Information Collection Activities: Proposed Collection; Comment Request, 14824-14829 [E9-7317]
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14824
Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices
accordance with the NRC E-filing rule,
which the NRC promulgated in August
2007. See 72 FR 49139 (Aug. 28, 2007).
Issued at Rockville, Maryland, this 26th
day of March 2009.
E. Roy Hawkens,
Chief Administrative Judge, Atomic Safety
and Licensing Board Panel.
[FR Doc. E9–7284 Filed 3–31–09; 8:45 am]
which the NRC promulgated in August
2007. See 72 FR 49,139 (Aug. 28, 2007).
Issued at Rockville, Maryland, this 26th
day of March 2009.
E. Roy Hawkens,
Chief Administrative Judge, Atomic Safety
and Licensing Board Panel.
[FR Doc. E9–7277 Filed 3–31–09; 8:45 am]
BILLING CODE 7590–01–P
BILLING CODE 7590–01–P
OFFICE OF MANAGEMENT AND
BUDGET
NUCLEAR REGULATORY
COMMISSION
Information Collection Activities:
Proposed Collection; Comment
Request
[ IA–08–022; ASLBP No. 09–881–01–EA–
BD01]
In The Matter Of Dhiraj Soni;
Establishment of Atomic Safety and
Licensing Board
AGENCY: Office of Management and
Budget.
ACTION: Notice.
Pursuant to delegation by the
Commission dated December 29, 1972,
published in the Federal Register, 37 FR
28,710 (1972), and the Commission’s
regulations, see 10 CFR sections 2.104,
2.202, 2.300, 2.303, 2.309, 2.311, 2.318,
and 2.321, notice is hereby given that an
Atomic Safety and Licensing Board is
being established to preside over the
following proceeding:
In the Matter of Dhiraj Soni;
(Enforcement Action)
This proceeding concerns a request
for a hearing submitted on March 13,
2009 by the law firm of Akerman
Senterfitt on behalf of Mr. Dhiraj Soni
in response to a February 10, 2009
‘‘NRC Staff Order Prohibiting
Involvement in NRC-Licensed
Activities, 74 FR 7930 (Feb. 20, 2009).
Under the terms of that Order, the Staff
concluded that Mr. Dhiraj Soni, the
former Vice President of Eastern Testing
and Inspection, Inc. (ETI), engaged in
deliberate misconduct that caused ETI
to be in violation of 10 CFR 30.9 and,
accordingly, that Mr. Dhiraj Soni
violated 10 CFR 30.10. The Order
therefore prohibits Mr. Dhiraj Soni from
any involvement in NRC-licensed
activities for a period of one year from
the effective date of the Order.
The Board is comprised of the
following administrative judges:
Ann Marshall Young, Chair, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001.
Paul B. Abramson, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001.
Bruce R. Matthews, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001.
All correspondence, documents, and
other materials shall be filed in
accordance with the NRC e-filing rule,
VerDate Nov<24>2008
17:46 Mar 31, 2009
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SUMMARY: In accordance with the
Paperwork Reduction Act (44 U.S.C.
3501 et seq.), the Office of Management
and Budget (OMB) invites the general
public and Federal agencies to comment
on the standard data elements that are
being reviewed under emergency review
procedures for use in complying with
reporting requirements under section
1512 of the American Recovery and
Reinvestment Act of 2009 (Public Law
111–5) (‘‘Recovery Act’’). The title of the
standard data element set is ‘‘Standard
Data Elements for Reports under Section
1512 of the American Recovery and
Reinvestment Act of 2009, Public Law
111–5 (Grants, Cooperative Agreements
and Loans).’’ Once the standard data
elements are approved, each federal
agency must require its recipients of
grants, cooperative agreements and
loans made under the Recovery Act to
report the information and data
electronically through a central
Governmentwide portal or through an
agency information collection process.
Information on the reporting procedures
will be posted to https://
www.federalreporting.gov once
available. Recipients of Recovery Act
funded grants, cooperative agreements
and loans may collect the data and
information approved under this
approved information collection from
their subrecipients and subcontractors.
A standard information collection for
recipients of Recovery Act funded
contracts directly awarded by the
Federal government is being reviewed
under a separate information collection
process.
DATES: Comments must be submitted on
or before May 1, 2009.
ADDRESSES: Due to potential delays in
OMB’s receipt and processing of mail
sent through the U.S. Postal Service, we
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encourage respondents to submit
comments electronically to ensure
timely receipt. We cannot guarantee that
comments mailed will be received
before the comment closing date.
Comments may be sent via https://
www.regulations.gov—a Federal EGovernment Web site that allows the
public to find, review, and submit
comments on documents that agencies
have published in the Federal Register
and that are open for comment. Simply
type a key term in the information
collection title such as ‘‘section 1512’’
in quotes in the Comment or
Submission search box, click Go, and
follow the instructions for submitting
comments. Comments received by the
date specified above will be included as
part of the official record.
Comments may be e-mailed to:
mpridgen@omb.eop.gov. Please include
‘‘section 1512’’ in the subject line of
your e-mail message. Also, please
include the full body of your comments
in the text of the electronic message, as
well as in an attachment. Please include
your name, title, organization, postal
address, telephone number, and e-mail
address in the text of the message.
Comments may also be submitted via
facsimile to (202) 395–3952.
Comments may be mailed to
Marguerite Pridgen, Office of Federal
Financial Management, Office of
Management and Budget, Room 6025,
New Executive Office Building, 725
17th Street, NW., Washington, DC
20503.
FOR FURTHER INFORMATION CONTACT:
Marguerite Pridgen, Office of Federal
Financial Management, Office of
Management and Budget, telephone
(202) 395–7844 (direct) or (202) 395–
3993 (main office) and e-mail:
mpridgen@omb.eop.gov. The proposed
data elements can be downloaded from
the OMB Grants Management Web page
at (https://www.whitehouse.gov/omb/
grants_standard_report_forms/).
