Common Law Tort Claims Concerning Design and Marking of DOT Specification 39 Compressed Gas Cylinders, 5723-5726 [E9-1993]
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Federal Register / Vol. 74, No. 19 / Friday, January 30, 2009 / Notices
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received into any of our dockets by the
name of the individual submitting the
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BILLING CODE 4910–81–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
[Docket No. PHMSA–2009–0017 (PDA–
34(R)]
Common Law Tort Claims Concerning
Design and Marking of DOT
Specification 39 Compressed Gas
Cylinders
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AGENCY: Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Public notice and invitation to
comment.
SUMMARY: Interested parties are invited
to comment on an application by
AMTROL, Inc., for an administrative
determination as to whether Federal
hazardous material transportation law
preempts State common law tort claims
alleging that the manufacturer of DOT
specification 39 compressed gas
cylinders should have designed the
cylinders to resist rusting over time and/
or provided additional warnings of the
potential rusting over time, beyond
requirements in the Hazardous
Materials Regulations (HMR) for the
manufacture, marking, and labeling of
these cylinders.
DATES: Comments received on or before
March 16, 2009, and rebuttal comments
received on or before April 30, 2009,
will be considered before an
administrative determination is issued
by PHMSA’s Chief Counsel. Rebuttal
comments may discuss only those
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issues raised by comments received
during the initial comment period and
may not discuss new issues.
ADDRESSES: The application and all
comments received may be reviewed in
the Docket Operations Facility (M–30),
U.S. Department of Transportation,
West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue, SE.,
Washington, DC 20590. The application
and all comments are available on the
U.S. Government Regulations.gov Web
site: https://www.regulations.gov.
Comments must refer to Docket No.
PHMSA–2009–0017 and may be
submitted to the docket in writing or
electronically. Mail or hand deliver
three copies of each written comment to
the above address. If you wish to receive
confirmation of receipt of your
comments, include a self-addressed,
stamped postcard. To submit comments
electronically, log onto the U.S.
Government Regulations.gov Web site:
https://www.regulations.gov. Use the
Search Documents section of the home
page and follow the instructions for
submitting comments.
A copy of each comment must also be
sent to (1) Stephen J. Maassen, Esq.,
Hoagland, Fitzgerald, Smith & Pranaitis,
P.O. Box 130, Alton, IL 62002, counsel
for Amtrol, Inc., and (2) Rex Carr, Esq.,
The Rex Carr Law Firm, LLC, 412
Missouri Avenue, East St. Louis, IL
62201–3016, counsel for survivors and
next of kin to Kenneth Elder, Jr. A
certification that a copy has been sent to
these persons must also be included
with the comment. (The following
format is suggested: ‘‘I certify that
copies of this comment have been sent
to Mr. Maassen and Mr. Carr at the
addresses specified in the Federal
Register.’’)
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing a comment
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (70 FR
19477–78), or you may visit https://
www.dot.gov.
A subject matter index of hazardous
materials preemption cases, including a
listing of all inconsistency rulings and
preemption determinations, is available
through the home page of PHMSA’s
Office of Chief Counsel, at https://
phmsa.dot.gov/legal. A paper copy of
the index will be provided at no cost
upon request to Mr. Hilder, at the
address and telephone number set forth
in FOR FURTHER INFORMATION CONTACT
below.
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FOR FURTHER INFORMATION CONTACT:
Frazer C. Hilder, Office of Chief Counsel
(PHC–10), Pipeline and Hazardous
Materials Safety Administration, U.S.
Department of Transportation, 1200
New Jersey Avenue, SE., Washington,
DC 20590; telephone No. 202–366–4400;
facsimile No. 202–366–7041.
SUPPLEMENTARY INFORMATION:
I. Application for a Preemption
Determination
AMTROL, Inc. has applied for a
determination that Federal hazardous
material transportation law, 49 U.S.C.
5101 et seq., preempts State common
law tort claims relating to the design
and marking or labeling of DOT
specification 39 compressed gas
cylinders. AMTROL contends that these
common law tort claims impose
requirements that are not substantively
the same as requirements in the HMR
for the design and marking or labeling
of a cylinder that has been marked and
certified as qualified for use in
transporting hazardous material.
In its original application dated June
26, 2007, AMTROL stated that it was a
defendant in a products liability
lawsuit, Elder v. AMTROL, Inc., et al.,
No. 042–08718, brought in the Circuit
Court of the City of St. Louis, Missouri.
According to AMTROL, a DOT
specification 39 cylinder manufactured
by AMTROL in 1995 had ruptured ‘‘on
January 24, 2003, when Plaintiffs’’
decedent placed the rusted cylinder
under 170 degree water.’’ With its
application, AMTROL provided a copy
of the transcript of a deposition at
which the Elders’ expert witness
testified (at p. 60) that ‘‘the bottom of
the tank ruptured * * * as a result of
the thinned and rusted area on the
bottom of the tank.’’ This witness
testified (at pp. 63 and 64) that the
cylinder ‘‘could be better designed to
prevent rusting and corrosion and
include warnings’’ and ‘‘at a minimum
I would say there needs to be warnings
for rust,’’ even though he acknowledged
(at p. 68) that the cylinder complied
with the specification ‘‘as nearly as I can
tell.’’
The Elders’ expert witness also took
the position (at p. 69) that the
specification requirements in the HMR
deal[ ] with the transportation of the
container. [They do] not deal specifically
with the use of the container after it’s already
in the hands of a technician. It’s intended to
be used for the transportation of the
container with a hazardous material. So just
because it meets this particular regulation
doesn’t mean it is necessarily safe,
reasonably safe for its intended use.
In response to a question seeking his
opinion of ‘‘what should be done * * *
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to design this cylinder to account for
corrosion,’’ the witness replied (at pp.
77–78):
If you know where your product has been
used, Florida versus, say Arizona, you can
determine what the corrosion rate is for these
various parts of the country. And it might
vary from a tenth of a millimeter per year or
it could be a quarter of a millimeter per year
for a rusting or corrosion rate. And therefore
if you determine these areas of sale, then you
might combine that with what you expect in
terms of how long the cylinder is in the
hands of someone whether it’s six months or
a year, or two years, or in this case nine
years. You could anticipate what your
corrosion rate is and whether you needed to
make that wall thickness one millimeter, one
and a half, or two millimeters or whether you
wanted to use a different paint or protect the
paint that’s on there in some manner. So
there’s a variety of things that can be done
and considered depending on how and who
the cylinder is sold to.
