Imposition of Category II Missile Sanctions Against Three North Korean Entities, 5881-5882 [E9-2175]
Download as PDF
Federal Register / Vol. 74, No. 20 / Monday, February 2, 2009 / Notices
2. Statutory Basis
The proposed rule change is
consistent with Section 6(b) 4 of the Act
in general and Section 6(b)(4) 5 of the
Act, in particular, in that it provides for
the equitable allocation of reasonable
dues, fees and other charges among its
issuers and other persons using its
facilities. The Exchange believes that
temporarily reducing the Annual Fee for
newly listed securities listed under Rule
5.2(j)(6) will provide an incentive for
issuers to introduce and list more such
products on the NYSE Arca Marketplace
in 2009, thereby increasing competition
among such products.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 35 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
as the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the self-regulatory
organization consents, the Commission
will:
(A) By order approve the proposed
rule change, or
(B) Institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
dwashington3 on PROD1PC60 with NOTICES
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
4 15
5 15
U.S.C. 78f(b).
U.S.C. 78f(b)(4).
VerDate Nov<24>2008
15:03 Jan 30, 2009
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NYSEArca–2009–01 on the
subject line.
DEPARTMENT OF STATE
[Public Notice 6503]
Paper Comments
Imposition of Category II Missile
Sanctions Against Three North Korean
Entities
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
AGENCY: Bureau of International
Security and Nonproliferation,
Department of State.
ACTION: Notice.
All submissions should refer to File
Number SR–NYSEArca–2009–01. This
file number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Section, 100 F Street, NE., Washington,
DC 20549–1090 on official business
days between the hours of 10 a.m. and
3 p.m. Copies of the filing will also be
available for inspection and copying at
NYSE Arca’s principal office and on its
Internet Web site at https://
www.nyse.com. All comments received
will be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NYSEArca–2009–01 and should be
submitted on or before February 23,
2009.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–2121 Filed 1–30–09; 8:45 am]
BILLING CODE 8011–01–P
6 17
Jkt 217001
5881
PO 00000
CFR 200.30–3(a)(12).
Frm 00070
Fmt 4703
Sfmt 4703
SUMMARY: A determination has been
made that three North Korean entities
have engaged in activities that require
the imposition of missile sanctions
pursuant to the Arms Export Control
Act, as amended, and the Export
Administration Act of 1979, as amended
(as carried out under Executive Order
13222 of August 17, 2001).
DATES: Effective Date: February 2, 2009.
FOR FURTHER INFORMATION CONTACT: Pam
Durham, Office of Missile Threat
Reduction, Bureau of International
Security and Nonproliferation,
Department of State (202–647–4931). On
import ban issues, Rochelle Stern,
Director Policy Planning and Program
Management, Office of Foreign Assets
Control, Department of the Treasury
(202–622–2500). On U.S. Government
procurement ban issues, Kim Triplett,
office of the Procurement Executive,
Department of State (703–875–4079).
SUPPLEMENTARY INFORMATION: Pursuant
to Section 73(a)(1) of the Arms Export
Control Act (22 U.S.C. 2797b(a)(1));
Section 11B(b)(1) of the Export
Administration Act of 1979 (50 U.S.C.
app. 2410b(b)(1)), as carried out under
Executive Order 13222 of August 17,
2001 (hereinafter cited as the ‘‘Export
Administration Act of 1979’’); and
Executive Order 12851 of June 11, 1993;
the U.S. Government determined on
January 15, 2009 that the following
foreign entities had engaged in missile
technology proliferation activities that
require the imposition of missile
sanctions described in Section 73 of the
AECA (22 U.S.C. 2797b) and Section
11B of the EAA (50 U.S.C. Appx
24710b) on these entities:
—Korea Mining and Development
Corporation (KOMID) (North Korea)
and its sub-units and successors
—Mokong Trading Corporation (North
Korea) and its sub-units and
successors
—Sino-Ki (North Korea) and its subunits and successors
Accordingly, the following sanctions
are being imposed on these entities for
two years:
(A) Denial of all new individual
export licenses for the transfer of MTCR
Annex items to the sanctioned entities;
E:\FR\FM\02FEN1.SGM
02FEN1
5882
Federal Register / Vol. 74, No. 20 / Monday, February 2, 2009 / Notices
(B) Denial of all U.S. Government
contracts relating to MTCR Annex items
with the sanctioned entities; and
(C) Prohibition on the importation
into the U.S. of all products produced
by the sanctioned entities.
Additionally, because North Korea is
a country with a non-market economy
that is not a former member of the
Warsaw Pact (as referenced in the
definition of ‘‘person’’ in section
74(8)(B) of the Arms Export Control
Act), the following sanctions shall be
applied for two years to all activities of
the North Korean government relating to
the development or production of
missile equipment or technology and all
activities of the North Korean
government affecting the development
or production of electronics, space
systems or equipment, and military
aircraft:
(A) Denial of all new individual
export licenses for the transfer to the
government activities described above
of MTCR Annex items controlled
pursuant to the Arms Export Control
Act;
(B) Denial of all U.S. Government
contracts relating to MTCR Annex items
with the government activities
described above; and
(C) Prohibition on the importation
into the U.S. of all products produced
by the government activities described
above.
