Information Collection Activities: Proposed Collection; Comment Request, 14824-14829 [E9-7317]

Download as PDF 14824 Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices accordance with the NRC E-filing rule, which the NRC promulgated in August 2007. See 72 FR 49139 (Aug. 28, 2007). Issued at Rockville, Maryland, this 26th day of March 2009. E. Roy Hawkens, Chief Administrative Judge, Atomic Safety and Licensing Board Panel. [FR Doc. E9–7284 Filed 3–31–09; 8:45 am] which the NRC promulgated in August 2007. See 72 FR 49,139 (Aug. 28, 2007). Issued at Rockville, Maryland, this 26th day of March 2009. E. Roy Hawkens, Chief Administrative Judge, Atomic Safety and Licensing Board Panel. [FR Doc. E9–7277 Filed 3–31–09; 8:45 am] BILLING CODE 7590–01–P BILLING CODE 7590–01–P OFFICE OF MANAGEMENT AND BUDGET NUCLEAR REGULATORY COMMISSION Information Collection Activities: Proposed Collection; Comment Request [ IA–08–022; ASLBP No. 09–881–01–EA– BD01] In The Matter Of Dhiraj Soni; Establishment of Atomic Safety and Licensing Board AGENCY: Office of Management and Budget. ACTION: Notice. Pursuant to delegation by the Commission dated December 29, 1972, published in the Federal Register, 37 FR 28,710 (1972), and the Commission’s regulations, see 10 CFR sections 2.104, 2.202, 2.300, 2.303, 2.309, 2.311, 2.318, and 2.321, notice is hereby given that an Atomic Safety and Licensing Board is being established to preside over the following proceeding: In the Matter of Dhiraj Soni; (Enforcement Action) This proceeding concerns a request for a hearing submitted on March 13, 2009 by the law firm of Akerman Senterfitt on behalf of Mr. Dhiraj Soni in response to a February 10, 2009 ‘‘NRC Staff Order Prohibiting Involvement in NRC-Licensed Activities, 74 FR 7930 (Feb. 20, 2009). Under the terms of that Order, the Staff concluded that Mr. Dhiraj Soni, the former Vice President of Eastern Testing and Inspection, Inc. (ETI), engaged in deliberate misconduct that caused ETI to be in violation of 10 CFR 30.9 and, accordingly, that Mr. Dhiraj Soni violated 10 CFR 30.10. The Order therefore prohibits Mr. Dhiraj Soni from any involvement in NRC-licensed activities for a period of one year from the effective date of the Order. The Board is comprised of the following administrative judges: Ann Marshall Young, Chair, U.S. Nuclear Regulatory Commission, Washington, DC 20555–0001. Paul B. Abramson, U.S. Nuclear Regulatory Commission, Washington, DC 20555–0001. Bruce R. Matthews, U.S. Nuclear Regulatory Commission, Washington, DC 20555–0001. All correspondence, documents, and other materials shall be filed in accordance with the NRC e-filing rule, VerDate Nov<24>2008 17:46 Mar 31, 2009 Jkt 217001 SUMMARY: In accordance with the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), the Office of Management and Budget (OMB) invites the general public and Federal agencies to comment on the standard data elements that are being reviewed under emergency review procedures for use in complying with reporting requirements under section 1512 of the American Recovery and Reinvestment Act of 2009 (Public Law 111–5) (‘‘Recovery Act’’). The title of the standard data element set is ‘‘Standard Data Elements for Reports under Section 1512 of the American Recovery and Reinvestment Act of 2009, Public Law 111–5 (Grants, Cooperative Agreements and Loans).’’ Once the standard data elements are approved, each federal agency must require its recipients of grants, cooperative agreements and loans made under the Recovery Act to report the information and data electronically through a central Governmentwide portal or through an agency information collection process. Information on the reporting procedures will be posted to http:// www.federalreporting.gov once available. Recipients of Recovery Act funded grants, cooperative agreements and loans may collect the data and information approved under this approved information collection from their subrecipients and subcontractors. A standard information collection for recipients of Recovery Act funded contracts directly awarded by the Federal government is being reviewed under a separate information collection process. DATES: Comments must be submitted on or before May 1, 2009. ADDRESSES: Due to potential delays in OMB’s receipt and processing of mail sent through the U.S. Postal Service, we PO 00000 Frm 00058 Fmt 4703 Sfmt 4703 encourage respondents to submit comments electronically to ensure timely receipt. We cannot guarantee that comments mailed will be received before the comment closing date. Comments may be sent via http:// www.regulations.gov—a Federal EGovernment Web site that allows the public to find, review, and submit comments on documents that agencies have published in the Federal Register and that are open for comment. Simply type a key term in the information collection title such as ‘‘section 1512’’ in quotes in the Comment or Submission search box, click Go, and follow the instructions for submitting comments. Comments received by the date specified above will be included as part of the official record. Comments may be e-mailed to: mpridgen@omb.eop.gov. Please include ‘‘section 1512’’ in the subject line of your e-mail message. Also, please include the full body of your comments in the text of the electronic message, as well as in an attachment. Please include your name, title, organization, postal address, telephone number, and e-mail address in the text of the message. Comments may also be submitted via facsimile to (202) 395–3952. Comments may be mailed to Marguerite Pridgen, Office of Federal Financial Management, Office of Management and Budget, Room 6025, New Executive Office Building, 725 17th Street, NW., Washington, DC 20503. FOR FURTHER INFORMATION CONTACT: Marguerite Pridgen, Office of Federal Financial Management, Office of Management and Budget, telephone (202) 395–7844 (direct) or (202) 395– 3993 (main office) and e-mail: mpridgen@omb.eop.gov. The proposed data elements can be downloaded from the OMB Grants Management Web page at (http://www.whitehouse.gov/omb/ grants_standard_report_forms/). OMB Control No.: TBD. Title: Standard Data Elements for Reports under Section 1512 of the American Recovery and Reinvestment Act of 2009, Public Law 111–5 (Grants, Cooperative Agreements and Loans) Form No.: Not applicable. Type of Review: Emergency clearance. Respondents: States, local governments, Universities, non-profit organizations, commercial organizations, subrecipients and subcontractors under grants, cooperative agreements and loans. Number of Responses: 993,100. Estimated Time Per Response: 1.50 hours. Needs and Uses: The ‘‘Standard Data Elements for Reports under Section E:\FR\FM\01APN1.SGM 01APN1 Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices 1512 of the American Recovery and Reinvestment Act of 2009, Public Law 111–5’’ was developed to serve as a government-wide standard data set for agencies to use in collecting information required under section 1512 of the American Recovery and Reinvestment Act of 2009 (‘‘Recovery Act’’) from recipients of Federal grant, cooperative agreement and loan funds. The data and information will be collected within ten days after each calendar quarter from 14825 each recipient unless the data has been pre-filled from a prior reporting period and is still accurate and current. Danny Werfel, Deputy Controller. STANDARD DATA ELEMENTS FOR REPORTS UNDER SECTION 1512 OF THE AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009, PUBLIC LAW 111–5 [Grants, Cooperative Agreements and Loans] Item Data elements Instruction General Section—Award and Award Recipient Information Please provide requested information regarding the award and award recipient. ARRA–A ............ ARRA–C ............ Awarding Federal agency and Organizational Element to Which Report is Submitted. Federal Grant or Other Identifying Number Assigned by the awarding Federal agency. DUNS Number ........................................ ARRA–D ............ EIN ........................................................... ARRA–E ............ CFDA ....................................................... ARRA–F ............ Recipient Organization ............................ ARRA–G ............ Recipient Account Number or Account Number. ARRA–H ............ Project/Grant Period ................................ ARRA–I .............. Reporting Period End Date ..................... ARRA–J ............. Final Report ............................................. ARRA–K ............ Report or Frequency ............................... ARRA–B ............ Provide the name of the awarding Federal agency and organizational element identified in the award document or otherwise instructed by the agency. The organizational element is a subagency within an awarding Federal agency. Provide the grant/award number contained in the award document. Provide the prime recipient organization’s 9 digit Data Universal Numbering System (DUNS) number or Central Contractor Registration plus 4 extended DUNS number. Provide the recipient organization’s Employer Identification Number (EIN) provided by the Internal Revenue Service. Provide Catalog of Federal Domestic Assistance (CFDA) number on the award document or provided by the awarding agency. If this award is being funded through multiple programs, provide each CFDA number. Provide the legal name of recipient organization and address, including zip code. This should be the same name and address that appears in recipient’s Central Contractor Registration profile. Provide the account number or any other identifying number assigned by the recipient to the award. This number is strictly for the recipient’s use only and is not required by the awarding Federal agency. Indicate the project/grant period established in the award document during which Federal sponsorship begins and ends. Note: Some agencies award multi-year grants for a project/grant period (e.g., 5 years) that are funded in increments known as budget periods or funding periods. These are typically annual increments. Please provide the total project/grant period, not the individual budget period or funding period. The frequency of required reporting is quarterly. Provide the ending date of the reporting period. For quarterly reports, the following calendar quarter reporting period end dates shall be used: 6/30; 9/30; 12/31; or 3/31. For final reports, the reporting period end date shall be the end date of the project/grant period. Mark appropriate box. Check ‘‘yes’’ only if this is the final report for the project/ grant period specified in Box 6. Select ‘‘quarterly’’ for quarterly reports and/or ‘‘final’’. Section 1 Project/Activity Information Please provide requested information for the project or activity for which Recovery Act funds were awarded. ARRA–1–01 ....... Name of Project or Activity ..................... ARRA–1–02 ....... Total Amount of Recovery Funds Received from Federal Agency Indentified in Item ARRA–A. VerDate Nov<24>2008 17:46 Mar 31, 2009 Jkt 217001 PO 00000 Frm 00059 Provide a brief descriptive title of the project or activity funded in whole or in part with Recovery Act funds. If this award funds multiple projects or activities, provide a descriptive title that captures the general focus area, e.g., ‘‘community development,’’ ‘‘comprehensive community mental health services to adults with a serious mental illness,’’ etc. Provide the cumulative amount of actual cash received from the Federal agency as of the reporting period end date. Fmt 4703 Sfmt 4703 E:\FR\FM\01APN1.SGM 01APN1 14826 Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices STANDARD DATA ELEMENTS FOR REPORTS UNDER SECTION 1512 OF THE AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009, PUBLIC LAW 111–5—Continued [Grants, Cooperative Agreements and Loans] Item Data elements Instruction ARRA–1–03 ....... Amount of recovery funds received that were expended to projects or activities (‘‘Federal Share of Expenditures’’). Provide the cumulative total for the amount of Federal fund expenditures. For reports prepared on a cash basis, expenditures are the sum of cash disbursements for direct charges for property and services; the amount of indirect expense charged; the value of third-party in-kind contributions applied; and the amount of cash advance payments and payments made to subcontractors and subawardees. For reports prepared on an accrual basis, expenditures are the sum of cash disbursements for direct charges for property and services; the amount of indirect expense incurred; the value of in-kind contributions applied; and the net increase or decrease in the amounts owed by the recipient for (1) goods and other property received; (2) services performed by employees, contractors, subcontractors, subawardees, and other payees; and (3) programs for which no current services or performance are required. Do not include program income expended. Section 2 Project/Activity Information Please provide requested information for the project or activity for which Recovery Act funds were awarded. ARRA–2–01 ....... Description (code(s)). ARRA–2–02 ....... Description of Project or Activity (brief narrative). ARRA–2–03 ....... Evaluation of completion status of the project or activity. ARRA–2–04 ....... A narrative description of the employment impact of the Recovery Act funded work. VerDate Nov<24>2008 17:46 Mar 31, 2009 of Project Jkt 217001 or PO 00000 Activity Frm 00060 For awards primarily funding infrastructure projects or activities, as defined by the awarding agency, provide the North American Industry Classification System (NAICS) code(s) that describe the Recovery Act projects or activities under this award. A searchable code list is at http://www.census.gov/naics/. For all other awards, provide the National Center for Charitable Statistics ‘‘NTEE–NPC’’ code(s) that describe the Recovery Act projects or activities under this award. A searchable code list is at http://nccsdataweb.urban.org/PubApps/nteeSearch. php?gQry=all-core&codeType=NPC. A description of the overall purpose and expected outputs and outcomes or results of the award and first-tier subaward(s), including significant deliverables and, if appropriate, units of measure. For an award that funds multiple projects or activities, such as a formula block grant, the purpose and outcomes or results may be stated in broad terms. Evaluate the status of the work that has been completed. This evaluation should be based on performance progress reports and other relevant non-financial performance information. For awards funding a single project or activity, please choose one of the following options: Not started; Less than 50% completed; Completed 50% or more; Fully Completed. For awards funding multiple projects or activities, such as formula block grants, provide your best estimate of completion of all projects and/or activities based on any aggregate data and information. Provide a narrative description of the employment impact of the Recovery Act funded work. This narrative should be cumulative for each calendar quarter and