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AMTROL cited PHMSA’s prior
decisions in Inconsistency Ruling (IR)
Nos. 7–15, 49 FR 46632 (Nov. 27, 1984),
and Preemption Determination (PD) No.
2, 58 FR 11176 (Feb. 23, 1993). It
specifically referred to the discussion in
the general preamble to IRs 7–15 that, in
the areas of packaging design and
construction, and the marking and
labeling of packages, ‘‘the need for
national uniformity is so crucial and the
scope of Federal regulation is so
pervasive that it is difficult to envision
any situation where State or local
regulation would not present an
obstacle to the accomplishment and
execution of the HMTA and the
regulations issued thereunder.’’ 49 FR at
64433.
In a responding letter dated July 12,
2007, the Elders’ counsel opposed
AMTROL’s application and stated that
‘‘the thrust of plaintiffs’’ position [is]
that the specification required by DOT
dealt with and was required to deal with
a cylinder that was qualified for use in
transporting hazardous material’’ but
The journey had long ended, years before
the technician put the contents of the
cylinder to use. He was not using the
cylinder in a transportation mode; he was
simply using the cylinder as an end-user on
the job after its journey had ceased. The
regulation in question was not intended to
cover any use of the cylinder after it had been
transported in interstate commerce. The use
to which a cylinder might be put by the
technicians using them are outside the
purview of the regulations. [A] State common
law requirement that the products being used
on the job be safe for their intended use does
not interfere with the DOT regulation. The
state common law does not seek to impose
its requirement where the cylinder in
question clearly, at the time of its
manufacture and transportation, complied
with the DOT specifications.
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The Elders’ counsel asked PHMSA to
find that the Federal hazardous material
transportation law and the HMR ‘‘do not
preempt the opinions pertaining to socalled covered areas of 49 USCA § 5125,
with regard to labeling and design of
specification DOT 39 non-refillable
cylinders.’’
In a September 11, 2007 letter to
AMTROL’s counsel, PHMSA’s Assistant
Chief Counsel for Hazardous Materials
Safety Law noted that the State of
Missouri had not yet ‘‘adopted a
requirement for the cylinder
manufacturer to take these additional
actions [in the Elders’ common law
claims], either by law regulation, or
judicial decision’’ and, accordingly, ‘‘[i]t
would be premature for the Chief
Counsel to make a determination
whether a potential requirement
affecting the transportation of hazardous
material, which has not yet been
adopted or come into effect, would be
preempted.’’ However, this letter also
discussed the adoption of DOT
specification 39 into the HMR in 1971,
including the specific requirements that
the cylinder ‘‘must be shipped in strong
outside packagings’’ that ‘‘provide
protection for the complete cylinder’’
and must be marked (1) ‘‘NRC’’ for
‘‘non-reusable container’’ and (2) with
the statement that ‘‘Federal law forbids
transportation if refilled’’ plus a
statement of the maximum civil and
criminal penalties applicable at the date
of manufacture. These marking
requirements are presently set forth at
49 CFR 178.65(i)(2).
PHMSA’s Assistant Chief Counsel
also referred to the consideration that,
because the DOT specification 39
cylinder was nonreusable, it would not
be ‘‘subject to cyclic stresses resulting
from refilling’’ (quoting from the 1970
notice of proposed rulemaking, 35 FR
18879). He stated that ‘‘specification 39
cylinders have always been intended for
a single use; there has never been any
intent that these cylinders have the
strength or durability of cylinders
manufactured to other specifications
which are authorized for repeated
refillings over many years and subject to
periodic requalification through
inspection and pressure testing.’’ He
also stated that ‘‘[r]equirements affecting
the design, manufacturing, and marking
of a cylinder (or other packaging)
marked as meeting a DOT specification
must be distinguished from
requirements affecting the use of that
cylinder or other packaging.’’ He quoted
the discussion in the preamble to
PHMSA’s rulemaking on the
‘‘Applicability of the Hazardous
Materials Regulations for Loading,
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Unloading, and Storage,’’ 70 FR 20018,
20024–25 (Apr. 15, 2005), that:
DOT specification packagings, such as
* * * cylinders, are subject to DOT
regulation at all times that the packaging is
marked to indicate that it conforms to the
applicable specification requirements [which
means that,] [u]nder the Federal hazmat law,
a non-Federal entity may impose
requirements on DOT specification
packagings only if those requirements are
substantively the same as the DOT
requirements.
PHMSA’s Assistant Chief Counsel
stated that the agency
would have a concern with any State law,
regulation, or judicial decision that imposed
additional manufacturing and marking
requirements on any DOT specification
packaging, including a specification 39
cylinder. It would be impractical and
burdensome for a manufacturer of these
cylinders to have to vary their design,
manufacturing process, and markings to
accommodate additional and possibly
conflicting requirements that varied from
State to State—especially requirements for
additional wording that indicates or implies
that the cylinder is suitable for refilling with
a hazardous material and continued use over
many years, in conflict with the specific
markings required by the HMR. These
required markings are part of the safety
requirements in the DOT specification for
these cylinders and must not be
compromised.
He concluded by stating that he
‘‘express[ed] no opinion on the
responsibility or liability of any person
who loads, stores, or unloads a DOT
specification 39 cylinder, or any other
DOT specification packaging, that no
longer meets the requirements of the
DOT specification, when that packaging
is no longer in transportation in
commerce.
In a September 11, 2008 letter,
AMTROL renewed its application for a
determination whether Federal
hazardous material transportation law
preempts the Elders’ product liability
claims ‘‘based on allegations of defect
with regard to ‘covered subjects’ of
labeling and design of [DOT]
specification cylinders.’’ AMTROL
stated that it is now in a Chapter 11
bankruptcy proceeding pending in the
United States Bankruptcy Court for the
District of Delaware, In Re Amtrol
Holdings, Inc., Case No. 06–11446, in
which the Elders have filed claims
based on the same theories as
previously alleged in their Missouri
action.
AMTROL explained that the
bankruptcy judge has found that the
Elders’ claims are not preempted by 49
U.S.C. 5125, so that there is now a
‘‘judicial decision imposing additional
manufacturing and marking
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requirements’’ on DOT specification 39
cylinders, and ‘‘the matter is ripe for a
determination of whether the Plaintiffs’’
Claims now pending in the Bankruptcy
Court’’ are preempted. AMTROL stated
that the Bankruptcy Court ‘‘failed to
follow the directive of the DOT, set out
in the [Assistant Chief Counsel’s]
September 11 letter * * * [which] made
it clear that if a lawsuit ruling imposed
additional manufacturing and [marking]
requirements in one state or local
jurisdiction, it would be preempted.’’ It
also stated that ‘‘[e]nforcement of the
state requirement would mean that
specification 39 non-reusable cylinders
would no longer be governed and
controlled by specifications set out by
Department of Transportation
Regulations at 49 CFR 178.65, and that
AMTROL, Inc. would be subject to
potential lawsuit[s] even under
circumstances where, as here, it had
complied with all such regulations.’’
