Agency Information Collection Activities; Renewal of a Currently Approved Collection; Comment Request; Suspicious Activity Report by Depository Institutions, 14863-14865 [E9-7242]
Download as PDF
Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices
Provided no formal expression of
intent to file an offer of financial
assistance (OFA) has been received, this
exemption will be effective on May 1,
2009, unless stayed pending
reconsideration. Petitions to stay that do
not involve environmental issues,2
formal expressions of intent to file an
OFA under 49 CFR 1152.27(c)(2),3 and
trail use/rail banking requests under 49
CFR 1152.29 must be filed by April 13,
2009. Petitions to reopen or requests for
public use conditions under 49 CFR
1152.28 must be filed by April 21, 2009,
with the Surface Transportation Board,
395 E Street, SW., Washington, DC
20423–0001.
A copy of any petition filed with the
Board should be sent to CMRY’s
representative: William A. Mullins,
2401 Pennsylvania Ave., NW., Suite
300, Washington, DC 20037.
If the verified notice contains false or
misleading information, the exemption
is void ab initio.
CMRY has filed environmental and
historic reports, which addresses the
effects, if any, of the abandonment on
the environment and historic resources.
SEA will issue an environmental
assessment (EA) by April 6, 2009.
Interested persons may obtain a copy of
the EA by writing to SEA (Room 1100,
Surface Transportation Board,
Washington, DC 20423–0001) or by
calling SEA, at (202) 245–0305.
[Assistance for the hearing impaired is
available through the Federal
Information Relay Service (FIRS) at 1–
800–877–8339.] Comments on
environmental and historic preservation
matters must be filed within 15 days
after the EA becomes available to the
public.
Environmental, historic preservation,
public use, or trail use/rail banking
conditions will be imposed, where
appropriate, in a subsequent decision.
Pursuant to the provisions of 49 CFR
1152.29(e)(2), CMRY shall file a notice
of consummation with the Board to
signify that it has exercised the
authority granted and fully abandoned
the line. If consummation has not been
effected by CMRY’s filing of a notice of
consummation by April 1, 2010, and
there are no legal or regulatory barriers
2 The Board will grant a stay if an informed
decision on environmental issues (whether raised
by a party or by the Board’s Section of
Environmental Analysis (SEA) in its independent
investigation) cannot be made before the
exemption’s effective date. See Exemption of Outof-Service Rail Lines, 5 I.C.C.2d 377 (1989). Any
request for a stay should be filed as soon as possible
so that the Board may take appropriate action before
the exemption’s effective date.
3 Each OFA must be accompanied by the filing
fee, which is currently set at $1,500. See 49 CFR
1002.2(f)(25).
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17:46 Mar 31, 2009
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to consummation, the authority to
abandon will automatically expire.
Board decisions and notices are
available on our Web site at ‘‘https://
www.stb.dot.gov.’’
Decided: March 25, 2009.
By the Board, Joseph H. Dettmar, Acting
Director, Office of Proceedings.
Kulunie L. Cannon,
Clearance Clerk.
[FR Doc. E9–7195 Filed 3–31–09; 8:45 am]
BILLING CODE 4915–01–P
14863
Estimated Total Burden Hours: 26,400
hours.
Clearance Officer: Brian Lallemont
(304) 480–8150, Bureau of the Public
Debt, 200 Third Street, Parkersburg,
West Virginia 26106.
OMB Reviewer: Shagufta Ahmed (202)
395–7873, Office of Management and
Budget, Room 10235, New Executive
Office Building, Washington, DC 20503.
Celina Elphage,
Treasury PRA Clearance Officer.
[FR Doc. E9–7245 Filed 3–31–09; 8:45 am]
BILLING CODE 4810–39–P
DEPARTMENT OF THE TREASURY
Submission for OMB Review;
Comment Request
DEPARTMENT OF THE TREASURY
Financial Crimes Enforcement Network
March 27, 2009.
The Department of the Treasury will
submit the following public information
collection requirement(s) to OMB for
review and clearance under the
Paperwork Reduction Act of 1995,
Public Law 104–13, on or after the
publication date of this notice. Copies of
the submission(s) may be obtained by
calling the Treasury Bureau Clearance
Officer listed. Comments regarding this
information collection should be
addressed to the OMB reviewer listed
and to the Treasury Department
Clearance Officer, Department of the
Treasury, Room 11000, 1750
Pennsylvania Avenue, NW.,
Washington, DC 20220.