at a minimum, address the impact on the recipient’s workforce, and if known, the impact on the workforces of subrecipients. At a minimum, the recipient shall provide— (i) A brief description of the types of jobs created and jobs retained in the United States and outlying areas. ‘‘Jobs or positions created’’ means those new positions created and filled, or previously existing unfilled positions that are filled, as a result of Recovery Act funding. ‘‘Jobs or positions retained’’ means those previously existing filled positions that are retained as a result of Recovery Act funding. This description may rely on job titles, broader labor categories, or the contractor’s existing practice for describing jobs as long as the terms used are widely understood and describe the general nature of the work; and (ii) An estimate of the number of jobs created and jobs retained in the United States and outlying areas. At a minimum, this estimate shall include any new positions created and any existing filled positions that were retained to support or carry out Recovery Act projects or activities managed directly by the recipient, and if known, by subrecipients. The number shall be expressed as ‘‘full-time equivalent’’ (FTE), calculated cumulatively as all hours worked divided by the total number of hours in a full-time schedule, as defined by the recipient. For instance, two full-time employees and one part-time employee working half days would be reported as 2.5 FTE in each calendar quarter. (iii) A job cannot be reported as both created and retained. As used in this instruction, United States means the 50 States and the District of Columbia, and outlying areas means— (1) Commonwealths. (i) Puerto Rico. (ii) The Northern Mariana Islands; (2) Territories. Fmt 4703 Sfmt 4703 E:\FR\FM\01APN1.SGM 01APN1 Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices 14827 STANDARD DATA ELEMENTS FOR REPORTS UNDER SECTION 1512 OF THE AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009, PUBLIC LAW 111–5—Continued [Grants, Cooperative Agreements and Loans] Item Data elements Instruction (i) American Samoa. (ii) Guam. (iii) U.S. Virgin Islands; and (3) Minor outlying islands. (i) Baker Island. (ii) Howland Island. (iii) Jarvis Island. (iv) Johnston Atoll. (v) Kingman Reef. (vi) Midway Islands. (vii) Navassa Island. (viii) Palmyra Atoll. (ix) Wake Atoll. ARRA–2–05 ....... For infrastructure investments made by State and local governments: Total cost of infrastructure investment made by State and Local governments. ARRA–2–06 ....... For infrastructure investments made by State and local governments: What is the rationale of the Award Recipient for funding the infrastructure investment with funds made available under the Recovery Act? ARRA–2–07 ....... For infrastructure investments made by State and local governments: Who should we contact if we have concerns about this infrastructure investment? Provide the cumulative total cost of investment. This amount should include the total cumulative federal expenditures and non-federal expenditures for the infrastructure investment: Federal (Recovery Act funds): $llllllll. Federal (non-Recovery Act funds): $llllllll. NonFederal: $llllllll. Explain how the infrastructure investment will contribute to one or more purposes of the Recovery Act: Purposes: (1) To preserve and create jobs and promote economic recovery. (2) To assist those most impacted by the recession. (3) To provide investments needed to increase economic efficiency by spurring technological advances in science and health. (4) To invest in transportation, environmental protection, and other infrastructure that will provide long-term economic benefits. (5) To stabilize State and local government budgets, in order to minimize and avoid reductions in essential services and counterproductive state and local tax increases. Provide name, phone number, address and email address of the appropriate contact in the state/local government. Section 3 Subrecipient Information For any first-tier subcontract or subaward funded in whole or in part under the Recovery Act, that is over $25,000 and not subject to aggregate reporting under Section 4, the recipient shall provide detailed information as follows: ARRA–3–01 ....... Subrecipient DUNS Number ................... ARRA–3–02 ....... ARRA–3–03 ....... Award Number or Other Identifying Number Assigned by the Recipient Entity. Subrecipient Name .................................. ARRA–3–04 ....... Subrecipient Location .............................. ARRA–3–05 ....... Subrecipient Type ................................... VerDate Nov<24>2008 17:46 Mar 31, 2009 Jkt 217001 PO 00000 Frm 00061 Provide the subrecipient organization’s 9 digit Data Universal Numbering System (DUNS) number or Central Contractor Registration plus 4 extended DUNS number. Provide the grant/award number (if any) assigned to the subrecipient award by the recipient. Provide the legal name of subrecipient as registered in the Central Contractor Registration (www.ccr.gov). Physical location as listed in the Central Contractor Registration. For congressional district, use the format: 2 characters State Abbreviation—3 characters District Number, e.g., CA–005 for California 5th district, CA–012 for California 12th district, NC–13 for North Carolina’s 13rd district. If the program/project is outside the US, enter 00–000. Select primary category from the list of categories below. A. State Government. B. County Government. C. City or Township Government. D. Special District Government. E. Regional Organization. F. U.S. Territory or Possession. G. Independent School District. H. Public/State Controlled Institution of Higher Education. I. Indian/Native American Tribal Government (Federally Recognized). J. Indian/Native American Tribal Government (Other than Federally Recognized). K. Indian/Native American Tribally Designated Organization. L. Public/Indian Housing Authority. Fmt 4703 Sfmt 4703 E:\FR\FM\01APN1.SGM 01APN1 14828 Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices STANDARD DATA ELEMENTS FOR REPORTS UNDER SECTION 1512 OF THE AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009, PUBLIC LAW 111–5—Continued [Grants, Cooperative Agreements and Loans] Item Data elements ARRA–3–06 ....... ARRA–3–07 ....... ARRA–3–08 ....... ARRA–3–09 ....... ARRA–3–10 ....... ARRA–3–11 ....... Instruction Amount of Subcontract or Subaward Disbursed. Total Amount of Subcontract or Subaward (Ultimate Contract/Award Value). Subaward Date ........................................ Subaward Project/Grant Period .............. Primary Performance Location ................ For the five most highly compensated officers of the entity: the names and total compensation. M. Nonprofit with 501C3 IRS Status (Other than Institution of Higher Education). N. Nonprofit without 501C3 IRS Status (Other than Institution of Higher Education). O. Private Institution of Higher Education. P. Individual. Q. For-Profit Organization (Other than Small Business). R. Small Business. S. Hispanic-serving Institution. T. Historically Black Colleges and Universities (HBCUs). U. Tribally Controlled Colleges and Universities (TCCUs). V. Alaska Native and Native Hawaiian Serving Institutions. W. Non-domestic (non-US) Entity. X. Other. Provide the cumulative amount of cash disbursed to the subawardee or subcontractor as of the reporting period end date. Provide the anticipated total amount of cash to be disbursed to the subawardee or subcontractor by the expiration date of the subaward or subcontract, respectively. Provide the date the subcontract or subaward was signed (mm/dd/yyyy). Indicate the project/grant period established in the subaward document during which sponsorship begins and ends. For multi-year awards for a project/grant period (e.g., 5 years) that are funded in increments known as budget periods or funding periods, please provide the total project/grant period, not the individual budget period or funding period. Provide physical location of primary place of performance. Provide the names and total compensation of the five most highly compensated officers of the subrecipient entity if— (1) the recipient in its preceding fiscal year received— (a) 80 percent or more of its annual gross revenues in Federal awards; and (b) $25,000,000 or more in annual gross revenues from Federal awards; and (2) the public does not have access to information about the compensation of the senior executives of the entity through periodic reports filed under section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a), 78o(d)) or section 6104 of the Internal Revenue Code of 1986 [26 USC § 6104]. ‘‘Total compensation’’ means the cash and noncash dollar value earned by the executive during the subrecipient’s past fiscal year of the following (for more information see 17 CFR 229.402(c)(2)): (i). Salary and bonus. (ii). Awards of stock, stock options, and stock appreciation rights. Use the dollar amount recognized for financial statement reporting purposes with respect to the fiscal year in accordance with FAS 123R. (iii). Earnings for services under non-equity incentive plans. Does not include group life, health, hospitalization or medical reimbursement plans that do not discriminate in favor of executives, and are available generally to all salaried employees. (iv). Change in pension value. This is the change in present value of defined benefit and actuarial pension plans. (v). Above-market earnings on deferred compensation which are not taxqualified. (vi). Other compensation. For example, severance, termination payments, value of life insurance paid on behalf of the employee, perquisites or property if the value for the executive exceeds $10,000. Section 4 Subawardee or Subcontract Award Information—Aggregated For subcontracts or subawards valued at less than $25,000 or any subcontracts or subawards awarded to an individual, or subcontracts or subawards awarded to an entity other than an individual which in the previous tax year had gross income under $300,000, the recipient shall only report the aggregate number of such first tier subawards and subcontracts awarded in the quarter and their aggregate total dollar amount. ARRA–4–01 ....... ARRA–4–02 ....... VerDate Nov<24>2008 Total Number of Subcontracts and Subawards less than $25,000/award and awarded to individuals. Total Amount of Subcontracts and Subawards less than $25,000/award and awarded to individuals. 17:46 Mar 31, 2009 Jkt 217001 PO 00000 Frm 00062 Self-explanatory. Provide the total cumulative amount of cash disbursed to subawardees and subcontractors. This aggregate amount should be cumulative as of the reporting period end date. Fmt 4703 Sfmt 4703 E:\FR\FM\01APN1.SGM 01APN1 Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices [FR Doc. E9–7317 Filed 3–31–09; 8:45 am] BILLING CODE 3110–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, April 2, 2009 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matters at the Closed Meeting. Commissioner Casey, as duty officer, voted to consider the items listed for the Closed Meeting in closed session. The subject matter of the Closed Meeting scheduled for Thursday, April 2, 2009 will be: Institution of an injunctive action; institution and settlement of administrative proceedings of an enforcement nature; adjudicatory matters; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Dated: March 26, 2009. Elizabeth M. Murphy, Secretary. [FR Doc. E9–7228 Filed 3–31–09; 8:45 am] BILLING CODE SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] In the Matter of Order of Suspension of Trading Global Matrechs, Inc. It appears to the Securities and Exchange Commission that there is a 17:46 Mar 31, 2009 By the Commission. Jill M. Peterson, Assistant Secretary. [FR Doc. E9–7397 Filed 3–30–09; 4:15 pm] BILLING CODE SECURITIES AND EXCHANGE COMMISSION [Release No. 34–59632; File No. SR– NASDAQ–2009–030] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Extend the Options Penny Pilot for The NASDAQ Options Market March 26, 2009. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on March 25, 2009, The NASDAQ Stock Market LLC (‘‘Nasdaq’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by Nasdaq. The Exchange filed the proposal as a ‘‘noncontroversial’’ proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 3 and Rule 19b–4(f)(6) thereunder.4 The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of the Substance of the Proposed Rule Change Nasdaq is proposing to extend a pilot (the ‘‘pilot’’) that permits certain options series to be quoted and traded in 1 15 March 30, 2009. VerDate Nov<24>2008 lack of current and accurate information concerning the securities of Global Matrechs, Inc. (‘‘Global’’) because it is nearly two years delinquent in its required periodic reports. Global is quoted on the Pink Sheets OTC Markets, Inc. under the ticker symbol GBMR. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed company. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the period from 9:30 a.m. EDT on March 30, 2009, through 11:59 p.m. EDT on April 13, 2009. Jkt 217001 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A)(iii). 4 17 CFR 240.19b–4(f)(6). 2 17 PO 00000 Frm 00063 Fmt 4703 Sfmt 4703 14829 increments of $0.01. The Exchange proposes to extend the pilot through July 3, 2009. There is no new text contained in this proposed rule change. The text of the filing is available at http://www.cchwallstreet.com/nasdaq, at NASDAQ’s principal office, and at the Commission’s Public Reference Room. Nasdaq has designated this proposal as non-controversial and provided the Commission with the notice required by Exchange Act Rule 19b–4(f)(6)(iii). Nasdaq requests that the Commission waive the 30-day pre-operative waiting period contained in that rule. If such waiver is granted by the Commission, this rule proposal, which is effective upon filing with the Commission, shall become immediately operative pursuant to SEC Rule 19b–4(f)(6). II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, Nasdaq included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. Nasdaq has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The purpose of the proposed rule change is to continue to permit specified options series to be quoted and traded in increments of $0.01 by extending the pilot through July 3, 2009. Prior to the Penny Pilot Program, options were quoted options in nickel and dime increments. The minimum price variation for quotations in options series that are quoted at less than $3 per contract is $0.05 and the minimum price variation for quotations in options series that are quoted at $3 per contract or greater is $0.10. Under the Penny Pilot Program, beginning on January 26, 2007, market participants were able to begin quoting in penny increments in certain series of option classes. The Penny Pilot Program originally included the following thirteen options: Ishares Russell 2000 (IWM); NASDAQ–100 Index Tracking Stock (QQQQ); SemiConductor Holders Trust (SMH); General Electric Company (GE); Advanced Micro Devices, Inc. E:\FR\FM\01APN1.SGM 01APN1