AMTROL advised that the order of the
Bankruptcy Court denying AMTROL’s
objection to the Elders’ claims is
currently on appeal to the United States
District Court for the District of
Delaware, and it has provided copies of
the transcript of the hearing before the
bankruptcy judge on March 26, 2008,
the Bankruptcy Court’s April 1, 2008
memorandum opinion, AMTROL’ss
notice of appeal, and the Elders’ notice
of appeal from the Bankruptcy Court’s
April 1, 2008 order with regard to other
issues.
In a September 17, 2008 response,
Counsel for the Elders stated that the
Bankruptcy Court ‘‘cannot under any
circumstances make law for the State of
Missouri’’ but is ‘‘required to interpret
the law of the State of Missouri where
the death took place when ruling on
issues appropriately within its
jurisdiction.’’ He stated that the
Bankruptcy Court
reviewed the law and found that preemption
did not apply ‘‘because the HMTA applied to
transportation, not end use.’’ (Memorandum
Opinion, p. 10). It pointed out examples
showing that Congress intended to regulate
transportation, not use. It did not impose any
additional manufacturing and working
requirements on a DOT 39 cylinder. It
concluded: ‘‘The DOT declined to opine and,
consistent with the court’s conclusion,
distinguished between use and
transportation.’’ (Memorandum Opinion, p.
12).
The order of that court in no way adopts
new requirements affecting the transportation
in interstate commerce.
The following materials are available
in the public docket of this proceeding:
—AMTROL’s original June 26, 2007
application including a copy of the
transcript of the November 17, 2006
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deposition of the Elders’ expert
witness;
—the Elders’ July 12, 2007 response to
AMTROL’s application;
—the September 11, 2007 letter of
PHMSA’s Assistant Chief Counsel for
Hazardous Materials Safety Law;
—DOT’s December 11, 1970 notice of
proposed rulemaking, 35 FR 18879,
and August 24, 1971 final rule, 36 FR
16579, ‘‘Cylinder Specifications’’;
—the transcript of the March 26, 2008
hearing in the Bankruptcy Court;
—the Bankruptcy Court’s April 1, 2008
memorandum opinion and order;
—AMTROL’s April 11, 2008 Notice of
Appeal from the Bankruptcy Court’s
April 1, 2008 order and April 21, 2008
Designation of the Record and
Statement of Issues to be Presented;
—the Elders’ Notice of Appeal from the
Bankruptcy Court’s April 1, 2008
order;
—AMTROL’s September 11, 2008
reapplication;
—the Elders’ September 17, 2008
response to AMTROL’s reapplication;
and
—AMTROL’s October 3, 2008 reply
letter.
II. Federal Preemption
Section 5125 of 49 U.S.C. contains
express preemption provisions relevant
to this proceeding. As amended by
Section 1711(b) of the Homeland
Security Act of 2002 (Pub. L. 107–296,
116 Stat. 2320), 49 U.S.C. 5125(a)
provides that a requirement of a state,
political subdivision of a state, or Indian
tribe is preempted—unless the nonFederal requirement is authorized by
another Federal law or DOT grants a
waiver of preemption under § 5125(e)—
if
(1) Complying with a requirement of the
State, political subdivision, or tribe and a
requirement of this chapter, a regulation
prescribed under this chapter, or a hazardous
materials transportation security regulation
or directive issued by the Secretary of
Homeland Security is not possible; or
(2) The requirement of the State, political
subdivision, or tribe, as applied or enforced,
is an obstacle to accomplishing and carrying
out this chapter, a regulation prescribed
under this chapter, or a hazardous materials
transportation security regulation or directive
issued by the Secretary of Homeland
Security.
These two paragraphs set forth the
‘‘dual compliance’’ and ‘‘obstacle’’
criteria that PHMSA’s predecessor
agency, the Research and Special
Programs Administration (RSPA), had
applied in issuing inconsistency rulings
(IRs) prior to 1990, under the original
preemption provision in the Hazardous
Materials Transportation Act (HMTA).
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Public Law 93–633 § 112(a), 88 Stat.
2161 (1975). The dual compliance and
obstacle criteria are based on U.S.
Supreme Court decisions on
preemption. Hines v. Davidowitz, 312
U.S. 52 (1941); Florida Lime & Avocado
Growers, Inc. v. Paul, 373 U.S. 132
(1963); Ray v. Atlantic Richfield, Inc.,
435 U.S. 151 (1978).
Subsection (b)(1) of 49 U.S.C. 5125
provides that a non-Federal requirement
concerning any of the following subjects
is preempted—unless authorized by
another Federal law or DOT grants a
waiver of preemption—when the nonFederal requirement is not
‘‘substantively the same as’’ a provision
of Federal hazardous material
transportation law, a regulation
prescribed under that law, or a
hazardous materials security regulation
or directive issued by the Department of
Homeland Security:
(A) The designation, description, and
classification of hazardous material.
(B) The packing, repacking, handling,
labeling, marking, and placarding of
hazardous material.
(C) The preparation, execution, and use of
shipping documents related to hazardous
material and requirements related to the
number, contents, and placement of those
documents.
(D) The written notification, recording, and
reporting of the unintentional release in
transportation of hazardous material.
(E) The designing, manufacturing,
fabricating, inspecting, marking, maintaining,
reconditioning, repairing, or testing a
package, container, or packaging component
that is represented, marked, certified, or sold
as qualified for use in transporting hazardous
material.1
To be ‘‘substantively the same,’’ the
non-Federal requirement must conform
‘‘in every significant respect to the
Federal requirement. Editorial and other
similar de minimis changes are
permitted.’’ 49 CFR 107.202(d).2
The 2002 amendments and 2005
reenactment of the preemption
provisions in 49 U.S.C. 5125 reaffirmed
Congress’s long-standing view that a
1 Subparagraph (E) was editorially revised in Sec.
7122(a) of the Hazardous Materials Transportation
Safety and Security Reauthorization Act of 2005,
which is Title VII of the Safe, Accountable,
Flexible, Efficient Transportation Equity Act: A
Legacy for Users (SAFETEA–LU), Public Law 109–
59, 119. Stat. 1891 (Aug. 10, 2005). Technical
corrections to cross-references in subsections (d),
(e), and (g) were made in Public Law 110–244, Sec.
