Maritime Communications, 5117-5126 [E9-1536]
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b. New License (per application) ................................................................................
c. License Renewal (per application) ..........................................................................
d. License Assignment or Transfer of Control (per station license) ...........................
e. Frequency Assignment & Coordination (per frequency hour) ................................
f. Special Temporary Authorization (per application) ..................................................
12. Permit to Deliver Programs to Foreign Broadcast Stations (per application):
a. Commercial Television Stations ..............................................................................
b. Commercial AM or FM Radio Stations ...................................................................
13. Recognized Operating Agency (per application) .........................................................
8. Section 1.1108 is revised to read as
follows:
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MFN
MCN
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170.00
MAN
MGN
308 & 159 ............................
308 & 159 ............................
Corres & 159 ........................
95.00
95.00
1,015.00
MBT
MBR
CUG
Remit payment (along with a copy of
invoice) for these services to the:
9. Section 1.1109 is revised to read as
follows:
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Remit manual filings and/or payment
for these services to the: Federal
10. Section 1.1113 is amended by
revising paragraph (c) to read as follows:
§ 1.1113
47 CFR Parts 2, 80, and 90
Return or refund of charges.
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(c) Applicants in the Media Services
for first-come, first-served construction
permits will be entitled to a refund of
the fee, if, within fifteen days of the
issuance of a Public Notice indicating
there is a previously filed pending
application for the same vacant channel,
such applicant notifies the Commission
that they no longer wish their
application to remain on file behind the
first applicant and any other applicants
filed before his or her application, and
the applicant specifically requests a
refund of the fee paid and dismissal of
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[FR Doc. E9–1945 Filed 1–28–09; 8:45 am]
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[WT Docket No. 04–344; FCC 08–208]
Maritime Communications
AGENCY: Federal Communications
Commission.
ACTION: Final rule.
SUMMARY: In this document, the Federal
Communications Commission
(Commission or FCC) adopts additional
measures for domestic implementation
of Automatic Identification Systems
(AIS), an advanced marine vessel
tracking and navigation technology that
can significantly enhance our Nation’s
homeland security as well as maritime
safety. Specifically, in the Second
Report and Order in WT Docket No. 04–
344, the Commission designates
maritime VHF Channel 87B (161.975
MHz) for exclusive AIS use throughout
the Nation, while providing a
replacement channel for those
geographic licensees that are currently
authorized to use Channel 87B in an
inland VHF Public Coast (VPC) service
area (VPCSA); determines that only
Federal Government (Federal) entities
should have authority to operate AIS
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IAT
ITTS
Communications Commission,
Homeland Bureau Applications, P.O.
Box 979092, St. Louis, MO 63197–9000
Corres & 159 ........................
FEDERAL COMMUNICATIONS
COMMISSION
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Federal Communications Commission,
International Telecommunication Fees,
P.O. Box 979096, St. Louis, MO 63197–
9000
99 & 99A ..............................
99 & 99A ..............................
§ 1.1109 Schedule of charges for
applications and other filings for the
Homeland services.
1. Communication Assistance for Law Enforcement (CALEA) Petitions ...........................
Payment
type
code
310 & 159 ............................
311 & 159 ............................
314 & 159 or 315 & 159 or
316 & 159.
Corres & 159 ........................
Corres & 159 ........................
§ 1.1108 Schedule of charges for
applications and other filings for the
international telecommunication services.
1. Administrative Fee For Collections (per line item) .........................................................
2. Telecommunication Charges ..........................................................................................
Fee amount
($)
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$5,880.00
CLEA
base stations, obviating any present
need for the Commission to adopt
licensing, operational, or equipment
certification rules for such stations; and
requires that Class B AIS shipborne
devices—which have somewhat
`
reduced functionality vis-a-vis the Class
A devices that are carried by vessels
required by law to carry AIS equipment,
and are intended primarily for voluntary
carriage by recreational and other noncompulsory vessels—comply with the
international standard for such
equipment, while also mandating
additional safeguards to better ensure
the accuracy of AIS data transmitted
from Class B devices. These measures
will facilitate the establishment of an
efficient and effective domestic AIS
network, and will optimize the
navigational and homeland security
benefits that AIS offers.
DATES: Effective March 2, 2009 except
for § 80.231, which contains new
information collection requirements,
that have not been approved by OMB.
The Federal Communications
Commission will publish a document in
the Federal Register announcing the
effective date. The incorporation by
reference listed in the rule is approved
by the Director of the Federal Register
as of March 2, 2009.
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FOR FURTHER INFORMATION CONTACT:
Jeffrey Tobias, Jeff.Tobias@FCC.gov,
Mobility Division, Wireless
Telecommunications Bureau, (202) 418–
1617, or TTY (202) 418–7233.
This is a
summary of the Federal
Communications Commission’s Second
Report and Order in WT Docket No. 04–
344, FCC 08–208, adopted on September
15, 2008, and released September 19,
2008. The full text of this document is
available for inspection and copying
during normal business hours in the
FCC Reference Center, 445 12th Street,
SW., Washington, DC 20554. The
complete text may be purchased from
the Commission’s copy contractor, Best
Copy and Printing, Inc., Portals II, 445
12th Street, SW., Room CY–B402,
Washington, DC 20554. The full text
may also be downloaded at: https://
www.fcc.gov. Alternative formats are
available to persons with disabilities by
sending an e-mail to fcc504@fcc.gov or
by calling the Consumer &
Governmental Affairs Bureau at 202–
418–0530 (voice), 202–418–0432 (tty).
1. In this Second Report and Order,
the Commission concludes that it would
promote the primary objectives of this
proceeding, and would serve the
broader public interest, to designate
Channel 87B for exclusive AIS use in
the thirty-three inland VPCSAs, just as
it previously designated Channel 87B
for exclusive use in the nine maritime
VPCSAs in the Report and Order at 71
FR 60067, October 12, 2006. Making
Channel 87B, like Channel 88B,
available only for AIS throughout the
Nation will serve the public interest by
expanding the effectiveness and
reliability of AIS.
2. Many commenters argue that
Channel 87B should be designated
exclusively for AIS use in the inland
VPCSAs for reasons independent of the
need to accommodate satellite AIS.
These commenters note that AIS offers
great benefits as a tool to assist vessels
in navigating safely on waterways
within inland VPCSAs, just as it does
with respect to vessels in coastal areas
and on the high seas. These commenters
echo RTCM’s assertion, made earlier in
this proceeding, that AIS can provide
vessel operators with the ability to ‘‘see’’
around islands and bends in narrow,
obstructed or winding waterways in a
way that radar cannot. According to
RTCM, the unique navigational benefits
of AIS will be especially important for
large passenger vessels, large barge tows
and similar vessels that have limited
maneuverability on these inland
waterways.
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3. Commenters assert that designation
of a channel other than Channel 87B for
inland AIS operations would result in
many of the same problems that led the
Commission to reject the use of a
channel or channels other than Channel
87B for AIS in the maritime VPCSAs,
i.e., it would prevent the establishment
of a seamless global AIS network (and,
in this case, even a seamless nationwide
AIS network) and would require vessels
transiting an AIS ‘‘fence’’ between
maritime and inland VPCSAs to switch
to a different AIS channel. These
commenters believe, in sum, that a
failure to designate Channel 87B for AIS
use on inland waterways would prevent
the United States from realizing the full
navigational safety and homeland
security benefits of AIS.
4. Most commenters also believe that
non-AIS operations should be
prohibited on Channel 87B in the inland
VPCSAs in order to protect the integrity
of AIS operations not only in the inland
VPCSAs, but also in the maritime
VPCSAs and even in international
waters. NTIA contends that the threat of
co-channel interference to AIS from
non-AIS transmissions on Channel 87B
in inland VPCSAs is such that the
Commission’s main objective in this
proceeding—to ensure that AIS is
deployed widely, quickly, reliably, and
cost-effectively, and in a manner that
will maximize its capabilities—‘‘cannot
be fully attained unless the Commission
designates AIS Channel 87B on a
nationwide basis.’’ Commenters note, in
this regard, that, non-AIS transmissions
on Channel 87B from transmitters
located within inland VPCSAs would
cause interference to AIS transmissions,
even on the high seas, due to
atmospheric ‘‘ducting,’’ which can
cause VHF signals to be received several
hundred miles away. Even relatively
distant non-AIS transmissions on
Channel 87B could therefore interfere
with and degrade AIS operations,
reducing the effectiveness of AIS for
homeland security as well as
navigational safety.
5. MariTEL disputes the other
commenters’ arguments that non-AIS
operations on Channel 87B, even in
inland VPCSAs, will cause interference
to AIS operations. MariTEL contends
that the Commission previously
considered and rejected similar
arguments in permitting the use of VPC
spectrum for land mobile operations
pursuant to waivers. In those waiver
decisions, according to MariTEL, the
Commission determined that the use of
VPC channels for maritime
communications would not be
compromised if land mobile use of the
channels occurred sufficiently distant
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from the coast and navigable waterways.
This argument overlooks the fact that
the referenced decisions by the Wireless
Telecommunications Bureau’s former
Public Safety and Critical Infrastructure
Division did not permit land mobile use
of Channel 87B, and expressly
conditioned the non-maritime use of the
frequencies on there being no harmful
interference to current or future marine
communications, including but not
limited to AIS. In addition, the waivers
granted in those cases were of limited
geographic scope. The Commission
therefore is not persuaded that those
waiver decisions contradict the
consensus view of the commenters other
than MariTEL that non-AIS operations
in inland VPCSAs can cause harmful
interference to co-channel AIS
communications, or that these decisions
otherwise undermine the rationale for a
nationwide designation of Channel 87B
for AIS. The Commission therefore
concludes that the public interest in
homeland security and maritime safety
would best be served by prohibiting
non-AIS operations on Channel 87B
throughout the Nation in order to
protect the integrity of terrestrial (i.e.,
non-satellite) AIS communications.
6. In addition, the Commission
concludes that non-AIS operations on
Channel 87B would likely cause
interference to satellite AIS
communications. NTIA says that
‘‘[p]reliminary reports demonstrate that,
with specific configurations, it is
possible for land-based stations reliably
to receive AIS signals from
approximately 350 nautical miles.’’ The
Maritime Transportation and Security
Act of 2002 (MTSA), however, requires
the Coast Guard to develop long-range
tracking capabilities, and the Coast
Guard’s goal in furtherance of that
mandate is to extend AIS coverage to
two thousand nautical miles from the
United States shoreline. NTIA is
therefore exploring the possibility of
using a low earth orbit communications
satellite system to receive, process and
relay AIS data, and has contracted with
ORBCOMM, a mobile satellite service
licensee, to evaluate satellite detection
of AIS signals. The consensus of the
commenters is that satellite AIS, if it
proves feasible, will offer significant
advantages over terrestrial AIS by, for
example, expanding vessel tracking
capabilities to encompass areas of the
high seas well beyond the reach of nonsatellite AIS.
7. NTIA and other commenters argue
that the Commission should bar nonAIS transmissions on Channel 87B, even
in inland areas, in order to avoid
disruptions to satellite reception of AIS
signals, which could, as ORBCOMM
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notes, ‘‘hinder the U.S. Coast Guard in
fulfilling its critical homeland security
role.’’ NTIA asserts that a report by the
Department of Defense Joint Spectrum
Center (JSC) analyzing technical issues
relating to satellite AIS demonstrates
that non-AIS co-channel signals
‘‘cause[] degradation in AIS signal
detection * * * that is both
unpredictable and unmanageable,’’ and
that this signal degradation ‘‘will
significantly decrease the effectiveness
of the AIS system’’ to the point of
defeating the purpose of using satellite
AIS to expand long-range vessel
tracking capabilities. ORBCOMM
concurs that there is no current means
of controlling non-AIS co-channel
interference to satellite AIS, explaining
that it is developing protocols/
algorithms that will allow it to address
simultaneous AIS transmissions from
different ships, but that these do not
prevent interference to AIS
communications from non-AIS sources.
