al., 1995;
Terhune and Turnbull, 1995; Kastelein
et al., 2005;). At frequencies below 1
kHz, thresholds increase with
decreasing frequency (Kastak and
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16:23 Apr 22, 2009
Jkt 217001
Schusterman, 1998). For example, for a
harbor seal, the 100–Hz threshold for
hearing was 96 dB re 1 microPa (Kastak
and Schusterman, 1995). Harbor seals’
hearing thresholds in-water and in-air
display the significant disparities
between hearing capabilities with
hearing 25 30 dB better underwater than
in air (Kastak and Schusterman, 1994).
Harbor Porpoise
Harbor porpoises are not listed as
‘‘depleted’’ under the MMPA or listed as
‘‘threatened’’ or ‘‘endangered’’ under the
Endangered Species Act. They are found
within Cook Inlet but in low abundance,
especially in Knik Arm. Currently, the
population estimate for the Gulf of
Alaska harbor porpoise stock is 41,854
with a minimum population estimate of
34,740 (Angliss and Outlaw, 2006).
However, density of this species in Cook
Inlet is only 7.2 per 1000 square
kilometers (Dahlheim et al., 2000). The
highest monthly count in upper Cook
Inlet between April and October is 18
(Ramos et al., 2006). Interactions with
fisheries and entanglement in gear is the
prime anthropogenic cause of mortality
for this stock (mean annual mortality of
67.8) (Angliss and Outlaw, 2006).
Harbor porpoises are not killed for
subsistence reasons.
Harbor porpoises have a wide hearing
range and the highest upper-frequency
limit of all odontocetes studied. They
have a hearing range of 250 Hz–180 kHz
with maximum sensitivity between 16–
140 kHz. There is no available data on
high frequency cetacean reactions to
impulsive sounds (e.g., impact pile
driving); however, numerous studies
have been conducted in the field (Culik
et al., 2001; Olesiuk et al., 2002;
Johnston, 2002) and laboratory
(Kastelein et al., 1995, 1997, 2000) for
non-pulse sounds. The results of these
studies demonstrate the harbor porpoise
is quite sensitive to a wide range of
human sounds at very low exposure
levels: approximately 90- 120 dB re: 1
microPa. However, most of these studies
involved acoustic harassment devices
(e.g., pingers) in the range of 10 kHz
which is 6–7 kHz greater than most
industrial sounds, including pile
driving.
Killer Whales
Killer whales in the Gulf of Alaska are
divided into two ecotypes: resident and
transient. Killer whales are relatively
common in lower Cook Inlet (at least
100 sightings from 1975 to 2002), but in
the upper Inlet, north of Kalgin Island,
sightings are infrequent; 18 sightings
have been reported from 1976–2003
with an average of 1 per year since the
mid 1990s (Sheldon et al. 2003).
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Transient killer whales, the only
ecotype sighted in Knik Arm, likely
belong to the Gulf of Alaska, Aleutian
Islands, Bering Sea Transient Stock.
This stock is not listed as depleted
under the MMPA or threatened or
endangered under the ESA. Based on
the 2006 NMFS stock assessment
reports, the minimum population
estimate for the Gulf of Alaska, Aleutian
Islands, and Bering Sea transient stock
of killer whales is 314 animals based on
the count of individuals using photoidentification. Based on the rarity of
killer whale sightings in Knik Arm,
NMFS is proposing to authorize up to 5
take per year of this species.
Killer whales are considered the only
natural predator of Cook Inlet beluga
whales. Most observed killer whale/
beluga interactions have occurred in the
upper Inlet; however, these events
appear to be random and are not
considered an influential factor on
beluga whale distribution (Hobbs et al.,
2006). A decrease in killer whale prey
comprised of seals and sea lions in the
Gulf of Alaska could result in more
killer whales moving from the southern
portion of the Inlet to the northern
portion in search of beluga prey.
The hearing of killer whales is well
developed and this species exhibits
complex underwater communication
structure. They have hearing ranges of
0.05 to 100 kHz which is lower than
many other odontocetes. Peak
sensitivity is around 15 kHz.
Interestingly, mammal-eating killer
whales (i.e., transients) limit their vocal
communication and often travel in
silence. This is in contrast to the very
vocal fish eating (i.e., resident) killer
whale pods who are constantly
vocalizing. The difference for this
behavior is that fish do not possess the
advanced hearing capabilities as the
marine mammals, who can hear or
eavesdrop on mammal eating killer
whale calls and escape from being prey
(Deecke et al. 2005).
Harassment Isopleth Calculations
In recent years, investigations into the
role anthropogenic noise plays on
impacting marine mammals (both
behaviorally and physically) have
increased dramatically. NMFS is in the
process of developing guidelines for
determining thresholds for acoustic
harassment based on the best available
science. In the interim, NMFS generally
considers 180 and 190 dB as the level
at which cetaceans and pinnipeds,
respectively, could be subjected to Level
A (injurious) harassment, and Level B
(behavioral) harassment is considered to
have occurred when marine mammals
are exposed to pulsed sounds (e.g.,
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impact pile driving) at or above 160 dB,
but below injurious thresholds. For
purposes of these proposed regulations,
NMFS considers 125 dB to be the level
at which Level B harassment from nonpulsed sounds (e.g., vibratory pile
driving, chipping) could occur. The
shift to 125 dB from the threshold of 120
dB used for the 2008 IHA is based on
overwhelming evidence that noise
levels around the POA are consistently
near or above 120 dB due to wind and
currents (Blackwell, 2005; URS, 2007;
Scientific Fishery Systems, 2009), as
described in the Acoustic Environment
section of this document. In other
words, a sound that is as loud as or
below ambient/background levels is
likely not discernable to marine
mammals and therefore, is not likely to
have the potential to harass a marine
mammal.
The POA/MARAD’s LOA application
used preliminary ‘‘worst-case’’
measurements from the acoustic study
to determine harassment level isopleths.
In January 2009, NMFS received a
report detailing the findings from the
2008 acoustical survey and
supplemental information in response
to NMFS’ questions on the report in
February 2009. After review of these
documents, NMFS determined that the
Level B harasssment isopleths identified
in the application are not appropriate
because NMFS’ harassment thresholds,
as described above, are based on rms
values while the application identified
isopleth distances based on peak values
measured during impact pile driving
and did not consider all measurements
made during vibratory pile driving.
It is apparent that noise levels in
lower Knik Arm around the POA are
highly variable and strongly correlated
with wind and tide. The 2008 survey
collected sounds measurements over 14
days with varying results, both during
and in absence of pile driving. The
acoustic data were presented to NMFS
in the following manner: (1) based on
empirical measurements made at
various locations during various types
of pile driving, source levels were
estimated; (2) from these estimated
source levels, distances to the 180/190,
160, and 125 dB isopleths were
calculated assuming a transmission loss
of 20 log; and (3) background levels (in
absence of pile driving) were provided
from 25 recordings.
According to supplemental
information provided by the POA/
MARAD, the worst-case measured
sound levels from impact pile driving
was during face wall sheet pile
installation. Sound levels measured 148
dB at 355m, which equals a source level
of 200 dB (Table 2). Based on this
source level and given a 20 log
transmission loss, the 160 dB isopleth
would be 97 m. However, due to
variability between the 2007 study,
which identified the 160 dB isopleth to
be 350m, NMFS is proposing to
maintain the 350m isopleth distance for
impact pile driving as contained in the
IHA as this is more conservative. For
vibratory pile driving, NMFS considered
the average estimated source level of
187 dB, as described in the 2008
acoustic report, to calulate the 125 dB
isopleth at 1,300 m. This isopleth
distance is augmented by Blackwell
(2005) who found that pile driving
sound levels at Port MacKenzie did not
change significantly between the 1300
m (4265 feet) and 1900 m (6234 feet)
stations, which suggests that beyond
approximately 1300 m, background
sounds contributed more to received
levels than vibratory pile driving.
According to the supplemental
information provided by the POA/
MARAD, the 2008 survey also found
that at various distances from 1 to 4 km,
recording devices failed to pick up
vibratory pile driving noise. Therefore,
NFMS considers the 1,300 m Level B
harassment isopleth for vibratory pile
driving to be appropriate.
TABLE 2—LEVEL A AND B HARASSMENT ISOPLETH DISTANCES BASED ON FINAL ACOUSTIC MONITORING DATA (SCIENTIFIC
FISHERY SYSTEMS 2009)
Summary of Acoustic Measurements and Estimated Source Levels and Isopleth Distances
Worst-Case
Measured Level
(dB rms)
Description
Frequency
Range (Hz)
Calculated
Source
Level
Calculated
Distance to
190 dB
rms (m)
Calculated
Distance to
180 dB
rms (m)
Calculated
Distance to
160 dB
rms (m)
Calculated
Distance to
125 dB
rms (m)
Sheet pile- face wall, average vibratory
Sheet pile- face wall, impact (deep hydrophone)
N/A
100–4000
187 dB
N/A
<10m
N/A
1,300 m
148 dB at 355m
8000–
10,000
200 dB
3.1
9.7
97
N/A
Sheet pile- face wall, impact (shallow hydrophone)
157dB at 78m
10–200;
6,000
200–400
2,000–7,000
2,500–4,000
8,000–
10,000
200–4,500
Not
available
195 dB
1.8
5.7
57
N/A
161
188
182
195
dB
dB
dB
dB
N/A
N/A
N/A
1.7
N/A
2.4
1.3
5.4
1.1
23.8
13.2
54.1
60
N/A
747
N/A
175 dB
183 dB
N/A
N/A
N/A
1.4
5.6
14.2
312
N/A
120dB at 107m
139 dB at 268m
139dB at 149m
148dB at 155m
Temporary pipe pile, vibratory
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Sheet pile- tail wall, vibratory
Sheet pile- tail wall, impact
Wye pile, vibratory
Wye pile, impact
144dB at 35m
143dB at 106m
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Take Calculations
As discussed above, monitoring of
marine mammal presence, behavior,
group composition, etc., specifically for
the MTRP began in 2005 and will
continue 1-year post construction.
Surveys purposely began 2 years before
in-water work to estimate frequency at
which beluga whales use the area
around the POA and for what biological
function (e.g., traveling, feeding, etc.)
pre-disturbance. From 2005–2007,
theodolite tracking and grid cell
mapping were used to track whales.
This system allowed documentation of
whale group location and movements
on a coarse scale (500 by 500 m grids)
allowing the number of belugas present
within the MTRP footprint, within a 1
x 6 km2 area around the POA (defined
as the nearshore area), as well as within
the entire visible area, to be calculated.
A detailed description of those results
can be found in the Federal Register
documents prepared for issuance of the
IHA and the associated EA. In summary,
beluga whales were sighted during all
months the MTRP will be conducting
in-water activities (April-November) but
most frequently in the nearshore area
(i.e., the nearshore area had the highest
density of whales when compared to
other visible parts of the Arm), around
low tide, and during the months of
August and September, coinciding with
salmon runs. These data augment those
of the Hobbs et al. (2005) satellite tag
study.
To estimate the number of beluga
whales taken by harassment level
sounds from pile driving, the
application uses the following
parameters to calculate takes: (1)
nearshore density data from the 2005–
2007 POA surveys (Funk et al., 2005,
Ramos et al., 2006, Cornick and Kendall
2007); (2) estimated pile driving hours
per year (for both impact and vibratory
driving); (3) harassment isopleth
distances based on preliminary results
from the 2008 acoustic study; and (4)
proposed mitigation requirements (e.g.,
no pile driving 2 hours either side of
low tide). That is, the estimated number
of beluga whales that could potentially
be exposed to noise levels above the
NMFS thresholds is calculated by
multiplying the average nearshore
density per month by the number of
hours pile driving per month and then
multiplied by the area of noise
exposure. A low-tide correction factor
was then applied as impact pile driving
would take place during this time. The
numbers of beluga whales were rounded
up to the nearest whole number per
month. The tables outlining number of
beluga whales taken by year and type of
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pile driving can be found in Chapter 6
of the application.
The area of noise exposure in km2 is
calculated based upon the calculated
harassment isopleth radii, as
determined in the application, for each
pile type and installation technique to
the appropriate NMFS noise exposure
threshold (160 dB for impact and 125
dB for vibratory pile driving). For
simplification reasons, the calculated
exposure area is equal to the area of a
semi-circle (A = 3.14r2/2) radiating out
from the pile location. However, this
could be conservative as it assumes that
noise from pile driving would radiate
out spherically when, in fact, empirical
measurements from the 2008 acoustic
study indicate a directionality of noise
propagation from pile driving (i.e., the
loudest sound is straight out from the
source, not up or down the Arm) (SFS,
2008).
According to the application, the
calculated number of beluga whales that
could be exposed to noise from in-water
vibratory pile driving for each month
was determined from preliminary
acoustic data and ranges from 4 to 22 in
2009; 3 to 13 in 2010; 2 to 14 in 2011;
3 to 28 in 2012, 3 to 19 in 2013; and 1
to 3 in 2014. The total number for each
year ranges from 10 in 2014 to 76 in
2012 (see Table 6.4 in application). In
total, based on calculations in the
application, 43 whales (11.8%) - 78
whales (21.4%) per year could
potentially be taken by pile driving
operations assuming the population
remains stable. However, the take
estimates in the application are an
overestimate from the actual number of
whales that will actually be exposed to
harassment level noise for the following
reasons: (1) sound from pile driving is
likely directional and not spherical; (2)
the number of beluga whales potentially
passing through the exposure area is
based on the highest nearshore density
but assumes density is distributed
evenly throughout the entire area of
noise exposure; (3) the POA/MARD
have, and will likely continue, to
implement shut down procedures even
when not required by regulations; and
(4) isopleth distances in the application
were based on peak values (NMFS
threshold levels are based on rms
values) and did not consider all
recordings; therefore, they are much
larger than NMFS determined
harassment (see Harassment Isopleth
Calculations). Taking these factors into
account, the POA/MARAD are
requesting and NMFS is proposing, to
authorize the harassment of up to 34
beluga whales per year (9 percent), the
current take level authorized in the 2008
IHA. Should the annual authorized take
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number be reached during the in-water
work construction season, all pile
driving and in-water chipping for
demolition must be shut-down if a
beluga whale is sighted approaching
designated harassment or safety zones.
Given that other marine mammals
potentially affected by the POA’s MTRP
(i.e., harbor seals, harbor porpoise, and
killer whales) are only sporadically
sighted in lower Knik Arm, no
calculated take estimates were derived.
Based on scientific and anecdotal
sighting data, NMFS is proposing to
authorize the harassment of up to 20
harbor seals, 20 harbor porpoises, and 5
killer whales per year. These takes
represent essentially 0 percent of harbor
seals and harbor porpoises as the
population sizes of these affected stocks
are 45,975 and 34,740, respectively. The
taking of 5 killer whales represent 1.5%
of the population of killer whales
potentially found in upper Cook Inlet
which has a stock size of 314
individuals. These proposed takes
represent small numbers relative to the
affected species and stocks.
Impacts to Marine Mammals
In general, noise associated with
coastal development has the potential to
harass marine mammals present around
the specific action area. Marine
mammals use sound for vital life
functions, and introducing sound into
their environment could be disrupting
to those behaviors. Sound (hearing and
vocalization/echolocation) serves four
main functions for odontocetes (toothed
whales and dolphins). These include:
(1) providing information about their
environment; (2) communication; (3)
enabling remote detection of prey; and
(4) enabling detection of predators.
Pinnipeds also use sound for these
functions except they can not
echolocate like odontocetes and
therefore rely on sight and vibrassae for
prey detection and information about
their environment. The distances to
which sounds are audible depend on
source level and frequency, ambient
noise levels, physical habitat
characteristics (e.g., water temperature,
depth, substrate type), and sensitivity of
the receptor (Richardson et al., 1995).
Impacts to marine mammals exposed to
loud sounds include possible mortality
(either directly from the noise or
indirectly based on the reaction to the
noise), injury and/or disturbance
ranging from severe (e.g., permanent
abandonment of vital habitat) to mild
(e.g., startle). As stated, pile driving and
in-water chipping (for demolition of the
existing dock) could cause behavioral
harassment; however, physical injury is
not anticipated due to the nature of the
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operations and mitigation measures (see
Mitigation section). No Level A
harassment (injury) or mortality is
expected to occur.
Hearing Impairment and Other
Physical Effects
Temporary or permanent hearing
impairment is a possibility when marine
mammals are exposed to very loud
sounds. As stated previously, NMFS
considers the Level A in-water
harassment threshold to be 180/190 dB
for cetaceans and pinnipeds,
respectively. The threshold for Level B
harassment from pulsed noise (e.g,
impact pile driving) is 160 dB and,
specific to the MTRP, 125 dB from nonpulsed noise (e.g., vibratory pile driving,
chipping).
Several aspects of the planned
monitoring and mitigation measures for
the MTRP are designed to detect marine
mammals occurring near pile driving
and demolition activities, and to avoid
exposing them to sound that could
potentially cause hearing impairment
(e.g., mandatory shut down zones) and
minimize disturbance (e.g., shut down if
allocated takes used, for large groups
and groups with calves). In addition,
marine mammals will be given a chance
to leave the area during ‘‘soft start’’ and
‘‘ramp-up’’ procedures to avoid
exposure to full energy pile driving. In
those cases, the avoidance responses of
the animals themselves will reduce or
eliminate any possibility of hearing
impairment. Hearing impairment is
measured in two forms: temporary
threshold shift and permanent threshold
shift.
Permanent Threshold Shift (PTS)
When permanent threshold shift
(PTS) occurs, there is physical damage
to the sound receptors in the ear. In
some cases, there can be total or partial
deafness, whereas in other cases, the
animal has an impaired ability to hear
sounds in specific frequency ranges.
