Geriatrics and Gerontology Advisory Committee; Notice of Meeting, 13312 [E9-6802]
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13312
Federal Register / Vol. 74, No. 57 / Thursday, March 26, 2009 / Notices
Additionally, you should send a copy
of your comments to: OCC Desk Officer,
1557–0142, by mail to U.S. Office of
Management and Budget, 725, 17th
Street, NW., #10235, Washington, DC
20503, or by fax to (202) 395–6974.
FOR FURTHER INFORMATION CONTACT: You
can request additional information or a
copy of the collection from Mary H.
Gottlieb, OCC Clearance Officer, (202)
874–5090, Legislative and Regulatory
Activities Division, Office of the
Comptroller of the Currency, 250 E
Street, SW., Washington, DC 20219.
SUPPLEMENTARY INFORMATION: The OCC
is proposing to extend OMB approval of
the following information collection:
Title: Recordkeeping Requirements
for Securities Transactions—12 CFR
part 12.
OMB Number: 1557–0142.
Description: This submission covers
an existing regulation and involves no
change to the regulation or to the
information collection requirements.
The only revisions to the submission are
the revised estimates, which have been
updated.
The information collection
requirements in 12 CFR part 12 are
required to ensure national bank
compliance with securities laws and to
improve the protection afforded persons
who purchase and sell securities
through banks. The transaction
confirmation information provides
customers with a record regarding each
transaction and provides banks and the
OCC with records to ensure compliance
with banking and securities laws and
regulations. The OCC uses the required
information in its examinations to,
among other things, evaluate a bank’s
compliance with the antifraud
provisions of the Federal securities
laws.
The information collection
requirements contained in 12 CFR part
12 are as follows:
• Section 12.3 requires a national
bank effecting securities transactions for
customers to maintain records for at
least three years. The records required
by this section must clearly and
accurately reflect the information
required and provide an adequate basis
for the audit of the information.
• Section 12.4 requires a national
bank to give or send to the customer a
written notification of the transaction or
a copy of the registered broker/dealer
confirmation relating to the transaction.
• Sections 12.5(a), (b), (c), and (e)
describe notification procedures a
national bank may use as an alternative
to complying with § 12.4, to notify
customers of transactions in which the
bank does not exercise investment
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discretion, trust transactions, agency
transactions and certain securities
transactions for periodic plans.
• Sections 12.7(a)(1) through (a)(3)
require a national bank to maintain and
adhere to policies and procedures that
assign responsibility for supervision of
employees who perform securities
trading functions; provide for the fair
and equitable allocation of securities
and prices to accounts; and provide for
the crossing of buy and sell orders on
a fair and equitable basis.
• Section 12.7(a)(4) requires certain
bank officers and employees involved in
the securities trading process to report
to the bank within ten business days
after the end of the calendar quarter all
personal transactions in securities made
by them or on their behalf in which they
have a beneficial interest.
• Section 12.8 requires a national
bank seeking a waiver of one or more of
the requirements of §§ 12.2 through 12.7
to file a written request for waiver with
the OCC.
Type of Review: Regular.
Affected Public: Individuals;
businesses or other for-profit.
Estimated Number of Respondents:
497.
Estimated Total Annual Responses:
2,501.
Estimated Frequency of Response: On
occasion.
Estimated Total Annual Burden:
2,711 hours.
The OCC issued a 60-day notice for
comment on January 13, 2009. 74 FR
1762. No comments were received.
Comments continued to be invited on:
(a) Whether the collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information has practical utility;
(b) The accuracy of the agency’s
estimate of the burden of the collection
of information;
(c) Ways to enhance the quality,
utility, and clarity of the information to
be collected;
(d) Ways to minimize the burden of
the collection on respondents, including
through the use of automated collection
techniques or other forms of information
technology; and
(e) Estimates of capital or startup costs
and costs of operation, maintenance,
and purchase of services to provide
information.
DEPARTMENT OF VETERANS
AFFAIRS
Dated: March 20, 2009.
Michele Meyer,
Assistant Director, Legislative and Regulatory
Activities Division.
[FR Doc. E9–6767 Filed 3–25–09; 8:45 am]
Dated: March 23, 2009.
By direction of the Secretary.
E. Philip Riggin,
Committee Management Officer.
