National Emission Standards for Hazardous Air Pollutants for Reciprocating Internal Combustion Engines, 9698-9731 [E9-4595]
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Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2008–0708, FRL–8778–6]
RIN 2060–AP36
National Emission Standards for
Hazardous Air Pollutants for
Reciprocating Internal Combustion
Engines
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AGENCY: Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
SUMMARY: EPA is proposing national
emission standards for hazardous air
pollutants for existing stationary
reciprocating internal combustion
engines that either are located at area
sources of hazardous air pollutant
emissions or that have a site rating of
less than or equal to 500 brake
horsepower and are located at major
sources of hazardous air pollutant
emissions. In addition, EPA is
proposing national emission standards
for hazardous air pollutants for existing
stationary compression ignition engines
greater than 500 brake horsepower that
are located at major sources, based on a
new review of these engines following
the first RICE NESHAP rulemaking in
2004. In addition, EPA is proposing to
amend the previously promulgated
regulations regarding operation of
stationary reciprocating internal
combustion engines during periods of
startup, shutdown and malfunction.
DATES: Comments must be received on
or before May 4, 2009, or 30 days after
date of public hearing if later. Under the
Paperwork Reduction Act, comments on
the information collection provisions
must be received by the Office of
Management and Budget (OMB) on or
before April 6, 2009.
Public Hearing. If anyone contacts us
requesting to speak at a public hearing
by March 25, 2009, a public hearing will
be held on April 6, 2009. If you are
interested in attending the public
hearing, contact Ms. Pamela Garrett at
(919) 541–7966 to verify that a hearing
will be held.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–HQ–
OAR–2008–0708, by one of the
following methods:
• https://www.regulations.gov: Follow
the on-line instructions for submitting
comments.
• E-mail: a-and-r-docket@epa.gov.
• Fax: (202) 566–1741.
• Mail: Air and Radiation Docket and
Information Center, Environmental
Protection Agency, Mailcode: 6102T,
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1200 Pennsylvania Ave., NW.,
Washington, DC 20460. Please include a
total of two copies. EPA requests a
separate copy also be sent to the contact
person identified below (see FOR
FURTHER INFORMATION CONTACT). In
addition, please mail a copy of your
comments on the information collection
provisions to the Office of Information
and Regulatory Affairs, Office of
Management and Budget, Attn: Desk
Officer for EPA, 725 17th St., NW.,
Washington, DC 20503.
• Hand Delivery: Air and Radiation
Docket and Information Center, U.S.
EPA, Room B102, 1301 Constitution
Avenue, NW., Washington, DC. Such
deliveries are only accepted during the
Docket’s normal hours of operation, and
special arrangements should be made
for deliveries of boxed information.
Instructions: Direct your comments to
Docket ID No. EPA–HQ–OAR–2008–
0708. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available on-line at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov or e-mail. The
https://www.regulations.gov Web site is
an ‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through https://
www.regulations.gov, your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses.
Public Hearing: If a public hearing is
held, it will be held at EPA’s campus
located at 109 T.W. Alexander Drive in
Research Triangle Park, NC or an
alternate site nearby.
Docket: All documents in the docket
are listed in the https://
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www.regulations.gov index. We also rely
on documents in Docket ID Nos. EPA–
HQ–OAR–2002–0059, EPA–HQ–OAR–
2005–0029, and EPA–HQ–OAR–2005–
0030, and incorporate those dockets into
the record for this proposed rule.
Although listed in the index, some
information is not publicly available,
e.g., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in https://
www.regulations.gov or in hard copy at
the Air and Radiation Docket, EPA/DC,
EPA West, Room B102, 1301
Constitution Ave., NW., Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the Air
Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT: Mrs.
Melanie King, Energy Strategies Group,
Sector Policies and Programs Division
(D243–01), Environmental Protection
Agency, Research Triangle Park, North
Carolina 27711; telephone number (919)
541–2469; facsimile number (919) 541–
5450; e-mail address
‘‘king.melanie@epa.gov.’’
SUPPLEMENTARY INFORMATION:
Organization of This Document. The
following outline is provided to aid in
locating information in the preamble.
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my
comments for EPA?
II. Background
III. Summary of This Proposed Rule
A. What is the source category regulated by
this proposed rule?
B. What are the pollutants regulated by this
proposed rule?
C. What are the proposed standards?
D. What are the requirements for
demonstrating compliance?
E. What are the reporting and
recordkeeping requirements?
IV. Rationale for Proposed Rule
A. Which control technologies apply to
stationary RICE?
B. How did EPA determine the basis and
level of the proposed standards?
C. How did EPA determine the compliance
requirements?
D. How did EPA determine the reporting
and recordkeeping requirements?
V. Summary of Environmental, Energy and
Economic Impacts
A. What are the air quality impacts?
B. What are the cost impacts?
C. What are the benefits?
D. What are the non-air health,
environmental and energy impacts?
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VI. Solicitation of Public Comments and
Participation
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act of 1995
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
to Address Environmental Justice in
NAICS1
Category
Any industry using a stationary internal combustion engine as
defined in this proposed rule.
2211
622110
48621
211111
211112
92811
1 North
Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Regulated Entities. Categories and
entities potentially regulated by this
action include:
Examples of regulated entities
Electric power generation, transmission, or distribution.
Medical and surgical hospitals.
Natural gas transmission.
Crude petroleum and natural gas production.
Natural gas liquids producers.
National security.
American Industry Classification System.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
regulated by this action. To determine
whether your engine is regulated by this
action, you should examine the
applicability criteria of this proposed
rule. If you have any questions
regarding the applicability of this action
to a particular entity, consult the person
listed in the preceding FOR FURTHER
INFORMATION CONTACT section.
B. What should I consider as I prepare
my comments for EPA?
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1. Submitting CBI. Do not submit this
information to EPA through
regulations.gov or e-mail. Clearly mark
the part or all of the information that
you claim to be CBI. For CBI
information in a disk or CD–ROM that
you mail to EPA, mark the outside of the
disk or CD–ROM as CBI and then
identify electronically within the disk or
CD–ROM the specific information that
is claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2. Send or deliver
information identified as CBI to only the
following address: Mrs. Melanie King,
c/o OAQPS Document Control Officer
(Room C404–02), U.S. EPA, Research
Triangle Park, NC 27711, Attention
Docket ID No. EPA–HQ–OAR–2008–
0708.
2. Tips for Preparing Your Comments.
When submitting comments, remember
to:
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(a) Identify the rulemaking by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
(b) Follow directions. EPA may ask
you to respond to specific questions or
organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
(c) Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
(d) Describe any assumptions and
provide any technical information and/
or data that you used.
(e) If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
(f) Provide specific examples to
illustrate your concerns, and suggest
alternatives.
(g) Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
(h) Make sure to submit your
comments by the comment period
deadline identified.
Docket. The docket number for this
proposed rule is Docket ID No. EPA–
HQ–OAR–2008–0708.
World Wide Web (WWW). In addition
to being available in the docket, an
electronic copy of this proposed rule
will be posted on the WWW through the
Technology Transfer Network Web site
(TTN Web). Following signature, EPA
will post a copy of this proposed rule
on the TTN’s policy and guidance page
for newly proposed or promulgated
rules at https://www.epa.gov/ttn/oarpg.
The TTN provides information and
technology exchange in various areas of
air pollution control.
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II. Background
This action proposes national
emission standards for hazardous air
pollutants (NESHAP) from existing
stationary reciprocating internal
combustion engines (RICE) with a site
rating of less than or equal to 500
horsepower (HP) located at major
sources, existing non-emergency CI
engines with a site rating >500 HP at
major sources, and existing stationary
RICE of any power rating located at area
sources. EPA is proposing these
requirements to meet its statutory
obligation to address hazardous air
pollutants (HAP) emissions from these
sources under sections 112(d), 112(c)(3)
and 112(k) of the CAA. The final
NESHAP for stationary RICE would be
promulgated under 40 CFR part 63,
subpart ZZZZ, which already contains
standards applicable to new stationary
RICE and some existing stationary RICE.
EPA promulgated NESHAP for
existing, new, and reconstructed
stationary RICE greater than 500 HP
located at major sources on June 15,
2004 (69 FR 33474). EPA promulgated
NESHAP for new and reconstructed
stationary RICE that are located at area
sources of HAP emissions and for new
and reconstructed stationary RICE that
have a site rating of less than or equal
to 500 HP that are located at major
sources of HAP emissions on January
18, 2008 (73 FR 3568). At that time, EPA
did not promulgate final requirements
for existing stationary RICE that are
located at area sources of HAP
emissions or for existing stationary RICE
that have a site rating of less than or
equal to 500 HP that are located at major
sources of HAP emissions. Although
EPA proposed requirements for these
sources, EPA did not finalize these
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requirements due to comments received
indicating that the proposed Maximum
Achievable Control Technology (MACT)
determinations for existing sources were
inappropriate and because of a decision
by the U.S. Court of Appeals for the
District of Columbia Circuit on March
13, 2007, which vacated EPA’s MACT
standards for the Brick and Structural
Clay Products Manufacturing source
category (40 CFR part 63, subpart JJJJJ).
Sierra Club v. EPA, 479 F.3d 875 (DC
Cir 2007). Among other things, the D.C.
Circuit found that EPA’s no emission
reduction MACT determination in the
challenged rule was unlawful. Because
in the proposed stationary RICE rule,
EPA had used a MACT floor
methodology similar to the methodology
used in the Brick MACT, EPA decided
to re-evaluate the MACT floors for
existing major sources that have a site
rating of less than or equal to 500 brake
HP consistent with the Court’s decision
in the Brick MACT case. EPA has also
re-evaluated the standards for existing
area sources in light of the comments
received on the proposed rule.
This proposal initiates a separate
rulemaking process that focuses on
existing sources. EPA has gathered
further information on existing engines
and has considered comments it
received on the original proposed rule
and the intervening court decision in
creating this proposed rulemaking.
Commenters are advised to provide new
comments in response to this proposal
and not to rely on any comments they
may have provided in previous
rulemaking actions.
In addition, stakeholders have
encouraged the Agency to review
whether there are further ways to reduce
emissions of pollutants from existing
stationary diesel engines. In its
comments on EPA’s 2006 proposed rule
for new stationary diesel engines,1 the
Environmental Defense Fund (EDF)
suggested several possible avenues for
the regulation of existing stationary
diesel engines, including use of diesel
oxidation catalysts or catalyzed diesel
particulate filters (CDPF), as well as the
use of ultra low sulfur diesel (ULSD)
fuel. EDF suggested that such controls
can provide significant pollution
reductions at reasonable cost. EPA
issued an advance notice of proposed
rulemaking (ANPRM) in January 2008,
where it solicited comment on several
issues concerning options to regulate
emissions of pollutants from existing
1 ‘‘Standards of Performance for Stationary Spark
Ignition Internal Combustion Engines and National
Emission Standards for Hazardous Air Pollution for
Reciprocating Internal Combustion Engines,’’ 71 FR
33803–33855, https://www.epa.gov/ttn/atw/rice/
ricepg.html, June 12, 2006.
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stationary diesel engines, generally, and
specifically from larger, older stationary
diesel engines. EPA solicited comment
and collected information to aid
decision-making related to the reduction
of HAP emissions from existing
stationary diesel engines and
specifically from larger, older engines
under Clean Air Act (CAA) section 112
authorities. The Agency sought
comment on the larger, older engines
because available data indicate that
those engines emit the majority of
particulate matter (PM) and toxic
emissions from non-emergency
stationary engines as a whole. A
summary of comments and responses
that were received on the ANPRM was
added to docket EPA–HQ–OAR–2007–
0995.
EPA has taken several actions over the
past several years to reduce exhaust
pollutants from stationary diesel
engines, but believes that further
reducing exhaust pollutants from
stationary diesel engines, particularly
existing stationary diesel engines that
have not been subject to Federal
standards, is justified. Therefore, EPA is
proposing emissions reductions from
existing stationary diesel engines.
III. Summary of This Proposed Rule
A. What is the source category regulated
by this proposed rule?
This proposed rule addresses
emissions from existing stationary
engines less than or equal to 500 HP
located at major sources and all existing
stationary engines located at area
sources. A major source of HAP
emissions is a stationary source that
emits or has the potential to emit any
single HAP at a rate of 10 tons (9.07
megagrams) or more per year or any
combination of HAP at a rate of 25 tons
(22.68 megagrams) or more per year,
except that for oil and gas production
facilities, a major source of HAP
emissions is determined for each surface
site. 42 § 7412(n)(4). An area source of
HAP emissions is a source that is not a
major source. This proposed rule also
addresses emissions from existing
compression ignition (CI) engines
greater than 500 HP located at major
sources.
This action is a revision to the
regulations in 40 CFR part 63, subpart
ZZZZ, currently applicable to existing,
new, and reconstructed stationary RICE
greater than 500 HP located at major
sources; new and reconstructed
stationary RICE less than or equal to 500
HP located at major sources; and new
and reconstructed stationary RICE
located at area sources. Subpart ZZZZ
does not currently cover existing
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stationary engines located at area
sources of HAP emissions, nor does it
apply to existing stationary engines
located at major sources with a site
rating of 500 HP or less. When the
subpart ZZZZ regulations were
promulgated (see 69 FR 33474, June 15,
2004), EPA deferred promulgating
regulations with respect to stationary
engines 500 HP or less at major sources
until further information on the engines
could be obtained and analyzed. EPA
decided to regulate these smaller
engines at the same time that it
regulated engines located at area
sources. EPA issued regulations for new
stationary engines located at area
sources of HAP emissions and new
stationary engines located at major
sources with a site rating of 500 HP or
less in the rulemaking issued on January
18, 2008 (73 FR 3568), but did not
promulgate a final regulation for
existing stationary engines.
1. Stationary RICE ≤500 HP at Major
Sources
This action proposes to revise 40 CFR
part 63, subpart ZZZZ, to address HAP
emissions from existing stationary RICE
less than or equal to 500 HP located at
major sources. For stationary engines
less than or equal to 500 HP at major
sources, EPA must determine what is
the appropriate MACT for those engines
under section 112(d)(3) of the CAA.
EPA has divided the source category
into the following subcategories:
• Stationary RICE less than 50 HP,
• Landfill and digester gas stationary
RICE greater than or equal to 50 HP,
• CI stationary RICE greater than or
equal to 50 HP,
Æ Emergency
Æ Non-emergency and
• Spark ignition (SI) stationary RICE
greater than or equal to 50 HP
Æ Emergency
Æ Non-emergency
› 2-stroke lean burn (2SLB)
• <250 HP
• ≥250 HP
› 4-stroke lean burn (4SLB)
• <250 HP
• ≥250 HP
› 4-stroke rich burn (4SRB).
2. Stationary RICE at Area Sources
This action proposes to revise 40 CFR
part 63, subpart ZZZZ, in order to
address HAP emissions from existing
stationary RICE located at area sources.
Section 112(d) of the Clean Air Act
(CAA) requires EPA to establish
national emission standards for
hazardous air pollutants (NESHAP) for
both major and area sources of HAP that
are listed for regulation under CAA
section 112(c). As noted above, an area
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technologies and practices at area and
major sources in similar categories to
determine whether such technologies
and practices could be considered
generally available for the area source
category at issue. Finally, as EPA has
already noted, in determining GACT for
a particular area source category, EPA
considers the costs and economic
impacts of available control
technologies and management practices
on that category.
The urban HAP that must be regulated
at stationary RICE to achieve the section
112(c)(3) requirement to regulate
categories accounting for 90 percent of
the urban HAP are: 7 PAH,
formaldehyde, acetaldehyde, arsenic,
benzene, beryllium compounds, and
cadmium compounds. As explained
below, EPA chose to select
formaldehyde to serve as a surrogate for
HAP emissions. Formaldehyde is the
hazardous air pollutant present in the
highest concentration from stationary
engines. In addition, emissions data
show that formaldehyde emission levels
are related to other HAP emission
levels. EPA is proposing standards for
area source stationary RICE below.
The subcategories for area sources are
the same as those for major sources and
are listed in section A.1. above.
* * * methods, practices and techniques
which are commercially available and
appropriate for application by the sources in
the category considering economic impacts
and the technical capabilities of the firms to
operate and maintain the emissions control
systems.
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source is a stationary source that is not
a major source.
Section 112(k)(3)(B) of the CAA calls
for EPA to identify at least 30 HAP that,
as a result of emissions of area sources,
pose the greatest threat to public health
in the largest number of urban areas.
EPA implemented this provision in
1999 in the Integrated Urban Air Toxics
Strategy (64 FR 38715, July 19, 1999).
Specifically, in the Strategy, EPA
identified 30 HAP that pose the greatest
potential health threat in urban areas,
and these HAP are referred to as the ‘‘30
urban HAP.’’ Section 112(c)(3) requires
EPA to list sufficient categories or
subcategories of area sources to ensure
that area sources representing 90
percent of the emissions of the 30 urban
HAP are subject to regulation. EPA
implemented these requirements
through the Integrated Urban Air Toxics
Strategy (64 FR 38715, July 19, 1999).
The area source stationary engine source
category was one of the listed categories.
A primary goal of the Strategy is to
achieve a 75 percent reduction in cancer
incidence attributable to HAP emitted
from stationary sources.
Under CAA section 112(d)(5), EPA
may elect to promulgate standards or
requirements for area sources ‘‘which
provide for the use of generally
available control technologies or
management practices by such sources
to reduce emissions of hazardous air
pollutants.’’ Additional information on
generally available control technologies
(GACT) or management practices is
found in the Senate report on the
legislation (Senate report Number 101–
228, December 20, 1989), which
describes GACT as:
B. What are the pollutants regulated by
this proposed rule?
The rule being proposed in this action
would regulate emissions of HAP.
Available emissions data show that
several HAP, which are formed during
the combustion process or which are
contained within the fuel burned, are
emitted from stationary engines. The
HAP which have been measured in
emission tests conducted on natural gas
fired and diesel fired RICE include:
1,1,2,2-tetrachloroethane, 1,3-butadiene,
2,2,4-trimethylpentane, acetaldehyde,
acrolein, benzene, chlorobenzene,
chloroethane, ethylbenzene,
formaldehyde, methanol, methylene
chloride, n-hexane, naphthalene,
polycyclic aromatic hydrocarbons,
polycyclic organic matter, styrene,
tetrachloroethane, toluene, and xylene.
Metallic HAP from diesel fired
stationary RICE that have been
measured are: cadmium, chromium,
lead, manganese, mercury, nickel, and
Consistent with the legislative history,
EPA can consider costs and economic
impacts in determining GACT, which is
particularly important when developing
regulations for source categories, like
this one, that have many small
businesses.
Determining what constitutes GACT
involves considering the control
technologies and management practices
that are generally available to the area
sources in the source category. EPA also
considers the standards applicable to
major sources in the same industrial
sector to determine if the control
technologies and management practices
are transferable and generally available
to area sources. In appropriate
circumstances, EPA may also consider
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3. Stationary CI RICE >500 HP at Major
Sources
In addition, EPA is proposing
emission standards for non-emergency
stationary CI engines greater than 500
HP at major sources under its authority
to review and revise emission standards
as necessary under section 112(d) of the
CAA.
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selenium. Although numerous HAP may
be emitted from RICE, only a few
account for essentially all of the mass of
HAP emissions from stationary RICE.
These HAP are: Formaldehyde, acrolein,
methanol, and acetaldehyde.
EPA described the health effects of
these HAP and other HAP emitted from
the operation of stationary RICE in the
preamble to 40 CFR part 63, subpart
ZZZZ, published on June 15, 2004 (69
FR 33474). These HAP emissions are
known to cause, or contribute
significantly to air pollution, which may
reasonably be anticipated to endanger
public health or welfare.
EPA is proposing to limit emissions of
HAP through emissions standards for
formaldehyde for non-emergency 4SRB
engines, emergency SI engines, and
engines less than 50 HP, and through
emission standards for carbon monoxide
(CO) for all other engines. For the RICE
NESHAP promulgated in 2004 (69 FR
33474) for engines greater than 500 HP
located at major sources, EPA chose to
select formaldehyde to serve as a
surrogate for HAP emissions.
Formaldehyde is the hazardous air
pollutant present in the highest
concentration in the exhaust from
stationary engines. In addition,
emissions data show that formaldehyde
emission levels are related to other HAP
emission levels.
For the NESHAP promulgated in
2004, EPA also found that there is a
relationship between CO emissions
reductions and HAP emissions
reductions from 2SLB, 4SLB, and CI
stationary engines. Therefore, because
testing for CO emissions has many
advantages over testing for
formaldehyde, CO emissions were
chosen as a surrogate for HAP emissions
reductions for 2SLB, 4SLB, and CI
stationary engines operating with
oxidation catalyst systems for that rule.
However, EPA could not confirm the
same relationship between CO and
formaldehyde for 4SRB engines, so
emission standards for such engines
were provided in terms of
formaldehyde.
For the standards being proposed in
this action, EPA believes that previous
decisions regarding the appropriateness
of using formaldehyde and CO both in
concentration (ppm) levels as has been
done for stationary sources before as
surrogates for HAP are still valid.2
Consequently, EPA is proposing
emission standards for formaldehyde for
4SRB engines and emission standards
2 In contrast, mobile source emission standards
for diesel engines (both nonroad and on-highway)
are promulgated on a mass basis rather than
concentration.
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for CO for lean burn and CI engines in
order to regulate HAP emissions.
Information EPA has received from
stationary engine manufacturers
indicate that most SI emergency engines
and engines below 50 HP are and will
be 4SRB engines. As discussed above,
EPA could not confirm a relationship
between CO and formaldehyde
emissions for 4SRB engines. Therefore,
EPA is proposing standards for
formaldehyde for those engines. EPA is
interested in receiving comments on the
use of formaldehyde as a surrogate for
HAP and information on any other
surrogates that may be better indicators
of total HAP emissions and their
reductions.
We recognize that stationary diesel
engines emit trace amounts of metal
HAP that remain in the particle phase.
EPA believes that formaldehyde and CO
are reasonable surrogates for total HAP.
Although metal HAP emissions from
existing diesel engines are very small—
a total of about 200 tons per year—we
are interested in receiving comments
and data about more appropriate
surrogates, if any, for the metallic HAP
emissions.
In addition to reducing HAP and CO,
the proposed rule would likely result in
the reduction of PM emissions from
existing diesel engines. The
aftertreatment technologies expected to
be used to reduce HAP and CO
emissions also reduce emissions of PM
from diesel engines. Furthermore, this
proposed rule would also result in
nitrogen oxides (NOX ) reductions from
rich burn engines since these engines
would likely need to install nonselective catalytic reduction (NSCR)
technology that helps reduce NOX in
addition to CO and HAP emissions.
Also, we propose the use of ULSD for
diesel-fueled stationary non-emergency
CI engines greater than 300 HP with a
displacement of less than 30 liters per
cylinder. This will result in lower
emissions of sulfur oxides (SOX) and
sulfate particulate from these engines by
reducing the sulfur content in the fuel.
C. What are the proposed standards?
1. Existing Stationary RICE at Major
Sources
The emission standards that are being
proposed in this action for stationary
RICE less than or equal to 500 HP
located at major sources and stationary
CI RICE greater than 300 HP located at
major sources are shown in Table 1 of
this preamble. Note that EPA is also coproposing that the same standards apply
during both normal operation and
periods of startup and malfunctions.
TABLE 1—EMISSION STANDARDS FOR EXISTING STATIONARY RICE LOCATED AT MAJOR SOURCES
Emission standards at 15 percent O2
(parts per million by volume on a dry basis)
Subcategory
Except during periods of startup,
or malfunction
Non-Emergency
Non-Emergency
Non-Emergency
Non-Emergency
Non-Emergency
2SLB 50≥HP≤249 ....................
2SLB 250≥HP≤500 ..................
4SLB 50≥HP≤249 ....................
4SLB 250 ≥HP≤500 ................
4SRB 50≥HP≤500 ...................
All CI 50≥HP≤300 ...............................................
Emergency CI 300>HP≤500 ..............................
Non-Emergency CI >300 HP .............................
<50 HP ...............................................................
Landfill/Digester 50≥HP≤500 ..............................
Emergency SI 50≥HP≤500 .................................
In addition, certain existing stationary
RICE located at major sources are
subject to fuel requirements. Owners
and operators of existing stationary nonemergency diesel-fueled CI engines
greater than 300 HP with a displacement
of less than 30 liters per cylinder
located at major sources that use diesel
fuel must use only diesel fuel meeting
the requirements of 40 CFR 80.510(b).
85 ppmvd CO ...................................................
8 ppmvd CO or 90% CO reduction .................
95 ppmvd CO ...................................................
9 ppmvd CO or 90% CO reduction .................
200 ppbvd formaldehyde or 90% formaldehyde reduction.
40 ppmvd CO ...................................................
40 ppmvd CO ...................................................
4 ppmvd CO or 90% CO reduction .................
2 ppmvd formaldehyde ....................................
177 ppmvd CO .................................................
2 ppmvd formaldehyde ....................................
This section requires that diesel fuel
have a maximum sulfur content of 15
parts per million (ppm) and either a
minimum cetane index of 40 or a
maximum aromatic content of 35
volume percent.
During periods of startup, or malfunction
85 ppmvd CO.
85 ppmvd CO.
95 ppmvd CO.
95 ppmvd CO.
2 ppmvd formaldehyde.
40 ppmvd CO.
40 ppmvd CO.
40 ppmvd CO.
2 ppmvd formaldehyde.
177 ppmvd CO.
2 ppmvd formaldehyde.
2. Existing Stationary RICE at Area
Sources
The emission requirements that we
are proposing in this action for existing
stationary RICE located at existing area
sources are shown in Table 2 of this
preamble. Note that EPA is also coproposing that the same standards apply
during both normal operation and
periods of startup and malfunctions.
TABLE 2—EMISSION STANDARDS AND REQUIREMENTS FOR EXISTING STATIONARY RICE LOCATED AT AREA SOURCES
Emission standards at 15 percent O2, as applicable, or management practice
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Subcategory
Except during periods of startup,
or malfunction
Non-Emergency 2SLB 50≥HP≤249 ....................
Non-Emergency 2SLB HP≥250 ..........................
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During periods of startup, or malfunction
Change oil and filter every 500 hours; replace
spark plugs every 1000 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
8 ppmvd CO or 90% CO reduction .................
Change oil and filter every 500 hours; replace
spark plugs every 1000 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
85 ppmvd CO.
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TABLE 2—EMISSION STANDARDS AND REQUIREMENTS FOR EXISTING STATIONARY RICE LOCATED AT AREA SOURCES—
Continued
Emission standards at 15 percent O2, as applicable, or management practice
Subcategory
Except during periods of startup,
or malfunction
Non-Emergency 4SLB 50≥HP≤249 ....................
Non-Emergency 4SLB HP≥250 ..........................
Non-Emergency 4SRB HP≥50 ...........................
Emergency CI 50≥HP≤500 .................................
Emergency CI HP>500 ......................................
Non-Emergency CI 50≥HP≤300 .........................
Non-Emergency CI HP>300 ...............................
HP<50 .................................................................
Landfill/Digester Gas 50≥HP≤500 ......................
Landfill/Digester Gas HP>500 ............................
Emergency SI 50≥HP≤500 .................................
Emergency SI HP>500 .......................................
3. New or Reconstructed Stationary
RICE >500 HP at Major Sources, New or
Reconstructed 4SLB Stationary RICE
≥250 HP at Major Sources and Existing
4SRB Stationary RICE >500 HP at Major
Sources.
The EPA is co-proposing, in the
alternative, as explained below, to
During periods of startup, or malfunction
Change oil and filter every 500 hours; replace
spark plugs every 1000 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
9 ppmvd CO or 90% CO reduction .................