Dates: Written comments should be
received on or before May 1, 2009 to be
assured of consideration.
Bureau of Public Debt (BPD)
OMB Number: 1535–0036.
Type of Review: Extension.
Title: Application by Voluntary
Guardian of Incapacitated Owner of
United States Savings Bonds/Notes.
Forms: PDF–2513.
Description: Used by voluntary
guardian of incapacitated bond owner(s)
to establish right to act on behalf of
owner.
Respondents: Individuals or
Households.
Estimated Total Burden Hours: 2,600
hours.
OMB Number: 1535–0013.
Type of Review: Extension.
Title: Claim For Lost, Stolen or
Destroyed U.S. Savings Bonds and
Supplemental Statement For U.S.
Securities.
Forms: PD–F–1048, PD–F–2243.
Description: Used by owner or others
having knowledge to request substitute
securities or payment of lost, stolen or
destroyed securities.
Respondents: Individuals or
Households.
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Office of the Comptroller of the
Currency
Office of Thrift Supervision
BOARD OF GOVERNORS OF THE
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE
CORPORATION
NATIONAL CREDIT UNION
ADMINISTRATION
Agency Information Collection
Activities; Renewal of a Currently
Approved Collection; Comment
Request; Suspicious Activity Report
by Depository Institutions
AGENCIES: Board of Governors of the
Federal Reserve System (Board), Federal
Deposit Insurance Corporation (FDIC),
Financial Crimes Enforcement Network
(FinCEN), National Credit Union
Administration (NCUA), Office of the
Comptroller of the Currency(OCC),
Office of Thrift Supervision (OTS).
ACTION: Notice and request for
comments.
SUMMARY: FinCEN and the Banking
Supervisory Agencies,1 as part of their
continuing effort to reduce paperwork
and respondent burden, invite the
general public and other Federal
agencies to take this opportunity to
comment on information collections, as
required by the Paperwork Reduction
Act of 1995, Public Law 104–13 (44
U.S.C. 3506(c)(2)(A)). FinCEN and the
Banking Supervisory Agencies are
1 The term ‘‘Banking Supervisory Agencies’’ is the
collective term for the following organizations: The
Board of Governors of the Federal Reserve System,
Federal Deposit Insurance Corporation, National
Credit Union Administration, Office of the
Comptroller of the Currency, and Office of Thrift
Supervision.
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Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices
soliciting comments concerning the
currently approved Suspicious Activity
Report by Depository Institutions,
which is being renewed without change.
DATES: Written comments should be
received on or before June 1, 2009.
ADDRESSES: Interested parties are
invited to submit written comments to
any or all of the agencies. All comments,
which should refer to the Office of
Management and Budget (OMB) control
numbers, will be shared among the
agencies. Direct all written comments as
follows:
FinCEN: Financial Crimes
Enforcement Network, Post Office Box
39, Vienna, VA 22183, Attention: 1506–
0001, Suspicious Activity Report by
Depository Institutions.
Comments also may be submitted by
electronic mail to the following Internet
address: regcomments@fincen.gov with
the caption in the body of the text,
‘‘Attention: 1506–0001, Suspicious
Activity Report by Depository
Institutions’’.
Board: You may submit comments,
identified by FR 2230, by any of the
following methods:
• Agency Web Site: https://
www.federalreserve.gov. Follow the
instructions for submitting comments at
https://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm.
• Federal E–Rulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail:
regs.comments@federalreserve.gov.
Include docket number in the subject
line of the message.
• Fax: 202/452–3819 or 202/452–
3102.
• Mail: Jennifer J. Johnson, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue, NW., Washington,
DC 20551.
All public comments are available from
the Board’s Web site at: https://
www.federalreserve.gov/generalinfo/
foia/ProposedRegs.cfm as submitted,
unless modified for technical reasons.
Accordingly, your comments will not be
edited to remove any identifying or
contact information. Public comments
may also be viewed electronically or in
paper in Room MP–500 of the Board’s
Martin Building (20th and C Streets,
NW.,) between 9 a.m. and 5 p.m. on
weekdays. Additionally, commenters
should send a copy of their comments
to the OMB Desk Officer by mail to the
Office of Information and Regulatory
Affairs, U.S. Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street, NW.,
Washington, DC 20503 or by fax to 202–
395–6974.