[FR Doc. E9–6802 Filed 3–25–09; 8:45 am]
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Geriatrics and Gerontology Advisory
Committee; Notice of Meeting
The Department of Veterans Affairs
(VA) gives notice under Public Law 92–
463 (Federal Advisory Committee Act)
that a meeting of the Geriatrics and
Gerontology Advisory Committee will
be held on April 23–24, 2009, in Room
530, Department of Veterans Affairs, 810
Vermont Avenue, NW., Washington,
DC. On April 23, the session will begin
at 8:30 a.m. and end at 5 p.m. On April
24, the session will begin at 8 a.m. and
end at 12 p.m. This meeting is open to
the public.
The purpose of the Committee is to
provide advice to the Secretary of
Veterans Affairs and the Under
Secretary for Health on all matters
pertaining to geriatrics and gerontology.
The Committee assesses the capability
of VA health care facilities and
programs to meet the medical,
psychological, and social needs of older
Veterans and evaluates VA programs
designated as Geriatric Research,
Education, and Clinical Centers.
The meeting will feature
presentations and discussions on VA’s
aging research activities, update on the
VA’s geriatric workforce (to include
training, recruitment and retention
approaches), Veterans Health
Administration (VHA) Geriatric Primary
Care, VHA strategic planning activities
in geriatrics and extended care, recent
VHA efforts regarding dementia and the
long term care needs of recently
returning Veterans, program advances in
Community Living Centers and
palliative care, and policy guidance and
performance oversight of the VA
Geriatric Research, Education, and
Clinical Centers.
No time will be allocated at this
meeting for receiving oral presentations
from the public. Interested parties
should provide written comments for
review by the Committee not less than
ten days in advance of the meeting to
Mrs. Marcia Holt-Delaney, Office of
Geriatrics and Extended Care (114),
Department of Veterans Affairs, 810
Vermont Avenue, NW., Washington, DC
20420. Individuals who wish to attend
the meeting should contact Mrs. HoltDelaney, Program Analyst, at (202) 461–
6769.
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26MRN1
Agencies
[Federal Register Volume 74, Number 57 (Thursday, March 26, 2009)]
[Notices]
[Page 13312]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-6802]
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DEPARTMENT OF VETERANS AFFAIRS
Geriatrics and Gerontology Advisory Committee; Notice of Meeting
The Department of Veterans Affairs (VA) gives notice under Public
Law 92-463 (Federal Advisory Committee Act) that a meeting of the
Geriatrics and Gerontology Advisory Committee will be held on April 23-
24, 2009, in Room 530, Department of Veterans Affairs, 810 Vermont
Avenue, NW., Washington, DC. On April 23, the session will begin at
8:30 a.m. and end at 5 p.m. On April 24, the session will begin at 8
a.m. and end at 12 p.m. This meeting is open to the public.
The purpose of the Committee is to provide advice to the Secretary
of Veterans Affairs and the Under Secretary for Health on all matters
pertaining to geriatrics and gerontology. The Committee assesses the
capability of VA health care facilities and programs to meet the
medical, psychological, and social needs of older Veterans and
evaluates VA programs designated as Geriatric Research, Education, and
Clinical Centers.
The meeting will feature presentations and discussions on VA's
aging research activities, update on the VA's geriatric workforce (to
include training, recruitment and retention approaches), Veterans
Health Administration (VHA) Geriatric Primary Care, VHA strategic
planning activities in geriatrics and extended care, recent VHA efforts
regarding dementia and the long term care needs of recently returning
Veterans, program advances in Community Living Centers and palliative
care, and policy guidance and performance oversight of the VA Geriatric
Research, Education, and Clinical Centers.
No time will be allocated at this meeting for receiving oral
presentations from the public. Interested parties should provide
written comments for review by the Committee not less than ten days in
advance of the meeting to Mrs. Marcia Holt-Delaney, Office of
Geriatrics and Extended Care (114), Department of Veterans Affairs, 810
Vermont Avenue, NW., Washington, DC 20420. Individuals who wish to
attend the meeting should contact Mrs. Holt-Delaney, Program Analyst,
at (202) 461-6769.
Dated: March 23, 2009.
By direction of the Secretary.
E. Philip Riggin,
Committee Management Officer.
[FR Doc. E9-6802 Filed 3-25-09; 8:45 am]
BILLING CODE 8320-01-P