These measures shall be implemented
by the responsible departments and
agencies of the United States
Government as provided in Executive
Order 12851 of June 11, 1993.
Dated: January 21, 2009.
C.S. Eliot Kang,
Acting Assistant Secretary of State for
International Security and Nonproliferation,
Department of State.
[FR Doc. E9–2175 Filed 1–30–09; 8:45 am]
BILLING CODE 4710–27–P
DEPARTMENT OF STATE
[Public Notice 6501]
Imposition of Category II Missile
Sanctions on Two Entities in China
dwashington3 on PROD1PC60 with NOTICES
AGENCY: Bureau of International
Security and Nonproliferation,
Department of State.
ACTION: Notice.
SUMMARY: A determination has been
made that two entities in China have
engaged in activities that require the
imposition of missile sanctions
pursuant to the Arms Export Control
Act, as amended, and the Export
Administration Act of 1979, as amended
VerDate Nov<24>2008
15:03 Jan 30, 2009
Jkt 217001
(as carried out under Executive Order
13222 of August 17, 2001).
DATES: Effective Date: February 2, 2009.
FOR FURTHER INFORMATION CONTACT: Pam
Durham, Office of Missile Threat
Reduction, Bureau of International
Security and Nonproliferation,
Department of State (202–647–4931). On
import ban issues, Rochelle Stern,
Director, Policy Planning and Program
Management, Office of Foreign Assets
Control, Department of the Treasury
(202–622–2500). On U.S. Government
procurement ban issues, Kim Triplett,
Office of the Procurement Executive,
Department of State (703–875–4079).
SUPPLEMENTARY INFORMATION: Pursuant
to Section 73(a)(1) of the Arms Export
Control Act (22 U.S.C. 2797b(a)(1));
Section 11B(b)(1) of the Export
Administration Act of 1979 (50 U.S.C.
App. 2410b(b)(1)), as carried out under
Executive Order 13222 of August 17,
2001 (hereinafter cited as the ‘‘Export
Administration Act of 1979’’); and
Executive Order 12851 of June 11, 1993;
the U.S. Government determined on
January 15, 2009 that the following
foreign entities had engaged in missile
technology proliferation activities that
require the imposition of missile
sanctions described in Section 73 of the
AECA (22 U.S.C. 2797b) and Section
11B of the EAA (50 U.S.C. Appx
24710(b) on these entities:
Dalian Sunny Industries, (China) also
known as: LIMMT Economic and Trade
Company Ltd.; LIMMT (Dalian)
Metallurgy and Minerals Co.; and
LIMMT (Dalian FTZ) Economic and
Trade Organization, and its sub-units
and successors; and Bellamax (China)
and its sub-units and successors.
Accordingly, the following sanctions
are being imposed on these entities for
two years:
(A) Denial of all new individual
export licenses for the transfer of MTCR
Annex items to the sanctioned entities;
(B) Denial of all U.S. Government
contracts relating to MTCR Annex items
with the sanctioned entities; and
(C) Prohibition on the importation
into the U.S. of all products produced
by the sanctioned entities.
Further, a determination was made
pursuant to section 73(e) of the Arms
Export Control Act (22 U.S.C. 2797b(e))
that it was essential to the national
security of the United States to waive
the sanctions described above with
respect to the activities of the Chinese
government described in section
74(a)(8)(B) of the Arms Export Control
Act (22 U.S.C. 2797c(a)(8)(B))—that is,
activities of the Chinese government
relating to the development or
production of any missile equipment or
PO 00000
Frm 00071
Fmt 4703
Sfmt 4703
technology and activities of the Chinese
government affecting the development
or production of electronics, space
systems or equipment, and military
aircraft.
These measures shall be implemented
by the responsible departments and
agencies of the United States
Government as provided in Executive
Order 12851 of June 11, 1993.
Dated: January 21, 2009.
C.S. Eliot Kang,
Acting Assistant Secretary of State for
International Security and Nonproliferation,
Department of State.
[FR Doc. E9–2178 Filed 1–30–09; 8:45 am]
BILLING CODE 4710–27–P
DEPARTMENT OF STATE
[Public Notice 6500]
Imposition of Nonproliferation
Measures on Three North Korean
Entities and One Iranian Entity
AGENCY: Bureau of International
Security and Nonproliferation,
Department of State.
ACTION: Notice.
SUMMARY: The U.S. Government has
determined that four foreign entities
have engaged in proliferation activities
that warrant the imposition of measures
pursuant to Executive Order 12938 of
November 14, 1994, as amended by
Executive Order 13094 of July 28, 1998
and Executive Order 13382 of June 28,
2005.