Agencies

[Federal Register Volume 74, Number 61 (Wednesday, April 1, 2009)]
[Notices]
[Pages 14824-14829]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-7317]


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OFFICE OF MANAGEMENT AND BUDGET


Information Collection Activities: Proposed Collection; Comment 
Request

AGENCY: Office of Management and Budget.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: In accordance with the Paperwork Reduction Act (44 U.S.C. 3501 
et seq.), the Office of Management and Budget (OMB) invites the general 
public and Federal agencies to comment on the standard data elements 
that are being reviewed under emergency review procedures for use in 
complying with reporting requirements under section 1512 of the 
American Recovery and Reinvestment Act of 2009 (Public Law 111-5) 
(``Recovery Act''). The title of the standard data element set is 
``Standard Data Elements for Reports under Section 1512 of the American 
Recovery and Reinvestment Act of 2009, Public Law 111-5 (Grants, 
Cooperative Agreements and Loans).'' Once the standard data elements 
are approved, each federal agency must require its recipients of 
grants, cooperative agreements and loans made under the Recovery Act to 
report the information and data electronically through a central 
Governmentwide portal or through an agency information collection 
process. Information on the reporting procedures will be posted to 
http://www.federalreporting.gov once available. Recipients of Recovery 
Act funded grants, cooperative agreements and loans may collect the 
data and information approved under this approved information 
collection from their subrecipients and subcontractors. A standard 
information collection for recipients of Recovery Act funded contracts 
directly awarded by the Federal government is being reviewed under a 
separate information collection process.

DATES: Comments must be submitted on or before May 1, 2009.

ADDRESSES: Due to potential delays in OMB's receipt and processing of 
mail sent through the U.S. Postal Service, we encourage respondents to 
submit comments electronically to ensure timely receipt. We cannot 
guarantee that comments mailed will be received before the comment 
closing date.
    Comments may be sent via http://www.regulations.gov--a Federal E-
Government Web site that allows the public to find, review, and submit 
comments on documents that agencies have published in the Federal 
Register and that are open for comment. Simply type a key term in the 
information collection title such as ``section 1512'' in quotes in the 
Comment or Submission search box, click Go, and follow the instructions 
for submitting comments. Comments received by the date specified above 
will be included as part of the official record.
    Comments may be e-mailed to: mpridgen@omb.eop.gov. Please include 
``section 1512'' in the subject line of your e-mail message. Also, 
please include the full body of your comments in the text of the 
electronic message, as well as in an attachment. Please include your 
name, title, organization, postal address, telephone number, and e-mail 
address in the text of the message. Comments may also be submitted via 
facsimile to (202) 395-3952.
    Comments may be mailed to Marguerite Pridgen, Office of Federal 
Financial Management, Office of Management and Budget, Room 6025, New 
Executive Office Building, 725 17th Street, NW., Washington, DC 20503.

FOR FURTHER INFORMATION CONTACT: Marguerite Pridgen, Office of Federal 
Financial Management, Office of Management and Budget, telephone (202) 
395-7844 (direct) or (202) 395-3993 (main office) and e-mail: 
mpridgen@omb.eop.gov. The proposed data elements can be downloaded from 
the OMB Grants Management Web page at (http://www.whitehouse.gov/omb/grants_standard_report_forms/).
    OMB Control No.: TBD.
    Title: Standard Data Elements for Reports under Section 1512 of the 
American Recovery and Reinvestment Act of 2009, Public Law 111-5 
(Grants, Cooperative Agreements and Loans)
    Form No.: Not applicable.
    Type of Review: Emergency clearance.
    Respondents: States, local governments, Universities, non-profit 
organizations, commercial organizations, subrecipients and 
subcontractors under grants, cooperative agreements and loans.
    Number of Responses: 993,100.
    Estimated Time Per Response: 1.50 hours.
    Needs and Uses: The ``Standard Data Elements for Reports under 
Section

[[Page 14825]]

1512 of the American Recovery and Reinvestment Act of 2009, Public Law 
111-5'' was developed to serve as a government-wide standard data set 
for agencies to use in collecting information required under section 
1512 of the American Recovery and Reinvestment Act of 2009 (``Recovery 
Act'') from recipients of Federal grant, cooperative agreement and loan 
funds. The data and information will be collected within ten days after 
each calendar quarter from each recipient unless the data has been pre-
filled from a prior reporting period and is still accurate and current.

Danny Werfel,
Deputy Controller.

  Standard Data Elements for Reports Under Section 1512 of the American
         Recovery and Reinvestment Act of 2009, Public Law 111-5
               [Grants, Cooperative Agreements and Loans]
------------------------------------------------------------------------
           Item               Data elements            Instruction
------------------------------------------------------------------------
         General Section--Award and Award Recipient Information
 
Please provide requested information regarding the award and award
 recipient.
------------------------------------------------------------------------
ARRA-A...................  Awarding Federal     Provide the name of the
                            agency and           awarding Federal agency
                            Organizational       and organizational
                            Element to Which     element identified in
                            Report is            the award document or
                            Submitted.           otherwise instructed by
                                                 the agency. The
                                                 organizational element
                                                 is a subagency within
                                                 an awarding Federal
                                                 agency.
ARRA-B...................  Federal Grant or     Provide the grant/award
                            Other Identifying    number contained in the
                            Number Assigned by   award document.
                            the awarding
                            Federal agency.
ARRA-C...................  DUNS Number........  Provide the prime
                                                 recipient
                                                 organization's 9 digit
                                                 Data Universal
                                                 Numbering System (DUNS)
                                                 number or Central
                                                 Contractor Registration
                                                 plus 4 extended DUNS
                                                 number.
ARRA-D...................  EIN................  Provide the recipient
                                                 organization's Employer
                                                 Identification Number
                                                 (EIN) provided by the
                                                 Internal Revenue
                                                 Service.
ARRA-E...................  CFDA...............  Provide Catalog of
                                                 Federal Domestic
                                                 Assistance (CFDA)
                                                 number on the award
                                                 document or provided by
                                                 the awarding agency. If
                                                 this award is being
                                                 funded through multiple
                                                 programs, provide each
                                                 CFDA number.
ARRA-F...................  Recipient            Provide the legal name
                            Organization.        of recipient
                                                 organization and
                                                 address, including zip
                                                 code. This should be
                                                 the same name and
                                                 address that appears in
                                                 recipient's Central
                                                 Contractor Registration
                                                 profile.
ARRA-G...................  Recipient Account    Provide the account
                            Number or Account    number or any other
                            Number.              identifying number
                                                 assigned by the
                                                 recipient to the award.
                                                 This number is strictly
                                                 for the recipient's use
                                                 only and is not
                                                 required by the
                                                 awarding Federal
                                                 agency.
ARRA-H...................  Project/Grant        Indicate the project/
                            Period.              grant period
                                                 established in the
                                                 award document during
                                                 which Federal
                                                 sponsorship begins and
                                                 ends. Note: Some
                                                 agencies award multi-
                                                 year grants for a
                                                 project/grant period
                                                 (e.g., 5 years) that
                                                 are funded in
                                                 increments known as
                                                 budget periods or
                                                 funding periods. These
                                                 are typically annual
                                                 increments. Please
                                                 provide the total
                                                 project/grant period,
                                                 not the individual
                                                 budget period or
                                                 funding period.
ARRA-I...................  Reporting Period     The frequency of
                            End Date.            required reporting is
                                                 quarterly. Provide the
                                                 ending date of the
                                                 reporting period. For
                                                 quarterly reports, the
                                                 following calendar
                                                 quarter reporting
                                                 period end dates shall
                                                 be used: 6/30; 9/30; 12/
                                                 31; or 3/31. For final
                                                 reports, the reporting
                                                 period end date shall
                                                 be the end date of the
                                                 project/grant period.
ARRA-J...................  Final Report.......  Mark appropriate box.
                                                 Check ``yes'' only if
                                                 this is the final
                                                 report for the project/
                                                 grant period specified
                                                 in Box 6.
ARRA-K...................  Report or Frequency  Select ``quarterly'' for
                                                 quarterly reports and/
                                                 or ``final''.
------------------------------------------------------------------------
                 Section 1 Project/Activity Information
 
