Final National Pollutant Discharge Elimination System (NPDES) General Permit for Discharges Incidental to the Normal Operation of a Vessel for Alaska and Hawaii, 7042-7046 [E9-3045]
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denying a waiver for California’s
standards.
Included in CARB’s letter is a request
that EPA return to its traditional review
of California’s standards under section
209(b)(1)(B) by considering whether
California continues to need its own
motor vehicle emission program, rather
than evaluating greenhouse gas
standards separately. As part of this
review, CARB suggests that EPA should
base its decision on whether California
continues to need to have its own motor
vehicle program to address various
factors in California, such as climate,
large human and vehicle population,
topography and meteorology, and
should not apply this test separately to
the greenhouse gas emission standards.
In addition, CARB requests that EPA
reconsider (and reject) the alternative
grounds for the denial, namely, EPA’s
determination that the impacts from
climate change in California were not
sufficiently different from the nation as
a whole. In addition to arguing that this
is not an appropriate interpretation of
section 209(b)(1), CARB states that EPA
improperly weighed the evidence of
impacts in California (including
evidence that greenhouse gas standard
will help reduce smog-related
emissions) and that the record supports
granting the waiver even under EPA’s
new interpretation of section 209(b)(1).
Prior to the March 6, 2008 denial, the
Agency provided notice and an
opportunity to comment on whether (a)
California’s determination that its motor
vehicle emission standards are, in the
aggregate, at least as protective of public
health and welfare as applicable Federal
standards is arbitrary and capricious, (b)
California needs such standards to meet
compelling and extraordinary
conditions, and (c) California’s
standards and accompanying
enforcement procedures are consistent
with section 202(a) of the Clean Air Act.
We now seek any new or additional
information or comments regarding
these criteria. We also seek comment on:
(1) whether EPA’s interpretation and
application of section 209(b)(1) in EPA’s
March 6, 2008 waiver denial was
appropriate, and (2) the effect of the
March 6, 2008 denial on whether
California’s GHG standards are
consistent with section 202(a) of the
Act, including lead time.
Dated: February 6, 2009.
Lisa P. Jackson,
Administrator.
[FR Doc. E9–2913 Filed 2–11–09; 8:45 am]
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ENVIRONMENTAL PROTECTION
AGENCY
[FRL–8772–4; EPA–HQ–OW–2008–0055]
Final National Pollutant Discharge
Elimination System (NPDES) General
Permit for Discharges Incidental to the
Normal Operation of a Vessel for
Alaska and Hawaii
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Notice of final Vessel General
Permit issuance for Alaska and Hawaii.
SUMMARY: EPA previously announced
the finalization of the NPDES general
permit for discharges incidental to the
normal operation of vessels, also
referred to as the Vessel General Permit
(VGP), in the Federal Register on
December 29, 2008 (73 FR 79493). EPA
did not finalize the VGP for the states
of Hawaii and Alaska, because as of
permit signature, EPA had not received
a certification pursuant to section 401 of
the Clean Water Act (CWA) from Hawaii
or a final response on the national
consistency determination required by
section 307(c)(1) of the Coastal Zone
Management Act (CZMA) from Alaska.
EPA has since received the required
section 401 certification and CZMA
response and has amended the permit to
reflect them. Today’s action provides
notice of the final permit issuance for
the states of Hawaii and Alaska.
The VGP was issued in response to a
District Court ruling that vacates, as of
February 6, 2009, a long-standing EPA
regulation that excludes discharges
incidental to the normal operation of a
vessel from the need to obtain an
NPDES permit. As of February 6, 2009,
discharges incidental to the normal
operation of a vessel that had formerly
been exempted from NPDES permitting
by the regulation will be subject to the
prohibition in CWA section 301(a)
against the discharge of pollutants
without a permit.
EPA solicited information and data on
discharges incidental to normal vessel
operations to assist in developing two
NPDES general permits in a Federal
Register Notice published June 21, 2007
(72 FR 32421). The majority of
information and data in response to that
notice came from seven different
groups: individual citizens, commercial
fishing representatives, commercial
shipping groups, environmental or
outdoor recreation groups, the oil and
gas industry, recreational boatingrelated businesses, and state
governments. EPA considered all the
information and data received along
with other publicly available
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information in developing two proposed
vessel permits.
EPA published the two proposed
permits and accompanying fact sheets
for public comment on June 17, 2008
(73 FR 34296). As proposed, the VGP
would have covered all commercial and
non-recreational vessels and those
recreational vessels longer or equal to 79
feet, and the proposed Recreational
General Permit (RGP) would have
covered recreational vessels less than 79
feet in length. However, after the
permits were proposed, Congress
enacted two new laws that impact the
universe of vessels covered under
today’s permit. On July 29, 2008, Senate
bill S. 2766 (‘‘the Clean Boating Act of
2008’’) was signed into law (Pub. L.
110–288). This law provides that
recreational vessels shall not be subject
to the requirement to obtain an NPDES
permit to authorize discharges
incidental to their normal operation. As
a result of this legislation, EPA is not
finalizing the proposed RGP and has
also modified the VGP, which included
those recreational vessels over 79 feet,
to eliminate that coverage. On July 31,
2008, Senate bill S. 3298 was signed
into law (Pub. L. 110–299). This law
generally imposes a two-year
moratorium during which time neither
EPA nor states can require NPDES
permits for discharges (except ballast
water discharges) incidental to the
normal operation of vessels of less than
79 feet and commercial fishing vessels
of any length. EPA is not taking final
action on the proposed permit as it
would apply to these vessels and has
revised the final VGP to reflect the new
law.
DATES: Today’s action is effective on
February 6, 2009. This effective date is
necessary to provide affected vessels the
necessary permit coverage under the
Clean Water Act in light of the February
6, 2009 vacatur of the 40 CFR 122.3(a)
NPDES permitting exemption.1 Under
the Agency’s authority in 40 CFR Part
23, this permit (as applied to Alaska and
Hawaii) shall be considered issued for
the purpose of judicial review on
February 6, 2009.2 Under section 509(b)
1 The U.S. District Court for the Northern District
of California has twice, at the request of parties to
the litigation, delayed the date of vacatur of the 40
CFR 122.3(a) exclusion for discharges incidental to
the normal operation of a vessel. See Northwest
Environmental Advocates et al. v. United States
EPA, 2008 U.S. Dist. LEXIS 66738 (N.D. Cal. August
31, 2008) (extending the date to December 19, 2008)
and Northwest Environmental Advocates et al. v.
United States EPA, No. C 03–05760–SI (December
17, 2008) (extending the date to February 6, 2009).
2 Under 40 CFR 23.2, actions such as today’s
would by default be considered issued for purposes
of judicial review two weeks after publication in the
Federal Register. However, in other contexts,
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of the Clean Water Act, judicial review
of this general permit can be had by
filing a petition for review in the United
States Court of Appeals within 120 days
after the permit is considered issued for
purposes of judicial review. Under
section 509(b)(2) of the Clean Water Act,
the requirements in this permit may not
be challenged later in civil or criminal
proceedings to enforce these
requirements. In addition, this permit
may not be challenged in other agency
proceedings. Deadlines for submittal of
notices of intent are provided in part 1.5
of the VGP. This permit also provides
additional dates for compliance with the
terms of this permit.
