Astringent Drug Products That Produce Aluminum Acetate; Skin Protectant Drug Products for Over-the-Counter Human Use; Technical Amendment, 9759-9765 [E9-4746]
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9759
Rules and Regulations
Federal Register
Vol. 74, No. 43
Friday, March 6, 2009
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
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REGISTER issue of each week.
DEPARTMENT OF AGRICULTURE
Rural Utilities Service
7 CFR Part 1779
Rural Housing Service
7 CFR Part 3575
Rural Business—Cooperative Service
Rural Utilities Service
7 CFR Parts 4279 and 4280
Rural Business—Cooperative Service
Rural Housing Service
Rural Utilities Service
7 CFR Part 5001
[FR Doc. E9–3092]
RIN 0570–AA65
Rural Development Guaranteed Loans
Rural Business—Cooperative
Service, Rural Housing Service, Rural
Utilities Service, USDA.
ACTION: Interim rule; delay of the
effective date.
AGENCIES:
Rural Development is further
delaying the effective date of the interim
rule for Rural Development Guaranteed
Loans, which was published on
December 17, 2008, to June 1, 2009. The
interim rule establishes a unified
guaranteed loan platform for the
enhanced delivery of four existing Rural
Development guaranteed loan
programs—Community Facility; Water
and Waste Disposal; Business and
Industry; and Rural Energy for America
Program, formerly known as Renewable
Energy Systems and Energy Efficiency
Improvement Projects.
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SUMMARY:
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DATES: The effective date of the interim
rule, which was published on December
17, 2008 [73 FR 76698], delayed until
February 17, 2008 [74 FR 2823], delayed
until March 9, 2009 [74 FR 7179], is
further delayed until June 1, 2009.
FOR FURTHER INFORMATION CONTACT: Mr.
Michael Foore, Rural Development,
Business and Cooperative Programs,
U.S. Department of Agriculture, 1400
Independence Avenue, SW., Stop 3201,
Washington, DC 20250–3201; e-mail:
Michael.Foore@wdc.usda.gov; telephone
(202) 690–4730.
SUPPLEMENTARY INFORMATION: On
January 16, 2009, Rural Development
delayed the original effective date of the
interim rule from January 16, 2009, to
February 17, 2009, because there was
insufficient time to correct a technical
error in the interim rule before the
interim rule became effective on January
16, 2009.
Subsequently, Rural Development
again delayed the effective date of the
interim rule from February 17, 2009, to
March 9, 2009 [74 FR 7179, February 13,
2009] allowing for public comments to
extend the effective date to June 1, 2009.
As stated in the Federal Register, Rural
Development identified several
administrative actions, including
providing the best guidance to its field
staff on the interim rule, it believed
were necessary to occur prior to the
February 17, 2009, effective date in
order to ensure the successful
implementation of the interim rule.
Consequently, Rural Development
determined that it was necessary to
extend the effective date to June 1, 2009,
in order to provide Rural Development
the necessary time to implement these
administrative actions.
As noted in the February 13, 2009,
Federal Register, Rural Development
made this change to the effective date,
as is provided for under the
Administrative Procedures Act (5 U.S.C.
553(b)(3)(B)), because:
1. Implementing the interim rule on
February 17, 2009, would have created
substantial legal and operation risks to
the affected programs because the rule
contains certain flaws that must be
corrected and would not have provided
the Agency sufficient time to properly
train field staff and make changes to IT
systems critical to the implementation
of these programs. These actions could
not have been completed by February
17, 2009.
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2. The two week extension would
allow the public a reasonable
opportunity to comment on this
proposed extension of the effective date
to June 1, 2009, and the Agency to
consider such comments before making
the decision to make such extension.
3. Extending the effective date to June
1, 2009, allows the Agency to finish the
60-day review described in the January
20, 2009, memo from the Assistant to
the President and Chief of Staff, entitled
‘‘Regulatory Review.’’
The public comment period on the
Agency’s proposed June 1, 2009,
effective date closed on February 20,
2009. The Agency received three
comment letters on the proposed
extension of the effective date. None of
the commenters suggested that the
interim rule become effective prior to
June 1, 2009. Two of the three
commenters also submitted comments
during the public comment period on
the interim rule. Because the comments
submitted by these commenters, address
issues that are very similar to those
included in comments submitted during
the public comment period for the
interim rule, the Agency will consider
these issues when it considers the
comments on the interim rule.
Therefore, the effective of the interim
rule is extended to June 1, 2009.
Dated: March 3, 2009.
William F. Hagy III,
Acting Deputy Under Secretary, Rural
Development.
[FR Doc. E9–4839 Filed 3–5–09; 8:45 am]
BILLING CODE 3410–XY–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 310 and 347
[Docket No. FDA–1978N–0007] (Formerly
Docket No. 78N–021A)
RIN 0910–AF42
Astringent Drug Products That
Produce Aluminum Acetate; Skin
Protectant Drug Products for Over-theCounter Human Use; Technical
Amendment
AGENCY:
Food and Drug Administration,
HHS.
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ACTION: Final rule; technical
amendment.
SUMMARY: We (Food and Drug
Administration (FDA)) are amending the
final monograph (FM) for over-thecounter (OTC) skin protectant astringent
drug products. This amendment
clarifies that aluminum acetate
solutions, produced by dissolving
aluminum sulfate tetradecahydrate and
calcium acetate monohydrate in powder
or tablet form in water, are generally
recognized as safe and effective
(GRASE) and not misbranded as
astringent drug products. The
amendment also describes how
manufacturers should relabel these
products to comply with the FM. We are
issuing this amendment in response to
a citizen petition (CP) that we received
from a manufacturer of OTC astringent
drug products. This final rule is part of
our ongoing review of OTC drug
products.
DATES: Effective Date: This regulation is
effective March 6, 2009.
Compliance Date: The compliance
date for all products, regardless of
annual sales, is September 6, 2010.
FOR FURTHER INFORMATION CONTACT:
Matthew R. Holman, Center for Drug
Evaluation and Research, Food and
Drug Administration, 10903 New
Hampshire Ave., Bldg. 22, MS 5411,
Silver Spring, MD 20993, 301–796–
2090.
SUPPLEMENTARY INFORMATION:
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I. What Is the Regulatory History of
This Rulemaking?
A. Advance Notice of Proposed
Rulemaking (ANPR)
We published an ANPR for certain
OTC skin protectant drug products in
the Federal Register on September 7,
1982 (47 FR 39436) (the 1982 ANPR). In
the 1982 ANPR, the agency reported
that the Advisory Review Panel on OTC
Miscellaneous External Drug Products
(the Panel) recommended that we
classify solutions containing 2.5 to 5
percent aluminum acetate as GRASE for
topical use as an astringent. The 1982
ANPR includes the following terms
when referring to this ingredient (47 FR
39436 at 39444 through 39446):
• ‘‘aluminum acetate’’
• ‘‘aluminum acetate solution’’
• ‘‘Burow’s solution’’
Although some of the aluminum
acetate products that the Panel
evaluated were powders and tablets that
were dissolved in water (Refs. 1 and 2),
those products, as manufactured, did
not contain aluminum acetate. Rather,
those powders and tablets contained
aluminum sulfate and calcium acetate,
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which produced an aluminum acetate
solution when dissolved in water.
In addition, the Panel separately
evaluated aluminum sulfate and
calcium acetate as OTC astringent single
active ingredients (i.e., when not in
combination with each other). The
Panel recommended that aluminum
sulfate, as a single active ingredient, is
GRASE and not misbranded only for use
in a styptic pencil (47 FR 39436 at
39447 and 39448).1 The Panel
recommended that calcium acetate be
classified as not GRASE or misbranded
when used as a single active ingredient
(47 FR 39436 at 39444). The Panel was
not aware of any data demonstrating the
safety and effectiveness of calcium
acetate, as a single active ingredient,
when used as an OTC astringent active
ingredient in any formulation.
B. Proposed Rule
In the Federal Register of April 3,
1989 (54 FR 13490), we published a
proposed rule amending the tentative
final monograph (TFM) for OTC skin
protectant drug products to include
astringent drug products (the 1989
TFM). In the 1989 TFM, we proposed
monograph status for aluminum acetate,
as recommended by the Panel (54 FR
13490 at 13494). However, we revised
the Panel’s recommended concentration
to 0.13 to 0.5 percent, indicating that the
Panel did not take into account further
dilution of the 2.5 to 5 percent
aluminum acetate solution (54 FR 13490
at 13494 and 13496). We agreed with
the Panel’s recommendation for calcium
acetate and proposed that the ingredient
be classified as nonmonograph (54 FR
13490 at 13496). We also noted that one
comment mentioned that the USP
(United States Pharmacopeia) procedure
for preparing Burow’s Solution
(aluminum acetate solution) de novo
does not pertain to modified aluminum
acetate solutions prepared from tablets
or powders (54 FR 13490 at 13494).