302(b), 122 Stat. 1618 (June 6, 2008).
2 Additional standards apply to preemption of
non-Federal requirements on highway routes over
which hazardous materials may or may not be
transported and fees related to transporting
hazardous material. See 49 U.S.C. 5125(c) and (f).
See also 49 CFR 171.1(f) which explains that a
‘‘facility at which functions regulated under the
HMR are performed may be subject to applicable
laws and regulations of state and local governments
and Indian tribes.’’
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single body of uniform Federal
regulations promotes safety (including
security) in the transportation of
hazardous materials. More than thirty
years ago, when it was considering the
HMTA, the Senate Commerce
Committee ‘‘endorse[d] the principle of
preemption in order to preclude a
multiplicity of State and local
regulations and the potential for varying
as well as conflicting regulations in the
area of hazardous materials
transportation.’’ S. Rep. No. 1102, 93rd
Cong. 2nd Sess. 37 (1974). When
Congress expanded the preemption
provisions in 1990, it specifically found:
(3) Many States and localities have enacted
laws and regulations which vary from
Federal laws and regulations pertaining to
the transportation of hazardous materials,
thereby creating the potential for
unreasonable hazards in other jurisdictions
and confounding shippers and carriers which
attempt to comply with multiple and
conflicting registration, permitting, routing,
notification, and other regulatory
requirements,
(4) Because of the potential risks to life,
property, and the environment posed by
unintentional releases of hazardous
materials, consistency in laws and
regulations governing the transportation of
hazardous materials is necessary and
desirable,
(5) In order to achieve greater uniformity
and to promote the public health, welfare,
and safety at all levels, Federal standards for
regulating the transportation of hazardous
materials in intrastate, interstate, and foreign
commerce are necessary and desirable.
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Public Law 101–615 § 2, 104 Stat.
3244. (In 1994, Congress revised,
codified and enacted the HMTA
‘‘without substantive change,’’ at 49
U.S.C. Chapter 51. Pub. L. 103–272, 108
Stat. 745 (July 5, 1994).) A United States
Court of Appeals has found uniformity
was the ‘‘linchpin’’ in the design of the
Federal laws governing the
transportation of hazardous materials.
Colorado Pub. Util. Comm’n v. Harmon,
951 F.2d 1571, 1575 (10th Cir. 1991).
III. Preemption Determinations
Under 49 U.S.C. 5125(d)(1), any
person (including a State, political
subdivision of a State, or Indian tribe)
directly affected by a requirement of a
State, political subdivision or tribe may
apply to the Secretary of Transportation
for a determination whether the
requirement is preempted. The
Secretary of Transportation has
delegated authority to PHMSA to make
determinations of preemption, except
for those concerning highway routing
(which have been delegated to the
Federal Motor Carrier Safety
Administration). 49 CFR 1.53(b).
Section 5125(d)(1) requires notice of
an application for a preemption
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determination to be published in the
Federal Register. Following the receipt
and consideration of written comments,
PHMSA publishes its determination in
the Federal Register. See 49 CFR
107.209(c). A short period of time is
allowed for filing of petitions for
reconsideration. 49 CFR 107.211. A
petition for judicial review of a final
preemption determination must be filed
in the United States Court of Appeals
for the District of Columbia or in the
Court of Appeals for the United States
for the circuit in which the petitioner
resides or has its principal place of
business, within 60 days after the
determination becomes final. 49 U.S.C.
5127(a).
Preemption determinations do not
address issues of preemption arising
under the Commerce Clause, the Fifth
Amendment or other provisions of the
Constitution, or statutes other than the
Federal hazardous material
transportation law unless it is necessary
to do so in order to determine whether
a requirement is authorized by another
Federal law, or whether a fee is ‘‘fair’’
within the meaning of 49 U.S.C.
5125(f)(1). A state, local or Indian tribe
requirement is not authorized by
another Federal law merely because it is
not preempted by another Federal
statute. Colorado Pub. Util. Comm’n v.
Harmon, above, 951 F.2d at 1581 n.10.
In making preemption determinations
under 49 U.S.C. 5125(d), PHMSA is
guided by the principles and policies set
forth in Executive Order No. 13132,
entitled ‘‘Federalism.’’ 64 FR 43255
(Aug. 10, 1999). Section 4(a) of that
Executive Order authorizes preemption
of State laws only when a statute
contains an express preemption
provision, there is other clear evidence
Congress intended to preempt state law,
or the exercise of state authority directly
conflicts with the exercise of Federal
authority. Section 5125 contains express
preemption provisions, which PHMSA
has implemented through its
regulations.
IV. Public Comments
All comments should be directed to
whether 49 U.S.C. 5125 preempts the
Elders’ common law tort claims against
AMTROL, Inc. in their lawsuit in the
Circuit Court of the City of St. Louis,
Missouri and in the claims filed in the
United States Bankruptcy Court for the
District of Delaware. Comments should
specifically address the preemption
criteria discussed in Part II above,
including:
(1) The meaning of a State
‘‘requirement’’ in 49 U.S.C. 5125 and
whether that term must be construed to
include State common law tort claims,
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in light of the Supreme Court’s holding
in Riegel v. Medtronic, ll U.S. ll ,
128 S.Ct. 999, 1007 (2008), ‘‘that
common-law causes of action for
negligence and strict liability do impose
‘requirement[s].’ ’’
(2) Whether common law tort claims
relating to the design and marking or
labeling of a DOT specification 39
cylinder by the cylinder’s manufacturer
are ‘‘about’’ the designing,
manufacturing, or marking of ‘‘a
package, container, or packaging
component that is represented, marked,
certified, or sold as qualified for use in
transporting hazardous material in
commerce.’’
(3) Whether and how common law
tort claims relating to the design and
marking or labeling of a DOT
specification 39 cylinder by the
cylinder’s manufacturer affect
transportation of the cylinder when
filled with a compressed gas.
(4) The manner in which the Elders’
decedent was using the DOT
specification 39 cylinder which
ruptured, including (a) the identity of
the owner of this cylinder; (b) the date
on which this cylinder was last refilled
and who refilled it; and (c) whether this
cylinder was permanently located at the
site of the rupture or whether the
decedent had transported this cylinder
to the location where he was ‘‘preparing
to use the cylinder to fill a refrigerator
with coolant,’’ according to the April 1,
2008 memorandum opinion of the
Bankruptcy Court.
