Action Affecting Export Privileges; Hui-Fen Chen, A.K.A. Angela Chen; In the Matter of: Hui-Fen Chen, a.k.a. Angela Chen, No. 9-1, 29 Lane, Dan Kung Rd., Tamsui, Taipei County, Taiwan; Respondent; Order Relating to Hui-Fen Chen A.K.A. Angela Chen, 5814-5815 [E9-2169]
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5814
Federal Register / Vol. 74, No. 20 / Monday, February 2, 2009 / Notices
DEPARTMENT OF COMMERCE
Bureau of Industry and Security
[08–BIS–0007]
Action Affecting Export Privileges;
Hui-Fen Chen, A.K.A. Angela Chen; In
the Matter of: Hui-Fen Chen, a.k.a.
Angela Chen, No. 9–1, 29 Lane, Dan
Kung Rd., Tamsui, Taipei County,
Taiwan; Respondent; Order Relating to
Hui-Fen Chen A.K.A. Angela Chen
The Bureau of Industry and Security,
U.S. Department of Commerce (‘‘BIS’’)
has initiated an administrative
proceeding against Hui-Fen Chen a.k.a.
Angela Chen (hereinafter referred to as
‘‘Chen’’) pursuant to Section 766.3 of
the Export Administration Regulations
(‘‘Regulations’’) 1 and Section 13(c) of
the Export Administration Act of 1979,
as amended (‘‘Act’’),2 through issuance
of a charging letter to Chen that alleged
that Chen committed one violation of
the Regulations. Specifically, the charge
is:
Charge 1 15 CFR 764.2(d)—Conspiracy
to Export Items From the United States
to Taiwan Without the Required
License
dwashington3 on PROD1PC60 with NOTICES
Beginning in or about 2003 and
continuing through on or about July 29,
2006, Chen conspired and acted in
concert with others, known and
unknown, to violate the Regulations and
to bring about an act that constitutes a
violation of the Regulations. The
purpose of the conspiracy was to export
items from the United States to Taiwan
without the required U.S. Government
authorization. Pursuant to Sections
742.2 or 742.3 of the Regulations,
authorization was required from the
Department of Commerce before certain
chemicals, metals, and electronic
components, items subject to the
Regulations and classified under Export
Control Classification Numbers
(‘‘ECCNs’’) 1C227, 1C299, 1C230,
1C231, 1C234, 1C240, 1C350, and
1 The Regulations are currently codified in the
Code of Federal Regulations at 15 CFR Parts 730–
774 (2008). The charged violation occurred in 2003
through 2006. The Regulations governing the
violation at issue are found in the 2003 through
2006 versions of the Code of Federal Regulations
(15 CFR Parts 730–774 (2003–2006)). The 2008
Regulations govern the procedural aspects of this
case.
2 50 U.S.C. app. §§ 2401–2420 (2000). Since
August 21, 2001, the Act has been in lapse and the
President, through Executive Order 13222 of August
17, 2001 (3 CFR, 2001 Comp. 783 (2002)), which
has been extended by successive Presidential
Notices, the most recent being that of July 23, 2008
(73 FR 43,603 (July 25, 2008)), has continued the
Regulations in effect under the International
Emergency Economic Powers Act (50 U.S.C. 1701–
1706 (2000)).
VerDate Nov<24>2008
15:03 Jan 30, 2009
Jkt 217001
3A201, could be exported from the
United States to Taiwan. In furtherance
of the conspiracy, the conspirators,
including Chen, participated in a
scheme in which a Taiwan company,
Chen’s employer, requested that an
affiliated U.S. company procure specific
items from U.S. suppliers and export
them to Taiwan. The Taiwan company
instructed the affiliated U.S. company
not to tell U.S. suppliers that the
affiliated U.S. company would export
the items. Pursuant to this instruction,
the affiliated U.S. company procured
the items and exported them to Taiwan
without the required license. In so
doing, Chen committed one violation of
Section 764.2(d) of the Regulations.
