Endangered and Threatened Wildlife and Plants; 12-Month Finding on a Petition to List the San Francisco Bay-Delta Population of the Longfin Smelt (Spirinchus thaleichthys, 16169-16175 [E9-8087]
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Federal Register / Vol. 74, No. 67 / Thursday, April 9, 2009 / Proposed Rules
2. Does Executive Order 13175 Apply to
This Proposed Rule?
I. National Technology Transfer and
Advancement Act
This action does not have tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000). Proposing a site to the NPL does
not impose any costs on a tribe or
require a tribe to take remedial action.
Thus, Executive Order 13175 does not
apply to this proposed rule.
1. What Is the National Technology
Transfer and Advancement Act?
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
1. What Is Executive Order 13045?
Executive Order 13045: ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997) applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
the Agency must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
and reasonably feasible alternatives
considered by the Agency.
2. Does Executive Order 13045 Apply to
This Proposed Rule?
This proposed rule is not subject to
Executive Order 13045 because it is not
an economically significant rule as
defined by Executive Order 12866, and
because the Agency does not have
reason to believe the environmental
health or safety risks addressed by this
proposed rule present a
disproportionate risk to children.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Usage
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Is This Rule Subject to Executive Order
13211?
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355 (May 22,
2001)), because it is not likely to have
a significant adverse effect on the
supply, distribution, or use of energy.
Further, we have concluded that this
rule is not likely to have any adverse
energy impacts because proposing a site
to the NPL does not require an entity to
conduct any action that would require
energy use, let alone that which would
significantly affect energy supply,
distribution, or usage. Thus, Executive
Order 13175 does not apply to this
action.
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Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, section 12(d) (15 U.S.C. 272 note),
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
2. Does the National Technology
Transfer and Advancement Act Apply
to This Proposed Rule?
No. This proposed rulemaking does
not involve technical standards.
Therefore, EPA did not consider the use
of any voluntary consensus standards.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
1. What Is Executive Order 12898?
Executive Order (EO) 12898 (59 FR
7629 (Feb. 16, 1994)) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
2. Does Executive Order 12898 Apply to
This Rule?
EPA has determined that this
proposed rule will not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
because it does not affect the level of
protection provided to human health or
the environment. As this rule does not
impose any enforceable duty upon
State, tribal or local governments, this
rule will neither increase nor decrease
environmental protection.
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16169
List of Subjects in 40 CFR Part 300
Environmental protection, Air
pollution control, Chemicals, Hazardous
substances, Hazardous waste,
Intergovernmental relations, Natural
resources, Oil pollution, Penalties,
Reporting and recordkeeping
requirements, Superfund, Water
pollution control, Water supply.
Authority: 33 U.S.C. 1321(c)(2); 42 U.S.C.
9601–9657; E.O. 12777, 56 FR 54757, 3 CFR,
1991 Comp., p. 351; E.O. 12580, 52 FR 2923,
3 CFR, 1987 Comp., p. 193.
Dated: April 1, 2009.
Barry N. Breen,
Acting Assistant Administrator, Office of
Solid Waste and Emergency Response.
[FR Doc. E9–7824 Filed 4–7–09; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[FWS-R8-ES-2008-0045; MO 922105 0083B2]
Endangered and Threatened Wildlife
and Plants; 12-Month Finding on a
Petition to List the San Francisco BayDelta Population of the Longfin Smelt
(Spirinchus thaleichthys) as
Endangered
AGENCY: Fish and Wildlife Service,
Interior.
ACTION: Notice of 12–month petition
finding.
SUMMARY: We, the U.S. Fish and
Wildlife Service (Service), announce a
12–month finding on a petition to list
the San Francisco Bay-Delta population
of the longfin smelt (Spirinchus
thaleichthys) as endangered with
critical habitat under the Endangered
Species Act of 1973, as amended (Act).
After a thorough review of all available
scientific and commercial information,
we find that the San Francisco BayDelta population of the longfin smelt
does not meet our definition of a
distinct population segment (DPS), as
identified in our DPS policy (61 FR
4721, February 7, 1996). As a result,
listing the species as a DPS is not
warranted. However, we are initiating a
status assessment of the longfin smelt,
and we solicit information on the status
of the species range wide.
DATES: The finding announced in the
document was made on April 9, 2009.
ADDRESSES: This finding is available on
the Internet at https://
www.regulations.gov and https://
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Federal Register / Vol. 74, No. 67 / Thursday, April 9, 2009 / Proposed Rules
www.fws.gov/sacramento. Supporting
documentation we used in preparing
this finding are available for public
inspection, by appointment, during
normal business hours at the U.S. Fish
and Wildlife Service, Sacramento Fish
and Wildlife Office, 2800 Cottage Way,
Room W-2605, Sacramento, CA 95825;
telephone 916-414-6600; or facsimile
916-414-6712. Please submit any new
information, materials, comments, or
questions concerning this finding to the
above street address or fax.
FOR FURTHER INFORMATION CONTACT: For
information on this finding, contact
Susan Moore, Field Supervisor, or
Arnold Roessler, Listing Program
Coordinator, of the Sacramento Fish and
Wildlife Office (see ADDRESSES). If you
use a telecommunications device for the
deaf (TDD), call the Federal Information
Relay Service (FIRS) at 1-800-877-8339.
SUPPLEMENTARY INFORMATION:
signatures, and addresses of the
requesting parties. On May 6, 2008, we
published a 90–day finding (73 FR
24911) in which we concluded that the
petition provided substantial
information indicating that listing San
Francisco Bay-Delta Population of the
longfin smelt as a DPS may be
warranted, and we initiated a status
review. However, in that notice, we did
not make a final determination that the
San Francisco Bay-Delta Population of
the longfin smelt was a DPS; we only
stated that the petition presented
substantial information indicating that
listing as a DPS may be warranted and
that we would finalize our
determination in our status review. This
notice constitutes the 12–month finding
on the August 8, 2007, petition to list
the San Francisco Bay-Delta population
of the longfin smelt as a DPS and
designate critical habitat for the species
concurrent with the listing.
Background
Species Description
The following species description is
taken from U.S. Fish and Wildlife
Service 1995, p. 47, except where cited
otherwise. Longfin smelt is a pelagic
(lives in open water), estuarine fish that
typically measures 3.5 to 4.3 inches (in)
(90-110 millimeters (mm)) standard
length, although third-year females may
grow up to 5.9 in (150 mm) (Moyle
2002, p. 236). The sides and lining of
the gut cavity appear translucent silver,
the back has an olive to iridescent
pinkish hue, and mature males are
usually darker in color than females.
Longfin smelt can be distinguished from
other smelts in California by their long
pectoral fins, incomplete lateral line,
weak or absent striations on their
opercular (covering the gills) bones, low
numbers of scales in the lateral series
(54 to 65), and long maxillary bones (in
adults, these bones extend just short of
the posterior margin of the eye).
Section 4(b)(3)(B) of the Act (16
U.S.C. 1531 et seq.) requires that, for
any petition containing substantial
scientific and commercial information
indicating that listing may be warranted,
we make a finding within 12 months of
the date of our receipt of the petition on
whether the petitioned action is: (a) not
warranted, (b) warranted, or (c)
warranted, but the immediate proposal
of a regulation implementing the
petitioned action is precluded by other
pending proposals to determine whether
any species is threatened or endangered,
and expeditious progress is being made
to add or remove qualified species from
the Lists of Endangered and Threatened
Wildlife and Plants. Such 12–month
findings are to be published promptly in
the Federal Register. This finding is
based on our determination, based on
the limited evidence available, that the
San Francisco Bay-Delta population of
longfin smelt is not a valid distinct
population segment (DPS) under our
Distinct Population Segment Policy (61
FR 4721, February 7, 1996), and,
therefore, cannot be considered a
listable entity under section 3(16) of the
Act.
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Previous Federal Actions
On August 8, 2007, we received a
petition from the Bay Institute, the
Center for Biological Diversity, and the
Natural Resources Defense Council to
list the San Francisco Bay-Delta
population of the longfin smelt as a
distinct population segment (DPS) and
designate critical habitat for the species
concurrent with the listing. The petition
was clearly identified as a petition for
a listing rule and contained the names,
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Taxonomy
The longfin smelt belongs to the true
smelt family Osmeridae, and is one of
three species in its genus; the night
smelt (Spirinchus starksi) co-occurs in
California and the shishamo (S.
lanceolatus) occurs in northern Japan
(McAllister 1963, pp. 10 and 15).
Because of its distinctive characteristics,
the San Francisco Bay-Delta population
of longfin smelt was once described as
a species separate from more northern
populations (Moyle 2002, p. 235).
McAllister (1963, p. 12) merged the two
species, S. thaleichthys and S. dilatus,
because the difference in morphological
characters represented a north-south
cline rather than a discrete set; a
subsequent study using electrophoresis
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of allozymes (proteins used as genetic
markers because DNA contains
information that is used by cells to build
proteins) showed that populations from
Lake Washington near Seattle,
Washington, and the Sacramento-San
Joaquin Delta in California are similar
genetically (Stanley et al. 1995, p. 390).