200 ppbvd formaldehyde or 90% formaldehyde reduction.
Change oil and filter every 500 hours; inspect
air cleaner every 1000 hours, inspect all
hoses and belts every 500 hours and replace as necessary.
40 ppmvd CO ...................................................
Change oil and filter every 500 hours; inspect
air cleaner every 1000 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
4 ppmvd CO or 90% CO reduction .................
Change oil and filter every 200 hours; replace
spark plugs every 500 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
Change oil and filter every 500 hours; replace
spark plugs every 1000 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
177 ppmvd CO .................................................
Change oil and filter every 500 hours; replace
spark plugs every 1000 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
2 ppmvd formaldehyde ....................................
Change oil and filter every 500 hours; replace
spark plugs every 1000 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
95 ppmvd CO.
2 ppmvd formaldehyde.
amend the existing regulations for new
and reconstructed non-emergency 2SLB
and CI stationary RICE >500 HP at major
sources, new and reconstructed nonemergency 4SLB stationary RICE ≥250
HP at major sources, and existing 4SRB
stationary RICE >500 HP at major
sources, in order to set limits during
periods of startup and malfunction.
These emission limitations are shown in
Table 3 of this preamble. Note that EPA
is also co-proposing that the same
standards apply during both normal
operation and periods of startup and
malfunctions.
Change oil and filter every 500 hours; inspect
air cleaner every 1000 hours, inspect all
hoses and belts every 500 hours and replace as necessary.
40 ppmvd CO.
Change oil and filter every 500 hours; replace
spark plugs every 1000 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
40 ppmvd CO.
Change oil and filter every 200 hours; replace
spark plugs every 500 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
Change oil and filter every 500 hours; replace
spark plugs every 1000 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
177 ppmvd CO.
Change oil and filter every 500 hours; replace
spark plugs every 1000 hours; and inspect
all hoses and belts every 500 hours and replace as necessary.
2 ppmvd formaldehyde.
TABLE 3—EMISSION STANDARDS FOR NEW OR RECONSTRUCTED NON-EMERGENCY STATIONARY RICE >500 HP AT
MAJOR SOURCES AND EXISTING NON-EMERGENCY 4SRB STATIONARY RICE >500 HP AT MAJOR SOURCES DURING
PERIODS OF STARTUP OR MALFUNCTION
Emission standards at 15 percent O2
New or reconstructed non-emergency 2SLB >500 HP located at a
major source of HAP emissions.
New or reconstructed non-emergency 4SLB ≥250 HP located at a
major source of HAP emissions.
Existing non-emergency 4SRB >500 HP located at a major source of
HAP emissions; or New or reconstructed non-emergency 4SRB >500
HP located at a major source of HAP emissions.
New or reconstructed non-emergency CI >500 HP located at a major
source of HAP emissions.
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Subcategory
Limit concentration of CO in the stationary RICE exhaust to 259 ppmvd
or less at 15 percent O2 during periods of startup or malfunction.
Limit concentration of CO in the stationary RICE exhaust to 420 ppmvd
or less at 15 percent O2 during periods of startup or malfunction.
Limit concentration of formaldehyde in the stationary RICE exhaust to
2 ppmvd or less at 15 percent O2 during periods of startup or malfunction.
Limit concentration of CO in the stationary RICE exhaust to 77 ppmvd
or less at 15 percent O2 during periods of startup or malfunction.
4. Operating Limitations
The EPA is proposing operating
limitations for existing stationary nonemergency 2SLB, 4SLB, 4SRB, and CI
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RICE that are greater than 500 HP and
are located at an area source, and
existing stationary non-emergency CI
RICE that are greater than 500 HP and
are located at a major source. These are
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large engines that are subject to
proposed standards that would require
the use of aftertreatment. Owners and
operators of engines that are equipped
with oxidation catalyst or NSCR must
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maintain the catalyst so that the
pressure drop across the catalyst does
not change by more than 2 inches of
water from the pressure drop across the
catalyst that was measured during the
initial performance test. Owners and
operators of these engines must also
maintain the temperature of the
stationary RICE exhaust so that the
catalyst inlet temperature is between
450 and 1350 degrees Fahrenheit (°F) for
engines with an oxidation catalyst and
750 to 1250 °F for engines with NSCR.
Owners and operators of engines that
are not using oxidation catalyst or NSCR
must comply with any operating
limitations approved by the
Administrator.
5. Management Practices
As shown in Table 2 above, the EPA
is proposing management practices for
several subcategories of engines located
at area sources. Such management
practices include maintenance
requirements that are expected to ensure
that emission control systems are
working properly. EPA asks for
comments on these management
practices and requests suggestions of
additional maintenance requirements
that may be needed for some of these
engine subcategories.
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6. Fuel Requirements
In addition to emission standards and
management practices, certain
stationary CI RICE located at existing
area sources are subject to fuel
requirements. These fuel requirements
are proposed in order to reduce the
potential formation of sulfate
compounds that are emitted when high
sulfur diesel fuel is used in combination
with oxidation catalysts and to assist in
the efficient operation of the oxidation
catalysts. Thus, owners and operators of
stationary non-emergency diesel-fueled
CI engines greater than 300 HP with a
displacement of less than 30 liters per
cylinder located at existing area sources
must only use diesel fuel meeting the
requirements of 40 CFR 80.510(b),
which requires that diesel fuel have a
maximum sulfur content of 15 ppm and
either a minimum cetane index of 40 or
a maximum aromatic content of 35
volume percent.
D. What are the requirements for
demonstrating compliance?
The following sections describe the
requirements for demonstrating
compliance under the proposed rule.
1. Existing Stationary RICE at Major
Sources
Owners and operators of existing
stationary non-emergency RICE located
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at major sources that are less than 100
HP and stationary emergency RICE
located at major sources must operate
and maintain their stationary RICE and
aftertreatment control device (if any)
according to the manufacturer’s
emission-related written instructions or
develop their own maintenance plan.
Owners and operators of existing
stationary non-emergency RICE located
at major sources that are less than 100
HP and existing stationary emergency
RICE located at major sources do not
have to conduct any performance
testing.
Owners and operators of existing
stationary non-emergency RICE located
at major sources that are greater than or
equal to 100 HP and less than or equal
to 500 HP must conduct an initial
performance test to demonstrate that
they are achieving the required emission
standards.
Owners and operators of existing
stationary non-emergency RICE greater
than 500 HP located at major sources
must conduct an initial performance test
and must test every 8,760 hours of
operation or 3 years, whichever comes
first, to demonstrate that they are
achieving the required emission
standards.
Owners and operators of stationary
non-emergency CI RICE that are greater
than 500 HP and are located at a major
source must continuously monitor and
record the catalyst inlet temperature if
an oxidation catalyst is being used on
the engine. The pressure drop across the
catalyst must also be measured monthly.
If an oxidation catalyst is not being used
on the engine, the owner or operator
must continuously monitor and record
the operating parameters (if any)
approved by the Administrator.
2. Existing Stationary RICE at Area
Sources
Owners and operators of existing
stationary RICE located at area sources,
that are subject to management
practices, as shown in Table 2 of this
preamble, must develop a maintenance
plan that specifies how the management
practices will be met. Owners and
operators of existing stationary RICE
that are subject to management practices
do not have to conduct any performance
testing.
Owners and operators of existing
stationary RICE subject to numerical
emission standards and that are located
at area sources, as shown in Table 2 of
this preamble, must conduct an initial
performance test to demonstrate that
they are achieving the required emission
standards.
Owners and operators of existing
stationary non-emergency RICE that are
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greater than 500 HP and located at area
sources must conduct an initial
performance test and must test every
8,760 hours of operation or 3 years,
whichever comes first, to demonstrate
that they are achieving the required
emission standards.
Owners and operators of existing
stationary non-emergency 2SLB, 4SLB,
4SRB, and CI RICE that are greater than
500 HP and are located at an area source
must continuously monitor and record
the catalyst inlet temperature if an
oxidation catalyst or NSCR is being used
on the engine. The pressure drop across
the catalyst must also be measured
monthly. If an oxidation catalyst or
NSCR is not being used on the engine,
the owner or operator must
continuously monitor and record the
operating parameters (if any) approved
by the Administrator.
E. What are the reporting and
recordkeeping requirements?
The following sections describe the
reporting and recordkeeping
requirements that are required under the
proposed rule.
Owners and operators of existing
stationary emergency RICE that do not
meet the requirements for nonemergency engines are required to keep
records of their hours of operation.
Owners and operators of existing
stationary emergency RICE must install
a non-resettable hour meter on their
engines to record the necessary
information. Emergency stationary RICE
may be operated for the purpose of
maintenance checks and readiness
testing, provided that the tests are
recommended by the Federal, State or
local government, the manufacturer, the
vendor, or the insurance company
associated with the engine. Maintenance
checks and readiness testing of such
units are limited to 100 hours per year.
Owners and operators can petition the
Administrator for additional hours,
beyond the allowed 100 hours per year,
if such additional hours should prove to
be necessary for maintenance and
testing reasons. A petition is not
required if the engine is mandated by
regulation such as State or local
requirements to run more than 100
hours per year for maintenance and
testing purposes. There is no time limit
on the use of emergency stationary
engines in emergency situations,
however, the owner or operator is
required to record the length of
operation and the reason the engine was
in operation during that time. Records
must be maintained documenting why
the engine was operating to ensure the
100 hours per year limit for
maintenance and testing operation is
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not exceeded. In addition, owners and
operators are allowed to operate their
stationary emergency RICE for nonemergency purposes for 50 hours per
year, but those 50 hours are counted
towards the total 100 hours provided for
operation other than for true
emergencies and owners and operators
may not engage in income-generating
activities during those 50 hours. The 50
hours per year for non-emergency
purposes cannot be used to generate
income for a facility, for example, to
supply power to an electric grid or
otherwise supply power as part of a
financial arrangement with another
entity.
Owners and operators of existing
stationary RICE located at area sources,
that are subject to management practices
as shown in Table 2, are required to
keep records that show that
management practices that are required
are being met. Such records are to be
kept on-site by owners and operators.
These records must include, but may
not be limited to: oil and filter change
dates, oil amounts added and
corresponding hour on the hour meter,
fuel consumption rates, air filter change
dates, records of repairs and other
maintenance performed.
In terms of reporting requirements,
owners and operators of existing
stationary RICE, except stationary RICE
that are less than 100 HP, existing
emergency stationary RICE, and existing
stationary RICE that are not subject to
numerical emission standards, must
submit all of the applicable notifications
as listed in the NESHAP General
Provisions (40 CFR part 63, subpart A),
including an initial notification,
notification of performance test, and a
notification of compliance for each
stationary RICE which must comply
with the specified emission limitations.
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IV. Rationale for Proposed Rule
A. Which control technologies apply to
stationary RICE?
EPA reviewed various control
technologies applicable to stationary
engines. For detailed information on the
control technology review that EPA
conducted, refer to information in the
docket for this proposed rule. The
following sections provide general
descriptions of currently available
controls that can be used to reduce
emissions from stationary engines.
Non-selective catalytic reduction has
been commercially available for many
years and has been widely used on
stationary engines. This technology
utilizes catalytic material to reduce
some pollutants like NOX , while also
oxidizing other pollutants like CO, HAP
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and VOC. The technology can be
applied to rich burn stationary engines
and is capable of significantly reducing
HAP emissions from stationary RICE.
Based on available information, NSCR
appears to be technically feasible for
rich burn engines down to 25 HP. The
NESHAP for stationary rich burn RICE
greater than 500 HP located at major
sources that were promulgated in 2004
were based upon applying NSCR to
meet the emission standards. In order to
meet the emission standards
promulgated on January 18, 2008 (73 FR
3568), new stationary rich burn engines
are also expected to use NSCR.
Oxidation catalysts are another type
of aftertreatment that can be applied to
stationary engines and are typically
used with lean burn engines. The
technology can be applied to either
diesel or natural gas fired lean burn
engines. Significant reductions in HAP
and CO are achieved with oxidation
catalysts and applying the technology to
diesel fired engines also yields PM mass
emissions reductions. Oxidation catalyst
control has been widely used and has
been available for decades for use with
lean burn stationary engines. While
oxidation catalysts are very effective at
reducing HAP and CO emissions, there
is some concern about increasing NO2
emissions as a result of using highly
catalyzed devices. Thus, EPA requests
comments and information on the
potential increase in NO2 emissions and
any strategies to help reduce their
formation.
Catalyzed diesel particulate filters are
applicable to CI engines using diesel
fuel and are primarily used to reduce
PM emissions. Applying CDPF can
significantly reduce PM emissions,
while also significantly reducing
emissions of HAP and CO. Catalyzed
diesel particulate filters are the basis for
EPA’s current on-highway diesel PM
standards (40 CFR Part 86), the Tier 4
emission standards for PM for most
nonroad CI engines regulated by 40 CFR
part 1039, the most recent locomotive
and marine engine standards and also
for most new non-emergency stationary
CI engines regulated under 40 CFR part
60, subpart IIII. Recently finalized
standards for stationary CI engines in
California are also based on the use of
particulate filters in some cases.
B. How did EPA determine the basis and
level of the proposed standards?
1. Stationary RICE at Major Sources
Section 112 of the CAA requires that
EPA establish NESHAP for the control
of HAP from new and existing sources
in regulated source categories. The CAA
requires the NESHAP for major sources
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9705
to reflect the maximum degree of
reduction in emissions of HAP that is
achievable. This level of control is
commonly referred to as the maximum
achievable control technology, or
MACT.
In promulgating a MACT standard,
EPA must first calculate the minimum
stringency levels for new and existing
sources in a category or subcategory.
The minimum level of stringency is
called the MACT ‘‘floor,’’ and CAA
section 112(d)(3) sets forth differing
levels of minimum stringency that
EPA’s standards must achieve, based on
whether they regulate new and
reconstructed sources, or existing
sources. For new and reconstructed
sources, CAA section 112(d)(3) provides
that the ‘‘degree of reduction in
emissions that is deemed achievable
[* * *] shall not be less stringent than
the emissions control that is achieved in
practice by the best controlled similar
source, as determined by the
Administrator.’’ Emissions standards for
existing units may be less stringent than
standards for new units, but ‘‘shall not
be less stringent * * * than the average
emissions limitation achieved by the
best performing 12 percent of the
existing sources (for which the
Administrator has emissions
information),’’ (or the best performing 5
sources for categories or subcategories
with fewer than 30 sources). CAA
section 112(d)(3). The MACT standard
must be no less stringent than the
MACT floor.
In developing MACT, EPA must also
determine whether to control emissions
‘‘beyond-the-floor,’’ after considering
the costs, nonair quality health and
environmental impacts, and energy
requirements of such more stringent
control. Section 112 of the CAA allows
EPA to establish subcategories among a
group of sources, based on criteria that
differentiate such sources. The
subcategories that have been developed
for stationary RICE were previously
listed and are necessary in order to
capture the distinct differences, which
could affect the emissions of HAP from
these engines. The complete rationale
explaining the development of these
subcategories is provided in the
memorandum titled ‘‘Subcategorization
and MACT Floor Determination for
Stationary Reciprocating Internal
Combustion Engines ≤500 HP at Major
Sources’’ and is available from the
docket.
For the MACT floor determination,
EPA reviewed the data in its Office of
Air Quality Planning and Standards’
RICE Population Database (hereafter
referred to as the ‘‘Population
Database’’) and RICE Emissions
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Database (hereafter referred to as the
‘‘Emissions Database’’). The Population
and Emissions Databases represent the
best information available to EPA.
Information in the Population and
Emissions Database was obtained from
several sources and is further described
in the notice of proposed rulemaking for
the RICE NESHAP for engines greater
than 500 HP at major sources (67 FR
77830, December 19, 2002) and in the
docket for the RICE NESHAP
rulemaking (EPA–HQ–OAR–2002–
0059). In order to establish the emission
standard for each subcategory of
stationary existing RICE, EPA referred to
the Emissions Database. The following
sections describe the MACT floor
review and proposed MACT
determinations for each subcategory of
existing stationary RICE.
a. Stationary RICE <50 HP. According
to the Population Database there are no
existing stationary RICE less than 50 HP
using catalyst type controls. In assessing
the average of the top twelve percent
best performing engines, EPA
determined that the MACT floor is 2
ppmvd formaldehyde. EPA is not
expecting any stationary CI engines less
than 50 HP since such engines are
typically considered nonroad mobile
engines and regulated under EPA’s
mobile source requirements. Also, EPA
does not expect any lean burn engines
in this subcategory as lean burn engines
tend to be found in larger engine size
segments. Therefore, EPA believes that
engines less than 50 HP would be 4SRB
engines. Subsequently, EPA reviewed
formaldehyde emissions from 4SRB
engines and averaged the emissions
associated with the best performing 12
percent of sources. As a result, the
MACT floor for engines below 50 HP is
2 parts per million by volume, dry basis
(ppmvd) of formaldehyde at 15 percent
oxygen (O2).
EPA considered regulatory options
more stringent than the MACT floor, in
particular, emission standards based on
the use of NSCR. The cost per ton of
HAP reduced for stationary engines less
than 50 HP equipped with NSCR is
substantial, particularly when
considering the potential HAP
reductions that would be expected.
Therefore, MACT is equivalent to the
MACT floor. For details on the cost per
ton analysis, refer to the memorandum
entitled ‘‘Above-the-Floor
Determination for Stationary RICE,’’
included in the docket.
b. Stationary Landfill/Digester Gas
≥50 HP. According to the Population
Database there are no existing landfill or
digester gas engines using catalyst type
controls. EPA consulted several sources,
including the Emissions Database, in
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order to determine the level being
achieved by the best performing 12
percent of landfill and digester gas
engines.
Based on reviewing recently obtained
test reports for landfill and digester gas
engines, EPA concluded that the latest
information obtained on the current
levels being achieved by landfill gas
engines is the most appropriate and
representative information and therefore
was used to determine the MACT floor
limit. EPA analyzed the CO emissions
from landfill and digester gas test
reports. EPA has previously discussed
the appropriateness of using CO
emissions as a surrogate for HAP
emissions and therefore reviewed CO
emissions from landfill and digester gas
engines. EPA selected the best
performing 12 percent and averaged
those 12 percent to determine the
MACT floor. As a result, the MACT
floor for landfill and digester gas
stationary RICE greater than or equal to
50 HP is 177 ppmvd of CO at 15 percent
O2.
Currently, there are no viable beyondthe-floor options for engines that
combust landfill or digester gas.
Aftertreatment controls could
theoretically be applied to engines
burning waste gas; however, numerous
studies have shown that a family of
silicon-based compounds named
siloxanes present in landfill gas can foul
add-on catalyst controls. Such fouling
can render the catalyst inoperable
within short periods of time. Pretreatment systems could be applied to
clean the fuel prior to combustion
theoretically allowing catalysts to be
used, but has not shown to be a reliable
technology at this time. Therefore,
MACT is equivalent to the MACT floor.
c. Stationary Emergency CI 50≥ HP
≤500. EPA reviewed CO emissions from
CI engines and selected the best
performing 12 percent. As a result, the
MACT floor for CI emergency stationary
RICE greater than or equal to 50 HP and
less than or equal to 500 HP is 40
ppmvd of CO at 15 percent O2.
As part of our analysis for the
possibility of going beyond the MACT
floor, EPA considered requiring add-on
controls for emergency engines.
However, due to the limited operation
of emergency engines (about 50 hours
per year on average), the cost per ton of
HAP removed by such controls is high.
The estimated cost of oxidation catalyst
per ton of HAP reduced ranges from $1
million to $2.8 million for emergency CI
engines in this size range. For CDPF, the
estimated cost per ton of HAP reduced
for emergency CI engines between 50
and 500 HP ranges from $3.7 million to
$8.7 million. In addition, the total HAP
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reductions achieved by applying
aftertreatment controls would be
minimal since stationary emergency
engines are operated only an average of
about 50 hours per year. Therefore,
MACT is equivalent to the MACT floor.
A fuller discussion of EPA’s analysis of
regulatory alternatives above-the-floor is
presented in the memorandum entitled
‘‘Above-the-Floor Determination for
Stationary RICE.’’
d. Stationary Non-Emergency CI 50≥
HP ≤500. As a result of our review of the
Emissions Database, the MACT floor for
CI non-emergency stationary RICE
greater than or equal to 50 HP and less
than or equal to 500 HP is 40 ppmvd of
CO at 15 percent O2.
As part of our analysis of going
beyond the MACT floor, EPA
considered the use of add-on controls
for this subcategory of engines. The
applicable add-on controls that yield
significant HAP reductions are
oxidation catalyst and CDPF. Diesel
oxidation catalysts are capable of
reducing HAP emissions by significant
amounts in excess of 90 percent in some
cases. Diesel oxidation catalysts also
reduce emissions of CO as well as PM.
Achievable mass reductions of PM are
on the order of 30 percent for oxidation
catalysts. Catalyzed diesel particulate
filters are capable of reducing HAP and
CO emissions by similar if not greater
amounts, and are more efficient in
reducing PM than oxidation catalysts.
Achievable PM reductions are on the
order of 90 percent or more with CDPF.
However, CDPFs are considerably more
expensive than diesel oxidation
catalysts.
EPA estimated the cost per ton of
HAP removal by potentially applying
oxidation catalysts and CDPFs to
existing non-emergency CI engines. The
specific costs associated with add-on
controls can be found in memoranda
available from the rulemaking docket.
The cost per ton of HAP removed for
CDPFs is in general significantly higher
than the cost per ton of HAP removed
for oxidation catalysts, and the cost per
ton for both options drastically
increases as the size of the engine
decreases and is more favorable towards
larger size engines. EPA requests data
and other information on the ability of
oxidation catalysts to remove HAP
compared to CDPF. In addition, we
request comment on the performance
capability of these control devices to
remove metallic HAP.
Considering the HAP emission
reductions capable from oxidation
catalysts, the cost of oxidation catalyst
control compared to CDPF, and the low
capital costs associated with oxidation
catalyst makes oxidation catalysts a
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favorable option for reduction of HAP
emissions from larger existing nonemergency stationary diesel engines.
However, going above-the-floor and
requiring oxidation catalysts on all nonemergency stationary CI engines would
require significant total capital
investment and total annual control
costs. As stated, the cost per ton
significantly decreases with increasing
HP. For the greater than 300 HP segment
the cost per ton of HAP removed, which
includes a mixture of organic and
metallic HAP, is estimated to be
$51,973. This cost is almost a third less
than the estimated cost per ton of
$140,395 for stationary engines 50 to
100 HP.
Stationary existing diesel engines
were largely uncontrolled at the Federal
level prior to the promulgation of EPA’s
emission standards for stationary diesel
engines in 2004, which affected engines
constructed beginning in 2002. Nonemergency diesel engines are estimated
to emit 90 percent of total combined PM
and NOX emissions from all existing
stationary diesel engines, with
emergency engines emitting the
remaining 10 percent. Of the nonemergency diesel engines, about 50,000
non-emergency engines rated 300 HP or
higher were built prior to 2002, which
is about 29 percent of the existing
population of non-emergency stationary
diesel engines. These 50,000 nonemergency diesel engines emit
approximately 72 percent of the total
HAP emissions, 66 percent of the total
PM emissions, and 62 percent of the
total NOX emissions from existing nonemergency stationary diesel engines.
This information is based on data from
the Power Systems Research Database
that was presented in Tables 1–4 of
EPA’s January 24, 2008 ANPRM for
stationary diesel engines emission
standards (73 FR 4136).
For these reasons, EPA concluded that
it can achieve the highest level of HAP
emission reduction relative to cost,
while requiring controls where
appropriate, by requiring more stringent
emission standards on non-emergency
stationary diesel engines with a power
rating greater than 300 HP. For these
reasons and considering the higher level
of HAP reductions achieved from
engines greater than 300 HP and the
reduced annual cost of control, EPA
believes that requiring above-the-floor
levels that rely on oxidation catalyst
control is appropriate for engines greater
than 300 HP. EPA solicits comments
and data on whether 300 HP is the
appropriate size division for setting
beyond-the-floor MACT standards
requiring the use of add-on controls.
Specifically, EPA is seeking comment
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on whether it would be appropriate to
extend the more stringent standards to
engines that are less than 300 HP.
Of further consideration are the cobenefits that would be achieved by the
use of oxidation catalyst as it will
reduce other pollutants such as CO and
PM. Taking into account the reductions
in CO and PM associated with applying
oxidation catalyst to non-emergency CI
engines, the cost per ton of pollutants
reduced decreases. The total co-benefits
of this proposed regulation are
presented in a separate memorandum
titled ‘‘Impacts Associated with
NESHAP for Existing Stationary RICE,’’
which provides the costs and emissions
impacts of this regulation. These
emission estimates are also summarized
in Chapter 4 of the RIA.
EPA believes that the emission
reductions associated with use of
oxidation catalysts, taking into account
the costs of such controls, are justified
under section 112(d). Therefore, EPA is
proposing MACT to be the level that is
achieved by applying oxidation catalyst
to non-emergency CI engines greater
than 300 HP, which is 4 ppmvd of CO
at 15 percent O2, or 90 percent CO
efficiency. A fuller discussion of EPA’s
analysis of regulatory alternatives
above-the-floor is presented in the
memorandum entitled ‘‘Above-the-Floor
Determination for Stationary RICE.’’
While these proposed HAP emission
standards would not require the use of
CDPFs, EPA notes that when compared
to oxidation catalysts, CDPFs provide
significantly greater reductions in levels
of PM from diesel engines, which are a
significant health concern. PM
emissions from these engines contain
several constituents, including black
carbon and trace amounts of metallic
HAP. EPA estimates that the range of
PM2.5 emission reductions would
increase from 2,600 tons to 7,600 tons
if CDPFs are used rather than oxidation
catalysts.
The contribution of black carbon
emissions to global climate is being
evaluated in a number of scientific
forums.3 4 EPA is interested in
comments and information on other
regulatory and non-regulatory
approaches that could help address
black carbon emissions from existing
stationary diesel engines.
3 Intergovernmental Panel on Climate Change
(IPCC). 2007. Changes in Atmospheric Constituents
and in Radiative Forcing, in Climate Change 2007,
Cambridge University Press, New York, Cambridge
University Press.
4 Atmospheric Aerosol Properties and Climate
Impacts. 2009. U.S. Climate Change Science
Program Synthesis and Assessment Product 2.3,
January 2009.
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Sources may wish to review whether
it is appropriate for some existing CI
engines to use CDPFs to meet the
requirements of this rule, given the
considerable co-benefits of using CDPF.
For example, the cost effectiveness
associated with reducing PM2.5 with
oxidation catalysts on a 300 HP diesel
engine is $27,000 per ton, while using
a CDPF improves the cost effectiveness
to about $9,000 per ton. These cost
effectiveness numbers include any
potential reductions of metallic HAP
which would be emitted in the particle
phase. EPA notes, however, that some
have suggested that the use of CDPF on
older uncontrolled engines may be more
problematic than for newer engines that
already have some level of engine
control.
One of the potential problems raised
by industry are the difficulties with
retrofitting CDPFs on mechanicallycontrolled engines versus those that use
electronic controls. Furthermore, the
diesel PM levels from older engines are,
according to some, too high for efficient
operation of a CDPF. EPA is requesting
comment on the use of CDPF to meet
the HAP standards for this rule and on
the benefits generally of using CDPFs on
older stationary CI engines. EPA also
asks for comment on technical
feasibility issues that might preclude the
use of such devices on older diesel
engines.
Stationary diesel engines also emit
trace amounts of metallic HAP. EPA
believes that formaldehyde and CO are
reasonable surrogates for total HAP,
including these very small trace
emissions of metals. Nonetheless, EPA
is taking comment on whether there are
more appropriate surrogates for metallic
HAP from stationary diesel engines.