8. MariTEL argues that the
Commission should not designate
Channel 87B for AIS in the inland
VPCSAs as an accommodation to
satellite AIS because ‘‘there is no
evidence that space-based monitoring
will provide the Coast Guard with any
more information than it would
otherwise receive from terrestrial
monitoring,’’ and because, even if such
space-based monitoring of AIS
transmissions on Channel 87B is
deemed beneficial, satellite AIS can coexist with non-AIS operations on
Channel 87B in inland VPCSAs. The
Commission finds neither argument to
be convincing. MariTEL does not
dispute that satellite AIS can greatly
enlarge the distance at which AIS
transmissions can be received and
relayed. In addition, MariTEL’s
argument that an AIS satellite should be
able to distinguish land mobile radio
transmissions on Channel 87B in inland
VPCSAs from AIS transmissions on the
channel elsewhere fails to effectively
address the comments submitted by the
entities responsible for implementing
satellite AIS indicating that it is not
currently possible to filter out the nonAIS transmissions, and that those nonAIS transmissions would likely degrade
satellite AIS reception, even with
respect to AIS transmissions from
vessels far from shore. The Commission
therefore concludes that non-AIS
operations on Channel 87B would likely
need to be terminated if satellite AIS
proves feasible and is fully
implemented.
9. In sum, the Commission agrees
with commenters such as NTIA that
‘‘[t]here are compelling safety and
national security reasons to designate
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Channel 87B for AIS on a nationwide
basis.’’ Because the desirability of
deploying AIS in coastal and
international waters applies equally to
inland rivers and lakes, the optimization
of the domestic AIS network clearly
requires the designation of Channels
87B and 88B for inland AIS, and
permitting any non-AIS uses of Channel
87B anywhere in the Nation would
compromise the integrity of the
domestic, and by extension the global,
AIS network. The Commission also
finds that implementation of satellite
AIS would serve the public interest, and
that clearing Channel 87B of non-AIS
operations would be necessary to
maximize the effectiveness of satellite
AIS operations
10. As a consequence of its
designation of Channel 87B for AIS in
the inland VPCSAs, the Commission
must establish a framework for clearing
the channel of non-AIS operations. In
the Report and Order, the Commission
held that site-based VPC and private
land mobile radio (PLMR) licensees in
the maritime VPCSAs could continue to
operate on Channel 87B until the
expiration of their current license terms,
but authorizations to operate on
Channel 87B would not be renewed. In
the inland VPCSAs, in contrast, there
are no site-based VPC licensees and
only two site-based PLMR licensees, one
of which is a public safety entity. In
addition, there is less maritime activity
in the inland VPCSAs, further reducing
the short-term potential for Channel 87B
licensees in those areas to cause
interference to AIS operations.
Moreover, the full-scale implementation
of satellite AIS is a longer-term project
than the implementation of ship-to-ship
and ship-to-shore terrestrial AIS
operations. Under these circumstances,
the Commission concludes that it can
afford an additional period of
grandfathering protection to the sitebased Channel 87B PLMR licensees in
inland VPCSAs. Specifically, the
Commission will permit them to remain
authorized to operate on Channel 87B
for fifteen years after the effective date
of the rule amendments adopted herein.
This will provide incumbent site-based
licensees with an ample period of time
to adjust to the redesignation of Channel
87B without any disruption to their
present operations, while at the same
time ensuring eventual clearance of all
non-AIS operations from the channel.
11. With respect to geographic
licensees in the inland VPCSAs, the
Commission noted earlier in this
proceeding that two duplex channel
pairs in the VHF maritime band have
been set aside in each inland VPCSA as
public safety interoperability channels.
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Specifically, Channel 25 (157.250/
161.850 MHz) is set aside in every
inland VPCSA, and either Channel 84
(157.225/161.825 MHz) or Channel 85
(157.275/161.875 MHz) is also set aside
in each inland VPCSA. The
Commission’s ULS database indicates
that only four entities are currently
licensed pursuant to the set-aside. The
Commission noted earlier in this
proceeding that it had designated
significant additional spectrum for
public safety interoperability, in the
VHF band and elsewhere, in the years
following the set-aside of these VPC
channels for that purpose, and it
requested comment as to whether, in the
event it designated Channel 87B for
exclusive AIS use nationwide, any of
these set-aside channels should be
redesignated for use by inland VPCSA
licensees.
12. In light of its determination to
redesignate Channel 87B for exclusive
AIS use in those VPCSAs, the
Commission finds that it is appropriate
to redesignate one of the public safety
set-aside channel pairs in each inland
VPCSA for use by inland VPCSA
licensees. The only commenters
addressing this issue—MariTEL,
PacifiCorp, and RTCM—all favor
redesignation of the channels, at least in
the absence of any showing that they are
needed for public safety interoperability
communications. MariTEL argues that
‘‘equity demands nothing less.’’
MariTEL also suggests that giving inland
VPCSA licensees replacement spectrum
would make them ‘‘whole’’ for the loss
of Channel 87B.
13. The Commission therefore
redesignates duplex Channels 84 and 85
for VPC communications in the inland
VPCSAs. (The Commission decides to
make Channels 84/85 available to
inland VPCSA licensees, rather than
Channel 25, for several reasons. All four
of the public safety licensees are
licensed on Channel 25, but not all four
are licensed on the other channels. In
addition, Channel 25 is more useful for
public safety interoperability because it
is set aside throughout the inland
VPCSAs. Finally, PacifiCorp, the only
commenter addressing this precise
issue, favors the reallocation of
Channels 84 and 85, explaining that the
reallocation of those channels would be
more beneficial than a reallocation of
Channel 25 in providing additional
flexibility to inland VPCSA licensees
and lessees with respect to signal
strength across the border of adjacent
VPCSAs.) Like incumbent site-based
PLMR licensees operating on Channel
87B, site-based incumbents currently
authorized on Channels 84/85 will
remain authorized to operate on those
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channels for a period of fifteen years
following the effective date of these rule
amendments. As noted above with
respect to incumbents on Channel 87B,
a grandfathering period of fifteen years
should provide affected public safety
licensees with ample time for transition
without any disruption to their present
operations. In addition, making these
former public safety set-aside channels
available to inland VPCSA licensees is
equitable because it will restore the
operating capacity of these licensees,
who, unlike the maritime VPCSA
licensees, were under no pre-existing
obligation to make any of their licensed
spectrum available for AIS. This action
is also equitable in consideration of the
fact that the nationwide AIS designation
of Channel 87B is itself intended to
promote public safety. The Commission
finds that this action will not disserve
public safety, especially in light of its
determination to temporarily
grandfather the existing public safety
use of the channels.
14. In order to provide a transition
period for inland VPCSA geographic
licensees to switch from Channel 87B to
Channels 84/85, the Commission will
permit inland VPCSA geographic
licensees to continue to operate on
Channel 87B for up to two years after
the effective date of these rules, while
allowing them to modify their licenses
to replace Channel 87B with Channel 84
or Channel 85, as appropriate, any time
after the effective date. This transition
period should be ample to avoid any
disruption of existing operations by
inland VPCSA licensees, and should not
otherwise prove onerous to the
licensees. At the same time, this limited
relief for existing inland VPCSA
licensees should not compromise efforts
to implement AIS in the United States
as quickly and broadly as possible. At
the end of the two-year transition
period, the Commission will modify any
inland VPCSA licenses that were not
previously modified to replace Channel
87B with Channel 84 or Channel 85, as
appropriate.
15. In the FNPRM in this proceeding,
the Commission, noting that the
International Electro-technical
Commission (IEC) was in the process of
developing AIS base station equipment
standards, asked interested parties to
address standards and procedures for
authorizing AIS base station equipment
under part 80, and sought comment on
whether it should adopt rules for the
licensing and use of AIS base stations.
After reviewing the record, the
Commission concludes that AIS base
stations should be operated only by
Federal entities, and, as a consequence,
that the Commission need not adopt any
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rules pertaining to AIS base station
equipment certification, licensing, or
operation.
16. Almost all of the commenters
addressing this question believe that
private sector entities should not be
licensed to operate AIS base stations.
NTIA states that control of AIS base
stations is ‘‘an inherently federal
government function.’’ According to
NTIA, AIS base stations control all
aspects of the AIS network, and can
override certain shipborne AIS
functions. It explains, ‘‘Base stations
manage the AIS VHF Data Link by
managing communications traffic on
AIS through various means to provide
for the safety of navigation, to obtain
information necessary for VTS [Vessel
Traffic Services] and national security
purposes, to transmit safety related
messages, and to serve as an aid to
navigation.’’ RTCM adds, ‘‘This power
of AIS Base Stations to affect the
operating characteristics of AIS systems
should only be available to federal
agencies with responsibility for
navigational safety and security.’’
17. Alone among the commenters,
MariTEL asserts that AIS base stations
should also be permitted to conduct
commercial operations. MariTEL also
argues that a determination not to
permit private sector entities to be
licensed for AIS base stations means
that Channel 87B will in fact have been
reallocated for exclusive Federal use,
not the shared Federal/non-Federal use
to which the Commission said the
channel was being reallocated in the
Report and Order in this proceeding.
The Commission disagrees because, in
making this argument, MariTEL ignores
the existence of ship-to-ship AIS
communications, which do not directly
involve AIS base stations, and are
authorized under part 80 of the rules
pursuant to Commission-issued ship
station licenses.
18. The Commission agrees with
NTIA and the other commenters who
argue that the responsibilities of
operating AIS base stations should be
undertaken only by Federal entities. AIS
base stations will query and send
commands to vessels. They will have
the capability of overriding certain
shipborne AIS functions through remote
control. They will serve as aids to
navigation, in a fashion similar to
lighthouses. They will be responsible
for maritime traffic management. Given
the critical role played by AIS base
stations in the global AIS network, it
would be inappropriate to permit
private sector entities, or even state or
local government entities, to operate
such stations in the United States.
Permitting non-Federal entities to
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control AIS base stations could
potentially jeopardize maritime domain
awareness and maritime safety by
diffusing responsibility and
accountability for AIS base station
operations.
19. It follows from this
determination—that only Federal
entities should operate AIS base
stations—that the Commission should
not promulgate rules for the licensing
and operation of AIS base stations. The
Commission is statutorily prohibited
from licensing Federal Government
radio stations. There is likewise no
reason for the Commission to adopt
rules to govern the certification of AIS
base station equipment, because the
Commission plays no role in certifying
equipment for Federal Government
stations. Although most commenters
favor the international standard, IEC
62320–1, as the basis for equipment
certification rules for AIS base stations,
the comments do not account for the
fact that radiofrequency equipment used
in Federal Government radio stations is
subject to certification by NTIA, not the
Commission. In any event, the
Commission has no reason to expect
that the Federal Government will
employ AIS base station equipment that
is not compatible with the international
standards. The Commission therefore
declines to adopt any rules pertaining to
the licensing, operation, or certification
of equipment for AIS base stations.
20. The final set of issues presented
in the FNPRM in this proceeding
involved standards for certifying Class B
AIS shipborne equipment, and further
measures the Commission might adopt
to ensure the accuracy of data
transmitted from such devices. As the
Commission noted in the FNPRM, Class
B AIS devices are generally intended for
use by vessels that are not subject to a
mandatory AIS carriage requirement,
and provide a less expensive alternative
to Class A devices to encourage
voluntary AIS carriage. For reasons
discussed below, the Commission
concludes that it should base part 80
certification of Class B AIS devices on
compliance with the pertinent
international standard for such devices,
IEC 62287–1, as proposed in the
FNPRM. The Commission therefore
adds a new § 80.231 and revises
§ 80.1101(c)(12) of the Commission’s
rules to incorporate IEC 62287–1 by
reference as the Commission standard
for certifying Class B AIS equipment. As
suggested by some commenters,
however, the Commission also adopts
additional requirements as safeguards to
better ensure that Class B AIS devices
will transmit accurate static data,
including the correct Maritime Mobile
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Service Identity (MMSI) number. (An
MMSI number, also referred to simply
as an MMSI, is a unique nine-digit
number assigned to commercial and
recreational vessels participating in the
Global Maritime Distress and Safety
System (GMDSS). The MMSI functions
as a ‘‘phone number’’ for the vessel and
must be programmed into the vessel’s
digital selective calling (DSC) radio.
MMSIs are also used for AIS
transponders.)
21. The commenters addressing this
issue generally favor the Commission’s
proposal to incorporate by reference IEC
62287–1 as the standard for certifying
Class B AIS equipment under part 80.
As ACR Electronics explains, the
incorporation by reference of IEC
62287–1 is the option most consistent
with the paramount goals of this
proceeding to facilitate speedy and
widespread deployment of AIS
equipment. Given that, as ACR
Electronics also notes, there currently is
no alternative basis for certifying Class
B AIS equipment, rejection of IEC
62287–1 as the standard for certifying
Class B AIS devices would necessitate
the development of a different standard,
which would result in a substantial and
unacceptable additional delay before
Commission certification of Class B AIS
devices could begin. Further, reliance
on the existing IEC standard will reduce
the cost of Class B AIS devices, and thus
promote voluntary AIS carriage. It will
also moot any concerns regarding
interoperability of Class B AIS devices
both domestically and on a worldwide
basis.