PTS consists of non-recoverable
physical damage to the sound receptors
in the ear and is therefore classified as
Level A harassment (injury) under the
MMPA. There are no empirical data for
onset of PTS in any marine mammal;
therefore, PTS-onset must be estimated
from temporary threshold shifts (TTS)onset measurements and from the rate of
TTS growth with increasing exposure
levels above the level eliciting TTSonset. PTS is presumed to be likely if
the hearing threshold is reduced by 40
dB (i.e., 40 dB of TTS) (Southall et al.,
2007). PTS has never been measured in
marine mammals despite some hearing
threshold studies exposing beluga
whales to pulses up to 208 dB (Finneran
et al., 2002), 28 dB louder than NMFS’
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current Level A harassment threshold.
Based on TTS studies (discussed
below), proposed mitigation measures,
and source levels for the MTRP, NMFS
does not expect that marine mammals
will be exposed to levels that could
elicit PTS (i.e., no Level A harassment
is anticipated).
Temporary Threshold Shift (TTS)
Temporary (auditory) threshold shift
(TTS) is a slight, recoverable loss of
hearing sensitivity. TTS is the mildest
form of hearing impairment that can
occur during exposure to a loud sound
(Kryter, 1985). The course and time of
recovery generally depend on the
amount of exposure to noise and the
amount of shift incurred (Natchigall et
al., 2003). Generally, the greater the
threshold shift, the longer the recovery
period (Mills et al., 1979). Southall et al.
(2007) considers a 6 dB TTS (i.e.,
baseline thresholds are elevated by 6
dB) sufficient to be recognized as an
unequivocal deviation and thus a
sufficient definition of TTS-onset.
Auditory fatigue (i.e., TTS) in midfrequency cetaceans has been measured
after exposure to tones, impulsive
sounds, and octave-band noise. Because
it is non-injurious, NMFS considers TTS
as Level B harassment that is mediated
by physiological effects on the auditory
system; however, NMFS does not
consider onset TTS to be the lowest
level at which Level B Harassment may
occur.
While experiencing TTS, the hearing
threshold rises and a sound must be
louder in order to be heard. TTS can last
from minutes or hours to (in cases of
strong TTS) days. For sound exposures
at or somewhat above the TTS-onset
threshold, hearing sensitivity recovers
rapidly after exposure to the noise ends.
Few data on sound levels and durations
necessary to elicit mild TTS have been
obtained for marine mammals. For
toothed whales exposed to single short
pulses, the TTS threshold appears to be,
to a first approximation, a function of
the energy content of the pulse
(Finneran et al., 2002).
Laboratory experiments investigating
TTS onset for belugas have been
conducted for both pulse and non-pulse
sounds. Finneran et al. (2000) exposed
a trained captive beluga whale to a
single pulse from an explosion
simulator. No TTS threshold shifts were
observed at the highest received
exposure levels (approximately 199 dB;
179 dB re 1 μPa2–s [SEL]); however,
amplitudes at frequencies below 1 kHz
were not produced accurately to
represent predictions for the explosions.
Another study was done using seismic
waterguns with a single acoustic pulse
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18505
(Finneran et al., 2002). Measured TTS
was 7 and 6 dB in the beluga at 0.4 and
30 kHz, respectively, after exposure to
intense single pulses at approximately
208 dB (186 dB re 1 microPa2–s [SEL]).
Schludt et al. (2000) demonstrated
temporary shifts in masked hearing
thresholds for belugas occurring
generally between 192 and 201 dB (192–
201 dB re 1 μPa2–s [SEL]) after exposure
to intense, non-pulse, 1–s tones at 3, 10,
and 20 kHz. TTS onset occurred at mean
sound exposure level of 195 dB (195 dB
re 1 microPa2- s [SEL]). At 0.4 kHz, no
subjects exhibited shifts after exposures
up to SPLs of 193 dB (195 dB re 1
microPa2- s [SEL]). Natchigall et al.
(2003) measured TTS averaging 11 dB
when exposed to sounds with a 7.5 kHz
center frequency. No shifts were
obtained at 165 dB or 171 dB (198 to
200 re 1 microPa2–s [SEL]), but when a
fatiguing noise at 179 dB was presented,
the animal showed the first TTS of 10.4
dB above baseline. Full auditory
recovery occurred within 45 minutes
following noise exposure. To date, no
studies relating TTS onset to pile
driving sounds have been conducted for
any cetacean species.
Because noise from pile driving
would not be a one-time exposure, as
with most human development and
exploration activities, a time component
must be incorporated into any effects
analysis. Experiments with marine
mammals show a nearly linear
relationship between sound exposure
level and duration of exposure: the
longer an animal is exposed, the lower
the level required to produce TTS
(Kastak & Schusterman, 1999; Schlundt
et al., 2000; Nachtigall et al., 2003).
Beluga whales could be exposed to
vibratory pile driving noise lasting from
less than 1 minute up to approximately
3 minutes or up to 20 minutes for
impact driving (averaging 1.5 minutes
for vibratory and 6 minutes for impact
pile driving). The hammers must then
be re-set creating, at a minimum, a 1–
15 minute break. Using auditory evoked
potentials (AEP) methods, Natchigall et
al. (2004) repeated his 2003 study and
found TTS of approximately 4 to 8 dB
following nearly 50 minutes of exposure
to the same frequency noise (center
frequency 7.5 kHz) at 160 dB (193–195
dB re 1 microPa2–s [SEL]). TTS
recovery occurred within minutes or
tens of minutes. Based on data from the
aforementioned studies, the fact that
pile driving would only occur for a
short intervals of time, and animals
would not be exposed to sound levels at
or above 180 dB due to proposed
mitigation, NMFS anticipates that TTS,
if it does occur, would not last more
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than a few minutes and would likely not
result in impacts to vital life functions
such as communication and foraging.
Demolition Effects
Demolition of the existing dock will
require use of mechanical equipment
such as hydraulic chipping hammers
(in-water or out-of-water) and possibly
the use of explosives (out-of-water
only). The POA/MARAD have
submitted a demolition plan outlining
three options, as described above, for
dock removal and proposed mitigation
for each (available on the NMFS Permits
website). Because the chosen method
will not be decided until 2010, all three
options, with associated mitigation, are
included in the proposed rulemaking.
Mechanical means of removing the
dock is a component in all three
options. The POA/MARAD have
indicated that if the in-water dock
demolition method is chosen (Option 1),
it will likely occur during the winter,
when beluga whales are least abundant,
or in summer, but not in both seasons.
Information on noise levels associated
with the use of chipping hammers is
currently not available for the unique
waters of Knik Arm; however, the
chipping hammer operates at 19% less
horsepower than the vibratory hammers
used during pile driving. Therefore, it
can be assumed that sound transmission
from this activity is less than that of pile
driving. In addition, because of the
considerable structural mass of concrete
that the vibrations would pass through
prior to reaching the water, the energy
is expected to attenuate to a minimal
level. Due to the lack of empirical
acoustic propagation data, the POA/
MARAD have requested, and NMFS is
proposing, to implement the same
harassment and safety radii as vibratory
pile driving. Based on this
precautionary approach, considering the
chipping hammer works at 19 percent
reduced energy and the concrete will
absorb some sound, NMFS has
preliminarily determined that marine
mammals would not be exposed to
levels inducing Level A harassment and
behavioral harassment would be
minimized, if not eliminated, due to
implementing a 200 m shut-down zone.
Option 2 in the demolition plan
involves blasting, albeit out-of-water.
Because no in-water blasting is
proposed, applying NMFS’ harassment
threshold criteria for this activity is not
appropriate. Instead, the POA/MARAD
and NMFS have considered sound
transmission through the water’s surface
from out-of-water detonations.
Little information is available for
over-water sound levels from explosives
near shore (out-of-water); however, two
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studies conducted by the California
Department of Transportation (Caltrans)
have measured in-water sound
transmission resulting from out-of-water
blasting.
In 2003, Caltrans collected
measurements of underwater SPLs
during out-of-water controlled blasting
operations as part of the construction of
bridge pier footings on Yerba Buena
Island for the San Francisco Oakland
Bay Bridge, East Span Seismic Safety
Project (Caltrans, 2004). In-water SPLs
were measured during out-of-water
blasts for two different piers
approximately, from the centerline, 80
m (262 ft) and 30 m (98 ft) from the
shoreline. Results varied at each pier for
each blast; however, in general, SPLs
measured at 10- 20 m ranged from 170
to 183 dB (based on a 35 millisecond
(msec) time constant) for the pier 80 m
from the shoreline and 177 to 198 dB
[189 to 212 dB(peak)] for the pier 30 m
from shore. It should be noted that rms
SPLss reported using the 35–msec time
constant was found to be 3–5 dB higher
than ‘‘true’’ rms SPL measured over the
duration of the impulse, which is about
1 to 2 seconds in duration; therefore, the
SPLs provided above should be
considered conservative. Data from
blasting events at both piers indicated
that underwater SPLs appeared to
increase as blasting was conducted at
lower elevations; putting the blast closer
to the water.
Dewatered cofferdams represent the
most effective way of reducing
construction/ demolition created noise
into the water column because all
operations are completely decoupled
from the surrounding water column.
The POA/MARAD would create a dike
which acts like a cofferdam as in the
Caltrans project. The out-of-water
blasting at the POA would occur 91m
(300 ft) from shore and the blasts would
be confined (unlike Caltrans); therefore,
sound levels in water would likely be
similar or less than the results from the
Caltrans pier located 80m from the
shoreline but likely not greater. Based
on Caltran results, no Level A
harassment is likely to occur and the
POA/MARAD have agreed, as suggested
by NMFS, to not conduct any blasting
if any marine mammal, is within visible
range of the POA. MMOs would begin
scanning for marine mammals thirty
minutes prior to detonation with high
power binoculars and the naked eye.
Should any marine mammal be sighted,
blasting will be delayed. Therefore,
NMFS anticipates no harassment from
out-of-water blasting will occur.
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Non-auditory Physiological Effects
Non-auditory physiological effects or
injuries that theoretically might occur in
marine mammals exposed to strong
underwater sound include stress,
neurological effects, bubble formation,
resonance effects, and other types of
organ or tissue damage. Due to proposed
mitigation measures (e.g., mandatory
shut downs) marine mammals would
not be exposed to sound at or above 180
dB and likely less than that as sound
studies indicate the 180/190 dB
threshold is approximately 0–20 m from
pile driving and NMFS is proposing a
200m shut down zone. Therefore, it is
not expected that severe physiological
effects from exposure to sound would be
expected; however, a hormonal stress
response is possible. Romano et al.
(2004) demonstrated that belugas
exposed to seismic water gun and (or)
single pure tones (SPLs up to 201 dB)
resembling sonar pings showed
increased stress hormone levels of
norepinephrine, epinephrine, and
dopamine. While RLs would not be as
strong as the ones in that study, a stress
response would not be unexpected.
Studies have also demonstrated that
reactions of animals to sounds could
result in physical injury. It has recently
been reported that stranded deep diving
marine mammals displayed physical
attributes similar to the bends (e.g., in
vivo gas bubble formation) (Ferndandez
et al., 2005, 2006). Marine mammals
may experience these symptoms if
surfacing rapidly from deep dives in
response to loud sounds. However,
because Knik Arm is a shallow water
estuary, marine mammals found there
are not considered deep divers, and due
to proposed mitigation measures, nonauditory physiological impacts, other
than stress, are not expected.
Several aspects of the planned
monitoring and mitigation measures for
the MTRP are designed to detect marine
mammals occurring near pile driving
and to avoid the chance of them being
exposed to sound levels which could
result in injury or mortality (see
Mitigation section). NMFS does not
expect Level A harassment to occur.
Behavioral Effects
Behavioral responses of marine
mammals to noise are highly variable
and depend on a suite of internal and
external factors which in turn results in
varying degrees of significance (NRC,
2003; Southall et al., 2007). Internal
factors include: (1) individual hearing
sensitivity, activity pattern, and
motivational and behavioral state (e.g.,
feeding, traveling) at the time it recieves
the stimulus; (2) past exposure of the
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animal to the noise, which may lead to
habituation or sensitization; (3)
individual noise tolerance; and (4)
demographic factors such as age, sex,
and presence of dependent offspring.
External factors include: (1) nonacoustic characteristics of the sound
source (e.g., if it is moving or
stationary); (2) environmental variables
(e.g., substrate) which influence sound
transmission; and (3) habitat
characteristics and location (e.g., open
ocean vs. confined area). The marine
mammal species or stock that could be
most affected from the MTRP is the
beluga whale. There are no consistent
observed threshold levels at which
beluga whales, and marine mammals in
general, respond to an introduced
sound. Beluga whale responses to sound
stimuli have been noted to be highly
dependent upon behavioral state and
motivation to remain or leave an area.
Few field studies involving stationary
industrial sounds have been conducted
on beluga whales. Reactions of belugas
in those studies varied. For example, in
Awbrey and Stewart (1983) (as
summarized in Southall et al., 2007),
recordings of noise from SEDCO 708
drilling platform (non-pulse) were
projected underwater at a source level of
163 dB. Beluga whales less than 1.5 km
from the source usually reacted to onset
of the noise by swimming away (RLs
approximately 115.4 dB). In two
instances groups of whales that were at
least 3.5 km from the noise source when
playback started continued to approach
(RLs approximately 109.8 dB). One
group approached within 300 m (RLs
approximately 125.8 dB) before all or
part turned back. The other group
submerged and passed within 15m of
the projector (RL approximately 145.3
dB). Richardson et al. (1990), as
summarized in Southall et al., 2007,
played back drilling platform sounds
(source level: 163 dB) while
approximately 100 belugas were in the
area of several hundred to meters to
several hundred kilometers. No obvious
reactions were noted; however,
moderate changes in behavior from
three groups swimming within 200 m of
the sound projector were observed.
TTS experiments have also
documented behavioral responses by
trained belugas. These responses
included reluctance to return to
experimental stations when exposed to
watergun pulse sounds projected 4.5m
from the subject at approximately 185.3
dB (171 dB re 1 μPa2–s [SEL]) (Finneran
et al., 2002) and behavioral changes
when exposed to sounds from the
explosion simulator at approximately
200 dB (177 dB re 1 μPa2–s [SEL])
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(Finneran et al., 2000). In a non-pulse
exposure experiment (i.e., 1 s tones),
belugas displayed altered behavior
when exposed to 180 196 dB (180–196
dB re 1 μPa2–s [SEL]) (Schlundt et al.,
2000).
Masking of whale calls or other
sounds potentially relevant to whale
vital functions may occur. Southall et al.
(2007) defines auditory masking as the
partial or complete reduction in the
audibility of signals due to the presence
of interfering noise with the degree of
masking depending on the spectral,
temporal, and spatial relationships
between signals and masking noise as
well as the respective received levels.
Masking occurs when the background
noise is elevated to a level which
reduces an animal’s ability to detect
relevant sounds. Belugas are known to
increase their levels of vocalization as a
function of background noise by
increasing call repetition and
amplitude, shift to higher frequencies,
and change structure of call content
(Lesage et al., 1999; Scheifele et al.,
2005; McIwem, 2006). Another adaptive
method to combat masking was
demonstrated in a beluga whale which
reflected its sonar signal off the water
surface to ensonify to an object on
which it was trained to echolocate (Au
et al., 1987). Due to the low frequencies
of construction noise, intermittent
nature of pile driving, and the ability of
belugas to adapt vocally to increased
background noise, it is anticipated that
masking, and therefore interruption of
behaviors such as feeding and
communication, will be minimized.
Many marine mammals, including
beluga whales, perform vital functions
(e.g., feeding, resting, traveling,
socializing) on a diel (i.e., 24 hr) cycle.
Repeated or sustained disruption of
these functions is more likely to have a
demonstrable impact than a single
exposure (Southall et al., 2007).
However, it is possible that marine
mammals exposed to repetitious
construction sounds from the proposed
construction activities will become
habituated and tolerant after initial
exposure to these sounds, as
demonstrated by beluga vessel tolerance
(Richardson et al., 1995, Blackwell and
Green, 2002). Habituation is found to be
common in marine mammals faced with
introduced sounds into their
environment. For example, bowhead
whales (Balaena mysticetus) have
continued to use pathways where
drilling ships are working (RLs: 131 dB)
so that they can continue their eastward
migration (Richardson et al., 1991). In
addition, harbor porpoise, dolphins, and
seals have become habituated to
acoustic harassment deterrent devices
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18507
such as pingers and ‘‘seal bombs’’ after
repeated exposure (Mate and Harvey,
1987; Cox et al., 2001).
The monitoring program implemented
by the POA/MARAD, with guidance and
approval from NMFS, is designed to
determine acute behavioral reactions of
marine mammals in response to MTRP
activities as well as implement shut
down mitigation measures. To do this,
marine mammal observers (MMOs) are
stationed at the Port of Anchorage near
pile driving operations to make
observations and call to hammer
operators of presence of marine
mammals and if shut down is required.
From July to November 2008, MMOs
were on site all days in-water pile
driving occurred (6–7 days per week).
Reports indicate that 431 beluga whales
(231 adults, 101 juveniles, 43 calves, 56
unknown age) and 1 harbor seal were
sighted by MMOs stationed at the POA
from July- November 2008. Of the 431
whales sighted, 267 entered into the
harassment or safety zone; however, pile
driving was not always taking place due
to either non-mandatory, early shutdown or in-water pile driving not being
conducted. This trend of using the east
side of Knik Arm is consistent with
marine mammal survey reports from
2005–2007. The POA/MARAD have
consistently shut down operations if
whales were sighted within or
approaching the POA; therefore, only 8
beluga whales have entered into the
designated harassment zones when pile
driving was actually occurring.
Traveling was the most common
behavior detected followed by possibly
feeding and resting/milling, also
augmenting data collected from 2005–
2007.
Out of 59 group sightings totaling 431
beluga whales, only 3 groups
demonstrated an observed change in
behavior. On all 3 occasions, the group
split in two due to presence of a barge
or a boat. Beluga whales were not
observed to change swim speeds and
while heading sometime did change,
this could not be attributed directly to
pile driving.
In addition to the goals above, the
monitoring plan is designed to
determine how this multi-year project is
affecting beluga whale abundance and
habitat use in this area in the long term.