FOR FURTHER INFORMATION CONTACT: For
further information on this final vessel
NPDES general permit, contact Ryan
Albert at EPA Headquarters, Office of
Water, Office of Wastewater
Management, Mail Code 4203M, 1200
Pennsylvania Ave., NW., Washington,
DC 20460; or at tel. 202–564–0763; or
Juhi Saxena at EPA Headquarters, Office
of Water, Office of Wastewater
Management, Mail Code 4203M, 1200
Pennsylvania Ave., NW., Washington,
DC 20460; or at tel. 202–564–0719; or
e-mail:
CommercialVesselPermit@epa.gov.
For EPA Region 9, contact Eugene
Bromley at USEPA REGION 9, 75
Hawthorne Street, Mail Code: WTR–5,
San Francisco, CA 94105; or at tel.:
(415) 972–3510; or e-mail at
bromley.eugene@epa.gov.
For EPA Region 10, contact Cindi
Godsey at USEPA Region 10—Alaska
Operations Office, Federal Building
Room 537, 222 West 7th Avenue, #19
Mail Code: AOO/A, Anchorage, AK
99513–7588; or at tel.: (907) 271–6561;
or e-mail at godsey.cindi@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does This Final Permit Apply to Me?
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The VGP applies to all vessels
operating in a capacity as a means of
transportation, except recreational
vessels as defined in CWA section
502(25), Public Law 110–288, that have
discharges incidental to their normal
operations into waters subject to this
permit. With respect to (1) commercial
fishing vessels of any size as defined in
46 U.S.C. 2101 and (2) those nonrecreational vessels that are less than 79
affected parties have expressed concern that
deferring judicial review of Agency permits beyond
the point at which regulated entities are obligated
to comply with them may compromise judicial
review rights. EPA is therefore exercising its
discretion under 40 CFR 23.2 to deem today’s
permit ‘‘issued for purposes of judicial review’’ on
the same date it becomes effective.
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feet in length, the coverage under this
permit is limited to ballast water
discharges only. Unless otherwise
excluded from coverage by Part 6 of the
permit, waters subject to this permit,
means waters of the U.S. as defined in
40 CFR 122.2.
B. How Can I Get Copies of These
Documents and Other Related
Information?
1. Docket. EPA has established an
official public docket for this action
under Docket ID No. EPA–HQ–OW–
2008–0055. The official public docket is
the collection of materials, including the
administrative record, for the final
permit, required by 40 CFR 124.18. It is
available for public viewing at the Water
Docket in the EPA Docket Center, (EPA/
DC) EPA West, Room 3334, 1301
Constitution Ave., NW., Washington,
DC 20460. Although all documents in
the docket are listed in an index, some
information is not publicly available,
i.e., CBI or other information whose
disclosure is restricted by statute.
Publicly available docket materials are
available electronically through https://
www.regulations.gov and in hard copy
at the EPA Docket Center Public
Reading Room, open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744 and the telephone
number for the Water Docket is (202)
566–2426. In addition, the comments
and information that EPA received in
response to its June 21, 2007, Federal
Register notice can be found in the
public docket at https://
www.regulations.gov by searching
Docket ID No. EPA–HQ–OW–2007–
0483.
2. Electronic Access. You may access
this Federal Register document
electronically through the EPA Internet
under the ‘‘Federal Register’’ listings at
https://www.epa.gov/fedrgstr/.
An electronic version of the public
docket is available through the Federal
Docket Management System (FDMS)
found at https://www.regulations.gov.
You may use the FDMS to view public
comments, access the index listing of
the contents of the official public
docket, and to access those documents
in the public docket that are available
electronically. Once at the Web site,
enter the appropriate Docket ID No. in
the ‘‘Search’’ box to view the docket.
Certain types of information will not
be placed in the EPA dockets.
Information claimed as CBI and other
information whose disclosure is
restricted by statute, which is not
included in the official public docket,
will not be available for public viewing
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in EPA’s electronic public docket. EPA
policy is that copyrighted material will
not be placed in EPA’s electronic public
docket but will be available only in
printed, paper form in the official public
docket. Although not all docket
materials may be available
electronically, you may still access any
of the publicly available docket
materials through the docket facility
identified in Section I.A.1.
3. Response to Public Comments. EPA
received 173 comments on the proposed
VGP from the shipping industry (108),
States (28), Environmental Groups and
the public (37). EPA has responded to
all comments received and has included
these responses in a separate document
in the public docket for this permit. See
the document titled Proposed VGP:
EPA’s Response to Public Comments.
III. Scope and Applicability of the 2008
VGP
A. CWA Section 401 Certification
EPA may not issue a permit
authorizing discharges into the waters of
a State until that State has granted
certification under CWA section 401 or
has waived its right to certify (or been
deemed to have waived). 33 U.S.C.
1341(a)(1); 40 CFR 124.53(a). For this
permit, a State was deemed to have
waived its right to certify if it did not
exercise that right within 60 days from
the date the State was notified of the
draft permit, unless EPA granted that
State more time to certify based on
‘‘unusual circumstances.’’ 40 CFR
124.53(c)(3). If a State believed that any
permit condition(s) more stringent than
those contained in the draft permit were
necessary to meet the applicable
requirements of either the CWA or State
law, the State had an opportunity to
include those condition(s) in its
certification. 40 CFR 124.53(e)(1).
Hawaii provided such conditions in its
certification, and EPA has added them
to Part 6 of the VGP pursuant to CWA
section 401(d). 33 U.S.C. 1341(d).
B. Coastal Zone Management Act
Consistency Determination
The Coastal Zone Management Act
(CZMA) and its implementing
regulations (15 CFR Part 930) require
that any Federal agency activity or
federally licensed or permitted activity
occurring within the coastal zone (or
outside the coastal zone by affecting the
coastal zone) of a state with an approved
coastal zone management program
(CZMP) be consistent with the
enforceable policies of that approved
program to the maximum extent
practicable. Agency general permits that
do not involve case-by-case or
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individualized determinations by the
Agency are federal activities for the
purposes of CZMA section 307(c)(1).
Following proposal of the draft VGP,
EPA provided the relevant state coastal
zone management agencies with its
national consistency determination
regarding the enforceable policies in
approved state CZMPs for the coastal
zones including state waters where the
VGP would authorize discharges. 15
CFR 930.31(d). For the VGP, EPA
developed a national consistency
determination pursuant to the CZMA
regulations at 15 CFR 930.36(e).
Under the CZMA process, several
States provided conditions to the VGP,
based on specific enforceable coastal
policies of the State, which allowed the
State to concur with EPA’s consistency
determination. According to the
regulations, EPA incorporated these
conditions to the maximum extent
practicable. If a State coastal zone
management agency’s conditions are not
incorporated into the general permit or
if the State coastal zone management
agency objects to the general permit,
then the general permit is not available
for use by potential general permit users
in that State unless the applicant who
wants to use the general permit provides
the State agency with the applicant’s
consistency determination and the State
agency concurs. 15 CFR 930.31(d).