22. The Commission disagrees with
MariTEL’s contention that the
Commission should delay certifying
Class B AIS equipment until it
determines whether IEC 62287–1
ensures that Class B AIS devices do not
cause interference to VPC operations in
adjacent spectrum. The Commission
already has determined, after reviewing
an extensive record that included
separate technical studies submitted by
MariTEL and NTIA, that ‘‘the
interference impact of wideband
simplex AIS on VPC operations can be
effectively mitigated through
commercially reasonable means,’’ and
MariTEL has not adduced any evidence
to suggest that Class B AIS devices
would pose a greater interference threat
to VPC operations than Class A AIS
devices, or that adopting rules for the
certification of Class B AIS devices
otherwise requires revisiting that earlier
determination. The Commission finds,
in sum, that certification of Class B AIS
equipment in accordance with the
established international standard for
such equipment would serve the public
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interest for the same reasons that
underlie the Commission’s earlier
determination to certify Class A AIS
equipment in accordance with the
established Class A international
standard. The Commission therefore
amends our rules as proposed to
incorporate by reference IEC 62287–1 as
the standard for certifying Class B AIS
equipment under Part 80.
23. The Commission also agrees in
principle with those commenters who
believe that the Commission should
adopt additional measures, beyond
reliance on IEC 62287–1, to ensure the
accuracy of MMSIs and other static data
programmed into Class B AIS devices.
The Commission has reviewed the
proposals to that end in the record,
some of which are very detailed and
extensive. As discussed below, the
Commission adopts three measures to
provide better assurance that Class B
AIS devices will be programmed with
the correct static data, and in particular
the correct MMSI. None of these
measures conflicts with IEC 62287–1,
and none should be burdensome for
either equipment manufacturers or end
users. It is unnecessary, and might be
counterproductive, to prescribe more
complicated processes, as some
comments contemplate.
24. First, as urged by NTIA, the
Commission prohibits any person from
knowingly entering an incorrect MMSI
or other static data in a Class B AIS
device. Although this is a very basic
measure, it ensures and clarifies that the
Commission may impose the full range
of sanctions at its disposal for the
willful or knowing entry of false data.
The Commission says it would view any
violations of this requirement as very
serious, because the transmission of
inaccurate static data could result in the
misidentification of vessels, thus
compromising the Coast Guard’s ability
to use AIS to full effect on behalf of its
maritime domain awareness efforts.
Second, the Commission requires that
the static data, including MMSI, be
entered by sellers and professional
installers of Class B AIS devices, not the
end users. As commenters note, IEC
62287–1 prohibits end users from
altering MMSIs, once programmed in
the unit, but does not prohibit end users
from entering the numbers initially.
Thus, this requirement would go further
than IEC 62287–1 by requiring
professional entry of the MMSI number
at the point of sale or installation. NTIA
proposes such a requirement, and it is
consistent with the comments of ACR
Electronics, RTCM and the Task Force
asking the Commission to require
persons that sell and install Class B AIS
units to ensure that the appropriate
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5121
static data is entered, or at least to
encourage them to enter the data
themselves. Third, and also as
recommended by NTIA, as well as by
RTCM, the Commission requires
manufacturers to include a conspicuous
label on Class B AIS devices explaining
how to enter and confirm static data,
and warning that inputting an MMSI
that has not been properly assigned to
the end user, or otherwise entering any
improper or inaccurate static data, is
prohibited. Manufacturers also will be
required to include this information in
the user’s manual. As RTCM notes, IEC
62287–1 contains only minimal
guidance on the contents of manuals
and user instructions, so adoption of
this requirement does not conflict with
the standard. NTIA believes that these
three measures together provide a
significant safeguard to ensure that the
static data transmitted from Class B AIS
devices, particularly MMSIs, are
accurate and reliable. The Commission
therefore adopts these measures. The
Commission also adopts its proposal,
unopposed by any commenter, that
applicants for Commission certification
of a Class B AIS device first obtain Coast
Guard certification of the device,
consistent with the Commission’s
procedures for Class A AIS devices.
25. Finally, the Commission notes
that, while the FNPRM was pending,
equipment manufacturers requested
waivers to permit the authorization and
use of Class B AIS transponders. The
Wireless Telecommunications Bureau’s
Mobility Division sought comment on
the waiver requests, and the
commenters support authorizing Class B
AIS devices before the conclusion of
this proceeding. They assert that
allowing voluntary vessels to fit the
lower-cost Class B AIS devices as soon
as possible will improve maritime
security and safety of navigation. The
Commission agrees that it is in the
public interest to allow the use of Class
B devices prior to the effective date of
the rules adopted herein. Therefore, the
Commission grants the waiver requests
to the extent that it will certify Class B
equipment that meets the requirements
adopted in this Second Report and
Order prior to the effective date of the
new rules.
I. Procedural Matters
A. Paperwork Reduction Act Analysis
26. This document contains new
information collection requirements
subject to the Paperwork Reduction Act
of 1995 (PRA), Public Law 104–13. It
will be submitted to the Office of
Management and Budget (OMB) for
review under Section 3507(d) of the
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PRA. OMB, the general public, and
other Federal agencies are invited to
comment on the new or modified
information collection requirements
contained in this proceeding. In
addition, we note that pursuant to the
Small Business Paperwork Relief Act of
2002, Public Law 107–198, see 44 U.S.C.
3506(c)(4), we previously sought
specific comment on how the
Commission might ‘‘further reduce the
information collection burden for small
business concerns with fewer than 25
employees.’’
27. In this present document, we have
assessed the effects of establishing
labeling requirements for manufacturers
of Class B AIS devices, and find that the
labeling requirements adopted herein
would not impose an undue burden or
excessive cost on such manufacturers,
including those that have fewer than 25
employees. We also find that the public
interest in ensuring that Class B AIS
devices transmit accurate static data,
including the correct MMSI number,
which is the underlying purpose of the
labeling requirements, outweighs the
incremental compliance cost on
manufacturers, including those that
have 25 or fewer employees.
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B. Report to Congress
28. The Commission will send a copy
of this Second Report and Order in a
report to be sent to Congress and the
General Accountability Office pursuant
to the Congressional Review Act, see 5
U.S.C. 801(a)(1)(A).
C. Final Regulatory Flexibility Analysis
29. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), an Initial Regulatory Flexibility
Analysis (IRFA) was incorporated in the
FNPRM in this proceeding. The
Commission sought written public
comment on the proposals in the
FNPRM, including comment on the
IRFA. This present Final Regulatory
Flexibility Analysis (FRFA) conforms to
the RFA.
Need for, and Objectives of, the
Second Report and Order:
30. The rules adopted in the Second
Report and Order are intended to
facilitate the implementation of
maritime Automatic Identification
Systems (AIS) in the United States and
its territorial waters. AIS is an important
tool for enhancing maritime safety and
homeland security. In the Second
Report and Order, the Commission
designates VHF maritime Channel 87B
for exclusive AIS use in inland VHF
Public Coast service areas (VPCSAs)
because such designation will best
ensure that the United States can
maximize the maritime safety and
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homeland security benefits of AIS. The
exclusive use of VHF maritime Channel
87B for AIS in inland waterways will,
among other things, provide an
important navigational tool to guide
vessels traveling on inland rivers and
lakes, avoid the problems that would
inhere in requiring vessels to switch AIS
channels when transiting an AIS
‘‘fence’’ between maritime VPCSAs and
inland VPCSAs, facilitate speedy AIS
deployment using existing technical
standards and infrastructure, and
prevent co-channel interference to AIS
operations not only in inland waterways
but also in coastal and international
waters. The Second Report and Order
also concludes that AIS base stations
should be operated only by Federal
entities, and, as a consequence, that the
Commission need not adopt any rules
pertaining to AIS base station
equipment certification, licensing or
operation. Finally, the Commission
adopts rules for the certification of Class
B AIS devices, incorporating by
reference the applicable international
standard as the basis for such
certification, while also adopting
additional measures to better ensure
that Class B AIS devices transmit
accurate static data.
Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA:
31. No comments were submitted
specifically in response to the IRFA.
However, one of the commenters,
MariTEL, Inc. (MariTEL), contends that
the Commission should not designate
Channel 87B for AIS in inland VPCSAs,
should not adopt rules based on
international standards for the
certification of AIS base station
equipment, and should not authorize
Class B AIS devices pursuant to the
international standards, because such
measures would cause interference to
VHF Public Coast (VPC) stations
operating on adjacent channels. As
discussed in detail in Section E of this
FRFA, we have considered the potential
economic impact on small entities of
these rules, and we have considered
alternatives that would reduce the
potential economic impact on small
entities of the rules enacted herein,
regardless of whether the potential
economic impact was discussed in any
comments.
Description and Estimate of the
Number of Small Entities to Which
Rules Will Apply:
32. The RFA directs agencies to
provide a description of and, where
feasible, an estimate of the number of
small entities that may be affected by
the proposed rules, if adopted. The RFA
defines the term ‘‘small entity’’ as
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Fmt 4700
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having the same meaning as the terms
‘‘small business,’’ ‘‘small organization,’’
and ‘‘small governmental jurisdiction.’’
In addition, the term ‘‘small business’’
has the same meaning as the term
‘‘small business concern’’ under the
Small Business Act. A small business
concern is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (SBA).
33. Small businesses in the aviation
and marine radio services use a very
high frequency (VHF) marine or aircraft
radio and, as appropriate, an emergency
position-indicating radio beacon (and/or
radar) or an emergency locator
transmitter. The Commission has not
developed a small business size
standard specifically applicable to these
small businesses. For purposes of this
analysis, the Commission uses the SBA
small business size standard for the
category ‘‘Cellular and Other Wireless
Telecommunications,’’ which is 1,500
or fewer employees. Between December
3, 1998 and December 14, 1998, the
Commission held an auction of 42 VHF
Public Coast (VPC) licenses in the
157.1875–157.4500 MHz (ship transmit)
and 161.775–162.0125 MHz (coast
transmit) bands. For purposes of the
auction, the Commission defined a
‘‘small’’ business as an entity that,
together with controlling interests and
affiliates, has average gross revenues for
the preceding three years not to exceed
fifteen million dollars. In addition, a
‘‘very small’’ business is one that,
together with controlling interests and
affiliates, has average gross revenues for
the preceding three years not to exceed
three million dollars. There are
approximately 10,672 licensees in the
Marine Coast Service, and the
Commission estimates that almost all of
them qualify as ‘‘small’’ businesses
under the above special small business
size standards.
Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities:
34. The rule amendments adopted in
the Second Report and Order impose
new compliance burdens on
manufacturers and vendors of Class B
AIS devices by requiring that such
devices comply with the international
standard for Class B AIS equipment, IEC
62287–1, in order to be certified by the
Commission for use in the United
States, and by requiring that static data
be entered into Class B AIS equipment
only by the vendor or installer. The rule
amendments adopted in the Second
Report and Order also impose
requirements for the professional
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installation and labeling of Class B AIS
devices to better ensure the accuracy of
the static data transmitted from such
devices.
Steps Taken to Minimize the
Significant Economic Impact on Small
Entities, and Significant Alternatives
Considered:
35. The RFA requires an agency to
describe any significant alternatives that
it has considered in developing its
approach, which may include the
following four alternatives (among
others): ‘‘(1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance and reporting requirements
under the rule for such small entities;
(3) the use of performance rather than
design standards; and (4) an exemption
from coverage of the rule, or any part
thereof, for such small entities.’’
36. In the IRFA for the FNPRM, the
Commission described, and sought
comment on, possible alternatives to the
rule amendments under consideration
in the FNPRM that might minimize the
economic impact on small entities.
Specifically, the Commission asked
interested parties, and in particular
inland VPCSA licensees, to provide
information on the potential impact on
inland VPCSA licensees of designating
Channel 87B for AIS use exclusively
throughout the Nation. To the extent
that commenters foresaw such an
impact, they were invited to suggest
alternatives that would minimize or
eliminate any adverse effect on small
entities. It was noted, for example, that
commenters could suggest that inland
VPCSA licensees be accorded treatment
similar to that which was accorded to
site-based incumbent licensees,
permitting them to continue to operate
on Channel 87B on a shared basis with
AIS for the remainder of their current
license terms, but with no opportunity
for renewal of the licenses. Commenters
were also invited to address the
possibility of migrating such licensees
to different channels if such were
available.