Whereas, BIS and Chen have entered
into a Settlement Agreement pursuant to
Section 766.18(b) of the Regulations
whereby they agreed to settle this matter
in accordance with the terms and
conditions set forth therein, and
Whereas, I have approved of the terms
of such Settlement Agreement; It is
therefore ordered:
First, that for a period of twenty years
from the date of entry of this Order, HuiFen Chen a.k.a. Angela Chen, No. 901,
29 Lane, Dan Kung Rd., Tamsui, Taipei
County, Taiwan, (‘‘Chen’’), her
representatives, assigns, or agents
(‘‘Denied Person’’) may not participate,
directly or indirectly, in any way in any
transaction involving any commodity,
software or technology (hereinafter
collectively referred to as ‘‘item’’)
exported or to be exported from the
United States that is subject to the
Regulations and listed on the Commerce
Control List, set forth in Supplement
No. 1 to 15 CFR part 774, or in any other
activity subject to the Regulations that
involves an item listed on the
Commerce Control List, including, but
not limited to:
A. Applying for, obtaining, or using
any license, License Exception, or
export control document that involves
an item that is subject to the Regulations
and listed on the Commerce Control
List;
B. Carrying on negotiations
concerning, or ordering, buying,
receiving, using, selling, delivering,
storing, disposing of, forwarding,
transporting, financing, or otherwise
servicing in any way, any transaction
involving any item exported or to be
exported from the United States that is
subject to the Regulations and listed on
the Commerce Control List, or in any
other activity subject to the Regulations
that involves an item listed on the
Commerce Control List; or
C. Benefiting in any way from any
transaction involving any item exported
or to be exported from the United States
PO 00000
Frm 00003
Fmt 4703
Sfmt 4703
that is subject to the Regulations and
listed on the Commerce Control List, or
in any other activity subject to the
Regulations that involves an item listed
on the Commerce Control List.
Second, that no person may, directly
or indirectly, do any of the actions
described below with respect to an item
that is subject to the Regulations and
listed on the Commerce Control List that
has been, will be, or is intended to be
exported or reexported from the United
States:
A. Export or reexport to or on behalf
of a Denied Person any item subject to
the Regulations and listed on the
Commerce Control List;
B. Take any action that facilitates the
acquisition or attempted acquisition by
a Denied Person of the ownership,
possession, or control of any item
subject to the Regulations and listed on
the Commerce Control List that has been
or will be exported from the United
States, including financing or other
support activities related to a
transaction whereby a Denied Person
acquires or attempts to acquire such
ownership, possession or control;
C. Take any action to acquire from or
to facilitate the acquisition or attempted
acquisition from a Denied Person of any
item subject to the Regulations and
listed on the Commerce Control List that
has been exported from the United
States;
D. Obtain from a Denied Person in the
United States any item subject to the
Regulations and listed on the Commerce
Control List with knowledge or reason
to know that the item will be, or is
intended to be, exported from the
United States; or
E. Engage in any transaction to service
any item subject to the Regulations and
listed on the Commerce Control List that
has been or will be exported from the
United States and that is owned,
possessed or controlled by a Denied
Person, or service any item, of whatever
origin, that is owned, possessed or
controlled by a Denied Person if such
service involves the use of any item
subject to the Regulations and listed on
the Commerce Control List that has been
or will be exported from the United
States. For purposes of this paragraph,
servicing means installation,
maintenance, repair, modification or
testing.
Third, that, after notice and
opportunity for comment as provided in
Section 766.23 of the Regulations, any
person, firm, corporation, or business
organization related to Chen by
affiliation, ownership, control, or
position of responsibility in the conduct
of trade or related services may also be
E:\FR\FM\02FEN1.SGM
02FEN1
Federal Register / Vol. 74, No. 20 / Monday, February 2, 2009 / Notices
made subject to the provisions of the
Order.
Fourth, that the charging letter,
amended charging letter, the Settlement
Agreement, and this Order, and the
record of the cases as defined by Section
766.20 of the Regulations shall be made
available to the public.
Fifth, that the Administrative Law
Judge shall be notified that this case is
withdrawn from adjudication.
Sixth, that this Order shall be served
on the Denied Person and on BIS, and
shall be published in the Federal
Register.
This Order, which constitutes the
final agency action in this matter, is
effective immediately.
Dated: Entered this 26th day of January,
2009.
Kevin Delli-Colli,
Acting Assistant Secretary for Export
Enforcement.