The study did, however, find that the
Sacramento-San Joaquin Delta
population of longfin smelt differs in
allele (alternative form of a gene)
frequencies from the population in Lake
Washington (Stanley et al. 1995, p. 390).
Delta smelt and longfin smelt hybrids
have been observed in the San Francisco
Bay-Delta estuary, although these
offspring are not thought to be fertile
because delta smelt and longfin smelt
are not closely related taxonomically or
genetically (California Department of
Fish and Game (CDFG) 2001, p. 473).
Biology
The longfin smelt is a euryhaline
(tolerant of variable salinities) pelagic
fish that inhabits various depths of the
water column depending on the
individual’s life stage. Longfin smelt
have been found throughout the year in
fresh and brackish waters with salinities
ranging from 14 to 28 parts per
thousand (ppt) (CDFG 2001, p. 477).
Adults can typically be found in the
middle or lower part of the water
column (Moyle 2002, p. 236), while
larvae maintain position in the upper
part of the water column, where they are
usually found. Longfin smelt reportedly
cannot tolerate water temperatures
greater than 68 degrees Fahrenheit (°F)
(20 degrees Celsius (°C)) (Moyle 2002, p.
236), and will move farther downstream
(west) during the summer months when
water temperatures in the Delta are
higher. Adult longfin smelt occupy
water at temperatures from 61 to 68 °F
(16 to 20 °C), with spawning probably
occurring in water with temperatures
between 44.5 to 58 °F (7.0 to 14.5 °C)
(Wang 1986, pp. 6-9).
Longfin smelt prey primarily on
opossum shrimp (Neomysis mercedis)
and other small crustaceans
(Acanthomysis sp.), although copepods
such as the calanoid copepod
(Pseudodiatomus forbesi) and cyclopoid
copepod (Acanthocyclops vernalis)
(Hobbs et al. 2006, p. 907) and other
crustaceans are also preyed upon,
especially by smaller fish (Moyle 2002,
p. 236). Longfin smelt are preyed upon
by fishes, birds, and mammals (Barnhart
et al. 1992, p. 44) and are a major prey
item of harbor seals (Phoca vitulina) in
the Columbia River (Service 1995, p.
51). Predation of longfin smelt in the
San Francisco Bay Estuary is known to
occur by both striped bass (Morone
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saxatilis) and inland silversides
(Menidia beryllina), but the effects of
predation on the population are not well
understood (Moyle 2002, p. 238). In the
ocean, longfin smelt feed primarily on
small crustaceans, but may also feed on
jellyfish and larval fish (Barnhart et al.
1992, p. 44).
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Reproduction
Longfin smelt may spawn as early as
November and as late as June, although
typically spawning occurs from
February to April (Moyle 2002, p. 236).
However, longfin smelt at various life
stages are detected in the San Francisco
Bay estuary trawl surveys in numerous
months of the year (Rosenfield and
Baxter 2007, p. 1578), suggesting that
the spawning period may not be
restricted to November to June or that
growth and development between
individuals varies. Spawning occurs in
areas of relatively low salinity, which
are considered essential nursery habitat
for estuarine organisms (Jassby et al.
1995, p. 284). Spawning usually occurs
over rocky or gravelly substrates and
aquatic plants (Moyle 2002, p. 236).
Female longfin smelt produce between
5,000 to 24,000 eggs which stick to the
substrate, and hatch within 40 days
depending on the water temperature
(CDFG 2001, p. 477). Newly hatched
embryos are transported in the upper
portion of the water column
downstream (west) into more brackish
parts of the San Francisco Bay-Delta
system (Moyle 2002, p. 236). Longfin
smelt usually live for 2 years, although
some individuals may spawn as 1- or 3–
year-old fish (Moyle 2002, p. 236), and
die soon after spawning.
Range and Extant Distribution
The historical and current range of the
longfin smelt is from Alaska southward
to the San Francisco Bay-Delta in
California, which includes the Delta,
Suisun Marsh, San Pablo Bay, and the
San Francisco Bay to the Golden Gate.
One fish was found in the Monterey Bay
(south of the San Francisco Bay-Delta)
in California (Eschmeyer 1983, p. 82;
Wang 1986, pp. 6-10). In Alaska, longfin
smelt are known from Hinchinbrook
Island, Prince William Sound, Dixon
Entrance, Yakutat Bay, and Cook Inlet
(Alaska Natural Heritage Program
(ANHP) 2006, p. 3). In Washington, the
range includes Willapa Bay, Skagit Bay,
Columbia River, Grays Harbor, and
Puget Sound; in Oregon, the range
includes Coos Bay and Yaquina Bay
(ANHP 2006, p. 3). Relative to longfin
smelt in the San Francisco Bay-Delta,
the nearest confirmed breeding
population of longfin smelt occurs in
the Columbia River, approximately 640
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miles (mi) (1,029 kilometers (km)) north
of the San Francisco Bay-Delta (Randall
Baxter, CDFG, pers. comm. 2008). In
California, longfin smelt are known
from (north to south) the Klamath River,
Humboldt Bay and its tributaries, the
Eel River, the Van Duzen River, the
Russian River, and the San Francisco
Bay-Delta (Moyle 2002, p. 235). The
species was previously described as
‘‘weakly anadromous’’ (Fry 1973, p. 88);
however, new research has found that at
least part of the San Francisco Bay-Delta
population is anadromous (living
mostly in the ocean and spawning in
fresh water) (Rosenfield and Baxter
2007, p. 1590). Non-anadromous landlocked populations occur in Lakes
Harrison and Pit in British Columbia,
and Lakes Washington and Union in
Washington (Page and Burr 1991, p. 57).
Longfin smelt are dispersed broadly
in the San Francisco Bay-Delta estuary
by high outflows and currents, which
could transport larvae or small juveniles
long distances before they mature and
become demersal (living near the
bottom of the water column) (Baxter
2008, p. 1). Unverified reports exist of
longfin smelt being captured 3 to 4 mi
(5 to 6 km) offshore in northern
California (Service 1994, p. 3), but the
ecology and behavior of longfin smelt in
the open ocean remains largely
unstudied. We are unaware of any
studies assessing the swimming abilities
of longfin smelt, but they may be
comparable to juvenile salmon with the
capability of swimming back into
estuaries from the ocean (Moyle 2008, p.
1). We believe it is likely that
individuals from the San Francisco BayDelta estuary population could be
transported via ocean currents, north to
the Russian River, Eel River/Humboldt
Bay, and Klamath River estuaries,
particularly during high outflow years,
which are associated with northward
ocean currents in the winter. It is also
likely that individuals from northern
estuaries may be transported to the San
Francisco Bay-Delta estuary via
southward (summer) currents, although
the main southern current (the
California current) is farther offshore
than the northern current (the Davidson
current). Humboldt Bay and the
Klamath River are more than 260 mi
(418 km) and 320 mi (515 km) away by
sea, respectively, from the San
Francisco Bay. It is impossible to
reliably approximate how many
individuals as a proportion of the
population may be transported by
currents or swim between the San
Francisco Bay-Delta and the other
estuaries.
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Distinct Population Segment
We consider a species for listing
under the Act if available information
indicates such an action might be
warranted. ‘‘Species’’ is defined in
section 3 of the Act to include any
subspecies of fish or wildlife or plants,
and any distinct vertebrate population
segment of fish or wildlife that
interbreeds when mature (16 U.S.C.
1532(16)). We, along with the National
Marine Fisheries Service (now the
National Oceanic and Atmospheric
Administration–Fisheries (NOAA –
Fisheries)), developed the Policy
Regarding the Recognition of Distinct
Vertebrate Population Segments (DPS
Policy) (February 7, 1996; 61 FR 4721)
to help us in determining what
constitutes a DPS. Under our DPS
policy, we consider three elements in a
decision regarding the status of a
possible DPS as endangered or
threatened under the Act. These
elements include: (1) The discreteness
of the population segment in relation to
the remainder of the species to which it
belongs; (2) the significance of the
population segment to the species to
which it belongs; and (3) the population
segment’s conservation status in relation
to the Act’s standards for listing. If we
determine that a population segment
meets the discreteness and significance
standards, then the level of threat to that
population segment is evaluated based
on the five listing factors established by
the Act to determine whether listing the
DPS as either threatened or endangered
is warranted.
Discreteness
The DPS policy states that a
population may be considered discrete
if it satisfies either one of the following
conditions: (1) It is markedly separated
from other populations of the same
taxon as a consequence of physical,
physiological, ecological, or behavioral
factors (quantitative measures of genetic
or morphological discontinuity may
provide evidence of this separation); or
(2) it is delimited by international
governmental boundaries within which
differences in control of exploitation,
management of habitat, conservation
status, or regulatory mechanisms exist
that are significant in light of section
4(a)(1)(D) of the Act.
Significance
Under our DPS Policy, once we have
determined that a population segment is
discrete, we consider its biological and
ecological significance to the larger
taxon to which it belongs. This
consideration may include, but is not
limited to: (1) Persistence of the discrete
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population segment in an ecological
setting that is unusual or unique for the
taxon; (2) evidence that loss of the
discrete population segment would
result in a significant gap in the range
of the taxon; (3) evidence that the
discrete population segment represents
the only surviving natural occurrence of
a taxon that may be more abundant
elsewhere as an introduced population
outside its historic range; or (4)
evidence that the discrete population
segment differs markedly from other
populations of the species in its genetic
characteristics.