37. In the FNPRM, comment was also
invited on rules to govern AIS base
stations, including certification
standards for AIS base station
equipment. In the absence of specific
proposals, the Commission invited
interested parties to consider generally
whether any special measures should be
adopted in the AIS base station rules to
prevent a significant adverse impact on
small entities. Parties providing such
comments were asked to address the
extent to which they believe small
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entities may seek to become AIS base
station licensees.
38. Finally, the Commission requested
comment in the FNPRM on the
Commission’s proposal to incorporate
by reference IEC 62287–1 as the
standard for certifying Class B AIS
devices under Part 80 of the
Commission’s rules. The Commission
stated that incorporating by reference
the international standard for Class B
AIS devices would reduce costs to
manufacturers by eliminating the
possible need to design devices to two
potentially conflicting standards, and
would reduce costs to users of the
devices both from a pass-through of
manufacturers’ cost savings and by
eliminating the possible need to fit their
vessels with more than one Class B AIS
device if they travel outside U.S.
territorial waters, i.e., removing the
need to carry one Class B AIS device to
function within U.S. territorial waters,
and another Class B AIS device to
function in international waters or other
nations’ territorial waters. The
Commission noted, in addition, that
Class B AIS devices are intended
generally for use on vessels that are not
required by law to carry AIS devices.
Since carriage of Class B AIS devices is
voluntary, the establishment of
standards for certifying such devices
should not impose a new compliance
burden on vessel operators. However, to
the extent that any commenters believed
that the establishment of equipment
certification standards for Class B AIS
devices might impose a significant new
compliance burden on any small
entities, the Commission invited those
commenters to suggest alternative or
complementary approaches that might
reduce or eliminate that burden,
including, but not limited to, the
establishment of less rigorous standards,
or the provision of exemptions or
grandfathering protection for small
entities.
39. Although the Commission
received no comments specifically
addressed to the IRFA for the FNPRM,
it has considered all comments to the
FNPRM addressing the impact of any
proposed change on small entities and
all suggestions for alternative measures
that would have a less significant
impact on small entities. For reasons
discussed below, the Commission has
concluded that the rule changes adopted
in the Second Report and Order will not
impose undue compliance burdens on
small entities.
40. In order to avoid the disruption of
VPC station operations in inland
VPCSAs that might otherwise stem from
the designation of Channel 87B for
exclusive AIS use in the inland
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5123
VPCSAs, the Commission has provided
the licensees of those stations with both
a significant transitional period to adjust
to the loss of Channel 87B, as well as
a replacement channel. Specifically, the
Commission has provided that sitebased licensees operating on Channel
87B in inland areas may continue to use
that channel for fifteen years after the
effective date of these rule changes, and
that geographic licensees operating on
Channel 87B in inland VPCSAs may
continue to operate on the channel for
a period of two years following the
effective date of these rule amendments.
In addition, in each inland VPCSA, the
Commission is making a duplex channel
pair, either Channel 84 or Channel 85,
depending on the inland VPCSA,
available for VPC use by the geographic
licensee as a replacement for Channel
87B. Channel 84/85 will be made
available immediately upon the
effective date of these rule amendments;
thus, licensees will be able to operate on
either Channel 84/85 or Channel 87B for
a significant period of time, allowing
migration of existing users of Channel
87B to alternative spectrum without
disruption of existing operations on
Channel 87B. In addition, the only
commenter opposing the designation of
Channel 87B for AIS use in inland
VPCSAs has indicated that the
redesignation of Channel 84/85 for VPC
use could suffice to compensate
licensees for the loss of use of Channel
87B.
41. The Commission has determined
not to adopt rules for the certification of
AIS base station equipment, or for the
licensing and operation of AIS base
stations, because AIS base stations
perform critical maritime safety and
homeland security functions, and
should therefore be controlled only by
Federal entities. Accordingly, there is
no present need to further consider how
such rules might affect small entities.
42. In addition, the Commission
continues to find, for the reasons stated
in the IRFA accompanying the FNPRM,
that adopting rules for the certification
of Class B AIS devices based on the
international standard, IEC 62287–1,
will benefit the manufacturers of such
devices, including small entities,
because manufacturers would have to
manufacture Class B AIS devices in
accordance with that standard in any
event to serve vessels traveling outside
U.S. territorial waters. Adoption of a
different standard incompatible with
IEC 62287–1 would increase costs of
manufacturing Class B AIS equipment
by requiring that such equipment
conform to both standards. Those costs
would be passed on to consumers, and
it is even possible that establishment of
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a U.S.-specific standard for Class B AIS
devices would compel vessel owners
and operators, including recreational
boaters, to purchase and install two
separate Class B AIS devices. Adoption
of a different standard would also delay
domestic deployment of Class B AIS
equipment because no such accepted
alternative standard currently exists.
Finally, the Commission has noted that
the manufacturers addressing this issue
all support the incorporation by
reference of IEC 62287–1.
43. Finally, the Commission has also
determined in the Second Report and
Order to impose additional
requirements pertaining to the labeling,
sale, installation and operation of
Class B AIS equipment. Specifically, the
Commission has adopted rules that: (a)
Prohibit any person from entering an
incorrect MMSI or other static data in a
Class B AIS device; (b) require that
sellers and professional installers of
Class B AIS devices, not the end users,
enter the static data; and (c) require
affixation on a Class B AIS device of a
conspicuous label explaining how to
enter and confirm static data, and
warning that it is a violation of the
Commission’s rules to input an MMSI
that has not been properly assigned to
the end user, or to otherwise enter any
improper or inaccurate static data, and
to provide this same information in the
user’s manual. These provisions do not
impose a significant compliance burden
on manufacturers, vendors or users of
Class B AIS equipment. In any event,
the Commission does not see any
alternative that would permit
differential application of these
requirements on small entities without
undermining the purpose of these
requirements, to promote homeland
security and maritime safety by
ensuring that Class B AIS devices
transmit accurate static data.
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F. Report to Congress
44. The Commission will send a copy
of this Second Report and Order in WT
Docket No. 04–344, including the Final
Regulatory Flexibility Analysis, in a
report to be sent to Congress pursuant
to the Congressional Review Act. In
addition, the Commission will send a
copy of the Second Report and Order,
including the Final Regulatory
Flexibility Analysis, to the Chief
Counsel for Advocacy of the SBA. A
copy of the Second Report and Order
and the Final Regulatory Flexibility
Analysis (or summaries thereof) will
also be published in the Federal
Register.
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List of Subjects
PART 80—STATIONS IN THE
MARITIME SERVICES
47 CFR Part 2
Communications equipment.
47 CFR Part 80
Incorporation by reference,
Communications equipment, Marine
safety, Radio, Vessels.
47 CFR Part 90
Communications equipment, Radio.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Rule Changes
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR parts 2, 80
and 90 as follows:
■
PART 2—FREQUENCY ALLOCATIONS
AND RADIO TREATY MATTERS;
GENERAL RULES AND REGULATIONS
1. The authority citation for part 2
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, and
336, unless otherwise noted.
2. Section 2.106, the Table of
Frequency Allocations, footnote US399,
is revised to read as follows:
■
§ 2.106
Table of Frequency Allocations.
UNITED STATES (US) NOTES
*
*
*
*
*
US399 The frequency bands 161.9625–
161.9875 MHz (AIS 1 with its center
frequency at 161.975 MHz) and 162.0125–
162.0375 MHz (AIS 2 with its center
frequency at 162.025 MHz) are allocated to
the maritime mobile service on a primary
basis for Federal Government and nonFederal Government use, and shall be used
exclusively for Automatic Identification
Systems (AIS). However, in VHF Public Coast
Service Areas (VPCSAs) 1–9, site-based
stations licensed prior to November 13, 2006,
may continue to operate on a co-primary
basis in the frequency band 161.9625–
161.9875 MHz until expiration of the license
term for licenses in active status as of
November 13, 2006. Also, in VPCSAs 10–42,
site-based stations licensed in the frequency
band 161.9625–161.9875 MHz prior to March
2, 2009 may remain authorized to operate on
a co-primary basis in that frequency band
until March 4, 2024, and geographical
stations licensed in the frequency band
161.9625–161.9875 MHz prior to March 2,
2009 may continue to operate on a coprimary basis in that frequency band until
March 2, 2011. See 47 CFR 80.371(c)(1)(ii) for
the definitions of VPCSAs, and geographic
license.
*
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*
*
Frm 00024
*
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*
Sfmt 4700
3. The authority citation for part 80
continues to read as follows:
■
Authority: Secs. 4, 303, 307(e), 309, and
332, 48 Stat. 1066, 1082, as amended; 47
U.S.C. 154, 303, 307(e), 309, and 332, unless
otherwise noted. Interpret or apply 48 Stat.
1064–1068, 1081–1105, as amended; 47
U.S.C. 151–155, 301–609; 3 UST 3450, 3 UST
4726, 12 UST 2377.
4. Amend part 80 by adding § 80.231
to read as follows:
■
§ 80.231 Technical Requirements for
Class B Automatic Identification System
(AIS) equipment.
(a) Class B Automatic Identification
System (AIS) equipment must meet the
technical requirements of the
International Electro-technical
Commission (IEC) 62287–1 International
Standard, ‘‘Maritime navigation and
radio communication equipment and
systems—Class B shipborne equipment
of the Automatic Identification
System—Part 1: Carrier—sense time
division multiple access (CSTDMA)
techniques,’’ First Edition 2006–03. The
Director of the Federal Register
approves this incorporation by reference
in accordance with 5 U.S.C. 552(a) and
1 CFR part 51. Copies of this standard
can be inspected at the Federal
Communications Commission, 445 12th
Street, SW., Washington, DC (Reference
Information Center), call 1–888–225–
5322 or at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. IEC publications can
be purchased from the International
Electro-technical Commission, 3 Rue de
Varembe, CH–1211 Geneva 20,
Switzerland, or from the American
National Standards Institute (ANSI), 25
West 43rd Street, New York, NY 10036,
telephone (212) 642–4900, https://
www.ansi.org.
(b) In addition to the labels or other
identifying information required under
§§ 2.925 and 2.926 of this chapter, each
Class B AIS device shall include a
conspicuous label that includes:
Instructions on how to accurately enter
into the device and confirm static data
pertaining to the vessel in which the
device is or will be installed; and the
following statement: ‘‘WARNING: It is a
violation of the rules of the Federal
Communications Commission to input
an MMSI that has not been properly
assigned to the end user, or to otherwise
input any inaccurate data in this
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device.’’ Instructions on how to
accurately enter and confirm static data
in the device shall also be included in
the user’s manual for the device. The
entry of static data into a Class B AIS
device shall be performed by the vendor
of the device or by an appropriately
qualified person in the business of
installing marine communications
equipment on board vessels. In no event
shall the entry of static data into a Class
B AIS device be performed by the user
of the device or the licensee of a ship
station using the device. Knowingly
programming a Class B AIS device with
inaccurate static data, or causing a Class
B AIS device to be programmed with
inaccurate static data, is prohibited.
(c) Prior to submitting a certification
application for a Class B AIS device, the
following information must be
submitted in duplicate to the
Commandant (CG–521), U.S. Coast
Guard, 2100 2nd Street, SW.,
Washington, DC 20593–0001:
(1) The name of the manufacturer or
grantee and the model number of the
AIS device; and
(2) Copies of the test report and test
data obtained from the test facility
showing that the device complies with
the environmental and operational
requirements identified in IEC 62287–1.
(d) After reviewing the information
described in paragraph (c) of this
section, the U.S. Coast Guard will issue
a letter stating whether the AIS device
satisfies all of the requirements
specified in IEC 62287–1.
(e) A certification application for an
AIS device submitted to the
Commission must contain a copy of the
U.S. Coast Guard letter stating that the
device satisfies all of the requirements
specified in IEC 62287–1, a copy of the
technical test data, and the instruction
manual(s).
■ 5. Amend § 80.275 by revising the
heading and paragraph (a) introductory
text to read as follows:
rmajette on PRODPC74 with RULES
§ 80.275 Technical Requirements for Class
A Automatic Identification System (AIS)
equipment.
(a) Prior to submitting a certification
application for a Class A AIS device, the
following information must be
submitted in duplicate to the
Commandant (G–PSE), U.S. Coast
Guard, 2100 2nd Street, SW.,
Washington, DC 20593–0001:
*
*
*
*
*
■ 6. Amend § 80.371 by removing the
column titled ‘‘Frequency pairs not
available for assignment’’ in the table in
paragraph (c)(1)(ii), and revising
paragraphs (c)(1)(i), (c)(1)(ii)
introductory text, and (c)(3) to read as
follows:
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15:24 Jan 28, 2009
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§ 80.371 Public correspondence
frequencies.