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FDIC: Submit written comments by
any of the following methods. All
comments should refer to ‘‘SAR 3064–
0077’’:
• https://www.FDIC.gov/regulations/
laws/federal/notices.html.
• E-mail: comments@fdic.gov.
Include ‘‘SAR 3064–0077’’ in the subject
line of the message.
• Mail: Gary A. Kuiper (202–898–
3877), Counsel, Federal Deposit
Insurance Corporation, F–1072, 550
17th Street, NW., Washington, DC
20429.
• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 550 17th Street Building
(located on F Street), on business days
between 7 a.m. and 5 p.m.
NCUA: Clearance Officer: Mr. Douglas
Verner, (703) 518–6440, National Credit
Union Administration, 1775 Duke
Street, Alexandria, VA 22314–3428, Fax
No. (703) 518–6684, E-mail:
dverner@ncua.gov.
OCC: Communications Division,
Office of the Comptroller of the
Currency, Public Information Room,
Mailstop 2–3, Attention: 1557–0180, 250
E Street, SW., Washington, DC 20219. In
addition, comments may be sent by fax
to (202) 874–5274, or by electronic mail
to regs.comments@occ.treas.gov. You
may personally inspect and photocopy
comments at the OCC’s Public
Information Room, 250 E Street, SW.,
Washington, DC. For security reasons,
the OCC requires that visitors make an
appointment to inspect comments. You
may do so by calling (202) 874–4700.
Upon arrival, visitors will be required to
present valid government-issued photo
identification and submit to security
screening in order to inspect and
photocopy comments.
Additionally, you should send a copy
of your comments to OCC Desk Officer,
1557–0180, by mail to U.S. Office of
Management and Budget, 725, 17th
Street, NW., #10235, Washington, DC
20503, or by fax to (202) 395–6974.
OTS: Information Collection
Comments, Chief Counsel’s Office,
Office of Thrift Supervision, 1700 G
Street, NW., Washington, DC 20552;
send a facsimile transmission to (202)
906–6518; or send an e-mail to
infocollection.comments@ots.treas.gov.
The Office of Thrift Supervision will
post comments and the related index on
its Internet site at https://
www.ots.treas.gov. In addition,
interested persons may inspect
comments at the Public Reading Room,
1700 G Street, NW., by appointment. To
make an appointment, call (202) 906–
5922, send an e-mail to
public.info@ots.treas.gov, or send a
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facsimile transmission to (202) 906–
7755.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or a
copy of the collection may be obtained
by contacting:
FinCEN: Regulatory Policy and
Programs Division at (800) 949–2732
and selecting option 7.
Board: Michelle Shore, Federal
Reserve Board Clearance Officer (202–
452–3829), Division of Research and
Statistics, Board of Governors of the
Federal Reserve System, Washington,
DC 20551. Telecommunications Device
for the Deaf (TDD) users may contact
(202) 263–4869, Board of Governors of
the Federal Reserve System,
Washington, DC 20551.
FDIC: Gary A. Kuiper, Legal Division
F–1072, Federal Deposit Insurance
Corporation, 550 17th Street, NW.,
Washington, DC 20429, (202–898–3877).
NCUA: Tracy Sumpter, Office of the
Chief Information Officer, (703) 518–
6444 or Dana Brewington, Office of
General Counsel, (703) 518–6554.
OCC: You can request additional
information or a copy of the collection
from Mary Gottlieb, OCC Clearance
Officer, Office of the Comptroller of the
Currency, 250 E Street, SW.,
Washington, DC 20219.
OTS: Ira L. Mills, OTS Clearance
Officer, Regulations and Legislation
Division, Chief Counsel Office, Office of
Thrift Supervision, 1700 G Street, NW.,
Washington, DC 20552, (202) 906–6531.
SUPPLEMENTARY INFORMATION:
Title: Suspicious Activity Report by
Depository Institutions (SAR). The
Office of the Comptroller of the
Currency is renewing without change all
information collections covered under
the information collection titled:
‘‘(MA)—Minimum Security Devices and
Procedures, Reports of Suspicious
Activities, and Bank Secrecy Act
Compliance—12 CFR 21.’’ The FDIC is
renewing all information collections
covered under the information collected
pursuant to Part 353–Suspicious
Activity Reports, 12 CFR Part 353.