If a population is considered both
discrete and significant (i.e., it is a
distinct population segment) its
evaluation for endangered or threatened
status will be based on the Act’s
definitions of those terms and a fivefactor analysis will be completed.
Distinct Population Segment Analysis
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Discreteness
The petitioners claim the San
Francisco Bay-Delta population of
longfin smelt is discrete because there is
no evidence that large numbers of
longfin smelt migrate between
populations within their range in the
eastern Pacific or along the California
coast. Additionally, they cite survey
data indicating longfin smelt
populations within several hundred
miles of the San Francisco Bay-Delta are
small and possibly declining, which
leads the petitioners to conclude that it
is unlikely that longfin smelt in the San
Francisco Bay-Delta are supplemented
by immigration from other areas.
Additionally, the petitioners cite Moyle
(2002, p. 235) who concluded the
longfin smelt in the San Francisco BayDelta are reproductively isolated from
other population units.
The range of the longfin smelt extends
from Prince William Sound in Alaska,
south to the San Francisco Bay-Delta. In
California, longfin smelt have been
found in the lower reaches and estuaries
of the Klamath, Eel, Van Duzen (a
tributary to the Eel River), and Russian
Rivers, but populations in these areas
are currently considered relatively
small. We are unaware of historical
numbers in these areas. Longfin smelt
were historically abundant in Humboldt
Bay, but this population is in decline
(The Bay Institute et al. 2007, p. 1). The
San Francisco Bay-Delta population is
the southernmost self-sustaining
population of longfin smelt (The Bay
Institute et al. 2007, p. ii). One
individual was found in Monterey Bay
(Moyle 2002, p. 236), but a selfsustaining population is not considered
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present there. See Range and Extant
Distribution for more information.
Geographical Isolation
The petitioners assert that the San
Francisco Bay-Delta population is
geographically isolated from all other
populations, that there is no evidence of
large numbers of longfin smelt migrating
between populations, and that it is
highly unlikely that the San Francisco
Bay-Delta population is supplemented
by populations from other areas. The
petitioners requested the Service list the
San Francisco Bay-Delta population of
the longfin smelt as a DPS. We note that
standard set forth in the DPS policy is
that a DPS be ‘‘markedly separated’’
from other populations—thus, while
absolute separation is not required,
neither are ‘‘large numbers’’ of
individuals migrating between
populations.
Although the range of longfin smelt
extends into Canada, the San Francisco
Bay-Delta population is not separated
from all other populations by an
international border. Therefore, the San
Francisco Bay-Delta population cannot
be discrete due to be delimiting by an
international border.
We are unaware of any targeted
sampling efforts for longfin smelt, so the
information we have about their
distribution and numbers and our
conclusions outlined below have been
gleaned from past and ongoing sampling
efforts that target other aquatic
organisms. The following outlines the
survey efforts and detections of longfin
smelt in California north of San
Francisco Bay as a result of these nontarget sampling efforts.
In the Klamath River, longfin smelt
were found in low numbers in the early
1990s using electrofishing techniques
from river mile 2 to river mile 4 (river
km 3.2 to 6.4). The Klamath River is
located approximately 320 mi (515 km)
by sea north of the San Francisco BayDelta. Additional sampling by the Yurok
Tribe in the Klamath River in recent
years did not identify any longfin smelt;
however, this sampling targeted
salmonids and, as a result, any osmerids
that may have been inadvertently
captured were not documented (Gale
2008, p. 1). Also, because standard
sampling methods for salmonids are
likely highly inefficient for collecting
longfin smelt, their presence or absence
in the Klamath River cannot be
determined based on the Yurok Tribe
sampling data.
In Humboldt Bay in Humboldt
County, California, longfin smelt
population numbers have likely always
been small (Moyle 2002, p. 237).
Humboldt Bay is located approximately
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260 mi (418 km) by sea north of the San
Francisco Bay-Delta. A total of 12
longfin smelt were caught in north
Humboldt Bay during surveys using a
variety of gear types from 2003 to 2005
(Pinnix et al. 2005, p. 11), and one adult
was netted in Freshwater Creek (a
tributary to Humboldt Bay) in February
2008 (Justin Garwood 2008, p. 1).
Eleven longfin smelt were found at a
total of four sites in Humboldt Bay
between 2000 to 2001 (Cole 2004, p. 20).
Survey efforts conducted by California
State University at Humboldt caught
only about half a dozen longfin smelt in
Humboldt Bay in the past 10 years of
non-target sampling using both trawls
and beach seines (Mulligan 2008, p. 1).
In addition, non-target sampling around
a dredge disposal site about 2 mi (3.2
km) offshore from Humboldt Bay yields
an average of a few dozen longfin smelt
every year (Mulligan 2008, p. 1).
The Humboldt Bay tributaries of
Hookton Slough, Salmon Creek, and Elk
River Slough were sampled from 2005
to 2006, and Freshwater/Eureka Slough
and its tributaries were sampled from
2003 to 2006. Longfin smelt were found
in very low numbers during these years
in all of these tributaries (Mike Wallace,
2008, p. 1). Spawning longfin smelt
have been recorded in the Van Duzen
River and in the Eel River drainage in
Humboldt County (Moyle 2002, p. 235),
but the current status of longfin smelt
and sampling efforts in these rivers is
unknown. Humboldt Bay and the
Klamath River estuaries may also
support small but self-sustaining
populations of longfin smelt. Pre-spawn
and spent (post-spawn) adults have
been detected in the Klamath River
estuary as recently as 2001, and adult
and juvenile longfin smelt have been
detected in recent years in Humboldt
Bay, suggesting spawning and
recruitment may be occurring in these
estuaries (Baxter 2008, p. 1).
In the Russian River in Sonoma
County, California (from the river mouth
to approximately 10 mi (16 km)
upriver), low numbers of longfin smelt
were caught using otter trawls from
1997 to 2000 (Sonoma County Water
Agency (SCWA) 1999, Appendices B-4
and B-8; SCWA 2000, Appendices B-8,
B-10, B-11, and B-12; SCWA 2001, pp.
18-19). The Russian River estuary is
approximately 75 mi (120 km) by sea
north of the San Francisco Bay-Delta.
No longfin smelt were caught in the
Russian River using beach seines
between 2003 and 2007 (SCWA 2004, p.
7; SCWA 2005, pp. 7-8; SCWA 2006, pp.
10-11; Cook 2008, p. 1). However, it is
likely that beach seining is an
ineffective method for determining
presence or absence of longfin smelt,
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because it does not sample the depths
(typically 15 to 22 feet (ft) (4 to 7 meters
(m)) or the middle of the river channel
where longfin smelt were previously
found in the Russian River using otter
trawls.
One individual longfin smelt was
found in Abbotts Lagoon at Point Reyes
National Seashore in 1999 (Saiki and
Martin 2001, p. 128), and near-shore
midwater trawl surveys conducted by
the NOAA – Fisheries in the spring for
juvenile rockfish also detected longfin
smelt and other smelt not identified to
species at several locations from Cyprus
Point near Monterey Bay to Point Reyes
near Bodega Bay in 1984, 1994, and
2001 (Baltz, 2008, pp. 1-32). Although
sampling continues, smelts caught have
not been identified to species since
2001, and many of the stations where
longfin smelt were identified in the
1980s and 1990s near the Gulf of the
Farallones have not been sampled since
1996 (Sakuma, 2008, p. 1).
The City of San Francisco detected
longfin smelt a few miles offshore in the
Pacific Ocean in 1983 and 1984,
suggesting that individuals from the San
Francisco estuary disperse beyond the
Golden Gate Bridge (City of San
Francisco 1985, pp. 5-8; Rosenfield and
Baxter 2007, p. 1590). Additional
surveys conducted between 1987 and
2007 were not examined for pelagic fish
species, so it is possible that longfin
smelt were captured but not identified
during these surveys (Kellogg 2008, p.
1).
Summary of Geographic Isolation
Although no physical barriers exist
between the San Francisco Bay-Delta
and estuarine habitat to the north, the
distance that longfin smelt are able to
travel out into the open ocean or
northward along the coast to reach these
areas is unknown. The 1995
Sacramento/San Joaquin Delta Native
Fishes Recovery Plan (Service 1995, pp.
47-65) states that the San Francisco
estuary population ‘‘is isolated from
other populations.’’ However, as
described above in the Range and Extant
Distribution section, it is likely that
longfin smelt are moving or being
transported via currents between the
San Francisco Bay-Delta estuary and
other estuaries to the north. A recent
review of the abundance and
distribution of longfin smelt within the
San Francisco Bay-Delta concluded that
at least a portion of the longfin smelt
population within the San Francisco
Bay-Delta is anadromous and routinely
disperses outside the San Francisco
Bay-Delta estuary and into the Pacific
Ocean (Rosenfield and Baxter 2007, p.