*
*
*
*
*
(c) Working frequencies in the marine
VHF 156–162 MHz band. (1)(i) The
frequency pairs listed in this paragraph
are available for assignment to public
coast stations for communications with
ship stations and units on land.
WORKING CARRIER FREQUENCY PAIRS
IN THE 156–162 MHZ BAND 1
Carrier Frequency
(MHz)
Channel designator
Ship
transmit
24 ..............................
84 ..............................
25 5 ............................
85 2 ............................
26 ..............................
86 ..............................
27 ..............................
87 3 ............................
28 ..............................
88 4 ............................
157.200
157.225
157.250
157.275
157.300
157.325
157.350
157.375
157.400
157.425
Coast
transmit
161.800
161.825
161.850
161.875
161.900
161.925
161.950
161.975
162.000
162.025
1 For special assignment of frequencies in
this band in certain areas of Washington
State, the Great Lakes and the east coast of
the United States pursuant to arrangements
between the United States and Canada, see
subpart B of this part.
2 The frequency pair 157.275/161.875 MHz
is available on a primary basis to ship and
public coast stations. In Alaska it is also available on a secondary basis to private mobile
repeater stations.
3 The frequency 161.975 MHz is available
only for Automatic Identification System communications. No license authorizing a sitebased VHF Public Coast Station or a Private
Land Mobile Radio Station to operate on the
frequency 161.975 MHz will be renewed unless the license is or has been modified to remove frequency 161.975 MHz as an authorized frequency. Licenses authorizing geographic stations to operate on frequency
161.975 MHz will be modified on March 2,
2011 to replace the frequency with either frequency pair 157.225/161.825 MHz (VPCSAs
10–15, 23–30, 33–34, 36–39, and 41–42) or
frequency
pair
157.275/161.875
MHz
(VPCSAs 16–22, 31–32, 35, and 40), unless
an application to so modify the license is
granted before that date.
4 The frequency 162.025 MHz is available
only for Automatic Identification System communications. One hundred twenty kilometers
(75 miles) from the United States/Canada border, the frequency 157.425 MHz is available
for intership and commercial communications.
Outside the Puget Sound area and its approaches and the Great Lakes, 157.425 MHz
is available for communications between commercial fishing vessels and associated aircraft
while engaged in commercial fishing activities.
5 In VPCSAs 10–42, the working carrier frequency pair 157.250/161.850 MHz (Channel
25) is not available for assignment under part
80.
*
*
*
*
*
(ii) Service areas in the marine VHF
156–162 MHz band are VHF Public
Coast Service Areas (VPCSAs). As listed
in the table in this paragraph, VPCSAs
PO 00000
Frm 00025
Fmt 4700
Sfmt 4700
5125
are based on, and composed of one or
more of, the U.S. Department of
Commerce’s 172 Economic Areas (EAs).
See 60 FR 13114 (March 10, 1995). In
addition, the Commission shall treat
Guam and the Northern Mariana
Islands, Puerto Rico and the United
States Virgin Islands, American Samoa,
and the Gulf of Mexico as EA-like areas,
and has assigned them EA numbers
173–176, respectively. Maps of the EAs
and VPCSAs are available for public
inspection and copying at the FCC
Public Reference Room, Room CY–
A257, 445 12th Street, SW.,
Washington, DC 20554, 1–888–225–
5322. In addition to the EAs listed in the
table in this paragraph, each VPCSA
also includes the adjacent waters under
the jurisdiction of the United States. In
VPCSAs 10–42, the working carrier
frequency pair 157.250 MHz/161.850
MHz (Channel 25) is not available for
assignment under part 80.
(3) VPCSA licensees may not operate
on Channel 228B (162.0125 MHz),
which is available for use in the Coast
Guard’s Ports and Waterways Safety
System (PAWSS). In addition, VPCSA
licensees may not operate on Channel
AIS 1 (161.975 MHz) or Channel AIS 2
(162.025 MHz), which are designated
exclusively for Automatic Identification
Systems (AIS), except to receive AIS
communications to the same extent, and
subject to the same limitations, as other
shore stations participating in AIS. See
note 3 to the table in paragraph (c)(1) of
this section regarding use of Channel
AIS 1 by VPCSA licensees in VPCSAs
10–42.
*
*
*
*
*
■ 7. Amend § 80.393 by adding an
undesignated center heading ‘‘AIS
STATIONS’’ immediately above
§ 80.393 and by revising the section to
read as follows:
AIS Stations
§ 80.393
Frequencies for AIS stations.
Automatic Identification Systems
(AIS) are a maritime broadcast service.
The simplex channels at 161.975 MHz
(AIS 1) and 162.025 MHz (AIS 2), each
with a 25 kHz bandwidth, may be
authorized only for AIS. In accordance
with the Maritime Transportation
Security Act, the United States Coast
Guard regulates AIS carriage
requirements for non-Federal
Government ships. These requirements
are codified at 33 CFR 164.46, 401.20.
■ 8. Amend § 80.1101 by adding
paragraph (c)(12)(vi) to read as follows:
§ 80.1101
*
Performance standards.
*
*
(c) * * *
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*
5126
Federal Register / Vol. 74, No. 18 / Thursday, January 29, 2009 / Rules and Regulations
(12) * * *
(vi) With respect to Class B AIS
devices only, IEC 62287–1 International
Standard, ‘‘Maritime navigation and
radio communication equipment and
systems—Class B shipborne equipment
of the Automatic Identification
System—part 1: Carrier—sense time
division multiple access (CSTDMA)
techniques,’’ First Edition 2006–03
(incorporated by reference at § 80.231).
*
*
*
*
*
PART 90–PRIVATE LAND MOBILE
RADIO SERVICES
The authority citation for part 90
continues to read as follows:
Authority: Secs. 4(i), 11, 303(g), 303(r) and
332(c)(7) of the Communications Act of 1934,
as amended, 47 U.S.C. 154(i), 161, 303(g),
303(r), 332(c)(7).
9. Amend § 90.20 by removing
paragraphs (g)(3) and (g)(4),
redesignating paragraph (g)(5) as (g)(3),
and revising paragraphs (g) introductory
text, (g)(2) and redesignated paragraphs
(g)(3)(i), (g)(3)(ii), (g)(3)(iii)(B),
(g)(3)(iii)(D), and (g)(3)(vi) to read as
follows:
■
§ 90.20
Public safety pool.
*
*
*
*
(g) Former public correspondence
working channel in the maritime VHF
(156–162 MHz) band allocated for
public safety use in 33 inland Economic
Areas.
*
*
*
*
*
(2) In VHF Public Coast Service Areas
(VPCSAs) 10–42, the duplex channel
pair 157.250 MHz/161.850 MHz (VHF
Maritime Channel 25) is allocated for
public safety use by entities eligible for
licensing under paragraph (a) of this
section, and is designated primarily for
the purpose of interoperability
communications. See 47 CFR
rmajette on PRODPC74 with RULES
*
VerDate Nov<24>2008
15:24 Jan 28, 2009
Jkt 217001
80.371(c)(1)(ii) for the definitions of
VPCSAs.
(i) The channel pair 157.250 MHz/
161.850 MHz was formerly allocated
and assigned (under § 80.371(c) (1997)
of this chapter) as a public
correspondence working channel in the
maritime VHF 156–162 MHz band, and
was also shared (under former § 90.283
(1997) of this chapter) with private land
mobile stations, including grandfathered
public safety licensees. Thus, there are
grandfathered licensees nationwide
(maritime and private land mobile radio
stations, including by rule waiver)
operating on this channel both inside
and outside of VPCSAs 10–42.
(ii) The channel pairs 157.225 MHz/
161.825 MHz and 157.275 MHz/161.875
MHz were formerly allocated and
assigned under this section as public
safety interoperability channels but
were reallocated for assignment as VHF
public coast station channels under
§ 80.371(c) of this chapter. Public safety
operations licensed on these channels as
of March 2, 2009 or licensed pursuant
to an application filed prior to
September 19, 2008, may remain
authorized to operate on the channels
on a primary basis until March 4, 2024.
(3) * * *
(i) Provide evidence of frequency
coordination in accordance with
§ 90.175. Public safety coordinators
except the Special Emergency
Coordinator are certified to coordinate
applications for the channel pair
157.250 MHz/161.850 MHz (i.e. , letter
symbol PX under paragraph (c)(2) of this
section).
(ii) Station power, as measured at the
output terminals of the transmitter,
must not exceed 50 Watts for base
stations and 20 Watts for mobile
stations, except in accordance with the
provisions of paragraph (g)(3)(vi) of this
section. Antenna height (HAAT) must
PO 00000
Frm 00026
Fmt 4700
Sfmt 4700
not exceed 122 meters (400 feet) for base
stations and 4.5 meters (15 feet) for
mobile stations, except in accordance
with paragraph (g)(3)(vi) of this section.
Antenna height (HAAT) must not
exceed 122 meters (400 feet) for base
stations and 4.5 meters (15 feet) for
mobile stations, except in accordance
with paragraph (g)(3)(vi) of this section.
Such base and mobile channels shall
not be operated on board aircraft in
flight.
(iii) * * *
(B) Protect stations described in
paragraph (g)(2)(i) of this section, by
frequency coordination in accordance
§ 90.175 of this part.
*
*
*
*
*
(D) Where the Public safety
designated channel is not a Public
safety designated channel in an
adjacent VPCSA: Applicants shall
engineer base stations such that the
maximum signal strength at the
boundary of the adjacent VPCSA does
not exceed 5dBμV/m.
*
*
*
*
*
(vi) Applicants seeking to be licensed
for stations exceeding the power/
antenna height limits of the table in
paragraph (g)(3)(iv) of this section must
request a waiver of that paragraph and
must submit with their application an
interference analysis, based upon an
appropriate, generally-accepted terrainbased propagation model, that shows
that co-channel protected entities,
described in paragraph (g)(3)(iii) of this
section, would receive the same or
greater interference protection than the
relevant criteria outlined in paragraph
(g)(3)(iii) of this section.
*
*
*
*
*
[FR Doc. E9–1536 Filed 1–28–09; 8:45 am]
BILLING CODE 6712–01–P
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Agencies
[Federal Register Volume 74, Number 18 (Thursday, January 29, 2009)]
[Rules and Regulations]
[Pages 5117-5126]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-1536]
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 2, 80, and 90
[WT Docket No. 04-344; FCC 08-208]
Maritime Communications
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
(Commission or FCC) adopts additional measures for domestic
implementation of Automatic Identification Systems (AIS), an advanced
marine vessel tracking and navigation technology that can significantly
enhance our Nation's homeland security as well as maritime safety.
Specifically, in the Second Report and Order in WT Docket No. 04-344,
the Commission designates maritime VHF Channel 87B (161.975 MHz) for
exclusive AIS use throughout the Nation, while providing a replacement
channel for those geographic licensees that are currently authorized to
use Channel 87B in an inland VHF Public Coast (VPC) service area
(VPCSA); determines that only Federal Government (Federal) entities
should have authority to operate AIS base stations, obviating any
present need for the Commission to adopt licensing, operational, or
equipment certification rules for such stations; and requires that
Class B AIS shipborne devices--which have somewhat reduced
functionality vis-[agrave]-vis the Class A devices that are carried by
vessels required by law to carry AIS equipment, and are intended
primarily for voluntary carriage by recreational and other non-
compulsory vessels--comply with the international standard for such
equipment, while also mandating additional safeguards to better ensure
the accuracy of AIS data transmitted from Class B devices. These
measures will facilitate the establishment of an efficient and
effective domestic AIS network, and will optimize the navigational and
homeland security benefits that AIS offers.
DATES: Effective March 2, 2009 except for Sec. 80.231, which contains
new information collection requirements, that have not been approved by
OMB. The Federal Communications Commission will publish a document in
the Federal Register announcing the effective date. The incorporation
by reference listed in the rule is approved by the Director of the
Federal Register as of March 2, 2009.
[[Page 5118]]
FOR FURTHER INFORMATION CONTACT: Jeffrey Tobias, Jeff.Tobias@FCC.gov,
Mobility Division, Wireless Telecommunications Bureau, (202) 418-1617,
or TTY (202) 418-7233.
SUPPLEMENTARY INFORMATION: This is a summary of the Federal
Communications Commission's Second Report and Order in WT Docket No.