OMB Control No.: TBD.
Title: Standard Data Elements for
Reports under Section 1512 of the
American Recovery and Reinvestment
Act of 2009, Public Law 111–5 (Grants,
Cooperative Agreements and Loans)
Form No.: Not applicable.
Type of Review: Emergency clearance.
Respondents: States, local
governments, Universities, non-profit
organizations, commercial
organizations, subrecipients and
subcontractors under grants, cooperative
agreements and loans.
Number of Responses: 993,100.
Estimated Time Per Response: 1.50
hours.
Needs and Uses: The ‘‘Standard Data
Elements for Reports under Section
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Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices
1512 of the American Recovery and
Reinvestment Act of 2009, Public Law
111–5’’ was developed to serve as a
government-wide standard data set for
agencies to use in collecting information
required under section 1512 of the
American Recovery and Reinvestment
Act of 2009 (‘‘Recovery Act’’) from
recipients of Federal grant, cooperative
agreement and loan funds. The data and
information will be collected within ten
days after each calendar quarter from
14825
each recipient unless the data has been
pre-filled from a prior reporting period
and is still accurate and current.
Danny Werfel,
Deputy Controller.
STANDARD DATA ELEMENTS FOR REPORTS UNDER SECTION 1512 OF THE AMERICAN RECOVERY AND REINVESTMENT ACT
OF 2009, PUBLIC LAW 111–5
[Grants, Cooperative Agreements and Loans]
Item
Data elements
Instruction
General Section—Award and Award Recipient Information
Please provide requested information regarding the award and award recipient.
ARRA–A ............
ARRA–C ............
Awarding Federal agency and Organizational Element to Which Report is
Submitted.
Federal Grant or Other Identifying Number Assigned by the awarding Federal
agency.
DUNS Number ........................................
ARRA–D ............
EIN ...........................................................
ARRA–E ............
CFDA .......................................................
ARRA–F ............
Recipient Organization ............................
ARRA–G ............
Recipient Account Number or Account
Number.
ARRA–H ............
Project/Grant Period ................................
ARRA–I ..............
Reporting Period End Date .....................
ARRA–J .............
Final Report .............................................
ARRA–K ............
Report or Frequency ...............................
ARRA–B ............
Provide the name of the awarding Federal agency and organizational element
identified in the award document or otherwise instructed by the agency. The organizational element is a subagency within an awarding Federal agency.
Provide the grant/award number contained in the award document.
Provide the prime recipient organization’s 9 digit Data Universal Numbering System (DUNS) number or Central Contractor Registration plus 4 extended DUNS
number.
Provide the recipient organization’s Employer Identification Number (EIN) provided by the Internal Revenue Service.
Provide Catalog of Federal Domestic Assistance (CFDA) number on the award
document or provided by the awarding agency. If this award is being funded
through multiple programs, provide each CFDA number.
Provide the legal name of recipient organization and address, including zip code.
This should be the same name and address that appears in recipient’s Central
Contractor Registration profile.
Provide the account number or any other identifying number assigned by the recipient to the award. This number is strictly for the recipient’s use only and is
not required by the awarding Federal agency.
Indicate the project/grant period established in the award document during which
Federal sponsorship begins and ends. Note: Some agencies award multi-year
grants for a project/grant period (e.g., 5 years) that are funded in increments
known as budget periods or funding periods. These are typically annual increments. Please provide the total project/grant period, not the individual budget
period or funding period.
The frequency of required reporting is quarterly. Provide the ending date of the
reporting period. For quarterly reports, the following calendar quarter reporting
period end dates shall be used: 6/30; 9/30; 12/31; or 3/31. For final reports, the
reporting period end date shall be the end date of the project/grant period.
Mark appropriate box. Check ‘‘yes’’ only if this is the final report for the project/
grant period specified in Box 6.
Select ‘‘quarterly’’ for quarterly reports and/or ‘‘final’’.
Section 1 Project/Activity Information
Please provide requested information for the project or activity for which Recovery Act funds were awarded.
ARRA–1–01 .......
Name of Project or Activity .....................
ARRA–1–02 .......
Total Amount of Recovery Funds Received
from
Federal
Agency
Indentified in Item ARRA–A.
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Provide a brief descriptive title of the project or activity funded in whole or in part
with Recovery Act funds. If this award funds multiple projects or activities, provide a descriptive title that captures the general focus area, e.g., ‘‘community
development,’’ ‘‘comprehensive community mental health services to adults
with a serious mental illness,’’ etc.
Provide the cumulative amount of actual cash received from the Federal agency
as of the reporting period end date.
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14826
Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices
STANDARD DATA ELEMENTS FOR REPORTS UNDER SECTION 1512 OF THE AMERICAN RECOVERY AND REINVESTMENT ACT
OF 2009, PUBLIC LAW 111–5—Continued
[Grants, Cooperative Agreements and Loans]
Item
Data elements
Instruction
ARRA–1–03 .......
Amount of recovery funds received that
were expended to projects or activities
(‘‘Federal Share of Expenditures’’).
Provide the cumulative total for the amount of Federal fund expenditures. For reports prepared on a cash basis, expenditures are the sum of cash disbursements for direct charges for property and services; the amount of indirect expense charged; the value of third-party in-kind contributions applied; and the
amount of cash advance payments and payments made to subcontractors and
subawardees. For reports prepared on an accrual basis, expenditures are the
sum of cash disbursements for direct charges for property and services; the
amount of indirect expense incurred; the value of in-kind contributions applied;
and the net increase or decrease in the amounts owed by the recipient for (1)
goods and other property received; (2) services performed by employees, contractors, subcontractors, subawardees, and other payees; and (3) programs for
which no current services or performance are required. Do not include program
income expended.
Section 2 Project/Activity Information
Please provide requested information for the project or activity for which Recovery Act funds were awarded.