FinCEN is also renewing without
change the information collections in 31
CFR 103.18.
OMB Control Numbers:
Financial Crimes Enforcement
Network: 1506–0001.
Board of Governors of the Federal
Reserve System: 7100–0212.
Federal Deposit Insurance
Corporation: 3064–0077.
National Credit Union
Administration: 3133–0094.
Office of the Comptroller of the
Currency: 1557–0180.
Office of Thrift Supervision: 1550–
0003.
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Federal Register / Vol. 74, No. 61 / Wednesday, April 1, 2009 / Notices
Form Numbers:
Financial Crimes Enforcement
Network: Form 111.
Board of Governors of the Federal
Reserve System: FR 2230.
Federal Deposit Insurance
Corporation: 6710/06.
National Credit Union
Administration: 2362.
Office of the Comptroller of the
Currency: 8010–1/8010–9.
Office of Thrift Supervision: 1601.
Abstract: In 1985, the Banking
Supervisory Agencies issued procedures
to be used by banks and certain other
financial institutions operating in the
United States to report known or
suspected criminal activities to the
appropriate law enforcement and
Banking Supervisory Agencies.
Beginning in 1994, the Banking
Supervisory Agencies and the FinCEN
redesigned the reporting process
resulting in the Suspicious Activity
Report, which became effective in April
1996. The report is authorized by the
following regulations: 31 CFR 103.18
(FinCEN); 12 CFR 21.11 (OCC); 12 CFR
563.180 (OTS); 12 CFR 208.62(c),
211.5(k), 211.24(f), and 225.4(f) (Board);
12 CFR 353.3 (FDIC); 12 CFR 748.1
(NCUA). The regulations were issued
under the authority contained in the
following statutes: 31 U.S.C. 5318(g)
(FinCEN); 12 U.S.C. 93a, 1818, 1881–84,
3401–22, 31 U.S.C. 5318 (OCC); 12
U.S.C. 1463 and 1464 (OTS); 12 U.S.C.
248(a)(1), 625, 1818, 1844(c), 3105(c)(2)
and 3106(a) (Board); 12 U.S.C1818–1820
(FDIC); 12 U.S.C. 1766(a), 1789(a)
(NCUA).
Current Action: The Banking
Supervisory Agencies and the FinCEN
propose to renew, without revision, the
currently approved form.2
Type of Review: Renewal of a
currently approved collection.
Affected Public: Business, for-profit
institutions, and non-profit institutions.
Estimated Number of Respondents:
2 The form being renewed was approved by OMB
effective June 30, 2007. On May 1, 2007, FinCEN
published a Federal Register notice (72 FR 23891)
(https://www.fincen.gov/statutes_regs/frn/pdf/
sar_fr_notice.pdf) announcing the delayed
implementation of the revised Suspicious Activity
Report (SAR) forms. The revised SAR forms that
support joint filings were originally scheduled to
become effective on June 30, 2007 and mandatory
on December 31, 2007. The delay in
implementation does not impact ongoing
suspicious activity reporting. Filers should
continue to use the July 2003 form until further
notice (https://www.fincen.gov/forms/files/f9022–
47_sar-di.pdf). FinCEN will establish new dates for
using the revised SAR forms in a future notice.
Depository institutions will be provided ample lead
time to incorporate the approved version.
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17:46 Mar 31, 2009
Jkt 217001
Financial Crimes Enforcement Network:
22,387.3
Board of Governors of the Federal
Reserve System: 7,000.
Federal Deposit Insurance
Corporation: 5,148.
National Credit Union
Administration: 7,834.
Office of the Comptroller of the
Currency: 1,601.
Office of Thrift Supervision: 804.
Estimated Total Annual Responses:
FinCEN: 672,297.
Board: 86,404.
FDIC: 133,151.
NCUA: 56,500.
OCC: 337,421.
OTS: 58,821.
Estimated Total Annual Burden:
Estimated 60 minutes per form:
FinCEN: 889,839 hours.4
Board: 86,404 hours.
FDIC: 133,151 hours.
NCUA: 56,500 hours.
OCC: 449,086 hours.