1590). Although we know of no studies
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assessing swimming ability of longfin
smelt, it may be comparable to juvenile
salmon, which have the capability to
swim back into estuaries from the ocean
(Moyle 2008, p. 1). Based on the recent
information that a portion of the San
Francisco Bay-Delta population of
longfin smelt are anadromous and able
to swim into and out of the San
Francisco Bay-Delta, it is likely that
individuals have the ability to swim
into and out of ocean currents and into
and between estuaries, including
estuaries outside of the San Francisco
Bay-Delta estuary. In addition, other
individuals may be transported by other
mechanisms, such as high outflows and
ocean currents (see Range and Extant
Distribution section). The distance that
longfin smelt could swim or be
transported from the San Francisco BayDelta is unknown. It is possible that the
San Francisco Bay-Delta population is
supplementing smaller nearby estuaries
(such as the Russian River); therefore,
Moyle’s (2002, p. 235) conclusion that
longfin smelt in the San Francisco BayDelta being reproductively isolated is
questionable. Additionally, it is possible
that other self-sustaining estuaries (such
as Humboldt Bay, Coos Bay, Columbia
River) may be supplementing smaller
estuaries in their vicinities. Therefore,
we have determined the San Francisco
Bay-Delta population of longfin smelt is
not geographically isolated from other
longfin smelt populations.
Genetic Separation
The petitioner states that the San
Francisco Bay-Delta population of
longfin smelt differs genetically from a
population in Lake Washington in
Washington State (Stanley et al. 1995,
pp. 390-396). The petitioners conclude
from the single study that the San
Francisco Bay-Delta population differs
markedly from other populations
genetically and that additional genetic
analysis will confirm that the San
Francisco Bay-Delta population
represents an evolutionarily
independent lineage of this species and
qualifies as a DPS.
Only one genetic study has addressed
longfin smelt. Stanley et al. (1995, pp.
390-396) used electrophoresis of
allozymes to examine genetic variation
within and between two populations of
longfin smelt. Allozymes are proteins
used as genetic markers and have been
used to assess genetic variation for
many years. Allozyme studies have the
advantage of being relatively
inexpensive and straightforward, once
the basic technique is developed for a
group. However, drawbacks of using
electrophoretic allozyme studies
include the limited number of proteins
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that can be screened (Parker et al. 1998,
pp. 362-363) and the fact that they often
detect little variability (Haig 1998, p.
419). It is not uncommon for population
biologists to encounter species for
which allozymes cannot be used as
genetic markers because they lack
variation (Parker et al. 1998, pp. 362363).
Stanley et al. (1995, p. 395) found the
San Francisco Bay-Delta population and
Lake Washington populations of longfin
smelt were significantly different in
allele frequencies at several loci (gene
locations). However, the authors also
stated the overall genetic dissimilarity
was within the range of other
conspecific fish species (Stanley et al.
1995, p. 395) and concluded their
research indicates longfin smelt from
Lake Washington and the San Francisco
Bay-Delta are conspecific (of the same
species) despite the large geographic
separation. We believe that this study is
not well suited to address whether the
San Francisco Bay-Delta longfin smelt
population is markedly separated from
other populations of longfin smelt (the
criterion of the DPS policy) because
only two locations were sampled. These
two locations are ecologically different
from one another and widely separated
geographically. The life history and
ecology of the landlocked Lake
Washington longfin smelt population is
different than other estuary populations,
and may have been geographically
separated for many years from other
populations with access to the open
ocean. A more appropriate comparison
would have been to analyze longfin
smelt from a series of locations with
access to the open ocean (e.g., Columbia
River to Humboldt Bay) to assess the
potential of genetic relatedness of
longfin smelt from the San Francisco
Bay-Delta and other populations. While
the study indicates that Lake
Washington and San Francisco BayDelta longfin smelt differ significantly at
some allozyme loci, it does not evaluate
the genetic relationship between these
populations and intervening
populations along the Pacific coast.
Furthermore, at the time of their
study, the authors believed the longfin
smelt in Humboldt Bay to be rare or
extinct but did acknowledge the
existence of longfin smelt from the
Klamath River, approximately 124 mi
(200 km) north of Humboldt Bay.
Stanley et al. (1995, p. 395) surmised
that if the Humboldt Bay population
was extinct, then genetic exchange
between the Delta and Klamath River
would be extremely unlikely. This line
of reasoning appears to imply
geographic isolation. However, based on
more recent occurrence information, as
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we have outlined above, longfin smelt
are found in estuaries north of the San
Francisco Bay-Delta, including the
Russian River, Humboldt Bay, and the
Klamath River. Also taking into account
recent confirmation that a portion of the
San Francisco Bay-Delta population of
longfin smelt is fully anadromous and
able to swim into and out of the San
Francisco Bay-Delta, and that it is likely
that individuals have the ability to swim
into and out of ocean currents and into
and between estuaries, including
estuaries outside of the San Francisco
Bay-Delta estuary, we believe the
potential for genetic interchange exists.
As mentioned above, research to
evaluate any genetic differences
between the San Francisco Bay-Delta
longfin smelt and other coastal longfin
smelt populations has not yet been
completed. There is also no indication
that longfin smelt differ
morphologically between the San
Francisco Bay-Delta population and
other populations. Researchers from
University of California at Davis have
undertaken a study using more modern
molecular techniques, which examines
DNA directly rather than looking at the
product derived from DNA (i.e.,
proteins) to determine genetic
variability within and among
populations in Northern California,
Oregon, and Washington (May 2008, p.
1). Additional study should provide
more information on the distribution of
genetic variation within the species and
determine if longfin smelt from different
locations are intermixing. We believe
that while this additional study is
needed, at this time we can not
conclude that San Francisco Bay-Delta
longfin smelt differ markedly from other
populations in its genetic
characteristics. Therefore, we have
determined that, based on the best
scientific and commercial information
available, the San Francisco Bay-Delta
population is not genetically distinct
from other populations of longfin smelt.
Determination of Discreteness
Our DPS policy requires that when
determining whether a population
meets the definition of being a DPS, we
must first consider discreteness of the
population segment in relation to the
remainder of the species to which it
belongs. The population must be
markedly separated from other
population of the taxon as a
consequence of physical, physiological,
ecological, behavioral, genetic or
morphological factors or as a result of
international boundaries where
significant differences in exploitation,
management, conservation status, or
regulatory mechanisms exist. If a
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population is considered discrete then
we would consider the biological and
ecological significance of the
population. To be considered a DPS
under our policy, the population must
meet both the discreteness and
significance aspects of the policy.
We have determined that, based on
the best scientific and commercial
information available, the San Francisco
Bay-Delta population of the longfin
smelt is not markedly separated from
the other populations of longfin smelt.
The only available data to address the
markedly separate standard for longfin
smelt relate to geographic isolation and
genetic uniqueness, and we do not find
that these data indicate longfin smelt
from the San Francisco Bay-Delta are
markedly separated from other longfin
smelt found elsewhere. Recent studies
indicate that at least part of the San
Francisco Bay-Delta population is
anadromous and able to swim into and
out of estuaries. Individuals may also be
carried by currents from the San
Francisco Bay-Delta to other estuaries
outside the San Francisco Bay-Delta
which leads us to the conclusion that
longfin smelt may be able to disperse
between populations. Although it is
impossible without further study to
reliably approximate how many
individuals are being transported or
swimming between the San Francisco
Bay-Delta and the other estuaries, ‘‘large
numbers’’ of migrating individuals are
not required to rule out populations
being markedly separated. Nor is
absolute isolation required for
populations to be markedly separated.
On balance, the limited data available
do not suggest that the San Francisco
Bay-Delta population of the longfin
smelt is markedly separate from
populations outside the San Francisco
Bay-Delta. In addition, the only genetic
study conducted to date examined only
Lake Washington and San Francisco
Bay-Delta longfin smelt, a sampling
scheme too limited to reasonably
address whether longfin smelt in the
San Francisco Bay-Delta differ
genetically from other locations along
the Pacific coast. Therefore, we have
determined that the San Francisco BayDelta population of longfin smelt is not
discrete as defined under our DPS
policy.
Significance
Since the San Francisco Bay-Delta
population of longfin smelt is not
discrete as defined under our DPS
policy, we do not need to evaluate the
significance of the population to the
species as a whole.
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Finding
We have carefully assessed the best
scientific and commercial information
available regarding whether the San
Francisco Bay-Delta population of the
longfin smelt is a distinct population
segment. We have reviewed the petition,
information available in our files, and
all information submitted to us
following our 90–day petition finding
(73 FR 24911, May 6, 2008). We also
consulted with recognized smelt
experts, including State and Federal
agency biologists, academics, and
individuals involved in sampling and
surveying efforts for the longfin smelt.
We find the San Francisco Bay-Delta
population of the longfin smelt does not
meet the discreteness criterion of our
DPS policy (and therefore we did not
undertake a significance review) and
therefore is not a valid DPS. As a result,
the San Francisco Bay-Delta population
of the longfin smelt is not a listable
entity under the Act and we will not
complete a 5-factor analysis of the San
Francisco Bay-Delta population of the
longfin smelt in response to the August
8, 2007, petition. This finding is based
on information obtained on the
potential for dispersal via ocean
currents, and on information that a
portion of the longfin smelt within the
San Francisco Bay-Delta regularly
disperse out to the Pacific Ocean and
are fully anadromous. Once individuals
emigrate from the San Francisco Bay
Estuary they are likely transported by
ocean currents and able to occupy
estuaries outside of the San Francisco
Bay-Delta for an undetermined amount
of time.