DATES: Effective Date: February 2, 2009.
FOR FURTHER INFORMATION CONTACT: On
general issues: Pam Durham, Office of
Missile Threat Reduction, Bureau of
International Security and
Nonproliferation, Department of State
(202–647–4931). On import ban issues,
Rochelle Stern, Director, Policy
Planning and Program Management,
Office of Foreign Assets Control,
Department of the Treasury (202–622–
2500). On U.S. Government
procurement ban issues: Kim Triplett,
Office of the Procurement Executive,
Department of State (703–875–4079).
SUPPLEMENTARY INFORMATION: Pursuant
to the authorities vested in the President
by the Constitution and the laws of the
United States of America, including the
International Emergency Economic
Powers Act (50 U.S.C. 1701 et seq.)
(IEEPA), the National Emergencies Act
(50 U.S.C. 1601 et seq.), the Arms
Export Control Act (22 U.S.C. 2751 et
seq.), and Section 301 of title 3, United
States Code, and Executive Order 12938
of November 14, 1994, as amended, the
U.S. Government determined on January
E:\FR\FM\02FEN1.SGM
02FEN1
Agencies
[Federal Register Volume 74, Number 20 (Monday, February 2, 2009)]
[Notices]
[Pages 5881-5882]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-2175]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF STATE
[Public Notice 6503]
Imposition of Category II Missile Sanctions Against Three North
Korean Entities
AGENCY: Bureau of International Security and Nonproliferation,
Department of State.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: A determination has been made that three North Korean entities
have engaged in activities that require the imposition of missile
sanctions pursuant to the Arms Export Control Act, as amended, and the
Export Administration Act of 1979, as amended (as carried out under
Executive Order 13222 of August 17, 2001).
DATES: Effective Date: February 2, 2009.
FOR FURTHER INFORMATION CONTACT: Pam Durham, Office of Missile Threat
Reduction, Bureau of International Security and Nonproliferation,
Department of State (202-647-4931). On import ban issues, Rochelle
Stern, Director Policy Planning and Program Management, Office of
Foreign Assets Control, Department of the Treasury (202-622-2500). On
U.S. Government procurement ban issues, Kim Triplett, office of the
Procurement Executive, Department of State (703-875-4079).
SUPPLEMENTARY INFORMATION: Pursuant to Section 73(a)(1) of the Arms
Export Control Act (22 U.S.C. 2797b(a)(1)); Section 11B(b)(1) of the
Export Administration Act of 1979 (50 U.S.C. app. 2410b(b)(1)), as
carried out under Executive Order 13222 of August 17, 2001 (hereinafter
cited as the ``Export Administration Act of 1979''); and Executive
Order 12851 of June 11, 1993; the U.S. Government determined on January
15, 2009 that the following foreign entities had engaged in missile
technology proliferation activities that require the imposition of
missile sanctions described in Section 73 of the AECA (22 U.S.C. 2797b)
and Section 11B of the EAA (50 U.S.C. Appx 24710b) on these entities:
--Korea Mining and Development Corporation (KOMID) (North Korea) and
its sub-units and successors
--Mokong Trading Corporation (North Korea) and its sub-units and
successors
--Sino-Ki (North Korea) and its sub-units and successors
Accordingly, the following sanctions are being imposed on these
entities for two years:
(A) Denial of all new individual export licenses for the transfer
of MTCR Annex items to the sanctioned entities;
[[Page 5882]]
(B) Denial of all U.S. Government contracts relating to MTCR Annex
items with the sanctioned entities; and
(C) Prohibition on the importation into the U.S. of all products
produced by the sanctioned entities.
Additionally, because North Korea is a country with a non-market
economy that is not a former member of the Warsaw Pact (as referenced
in the definition of ``person'' in section 74(8)(B) of the Arms Export
Control Act), the following sanctions shall be applied for two years to
all activities of the North Korean government relating to the
development or production of missile equipment or technology and all
activities of the North Korean government affecting the development or
production of electronics, space systems or equipment, and military
aircraft:
(A) Denial of all new individual export licenses for the transfer
to the government activities described above of MTCR Annex items
controlled pursuant to the Arms Export Control Act;
(B) Denial of all U.S. Government contracts relating to MTCR Annex
items with the government activities described above; and
(C) Prohibition on the importation into the U.S. of all products
produced by the government activities described above.
These measures shall be implemented by the responsible departments
and agencies of the United States Government as provided in Executive
Order 12851 of June 11, 1993.
Dated: January 21, 2009.
C.S. Eliot Kang,
Acting Assistant Secretary of State for International Security and
Nonproliferation, Department of State.
[FR Doc. E9-2175 Filed 1-30-09; 8:45 am]
BILLING CODE 4710-27-P