ARRA–2–01 .......
Description
(code(s)).
ARRA–2–02 .......
Description of Project or Activity (brief
narrative).
ARRA–2–03 .......
Evaluation of completion status of the
project or activity.
ARRA–2–04 .......
A narrative description of the employment impact of the Recovery Act funded work.
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17:46 Mar 31, 2009
of
Project
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or
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Activity
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For awards primarily funding infrastructure projects or activities, as defined by the
awarding agency, provide the North American Industry Classification System
(NAICS) code(s) that describe the Recovery Act projects or activities under this
award. A searchable code list is at https://www.census.gov/naics/. For all other
awards, provide the National Center for Charitable Statistics ‘‘NTEE–NPC’’
code(s) that describe the Recovery Act projects or activities under this award.
A searchable code list is at https://nccsdataweb.urban.org/PubApps/nteeSearch.
php?gQry=all-core&codeType=NPC.
A description of the overall purpose and expected outputs and outcomes or results of the award and first-tier subaward(s), including significant deliverables
and, if appropriate, units of measure. For an award that funds multiple projects
or activities, such as a formula block grant, the purpose and outcomes or results may be stated in broad terms.
Evaluate the status of the work that has been completed. This evaluation should
be based on performance progress reports and other relevant non-financial
performance information. For awards funding a single project or activity, please
choose one of the following options: Not started; Less than 50% completed;
Completed 50% or more; Fully Completed. For awards funding multiple projects
or activities, such as formula block grants, provide your best estimate of completion of all projects and/or activities based on any aggregate data and information.
Provide a narrative description of the employment impact of the Recovery Act
funded work. This narrative should be cumulative for each calendar quarter and
at a minimum, address the impact on the recipient’s workforce, and if known,
the impact on the workforces of subrecipients. At a minimum, the recipient shall
provide—
(i) A brief description of the types of jobs created and jobs retained in the
United States and outlying areas. ‘‘Jobs or positions created’’ means those
new positions created and filled, or previously existing unfilled positions
that are filled, as a result of Recovery Act funding. ‘‘Jobs or positions retained’’ means those previously existing filled positions that are retained as
a result of Recovery Act funding. This description may rely on job titles,
broader labor categories, or the contractor’s existing practice for describing
jobs as long as the terms used are widely understood and describe the
general nature of the work; and
(ii) An estimate of the number of jobs created and jobs retained in the United
States and outlying areas. At a minimum, this estimate shall include any
new positions created and any existing filled positions that were retained to
support or carry out Recovery Act projects or activities managed directly by
the recipient, and if known, by subrecipients. The number shall be expressed as ‘‘full-time equivalent’’ (FTE), calculated cumulatively as all
hours worked divided by the total number of hours in a full-time schedule,
as defined by the recipient. For instance, two full-time employees and one
part-time employee working half days would be reported as 2.5 FTE in
each calendar quarter.
(iii) A job cannot be reported as both created and retained. As used in this
instruction, United States means the 50 States and the District of Columbia, and outlying areas means—
(1) Commonwealths.
(i) Puerto Rico.
(ii) The Northern Mariana Islands;
(2) Territories.
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Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices
14827
STANDARD DATA ELEMENTS FOR REPORTS UNDER SECTION 1512 OF THE AMERICAN RECOVERY AND REINVESTMENT ACT
OF 2009, PUBLIC LAW 111–5—Continued
[Grants, Cooperative Agreements and Loans]
Item
Data elements
Instruction
(i) American Samoa.
(ii) Guam.
(iii) U.S. Virgin Islands; and
(3) Minor outlying islands.
(i) Baker Island.
(ii) Howland Island.
(iii) Jarvis Island.
(iv) Johnston Atoll.
(v) Kingman Reef.
(vi) Midway Islands.
(vii) Navassa Island.
(viii) Palmyra Atoll.
(ix) Wake Atoll.
ARRA–2–05 .......
For infrastructure investments made by
State and local governments: Total
cost of infrastructure investment made
by State and Local governments.
ARRA–2–06 .......
For infrastructure investments made by
State and local governments: What is
the rationale of the Award Recipient
for funding the infrastructure investment with funds made available under
the Recovery Act?
ARRA–2–07 .......
For infrastructure investments made by
State and local governments: Who
should we contact if we have concerns about this infrastructure investment?
Provide the cumulative total cost of investment. This amount should include the
total cumulative federal expenditures and non-federal expenditures for the infrastructure investment:
Federal (Recovery Act funds): $llllllll.
Federal (non-Recovery Act funds): $llllllll.
NonFederal: $llllllll.
Explain how the infrastructure investment will contribute to one or more purposes
of the Recovery Act:
Purposes:
(1) To preserve and create jobs and promote economic recovery.
(2) To assist those most impacted by the recession.
(3) To provide investments needed to increase economic efficiency by spurring technological advances in science and health.
(4) To invest in transportation, environmental protection, and other infrastructure that will provide long-term economic benefits.
(5) To stabilize State and local government budgets, in order to minimize and
avoid reductions in essential services and counterproductive state and
local tax increases.
Provide name, phone number, address and email address of the appropriate contact in the state/local government.
Section 3 Subrecipient Information
For any first-tier subcontract or subaward funded in whole or in part under the Recovery Act, that is over $25,000 and not subject to aggregate
reporting under Section 4, the recipient shall provide detailed information as follows:
ARRA–3–01 .......
Subrecipient DUNS Number ...................
ARRA–3–02 .......
ARRA–3–03 .......
Award Number or Other Identifying Number Assigned by the Recipient Entity.
Subrecipient Name ..................................
ARRA–3–04 .......
Subrecipient Location ..............................
ARRA–3–05 .......
Subrecipient Type ...................................
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Provide the subrecipient organization’s 9 digit Data Universal Numbering System
(DUNS) number or Central Contractor Registration plus 4 extended DUNS
number.