However, given the demonstrated
anadromy of the San Francisco Bay
Estuary population of longfin smelt and
its potential for dispersal, we are
initiating a range wide status assessment
of the longfin smelt and are seeking
information regarding: taxonomy,
genetics, distribution, habitat selection,
population density and trends, habitat
trends, effects of management, dispersal
and migratory capabilities or patterns of
dispersal, and potential threats to the
longfin smelt throughout its range in
Alaska, Canada, Washington, Oregon,
and California. Upon completion of this
review, we will also evaluate whether
the best available scientific information
suggests that the San Francisco BayDelta population of the longfin smelt
may be considered to occupy a
significant portion of the range (SPR),
and institute appropriate action. We
encourage interested parties to continue
to gather data that will assist in
determining the status of the longfin
smelt. New information should be
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Author
submitted to the Field Supervisor,
Sacramento Fish and Wildlife Office
(see ADDRESSES).
References Cited
dwashington3 on PROD1PC60 with PROPOSALS
A complete list of all references cited
in this proposal is available upon
request. You may request a list of all
references cited in this document from
the Supervisor, Sacramento Fish and
Wildlife Office (see ADDRESSES).
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16175
Authority
The primary authors of this notice are
staff members of the Sacramento Fish
and Wildlife Office, U.S. Fish and
Wildlife Service, 2800 Cottage Way,
Sacramento, CA 95825.
The authority for this action is the
Endangered Species Act of 1973, as
amended (16 U.S.C. 1531 et seq.).
PO 00000
Dated: March 31, 2009.
Rowan W. Gould,
Acting Director, U.S. Fish and Wildlife
Service.
[FR Doc. E9–8087 Filed 4–8–09; 8:45 am]
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Agencies
[Federal Register Volume 74, Number 67 (Thursday, April 9, 2009)]
[Proposed Rules]
[Pages 16169-16175]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-8087]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[FWS-R8-ES-2008-0045; MO 922105 0083-B2]
Endangered and Threatened Wildlife and Plants; 12-Month Finding
on a Petition to List the San Francisco Bay-Delta Population of the
Longfin Smelt (Spirinchus thaleichthys) as Endangered
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Notice of 12-month petition finding.
-----------------------------------------------------------------------
SUMMARY: We, the U.S. Fish and Wildlife Service (Service), announce a
12-month finding on a petition to list the San Francisco Bay-Delta
population of the longfin smelt (Spirinchus thaleichthys) as endangered
with critical habitat under the Endangered Species Act of 1973, as
amended (Act). After a thorough review of all available scientific and
commercial information, we find that the San Francisco Bay-Delta
population of the longfin smelt does not meet our definition of a
distinct population segment (DPS), as identified in our DPS policy (61
FR 4721, February 7, 1996). As a result, listing the species as a DPS
is not warranted. However, we are initiating a status assessment of the
longfin smelt, and we solicit information on the status of the species
range wide.
DATES: The finding announced in the document was made on April 9, 2009.
ADDRESSES: This finding is available on the Internet at https://www.regulations.gov and https://
[[Page 16170]]
www.fws.gov/sacramento. Supporting documentation we used in preparing
this finding are available for public inspection, by appointment,
during normal business hours at the U.S. Fish and Wildlife Service,
Sacramento Fish and Wildlife Office, 2800 Cottage Way, Room W-2605,
Sacramento, CA 95825; telephone 916-414-6600; or facsimile 916-414-
6712. Please submit any new information, materials, comments, or
questions concerning this finding to the above street address or fax.
FOR FURTHER INFORMATION CONTACT: For information on this finding,
contact Susan Moore, Field Supervisor, or Arnold Roessler, Listing
Program Coordinator, of the Sacramento Fish and Wildlife Office (see
ADDRESSES). If you use a telecommunications device for the deaf (TDD),
call the Federal Information Relay Service (FIRS) at 1-800-877-8339.
SUPPLEMENTARY INFORMATION:
Background
Section 4(b)(3)(B) of the Act (16 U.S.C. 1531 et seq.) requires
that, for any petition containing substantial scientific and commercial
information indicating that listing may be warranted, we make a finding
within 12 months of the date of our receipt of the petition on whether
the petitioned action is: (a) not warranted, (b) warranted, or (c)
warranted, but the immediate proposal of a regulation implementing the
petitioned action is precluded by other pending proposals to determine
whether any species is threatened or endangered, and expeditious
progress is being made to add or remove qualified species from the
Lists of Endangered and Threatened Wildlife and Plants. Such 12-month
findings are to be published promptly in the Federal Register. This
finding is based on our determination, based on the limited evidence
available, that the San Francisco Bay-Delta population of longfin smelt
is not a valid distinct population segment (DPS) under our Distinct
Population Segment Policy (61 FR 4721, February 7, 1996), and,
therefore, cannot be considered a listable entity under section 3(16)
of the Act.
Previous Federal Actions
On August 8, 2007, we received a petition from the Bay Institute,
the Center for Biological Diversity, and the Natural Resources Defense
Council to list the San Francisco Bay-Delta population of the longfin
smelt as a distinct population segment (DPS) and designate critical
habitat for the species concurrent with the listing. The petition was
clearly identified as a petition for a listing rule and contained the
names, signatures, and addresses of the requesting parties. On May 6,
2008, we published a 90-day finding (73 FR 24911) in which we concluded
that the petition provided substantial information indicating that
listing San Francisco Bay-Delta Population of the longfin smelt as a
DPS may be warranted, and we initiated a status review. However, in
that notice, we did not make a final determination that the San
Francisco Bay-Delta Population of the longfin smelt was a DPS; we only
stated that the petition presented substantial information indicating
that listing as a DPS may be warranted and that we would finalize our
determination in our status review. This notice constitutes the 12-
month finding on the August 8, 2007, petition to list the San Francisco
Bay-Delta population of the longfin smelt as a DPS and designate
critical habitat for the species concurrent with the listing.
Species Description
The following species description is taken from U.S. Fish and
Wildlife Service 1995, p. 47, except where cited otherwise. Longfin
smelt is a pelagic (lives in open water), estuarine fish that typically
measures 3.5 to 4.3 inches (in) (90-110 millimeters (mm)) standard
length, although third-year females may grow up to 5.9 in (150 mm)
(Moyle 2002, p. 236). The sides and lining of the gut cavity appear
translucent silver, the back has an olive to iridescent pinkish hue,
and mature males are usually darker in color than females. Longfin
smelt can be distinguished from other smelts in California by their
long pectoral fins, incomplete lateral line, weak or absent striations
on their opercular (covering the gills) bones, low numbers of scales in
the lateral series (54 to 65), and long maxillary bones (in adults,
these bones extend just short of the posterior margin of the eye).
Taxonomy
The longfin smelt belongs to the true smelt family Osmeridae, and
is one of three species in its genus; the night smelt (Spirinchus
starksi) co-occurs in California and the shishamo (S. lanceolatus)
occurs in northern Japan (McAllister 1963, pp. 10 and 15). Because of
its distinctive characteristics, the San Francisco Bay-Delta population
of longfin smelt was once described as a species separate from more
northern populations (Moyle 2002, p. 235). McAllister (1963, p. 12)
merged the two species, S. thaleichthys and S. dilatus, because the
difference in morphological characters represented a north-south cline
rather than a discrete set; a subsequent study using electrophoresis of
allozymes (proteins used as genetic markers because DNA contains
information that is used by cells to build proteins) showed that
populations from Lake Washington near Seattle, Washington, and the
Sacramento-San Joaquin Delta in California are similar genetically
(Stanley et al. 1995, p. 390). The study did, however, find that the
Sacramento-San Joaquin Delta population of longfin smelt differs in
allele (alternative form of a gene) frequencies from the population in
Lake Washington (Stanley et al. 1995, p. 390). Delta smelt and longfin
smelt hybrids have been observed in the San Francisco Bay-Delta
estuary, although these offspring are not thought to be fertile because
delta smelt and longfin smelt are not closely related taxonomically or
genetically (California Department of Fish and Game (CDFG) 2001, p.
473).
Biology
The longfin smelt is a euryhaline (tolerant of variable salinities)
pelagic fish that inhabits various depths of the water column depending
on the individual's life stage. Longfin smelt have been found
throughout the year in fresh and brackish waters with salinities
ranging from 14 to 28 parts per thousand (ppt) (CDFG 2001, p. 477).
Adults can typically be found in the middle or lower part of the water
column (Moyle 2002, p. 236), while larvae maintain position in the
upper part of the water column, where they are usually found. Longfin
smelt reportedly cannot tolerate water temperatures greater than 68
degrees Fahrenheit ([deg]F) (20 degrees Celsius ([deg]C)) (Moyle 2002,
p. 236), and will move farther downstream (west) during the summer
months when water temperatures in the Delta are higher. Adult longfin
smelt occupy water at temperatures from 61 to 68 [deg]F (16 to 20
[deg]C), with spawning probably occurring in water with temperatures
between 44.5 to 58 [deg]F (7.0 to 14.5 [deg]C) (Wang 1986, pp. 6-9).