NOAA has explained that ‘‘a State
objection to a consistency determination
for the issuance of a general permit
would alter the form of CZMA
compliance required, transforming the
general permit into a series of case-bycase CZMA decisions and requiring an
individual who wants to use the general
permit to submit an individual
consistency certification to the State
agency in compliance with 15 CFR part
930.’’ 71 FR 788, 793. In States that have
not provided conditions for
incorporation into the permit to allow
the State to concur, as well as States that
have not objected to the permit, EPA’s
CZMA compliance requirements derive
from CZMA section 307(c)(1). Id.
Subsequent to the publication of the
VGP on December 29, 2009, but within
the timeframes contemplated under the
federal CZMA regulations (based on
information requests from the State
coastal zone management agency to
EPA), the Alaska Division of Coastal and
Ocean Management concurred with
EPA’s national consistency
determination on January 13, 2009, and
therefore, potential permittees in
Alaska’s waters may now seek coverage
under the VGP.
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C. Geographic Coverage of VGP
The VGP applies to discharges
incidental to the normal operation of a
vessel identified as being eligible for
coverage in the final permit, into waters
subject to the permit. These waters are
‘‘waters of the United States’’ as defined
in 40 CFR 122.2 (extending to the reach
of the 3-mile territorial sea as defined in
section 502(8) of the CWA). The final
permit covers vessel discharges in the
waters of the U.S. in all States,
Territories and Indian Country Land,
regardless of whether a ‘‘state’’ is
otherwise authorized to implement the
NPDES permit program within its
jurisdiction. For more information on
this approach, see the fact sheet
accompanying the final permit.
D. Categories of Vessels Covered Under
VGP
The final vessel general permit (VGP)
applies to owners and operators of nonrecreational vessels that are 79 feet
(24.08 meters) and greater in length, as
well as to owners and operators of
commercial vessels of less than 79 feet
and commercial fishing vessels of any
length which discharge ballast water.
The final VGP does not apply to
recreational vessels of any size,
commercial fishing vessels of any size
which do not discharge ballast water,
and non-recreational vessels of less than
79 feet which do not discharge ballast
water. For non-recreational vessels of
less than 79 feet in length and
commercial fishing vessels that
discharge ballast water, the only effluent
limit these vessels are subject to are the
VGP standards that apply to ballast
water discharges.
IV. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
The legal question of whether a
general permit (as opposed to an
individual permit) qualifies as a ‘‘rule’’
or as an ‘‘adjudication’’ under the
Administrative Procedure Act (APA)
has been the subject of periodic
litigation. In a recent case, the court
held that the CWA Section 404
nationwide general permit before the
court did qualify as a ‘‘rule’’ and
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therefore that the issuance of the general
permit needed to comply with the
applicable legal requirements for the
issuance of a ‘‘rule.’’ National Ass’n of
Home Builders v. U.S. Army Corps of
Engineers, 417 F.3d 1272, 1284–85 (DC
Cir. 2005) (Army Corps general permits
under Section 404 of the Clean Water
Act are rules under the APA and the
Regulatory Flexibility Act; ‘‘Each NWP
[nationwide permit] easily fits within
the APA’s definition ‘rule.’ * * * As
such, each NWP constitutes a rule
* * *’’).
As EPA stated in 1998, ‘‘the Agency
recognizes that the question of the
applicability of the APA, and thus the
RFA, to the issuance of a general permit
is a difficult one, given the fact that a
large number of dischargers may choose
to use the general permit.’’ 63 FR 36489,
36497 (July 6, 1998). At that time, EPA
‘‘reviewed its previous NPDES general
permitting actions and related
statements in the Federal Register or
elsewhere,’’ and stated that ‘‘[t]his
review suggests that the Agency has
generally treated NPDES general permits
effectively as rules, though at times it
has given contrary indications as to
whether these actions are rules or
permits.’’ Id. at 36496. Based on EPA’s
further legal analysis of the issue, the
Agency ‘‘concluded, as set forth in the
proposal, that NPDES general permits
are permits [i.e., adjudications] under
the APA and thus not subject to APA
rulemaking requirements or the RFA.’’
Id. Accordingly, the Agency stated that
‘‘the APA’s rulemaking requirements are
inapplicable to issuance of such
permits,’’ and thus ‘‘NPDES permitting
is not subject to the requirement to
publish a general notice of proposed
rulemaking under the APA or any other
law * * * [and] it is not subject to the
RFA.’’ Id. at 36497.
However, the Agency went on to
explain that, even though EPA had
concluded that it was not legally
required to do so, the Agency would
voluntarily perform the RFA’s smallentity impact analysis. Id. EPA
explained the strong public interest in
the Agency following the RFA’s
requirements on a voluntary basis:
‘‘[The notice and comment] process also
provides an opportunity for EPA to
consider the potential impact of general
permit terms on small entities and how
to craft the permit to avoid any undue
burden on small entities.’’ Id.
Accordingly, with respect to the NPDES
permit that EPA was addressing in that
Federal Register notice, EPA stated that
‘‘the Agency has considered and
addressed the potential impact of the
general permit on small entities in a
manner that would meet the
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requirements of the RFA if it applied.’’
Id.
Subsequent to EPA’s conclusion in
1998 that general permits are
adjudications, rather than rules, as
noted above, the DC Circuit recently
held that nationwide general permits
under section 404 are ‘‘rules’’ rather
than ‘‘adjudications.’’ Thus, this legal
question remains ‘‘a difficult one’’
(supra). However, EPA continues to
believe that there is a strong public
policy interest in EPA applying the
RFA’s framework and requirements to
the Agency’s evaluation and
consideration of the nature and extent of
any economic impacts that a CWA
general permit could have on small
entities (e.g., small businesses). In this
regard, EPA believes that the Agency’s
evaluation of the potential economic
impact that a general permit would have
on small entities, consistent with the
RFA framework discussed below, is
relevant to, and an essential component
of, the Agency’s assessment of whether
a CWA general permit would place
requirements on dischargers that are
appropriate and reasonable.
Furthermore, EPA believes that the
RFA’s framework and requirements
provide the Agency with the best
approach for the Agency’s evaluation of
the economic impact of general permits
on small entities. While using the RFA
framework to inform its assessment of
whether permit requirements are
appropriate and reasonable, EPA will
also continue to ensure that all permits
satisfy the requirements of the Clean
Water Act.