Issued in Washington, DC, on January 15,
2009.
David E. Kunz,
Chief Counsel.
[FR Doc. E9–1993 Filed 1–29–09; 8:45 am]
BILLING CODE 4910–60–P
DEPARTMENT OF TRANSPORTATION
Surface Transportation Board
[STB Finance Docket No. 35214]
Shawnee Terminal Railroad Co.—
Corporate Family Exemption—
Alabama Railroad Co., and Alabama &
Florida Railway Co., Inc
Shawnee Terminal Railroad Co.
(STR), Alabama Railroad Co. (ALAB),
and Alabama & Florida Railway Co., Inc.
(A&F), have jointly filed a verified
notice of exemption under 49 CFR
1180.2(d)(3) for a transaction within a
corporate family. The transaction
involves the consolidation of ALAB,
A&F, and STR, with STR as the
surviving corporate entity. Under an
agreement and plan of consolidation,
E:\FR\FM\30JAN1.SGM
30JAN1
Agencies
[Federal Register Volume 74, Number 19 (Friday, January 30, 2009)]
[Notices]
[Pages 5723-5726]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-1993]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
[Docket No. PHMSA-2009-0017 (PDA-34(R)]
Common Law Tort Claims Concerning Design and Marking of DOT
Specification 39 Compressed Gas Cylinders
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
DOT.
ACTION: Public notice and invitation to comment.
-----------------------------------------------------------------------
SUMMARY: Interested parties are invited to comment on an application by
AMTROL, Inc., for an administrative determination as to whether Federal
hazardous material transportation law preempts State common law tort
claims alleging that the manufacturer of DOT specification 39
compressed gas cylinders should have designed the cylinders to resist
rusting over time and/or provided additional warnings of the potential
rusting over time, beyond requirements in the Hazardous Materials
Regulations (HMR) for the manufacture, marking, and labeling of these
cylinders.
DATES: Comments received on or before March 16, 2009, and rebuttal
comments received on or before April 30, 2009, will be considered
before an administrative determination is issued by PHMSA's Chief
Counsel. Rebuttal comments may discuss only those issues raised by
comments received during the initial comment period and may not discuss
new issues.
ADDRESSES: The application and all comments received may be reviewed in
the Docket Operations Facility (M-30), U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590. The application and all
comments are available on the U.S. Government Regulations.gov Web site:
https://www.regulations.gov.
Comments must refer to Docket No. PHMSA-2009-0017 and may be
submitted to the docket in writing or electronically. Mail or hand
deliver three copies of each written comment to the above address. If
you wish to receive confirmation of receipt of your comments, include a
self-addressed, stamped postcard. To submit comments electronically,
log onto the U.S. Government Regulations.gov Web site: https://
www.regulations.gov. Use the Search Documents section of the home page
and follow the instructions for submitting comments.
A copy of each comment must also be sent to (1) Stephen J. Maassen,
Esq., Hoagland, Fitzgerald, Smith & Pranaitis, P.O. Box 130, Alton, IL
62002, counsel for Amtrol, Inc., and (2) Rex Carr, Esq., The Rex Carr
Law Firm, LLC, 412 Missouri Avenue, East St. Louis, IL 62201-3016,
counsel for survivors and next of kin to Kenneth Elder, Jr. A
certification that a copy has been sent to these persons must also be
included with the comment. (The following format is suggested: ``I
certify that copies of this comment have been sent to Mr. Maassen and
Mr. Carr at the addresses specified in the Federal Register.'')
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing a comment submitted on behalf of an
association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (70 FR 19477-78), or you may visit https://www.dot.gov.
A subject matter index of hazardous materials preemption cases,
including a listing of all inconsistency rulings and preemption
determinations, is available through the home page of PHMSA's Office of
Chief Counsel, at https://phmsa.dot.gov/legal. A paper copy of the index
will be provided at no cost upon request to Mr. Hilder, at the address
and telephone number set forth in FOR FURTHER INFORMATION CONTACT
below.
FOR FURTHER INFORMATION CONTACT: Frazer C. Hilder, Office of Chief
Counsel (PHC-10), Pipeline and Hazardous Materials Safety
Administration, U.S. Department of Transportation, 1200 New Jersey
Avenue, SE., Washington, DC 20590; telephone No. 202-366-4400;
facsimile No. 202-366-7041.
SUPPLEMENTARY INFORMATION:
I. Application for a Preemption Determination
AMTROL, Inc. has applied for a determination that Federal hazardous
material transportation law, 49 U.S.C. 5101 et seq., preempts State
common law tort claims relating to the design and marking or labeling
of DOT specification 39 compressed gas cylinders. AMTROL contends that
these common law tort claims impose requirements that are not
substantively the same as requirements in the HMR for the design and
marking or labeling of a cylinder that has been marked and certified as
qualified for use in transporting hazardous material.
In its original application dated June 26, 2007, AMTROL stated that
it was a defendant in a products liability lawsuit, Elder v. AMTROL,
Inc., et al., No. 042-08718, brought in the Circuit Court of the City
of St. Louis, Missouri. According to AMTROL, a DOT specification 39
cylinder manufactured by AMTROL in 1995 had ruptured ``on January 24,
2003, when Plaintiffs'' decedent placed the rusted cylinder under 170
degree water.'' With its application, AMTROL provided a copy of the
transcript of a deposition at which the Elders' expert witness
testified (at p. 60) that ``the bottom of the tank ruptured * * * as a
result of the thinned and rusted area on the bottom of the tank.'' This
witness testified (at pp. 63 and 64) that the cylinder ``could be
better designed to prevent rusting and corrosion and include warnings''
and ``at a minimum I would say there needs to be warnings for rust,''
even though he acknowledged (at p. 68) that the cylinder complied with
the specification ``as nearly as I can tell.''
The Elders' expert witness also took the position (at p. 69) that
the specification requirements in the HMR
deal[ ] with the transportation of the container. [They do] not deal
specifically with the use of the container after it's already in the
hands of a technician. It's intended to be used for the
transportation of the container with a hazardous material. So just
because it meets this particular regulation doesn't mean it is
necessarily safe, reasonably safe for its intended use.