Provide the grant/award number (if any) assigned to the subrecipient award by
the recipient.
Provide the legal name of subrecipient as registered in the Central Contractor
Registration (www.ccr.gov).
Physical location as listed in the Central Contractor Registration. For congressional district, use the format: 2 characters State Abbreviation—3 characters
District Number, e.g., CA–005 for California 5th district, CA–012 for California
12th district, NC–13 for North Carolina’s 13rd district. If the program/project is
outside the US, enter 00–000.
Select primary category from the list of categories below.
A. State Government.
B. County Government.
C. City or Township Government.
D. Special District Government.
E. Regional Organization.
F. U.S. Territory or Possession.
G. Independent School District.
H. Public/State Controlled Institution of Higher Education.
I. Indian/Native American Tribal Government (Federally Recognized).
J. Indian/Native American Tribal Government (Other than Federally Recognized).
K. Indian/Native American Tribally Designated Organization.
L. Public/Indian Housing Authority.
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14828
Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices
STANDARD DATA ELEMENTS FOR REPORTS UNDER SECTION 1512 OF THE AMERICAN RECOVERY AND REINVESTMENT ACT
OF 2009, PUBLIC LAW 111–5—Continued
[Grants, Cooperative Agreements and Loans]
Item
Data elements
ARRA–3–06 .......
ARRA–3–07 .......
ARRA–3–08 .......
ARRA–3–09 .......
ARRA–3–10 .......
ARRA–3–11 .......
Instruction
Amount of Subcontract or Subaward
Disbursed.
Total Amount of Subcontract or
Subaward (Ultimate Contract/Award
Value).
Subaward Date ........................................
Subaward Project/Grant Period ..............
Primary Performance Location ................
For the five most highly compensated officers of the entity: the names and
total compensation.
M. Nonprofit with 501C3 IRS Status (Other than Institution of Higher Education).
N. Nonprofit without 501C3 IRS Status (Other than Institution of Higher Education).
O. Private Institution of Higher Education.
P. Individual.
Q. For-Profit Organization (Other than Small Business).
R. Small Business.
S. Hispanic-serving Institution.
T. Historically Black Colleges and Universities (HBCUs).
U. Tribally Controlled Colleges and Universities (TCCUs).
V. Alaska Native and Native Hawaiian Serving Institutions.
W. Non-domestic (non-US) Entity.
X. Other.
Provide the cumulative amount of cash disbursed to the subawardee or subcontractor as of the reporting period end date.
Provide the anticipated total amount of cash to be disbursed to the subawardee
or subcontractor by the expiration date of the subaward or subcontract, respectively.
Provide the date the subcontract or subaward was signed (mm/dd/yyyy).
Indicate the project/grant period established in the subaward document during
which sponsorship begins and ends. For multi-year awards for a project/grant
period (e.g., 5 years) that are funded in increments known as budget periods or
funding periods, please provide the total project/grant period, not the individual
budget period or funding period.
Provide physical location of primary place of performance.
Provide the names and total compensation of the five most highly compensated
officers of the subrecipient entity if—
(1) the recipient in its preceding fiscal year received—
(a) 80 percent or more of its annual gross revenues in Federal awards; and
(b) $25,000,000 or more in annual gross revenues from Federal awards; and
(2) the public does not have access to information about the compensation of the
senior executives of the entity through periodic reports filed under section 13(a)
or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a), 78o(d)) or
section 6104 of the Internal Revenue Code of 1986 [26 USC § 6104].
‘‘Total compensation’’ means the cash and noncash dollar value earned by the
executive during the subrecipient’s past fiscal year of the following (for more information see 17 CFR 229.402(c)(2)):
(i). Salary and bonus.
(ii). Awards of stock, stock options, and stock appreciation rights. Use the
dollar amount recognized for financial statement reporting purposes with
respect to the fiscal year in accordance with FAS 123R.
(iii). Earnings for services under non-equity incentive plans. Does not include
group life, health, hospitalization or medical reimbursement plans that do
not discriminate in favor of executives, and are available generally to all
salaried employees.
(iv). Change in pension value. This is the change in present value of defined
benefit and actuarial pension plans.
(v). Above-market earnings on deferred compensation which are not taxqualified.
(vi). Other compensation. For example, severance, termination payments,
value of life insurance paid on behalf of the employee, perquisites or property if the value for the executive exceeds $10,000.
Section 4 Subawardee or Subcontract Award Information—Aggregated
For subcontracts or subawards valued at less than $25,000 or any subcontracts or subawards awarded to an individual, or subcontracts or subawards awarded to an entity other than an individual which in the previous tax year had gross income under $300,000, the recipient shall only
report the aggregate number of such first tier subawards and subcontracts awarded in the quarter and their aggregate total dollar amount.
ARRA–4–01 .......
ARRA–4–02 .......
VerDate Nov<24>2008
Total Number of Subcontracts and Subawards less than $25,000/award and
awarded to individuals.
Total Amount of Subcontracts and Subawards less than $25,000/award and
awarded to individuals.
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Self-explanatory.
Provide the total cumulative amount of cash disbursed to subawardees and subcontractors. This aggregate amount should be cumulative as of the reporting
period end date.
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Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices
[FR Doc. E9–7317 Filed 3–31–09; 8:45 am]
BILLING CODE 3110–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, April 2, 2009 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Casey, as duty officer,
voted to consider the items listed for the
Closed Meeting in closed session.
The subject matter of the Closed
Meeting scheduled for Thursday, April
2, 2009 will be:
Institution of an injunctive action;
institution and settlement of
administrative proceedings of an
enforcement nature; adjudicatory
matters; and other matters relating to
enforcement proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: March 26, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–7228 Filed 3–31–09; 8:45 am]
BILLING CODE
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
In the Matter of Order of Suspension of
Trading Global Matrechs, Inc.