In accordance with conditions in the
current IHA and the POA/MARAD’s
USACE 404(b) Permit, an independent
MMO team is located atop Cairn Point
and reports on (1) the frequency at
which beluga whales are present in the
MTRP footprint; (2) habitat use,
behavior, direction of travel, and group
composition; and (3) observed reactions
or changes in behavior of marine
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mammals in response to in-water
activities occurring at the time of
sighting. This team is present eight
hours per day/four days per week,
during two tide cycles per observation
day and will continue through the
MTRP and 1-year post construction.
Marine mammal monitoring around the
POA began in 2004 for the Knik Arm
Crossing Project and continued into
2005 through the present for the MTRP.
This scientific monitoring program will
continue until 1–yr post completion of
the new POA terminal. To investigate
possible impacts other than acute
behavioral changes, data from the 2008
monitoring reports gathered by the
scientific monitoring team were
averaged with the total whales sighted
per hour from 2004–2006 for August
and September and 2004–2007 for
October and November. For all months,
except October, the average number of
whales sighted per hour was higher
when the 2008 data were added. While
the October average in 2008 was higher
than 2005 and 2006, it was not higher
than 2004 and 2007. Overall sighting
rate by .09 whales/hour when compared
to those two years. Additionally, the
monitoring reports from MMOs on-site
(i.e., those that implement mitigation
shut-down procedures) consistently
reported that whales did not change
behavior when pile driving was
occurring. Whales were often reported
to be swimming at slow or normal
speeds and behaviors were categorized,
from the most common, as traveling,
suspected feeding, or milling. The final
monitoring report summarizing
sightings from both MMOs stationed at
the POA and the independent observer
team at Cairn Point from July to
November can be found on the NMFS
Permits website (see ADDRESSES).
There were no available data on
beluga whale responses to pile driving
before in-water pile driving began for
the MTRP; therefore, NMFS used the
best available science which
investigated similar sounds involving
mid frequency cetaceans to assess
potential impacts to beluga whales
when exposed to pile driving during its
impacts analysis for issuance of the IHA
in 2008. In general, scientific literature
suggests the following reactions are the
most common in such cases: altered
headings, increased swimming rates,
changes in dive, surfacing, respiration,
and feeding patterns, and changes in
vocalizations. NMFS acknowledges
these reactions are possible; however,
also notes that, to date, all monitoring
reports show no apparent behavioral
reaction of Cook Inlet beluga whales to
pile driving. There could be a number
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of reasons for this, including, but not
limited to: (1) Cook Inlet beluga whales
have demonstrated a tolerance to
commercial vessel traffic and
industrialization around the POA and
therefore, may simply be habituated to
such noise; (2) Cook Inlet is a naturally
noisy environment due to strong winds
and tides; (3) pile driving is intermittent
in nature and a stationary source which
may alleviate stress and reactions; and
(4) the mitigation measures set by NMFS
and implemented by the POA/MARAD
are appropriate and effective to
minimize harassment. The POA/
MARAD are currently undertaking a
study to investigate the vocal repertoire
of beluga whales in response to pile
driving as changes in vocalization
patterns can not be determined from
sighting data. Opportunistic sightings
reports (often reported by tug/vessel
crew, POA workers, and the public) and
those from MMOs under the current
IHA describe accounts of beluga whales
vocalizing around tugs/barges as it
resonates through the hulls, swimming
near and around ships, and feeding
around working vessels/newly filled
land. While animals will be exposed to
greater than background noise levels
from pile driving, background sound
levels in Knik Arm are already higher
than most other marine and estuarine
systems due to strong currents and
eddies, recreational vessel traffic, and
commercial shipping traffic entering
and leaving the POA (Blackwell and
Greene, 2002; Scientific Fishery
Systems, 2008). Again, to date, all
monitoring reports indicate no change
in frequency, habitat use, or behavior of
whales exposed to pile driving
activities.
As in the 2008 IHA, NMFS is
proposing to implement the following
mitigation measure into regulations to
ensure that exposure to pile driving
does not result in decreased
reproductive success or survivorship:
shut down if a beluga whale calf or
group with a calf is sighted approaching
or within the harassment isopleths.
Scientific literature suggests that
mammal calves are believed to be more
susceptible to anthropogenic stressors
(e.g., noise) than adults. Frankel and
Clark (1998) investigated the relative
importance of natural factors such as
demographic composition of humpback
whale pods in response to low
frequency (75Hz with a 30Hz
bandwidth) M-sequenced source signal
transmitted from a 4–element
hydrophone array (elements were
placed at depths of 10, 20, 40, and 80m).
They determined that two natural
variables, the number of adults in a pod
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and the presence of a calf, had the
greatest effect upon whale behavior in
response to playbacks. Pods with calves
had higher blow rates, longer times at
the surface, and a higher ratio of time at
the surface to time submerged. The
presence of a calf; however, did not
affect whale speed, whale bearings, or
relative orientation to the playback
vessel. While no data on the vocal
responses of beluga whales mother/calf
pairs in response to anthropogenic
sound are available, Van Parijs and
Corkeron (2001) determined that IndoPacific humpback dolphin mother/calf
pairs increased vocal behaviors when
vessel passed with 1.5 m more than
groups without calves. The authors
concluded that mother/calf pairs appear
to be more disturbed than animals of
other social/age classes and that mother/
calf pairs exhibit an increased need to
establish vocal contact after such
disturbance. McIwem (2006) suggested
that pile driving operations should be
avoided when bottlenose dolphins are
calving as lactating females and young
calves are likely to be particularly
vulnerable to such sound. Based on
these studies, NMFS has determined
that the aforementioned mitigation
measure will further ensure a negligible
impact on beluga whales.There is no
evidence to suggest that construction or
other maritime activities (shipping,
maintenance dredging) at the POA are
affecting beluga whale use as evidenced
by their relatively consistent seasonal
abundance, use patterns, including the
presence of calves in the area since 2004
(Funk et al., 2005; Ramos et al. 2006;
Markowitz and McGuire, 2007; Cornick
and Kendall, 2008; Cornick and SaxonKendall, 2009; ICRC, 2009). Monitoring
reports indicate that beluga whales are
primarily transiting through the POA
area while opportunistically foraging,
and POA/MARAD construction
activities are not blocking this transit or
displacing belugas from Knik Arm.
Furthermore, NMFS does not anticipate
that more serious effects (e.g.,
neurological effects, organ/tissue
damage) would occur. Proposed
mitigation measures would require shut
down if a marine mammal is seen
approaching within 200m of the pile
driver or chipping hammer. Given that
the 180 and 190 dB isopleths are within
20m, NMFS considers this shut down
zone more than adequate to eliminate
chance of physiological impairments. In
addition, there is no evidence of injuries
occurring in marine mammals exposed
to sound from pile driving and there
have been no direct studies of the
potential for pile driving to elicit any of
those effects. Therefore, no Level A
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harassment (injury) is expected nor
would any be authorized. For these and
the other reasons listed above, the
MTRP is expected to have a negligible
impact on Cook Inlet beluga whales.
Impacts to Other Marine Mammals
Harbor seals, harbor porpoise, and
killer whales could also potentially be
impacted from the MTRP; however,
these species rarely occur in upper Cook
Inlet, hence exposure to harassment
level sounds from the MTRP would be
minimal and therefore have a negligible
impact. If present, hauled out harbor
seals may flush into the water from inair noise, disturbing their resting and
warming behaviors. In addition, some
may be displaced or alter dive patterns
if in water during pile driving. However,
reactions may be minimized by the fact
that seals in the area haul out in the
presence of other anthropengic noise
(e.g., aircraft/shipping/vehicular traffic,
crane operations, etc.) and are likely
habituated to noise around the POA.
Blackwell et al., 2004 investigated
disturbance to hauled-out ringed seals
during pile driving at Northstar Island.
Unweighted peak and rms SPLs and
SELs in air were 112 dB re 20 mPa2–s
and 96 dB re 20 mPa2–s, and 90 dB re
20 mPa2–s, respectively. During 55 hrs
of observation, 23 observed seals
exhibited little or no reaction to any
industrial noise except approaching Bell
212 helicopters. Ringed seals swam in
open water near the island throughout
construction activities and as close as 46
m from the pipe-driving operation. It is
hypothesized that the seals around
Northstar Island were habituated to
industrial sounds.
Harbor porpoise and killer whale
behavioral reactions would likely be
similar to those discussed in published
literature (e.g., change in direction,
diving behavior, etc.). Harbor porpoises
have specialized hearing in higher
frequency ranges outside of most
industrial sounds; therefore, noise in
lower frequency ranges must be louder
in order to be heard. However, while
construction will emit low frequency
sounds outside of harbor porpoise peak
sensitivity range, these animals have
elicited behavioral responses to
simulated wind turbine noise, also
outside peak sensitivity range (max.
Energy between 30–800 Hz; spectral
density source levels of 128 dB at 80
and 160Hz) (Koschinski et al., 2003).
During this study, animals were sighted
at greater ranges during playbacks of
simulated wind turbine noise and
observed animals more frequently used
echolocation signals. NMFS has
determined that similar reactions may
occur; however, due to the low
abundance and rare occurrence of
harbor porpoise and killer whales in
Knik Arm and the intermittent nature of
pile driving, any impacts from noise on
their behavior is expected to be minimal
and therefore negligible.
Impacts to Fish and Marine Mammal
Habitat
The primary beluga whale habitat
related concern for coastal development
(not specific to the POA), as stated in
the Conservation Plan, is restricting
beluga whale passage along Knik Arm.
The new dock face will extend
approximately 400 ft from the current
dock. No structures will be constructed
which expand across the Arm or beyond
the new dock location; therefore, it is
not expected that beluga whales’ access
to the primary hotspots will be limited.
To date, NMFS approved observers have
reported that beluga whales continue to
use areas within the MTRP footprint
and are not behaviorally reacting to
exposure to pile driving noise.
Additionally, habitat use has remained
unchanged. Pre-MTRP construction,
marine mammal surveys along Knik
Arm and pre in-water pile driving
surveys report that traveling followed by
opportunistic feeding were the primary
beluga whale behaviors around the
POA. Reports required under the 2008
IHA show the same trend in whale
behavior. In addition, NMFS researchers
observed beluga whales feeding off the
newly filled North Backlands area
further indicating that POA/MARAD
expansion construction is not
eliminating foraging opportunities.
Based on these data and the fact MMOs
are not observing acute behavioral
reactions to pile driving, NMFS
anticipates that beluga whales would
not alter their behavior in a way that
prevents them from entering and/or
transiting throughout Knik Arm.
The primary aquatic habitat resource
losses associated with the MTRP are the
loss and degradation of intertidal and
nearshore habitat, including essential
fish habitat (EFH). Loss of habitat will
adversely affect fish since the area to be
filled is a nursery area, and placing fill
in waters where fish are present can kill,
injure, and isolate fish in the discharge
area. Beluga whales’ diet is primarily
comprised of fish, therefore, this habitat
loss could result in impacts to beluga
whales. Fish habitats, including EFH, in
upper Cook Inlet have not been studied
comprehensively, but the studies
completed to date indicate that the area
immediately around the MTRP supports
a wide diversity of marine and
anadromous fish species, in particular
providing migrating, rearing, and
foraging habitat (Houghton et al., 2005).
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Intertidal and nearshore subtidal waters
are used by juvenile and adult
salmonids for refuge from the strong
currents, as a migration corridor for
adult salmonids, and as rearing and
migratory habitat for several streams
that drain into Knik Arm. Therefore, the
elimination of this habitat and alteration
of hydrology would adversely impact
fish, especially juveniles and smolt
taking refuge in the area to be filled;
however, based on the following
reasons, these changes are not likely to
appreciably reduce prey availability to
marine mammals, particularly beluga
whales.
The project area is located
approximately 2000 feet (609.4 m) north
of the mouth of Ship Creek, a stocked
creek, and the proposed action would
remove most of the remaining intertidal
and shallow subtidal waters north of the
mouth to Cairn Point. If a decrease in
fish abundance occurs to a certain
degree, this could likely result in
decreased foraging opportunities for
belugas and increased beluga energy
expenditure to find prey. However,
juvenile chinook salmon sampled
between Cairn Point and Point
Woronzof were primarily of Ship Creek
hatchery origin. Juvenile salmonids are
reared at the hatchery for two years
prior to release at the smolt stage.
Smolts released from the hatchery are
ready for out migration and it is
believed that the smolts reside in the
Ship Creek area for a limited period
before migrating elsewhere in the Knik
Arm and/or Cook Inlet estuaries.
Because this creek is stocked, fish
would be replenished from the
hatchery. Furthermore, the area directly
surrounding the Port is not considered
a foraging hotspot, unlike the upper
reaches of Knik Arm.
Further, design of the sheet pile wall
may provide some refuge for fish which
could enhance survival. The face of
each sheet-pile cell is curved outward,
creating a scalloped surface. Fender pile
and fender-system structural
components would protrude from the
face of the sheet pile approximately
eight feet, which would provide some
limited fish refuge. In addition, the Port
is evaluating various methods for
constructing joint systems between
OCSP cells that would provide open
water areas along the face of the dock by
leaving a space between the
construction joints in the sheet pile
wall. These breaks in the sheet pile wall
profile would create alcoves with armor
rock slopes of varying sizes and shapes
that would provide refuge opportunities
for salmonids. To offset direct habitat
loss and degradation, the Port is
required to carry out certain mitigation
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procedures as condition in the Army
Corps of Engineers’ Permit No. POA–
2003–502–N. For all construction
seasons, including 2008, these include,
but are not limited to: (1) no in water
fill placement or pile driving activities
shall occur within a one week period
following smolt releases from the Ship
Creek hatchery; (2) fill material shall
consist of clean fill, free of unsuitable
material (e.g., trash, debris, asphalt,
etc.), and free of toxic pollutants; and (3)
the Municipality of Anchorage, in
collaboration with the Corps, would
execute compensatory mitigation
projects that will contribute toward
offsetting the functional losses
attributed to the Project. These projects
would support salmon populations
through restoration, enhancement,
creation and/or preservation (listed in
order of priority) of existing nearby
estuarine and associated lower riparian
habitats.
Public comments received on two
Federal Register documents related to
the MTRP- the proposed IHA issuance
notice and notification of receipt for
rulemaking/LOAs-identified concerns
over other habitat related issues (i.e.,
pollution and increased dredging
needs). NMFS analyzed these issues
during its ‘‘negligible impact’’
determination decision process for the
POA/MARAD’s current IHA and the
2008 EA. This analysis is further
supplemented here.
The Conservation Plan identifies
pollution and dredging in relation to
health and subsistence use of beluga
whales. Exposure to pollution is a
concern for many species which inhabit
anthropogenically influenced areas.
Pollutants may enter Cook Inlet via
wastewater, runoff, and accidental
petroleum and other product spills. The
city of Anchorage and lower Knik Arm
is the most highly industialized area of
Cook Inlet; however, pollution levels in
beluga whales are lower than those in
other populations of beluga whales. As
summarized in the Conservation Plan,
beluga whale tissue samples have been
analyzed for polychlorinated bipheny
(PCBs), chlorinated pesticides (such as
DDT), and heavy metals. PCBs and DDT
may impair marine mammal health and
reproductive abilities. Cook Inlet beluga
whales had much lower concentrations
of PCBs and DDT than Saint Lawrence
river beluga whales and about 1/2 the
concentration of those pollutants than
other Arctic Alaska populations. Also
examined were concentrations of
various substances stored in the liver.
Cadmium and mercury were lower in
the Cook Inlet population than in the
Arctic Alaska populations, while levels
of methylmercury were similar to other
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Arctic Alaska populations. Copper
levels were two to three times higher in
the Cook Inlet animals than in the
Arctic Alaska animals and similar to the
Hudson Bay animals; however, the
copper levels found in the livers of Cook
Inlet belugas were not high enough to be
a health issue (Becker et al., 2000).
As a result of POA expansion,
dredging needs are altered from the
current nominal depth of -35 ft MLLW
to -45 ft MLLW and therefore NMFS has
analyzed the potential for impact to
marine mammals from this change in
dredging needs in addition to POA/
MARAD operated construction
dredging. The Conservation Plan states
that direct chemical analysis of dredging
sediments found that compounds such
as pesticides, PCBs, and petroleum
hydrocarbons in Cook Inlet were well
below detection limits while levels of
arsenic, barium, chromium, and lead
were well below management levels.
Other compounds such as cadmium,
mercury, and silver were not detected at
all. In addition, hydrological models
indicate that, overall, the POA
expansion appears to have less potential
for sedimentation than the existing port
since the MTRP moves the dock face out
into deeper water and into a higher flow
regime area (Erbesole and Raad, 2004)
leading to a possible decrease in
dredging needs.
The POA/MARAD continue to operate
under applicable federal, state, and local
environmental laws and is conducting
the port expansion process in the same
manner. The POA/MARAD have
obtained a USACE 404/10 Permit
(August 2005/2007), Alaska Department
of Environmental Conservation/
Division of Water Quality Section 104
Permit (July 21, 2006), and Alaska
Department of Natural Resources/
Coastal Management Program Final
Consistency Concurrence (July 7, 2006).
These permits and concurrences were
issued pertaining to water quality and
other natural resources. In particular,
the USACE permit contains numerous
mitigation measures related to
preventing and minimizing impact to
wetlands and aquatic and aviary
organisms from general development
activities such as discharge, fill, and
gravel extraction as well as establishes
requirements to compensate for
resources losses important to the human
and aquatic environment. Many of these
mitigation measures and conditions
were suggested by NMFS, the EPA, US.
Fish and Wildlife Service and other
environmental agencies early in the
MTRP’s developmental stage.
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Impacts to Subsistence Hunting
The subsistence beluga harvest
transcends the nutritional and economic
value of the whale and is an integral
part of the cultural identity of the
region’s Alaska Native communities.