C. Final Rule
In the Federal Register of October 21,
1993 (58 FR 54458), we published a
final rule in the form of a FM for OTC
skin protectant drug products that
established conditions under which
OTC astringent drug products are
GRASE and not misbranded (the 1993
skin protectant FM). The 1993 skin
1 In the 1982 ANPR, we stated that the Panel had
concluded that aluminum sulfate is safe but that
there were insufficient data to establish its
effectiveness for use as a styptic pencil (47 FR
39436 at 39447 and 39448). In the Federal Register
of April 3, 1989 (54 FR 13490 at 13493), we stated
that an apparent administrative error had occurred
in that the Panel had voted to classify aluminum
sulfate as GRASE and not misbranded for use in a
styptic pencil.
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protectant FM added GRASE astringent
active ingredients and labeling for
astringents to 21 CFR part 347 subpart
A. The 1993 skin protectant FM, which
became effective on October 21, 1994,
includes 0.13 to 0.5 percent aluminum
acetate as an active ingredient in
§ 347.12 (21 CFR 347.12) (then
§ 347.10(a) (21 CFR 347.10(a))). The
1993 skin protectant FM specifies that,
depending on the formulation and
concentration of the marketed product,
the manufacturer must provide adequate
directions so that the resulting solution
to be used by consumers contains 0.13
to 0.5 percent aluminum acetate.
In the 1993 skin protectant FM, we
noted that calcium acetate was listed in
§ 310.545(a)(18)(ii) (21 CFR
310.545(a)(18)(ii)) as nonmonograph in
a final rule published on May 10, 1993
(58 FR 27636 at 27642).
D. Feedback Letter
A manufacturer submitted a letter in
1994 requesting clarification whether its
OTC astringent drug product, a powder
containing aluminum sulfate and
calcium acetate, could continue to be
marketed under the 1993 skin protectant
FM (Ref. 3). The manufacturer stated
that it markets one of the products
reviewed by the Panel in which
aluminum acetate was determined to be
GRASE for OTC astringent drug
products. When dissolved in water
according to labeled directions, the
manufacturer’s product becomes an
aluminum acetate solution with a
calcium sulfate precipitate.
In a 1995 letter to the manufacturer,
we stated that the product fails to
comply with the 1993 skin protectant
FM because it contains the
nonmonograph ingredient calcium
acetate (Ref. 4). We suggested that the
manufacturer contact us to amend the
1993 skin protectant FM to allow
continued marketing of its product.
Subsequently, the manufacturer
submitted a CP (Ref. 5).
II. Why Is FDA Issuing This Document?
We are issuing this technical
amendment in response to the CP
submitted by an OTC astringent drug
product manufacturer in 1995 (the 1995
CP) (Ref. 5). The 1995 CP was submitted
by a manufacturer who marketed one of
the products reviewed by the Panel in
which aluminum acetate was
determined to be GRASE for OTC
astringent drug products (see section I.D
of this document). The 1995 CP
requested that we revise the skin
protectant FM (§ 347.12(a) (then
§ 347.10(a)) as follows, or in equivalent
language having the same effect (Ref. 5):
‘‘Aluminum acetate, 0.13 to 0.5 percent
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(where the product as marketed consists
of salts other than aluminum acetate, or
where the aluminum acetate
concentration of the product as
marketed is other than 0.13 to 0.5
percent, the manufacturer must provide
adequate directions so that the resulting
solution to be used by the consumer
consists of 0.13 to 0.5 percent aluminum
acetate).’’ The manufacturer intended
‘‘salts other than aluminum acetate’’ to
include dry formulations of aluminum
sulfate plus calcium acetate. The
manufacturer argued that its labeled
directions produce an aluminum acetate
solution that falls within the
concentration range specified in the
1993 skin protectant FM.
We have not taken any enforcement
action against these powder and tablet
products that produce an aluminum
acetate solution while developing this
document as our response to the 1995
CP. In this document, we are granting
the request in the 1995 CP to revise the
1993 skin protectant FM by including
the combination of aluminum sulfate
and calcium acetate in powder and
tablet dosage forms to prepare an
aluminum acetate solution.
III. What Changes to the Skin
Protectant FM Is FDA Making in This
Document?
This document adds the GRASE
combination of aluminum sulfate
tetradecahydrate and calcium acetate
monohydrate in powder or tablet form
to produce a 0.13 to 0.5 percent
aluminum acetate solution when the
powder or tablet is dissolved in the
volume of water specified in
‘‘Directions.’’ This technical amendment
also includes additional labeling
requirements for OTC astringent drug
products that consist of this GRASE
combination of active ingredients.
Since we issued the 1993 skin
protectant FM, the United States
Pharmacopeia/National Formulary
(USP/NF) has added monographs for
• Aluminum Sulfate and Calcium
Acetate Tablets for Topical Solution
(Ref. 6) and
• Aluminum Sulfate and Calcium
Acetate for Topical Solution (Ref. 7).
The second USP monograph is for
products formulated as powders. The
USP monographs state that these
products contain aluminum sulfate
tetradecahydrate and calcium acetate
monohydrate, which are the hydrate
forms of aluminum sulfate and calcium
acetate. When a tablet or powder
containing the aluminum sulfate
tetradecahydrate and calcium acetate
monohydrate is dissolved in water, a
chemical reaction occurs that produces
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an aluminum acetate solution and a
calcium sulfate precipitate.
Rather than amend the aluminum
acetate section of the 1993 skin
protectant FM as requested in the 1995
CP, we are redesignating existing
§ 347.20(b) as § 347.20(c), and adding a
new § 347.20(b), to include the
combination of aluminum sulfate
tetradecahydrate and calcium acetate
monohydrate in powder and tablet
dosage forms to prepare an aluminum
acetate solution. We are limiting the
combination of ingredients to powder
and tablet dosage forms because there
are corresponding USP monographs for
these dosage forms, but not for other
dosage forms (Refs. 6 and 7). New
§ 347.20(b) states:‘‘Combination of
ingredients to prepare an aluminum
acetate solution. Aluminum sulfate
tetradecahydrate may be combined with
calcium acetate monohydrate in powder
or tablet form to provide a 0.13 to 0.5
percent aluminum acetate solution
when the powder or tablet is dissolved
in the volume of water specified in
‘Directions’.’’ This amendment provides
an alternate approach to prepare the
aluminum acetate solution described in
§ 347.12(a).
Marketed products have contained
varying amounts of aluminum sulfate
and calcium acetate based on the
amount of water in which the powder
or tablet is dissolved to make an
aluminum acetate solution. For
example, a product with directions to
use 16 ounces of water requires a larger
amount of each ingredient than a
product with directions to use 12
ounces of water. Generally, the products
have contained between 53 and 59
percent aluminum sulfate and 40 to 44
percent calcium acetate in each tablet or
powder. Inactive ingredients account for
the other amounts to make 100 percent.
Because of the varying amount of
aluminum sulfate and calcium acetate,
we are not specifying an amount for
each active ingredient required in a
product. However, this information is
required to appear in the product’s
labeling (see 21 U.S.C. 352(e)(1)(A)(ii)
and § 201.66(c)(2) (21 CFR
201.66(c)(2))). Labeling must state the
amount of each active ingredient in the
product and those amounts, when
dissolved in the amount of water stated
in the product’s labeling, must produce
a 0.13 to 0.5 percent aluminum acetate
solution. We are providing labeling in
this document to allow manufacturers to
continue to market these products in
this manner.
We are revising § 347.52 (Labeling of
astringent drug products) (21 CFR
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347.52), which describes specific
labeling for products containing
aluminum sulfate tetradecahydrate and
calcium acetate monohydrate in powder
or tablet dosage forms (see Sample OTC
Astringent Drug Product Label).
‘‘Aluminum sulfate tetradecahydrate’’
and ‘‘calcium acetate monohydrate’’
must appear under the ‘‘Active
ingredients’’ heading in Drug Facts, as is
typical for OTC drug products. Under
the ‘‘Purpose’’ heading, an asterisk
should follow the word ‘‘Astringent’’. In
addition, a statement explaining the
asterisk should be included in the
‘‘Active ingredients/Purpose’’ section:
‘‘*When combined together in water,
these ingredients form the active
ingredient aluminum acetate. See
Directions.’’ The ‘‘Directions’’ section
should include instructions on
preparing the aluminum acetate
solution (0.13 to 0.5 percent) from the
powder(s) or tablet(s). These directions
will inform consumers that a solution is
produced by dissolving the powder(s) or
tablet(s) in water. We believe this
labeling in the ‘‘Active ingredients/
Purpose’’ and ‘‘Directions’’ sections
adequately informs consumers that
aqueous aluminum acetate is acting as
the astringent active ingredient.