In response to a question seeking his opinion of ``what should be done
* * *
[[Page 5724]]
to design this cylinder to account for corrosion,'' the witness replied
(at pp. 77-78):
If you know where your product has been used, Florida versus,
say Arizona, you can determine what the corrosion rate is for these
various parts of the country. And it might vary from a tenth of a
millimeter per year or it could be a quarter of a millimeter per
year for a rusting or corrosion rate. And therefore if you determine
these areas of sale, then you might combine that with what you
expect in terms of how long the cylinder is in the hands of someone
whether it's six months or a year, or two years, or in this case
nine years. You could anticipate what your corrosion rate is and
whether you needed to make that wall thickness one millimeter, one
and a half, or two millimeters or whether you wanted to use a
different paint or protect the paint that's on there in some manner.
So there's a variety of things that can be done and considered
depending on how and who the cylinder is sold to.
AMTROL cited PHMSA's prior decisions in Inconsistency Ruling (IR)
Nos. 7-15, 49 FR 46632 (Nov. 27, 1984), and Preemption Determination
(PD) No. 2, 58 FR 11176 (Feb. 23, 1993). It specifically referred to
the discussion in the general preamble to IRs 7-15 that, in the areas
of packaging design and construction, and the marking and labeling of
packages, ``the need for national uniformity is so crucial and the
scope of Federal regulation is so pervasive that it is difficult to
envision any situation where State or local regulation would not
present an obstacle to the accomplishment and execution of the HMTA and
the regulations issued thereunder.'' 49 FR at 64433.
In a responding letter dated July 12, 2007, the Elders' counsel
opposed AMTROL's application and stated that ``the thrust of
plaintiffs'' position [is] that the specification required by DOT dealt
with and was required to deal with a cylinder that was qualified for
use in transporting hazardous material'' but
The journey had long ended, years before the technician put the
contents of the cylinder to use. He was not using the cylinder in a
transportation mode; he was simply using the cylinder as an end-user
on the job after its journey had ceased. The regulation in question
was not intended to cover any use of the cylinder after it had been
transported in interstate commerce. The use to which a cylinder
might be put by the technicians using them are outside the purview
of the regulations. [A] State common law requirement that the
products being used on the job be safe for their intended use does
not interfere with the DOT regulation. The state common law does not
seek to impose its requirement where the cylinder in question
clearly, at the time of its manufacture and transportation, complied
with the DOT specifications.
The Elders' counsel asked PHMSA to find that the Federal hazardous
material transportation law and the HMR ``do not preempt the opinions
pertaining to so-called covered areas of 49 USCA Sec. 5125, with
regard to labeling and design of specification DOT 39 non-refillable
cylinders.''
In a September 11, 2007 letter to AMTROL's counsel, PHMSA's
Assistant Chief Counsel for Hazardous Materials Safety Law noted that
the State of Missouri had not yet ``adopted a requirement for the
cylinder manufacturer to take these additional actions [in the Elders'
common law claims], either by law regulation, or judicial decision''
and, accordingly, ``[i]t would be premature for the Chief Counsel to
make a determination whether a potential requirement affecting the
transportation of hazardous material, which has not yet been adopted or
come into effect, would be preempted.'' However, this letter also
discussed the adoption of DOT specification 39 into the HMR in 1971,
including the specific requirements that the cylinder ``must be shipped
in strong outside packagings'' that ``provide protection for the
complete cylinder'' and must be marked (1) ``NRC'' for ``non-reusable
container'' and (2) with the statement that ``Federal law forbids
transportation if refilled'' plus a statement of the maximum civil and
criminal penalties applicable at the date of manufacture. These marking
requirements are presently set forth at 49 CFR 178.65(i)(2).
PHMSA's Assistant Chief Counsel also referred to the consideration
that, because the DOT specification 39 cylinder was nonreusable, it
would not be ``subject to cyclic stresses resulting from refilling''
(quoting from the 1970 notice of proposed rulemaking, 35 FR 18879). He
stated that ``specification 39 cylinders have always been intended for
a single use; there has never been any intent that these cylinders have
the strength or durability of cylinders manufactured to other
specifications which are authorized for repeated refillings over many
years and subject to periodic requalification through inspection and
pressure testing.'' He also stated that ``[r]equirements affecting the
design, manufacturing, and marking of a cylinder (or other packaging)
marked as meeting a DOT specification must be distinguished from
requirements affecting the use of that cylinder or other packaging.''
He quoted the discussion in the preamble to PHMSA's rulemaking on the
``Applicability of the Hazardous Materials Regulations for Loading,
Unloading, and Storage,'' 70 FR 20018, 20024-25 (Apr. 15, 2005), that:
DOT specification packagings, such as * * * cylinders, are
subject to DOT regulation at all times that the packaging is marked
to indicate that it conforms to the applicable specification
requirements [which means that,] [u]nder the Federal hazmat law, a
non-Federal entity may impose requirements on DOT specification
packagings only if those requirements are substantively the same as
the DOT requirements.
PHMSA's Assistant Chief Counsel stated that the agency
would have a concern with any State law, regulation, or judicial
decision that imposed additional manufacturing and marking
requirements on any DOT specification packaging, including a
specification 39 cylinder. It would be impractical and burdensome
for a manufacturer of these cylinders to have to vary their design,
manufacturing process, and markings to accommodate additional and
possibly conflicting requirements that varied from State to State--
especially requirements for additional wording that indicates or
implies that the cylinder is suitable for refilling with a hazardous
material and continued use over many years, in conflict with the
specific markings required by the HMR. These required markings are
part of the safety requirements in the DOT specification for these
cylinders and must not be compromised.
He concluded by stating that he ``express[ed] no opinion on the
responsibility or liability of any person who loads, stores, or unloads
a DOT specification 39 cylinder, or any other DOT specification
packaging, that no longer meets the requirements of the DOT
specification, when that packaging is no longer in transportation in
commerce.
In a September 11, 2008 letter, AMTROL renewed its application for
a determination whether Federal hazardous material transportation law
preempts the Elders' product liability claims ``based on allegations of
defect with regard to `covered subjects' of labeling and design of
[DOT] specification cylinders.'' AMTROL stated that it is now in a
Chapter 11 bankruptcy proceeding pending in the United States
Bankruptcy Court for the District of Delaware, In Re Amtrol Holdings,
Inc., Case No. 06-11446, in which the Elders have filed claims based on
the same theories as previously alleged in their Missouri action.