Inedible parts of the whale provide
Native artisans with materials for
cultural handicrafts, and the hunting
itself perpetuates Native traditions by
transmitting traditional skills and
knowledge to younger generations
(NOAA 2007). However, due to
dramatic decreases in Cook Inlet beluga
whale populations, on May 21, 1999, a
temporary moratorium on beluga whale
harvest was set in place in 1999 (Public
Law No. 106–31, section 3022, 113
Statute [Stat.] 57, 100) from such date
until October 1, 2000. This moratorium
was extended indefinitely on December
21, 2000 (Public Law No. 106–553,
section 1(a) (2), 114 Stat. 2762). NMFS
has entered into a co-management
agreement for beluga whale subsistence
harvest. No hunt has been conducted
since 2005 and on October 15, 2008,
NMFS published final regulations
establishing long-term limits on the
maximum number of Cook Inlet beluga
whales that may be taken by Alaska
Natives for subsistence and handicraft
purposes (73 FR 60976). These rules
effectively state that no harvest will be
conducted until 2012, at which time the
possibility of a harvest will be reevaluated based on beluga whale
population trends.
NMFS anticipates that any
harassment to marine mammals,
including Cook Inlet beluga whales,
would be short-term and be limited to
changes in behavior and mild stress
responses. NMFS does not anticipate
that the authorized taking of affected
species or stocks will result in changes
in reproduction, survival, or longevity
rates, impact population levels, or result
in changes in distribution. Therefore,
NMFS has preliminarily determined
that the proposed regulations will not
have an unmitigable adverse impact on
the availability of marine mammal
stocks for subsistence uses.
Mitigation
A goal of the Conservation Plan is to
mitigate effects of anthropogenic
activities, including noise and habitat
degradation. The POA/MARAD’s
USACE permit contains numerous
mitigation measures to reduce impacts
on natural resources. MMPA
authorizations also mitigate for impacts
to marine mammals and habitat, mainly
in the form of noise and exposure
mitigation. Noise mitigation has been
considered to safeguard marine
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mammals and may fulfill two tasks:
First, to avoid physical damage and
death to marine animals; second, to
avoid or reduce disturbance to marine
animals and maintain the significance of
an impact area for marine animals
(Nehls et al., 2007). Mitigation measures
in the current IHA would be in effect for
regulations; however, the harassment
zone for vibratory pile driving would
extend to the 125 dB isopleth instead of
the 120 dB isopleth. This small change
is justified by the acoustic studies
which reports that background levels in
Knik Arm around the POA are
consistently above 120d B and, even in
absence of pile driving, it was difficult
to obtain measurements at 120 dB across
the Arm (see Acoustic Environment).
NMFS recommended numerous
mitigation measures during the scoping
process for issuance of the POA/
MARAD’s USACE permit. These
conditions were incorporated into that
permit. During the 2008 IHA application
process, NMFS Permits Division added
further conditions requiring pile driving
shut down if beluga whale calves were
sighted or if groups comprising 5 or
more whales were sighted to minimize
harassment potential and ensure that
the MTRP would have a negligible
impact on Cook Inlet beluga whales.
NMFS requires monthly monitoring
reports to ensure that pile driving
activities are not resulting in behavioral
reactions beyond those anticipated and
requires reports from the scientific
monitoring team atop Cairn Point to
monitor for long term impact. These
mitigation, monitoring, and reporting
requirements support NMFS’ negligible
impact determination. For regulations,
the proposed mitigation measures are as
follows:
Scheduling of Construction Activities
During Low Use Period of Beluga
Whales Around the POA-Tidal
Restrictions
Tides have been shown to be an
important physical characteristic in
determining beluga movement within
Knik Arm. Most beluga whales are
expected to be foraging well north of the
POA during the flood and high tide.
However, these northern areas are
exposed during the ebb and low tide;
therefore, animals move south toward
Eagle Bay and sometimes as far south as
the Knik Arm entrance to avoid being
stranded on mudflats. Based on the
beluga whale monitoring studies
conducted at the POA since 2005,
beluga whale sightings often varied
significantly with tide height at and
around the POA (Funk et al., 2005,
Ramos et al., 2005, Markowitz and
McGuire, 2007). Beluga whales were
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most often sighted during the period
around low tide and, as the tide flooded,
they typically moved into the upper
reaches of the Arm. Opportunistic
sighting data also support that highest
beluga whale use near the POA is
around low tide (NMFS, unpubl. data).
Due to this tidally influenced habitat
use, impact pile driving, excluding work
when the entire pile is out of the water
due to shoreline elevation or tidal stage,
shall not occur within two hours of
either side of each low tide (i.e., from
two hours before low tide until two
hours after low tide). For example, if
low tide is at 1 p.m., impact pile driving
will not occur from 11 a.m. to 3 p.m.
Vibratory pile driving will be allowed to
commence/continue during this time
because its characteristics (non-pulse
sound type and lower source level) are
expected to elicit less overt behavioral
reactions.
Establishment of pile driving safety
zones and shut-down requirements
NMFS acknowledges that shut-down
of reduced energy vibratory pile driving
during the ‘‘stabbing’’ phase of sheet
pile installation may not be practicable
due to concerns the sheet pile may
break free and result in a safety and
navigational hazard. Therefore, the
following shut-down requirements
apply to all pile driving except during
the ‘‘stabbing’’ phase of the installation
process.
Safety Zones
In 2008, the POA/MARAD contracted
an outside company to determine
reliable estimates of distances for 190
(pinniped Level A (injury) threshold),
180 (cetacean Level A threshold), 160
(impact pile driving Level B harassment
threshold) and 125 dB (vibratory pile
driving Level B harassment threshold)
isopleths. Based on NMFS’ analysis of
the acoustic data, it has been
determined that these isopleth distances
are 10; 20; 350; and 1,300 m,
respectively. Although the 190 and 180
dB isopleths are within 20m for both
types of pile driving, NMFS is
establishing a conservative 200m
mandatory shut-down safety zone
which would require the POA/MARAD
to shut-down anytime a marine mammal
enters this zone.
Shut-Down for Large Groups
To reduce the chance of the POA/
MARAD reaching or exceeding
authorized take and to minimize
harassment to beluga whales, if a group
of more than five beluga whales is
sighted within the relevant Level B
harassment isopleth, shut-down is
required.
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Shut-down for Calves
Marine mammal calves could be more
susceptible to loud anthropogenic noise
than juveniles or adults; therefore,
presence of calves within any
harassment isopleth will require shutdown. If a calf is sighted approaching or
within any harassment zone, any type of
pile driving will cease and not be
resumed until the calf is confirmed to be
out of the harassment zone and on a
path away from such zone. If a calf or
the group with a calf is not re-sighted
within 15 minutes, pile driving may
resume.
Heavy machinery shut-downs
For other in-water heavy machinery
operations other than pile driving, if a
marine mammal comes within 50 m of
operations, they will cease and vessels
will slow to a reduced speed while still
maintaining control of the vessel and
safe working conditions. Such
operations include port operated
dredges, water based dump-scows
(barges capable of discharging material
through the bottom), standard barges,
tug boats to position and move barges,
barge mounted hydraulic excavators or
clamshell equipment used to place or
remove material.
In-water pile driving and chipping
weather delays
Adequate visibility is essential to
beluga whale monitoring and
determining take numbers. In-water pile
driving will not occur when weather
conditions restrict clear, visible
detection of all waters within the Level
B harassment zones or 200 m safety
zone. Such conditions that can impair
sightability and require in-water pile
driving delays include, but are not
limited to, fog and a rough sea state.
Exceedence of Take
If maximum authorized take is
reached or exceeded for the year for any
marine mammal species, any marine
mammal entering into the Level B
harassment isopleths will trigger
mandatory shut-down.
Use of Impact Pile Driving
In-water piles will be driven with a
vibratory hammer to the maximum
extent possible (i.e., until a desired
depth is achieved or to refusal) prior to
using an impact hammer.
Soft Start to Pile Driving Activities
A ‘‘soft start’’ technique will be used
at the beginning of each pile installation
to allow any marine mammal that may
be in the immediate area to leave before
pile driving reaches full energy. The soft
start requires contractors to initiate
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noise from vibratory hammers for 15
seconds at reduced energy followed by
1-minute waiting period. The procedure
will be repeated two additional times. If
an impact hammer is used, contractors
will be required to provide an initial set
of three strikes from the impact hammer
at 40 percent energy, followed by a one
minute waiting period, then two
subsequent 3 strike sets (NMFS, 2003).
If any marine mammal is sighted within
the 200 m safety zone prior to piledriving, or during the soft start, the
hammer operator (or other authorized
individual) will delay pile-driving until
the animal has moved outside the 200
m safety zone. Furthermore, if any
marine mammal is sighted within or
approaching a Level B harassment zone
prior to beginning pile driving,
operations will be delayed until the
animals move outside the zone in order
to minimize harassment. Pile-driving
will resume only after a qualified
observer determines that the marine
mammal has moved outside the 200m
safety or Level B harassment zone, or
after 15 minutes have elapsed since the
last sighting of the marine mammal
within the safety zone.
Demolition Mitigation
Table 7–1 in the Demolition Plan
outlines all mitigation measures for each
proposed option as described in the
Specified Activities section of this
document. Should chipping in-water be
the chosen method for demolition (i.e.,
Option 1), the POA/MARAD will abide
by the safety and harassment radii
established for vibratory pile driving,
despite the chipping hammer working at
19 percent reduced energy than that of
a vibratory hammer. Therefore, NMFS
considers this harassment and safety
zone to be conservative. Other
mitigation including poor weather
delays, large group shut-downs, calf
shut-downs will also be implemented
for in-water chipping. Marine mammal
observers will begin searching for
animals 30 minutes prior to the start of
all in-water chipping operations.
If Option 2 is chosen, no blasting will
occur if a marine mammal is located
anywhere within any visible area
around the Point. Although no blasting
will occur in-water, no detonation will
occur if a marine mammal is sighted
anywhere within the visible area. As
with pile driving and chipping, blasting
will be delayed if weather does not
allow for adequate sighting conditions.
Starting one-half hour prior to each outof-water blasting event, MMOs at the
MTRP site will systematically scan the
POA and Knik Arm waters as far as the
eye can see, by unaided eyed and highpowered binoculars, for signs of marine
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mammals. If marine mammals are
observed, blasting will be suspended
and will not resume until the animal
has left the view area or has not been
re-sighted for 15 minutes.
For in-water heavy-machinery
operations, including dike construction,
in-water fill placement, crushing,
shearing, marine vessel operation, and
steel recovery, a safety zone of 50 m
would be established. That is, if a
marine mammal comes within 50 m of
the machinery, operations cease and
vessels slow to a reduced speed while
still maintaining control of the vessel
and safe working conditions to avoid
physical injury.
Notification of Commencement and
Marine Mammal Sightings
The POA/MARAD shall formally
notify the NMFS’ Permits Division and
AKR prior to the seasonal
commencement of pile driving and shall
provide monthly monitoring reports of
all marine mammal sightings once pile
driving begins. The POA/MARAD shall
continue the formalized marinemammal sighting and notification
procedure for all POA users, visitors,
tenants, or contractors prior to and after
construction activities. The notification
procedure shall clearly identify roles
and responsibilities for reporting all
marine mammal sightings. The POA/
MARAD will forward documentation of
all reported marine mammal sightings to
the NMFS.
Public Outreach
The POA/MARAD shall maintain
whale-notification signage in the
waterfront viewing areas near the Ship
Creek public boat launch and within the
secured port entrance that is visible to
all POA users. This signage shall
continue to provide information on the
beluga whale notification procedures for
reporting beluga whale sightings to the
NMFS.
Proposed Monitoring
Marine mammal monitoring for
mitigation implementation will be
conducted by trained, dedicated
observers at the POA during all times
in-water pile driving is taking place and
thirty minutes before pile driving
commences to ensure no marine
mammals are within the Level B
harassment or shut down zones. All
marine mammal sightings will be
documented on NMFS approved marine
mammal sighting sheets.
Marine Mammal Monitoring
Monitoring for marine mammals will
take place concurrent with all pile
driving activities and 30 minutes prior
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to pile driving commencement. One to
two trained observer(s) will be placed at
the POA at the best vantage point(s)
practicable to monitor for marine
mammals and will implement shutdown/delay procedures when
applicable by calling for shut-down to
the hammer operator. The observer(s)
will have no other construction related
tasks while conducting monitoring.
Each observer will be properly trained
in marine mammal species detection,
identification and distance estimation
and will be equipped with binoculars.
At the time of each sighting, the pile
hammer operator must be immediately
notified that there are beluga whales in
the area, their location and direction of
travel, and if shut-down is necessary.
Prior to the start of seasonal pile
driving activities, the POA/MARAD will
require construction supervisors and
crews, the marine mammal monitoring
team, the acoustical monitoring team
(described below), and all MTRP
managers to attend a briefing on
responsibilities of each party, defining
chains of command, discussing
communication procedures, providing
overview of monitoring purposes, and
reviewing operational procedures
regarding beluga whales.
In addition to the POA/MARAD’s
trained marine mammal observers
responsible for monitoring the
harassment zones and implementing
mitigation measures, an independent
beluga whale monitoring team,
consisting of one to two land based
observers, shall report on (1) the
frequency at which beluga whales are
present in the project footprint; (2)
habitat use, behavior, and group
composition near the POA and correlate
those data with construction activities;
and (3) observed reactions of beluga
whales in terms of behavior and
movement during each sighting. It is
likely that these observers will monitor
for beluga whales 8 hours per day/ 4
days per week but scheduling may
change. These observers will work in
collaboration with the POA/MARAD to
immediately communicate any presence
of beluga whales or other marine
mammals in the area prior to or during
pile driving. The POA/MARAD will
keep this monitoring team informed of
all schedules for that day (e.g.,
beginning vibratory pile driving at 0900
for 2 hours) and any changes throughout
the day.
Acoustic Monitoring
The POA/MARAD shall install
hydrophones (or employ other effective
methodologies to the maximum extent
possible) necessary to detect and
localize passing whales and to
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determine the proportion of beluga
whales missed from visual surveys. This
study will be coordinated with NMFS
and the independent beluga whale
monitoring program to correlate
construction and operationally
generated noise exposures with beluga
whale presence, absence, and any
altered behavior observed during
construction and operations.
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Reporting
The POA/MARAD are responsible for
submitting monthly marine mammal
monitoring reports that include all POA
observer marine mammal sightings
sheets from the previous month and
proposes to continue this requirement.
The sighting sheets have been approved
by NMFS and require the following
details, if able to be determined: group
size, group composition (i.e., adult,
juvenile, calf); behavior, location at time
of first sighting and last sighting; time
of day first sighted, time last sighted;
approach distance to pile driving
hammer; and note if shut-down/delay
occurred and for how long. If shut-down
or delay is not implemented, an
explanation of why will be provided
(e.g., no in-water work, outside of
harassment zone, entered harassment
zone but shut-down restriction
requirements not met (e.g., no beluga
whale calves, small group, ‘‘stabbing’’
phase)). In addition, the report will note
what type of pile driving and other
activities were occurring at and during
time of each sighting and location of
each observer. The monthly report, due
to NMFS OPR and AKR no later than
the 10th of the following month, will
include all sighting sheets from the
previous two months. The independent
beluga whale monitoring team shall
supply their monthly reports to NMFS;
however, a time frame for submitting
these reports is not specified.
Adaptive Management
In accordance with 50 CFR
216.105(c), regulations for the proposed
activity must be based on the best
available information. As new
information is developed, through
monitoring, reporting, or research, the
regulations may be modified, in whole
or in part, after notice and opportunity
for public review. NMFS has and will
continue to conduct June/July aerial
surveys to estimate Cook Inlet beluga
whale population size. Should these
surveys find a dramatic increase or
decrease in population size, NMFS may
amend the number of whales authorized
to be taken appropriately.
If, during the effective dates of the
regulations, new information is
presented from monitoring, reporting, or
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research, regulations may be modified,
in whole, or in part after notice and
opportunity of public review, as
allowed for in 50 CFR 216.105(c). In
addition, LOAs shall be withdrawn or
suspended if, after notice and
opportunity for public comment, the
Assistant Administrator finds, among
other things, the taking allowed in
having more than negligible impact on
the species or stock or an unmitigable
adverse impact on the availability of the
species or stock for subsistence uses, as
allowed for in 50 CFR 216.106(e). That
is, should substantial changes in beluga
whale population occur, or monitoring
and reporting show that the MTRP is
having more than a negligible impact on
marine mammals, then NMFS reserves
the right to modify regulations and/or
withdrawal or suspend LOAs after
public review.
Preliminary Determinations
Based on the proposed activity,
implementing mitigation and
monitoring (both visual and acoustical),
the best scientific information available,
and data contained in the POA/
MARAD’s monitoring reports submitted
under the IHA, NMFS has preliminarily
determined that the MTRP will have a
negligible impact on affected marine
mammals species or stocks and will not
have an unmitigible adverse impact on
their availability for taking for
subsistence uses.
ESA
Since issuance of the 2008 IHA, Cook
Inlet beluga whales have become listed
as endangered under the ESA. In
accordance with Section 7 of this Act,
the POA/MARAD have requested formal
consultation with NMFS. In addition,
NMFS Permits Division has also
requested consultation with NMFS
Endangered Species Division for
issuance of regulations which may
adversely affect beluga whales.
Consultation will be completed before
NMFS issues final regulations.
NEPA
NMFS has, through NOAA
Administrative Order (NAO) 216–6,
established agency procedures for
complying with NEPA and the
implementing regulations issued by the
Council on Environmental Quality. As
previously discussed, NMFS prepared
an EA for issuance of the 2008 IHA and
the proposed regulations. The EA
addresses both short and long term
impacts from the duration of the
construction and impacts from
operations (e.g., increased commercial
vessel traffic). However, because the
POA/MARAD have supplied more
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18513
information on take numbers, acoustic
environment, and the demolition
process, NMFS has prepared a draft
supplemental EA to further analyze the
impacts of the MTRP on affected marine
mammal species. One comment
received during the 30-day public
comment period on the application
suggested that NMFS defer publication
of a proposed incidental take rule until
it completes a supplemental EA. It is
NMFS practice to complete all NEPA
requirements before issuing regulations
and will continue to do so. The draft
supplemental EA will be available on
the NMFS Permits website upon
publication of this notice.