OTS: 164,698 hours.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless the collection of information
displays a valid Office of Management
and Budget control number. Records
required to be retained under the Bank
Secrecy Act and these regulations
issued by the Banking Supervisory
Agencies must be retained for five years.
Generally, information collected
pursuant to the Bank Secrecy Act is
confidential, but may be shared as
provided by law with regulatory and
law enforcement authorities.
Request for Comments: Comments
submitted in response to this notice will
be summarized and/or included in the
request for Office of Management and
Budget approval. All comments will
become a matter of public record.
Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
agency’s estimate of the burden of the
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; (d)
ways to minimize the burden of the
collection of information on
3 Respondents comprise many of the same
institutions responding to the Supervisory
Agencies.
4 Only one form is filed in satisfaction of the rules
of both FinCEN and the banking supervisory
agencies. The estimated burden per form is 60
minutes; the hourly burden does not attempt to
allocate that time between agencies when the form
is filed in satisfaction of the rules of more than one
agency.
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14865
respondents, including through the use
of automated collection techniques or
other forms of information technology,
and (e) estimates of capital or start-up
costs and costs of operation,
maintenance, and purchase of services
to provide information.
Dated: March 9, 2009.
James H. Freis, Jr.
Director, Financial Crimes Enforcement
Network.
Dated: March 5, 2009.
Michele Meyer,
Assistant Director, Legislative and Regulatory
Activities Division, Office of the Comptroller
of the Currency.
Dated: March 10, 2009.
Deborah Dakin,
Senior Deputy Chief Counsel, Regulations and
Legislation Division, Office of Thrift
Supervision.
By the Board of Governors of the Federal
Reserve System on March 12, 2009.
Jennifer J. Johnson,
Secretary of the Board.
By Order of the Board of Directors.
Dated at Washington, DC, this 27th day of
February, 2009.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
By the National Credit Union
Administration Board on March 23, 2009.
Mary Rupp,
Secretary of the Board.
[FR Doc. E9–7242 Filed 3–31–09; 8:45 am]
BILLING CODE 4810–02–P
DEPARTMENT OF VETERANS
AFFAIRS
Privacy Act of 1974; System of
Records
Department of Veterans Affairs.
Notice of Amendment of System
of Records ‘‘Compensation, Pension,
Education, and Rehabilitation Records—
VA (58VA21/22/28)’’—VA.
AGENCY:
ACTION:
SUMMARY: As required by the Privacy
Act of 1974, 5 U.S.C. 552a(e)(4), notice
is hereby given that the Department of
Veterans Affairs (VA) proposes to
modify, alter, amend, rename and
republish in its entirety existing system
of records ‘‘Compensation, Pension,
Education, and Rehabilitation Records—
VA (58VA21/22/28)’’.
DATES: Comments on this amended
system must be received no later than
May 1, 2009. If no public comment is
received during the period allowed for
comments, the amended system will
become effective May 1, 2009.
ADDRESSES: Written comments
concerning the proposed System of
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Agencies
[Federal Register Volume 74, Number 61 (Wednesday, April 1, 2009)]
[Notices]
[Pages 14863-14865]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-7242]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Financial Crimes Enforcement Network
Office of the Comptroller of the Currency
Office of Thrift Supervision
BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE CORPORATION
NATIONAL CREDIT UNION ADMINISTRATION
Agency Information Collection Activities; Renewal of a Currently
Approved Collection; Comment Request; Suspicious Activity Report by
Depository Institutions
AGENCIES: Board of Governors of the Federal Reserve System (Board),
Federal Deposit Insurance Corporation (FDIC), Financial Crimes
Enforcement Network (FinCEN), National Credit Union Administration
(NCUA), Office of the Comptroller of the Currency(OCC), Office of
Thrift Supervision (OTS).
ACTION: Notice and request for comments.
-----------------------------------------------------------------------
SUMMARY: FinCEN and the Banking Supervisory Agencies,\1\ as part of
their continuing effort to reduce paperwork and respondent burden,
invite the general public and other Federal agencies to take this
opportunity to comment on information collections, as required by the
Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C.
3506(c)(2)(A)). FinCEN and the Banking Supervisory Agencies are
[[Page 14864]]
soliciting comments concerning the currently approved Suspicious
Activity Report by Depository Institutions, which is being renewed
without change.