Accordingly, EPA has committed that
the Agency will operate in accordance
with the RFA’s framework and
requirements during the Agency’s
issuance of CWA general permits (in
other words, the Agency commits that it
will apply the RFA in its issuance of
general permits as if those permits do
qualify as ‘‘rules’’ that are subject to the
RFA). In satisfaction of this
commitment, during the course of this
VGP proceeding, the Agency conducted
the analysis and made the appropriate
determinations that are called for by the
RFA. In addition, and in satisfaction of
the Agency’s commitment, EPA will
apply the RFA’s framework and
requirements in any future issuance of
other NPDES general permits. EPA
anticipates that for most general permits
the Agency will be able to conclude that
there is not a significant economic
impact on a substantial number of small
entities. In such cases, the requirements
of the RFA framework are fulfilled by
including a statement to this effect in
the permit fact sheet, along with a
statement providing the factual basis for
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the conclusion. A quantitative analysis
of impacts would only be required for
permits that may affect a substantial
number of small entities, consistent
with EPA guidance regarding RFA
certification.3
V. Analysis of Economic Impacts of
VGP
EPA determined that, in consideration
of the discussion in Section IV above,
the issuance of the VGP may have the
potential to affect a substantial number
of small entities. Therefore, in order to
determine what, if any, economic
impact this permit may have on small
businesses, EPA conducted an economic
assessment of the VGP and the RGP.
This economic analysis is included in
the records for these permits. Based on
this assessment, EPA concludes that
despite a minimal economic impact on
all entities, including small businesses,
this permit is not likely to have a
significant economic impact on a
substantial number of small entities.
Including the ballast water and other
discharge requirements, the draft
economic impact analysis indicates that
the best management practices in this
permit would cost between $6.7 million
and $16.7 million annually. Including
paperwork requirements, the permit is
estimated to cost between $7.7 and
$21.9 million annually for domestic
vessels. Including estimates of ballast
water costs for foreign vessels, the
permit is expected to cost between $8.9
and $23.0 million annually. Depending
upon sector (vessel type), median costs
per firm range from $1 to $795 in the
low-end assumptions and from $5 to
$1,967 in the high-end assumptions
(excluding median values from
commercial fishing vessels which are
expected to be $0). Costs for the 95th
percentile range from $7 for the Deep
Sea Coastal and Great Lakes Passenger
Vessels to $20,355 for marine cargo
handling under low-end cost estimates
and from $88 to $35,190 for the same
vessel classes for high-end cost
estimates (see table 7.1 of the economic
assessment cost estimates across vessel
classes). EPA applied a cost-to-revenue
test which calculates annualized pre-tax
compliance cost as a percentage of total
revenues and used a threshold of 1 and
3 EPA’s current guidance, entitled Final Guidance
for EPA Rulewriters: Regulatory Flexibility Act as
Amended by the Small Business Regulatory
Enforcement and Fairness Act, was issued in
November 2006 and is available on EPA’s Web site:
https://www.epa.gov/sbrefa/documents/
rfafinalguidance06.pdf. After considering the
Guidance and the purpose of CWA general permits,
EPA concludes that general permits affecting less
than 100 small entities do not have a significant
economic impact on a substantial number of small
entities.
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3 percent to identify entities that would
be significantly impacted as a result of
this Permit. The total number of entities
expected to exceed a 1% cost ratio
ranges from 213 under low cost
assumptions to 308 under high cost
assumptions. Of this universe, the total
number of entities expected to exceed a
3% cost ratio ranges from 55 under low
cost assumptions to 73 under high cost
assumptions. The total universe that
would be affected by this permit
includes approximately 61,000 domestic
flagged vessels and 8,000 foreign flagged
vessels. Accordingly, EPA concludes
that this permit is unlikely to result in
a significant economic impact on any
businesses and in particular, small
businesses. The economic analysis is
available in the record for the VGP.
V1. Paperwork Reduction Act
The information collection
requirements in this permit have been
submitted for approval to the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act, 44 U.S.C.
3501 et seq. as part of the NPDES
Consolidated ICR. On September 28,
2008 EPA published the first public
notice of this ICR under the OMB
number 2040–0004 and on December
17, 2008, EPA published the final public
notice for a 30 day comment period. The
information collection requirements for
this permit are not enforceable until
OMB approves the ICR.
This information must be collected in
order to appropriately administer and
enforce the terms and conditions of the
Vessel General Permit. This information
collection is mandatory as authorized by
Clean Water Act Section 308 and all
information collected will be treated as
Confidential Business Information (CBI).
The information collection burden for
the paperwork collection requirements
of this permit is estimated to be 135,693
hours per year, which represents a
burden of 0.64 hours per response per
year, multiplied by a total of 210,759
responses per year from 65,625
respondents (note: to ensure that an
adequate number of burden hours are
requested, the number of respondents is
slightly higher than the estimated
61,000 domestically flagged vessels
identified in the economic analysis that
would be affected by this permit). The
frequency of responses varies, but
includes every five years, annual,
quarterly, and occasionally/as needed,
depending on the specific reporting
requirements. No reporting and
recordkeeping costs beyond labor costs
are estimated for this permit.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
E:\FR\FM\12FEN1.SGM
12FEN1
7046
Federal Register / Vol. 74, No. 28 / Thursday, February 12, 2009 / Notices
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR Part 9. When
this ICR is approved by OMB, the
Agency will publish a technical
amendment to 40 CFR Part 9 in the
Federal Register to display the OMB
control number for the approved
information collection requirements
contained in this final permit.
Authority: Clean Water Act, 33 U.S.C. 1251
et seq.
Dated: February 2, 2009.
Alexis Strauss,
Director, Water Division, EPA Region 9.
Authority: Clean Water Act, 33 U.S.C. 1251
et seq.
Dated: February 2, 2009.
Michael A. Bussell,
Director, Office of Water and Watersheds,
EPA Region 10.
[FR Doc. E9–3045 Filed 2–11–09; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
[FRL–8772–6]
EPA Science Advisory Board Staff
Office; Notification of a Public
Teleconference Meeting of the
Chartered Science Advisory Board
pwalker on PROD1PC71 with NOTICES
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Notice.
SUMMARY: The EPA Science Advisory
Board (SAB) Staff Office announces a
public teleconference meeting of the
Chartered Science Advisory Board to
discuss a draft letter on science needs
for EPA.
DATES: The meeting date is Thursday,
March 5, 2009, from 2 p.m. to 4 p.m.
(Eastern Time).
Location: The meeting will be
conducted by telephone only.
FOR FURTHER INFORMATION CONTACT: Any
member of the public wishing to obtain
general information concerning this
public teleconference meeting should
contact Mr. Thomas O. Miller,
Designated Federal Officer (DFO), EPA
Science Advisory Board (1400F), 1200
Pennsylvania Ave., NW., Washington,
DC 20460; via telephone/voice mail:
(202) 343–9982; fax: (202) 233–0643; or
e-mail at miller.tom@epa.gov. General
information concerning the EPA Science
Advisory Board can be found on the
SAB Web site at: https://www.epa.gov/
sab.