The combination product containing
aluminum sulfate tetradecahydrate and
calcium acetate monohydrate has the
same indications and warnings as other
monograph astringent products
containing aluminum acetate. We are
requiring that the ‘‘for use as a soak’’
and ‘‘for use as a compress or wet
dressing’’ subheadings in the
‘‘Directions’’ section appear in bold type
to make it easier for consumers to read
and follow the different parts of the
directions for these products (see
Sample OTC Astringent Drug Product
Label). For consistency in labeling, we
are also requiring that the same two
subheadings in the ‘‘Directions’’ section
of OTC aluminum acetate solution drug
products described in § 347.12(a) appear
in bold type. The information under
these subheadings for both types of
aluminum acetate drug products (i.e.,
dry and solution formulations) is still
required to appear in a bulleted format
(see § 347.52(d)(1)(i) and (d)(1)(ii)).
The following sample OTC astringent
drug product label illustrates the
labeling for products containing
aluminum sulfate tetradecahydrate and
calcium acetate monohydrate in powder
or tablet dosage forms to produce an
aluminum acetate solution:
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This sample label includes the specific
labeling required for these products in
this technical amendment as well as the
general labeling required by the 1993
skin protectant FM. The format and
sequence of the information and the font
sizes for the title, heading, subheadings,
text, and other graphic features must be
in accordance with § 201.66.
In addition to adding new § 347.20(b),
we are revising § 310.545(a)(18)(ii),
which currently lists calcium acetate as
a nonmonograph active ingredient that
cannot be included in OTC astringent
drug products. That section now reads
as follows: ‘‘Calcium acetate (except
calcium acetate monohydrate when
combined with aluminum sulfate
tetradecahydrate to provide an
aluminum acetate solution as described
in § 347.20(b)).’’ Therefore, calcium
acetate is still nonmonograph except in
products marketed under new
§ 347.20(b).
Because this document adds new
§ 347.20(b), we are redesignating
existing § 347.20(b), (c), and (d) as
§ 347.20(c), (d), and (e), respectively. We
are also revising the warnings in 21 CFR
347.50(c) to reflect the Drug Facts
format in § 201.66, while not changing
the meaning of these warnings. The
Sample OTC Astringent Drug Product
Label reflects all of these revisions.
IV. Analysis of Impacts
We have examined the impacts of this
final rule under Executive Order 12866
and the Regulatory Flexibility Act (5
U.S.C. 601–612), and the Unfunded
Mandates Reform Act of 1995 (Public
Law 104–4). Executive Order 12866
directs agencies to assess all costs and
benefits of available regulatory
alternatives and, when regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity). We conclude that
this final rule is not a significant
regulatory action under the Executive
order.
The Regulatory Flexibility Act
requires agencies to analyze regulatory
options that would minimize any
significant impact of a rule on small
entities. Because only a limited number
of products will need to be relabeled,
we certify that this final rule will not
have a significant economic impact on
a substantial number of small entities.
Section 202(a) of the Unfunded
Mandates Reform Act of 1995 requires
that agencies prepare a written
statement, which includes an
assessment of anticipated costs and
benefits, before proposing ‘‘any rule that
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includes any Federal mandate that may
result in the expenditure by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100,000,000
or more (adjusted annually for inflation)
in any one year.’’ The current threshold
after adjustment for inflation is $130
million, using the most current (2007)
Implicit Price Deflator for the Gross
Domestic Product. We do not expect
this final rule to result in any 1-year
expenditure that would meet or exceed
this amount.
The purpose of this final rule is to
amend the 1993 skin protectant FM to
add the combination of aluminum
sulfate tetradecahydrate and calcium
acetate monohydrate for products that
include appropriate amounts of these
ingredients and adequate directions to
produce an aluminum acetate solution
within the monograph concentration
range. This amendment describes a
methodology for manufacturers of these
OTC astringent drug products to relabel
their products and market them in
compliance with the 1993 skin
protectant FM.
We have identified two OTC skin
protectant astringent drug products,
each with several stockkeeping units
(SKUs) (individual products, packages,
and sizes), that may need to be
relabeled. While we are aware of several
other products that are no longer
marketed, there may be a few marketed
products of which we are not currently
aware. Accordingly, we estimate that
there may be 5 products with 5 to 10
SKUs that may be affected by this final
rule.
We have updated the weighted
average cost to relabel that we estimated
for the final rule requiring uniform label
formats of OTC drug products (64 FR
13254 at 13279 to 13281, March 17,
1999) (i.e., $3,600 x 1.1642 = $4,190 per
SKU). Assuming up to 10 affected OTC
SKUs in the marketplace, total one-time
costs of relabeling could be $41,900 (i.e.,
10 x $4,190). Because frequent labeling
redesigns are a recognized cost of doing
business in the OTC drug industry,
these costs may be less. Manufacturers
that make voluntary market-driven
changes to their labeling during the
implementation period can implement
the regulatory requirements for a
nominal cost. All products, including
those with annual sales less than
$25,000, will have 18 months following
2 The annual PPI for pulp, paper, and allied
products (the major cost driver for labeling) rose
from 174.1 to 202.6 between 1998 and 2005 (see
https://data.bls.gov/cgi-bin/surveymost). We have
verified the Web site address, but we are not
responsible for subsequent changes to the Web site
after this document publishes in the Federal
Register.
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9763
publication of the final rule to comply
with the 1993 skin protectant FM.
Therefore, many of the labeling
revisions may be done in the normal
course of business. These steps should
help to minimize the impact on small
entities by providing enough time for
implementation to enable entities to use
up existing labeling stock. In addition,
the final rule does not require any new
reporting or recordkeeping activities.
This final rule also requires
manufacturers of the aluminum acetate
solution products described in
§ 347.12(a) to make two very minor
changes in the labeling of their
products. They will need to change the
two ‘‘for use’’ subheadings in the
directions from standard to bold type
and should be able to do so at a
negligible cost. We estimate that less
than 10 SKUs will be affected by this
minor change. This final rule will not
impose a significant economic burden
on affected entities. Therefore, we
certify that this final rule will not have
a significant economic impact on a
substantial number of small entities. No
further analysis is required under the
Regulatory Flexibility Act (5 U.S.C.
605(b)).
V. Paperwork Reduction Act of 1995
We conclude that the labeling
requirements in this document are not
subject to review by the Office of
Management and Budget because they
do not constitute a ‘‘collection of
information’’ under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.). Rather, the labeling statements
are a ‘‘public disclosure of information
originally supplied by the Federal
Government to the recipient for the
purpose of disclosure to the public’’ (5
CFR 1320.3(c)(2)).
VI. Environmental Impact
We have determined under 21 CFR
25.31(a) that this action is of a type that
does not individually or cumulatively
have a significant effect on the human
environment. Therefore, neither an
environmental assessment nor an
environmental impact statement is
required.
VII. Federalism
We have analyzed this final rule in
accordance with the principles set forth
in Executive Order 13132. We have
determined that the rule will have a
preemptive effect on State law. Section
4(a) of the Executive order requires
agencies to ‘‘construe * * * a Federal
statute to preempt State law only where
the statute contains an express
preemption provision or there is some
other clear evidence that the Congress
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Federal Register / Vol. 74, No. 43 / Friday, March 6, 2009 / Rules and Regulations
intended preemption of State law, or
where the exercise of State authority
conflicts with the exercise of Federal
authority under the Federal statute.’’
Section 751 of the Federal Food, Drug,
and Cosmetic Act (the act) (21 U.S.C.
379r) is an express preemption
provision. Section 751(a) of the act (21
U.S.C. 379r(a)) provides that:
‘‘* * * no State or political subdivision
of a State may establish or continue in
effect any requirement—* * * (1) that
relates to the regulation of a drug that
is not subject to the requirements of
section 503(b)(1) or 503(f)(1)(A); and (2)
that is different from or in addition to,
or that is otherwise not identical with,
a requirement under this Act, the Poison
Prevention Packaging Act of 1970 (15
U.S.C. 1471 et seq.), or the Fair
Packaging and Labeling Act (15 U.S.C.
1451 et seq.).’’
Currently, this provision operates to
preempt States from imposing
requirements related to the regulation of
nonprescription drug products. (See
section 751(b) through (e) of the act for
the scope of the express preemption
provision, the exemption procedures,
and the exceptions to the provision.)