---------------------------------------------------------------------------
\1\ The term ``Banking Supervisory Agencies'' is the collective
term for the following organizations: The Board of Governors of the
Federal Reserve System, Federal Deposit Insurance Corporation,
National Credit Union Administration, Office of the Comptroller of
the Currency, and Office of Thrift Supervision.
---------------------------------------------------------------------------
DATES: Written comments should be received on or before June 1, 2009.
ADDRESSES: Interested parties are invited to submit written comments to
any or all of the agencies. All comments, which should refer to the
Office of Management and Budget (OMB) control numbers, will be shared
among the agencies. Direct all written comments as follows:
FinCEN: Financial Crimes Enforcement Network, Post Office Box 39,
Vienna, VA 22183, Attention: 1506-0001, Suspicious Activity Report by
Depository Institutions.
Comments also may be submitted by electronic mail to the following
Internet address: regcomments@fincen.gov with the caption in the body
of the text, ``Attention: 1506-0001, Suspicious Activity Report by
Depository Institutions''.
Board: You may submit comments, identified by FR 2230, by any of
the following methods:
Agency Web Site: https://www.federalreserve.gov. Follow the
instructions for submitting comments at https://www.federalreserve.gov/generalinfo/foia/ProposedRegs.cfm.
Federal E-Rulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail: regs.comments@federalreserve.gov. Include docket
number in the subject line of the message.
Fax: 202/452-3819 or 202/452-3102.
Mail: Jennifer J. Johnson, Secretary, Board of Governors
of the Federal Reserve System, 20th Street and Constitution Avenue,
NW., Washington, DC 20551.
All public comments are available from the Board's Web site at: https://www.federalreserve.gov/generalinfo/foia/ProposedRegs.cfm as submitted,
unless modified for technical reasons. Accordingly, your comments will
not be edited to remove any identifying or contact information. Public
comments may also be viewed electronically or in paper in Room MP-500
of the Board's Martin Building (20th and C Streets, NW.,) between 9
a.m. and 5 p.m. on weekdays. Additionally, commenters should send a
copy of their comments to the OMB Desk Officer by mail to the Office of
Information and Regulatory Affairs, U.S. Office of Management and
Budget, New Executive Office Building, Room 10235, 725 17th Street,
NW., Washington, DC 20503 or by fax to 202-395-6974.
FDIC: Submit written comments by any of the following methods. All
comments should refer to ``SAR 3064-0077'':
https://www.FDIC.gov/regulations/laws/federal/notices.html.
E-mail: comments@fdic.gov. Include ``SAR 3064-0077'' in
the subject line of the message.
Mail: Gary A. Kuiper (202-898-3877), Counsel, Federal
Deposit Insurance Corporation, F-1072, 550 17th Street, NW.,
Washington, DC 20429.
Hand Delivery: Comments may be hand-delivered to the guard
station at the rear of the 550 17th Street Building (located on F
Street), on business days between 7 a.m. and 5 p.m.
NCUA: Clearance Officer: Mr. Douglas Verner, (703) 518-6440,
National Credit Union Administration, 1775 Duke Street, Alexandria, VA
22314-3428, Fax No. (703) 518-6684, E-mail: dverner@ncua.gov.
OCC: Communications Division, Office of the Comptroller of the
Currency, Public Information Room, Mailstop 2-3, Attention: 1557-0180,
250 E Street, SW., Washington, DC 20219. In addition, comments may be
sent by fax to (202) 874-5274, or by electronic mail to
regs.comments@occ.treas.gov. You may personally inspect and photocopy
comments at the OCC's Public Information Room, 250 E Street, SW.,
Washington, DC. For security reasons, the OCC requires that visitors
make an appointment to inspect comments. You may do so by calling (202)
874-4700. Upon arrival, visitors will be required to present valid
government-issued photo identification and submit to security screening
in order to inspect and photocopy comments.
Additionally, you should send a copy of your comments to OCC Desk
Officer, 1557-0180, by mail to U.S. Office of Management and Budget,
725, 17th Street, NW., 10235, Washington, DC 20503, or by fax
to (202) 395-6974.