It appears to the Securities and
Exchange Commission that there is a
17:46 Mar 31, 2009
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E9–7397 Filed 3–30–09; 4:15 pm]
BILLING CODE
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–59632; File No. SR–
NASDAQ–2009–030]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
a Proposal To Extend the Options
Penny Pilot for The NASDAQ Options
Market
March 26, 2009.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on March 25,
2009, The NASDAQ Stock Market LLC
(‘‘Nasdaq’’) filed with the Securities and
Exchange Commission (‘‘Commission’’)
the proposed rule change as described
in Items I and II below, which Items
have been prepared by Nasdaq. The
Exchange filed the proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to Section 19(b)(3)(A)(iii) of
the Act 3 and Rule 19b–4(f)(6)
thereunder.4 The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
Nasdaq is proposing to extend a pilot
(the ‘‘pilot’’) that permits certain options
series to be quoted and traded in
1 15
March 30, 2009.
VerDate Nov<24>2008
lack of current and accurate information
concerning the securities of Global
Matrechs, Inc. (‘‘Global’’) because it is
nearly two years delinquent in its
required periodic reports. Global is
quoted on the Pink Sheets OTC Markets,
Inc. under the ticker symbol GBMR.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the above-listed company is
suspended for the period from 9:30 a.m.
EDT on March 30, 2009, through 11:59
p.m. EDT on April 13, 2009.
Jkt 217001
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
4 17 CFR 240.19b–4(f)(6).
2 17
PO 00000
Frm 00063
Fmt 4703
Sfmt 4703
14829
increments of $0.01. The Exchange
proposes to extend the pilot through
July 3, 2009. There is no new text
contained in this proposed rule change.
The text of the filing is available at
https://www.cchwallstreet.com/nasdaq,
at NASDAQ’s principal office, and at
the Commission’s Public Reference
Room.
Nasdaq has designated this proposal
as non-controversial and provided the
Commission with the notice required by
Exchange Act Rule 19b–4(f)(6)(iii).
Nasdaq requests that the Commission
waive the 30-day pre-operative waiting
period contained in that rule. If such
waiver is granted by the Commission,
this rule proposal, which is effective
upon filing with the Commission, shall
become immediately operative pursuant
to SEC Rule 19b–4(f)(6).
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
Nasdaq included statements concerning
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. Nasdaq has prepared
summaries, set forth in Sections A, B,
and C below, of the most significant
aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of the proposed rule
change is to continue to permit
specified options series to be quoted
and traded in increments of $0.01 by
extending the pilot through July 3, 2009.
Prior to the Penny Pilot Program,
options were quoted options in nickel
and dime increments. The minimum
price variation for quotations in options
series that are quoted at less than $3 per
contract is $0.05 and the minimum
price variation for quotations in options
series that are quoted at $3 per contract
or greater is $0.10.
Under the Penny Pilot Program,
beginning on January 26, 2007, market
participants were able to begin quoting
in penny increments in certain series of
option classes. The Penny Pilot Program
originally included the following
thirteen options: Ishares Russell 2000
(IWM); NASDAQ–100 Index Tracking
Stock (QQQQ); SemiConductor Holders
Trust (SMH); General Electric Company
(GE); Advanced Micro Devices, Inc.
E:\FR\FM\01APN1.SGM
01APN1
Agencies
[Federal Register Volume 74, Number 61 (Wednesday, April 1, 2009)]
[Notices]
[Pages 14824-14829]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-7317]
=======================================================================
-----------------------------------------------------------------------
OFFICE OF MANAGEMENT AND BUDGET
Information Collection Activities: Proposed Collection; Comment
Request
AGENCY: Office of Management and Budget.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: In accordance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), the Office of Management and Budget (OMB) invites the general
public and Federal agencies to comment on the standard data elements
that are being reviewed under emergency review procedures for use in
complying with reporting requirements under section 1512 of the
American Recovery and Reinvestment Act of 2009 (Public Law 111-5)
(``Recovery Act''). The title of the standard data element set is
``Standard Data Elements for Reports under Section 1512 of the American
Recovery and Reinvestment Act of 2009, Public Law 111-5 (Grants,
Cooperative Agreements and Loans).'' Once the standard data elements
are approved, each federal agency must require its recipients of
grants, cooperative agreements and loans made under the Recovery Act to
report the information and data electronically through a central
Governmentwide portal or through an agency information collection
process. Information on the reporting procedures will be posted to
https://www.federalreporting.gov once available. Recipients of Recovery
Act funded grants, cooperative agreements and loans may collect the
data and information approved under this approved information
collection from their subrecipients and subcontractors. A standard
information collection for recipients of Recovery Act funded contracts
directly awarded by the Federal government is being reviewed under a
separate information collection process.
DATES: Comments must be submitted on or before May 1, 2009.
ADDRESSES: Due to potential delays in OMB's receipt and processing of
mail sent through the U.S. Postal Service, we encourage respondents to
submit comments electronically to ensure timely receipt. We cannot
guarantee that comments mailed will be received before the comment
closing date.
Comments may be sent via https://www.regulations.gov--a Federal E-
Government Web site that allows the public to find, review, and submit
comments on documents that agencies have published in the Federal
Register and that are open for comment. Simply type a key term in the
information collection title such as ``section 1512'' in quotes in the
Comment or Submission search box, click Go, and follow the instructions
for submitting comments. Comments received by the date specified above
will be included as part of the official record.
Comments may be e-mailed to: mpridgen@omb.eop.gov. Please include
``section 1512'' in the subject line of your e-mail message. Also,
please include the full body of your comments in the text of the
electronic message, as well as in an attachment. Please include your
name, title, organization, postal address, telephone number, and e-mail
address in the text of the message. Comments may also be submitted via
facsimile to (202) 395-3952.