EPA does not have data regarding the
use of other surrogates for these
emissions from stationary diesel
engines, so EPA is soliciting data on any
other such surrogates.
The proposed rule requires the use of
ULSD for existing non-emergency
stationary diesel engines greater than
300 HP with a displacement of less than
30 liters per cylinder. The use of ULSD
is necessary due to concerns about
oxidation catalysts simultaneously
oxidizing SO2 to form sulfate
particulate. A limit on the diesel fuel
sulfur level of 15 ppm will reduce the
potential for increased sulfate emissions
from diesel engines equipped with
oxidation catalysts. The limit on fuel
sulfur will also improve the efficiency
of the oxidation catalyst. The use of
ULSD will also enable stationary diesel
engines to utilize CDPF if desired. EPA
has already promulgated similar diesel
fuel sulfur standards for highway and
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nonroad diesel engines and for new
stationary diesel engines.
e. Stationary Non-Emergency CI >500
HP. A regulation covering existing
stationary diesel engines greater than
500 HP at major sources was
promulgated in 2004. However, based
on the MACT floor analysis conducted
at that time, the regulation subjected
existing diesel engines greater than 500
HP at major sources to emission
standards of no further emission
control.
However, due to the availability of
technically feasible and reasonably costeffective technologies to control
emissions from these existing large
stationary CI engines, and the potential
of reducing exhaust HAP (as well as
PM), EPA is proposing to address HAP
emissions from these existing diesel
engines >500 HP pursuant to its
authority under CAA section 112(d).
As a result of our review of the
Emissions Database, the MACT floor for
CI non-emergency stationary RICE
greater than or equal to 50 HP and less
than or equal to 500 HP is 40 ppmvd of
CO at 15 percent O2.
As part of our analysis of going
beyond the MACT floor, EPA
considered the emissions associated
with the use of oxidation catalysts.
Similar to EPA’s analysis of the
emission reductions and costs
associated with the use of oxidation
catalysts for diesel engines from 300–
500 HP, EPA believes the HAP emission
reductions associated with use of
oxidation catalysts, taking into account
the costs of such controls, are justified
under section 112(d). A fuller
discussion of EPA’s analysis of
regulatory alternatives above-the-floor is
presented in the memorandum entitled
‘‘Above-the-Floor Determination for
Stationary RICE.’’
EPA is proposing to address
emissions from existing non-emergency
CI engines greater than 500 HP located
at major sources by limiting the CO to
4 ppmvd at 15 percent O2 or by
reducing CO by 90 percent or more. The
proposed standards are based on what is
achieved by applying oxidation catalyst
controls. Oxidation catalyst controls
reduce HAP, CO, and PM from diesel
engines. The proposed emission
standard is in terms of CO, which has
been shown to be an appropriate
surrogate for HAP. Stationary diesel
engines also emit trace amounts of
metallic HAP. EPA believes that
formaldehyde and CO are reasonable
surrogates for total HAP, including these
very small trace emissions of metals.
Nonetheless, EPA is taking comment on
whether there are more appropriate
surrogates for metallic HAP from
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stationary diesel engines. EPA does not
have data regarding the use of other
surrogates for these emissions from
stationary diesel engines, so EPA is
soliciting data on any other such
surrogates.
For the same reasons provided above
for non-emergency diesel engines
between 300–500 HP, EPA is requiring
the use of ULSD for non-emergency
diesel engines above 500 HP.
f. Stationary Emergency SI
50≥HP≥500. As a result of our review of
the Emissions Database and industry
estimates, EPA determined the MACT
floor for SI emergency stationary RICE
greater than or equal to 50 HP and less
than or equal to 500 HP is 2 ppmvd of
formaldehyde at 15 percent O2.
As part of EPA’s beyond-the-floor
MACT analysis, EPA considered add-on
controls for this subcategory. However,
the same issues apply to emergency SI
engines as to emergency CI engines; in
particular, the cost-effectiveness of such
controls for HAP reduction on
emergency engines and questions about
the feasibility of such controls on
emergency engines. According to the
Population Database there are no SI
emergency stationary RICE greater than
or equal to 50 HP and less than or equal
to 500 HP using catalyst type controls.
Therefore, it is not appropriate to
require add-on controls on emergency SI
engines. EPA also found no other
techniques appropriate to go beyond the
MACT floor. MACT is therefore
equivalent to the MACT floor.
g. Stationary Non-Emergency 2SLB
50≥HP≤500. EPA selected the best
performing 12 percent of engines for
formaldehyde, identified the
corresponding CO tests, and averaged
the CO emissions from the
corresponding tests. As a result, the
MACT floor for non-emergency 2SLB
stationary RICE greater than or equal to
50 HP and less than or equal to 500 HP
is 85 ppmvd of CO at 15 percent O2.
As part of EPA’s beyond-the-floor
MACT analysis, EPA considered
applying oxidation catalyst controls to
this subcategory and estimated the cost
per ton of HAP removed. EPA believes
the costs to be reasonable for engines
250 HP and above equipped with
oxidation catalyst and can be justified in
light of the significant reductions of
HAP that would be achieved. For
example, the cost effectiveness of
reducing HAP from 2SLB engines in the
300 to 500 HP size range is about $2,900
per ton. Oxidation catalysts can reduce
HAP and CO from stationary sparkignition engines by approximately 90
percent. The Emissions Database did not
indicate any other proven and costeffective control technologies or other
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methods that can reduce HAP emissions
from 2SLB engines to levels lower than
those achieved by oxidation catalysts.
The proposed emission limit is in terms
of CO, which has been shown to be an
appropriate surrogate for HAP. EPA
believes the HAP emission reductions
associated with use of oxidation
catalysts, taking into account the costs
of such controls, are justified. Therefore,
MACT for engines 250 HP and above is
the level that is achievable by applying
oxidation catalyst and is 8 ppmvd of CO
at 15 percent O2 or 90 percent CO
efficiency. MACT for engines below 250
HP is equivalent to the MACT floor.
h. Non-Emergency 4SLB 50≥HP≤249.
According to the Population Database,
there are no non-emergency 4SLB
stationary RICE greater than or equal to
50 HP and less than or equal to 249 HP
using catalyst type controls.
EPA reviewed formaldehyde
emissions tests from 4SLB engines. EPA
selected the best performing 12 percent
of engines for formaldehyde and
identified the corresponding CO values
from the top 12 tests for formaldehyde.
The corresponding CO values were then
averaged. As a result, the MACT floor
for 4SLB stationary RICE greater than or
equal to 50 HP and less than or equal
to 249 HP is 95 ppmvd of CO at 15
percent O2.
As part of EPA’s beyond-the-floor
MACT analysis, EPA considered
applying oxidation catalyst controls to
this subcategory. However the cost per
ton of HAP removed was determined to
be too significant and to outweigh the
expected HAP reductions from these
stationary engines. Therefore, MACT is
equivalent to the MACT floor.
i. Non-Emergency 4SLB 250≥HP≤500.
For non-emergency 4SLB engines
between 250 and 500 HP, EPA found
that 5.7 percent of the population is
controlled with aftertreatment that
yields HAP reductions, particularly
oxidation catalysts.
As part of EPA’s beyond-the-floor
MACT analysis, EPA considered
applying oxidation catalyst and
estimated the cost per ton of HAP
removed. The use of oxidation catalysts
on these engines can achieve 90 percent
HAP reductions. EPA concluded that
the control costs associated with
installing oxidation catalysts are
reasonable for this type of stationary
engine, and thus can be justified
considering the significant reductions of
HAP that would be achieved by using
oxidation catalysts. Oxidation catalysts
can reduce HAP and CO from stationary
spark-ignition engines. The proposed
emission limit is in terms of CO, which
has been shown to be an appropriate
surrogate for HAP. EPA believes the
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HAP emission reductions associated
with use of oxidation catalysts, taking
into account the costs of such controls,
are justified. The Emissions Database
did not indicate any other proven and
cost-effective control technologies or
other methods that can reduce HAP
emissions from 4SLB engines to levels
lower than those achieved by oxidation
catalysts.
EPA determined that the appropriate
numerical MACT level could be
determined by analyzing uncontrolled
levels of HAP and reducing the levels by
the expected reductions from oxidation
catalysts. EPA analyzed formaldehyde
emissions from 4SLB tests for engines
without add-on controls. EPA took the
average of the best performing 12
percent of engines for formaldehyde and
identified the corresponding CO values
from the best performing 12 percent of
tests. The corresponding CO values
were then averaged. The result for 4SLB
stationary RICE greater than or equal to
250 HP and less than or equal to 500 HP
is 95 ppmvd of CO at 15 percent O2.
Given an expected 90 percent
reduction from the use of oxidation
catalysts, MACT is 9 ppmvd of CO at 15
percent O2 or 90 percent CO efficiency.
A fuller discussion of EPA’s analysis of
regulatory alternatives above-the-floor is
presented in the memorandum entitled
‘‘Above-the-Floor Determination for
Stationary RICE.’’
j. Non-Emergency 4SRB 50≥HP≤500.
For SI non-emergency stationary 4SRB
engines greater than or equal to 50 HP
and less than or equal to 500 HP, EPA
found that 5.6 percent of the population
are using catalyst type controls,
according to the Population Database.
The add-on control that typically
applies to this subcategory of engines is
NSCR.
As part of EPA’s beyond-the-floor
MACT analysis, EPA considered the
application of NSCR to such engines.
The Emissions Database provided no
other proven and cost effective emission
control methods currently available
which can reduce HAP emissions from
4SRB engines to levels lower than that
achieved through NSCR control.
The technology is proven, has been
applied to thousands of rich burn
engines, and is efficient at reducing
HAP emissions. EPA considered
applying NSCR and estimated the cost
per ton of HAP removed. EPA believes
the costs are reasonable and appropriate
and can be justified considering the
significant reductions of HAP that
would be achieved by using NSCR on
this subcategory of engines. For
example, the cost effectiveness of
reducing HAP from stationary 4SRB
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engines in the 300 to 500 HP size range
is about $5,000 per ton.
Other pollutants are also reduced
through the use of NSCR including
significant reductions in NOX and CO
emissions. Taking into consideration the
emission reductions achieved by
applying NSCR to 4SRB engines greater
than 50 HP, the cost per ton of
emissions reduced is favorable for this
type of stationary engines. A fuller
discussion of EPA’s analysis of
regulatory alternatives above-the-floor is
presented in the memorandum entitled
‘‘Above-the-Floor Determination for
Stationary RICE.’’
EPA determined that the appropriate
numerical MACT level could be
determined by analyzing uncontrolled
levels of HAP and reducing the levels by
the expected reductions from NSCR.
EPA analyzed formaldehyde emissions
from 4SRB engines without add-on
controls and averaged the emissions
from the best performing 12 percent of
engines. The result for 4SRB stationary
RICE greater than or equal to 50 HP and
less than or equal to 500 HP is 2 ppmvd
of formaldehyde at 15 percent O2.
Therefore, MACT is the level that is
achievable by applying NSCR and is 200
ppbvd of formaldehyde at 15 percent O2
or 90 percent formaldehyde efficiency.
2. Engines at Area Sources
Under section 112(k) of the CAA, EPA
developed a national strategy to address
air toxic pollution from area sources.
The strategy is part of EPA’s overall
national effort to reduce toxics, but
focuses on the particular needs of urban
areas. Section 112(k) requires EPA to list
area source categories and to ensure 90
percent of the emissions from area
sources are subject to standards
pursuant to section 112(d) of the CAA.
Under section 112(k), the CAA
specifically mandated that EPA develop
a strategy to address public health risks
posed by air toxics from area sources in
urban areas. Section 112(k) also
mandates that the strategy achieve a 75
percent reduction in cancer incidence
attributable to HAP emitted by
stationary sources. As mentioned,
stationary RICE are listed as a source
category under the Urban Air Toxics
Strategy developed under the authority
of sections 112(k) and 112(c)(3) of the
CAA. These area sources are subject to
standards under section 112(d).
Section 112(d)(5) of the CAA
indicates that EPA may elect to
promulgate standards or requirements to
area sources ‘‘which provide for the use
of generally available control
technologies or management practices
by such sources to reduce emissions of
hazardous air pollutants.’’ For
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determining emission limitations, GACT
standards can be more flexible
requirements than MACT standards. For
example, the CAA provisions for setting
GACT do not require setting control
baseline or ‘‘floor’’ that is equal to the
average emission levels achieved by the
best performing 12 percent of a type of
facility, for existing sources, or the
emission control achieved in practice by
the best controlled similar source, for
new sources. EPA is permitted to
consider costs and other factors during
the GACT analysis. Control technology
options available to stationary RICE
located at area sources are the same as
those discussed for engines located at
major sources.
The requirements being proposed in
this action are applicable to stationary
RICE located at area sources of HAP
emissions. EPA has chosen to propose
national requirements, which not only
focus on urban areas, but address
emissions from area sources in all areas
(urban and rural).
For stationary RICE, it would not be
practical or appropriate to limit the
applicability to urban areas and EPA has
determined that national standards are
appropriate. Stationary RICE are located
in both urban and rural areas. In fact,
there are some rural areas with high
concentrations of stationary RICE.
Stationary RICE are employed in various
industries used for both the private and
public sector for a wide range of
applications such as generator sets,
irrigation sets, air and gas compressors,
pumps, welders, and hydro power units.
Stationary RICE may be used by private
entities for agricultural purposes and be
located in a rural area, or it may be used
as a standby generator for an office
building located in an urban area. Other
stationary RICE may operate at large
sources for electric power generation,
transmission, or distribution purposes.
In previous rulemakings, EPA had
determined that stationary RICE are
located all over the U.S., and EPA
cannot say that these sources are more
prevalent in certain areas of the country.
Therefore, for the source category of
stationary RICE, EPA is proposing
national requirements without a
distinction between urban and nonurban areas. EPA requests comment on
this approach and its appropriateness
for today’s population of stationary
RICE.
For subcategories of larger engines,
particularly those above 500 HP and
those for which EPA has based MACT
on the use of add-on controls, the
control technologies that create the basis
for the emission standards for engines
located at major sources are readily
available and feasible for all engines.
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Further, for those cases where EPA is
basing the MACT emission standards on
add-on controls, the MACT standards is
in all cases beyond the MACT floor. In
these cases, EPA determined that costs
associated with implementing HAPreducing technologies are reasonable
and justified. Hence, there is no reason
why GACT should be any different than
MACT for larger engines located at area
sources. Consequently, EPA has
determined that for area sources that are
non-emergency 2SLB engines greater
than or equal to 250 HP, non-emergency
4SLB engines greater than or equal to
250 HP, non-emergency 4SRB greater
than or equal to 50 HP, emergency CI
engines greater than 500 HP, nonemergency CI engines greater than 300
HP, landfill and digester gas engines
greater than 500 HP, and emergency SI
engines greater than 500 HP, GACT is
based on the same emission controls as
are discussed above for major sources.
As discussed, GACT provides EPA
more flexibility in setting requirements
than MACT and can include available
control technologies or management
practices to reduce HAP emissions. EPA
has determined that for area sources that
are non-emergency 2SLB engines greater
than or equal to 50 HP and less than 250
HP, non-emergency 4SLB engines
greater than or equal to 50 HP and less
than 250 HP, emergency CI engines
greater than or equal to 50 HP and less
than or equal to 500 HP, non-emergency
CI engines greater than or equal to 50
HP and less than or equal to 300 HP,
engines less than 50 HP, landfill and
digester gas engines greater than or
equal to 50 HP and less than or equal
to 500 HP, and emergency SI engines
greater than or equal to 50 HP and less
than or equal to 500 HP, EPA proposes
that GACT is management practices.
Management practices include several
specific maintenance requirements that
will help ensure that the exhaust
emissions from these engines are
minimized. Some of the management
practices include changing oil and filter,
changing spark plugs and replacement
of air cleaners. EPA specifically requests
comments on these management
practices and asks commenters to
provide information on any additional
management practices that may be
appropriate for these engines. A
maintenance plan is required in order to
help keep records that the management
practices are being followed.
Although add-on controls are
technically feasible for some engines
located at area sources, control costs are
high and EPA believes that it is possible
to achieve reasonable controls using
management practices. For example,
capital costs associated with installing
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an oxidation catalyst on a 200 HP diesel
engine are about $2,100 with annual
costs of $700. Such costs are significant
particularly when one considers that the
cost per ton of this option is on the
order of $72,000 per ton of HAP
reduced. Considering the high cost per
ton of HAP reduced, it is difficult to
justify requiring add-on controls on
these engines.
Furthermore, EPA is attempting to
minimize the burden of the proposed
rule, specifically on small businesses
and individual owners and operators.
EPA does not believe that management
practices would be a substantial burden
on owners and operators such as private
owners and small entities.
3. Startup, Shutdown, and Malfunction
Limits
With respect to the exemption from
emission standards during periods of
Startup, Shutdown and Malfunction in
the General Provisions (see, e.g., 40 CFR
63.6(f)(1) (exemption from non-opacity
emission standards) and (h)(1)
(exemption from opacity and visible
emission standards)), we note that on
December 19, 2008, in a decision
addressing a challenge to the 2002, 2004
and 2006 amendments to those
provisions, the Court of Appeals for the
District of Columbia Circuit vacated the
SSM exemption. Sierra Club v. EPA
2008 U.S. App. LEXIS 25578 (D.C. Cir.
Dec. 19, 2008). We are still evaluating
the recent court decision, and the time
for appeal of that decision has not yet
run. However, in light of the court
decision, EPA is proposing not to apply
the SSM exemption for non-opacity
standards set forth in 40 CFR 63.6(f)(1)
to this NESHAP. The SSM exemption
for opacity and visible emissions
standards in 40 CFR 63.6(h)(1) is not
relevant here because the standards
proposed in this action do not constitute
opacity or visible emission standards.
EPA recognizes that there are different
modes of operation for any stationary
source, and those modes generally
include start-up, normal operations,
shut-down, and malfunctions. EPA does
not believe that emissions should be
different during periods of shutdown
compared to normal operations, but
EPA does believe that emissions will
likely be different during periods of
startup and malfunction, particularly for
engines relying on catalytic controls.
EPA is proposing two options in this
action for subcategories where the
proposed emission standard is based on
the use of catalytic controls. The first
option is to have the same standards
apply during both normal operation and
periods of startup and malfunctions.
While EPA is aware of the general
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properties of engine catalytic controls,
our Emissions Database has no specific
data showing that emissions during
periods of startup and malfunction are
different than during normal operation.
Furthermore, EPA does not have
substantial information regarding the
specific parameters (e.g. timing,
temperature) of such differences in
emissions.
Although we lack specific data on
emissions during start-up and
malfunction, EPA recognizes that
emissions are likely to differ during
these periods for engines relying on
catalytic controls. Accordingly, for
subcategories where the proposed
emission standard is based on the use of
catalytic controls, EPA is also coproposing emission limitations that
would apply to stationary RICE during
periods of startup and malfunction in
order to account for the different
emissions characteristics of stationary
internal combustion engines during
startup and malfunction periods,
compared to other periods of operation.
In particular, engines using catalytic
controls like OC and NSCR to reduce
emissions cannot rely on the operation
of such devices during periods of
startup, because the engine exhaust
temperatures need to increase up to a
certain level for such controls to work
effectively. In addition, add-on controls
cannot be presumed to work reliably
during periods of malfunction.
Malfunctions may include failure of
engine control systems that are essential
for the proper performance and
emissions of the engine. Engine
malfunctions may affect the exhaust gas
temperatures and composition of the
exhaust gases in ways that could
decrease the effectiveness or even
damage permanently the emission
control device.
During startup operation with an OC,
engine exhaust temperatures must reach
about 250 to 300 degrees C in order to
work effectively. In the case of NSCR,
exhaust gas temperatures must reach
between 425 to 650 degrees C in order
to work effectively. It can take about 15
to 30 minutes of operation—depending
on engine size—for exhaust
temperatures to reach those temperature
levels. Thus, for the subcategories of
stationary RICE discussed above where
the proposed emission standard is based
on the use of catalytic controls, EPA is
co-proposing that the standards during
periods of startup and malfunction will
be based on emissions expected from
the best controlled sources prior to the
full warm-up of the catalytic control.
The standard is based on the emissions
levels from the best controlled engines
that do not include catalytic controls,
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because prior to warm-up, the engine
conditions do not allow for effective
catalytic control.
Under either co-proposal, for the
subcategories of stationary RICE
discussed above where the proposed
emission limitations during normal
operation are not based on the use of
oxidation catalyst or NSCR, we are
proposing the same emission limitations
during startup and malfunction as
during periods of normal operation.
EPA requests comment on these
proposed approaches to addressing
emissions during start-up, shutdown
and malfunction and the proposed
standards that would apply during these
periods. See Tables 1, 2 and 3 of this
preamble, setting forth proposed
standards using the approach of
differentiating between periods of startup and malfunction and normal
operations. EPA requests comment on
other approaches to setting MACT
standards during periods of start-up,
shutdown or malfunction, and notes
that an approach that sets a single
MACT standard that applies at all times,
including SSM periods, may result in a
higher overall MACT standard, based on
the need to account for variation of
operations in setting MACT standards.
Sierra Club v. EPA, 439 F.3d 875 (D.C.
Cir. 2007) (holding that EPA may
legitimately account for variability
because ‘‘each [source] must meet the
[specified] standard every day and
under all operating conditions.’’
(quoting Mossville Environmental
Action Network v. EPA, 370 F.3d 1232
(D.C. Cir. 2004). EPA also asks for
comment on the level of specificity
needed to define the periods of startup
and malfunction to assure clarity
regarding when standards for those
periods apply, including whether it
should be based on the time necessary
for an engine to warm to temperatures
needed for effective catalytic control
and whether maximum time limits
should be included.
C. How did EPA determine the
compliance requirements?
EPA discussed the specific
compliance requirements that are being
proposed in section III of the preamble.
In general, EPA has attempted to reduce
the burden on affected owners and
operators. The following presents the
rationale for the proposed compliance
requirements.
Stationary non-emergency RICE
located at major sources that are less
than 100 HP, stationary RICE located at
area sources that are not subject to
numerical emission standards, and all
stationary emergency RICE are only
subject to compliance requirements in
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the form of management practices to
minimize emissions. EPA does not
believe that the proposed management
practices are a burdensome requirement,
and it is expected that most owners and
operators are already using such
practices. It is in the owner’s best
interest to operate and maintain the
engine and aftertreatment device (if one
is installed) properly. The proposed
requirements minimize the burden on
individual owners and operators and
small entities, while ensuring that the
engine and aftertreatment device is
operated and maintained correctly.
Further, EPA does not believe that it is
reasonable to subject small stationary
RICE and stationary emergency RICE to
performance testing. Subjecting the
engines to maintenance requirements
will assist in minimizing and
maintaining emissions below the
emission standards. The cost of
requiring performance testing on these
engines would be too significant when
compared to the cost of the unit itself
and to the benefits of such testing. In
addition, subjecting stationary RICE
located at area sources that are not
subject to numerical emission standards
to performance testing would serve little
purpose, given that the purpose of
testing is to determine whether the
engine is meeting numerical limits,
which is unnecessary where no such
limits apply.
For stationary non-emergency RICE
located at major sources that are greater
than or equal to 100 HP and stationary
RICE located at area sources that are
subject to numerical emission
standards, EPA determined that
performance testing is necessary to
confirm that the emission standards are
being met. Again, EPA has attempted to
reduce compliance requirements and is
proposing a level of performance testing
commensurate with ensuring that the
emission standards are being met.
Therefore, for non-emergency stationary
RICE located at major sources that are
greater than or equal to 100 HP and less
than or equal to 500 HP and stationary
RICE located at area sources that are
subject to numerical emission
standards, EPA chose to require an
initial performance test only. However,
if the engine is rebuilt or overhauled,
the engine must be re-tested to
demonstrate that it meets the emission
standards.
For existing non-emergency stationary
RICE greater than 500 HP, testing every
8,760 hours of operation of 3 years,
whichever comes first, is also required.
EPA believes such a requirement is
appropriate for these size engines, but
does not believe that further testing is
necessary for smaller engines, i.e., those
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9711
less than or equal to 500 HP.
Subsequent performance testing is
appropriate for engines greater than 500
HP due to their size and frequency of
operation. Plus, many States mandate
more stringent compliance requirements
for large engines. Finally, the RICE
NESHAP for engines greater than 500
HP located at major sources also
required further performance testing
following the initial compliance
demonstration.
Owners and operators of stationary
non-emergency 2SLB, 4SLB, 4SRB, and
CI RICE that are greater than 500 HP and
are located at an area source, and
stationary non-emergency CI RICE that
are greater than 500 HP and are located
at a major source must continuously
monitor pressure drop across the
catalyst and catalyst inlet temperature if
the engine is equipped with oxidation
catalyst or NSCR. These parameters
serve as surrogates of the catalyst
performance. The pressure drop across
the catalyst can indicate if the catalyst
is damaged or fouled, in which case,
catalyst performance would decrease. If
the pressure drop across the catalyst
deviates by more than two inches of
water from the pressure drop across the
catalyst measured during the initial
performance test, the catalyst might be
damaged or plugged. If the catalyst is
changed, the pressure drop across the
catalyst must be reestablished. The
catalyst inlet temperature is a
requirement for proper performance of
the catalyst. In general, the catalyst
performance will decrease as the
catalyst inlet temperature decreases. In
addition, if the catalyst inlet
temperature is too high, it might be an
indication of ignition misfiring,
poisoning, or fouling, which would
decrease catalyst performance. In
addition, the catalyst requires inlet
temperatures to be greater than or equal
to the specified temperature for the
reduction of HAP emissions.
EPA is proposing to remove the
proposed EPA Method 323 from 40 CFR
part 63, subpart ZZZZ, as an acceptable
method for determining compliance
with the formaldehyde emission
limitation. The method is currently
included as an optional test method for
measuring formaldehyde in addition to
EPA Method 320 and ASTM D6348–03
for stationary engines. EPA Method 323
was first proposed as part of the
NESHAP for Stationary Combustion
Turbines published January 14, 2003 (68
FR 1888) for measuring formaldehyde
emissions from natural gas-fired
sources. However, the method was not
included in the final rule due to
reliability concerns and EPA never
promulgated EPA Method 323 as a final
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standard in 40 CFR part 63, appendix A.
Due to unresolved technical issues
associated with the method affecting
engine test results, EPA has no plans to
finalize EPA Method 323. Therefore,
EPA finds it appropriate to propose to
remove the method from subpart ZZZZ.
D. How did EPA determine the reporting
and recordkeeping requirements?
EPA discussed the specific reporting
and recordkeeping requirements that are
being proposed in section III of the
preamble. In general, EPA has attempted
to reduce the reporting and
recordkeeping burden on affected
owners and operators. The following
presents the rationale for the proposed
reporting and recordkeeping
requirements.
Owners and operators of emergency
engines are required to keep records of
their hours of operation (emergency and
non-emergency). Owners and operators
must install a non-resettable hour meter
on their engines to record the necessary
information. The owner and operators
are required to record the time of
operation and the reason the engine was
in operation during that time. EPA
believes these requirements are
appropriate for emergency engines. The
requirement to maintain records
documenting why the engine was
operating will ensure that regulatory
agencies have the necessary information
to determine if the engine was in
compliance with the maintenance and
testing hour limitation of 100 hours per
year.