This final rule clarifies that OTC
astringent drug products containing
aluminum sulfate tetradecahydrate and
calcium acetate monohydrate in powder
or tablet form for dissolving in water to
produce an aluminum acetate solution
are GRASE and not misbranded. The
final rule also describes how
manufacturers should relabel these
products to comply with the 1993 skin
protectant FM. Although this final rule
would have a preemptive effect, in that
it would preclude States from issuing
requirements related to these OTC
astringent drug products that are
different from or in addition to, or not
otherwise identical with a requirement
in the final rule, this preemptive effect
is consistent with what Congress set
forth in section 751 of the act. Section
751(a) of the act displaces both State
legislative requirements and State
common law duties. We also note that
even where the express preemption
provision is not applicable, implied
preemption may arise. See Geier v.
American Honda Co., 529 U.S. 861
(2000).
We believe that the preemptive effect
of the final rule would be consistent
with Executive Order 13132. Section
4(e) of the Executive order provides that
‘‘when an agency proposes to act
through adjudication or rulemaking to
preempt State law, the agency shall
provide all affected State and local
officials notice and an opportunity for
appropriate participation in the
proceedings.’’ We provided the States
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with an opportunity for appropriate
participation in this rulemaking when
we sought input from all stakeholders
through publication of the 1993 skin
protectant FM. We received no
comments from any States on the final
rulemaking.
In addition, on December 17, 2008,
FDA’s Division of Federal and State
Relations provided notice via fax and email transmission to elected officials of
State governments and their
representatives of national
organizations. The notice provided the
States with further opportunity for input
on the rule. It advised the States of the
publication of the final rule and
encouraged State and local governments
to review the notice and to provide any
comments to the docket (Docket No.
1978N–0021A), by a date 30 days from
the date of the notice (i.e., by January
16, 2009), or to contact certain named
individuals. We did not receive any
comments in response to this notice.
The notice has been filed in the abovenumbered docket.
In conclusion, we believe that we
have complied with all of the applicable
requirements under the Executive order
and have determined that the
preemptive effects of this rule are
consistent with Executive Order 13132.
VIII. References
The following references are on
display in the Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852, under
Docket No. FDA–1978N–0007 (formerly
Docket No. 1978N–021A) and may be
seen by interested persons between 9
a.m. and 4 p.m., Monday through
Friday.
1. Bluboro product label, Appendix A to
CP1.
2. Domeboro product label.
3. Letter from S. Buxbaum, Allergan, to R.
Heller, FDA, dated January 24, 1994,
Appendix C to CP1.
4. Letter from B. Williams, FDA, to T.
Mead, Allergan, dated January 2, 1995,
Appendix D to CP1.
5. CP1.
6. The United States Pharmacopeia 31National Formulary 26, The United States
Pharmacopeial Convention, Inc., Rockville,
MD, pp. 1360, 2008.
7. The United States Pharmacopeia 31National Formulary 26, The United States
Pharmacopeial Convention, Inc., Rockville,
MD, p. 1359, 2008.
List of Subjects
21 CFR Part 310
Administrative practice and
procedures, Drugs, Labeling, Medical
devices, Reporting and recordkeeping
requirements.
PO 00000
Frm 00006
Fmt 4700
Sfmt 4700
21 CFR Part 347
Labeling, Over-the-counter drugs.
■ Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs, 21 CFR parts 310
and 347 are amended as follows:
PART 310—NEW DRUGS
1. The authority citation for 21 CFR
part 310 continues to read as follows:
■
Authority: 21 U.S.C. 321, 331, 351, 352,
353, 355, 360b–360f, 360j, 361(a), 371, 374,
375, 379e; 42 U.S.C. 216, 241, 242(a), 262,
263b–263n.
2. Section 310.545 is amended by
revising the entry for calcium acetate in
paragraph (a)(18)(ii), by revising
paragraph (d) introductory text and
paragraph (d)(11), and by adding new
paragraph (d)(39) to read as follows:
■
§ 310.545 Drug products containing
certain active ingredients offered over-thecounter (OTC) for certain uses.
(a) * * *
(18) * * *
(ii) * * *
*
*
*
*
*
Calcium acetate (except calcium acetate
monohydrate when combined with
aluminum sulfate tetradecahydrate to
provide an aluminum acetate solution
as described in § 347.20(b)) of this
chapter
*
*
*
*
*
(d) Any OTC drug product that is not
in compliance with this section is
subject to regulatory action if initially
introduced or initially delivered for
introduction into interstate commerce
after the dates specified in paragraphs
(d)(1) through (d)(39) of this section.
*
*
*
*
*
(11) November 10, 1993, for products
subject to paragraphs (a)(8)(ii), (a)(10)(v)
through (a)(10)(vii), (a)(18)(ii) (except
products that contain ferric subsulfate
as covered by paragraph (d)(22) of this
section and except products that contain
calcium acetate monohydrate as covered
by paragraph (d)(39) of this section)
through (a)(18)(v)(A), (a)(18)(vi)(A),
(a)(22)(ii), (a)(23)(i), (a)(24)(i), and
(a)(25) of this section.
*
*
*
*
*
(39) September 6, 2010, for products
subject to paragraph (a)(18)(ii) of this
section that contain calcium acetate
monohydrate, except as provided in
§ 347.20(b) of this chapter.
PART 347—SKIN PROTECTANT DRUG
PRODUCTS FOR OVER-THECOUNTER HUMAN USE
3. The authority citation for 21 CFR
part 347 continues to read as follows:
■
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Authority: 21 U.S.C. 321, 351, 352, 353,
355, 360, 371.
4. Section 347.20 is amended by
redesignating paragraphs (b), (c), and (d)
as paragraphs (c), (d), and (e),
respectively, and by adding new
paragraph (b) to read as follows:
■
§ 347.20 Permitted combinations of active
ingredients.
*
*
*
*
*
(b) Combination of ingredients to
prepare an aluminum acetate solution.
Aluminum sulfate tetradecahydrate may
be combined with calcium acetate
monohydrate in powder or tablet form
to provide a 0.13 to 0.5 percent
aluminum acetate solution when the
powder or tablet is dissolved in the
volume of water specified in
‘‘Directions.’’
*
*
*
*
*
■ 5. Section 347.52 is amended by
revising paragraph (a) and (b)(1)
paragraph heading, and by revising
paragraphs (c) and (d)(1), and by adding
new paragraph (d)(4) to read as follows:
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§ 347.52 Labeling of astringent drug
products.
(a) Statement of identity. The labeling
of the product contains the established
name of the drug, if any, and identifies
the product as an ‘‘astringent.’’ For
products containing the combination of
aluminum sulfate tetradecahydrate and
calcium acetate monohydrate identified
in § 347.20(b), under the ‘‘Purpose’’
heading identified in § 201.66(c)(3) of
this chapter, the labeling of each active
ingredient in the product states
‘‘Astringent*’’, which is followed by the
statements ‘‘* When combined together
in water, these ingredients form the
active ingredient aluminum acetate. See
[the following in bold italic type]
Directions.’’
(b) Indications. * * *
(1) For products containing aluminum
acetate identified in § 347.12(a) or the
combination of aluminum sulfate
tetradecahydrate and calcium acetate
monohydrate identified in § 347.20(b).
* * *
*
*
*
*
*
(c) Warnings. The labeling of the
product contains the following warnings
under the heading ‘‘Warnings’’:
(1) For all products—(i) The labeling
states ‘‘For external use only’’.
(ii) The labeling states ‘‘When using
this product [bullet] avoid contact with
eyes. If contact occurs, rinse thoroughly
with water.’’
(2) For products containing aluminum
acetate identified in § 347.12(a), witch
hazel identified in § 347.12(c), or the
combination of aluminum sulfate
tetradecahydrate and calcium acetate
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16:15 Mar 05, 2009
Jkt 217001
monohydrate identified in § 347.20(b).
The labeling states ‘‘Stop use and ask a
doctor if [bullet] condition worsens or
symptoms last more than 7 days’’.
(3) For products containing aluminum
acetate identified in § 347.12(a) or the
combination of aluminum sulfate
tetradecahydrate and calcium acetate
monohydrate identified in § 347.20(b)
when labeled for use as a compress or
wet dressing. The labeling states ‘‘When
using this product [bullet] do not cover
compress or wet dressing with plastic to
prevent evaporation’’.
(4) For products containing aluminum
acetate identified in § 347.12(a) or the
combination of aluminum sulfate
tetradecahydrate and calcium acetate
monohydrate identified in § 347.20(b)
when labeled for use as a soak,
compress, or wet dressing. The labeling
states ‘‘When using this product [bullet]
in some skin conditions, soaking too
long may overdry’’.
(d) Directions. * * *
(1) For products containing aluminum
acetate identified in § 347.12(a) or the
combination of aluminum sulfate
tetradecahydrate and calcium acetate
monohydrate identified in § 347.20(b)—
(i) For products used as a soak. ‘‘For use
as a soak: [preceding words in bold
type] [bullet] soak affected area for 15 to
30 minutes as needed, or as directed by
a doctor [bullet] repeat 3 times a day or
as directed by a doctor [bullet] discard
solution after each use’’ .