Comments may be mailed to Marguerite Pridgen, Office of Federal
Financial Management, Office of Management and Budget, Room 6025, New
Executive Office Building, 725 17th Street, NW., Washington, DC 20503.
FOR FURTHER INFORMATION CONTACT: Marguerite Pridgen, Office of Federal
Financial Management, Office of Management and Budget, telephone (202)
395-7844 (direct) or (202) 395-3993 (main office) and e-mail:
mpridgen@omb.eop.gov. The proposed data elements can be downloaded from
the OMB Grants Management Web page at (https://www.whitehouse.gov/omb/grants_standard_report_forms/).
OMB Control No.: TBD.
Title: Standard Data Elements for Reports under Section 1512 of the
American Recovery and Reinvestment Act of 2009, Public Law 111-5
(Grants, Cooperative Agreements and Loans)
Form No.: Not applicable.
Type of Review: Emergency clearance.
Respondents: States, local governments, Universities, non-profit
organizations, commercial organizations, subrecipients and
subcontractors under grants, cooperative agreements and loans.
Number of Responses: 993,100.
Estimated Time Per Response: 1.50 hours.
Needs and Uses: The ``Standard Data Elements for Reports under
Section
[[Page 14825]]
1512 of the American Recovery and Reinvestment Act of 2009, Public Law
111-5'' was developed to serve as a government-wide standard data set
for agencies to use in collecting information required under section
1512 of the American Recovery and Reinvestment Act of 2009 (``Recovery
Act'') from recipients of Federal grant, cooperative agreement and loan
funds. The data and information will be collected within ten days after
each calendar quarter from each recipient unless the data has been pre-
filled from a prior reporting period and is still accurate and current.
Danny Werfel,
Deputy Controller.
Standard Data Elements for Reports Under Section 1512 of the American
Recovery and Reinvestment Act of 2009, Public Law 111-5
[Grants, Cooperative Agreements and Loans]
------------------------------------------------------------------------
Item Data elements Instruction
------------------------------------------------------------------------
General Section--Award and Award Recipient Information
Please provide requested information regarding the award and award
recipient.
------------------------------------------------------------------------
ARRA-A................... Awarding Federal Provide the name of the
agency and awarding Federal agency
Organizational and organizational
Element to Which element identified in
Report is the award document or
Submitted. otherwise instructed by
the agency. The
organizational element
is a subagency within
an awarding Federal
agency.
ARRA-B................... Federal Grant or Provide the grant/award
Other Identifying number contained in the
Number Assigned by award document.
the awarding
Federal agency.
ARRA-C................... DUNS Number........ Provide the prime
recipient
organization's 9 digit
Data Universal
Numbering System (DUNS)
number or Central
Contractor Registration
plus 4 extended DUNS
number.
ARRA-D................... EIN................ Provide the recipient
organization's Employer
Identification Number
(EIN) provided by the
Internal Revenue
Service.
ARRA-E................... CFDA............... Provide Catalog of
Federal Domestic
Assistance (CFDA)
number on the award
document or provided by
the awarding agency. If
this award is being
funded through multiple
programs, provide each
CFDA number.
ARRA-F................... Recipient Provide the legal name
Organization. of recipient
organization and
address, including zip
code. This should be
the same name and
address that appears in
recipient's Central
Contractor Registration
profile.
ARRA-G................... Recipient Account Provide the account
Number or Account number or any other
Number. identifying number
assigned by the
recipient to the award.
This number is strictly
for the recipient's use
only and is not
required by the
awarding Federal
agency.
ARRA-H................... Project/Grant Indicate the project/
Period. grant period
established in the
award document during
which Federal
sponsorship begins and
ends. Note: Some
agencies award multi-
year grants for a
project/grant period
(e.g., 5 years) that
are funded in
increments known as
budget periods or
funding periods. These
are typically annual
increments. Please
provide the total
project/grant period,
not the individual
budget period or
funding period.
ARRA-I................... Reporting Period The frequency of
End Date. required reporting is
quarterly. Provide the
ending date of the
reporting period. For
quarterly reports, the
following calendar
quarter reporting
period end dates shall
be used: 6/30; 9/30; 12/
31; or 3/31. For final
reports, the reporting
period end date shall
be the end date of the
project/grant period.
ARRA-J................... Final Report....... Mark appropriate box.
Check ``yes'' only if
this is the final
report for the project/
grant period specified
in Box 6.
ARRA-K................... Report or Frequency Select ``quarterly'' for
quarterly reports and/
or ``final''.
------------------------------------------------------------------------
Section 1 Project/Activity Information
Please provide requested information for the project or activity for
which Recovery Act funds were awarded.
------------------------------------------------------------------------
ARRA-1-01................ Name of Project or Provide a brief
Activity. descriptive title of
the project or activity
funded in whole or in
part with Recovery Act
funds. If this award
funds multiple projects
or activities, provide
a descriptive title
that captures the
general focus area,
e.g., ``community
development,''
``comprehensive
community mental health
services to adults with
a serious mental
illness,'' etc.
ARRA-1-02................ Total Amount of Provide the cumulative
Recovery Funds amount of actual cash
Received from received from the
Federal Agency Federal agency as of
Indentified in the reporting period
Item ARRA-A. end date.
[[Page 14826]]
ARRA-1-03................ Amount of recovery Provide the cumulative
funds received total for the amount of
that were expended Federal fund
to projects or expenditures. For
activities reports prepared on a
(``Federal Share cash basis,
of Expenditures''). expenditures are the
sum of cash
disbursements for
direct charges for
property and services;
the amount of indirect
expense charged; the
value of third-party in-
kind contributions
applied; and the amount
of cash advance
payments and payments
made to subcontractors
and subawardees. For
reports prepared on an
accrual basis,
expenditures are the
sum of cash
disbursements for
direct charges for
property and services;
the amount of indirect
expense incurred; the
value of in-kind
contributions applied;
and the net increase or
decrease in the amounts
owed by the recipient
for (1) goods and other
property received; (2)
services performed by
employees, contractors,
subcontractors,
subawardees, and other
payees; and (3)
programs for which no
current services or
performance are
required. Do not
include program income
expended.