SUPPLEMENTARY INFORMATION: The SAB
was established by 42 U.S.C. 4365 to
VerDate Nov<24>2008
17:03 Feb 11, 2009
Jkt 217001
provide independent scientific and
technical advice to the Administrator on
the technical basis for Agency positions
and regulations. The SAB is a Federal
advisory committee chartered under the
Federal Advisory Committee Act
(FACA), as amended, 5 U.S.C., App. The
SAB will comply with the provisions of
FACA and all appropriate SAB Staff
Office procedural policies. Pursuant to
the Federal Advisory Committee Act,
Public Law 92–463, notice is hereby
given that the EPA SAB will hold a
public teleconference meeting to discuss
a draft letter on immediate EPA science
needs.
Background: SAB Telephone
Conference, Thursday, March 5, 2009
Discussion of EPA Science Needs. At
this meeting, the Chartered Science
Advisory Board will discuss a draft
letter that highlights science issues and
needs for EPA’s consideration. Should
other issues need to be added to the
agenda, they will be reflected on the
agenda, along with other relevant
information, that will be placed onto the
SAB Web site at: https://www.epa.gov/
sab prior to the meeting.
Availability of Meeting Materials: The
agenda and other materials in support of
this meeting will be placed on the SAB
Web site at https://www.epa.gov/sab in
advance of this meeting.
Procedures for Providing Public Input:
Interested members of the public may
submit relevant written or oral
information for the SAB to consider on
the topics included in this advisory
activity and/or group conducting the
activity. Oral Statements: In general,
individuals or groups requesting an oral
presentation at a public meeting will be
limited to three minutes per speaker,
with no more than a total of one-half
hour for all speakers. Interested parties
should contact Mr. Miller, DFO, in
writing (preferably via e-mail) at the
contact information noted above, by
February 26, 2009 to be placed on a list
of public speakers for the meeting.
Written Statements: Written statements
should be received in the SAB Staff
Office by February 26, 2009 so that the
information may be made available to
the SAB Panel members for their
consideration and placed on the SAB
Web site for public information. Written
statements should be supplied to the
DFO in the following formats: One hard
copy with original signature, and one
electronic copy via e-mail (acceptable
file format: Adobe Acrobat PDF,
WordPerfect, MS Word, MS PowerPoint,
or Rich Text files in IBM-PC/Windows
98/2000/XP format). Submitters are
asked to provide versions of each
document submitted with and without
PO 00000
Frm 00014
Fmt 4703
Sfmt 4703
signatures, because the SAB Staff Office
does not publish documents with
signatures on its Web sites.
Accessibility: For information on
access or services for individuals with
disabilities, please contact Mr. Thomas
Miller at (202) 343–9982, or
miller.tom@epa.gov. To request
accommodation of a disability, please
contact Mr. Miller, preferably at least 10
days prior to the meeting, to give EPA
as much time as possible to process
your request.
Dated: February 6, 2009.
Patricia Thomas,
Acting Deputy Director, EPA Science
Advisory Board Staff Office.
[FR Doc. E9–2906 Filed 2–11–09; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
[IB Docket No. 04–286; DA 09–193]
Second Meeting of the Advisory
Committee for the 2011 World
Radiocommunication Conference
AGENCY: Federal Communications
Commission.
ACTION: Notice.
SUMMARY: In accordance with the
Federal Advisory Committee Act, this
notice advises interested persons that
the second meeting of the WRC–11
Advisory Committee will be held on
March 31, 2009, at the Federal
Communications Commission. The
purpose of the meeting is to continue
preparations for the 2011 World
Radiocommunication Conference. The
Advisory Committee will consider any
preliminary views introduced by the
Advisory Committee’s Informal Working
Groups.
DATES: March 31, 2009; 11 a.m. to 12
noon.
ADDRESSES: Federal Communications
Commission, 445 12th Street, SW.,
Room TW–C305, Washington, DC
20554.
FOR FURTHER INFORMATION CONTACT:
Alexander Roytblat, Designated Federal
Official, WRC–11 Advisory Committee,
FCC International Bureau, Strategic
Analysis and Negotiations Division, at
(202) 418–7501.
SUPPLEMENTARY INFORMATION: The
Federal Communications Commission
(FCC) established the WRC–11 Advisory
Committee to provide advice, technical
support and recommendations relating
to the preparation of United States
proposals and positions for the 2011
E:\FR\FM\12FEN1.SGM
12FEN1
Agencies
[Federal Register Volume 74, Number 28 (Thursday, February 12, 2009)]
[Notices]
[Pages 7042-7046]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-3045]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
[FRL-8772-4; EPA-HQ-OW-2008-0055]
Final National Pollutant Discharge Elimination System (NPDES)
General Permit for Discharges Incidental to the Normal Operation of a
Vessel for Alaska and Hawaii
AGENCY: Environmental Protection Agency (EPA).
ACTION: Notice of final Vessel General Permit issuance for Alaska and
Hawaii.
-----------------------------------------------------------------------
SUMMARY: EPA previously announced the finalization of the NPDES general
permit for discharges incidental to the normal operation of vessels,
also referred to as the Vessel General Permit (VGP), in the Federal
Register on December 29, 2008 (73 FR 79493). EPA did not finalize the
VGP for the states of Hawaii and Alaska, because as of permit
signature, EPA had not received a certification pursuant to section 401
of the Clean Water Act (CWA) from Hawaii or a final response on the
national consistency determination required by section 307(c)(1) of the
Coastal Zone Management Act (CZMA) from Alaska. EPA has since received
the required section 401 certification and CZMA response and has
amended the permit to reflect them. Today's action provides notice of
the final permit issuance for the states of Hawaii and Alaska.
The VGP was issued in response to a District Court ruling that
vacates, as of February 6, 2009, a long-standing EPA regulation that
excludes discharges incidental to the normal operation of a vessel from
the need to obtain an NPDES permit. As of February 6, 2009, discharges
incidental to the normal operation of a vessel that had formerly been
exempted from NPDES permitting by the regulation will be subject to the
prohibition in CWA section 301(a) against the discharge of pollutants
without a permit.
EPA solicited information and data on discharges incidental to
normal vessel operations to assist in developing two NPDES general
permits in a Federal Register Notice published June 21, 2007 (72 FR
32421). The majority of information and data in response to that notice
came from seven different groups: individual citizens, commercial
fishing representatives, commercial shipping groups, environmental or
outdoor recreation groups, the oil and gas industry, recreational
boating-related businesses, and state governments. EPA considered all
the information and data received along with other publicly available
information in developing two proposed vessel permits.
EPA published the two proposed permits and accompanying fact sheets
for public comment on June 17, 2008 (73 FR 34296). As proposed, the VGP
would have covered all commercial and non-recreational vessels and
those recreational vessels longer or equal to 79 feet, and the proposed
Recreational General Permit (RGP) would have covered recreational
vessels less than 79 feet in length. However, after the permits were
proposed, Congress enacted two new laws that impact the universe of
vessels covered under today's permit. On July 29, 2008, Senate bill S.
2766 (``the Clean Boating Act of 2008'') was signed into law (Pub. L.