(ii) For products used as a compress
or wet dressing. ‘‘For use as a compress
or wet dressing: [preceding words in
bold type] [bullet] soak a clean, soft
cloth in the solution [bullet] apply cloth
loosely to affected area for 15 to 30
minutes [bullet] repeat as needed or as
directed by a doctor [bullet] discard
solution after each use’’.
*
*
*
*
*
(4) For products containing the
combination of aluminum sulfate
tetradecahydrate and calcium acetate
monohydrate identified in § 347.20(b)—
(i) For powder dosage form. The labeling
states ‘‘[bullet] dissolve 1 to 3 packets in
[insert volume] of cool or warm water
[bullet] stir until fully dissolved; do not
strain or filter. The resulting mixture
contains [insert percent] (1 packet),
[insert percent] (2 packets), or [insert
percent] (3 packets) aluminum acetate
and is ready for use.’’ These statements
shall be the first statements under the
heading ‘‘Directions’’.
(ii) For tablet dosage form. The
labeling states ‘‘[bullet] dissolve 1 to 3
tablets in [insert volume] of cool or
warm water [bullet] stir until fully
dissolved; do not strain or filter. The
resulting mixture contains [insert
PO 00000
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Fmt 4700
Sfmt 4700
9765
percent] (1 tablet), [insert percent] (2
tablets), or [insert percent] (3 tablets)
aluminum acetate and is ready for use.’’
These statements shall be the first
statements under the heading
‘‘Directions’’.
*
*
*
*
*
Dated: February 23, 2009.
Jeffrey Shuren,
Associate Commissioner for Policy and
Planning.
[FR Doc. E9–4746 Filed 3–5–09; 8:45 am]
BILLING CODE 4160–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 314
[Docket No. FDA–2009–N–0099]
New Drug Applications and
Abbreviated New Drug Applications;
Technical Amendment
AGENCY:
Food and Drug Administration,
HHS.
ACTION: Final rule; technical
amendment.
SUMMARY: The Food and Drug
Administration (FDA) is amending its
new drug application (NDA) and
abbreviated new drug application
(ANDA) regulations to update agency
contacts for patent information and
patent notifications and to correct an
inaccurate cross-reference. This action
is being taken to ensure accuracy and
clarity in the agency’s regulations.
DATES: This rule is effective March 6,
2009.
FOR FURTHER INFORMATION CONTACT:
Olivia A. Pritzlaff, Center for Drug
Evaluation and Research, Food and
Drug Administration, Bldg. 51, rm.
6308, 10903 New Hampshire Ave.,
Silver Spring, MD 20993–0002, 301–
796–3506.
SUPPLEMENTARY INFORMATION: FDA is
amending its NDA and ANDA
regulations in part 314 (21 CFR part
314) to update agency contacts for
information and notifications pertaining
to patents and to correct an inaccurate
reference. To accommodate the ongoing
relocation of FDA offices, users are
directed to FDA’s Web site to obtain the
current address of the Office of Generic
Drugs.
In §§ 314.52(a)(2) and 314.95(a)(2),
FDA is updating the agency contact for
obtaining the name and address of the
NDA holder or designee for purposes of
providing notice of a patent certification
submitted under section 505(b)(2)(A)(iv)
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Agencies
[Federal Register Volume 74, Number 43 (Friday, March 6, 2009)]
[Rules and Regulations]
[Pages 9759-9765]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-4746]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 310 and 347
[Docket No. FDA-1978N-0007] (Formerly Docket No. 78N-021A)
RIN 0910-AF42
Astringent Drug Products That Produce Aluminum Acetate; Skin
Protectant Drug Products for Over-the-Counter Human Use; Technical
Amendment
AGENCY: Food and Drug Administration, HHS.
[[Page 9760]]
ACTION: Final rule; technical amendment.
-----------------------------------------------------------------------
SUMMARY: We (Food and Drug Administration (FDA)) are amending the final
monograph (FM) for over-the-counter (OTC) skin protectant astringent
drug products. This amendment clarifies that aluminum acetate
solutions, produced by dissolving aluminum sulfate tetradecahydrate and
calcium acetate monohydrate in powder or tablet form in water, are
generally recognized as safe and effective (GRASE) and not misbranded
as astringent drug products. The amendment also describes how
manufacturers should relabel these products to comply with the FM. We
are issuing this amendment in response to a citizen petition (CP) that
we received from a manufacturer of OTC astringent drug products. This
final rule is part of our ongoing review of OTC drug products.
DATES: Effective Date: This regulation is effective March 6, 2009.
Compliance Date: The compliance date for all products, regardless
of annual sales, is September 6, 2010.
FOR FURTHER INFORMATION CONTACT: Matthew R. Holman, Center for Drug
Evaluation and Research, Food and Drug Administration, 10903 New
Hampshire Ave., Bldg. 22, MS 5411, Silver Spring, MD 20993, 301-796-
2090.
SUPPLEMENTARY INFORMATION:
I. What Is the Regulatory History of This Rulemaking?
A. Advance Notice of Proposed Rulemaking (ANPR)
We published an ANPR for certain OTC skin protectant drug products
in the Federal Register on September 7, 1982 (47 FR 39436) (the 1982
ANPR). In the 1982 ANPR, the agency reported that the Advisory Review
Panel on OTC Miscellaneous External Drug Products (the Panel)
recommended that we classify solutions containing 2.5 to 5 percent
aluminum acetate as GRASE for topical use as an astringent. The 1982
ANPR includes the following terms when referring to this ingredient (47
FR 39436 at 39444 through 39446):
``aluminum acetate''
``aluminum acetate solution''
``Burow's solution''
Although some of the aluminum acetate products that the Panel
evaluated were powders and tablets that were dissolved in water (Refs.
1 and 2), those products, as manufactured, did not contain aluminum
acetate. Rather, those powders and tablets contained aluminum sulfate
and calcium acetate, which produced an aluminum acetate solution when
dissolved in water.
In addition, the Panel separately evaluated aluminum sulfate and
calcium acetate as OTC astringent single active ingredients (i.e., when
not in combination with each other). The Panel recommended that
aluminum sulfate, as a single active ingredient, is GRASE and not
misbranded only for use in a styptic pencil (47 FR 39436 at 39447 and
39448).\1\ The Panel recommended that calcium acetate be classified as
not GRASE or misbranded when used as a single active ingredient (47 FR
39436 at 39444). The Panel was not aware of any data demonstrating the
safety and effectiveness of calcium acetate, as a single active
ingredient, when used as an OTC astringent active ingredient in any
formulation.
---------------------------------------------------------------------------
\1\ In the 1982 ANPR, we stated that the Panel had concluded
that aluminum sulfate is safe but that there were insufficient data
to establish its effectiveness for use as a styptic pencil (47 FR
39436 at 39447 and 39448). In the Federal Register of April 3, 1989
(54 FR 13490 at 13493), we stated that an apparent administrative
error had occurred in that the Panel had voted to classify aluminum
sulfate as GRASE and not misbranded for use in a styptic pencil.
---------------------------------------------------------------------------
B. Proposed Rule
In the Federal Register of April 3, 1989 (54 FR 13490), we
published a proposed rule amending the tentative final monograph (TFM)
for OTC skin protectant drug products to include astringent drug
products (the 1989 TFM). In the 1989 TFM, we proposed monograph status
for aluminum acetate, as recommended by the Panel (54 FR 13490 at
13494). However, we revised the Panel's recommended concentration to
0.13 to 0.5 percent, indicating that the Panel did not take into
account further dilution of the 2.5 to 5 percent aluminum acetate
solution (54 FR 13490 at 13494 and 13496). We agreed with the Panel's
recommendation for calcium acetate and proposed that the ingredient be
classified as nonmonograph (54 FR 13490 at 13496). We also noted that
one comment mentioned that the USP (United States Pharmacopeia)
procedure for preparing Burow's Solution (aluminum acetate solution) de
novo does not pertain to modified aluminum acetate solutions prepared
from tablets or powders (54 FR 13490 at 13494).
C. Final Rule
In the Federal Register of October 21, 1993 (58 FR 54458), we
published a final rule in the form of a FM for OTC skin protectant drug
products that established conditions under which OTC astringent drug
products are GRASE and not misbranded (the 1993 skin protectant FM).
The 1993 skin protectant FM added GRASE astringent active ingredients
and labeling for astringents to 21 CFR part 347 subpart A. The 1993
skin protectant FM, which became effective on October 21, 1994,
includes 0.13 to 0.5 percent aluminum acetate as an active ingredient
in Sec. 347.12 (21 CFR 347.12) (then Sec. 347.10(a) (21 CFR
347.10(a))). The 1993 skin protectant FM specifies that, depending on
the formulation and concentration of the marketed product, the
manufacturer must provide adequate directions so that the resulting
solution to be used by consumers contains 0.13 to 0.5 percent aluminum
acetate.