EPA does not believe the
recordkeeping requirements being
placed upon owners and operators of
stationary emergency engines are
onerous. Emergency engines are often
equipped with the equipment necessary
to record hours of operation and
operators may already be recording the
information. Even as a brand new
requirement, recording the time and
reason of operation should take minimal
time and effort. Further, recording the
hours and reason for operation is
necessary to assure that the engine is in
compliance. Finally, these requirements
are consistent with previously
promulgated requirements affecting the
same or similar engines, namely under
the CI and SI NSPS.
The reporting requirements being
proposed in this rule are consistent with
those required for engines subject to the
2004 rule, i.e., stationary RICE greater
than 500 HP located at major sources,
and are based on the General Provisions.
Owners and operators of existing
emergency stationary RICE, existing
stationary RICE that are less than 100
HP and existing stationary RICE that are
not subject to any numerical emission
standards, do not have to submit the
notifications listed in the NESHAP
General Provisions (40 CFR part 63,
subpart A). Owners and operators of all
other engines must submit an initial
notification, notification of performance
test, and a notification of compliance for
each stationary RICE which must
comply with the specified emission
limitations.
V. Summary of Environmental, Energy
and Economic Impacts
A. What are the air quality impacts?
The proposed rule is expected to
reduce total HAP emissions from
stationary RICE by 13,000 tons per year
(tpy) beginning in the year 2013 or the
first year the rule will become effective.
EPA estimates that approximately
290,000 stationary SI engines will be
subject to the rule and nearly 1 million
stationary CI engines will be subject to
the rule. These estimates include
stationary engines located at major and
area sources; however, not all stationary
engines are subject to numerical
emission standards. Further information
regarding the estimated reductions of
the proposed rule can be found in the
memorandum entitled ‘‘Impacts
Associated with NESHAP for Existing
Stationary RICE,’’ which is available in
the docket.
In addition to HAP emissions
reductions, the proposed rule will
reduce other pollutants such as CO,
NOX , and PM. The proposed rule is
expected to reduce emissions of CO by
more than 510,000 tpy in the year 2013.
Emissions of NOX are expected to be
reduced by 79,000 tpy in the year 2013.
Reductions of PM are estimated at close
to 2,600 tpy in the year 2013, and SOX
reductions are expected to be more than
4,000 tpy in the year 2013. Emissions of
volatile organic compounds (VOC) are
estimated to be reduced by 90,000 tpy
in the year 2013.
B. What are the cost impacts?
The total national capital cost for the
final rule for existing stationary RICE is
estimated to be $528 million, with a
total national annual cost of $345
million in year 2013 (the first year the
rule is implemented). Further
information regarding the estimated cost
impacts of this proposed rule can be
found in the memorandum entitled
‘‘Impacts Associated with NESHAP for
Existing Stationary RICE,’’ which is
available in the docket.
C. What are the benefits?
We estimate the monetized benefits of
this proposed NESHAP to be $930
million to $2.0 billion (2007$, 3%
discount rate) in the year of full
implementation (2013); higher or lower
estimates are plausible according to
alternate models identified by experts
describing the relationship between
PM2.5 and premature mortality.5 The
benefits at a 7% discount rate are $850
million to $1.8 billion (2007$). We base
the estimate of human health benefits
derived from the PM2.5 and PM2.5
precursor emission reductions on the
approach and methodology laid out in
the Technical Support Document that
accompanied the Regulatory Impact
Analysis (RIA) for the revision to the
National Ambient Air Quality Standard
for Ground-level Ozone (NAAQS),
March 2008. We generated estimates
that represent the total monetized
human health benefits (the sum of
premature mortality and morbidity) of
reducing PM2.5 and PM2.5 precursor
emissions. A summary of the range of
the monetized benefits estimates at
discount rates of 3% and 7% is in Table
4 of this preamble.
TABLE 4—SUMMARY OF THE RANGE OF MONETIZED BENEFITS ESTIMATES FOR THE PROPOSED RICE NESHAP
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Direct PM2.5 .....................................................................................................................
PM2.5 precursors .............................................................................................................
5 Roman et al., 2008. Expert Judgment Assessment
of the Mortality Impact of Changes in Ambient Fine
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Total monetized
benefits (millions
of 2007 dollars,
3% discount) 1
Emission
reductions
(tons)
Pollutant
2,561
184,536
$550 to $1,200 ......
$380 to $820 .........
Particulate Matter in the U.S. Environ. Sci.
Technol., 42, 7, 2268–2274.
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Total monetized
benefits (millions
of 2007 dollars,
7% discount) 1
$500 to $1,100.
$350 to $740.
Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 / Proposed Rules
9713
TABLE 4—SUMMARY OF THE RANGE OF MONETIZED BENEFITS ESTIMATES FOR THE PROPOSED RICE NESHAP—
Continued
Emission
reductions
(tons)
Pollutant
Grand total ...............................................................................................................
Total monetized
benefits (millions
of 2007 dollars,
3% discount) 1
....................
$930 to $2,000 ......
Total monetized
benefits (millions
of 2007 dollars,
7% discount) 1
$850 to $1,800.
1 All
estimates are for the analysis year (full implementation, 2013), and are rounded to two significant figures so numbers may not sum across
rows. We assume that 40% of emissions reductions are from major point sources and 60% are from area sources. PM2.5 precursors reflect emission reductions of NOX, SOX, and VOCs. All fine particles are assumed to have equivalent health effects, and the monetized benefits incorporate
the conversion from precursor emissions to ambient fine particles. Monetized benefits from HAP reductions are not included in these estimates.
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The specific estimates of benefits per
ton of pollutant reductions included in
this analysis are largely driven by the
concentration response function for
premature mortality. Experts have
advised EPA to consider a variety of
assumptions, including estimates based
both on empirical (epidemiological)
studies and judgments elicited from
scientific experts, to characterize the
uncertainty in the relationship between
PM2.5 concentrations and premature
mortality. For this proposed NESHAP
we cite two key empirical studies, one
based on the American Cancer Society
cohort study 6 and the extended Six
Cities cohort study.7 Alternate models
identified by experts describing the
relationship between PM2.5 and
premature mortality would yield higher
and lower estimates (Roman et al. 2008).
EPA is exploring updates to the
benefit-per-ton estimates, including two
technical updates, as well as addressing
the assumption regarding thresholds in
the health impact function. For more
information, please consult the RIA for
this proposed rule that is available in
the docket.
To generate the benefit-per-ton
estimates, we used a model to convert
emissions of direct PM2.5 and PM2.5
precursors into changes in PM2.5 air
quality and another model to estimate
the changes in human health based on
that change in air quality. Finally, the
monetized health benefits were divided
by the emission reductions to create the
benefit-per-ton estimates. Even though
all fine particles are assumed to have
equivalent health effects, the benefitper-ton estimates vary between
precursors because each ton of
precursor reduced has a different
propensity to form PM2.5. For example,
NOX has a lower benefit-per-ton
6 Pope et al., 2002. ‘‘Lung Cancer,
Cardiopulmonary Mortality, and Long-term
Exposure to Fine Particulate Air Pollution.’’ Journal
of the American Medical Association. 287:1132–
1141.
7 Laden et al., 2006. ‘‘Reduction in Fine
Particulate Air Pollution and Mortality.’’ American
Journal of Respiratory and Critical Care Medicine.
173: 667–672.
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estimate than direct PM2.5 because it
does not form as much PM2.5, thus the
exposure would be lower, and the
monetized health benefits would be
lower.
This analysis does not include the
type of detailed uncertainty assessment
found in the 2006 PM2.5 NAAQS RIA
because we lack the necessary air
quality input and monitoring data to run
the benefits model. However, the 2006
PM2.5 NAAQS benefits analysis
provides an indication of the sensitivity
of our results to the use of alternative
concentration response functions,
including those derived from the PM
expert elicitation study.
The annualized costs of this
rulemaking are estimated at $345
million (2007 dollars) in the year of full
implementation, and the benefits are
estimated at $930 million to $2.0 billion
(2007 dollars, 3% discount rate) for that
same year. Thus, net benefits of this
rulemaking are estimated at $590
million to $1.6 billion (2007 dollars, 3%
discount rate); higher or lower estimates
are plausible according to alternate
models identified by experts describing
the relationship between PM2.5 and
premature mortality. The net benefits at
a 7% discount rate are $500 million to
$1.5 billion (2007$). EPA believes that
the benefits are likely to exceed the
costs by a significant margin even when
taking into account the uncertainties in
the cost and benefit estimates. It should
be noted that the range of benefits
estimates provided above does not
include ozone-related benefits from the
reductions in VOC and NOX emissions
expected to occur as a result of this final
rule, nor does this range include
benefits from the portion of total PM
emissions reduction that is not PM2.5 or
other hazardous air pollutants. We do
not have sufficient information or
modeling available to provide such
estimates for this rulemaking. For more
information, please refer to the RIA for
this proposed rule that is available in
the docket.
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D. What are the non-air health,
environmental and energy impacts?
EPA does not anticipate any adverse
non-air health, environmental or energy
impacts as a result of this proposed rule.
VI. Solicitation of Public Comments and
Participation
EPA seeks full public participation in
arriving at its final decisions, and
strongly encourages comments on all
aspects of this proposed rule from all
interested parties. Whenever applicable,
full supporting data and detailed
analysis should be submitted to allow
EPA to make maximum use of the
comments. The Agency invites all
parties to coordinate their data
collection activities with EPA to
facilitate mutually beneficial and costeffective data submissions.
EPA is requesting specific comment
on the proposed emission standards for
existing non-emergency 4SLB engines
greater than or equal to 250 HP and
existing non-emergency 4SRB engines
greater than or equal to 50 HP.
Specifically, EPA is seeking comment
on the appropriateness of setting more
stringent emission standards for certain
existing rich burn engines than what is
currently required for other rich burn
engines already regulated. For example,
the proposed emission standards for
existing non-emergency 4SRB engines
greater than or equal to 50 HP is 200
ppbvd of formaldehyde or 90 percent
formaldehyde reduction, whereas the
current emission standards for existing
and new non-emergency 4SRB engines
greater than 500 HP at major sources is
350 ppbvd and 75 percent formaldehyde
reduction.
EPA is also requesting comment on
the proposed formaldehyde emission
standards that apply to rich burn
engines. EPA is particularly interested
in determining whether it would be
appropriate to include a VOC emission
standard in place of or as an alternative
to the formaldehyde emission standards.
If so, EPA is requesting information on
what an appropriate VOC emission
standard should be. Commenters are
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encouraged to submit stationary engine
test data containing VOC emissions preand post-catalyst as well as any engine
test data that includes both
formaldehyde and VOC emissions from
the same engine. In addition, we ask for
comments and data on whether there
are other more appropriate surrogates
than formaldehyde and CO for the
metallic HAP that are emitted by
stationary diesel engines.
EPA is proposing emission standards
for existing stationary non-emergency CI
engines that are greater than 300 HP that
are based on the use of oxidation
catalyst. EPA solicits comments on
whether 300 HP is the appropriate size
division for setting beyond-the-floor
MACT standards requiring the use of
add-on controls. Specifically, EPA is
seeking comment on whether it is
feasible or appropriate to extend the
more stringent standards to engines that
are less than 300 HP. EPA also requests
comments on the possibility of requiring
CDPFs for existing diesel engines, rather
than oxidation catalysts, and, if so,
which subcategory or subcategories of
stationary diesel engines would be most
appropriate for control using CDPFs.
The use of CDPFs would help achieve
the same level of HAP reduction as
oxidation catalysts, with a higher level
of control of diesel PM. EPA is also
interested in comments and information
on other regulatory and non-regulatory
approaches for addressing black carbon
emissions from existing stationary
diesel engines.
EPA also requests comments on other
proven technologies that may be able to
achieve significant HAP reductions. For
example, we request comment on the
possible requirement of using closed
crankcase ventilation systems on
engines affected by this proposed rule.
Closed crankcase ventilation systems
have been used in mobile engine
applications for many years.
In addition, EPA is requesting
comment on the fuel requirements. EPA
is proposing that existing stationary
non-emergency CI engines greater than
300 HP with a displacement of less than
30 liters per cylinder must meet the
ULSD fuel requirement of 40 CFR
80.510(b). These engines would be
required to be operated with fuel having
a sulfur content of less than or equal to
15 ppm. EPA is specifically interested
in whether it would be appropriate to
require all existing stationary CI engines
(except those with a displacement of
greater than or equal to 30 liters per
cylinder) to use 15 ppm sulfur fuel. EPA
is interested in determining if smaller
engines, i.e., those less than 300 HP, and
emergency engines should be subject to
fuel requirements also and is requesting
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comment on this issue. Furthermore,
EPA is also interested in receiving
comments and information about the
option of adding a requirement to the
regulations that would prohibit the
burning of crankcase oil or mixing
crankcase oil with fuel in engines
equipped with exhaust aftertreatment
technologies. EPA is interested in
information on whether such practice
has the potential for increasing HAP
emissions or damaging exhaust
aftertreatment technologies that would
be used to meet the proposed emission
limits.
Finally, EPA is requesting comment
on the management practices being
proposed for some subcategories of
engines located at area sources. EPA is
interested to receive information on any
additional management practices that
could be required.
VII. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under section 3(f)(1) of Executive
Order 12866 (58 FR 51735, October 4,
1993), this action is an ‘‘economically
significant regulatory action’’ because it
is likely to have an annual effect on the
economy of $100 million or more.
Accordingly, EPA submitted this action
to the Office of Management and Budget
(OMB) for review under Executive
Order 12866, and any changes made in
response to OMB recommendations
have been documented in the docket for
this action.
B. Paperwork Reduction Act
The information collection
requirements in this proposed rule have
been submitted for approval to OMB
under the Paperwork Reduction Act, 44
U.S.C. 3501 et seq. The Information
Collection Request (ICR) document
prepared by EPA has been assigned EPA
ICR number 1975.06.
The information requirements are
based on notification, recordkeeping,
and reporting requirements in the
NESHAP General Provisions (40 CFR
part 63, subpart A), which are
mandatory for all operators subject to
national emission standards. These
recordkeeping and reporting
requirements are specifically authorized
by section 114 of the CAA (42 U.S.C.
7414). All information submitted to EPA
pursuant to the recordkeeping and
reporting requirements for which a
claim of confidentiality is made is
safeguarded according to Agency
policies set forth in 40 CFR part 2,
subpart B.
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This proposed rule will not require
any notifications or reports beyond
those required by the General
Provisions. The recordkeeping
requirements require only the specific
information needed to determine
compliance.
The annual monitoring, reporting, and
recordkeeping burden for this collection
(averaged over the first 3 years after
sources must comply) is estimated to be
3,422,879 labor hours per year at a total
annual cost of $15,554,937. This
estimate includes notifications of
compliance and performance tests,
engine performance testing, semiannual
compliance reports, continuous
monitoring, and recordkeeping. The
total capital costs associated with the
requirements over the 3-year period of
the ICR is estimated to be $30,772,678
per year. There are no additional
operation and maintenance costs for the
requirements over the 3-year period of
the ICR.
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, or disclose
or provide information to or for a
Federal agency. This includes the time
needed to review instructions; develop,
acquire, install, and utilize technology
and systems for the purposes of
collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An Agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
To comment on the Agency’s need for
this information, the accuracy of the
provided burden estimates, and any
suggested methods for minimizing
respondent burden, including the use of
automated collection techniques, EPA
has established a public docket for this
rule, which includes this ICR, under
Docket ID number EPA–HQ–OAR–
2008–0708. Submit any comments
related to the ICR for this proposed rule
to EPA and OMB. See ADDRESSES
section at the beginning of this action
for where to submit comments to EPA.
Send comments to OMB at the Office of
Information and Regulatory Affairs,
Office of Management and Budget, 725
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17th Street, NW., Washington, DC
20503, Attention: Desk Officer for EPA.
Since OMB is required to make a
decision concerning the ICR between 30
and 60 days after March 5, 2009, a
comment to OMB is best assured of
having its full effect if OMB receives it
by April 6, 2009. The final rule will
respond to any OMB or public
comments on the information collection
requirements contained in this proposal.
C. Regulatory Flexibility Act
For purposes of assessing the impacts
of this proposed rule on small entities,
small entity is defined as: (1) A small as
defined by the Small Business
Administration’s (SBA) regulations at 13
CFR 121.201; (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field.
The companies owning facilities with
affected RICE can be grouped into small
and large categories using Small
Business Administration (SBA) general
size standard definitions. Size standards
are based on industry classification
codes (i.e., North American Industrial
Classification System, or NAICS) that
each company uses to identify the
industry or industries in which they
operate in. The SBA defines a small
business in terms of the maximum
employment, annual sales, or annual
energy-generating capacity (for
electricity generating units—EGUs) of
the owning entity. These thresholds
vary by industry and are evaluated
based on the primary industry
classification of the affected companies.
In cases where companies are classified
by multiple NAICS codes, the most
conservative SBA definition (i.e., the
NAICS code with the highest employee
or revenue size standard) was used.
As mentioned earlier in this
preamble, facilities across several
industries use affected RICE, so
therefore a number of size standards are
utilized in this analysis. For the 9
industries identified at the 6-digit
NAICS code represented in this
analysis, the employment size standard
varies from 500 to 1,000 employees. The
annual sales standard is as low as 0.75
million dollars and as high as 34 million
dollars. In addition, for the electric
power generation industry, the small
business size standard is an ultimate
parent entity defined as having a total
electric output of 4 million megawatthours (MW-hr) in the previous fiscal
year. The specific SBA size standard is
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identified for each affected industry
within the industry profile to support
this economic analysis.
After considering the economic
impacts of this final rule on small
entities, we have concluded that this
action will not have a significant
economic impact on a substantial
number of small entities (or SISNOSE).
This certification is based on the
economic impact of this proposed
action to all affected small entities
across all industries affected. We
estimate that all small entities will have
annualized costs of less than 1 percent
of their sales in all industries except
NAICS 2211 (electric power generation,
transmission, and distribution). In this
case, however, the number of small
entities having annualized costs of
greater than 1 percent of their sales is
less than 10 percent. Hence, we
conclude that there is no SISNOSE for
this proposal.
Although the proposed rule will not
have a significant economic impact on
a substantial number of small entities,
we nonetheless tried to reduce the
impact of the proposed rule on small
entities. We held meetings with
industry trade associations and
company representatives to discuss the
proposed rule and included provisions
to limit monitoring and recordkeeping
requirements to the extent possible. We
continue to be interested in the
potential impacts of the proposed action
on small entities and welcome
comments on issues related to such
impacts.
D. Unfunded Mandates Reform Act of
1995
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), 2 U.S.C.
1531–1538, requires Federal agencies,
unless otherwise prohibited by law, to
assess the effects of their regulatory
actions on State, local, and tribal
governments and the private sector.
This rule contains a Federal mandate
that may result in expenditures of $100
million or more for State, local, and
tribal governments, in the aggregate, or
the private sector in any one year.
Accordingly, EPA has prepared under
section 202 of the UMRA a written
statement which is summarized below.
As discussed previously in this
preamble, the statutory authority for the
proposed rule is section 112 of the CAA.
Section 112(b) lists the 189 chemicals,
compounds, or groups of chemicals
deemed by Congress to be HAP. These
toxic air pollutants are to be regulated
by NESHAP. Section 112(d) of the CAA
directs us to develop NESHAP based on
MACT, which require existing and new
major sources to control emissions of
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HAP. EPA is required to address HAP
emissions from stationary RICE located
at area sources under section 112(k) of
the CAA, based on criteria set forth by
EPA in the Urban Air Toxics Strategy
previously discussed in this preamble.
These NESHAP apply to existing
stationary RICE less than or equal to 500
HP located at major sources of HAP
emissions, existing non-emergency
stationary CI RICE greater than 300 HP,
and existing stationary RICE located at
area sources of HAP emissions.
In compliance with section 205(a), we
identified and considered a reasonable
number of regulatory alternatives. The
regulatory alternative upon which the
rule is based is the least costly, most
cost-effective alternative to achieve the
statutory requirements of Clean Air Act
section 112.
1. Social Costs and Benefits
The RIA prepared for the proposed
rule, including the Agency’s assessment
of costs and benefits, is detailed in the
‘‘Regulatory Impact Analysis for the
Proposed RICE NESHAP’’ in the docket.
Based on estimated compliance costs on
all sources associated with the proposed
rule and the predicted change in prices
and production in the affected
industries, the estimated social costs of
the proposed rule are $345 million
(2007 dollars). It is estimated that by
2013, HAP will be reduced by 13,000
tpy due to reductions in formaldehyde,
acetaldehyde, acrolein, methanol and
other HAP from existing stationary
RICE. Formaldehyde and acetaldehyde
have been classified as ‘‘probable
human carcinogens.’’ Acrolein,
methanol and the other HAP are not
considered carcinogenic, but produce
several other toxic effects. The proposed
rule will also achieve reductions in
511,000 tons of CO, approximately
79,000 tons of NOX per year, about
90,000 tons of VOC per year, and
approximately 2,600 tons of PM per
year, in the year 2013. Exposure to CO
can affect the cardiovascular system and
the central nervous system. Emissions of
NOX can transform into PM, which can
result in fatalities and many respiratory
problems (such as asthma or bronchitis);
and NOX can also transform into ozone
causing several respiratory problems to
affected populations.
The total monetized benefits of the
proposed rule range from $0.9 to $2.0
billion. (2007 dollars).
2. Future and Disproportionate Costs
The UMRA requires that we estimate,
where accurate estimation is reasonably
feasible, future compliance costs
imposed by the rule and any
disproportionate budgetary effects. Our
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estimates of the future compliance costs
of the proposed rule are discussed
previously in this preamble. We do not
believe that there will be any
disproportionate budgetary effects of the
proposed rule on any particular areas of
the country, State or local governments,
types of communities (e.g., urban, rural),
or particular industry segments.
3. Effects on the National Economy
The UMRA requires that we estimate
the effect of the proposed rule on the
national economy. To the extent
feasible, we must estimate the effect on
productivity, economic growth, full
employment, creation of productive
jobs, and international competitiveness
of the U.S. goods and services if we
determine that accurate estimates are
reasonably feasible and that such effect
is relevant and material. The nationwide
economic impact of the proposed rule is
presented in the ‘‘Regulatory Impact
Analysis for RICE NESHAP’’ in the
docket. This analysis provides estimates
of the effect of the proposed rule on
most of the categories mentioned above.
The results of the economic impact
analysis were summarized previously in
this preamble. In addition, we have
determined that the proposed rule
contains no regulatory requirements that
might significantly or uniquely affect
small governments. Therefore, this rule
is not subject to the requirements of
section 203 of the UMRA.
E. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999) requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ are defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
This proposed rule does not have
federalism implications. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. This proposed
rule primarily affects private industry,
and does not impose significant
economic costs on State or local
governments. Thus, Executive Order
13132 does not apply to this proposed
rule.
In the spirit of Executive Order 13132,
and consistent with EPA policy to
promote communications between EPA
and State and local governments, EPA
specifically solicits comment on this
proposed rule from State and local
officials.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This proposed rule does not have
tribal implications as specified in
Executive Order 13175 (65 FR 67249,
November 9, 2000). It will not have
substantial direct effects on tribal
governments, on the relationship
between the Federal government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal government and Indian tribes,
as specified in Executive Order 13175.
Thus, Executive Order 13175 does not
apply to this proposed rule.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
EPA interprets Executive Order 13045
(62 FR 19885, April 23, 1997) as
applying only to those regulatory
actions that concern health or safety
risks, such that the analysis required
under section 5–501 of the Executive
Order has the potential to influence the
regulation. This proposed rule is not
subject to Executive Order 13045
because it is based on technology
performance and not on health or safety
risks.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355 (May 22,
2001)), because it is not likely to have
a significant adverse effect on the
supply, distribution, or use of energy.
EPA has prepared an analysis of energy
impacts that explains this conclusion as
follows below.
With respect to energy supply and
prices, EPA’s analysis suggests that at
the industry level, the annualized costs
represent a very small fraction of
revenue (less than 0.7 percent). As a
result, EPA can conclude supply and
price impacts on affected energy
producers and consumers should be
small.
To enhance understanding regarding
the regulation’s influence on energy
consumption, EPA examined publicly
available data describing energy
consumption for the electric power
sector. The electric power sector is
expected to incur more than 40 percent
of the $345 million in compliance costs
associated with the proposed rule, and
the industry is expected to incur the
greatest share of the costs relative to
other affected industries. The Annual
Energy Outlook 2009 (EIA, 2008)
provides energy consumption data.
Since this rule only affects diesel and
natural gas-fired RICE, EPA’s analysis
focuses on impacts of consumption of
these fuels. As shown in Table 6 of this
preamble, the electric power sector
accounts for less than 0.5 percent of the
U.S. total liquid fuels (which includes
diesel fuel) and less than 6.5 percent of
U.S. natural gas consumption. As a
result, any energy consumption changes
attributable to the proposed rule should
not significantly influence the supply,
distribution, or use of energy
nationwide.
TABLE 6—U.S. ELECTRIC POWER a SECTOR ENERGY CONSUMPTION (QUADRILLION BTUS): 2013
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Quantity
Distillate fuel oil ................................................................................................................................................
Residual fuel oil ...............................................................................................................................................
Liquid fuels subtotal .........................................................................................................................................
Natural gas ......................................................................................................................................................
Steam coal .......................................................................................................................................................
Nuclear power ..................................................................................................................................................
Renewable energy b .........................................................................................................................................
Electricity Imports ............................................................................................................................................
Total Electric Power Energy Consumption c ....................................................................................................
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0.12
0.38
0.50
6.27
21.55
8.53
4.80
0.08
41.86
05MRP2
Share of total
energy use
(percent)
0.1
0.4
0.5
6.1
21.0
8.3
4.7
0.1
40.8
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TABLE 6—U.S. ELECTRIC POWER a SECTOR ENERGY CONSUMPTION (QUADRILLION BTUS): 2013
Quantity
Delivered Energy Use ......................................................................................................................................
Total Energy Use ......................................................................................................................................
74.05
102.58
Share of total
energy use
(percent)
72.2
100.0
a Includes consumption of energy by electricity-only and combined heat and power plants whose primary business is to sell electricity, or electricity and heat, to the public. Includes small power producers and exempt wholesale generators.
b Includes conventional hydroelectric, geothermal, wood and wood waste, biogenic municipal solid waste, other biomass, petroleum coke, wind,
photovoltaic and solar thermal sources. Excludes net electricity imports.
c Includes non-biogenic municipal waste not included above.
Source: U.S. Energy Information Administration. 2008a. Supplemental Tables to the Annual Energy Outlook 2009. Table 10. Available at:
https://www.eia.doe.gov/oiaf/aeo/supplement/supref.html.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law No.
104–113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. NTTAA directs EPA to provide
Congress, through OMB, explanations
when the Agency decides not to use
available and applicable voluntary
consensus standards.
This proposed rulemaking does not
involve technical standards. Therefore,
EPA is not considering the use of any
voluntary consensus standards.
Under § 63.7(f) and § 63.8(f) of subpart
A of the General Provisions, a source
may apply to EPA for permission to use
alternative test methods or alternative
monitoring requirements in place of any
required or referenced testing methods,
performance specifications, or
procedures.
EPA has determined that this
proposed rule will not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
because it increases the level of
environmental protection for all affected
populations without having any
disproportionately high and adverse
human health or environmental effects
on any population, including any
minority or low-income population.
This proposed rule is expected to
reduce HAP emissions from stationary
RICE and thus decrease the amount of
such emissions to which all affected
populations are exposed.
List of Subjects in 40 CFR Part 63
Administrative practice and
procedure, Air pollution control,
Hazardous substances, Incorporation by
reference, Intergovernmental relations,
Reporting and recordkeeping
requirements.
Dated: February 25, 2009.
Lisa P. Jackson,
Administrator.