OTS: Information Collection Comments, Chief Counsel's Office,
Office of Thrift Supervision, 1700 G Street, NW., Washington, DC 20552;
send a facsimile transmission to (202) 906-6518; or send an e-mail to
infocollection.comments@ots.treas.gov. The Office of Thrift Supervision
will post comments and the related index on its Internet site at https://www.ots.treas.gov. In addition, interested persons may inspect
comments at the Public Reading Room, 1700 G Street, NW., by
appointment. To make an appointment, call (202) 906-5922, send an e-
mail to public.info@ots.treas.gov">public.info@ots.treas.gov, or send a facsimile transmission to
(202) 906-7755.
FOR FURTHER INFORMATION CONTACT: Requests for additional information or
a copy of the collection may be obtained by contacting:
FinCEN: Regulatory Policy and Programs Division at (800) 949-2732
and selecting option 7.
Board: Michelle Shore, Federal Reserve Board Clearance Officer
(202-452-3829), Division of Research and Statistics, Board of Governors
of the Federal Reserve System, Washington, DC 20551. Telecommunications
Device for the Deaf (TDD) users may contact (202) 263-4869, Board of
Governors of the Federal Reserve System, Washington, DC 20551.
FDIC: Gary A. Kuiper, Legal Division F-1072, Federal Deposit
Insurance Corporation, 550 17th Street, NW., Washington, DC 20429,
(202-898-3877).
NCUA: Tracy Sumpter, Office of the Chief Information Officer, (703)
518-6444 or Dana Brewington, Office of General Counsel, (703) 518-6554.
OCC: You can request additional information or a copy of the
collection from Mary Gottlieb, OCC Clearance Officer, Office of the
Comptroller of the Currency, 250 E Street, SW., Washington, DC 20219.
OTS: Ira L. Mills, OTS Clearance Officer, Regulations and
Legislation Division, Chief Counsel Office, Office of Thrift
Supervision, 1700 G Street, NW., Washington, DC 20552, (202) 906-6531.
SUPPLEMENTARY INFORMATION:
Title: Suspicious Activity Report by Depository Institutions (SAR).
The Office of the Comptroller of the Currency is renewing without
change all information collections covered under the information
collection titled: ``(MA)--Minimum Security Devices and Procedures,
Reports of Suspicious Activities, and Bank Secrecy Act Compliance--12
CFR 21.'' The FDIC is renewing all information collections covered
under the information collected pursuant to Part 353-Suspicious
Activity Reports, 12 CFR Part 353. FinCEN is also renewing without
change the information collections in 31 CFR 103.18.
OMB Control Numbers:
Financial Crimes Enforcement Network: 1506-0001.
Board of Governors of the Federal Reserve System: 7100-0212.
Federal Deposit Insurance Corporation: 3064-0077.
National Credit Union Administration: 3133-0094.
Office of the Comptroller of the Currency: 1557-0180.
Office of Thrift Supervision: 1550-0003.
[[Page 14865]]
Form Numbers:
Financial Crimes Enforcement Network: Form 111.
Board of Governors of the Federal Reserve System: FR 2230.
Federal Deposit Insurance Corporation: 6710/06.
National Credit Union Administration: 2362.
Office of the Comptroller of the Currency: 8010-1/8010-9.
Office of Thrift Supervision: 1601.
Abstract: In 1985, the Banking Supervisory Agencies issued
procedures to be used by banks and certain other financial institutions
operating in the United States to report known or suspected criminal
activities to the appropriate law enforcement and Banking Supervisory
Agencies. Beginning in 1994, the Banking Supervisory Agencies and the
FinCEN redesigned the reporting process resulting in the Suspicious
Activity Report, which became effective in April 1996. The report is
authorized by the following regulations: 31 CFR 103.18 (FinCEN); 12 CFR
21.11 (OCC); 12 CFR 563.180 (OTS); 12 CFR 208.62(c), 211.5(k),
211.24(f), and 225.4(f) (Board); 12 CFR 353.3 (FDIC); 12 CFR 748.1
(NCUA). The regulations were issued under the authority contained in
the following statutes: 31 U.S.C. 5318(g) (FinCEN); 12 U.S.C. 93a,
1818, 1881-84, 3401-22, 31 U.S.C. 5318 (OCC); 12 U.S.C. 1463 and 1464
(OTS); 12 U.S.C. 248(a)(1), 625, 1818, 1844(c), 3105(c)(2) and 3106(a)
(Board); 12 U.S.C1818-1820 (FDIC); 12 U.S.C. 1766(a), 1789(a) (NCUA).