AMTROL explained that the bankruptcy judge has found that the
Elders' claims are not preempted by 49 U.S.C. 5125, so that there is
now a ``judicial decision imposing additional manufacturing and marking
[[Page 5725]]
requirements'' on DOT specification 39 cylinders, and ``the matter is
ripe for a determination of whether the Plaintiffs'' Claims now pending
in the Bankruptcy Court'' are preempted. AMTROL stated that the
Bankruptcy Court ``failed to follow the directive of the DOT, set out
in the [Assistant Chief Counsel's] September 11 letter * * * [which]
made it clear that if a lawsuit ruling imposed additional manufacturing
and [marking] requirements in one state or local jurisdiction, it would
be preempted.'' It also stated that ``[e]nforcement of the state
requirement would mean that specification 39 non-reusable cylinders
would no longer be governed and controlled by specifications set out by
Department of Transportation Regulations at 49 CFR 178.65, and that
AMTROL, Inc. would be subject to potential lawsuit[s] even under
circumstances where, as here, it had complied with all such
regulations.''
AMTROL advised that the order of the Bankruptcy Court denying
AMTROL's objection to the Elders' claims is currently on appeal to the
United States District Court for the District of Delaware, and it has
provided copies of the transcript of the hearing before the bankruptcy
judge on March 26, 2008, the Bankruptcy Court's April 1, 2008
memorandum opinion, AMTROL'ss notice of appeal, and the Elders' notice
of appeal from the Bankruptcy Court's April 1, 2008 order with regard
to other issues.
In a September 17, 2008 response, Counsel for the Elders stated
that the Bankruptcy Court ``cannot under any circumstances make law for
the State of Missouri'' but is ``required to interpret the law of the
State of Missouri where the death took place when ruling on issues
appropriately within its jurisdiction.'' He stated that the Bankruptcy
Court
reviewed the law and found that preemption did not apply ``because
the HMTA applied to transportation, not end use.'' (Memorandum
Opinion, p. 10). It pointed out examples showing that Congress
intended to regulate transportation, not use. It did not impose any
additional manufacturing and working requirements on a DOT 39
cylinder. It concluded: ``The DOT declined to opine and, consistent
with the court's conclusion, distinguished between use and
transportation.'' (Memorandum Opinion, p. 12).
The order of that court in no way adopts new requirements
affecting the transportation in interstate commerce.
The following materials are available in the public docket of this
proceeding:
--AMTROL's original June 26, 2007 application including a copy of the
transcript of the November 17, 2006 deposition of the Elders' expert
witness;
--the Elders' July 12, 2007 response to AMTROL's application;
--the September 11, 2007 letter of PHMSA's Assistant Chief Counsel for
Hazardous Materials Safety Law;
--DOT's December 11, 1970 notice of proposed rulemaking, 35 FR 18879,
and August 24, 1971 final rule, 36 FR 16579, ``Cylinder
Specifications'';
--the transcript of the March 26, 2008 hearing in the Bankruptcy Court;
--the Bankruptcy Court's April 1, 2008 memorandum opinion and order;
--AMTROL's April 11, 2008 Notice of Appeal from the Bankruptcy Court's
April 1, 2008 order and April 21, 2008 Designation of the Record and
Statement of Issues to be Presented;
--the Elders' Notice of Appeal from the Bankruptcy Court's April 1,
2008 order;
--AMTROL's September 11, 2008 reapplication;
--the Elders' September 17, 2008 response to AMTROL's reapplication;
and
--AMTROL's October 3, 2008 reply letter.
II. Federal Preemption
Section 5125 of 49 U.S.C. contains express preemption provisions
relevant to this proceeding. As amended by Section 1711(b) of the
Homeland Security Act of 2002 (Pub. L. 107-296, 116 Stat. 2320), 49
U.S.C. 5125(a) provides that a requirement of a state, political
subdivision of a state, or Indian tribe is preempted--unless the non-
Federal requirement is authorized by another Federal law or DOT grants
a waiver of preemption under Sec. 5125(e)--if
(1) Complying with a requirement of the State, political
subdivision, or tribe and a requirement of this chapter, a
regulation prescribed under this chapter, or a hazardous materials
transportation security regulation or directive issued by the
Secretary of Homeland Security is not possible; or
(2) The requirement of the State, political subdivision, or
tribe, as applied or enforced, is an obstacle to accomplishing and
carrying out this chapter, a regulation prescribed under this
chapter, or a hazardous materials transportation security regulation
or directive issued by the Secretary of Homeland Security.
These two paragraphs set forth the ``dual compliance'' and
``obstacle'' criteria that PHMSA's predecessor agency, the Research and
Special Programs Administration (RSPA), had applied in issuing
inconsistency rulings (IRs) prior to 1990, under the original
preemption provision in the Hazardous Materials Transportation Act
(HMTA). Public Law 93-633 Sec. 112(a), 88 Stat. 2161 (1975). The dual
compliance and obstacle criteria are based on U.S. Supreme Court
decisions on preemption. Hines v. Davidowitz, 312 U.S. 52 (1941);
Florida Lime & Avocado Growers, Inc. v. Paul, 373 U.S. 132 (1963); Ray
v. Atlantic Richfield, Inc., 435 U.S. 151 (1978).
Subsection (b)(1) of 49 U.S.C. 5125 provides that a non-Federal
requirement concerning any of the following subjects is preempted--
unless authorized by another Federal law or DOT grants a waiver of
preemption--when the non-Federal requirement is not ``substantively the
same as'' a provision of Federal hazardous material transportation law,
a regulation prescribed under that law, or a hazardous materials
security regulation or directive issued by the Department of Homeland
Security:
(A) The designation, description, and classification of
hazardous material.
(B) The packing, repacking, handling, labeling, marking, and
placarding of hazardous material.
(C) The preparation, execution, and use of shipping documents
related to hazardous material and requirements related to the
number, contents, and placement of those documents.
(D) The written notification, recording, and reporting of the
unintentional release in transportation of hazardous material.
(E) The designing, manufacturing, fabricating, inspecting,
marking, maintaining, reconditioning, repairing, or testing a
package, container, or packaging component that is represented,
marked, certified, or sold as qualified for use in transporting
hazardous material.\1\
---------------------------------------------------------------------------
\1\ Subparagraph (E) was editorially revised in Sec. 7122(a) of
the Hazardous Materials Transportation Safety and Security
Reauthorization Act of 2005, which is Title VII of the Safe,
Accountable, Flexible, Efficient Transportation Equity Act: A Legacy
for Users (SAFETEA-LU), Public Law 109-59, 119. Stat. 1891 (Aug. 10,
2005). Technical corrections to cross-references in subsections (d),
(e), and (g) were made in Public Law 110-244, Sec. 302(b), 122 Stat.
1618 (June 6, 2008).
To be ``substantively the same,'' the non-Federal requirement must
conform ``in every significant respect to the Federal requirement.