For the reasons stated in the
preamble, title 40, chapter I, part 63 of
the Code of Federal Regulations is
proposed to be amended as follows:
PART 63—[AMENDED]
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J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
1. The authority citation for part 63
continues to read as follows:
Executive Order 12898 (59 FR 7629
(Feb. 16, 1994)) establishes Federal
executive policy on environmental
justice. Its main provision directs
Federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
Subpart A—[Amended]
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Authority: 42 U.S.C. 7401, et seq.
2. Section 63.6590 is amended by
revising paragraphs (b)(1) introductory
text and (b)(3) to read as follows:
§ 63.6590 What parts of my plant does this
subpart cover?
*
*
*
*
*
(b) * * *
(1) An affected source which meets
either of the criteria in paragraphs
(b)(1)(i) through (ii) of this section does
not have to meet the requirements of
this subpart and of subpart A of this part
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except for the initial notification
requirements of § 63.6645(f).
*
*
*
*
*
(3) A stationary RICE which is an
existing spark ignition 2 stroke lean
burn (2SLB) stationary RICE with a site
rating of more than 500 brake HP
located at a major source of HAP
emissions, an existing spark ignition 4
stroke lean burn (4SLB) stationary RICE
with a site rating of more than 500 brake
HP located at a major source of HAP
emissions, an existing emergency
stationary RICE with a site rating of
more than 500 brake HP located at a
major source of HAP emissions, an
existing limited use stationary RICE
with a site rating of more than 500 brake
HP located at a major source of HAP
emissions, or an existing stationary
RICE with a site rating of more than 500
brake HP located at a major source of
HAP emissions that combusts landfill
gas or digester gas equivalent to 10
percent or more of the gross heat input
on an annual basis, does not have to
meet the requirements of this subpart
and of subpart A of this part. No initial
notification is necessary.
*
*
*
*
*
3. Section 63.6595 is amended by
revising paragraph (a)(1) to read as
follows:
§ 63.6595 When do I have to comply with
this subpart?
(a) * * *
(1) If you have an existing stationary
RICE, excluding existing non-emergency
CI stationary RICE, with a site rating of
more than 500 brake HP located at a
major source of HAP emissions, you
must comply with the applicable
emission limitations and operating
limitations no later than June 15, 2007.
If you have an existing non-emergency
CI stationary RICE with a site rating of
more than 500 brake HP located at a
major source of HAP emissions, an
existing stationary RICE with a site
rating of less than or equal to 500 brake
HP located at a major source of HAP
emissions, or an existing stationary
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§ 63.6603 What emission limitations and
operating limitations must I meet if I own or
operate an existing stationary RICE located
at an area source of HAP emissions?
RICE located at an area source of HAP
emissions, you must comply with the
applicable emission limitations and
operating limitations no later than
[DATE 3 YEARS FROM THE
EFFECTIVE DATE OF THE RULE].
*
*
*
*
*
4. Section 63.6600 is amended by
revising paragraph (c) and adding
paragraph (d) to read as follows:
§ 63.6600 What emission limitations and
operating limitations must I meet if I own or
operate a stationary RICE with a site rating
of more than 500 brake HP located at a
major source of HAP emissions?
*
*
*
*
*
(c) If you own or operate any of the
following stationary RICE with a site
rating of more than 500 brake HP
located at a major source of HAP
emissions, you do not need to comply
with the emission limitations in Tables
1a and 2a to this subpart or operating
limitations in Tables 1b and 2b to this
subpart: an existing 2SLB stationary
RICE or an existing 4SLB stationary
RICE; a stationary RICE that combusts
landfill gas or digester gas equivalent to
10 percent or more of the gross heat
input on an annual basis; an emergency
stationary RICE; or a limited use
stationary RICE.
(d) If you own or operate an existing
stationary CI RICE with a site rating of
more than 500 brake HP located at a
major source of HAP emissions, you
must comply with the emission
limitations in Table 2c to this subpart
and the operating limitations in Table
2b to this subpart which apply to you.
5. The heading of section 63.6601 is
revised to read as follows:
If you own or operate an existing
stationary RICE located at an area source
of HAP emissions, you must comply
with the requirements in Table 2d to
this subpart and the operating
limitations in Tables 1b and 2b to this
subpart which apply to you.
8. Section 63.6604 is added to read as
follows:
§ 63.6604 What fuel requirements must I
meet if I own or operate an existing
stationary CI RICE?
If you own or operate an existing nonemergency CI stationary RICE with a site
rating of more than 300 brake HP with
a displacement of less than 30 liters per
cylinder that uses diesel fuel, you must
use diesel fuel that meets the
requirements in 40 CFR 80.510(b) for
nonroad diesel fuel. Existing nonemergency CI stationary RICE used in
Guam, American Samoa, or the
Commonwealth of the Northern Mariana
Islands are exempt from the
requirements of this section.
9. Section 63.6605 is amended by
revising paragraph (a) to read as follows:
§ 63.6605 What are my general
requirements for complying with this
subpart?
(a) You must be in compliance with
the emission limitations and operating
limitations in this subpart that apply to
you at all times.
*
*
*
*
*
10. The heading of § 63.6611 is
revised to read as follows:
§ 63.6611 By what date must I conduct the
initial performance tests or other initial
compliance demonstrations if I own or
operate a new or reconstructed 4SLB SI
stationary RICE with a site rating of greater
than or equal to 250 and less than or equal
to 500 brake HP located at a major source
of HAP emissions?
*
*
*
*
*
6. Section 63.6602 is added to read as
follows:
*
§ 63.6602 What emission limitations must I
meet if I own or operate an existing
stationary RICE with a site rating of equal
to or less than 500 brake HP located at a
major source of HAP emissions?
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§ 63.6601 What emission limitations must I
meet if I own or operate a new or
reconstructed 4SLB stationary RICE with a
site rating of greater than or equal to 250
brake HP and less than 500 brake HP
located at a major source of HAP
emissions?
§ 63.6612 By what date must I conduct the
initial performance tests or other initial
compliance demonstrations if I own or
operate an existing stationary RICE with a
site rating of less than or equal to 500 brake
HP located at a major source of HAP
emissions or an existing stationary RICE
located at an area source of HAP
emissions?
If you own or operate an existing
stationary RICE with a site rating of
equal to or less than 500 brake HP
located at a major source of HAP
emissions, you must comply with the
emission limitations in Table 2c to this
subpart which apply to you.
7. Section 63.6603 is added to read as
follows:
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*
*
*
*
11. Section 63.6612 is added to read
as follows:
If you own or operate an existing
stationary RICE with a site rating of less
than or equal to 500 brake HP located
at a major source of HAP emissions or
an existing stationary RICE located at an
area source of HAP emissions you are
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subject to the requirements of this
section.
(a) You must conduct the initial
performance test or other initial
compliance demonstration according to
Tables 4 and 5 to this subpart that apply
to you within 180 days after the
compliance date that is specified for
your stationary RICE in § 63.6595 and
according to the provisions in
§ 63.7(a)(2).
(b) An owner or operator is not
required to conduct an initial
performance test on a unit for which a
performance test has been previously
conducted, but the test must meet all of
the conditions described in paragraphs
(b)(1) through (5) of this section.
(1) The test must have been
conducted using the same methods
specified in this subpart, and these
methods must have been followed
correctly.
(2) The test must not be older than 2
years.
(3) The test must be reviewed and
accepted by the Administrator.
(4) Either no process or equipment
changes must have been made since the
test was performed, or the owner or
operator must be able to demonstrate
that the results of the performance test,
with or without adjustments, reliably
demonstrate compliance despite process
or equipment changes.
(5) The test must be conducted at any
load condition within plus or minus 10
percent of 100 percent load.
§ 63.6620—[Amended]
12. Section 63.6620 is amended by
removing and reserving paragraph (c).
*
*
*
*
*
13. Section 63.6625 is amended by
adding paragraphs (e), (f) and (g) to read
as follows:
§ 63.6625 What are my monitoring,
installation, operation, and maintenance
requirements?
*
*
*
*
*
(e) If you own or operate an existing
stationary RICE with a site rating of less
than 100 brake HP located at a major
source of HAP emissions, an existing
stationary emergency RICE, or an
existing stationary RICE located at an
area source of HAP emissions not
subject to any numerical emission
standards shown in Table 2d to this
subpart, you must operate and maintain
the stationary RICE and aftertreatment
control device (if any) according to the
manufacturer’s emission-related written
instructions or develop your own
maintenance plan which must provide
to the extent practicable for the
maintenance and operation of the
engine in a manner consistent with good
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air pollution control practice for
minimizing emissions.
(f) If you own or operate an existing
emergency stationary RICE with a site
rating of less than or equal to 500 brake
HP located at a major source of HAP
emissions or an existing emergency
stationary RICE located at an area source
of HAP emissions, you must install a
non-resettable hour meter if one is not
already installed.
(g) If you own or operate an existing
stationary 4SRB RICE with a site rating
of less than or equal to 500 brake HP
located at a major source of HAP
emissions or an existing stationary 4SRB
RICE located at an area source of HAP
emissions, air-to-fuel ratio controllers
(AFRC) are required to be used with the
operation of three-way catalysts/nonselective catalytic reduction. The AFRC
must be maintained and operated
appropriately in order to ensure proper
operation of the engine and control
device to minimize emissions at all
times.
14. Section 63.6640 is amended as
follows:
a. By revising paragraph (a);
b. By revising paragraph (b);
c. By revising paragraph (e); and
d. By adding paragraph (f).
rmajette on PRODPC74 with PROPOSALS2
§ 63.6640 How do I demonstrate
continuous compliance with the emission
limitations and operating limitations?
(a) You must demonstrate continuous
compliance with each emission
limitation and operating limitation in
Tables 1a and 1b, Tables 2a and 2b,
Table 2c, and Table 2d to this subpart
that apply to you according to methods
specified in Table 6 to this subpart.
(b) You must report each instance in
which you did not meet each emission
limitation or operating limitation in
Tables 1a and 1b, Tables 2a and 2b,
Table 2c, and Table 2d to this subpart
that apply to you. These instances are
deviations from the emission and
operating limitations in this subpart.
These deviations must be reported
according to the requirements in
§ 63.6650. If you change your catalyst,
you must reestablish the values of the
operating parameters measured during
the initial performance test. When you
reestablish the values of your operating
parameters, you must also conduct a
performance test to demonstrate that
you are meeting the required emission
limitation applicable to your stationary
RICE.
*
*
*
*
*
(e) You must also report each instance
in which you did not meet the
requirements in Table 8 to this subpart
that apply to you. If you own or operate
a new or reconstructed stationary RICE
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with a site rating of less than or equal
to 500 brake HP located at a major
source of HAP emissions (except new or
reconstructed 4SLB engines greater than
or equal to 250 and less than or equal
to 500 brake HP), a new or reconstructed
stationary RICE located at an area source
of HAP emissions, or any of the
following RICE with a site rating of
more than 500 brake HP located at a
major source of HAP emissions, you do
not need to comply with the
requirements in Table 8 to this subpart:
An existing 2SLB stationary RICE, an
existing 4SLB stationary RICE, an
existing emergency stationary RICE, an
existing limited use emergency
stationary RICE, or an existing
stationary RICE which fires landfill gas
or digester gas equivalent to 10 percent
or more of the gross heat input on an
annual basis. If you own or operate any
of the following RICE with a site rating
of more than 500 brake HP located at a
major source of HAP emissions, you do
not need to comply with the
requirements in Table 8 to this subpart,
except for the initial notification
requirements: a new or reconstructed
stationary RICE that combusts landfill
gas or digester gas equivalent to 10
percent or more of the gross heat input
on an annual basis, a new or
reconstructed emergency stationary
RICE, or a new or reconstructed limited
use stationary RICE.
(f) If you own or operate an existing
emergency stationary RICE with a site
rating of less than or equal to 500 brake
HP located at a major source of HAP
emissions or an existing emergency
stationary RICE located at an area source
of HAP emissions, you may operate
your emergency stationary RICE for the
purpose of maintenance checks and
readiness testing, provided that the tests
are recommended by Federal, State or
local government, the manufacturer, the
vendor, or the insurance company
associated with the engine. Maintenance
checks and readiness testing of such
units is limited to 100 hours per year.
There is no time limit on the use of
emergency stationary ICE in emergency
situations. The owner or operator may
petition the Administrator for approval
of additional hours to be used for
maintenance checks and readiness
testing, but a petition is not required if
the owner or operator maintains records
indicating that Federal, State, or local
standards require maintenance and
testing of emergency RICE beyond 100
hours per year. Emergency stationary
RICE may operate up to 50 hours per
year in non-emergency situations, but
those 50 hours are counted towards the
100 hours per year provided for
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9719
maintenance and testing. The 50 hours
per year for non-emergency situations
cannot be used for peak shaving or to
generate income for a facility to supply
power to an electric grid or otherwise
supply power as part of a financial
arrangement with another entity. For
owners and operators of emergency
engines, any operation other than
emergency operation, maintenance and
testing, and operation in non-emergency
situations for 50 hours per year, as
permitted in this section, is prohibited.
15. Section 63.6645 is amended by
revising paragraph (a) to read as follows:
§ 63.6645 What notifications must I submit
and when?
(a) If you own or operate an existing
stationary RICE with a site rating of less
than or equal to 500 brake HP located
at a major source of HAP emissions, an
existing stationary RICE located at an
area source of HAP emissions, a
stationary RICE with a site rating of
more than 500 brake HP located at a
major source of HAP emissions, or a
new or reconstructed 4SLB stationary
RICE with a site rating of greater than or
equal to 250 HP located at a major
source of HAP emissions, except
existing stationary RICE less than 100
HP, existing stationary emergency RICE,
and existing stationary RICE not subject
to any numerical emission standards,
you must submit all of the notifications
in §§ 63.7(b) and (c), 63.8(e), (f)(4) and
(f)(6), 63.9(b) through (e), and (g) and (h)
that apply to you by the dates specified.
*
*
*
*
*
16. Section 63.6655 is amended by
adding paragraphs (e) and (f) to read as
follows:
§ 63.6655
What records must I keep?
*
*
*
*
*
(e) If you own or operate an existing
stationary RICE with a site rating of less
than 100 brake HP located at a major
source of HAP emissions, an existing
stationary emergency RICE, or an
existing stationary RICE located at an
area source of HAP emissions subject to
management practices as shown in
Table 2d to this subpart, you must keep
records of the maintenance conducted
on the stationary RICE in order to
demonstrate that you operate and
maintain the stationary RICE and
aftertreatment control device (if any)
according to your own maintenance
plan.
(f) If you own or operate an existing
emergency stationary RICE with a site
rating of less than or equal to 500 brake
HP located at a major source of HAP
emissions that does not meet the
standards applicable to non-emergency
engines or an existing emergency
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§ 63.6665 What parts of the General
Provisions apply to me?
Table 8 to this subpart shows which
parts of the General Provisions in
§§ 63.1 through 63.15 apply to you. If
you own or operate a new or
reconstructed stationary RICE with a
site rating of less than or equal to 500
For each * * *
1. 4SRB stationary RICE ....................................
19. Table 1b to Subpart ZZZZ of Part
63 is revised to read as follows:
brake HP located at a major source of
HAP emissions (except new or
reconstructed 4SLB engines greater than
or equal to 250 and less than or equal
to 500 brake HP), a new or reconstructed
stationary RICE located at an area source
of HAP emissions, or any of the
following RICE with a site rating of
more than 500 brake HP located at a
major source of HAP emissions, you do
not need to comply with any of the
requirements of the General Provisions:
An existing 2SLB RICE, an existing
4SLB stationary RICE, an existing
stationary RICE that combusts landfill
gas or digester gas equivalent to 10
percent or more of the gross heat input
on an annual basis, an existing
emergency stationary RICE, or an
existing limited use stationary RICE. If
you own or operate any of the following
RICE with a site rating of more than 500
brake HP located at a major source of
HAP emissions, you do not need to
comply with the requirements in the
General Provisions except for the initial
notification requirements: A new
stationary RICE that combusts landfill
gas or digester gas equivalent to 10
percent or more of the gross heat input
on an annual basis, a new emergency
stationary RICE, or a new limited use
stationary RICE.
18. Table 1a to Subpart ZZZZ of Part
63 is revised to read as follows:
You must meet the following emission limitation at all times, except during periods of
startup, or malfunction * * *
stationary RICE located at an area source
of HAP emissions that does not meet the
standards applicable to non-emergency
engines, you must keep records of the
hours of operation of the engine that is
recorded through the non-resettable
hour meter. The owner or operator must
document how many hours are spent for
emergency operation, including what
classified the operation as emergency
and how many hours are spent for nonemergency operation.
17. Section 63.6665 is revised to read
as follows:
You must meet the following emission limitation during periods of startup, or malfunction
* * *
a. reduce formaldehyde emissions by 76 percent or more. If you commenced construction or reconstruction between December
19, 2002 and June 15, 2004, you may reduce formaldehyde emissions by 75 percent or more until June 15, 2007 or
b. limit the concentration of formaldehyde in
the stationary RICE exhaust to 350 ppbvd
or less at 15 percent O2.
limit the concentration of formaldehyde in the
stationary RICE exhaust to 2 ppmvd or less
at 15 percent O2.
Table 1b to Subpart ZZZZ of Part 63—
Operating Limitations for Existing,
New, and Reconstructed Spark
Ignition, 4SRB Stationary RICE >500
HP Located at a Major Source of HAP
Emissions and Existing 4SRB
Stationary RICE >500 HP Located at an
Area Source of HAP Emissions
Table 1a to Subpart ZZZZ of Part 63—
Emission Limitations for Existing, New,
and Reconstructed Spark Ignition,
4SRB Stationary RICE
As stated in §§ 63.6600 and 63.6640,
you must comply with the following
emission limitations for existing, new
and reconstructed 4SRB stationary RICE
at 100 percent load plus or minus 10
percent:
with the following operating emission
limitations for existing, new and
reconstructed 4SRB stationary RICE
>500 HP located at a major source of
HAP emissions and existing 4SRB
stationary RICE >500 HP located at an
area source of HAP emissions:
As stated in §§ 63.6600, 63.6603,
63.6630 and 63.6640, you must comply
You must meet the following operating limitation * * *
1. 4SRB stationary RICE complying with the requirement to reduce
formaldehyde emissions by 76 percent or more (or by 75 percent or
more, if applicable) and using NSCR; or
rmajette on PRODPC74 with PROPOSALS2
For each * * *
a. maintain your catalyst so that the pressure drop across the catalyst
does not change by more than 2 inches of water at 100 percent load
plus or minus 10 percent from the pressure drop across the catalyst
measured during the initial performance test; and
b. maintain the temperature of your stationary RICE exhaust so that
the catalyst inlet temperature is greater than or equal to 750 °F and
less than or equal to 1250 °F.
2. 4SRB stationary RICE complying with the requirement to limit the
concentration of formaldehyde in the stationary RICE exhaust to 350
ppbvd or less at 15 percent O2 and using NSCR; or
4SRB stationary RICE complying with the requirement to reduce formaldehyde emissions by 90 percent or more and using NSCR; or
4SRB stationary RICE complying with the requirement to limit the concentration of formaldehyde in the stationary RICE exhaust to 200
ppbvd or less at 15 percent O2 and using NSCR.
3. 4SRB stationary RICE complying with the requirement to reduce
formaldehyde emissions by 76 percent or more (or by 75 percent or
more, if applicable) and not using NSCR; or
4SRB stationary RICE complying with the requirement to limit the concentration of formaldehyde in the stationary RICE exhaust to 350
ppbvd or less at 15 percent O2 and not using NSCR; or
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a. comply with any operating limitations approved by the Administrator.
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For each * * *
9721
You must meet the following operating limitation * * *
4SRB stationary RICE complying with the requirement to reduce formaldehyde emissions by 90 percent or more and not using NSCR; or
4SRB stationary RICE complying with the requirement to limit the concentration of formaldehyde in the stationary RICE exhaust to 200
ppbvd or less at 15 percent O2 and not using NSCR.
20. Table 2a to Subpart ZZZZ of Part
63 is revised to read as follows:
Table 2a to Subpart ZZZZ of Part 63—
Emission Limitations for New and
Reconstructed 2SLB and Compression
Ignition Stationary RICE >500 HP and
4SLB Stationary RICE ≥250 HP Located
at a Major Source of HAP Emissions
emission limitations for new and
reconstructed lean burn and new and
reconstructed compression ignition
stationary RICE at 100 percent load plus
or minus 10 percent:
As stated in §§ 63.6600 and 63.6640,
you must comply with the following
For each * * *
You must meet the following emission limitation at all times, except during periods of
startup, or malfunction * * *
You must meet the following emission limitation during periods of startup, or malfunction
* * *
1. 2SLB stationary RICE ....................................
a. reduce CO emissions by 58 percent or
more; or
limit concentration of CO in the stationary
RICE exhaust to 259 ppmvd or less at 15
percent O2.
2. 4SLB stationary RICE ....................................
3. CI stationary RICE .........................................
b. limit concentration of formaldehyde in the
stationary RICE exhaust to 12 ppmvd or
less at 15 percent O2. If you commenced
construction or reconstruction between December 19, 2002 and June 15, 2004, you
may limit concentration of formaldehyde to
17 ppmvd or less at 15 percent O2 until
June 15, 2007.
a. reduce CO emissions by 93 percent or
more; or
b. limit concentration of formaldehyde in the
stationary RICE exhaust to 14 ppmvd or
less at 15 percent O2.
a. reduce CO emissions by 70 percent or
more; or
limit concentration of CO in the stationary
RICE exhaust to 420 ppmvd or less at 15
percent O2.
limit concentration of CO in the stationary
RICE exhaust to 77 ppmvd or less at 15
percent O2.
b. limit concentration of formaldehyde in the
stationary RICE exhaust to 580 ppbvd or
less at 15 percent O2.
21. Table 2b to Subpart ZZZZ of Part
63 is revised to read as follows:
Table 2b to Subpart ZZZZ of Part 63—
Operating Limitations for New and
Reconstructed 2SLB and Compression
Ignition Stationary RICE >500 HP,
Existing Compression Ignition
Stationary RICE >500 HP, and 4SLB
Burn Stationary RICE ≥250 HP Located
at a Major Source of HAP Emissions
with the following operating limitations
for new and reconstructed lean burn
and existing, new and reconstructed
compression ignition stationary RICE:
As stated in §§ 63.6600, 63.6601,
63.6630, and 63.6640, you must comply
rmajette on PRODPC74 with PROPOSALS2
For each * * *
You must meet the following operating limitation * * *
1. 2SLB and 4SLB stationary RICE and CI stationary RICE complying
with the requirement to reduce CO emissions and using an oxidation
catalyst; or 2SLB and 4SLB stationary RICE and CI stationary RICE
complying with the requirement to limit the concentration of formaldehyde in the stationary RICE exhaust and using an oxidation catalyst.
a. maintain your catalyst so that the pressure drop across the catalyst
does not change by more than 2 inches of water at 100 percent load
plus or minus 10 percent from the pressure drop across the catalyst
that was measured during the initial performance test; and
b. maintain the temperature of your stationary RICE exhaust so that
the catalyst inlet temperature is greater than or equal to 450 °F and
less than or equal to 1350 °F.
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Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 / Proposed Rules
For each * * *
You must meet the following operating limitation * * *
2. 2SLB and 4SLB stationary RICE and CI stationary RICE complying
with the requirement to reduce CO emissions and not using an oxidation catalyst; or 2SLB and 4SLB stationary RICE and CI stationary
RICE complying with the requirement to limit the concentration of
formaldehyde in the stationary RICE exhaust and not using an oxidation catalyst.
comply with any operating limitations approved by the Administrator.
22. Table 2c to Subpart ZZZZ of Part
63 is added to read as follows:
Table 2c to Subpart ZZZZ of Part 63—
Emission Limitations for Existing
Stationary RICE Located at a Major
Source of HAP Emissions
following emission limitations for
existing stationary RICE located at a
major source of HAP emissions at 100
percent load plus or minus 10 percent:
As stated in §§ 63.6601, 63.6602 and
63.6604, you must comply with the
You must meet the following emission limitation at all times, except during periods of
startup, or malfunction * * *
For each * * *
1. Non-Emergency 2SLB 50≥HP≤249 ...............
2. Non-Emergency 2SLB 250≥HP≤500 .............
3. Non-Emergency 4SLB 50≥HP≤249 ...............
4. Non-Emergency 4SLB 250≥HP≤500 .............
5. Non-Emergency 4SRB 50≥HP≤500 ...............
6. All CI 50≥HP≤300 ...........................................
7. Emergency CI 300>HP≤500 ..........................
8. Non-Emergency CI >300 HP .........................
9. <50 HP ...........................................................
10. Landfill/Digester 50≥HP≤500 ........................
rmajette on PRODPC74 with PROPOSALS2
11. Emergency SI 50≥HP≤500 ...........................
23. Table 2d to Subpart ZZZZ of Part
63 is added to read as follows:
You must meet the following emission limitation during periods of startup, or malfunction
* * *
a. limit concentration of CO in the stationary
RICE exhaust to 85 ppmvd or less at 15
percent O2.
a. limit concentration of CO in the stationary
RICE exhaust to 8 ppmvd or less at 15 percent O2; or
b. Reduce CO emissions by 90 percent or
more.
a. limit concentration of CO in the stationary
RICE exhaust to 95 ppmvd or less at 15
percent O2.
a. limit concentration of CO in the stationary
RICE exhaust to 9 ppmvd or less at 15 percent O2; or
b. Reduce CO emissions by 90 percent or
more.
a. limit concentration of formaldehyde in the
stationary RICE exhaust to 200 ppbvd or
less at 15 percent O2; or
b. reduce formaldehyde emissions by 90 percent or more.
a. limit concentration of CO in the stationary
RICE exhaust to 40 ppmvd or less at 15
percent O2.
a. limit concentration of CO in the stationary
RICE exhaust to 40 ppmvd or less at 15
percent O2.
a. limit concentration of CO in the stationary
RICE exhaust to 4 ppmvd or less at 15 percent O2; or
b. Reduce CO emissions by 90 percent or
more.
a. limit concentration of formaldehyde in the
stationary RICE exhaust to 2 ppmvd or less
at 15 percent O2.
a. limit concentration of CO in the stationary
RICE exhaust to 177 ppmvd or less at 15
percent O2.
a. limit concentration of formaldehyde in the
stationary RICE exhaust to 2 ppmvd or less
at 15 percent O2.
limit concentration
RICE exhaust to
percent O2.
limit concentration
RICE exhaust to
percent O2.
of CO in the stationary
85 ppmvd or less at 15
limit concentration
RICE exhaust to
percent O2.
limit concentration
RICE exhaust to
percent O2.
of CO in the stationary
95 ppmvd or less at 15
Table 2d to Subpart ZZZZ of Part 63—
Requirements for Existing Stationary
RICE Located at an Area Source of HAP
Emissions
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of CO in the stationary
95 ppmvd or less at 15
limit concentration of formaldehyde in the stationary RICE exhaust to 2 ppmvd or less at
15 percent O2.
limit concentration
RICE exhaust to
percent O2.
limit concentration
RICE exhaust to
percent O2.
limit concentration
RICE exhaust to
percent O2.
of CO in the stationary
40 ppmvd or less at 15
of CO in the stationary
40 ppmvd or less at 15
of CO in the stationary
40 ppmvd or less at 15
limit concentration of formaldehyde in the stationary RICE exhaust to 2 ppmvd or less at
15 percent O2.
limit concentration of CO in the stationary
RICE exhaust to 177 ppmvd or less at 15
percent O2.
limit concentration of formaldehyde in the stationary RICE exhaust to 2 ppmvd or less at
15 percent O2.
requirements for existing stationary
RICE located at an area source of HAP
emissions at 100 percent load plus or
minus 10 percent:
As stated in §§ 63.6603 and 63.6625,
you must comply with the following
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of CO in the stationary
85 ppmvd or less at 15
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You must meet the following emission or operating limitation at all times, except during
periods of startup, or malfunction * * *
For each * * *
1. Non-Emergency 2SLB 50≥HP≤249 ...............
2. Non-Emergency 2SLB ≥250 HP ....................
3. Non-Emergency 4SLB 50≥HP≤249 ...............
4. Non-Emergency 4SLB ≥250 HP ....................
5. Non-Emergency 4SRB ≥50 HP ......................
6. Emergency CI 50≥HP≤500 ............................
7. Emergency CI >500 HP .................................
8. Non-Emergency CI 50≥HP≤300 .....................
9. Non-Emergency CI >300 HP .........................
10. <50 HP .........................................................