------------------------------------------------------------------------
Section 2 Project/Activity Information
Please provide requested information for the project or activity for
which Recovery Act funds were awarded.
------------------------------------------------------------------------
ARRA-2-01................ Description of For awards primarily
Project or funding infrastructure
Activity (code(s)). projects or activities,
as defined by the
awarding agency,
provide the North
American Industry
Classification System
(NAICS) code(s) that
describe the Recovery
Act projects or
activities under this
award. A searchable
code list is at https://www.census.gov/naics/.
For all other awards,
provide the National
Center for Charitable
Statistics ``NTEE-NPC''
code(s) that describe
the Recovery Act
projects or activities
under this award. A
searchable code list is
at https://nccsdataweb.urban.org/PubApps/nteeSearch.php?gQry=all-core&codeType=NPC.
ARRA-2-02................ Description of A description of the
Project or overall purpose and
Activity (brief expected outputs and
narrative). outcomes or results of
the award and first-
tier subaward(s),
including significant
deliverables and, if
appropriate, units of
measure. For an award
that funds multiple
projects or activities,
such as a formula block
grant, the purpose and
outcomes or results may
be stated in broad
terms.
ARRA-2-03................ Evaluation of Evaluate the status of
completion status the work that has been
of the project or completed. This
activity. evaluation should be
based on performance
progress reports and
other relevant non-
financial performance
information. For awards
funding a single
project or activity,
please choose one of
the following options:
Not started; Less than
50% completed;
Completed 50% or more;
Fully Completed. For
awards funding multiple
projects or activities,
such as formula block
grants, provide your
best estimate of
completion of all
projects and/or
activities based on any
aggregate data and
information.
ARRA-2-04................ A narrative Provide a narrative
description of the description of the
employment impact employment impact of
of the Recovery the Recovery Act funded
Act funded work. work. This narrative
should be cumulative
for each calendar
quarter and at a
minimum, address the
impact on the
recipient's workforce,
and if known, the
impact on the
workforces of
subrecipients. At a
minimum, the recipient
shall provide--
(i) A brief
description of the
types of jobs
created and jobs
retained in the
United States and
outlying areas.
``Jobs or positions
created'' means
those new positions
created and filled,
or previously
existing unfilled
positions that are
filled, as a result
of Recovery Act
funding. ``Jobs or
positions retained''
means those
previously existing
filled positions
that are retained as
a result of Recovery
Act funding. This
description may rely
on job titles,
broader labor
categories, or the
contractor's
existing practice
for describing jobs
as long as the terms
used are widely
understood and
describe the general
nature of the work;
and
(ii) An estimate of
the number of jobs
created and jobs
retained in the
United States and
outlying areas. At a
minimum, this
estimate shall
include any new
positions created
and any existing
filled positions
that were retained
to support or carry
out Recovery Act
projects or
activities managed
directly by the
recipient, and if
known, by
subrecipients. The
number shall be
expressed as ``full-
time equivalent''
(FTE), calculated
cumulatively as all
hours worked divided
by the total number
of hours in a full-
time schedule, as
defined by the
recipient. For
instance, two full-
time employees and
one part-time
employee working
half days would be
reported as 2.5 FTE
in each calendar
quarter.
(iii) A job cannot be
reported as both
created and
retained. As used in
this instruction,
United States means
the 50 States and
the District of
Columbia, and
outlying areas
means--
(1) Commonwealths.
(i) Puerto Rico.
(ii) The Northern
Mariana Islands;
(2) Territories.
[[Page 14827]]
(i) American Samoa.
(ii) Guam.
(iii) U.S. Virgin
Islands; and
(3) Minor outlying
islands.
(i) Baker Island.
(ii) Howland Island.
(iii) Jarvis Island.
(iv) Johnston Atoll.
(v) Kingman Reef.
(vi) Midway Islands.
(vii) Navassa Island.
(viii) Palmyra Atoll.
(ix) Wake Atoll.
------------------------------------------------------------------------
ARRA-2-05................ For infrastructure Provide the cumulative
investments made total cost of
by State and local investment. This amount
governments: Total should include the
cost of total cumulative
infrastructure federal expenditures
investment made by and non-federal
State and Local expenditures for the
governments. infrastructure
investment:
Federal (Recovery Act
funds):
$----------------.
Federal (non-Recovery
Act funds):
$----------------.
NonFederal: $------------
----.
ARRA-2-06................ For infrastructure Explain how the
investments made infrastructure
by State and local investment will
governments: What contribute to one or
is the rationale more purposes of the
of the Award Recovery Act:
Recipient for ........................
funding the Purposes:
infrastructure (1) To preserve and
investment with create jobs and promote
funds made economic recovery.
available under (2) To assist those most
the Recovery Act? impacted by the
recession.
(3) To provide
investments needed to
increase economic
efficiency by spurring
technological advances
in science and health.
(4) To invest in
transportation,
environmental
protection, and other
infrastructure that
will provide long-term
economic benefits.
(5) To stabilize State
and local government
budgets, in order to
minimize and avoid
reductions in essential
services and
counterproductive state
and local tax
increases.
ARRA-2-07................ For infrastructure Provide name, phone
investments made number, address and
by State and local email address of the
governments: Who appropriate contact in
should we contact the state/local
if we have government.
concerns about
this
infrastructure
investment?
------------------------------------------------------------------------
Section 3 Subrecipient Information
For any first-tier subcontract or subaward funded in whole or in part
under the Recovery Act, that is over $25,000 and not subject to
aggregate reporting under Section 4, the recipient shall provide
detailed information as follows:
------------------------------------------------------------------------
ARRA-3-01................ Subrecipient DUNS Provide the subrecipient
Number. organization's 9 digit
Data Universal
Numbering System (DUNS)
number or Central
Contractor Registration
plus 4 extended DUNS
number.