Please provide requested information for the project or activity for
 which Recovery Act funds were awarded.
------------------------------------------------------------------------
ARRA-1-01................  Name of Project or   Provide a brief
                            Activity.            descriptive title of
                                                 the project or activity
                                                 funded in whole or in
                                                 part with Recovery Act
                                                 funds. If this award
                                                 funds multiple projects
                                                 or activities, provide
                                                 a descriptive title
                                                 that captures the
                                                 general focus area,
                                                 e.g., ``community
                                                 development,''
                                                 ``comprehensive
                                                 community mental health
                                                 services to adults with
                                                 a serious mental
                                                 illness,'' etc.
ARRA-1-02................  Total Amount of      Provide the cumulative
                            Recovery Funds       amount of actual cash
                            Received from        received from the
                            Federal Agency       Federal agency as of
                            Indentified in       the reporting period
                            Item ARRA-A.         end date.

[[Page 14826]]

 
ARRA-1-03................  Amount of recovery   Provide the cumulative
                            funds received       total for the amount of
                            that were expended   Federal fund
                            to projects or       expenditures. For
                            activities           reports prepared on a
                            (``Federal Share     cash basis,
                            of Expenditures'').  expenditures are the
                                                 sum of cash
                                                 disbursements for
                                                 direct charges for
                                                 property and services;
                                                 the amount of indirect
                                                 expense charged; the
                                                 value of third-party in-
                                                 kind contributions
                                                 applied; and the amount
                                                 of cash advance
                                                 payments and payments
                                                 made to subcontractors
                                                 and subawardees. For
                                                 reports prepared on an
                                                 accrual basis,
                                                 expenditures are the
                                                 sum of cash
                                                 disbursements for
                                                 direct charges for
                                                 property and services;
                                                 the amount of indirect
                                                 expense incurred; the
                                                 value of in-kind
                                                 contributions applied;
                                                 and the net increase or
                                                 decrease in the amounts
                                                 owed by the recipient
                                                 for (1) goods and other
                                                 property received; (2)
                                                 services performed by
                                                 employees, contractors,
                                                 subcontractors,
                                                 subawardees, and other
                                                 payees; and (3)
                                                 programs for which no
                                                 current services or
                                                 performance are
                                                 required. Do not
                                                 include program income
                                                 expended.
------------------------------------------------------------------------
                 Section 2 Project/Activity Information
 
Please provide requested information for the project or activity for
 which Recovery Act funds were awarded.
------------------------------------------------------------------------
ARRA-2-01................  Description of       For awards primarily
                            Project or           funding infrastructure
                            Activity (code(s)).  projects or activities,
                                                 as defined by the
                                                 awarding agency,
                                                 provide the North
                                                 American Industry
                                                 Classification System
                                                 (NAICS) code(s) that
                                                 describe the Recovery
                                                 Act projects or
                                                 activities under this
                                                 award. A searchable
                                                 code list is at http://www.census.gov/naics/.
                                                 For all other awards,
                                                 provide the National
                                                 Center for Charitable
                                                 Statistics ``NTEE-NPC''
                                                 code(s) that describe
                                                 the Recovery Act
                                                 projects or activities
                                                 under this award. A
                                                 searchable code list is
                                                 at http://nccsdataweb.urban.org/PubApps/nteeSearch.php?gQry=all-core&codeType=NPC.
ARRA-2-02................  Description of       A description of the
                            Project or           overall purpose and
                            Activity (brief      expected outputs and
                            narrative).          outcomes or results of
                                                 the award and first-
                                                 tier subaward(s),
                                                 including significant
                                                 deliverables and, if
                                                 appropriate, units of
                                                 measure. For an award
                                                 that funds multiple
                                                 projects or activities,
                                                 such as a formula block
                                                 grant, the purpose and
                                                 outcomes or results may
                                                 be stated in broad
                                                 terms.
ARRA-2-03................  Evaluation of        Evaluate the status of
                            completion status    the work that has been
                            of the project or    completed. This
                            activity.            evaluation should be
                                                 based on performance
                                                 progress reports and
                                                 other relevant non-
                                                 financial performance
                                                 information. For awards
                                                 funding a single
                                                 project or activity,
                                                 please choose one of
                                                 the following options:
                                                 Not started; Less than
                                                 50% completed;
                                                 Completed 50% or more;
                                                 Fully Completed. For
                                                 awards funding multiple
                                                 projects or activities,
                                                 such as formula block
                                                 grants, provide your
                                                 best estimate of
                                                 completion of all
                                                 projects and/or
                                                 activities based on any
                                                 aggregate data and
                                                 information.
ARRA-2-04................  A narrative          Provide a narrative
                            description of the   description of the
                            employment impact    employment impact of
                            of the Recovery      the Recovery Act funded
                            Act funded work.     work. This narrative
                                                 should be cumulative
                                                 for each calendar
                                                 quarter and at a
                                                 minimum, address the
                                                 impact on the
                                                 recipient's workforce,
                                                 and if known, the
                                                 impact on the
                                                 workforces of
                                                 subrecipients. At a
                                                 minimum, the recipient
                                                 shall provide--
                                                   (i) A brief
                                                    description of the
                                                    types of jobs
                                                    created and jobs
                                                    retained in the
                                                    United States and
                                                    outlying areas.
                                                    ``Jobs or positions
                                                    created'' means
                                                    those new positions
                                                    created and filled,
                                                    or previously
                                                    existing unfilled
                                                    positions that are
                                                    filled, as a result
                                                    of Recovery Act
                                                    funding. ``Jobs or
                                                    positions retained''
                                                    means those
                                                    previously existing
                                                    filled positions
                                                    that are retained as
                                                    a result of Recovery
                                                    Act funding. This
                                                    description may rely
                                                    on job titles,
                                                    broader labor
                                                    categories, or the
                                                    contractor's
                                                    existing practice
                                                    for describing jobs
                                                    as long as the terms
                                                    used are widely
                                                    understood and
                                                    describe the general
                                                    nature of the work;
                                                    and
                                                   (ii) An estimate of
                                                    the number of jobs
                                                    created and jobs
                                                    retained in the
                                                    United States and
                                                    outlying areas. At a
                                                    minimum, this
                                                    estimate shall
                                                    include any new
                                                    positions created
                                                    and any existing
                                                    filled positions
                                                    that were retained
                                                    to support or carry
                                                    out Recovery Act
                                                    projects or
                                                    activities managed
                                                    directly by the
                                                    recipient, and if
                                                    known, by
                                                    subrecipients. The
                                                    number shall be
                                                    expressed as ``full-
                                                    time equivalent''
                                                    (FTE), calculated
                                                    cumulatively as all
                                                    hours worked divided
                                                    by the total number
                                                    of hours in a full-
                                                    time schedule, as
                                                    defined by the
                                                    recipient. For
                                                    instance, two full-
                                                    time employees and
                                                    one part-time
                                                    employee working
                                                    half days would be
                                                    reported as 2.5 FTE
                                                    in each calendar
                                                    quarter.
                                                   (iii) A job cannot be
                                                    reported as both
                                                    created and
                                                    retained. As used in
                                                    this instruction,
                                                    United States means
                                                    the 50 States and
                                                    the District of
                                                    Columbia, and
                                                    outlying areas
                                                    means--
                                                (1) Commonwealths.
                                                   (i) Puerto Rico.
                                                   (ii) The Northern
                                                    Mariana Islands;
                                                (2) Territories.