11. Landfill/Digester Gas 50≥HP≤500 ................
12. Landfill/Digester Gas >500 HP ....................
13. Emergency SI 50≥HP≤500 ...........................
rmajette on PRODPC74 with PROPOSALS2
14. Emergency SI >500 HP ...............................
24. Table 3 to Subpart ZZZZ of Part
63 is revised to read as follows:
You must meet the following emission or operating limitation during periods of startup, or
malfunction * * *
a. change oil and filter every 500 hours;
b. replace spark plugs every 1000 hours; and
c. inspect all hoses and belts every 500 hours
and replace as necessary.
a. limit concentration of CO in the stationary
RICE exhaust to 8 ppmvd or less at 15 percent O2; or
b. reduce CO emissions by 90 percent or
more.
a. change oil and filter every 500 hours;
b. replace spark plugs every 1000 hours; and
c. inspect all hoses and belts every 500 hours
and replace as necessary.
a. limit concentration of CO in the stationary
RICE exhaust to 9 ppmvd or less at 15 percent O2; or
b. reduce CO emissions by 90 percent or
more.
a. limit concentration of formaldehyde in the
stationary RICE exhaust to 200 ppbvd or
less at 15 percent O2; or
b. reduce formaldehyde emissions by 90 percent or more.
a. change oil and filter every 500 hours;
b. inspect air cleaner every 1000 hours and
replace as necessary; and
c. inspect all hoses and belts every 500 hours
and replace as necessary.
a. limit concentration of CO in the stationary
RICE exhaust to 40 ppmvd or less at 15
percent O2.
a. change oil and filter every 500 hours;
b. inspect air cleaner every 1000 hours and
replace as necessary; and
c. inspect all hoses and belts every 500 hours
and replace as necessary.
a. limit concentration of CO in the stationary
RICE exhaust to 4 ppmvd or less at 15 percent O2; or
b. reduce CO emissions by 90 percent or
more.
a. change oil and filter every 200 hours;
b. replace spark plugs every 500 hours (SI
engines only); and
c. inspect all hoses and belts every 500 hours
and replace as necessary.
a. change oil and filter every 500 hours;
b. replace spark plugs every 1000 hours; and
c. inspect all hoses and belts every 500 hours
and replace as necessary.
a. limit concentration of CO in the stationary
RICE exhaust to 177 ppmvd or less at 15
percent O2.
a. change oil and filter every 500 hours;
b. replace spark plugs every 1000 hours; and
c. inspect all hoses and belts every 500 hours
and replace as necessary.
a. limit concentration of formaldehyde in the
stationary RICE exhaust to 2 ppmvd or less
at 15 percent O2.
i. change oil and filter every 500 hours;
ii. replace spark plugs every 1000 hours; and
iii. inspect all hoses and belts every 500
hours and replace as necessary.
limit concentration of CO in the stationary
RICE exhaust to 85 ppmvd or less at 15
percent O2.
Table 3 to Subpart ZZZZ of Part 63—
Subsequent Performance Tests
i. change oil and filter every 500 hours;
ii. replace spark plugs every 1000 hours; and
iii. inspect all hoses and belts every 500
hours and replace as necessary.
limit concentration of CO in the stationary
RICE exhaust to 95 ppmvd or less at 15
percent O2.
limit concentration of formaldehyde in the stationary RICE exhaust to 2 ppmvd or less at
15 percent O2.
i. change oil and filter every 500 hours;
ii. inspect air cleaner every 1000 hours and
replace as necessary; and
iii. inspect all hoses and belts every 500
hours and replace as necessary.
limit concentration of CO in the stationary
RICE exhaust to 40 ppmvd or less at 15
percent O2.
i. change oil and filter every 500 hours;
ii. inspect air cleaner every 1000 hours and
replace as necessary; and
iii. inspect all hoses and belts every 500
hours and replace as necessary.
limit concentration of CO in the stationary
RICE exhaust to 40 ppmvd or less at 15
percent O2.
i. change oil and filter every 200 hours;
ii. replace spark plugs every 500 hours (SI
engines only); and
iii. inspect all hoses and belts every 500
hours and replace as necessary.
i. change oil and filter every 500 hours;
ii. replace spark plugs every 1000 hours; and
iii. inspect all hoses and belts every 500
hours and replace as necessary.
limit concentration of CO in the stationary
RICE exhaust to 177 ppmvd or less at 15
percent O2.
i. change oil and filter every 500 hours;
ii. replace spark plugs every 1000 hours; and
iii. inspect all hoses and belts every 500
hours and replace as necessary.
limit concentration of formaldehyde in the stationary RICE exhaust to 2 ppmvd or less at
15 percent O2.
subsequent performance test
requirements:
As stated in §§ 63.6615 and 63.6620,
you must comply with the following
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Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 / Proposed Rules
For each * * *
Complying with the requirement to * * *
You must * * *
1. 2SLB and 4SLB stationary RICE with a
brake horsepower >500 located at major
sources and new or reconstructed CI stationary RICE with a brake horsepower >500
located at major sources.
2. 4SRB stationary RICE with a brake horsepower ≥5,000 located at major sources.
3. Stationary RICE with a brake horsepower
>500 located at major sources.
4. Existing non-emergency stationary RICE with
a brake horsepower >500.
reduce CO emissions and not using a CEMS
conduct subsequent performance tests semiannually.1
reduce formaldehyde emissions ......................
conduct subsequent performance tests semiannually.1
conduct subsequent performance tests semiannually.1
conduct subsequent performance tests every
8,760 hrs or 3 years, whichever comes first.
limit the concentration of formaldehyde in the
stationary RICE exhaust.
limit or reduce CO or formaldehyde emissions
1 After you have demonstrated compliance for two consecutive tests, you may reduce the frequency of subsequent performance tests to annually. If the results of any subsequent annual performance test indicate the stationary RICE is not in compliance with the CO or formaldehyde
emission limitation, or you deviate from any of your operating limitations, you must resume semiannual performance tests.
25. Table 4 to Subpart ZZZZ of Part
63 is revised to read as follows:
Table 4 to Subpart ZZZZ of Part 63—
Requirements for Performance Tests
As stated in §§ 63.6610, 63.6611,
63.6612, 63.6620, and 63.6640, you
must comply with the following
requirements for performance tests for
stationary RICE:
For each * * *
Complying with the
requirement to * * *
You must * * *
Using * * *
1. 2SLB, 4SLB, and CI stationary RICE.
a. reduce CO emissions ...
i. measure the O2 at the
inlet and outlet of the
control device; and
(1) portable CO and O2
analyzer.
ii. measure the CO at the
inlet and the outlet of
the control device.
2. 4SRB stationary RICE ..
a. reduce formaldehyde
emissions.
i. select the sampling port
location and the number
of traverse points; and
ii. measure O2 at the inlet
and outlet of the control
device; and
iii. measure moisture content at the inlet and outlet of the control device;
and
rmajette on PRODPC74 with PROPOSALS2
iv. measure formaldehyde
at the inlet and the outlet of the control device.
3. Stationary RICE ............
VerDate Nov<24>2008
a. limit the concentration of
formaldehyde or CO in
the stationary RICE exhaust.
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i. select the sampling port
location and the number
of traverse points; and
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According to the following
requirements * * *
(a) using ASTM D6522–00
(2005) a (incorporated by
reference, see § 63.14).
Measurements to determine O2 must be made
at the same time as the
measurements for CO
concentration.
(1) portable CO and O2
(a) using ASTM D6522–00
analyzer.
(2005) a (incorporated by
reference, see § 63.14)
or Method 10 of 40 CFR
appendix A. The CO
concentration must be at
15 percent O2, dry
basis.
(1) Method 1 or 1A of 40
(a) sampling sites must be
CFR part 60, appendix
located at the inlet and
A § 63.7(d)(1)(i).
outlet of the control device.
(1) Method 3 or 3A or 3B
(a) measurements to deof 40 CFR part 60, aptermine O2 concentration
pendix A, or ASTM
must be made at the
Method D6522–00(2005).
same time as the measurements for formaldehyde concentration.
(1) Method 4 of 40 CFR
(a) measurements to depart 60, appendix A, or
termine moisture content
Test Method 320 of 40
must be made at the
CFR part 63, appendix
same time and location
A, or ASTM D 6348–03.
as the measurements
for formaldehyde concentration.
(1) Method 320 of 40 CFR (a) formaldehyde conpart 63, appendix A; or
centration must be at 15
ASTM D6348–03,b propercent O2, dry basis.
vided in ASTM D6348–
Results of this test con03 Annex A5 (Analyte
sist of the average of
Spiking Technique), the
the three 1-hour or
percent R must be
longer runs.
greater than or equal to
70 and less than or
equal to 130.
(1) Method 1 or 1A of 40
(a) if using a control deCFR part 60, appendix
vice, the sampling site
A § 63.7(d)(1)(i).
must be located at the
outlet of the control device.
E:\FR\FM\05MRP2.SGM
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Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 / Proposed Rules
You must * * *
Using * * *
According to the following
requirements * * *
ii. determine the O2 concentration of the stationary RICE exhaust at
the sampling port location; and
(1) Method 3 or 3A or 3B
of 40 CFR part 60, appendix A, or ASTM
Method D6522–00
(2005).
iii. measure moisture content of the stationary
RICE exhaust at the
sampling port location;
and
(1) Method 4 of 40 CFR
part 60, appendix A, or
Test Method 320 of 40
CFR part 63, appendix
A, or ASTM D 6348–03.
iv. measure formaldehyde
at the exhaust of the
stationary RICE; or
For each * * *
Complying with the
requirement to * * *
9725
(1) Method 320 of 40 CFR
part 63, appendix A; or
ASTM D6348–03,b provided in ASTM D6348–
03 Annex A5 (Analyte
Spiking Technique), the
percent R must be
greater than or equal to
70 and less than or
equal to 130.
(1) Method 10 of 40 CFR
part 60, appendix A,
ASTM Method D6522–
00 (2005),a Method 320
of 40 CFR part 63, appendix A, or ASTM
D6348–03.
(a) measurements to determine O2 concentration
must be made at the
same time and location
as the measurements
for formaldehyde concentration.
(a) measurements to determine moisture content
must be made at the
same time and location
as the measurements
for formaldehyde concentration.
(a) Formaldehyde concentration must be at 15
percent O2, dry basis.
Results of this test consist of the average of
the three 1-hour or
longer runs.
v. measure CO at the exhaust of the stationary
RICE
(a) CO concentration must
be at 15 percent O2, dry
basis. Results of this
test consist of the average of the three 1-hour
longer runs.
a You may also use Methods 3A and 10 as options to ASTM–D6522–00 (2005). You may obtain a copy of ASTM–D6522–00 (2005) from at
least one of the following addresses: American Society for Testing and Materials, 100 Barr Harbor Drive, West Conshohocken, PA 19428–2959,
or University Microfilms International, 300 North Zeeb Road, Ann Arbor, MI 48106.
b You may obtain a copy of ASTM–D6348–03 from at least one of the following addresses: American Society for Testing and Materials, 100
Barr Harbor Drive, West Conshohocken, PA 19428–2959, or University Microfilms International, 300 North Zeeb Road, Ann Arbor, MI 48106.
26. Table 5 to Subpart ZZZZ of Part
63 is revised to read as follows:
Table 5 to Subpart ZZZZ of Part 63—
Initial Compliance with Emission
Limitations and Operating Limitations
the emission and operating limitations
as required by the following:
As stated in §§ 63.6612, 63.6625 and
63.6630, you must initially comply with
Complying with the requirement to * * *
You have demonstrated initial compliance if
* * *
1. 2SLB and 4SLB stationary RICE >500 HP
located at a major source and new or reconstructed CI stationary RICE >500 HP located
at a major source.
a. Reduce CO emissions and using oxidation
catalyst, and using a CPMS.
2. 2SLB and 4SLB stationary RICE >500 HP
located at a major source and new or reconstructed CI stationary RICE >500 HP located
at a major source.
rmajette on PRODPC74 with PROPOSALS2
For each * * *
a. Reduce CO emissions and not using oxidation catalyst.
i. The average reduction of emissions of CO
determined from the initial performance test
achieves the required CO percent reduction; and
ii. You have installed a CPMS to continuously
monitor catalyst inlet temperature according
to the requirements in § 63.6625(b); and
iii. You have recorded the catalyst pressure
drop and catalyst inlet temperature during
the initial performance test.
i. The average reduction of emissions of CO
determined from the initial performance test
achieves the required CO percent reduction; and
ii. You have installed a CPMS to continuously
monitor operating parameters approved by
the Administrator (if any) according to the
requirements in § 63.6625(b); and
iii. You have recorded the approved operating
parameters (if any) during the initial performance test.
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Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 / Proposed Rules
Complying with the requirement to * * *
You have demonstrated initial compliance if
* * *
3. 2SLB and 4SLB stationary RICE >500 HP
located at a major source and new or reconstructed CI stationary RICE >500 HP located
at a major source.
a. Reduce CO emissions, and using a CEMS
4. 4SRB stationary RICE >500 HP located at a
major source.
a. Reduce formaldehyde emissions and using
NSCR.
5. 4SRB stationary RICE >500 HP located at a
major source.
a. Reduce formaldehyde emissions and not
using NSCR.
6. Stationary RICE >500 HP located at a major
source.
a. Limit the concentration of formaldehyde in
the stationary RICE exhaust and using oxidation catalyst or NSCR.
7. Stationary RICE >500 HP located at a major
source.
rmajette on PRODPC74 with PROPOSALS2
For each * * *
a. Limit the concentration of formaldehyde in
the stationary RICE exhaust and not using
oxidation catalyst or NSCR.
8. Existing stationary non-emergency RICE
≥100 HP located at a major source, existing
non-emergency CI stationary RICE >500 HP,
and existing stationary non-emergency RICE
≥100 HP located at an area source.
9. Existing stationary non-emergency RICE
≥100 HP located at a major source, existing
non-emergency CI stationary RICE >500 HP,
and existing stationary non-emergency RICE
≥100 HP located at an area source.
a. Reduce CO or formaldehyde emissions .....
i. You have installed a CEMS to continuously
monitor CO and either O2 or CO2 at both
the inlet and outlet of the oxidation catalyst
according
to
the
requirements
in
§ 63.6625(a); and
ii. You have conducted a performance evaluation of your CEMS using PS 3 and 4A of 40
CFR part 60, appendix B; and
iii. The average reduction of CO calculated
using § 63.6620 equals or exceeds the required percent reduction. The initial test
comprises the first 4-hour period after successful validation of the CEMS. Compliance
is based on the average percent reduction
achieved during the 4-hour period.
i. The average reduction of emissions of formaldehyde determined from the initial performance test is equal to or greater than
the required formaldehyde percent reduction; and
ii. You have installed a CPMS to continuously
monitor catalyst inlet temperature according
to the requirements in § 63.6625(b); and
iii. You have recorded the catalyst pressure
drop and catalyst inlet temperature during
the initial performance test.
i. The average reduction of emissions of formaldehyde determined from the initial performance test is equal to or greater than
the required formaldehyde percent reduction; and
ii. You have installed a CPMS to continuously
monitor operating parameters approved by
the Administrator (if any) according to the
requirements in § 63.6625(b); and
iii. You have recorded the approved operating
parameters (if any) during the initial performance test.
i. The average formaldehyde concentration,
corrected to 15 percent O2, dry basis, from
the three test runs is less than or equal to
the formaldehyde emission limitation; and
ii. You have installed a CPMS to continuously
monitor catalyst inlet temperature according
to the requirements in § 63.6625(b); and
iii. You have recorded the catalyst pressure
drop and catalyst inlet temperature during
the initial performance test.
i. The average formaldehyde concentration,
corrected to 15 percent O2, dry basis, from
the three test runs is less than or equal to
the formaldehyde emission limitation; and
ii. You have installed a CPMS to continuously
monitor operating parameters approved by
the Administrator (if any) according to the
requirements in § 63.6625(b); and
iii. You have recorded the approved operating
parameters (if any) during the initial performance test.
i. The average reduction of emissions of CO
or formaldehyde, as applicable determined
from the initial performance test is equal to
or greater than the required CO or formaldehyde, as applicable, percent reduction.
i. The average formaldehyde or CO concentration, as applicable, corrected to 15
percent O2, dry basis, from the three test
runs is less than or equal to the formaldehyde or CO emission limitation, as applicable.
VerDate Nov<24>2008
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a. Limit the concentration of formaldehyde or
CO in the stationary RICE exhaust.
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Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 / Proposed Rules
27. Table 6 to Subpart ZZZZ of Part
63 is revised to read as follows:
Table 6 to Subpart ZZZZ of Part 63—
Continuous Compliance with Emission
Limitations and Operating Limitations
9727
emissions and operating limitations as
required by the following:
As stated in § 63.6640, you must
continuously comply with the
Complying with the requirement to * * *
You must demonstrate continuous compliance
by * * *
1. 2SLB and 4SLB stationary RICE >500 HP
located at a major source and CI stationary
RICE >500 HP located at a major source.
a. Reduce CO emissions and using an oxidation catalyst, and using a CPMS.
2. 2SLB and 4SLB stationary RICE >500 HP
located at a major source and CI stationary
RICE >500 HP located at a major source.
a. Reduce CO emissions and not using an
oxidation catalyst, and using a CPMS.
3. 2SLB and 4SLB stationary RICE >500 HP
located at a major source and CI stationary
RICE >500 HP located at a major source.
a. Reduce CO emissions and using a CEMS
4. 4SRB stationary RICE >500 HP located at a
major source.
a. Reduce formaldehyde emissions and using
NSCR.
5. 4SRB stationary RICE >500 HP located at a
major source.
rmajette on PRODPC74 with PROPOSALS2
For each * * *
a. Reduce formaldehyde emissions and not
using NSCR.
6. 4SRB stationary RICE with a brake HP
≥5,000 located at a major source.
Reduce formaldehyde emissions .....................
i. Conducting semiannual performance tests
for CO to demonstrate that the required CO
percent reduction is achieved; a and
ii. Collecting the catalyst inlet temperature
data according to § 63.6625(b); and
iii. Reducing these data to 4-hour rolling averages; and
iv. Maintaining the 4-hour rolling averages
within the operating limitations for the catalyst inlet temperature; and
v. Measuring the pressure drop across the
catalyst once per month and demonstrating
that the pressure drop across the catalyst is
within the operating limitation established
during the performance test.
i. Conducting semiannual performance tests
for CO to demonstrate that the required CO
percent reduction is achieved; a and
ii. Collecting the approved operating parameter (if any) data according to § 63.6625(b);
and
iii. Reducing these data to 4-hour rolling averages; and
iv. Maintaining the 4-hour rolling averages
within the operating limitations for the operating parameters established during the
performance test.
i. Collecting the monitoring data according to
§ 63.6625(a), reducing the measurements
to 1-hour averages, calculating the percent
reduction of CO emissions according to
§ 63.6620; and
ii. Demonstrating that the catalyst achieves
the required percent reduction of CO emissions over the 4-hour averaging period; and
iii. Conducting an annual RATA of your CEMS
using PS 3 and 4A of 40 CFR part 60, appendix B, as well as daily and periodic data
quality checks in accordance with 40 CFR
part 60, appendix F, procedure 1.
i. Collecting the catalyst inlet temperature
data according to § 63.6625(b); and
ii. reducing these data to 4-hour rolling averages; and
iii. Maintaining the 4-hour rolling averages
within the operating limitations for the catalyst inlet temperature; and
iv. Measuring the pressure drop across the
catalyst once per month and demonstrating
that the pressure drop across the catalyst is
within the operating limitation established
during the performance test.
i. Collecting the approved operating parameter (if any) data according to § 63.6625(b);
and
ii. Reducing these data to 4-hour rolling averages; and
iii. Maintaining the 4-hour rolling averages
within the operating limitations for the operating parameters established during the
performance test.
Conducting semiannual performance tests for
formaldehyde to demonstrate that the required formaldehyde percent reduction is
achieved a.
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Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 / Proposed Rules
For each * * *
Complying with the requirement to * * *
You must demonstrate continuous compliance
by * * *
7. Stationary RICE >500 HP located at a major
source.
Limit the concentration of formaldehyde in the
stationary RICE exhaust and using oxidation catalyst or NSCR.
8. Stationary RICE >500 HP located at a major
source.
Limit the concentration of formaldehyde in the
stationary RICE exhaust and not using oxidation catalyst or NSCR.
9. Existing stationary RICE <100 HP located at
a major or area source.
a. Reduce formaldehyde emissions; or
i. Conducting semiannual performance tests
for formaldehyde to demonstrate that your
emissions remain at or below the formaldehyde concentration limit; a and
ii. Collecting the catalyst inlet temperature
data according to § 63.6625(b); and
iii. Reducing these data to 4-hour rolling averages; and
iv. Maintaining the 4-hour rolling averages
within the operating limitations for the catalyst inlet temperature; and
v. Measuring the pressure drop across the
catalyst once per month and demonstrating
that the pressure drop across the catalyst is
within the operating limitation established
during the performance test.
i. Conducting semiannual performance tests
for formaldehyde to demonstrate that your
emissions remain at or below the formaldehyde concentration limit; a and
ii. Collecting the approved operating parameter (if any) data according to § 63.6625(b);
and
iii. Reducing these data to 4-hour rolling averages; and
iv. Maintaining the 4-hour rolling averages
within the operating limitations for the operating parameters established during the
performance test.
i. Operating and maintaining the stationary
RICE according to the manufacturer’s emission-related operation and maintenance instructions; or
ii. Develop and follow your own maintenance
plan which must provide to the extent practicable for the maintenance and operation
of the engine in a manner consistent with
good air pollution control practice for minimizing emissions.
i. Operating and maintaining the stationary
RICE according to the manufacturer’s emission-related operation and maintenance instructions; or
ii. Develop and follow your own maintenance
plan which must provide to the extent practicable for the maintenance and operation
of the engine in a manner consistent with
good air pollution control practice for minimizing emissions.
i. Conducting performance tests every 8,760
hours or 3 years, whichever comes first, for
CO or formaldehyde, as appropriate, to
demonstrate that the required CO or formaldehyde, as appropriate, percent reduction
is achieved or that your emissions remain
at or below the CO or formaldehyde concentration limit.
b. Limit the concentration of formaldehyde or
CO in the stationary RICE exhaust.
10. Existing stationary RICE located at an area
source not subject to any numerical emission
limitations.
a. Management practices ................................
11. Existing stationary RICE >500 HP, except
4SRB >500 HP located at major sources.
a. Reduce CO or formaldehyde emissions; or
b. Limit the concentration of formaldehyde or
CO in the stationary RICE exhaust.
rmajette on PRODPC74 with PROPOSALS2
a After you have demonstrated compliance for two consecutive tests, you may reduce the frequency of subsequent performance tests to annually. If the results of any subsequent annual performance test indicate the stationary RICE is not in compliance with the CO or formaldehyde
emission limitation, or you deviate from any of your operating limitations, you must resume semiannual performance tests.
28. Table 8 to Subpart ZZZZ of Part
63 is revised to read as follows:
VerDate Nov<24>2008
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Table 8 to Subpart ZZZZ of Part 63—
Applicability of General Provisions to
Subpart ZZZZ
As stated in § 63.6665, you must
comply with the following applicable
general provisions.
PO 00000
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Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 / Proposed Rules
Applies to
subpart
General provisions citation
Subject of citation
§ 63.1 ........................................................
General applicability of the General Provisions.
Definitions ................................................
Units and abbreviations ...........................
Prohibited activities and circumvention ...
Construction and reconstruction ..............
Applicability ..............................................
Compliance dates for new and reconstructed sources.
Notification ...............................................
[Reserved].
Compliance dates for new and reconstructed area sources that become
major sources.
Compliance dates for existing sources ...
[Reserved].
Compliance dates for existing area
sources that become major sources.
[Reserved].
Operation and maintenance ....................
§ 63.2 ........................................................
§ 63.3 ........................................................
§ 63.4 ........................................................
§ 63.5 ........................................................
§ 63.6(a) ...................................................
§ 63.6(b)(1)–(4) .........................................
§ 63.6(b)(5) ...............................................
§ 63.6(b)(6) ...............................................
§ 63.6(b)(7) ...............................................
§ 63.6(c)(1)–(2) .........................................
§ 63.6(c)(3)–(4) .........................................
§ 63.6(c)(5) ...............................................
§ 63.6(d) ...................................................
§ 63.6(e)(1) ...............................................
§ 63.6(e)(2) ...............................................
§ 63.6(e)(3) ...............................................
§ 63.6(f)(1) ................................................
§ 63.6(f)(2) ................................................
§ 63.6(f)(3) ................................................
§ 63.6(g)(1)–(3) .........................................
§ 63.6(h) ...................................................
§ 63.6(i) .....................................................
[Reserved].
Startup, shutdown, and malfunction plan
Applicability of standards except during
startup shutdown malfunction (SSM).
Methods for determining compliance ......
Finding of compliance ..............................
Use of alternate standard ........................
Opacity and visible emission standards ..
Explanation
Yes.
Yes ...............
Yes.
Yes.
Yes.
Yes.
Yes.
Additional terms defined in § 63.6675.
Yes.
Yes.
Yes.
Yes.
Yes ...............
Additional requirements are specified in
§ 63.6625 and in Tables 2d and 6 to
this subpart.
Yes.
No.
Yes.
Yes.
Yes.
No ................
Compliance extension procedures and
criteria.
Presidential compliance exemption .........
Performance test dates ...........................
§ 63.7(a)(3) ...............................................
§ 63.7(b)(1) ...............................................
CAA section 114 authority .......................
Notification of performance test ...............
Yes.
Yes ...............
§ 63.7(b)(2) ...............................................
Notification of rescheduling .....................
Yes ...............
§ 63.7(c) ....................................................
Quality assurance/test plan .....................
Yes ...............
§ 63.7(d) ...................................................
§ 63.7(e)(1) ...............................................
Testing facilities .......................................
Conditions for conducting performance
tests.
Conduct of performance tests and reduction of data.
Test run duration .....................................
Administrator may require other testing
under section 114 of the CAA.
Alternative test method provisions ..........
Performance test data analysis, recordkeeping, and reporting.
Waiver of tests .........................................
Applicability of monitoring requirements ..
Yes.
Yes.
Performance specifications ......................
[Reserved].
Monitoring for control devices .................
Monitoring ................................................
Multiple effluents and multiple monitoring
systems.
Monitoring system operation and maintenance.
Routine and predictable SSM ..................
SSM not in Startup Shutdown Malfunction Plan.
Compliance with operation and maintenance requirements.
Monitoring system installation .................
Subpart ZZZZ does not contain opacity
or visible emission standards.
Yes.
§ 63.6(j) .....................................................
§ 63.7(a)(1)–(2) .........................................
Yes.