In the 1993 skin protectant FM, we noted that calcium acetate was
listed in Sec. 310.545(a)(18)(ii) (21 CFR 310.545(a)(18)(ii)) as
nonmonograph in a final rule published on May 10, 1993 (58 FR 27636 at
27642).
D. Feedback Letter
A manufacturer submitted a letter in 1994 requesting clarification
whether its OTC astringent drug product, a powder containing aluminum
sulfate and calcium acetate, could continue to be marketed under the
1993 skin protectant FM (Ref. 3). The manufacturer stated that it
markets one of the products reviewed by the Panel in which aluminum
acetate was determined to be GRASE for OTC astringent drug products.
When dissolved in water according to labeled directions, the
manufacturer's product becomes an aluminum acetate solution with a
calcium sulfate precipitate.
In a 1995 letter to the manufacturer, we stated that the product
fails to comply with the 1993 skin protectant FM because it contains
the nonmonograph ingredient calcium acetate (Ref. 4). We suggested that
the manufacturer contact us to amend the 1993 skin protectant FM to
allow continued marketing of its product. Subsequently, the
manufacturer submitted a CP (Ref. 5).
II. Why Is FDA Issuing This Document?
We are issuing this technical amendment in response to the CP
submitted by an OTC astringent drug product manufacturer in 1995 (the
1995 CP) (Ref. 5). The 1995 CP was submitted by a manufacturer who
marketed one of the products reviewed by the Panel in which aluminum
acetate was determined to be GRASE for OTC astringent drug products
(see section I.D of this document). The 1995 CP requested that we
revise the skin protectant FM (Sec. 347.12(a) (then Sec. 347.10(a))
as follows, or in equivalent language having the same effect (Ref. 5):
``Aluminum acetate, 0.13 to 0.5 percent
[[Page 9761]]
(where the product as marketed consists of salts other than aluminum
acetate, or where the aluminum acetate concentration of the product as
marketed is other than 0.13 to 0.5 percent, the manufacturer must
provide adequate directions so that the resulting solution to be used
by the consumer consists of 0.13 to 0.5 percent aluminum acetate).''
The manufacturer intended ``salts other than aluminum acetate'' to
include dry formulations of aluminum sulfate plus calcium acetate. The
manufacturer argued that its labeled directions produce an aluminum
acetate solution that falls within the concentration range specified in
the 1993 skin protectant FM.
We have not taken any enforcement action against these powder and
tablet products that produce an aluminum acetate solution while
developing this document as our response to the 1995 CP. In this
document, we are granting the request in the 1995 CP to revise the 1993
skin protectant FM by including the combination of aluminum sulfate and
calcium acetate in powder and tablet dosage forms to prepare an
aluminum acetate solution.
III. What Changes to the Skin Protectant FM Is FDA Making in This
Document?
This document adds the GRASE combination of aluminum sulfate
tetradecahydrate and calcium acetate monohydrate in powder or tablet
form to produce a 0.13 to 0.5 percent aluminum acetate solution when
the powder or tablet is dissolved in the volume of water specified in
``Directions.'' This technical amendment also includes additional
labeling requirements for OTC astringent drug products that consist of
this GRASE combination of active ingredients.
Since we issued the 1993 skin protectant FM, the United States
Pharmacopeia/National Formulary (USP/NF) has added monographs for
Aluminum Sulfate and Calcium Acetate Tablets for Topical
Solution (Ref. 6) and
Aluminum Sulfate and Calcium Acetate for Topical Solution
(Ref. 7).
The second USP monograph is for products formulated as powders. The USP
monographs state that these products contain aluminum sulfate
tetradecahydrate and calcium acetate monohydrate, which are the hydrate
forms of aluminum sulfate and calcium acetate. When a tablet or powder
containing the aluminum sulfate tetradecahydrate and calcium acetate
monohydrate is dissolved in water, a chemical reaction occurs that
produces an aluminum acetate solution and a calcium sulfate
precipitate.
Rather than amend the aluminum acetate section of the 1993 skin
protectant FM as requested in the 1995 CP, we are redesignating
existing Sec. 347.20(b) as Sec. 347.20(c), and adding a new Sec.
347.20(b), to include the combination of aluminum sulfate
tetradecahydrate and calcium acetate monohydrate in powder and tablet
dosage forms to prepare an aluminum acetate solution. We are limiting
the combination of ingredients to powder and tablet dosage forms
because there are corresponding USP monographs for these dosage forms,
but not for other dosage forms (Refs. 6 and 7). New Sec. 347.20(b)
states:``Combination of ingredients to prepare an aluminum acetate
solution. Aluminum sulfate tetradecahydrate may be combined with
calcium acetate monohydrate in powder or tablet form to provide a 0.13
to 0.5 percent aluminum acetate solution when the powder or tablet is
dissolved in the volume of water specified in `Directions'.'' This
amendment provides an alternate approach to prepare the aluminum
acetate solution described in Sec. 347.12(a).
Marketed products have contained varying amounts of aluminum
sulfate and calcium acetate based on the amount of water in which the
powder or tablet is dissolved to make an aluminum acetate solution. For
example, a product with directions to use 16 ounces of water requires a
larger amount of each ingredient than a product with directions to use
12 ounces of water. Generally, the products have contained between 53
and 59 percent aluminum sulfate and 40 to 44 percent calcium acetate in
each tablet or powder. Inactive ingredients account for the other
amounts to make 100 percent.
Because of the varying amount of aluminum sulfate and calcium
acetate, we are not specifying an amount for each active ingredient
required in a product. However, this information is required to appear
in the product's labeling (see 21 U.S.C. 352(e)(1)(A)(ii) and Sec.
201.66(c)(2) (21 CFR 201.66(c)(2))). Labeling must state the amount of
each active ingredient in the product and those amounts, when dissolved
in the amount of water stated in the product's labeling, must produce a
0.13 to 0.5 percent aluminum acetate solution. We are providing
labeling in this document to allow manufacturers to continue to market
these products in this manner.
We are revising Sec. 347.52 (Labeling of astringent drug products)
(21 CFR 347.52), which describes specific labeling for products
containing aluminum sulfate tetradecahydrate and calcium acetate
monohydrate in powder or tablet dosage forms (see Sample OTC Astringent
Drug Product Label). ``Aluminum sulfate tetradecahydrate'' and
``calcium acetate monohydrate'' must appear under the ``Active
ingredients'' heading in Drug Facts, as is typical for OTC drug
products. Under the ``Purpose'' heading, an asterisk should follow the
word ``Astringent''. In addition, a statement explaining the asterisk
should be included in the ``Active ingredients/Purpose'' section:
``*When combined together in water, these ingredients form the active
ingredient aluminum acetate. See Directions.'' The ``Directions''
section should include instructions on preparing the aluminum acetate
solution (0.13 to 0.5 percent) from the powder(s) or tablet(s). These
directions will inform consumers that a solution is produced by
dissolving the powder(s) or tablet(s) in water. We believe this
labeling in the ``Active ingredients/Purpose'' and ``Directions''
sections adequately informs consumers that aqueous aluminum acetate is
acting as the astringent active ingredient.
The combination product containing aluminum sulfate
tetradecahydrate and calcium acetate monohydrate has the same
indications and warnings as other monograph astringent products
containing aluminum acetate. We are requiring that the ``for use as a
soak'' and ``for use as a compress or wet dressing'' subheadings in the
``Directions'' section appear in bold type to make it easier for
consumers to read and follow the different parts of the directions for
these products (see Sample OTC Astringent Drug Product Label). For
consistency in labeling, we are also requiring that the same two
subheadings in the ``Directions'' section of OTC aluminum acetate
solution drug products described in Sec. 347.12(a) appear in bold
type. The information under these subheadings for both types of
aluminum acetate drug products (i.e., dry and solution formulations) is
still required to appear in a bulleted format (see Sec.
347.52(d)(1)(i) and (d)(1)(ii)).
The following sample OTC astringent drug product label illustrates
the labeling for products containing aluminum sulfate tetradecahydrate
and calcium acetate monohydrate in powder or tablet dosage forms to
produce an aluminum acetate solution:
BILLING CODE 4160-01-S
[[Page 9762]]
[GRAPHIC] [TIFF OMITTED] TR06MR09.000
BILLING CODE 4160-01-C
[[Page 9763]]
This sample label includes the specific labeling required for these
products in this technical amendment as well as the general labeling
required by the 1993 skin protectant FM. The format and sequence of the
information and the font sizes for the title, heading, subheadings,
text, and other graphic features must be in accordance with Sec.