110-288). This law provides that recreational vessels shall not be
subject to the requirement to obtain an NPDES permit to authorize
discharges incidental to their normal operation. As a result of this
legislation, EPA is not finalizing the proposed RGP and has also
modified the VGP, which included those recreational vessels over 79
feet, to eliminate that coverage. On July 31, 2008, Senate bill S. 3298
was signed into law (Pub. L. 110-299). This law generally imposes a
two-year moratorium during which time neither EPA nor states can
require NPDES permits for discharges (except ballast water discharges)
incidental to the normal operation of vessels of less than 79 feet and
commercial fishing vessels of any length. EPA is not taking final
action on the proposed permit as it would apply to these vessels and
has revised the final VGP to reflect the new law.
DATES: Today's action is effective on February 6, 2009. This effective
date is necessary to provide affected vessels the necessary permit
coverage under the Clean Water Act in light of the February 6, 2009
vacatur of the 40 CFR 122.3(a) NPDES permitting exemption.\1\ Under the
Agency's authority in 40 CFR Part 23, this permit (as applied to Alaska
and Hawaii) shall be considered issued for the purpose of judicial
review on February 6, 2009.\2\ Under section 509(b)
[[Page 7043]]
of the Clean Water Act, judicial review of this general permit can be
had by filing a petition for review in the United States Court of
Appeals within 120 days after the permit is considered issued for
purposes of judicial review. Under section 509(b)(2) of the Clean Water
Act, the requirements in this permit may not be challenged later in
civil or criminal proceedings to enforce these requirements. In
addition, this permit may not be challenged in other agency
proceedings. Deadlines for submittal of notices of intent are provided
in part 1.5 of the VGP. This permit also provides additional dates for
compliance with the terms of this permit.
---------------------------------------------------------------------------
\1\ The U.S. District Court for the Northern District of
California has twice, at the request of parties to the litigation,
delayed the date of vacatur of the 40 CFR 122.3(a) exclusion for
discharges incidental to the normal operation of a vessel. See
Northwest Environmental Advocates et al. v. United States EPA, 2008
U.S. Dist. LEXIS 66738 (N.D. Cal. August 31, 2008) (extending the
date to December 19, 2008) and Northwest Environmental Advocates et
al. v. United States EPA, No. C 03-05760-SI (December 17, 2008)
(extending the date to February 6, 2009).
\2\ Under 40 CFR 23.2, actions such as today's would by default
be considered issued for purposes of judicial review two weeks after
publication in the Federal Register. However, in other contexts,
affected parties have expressed concern that deferring judicial
review of Agency permits beyond the point at which regulated
entities are obligated to comply with them may compromise judicial
review rights. EPA is therefore exercising its discretion under 40
CFR 23.2 to deem today's permit ``issued for purposes of judicial
review'' on the same date it becomes effective.
FOR FURTHER INFORMATION CONTACT: For further information on this final
vessel NPDES general permit, contact Ryan Albert at EPA Headquarters,
Office of Water, Office of Wastewater Management, Mail Code 4203M, 1200
Pennsylvania Ave., NW., Washington, DC 20460; or at tel. 202-564-0763;
or Juhi Saxena at EPA Headquarters, Office of Water, Office of
Wastewater Management, Mail Code 4203M, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460; or at tel. 202-564-0719; or e-mail:
CommercialVesselPermit@epa.gov.
For EPA Region 9, contact Eugene Bromley at USEPA REGION 9, 75
Hawthorne Street, Mail Code: WTR-5, San Francisco, CA 94105; or at
tel.: (415) 972-3510; or e-mail at bromley.eugene@epa.gov.
For EPA Region 10, contact Cindi Godsey at USEPA Region 10--Alaska
Operations Office, Federal Building Room 537, 222 West 7th Avenue,
19 Mail Code: AOO/A, Anchorage, AK 99513-7588; or at tel.:
(907) 271-6561; or e-mail at godsey.cindi@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does This Final Permit Apply to Me?
The VGP applies to all vessels operating in a capacity as a means
of transportation, except recreational vessels as defined in CWA
section 502(25), Public Law 110-288, that have discharges incidental to
their normal operations into waters subject to this permit. With
respect to (1) commercial fishing vessels of any size as defined in 46
U.S.C. 2101 and (2) those non-recreational vessels that are less than
79 feet in length, the coverage under this permit is limited to ballast
water discharges only. Unless otherwise excluded from coverage by Part
6 of the permit, waters subject to this permit, means waters of the
U.S. as defined in 40 CFR 122.2.
B. How Can I Get Copies of These Documents and Other Related
Information?
1. Docket. EPA has established an official public docket for this
action under Docket ID No. EPA-HQ-OW-2008-0055. The official public
docket is the collection of materials, including the administrative
record, for the final permit, required by 40 CFR 124.18. It is
available for public viewing at the Water Docket in the EPA Docket
Center, (EPA/DC) EPA West, Room 3334, 1301 Constitution Ave., NW.,
Washington, DC 20460. Although all documents in the docket are listed
in an index, some information is not publicly available, i.e., CBI or
other information whose disclosure is restricted by statute. Publicly
available docket materials are available electronically through https://
www.regulations.gov and in hard copy at the EPA Docket Center Public
Reading Room, open from 8:30 a.m. to 4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone number for the Public Reading
Room is (202) 566-1744 and the telephone number for the Water Docket is
(202) 566-2426. In addition, the comments and information that EPA
received in response to its June 21, 2007, Federal Register notice can
be found in the public docket at https://www.regulations.gov by
searching Docket ID No. EPA-HQ-OW-2007-0483.
2. Electronic Access. You may access this Federal Register document
electronically through the EPA Internet under the ``Federal Register''
listings at https://www.epa.gov/fedrgstr/.
An electronic version of the public docket is available through the
Federal Docket Management System (FDMS) found at https://
www.regulations.gov. You may use the FDMS to view public comments,
access the index listing of the contents of the official public docket,
and to access those documents in the public docket that are available
electronically. Once at the Web site, enter the appropriate Docket ID
No. in the ``Search'' box to view the docket.
Certain types of information will not be placed in the EPA dockets.
Information claimed as CBI and other information whose disclosure is
restricted by statute, which is not included in the official public
docket, will not be available for public viewing in EPA's electronic
public docket. EPA policy is that copyrighted material will not be
placed in EPA's electronic public docket but will be available only in
printed, paper form in the official public docket. Although not all
docket materials may be available electronically, you may still access
any of the publicly available docket materials through the docket
facility identified in Section I.A.1.
3. Response to Public Comments. EPA received 173 comments on the
proposed VGP from the shipping industry (108), States (28),
Environmental Groups and the public (37). EPA has responded to all
comments received and has included these responses in a separate
document in the public docket for this permit. See the document titled
Proposed VGP: EPA's Response to Public Comments.
III. Scope and Applicability of the 2008 VGP
A. CWA Section 401 Certification
EPA may not issue a permit authorizing discharges into the waters
of a State until that State has granted certification under CWA section
401 or has waived its right to certify (or been deemed to have waived).