§ 63.7(e)(2) ...............................................
§ 63.7(e)(3) ...............................................
§ 63.7(e)(4) ...............................................
§ 63.7(f) ....................................................
§ 63.7(g) ...................................................
§ 63.7(h) ...................................................
§ 63.8(a)(1) ...............................................
§ 63.8(a)(2) ...............................................
§ 63.8(a)(3) ...............................................
§ 63.8(a)(4) ...............................................
§ 63.8(b)(1) ...............................................
§ 63.8(b)(2)–(3) .........................................
rmajette on PRODPC74 with PROPOSALS2
9729
§ 63.8(c)(1) ...............................................
§ 63.8(c)(1)(i) ............................................
§ 63.8(c)(1)(ii) ...........................................
§ 63.8(c)(1)(iii) ..........................................
§ 63.8(c)(2)–(3) .........................................
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Yes.
Yes ...............
Yes ...............
Subpart ZZZZ contains performance test
dates at §§ 63.6610, 63.6611, and
63.6612.
Except that § 63.7(b)(1) only applies as
specified in § 63.6645.
Except that § 63.7(b)(2) only applies as
specified in § 63.6645.
Except that § 63.7(c) only applies as
specified in § 63.6645.
Subpart ZZZZ specifies test methods at
§ 63.6620.
Yes.
Yes.
Yes.
Yes.
Yes.
Yes ...............
Subpart ZZZZ contains specific requirements for monitoring at § 63.6625.
No.
Yes.
Yes.
Yes.
Yes.
Yes.
Yes.
Yes.
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Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 / Proposed Rules
General provisions citation
Subject of citation
Applies to
subpart
Explanation
§ 63.8(c)(4) ...............................................
Continuous monitoring system (CMS) requirements.
Yes ...............
§ 63.8(c)(5) ...............................................
§ 63.8(c)(6)–(8) .........................................
COMS minimum procedures ...................
CMS requirements ...................................
No ................
Yes ...............
Except that subpart ZZZZ does not require Continuous Opacity Monitoring
System (COMS).
Subpart ZZZZ does not require COMS.
Except that subpart ZZZZ does not require COMS.
§ 63.8(d) ...................................................
§ 63.8(e) ...................................................
CMS quality control .................................
CMS performance evaluation ..................
Yes.
Yes ...............
§ 63.8(f)(1)–(5) ..........................................
Alternative monitoring method .................
Yes ...............
§ 63.8(f)(6) ................................................
Alternative to relative accuracy test ........
Yes ...............
§ 63.8(g) ...................................................
Data reduction .........................................
Yes ...............
§ 63.9(a) ...................................................
Yes.
§ 63.9(b)(1)–(5) .........................................
Applicability and State delegation of notification requirements.
Initial notifications ....................................
§ 63.9(c) ....................................................
Request for compliance extension ..........
Yes ...............
§ 63.9(d) ...................................................
Notification of special compliance requirements for new sources.
Notification of performance test ...............
Yes ...............
No ................
§ 63.9(g)(1) ...............................................
Notification of visible emission (VE)/
opacity test.
Notification of performance evaluation ....
§ 63.9(g)(2) ...............................................
Notification of use of COMS data ............
No ................
§ 63.9(g)(3) ...............................................
Notification that criterion for alternative to
RATA is exceeded.
Yes ...............
§ 63.9(e) ...................................................
§ 63.9(f) ....................................................
Yes ...............
Yes ...............
Yes ...............
§ 63.9(h)(1)–(6) .........................................
Notification of compliance status .............
Yes ...............
§ 63.9(i) .....................................................
§ 63.9(j) .....................................................
§ 63.10(a) .................................................
Adjustment of submittal deadlines ...........
Change in previous information ...............
Administrative provisions for recordkeeping/reporting.
Record retention ......................................
Records related to SSM ..........................
Records ....................................................
Record when under waiver ......................
Records when using alternative to RATA
Yes.
Yes.
Yes ...............
Progress reports ......................................
Startup, shutdown, and malfunction reports.
Additional CMS reports ............................
COMS-related report ...............................
Excess
emission
and
parameter
exceedances reports.
Reporting COMS data .............................
Waiver for recordkeeping/reporting .........
Except that § 63.9(g) only applies as
specified in § 63.6645.
Except that notifications for sources
using a CEMS are due 30 days after
completion of performance evaluations. § 63.9(h)(4) is reserved.
Except that § 63.9(h) only applies as
specified in § 63.6645.
Yes.
Yes.
§ 63.10(b)(1) .............................................
§ 63.10(b)(2)(i)–(v) ....................................
§ 63.10(b)(2)(vi)–(xi) .................................
§ 63.10(b)(2)(xii) .......................................
§ 63.10(b)(2)(xiii) ......................................
§ 63.10(b)(2)(xiv) ......................................
§ 63.10(b)(3) .............................................
§ 63.10(c) ..................................................
§ 63.10(d)(1) .............................................
§ 63.10(d)(2) .............................................
§ 63.10(d)(3) .............................................
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Except that § 63.9(b)(3) is reserved.
Except that § 63.9(b) only applies as
specified in § 63.6645.
Except that § 63.9(c) only applies as
specified in § 63.6645.
Except that § 63.9(d) only applies as
specified in § 63.6645.
Except that § 63.9(e) only applies as
specified in § 63.6645.
Subpart ZZZZ does not contain opacity
or VE standards.
Except that § 63.9(g) only applies as
specified in § 63.6645.
Subpart ZZZZ does not contain opacity
or VE standards.
If alternative is in use.
Yes.
Yes.
Yes.
Records of supporting documentation .....
Records of applicability determination .....
Additional records for sources using
CEMS.
General reporting requirements ...............
Report of performance test results ..........
Reporting opacity or VE observations .....
Except for § 63.8(e)(5)(ii), which applies
to COMS.
Except that § 63.8(e) only applies as
specified in § 63.6645.
Except that § 63.8(f)(4) only applies as
specified in § 63.6645.
Except that § 63.8(f)(6) only applies as
specified in § 63.6645.
Except that provisions for COMS are not
applicable. Averaging periods for demonstrating compliance are specified at
§§ 63.6635 and 63.6640.
§ 63.10(d)(4) .............................................
§ 63.10(d)(5) .............................................
§ 63.10(e)(1) and (2)(i) .............................
§ 63.10(e)(2)(ii) .........................................
§ 63.10(e)(3) .............................................
§ 63.10(e)(4) .............................................
§ 63.10(f) ..................................................
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Yes.
Yes.
Yes.
Yes.
Yes ...............
Yes.
Yes.
No ................
Yes.
No ................
Yes ...............
No ................
Yes.
For CO standard if using RATA alternative.
Except that § 63.10(c)(2)–(4) and (9) are
reserved.
Subpart ZZZZ does not contain opacity
or VE standards.
Subpart ZZZZ does not require COMS.
Except that § 63.10(e)(3)(i)(C) is reserved.
Subpart ZZZZ does not require COMS.
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General provisions citation
§ 63.11
§ 63.12
§ 63.13
§ 63.14
§ 63.15
......................................................
......................................................
......................................................
......................................................
......................................................
Applies to
subpart
Subject of citation
Flares .......................................................
State authority and delegations ...............
Addresses ................................................
Incorporation by reference .......................
Availability of information .........................
Explanation
No.
Yes.
Yes.
Yes.
Yes.
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9731
Agencies
[Federal Register Volume 74, Number 42 (Thursday, March 5, 2009)]
[Proposed Rules]
[Pages 9698-9731]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-4595]
[[Page 9697]]
-----------------------------------------------------------------------
Part II
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
-----------------------------------------------------------------------
National Emission Standards for Hazardous Air Pollutants for
Reciprocating Internal Combustion Engines; Proposed Rule
Federal Register / Vol. 74, No. 42 / Thursday, March 5, 2009 /
Proposed Rules
[[Page 9698]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2008-0708, FRL-8778-6]
RIN 2060-AP36
National Emission Standards for Hazardous Air Pollutants for
Reciprocating Internal Combustion Engines
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: EPA is proposing national emission standards for hazardous air
pollutants for existing stationary reciprocating internal combustion
engines that either are located at area sources of hazardous air
pollutant emissions or that have a site rating of less than or equal to
500 brake horsepower and are located at major sources of hazardous air
pollutant emissions. In addition, EPA is proposing national emission
standards for hazardous air pollutants for existing stationary
compression ignition engines greater than 500 brake horsepower that are
located at major sources, based on a new review of these engines
following the first RICE NESHAP rulemaking in 2004. In addition, EPA is
proposing to amend the previously promulgated regulations regarding
operation of stationary reciprocating internal combustion engines
during periods of startup, shutdown and malfunction.
DATES: Comments must be received on or before May 4, 2009, or 30 days
after date of public hearing if later. Under the Paperwork Reduction
Act, comments on the information collection provisions must be received
by the Office of Management and Budget (OMB) on or before April 6,
2009.
Public Hearing. If anyone contacts us requesting to speak at a
public hearing by March 25, 2009, a public hearing will be held on
April 6, 2009. If you are interested in attending the public hearing,
contact Ms. Pamela Garrett at (919) 541-7966 to verify that a hearing
will be held.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-HQ-
OAR-2008-0708, by one of the following methods:
https://www.regulations.gov: Follow the on-line
instructions for submitting comments.
E-mail: a-and-r-docket@epa.gov.
Fax: (202) 566-1741.
Mail: Air and Radiation Docket and Information Center,
Environmental Protection Agency, Mailcode: 6102T, 1200 Pennsylvania
Ave., NW., Washington, DC 20460. Please include a total of two copies.
EPA requests a separate copy also be sent to the contact person
identified below (see FOR FURTHER INFORMATION CONTACT). In addition,
please mail a copy of your comments on the information collection
provisions to the Office of Information and Regulatory Affairs, Office
of Management and Budget, Attn: Desk Officer for EPA, 725 17th St.,
NW., Washington, DC 20503.
Hand Delivery: Air and Radiation Docket and Information
Center, U.S. EPA, Room B102, 1301 Constitution Avenue, NW., Washington,
DC. Such deliveries are only accepted during the Docket's normal hours
of operation, and special arrangements should be made for deliveries of
boxed information.
Instructions: Direct your comments to Docket ID No. EPA-HQ-OAR-
2008-0708. EPA's policy is that all comments received will be included
in the public docket without change and may be made available on-line
at https://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through https://
www.regulations.gov or e-mail. The https://www.regulations.gov Web site
is an ``anonymous access'' system, which means EPA will not know your
identity or contact information unless you provide it in the body of
your comment. If you send an e-mail comment directly to EPA without
going through https://www.regulations.gov, your e-mail address will be
automatically captured and included as part of the comment that is
placed in the public docket and made available on the Internet. If you
submit an electronic comment, EPA recommends that you include your name
and other contact information in the body of your comment and with any
disk or CD-ROM you submit. If EPA cannot read your comment due to
technical difficulties and cannot contact you for clarification, EPA
may not be able to consider your comment. Electronic files should avoid
the use of special characters, any form of encryption, and be free of
any defects or viruses.
Public Hearing: If a public hearing is held, it will be held at
EPA's campus located at 109 T.W. Alexander Drive in Research Triangle
Park, NC or an alternate site nearby.
Docket: All documents in the docket are listed in the https://
www.regulations.gov index. We also rely on documents in Docket ID Nos.
EPA-HQ-OAR-2002-0059, EPA-HQ-OAR-2005-0029, and EPA-HQ-OAR-2005-0030,
and incorporate those dockets into the record for this proposed rule.
Although listed in the index, some information is not publicly
available, e.g., CBI or other information whose disclosure is
restricted by statute. Certain other material, such as copyrighted
material, will be publicly available only in hard copy. Publicly
available docket materials are available either electronically in
https://www.regulations.gov or in hard copy at the Air and Radiation
Docket, EPA/DC, EPA West, Room B102, 1301 Constitution Ave., NW.,
Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding legal holidays. The telephone
number for the Public Reading Room is (202) 566-1744, and the telephone
number for the Air Docket is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: Mrs. Melanie King, Energy Strategies
Group, Sector Policies and Programs Division (D243-01), Environmental
Protection Agency, Research Triangle Park, North Carolina 27711;
telephone number (919) 541-2469; facsimile number (919) 541-5450; e-
mail address ``king.melanie@epa.gov.''
SUPPLEMENTARY INFORMATION:
Organization of This Document. The following outline is provided to
aid in locating information in the preamble.
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my comments for EPA?
II. Background
III. Summary of This Proposed Rule
A. What is the source category regulated by this proposed rule?
B. What are the pollutants regulated by this proposed rule?
C. What are the proposed standards?
D. What are the requirements for demonstrating compliance?
E. What are the reporting and recordkeeping requirements?
IV. Rationale for Proposed Rule
A. Which control technologies apply to stationary RICE?
B. How did EPA determine the basis and level of the proposed
standards?
C. How did EPA determine the compliance requirements?
D. How did EPA determine the reporting and recordkeeping
requirements?
V. Summary of Environmental, Energy and Economic Impacts
A. What are the air quality impacts?
B. What are the cost impacts?
C. What are the benefits?
D. What are the non-air health, environmental and energy
impacts?
[[Page 9699]]
VI. Solicitation of Public Comments and Participation
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act of 1995
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Regulated Entities. Categories and entities potentially regulated
by this action include:
------------------------------------------------------------------------
Examples of regulated
Category NAICS\1\ entities
------------------------------------------------------------------------
Any industry using a stationary 2211 Electric power
internal combustion engine as generation,
defined in this proposed rule. transmission, or
distribution.
622110 Medical and surgical
hospitals.
48621 Natural gas
transmission.
211111 Crude petroleum and
natural gas
production.
211112 Natural gas liquids
producers.
92811 National security.
------------------------------------------------------------------------
\1\ North American Industry Classification System.
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be regulated by this
action. To determine whether your engine is regulated by this action,
you should examine the applicability criteria of this proposed rule. If
you have any questions regarding the applicability of this action to a
particular entity, consult the person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
B. What should I consider as I prepare my comments for EPA?
1. Submitting CBI. Do not submit this information to EPA through
regulations.gov or e-mail. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as
CBI and then identify electronically within the disk or CD-ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information so marked will not be disclosed except in accordance with
procedures set forth in 40 CFR part 2. Send or deliver information
identified as CBI to only the following address: Mrs. Melanie King, c/o
OAQPS Document Control Officer (Room C404-02), U.S. EPA, Research
Triangle Park, NC 27711, Attention Docket ID No. EPA-HQ-OAR-2008-0708.
2. Tips for Preparing Your Comments. When submitting comments,
remember to:
(a) Identify the rulemaking by docket number and other identifying
information (subject heading, Federal Register date and page number).
(b) Follow directions. EPA may ask you to respond to specific
questions or organize comments by referencing a Code of Federal
Regulations (CFR) part or section number.
(c) Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
(d) Describe any assumptions and provide any technical information
and/or data that you used.
(e) If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
(f) Provide specific examples to illustrate your concerns, and
suggest alternatives.
(g) Explain your views as clearly as possible, avoiding the use of
profanity or personal threats.
(h) Make sure to submit your comments by the comment period
deadline identified.
Docket. The docket number for this proposed rule is Docket ID No.
EPA-HQ-OAR-2008-0708.
World Wide Web (WWW). In addition to being available in the docket,
an electronic copy of this proposed rule will be posted on the WWW
through the Technology Transfer Network Web site (TTN Web). Following
signature, EPA will post a copy of this proposed rule on the TTN's
policy and guidance page for newly proposed or promulgated rules at
https://www.epa.gov/ttn/oarpg. The TTN provides information and
technology exchange in various areas of air pollution control.
II. Background
This action proposes national emission standards for hazardous air
pollutants (NESHAP) from existing stationary reciprocating internal
combustion engines (RICE) with a site rating of less than or equal to
500 horsepower (HP) located at major sources, existing non-emergency CI
engines with a site rating >500 HP at major sources, and existing
stationary RICE of any power rating located at area sources. EPA is
proposing these requirements to meet its statutory obligation to
address hazardous air pollutants (HAP) emissions from these sources
under sections 112(d), 112(c)(3) and 112(k) of the CAA. The final
NESHAP for stationary RICE would be promulgated under 40 CFR part 63,
subpart ZZZZ, which already contains standards applicable to new
stationary RICE and some existing stationary RICE.
EPA promulgated NESHAP for existing, new, and reconstructed
stationary RICE greater than 500 HP located at major sources on June
15, 2004 (69 FR 33474). EPA promulgated NESHAP for new and
reconstructed stationary RICE that are located at area sources of HAP
emissions and for new and reconstructed stationary RICE that have a
site rating of less than or equal to 500 HP that are located at major
sources of HAP emissions on January 18, 2008 (73 FR 3568). At that
time, EPA did not promulgate final requirements for existing stationary
RICE that are located at area sources of HAP emissions or for existing
stationary RICE that have a site rating of less than or equal to 500 HP
that are located at major sources of HAP emissions. Although EPA
proposed requirements for these sources, EPA did not finalize these
[[Page 9700]]
requirements due to comments received indicating that the proposed
Maximum Achievable Control Technology (MACT) determinations for
existing sources were inappropriate and because of a decision by the
U.S. Court of Appeals for the District of Columbia Circuit on March 13,
2007, which vacated EPA's MACT standards for the Brick and Structural
Clay Products Manufacturing source category (40 CFR part 63, subpart
JJJJJ). Sierra Club v. EPA, 479 F.3d 875 (DC Cir 2007). Among other
things, the D.C. Circuit found that EPA's no emission reduction MACT
determination in the challenged rule was unlawful. Because in the
proposed stationary RICE rule, EPA had used a MACT floor methodology
similar to the methodology used in the Brick MACT, EPA decided to re-
evaluate the MACT floors for existing major sources that have a site
rating of less than or equal to 500 brake HP consistent with the
Court's decision in the Brick MACT case. EPA has also re-evaluated the
standards for existing area sources in light of the comments received
on the proposed rule.
This proposal initiates a separate rulemaking process that focuses
on existing sources. EPA has gathered further information on existing
engines and has considered comments it received on the original
proposed rule and the intervening court decision in creating this
proposed rulemaking. Commenters are advised to provide new comments in
response to this proposal and not to rely on any comments they may have
provided in previous rulemaking actions.
In addition, stakeholders have encouraged the Agency to review
whether there are further ways to reduce emissions of pollutants from
existing stationary diesel engines. In its comments on EPA's 2006
proposed rule for new stationary diesel engines,\1\ the Environmental
Defense Fund (EDF) suggested several possible avenues for the
regulation of existing stationary diesel engines, including use of
diesel oxidation catalysts or catalyzed diesel particulate filters
(CDPF), as well as the use of ultra low sulfur diesel (ULSD) fuel. EDF
suggested that such controls can provide significant pollution
reductions at reasonable cost. EPA issued an advance notice of proposed
rulemaking (ANPRM) in January 2008, where it solicited comment on
several issues concerning options to regulate emissions of pollutants
from existing stationary diesel engines, generally, and specifically
from larger, older stationary diesel engines. EPA solicited comment and
collected information to aid decision-making related to the reduction
of HAP emissions from existing stationary diesel engines and
specifically from larger, older engines under Clean Air Act (CAA)
section 112 authorities. The Agency sought comment on the larger, older
engines because available data indicate that those engines emit the
majority of particulate matter (PM) and toxic emissions from non-
emergency stationary engines as a whole. A summary of comments and
responses that were received on the ANPRM was added to docket EPA-HQ-
OAR-2007-0995.
---------------------------------------------------------------------------
\1\ ``Standards of Performance for Stationary Spark Ignition
Internal Combustion Engines and National Emission Standards for
Hazardous Air Pollution for Reciprocating Internal Combustion
Engines,'' 71 FR 33803-33855, https://www.epa.gov/ttn/atw/rice/
ricepg.html, June 12, 2006.
---------------------------------------------------------------------------
EPA has taken several actions over the past several years to reduce
exhaust pollutants from stationary diesel engines, but believes that
further reducing exhaust pollutants from stationary diesel engines,
particularly existing stationary diesel engines that have not been
subject to Federal standards, is justified. Therefore, EPA is proposing
emissions reductions from existing stationary diesel engines.
III. Summary of This Proposed Rule
A. What is the source category regulated by this proposed rule?
This proposed rule addresses emissions from existing stationary
engines less than or equal to 500 HP located at major sources and all
existing stationary engines located at area sources. A major source of
HAP emissions is a stationary source that emits or has the potential to
emit any single HAP at a rate of 10 tons (9.07 megagrams) or more per
year or any combination of HAP at a rate of 25 tons (22.68 megagrams)
or more per year, except that for oil and gas production facilities, a
major source of HAP emissions is determined for each surface site. 42
Sec. 7412(n)(4). An area source of HAP emissions is a source that is
not a major source. This proposed rule also addresses emissions from
existing compression ignition (CI) engines greater than 500 HP located
at major sources.
This action is a revision to the regulations in 40 CFR part 63,
subpart ZZZZ, currently applicable to existing, new, and reconstructed
stationary RICE greater than 500 HP located at major sources; new and
reconstructed stationary RICE less than or equal to 500 HP located at
major sources; and new and reconstructed stationary RICE located at
area sources. Subpart ZZZZ does not currently cover existing stationary
engines located at area sources of HAP emissions, nor does it apply to
existing stationary engines located at major sources with a site rating
of 500 HP or less. When the subpart ZZZZ regulations were promulgated
(see 69 FR 33474, June 15, 2004), EPA deferred promulgating regulations
with respect to stationary engines 500 HP or less at major sources
until further information on the engines could be obtained and
analyzed. EPA decided to regulate these smaller engines at the same
time that it regulated engines located at area sources. EPA issued
regulations for new stationary engines located at area sources of HAP
emissions and new stationary engines located at major sources with a
site rating of 500 HP or less in the rulemaking issued on January 18,
2008 (73 FR 3568), but did not promulgate a final regulation for
existing stationary engines.
1. Stationary RICE <=500 HP at Major Sources
This action proposes to revise 40 CFR part 63, subpart ZZZZ, to
address HAP emissions from existing stationary RICE less than or equal
to 500 HP located at major sources. For stationary engines less than or
equal to 500 HP at major sources, EPA must determine what is the
appropriate MACT for those engines under section 112(d)(3) of the CAA.
EPA has divided the source category into the following
subcategories:
Stationary RICE less than 50 HP,
Landfill and digester gas stationary RICE greater than or
equal to 50 HP,
CI stationary RICE greater than or equal to 50 HP,
[cir] Emergency
[cir] Non-emergency and
Spark ignition (SI) stationary RICE greater than or equal
to 50 HP
[cir] Emergency
[cir] Non-emergency
[dec221] 2-stroke lean burn (2SLB)
<250 HP
>=250 HP
[dec221] 4-stroke lean burn (4SLB)
<250 HP
>=250 HP
[dec221] 4-stroke rich burn (4SRB).
2. Stationary RICE at Area Sources
This action proposes to revise 40 CFR part 63, subpart ZZZZ, in
order to address HAP emissions from existing stationary RICE located at
area sources. Section 112(d) of the Clean Air Act (CAA) requires EPA to
establish national emission standards for hazardous air pollutants
(NESHAP) for both major and area sources of HAP that are listed for
regulation under CAA section 112(c). As noted above, an area
[[Page 9701]]
source is a stationary source that is not a major source.
Section 112(k)(3)(B) of the CAA calls for EPA to identify at least
30 HAP that, as a result of emissions of area sources, pose the
greatest threat to public health in the largest number of urban areas.
EPA implemented this provision in 1999 in the Integrated Urban Air
Toxics Strategy (64 FR 38715, July 19, 1999). Specifically, in the
Strategy, EPA identified 30 HAP that pose the greatest potential health
threat in urban areas, and these HAP are referred to as the ``30 urban
HAP.'' Section 112(c)(3) requires EPA to list sufficient categories or
subcategories of area sources to ensure that area sources representing
90 percent of the emissions of the 30 urban HAP are subject to
regulation. EPA implemented these requirements through the Integrated
Urban Air Toxics Strategy (64 FR 38715, July 19, 1999). The area source
stationary engine source category was one of the listed categories. A
primary goal of the Strategy is to achieve a 75 percent reduction in
cancer incidence attributable to HAP emitted from stationary sources.
Under CAA section 112(d)(5), EPA may elect to promulgate standards
or requirements for area sources ``which provide for the use of
generally available control technologies or management practices by
such sources to reduce emissions of hazardous air pollutants.''
Additional information on generally available control technologies
(GACT) or management practices is found in the Senate report on the
legislation (Senate report Number 101-228, December 20, 1989), which
describes GACT as:
* * * methods, practices and techniques which are commercially
available and appropriate for application by the sources in the
category considering economic impacts and the technical capabilities
of the firms to operate and maintain the emissions control systems.
Consistent with the legislative history, EPA can consider costs and
economic impacts in determining GACT, which is particularly important
when developing regulations for source categories, like this one, that
have many small businesses.
Determining what constitutes GACT involves considering the control
technologies and management practices that are generally available to
the area sources in the source category. EPA also considers the
standards applicable to major sources in the same industrial sector to
determine if the control technologies and management practices are
transferable and generally available to area sources. In appropriate
circumstances, EPA may also consider technologies and practices at area
and major sources in similar categories to determine whether such
technologies and practices could be considered generally available for
the area source category at issue. Finally, as EPA has already noted,
in determining GACT for a particular area source category, EPA
considers the costs and economic impacts of available control
technologies and management practices on that category.
The urban HAP that must be regulated at stationary RICE to achieve
the section 112(c)(3) requirement to regulate categories accounting for
90 percent of the urban HAP are: 7 PAH, formaldehyde, acetaldehyde,
arsenic, benzene, beryllium compounds, and cadmium compounds. As
explained below, EPA chose to select formaldehyde to serve as a
surrogate for HAP emissions. Formaldehyde is the hazardous air
pollutant present in the highest concentration from stationary engines.
In addition, emissions data show that formaldehyde emission levels are
related to other HAP emission levels. EPA is proposing standards for
area source stationary RICE below.
The subcategories for area sources are the same as those for major
sources and are listed in section A.1. above.
3. Stationary CI RICE >500 HP at Major Sources
In addition, EPA is proposing emission standards for non-emergency
stationary CI engines greater than 500 HP at major sources under its
authority to review and revise emission standards as necessary under
section 112(d) of the CAA.
B. What are the pollutants regulated by this proposed rule?
The rule being proposed in this action would regulate emissions of
HAP. Available emissions data show that several HAP, which are formed
during the combustion process or which are contained within the fuel
burned, are emitted from stationary engines. The HAP which have been
measured in emission tests conducted on natural gas fired and diesel
fired RICE include: 1,1,2,2-tetrachloroethane, 1,3-butadiene, 2,2,4-
trimethylpentane, acetaldehyde, acrolein, benzene, chlorobenzene,
chloroethane, ethylbenzene, formaldehyde, methanol, methylene chloride,
n-hexane, naphthalene, polycyclic aromatic hydrocarbons, polycyclic
organic matter, styrene, tetrachloroethane, toluene, and xylene.
Metallic HAP from diesel fired stationary RICE that have been measured
are: cadmium, chromium, lead, manganese, mercury, nickel, and selenium.
Although numerous HAP may be emitted from RICE, only a few account for
essentially all of the mass of HAP emissions from stationary RICE.
These HAP are: Formaldehyde, acrolein, methanol, and acetaldehyde.
EPA described the health effects of these HAP and other HAP emitted
from the operation of stationary RICE in the preamble to 40 CFR part
63, subpart ZZZZ, published on June 15, 2004 (69 FR 33474). These HAP
emissions are known to cause, or contribute significantly to air
pollution, which may reasonably be anticipated to endanger public
health or welfare.