04-344, FCC 08-208, adopted on September 15, 2008, and released
September 19, 2008. The full text of this document is available for
inspection and copying during normal business hours in the FCC
Reference Center, 445 12th Street, SW., Washington, DC 20554. The
complete text may be purchased from the Commission's copy contractor,
Best Copy and Printing, Inc., Portals II, 445 12th Street, SW., Room
CY-B402, Washington, DC 20554. The full text may also be downloaded at:
https://www.fcc.gov. Alternative formats are available to persons with
disabilities by sending an e-mail to fcc504@fcc.gov or by calling the
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).
1. In this Second Report and Order, the Commission concludes that
it would promote the primary objectives of this proceeding, and would
serve the broader public interest, to designate Channel 87B for
exclusive AIS use in the thirty-three inland VPCSAs, just as it
previously designated Channel 87B for exclusive use in the nine
maritime VPCSAs in the Report and Order at 71 FR 60067, October 12,
2006. Making Channel 87B, like Channel 88B, available only for AIS
throughout the Nation will serve the public interest by expanding the
effectiveness and reliability of AIS.
2. Many commenters argue that Channel 87B should be designated
exclusively for AIS use in the inland VPCSAs for reasons independent of
the need to accommodate satellite AIS. These commenters note that AIS
offers great benefits as a tool to assist vessels in navigating safely
on waterways within inland VPCSAs, just as it does with respect to
vessels in coastal areas and on the high seas. These commenters echo
RTCM's assertion, made earlier in this proceeding, that AIS can provide
vessel operators with the ability to ``see'' around islands and bends
in narrow, obstructed or winding waterways in a way that radar cannot.
According to RTCM, the unique navigational benefits of AIS will be
especially important for large passenger vessels, large barge tows and
similar vessels that have limited maneuverability on these inland
waterways.
3. Commenters assert that designation of a channel other than
Channel 87B for inland AIS operations would result in many of the same
problems that led the Commission to reject the use of a channel or
channels other than Channel 87B for AIS in the maritime VPCSAs, i.e.,
it would prevent the establishment of a seamless global AIS network
(and, in this case, even a seamless nationwide AIS network) and would
require vessels transiting an AIS ``fence'' between maritime and inland
VPCSAs to switch to a different AIS channel. These commenters believe,
in sum, that a failure to designate Channel 87B for AIS use on inland
waterways would prevent the United States from realizing the full
navigational safety and homeland security benefits of AIS.
4. Most commenters also believe that non-AIS operations should be
prohibited on Channel 87B in the inland VPCSAs in order to protect the
integrity of AIS operations not only in the inland VPCSAs, but also in
the maritime VPCSAs and even in international waters. NTIA contends
that the threat of co-channel interference to AIS from non-AIS
transmissions on Channel 87B in inland VPCSAs is such that the
Commission's main objective in this proceeding--to ensure that AIS is
deployed widely, quickly, reliably, and cost-effectively, and in a
manner that will maximize its capabilities--``cannot be fully attained
unless the Commission designates AIS Channel 87B on a nationwide
basis.'' Commenters note, in this regard, that, non-AIS transmissions
on Channel 87B from transmitters located within inland VPCSAs would
cause interference to AIS transmissions, even on the high seas, due to
atmospheric ``ducting,'' which can cause VHF signals to be received
several hundred miles away. Even relatively distant non-AIS
transmissions on Channel 87B could therefore interfere with and degrade
AIS operations, reducing the effectiveness of AIS for homeland security
as well as navigational safety.
5. MariTEL disputes the other commenters' arguments that non-AIS
operations on Channel 87B, even in inland VPCSAs, will cause
interference to AIS operations. MariTEL contends that the Commission
previously considered and rejected similar arguments in permitting the
use of VPC spectrum for land mobile operations pursuant to waivers. In
those waiver decisions, according to MariTEL, the Commission determined
that the use of VPC channels for maritime communications would not be
compromised if land mobile use of the channels occurred sufficiently
distant from the coast and navigable waterways. This argument overlooks
the fact that the referenced decisions by the Wireless
Telecommunications Bureau's former Public Safety and Critical
Infrastructure Division did not permit land mobile use of Channel 87B,
and expressly conditioned the non-maritime use of the frequencies on
there being no harmful interference to current or future marine
communications, including but not limited to AIS. In addition, the
waivers granted in those cases were of limited geographic scope. The
Commission therefore is not persuaded that those waiver decisions
contradict the consensus view of the commenters other than MariTEL that
non-AIS operations in inland VPCSAs can cause harmful interference to
co-channel AIS communications, or that these decisions otherwise
undermine the rationale for a nationwide designation of Channel 87B for
AIS. The Commission therefore concludes that the public interest in
homeland security and maritime safety would best be served by
prohibiting non-AIS operations on Channel 87B throughout the Nation in
order to protect the integrity of terrestrial (i.e., non-satellite) AIS
communications.
6. In addition, the Commission concludes that non-AIS operations on
Channel 87B would likely cause interference to satellite AIS
communications. NTIA says that ``[p]reliminary reports demonstrate
that, with specific configurations, it is possible for land-based
stations reliably to receive AIS signals from approximately 350
nautical miles.'' The Maritime Transportation and Security Act of 2002
(MTSA), however, requires the Coast Guard to develop long-range
tracking capabilities, and the Coast Guard's goal in furtherance of
that mandate is to extend AIS coverage to two thousand nautical miles
from the United States shoreline. NTIA is therefore exploring the
possibility of using a low earth orbit communications satellite system
to receive, process and relay AIS data, and has contracted with
ORBCOMM, a mobile satellite service licensee, to evaluate satellite
detection of AIS signals. The consensus of the commenters is that
satellite AIS, if it proves feasible, will offer significant advantages
over terrestrial AIS by, for example, expanding vessel tracking
capabilities to encompass areas of the high seas well beyond the reach
of non-satellite AIS.
7. NTIA and other commenters argue that the Commission should bar
non-AIS transmissions on Channel 87B, even in inland areas, in order to
avoid disruptions to satellite reception of AIS signals, which could,
as ORBCOMM
[[Page 5119]]
notes, ``hinder the U.S. Coast Guard in fulfilling its critical
homeland security role.'' NTIA asserts that a report by the Department
of Defense Joint Spectrum Center (JSC) analyzing technical issues
relating to satellite AIS demonstrates that non-AIS co-channel signals
``cause[] degradation in AIS signal detection * * * that is both
unpredictable and unmanageable,'' and that this signal degradation
``will significantly decrease the effectiveness of the AIS system'' to
the point of defeating the purpose of using satellite AIS to expand
long-range vessel tracking capabilities. ORBCOMM concurs that there is
no current means of controlling non-AIS co-channel interference to
satellite AIS, explaining that it is developing protocols/algorithms
that will allow it to address simultaneous AIS transmissions from
different ships, but that these do not prevent interference to AIS
communications from non-AIS sources.
8. MariTEL argues that the Commission should not designate Channel
87B for AIS in the inland VPCSAs as an accommodation to satellite AIS
because ``there is no evidence that space-based monitoring will provide
the Coast Guard with any more information than it would otherwise
receive from terrestrial monitoring,'' and because, even if such space-
based monitoring of AIS transmissions on Channel 87B is deemed
beneficial, satellite AIS can co-exist with non-AIS operations on
Channel 87B in inland VPCSAs. The Commission finds neither argument to
be convincing. MariTEL does not dispute that satellite AIS can greatly
enlarge the distance at which AIS transmissions can be received and
relayed. In addition, MariTEL's argument that an AIS satellite should
be able to distinguish land mobile radio transmissions on Channel 87B
in inland VPCSAs from AIS transmissions on the channel elsewhere fails
to effectively address the comments submitted by the entities
responsible for implementing satellite AIS indicating that it is not
currently possible to filter out the non-AIS transmissions, and that
those non-AIS transmissions would likely degrade satellite AIS
reception, even with respect to AIS transmissions from vessels far from
shore. The Commission therefore concludes that non-AIS operations on
Channel 87B would likely need to be terminated if satellite AIS proves
feasible and is fully implemented.
9. In sum, the Commission agrees with commenters such as NTIA that
``[t]here are compelling safety and national security reasons to
designate Channel 87B for AIS on a nationwide basis.'' Because the
desirability of deploying AIS in coastal and international waters
applies equally to inland rivers and lakes, the optimization of the
domestic AIS network clearly requires the designation of Channels 87B
and 88B for inland AIS, and permitting any non-AIS uses of Channel 87B
anywhere in the Nation would compromise the integrity of the domestic,
and by extension the global, AIS network. The Commission also finds
that implementation of satellite AIS would serve the public interest,
and that clearing Channel 87B of non-AIS operations would be necessary
to maximize the effectiveness of satellite AIS operations
10. As a consequence of its designation of Channel 87B for AIS in
the inland VPCSAs, the Commission must establish a framework for
clearing the channel of non-AIS operations. In the Report and Order,
the Commission held that site-based VPC and private land mobile radio
(PLMR) licensees in the maritime VPCSAs could continue to operate on
Channel 87B until the expiration of their current license terms, but
authorizations to operate on Channel 87B would not be renewed. In the
inland VPCSAs, in contrast, there are no site-based VPC licensees and
only two site-based PLMR licensees, one of which is a public safety
entity. In addition, there is less maritime activity in the inland
VPCSAs, further reducing the short-term potential for Channel 87B
licensees in those areas to cause interference to AIS operations.
Moreover, the full-scale implementation of satellite AIS is a longer-
term project than the implementation of ship-to-ship and ship-to-shore
terrestrial AIS operations. Under these circumstances, the Commission
concludes that it can afford an additional period of grandfathering
protection to the site-based Channel 87B PLMR licensees in inland
VPCSAs. Specifically, the Commission will permit them to remain
authorized to operate on Channel 87B for fifteen years after the
effective date of the rule amendments adopted herein. This will provide
incumbent site-based licensees with an ample period of time to adjust
to the redesignation of Channel 87B without any disruption to their
present operations, while at the same time ensuring eventual clearance
of all non-AIS operations from the channel.
11. With respect to geographic licensees in the inland VPCSAs, the
Commission noted earlier in this proceeding that two duplex channel
pairs in the VHF maritime band have been set aside in each inland VPCSA
as public safety interoperability channels. Specifically, Channel 25
(157.250/161.850 MHz) is set aside in every inland VPCSA, and either
Channel 84 (157.225/161.825 MHz) or Channel 85 (157.275/161.875 MHz) is
also set aside in each inland VPCSA. The Commission's ULS database
indicates that only four entities are currently licensed pursuant to
the set-aside. The Commission noted earlier in this proceeding that it
had designated significant additional spectrum for public safety
interoperability, in the VHF band and elsewhere, in the years following
the set-aside of these VPC channels for that purpose, and it requested
comment as to whether, in the event it designated Channel 87B for
exclusive AIS use nationwide, any of these set-aside channels should be
redesignated for use by inland VPCSA licensees.
12. In light of its determination to redesignate Channel 87B for
exclusive AIS use in those VPCSAs, the Commission finds that it is
appropriate to redesignate one of the public safety set-aside channel
pairs in each inland VPCSA for use by inland VPCSA licensees. The only
commenters addressing this issue--MariTEL, PacifiCorp, and RTCM--all
favor redesignation of the channels, at least in the absence of any
showing that they are needed for public safety interoperability
communications. MariTEL argues that ``equity demands nothing less.''
MariTEL also suggests that giving inland VPCSA licensees replacement
spectrum would make them ``whole'' for the loss of Channel 87B.
13. The Commission therefore redesignates duplex Channels 84 and 85
for VPC communications in the inland VPCSAs. (The Commission decides to
make Channels 84/85 available to inland VPCSA licensees, rather than
Channel 25, for several reasons. All four of the public safety
licensees are licensed on Channel 25, but not all four are licensed on
the other channels. In addition, Channel 25 is more useful for public
safety interoperability because it is set aside throughout the inland
VPCSAs. Finally, PacifiCorp, the only commenter addressing this precise
issue, favors the reallocation of Channels 84 and 85, explaining that
the reallocation of those channels would be more beneficial than a
reallocation of Channel 25 in providing additional flexibility to
inland VPCSA licensees and lessees with respect to signal strength
across the border of adjacent VPCSAs.) Like incumbent site-based PLMR
licensees operating on Channel 87B, site-based incumbents currently
authorized on Channels 84/85 will remain authorized to operate on those
[[Page 5120]]
channels for a period of fifteen years following the effective date of
these rule amendments. As noted above with respect to incumbents on
Channel 87B, a grandfathering period of fifteen years should provide
affected public safety licensees with ample time for transition without
any disruption to their present operations. In addition, making these
former public safety set-aside channels available to inland VPCSA
licensees is equitable because it will restore the operating capacity
of these licensees, who, unlike the maritime VPCSA licensees, were
under no pre-existing obligation to make any of their licensed spectrum
available for AIS. This action is also equitable in consideration of
the fact that the nationwide AIS designation of Channel 87B is itself
intended to promote public safety. The Commission finds that this
action will not disserve public safety, especially in light of its
determination to temporarily grandfather the existing public safety use
of the channels.