[FR Doc. E9–2169 Filed 1–30–09; 8:45 am]
BILLING CODE 3510–DT–P
DEPARTMENT OF COMMERCE
Bureau of Industry and Security
[08–BIS–0008]
Action Affecting Export Privileges;
Well Being Enterprise Co., Ltd.; In the
Matter of: Well Being Enterprise Co.,
Ltd. 9 F, No. 170 Min Chuan E. Rd.,
Sec. 3 Taipei 10542 Taiwan
Respondent; Order Relating to Well
Being Enterprise Co., Ltd.
dwashington3 on PROD1PC60 with NOTICES
The Bureau of Industry and Security,
U.S. Department of Commerce (‘‘BIS’’)
has initiated an administrative
proceeding against Well Being
Enterprise Co., Ltd. (hereinafter referred
to as ‘‘Well Being’’) pursuant to Section
766.3 of the Export Administration
Regulations (‘‘Regulations’’) 1 and
Section 13(c) of the Export
Administration Act of 1979, as amended
(‘‘Act’’),2 through issuance of a charging
letter to Well Being that alleged that
1 The Regulations are currently codified in the
Code of Federal Regulations at 15 CFR parts 730–
774 (2008). The charged violations occurred in 2003
through 2006. The Regulations governing the
violations at issue are found in the 2003 through
2006 versions of the Code of Federal Regulations
(15 CFR parts 730–774 (2003–2006)). The 2008
Regulations govern the procedural aspects of this
case.
2 50 U.S.C. app. §§ 2401–2420 (2000). Since
August 21, 2001, the Act has been in lapse and the
President, through Executive Order 13222 of August
17, 2001 (3 CFR, 2001 Comp. 783 (2002)), which
has been extended by successive Presidential
Notices, the most recent being that of July 23, 2008
(73 FR 43,603 (July 25, 2008)), has continued the
Regulations in effect under the International
Emergency Economic Powers Act (50 U.S.C. 1701–
1706 (2000)).
VerDate Nov<24>2008
15:03 Jan 30, 2009
Jkt 217001
Well Being committed 25 violations of
the Regulations. Specifically, the
charges are:
Charge 1 15 CFR 764.2(d)—Conspiracy
to Export Items from the United States
to Taiwan without the Required License
Beginning in or about 2003 and
continuing through on or about July 29,
2006, Well Being conspired and acted in
concert with others, known and
unknown, to violate the Regulations and
to bring about an act that constitutes a
violation of the Regulations. The
purpose of the conspiracy was to export
items from the United States to Taiwan
without the required U.S. Government
authorization. Pursuant to Sections
742.2 or 742.3 of the Regulations,
authorization was required from the
Department of Commerce before certain
chemicals, metals, and electronic
components, items subject to the
Regulations and classified under Export
Control Classification Numbers
(‘‘ECCNs’’) 1C227, 1C299, 1C231,
1C234, 1C240, and 1C350, could be
exported from the United States to
Taiwan. In furtherance of the
conspiracy, the conspirators, including
Well Being, participated in a scheme in
which Well Being requested that an
affiliated U.S. company procure specific
items from U.S. suppliers and export
them to Taiwan. Well Being instructed
the affiliated U.S. company not to tell
U.S. suppliers that the affiliated U.S.
company would export the items.
Pursuant to this instruction, the
affiliated U.S. company procured the
items and exported them to Taiwan
without the required license. In so
doing, Well Being committed one
violation of Section 764.2(d) of the
Regulations.
Charge 2 15 CFR 764.2(h)—Evasion
On or about October 20, 2005, Well
Being engaged in a transaction or took
other action with intent to evade the
provisions of the Regulations.
Specifically, Well-Being provided
electronic instruction to an affiliated
U.S. company stating that the affiliated
U.S. company should not use its correct
name when placing an order for nickel
powder with a specific U.S. supplier
because Well Being thought that the
U.S. supplier knew that there was a
relationship between Well Being and
the affiliated U.S. company. Well Being
conveyed this instruction to the
affiliated U.S. company for the purpose
of obtaining the nickel powder, which
was subject to the Regulations and
classified under ECCN 1C240, without
obtaining the required U.S. government
authorization. In so doing, Well Being
PO 00000
Frm 00004
Fmt 4703
Sfmt 4703
5815
committed one violation of Section
764.2(h) of the Regulations.
Charges 3–24 15 CFR 764.2(b):
Commanding and/or Inducing an Act
Prohibited by the Regulations
On 22 occasions between on or about
August 13, 2003 and on or about May
13, 2006, Well Being commanded or
induced the doing of an act prohibited
by the Regulations by instructing an
affiliated U.S. company to procure and
export to Taiwan certain chemicals,
metals, and electronic components,
items subject to the Regulations and
classified under ECCNs 1C227, 1C299,
1C231, 1C234, and 1C240, without the
Department of Commerce licenses
required by Section 742.3 of the
Regulations. Specifically, Well Being
instructed an affiliated U.S. company,
whose sole officer was also the
president of Well Being, to procure
items for Well Being and export them to
Well Being in Taiwan. In so doing, Well
Being committed 22 violations of
Section 764.2(b) of the Regulations.