ARRA-3-02................ Award Number or Provide the grant/award
Other Identifying number (if any)
Number Assigned by assigned to the
the Recipient subrecipient award by
Entity. the recipient.
ARRA-3-03................ Subrecipient Name.. Provide the legal name
of subrecipient as
registered in the
Central Contractor
Registration
(www.ccr.gov).
ARRA-3-04................ Subrecipient Physical location as
Location. listed in the Central
Contractor
Registration. For
congressional district,
use the format: 2
characters State
Abbreviation--3
characters District
Number, e.g., CA-005
for California 5th
district, CA-012 for
California 12th
district, NC-13 for
North Carolina's 13rd
district. If the
program/project is
outside the US, enter
00-000.
ARRA-3-05................ Subrecipient Type.. Select primary category
from the list of
categories below.
A. State Government.
B. County Government.
C. City or Township
Government.
D. Special District
Government.
E. Regional
Organization.
F. U.S. Territory or
Possession.
G. Independent School
District.
H. Public/State
Controlled Institution
of Higher Education.
I. Indian/Native
American Tribal
Government (Federally
Recognized).
J. Indian/Native
American Tribal
Government (Other than
Federally Recognized).
K. Indian/Native
American Tribally
Designated
Organization.
L. Public/Indian Housing
Authority.
[[Page 14828]]
M. Nonprofit with 501C3
IRS Status (Other than
Institution of Higher
Education).
N. Nonprofit without
501C3 IRS Status (Other
than Institution of
Higher Education).
O. Private Institution
of Higher Education.
P. Individual.
Q. For-Profit
Organization (Other
than Small Business).
R. Small Business.
S. Hispanic-serving
Institution.
T. Historically Black
Colleges and
Universities (HBCUs).
U. Tribally Controlled
Colleges and
Universities (TCCUs).
V. Alaska Native and
Native Hawaiian Serving
Institutions.
W. Non-domestic (non-US)
Entity.
X. Other.
ARRA-3-06................ Amount of Provide the cumulative
Subcontract or amount of cash
Subaward Disbursed. disbursed to the
subawardee or
subcontractor as of the
reporting period end
date.
ARRA-3-07................ Total Amount of Provide the anticipated
Subcontract or total amount of cash to
Subaward (Ultimate be disbursed to the
Contract/Award subawardee or
Value). subcontractor by the
expiration date of the
subaward or
subcontract,
respectively.
ARRA-3-08................ Subaward Date...... Provide the date the
subcontract or subaward
was signed (mm/dd/
yyyy).
ARRA-3-09................ Subaward Project/ Indicate the project/
Grant Period. grant period
established in the
subaward document
during which
sponsorship begins and
ends. For multi-year
awards for a project/
grant period (e.g., 5
years) that are funded
in increments known as
budget periods or
funding periods, please
provide the total
project/grant period,
not the individual
budget period or
funding period.
ARRA-3-10................ Primary Performance Provide physical
Location. location of primary
place of performance.
ARRA-3-11................ For the five most Provide the names and
highly compensated total compensation of
officers of the the five most highly
entity: the names compensated officers of
and total the subrecipient entity
compensation. if--
(1) the recipient in its
preceding fiscal year
received--
(a) 80 percent or
more of its annual
gross revenues in
Federal awards; and
(b) $25,000,000 or
more in annual gross
revenues from
Federal awards; and
(2) the public does not
have access to
information about the
compensation of the
senior executives of
the entity through
periodic reports filed
under section 13(a) or
15(d) of the Securities
Exchange Act of 1934
(15 U.S.C. 78m(a),
78o(d)) or section 6104
of the Internal Revenue
Code of 1986 [26 USC
Sec. 6104].
``Total compensation''
means the cash and
noncash dollar value
earned by the executive
during the
subrecipient's past
fiscal year of the
following (for more
information see 17 CFR
229.402(c)(2)):
(i). Salary and
bonus.
(ii). Awards of
stock, stock
options, and stock
appreciation rights.
Use the dollar
amount recognized
for financial
statement reporting
purposes with
respect to the
fiscal year in
accordance with FAS
123R.
(iii). Earnings for
services under non-
equity incentive
plans. Does not
include group life,
health,
hospitalization or
medical
reimbursement plans
that do not
discriminate in
favor of executives,
and are available
generally to all
salaried employees.
(iv). Change in
pension value. This
is the change in
present value of
defined benefit and
actuarial pension
plans.
(v). Above-market
earnings on deferred
compensation which
are not tax-
qualified.
(vi). Other
compensation. For
example, severance,
termination
payments, value of
life insurance paid
on behalf of the
employee,
perquisites or
property if the
value for the
executive exceeds
$10,000.
------------------------------------------------------------------------
Section 4 Subawardee or Subcontract Award Information--Aggregated
For subcontracts or subawards valued at less than $25,000 or any
subcontracts or subawards awarded to an individual, or subcontracts or
subawards awarded to an entity other than an individual which in the
previous tax year had gross income under $300,000, the recipient shall
only report the aggregate number of such first tier subawards and
subcontracts awarded in the quarter and their aggregate total dollar
amount.
------------------------------------------------------------------------
ARRA-4-01................ Total Number of Self-explanatory.
Subcontracts and
Subawards less
than $25,000/award
and awarded to
individuals.
ARRA-4-02................ Total Amount of Provide the total
Subcontracts and cumulative amount of
Subawards less cash disbursed to
than $25,000/award subawardees and
and awarded to subcontractors. This
individuals. aggregate amount should
be cumulative as of the
reporting period end
date.
------------------------------------------------------------------------
[[Page 14829]]
[FR Doc. E9-7317 Filed 3-31-09; 8:45 am]
BILLING CODE 3110-01-P