Request for Comments
NMFS is soliciting comments on its
proposal to issue 5-year regulations and
subsequent LOAs to allow the taking of
marine mammals, including beluga
whales, incidental to MTRP related
activities. NMFS addressed public
comments in its Federal Register Notice
of Issuance (73 FR 41318, July 18, 2008)
for the IHA and requests that these
comments and responses be reviewed
before submitting any additional
comments. NMFS is particularly
interesting in comments addressing the
following topics: information addressing
the potential effect of repeated exposure
to construction noise or other stressful
stimuli on marine mammal
reproduction, recruitment, and
survivorship rates; additional or
alternative proposed mitigation
measures; information regarding
cetacean habituation to acoustic stimuli,
and information on potential habitat
impacts as it relates to marine
mammals. In addition, NMFS requests
comments on potential subsistence use
impacts. Prior to submitting comments,
NMFS recommends reviewing the POA/
MARAD’s LOA application, demolition
plan, NMFS’ 2008 EA and 2009 Draft
SEA on the NMFS’ Permits website (see
ADDRESSES) and NMFS’ response to
public comments in the Federal
Register Notice of Issuance for the 2008
IHA as those documents contain
information relevant to this action.
Classification
Pursuant to the procedures
established to implement section 6 of
Executive Order 12866, the Office of
Management and Budget has
determined that this proposed rule is
not significant. Pursuant to section
605(b) of the Regulatory Flexibility Act,
the Chief Counsel for Regulation of the
Department of Commerce has certified
to the Chief Counsel for Advocacy of the
Small Business Administration that this
proposed rule, if adopted, would not
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have a significant economic impact on
a substantial number of small entities.
Two entities will be subject to the
requirements in the proposed
rulemaking: the U.S. Department of
Transportation Maritime Administration
(MARAD) and the Port of Anchorage.
The MARAD is an agency of the federal
government, which is not a small
governmental jurisdiction, small
organization, or small business. The
Port of Anchorage is owned by the
Municipality of Anchorage, which,
according to the U.S. Census Bureau,
had an estimated population in 2007 of
approximately 279,000. Therefore, it is
not a small governmental jurisdiction,
small organization, or small business.
Subparts A-T—[Reserved]
List of Subjects in 50 CFR Part 217
§ 217.201
Exports, Fish, Imports, Indians,
Labeling, Marine mammals, Penalties,
Reporting and recordkeeping
requirements, Seafood, Transportation.
Dated: April 15, 2009
Samuel D. Rauch,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble,
NMFS proposes to amend 50 CFR
Chapter II by adding Part 217 to read as
follows:
PART 217—REGULATIONS
GOVERNING THE TAKE OF MARINE
MAMMALS INCIDENTAL TO
SPECIFIED ACTIVITIES
Subparts A-T—[Reserved]
Subpart U—Taking of Marine Mammals
Incidental to the Port of Anchorage Marine
Terminal Redevelopment Project
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Sec.
217.200 Specified activity and specified
geographical region.
217.201 Effective dates.
217.202 Permissible methods of taking.
217.203 Prohibitions.
217.204 Mitigation.
217.205 Requirements for monitoring and
reporting.
217.206 Applications for Letters of
Authorization.
217.207 Letters of Authorization.
217.208 Renewal of Letters of
Authorization.
217.209 Modifications of Letters of
Authorization.
Authority: 16 U.S.C. 1361 et seq., unless
otherwise noted.
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Subpart U—Taking of Marine Mammals
Incidental to the Port of Anchorage
Marine Terminal Redevelopment
Project
§ 217.200 Specified activity and specified
geographical region.
(a) Regulations in this subpart apply
only to the incidental taking of those
marine mammals specified in
§ 217.202(b) by the Port of Anchorage
and the U.S. Department Maritime
Administration (MARAD), and those
persons it authorizes to engage in inwater pile driving operations and inwater chipping at the Port of Anchorage,
Alaska.
Effective dates.
Regulations in this subpart are
effective from July 15, 2009, through
July 14, 2014.
§ 217.202
Permissible methods of taking.
(a) Under Letters of Authorization
issued pursuant to § 216.106 and
217.207 of this chapter, the Port of
Anchorage and MARAD, and persons
under their authority, may incidentally,
but not intentionally, take marine
mammals by harassment, within the
area described in § 217.200, provided
the activity is in compliance with all
terms, conditions, and requirements of
these regulations and the appropriate
Letter of Authorization.
(b) The taking of marine mammals
under a Letter of Authorization is
limited to the incidental take, by Level
B harassment only, of the following
species under the activities identified in
§ 217.200(a): Cook Inlet beluga whales
(Delphinapterus leucas), harbor seals
(Phoca vitulina), harbor porpoises
(Phocoena phocoena), and killer whales
(Orcinus orca).
§ 217.203
Prohibitions.
Notwithstanding takings
contemplated in § 217.202(b) and
authorized by a Letter of Authorization
issued under §§ 216.106 and 217.207 of
this chapter, no person in connection
with the activities described in
§ 217.200 may:
(a) Take any marine mammal not
specified in § 217.202(b);
(b) Take any marine mammal
specified in § 217.202(b) other than by
incidental, unintentional Level B
harassment;
(c) Take a marine mammal specified
in § 217.202(b) if such taking results in
more than a negligible impact on the
species or stocks of such marine
mammal; or
(d) Violate, or fail to comply with, the
terms, conditions, and requirements of
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this subpart or a Letter of Authorization
issued under §§ 216.106 and 217.207 of
this chapter.
§ 217.204
Mitigation.
(a) When conducting operations
identified in § 217.200(a), the mitigation
measures contained in the Letter of
Authorization issued under §§ 216.106
and 217.207 of this chapter must be
implemented. These mitigation
measures are:
(1) Through monitoring described
under § 217.205, the Holder of a Letter
of Authorization will ensure that no
marine mammal is subjected to a SPL of
180 dB re: 1 microPa or greater. If a
marine mammal is detected within or
approaching 200m prior to in-water pile
driving or chipping, those operations
shall be immediately delayed or
suspended until the marine mammal
moves outside these designated zones or
the animal is not detected within 15
minutes of the last sighting.
(2) If a beluga whale is detected
within or approaching the area
subjected to SPLs at or above 160 dB
prior to in-water impact pile driving,
operations shall be delayed or
suspended until the whale moves
outside these designated zones or the
animal is not detected within 15
minutes of the last sighting.
(3) If a beluga whale is detected
within or approaching the area
subjected to SPLs at or above 125 dB
prior to in-water vibratory pile driving
or chipping, operations shall be delayed
or suspended until the whale moves
outside these designated zones or the
animal is not detected within 15
minutes of the last sighting.
(4) A ‘‘soft start’’ technique shall be
used at the beginning of each day’s inwater pile driving activities or if pile
driving has ceased for more than one
hour to allow any marine mammal that
may be in the immediate area to leave
before piling driving reaches full energy.
For vibratory hammers, the soft start
requires the holder of the Letter of
Authorization to initiate noise from the
hammers for 15 seconds at reduced
energy followed by 1-minute waiting
period and repeat the procedure two
additional times. If an impact hammer
is used, the soft start requires an initial
set of three strikes from the impact
hammer at 40 percent energy, followed
by a one minute waiting period, then
two subsequent 3 strike sets.
(5) In-water pile driving or chipping
shall not occur when conditions restrict
clear, visible detection of all waters
within harassment zones. Such
conditions that can impair sightability
include, but are not limited to, fog and
rough sea state.
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(6) In-water impact pile driving shall
not occur during the period from two
hours before low tide until two hours
after low tide.
(7) The following measures apply to
all in-water pile driving, except during
the ‘‘stabbing’’ phase, and all in-water
chipping associated with demolition of
the existing dock:
(i) No in-water pile driving (impact or
vibratory) or chipping shall occur if any
marine mammal is located within 200m
of the hammer in any direction. If any
marine mammal is sighted within or
approaching this 200m safety zone, piledriving or chipping must be suspended
until the animal has moved outside the
200m safety zone or the animal is not
resighted within 15 minutes.
(ii) If a group of more than 5 beluga
whales is sighted within the Level B
harassment isopleths, in-water pile
driving or chipping shall cease. If the
group is not re-sighted within 15
minutes, pile driving or chipping may
resume.
(iii) If a beluga whale calf or group
with a calf is sighted within or
approaching a harassment zone, inwater pile driving and chipping shall
cease and shall not be resumed until the
calf or group is confirmed to be outside
of the harassment zone and moving
along a trajectory away from such zone.
If the calf or group with a calf is not resighted within 15 minutes, pile driving
or chipping may resume.
(8) If maximum authorized take is
reached or exceeded, any marine
mammal entering into the harassment or
safety isopleths will trigger mandatory
in-water pile driving shut down.
(9) For Port of Anchorage operated inwater heavy machinery work other than
pile driving or chipping (i.e., dredging,
dump scowles, tug boats used to move
barges, barge mounted hydraulic
excavators, or clamshell equipment
used to place or remove material), if a
marine mammal comes within 50 m,
those operations will cease and vessels
will reduce to the slowest speed
practicable while still maintaining
control of the vessel and safe working
conditions.
(10) In the event the Port of
Anchorage conducts out-of-water
blasting, detonation of charges will be
delayed if a marine mammal is detected
anywhere within a visible distance from
the detonation site.
(11) Additional mitigation measures
as contained in a Letter of
Authorization.
(b) [Reserved]
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Jkt 217001
§ 217.205 Requirements for monitoring
and reporting.
(a) The Holder of a Letter of
Authorization issued pursuant to
§§ 216.106 and 217.207 of this chapter
for activities described in § 217.200(a) is
required to cooperate with NMFS, and
any other Federal, state or local agency
with authority to monitor the impacts of
the activity on marine mammals. Unless
specified otherwise in the Letter of
Authorization, the Holder of the Letter
of Authorization must notify the
Administrator, Alaska Region, NMFS,
by letter, e-mail, or telephone, at least 2
weeks prior to commencement of
seasonal activities and dock demolition
possibly involving the taking of marine
mammals. If the activity identified in
§ 217.200(a) is thought to have resulted
in the mortality or injury of any marine
mammals or in any take of marine
mammals not identified in § 217.202(b),
the Holder of the Letter of Authorization
must notify the Director, Office of
Protected Resources, NMFS, or
designee, by e-mail or telephone (301–
713–2289), within 24 hours of the
discovery of the injured or dead animal.
(b) The Holder of a Letters of
Authorization must designate qualified,
on-site individuals approved in advance
by NMFS, as specified in the Letter of
Authorization, to:
(1) Conduct visual marine mammal
monitoring at the Port of Anchorage
beginning 30 minutes prior to and
during all in-water pile driving or
chipping and out-of-water blasting.
(2) Record the following information
on NMFS-approved marine mammal
sighting sheets whenever a marine
mammal is detected:
(i) Date and time of initial sighting to
end of sighting, tidal stage, and weather
conditions (including Beaufort Sea
State);
(ii) Species, number, group
composition (i.e., age class), initial and
closest distance to pile driving hammer,
and behavior (e.g., activity, group
cohesiveness, direction and speed of
travel, etc.) of animals throughout
duration of sighting;
(iii) Any discrete behavioral reactions
to in-water work;
(iv) The number (by species) of
marine mammals that have been taken;
(v) Pile driving, chipping, or out of
water blasting activities occurring at the
time of sighting and if and why shut
down was or was not implemented.
(3) Employ a marine mammal
monitoring team separate from the onsite marine mammal observers (MMOs),
to characterize beluga whale abundance,
movements, behavior, and habitat use
around the Port of Anchorage and
observe, analyze, and document
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18515
potential changes in behavior in
response to in-water construction work.
This monitoring team is not required to
be present during all in-water pile
driving operations but will continue
monitoring one-year post in-water
construction. The on-site MMOs and
this marine mammal monitoring team
shall remain in contact to alert each
other to marine mammal presence when
both teams are working.
(c) The Holder of a Letters of
Authorization must conduct additional
monitoring as required under an annual
Letter of Authorization.
(d) The Holder of a Letter of
Authorization shall submit a monthly
report to NMFS’ Headquarters Permits,
Education and Conservation Division
and the Alaska Region, Anchorage for
all months in-water pile driving or
chipping takes place. This report must
contain the information listed in
paragraph (b)(2) of this section.
(e) An annual report must be
submitted at the time of application for
renewal of the Letter of Authorization.
(f) A final report must be submitted at
least 180 days prior to expiration of
these regulations. This report will:
(1) Summarize the activities
undertaken and the results reported in
all previous reports;
(2) Assess the impacts to marine
mammals from the port expansion
project; and
(3) Assess the cumulative impacts on
marine mammals.
§ 217.206 Applications for Letters of
Authorization.
(a) To incidentally take marine
mammals pursuant to these regulations,
the U.S. citizen (as defined by
§ 216.103) conducting the activity
identified in § 217.200(a) (the Port of
Anchorage and MARAD) must apply for
and obtain either an initial Letter of
Authorization in accordance with
§ 217.207 or a renewal under § 217.208.
(b) The application must be submitted
to NMFS at least 60 days before the
expiration of the initial or current Letter
of Authorization.
(c) Applications for a Letter of
Authorization and for renewals of
Letters of Authorization must include
the following:
(1) Name of the U.S. citizen
requesting the authorization,
(2) The date(s), duration, and the
specified geographic region where the
activities specified in § 217.200 will
occur; and
(3) The most current population
estimate of Cook Inlet beluga whales
and the estimated percentage of marine
mammal populations potentially
affected for the 12-month period of
E:\FR\FM\23APP1.SGM
23APP1
18516
Federal Register / Vol. 74, No. 77 / Thursday, April 23, 2009 / Proposed Rules
effectiveness of the Letter of
Authorization;
(4) A summary of take levels,
monitoring efforts and findings at the
Port of Anchorage to date.
(d) The National Marine Fisheries
Service will review an application for a
Letter of Authorization in accordance
with § 217.206 and, if adequate and
complete, issue a Letter of
Authorization.
§ 217.207
Letters of Authorization.
(a) A Letter of Authorization, unless
suspended or revoked, will be valid for
a period of time not to exceed the period
of validity of this subpart, but must be
renewed annually subject to annual
renewal conditions in § 217.208.
(b) Each Letter of Authorization will
set forth:
(1) Permissible methods of incidental
taking; and
(2) Requirements for mitigation,
monitoring and reporting, including, but
not limited to, means of effecting the
least practicable adverse impact on the
species, its habitat, and on the
availability of the species for
subsistence uses.
(c) Issuance and renewal of the Letter
of Authorization will be based on a
determination that the total number of
marine mammals taken by the activity
as a whole will have no more than a
negligible impact on the affected species
or stock of marine mammal(s), and that
the total taking will not have an
unmitigable adverse impact on the
availability of species or stocks of
marine mammals for taking for
subsistence uses.
(d) Notice of issuance or denial of an
application for a Letter of Authorization
will be published in the Federal
Register within 30 days of a
determination.
rwilkins on PROD1PC63 with PROPOSALS
§ 217.208 Renewal of Letters of
Authorization.
(a) A Letter of Authorization issued
under § 216.106 and § 217.207 of this
chapter for the activity identified in
§ 217.200(a) will be renewed annually
upon:
(1) Notification to NMFS that the
activity described in the application
submitted under § 217.206 will be
undertaken and that there will not be a
substantial modification to the
described work, mitigation or
monitoring undertaken during the
upcoming 12 months;
(2) Timely receipt of the monitoring
reports required under § 217.205(d) and
(e), and the Letter of Authorization
issued under § 217.207, which has been
reviewed and accepted by NMFS; and
(3) A determination by NMFS that the
mitigation, monitoring and reporting
VerDate Nov<24>2008
16:23 Apr 22, 2009
Jkt 217001
measures required under §§ 217.204 and
217.205 and the Letter of Authorization
issued under §§ 216.106 and 217.207 of
this chapter, were undertaken and will
be undertaken during the upcoming
annual period of validity of a renewed
Letter of Authorization; and
(4) A determination by NMFS that the
number of marine mammals taken
during the period of the Letter of
Authorization will be small, that the
total taking of marine mammals by the
activities specified in § 217.200(a), as a
whole will have no more than a
negligible impact on the species or stock
of affected marine mammal(s), and that
the total taking will not have an
unmitigable adverse impact on the
availability of species or stocks of
marine mammals for subsistence uses.
(b) If a request for a renewal of a
Letter of Authorization issued under
§§ 216.106 and 217.208 of this chapter
indicates that a substantial modification
to the described work, mitigation or
monitoring undertaken during the
upcoming season will occur, NMFS will
provide the public a period of 30 days
for review and comment on the request.
(c) Notice of issuance or denial of a
renewal of a Letter of Authorization will
be published in the Federal Register
within 30 days of a determination.
§ 217.209 Modifications of Letters of
Authorization.
(a) Except as provided in paragraph
(b) of this section, no substantive
modification (including withdrawal or
suspension) to the Letter of
Authorization by NMFS, issued
pursuant to §§ 216.106 and 217.207 of
this chapter and subject to the
provisions of this subpart, shall be made
until after notification and an
opportunity for public comment has
been provided. For purposes of this
paragraph, a renewal of a Letter of
Authorization under § 217.208, without
modification (except for the period of
validity), is not considered a substantive
modification.
(b) If the Assistant Administrator
determines that an emergency exists
that poses a significant risk to the wellbeing of the species or stocks of marine
mammals specified in § 217.202(b), a
Letter of Authorization issued pursuant
to §§ 216.106 and 217.207 of this
chapter may be substantively modified
without prior notification and an
opportunity for public comment.
Notification will be published in the
Federal Register within 30 days
subsequent to the action.