33 U.S.C. 1341(a)(1); 40 CFR 124.53(a). For this permit, a State was
deemed to have waived its right to certify if it did not exercise that
right within 60 days from the date the State was notified of the draft
permit, unless EPA granted that State more time to certify based on
``unusual circumstances.'' 40 CFR 124.53(c)(3). If a State believed
that any permit condition(s) more stringent than those contained in the
draft permit were necessary to meet the applicable requirements of
either the CWA or State law, the State had an opportunity to include
those condition(s) in its certification. 40 CFR 124.53(e)(1). Hawaii
provided such conditions in its certification, and EPA has added them
to Part 6 of the VGP pursuant to CWA section 401(d). 33 U.S.C. 1341(d).
B. Coastal Zone Management Act Consistency Determination
The Coastal Zone Management Act (CZMA) and its implementing
regulations (15 CFR Part 930) require that any Federal agency activity
or federally licensed or permitted activity occurring within the
coastal zone (or outside the coastal zone by affecting the coastal
zone) of a state with an approved coastal zone management program
(CZMP) be consistent with the enforceable policies of that approved
program to the maximum extent practicable. Agency general permits that
do not involve case-by-case or
[[Page 7044]]
individualized determinations by the Agency are federal activities for
the purposes of CZMA section 307(c)(1). Following proposal of the draft
VGP, EPA provided the relevant state coastal zone management agencies
with its national consistency determination regarding the enforceable
policies in approved state CZMPs for the coastal zones including state
waters where the VGP would authorize discharges. 15 CFR 930.31(d). For
the VGP, EPA developed a national consistency determination pursuant to
the CZMA regulations at 15 CFR 930.36(e).
Under the CZMA process, several States provided conditions to the
VGP, based on specific enforceable coastal policies of the State, which
allowed the State to concur with EPA's consistency determination.
According to the regulations, EPA incorporated these conditions to the
maximum extent practicable. If a State coastal zone management agency's
conditions are not incorporated into the general permit or if the State
coastal zone management agency objects to the general permit, then the
general permit is not available for use by potential general permit
users in that State unless the applicant who wants to use the general
permit provides the State agency with the applicant's consistency
determination and the State agency concurs. 15 CFR 930.31(d). NOAA has
explained that ``a State objection to a consistency determination for
the issuance of a general permit would alter the form of CZMA
compliance required, transforming the general permit into a series of
case-by-case CZMA decisions and requiring an individual who wants to
use the general permit to submit an individual consistency
certification to the State agency in compliance with 15 CFR part 930.''
71 FR 788, 793. In States that have not provided conditions for
incorporation into the permit to allow the State to concur, as well as
States that have not objected to the permit, EPA's CZMA compliance
requirements derive from CZMA section 307(c)(1). Id.
Subsequent to the publication of the VGP on December 29, 2009, but
within the timeframes contemplated under the federal CZMA regulations
(based on information requests from the State coastal zone management
agency to EPA), the Alaska Division of Coastal and Ocean Management
concurred with EPA's national consistency determination on January 13,
2009, and therefore, potential permittees in Alaska's waters may now
seek coverage under the VGP.
C. Geographic Coverage of VGP
The VGP applies to discharges incidental to the normal operation of
a vessel identified as being eligible for coverage in the final permit,
into waters subject to the permit. These waters are ``waters of the
United States'' as defined in 40 CFR 122.2 (extending to the reach of
the 3-mile territorial sea as defined in section 502(8) of the CWA).
The final permit covers vessel discharges in the waters of the U.S. in
all States, Territories and Indian Country Land, regardless of whether
a ``state'' is otherwise authorized to implement the NPDES permit
program within its jurisdiction. For more information on this approach,
see the fact sheet accompanying the final permit.
D. Categories of Vessels Covered Under VGP
The final vessel general permit (VGP) applies to owners and
operators of non-recreational vessels that are 79 feet (24.08 meters)
and greater in length, as well as to owners and operators of commercial
vessels of less than 79 feet and commercial fishing vessels of any
length which discharge ballast water.
The final VGP does not apply to recreational vessels of any size,
commercial fishing vessels of any size which do not discharge ballast
water, and non-recreational vessels of less than 79 feet which do not
discharge ballast water. For non-recreational vessels of less than 79
feet in length and commercial fishing vessels that discharge ballast
water, the only effluent limit these vessels are subject to are the VGP
standards that apply to ballast water discharges.
IV. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) generally requires an agency
to prepare a regulatory flexibility analysis of any rule subject to
notice and comment rulemaking requirements under the Administrative
Procedure Act or any other statute unless the agency certifies that the
rule will not have a significant economic impact on a substantial
number of small entities. Small entities include small businesses,
small organizations, and small governmental jurisdictions.
The legal question of whether a general permit (as opposed to an
individual permit) qualifies as a ``rule'' or as an ``adjudication''
under the Administrative Procedure Act (APA) has been the subject of
periodic litigation. In a recent case, the court held that the CWA
Section 404 nationwide general permit before the court did qualify as a
``rule'' and therefore that the issuance of the general permit needed
to comply with the applicable legal requirements for the issuance of a
``rule.'' National Ass'n of Home Builders v. U.S. Army Corps of
Engineers, 417 F.3d 1272, 1284-85 (DC Cir. 2005) (Army Corps general
permits under Section 404 of the Clean Water Act are rules under the
APA and the Regulatory Flexibility Act; ``Each NWP [nationwide permit]
easily fits within the APA's definition `rule.' * * * As such, each NWP
constitutes a rule * * *'').
As EPA stated in 1998, ``the Agency recognizes that the question of
the applicability of the APA, and thus the RFA, to the issuance of a
general permit is a difficult one, given the fact that a large number
of dischargers may choose to use the general permit.'' 63 FR 36489,
36497 (July 6, 1998). At that time, EPA ``reviewed its previous NPDES
general permitting actions and related statements in the Federal
Register or elsewhere,'' and stated that ``[t]his review suggests that
the Agency has generally treated NPDES general permits effectively as
rules, though at times it has given contrary indications as to whether
these actions are rules or permits.'' Id. at 36496. Based on EPA's
further legal analysis of the issue, the Agency ``concluded, as set
forth in the proposal, that NPDES general permits are permits [i.e.,
adjudications] under the APA and thus not subject to APA rulemaking
requirements or the RFA.'' Id. Accordingly, the Agency stated that
``the APA's rulemaking requirements are inapplicable to issuance of
such permits,'' and thus ``NPDES permitting is not subject to the
requirement to publish a general notice of proposed rulemaking under
the APA or any other law * * * [and] it is not subject to the RFA.''
Id. at 36497.
However, the Agency went on to explain that, even though EPA had
concluded that it was not legally required to do so, the Agency would
voluntarily perform the RFA's small-entity impact analysis. Id. EPA
explained the strong public interest in the Agency following the RFA's
requirements on a voluntary basis: ``[The notice and comment] process
also provides an opportunity for EPA to consider the potential impact
of general permit terms on small entities and how to craft the permit
to avoid any undue burden on small entities.'' Id. Accordingly, with
respect to the NPDES permit that EPA was addressing in that Federal
Register notice, EPA stated that ``the Agency has considered and
addressed the potential impact of the general permit on small entities
in a manner that would meet the
[[Page 7045]]
requirements of the RFA if it applied.'' Id.