[[Page 14827]]

 
                                                   (i) American Samoa.
                                                   (ii) Guam.
                                                   (iii) U.S. Virgin
                                                    Islands; and
                                                (3) Minor outlying
                                                 islands.
                                                   (i) Baker Island.
                                                   (ii) Howland Island.
                                                   (iii) Jarvis Island.
                                                   (iv) Johnston Atoll.
                                                   (v) Kingman Reef.
                                                   (vi) Midway Islands.
                                                   (vii) Navassa Island.
                                                   (viii) Palmyra Atoll.
                                                   (ix) Wake Atoll.
------------------------------------------------------------------------
ARRA-2-05................  For infrastructure   Provide the cumulative
                            investments made     total cost of
                            by State and local   investment. This amount
                            governments: Total   should include the
                            cost of              total cumulative
                            infrastructure       federal expenditures
                            investment made by   and non-federal
                            State and Local      expenditures for the
                            governments.         infrastructure
                                                 investment:
                                                Federal (Recovery Act
                                                 funds):
                                                 $----------------.
                                                Federal (non-Recovery
                                                 Act funds):
                                                 $----------------.
                                                NonFederal: $------------
                                                 ----.
ARRA-2-06................  For infrastructure   Explain how the
                            investments made     infrastructure
                            by State and local   investment will
                            governments: What    contribute to one or
                            is the rationale     more purposes of the
                            of the Award         Recovery Act:
                            Recipient for       ........................
                            funding the         Purposes:
                            infrastructure      (1) To preserve and
                            investment with      create jobs and promote
                            funds made           economic recovery.
                            available under     (2) To assist those most
                            the Recovery Act?    impacted by the
                                                 recession.
                                                (3) To provide
                                                 investments needed to
                                                 increase economic
                                                 efficiency by spurring
                                                 technological advances
                                                 in science and health.
                                                (4) To invest in
                                                 transportation,
                                                 environmental
                                                 protection, and other
                                                 infrastructure that
                                                 will provide long-term
                                                 economic benefits.
                                                (5) To stabilize State
                                                 and local government
                                                 budgets, in order to
                                                 minimize and avoid
                                                 reductions in essential
                                                 services and
                                                 counterproductive state
                                                 and local tax
                                                 increases.
ARRA-2-07................  For infrastructure   Provide name, phone
                            investments made     number, address and
                            by State and local   email address of the
                            governments: Who     appropriate contact in
                            should we contact    the state/local
                            if we have           government.
                            concerns about
                            this
                            infrastructure
                            investment?
------------------------------------------------------------------------
                   Section 3 Subrecipient Information
 
For any first-tier subcontract or subaward funded in whole or in part
 under the Recovery Act, that is over $25,000 and not subject to
 aggregate reporting under Section 4, the recipient shall provide
 detailed information as follows:
------------------------------------------------------------------------
ARRA-3-01................  Subrecipient DUNS    Provide the subrecipient
                            Number.              organization's 9 digit
                                                 Data Universal
                                                 Numbering System (DUNS)
                                                 number or Central
                                                 Contractor Registration
                                                 plus 4 extended DUNS
                                                 number.
ARRA-3-02................  Award Number or      Provide the grant/award
                            Other Identifying    number (if any)
                            Number Assigned by   assigned to the
                            the Recipient        subrecipient award by
                            Entity.              the recipient.
ARRA-3-03................  Subrecipient Name..  Provide the legal name
                                                 of subrecipient as
                                                 registered in the
                                                 Central Contractor
                                                 Registration
                                                 (www.ccr.gov).
ARRA-3-04................  Subrecipient         Physical location as
                            Location.            listed in the Central
                                                 Contractor
                                                 Registration. For
                                                 congressional district,
                                                 use the format: 2
                                                 characters State
                                                 Abbreviation--3
                                                 characters District
                                                 Number, e.g., CA-005
                                                 for California 5th
                                                 district, CA-012 for
                                                 California 12th
                                                 district, NC-13 for
                                                 North Carolina's 13rd
                                                 district. If the
                                                 program/project is
                                                 outside the US, enter
                                                 00-000.
ARRA-3-05................  Subrecipient Type..  Select primary category
                                                 from the list of
                                                 categories below.
                                                A. State Government.
                                                B. County Government.
                                                C. City or Township
                                                 Government.
                                                D. Special District
                                                 Government.
                                                E. Regional
                                                 Organization.
                                                F. U.S. Territory or
                                                 Possession.
                                                G. Independent School
                                                 District.
                                                H. Public/State
                                                 Controlled Institution
                                                 of Higher Education.
                                                I. Indian/Native
                                                 American Tribal
                                                 Government (Federally
                                                 Recognized).
                                                J. Indian/Native
                                                 American Tribal
                                                 Government (Other than
                                                 Federally Recognized).
                                                K. Indian/Native
                                                 American Tribally
                                                 Designated
                                                 Organization.
                                                L. Public/Indian Housing
                                                 Authority.