[FR Doc. E9–9369 Filed 4–22–09; 8:45 am]
BILLING CODE 3510–22–S
PO 00000
Frm 00040
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Parts 223 and 224
[Docket No. 080229341–9330–02]
RIN 0648–XF89
Endangered and Threatened Wildlife
and Plants: Proposed Endangered,
Threatened, and Not Warranted Status
for Distinct Population Segments of
Rockfish in Puget Sound
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; 12–month
petition finding; request for comments.
SUMMARY: We, the NMFS, have
completed Endangered Species Act
(ESA) status reviews for five species of
rockfish (Sebastes spp.) occurring in
Puget Sound, Washington, in response
to a petition submitted by Mr. Sam
Wright of Olympia, Washington, to list
these species in Puget Sound as
threatened or endangered species. We
reviewed best available scientific and
commercial information on the status of
these five stocks and considered
whether they are in danger of extinction
throughout all or a significant portion of
their ranges, or are likely to become
endangered within the foreseeable
future throughout all or a significant
portion of their ranges. For bocaccio (S.
paucispinis), we have determined that
the members of this species in the
Georgia Basin are a distinct population
segment (DPS) and are endangered
throughout all of their range. We
propose to list this bocaccio DPS as
endangered. We have determined that
yelloweye rockfish (S. ruberrimus) and
canary rockfish (S. pinniger) in the
Georgia Basin are DPSs and are likely to
become endangered within the
foreseeable future throughout all of their
range. We propose to list the Georgia
Basin DPSs of yelloweye and canary
rockfish as threatened. We determined
that populations of greenstriped
rockfish (S. elongatus) and redstripe
rockfish (S. proriger) occurring in Puget
Sound Proper are DPSs but are not in
danger of extinction throughout all or a
significant portion of their ranges or
likely to become so in the foreseeable
future. We find that listing the
greenstriped rockfish Puget Sound
Proper DPS and the redstripe rockfish
Puget Sound Proper DPS is not
warranted at this time.
Any protective regulations
determined to be necessary and
E:\FR\FM\23APP1.SGM
23APP1
Agencies
[Federal Register Volume 74, Number 77 (Thursday, April 23, 2009)]
[Proposed Rules]
[Pages 18492-18516]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-9369]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 217
[Docket No. 090206146-9332-01]
RIN 0648-AX32
Taking and Importing Marine Mammals; Taking Marine Mammals
Incidental to the Port of Anchorage Marine Terminal Redevelopment
Project
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received an application from the Port of Anchorage
[[Page 18493]]
(herein after ``POA'') and the U.S. Department of Transportation
Maritime Administration (herein after ``MARAD'') for issuance of
regulations governing the take of small numbers of marine mammals
incidental to the Port's Marine Terminal Redevelopment Project (herein
after ``MTRP''), Anchorage, Alaska. The MTRP includes expanding the
current POA by 135 acres and replacing and expanding the current dock
to accommodate additional berths. Construction activities which have
the potential to harass marine mammals include in-water pile driving
and demolition of the existing dock. Species which could potentially be
taken from the MTRP include the beluga whale (Delphinapterus leucas),
harbor seal (Phoca vitulina), harbor porpoise (Phocoena phocoena), and
killer whale (Orcinus orca).
DATES: Comments and information must be postmarked no later than May
26, 2009.
ADDRESSES: You may submit comments by any one of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal: https://www.regulations.gov.
Hand delivery or mailing of paper, disk, or CD-ROM
comments should be addressed to P. Michael Payne, Chief, Permits,
Conservation and Education Division, Office of Protected Resources,
National Marine Fisheries Service, 1315 East-West Highway, Silver
Spring, MD 20910-3225.
Instructions: A copy of the application containing a list of
references used in this document, Demolition Plan, Final Marine Mammal
Monitoring Report for 2008, the Final 2008 Environmental Assessment
(EA), and the Draft Supplemental Environmental Assessment (SEA) may be
obtained by writing to the above address, by telephoning the contact
listed under FOR FURTHER INFORMATION CONTACT, or on the Internet at:
https://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications.
Documents cited in this proposed rule may also be viewed, by
appointment, during regular business hours at the above address. To
help NMFS process and review comments more efficiently, please use only
one method to submit comments. Attachments to electronic comments will
be accepted in Microsoft Word, Excel, WordPerfect, or Adobe PDF file
formats only.
All comments received are public record and will generally be
posted to https://www.regulations.gov without change. All Personal
Identifying Information (for example, name, address, etc.) voluntarily
submitted by the commenter may be publicly accessible. Do not submit
Confidential Business Information or otherwise sensitive or protected
information. To submit anonymous comments, enter N/A in the required
fields.
FOR FURTHER INFORMATION CONTACT: Jaclyn Daly, NMFS, 301-713-2289, ext
151.
SUPPLEMENTARY INFORMATION:
Background
Section 101(a)(5)(A) of the MMPA (16 U.S.C. 1361 et seq.) directs
the Secretary of Commerce to allow, upon request, the incidental, but
not intentional, taking of marine mammals by U.S. citizens who engage
in a specified activity (other than commercial fishing) if certain
findings are made and regulations are issued or, if the taking is
limited to harassment, notice of a proposed authorization is provided
to the public for review. Except with respect to certain activities not
pertinent here, the MMPA defines ``harassment'' as:
any act of pursuit, torment, or annoyance which (I) has the
potential to injure a marine mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has the potential to disturb a
marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[Level B harassment].
Authorization for incidental takings may be granted for up to 5
years if NMFS finds that the taking will have a negligible impact on
the species or stock(s), will not have an unmitigable adverse impact on
the availability of the species or stock(s) for certain subsistence
uses, and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such taking
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103
as: ``an impact resulting from the specified activity that cannot be
reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.''
On July 14, 2008, NMFS issued a one-year incidental harassment
authorization (IHA) to the POA/MARAD for takes of marine mammals
incidental to the MTRP (73 FR 41318, July 18, 2008). Intent to
promulgate regulations was included in the March 18, 2008 Federal
Register notice for the proposed IHA (73 FR 14443, March 18, 2008);
however, on November 20, 2008, NMFS received an updated application
from the POA/MARAD specifically for regulations. The application
included, among other things, information on the demolition process of
the existing dock, detailed take calculations, results from marine
mammal monitoring conducted under the IHA, results of a more robust
acoustic study, and additional mitigation. NMFS published a notice of
receipt of application and solicitation for public comments on the
application (73 FR 77013, December 18, 2008). NMFS is now inviting
comments on the following proposed regulations for taking of marine
mammals as described in this notice.
Summary of Request
On November 20, 2008, NMFS received an application from the POA/
MARAD for regulations and subsequent Letters of Authorization (LOAs) to
take, by Level B harassment only, marine mammals incidental to the
MTRP. The POA/MARAD have been in discussions with NMFS Office of
Protected Resources Permits Division and Alaska Regional Office (AKR),
Anchorage, since inception of the MTRP (2003) to ensure compliance with
the MMPA and to reduce impact to marine mammals and their habitat. In
2008, NMFS issued the POA/MARAD a one-year IHA authorizing incidental
take of marine mammals from pile driving (73 FR 41318, July 18, 2008).
The IHA, which expires on July 15, 2009, authorizes the take, by Level
B harassment only, of 34 beluga whales, 20 harbor seals, 20 harbor
porpoise, and 5 killer whales. To date, marine mammal observations
(submitted by trained, NMFS approved observers on-site at the POA and a
second independent scientific marine mammal monitoring team) indicate
that the effects analysis in NMFS 2008 Environmental Assessment (EA) on
the Issuance of an Incidental Harassment Authorization and Subsequent
Rulemaking for Take of Small Numbers of Marine Mammals Incidental to
the Port of Anchorage Terminal Redevelopment Project, Anchorage, Alaska
is appropriate and justifiable as pile driving noise does not appear to
impact beluga whale surface behavior (see Impacts to Marine Mammals).
The POA/MARAD's LOA application, supporting documents, NMFS' 2008 EA
and Supplemental EA (SEA) can be found on the NMFS Protected Resources
Permits website at https://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications.
Specified Activity
According to the application, the MTRP is designed to upgrade and
expand the existing POA facilities by removing and replacing aging and
obsolete structures and providing
[[Page 18494]]
additional dock and backland areas, without disruption of maritime
service during construction. The POA serves 85 percent of the
population within the State of Alaska by providing 90 percent of all
consumer goods and is an economic engine for the State of Alaska. The
rehabilitation and expansion of the POA is critical to improving
national defense capabilities and provides additional land and
facilities necessary to support military deployments during and after
construction. The POA is one of nineteen nationally designated
Strategic Ports with direct calls scheduled by the Department of
Defense for critical deployments in-and-out of Alaska's military bases
and training facilities (Fort Greely, Eielson Air Force Base, Fort
Wainwright, Fort Richardson, and Elmendorf Air Force Base [EAFB]) to
Iraq, Afghanistan, and other defense theaters around the globe. POA
operations began in the early 1960s with little build-up in the past
fifty years and is currently under-serving Alaska's transportation
system as its primary hub.
Located within the Municipality of Anchorage (MOA) on Knik Arm in
upper Cook Inlet, the existing 129-acre POA facility is currently
operating at or above sustainable practicable capacity for the various
types of cargo handled at the facility. In addition, the existing
infrastructure and support facilities are substantially past their
design life, have degraded to levels of marginal safety, and are in
many cases functionally obsolete. The MTRP will replace, upgrade, and
expand the current POA facility to address existing needs and projected
future needs, allowing the POA to adequately support the economic
growth of Anchorage and the State of Alaska through 2025 and beyond.
Upon completion, the phased MTRP will add 135 acres of usuable land to
the current 129 acre POA (total area of 264 acres). The completed
marine terminal at the POA will include: seven modern dedicated ship
berths; two dedicated barge berths; rail access and intertie to the
Alaskan railbelt; roadway improvements; security and lighting
improvements; slope stability improvements; drainage improvements;
modern shore-side docking facilities; equipment to accommodate cruise
passengers, bulk, break-bulk, roll on/roll off (RO-RO) and load on/load
off (LO-LO) cargo, general cargo short-term storage, military queuing
and staging, and petroleum, oils, and lubricants (POL) transfer and
storage; and additional land area to support expanding military and
commercial operations.
Creation of over 65 of the 135 unimproved acres have been completed
to date in preparation of accepting new container cranes and relocating
shipping operations by the year 2010: thus far, 26.8 acres were added
in 2006; 22.4 acres were added in 2007; and 18.4 acres were added in
2008. Future efforts will add 8.4 acres in 2010; 14.15 acres will be
added in 2011; 29.85 acres will be added in 2012; and 15.35 acres in
2013. NMFS and environmental organizations have worked with the POA/
MARAD to ensure minimal impact to natural resources and were heavily
involved in the U.S. Army Corps of Engineers (USACE) scoping process
for issuance of the POA/MARAD's USACE Section 404/10 Permit POA-2003-
502-N (located in Appendix B of the LOA application). As a result,
numerous mitigation measures to protect natural resources, including
beluga whales, habitat, and fish are contained in that USACE permit.
In a letter dated May 9, 2006, NMFS determined that non pile
driving related in-water construction activities (i.e., construction of
a dike, discharge, settlement and compaction of fill material,
installation of utilities, and paving within a 27-acre intertidal area)
would not result in takes of marine mammals and therefore did not
require an MMPA authorization if certain operational procedures and
mitigation measures were implemented by the POA/MARAD. In contrast,
NMFS determined that an incidental take authorization was necessary for
in-water pile driving operations and issued the aforementioned IHA in
July 2008 after NMFS concluded that all required MMPA determinations
were met. Marine mammal takes from in-water construction activities,
specifically in-water pile driving and demolition of the existing dock
structure, would be authorized by this proposed rulemaking.
The POA/MARAD have submitted a detailed schedule of in-water
construction activities. Please refer to Table 1-1 and Section 1.3.1.
in the application for a description. In general, pile driving would
occur from April to October/November when sea ice is absent but could
start earlier or later depending on presence of sea ice. Pile driving
cannot occur during winter months due to the danger of floating sea
ice. NMFS suggested this option to the POA early in discussions about
the MTRP but it is clear installing piles during winter is hazardous to
workers' safety and could damage material. The schedule in Table 1-1 of
the application may change slightly based on unanticipated construction
delays. Potential causes of schedule delay might include: changes in
planned construction sequencing due to changes in commercial or
military maritime operations, changes in USACE harbor dredging
schedules to maintain navigation, longer than anticipated settlement
and consolidation time for foundation soils or other unanticipated site
conditions, national security requirements prohibiting or delaying
construction access, delays in steel production or longer than
anticipated delivery or availability of construction materials, changes
in planned funding or financing, prolonged work stoppages due to
presence and protection of marine mammals or other regulatory actions
affecting construction schedules, prolonged shut downs due to inclement
weather, or other force majeure causes.
Pile Driving
Open Cell Sheet Pile Installation
The new bulkhead waterfront structure will be comprised of
conjoining face and tail sheet-pile cells, forming a row of U-shaped
open cell sheet pile (OCSP) structures, with the face placed parallel
to and approximately 400 ft (122 m) seaward of the existing dock face.
The face of each OCSP cell is curved outward, creating a scalloped
surface (see application for figures of sheet pile design). The
finished marine terminal will abut and tie into the Flint Hills open
cell sheet pile retaining wall currently on the adjacent Railroad
property; however, the existing Flint Hills structure is not part of
the MTRP.
Individual face sheets are approximately 20 inches wide
horizontally, 0.5-inch thick, and up to a maximum of 90 ft in vertical
length; 17 sheets are required for each cell face. At each junction
between cells, a tail wall is constructed and anchored to the face
sheets with a wye connector. The tail walls are spaced 27.5 ft apart.
The arc along the U-shaped face is approximately 28 ft. The face sheets
will be up to 80 ft in length in the areas with -35 ft berths and up to
90 ft long in the -45 ft berths. The tail wall sheets vary from 30 ft
to 90 ft long, but generally are 70 ft for the primary tail walls and
30 ft for the tail wall extensions. Approximately 30 linear ft of OCSP
wall could be constructed in a 10-hour period.
The face and immediately adjoining primary tail walls are installed
using vibratory or impact pile driving procedures from either land-
based or barge-based pile driving equipment. The cell is then filled to
design elevations with the earthen material, allowing the tail wall
extensions to be installed with
[[Page 18495]]
land-based equipment. The dock face will be constructed in areas that
are completely ``submerged'' (below low tide). Primary tail walls are
installed in areas that are below low tide and in areas that are
tidally influenced or ``intertidal'' (in-water during high tide and out
of the water during low tide), and areas completely out-of water. Only
driving piles installed in-water in the submerged and intertidal zones
has the potential for impacting marine mammals.
Two main methods used to install piles are impact and vibratory
pile driving. An impact hammer is a large metal ram that is usually
attached to a crane. A vertical support holds the pile in place and the
ram is dropped or forced downward. The energy is then transferred to
the pile which is driven into the seabed. The ram is typically lifted
by mechanical, air steam, diesel, or hydraulic power sources. The POA/
MARAD have indicated that an impact hammer similar to Delmag D30-42
diesel, 13,751 lb hammer with a maximum rated energy of 101 kilojoules
(kj) will likely be used; however, this may be slightly altered based
on the contractor. Driving piles using an impact hammer generally
results in the greatest noise production; however, this noise is not
constant and is considered as a ``multiple pulse'' source by NMFS.
NMFS' current acoustic threshold for pulsed sounds (e.g., impact pile
driving) is 180 and 190dB re 1 microPa for Level A harassment of
cetaceans and pinnipeds, respectively, and 160 dB re 1 microPa for
Level B harassment.
Vibratory hammers install piles by applying a rapidly alternating
force to the pile by rotating eccentric weights about shafts, resulting
in a downward vibratory force on the pile. Vibratory hammers are
attached to the pile head with a clamp and are usually hydraulically
powered. The vertical vibration in the pile disturbs or ``liquifies''
the soil next to the pile causing the soil particles to lose their
frictional grip on the pile. The pile moves downward under its own
weight plus the weight of the hammer. This method is very effective for
non-displacement piles such as sheet piles, H-beams, and open-end pile
or caissons. NMFS has established a 180/190dB threshold for Level A
harassment; however, no Level B threshold is currently implemented
across the board due to the immense variability in acoustic behavioral
studies. In the 2008 IHA, NMFS established a threshold of 120dB for
vibratory pile driving; however, acoustic studies in Knik Arm provide
overwhelming evidence that background levels around the POA are
consistently at or above this level, in absence of POA related
construction. Therefore, NMFS proposes to implement a 125dB threshold
for Level B harassment for vibratory pile driving.
The type of hammer used depends on subsurface conditions and the
effort required to advance the sheet pile to final elevation. The
difference between the top of adjacent sheets can be no more than 5
feet at any time. This means that the sheets will be methodically
driven in a stair-step pattern and the hammer will move back and forth
along the cell until all sheets are driven to depth. This stair-step
driving pattern results in short periods of driving. For the vibratory
hammer, driving is in progress from less than 1 to approximately 3
minutes followed by a minimum 1- to 5-minute period with no driving,
while the vibratory hammer is moved and reset. When the impact hammer
is being used, driving takes place from less than 1 to 20 minutes,
followed by a period of no driving, while the hammer is moved and reset
(between 1 and 15 minutes). Where driving conditions allow, two or
three adjacent sheet piles may be driven simultaneously (the grips on
the vibratory hammer allow one to three sheets to be driven at a time).
Actual driving time is determined by local soil conditions. The
estimated number of pile driving hours, by method, per year is outlined
in Table 1. The POA/MARAD estimate that vibratory pile driving will be
the main method of pile installation (75 percent of the time) but may
use impact pile driving when substrate is too difficult for a vibratory
hammer (25 percent of the time). The POA/MARAD's USACE permit and
current IHA require that all piles be driven with the vibratory hammer
and only use the impact hammer when vibratory methods are not
sufficient to achieve proper depth.
Table 1: Pile driving location, timeline, and estimated hours for the Port of Anchorage Marine Terminal
Redevelopment Project.