201.66.
In addition to adding new Sec. 347.20(b), we are revising Sec.
310.545(a)(18)(ii), which currently lists calcium acetate as a
nonmonograph active ingredient that cannot be included in OTC
astringent drug products. That section now reads as follows: ``Calcium
acetate (except calcium acetate monohydrate when combined with aluminum
sulfate tetradecahydrate to provide an aluminum acetate solution as
described in Sec. 347.20(b)).'' Therefore, calcium acetate is still
nonmonograph except in products marketed under new Sec. 347.20(b).
Because this document adds new Sec. 347.20(b), we are
redesignating existing Sec. 347.20(b), (c), and (d) as Sec.
347.20(c), (d), and (e), respectively. We are also revising the
warnings in 21 CFR 347.50(c) to reflect the Drug Facts format in Sec.
201.66, while not changing the meaning of these warnings. The Sample
OTC Astringent Drug Product Label reflects all of these revisions.
IV. Analysis of Impacts
We have examined the impacts of this final rule under Executive
Order 12866 and the Regulatory Flexibility Act (5 U.S.C. 601-612), and
the Unfunded Mandates Reform Act of 1995 (Public Law 104-4). Executive
Order 12866 directs agencies to assess all costs and benefits of
available regulatory alternatives and, when regulation is necessary, to
select regulatory approaches that maximize net benefits (including
potential economic, environmental, public health and safety, and other
advantages; distributive impacts; and equity). We conclude that this
final rule is not a significant regulatory action under the Executive
order.
The Regulatory Flexibility Act requires agencies to analyze
regulatory options that would minimize any significant impact of a rule
on small entities. Because only a limited number of products will need
to be relabeled, we certify that this final rule will not have a
significant economic impact on a substantial number of small entities.
Section 202(a) of the Unfunded Mandates Reform Act of 1995 requires
that agencies prepare a written statement, which includes an assessment
of anticipated costs and benefits, before proposing ``any rule that
includes any Federal mandate that may result in the expenditure by
State, local, and tribal governments, in the aggregate, or by the
private sector, of $100,000,000 or more (adjusted annually for
inflation) in any one year.'' The current threshold after adjustment
for inflation is $130 million, using the most current (2007) Implicit
Price Deflator for the Gross Domestic Product. We do not expect this
final rule to result in any 1-year expenditure that would meet or
exceed this amount.
The purpose of this final rule is to amend the 1993 skin protectant
FM to add the combination of aluminum sulfate tetradecahydrate and
calcium acetate monohydrate for products that include appropriate
amounts of these ingredients and adequate directions to produce an
aluminum acetate solution within the monograph concentration range.
This amendment describes a methodology for manufacturers of these OTC
astringent drug products to relabel their products and market them in
compliance with the 1993 skin protectant FM.
We have identified two OTC skin protectant astringent drug
products, each with several stockkeeping units (SKUs) (individual
products, packages, and sizes), that may need to be relabeled. While we
are aware of several other products that are no longer marketed, there
may be a few marketed products of which we are not currently aware.
Accordingly, we estimate that there may be 5 products with 5 to 10 SKUs
that may be affected by this final rule.
We have updated the weighted average cost to relabel that we
estimated for the final rule requiring uniform label formats of OTC
drug products (64 FR 13254 at 13279 to 13281, March 17, 1999) (i.e.,
$3,600 x 1.164\2\ = $4,190 per SKU). Assuming up to 10 affected OTC
SKUs in the marketplace, total one-time costs of relabeling could be
$41,900 (i.e., 10 x $4,190). Because frequent labeling redesigns are a
recognized cost of doing business in the OTC drug industry, these costs
may be less. Manufacturers that make voluntary market-driven changes to
their labeling during the implementation period can implement the
regulatory requirements for a nominal cost. All products, including
those with annual sales less than $25,000, will have 18 months
following publication of the final rule to comply with the 1993 skin
protectant FM. Therefore, many of the labeling revisions may be done in
the normal course of business. These steps should help to minimize the
impact on small entities by providing enough time for implementation to
enable entities to use up existing labeling stock. In addition, the
final rule does not require any new reporting or recordkeeping
activities.
---------------------------------------------------------------------------
\2\ The annual PPI for pulp, paper, and allied products (the
major cost driver for labeling) rose from 174.1 to 202.6 between
1998 and 2005 (see https://data.bls.gov/cgi-bin/surveymost). We have
verified the Web site address, but we are not responsible for
subsequent changes to the Web site after this document publishes in
the Federal Register.
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This final rule also requires manufacturers of the aluminum acetate
solution products described in Sec. 347.12(a) to make two very minor
changes in the labeling of their products. They will need to change the
two ``for use'' subheadings in the directions from standard to bold
type and should be able to do so at a negligible cost. We estimate that
less than 10 SKUs will be affected by this minor change. This final
rule will not impose a significant economic burden on affected
entities. Therefore, we certify that this final rule will not have a
significant economic impact on a substantial number of small entities.
No further analysis is required under the Regulatory Flexibility Act (5
U.S.C. 605(b)).
V. Paperwork Reduction Act of 1995
We conclude that the labeling requirements in this document are not
subject to review by the Office of Management and Budget because they
do not constitute a ``collection of information'' under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Rather, the labeling
statements are a ``public disclosure of information originally supplied
by the Federal Government to the recipient for the purpose of
disclosure to the public'' (5 CFR 1320.3(c)(2)).
VI. Environmental Impact
We have determined under 21 CFR 25.31(a) that this action is of a
type that does not individually or cumulatively have a significant
effect on the human environment. Therefore, neither an environmental
assessment nor an environmental impact statement is required.
VII. Federalism
We have analyzed this final rule in accordance with the principles
set forth in Executive Order 13132. We have determined that the rule
will have a preemptive effect on State law. Section 4(a) of the
Executive order requires agencies to ``construe * * * a Federal statute
to preempt State law only where the statute contains an express
preemption provision or there is some other clear evidence that the
Congress
[[Page 9764]]
intended preemption of State law, or where the exercise of State
authority conflicts with the exercise of Federal authority under the
Federal statute.'' Section 751 of the Federal Food, Drug, and Cosmetic
Act (the act) (21 U.S.C. 379r) is an express preemption provision.
Section 751(a) of the act (21 U.S.C. 379r(a)) provides that:
``* * * no State or political subdivision of a State may establish or
continue in effect any requirement--* * * (1) that relates to the
regulation of a drug that is not subject to the requirements of section
503(b)(1) or 503(f)(1)(A); and (2) that is different from or in
addition to, or that is otherwise not identical with, a requirement
under this Act, the Poison Prevention Packaging Act of 1970 (15 U.S.C.
1471 et seq.), or the Fair Packaging and Labeling Act (15 U.S.C. 1451
et seq.).''
Currently, this provision operates to preempt States from imposing
requirements related to the regulation of nonprescription drug
products. (See section 751(b) through (e) of the act for the scope of
the express preemption provision, the exemption procedures, and the
exceptions to the provision.) This final rule clarifies that OTC
astringent drug products containing aluminum sulfate tetradecahydrate
and calcium acetate monohydrate in powder or tablet form for dissolving
in water to produce an aluminum acetate solution are GRASE and not
misbranded. The final rule also describes how manufacturers should
relabel these products to comply with the 1993 skin protectant FM.
Although this final rule would have a preemptive effect, in that it
would preclude States from issuing requirements related to these OTC
astringent drug products that are different from or in addition to, or
not otherwise identical with a requirement in the final rule, this
preemptive effect is consistent with what Congress set forth in section
751 of the act. Section 751(a) of the act displaces both State
legislative requirements and State common law duties. We also note that
even where the express preemption provision is not applicable, implied
preemption may arise. See Geier v. American Honda Co., 529 U.S. 861
(2000).
We believe that the preemptive effect of the final rule would be
consistent with Executive Order 13132. Section 4(e) of the Executive
order provides that ``when an agency proposes to act through
adjudication or rulemaking to preempt State law, the agency shall
provide all affected State and local officials notice and an
opportunity for appropriate participation in the proceedings.'' We
provided the States with an opportunity for appropriate participation
in this rulemaking when we sought input from all stakeholders through
publication of the 1993 skin protectant FM. We received no comments
from any States on the final rulemaking.
In addition, on December 17, 2008, FDA's Division of Federal and
State Relations provided notice via fax and e-mail transmission to
elected officials of State governments and their representatives of
national organizations. The notice provided the States with further
opportunity for input on the rule. It advised the States of the
publication of the final rule and encouraged State and local
governments to review the notice and to provide any comments to the
docket (Docket No. 1978N-0021A), by a date 30 days from the date of the
notice (i.e., by January 16, 2009), or to contact certain named
individuals. We did not receive any comments in response to this
notice. The notice has been filed in the above-numbered docket.