Charge 25 15 CFR 764.2(b):
Commanding and/or Inducing an Act
Prohibited by the Regulations
On one occasion on or about April 15,
2006, Well Being commanded or
induced the doing of an act prohibited
by the Regulations by instructing an
affiliated U.S. company to procure and
export to Taiwan sodium fluoride, an
item subject to the Regulations and
classified under ECCN 1C350, without
the Department of Commerce license
required by Section 742.2 of the
Regulations. Specifically, Well Being
instructed an affiliated U.S. company,
whose sole officer was also the
president of Well Being, to procure
sodium fluoride for Well Being and
export it to Well Being in Taiwan. In so
doing, Well Being committed one
violation of Section 764.2(b) of the
Regulations.
Whereas, BIS and Well Being have
entered into a Settlement Agreement
pursuant to Section 766.18(b) of the
Regulations whereby they agreed to
settle this matter in accordance with the
terms and conditions set forth therein,
and
Whereas, I have approved of the terms
of such Settlement Agreement; It is
therefore ordered:
First, that a civil penalty of $250,000
is assessed against Well Being. Well
Being shall pay $30,000 to the U.S.
Department of Commerce within 30
days of from the date of entry of this
Order. Payment shall be made in the
manner specified in the attached
instructions. Payment of the remaining
$220,000 shall be suspended for a
E:\FR\FM\02FEN1.SGM
02FEN1
Agencies
[Federal Register Volume 74, Number 20 (Monday, February 2, 2009)]
[Notices]
[Pages 5814-5815]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-2169]
[[Page 5814]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
Bureau of Industry and Security
[08-BIS-0007]
Action Affecting Export Privileges; Hui-Fen Chen, A.K.A. Angela
Chen; In the Matter of: Hui-Fen Chen, a.k.a. Angela Chen, No. 9-1, 29
Lane, Dan Kung Rd., Tamsui, Taipei County, Taiwan; Respondent; Order
Relating to Hui-Fen Chen A.K.A. Angela Chen
The Bureau of Industry and Security, U.S. Department of Commerce
(``BIS'') has initiated an administrative proceeding against Hui-Fen
Chen a.k.a. Angela Chen (hereinafter referred to as ``Chen'') pursuant
to Section 766.3 of the Export Administration Regulations
(``Regulations'') \1\ and Section 13(c) of the Export Administration
Act of 1979, as amended (``Act''),\2\ through issuance of a charging
letter to Chen that alleged that Chen committed one violation of the
Regulations. Specifically, the charge is:
---------------------------------------------------------------------------
\1\ The Regulations are currently codified in the Code of
Federal Regulations at 15 CFR Parts 730-774 (2008). The charged
violation occurred in 2003 through 2006. The Regulations governing
the violation at issue are found in the 2003 through 2006 versions
of the Code of Federal Regulations (15 CFR Parts 730-774 (2003-
2006)). The 2008 Regulations govern the procedural aspects of this
case.
\2\ 50 U.S.C. app. Sec. Sec. 2401-2420 (2000). Since August 21,
2001, the Act has been in lapse and the President, through Executive
Order 13222 of August 17, 2001 (3 CFR, 2001 Comp. 783 (2002)), which
has been extended by successive Presidential Notices, the most
recent being that of July 23, 2008 (73 FR 43,603 (July 25, 2008)),
has continued the Regulations in effect under the International
Emergency Economic Powers Act (50 U.S.C. 1701-1706 (2000)).
---------------------------------------------------------------------------
Charge 1 15 CFR 764.2(d)--Conspiracy to Export Items From the United
States to Taiwan Without the Required License
Beginning in or about 2003 and continuing through on or about July
29, 2006, Chen conspired and acted in concert with others, known and
unknown, to violate the Regulations and to bring about an act that
constitutes a violation of the Regulations. The purpose of the
conspiracy was to export items from the United States to Taiwan without
the required U.S. Government authorization. Pursuant to Sections 742.2
or 742.3 of the Regulations, authorization was required from the
Department of Commerce before certain chemicals, metals, and electronic
components, items subject to the Regulations and classified under
Export Control Classification Numbers (``ECCNs'') 1C227, 1C299, 1C230,
1C231, 1C234, 1C240, 1C350, and 3A201, could be exported from the
United States to Taiwan. In furtherance of the conspiracy, the
conspirators, including Chen, participated in a scheme in which a
Taiwan company, Chen's employer, requested that an affiliated U.S.
company procure specific items from U.S. suppliers and export them to
Taiwan. The Taiwan company instructed the affiliated U.S. company not
to tell U.S. suppliers that the affiliated U.S. company would export
the items. Pursuant to this instruction, the affiliated U.S. company
procured the items and exported them to Taiwan without the required
license. In so doing, Chen committed one violation of Section 764.2(d)
of the Regulations.