----------------------------------------------------------------------------------------------------------------
Hours of Hours of
Year Location Pile Type Number of Vibratory Pile Impact Pile
Piles Driving Driving
----------------------------------------------------------------------------------------------------------------
2009 Barge Berth fender pile 11 8 3
North Extension OCSP 4,106 496 235
temporary pile 268 17 0
---------------------------------------------------------------------------------------------------
OCSP
temporary
pile
fender pile
---------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
[[Page 18496]]
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----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Demolition of the Existing Dock
Demolition of the existing, active dock is currently scheduled in
two phases to begin in 2010 and could continue intermittently through
2013, depending on the demolition approach and sequencing selected.
Phase 1 of dock demolition, scheduled for 2010/2011, will focus on the
northern portion of the existing dock (approximately 175,000 sq ft) and
includes Terminals 2 and 3. Phase 2 would include the southern portion
of the dock (approximately 225,000 sq ft) which is scheduled for
demolition during 2011/2012. Phase 2 includes Terminal 1 and the
petroleum, oils, and lubricants (POL) Terminal 1 and 2. The existing
dock is inside the footprint of the planned MTRP; therefore, all
concrete debris from demolition would be in areas already planned to be
filled in during the construction of the new dock. All demolition
activities would be subject to appropriate marine mammal mitigation
measures (see Mitigation section).
The existing dock encompasses approximately 400,000 sq ft of
surface area and is comprised of an 18 to 24-inch thick steel
reinforced concrete deck supported by over 4,000 steel piles. Select
structural portions of the concrete deck are up to 3\1/2\ to 4 feet
thick. Pile diameters range from 24 to 48 inches with a wall thickness
of 7/16 inch and are filled with gravel. The existing dock structure
includes three obsolete container cranes, a three-story combination
administration building and warehouse at the southern portion of the
dock, steel trestles, catwalks, fuel piping, and miscellaneous utility
appurtenances. POA expansion activities will include the demolition of
the existing dock structure to allow the placement of gravel fill to
extend the functional wharf line approximately 400 feet beyond the
existing dock face.
The Port submitted a demolition plan to NMFS that outlines three
possible methods for demolition and mitigation measures for each
option. These include (1) in-water demolition by mechanical means using
chipping hammers, (2) out-of-water demolition using mechanical means
and explosives, and (3) out-of-water demolition by mechanical means
only. Demolition approaches for removal of the existing dock structures
were reviewed with regard to technical feasibility, cost, and ability
to minimize Level B harassment takes of marine mammals. Although the
most economical and fastest approach includes combining in-water
mechanical means and blasting during winter months, the potential
adverse effects to marine mammals of blasting in-water would
necessitate extensive mitigation. Therefore, in-water blasting has been
eliminated from further consideration.
The specific method of choice cannot be determined at this time due
to the need for flexibility in the construction bidding process and to
facilitate integration of the demolition work into the other components
of the MTRP, therefore, all three methods are proposed with
appropriate, respective mitigation. A detailed description of
methodology can be found in the POA/MARAD's Demolition Plan posted on
the NMFS website listed above (see ADDRESSES) and are summarized here.
In-Water Demolition by Mechanical Means Only- Option 1
Option 1, dock demolition by mechanical means, requires breaking or
sawing the existing concrete away from the steel support structure and
cutting or breaking the steel piles in summer and winter. Concrete
demolition would be accomplished using hydraulic chipping hammers,
concrete cutter jaws and crushers, and shears mounted to large tracked
excavators. Additional equipment would be used to grab, cut, or load
salvaged steel during demolition activities. Demolition of the
reinforced concrete deck would be performed by excavators working from
the surface of the deck. Large excavators with hydraulic hammers or
concrete jaws would chip or break the concrete away from the steel
support structure and internal reinforcing steel. The concrete would be
broken into small pieces and dropped by gravity to the sea floor below,
well within the final MTRP footprint. The concrete debris on the sea
floor would be encapsulated with clean fill material and left in place.
Alternately, a subcontractor may choose to saw cut the concrete deck
into sections and use cranes or large excavators to remove the sections
and transport them to shore for use as aggregate elsewhere in the MTRP.
Deck demolition work would begin at the furthest point (waterside)
moving toward the shore, and then along access trestles until the final
demolition areas are accessible from land. Metal reinforcing steel
debris would be segregated and removed with additional excavators and
loaded into trucks for removal and recycling. The concrete deck
demolition and salvaging of reinforcing steel could occur during any
tidal stage. Although this option is considered ``in-water,'' the
chipping hammer would not operate beneath the water's surface as the
deck of the dock is not below water during any tidal stage.
Steel piles would be cut or broken using heavy equipment as the
concrete deck is removed or additional clean granular fill may be
placed in the dock area, if necessary, to allow equipment access to
remove the remaining steel piles from below the dock. During lower
tides the steel piles would be cut using large track mounted excavators
with shear attachments or simply bent and broken at least 10 feet below
finish grade using excavators with buckets. An alternate access for
removal of the steel pile would require use of a tug and barge to
approach from the waterside and remove the steel pile after the deck
demolition is complete. Salvaged portions of the piles would be removed
for recycling. The concrete debris and remaining portions of steel pile
would later be encapsulated with clean fill during the construction of
the expanded wharf.
Option 1 could be accomplished either in the winter or in the
summer, but not both, with demolition during the winter being the
preferred option. Total demolition activities for Phase 1 of this
option (northern portion) are anticipated to continue for
[[Page 18497]]
approximately 960 hours (60 hours/week x 16 weeks). Demolition of Phase
2 structures (southern portion) is anticipated to take approximately
1,320 hours (60 hours/week x 22 weeks). Concrete demolition activities
would be conducted continuously throughout each day; however, steel
pile demolition may be limited to low tide cycles for ground access. It
is assumed that both portions of work would be performed concurrently,
although a portion of the concrete deck must be demolished before steel
pile demolition can begin, and steel pile demolition may be limited to
low tide intervals.
If Option 1 is chosen, harassment to marine mammals could occur
from chipping hammers transmitting sound into the water through the
steel piles. Chipping is similar to vibratory pile driving in terms of
sound type (i.e., non-pulse), but these hammers operate at 19% less
horsepower (i.e., lower energy) than the vibratory hammer and therefore
are quieter. In addition, because of the considerable structural mass
of concrete that the vibrations would pass through prior to reaching
the water, the energy is expected to attenuate to a minimal level.
Other cutting tools, such as shears and cutter jaws, operate in short
duration at low energy, and do not impart energy directly to the water
column or sea floor. Despite demolition activities being quieter than
pile driving, the POA/MARAD have proposed to implement the same
harassment and safety zones as vibratory pile driving.
Out-of-Water Demolition by Mechanical and Blasting Means- Option 2
Option 2 is comprised of two parts: (1) construct a dike (which
acts like a cofferdam) around the existing dock during the summer; and
(2) demolish the dock in the winter. The construction of a granular
fill dike along the outer limits of the proposed POA expansion area
would isolate the existing dock from marine waters allowing demolition
to be accomplished out-of-water with a 300-foot land barrier to
demolition activities. The dike constructed would be inside the
footprint of the area already planned and permitted to be filled in
with soil to build the future new dock. The sequence of the filling
operations would simply be modified to construct the dike first,
demolish the dock, and then complete the remainder of the fill. Dike
construction would not result in any additional dewatering or habitat
loss.
De-watered dikes/cofferdams represent the most effective way of
reducing sound created by impact pile-driving into the water column
because the pile is completely decoupled from the surrounding water
column. Phase 1 dike construction would begin in the spring to early
summer 2011; Phase 2 dike construction would begin in spring or summer
2012.
This option would require the construction of approximately 2,600
linear feet (LF) of granular fill dike prior to Phase 1 demolition and
approximately 2,300 LF prior to Phase 2. The dike would be constructed
to an elevation above the highest anticipated tide elevation, would be
up to 100 feet wide at the top with approximately 2:1 side slopes. The
dike would be constructed of clean granular fill placed by off-road
dump trucks and bulldozers and compacted with vibratory rollers,
similar to fill activities currently under way. After completion of the
dike the contained water will be removed to a depth sufficient to
access the limits of the demolition area from below. The proposed dike
would be constructed in accordance with current permit conditions with
regard to fish protection and provide fish escapement and/or rescue and
release from entrapment. Summer construction of the dike would be
necessary for proper fill placement and compaction and is anticipated
to take approximately five months. After dike completion, the dock will
be set back approximately 300 feet inland from the water line.
Once the dike is completely constructed to accommodate a specific
phase of demolition, the applicable concrete deck structure would then
be demolished or partly demolished in sections using precision charges
(blasting) to break or loosen the concrete. Blasting would expedite the
demolition of the concrete structure and will allow for easier handling
and removal of concrete and steel debris using mechanical equipment
such as track mounted excavators and dump trucks working from an
adjacent section of the deck structure or from below.
Blasting would be out-of-water and entail a series of controlled
events or shots to demolish the deck in a predetermined sequence of
sections. It is anticipated that the dock would be segregated into
approximately 30 linear foot sections and that there will be one
blasting event for each section (i.e., 30 blasting events total). Each
section would be broken up by a single shot event comprised of
approximately 150 to 300 charges depending on the size of the section.
The section would be prepared by drilling a series of 1-1/4 to 3-inch
holes in a gridlike fashion throughout the section footprint. Grid
spacing will vary from 2 to 6 feet based on location and concrete
thickness. An explosive charge would be placed in each hole, wired to
the detonator and covered. Each hole would contain 1/2 to 1 pound (lb)
of explosive (no more than 1 lb of explosive would be used for each
hole). Additionally, no more than 1 lb of explosives would be detonated
within an 8 millisecond (ms) time period.
On average, there would be one blasting event per day. Each blast
is expected to last no more than 6 seconds. Between 50 and 75 blasting
events are estimated for each demolition phase. The duration for
mechanical means of demolition of concrete, reinforcing steel and pile,
and salvaging is anticipated to be 720 hours (six 10-hour days for 3
months) for Phase 1 and 840 hours (six 10-hour days for 3.5 months) for
Phase 2. Therefore, using 75 blasts for six-second durations, each
phase of demolition would include up to 450 seconds (7.5 minutes) of
blasting over a 3 to 3.5 month period of time (Phase 1 and Phase 2,
respectively).
Noise generated at the immediate blast source during dock
demolition activities is anticipated to be no greater than 110 dBA in
air. This sound level is based upon the estimated charge size and
configuration discussed above. The impulse sound is expected to
dissipate rapidly from the source and all noise generated from blasting
activities will conform to the City of Anchorage Noise Control
Ordinance (see Appendix B in Demolition Plan). The Anchorage Noise
Control Ordinance allows 100, 10, and 1 impulses (blast events) to
sound limits of 125, 135, and 145 dBA, respectively, during a 24-hour
period. Section 6.2.2 of the demolition plan discusses the anticipated
work durations.
As standard blasting contractor practice, prior to the commencement
of blast demolition, a controlled test blast will be performed on a
portion (approximately 1/8) of the first section to verify the blast
design and to monitor ground vibration, air overpressure, and water
overpressure. Three hydrophones would be used to measure water
overpressures outside of the dike structure and three geophones would
be used to measure air overpressure along the mainland. Data obtained
from the test blast will be extrapolated to model a full section blast.
If data from the test blast indicate a potential for noncompliance, the
blast design would be modified and a new test blast would be performed.
Data will also be collected during each section blast to verify
conformance with all applicable sound and air overpressure requirements
and to determine if demolition activities require modification. All
blasting activities
[[Page 18498]]
would follow the procedures of an approved blasting plan, the
applicable marine mammal harassment mitigation requirements, and the
requirements of a health and safety plan outlining the specific
requirements for notifying proper authorities, proper signage and
safety equipment to be used, personal protective equipment, aircraft,
vehicle and pedestrian control, and pre-blast communication. If any
marine mammals are sighted within the area of the POA, blasting would
be suspended (see Mitigation section); therefore, no marine mammals
would be harassed from blasting.
After a portion of the concrete deck is fully removed from the
steel support piles, an excavator with a bucket and thumb or shear
attachment would break or cut and remove the piles to a point at least
10 feet below the design finish grade in the area of the existing dock.
The removed portion of each pile would be salvaged for recycling and
the remaining portion would be left in place and encapsulated in fill.
For safety reasons, blasting would not occur at the same time as the
mechanical salvaging or pile driving work.
Out-of-Water Demolition by Mechanical Means Only- Option 3
Option 3 is similar to Option 2, except that blasting would not be
a means used for demolition. Option 3 is comprised of two phases: (1)
construct a dike around the existing dock in the summer; and (2)
demolish the dock in the winter. Total demolition activities for Phase
1 and Phase 2 would be anticipated to continue for the same time as
Option 1 (i.e., 960 and 1,320 hours, respectively). Dike construction
for Option 3 would follow the same process described in Option 2 above.
All mechanical activities (e.g., chipping) would be done out-of-water
with a 300 ft. land barrier between the dock and the water; therefore,
this method of dock demolition is not likely to release noise into the
marine environment above NMFS harassment threshold levels.
Other Activities
The following activities are not expected to harass marine mammals
as explained later in this document (see Effects to Marine Mammals
section) but are part of the MTRP. Public comments received during the
30-day Federal Register comment period for the 2008 IHA and the notice
of receipt of application for LOAs addressed these activities and
therefore they are described here.
Dredging
In-water construction dredging is performed within the footprint of
the OCSP structure prior to pile driving to remove soft sediments and
provide a sound foundation for the steel retaining structure and fill.
In some areas, additional construction dredging may be completed as
needed to improve conditions for pile driving associated with
installation of OCSP. Dredged materials will be transported
approximately 3,000 ft offshore to the authorized disposal site
currently used by USACE for harbor maintenance dredging. Dredged areas
will be filled with clean granular fill using a barge or land-based
methods within approximately seven days of dredging to prevent in-fill
of the dredged areas with soft sediments. Construction dredge equipment
will typically be standard-size, barge mounted, clamshell or hydraulic
dipper dredge, with tugboat support for maneuvering and placement, and
another barge and tugboat to transport dredged material to the disposal
site. Alternative equipment may include a cutter-head hopper dredge. In
2006, NMFS determined that dredging associated with the MTRP did not
warrant an incidental take authorization provided the POA/MARAD follow
certain operational procedures.
Harbor dredging for ship navigation and channel maintenance located
outside the construction footprint is completed by separate federal
action (by USACE). The USACE Alaska District is authorized by Congress
with federal oversight to maintain navigable conditions and continuous
ship access to the POA at a nominal depth of -35 Mean Lower Low Water
(MLLW) (35 ft below elevation zero); harbor maintenance dredging occurs
regularly during the ice free season on a daily basis. USACE has also
been authorized by Congress to widen the harbor area during POA
construction to coincide with interim ship movements, to accommodate
navigation at added berths, and deepen the harbor to -45 MLLW to
accommodate larger vessels with deeper drafts. The estimated number of
construction dredging hours, days and amount of cubic yards (cy) moved
per year can be found in Section 2 of the application. USACE harbor
maintenance dredging, transitional dredging, and harbor deepening are
separate federal actions and are not part of this rulemaking; however,
NMFS did address this federal action as part of its effects analysis
under the NEPA.
Placement of Fill Material
Approximately 9.5 million cy of suitably engineered and clean
granular fill and common fill material would be placed behind vertical
steel or rock-retaining features. The POA and MARAD, in cooperation
with the adjacent Eglin Air Force Base (EAFB), would continue to use
only certified clean government-furnished fill material from two borrow
sites on EAFB. Some fill material may also be obtained from existing
commercial sources as needed. Fill extraction, transport, off-loading,
and final placement activities will be monitored and inspected to
verify proper adherence to detailed specifications and permit
requirements. Fill material is screened to ensure compliance with
stringent specifications for grain size and samples are laboratory
tested to ensure all material placed is contaminant-free and certified
as fully suitable for the intended purpose. Fill extraction and
transport operations will be ongoing throughout the five-year
construction period.
Common fill is placed in de-watered conditions where and when
possible. Off-road trucks and bulldozers will deposit and spread the
fill material up to and behind the OCSP face wall. Some fill may be
imported from other sources, transported over water, and placed in-
water at the MTRP site by dump scows (barges capable of discharging
fill material through the bottom of the vessel). Following placement of
fill, a land-based vibratory probe, constructed from an H-pile, and a
vibratory pile driving hammer will be used to densify deep soils. The
probe is driven into the fill at evenly spaced locations to vibrate and
consolidate deep fill. Fill material placed above elevation +30 ft will
be compacted in layers while being placed using conventional sheepsfoot
or vibratory compaction equipment. Compaction and consolidation
equipment will be used intermittently. Large armor rock is placed in
some areas for permanent erosion control. Liner rock will be placed on
the temporary slopes exposed to tide and wave action at the end of
interim construction phases for erosion protection. As with dredging,
in 2006, NMFS determined that fill compaction and rock placement would
not result in harassment to marine mammals if certain operational
procedures were met; therefore, an incidental take authorization was
not warranted.
Action Area
Cook Inlet is a large tidal estuary that flows into the Gulf of
Alaska, is roughly 20,000 km2, has 1,350 km of coastline
[[Page 18499]]
(Rugh et al. 2000), and is generally divided into upper and lower
regions by the East and West Forelands. Cook Inlet is comprised of
large expanses of glacial flour deposits and extensive tidal mudflats
and has an average depth of approximately 100 m. NMFS' Final Cook Inlet
Beluga Whale Subsistence Harvest Supplemental Environmental Impact
Statement (SEIS) provides a detailed description of Cook Inlet's
climate, geology, water quality, and physical properties and is
incorporated herein by reference. In summary, Cook Inlet is a
seismically active region susceptible to earthquakes with magnitudes
6.0 to 8.8; has some of the highest tides in North America, which are
the driving force of surface circulation; and contains substantial
quantities of mineral resources, including coal, oil, and natural gas.
During winter months, sea, beach, and river ice are dominant physical
forces within Cook Inlet. In upper Cook Inlet, sea ice generally forms
in October to November, developing through February or March.