14. In order to provide a transition period for inland VPCSA
geographic licensees to switch from Channel 87B to Channels 84/85, the
Commission will permit inland VPCSA geographic licensees to continue to
operate on Channel 87B for up to two years after the effective date of
these rules, while allowing them to modify their licenses to replace
Channel 87B with Channel 84 or Channel 85, as appropriate, any time
after the effective date. This transition period should be ample to
avoid any disruption of existing operations by inland VPCSA licensees,
and should not otherwise prove onerous to the licensees. At the same
time, this limited relief for existing inland VPCSA licensees should
not compromise efforts to implement AIS in the United States as quickly
and broadly as possible. At the end of the two-year transition period,
the Commission will modify any inland VPCSA licenses that were not
previously modified to replace Channel 87B with Channel 84 or Channel
85, as appropriate.
15. In the FNPRM in this proceeding, the Commission, noting that
the International Electro-technical Commission (IEC) was in the process
of developing AIS base station equipment standards, asked interested
parties to address standards and procedures for authorizing AIS base
station equipment under part 80, and sought comment on whether it
should adopt rules for the licensing and use of AIS base stations.
After reviewing the record, the Commission concludes that AIS base
stations should be operated only by Federal entities, and, as a
consequence, that the Commission need not adopt any rules pertaining to
AIS base station equipment certification, licensing, or operation.
16. Almost all of the commenters addressing this question believe
that private sector entities should not be licensed to operate AIS base
stations. NTIA states that control of AIS base stations is ``an
inherently federal government function.'' According to NTIA, AIS base
stations control all aspects of the AIS network, and can override
certain shipborne AIS functions. It explains, ``Base stations manage
the AIS VHF Data Link by managing communications traffic on AIS through
various means to provide for the safety of navigation, to obtain
information necessary for VTS [Vessel Traffic Services] and national
security purposes, to transmit safety related messages, and to serve as
an aid to navigation.'' RTCM adds, ``This power of AIS Base Stations to
affect the operating characteristics of AIS systems should only be
available to federal agencies with responsibility for navigational
safety and security.''
17. Alone among the commenters, MariTEL asserts that AIS base
stations should also be permitted to conduct commercial operations.
MariTEL also argues that a determination not to permit private sector
entities to be licensed for AIS base stations means that Channel 87B
will in fact have been reallocated for exclusive Federal use, not the
shared Federal/non-Federal use to which the Commission said the channel
was being reallocated in the Report and Order in this proceeding. The
Commission disagrees because, in making this argument, MariTEL ignores
the existence of ship-to-ship AIS communications, which do not directly
involve AIS base stations, and are authorized under part 80 of the
rules pursuant to Commission-issued ship station licenses.
18. The Commission agrees with NTIA and the other commenters who
argue that the responsibilities of operating AIS base stations should
be undertaken only by Federal entities. AIS base stations will query
and send commands to vessels. They will have the capability of
overriding certain shipborne AIS functions through remote control. They
will serve as aids to navigation, in a fashion similar to lighthouses.
They will be responsible for maritime traffic management. Given the
critical role played by AIS base stations in the global AIS network, it
would be inappropriate to permit private sector entities, or even state
or local government entities, to operate such stations in the United
States. Permitting non-Federal entities to control AIS base stations
could potentially jeopardize maritime domain awareness and maritime
safety by diffusing responsibility and accountability for AIS base
station operations.
19. It follows from this determination--that only Federal entities
should operate AIS base stations--that the Commission should not
promulgate rules for the licensing and operation of AIS base stations.
The Commission is statutorily prohibited from licensing Federal
Government radio stations. There is likewise no reason for the
Commission to adopt rules to govern the certification of AIS base
station equipment, because the Commission plays no role in certifying
equipment for Federal Government stations. Although most commenters
favor the international standard, IEC 62320-1, as the basis for
equipment certification rules for AIS base stations, the comments do
not account for the fact that radiofrequency equipment used in Federal
Government radio stations is subject to certification by NTIA, not the
Commission. In any event, the Commission has no reason to expect that
the Federal Government will employ AIS base station equipment that is
not compatible with the international standards. The Commission
therefore declines to adopt any rules pertaining to the licensing,
operation, or certification of equipment for AIS base stations.
20. The final set of issues presented in the FNPRM in this
proceeding involved standards for certifying Class B AIS shipborne
equipment, and further measures the Commission might adopt to ensure
the accuracy of data transmitted from such devices. As the Commission
noted in the FNPRM, Class B AIS devices are generally intended for use
by vessels that are not subject to a mandatory AIS carriage
requirement, and provide a less expensive alternative to Class A
devices to encourage voluntary AIS carriage. For reasons discussed
below, the Commission concludes that it should base part 80
certification of Class B AIS devices on compliance with the pertinent
international standard for such devices, IEC 62287-1, as proposed in
the FNPRM. The Commission therefore adds a new Sec. 80.231 and revises
Sec. 80.1101(c)(12) of the Commission's rules to incorporate IEC
62287-1 by reference as the Commission standard for certifying Class B
AIS equipment. As suggested by some commenters, however, the Commission
also adopts additional requirements as safeguards to better ensure that
Class B AIS devices will transmit accurate static data, including the
correct Maritime Mobile
[[Page 5121]]
Service Identity (MMSI) number. (An MMSI number, also referred to
simply as an MMSI, is a unique nine-digit number assigned to commercial
and recreational vessels participating in the Global Maritime Distress
and Safety System (GMDSS). The MMSI functions as a ``phone number'' for
the vessel and must be programmed into the vessel's digital selective
calling (DSC) radio. MMSIs are also used for AIS transponders.)
21. The commenters addressing this issue generally favor the
Commission's proposal to incorporate by reference IEC 62287-1 as the
standard for certifying Class B AIS equipment under part 80. As ACR
Electronics explains, the incorporation by reference of IEC 62287-1 is
the option most consistent with the paramount goals of this proceeding
to facilitate speedy and widespread deployment of AIS equipment. Given
that, as ACR Electronics also notes, there currently is no alternative
basis for certifying Class B AIS equipment, rejection of IEC 62287-1 as
the standard for certifying Class B AIS devices would necessitate the
development of a different standard, which would result in a
substantial and unacceptable additional delay before Commission
certification of Class B AIS devices could begin. Further, reliance on
the existing IEC standard will reduce the cost of Class B AIS devices,
and thus promote voluntary AIS carriage. It will also moot any concerns
regarding interoperability of Class B AIS devices both domestically and
on a worldwide basis.
22. The Commission disagrees with MariTEL's contention that the
Commission should delay certifying Class B AIS equipment until it
determines whether IEC 62287-1 ensures that Class B AIS devices do not
cause interference to VPC operations in adjacent spectrum. The
Commission already has determined, after reviewing an extensive record
that included separate technical studies submitted by MariTEL and NTIA,
that ``the interference impact of wideband simplex AIS on VPC
operations can be effectively mitigated through commercially reasonable
means,'' and MariTEL has not adduced any evidence to suggest that Class
B AIS devices would pose a greater interference threat to VPC
operations than Class A AIS devices, or that adopting rules for the
certification of Class B AIS devices otherwise requires revisiting that
earlier determination. The Commission finds, in sum, that certification
of Class B AIS equipment in accordance with the established
international standard for such equipment would serve the public
interest for the same reasons that underlie the Commission's earlier
determination to certify Class A AIS equipment in accordance with the
established Class A international standard. The Commission therefore
amends our rules as proposed to incorporate by reference IEC 62287-1 as
the standard for certifying Class B AIS equipment under Part 80.
23. The Commission also agrees in principle with those commenters
who believe that the Commission should adopt additional measures,
beyond reliance on IEC 62287-1, to ensure the accuracy of MMSIs and
other static data programmed into Class B AIS devices. The Commission
has reviewed the proposals to that end in the record, some of which are
very detailed and extensive. As discussed below, the Commission adopts
three measures to provide better assurance that Class B AIS devices
will be programmed with the correct static data, and in particular the
correct MMSI. None of these measures conflicts with IEC 62287-1, and
none should be burdensome for either equipment manufacturers or end
users. It is unnecessary, and might be counterproductive, to prescribe
more complicated processes, as some comments contemplate.
24. First, as urged by NTIA, the Commission prohibits any person
from knowingly entering an incorrect MMSI or other static data in a
Class B AIS device. Although this is a very basic measure, it ensures
and clarifies that the Commission may impose the full range of
sanctions at its disposal for the willful or knowing entry of false
data. The Commission says it would view any violations of this
requirement as very serious, because the transmission of inaccurate
static data could result in the misidentification of vessels, thus
compromising the Coast Guard's ability to use AIS to full effect on
behalf of its maritime domain awareness efforts. Second, the Commission
requires that the static data, including MMSI, be entered by sellers
and professional installers of Class B AIS devices, not the end users.
As commenters note, IEC 62287-1 prohibits end users from altering
MMSIs, once programmed in the unit, but does not prohibit end users
from entering the numbers initially. Thus, this requirement would go
further than IEC 62287-1 by requiring professional entry of the MMSI
number at the point of sale or installation. NTIA proposes such a
requirement, and it is consistent with the comments of ACR Electronics,
RTCM and the Task Force asking the Commission to require persons that
sell and install Class B AIS units to ensure that the appropriate
static data is entered, or at least to encourage them to enter the data
themselves. Third, and also as recommended by NTIA, as well as by RTCM,
the Commission requires manufacturers to include a conspicuous label on
Class B AIS devices explaining how to enter and confirm static data,
and warning that inputting an MMSI that has not been properly assigned
to the end user, or otherwise entering any improper or inaccurate
static data, is prohibited. Manufacturers also will be required to
include this information in the user's manual. As RTCM notes, IEC
62287-1 contains only minimal guidance on the contents of manuals and
user instructions, so adoption of this requirement does not conflict
with the standard. NTIA believes that these three measures together
provide a significant safeguard to ensure that the static data
transmitted from Class B AIS devices, particularly MMSIs, are accurate
and reliable. The Commission therefore adopts these measures. The
Commission also adopts its proposal, unopposed by any commenter, that
applicants for Commission certification of a Class B AIS device first
obtain Coast Guard certification of the device, consistent with the
Commission's procedures for Class A AIS devices.
25. Finally, the Commission notes that, while the FNPRM was
pending, equipment manufacturers requested waivers to permit the
authorization and use of Class B AIS transponders. The Wireless
Telecommunications Bureau's Mobility Division sought comment on the
waiver requests, and the commenters support authorizing Class B AIS
devices before the conclusion of this proceeding. They assert that
allowing voluntary vessels to fit the lower-cost Class B AIS devices as
soon as possible will improve maritime security and safety of
navigation. The Commission agrees that it is in the public interest to
allow the use of Class B devices prior to the effective date of the
rules adopted herein. Therefore, the Commission grants the waiver
requests to the extent that it will certify Class B equipment that
meets the requirements adopted in this Second Report and Order prior to
the effective date of the new rules.
I. Procedural Matters
A. Paperwork Reduction Act Analysis
26. This document contains new information collection requirements
subject to the Paperwork Reduction Act of 1995 (PRA), Public Law 104-
13. It will be submitted to the Office of Management and Budget (OMB)
for review under Section 3507(d) of the
[[Page 5122]]
PRA. OMB, the general public, and other Federal agencies are invited to
comment on the new or modified information collection requirements
contained in this proceeding. In addition, we note that pursuant to the
Small Business Paperwork Relief Act of 2002, Public Law 107-198, see 44
U.S.C. 3506(c)(4), we previously sought specific comment on how the
Commission might ``further reduce the information collection burden for
small business concerns with fewer than 25 employees.''
27. In this present document, we have assessed the effects of
establishing labeling requirements for manufacturers of Class B AIS
devices, and find that the labeling requirements adopted herein would
not impose an undue burden or excessive cost on such manufacturers,
including those that have fewer than 25 employees. We also find that
the public interest in ensuring that Class B AIS devices transmit
accurate static data, including the correct MMSI number, which is the
underlying purpose of the labeling requirements, outweighs the
incremental compliance cost on manufacturers, including those that have
25 or fewer employees.
B. Report to Congress
28. The Commission will send a copy of this Second Report and Order
in a report to be sent to Congress and the General Accountability
Office pursuant to the Congressional Review Act, see 5 U.S.C.