Current Action: The Banking Supervisory Agencies and the FinCEN
propose to renew, without revision, the currently approved form.\2\
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\2\ The form being renewed was approved by OMB effective June
30, 2007. On May 1, 2007, FinCEN published a Federal Register notice
(72 FR 23891) (https://www.fincen.gov/statutes_regs/frn/pdf/sar_fr_notice.pdf) announcing the delayed implementation of the revised
Suspicious Activity Report (SAR) forms. The revised SAR forms that
support joint filings were originally scheduled to become effective
on June 30, 2007 and mandatory on December 31, 2007. The delay in
implementation does not impact ongoing suspicious activity
reporting. Filers should continue to use the July 2003 form until
further notice (https://www.fincen.gov/forms/files/f9022-47_sar-di.pdf). FinCEN will establish new dates for using the revised SAR
forms in a future notice. Depository institutions will be provided
ample lead time to incorporate the approved version.
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Type of Review: Renewal of a currently approved collection.
Affected Public: Business, for-profit institutions, and non-profit
institutions.
Estimated Number of Respondents:
Financial Crimes Enforcement Network: 22,387.\3\
---------------------------------------------------------------------------
\3\ Respondents comprise many of the same institutions
responding to the Supervisory Agencies.
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Board of Governors of the Federal Reserve System: 7,000.
Federal Deposit Insurance Corporation: 5,148.
National Credit Union Administration: 7,834.
Office of the Comptroller of the Currency: 1,601.
Office of Thrift Supervision: 804.
Estimated Total Annual Responses:
FinCEN: 672,297.
Board: 86,404.
FDIC: 133,151.
NCUA: 56,500.
OCC: 337,421.
OTS: 58,821.
Estimated Total Annual Burden: Estimated 60 minutes per form:
FinCEN: 889,839 hours.\4\
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\4\ Only one form is filed in satisfaction of the rules of both
FinCEN and the banking supervisory agencies. The estimated burden
per form is 60 minutes; the hourly burden does not attempt to
allocate that time between agencies when the form is filed in
satisfaction of the rules of more than one agency.
---------------------------------------------------------------------------
Board: 86,404 hours.
FDIC: 133,151 hours.
NCUA: 56,500 hours.
OCC: 449,086 hours.
OTS: 164,698 hours.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless the collection of
information displays a valid Office of Management and Budget control
number. Records required to be retained under the Bank Secrecy Act and
these regulations issued by the Banking Supervisory Agencies must be
retained for five years. Generally, information collected pursuant to
the Bank Secrecy Act is confidential, but may be shared as provided by
law with regulatory and law enforcement authorities.
Request for Comments: Comments submitted in response to this notice
will be summarized and/or included in the request for Office of
Management and Budget approval. All comments will become a matter of
public record. Comments are invited on: (a) Whether the collection of
information is necessary for the proper performance of the functions of
the agency, including whether the information shall have practical
utility; (b) the accuracy of the agency's estimate of the burden of the
collection of information; (c) ways to enhance the quality, utility,
and clarity of the information to be collected; (d) ways to minimize
the burden of the collection of information on respondents, including
through the use of automated collection techniques or other forms of
information technology, and (e) estimates of capital or start-up costs
and costs of operation, maintenance, and purchase of services to
provide information.
Dated: March 9, 2009.
James H. Freis, Jr.
Director, Financial Crimes Enforcement Network.
Dated: March 5, 2009.
Michele Meyer,
Assistant Director, Legislative and Regulatory Activities Division,
Office of the Comptroller of the Currency.
Dated: March 10, 2009.
Deborah Dakin,
Senior Deputy Chief Counsel, Regulations and Legislation Division,
Office of Thrift Supervision.
By the Board of Governors of the Federal Reserve System on March
12, 2009.
Jennifer J. Johnson,
Secretary of the Board.
By Order of the Board of Directors.
Dated at Washington, DC, this 27th day of February, 2009.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
By the National Credit Union Administration Board on March 23,
2009.
Mary Rupp,
Secretary of the Board.
[FR Doc. E9-7242 Filed 3-31-09; 8:45 am]
BILLING CODE 4810-02-P