Longfin smelt prey primarily on opossum shrimp (Neomysis mercedis)
and other small crustaceans (Acanthomysis sp.), although copepods such
as the calanoid copepod (Pseudodiatomus forbesi) and cyclopoid copepod
(Acanthocyclops vernalis) (Hobbs et al. 2006, p. 907) and other
crustaceans are also preyed upon, especially by smaller fish (Moyle
2002, p. 236). Longfin smelt are preyed upon by fishes, birds, and
mammals (Barnhart et al. 1992, p. 44) and are a major prey item of
harbor seals (Phoca vitulina) in the Columbia River (Service 1995, p.
51). Predation of longfin smelt in the San Francisco Bay Estuary is
known to occur by both striped bass (Morone
[[Page 16171]]
saxatilis) and inland silversides (Menidia beryllina), but the effects
of predation on the population are not well understood (Moyle 2002, p.
238). In the ocean, longfin smelt feed primarily on small crustaceans,
but may also feed on jellyfish and larval fish (Barnhart et al. 1992,
p. 44).
Reproduction
Longfin smelt may spawn as early as November and as late as June,
although typically spawning occurs from February to April (Moyle 2002,
p. 236). However, longfin smelt at various life stages are detected in
the San Francisco Bay estuary trawl surveys in numerous months of the
year (Rosenfield and Baxter 2007, p. 1578), suggesting that the
spawning period may not be restricted to November to June or that
growth and development between individuals varies. Spawning occurs in
areas of relatively low salinity, which are considered essential
nursery habitat for estuarine organisms (Jassby et al. 1995, p. 284).
Spawning usually occurs over rocky or gravelly substrates and aquatic
plants (Moyle 2002, p. 236). Female longfin smelt produce between 5,000
to 24,000 eggs which stick to the substrate, and hatch within 40 days
depending on the water temperature (CDFG 2001, p. 477). Newly hatched
embryos are transported in the upper portion of the water column
downstream (west) into more brackish parts of the San Francisco Bay-
Delta system (Moyle 2002, p. 236). Longfin smelt usually live for 2
years, although some individuals may spawn as 1- or 3-year-old fish
(Moyle 2002, p. 236), and die soon after spawning.
Range and Extant Distribution
The historical and current range of the longfin smelt is from
Alaska southward to the San Francisco Bay-Delta in California, which
includes the Delta, Suisun Marsh, San Pablo Bay, and the San Francisco
Bay to the Golden Gate. One fish was found in the Monterey Bay (south
of the San Francisco Bay-Delta) in California (Eschmeyer 1983, p. 82;
Wang 1986, pp. 6-10). In Alaska, longfin smelt are known from
Hinchinbrook Island, Prince William Sound, Dixon Entrance, Yakutat Bay,
and Cook Inlet (Alaska Natural Heritage Program (ANHP) 2006, p. 3). In
Washington, the range includes Willapa Bay, Skagit Bay, Columbia River,
Grays Harbor, and Puget Sound; in Oregon, the range includes Coos Bay
and Yaquina Bay (ANHP 2006, p. 3). Relative to longfin smelt in the San
Francisco Bay-Delta, the nearest confirmed breeding population of
longfin smelt occurs in the Columbia River, approximately 640 miles
(mi) (1,029 kilometers (km)) north of the San Francisco Bay-Delta
(Randall Baxter, CDFG, pers. comm. 2008). In California, longfin smelt
are known from (north to south) the Klamath River, Humboldt Bay and its
tributaries, the Eel River, the Van Duzen River, the Russian River, and
the San Francisco Bay-Delta (Moyle 2002, p. 235). The species was
previously described as ``weakly anadromous'' (Fry 1973, p. 88);
however, new research has found that at least part of the San Francisco
Bay-Delta population is anadromous (living mostly in the ocean and
spawning in fresh water) (Rosenfield and Baxter 2007, p. 1590). Non-
anadromous land-locked populations occur in Lakes Harrison and Pit in
British Columbia, and Lakes Washington and Union in Washington (Page
and Burr 1991, p. 57).
Longfin smelt are dispersed broadly in the San Francisco Bay-Delta
estuary by high outflows and currents, which could transport larvae or
small juveniles long distances before they mature and become demersal
(living near the bottom of the water column) (Baxter 2008, p. 1).
Unverified reports exist of longfin smelt being captured 3 to 4 mi (5
to 6 km) offshore in northern California (Service 1994, p. 3), but the
ecology and behavior of longfin smelt in the open ocean remains largely
unstudied. We are unaware of any studies assessing the swimming
abilities of longfin smelt, but they may be comparable to juvenile
salmon with the capability of swimming back into estuaries from the
ocean (Moyle 2008, p. 1). We believe it is likely that individuals from
the San Francisco Bay-Delta estuary population could be transported via
ocean currents, north to the Russian River, Eel River/Humboldt Bay, and
Klamath River estuaries, particularly during high outflow years, which
are associated with northward ocean currents in the winter. It is also
likely that individuals from northern estuaries may be transported to
the San Francisco Bay-Delta estuary via southward (summer) currents,
although the main southern current (the California current) is farther
offshore than the northern current (the Davidson current). Humboldt Bay
and the Klamath River are more than 260 mi (418 km) and 320 mi (515 km)
away by sea, respectively, from the San Francisco Bay. It is impossible
to reliably approximate how many individuals as a proportion of the
population may be transported by currents or swim between the San
Francisco Bay-Delta and the other estuaries.
Distinct Population Segment
We consider a species for listing under the Act if available
information indicates such an action might be warranted. ``Species'' is
defined in section 3 of the Act to include any subspecies of fish or
wildlife or plants, and any distinct vertebrate population segment of
fish or wildlife that interbreeds when mature (16 U.S.C. 1532(16)). We,
along with the National Marine Fisheries Service (now the National
Oceanic and Atmospheric Administration-Fisheries (NOAA - Fisheries)),
developed the Policy Regarding the Recognition of Distinct Vertebrate
Population Segments (DPS Policy) (February 7, 1996; 61 FR 4721) to help
us in determining what constitutes a DPS. Under our DPS policy, we
consider three elements in a decision regarding the status of a
possible DPS as endangered or threatened under the Act. These elements
include: (1) The discreteness of the population segment in relation to
the remainder of the species to which it belongs; (2) the significance
of the population segment to the species to which it belongs; and (3)
the population segment's conservation status in relation to the Act's
standards for listing. If we determine that a population segment meets
the discreteness and significance standards, then the level of threat
to that population segment is evaluated based on the five listing
factors established by the Act to determine whether listing the DPS as
either threatened or endangered is warranted.
Discreteness
The DPS policy states that a population may be considered discrete
if it satisfies either one of the following conditions: (1) It is
markedly separated from other populations of the same taxon as a
consequence of physical, physiological, ecological, or behavioral
factors (quantitative measures of genetic or morphological
discontinuity may provide evidence of this separation); or (2) it is
delimited by international governmental boundaries within which
differences in control of exploitation, management of habitat,
conservation status, or regulatory mechanisms exist that are
significant in light of section 4(a)(1)(D) of the Act.
Significance
Under our DPS Policy, once we have determined that a population
segment is discrete, we consider its biological and ecological
significance to the larger taxon to which it belongs. This
consideration may include, but is not limited to: (1) Persistence of
the discrete
[[Page 16172]]
population segment in an ecological setting that is unusual or unique
for the taxon; (2) evidence that loss of the discrete population
segment would result in a significant gap in the range of the taxon;
(3) evidence that the discrete population segment represents the only
surviving natural occurrence of a taxon that may be more abundant
elsewhere as an introduced population outside its historic range; or
(4) evidence that the discrete population segment differs markedly from
other populations of the species in its genetic characteristics.
If a population is considered both discrete and significant (i.e.,
it is a distinct population segment) its evaluation for endangered or
threatened status will be based on the Act's definitions of those terms
and a five-factor analysis will be completed.
Distinct Population Segment Analysis
Discreteness
The petitioners claim the San Francisco Bay-Delta population of
longfin smelt is discrete because there is no evidence that large
numbers of longfin smelt migrate between populations within their range
in the eastern Pacific or along the California coast. Additionally,
they cite survey data indicating longfin smelt populations within
several hundred miles of the San Francisco Bay-Delta are small and
possibly declining, which leads the petitioners to conclude that it is
unlikely that longfin smelt in the San Francisco Bay-Delta are
supplemented by immigration from other areas. Additionally, the
petitioners cite Moyle (2002, p. 235) who concluded the longfin smelt
in the San Francisco Bay-Delta are reproductively isolated from other
population units.
The range of the longfin smelt extends from Prince William Sound in
Alaska, south to the San Francisco Bay-Delta. In California, longfin
smelt have been found in the lower reaches and estuaries of the
Klamath, Eel, Van Duzen (a tributary to the Eel River), and Russian
Rivers, but populations in these areas are currently considered
relatively small. We are unaware of historical numbers in these areas.