Subsequent to EPA's conclusion in 1998 that general permits are
adjudications, rather than rules, as noted above, the DC Circuit
recently held that nationwide general permits under section 404 are
``rules'' rather than ``adjudications.'' Thus, this legal question
remains ``a difficult one'' (supra). However, EPA continues to believe
that there is a strong public policy interest in EPA applying the RFA's
framework and requirements to the Agency's evaluation and consideration
of the nature and extent of any economic impacts that a CWA general
permit could have on small entities (e.g., small businesses). In this
regard, EPA believes that the Agency's evaluation of the potential
economic impact that a general permit would have on small entities,
consistent with the RFA framework discussed below, is relevant to, and
an essential component of, the Agency's assessment of whether a CWA
general permit would place requirements on dischargers that are
appropriate and reasonable. Furthermore, EPA believes that the RFA's
framework and requirements provide the Agency with the best approach
for the Agency's evaluation of the economic impact of general permits
on small entities. While using the RFA framework to inform its
assessment of whether permit requirements are appropriate and
reasonable, EPA will also continue to ensure that all permits satisfy
the requirements of the Clean Water Act.
Accordingly, EPA has committed that the Agency will operate in
accordance with the RFA's framework and requirements during the
Agency's issuance of CWA general permits (in other words, the Agency
commits that it will apply the RFA in its issuance of general permits
as if those permits do qualify as ``rules'' that are subject to the
RFA). In satisfaction of this commitment, during the course of this VGP
proceeding, the Agency conducted the analysis and made the appropriate
determinations that are called for by the RFA. In addition, and in
satisfaction of the Agency's commitment, EPA will apply the RFA's
framework and requirements in any future issuance of other NPDES
general permits. EPA anticipates that for most general permits the
Agency will be able to conclude that there is not a significant
economic impact on a substantial number of small entities. In such
cases, the requirements of the RFA framework are fulfilled by including
a statement to this effect in the permit fact sheet, along with a
statement providing the factual basis for the conclusion. A
quantitative analysis of impacts would only be required for permits
that may affect a substantial number of small entities, consistent with
EPA guidance regarding RFA certification.\3\
---------------------------------------------------------------------------
\3\ EPA's current guidance, entitled Final Guidance for EPA
Rulewriters: Regulatory Flexibility Act as Amended by the Small
Business Regulatory Enforcement and Fairness Act, was issued in
November 2006 and is available on EPA's Web site: https://
www.epa.gov/sbrefa/documents/rfafinalguidance06.pdf. After
considering the Guidance and the purpose of CWA general permits, EPA
concludes that general permits affecting less than 100 small
entities do not have a significant economic impact on a substantial
number of small entities.
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V. Analysis of Economic Impacts of VGP
EPA determined that, in consideration of the discussion in Section
IV above, the issuance of the VGP may have the potential to affect a
substantial number of small entities. Therefore, in order to determine
what, if any, economic impact this permit may have on small businesses,
EPA conducted an economic assessment of the VGP and the RGP. This
economic analysis is included in the records for these permits. Based
on this assessment, EPA concludes that despite a minimal economic
impact on all entities, including small businesses, this permit is not
likely to have a significant economic impact on a substantial number of
small entities.
Including the ballast water and other discharge requirements, the
draft economic impact analysis indicates that the best management
practices in this permit would cost between $6.7 million and $16.7
million annually. Including paperwork requirements, the permit is
estimated to cost between $7.7 and $21.9 million annually for domestic
vessels. Including estimates of ballast water costs for foreign
vessels, the permit is expected to cost between $8.9 and $23.0 million
annually. Depending upon sector (vessel type), median costs per firm
range from $1 to $795 in the low-end assumptions and from $5 to $1,967
in the high-end assumptions (excluding median values from commercial
fishing vessels which are expected to be $0). Costs for the 95th
percentile range from $7 for the Deep Sea Coastal and Great Lakes
Passenger Vessels to $20,355 for marine cargo handling under low-end
cost estimates and from $88 to $35,190 for the same vessel classes for
high-end cost estimates (see table 7.1 of the economic assessment cost
estimates across vessel classes). EPA applied a cost-to-revenue test
which calculates annualized pre-tax compliance cost as a percentage of
total revenues and used a threshold of 1 and 3 percent to identify
entities that would be significantly impacted as a result of this
Permit. The total number of entities expected to exceed a 1% cost ratio
ranges from 213 under low cost assumptions to 308 under high cost
assumptions. Of this universe, the total number of entities expected to
exceed a 3% cost ratio ranges from 55 under low cost assumptions to 73
under high cost assumptions. The total universe that would be affected
by this permit includes approximately 61,000 domestic flagged vessels
and 8,000 foreign flagged vessels. Accordingly, EPA concludes that this
permit is unlikely to result in a significant economic impact on any
businesses and in particular, small businesses. The economic analysis
is available in the record for the VGP.
V1. Paperwork Reduction Act
The information collection requirements in this permit have been
submitted for approval to the Office of Management and Budget (OMB)
under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq. as part of
the NPDES Consolidated ICR. On September 28, 2008 EPA published the
first public notice of this ICR under the OMB number 2040-0004 and on
December 17, 2008, EPA published the final public notice for a 30 day
comment period. The information collection requirements for this permit
are not enforceable until OMB approves the ICR.
This information must be collected in order to appropriately
administer and enforce the terms and conditions of the Vessel General
Permit. This information collection is mandatory as authorized by Clean
Water Act Section 308 and all information collected will be treated as
Confidential Business Information (CBI).
The information collection burden for the paperwork collection
requirements of this permit is estimated to be 135,693 hours per year,
which represents a burden of 0.64 hours per response per year,
multiplied by a total of 210,759 responses per year from 65,625
respondents (note: to ensure that an adequate number of burden hours
are requested, the number of respondents is slightly higher than the
estimated 61,000 domestically flagged vessels identified in the
economic analysis that would be affected by this permit). The frequency
of responses varies, but includes every five years, annual, quarterly,
and occasionally/as needed, depending on the specific reporting
requirements. No reporting and recordkeeping costs beyond labor costs
are estimated for this permit.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information
[[Page 7046]]
unless it displays a currently valid OMB control number. The OMB
control numbers for EPA's regulations in 40 CFR are listed in 40 CFR
Part 9. When this ICR is approved by OMB, the Agency will publish a
technical amendment to 40 CFR Part 9 in the Federal Register to display
the OMB control number for the approved information collection
requirements contained in this final permit.
Authority: Clean Water Act, 33 U.S.C. 1251 et seq.
Dated: February 2, 2009.
Alexis Strauss,
Director, Water Division, EPA Region 9.
Authority: Clean Water Act, 33 U.S.C. 1251 et seq.
Dated: February 2, 2009.
Michael A. Bussell,
Director, Office of Water and Watersheds, EPA Region 10.
[FR Doc. E9-3045 Filed 2-11-09; 8:45 am]
BILLING CODE 6560-50-P