In conclusion, we believe that we have complied with all of the
applicable requirements under the Executive order and have determined
that the preemptive effects of this rule are consistent with Executive
Order 13132.
VIII. References
The following references are on display in the Division of Dockets
Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane,
rm. 1061, Rockville, MD 20852, under Docket No. FDA-1978N-0007
(formerly Docket No. 1978N-021A) and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday through Friday.
1. Bluboro product label, Appendix A to CP1.
2. Domeboro product label.
3. Letter from S. Buxbaum, Allergan, to R. Heller, FDA, dated
January 24, 1994, Appendix C to CP1.
4. Letter from B. Williams, FDA, to T. Mead, Allergan, dated
January 2, 1995, Appendix D to CP1.
5. CP1.
6. The United States Pharmacopeia 31-National Formulary 26, The
United States Pharmacopeial Convention, Inc., Rockville, MD, pp.
1360, 2008.
7. The United States Pharmacopeia 31-National Formulary 26, The
United States Pharmacopeial Convention, Inc., Rockville, MD, p.
1359, 2008.
List of Subjects
21 CFR Part 310
Administrative practice and procedures, Drugs, Labeling, Medical
devices, Reporting and recordkeeping requirements.
21 CFR Part 347
Labeling, Over-the-counter drugs.
0
Therefore, under the Federal Food, Drug, and Cosmetic Act and under
authority delegated to the Commissioner of Food and Drugs, 21 CFR parts
310 and 347 are amended as follows:
PART 310--NEW DRUGS
0
1. The authority citation for 21 CFR part 310 continues to read as
follows:
Authority: 21 U.S.C. 321, 331, 351, 352, 353, 355, 360b-360f,
360j, 361(a), 371, 374, 375, 379e; 42 U.S.C. 216, 241, 242(a), 262,
263b-263n.
0
2. Section 310.545 is amended by revising the entry for calcium acetate
in paragraph (a)(18)(ii), by revising paragraph (d) introductory text
and paragraph (d)(11), and by adding new paragraph (d)(39) to read as
follows:
Sec. 310.545 Drug products containing certain active ingredients
offered over-the-counter (OTC) for certain uses.
(a) * * *
(18) * * *
(ii) * * *
* * * * *
Calcium acetate (except calcium acetate monohydrate when combined with
aluminum sulfate tetradecahydrate to provide an aluminum acetate
solution as described in Sec. 347.20(b)) of this chapter
* * * * *
(d) Any OTC drug product that is not in compliance with this
section is subject to regulatory action if initially introduced or
initially delivered for introduction into interstate commerce after the
dates specified in paragraphs (d)(1) through (d)(39) of this section.
* * * * *
(11) November 10, 1993, for products subject to paragraphs
(a)(8)(ii), (a)(10)(v) through (a)(10)(vii), (a)(18)(ii) (except
products that contain ferric subsulfate as covered by paragraph (d)(22)
of this section and except products that contain calcium acetate
monohydrate as covered by paragraph (d)(39) of this section) through
(a)(18)(v)(A), (a)(18)(vi)(A), (a)(22)(ii), (a)(23)(i), (a)(24)(i), and
(a)(25) of this section.
* * * * *
(39) September 6, 2010, for products subject to paragraph
(a)(18)(ii) of this section that contain calcium acetate monohydrate,
except as provided in Sec. 347.20(b) of this chapter.
PART 347--SKIN PROTECTANT DRUG PRODUCTS FOR OVER-THE-COUNTER HUMAN
USE
0
3. The authority citation for 21 CFR part 347 continues to read as
follows:
[[Page 9765]]
Authority: 21 U.S.C. 321, 351, 352, 353, 355, 360, 371.
0
4. Section 347.20 is amended by redesignating paragraphs (b), (c), and
(d) as paragraphs (c), (d), and (e), respectively, and by adding new
paragraph (b) to read as follows:
Sec. 347.20 Permitted combinations of active ingredients.
* * * * *
(b) Combination of ingredients to prepare an aluminum acetate
solution. Aluminum sulfate tetradecahydrate may be combined with
calcium acetate monohydrate in powder or tablet form to provide a 0.13
to 0.5 percent aluminum acetate solution when the powder or tablet is
dissolved in the volume of water specified in ``Directions.''
* * * * *
0
5. Section 347.52 is amended by revising paragraph (a) and (b)(1)
paragraph heading, and by revising paragraphs (c) and (d)(1), and by
adding new paragraph (d)(4) to read as follows:
Sec. 347.52 Labeling of astringent drug products.
(a) Statement of identity. The labeling of the product contains the
established name of the drug, if any, and identifies the product as an
``astringent.'' For products containing the combination of aluminum
sulfate tetradecahydrate and calcium acetate monohydrate identified in
Sec. 347.20(b), under the ``Purpose'' heading identified in Sec.
201.66(c)(3) of this chapter, the labeling of each active ingredient in
the product states ``Astringent*'', which is followed by the statements
``* When combined together in water, these ingredients form the active
ingredient aluminum acetate. See [the following in bold italic type]
Directions.''
(b) Indications. * * *
(1) For products containing aluminum acetate identified in Sec.
347.12(a) or the combination of aluminum sulfate tetradecahydrate and
calcium acetate monohydrate identified in Sec. 347.20(b). * * *
* * * * *
(c) Warnings. The labeling of the product contains the following
warnings under the heading ``Warnings'':
(1) For all products--(i) The labeling states ``For external use
only''.
(ii) The labeling states ``When using this product [bullet] avoid
contact with eyes. If contact occurs, rinse thoroughly with water.''
(2) For products containing aluminum acetate identified in Sec.
347.12(a), witch hazel identified in Sec. 347.12(c), or the
combination of aluminum sulfate tetradecahydrate and calcium acetate
monohydrate identified in Sec. 347.20(b). The labeling states ``Stop
use and ask a doctor if [bullet] condition worsens or symptoms last
more than 7 days''.
(3) For products containing aluminum acetate identified in Sec.
347.12(a) or the combination of aluminum sulfate tetradecahydrate and
calcium acetate monohydrate identified in Sec. 347.20(b) when labeled
for use as a compress or wet dressing. The labeling states ``When using
this product [bullet] do not cover compress or wet dressing with
plastic to prevent evaporation''.
(4) For products containing aluminum acetate identified in Sec.
347.12(a) or the combination of aluminum sulfate tetradecahydrate and
calcium acetate monohydrate identified in Sec. 347.20(b) when labeled
for use as a soak, compress, or wet dressing. The labeling states
``When using this product [bullet] in some skin conditions, soaking too
long may overdry''.
(d) Directions. * * *
(1) For products containing aluminum acetate identified in Sec.
347.12(a) or the combination of aluminum sulfate tetradecahydrate and
calcium acetate monohydrate identified in Sec. 347.20(b)--(i) For
products used as a soak. ``For use as a soak: [preceding words in bold
type] [bullet] soak affected area for 15 to 30 minutes as needed, or as
directed by a doctor [bullet] repeat 3 times a day or as directed by a
doctor [bullet] discard solution after each use'' .
(ii) For products used as a compress or wet dressing. ``For use as
a compress or wet dressing: [preceding words in bold type] [bullet]
soak a clean, soft cloth in the solution [bullet] apply cloth loosely
to affected area for 15 to 30 minutes [bullet] repeat as needed or as
directed by a doctor [bullet] discard solution after each use''.
* * * * *
(4) For products containing the combination of aluminum sulfate
tetradecahydrate and calcium acetate monohydrate identified in Sec.
347.20(b)--(i) For powder dosage form. The labeling states ``[bullet]
dissolve 1 to 3 packets in [insert volume] of cool or warm water
[bullet] stir until fully dissolved; do not strain or filter. The
resulting mixture contains [insert percent] (1 packet), [insert
percent] (2 packets), or [insert percent] (3 packets) aluminum acetate
and is ready for use.'' These statements shall be the first statements
under the heading ``Directions''.
(ii) For tablet dosage form. The labeling states ``[bullet]
dissolve 1 to 3 tablets in [insert volume] of cool or warm water
[bullet] stir until fully dissolved; do not strain or filter. The
resulting mixture contains [insert percent] (1 tablet), [insert
percent] (2 tablets), or [insert percent] (3 tablets) aluminum acetate
and is ready for use.'' These statements shall be the first statements
under the heading ``Directions''.
* * * * *
Dated: February 23, 2009.
Jeffrey Shuren,
Associate Commissioner for Policy and Planning.
[FR Doc. E9-4746 Filed 3-5-09; 8:45 am]
BILLING CODE 4160-01-S