Longfin smelt were historically abundant in Humboldt Bay, but this
population is in decline (The Bay Institute et al. 2007, p. 1). The San
Francisco Bay-Delta population is the southernmost self-sustaining
population of longfin smelt (The Bay Institute et al. 2007, p. ii). One
individual was found in Monterey Bay (Moyle 2002, p. 236), but a self-
sustaining population is not considered present there. See Range and
Extant Distribution for more information.
Geographical Isolation
The petitioners assert that the San Francisco Bay-Delta population
is geographically isolated from all other populations, that there is no
evidence of large numbers of longfin smelt migrating between
populations, and that it is highly unlikely that the San Francisco Bay-
Delta population is supplemented by populations from other areas. The
petitioners requested the Service list the San Francisco Bay-Delta
population of the longfin smelt as a DPS. We note that standard set
forth in the DPS policy is that a DPS be ``markedly separated'' from
other populations--thus, while absolute separation is not required,
neither are ``large numbers'' of individuals migrating between
populations.
Although the range of longfin smelt extends into Canada, the San
Francisco Bay-Delta population is not separated from all other
populations by an international border. Therefore, the San Francisco
Bay-Delta population cannot be discrete due to be delimiting by an
international border.
We are unaware of any targeted sampling efforts for longfin smelt,
so the information we have about their distribution and numbers and our
conclusions outlined below have been gleaned from past and ongoing
sampling efforts that target other aquatic organisms. The following
outlines the survey efforts and detections of longfin smelt in
California north of San Francisco Bay as a result of these non-target
sampling efforts.
In the Klamath River, longfin smelt were found in low numbers in
the early 1990s using electrofishing techniques from river mile 2 to
river mile 4 (river km 3.2 to 6.4). The Klamath River is located
approximately 320 mi (515 km) by sea north of the San Francisco Bay-
Delta. Additional sampling by the Yurok Tribe in the Klamath River in
recent years did not identify any longfin smelt; however, this sampling
targeted salmonids and, as a result, any osmerids that may have been
inadvertently captured were not documented (Gale 2008, p. 1). Also,
because standard sampling methods for salmonids are likely highly
inefficient for collecting longfin smelt, their presence or absence in
the Klamath River cannot be determined based on the Yurok Tribe
sampling data.
In Humboldt Bay in Humboldt County, California, longfin smelt
population numbers have likely always been small (Moyle 2002, p. 237).
Humboldt Bay is located approximately 260 mi (418 km) by sea north of
the San Francisco Bay-Delta. A total of 12 longfin smelt were caught in
north Humboldt Bay during surveys using a variety of gear types from
2003 to 2005 (Pinnix et al. 2005, p. 11), and one adult was netted in
Freshwater Creek (a tributary to Humboldt Bay) in February 2008 (Justin
Garwood 2008, p. 1). Eleven longfin smelt were found at a total of four
sites in Humboldt Bay between 2000 to 2001 (Cole 2004, p. 20). Survey
efforts conducted by California State University at Humboldt caught
only about half a dozen longfin smelt in Humboldt Bay in the past 10
years of non-target sampling using both trawls and beach seines
(Mulligan 2008, p. 1). In addition, non-target sampling around a dredge
disposal site about 2 mi (3.2 km) offshore from Humboldt Bay yields an
average of a few dozen longfin smelt every year (Mulligan 2008, p. 1).
The Humboldt Bay tributaries of Hookton Slough, Salmon Creek, and
Elk River Slough were sampled from 2005 to 2006, and Freshwater/Eureka
Slough and its tributaries were sampled from 2003 to 2006. Longfin
smelt were found in very low numbers during these years in all of these
tributaries (Mike Wallace, 2008, p. 1). Spawning longfin smelt have
been recorded in the Van Duzen River and in the Eel River drainage in
Humboldt County (Moyle 2002, p. 235), but the current status of longfin
smelt and sampling efforts in these rivers is unknown. Humboldt Bay and
the Klamath River estuaries may also support small but self-sustaining
populations of longfin smelt. Pre-spawn and spent (post-spawn) adults
have been detected in the Klamath River estuary as recently as 2001,
and adult and juvenile longfin smelt have been detected in recent years
in Humboldt Bay, suggesting spawning and recruitment may be occurring
in these estuaries (Baxter 2008, p. 1).
In the Russian River in Sonoma County, California (from the river
mouth to approximately 10 mi (16 km) upriver), low numbers of longfin
smelt were caught using otter trawls from 1997 to 2000 (Sonoma County
Water Agency (SCWA) 1999, Appendices B-4 and B-8; SCWA 2000, Appendices
B-8, B-10, B-11, and B-12; SCWA 2001, pp. 18-19). The Russian River
estuary is approximately 75 mi (120 km) by sea north of the San
Francisco Bay-Delta. No longfin smelt were caught in the Russian River
using beach seines between 2003 and 2007 (SCWA 2004, p. 7; SCWA 2005,
pp. 7-8; SCWA 2006, pp. 10-11; Cook 2008, p. 1). However, it is likely
that beach seining is an ineffective method for determining presence or
absence of longfin smelt,
[[Page 16173]]
because it does not sample the depths (typically 15 to 22 feet (ft) (4
to 7 meters (m)) or the middle of the river channel where longfin smelt
were previously found in the Russian River using otter trawls.
One individual longfin smelt was found in Abbotts Lagoon at Point
Reyes National Seashore in 1999 (Saiki and Martin 2001, p. 128), and
near-shore midwater trawl surveys conducted by the NOAA - Fisheries in
the spring for juvenile rockfish also detected longfin smelt and other
smelt not identified to species at several locations from Cyprus Point
near Monterey Bay to Point Reyes near Bodega Bay in 1984, 1994, and
2001 (Baltz, 2008, pp. 1-32). Although sampling continues, smelts
caught have not been identified to species since 2001, and many of the
stations where longfin smelt were identified in the 1980s and 1990s
near the Gulf of the Farallones have not been sampled since 1996
(Sakuma, 2008, p. 1).
The City of San Francisco detected longfin smelt a few miles
offshore in the Pacific Ocean in 1983 and 1984, suggesting that
individuals from the San Francisco estuary disperse beyond the Golden
Gate Bridge (City of San Francisco 1985, pp. 5-8; Rosenfield and Baxter
2007, p. 1590). Additional surveys conducted between 1987 and 2007 were
not examined for pelagic fish species, so it is possible that longfin
smelt were captured but not identified during these surveys (Kellogg
2008, p. 1).
Summary of Geographic Isolation
Although no physical barriers exist between the San Francisco Bay-
Delta and estuarine habitat to the north, the distance that longfin
smelt are able to travel out into the open ocean or northward along the
coast to reach these areas is unknown. The 1995 Sacramento/San Joaquin
Delta Native Fishes Recovery Plan (Service 1995, pp. 47-65) states that
the San Francisco estuary population ``is isolated from other
populations.'' However, as described above in the Range and Extant
Distribution section, it is likely that longfin smelt are moving or
being transported via currents between the San Francisco Bay-Delta
estuary and other estuaries to the north. A recent review of the
abundance and distribution of longfin smelt within the San Francisco
Bay-Delta concluded that at least a portion of the longfin smelt
population within the San Francisco Bay-Delta is anadromous and
routinely disperses outside the San Francisco Bay-Delta estuary and
into the Pacific Ocean (Rosenfield and Baxter 2007, p. 1590). Although
we know of no studies assessing swimming ability of longfin smelt, it
may be comparable to juvenile salmon, which have the capability to swim
back into estuaries from the ocean (Moyle 2008, p. 1). Based on the
recent information that a portion of the San Francisco Bay-Delta
population of longfin smelt are anadromous and able to swim into and
out of the San Francisco Bay-Delta, it is likely that individuals have
the ability to swim into and out of ocean currents and into and between
estuaries, including estuaries outside of the San Francisco Bay-Delta
estuary. In addition, other individuals may be transported by other
mechanisms, such as high outflows and ocean currents (see Range and
Extant Distribution section). The distance that longfin smelt could
swim or be transported from the San Francisco Bay-Delta is unknown. It
is possible that the San Francisco Bay-Delta population is
supplementing smaller nearby estuaries (such as the Russian River);
therefore, Moyle's (2002, p. 235) conclusion that longfin smelt in the
San Francisco Bay-Delta being reproductively isolated is questionable.
Additionally, it is possible that other self-sustaining estuaries (such
as Humboldt Bay, Coos Bay, Columbia River) may be supplementing smaller
estuaries in their vicinities. Therefore, we have determined the San
Francisco Bay-Delta population of longfin smelt is not geographically
isolated from other longfin smelt populations.
Genetic Separation
The petitioner states that the San Francisco Bay-Delta population
of longfin smelt differs genetically from a population in Lake
Washington in Washington State (Stanley et al. 1995, pp. 390-396). The
petitioners conclude from the single study that the San Francisco Bay-
Delta population differs markedly from other populations genetically
and that additional genetic analysis will confirm that the San
Francisco Bay-Delta population represents an evolutionarily independent
lineage of this species and qualifies as a DPS.