EPA is proposing to limit emissions of HAP through emissions
standards for formaldehyde for non-emergency 4SRB engines, emergency SI
engines, and engines less than 50 HP, and through emission standards
for carbon monoxide (CO) for all other engines. For the RICE NESHAP
promulgated in 2004 (69 FR 33474) for engines greater than 500 HP
located at major sources, EPA chose to select formaldehyde to serve as
a surrogate for HAP emissions. Formaldehyde is the hazardous air
pollutant present in the highest concentration in the exhaust from
stationary engines. In addition, emissions data show that formaldehyde
emission levels are related to other HAP emission levels.
For the NESHAP promulgated in 2004, EPA also found that there is a
relationship between CO emissions reductions and HAP emissions
reductions from 2SLB, 4SLB, and CI stationary engines. Therefore,
because testing for CO emissions has many advantages over testing for
formaldehyde, CO emissions were chosen as a surrogate for HAP emissions
reductions for 2SLB, 4SLB, and CI stationary engines operating with
oxidation catalyst systems for that rule. However, EPA could not
confirm the same relationship between CO and formaldehyde for 4SRB
engines, so emission standards for such engines were provided in terms
of formaldehyde.
For the standards being proposed in this action, EPA believes that
previous decisions regarding the appropriateness of using formaldehyde
and CO both in concentration (ppm) levels as has been done for
stationary sources before as surrogates for HAP are still valid.\2\
Consequently, EPA is proposing emission standards for formaldehyde for
4SRB engines and emission standards
[[Page 9702]]
for CO for lean burn and CI engines in order to regulate HAP emissions.
Information EPA has received from stationary engine manufacturers
indicate that most SI emergency engines and engines below 50 HP are and
will be 4SRB engines. As discussed above, EPA could not confirm a
relationship between CO and formaldehyde emissions for 4SRB engines.
Therefore, EPA is proposing standards for formaldehyde for those
engines. EPA is interested in receiving comments on the use of
formaldehyde as a surrogate for HAP and information on any other
surrogates that may be better indicators of total HAP emissions and
their reductions.
---------------------------------------------------------------------------
\2\ In contrast, mobile source emission standards for diesel
engines (both nonroad and on-highway) are promulgated on a mass
basis rather than concentration.
---------------------------------------------------------------------------
We recognize that stationary diesel engines emit trace amounts of
metal HAP that remain in the particle phase. EPA believes that
formaldehyde and CO are reasonable surrogates for total HAP. Although
metal HAP emissions from existing diesel engines are very small--a
total of about 200 tons per year--we are interested in receiving
comments and data about more appropriate surrogates, if any, for the
metallic HAP emissions.
In addition to reducing HAP and CO, the proposed rule would likely
result in the reduction of PM emissions from existing diesel engines.
The aftertreatment technologies expected to be used to reduce HAP and
CO emissions also reduce emissions of PM from diesel engines.
Furthermore, this proposed rule would also result in nitrogen oxides
(NOX ) reductions from rich burn engines since these engines
would likely need to install non-selective catalytic reduction (NSCR)
technology that helps reduce NOX in addition to CO and HAP
emissions. Also, we propose the use of ULSD for diesel-fueled
stationary non-emergency CI engines greater than 300 HP with a
displacement of less than 30 liters per cylinder. This will result in
lower emissions of sulfur oxides (SOX) and sulfate
particulate from these engines by reducing the sulfur content in the
fuel.
C. What are the proposed standards?
1. Existing Stationary RICE at Major Sources
The emission standards that are being proposed in this action for
stationary RICE less than or equal to 500 HP located at major sources
and stationary CI RICE greater than 300 HP located at major sources are
shown in Table 1 of this preamble. Note that EPA is also co-proposing
that the same standards apply during both normal operation and periods
of startup and malfunctions.
Table 1--Emission Standards for Existing Stationary RICE Located at
Major Sources
------------------------------------------------------------------------
Emission standards at 15 percent O2 (parts
per million by volume on a dry basis)
-------------------------------------------
Subcategory Except during During periods of
periods of startup, startup, or
or malfunction malfunction
------------------------------------------------------------------------
Non-Emergency 2SLB 85 ppmvd CO......... 85 ppmvd CO.
50>=HP<=249.
Non-Emergency 2SLB 8 ppmvd CO or 90% CO 85 ppmvd CO.
250>=HP<=500. reduction.
Non-Emergency 4SLB 95 ppmvd CO......... 95 ppmvd CO.
50>=HP<=249.
Non-Emergency 4SLB 250 9 ppmvd CO or 90% CO 95 ppmvd CO.
>=HP<=500. reduction.
Non-Emergency 4SRB 200 ppbvd 2 ppmvd
50>=HP<=500. formaldehyde or 90% formaldehyde.
formaldehyde
reduction.
All CI 50>=HP<=300.......... 40 ppmvd CO......... 40 ppmvd CO.
Emergency CI 300>HP<=500.... 40 ppmvd CO......... 40 ppmvd CO.
Non-Emergency CI >300 HP.... 4 ppmvd CO or 90% CO 40 ppmvd CO.
reduction.
<50 HP...................... 2 ppmvd formaldehyde 2 ppmvd
formaldehyde.
Landfill/Digester 177 ppmvd CO........ 177 ppmvd CO.
50>=HP<=500.
Emergency SI 50>=HP<=500.... 2 ppmvd formaldehyde 2 ppmvd
formaldehyde.
------------------------------------------------------------------------
In addition, certain existing stationary RICE located at major
sources are subject to fuel requirements. Owners and operators of
existing stationary non-emergency diesel-fueled CI engines greater than
300 HP with a displacement of less than 30 liters per cylinder located
at major sources that use diesel fuel must use only diesel fuel meeting
the requirements of 40 CFR 80.510(b). This section requires that diesel
fuel have a maximum sulfur content of 15 parts per million (ppm) and
either a minimum cetane index of 40 or a maximum aromatic content of 35
volume percent.
2. Existing Stationary RICE at Area Sources
The emission requirements that we are proposing in this action for
existing stationary RICE located at existing area sources are shown in
Table 2 of this preamble. Note that EPA is also co-proposing that the
same standards apply during both normal operation and periods of
startup and malfunctions.
Table 2--Emission Standards and Requirements for Existing Stationary
RICE Located at Area Sources
------------------------------------------------------------------------
Emission standards at 15 percent O2, as
applicable, or management practice
-------------------------------------------
Subcategory Except during During periods of
periods of startup, startup, or
or malfunction malfunction
------------------------------------------------------------------------
Non-Emergency 2SLB Change oil and Change oil and
50>=HP<=249. filter every 500 filter every 500
hours; replace hours; replace
spark plugs every spark plugs every
1000 hours; and 1000 hours; and
inspect all hoses inspect all hoses
and belts every 500 and belts every 500
hours and replace hours and replace
as necessary. as necessary.
Non-Emergency 2SLB HP>=250.. 8 ppmvd CO or 90% CO 85 ppmvd CO.
reduction.
[[Page 9703]]
Non-Emergency 4SLB Change oil and Change oil and
50>=HP<=249. filter every 500 filter every 500
hours; replace hours; replace
spark plugs every spark plugs every
1000 hours; and 1000 hours; and
inspect all hoses inspect all hoses
and belts every 500 and belts every 500
hours and replace hours and replace
as necessary. as necessary.
Non-Emergency 4SLB HP>=250.. 9 ppmvd CO or 90% CO 95 ppmvd CO.
reduction.
Non-Emergency 4SRB HP>=50... 200 ppbvd 2 ppmvd
formaldehyde or 90% formaldehyde.
formaldehyde
reduction.
Emergency CI 50>=HP<=500.... Change oil and Change oil and
filter every 500 filter every 500
hours; inspect air hours; inspect air
cleaner every 1000 cleaner every 1000
hours, inspect all hours, inspect all
hoses and belts hoses and belts
every 500 hours and every 500 hours and
replace as replace as
necessary. necessary.
Emergency CI HP>500......... 40 ppmvd CO......... 40 ppmvd CO.
Non-Emergency CI 50>=HP<=300 Change oil and Change oil and
filter every 500 filter every 500
hours; inspect air hours; replace
cleaner every 1000 spark plugs every
hours; and inspect 1000 hours; and
all hoses and belts inspect all hoses
every 500 hours and and belts every 500
replace as hours and replace
necessary. as necessary.
Non-Emergency CI HP>300..... 4 ppmvd CO or 90% CO 40 ppmvd CO.
reduction.
HP<50....................... Change oil and Change oil and
filter every 200 filter every 200
hours; replace hours; replace
spark plugs every spark plugs every
500 hours; and 500 hours; and
inspect all hoses inspect all hoses
and belts every 500 and belts every 500
hours and replace hours and replace
as necessary. as necessary.
Landfill/Digester Gas Change oil and Change oil and
50>=HP<=500. filter every 500 filter every 500
hours; replace hours; replace
spark plugs every spark plugs every
1000 hours; and 1000 hours; and
inspect all hoses inspect all hoses
and belts every 500 and belts every 500
hours and replace hours and replace
as necessary. as necessary.
Landfill/Digester Gas HP>500 177 ppmvd CO........ 177 ppmvd CO.
Emergency SI 50>=HP<=500.... Change oil and Change oil and
filter every 500 filter every 500
hours; replace hours; replace
spark plugs every spark plugs every
1000 hours; and 1000 hours; and
inspect all hoses inspect all hoses
and belts every 500 and belts every 500
hours and replace hours and replace
as necessary. as necessary.
Emergency SI HP>500......... 2 ppmvd formaldehyde 2 ppmvd
formaldehyde.
------------------------------------------------------------------------
3. New or Reconstructed Stationary RICE >500 HP at Major Sources, New
or Reconstructed 4SLB Stationary RICE >=250 HP at Major Sources and
Existing 4SRB Stationary RICE >500 HP at Major Sources.
The EPA is co-proposing, in the alternative, as explained below, to
amend the existing regulations for new and reconstructed non-emergency
2SLB and CI stationary RICE >500 HP at major sources, new and
reconstructed non-emergency 4SLB stationary RICE >=250 HP at major
sources, and existing 4SRB stationary RICE >500 HP at major sources, in
order to set limits during periods of startup and malfunction. These
emission limitations are shown in Table 3 of this preamble. Note that
EPA is also co-proposing that the same standards apply during both
normal operation and periods of startup and malfunctions.
Table 3--Emission Standards for New or Reconstructed Non-Emergency
Stationary RICE >500 HP at Major Sources and Existing Non-Emergency 4SRB
Stationary RICE >500 HP at Major Sources During Periods of Startup or
Malfunction
------------------------------------------------------------------------
Emission standards at 15
Subcategory percent O2
------------------------------------------------------------------------
New or reconstructed non-emergency 2SLB Limit concentration of CO in
>500 HP located at a major source of the stationary RICE exhaust to
HAP emissions. 259 ppmvd or less at 15
percent O2 during periods of
startup or malfunction.
New or reconstructed non-emergency 4SLB Limit concentration of CO in
>=250 HP located at a major source of the stationary RICE exhaust to
HAP emissions. 420 ppmvd or less at 15
percent O2 during periods of
startup or malfunction.
Existing non-emergency 4SRB >500 HP Limit concentration of
located at a major source of HAP formaldehyde in the stationary
emissions; or New or reconstructed non- RICE exhaust to 2 ppmvd or
emergency 4SRB >500 HP located at a less at 15 percent O2 during
major source of HAP emissions. periods of startup or
malfunction.
New or reconstructed non-emergency CI Limit concentration of CO in
>500 HP located at a major source of the stationary RICE exhaust to
HAP emissions. 77 ppmvd or less at 15 percent
O2 during periods of startup
or malfunction.
------------------------------------------------------------------------
4. Operating Limitations
The EPA is proposing operating limitations for existing stationary
non-emergency 2SLB, 4SLB, 4SRB, and CI RICE that are greater than 500
HP and are located at an area source, and existing stationary non-
emergency CI RICE that are greater than 500 HP and are located at a
major source. These are large engines that are subject to proposed
standards that would require the use of aftertreatment. Owners and
operators of engines that are equipped with oxidation catalyst or NSCR
must
[[Page 9704]]
maintain the catalyst so that the pressure drop across the catalyst
does not change by more than 2 inches of water from the pressure drop
across the catalyst that was measured during the initial performance
test. Owners and operators of these engines must also maintain the
temperature of the stationary RICE exhaust so that the catalyst inlet
temperature is between 450 and 1350 degrees Fahrenheit ([deg]F) for
engines with an oxidation catalyst and 750 to 1250 [deg]F for engines
with NSCR. Owners and operators of engines that are not using oxidation
catalyst or NSCR must comply with any operating limitations approved by
the Administrator.
5. Management Practices
As shown in Table 2 above, the EPA is proposing management
practices for several subcategories of engines located at area sources.
Such management practices include maintenance requirements that are
expected to ensure that emission control systems are working properly.
EPA asks for comments on these management practices and requests
suggestions of additional maintenance requirements that may be needed
for some of these engine subcategories.
6. Fuel Requirements
In addition to emission standards and management practices, certain
stationary CI RICE located at existing area sources are subject to fuel
requirements. These fuel requirements are proposed in order to reduce
the potential formation of sulfate compounds that are emitted when high
sulfur diesel fuel is used in combination with oxidation catalysts and
to assist in the efficient operation of the oxidation catalysts. Thus,
owners and operators of stationary non-emergency diesel-fueled CI
engines greater than 300 HP with a displacement of less than 30 liters
per cylinder located at existing area sources must only use diesel fuel
meeting the requirements of 40 CFR 80.510(b), which requires that
diesel fuel have a maximum sulfur content of 15 ppm and either a
minimum cetane index of 40 or a maximum aromatic content of 35 volume
percent.
D. What are the requirements for demonstrating compliance?
The following sections describe the requirements for demonstrating
compliance under the proposed rule.
1. Existing Stationary RICE at Major Sources
Owners and operators of existing stationary non-emergency RICE
located at major sources that are less than 100 HP and stationary
emergency RICE located at major sources must operate and maintain their
stationary RICE and aftertreatment control device (if any) according to
the manufacturer's emission-related written instructions or develop
their own maintenance plan. Owners and operators of existing stationary
non-emergency RICE located at major sources that are less than 100 HP
and existing stationary emergency RICE located at major sources do not
have to conduct any performance testing.
Owners and operators of existing stationary non-emergency RICE
located at major sources that are greater than or equal to 100 HP and
less than or equal to 500 HP must conduct an initial performance test
to demonstrate that they are achieving the required emission standards.
Owners and operators of existing stationary non-emergency RICE
greater than 500 HP located at major sources must conduct an initial
performance test and must test every 8,760 hours of operation or 3
years, whichever comes first, to demonstrate that they are achieving
the required emission standards.
Owners and operators of stationary non-emergency CI RICE that are
greater than 500 HP and are located at a major source must continuously
monitor and record the catalyst inlet temperature if an oxidation
catalyst is being used on the engine. The pressure drop across the
catalyst must also be measured monthly. If an oxidation catalyst is not
being used on the engine, the owner or operator must continuously
monitor and record the operating parameters (if any) approved by the
Administrator.
2. Existing Stationary RICE at Area Sources
Owners and operators of existing stationary RICE located at area
sources, that are subject to management practices, as shown in Table 2
of this preamble, must develop a maintenance plan that specifies how
the management practices will be met. Owners and operators of existing
stationary RICE that are subject to management practices do not have to
conduct any performance testing.
Owners and operators of existing stationary RICE subject to
numerical emission standards and that are located at area sources, as
shown in Table 2 of this preamble, must conduct an initial performance
test to demonstrate that they are achieving the required emission
standards.
Owners and operators of existing stationary non-emergency RICE that
are greater than 500 HP and located at area sources must conduct an
initial performance test and must test every 8,760 hours of operation
or 3 years, whichever comes first, to demonstrate that they are
achieving the required emission standards.
Owners and operators of existing stationary non-emergency 2SLB,
4SLB, 4SRB, and CI RICE that are greater than 500 HP and are located at
an area source must continuously monitor and record the catalyst inlet
temperature if an oxidation catalyst or NSCR is being used on the
engine. The pressure drop across the catalyst must also be measured
monthly. If an oxidation catalyst or NSCR is not being used on the
engine, the owner or operator must continuously monitor and record the
operating parameters (if any) approved by the Administrator.
E. What are the reporting and recordkeeping requirements?
The following sections describe the reporting and recordkeeping
requirements that are required under the proposed rule.
Owners and operators of existing stationary emergency RICE that do
not meet the requirements for non-emergency engines are required to
keep records of their hours of operation. Owners and operators of
existing stationary emergency RICE must install a non-resettable hour
meter on their engines to record the necessary information. Emergency
stationary RICE may be operated for the purpose of maintenance checks
and readiness testing, provided that the tests are recommended by the
Federal, State or local government, the manufacturer, the vendor, or
the insurance company associated with the engine. Maintenance checks
and readiness testing of such units are limited to 100 hours per year.
Owners and operators can petition the Administrator for additional
hours, beyond the allowed 100 hours per year, if such additional hours
should prove to be necessary for maintenance and testing reasons. A
petition is not required if the engine is mandated by regulation such
as State or local requirements to run more than 100 hours per year for
maintenance and testing purposes. There is no time limit on the use of
emergency stationary engines in emergency situations, however, the
owner or operator is required to record the length of operation and the
reason the engine was in operation during that time. Records must be
maintained documenting why the engine was operating to ensure the 100
hours per year limit for maintenance and testing operation is
[[Page 9705]]
not exceeded. In addition, owners and operators are allowed to operate
their stationary emergency RICE for non-emergency purposes for 50 hours
per year, but those 50 hours are counted towards the total 100 hours
provided for operation other than for true emergencies and owners and
operators may not engage in income-generating activities during those
50 hours. The 50 hours per year for non-emergency purposes cannot be
used to generate income for a facility, for example, to supply power to
an electric grid or otherwise supply power as part of a financial
arrangement with another entity.
Owners and operators of existing stationary RICE located at area
sources, that are subject to management practices as shown in Table 2,
are required to keep records that show that management practices that
are required are being met. Such records are to be kept on-site by
owners and operators. These records must include, but may not be
limited to: oil and filter change dates, oil amounts added and
corresponding hour on the hour meter, fuel consumption rates, air
filter change dates, records of repairs and other maintenance
performed.
In terms of reporting requirements, owners and operators of
existing stationary RICE, except stationary RICE that are less than 100
HP, existing emergency stationary RICE, and existing stationary RICE
that are not subject to numerical emission standards, must submit all
of the applicable notifications as listed in the NESHAP General
Provisions (40 CFR part 63, subpart A), including an initial
notification, notification of performance test, and a notification of
compliance for each stationary RICE which must comply with the
specified emission limitations.
IV. Rationale for Proposed Rule
A. Which control technologies apply to stationary RICE?
EPA reviewed various control technologies applicable to stationary
engines. For detailed information on the control technology review that
EPA conducted, refer to information in the docket for this proposed
rule. The following sections provide general descriptions of currently
available controls that can be used to reduce emissions from stationary
engines.
Non-selective catalytic reduction has been commercially available
for many years and has been widely used on stationary engines. This
technology utilizes catalytic material to reduce some pollutants like
NOX , while also oxidizing other pollutants like CO, HAP and
VOC. The technology can be applied to rich burn stationary engines and
is capable of significantly reducing HAP emissions from stationary
RICE. Based on available information, NSCR appears to be technically
feasible for rich burn engines down to 25 HP. The NESHAP for stationary
rich burn RICE greater than 500 HP located at major sources that were
promulgated in 2004 were based upon applying NSCR to meet the emission
standards. In order to meet the emission standards promulgated on
January 18, 2008 (73 FR 3568), new stationary rich burn engines are
also expected to use NSCR.
Oxidation catalysts are another type of aftertreatment that can be
applied to stationary engines and are typically used with lean burn
engines. The technology can be applied to either diesel or natural gas
fired lean burn engines. Significant reductions in HAP and CO are
achieved with oxidation catalysts and applying the technology to diesel
fired engines also yields PM mass emissions reductions. Oxidation
catalyst control has been widely used and has been available for
decades for use with lean burn stationary engines. While oxidation
catalysts are very effective at reducing HAP and CO emissions, there is
some concern about increasing NO2 emissions as a result of
using highly catalyzed devices. Thus, EPA requests comments and
information on the potential increase in NO2 emissions and
any strategies to help reduce their formation.
Catalyzed diesel particulate filters are applicable to CI engines
using diesel fuel and are primarily used to reduce PM emissions.
Applying CDPF can significantly reduce PM emissions, while also
significantly reducing emissions of HAP and CO. Catalyzed diesel
particulate filters are the basis for EPA's current on-highway diesel
PM standards (40 CFR Part 86), the Tier 4 emission standards for PM for
most nonroad CI engines regulated by 40 CFR part 1039, the most recent
locomotive and marine engine standards and also for most new non-
emergency stationary CI engines regulated under 40 CFR part 60, subpart
IIII. Recently finalized standards for stationary CI engines in
California are also based on the use of particulate filters in some
cases.
B. How did EPA determine the basis and level of the proposed standards?
1. Stationary RICE at Major Sources
Section 112 of the CAA requires that EPA establish NESHAP for the
control of HAP from new and existing sources in regulated source
categories. The CAA requires the NESHAP for major sources to reflect
the maximum degree of reduction in emissions of HAP that is achievable.
This level of control is commonly referred to as the maximum achievable
control technology, or MACT.
In promulgating a MACT standard, EPA must first calculate the
minimum stringency levels for new and existing sources in a category or
subcategory. The minimum level of stringency is called the MACT
``floor,'' and CAA section 112(d)(3) sets forth differing levels of
minimum stringency that EPA's standards must achieve, based on whether
they regulate new and reconstructed sources, or existing sources. For
new and reconstructed sources, CAA section 112(d)(3) provides that the
``degree of reduction in emissions that is deemed achievable [* * *]
shall not be less stringent than the emissions control that is achieved
in practice by the best controlled similar source, as determined by the
Administrator.'' Emissions standards for existing units may be less
stringent than standards for new units, but ``shall not be less
stringent * * * than the average emissions limitation achieved by the
best performing 12 percent of the existing sources (for which the
Administrator has emissions information),'' (or the best performing 5
sources for categories or subcategories with fewer than 30 sources).
CAA section 112(d)(3). The MACT standard must be no less stringent than
the MACT floor.
In developing MACT, EPA must also determine whether to control
emissions ``beyond-the-floor,'' after considering the costs, nonair
quality health and environmental impacts, and energy requirements of
such more stringent control. Section 112 of the CAA allows EPA to
establish subcategories among a group of sources, based on criteria
that differentiate such sources. The subcategories that have been
developed for stationary RICE were previously listed and are necessary
in order to capture the distinct differences, which could affect the
emissions of HAP from these engines. The complete rationale explaining
the development of these subcategories is provided in the memorandum
titled ``Subcategorization and MACT Floor Determination for Stationary
Reciprocating Internal Combustion Engines <=500 HP at Major Sources''
and is available from the docket.
For the MACT floor determination, EPA reviewed the data in its
Office of Air Quality Planning and Standards' RICE Population Database
(hereafter referred to as the ``Population Database'') and RICE
Emissions
[[Page 9706]]
Database (hereafter referred to as the ``Emissions Database''). The
Population and Emissions Databases represent the best information
available to EPA. Information in the Population and Emissions Database
was obtained from several sources and is further described in the
notice of proposed rulemaking for the RICE NESHAP for engines greater
than 500 HP at major sources (67 FR 77830, December 19, 2002) and in
the docket for the RICE NESHAP rulemaking (EPA-HQ-OAR-2002-0059). In
order to establish the emission standard for each subcategory of
stationary existing RICE, EPA referred to the Emissions Database. The
following sections describe the MACT floor review and proposed MACT
determinations for each subcategory of existing stationary RICE.
a. Stationary RICE <50 HP. According to the Population Database
there are no existing stationary RICE less than 50 HP using catalyst
type controls. In assessing the average of the top twelve percent best
performing engines, EPA determined that the MACT floor is 2 ppmvd
formaldehyde. EPA is not expecting any stationary CI engines less than
50 HP since such engines are typically considered nonroad mobile
engines and regulated under EPA's mobile source requirements. Also, EPA
does not expect any lean burn engines in this subcategory as lean burn
engines tend to be found in larger engine size segments. Therefore, EPA
believes that engines less than 50 HP would be 4SRB engines.
Subsequently, EPA reviewed formaldehyde emissions from 4SRB engines and
averaged the emissions associated with the best performing 12 percent
of sources. As a result, the MACT floor for engines below 50 HP is 2
parts per million by volume, dry basis (ppmvd) of formaldehyde at 15
percent oxygen (O2).
EPA considered regulatory options more stringent than the MACT
floor, in particular, emission standards based on the use of NSCR. The
cost per ton of HAP reduced for stationary engines less than 50 HP
equipped with NSCR is substantial, particularly when considering the
potential HAP reductions that would be expected. Therefore, MACT is
equivalent to the MACT floor. For details on the cost per ton analysis,
refer to the memorandum entitled ``Above-the-Floor Determination for
Stationary RICE,'' included in the docket.
b. Stationary Landfill/Digester Gas =50 HP. According to
the Population Database there are no existing landfill or digester gas
engines using catalyst type controls. EPA consulted several sources,
including the Emissions Database, in order to determine the level being
achieved by the best performing 12 percent of landfill and digester gas
engines.
Based on reviewing recently obtained test reports for landfill and
digester gas engines, EPA concluded that the latest information
obtained on the current levels being achieved by landfill gas engines
is the most appropriate and representative information and therefore
was used to determine the MACT floor limit. EPA analyzed the CO
emissions from landfill and digester gas test reports. EPA has
previously discussed the appropriateness of using CO emissions as a
surrogate for HAP emissions and therefore reviewed CO emissions from
landfill and digester gas engines. EPA selected the best performing 12
percent and averaged those 12 percent to determine the MACT floor. As a
result, the MACT floor for landfill and digester gas stationary RICE
greater than or equal to 50 HP is 177 ppmvd of CO at 15 percent
O2.
Currently, there are no viable beyond-the-floor options for engines
that combust landfill or digester gas. Aftertreatment controls could
theoretically be applied to engines burning waste gas; however,
numerous studies have shown that a family of silicon-based compounds
named siloxanes present in landfill gas can foul add-on catalyst
controls. Such fouling can render the catalyst inoperable within short
periods of time. Pre-treatment systems could be applied to clean the
fuel prior to combustion theoretically allowing catalysts to be used,
but has not shown to be a reliable technology at this time. Therefore,
MACT is equivalent to the MACT floor.
c. Stationary Emergency CI 50= HP <=500. EPA reviewed CO
emissions from CI engines and selected the best performing 12 percent.
As a result, the MACT floor for CI emergency stationary RICE greater
than or equal to 50 HP and less than or equal to 500 HP is 40 ppmvd of
CO at 15 percent O2.
As part of our analysis for the possibility of going beyond the
MACT floor, EPA considered requiring add-on controls for emergency
engines. However, due to the limited operation of emergency engines
(about 50 hours per year on average), the cost per ton of HAP removed
by such controls is high. The estimated cost of oxidation catalyst per
ton of HAP reduced ranges from $1 million to $2.8 million for emergency
CI engines in this size range. For CDPF, the estimated cost per ton of
HAP reduced for emergency CI engines between 50 and 500 HP ranges from
$3.7 million to $8.7 million. In addition, the total HAP reductions
achieved by applying aftertreatment controls would be minimal since
stationary emergency engines are operated only an average of about 50
hours per year. Therefore, MACT is equivalent to the MACT floor. A
fuller discussion of EPA'