Northern Cook Inlet bifurcates into Knik Arm to the north and
Turnagain Arm to the east. Knik Arm is generally considered to begin at
Point Woronzof, 7.4 km southwest of the POA. From Point Woronzof, Knik
Arm extends more than 48 km in a north-northeasterly direction to the
mouths of the Matanuska and Knik Rivers. Over 90 percent of Knik Arm
remains undeveloped and where development is prevalent, it is
relatively confined to the lower portion of Knik Arm. The primary
concern for development, as stated in the NMFS 2008 Conservation Plan
for the Cook Inlet Beluga Whale (Delphinapterus leucas) (herein after
``Conservation Plan''), is that it may restrict passage of beluga
whales along Knik Arm to important feeding areas. The MTRP footprint is
restricted to the eastern side of Knik Arm with the new dock extending
approximately 400 m seaward of the current dock.
Point MacKenzie, is located on the west side of Knik Arm
approximately 6.7 km from the POA. At Cairn Point, located just north
of the POA, Knik Arm narrows to about 2.4 km before widening to as much
as 8 km at the tidal flats northwest of Eagle Bay at the mouth of Eagle
River. Cairn Point is the selected marine mammal monitoring site for an
independent observer team to monitor marine mammals during the MTRP due
to its elevation above construction activities and uninterrupted
northern and southern view of Knik Arm. This monitoring station is
located on EAFB; a long-term access agreement is in place with the
military authorizing the station.
Knik Arm consists of narrow channels flanked by large shallow tidal
flats composed of sand, mud, or gravel, making it a poor acoustic
environment (i.e., sound does not propagate far). Tides are
semidiurnal, with two unequal high and low tides per tidal day (tidal
day = 24 hours 50 minutes). Because of Knik Arm's predominantly shallow
depths and narrow widths, tides near Anchorage are greater than in the
main body of Cook Inlet. The tides at Anchorage can range about 40 ft,
with an extreme observed high water of +34.6 ft and an extreme observed
low water of -6.4 ft MLLW (NOAA 2008). Beluga whale movement is
strongly correlated with the tides. Maximum current speeds in Knik Arm,
observed during spring ebb tide, exceed 7 knots (12 ft/second), some of
the fastest in the world.
Approximately 60 percent of Knik Arm is exposed at MLLW. The
intertidal areas of Knik Arm are mudflats, both vegetated and
unvegetated, which primarily consist of fine, silt-size glacial flour.
Freshwater sources often are glacially born waters, which carry high-
suspended sediment loads, as well as a variety of metals such as zinc,
barium, mercury, and cadmium. Surface waters in Cook Inlet typically
carry high silt and sediment loads, particularly during summer, making
Knik Arm an extremely silty, turbid waterbody with low visibility
through the water column. The Matanuska and Knik Rivers contribute the
majority of fresh water and suspended sediment into the Knik Arm during
summer months. Smaller rivers and creeks also enter along the sides of
Knik Arm. Ship Creek, stocked with salmon twice each summer, serves as
an important recreational fishing resource. Ship Creek flows into Knik
Arm through the Anchorage industrial area; the mouth is approximately
0.6 km south of the southern end of the MTRP footprint and abuts the
Flint Hills railroad area where a sheet pile wall currently exists.
There are prevalent, shallow intertidal and subtidal habitats
directly surrounding the POA. Habitat surveys completed to date
indicate that the area immediately around the POA supports a wide
diversity of marine and anadromous fish species and provides migration,
rearing, and foraging habitat. Recent surveys indicate that shallow
waters along the tidal flats of Knik Arm are used by all five species
of Pacific salmon, saffron cod, and a variety of prey species such as
eulachon and longfin smelt (Pentec, 2004a, 2004b, 2005a, 2005b;
Moulton, 1997). Many of these species are prone to recreational and
commercial sport fishing and serve as prey for larger fish and marine
mammals.
Essential Fish Habitat (EFH) is located within the action area. EFH
means those waters and substrate necessary to fish for spawning,
breeding, feeding, or growth to maturity. The NMFS and the North
Pacific Fishery Management Council identified EFH in upper Cook Inlet
for anadromous Pacific salmon; however, no salmon species that would be
adversely affected by the MTRP are listed under the ESA. Designated EFH
present in the vicinity of the POA is for both juvenile and adult life
stages of Pacific cod, walleye pollock, sculpins, and eulachon (also
called hooligan and candlefish). In addition, all streams, lakes,
ponds, wetlands, and other water bodies that currently support or
historically supported anadromous fish species (e.g., salmon) are
considered freshwater EFH. Marine EFH for salmon fisheries in Alaska
include all estuarine and marine areas utilized by Pacific salmon of
Alaska origin, extending from the influence of tidewater and tidally
submerged habitats to the limits of the U.S. Exclusion Economic Zone
(EEZ). Details of EFH and the life stage of these species can be found
in at https://www.fakr.noaa.gov/habitat/efh.htm. The NMFS AKR Habitat
Conservation Division provided numerous conservation mitigation
recommendations during the USACE's permit scoping process authorizing
MTRP construction activities. In addition, as required by the USACE
permit, NMFS will be involved with all habitat related compensatory
restoration and conservation projects (see Impacts to Habitat section).
Acoustic Environment
Sound dissipates more rapidly in shallow waters and over soft
bottoms (sand and mud). Much of upper Cook Inlet is characterized by
its shallow depth and sand/mud bottoms, thereby making it a poor
acoustic environment. Strong currents and winds in Knik Arm elevate
ambient sound level compared to other portions of Cook Inlet. The
development of Anchorage, an industrialized area, further increases
background levels near the POA from commercial and recreation vessels,
commercial, recreational and military air traffic, and airborne noise
related to urbanized areas. For purposes of this document, all sound
levels in this notice are provided as root mean square (rms) values and
referenced to 1 microPa, unless otherwise noted.
Underwater acoustical studies conducted in Knik Arm reveal that the
area around the POA is a noisy
[[Page 18500]]
environment, with average ambient sound levels near or above 120 dB
(Blackwell and Greene 2002; Blackwell 2005; URS 2007; Science Fishery
Systems 2009). Tides and wind are the most influential in creating high
ambient levels, with vessel and air traffic further increasing
underwater sound levels. The lower range of broadband (10 to 10,000
Hertz [Hz]) background sound levels, in the absence of pile driving,
obtained during underwater measurements at Port MacKenzie, ranged from
115 dB to 133 dB (Blackwell 2005). Background sound levels in the
absence of pile driving measured during the 2007 acoustic study at the
MTRP site resulted in most sound pressure levels (SPLs) exceeding 120
dB with a maximum of 135 dB (URS 2007). Finally, a number of background
noise recordings (n=25) were made during the 2008 acoustic study at the
POA. Measurements ranged from 120 to 150 dB with a mean of 124 dB
(Scientific Fisheries Systems, 2009). These measurements were not
devoid of industrial sounds from maritime operations or on-going USACE
maintenance dredging but pile driving from construction was not
underway at the time of the study. Background levels were highest
during the rising tide and during strong winds, especially when high
winds generated breaking waves. Scientific Fisheries Systems (2009)
recorded many instances of high background noise levels when wind
speeds were at or above 3m/sec. Based on these data, noise levels
around the POA are consistently near or above 120 dB with variability
strongly correlated to wind and tide.
Marine Mammals Affected by the MTRP
Marine mammals potentially affected by the MTRP are thoroughly
described in the proposed and final Federal Register notices for the
2008 IHA (73 FR 14443, March 18, 2007 and 73 FR 41318, July 15, 2008,
respectively) and NMFS' 2008 EA. In summary, Cook Inlet is utilized by
several species of marine mammals; however, most of these are confined
to the lower Inlet and would not be affected by the MTRP. In Knik Arm,
the Cook Inlet beluga whale is by far the most abundant marine mammal,
especially during the non-winter months. Harbor seals, harbor porpoise,
and killer whales are also found in the Inlet but they do not display a
regular presence in Knik Arm. While Steller's sea lions (Eumetopias
jubatus) are present in lower Cook Inlet, sightings in upper Cook Inlet
are rare and there has never been a sighting reported in Knik Arm.
Since 1999, only 4 Steller's sea lions have been reported in upper Cook
Inlet. Two Steller's sea lions were sighted at the mouth of the Susitna
River in 1999 and two adults were near the same locating in 2005 (B.
Mahoney, pers. comm, June 20, 2008). Therefore, Steller's sea lions are
not anticipated to be affected by the MTRP and will not be considered
further. If, by chance, a marine mammal not authorized to be harassed
is seen around the construction area, shut down would be required so as
to avoid unlawful take.
Beluga Whales
Status and Abundance
Beluga whales are circumpolar in distribution and occur in
seasonally ice-covered arctic and subarctic waters. Beluga whales occur
in marine waters around most of Alaska, except the Southeast panhandle
region and the Aleutian Islands. This species comprises five distinct
stocks: Beaufort Sea, eastern Chukchi Sea, eastern Bering Sea, Bristol
Bay, and Cook Inlet (Hill and DeMaster, 1998). Of these, the Cook Inlet
stock is the only stock that would be affected by the MTRP. This stock
is considered to be the most isolated, based on the degree of genetic
differentiation between it and the four other stocks (O=Corry-Crowe et
al., 1997), suggesting the Alaska Peninsula may be an effective barrier
to genetic exchange (Hobbs et al., 2006). Also supporting this find, is
the lack of observations of beluga whales along the southern side of
the Alaska Peninsula (Laidre et al., 2000). Murray and Fay (1979)
postulated that this stock has been isolated for several thousand
years, an idea which has since been corroborated by genetic data
(O=Corry-Crowe et al., 1997).
The Cook Inlet beluga whale population has declined significantly
over the years. Historical data suggest this population once numbered
around 1,300 (Calkins 1989). NMFS systematic aerial surveys documented
a decline in abundance of nearly 50 percent between 1994 (653 whales)
and 2008 (375 whales). Aerial annual abundance surveys conducted each
June/July from 1999 to 2008 have resulted in abundance estimates of
367, 435, 386, 313, 357, 366, 278, 302, 375, and 375 whales for each
year, respectively (Hobbs et al., 2000; Rugh et. al., 2005; NMFS,
unpubl. data). These estimates result in an overall decline of the
population of 1.5 percent from 1999 to 2008 (note: 1999 was the first
year beluga harvest was regulated).
The Cook Inlet beluga whale was proposed for listing as endangered
under the ESA on April 20, 2007 (72 FR 19854). On October 22, 2008,
NMFS issued a final rule listing this population as endangered under
the ESA (73 FR 69219). This listing status became effective on December
22, 2008. Other major documents NMFS has recently produced on this
species include the Conservation Plan and the Final Subsistence Harvest
SEIS referenced earlier in this document. These documents can be found
at https://www.fakr.noaa.gov/protectedresources/whales/beluga.htm.
Distribution
Beluga whales generally occur in shallow, coastal waters, and while
some populations make long seasonal migrations, Cook Inlet beluga
whales reside in Cook Inlet year round. Data from satellite tagged
whales documented that beluga whales concentrate in the upper Inlet at
rivers and bays in the summer and fall, with a tendency to disperse
offshore and move to mid-Inlet waters in the winter. Local knowledge
and other historical evidence show that prior to the 1990s belugas were
regularly seen in central and lower Cook Inlet waters, both nearshore
and offshore (Calkins, 1983; Huntington 2000; Rugh et al., 2000).
However, since the mid 1990s, distribution during the summer is
confined to the upper Inlet with no sightings in the mid and lower
Inlet. This constriction is likely a function of a reduced population
seeking the highest quality habitat that offers the most abundant prey,
most favorable feeding topography, the best calving areas, and the best
protection from killer whale predation.
From April through November whales concentrate at river mouths and
tidal flat areas, moving in and out with the tides (Rugh et al., 2000).
In Knik Arm, beluga whales generally are observed arriving in May and
often use the area all summer, feeding on the various salmon runs and
moving with the tides. There is more intensive use of Knik Arm in
August and through the fall, coinciding with the coho run. During high
tides, beluga whales are generally concentrated around prime feeding
habitats (also known as ``hotspots'') in the upper reaches of the Arm,
an area unaffected by the MTRP. They often retreat to the lower portion
of Knik Arm during low tides gathering in Eagle Bay and elsewhere on
the east side of Knik Arm (approximately 15 miles north of Anchorage)
and sometimes in Goose Bay on the west side of Knik Arm (across from
Eagle Bay). Beluga whales will often travel between these two areas
(upper reaches of the Arm and the Bays) with the tide daily for a
season
[[Page 18501]]
before traveling farther south past Anchorage and out of Knik Arm.
Prey availability likely has the strongest influence on the
distribution and relative abundance of beluga whales in Cook Inlet
(Moore et al., 2000). There is repeated use of several areas of the
upper Inlet for summer and fall feeding by beluga whales. The primary
``hotspots'' for beluga feeding areas include the Big and Little
Susitna Rivers, Eagle Bay to Eklutna River, Ivan Slough, Theodore
River, Lewis River, and Chickaloon River and Bay. Only one hotspot,
Eagle Bay to Eklutna River, is located in Knik Arm approximately 15
miles north of the POA. Many of these areas are also popular fishing
locations for humans. Beluga whales exhibit high site fidelity and may
persist in an area with fluctuating fish runs or may tolerate certain
levels of disturbance from boats or other anthropogenic activities in
order to feed.
Feeding
Beluga whales are opportunistic feeders known to prey on a wide
variety of animals. They eat octopus, squid, crabs, shrimp, clams,
mussels, snails, sandworms, and fish such as capelin, cod, herring,
smelt, flounder, sole, sculpin, lamprey, lingcod and salmon (Perez
1990; Haley 1986; Klinkhart 1966). Natives also report that Cook Inlet
beluga whales feed on freshwater fish: trout, whitefish, northern pike,
and grayling (Huntington, 2000), and tomcod during the spring (Fay et
al., 1984). While beluga whales feed on a variety of prey, they focus
on specific species when they are seasonally abundant. Increased
foraging success results in a thick blubber layer that provides both
energy and thermal protection. Native hunters in Cook Inlet report that
beluga whale blubber is thinner in early spring than later in the
summer. This suggests that their spring feeding in upper Cook Inlet,
principally on fat-rich fish such as eulachon and salmon, is very
important to the energetics of these animals. According to the
Conservation Plan, Knik Arm is an important feeding area for beluga
whales during much of the summer and fall, especially upper Knik Arm.
Whales ascend to upper Knik Arm on the flooding tide, feed on salmon,
then fall back with the outgoing tide to hold in water off and north of
the Port of Anchorage.
From late spring and throughout summer most beluga stomachs sampled
contained Pacific salmon corresponding to the timing of fish runs in
the area. Anadromous smolt and adult fish concentrate at river mouths
and adjacent intertidal mudflats (Calkins 1989). Five Pacific salmon
species: Chinook, pink, coho, sockeye, and chum spawn in rivers
throughout Cook Inlet (Moulton 1997; Moore et al. 2000). Calkins (1989)
recovered 13 salmon tags in the stomach of an adult beluga found dead
in Turnagain Arm. Beluga hunters in Cook Inlet reported one whale
having 19 adult Chinook salmon in its stomach (Huntington 2000).
Salmon, overall, represent the highest percent frequency of occurrence
of the prey species in Cook Inlet beluga stomachs. This suggests that
their spring feeding in upper Cook Inlet, principally on fat-rich fish
such as salmon and eulachon, is very important to the energetics of
these animals.
In the fall, as anadromous fish runs begin to decline, beluga
whales return to consume fish species found in nearshore bays and
estuaries (e.g., cod and bottom fish). Bottom fish include Pacific
staghorn sculpin, starry flounder, and yellowfin sole. Stomach samples
from Cook Inlet belugas are not available for winter months (December
through March), although dive data from belugas tagged with satellite
transmitters suggest whales feed in deeper waters during winter (Hobbs
et al. 2005), possibly on such prey species as flatfish, cod, sculpin,
and pollock.
Hearing
Beluga whales are characterized as mid-frequency odontocetes but
are able to hear an unusually wide range of frequencies, covering most
natural and man-made sounds. The hearing frequency range of this
species is believed to be between 40 Hz-150 kHz with keen hearing at
10-100 kHz. Above 100 kHz, sensitivity drops off rapidly (Au, 1993) and
below 16 kHz the decrease in sensitivity is more gradual at
approximately 10 dB per octave (White et al., 1978; Awbrey et al.,
1988). Awbrey (1988) measured the low-frequency (i.e., octave intervals
between 125 Hz and 8 kHz) underwater hearing sensitivity of three
captive beluga whales in a quiet pool. At 8 kHz, the average hearing
threshold of the three animals was 65 dB. Below 8 kHz, sensitivity
decreased at approximately 11 dB per octave. At 125 Hz, the average
hearing threshold was 120.6 dB (i.e., the received level had to be
120.6 dB in order for the whale to hear the 125 Hz sound). Average MTRP
construction related noises range between 0.1 and 15 kHz (see Table 6-2
in application).
Habitat Classification
NMFS has characterized beluga whale habitats into three categories,
Type I-III, based on use and biological importance as part of its
conservation strategy in the Conservation Plan. This habitat
designation has been slightly modified from the 2006 Draft Conservation
Plan, which described four habitat type designations, and is described
in the 2008 EA. Type I habitat encompasses all of Cook Inlet northeast
of a line three miles southwest of the Beluga River across to Pt.
Possession. These areas are full of shallow tidal flats, river mouths
or estuarine areas, and are important foraging, calving and/or nursery
habitats. These areas are also important for other biological needs,
such as molting or predator avoidance. Type I habitat hosts a
concentrated population of beluga whales from spring to fall. The POA
and the city of Anchorage are encompassed within the southern boundary
of Type I habitat. Type II habitat includes areas of less concentrated
spring and summer use, but known fall and winter use. This habitat is
based on dispersed fall and winter feeding and transit areas in waters
where whales typically occur in smaller densities o