Only one genetic study has addressed longfin smelt. Stanley et al.
(1995, pp. 390-396) used electrophoresis of allozymes to examine
genetic variation within and between two populations of longfin smelt.
Allozymes are proteins used as genetic markers and have been used to
assess genetic variation for many years. Allozyme studies have the
advantage of being relatively inexpensive and straightforward, once the
basic technique is developed for a group. However, drawbacks of using
electrophoretic allozyme studies include the limited number of proteins
that can be screened (Parker et al. 1998, pp. 362-363) and the fact
that they often detect little variability (Haig 1998, p. 419). It is
not uncommon for population biologists to encounter species for which
allozymes cannot be used as genetic markers because they lack variation
(Parker et al. 1998, pp. 362-363).
Stanley et al. (1995, p. 395) found the San Francisco Bay-Delta
population and Lake Washington populations of longfin smelt were
significantly different in allele frequencies at several loci (gene
locations). However, the authors also stated the overall genetic
dissimilarity was within the range of other conspecific fish species
(Stanley et al. 1995, p. 395) and concluded their research indicates
longfin smelt from Lake Washington and the San Francisco Bay-Delta are
conspecific (of the same species) despite the large geographic
separation. We believe that this study is not well suited to address
whether the San Francisco Bay-Delta longfin smelt population is
markedly separated from other populations of longfin smelt (the
criterion of the DPS policy) because only two locations were sampled.
These two locations are ecologically different from one another and
widely separated geographically. The life history and ecology of the
landlocked Lake Washington longfin smelt population is different than
other estuary populations, and may have been geographically separated
for many years from other populations with access to the open ocean. A
more appropriate comparison would have been to analyze longfin smelt
from a series of locations with access to the open ocean (e.g.,
Columbia River to Humboldt Bay) to assess the potential of genetic
relatedness of longfin smelt from the San Francisco Bay-Delta and other
populations. While the study indicates that Lake Washington and San
Francisco Bay-Delta longfin smelt differ significantly at some allozyme
loci, it does not evaluate the genetic relationship between these
populations and intervening populations along the Pacific coast.
Furthermore, at the time of their study, the authors believed the
longfin smelt in Humboldt Bay to be rare or extinct but did acknowledge
the existence of longfin smelt from the Klamath River, approximately
124 mi (200 km) north of Humboldt Bay. Stanley et al. (1995, p. 395)
surmised that if the Humboldt Bay population was extinct, then genetic
exchange between the Delta and Klamath River would be extremely
unlikely. This line of reasoning appears to imply geographic isolation.
However, based on more recent occurrence information, as
[[Page 16174]]
we have outlined above, longfin smelt are found in estuaries north of
the San Francisco Bay-Delta, including the Russian River, Humboldt Bay,
and the Klamath River. Also taking into account recent confirmation
that a portion of the San Francisco Bay-Delta population of longfin
smelt is fully anadromous and able to swim into and out of the San
Francisco Bay-Delta, and that it is likely that individuals have the
ability to swim into and out of ocean currents and into and between
estuaries, including estuaries outside of the San Francisco Bay-Delta
estuary, we believe the potential for genetic interchange exists.
As mentioned above, research to evaluate any genetic differences
between the San Francisco Bay-Delta longfin smelt and other coastal
longfin smelt populations has not yet been completed. There is also no
indication that longfin smelt differ morphologically between the San
Francisco Bay-Delta population and other populations. Researchers from
University of California at Davis have undertaken a study using more
modern molecular techniques, which examines DNA directly rather than
looking at the product derived from DNA (i.e., proteins) to determine
genetic variability within and among populations in Northern
California, Oregon, and Washington (May 2008, p. 1). Additional study
should provide more information on the distribution of genetic
variation within the species and determine if longfin smelt from
different locations are intermixing. We believe that while this
additional study is needed, at this time we can not conclude that San
Francisco Bay-Delta longfin smelt differ markedly from other
populations in its genetic characteristics. Therefore, we have
determined that, based on the best scientific and commercial
information available, the San Francisco Bay-Delta population is not
genetically distinct from other populations of longfin smelt.
Determination of Discreteness
Our DPS policy requires that when determining whether a population
meets the definition of being a DPS, we must first consider
discreteness of the population segment in relation to the remainder of
the species to which it belongs. The population must be markedly
separated from other population of the taxon as a consequence of
physical, physiological, ecological, behavioral, genetic or
morphological factors or as a result of international boundaries where
significant differences in exploitation, management, conservation
status, or regulatory mechanisms exist. If a population is considered
discrete then we would consider the biological and ecological
significance of the population. To be considered a DPS under our
policy, the population must meet both the discreteness and significance
aspects of the policy.
We have determined that, based on the best scientific and
commercial information available, the San Francisco Bay-Delta
population of the longfin smelt is not markedly separated from the
other populations of longfin smelt. The only available data to address
the markedly separate standard for longfin smelt relate to geographic
isolation and genetic uniqueness, and we do not find that these data
indicate longfin smelt from the San Francisco Bay-Delta are markedly
separated from other longfin smelt found elsewhere. Recent studies
indicate that at least part of the San Francisco Bay-Delta population
is anadromous and able to swim into and out of estuaries. Individuals
may also be carried by currents from the San Francisco Bay-Delta to
other estuaries outside the San Francisco Bay-Delta which leads us to
the conclusion that longfin smelt may be able to disperse between
populations. Although it is impossible without further study to
reliably approximate how many individuals are being transported or
swimming between the San Francisco Bay-Delta and the other estuaries,
``large numbers'' of migrating individuals are not required to rule out
populations being markedly separated. Nor is absolute isolation
required for populations to be markedly separated. On balance, the
limited data available do not suggest that the San Francisco Bay-Delta
population of the longfin smelt is markedly separate from populations
outside the San Francisco Bay-Delta. In addition, the only genetic
study conducted to date examined only Lake Washington and San Francisco
Bay-Delta longfin smelt, a sampling scheme too limited to reasonably
address whether longfin smelt in the San Francisco Bay-Delta differ
genetically from other locations along the Pacific coast. Therefore, we
have determined that the San Francisco Bay-Delta population of longfin
smelt is not discrete as defined under our DPS policy.
Significance
Since the San Francisco Bay-Delta population of longfin smelt is
not discrete as defined under our DPS policy, we do not need to
evaluate the significance of the population to the species as a whole.
Finding
We have carefully assessed the best scientific and commercial
information available regarding whether the San Francisco Bay-Delta
population of the longfin smelt is a distinct population segment. We
have reviewed the petition, information available in our files, and all
information submitted to us following our 90-day petition finding (73
FR 24911, May 6, 2008). We also consulted with recognized smelt
experts, including State and Federal agency biologists, academics, and
individuals involved in sampling and surveying efforts for the longfin
smelt.
We find the San Francisco Bay-Delta population of the longfin smelt
does not meet the discreteness criterion of our DPS policy (and
therefore we did not undertake a significance review) and therefore is
not a valid DPS. As a result, the San Francisco Bay-Delta population of
the longfin smelt is not a listable entity under the Act and we will
not complete a 5-factor analysis of the San Francisco Bay-Delta
population of the longfin smelt in response to the August 8, 2007,
petition. This finding is based on information obtained on the
potential for dispersal via ocean currents, and on information that a
portion of the longfin smelt within the San Francisco Bay-Delta
regularly disperse out to the Pacific Ocean and are fully anadromous.
Once individuals emigrate from the San Francisco Bay Estuary they are
likely transported by ocean currents and able to occupy estuaries
outside of the San Francisco Bay-Delta for an undetermined amount of
time.
However, given the demonstrated anadromy of the San Francisco Bay
Estuary population of longfin smelt and its potential for dispersal, we
are initiating a range wide status assessment of the longfin smelt and
are seeking information regarding: taxonomy, genetics, distribution,
habitat selection, population density and trends, habitat trends,
effects of management, dispersal and migratory capabilities or patterns
of dispersal, and potential threats to the longfin smelt throughout its
range in Alaska, Canada, Washington, Oregon, and California. Upon
completion of this review, we will also evaluate whether the best
available scientific information suggests that the San Francisco Bay-
Delta population of the longfin smelt may be considered to occupy a
significant portion of the range (SPR), and institute appropriate
action. We encourage interested parties to continue to gather data that
will assist in determining the status of the longfin smelt. New
information should be
[[Page 16175]]
submitted to the Field Supervisor, Sacramento Fish and Wildlife Office
(see ADDRESSES).
References Cited
A complete list of all references cited in this proposal is
available upon request. You may request a list of all references cited
in this document from the Supervisor, Sacramento Fish and Wildlife
Office (see ADDRESSES).
Author
The primary authors of this notice are staff members of the
Sacramento Fish and Wildlife Office, U.S. Fish and Wildlife Service,
2800 Cottage Way, Sacramento, CA 95825.
Authority
The authority for this action is the Endangered Species Act of
1973, as amended (16 U.S.C. 1531 et seq.).
Dated: March 31, 2009.
Rowan W. Gould,
Acting Director, U.S. Fish and Wildlife Service.
[FR Doc. E9-8087 Filed 4-8-09; 8:45 am]
BILLING CODE 4310-55-S