[[Page 14828]]

 
                                                M. Nonprofit with 501C3
                                                 IRS Status (Other than
                                                 Institution of Higher
                                                 Education).
                                                N. Nonprofit without
                                                 501C3 IRS Status (Other
                                                 than Institution of
                                                 Higher Education).
                                                O. Private Institution
                                                 of Higher Education.
                                                P. Individual.
                                                Q. For-Profit
                                                 Organization (Other
                                                 than Small Business).
                                                R. Small Business.
                                                S. Hispanic-serving
                                                 Institution.
                                                T. Historically Black
                                                 Colleges and
                                                 Universities (HBCUs).
                                                U. Tribally Controlled
                                                 Colleges and
                                                 Universities (TCCUs).
                                                V. Alaska Native and
                                                 Native Hawaiian Serving
                                                 Institutions.
                                                W. Non-domestic (non-US)
                                                 Entity.
                                                X. Other.
ARRA-3-06................  Amount of            Provide the cumulative
                            Subcontract or       amount of cash
                            Subaward Disbursed.  disbursed to the
                                                 subawardee or
                                                 subcontractor as of the
                                                 reporting period end
                                                 date.
ARRA-3-07................  Total Amount of      Provide the anticipated
                            Subcontract or       total amount of cash to
                            Subaward (Ultimate   be disbursed to the
                            Contract/Award       subawardee or
                            Value).              subcontractor by the
                                                 expiration date of the
                                                 subaward or
                                                 subcontract,
                                                 respectively.
ARRA-3-08................  Subaward Date......  Provide the date the
                                                 subcontract or subaward
                                                 was signed (mm/dd/
                                                 yyyy).
ARRA-3-09................  Subaward Project/    Indicate the project/
                            Grant Period.        grant period
                                                 established in the
                                                 subaward document
                                                 during which
                                                 sponsorship begins and
                                                 ends. For multi-year
                                                 awards for a project/
                                                 grant period (e.g., 5
                                                 years) that are funded
                                                 in increments known as
                                                 budget periods or
                                                 funding periods, please
                                                 provide the total
                                                 project/grant period,
                                                 not the individual
                                                 budget period or
                                                 funding period.
ARRA-3-10................  Primary Performance  Provide physical
                            Location.            location of primary
                                                 place of performance.
ARRA-3-11................  For the five most    Provide the names and
                            highly compensated   total compensation of
                            officers of the      the five most highly
                            entity: the names    compensated officers of
                            and total            the subrecipient entity
                            compensation.        if--
                                                (1) the recipient in its
                                                 preceding fiscal year
                                                 received--
                                                   (a) 80 percent or
                                                    more of its annual
                                                    gross revenues in
                                                    Federal awards; and
                                                   (b) $25,000,000 or
                                                    more in annual gross
                                                    revenues from
                                                    Federal awards; and
                                                (2) the public does not
                                                 have access to
                                                 information about the
                                                 compensation of the
                                                 senior executives of
                                                 the entity through
                                                 periodic reports filed
                                                 under section 13(a) or
                                                 15(d) of the Securities
                                                 Exchange Act of 1934
                                                 (15 U.S.C. 78m(a),
                                                 78o(d)) or section 6104
                                                 of the Internal Revenue
                                                 Code of 1986 [26 USC
                                                 Sec.   6104].
                                                ``Total compensation''
                                                 means the cash and
                                                 noncash dollar value
                                                 earned by the executive
                                                 during the
                                                 subrecipient's past
                                                 fiscal year of the
                                                 following (for more
                                                 information see 17 CFR
                                                 229.402(c)(2)):
                                                   (i). Salary and
                                                    bonus.
                                                   (ii). Awards of
                                                    stock, stock
                                                    options, and stock
                                                    appreciation rights.
                                                    Use the dollar
                                                    amount recognized
                                                    for financial
                                                    statement reporting
                                                    purposes with
                                                    respect to the
                                                    fiscal year in
                                                    accordance with FAS
                                                    123R.
                                                   (iii). Earnings for
                                                    services under non-
                                                    equity incentive
                                                    plans. Does not
                                                    include group life,
                                                    health,
                                                    hospitalization or
                                                    medical
                                                    reimbursement plans
                                                    that do not
                                                    discriminate in
                                                    favor of executives,
                                                    and are available
                                                    generally to all
                                                    salaried employees.
                                                   (iv). Change in
                                                    pension value. This
                                                    is the change in
                                                    present value of
                                                    defined benefit and
                                                    actuarial pension
                                                    plans.
                                                   (v). Above-market
                                                    earnings on deferred
                                                    compensation which
                                                    are not tax-
                                                    qualified.
                                                   (vi). Other
                                                    compensation. For
                                                    example, severance,
                                                    termination
                                                    payments, value of
                                                    life insurance paid
                                                    on behalf of the
                                                    employee,
                                                    perquisites or
                                                    property if the
                                                    value for the
                                                    executive exceeds
                                                    $10,000.
------------------------------------------------------------------------
    Section 4 Subawardee or Subcontract Award Information--Aggregated
 
For subcontracts or subawards valued at less than $25,000 or any
 subcontracts or subawards awarded to an individual, or subcontracts or
 subawards awarded to an entity other than an individual which in the
 previous tax year had gross income under $300,000, the recipient shall
 only report the aggregate number of such first tier subawards and
 subcontracts awarded in the quarter and their aggregate total dollar
 amount.
------------------------------------------------------------------------
ARRA-4-01................  Total Number of      Self-explanatory.
                            Subcontracts and
                            Subawards less
                            than $25,000/award
                            and awarded to
                            individuals.
ARRA-4-02................  Total Amount of      Provide the total
                            Subcontracts and     cumulative amount of
                            Subawards less       cash disbursed to
                            than $25,000/award   subawardees and
                            and awarded to       subcontractors. This
                            individuals.         aggregate amount should
                                                 be cumulative as of the
                                                 reporting period end
                                                 date.
------------------------------------------------------------------------


[[Page 14829]]

 [FR Doc. E9-7317 Filed 3-31-09; 8:45 am]
BILLING CODE 3110-01-P