Whereas, BIS and Chen have entered into a Settlement Agreement
pursuant to Section 766.18(b) of the Regulations whereby they agreed to
settle this matter in accordance with the terms and conditions set
forth therein, and
Whereas, I have approved of the terms of such Settlement Agreement;
It is therefore ordered:
First, that for a period of twenty years from the date of entry of
this Order, Hui-Fen Chen a.k.a. Angela Chen, No. 901, 29 Lane, Dan Kung
Rd., Tamsui, Taipei County, Taiwan, (``Chen''), her representatives,
assigns, or agents (``Denied Person'') may not participate, directly or
indirectly, in any way in any transaction involving any commodity,
software or technology (hereinafter collectively referred to as
``item'') exported or to be exported from the United States that is
subject to the Regulations and listed on the Commerce Control List, set
forth in Supplement No. 1 to 15 CFR part 774, or in any other activity
subject to the Regulations that involves an item listed on the Commerce
Control List, including, but not limited to:
A. Applying for, obtaining, or using any license, License
Exception, or export control document that involves an item that is
subject to the Regulations and listed on the Commerce Control List;
B. Carrying on negotiations concerning, or ordering, buying,
receiving, using, selling, delivering, storing, disposing of,
forwarding, transporting, financing, or otherwise servicing in any way,
any transaction involving any item exported or to be exported from the
United States that is subject to the Regulations and listed on the
Commerce Control List, or in any other activity subject to the
Regulations that involves an item listed on the Commerce Control List;
or
C. Benefiting in any way from any transaction involving any item
exported or to be exported from the United States that is subject to
the Regulations and listed on the Commerce Control List, or in any
other activity subject to the Regulations that involves an item listed
on the Commerce Control List.
Second, that no person may, directly or indirectly, do any of the
actions described below with respect to an item that is subject to the
Regulations and listed on the Commerce Control List that has been, will
be, or is intended to be exported or reexported from the United States:
A. Export or reexport to or on behalf of a Denied Person any item
subject to the Regulations and listed on the Commerce Control List;
B. Take any action that facilitates the acquisition or attempted
acquisition by a Denied Person of the ownership, possession, or control
of any item subject to the Regulations and listed on the Commerce
Control List that has been or will be exported from the United States,
including financing or other support activities related to a
transaction whereby a Denied Person acquires or attempts to acquire
such ownership, possession or control;
C. Take any action to acquire from or to facilitate the acquisition
or attempted acquisition from a Denied Person of any item subject to
the Regulations and listed on the Commerce Control List that has been
exported from the United States;
D. Obtain from a Denied Person in the United States any item
subject to the Regulations and listed on the Commerce Control List with
knowledge or reason to know that the item will be, or is intended to
be, exported from the United States; or
E. Engage in any transaction to service any item subject to the
Regulations and listed on the Commerce Control List that has been or
will be exported from the United States and that is owned, possessed or
controlled by a Denied Person, or service any item, of whatever origin,
that is owned, possessed or controlled by a Denied Person if such
service involves the use of any item subject to the Regulations and
listed on the Commerce Control List that has been or will be exported
from the United States. For purposes of this paragraph, servicing means
installation, maintenance, repair, modification or testing.
Third, that, after notice and opportunity for comment as provided
in Section 766.23 of the Regulations, any person, firm, corporation, or
business organization related to Chen by affiliation, ownership,
control, or position of responsibility in the conduct of trade or
related services may also be
[[Page 5815]]
made subject to the provisions of the Order.
Fourth, that the charging letter, amended charging letter, the
Settlement Agreement, and this Order, and the record of the cases as
defined by Section 766.20 of the Regulations shall be made available to
the public.
Fifth, that the Administrative Law Judge shall be notified that
this case is withdrawn from adjudication.
Sixth, that this Order shall be served on the Denied Person and on
BIS, and shall be published in the Federal Register.
This Order, which constitutes the final agency action in this
matter, is effective immediately.
Dated: Entered this 26th day of January, 2009.
Kevin Delli-Colli,
Acting Assistant Secretary for Export Enforcement.
[FR Doc. E9-2169 Filed 1-30-09; 8:45 am]
BILLING CODE 3510-DT-P