Editorial and other similar de minimis changes are permitted.'' 49 CFR
107.202(d).\2\
---------------------------------------------------------------------------
\2\ Additional standards apply to preemption of non-Federal
requirements on highway routes over which hazardous materials may or
may not be transported and fees related to transporting hazardous
material. See 49 U.S.C. 5125(c) and (f). See also 49 CFR 171.1(f)
which explains that a ``facility at which functions regulated under
the HMR are performed may be subject to applicable laws and
regulations of state and local governments and Indian tribes.''
---------------------------------------------------------------------------
The 2002 amendments and 2005 reenactment of the preemption
provisions in 49 U.S.C. 5125 reaffirmed Congress's long-standing view
that a
[[Page 5726]]
single body of uniform Federal regulations promotes safety (including
security) in the transportation of hazardous materials. More than
thirty years ago, when it was considering the HMTA, the Senate Commerce
Committee ``endorse[d] the principle of preemption in order to preclude
a multiplicity of State and local regulations and the potential for
varying as well as conflicting regulations in the area of hazardous
materials transportation.'' S. Rep. No. 1102, 93rd Cong. 2nd Sess. 37
(1974). When Congress expanded the preemption provisions in 1990, it
---------------------------------------------------------------------------
specifically found:
(3) Many States and localities have enacted laws and regulations
which vary from Federal laws and regulations pertaining to the
transportation of hazardous materials, thereby creating the
potential for unreasonable hazards in other jurisdictions and
confounding shippers and carriers which attempt to comply with
multiple and conflicting registration, permitting, routing,
notification, and other regulatory requirements,
(4) Because of the potential risks to life, property, and the
environment posed by unintentional releases of hazardous materials,
consistency in laws and regulations governing the transportation of
hazardous materials is necessary and desirable,
(5) In order to achieve greater uniformity and to promote the
public health, welfare, and safety at all levels, Federal standards
for regulating the transportation of hazardous materials in
intrastate, interstate, and foreign commerce are necessary and
desirable.
Public Law 101-615 Sec. 2, 104 Stat. 3244. (In 1994, Congress
revised, codified and enacted the HMTA ``without substantive change,''
at 49 U.S.C. Chapter 51. Pub. L. 103-272, 108 Stat. 745 (July 5,
1994).) A United States Court of Appeals has found uniformity was the
``linchpin'' in the design of the Federal laws governing the
transportation of hazardous materials. Colorado Pub. Util. Comm'n v.
Harmon, 951 F.2d 1571, 1575 (10th Cir. 1991).
III. Preemption Determinations
Under 49 U.S.C. 5125(d)(1), any person (including a State,
political subdivision of a State, or Indian tribe) directly affected by
a requirement of a State, political subdivision or tribe may apply to
the Secretary of Transportation for a determination whether the
requirement is preempted. The Secretary of Transportation has delegated
authority to PHMSA to make determinations of preemption, except for
those concerning highway routing (which have been delegated to the
Federal Motor Carrier Safety Administration). 49 CFR 1.53(b).
Section 5125(d)(1) requires notice of an application for a
preemption determination to be published in the Federal Register.
Following the receipt and consideration of written comments, PHMSA
publishes its determination in the Federal Register. See 49 CFR
107.209(c). A short period of time is allowed for filing of petitions
for reconsideration. 49 CFR 107.211. A petition for judicial review of
a final preemption determination must be filed in the United States
Court of Appeals for the District of Columbia or in the Court of
Appeals for the United States for the circuit in which the petitioner
resides or has its principal place of business, within 60 days after
the determination becomes final. 49 U.S.C. 5127(a).
Preemption determinations do not address issues of preemption
arising under the Commerce Clause, the Fifth Amendment or other
provisions of the Constitution, or statutes other than the Federal
hazardous material transportation law unless it is necessary to do so
in order to determine whether a requirement is authorized by another
Federal law, or whether a fee is ``fair'' within the meaning of 49
U.S.C. 5125(f)(1). A state, local or Indian tribe requirement is not
authorized by another Federal law merely because it is not preempted by
another Federal statute. Colorado Pub. Util. Comm'n v. Harmon, above,
951 F.2d at 1581 n.10.
In making preemption determinations under 49 U.S.C. 5125(d), PHMSA
is guided by the principles and policies set forth in Executive Order
No. 13132, entitled ``Federalism.'' 64 FR 43255 (Aug. 10, 1999).
Section 4(a) of that Executive Order authorizes preemption of State
laws only when a statute contains an express preemption provision,
there is other clear evidence Congress intended to preempt state law,
or the exercise of state authority directly conflicts with the exercise
of Federal authority. Section 5125 contains express preemption
provisions, which PHMSA has implemented through its regulations.
IV. Public Comments
All comments should be directed to whether 49 U.S.C. 5125 preempts
the Elders' common law tort claims against AMTROL, Inc. in their
lawsuit in the Circuit Court of the City of St. Louis, Missouri and in
the claims filed in the United States Bankruptcy Court for the District
of Delaware. Comments should specifically address the preemption
criteria discussed in Part II above, including:
(1) The meaning of a State ``requirement'' in 49 U.S.C. 5125 and
whether that term must be construed to include State common law tort
claims, in light of the Supreme Court's holding in Riegel v. Medtronic,
---- U.S. ---- , 128 S.Ct. 999, 1007 (2008), ``that common-law causes
of action for negligence and strict liability do impose
`requirement[s].' ''
(2) Whether common law tort claims relating to the design and
marking or labeling of a DOT specification 39 cylinder by the
cylinder's manufacturer are ``about'' the designing, manufacturing, or
marking of ``a package, container, or packaging component that is
represented, marked, certified, or sold as qualified for use in
transporting hazardous material in commerce.''
(3) Whether and how common law tort claims relating to the design
and marking or labeling of a DOT specification 39 cylinder by the
cylinder's manufacturer affect transportation of the cylinder when
filled with a compressed gas.
(4) The manner in which the Elders' decedent was using the DOT
specification 39 cylinder which ruptured, including (a) the identity of
the owner of this cylinder; (b) the date on which this cylinder was
last refilled and who refilled it; and (c) whether this cylinder was
permanently located at the site of the rupture or whether the decedent
had transported this cylinder to the location where he was ``preparing
to use the cylinder to fill a refrigerator with coolant,'' according to
the April 1, 2008 memorandum opinion of the Bankruptcy Court.
Issued in Washington, DC, on January 15, 2009.
David E. Kunz,
Chief Counsel.
[FR Doc. E9-1993 Filed 1-29-09; 8:45 am]
BILLING CODE 4910-60-P