801(a)(1)(A).
C. Final Regulatory Flexibility Analysis
29. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA), an Initial Regulatory Flexibility Analysis (IRFA) was
incorporated in the FNPRM in this proceeding. The Commission sought
written public comment on the proposals in the FNPRM, including comment
on the IRFA. This present Final Regulatory Flexibility Analysis (FRFA)
conforms to the RFA.
Need for, and Objectives of, the Second Report and Order:
30. The rules adopted in the Second Report and Order are intended
to facilitate the implementation of maritime Automatic Identification
Systems (AIS) in the United States and its territorial waters. AIS is
an important tool for enhancing maritime safety and homeland security.
In the Second Report and Order, the Commission designates VHF maritime
Channel 87B for exclusive AIS use in inland VHF Public Coast service
areas (VPCSAs) because such designation will best ensure that the
United States can maximize the maritime safety and homeland security
benefits of AIS. The exclusive use of VHF maritime Channel 87B for AIS
in inland waterways will, among other things, provide an important
navigational tool to guide vessels traveling on inland rivers and
lakes, avoid the problems that would inhere in requiring vessels to
switch AIS channels when transiting an AIS ``fence'' between maritime
VPCSAs and inland VPCSAs, facilitate speedy AIS deployment using
existing technical standards and infrastructure, and prevent co-channel
interference to AIS operations not only in inland waterways but also in
coastal and international waters. The Second Report and Order also
concludes that AIS base stations should be operated only by Federal
entities, and, as a consequence, that the Commission need not adopt any
rules pertaining to AIS base station equipment certification, licensing
or operation. Finally, the Commission adopts rules for the
certification of Class B AIS devices, incorporating by reference the
applicable international standard as the basis for such certification,
while also adopting additional measures to better ensure that Class B
AIS devices transmit accurate static data.
Summary of Significant Issues Raised by Public Comments in Response
to the IRFA:
31. No comments were submitted specifically in response to the
IRFA. However, one of the commenters, MariTEL, Inc. (MariTEL), contends
that the Commission should not designate Channel 87B for AIS in inland
VPCSAs, should not adopt rules based on international standards for the
certification of AIS base station equipment, and should not authorize
Class B AIS devices pursuant to the international standards, because
such measures would cause interference to VHF Public Coast (VPC)
stations operating on adjacent channels. As discussed in detail in
Section E of this FRFA, we have considered the potential economic
impact on small entities of these rules, and we have considered
alternatives that would reduce the potential economic impact on small
entities of the rules enacted herein, regardless of whether the
potential economic impact was discussed in any comments.
Description and Estimate of the Number of Small Entities to Which
Rules Will Apply:
32. The RFA directs agencies to provide a description of and, where
feasible, an estimate of the number of small entities that may be
affected by the proposed rules, if adopted. The RFA defines the term
``small entity'' as having the same meaning as the terms ``small
business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small business concern'' under the Small Business
Act. A small business concern is one which: (1) Is independently owned
and operated; (2) is not dominant in its field of operation; and (3)
satisfies any additional criteria established by the Small Business
Administration (SBA).
33. Small businesses in the aviation and marine radio services use
a very high frequency (VHF) marine or aircraft radio and, as
appropriate, an emergency position-indicating radio beacon (and/or
radar) or an emergency locator transmitter. The Commission has not
developed a small business size standard specifically applicable to
these small businesses. For purposes of this analysis, the Commission
uses the SBA small business size standard for the category ``Cellular
and Other Wireless Telecommunications,'' which is 1,500 or fewer
employees. Between December 3, 1998 and December 14, 1998, the
Commission held an auction of 42 VHF Public Coast (VPC) licenses in the
157.1875-157.4500 MHz (ship transmit) and 161.775-162.0125 MHz (coast
transmit) bands. For purposes of the auction, the Commission defined a
``small'' business as an entity that, together with controlling
interests and affiliates, has average gross revenues for the preceding
three years not to exceed fifteen million dollars. In addition, a
``very small'' business is one that, together with controlling
interests and affiliates, has average gross revenues for the preceding
three years not to exceed three million dollars. There are
approximately 10,672 licensees in the Marine Coast Service, and the
Commission estimates that almost all of them qualify as ``small''
businesses under the above special small business size standards.
Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities:
34. The rule amendments adopted in the Second Report and Order
impose new compliance burdens on manufacturers and vendors of Class B
AIS devices by requiring that such devices comply with the
international standard for Class B AIS equipment, IEC 62287-1, in order
to be certified by the Commission for use in the United States, and by
requiring that static data be entered into Class B AIS equipment only
by the vendor or installer. The rule amendments adopted in the Second
Report and Order also impose requirements for the professional
[[Page 5123]]
installation and labeling of Class B AIS devices to better ensure the
accuracy of the static data transmitted from such devices.
Steps Taken to Minimize the Significant Economic Impact on Small
Entities, and Significant Alternatives Considered:
35. The RFA requires an agency to describe any significant
alternatives that it has considered in developing its approach, which
may include the following four alternatives (among others): ``(1) The
establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance and reporting requirements under the rule for such small
entities; (3) the use of performance rather than design standards; and
(4) an exemption from coverage of the rule, or any part thereof, for
such small entities.''
36. In the IRFA for the FNPRM, the Commission described, and sought
comment on, possible alternatives to the rule amendments under
consideration in the FNPRM that might minimize the economic impact on
small entities. Specifically, the Commission asked interested parties,
and in particular inland VPCSA licensees, to provide information on the
potential impact on inland VPCSA licensees of designating Channel 87B
for AIS use exclusively throughout the Nation. To the extent that
commenters foresaw such an impact, they were invited to suggest
alternatives that would minimize or eliminate any adverse effect on
small entities. It was noted, for example, that commenters could
suggest that inland VPCSA licensees be accorded treatment similar to
that which was accorded to site-based incumbent licensees, permitting
them to continue to operate on Channel 87B on a shared basis with AIS
for the remainder of their current license terms, but with no
opportunity for renewal of the licenses. Commenters were also invited
to address the possibility of migrating such licensees to different
channels if such were available.
37. In the FNPRM, comment was also invited on rules to govern AIS
base stations, including certification standards for AIS base station
equipment. In the absence of specific proposals, the Commission invited
interested parties to consider generally whether any special measures
should be adopted in the AIS base station rules to prevent a
significant adverse impact on small entities. Parties providing such
comments were asked to address the extent to which they believe small
entities may seek to become AIS base station licensees.
38. Finally, the Commission requested comment in the FNPRM on the
Commission's proposal to incorporate by reference IEC 62287-1 as the
standard for certifying Class B AIS devices under Part 80 of the
Commission's rules. The Commission stated that incorporating by
reference the international standard for Class B AIS devices would
reduce costs to manufacturers by eliminating the possible need to
design devices to two potentially conflicting standards, and would
reduce costs to users of the devices both from a pass-through of
manufacturers' cost savings and by eliminating the possible need to fit
their vessels with more than one Class B AIS device if they travel
outside U.S. territorial waters, i.e., removing the need to carry one
Class B AIS device to function within U.S. territorial waters, and
another Class B AIS device to function in international waters or other
nations' territorial waters. The Commission noted, in addition, that
Class B AIS devices are intended generally for use on vessels that are
not required by law to carry AIS devices. Since carriage of Class B AIS
devices is voluntary, the establishment of standards for certifying
such devices should not impose a new compliance burden on vessel
operators. However, to the extent that any commenters believed that the
establishment of equipment certification standards for Class B AIS
devices might impose a significant new compliance burden on any small
entities, the Commission invited those commenters to suggest
alternative or complementary approaches that might reduce or eliminate
that burden, including, but not limited to, the establishment of less
rigorous standards, or the provision of exemptions or grandfathering
protection for small entities.
39. Although the Commission received no comments specifically
addressed to the IRFA for the FNPRM, it has considered all comments to
the FNPRM addressing the impact of any proposed change on small
entities and all suggestions for alternative measures that would have a
less significant impact on small entities. For reasons discussed below,
the Commission has concluded that the rule changes adopted in the
Second Report and Order will not impose undue compliance burdens on
small entities.
40. In order to avoid the disruption of VPC station operations in
inland VPCSAs that might otherwise stem from the designation of Channel
87B for exclusive AIS use in the inland VPCSAs, the Commission has
provided the licensees of those stations with both a significant
transitional period to adjust to the loss of Channel 87B, as well as a
replacement channel. Specifically, the Commission has provided that
site-based licensees operating on Channel 87B in inland areas may
continue to use that channel for fifteen years after the effective date
of these rule changes, and that geographic licensees operating on
Channel 87B in inland VPCSAs may continue to operate on the channel for
a period of two years following the effective date of these rule
amendments. In addition, in each inland VPCSA, the Commission is making
a duplex channel pair, either Channel 84 or Channel 85, depending on
the inland VPCSA, available for VPC use by the geographic licensee as a
replacement for Channel 87B. Channel 84/85 will be made available
immediately upon the effective date of these rule amendments; thus,
licensees will be able to operate on either Channel 84/85 or Channel
87B for a significant period of time, allowing migration of existing
users of Channel 87B to alternative spectrum without disruption of
existing operations on Channel 87B. In addition, the only commenter
opposing the designation of Channel 87B for AIS use in inland VPCSAs
has indicated that the redesignation of Channel 84/85 for VPC use could
suffice to compensate licensees for the loss of use of Channel 87B.
41. The Commission has determined not to adopt rules for the
certification of AIS base station equipment, or for the licensing and
operation of AIS base stations, because AIS base stations perform
critical maritime safety and homeland security functions, and should
therefore be controlled only by Federal entities. Accordingly, there is
no present need to further consider how such rules might affect small
entities.
42. In addition, the Commission continues to find, for the reasons
stated in the IRFA accompanying the FNPRM, that adopting rules for the
certification of Class B AIS devices based on the international
standard, IEC 62287-1, will benefit the manufacturers of such devices,
including small entities, because manufacturers would have to
manufacture Class B AIS devices in accordance with that standard in any
event to serve vessels traveling outside U.S. territorial waters.
Adoption of a different standard incompatible with IEC 62287-1 would
increase costs of manufacturing Class B AIS equipment by requiring that
such equipment conform to both standards. Those costs would be passed
on to consumers, and it is even possible that establishment of
[[Page 5124]]
a U.S.-specific standard for Class B AIS devices would compel vessel
owners and operators, including recreational boaters, to purchase and
install two separate Class B AIS devices. Adoption of a different
standard would also delay domestic deployment of Class B AIS equipment
because no such accepted alternative standard currently exists.
Finally, the Commission has noted that the manufacturers addressing
this issue all support the incorporation by reference of IEC 62287-1.
43. Finally, the Commission has also determined in the Second
Report and Order to impose additional requirements pertaining to the
labeling, sale, installation and operation of Class B AIS equipment.
Specifically, the Commission has adopted rules that: (a) Prohibit any
person from entering an incorrect MMSI or other static data in a Class
B AIS device; (b) require that sellers and professional installers of
Class B AIS devices, not the end users, enter the static data; and (c)
require affixation on a Class B AIS device of a conspicuous label
explaining how to enter and confirm static data, and warning that it is
a violation of the Commission's rules to input an MMSI that has not
been properly assigned to the end user, or to otherwise enter any
improper or inaccurate static data, and to provide this same
information in the user's manual. These provisions do not impose a
significant compliance burden on manufacturers, vendors or users of
Class B AIS equipment. In any event, the Commission does not see any
alternative that would permit differential application of these
requirements on small entities without undermining the purpose of these
requirements, to promote homeland security and maritime safety by
ensuring that Class B AIS devices transmit accurate static data.
F. Report to Congress
44. The Commission will send a copy of this Second Report and Order
in WT Docket No. 04-344, including the Final Regulatory Flexibility
Analysis, in a report to be sent to Congress pursuant to the
Congressional Review Act. In addition, the Commission will send a copy
of the Second Report and Order, including the Final Regulatory
Flexibility Analysis, to the Chief Counsel for Advocacy of the SBA. A
copy of the Second Report and Order and the Final Regulatory
Flexibility Analysis (or summaries thereof) will also be published in
the Federal Register.
List of Subjects
47 CFR Part 2
Communications equipment.
47 CFR Part 80
Incorporation by reference, Communications equipment, Marine
safety, Radio, Vessels.
47 CFR Part 90
Communications equipment, Radio.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Rule Changes
0
For the reasons discussed in the preamble, the Federal Communications
Commission amends 47 CFR parts 2, 80 and 90 as follows:
PART 2--FREQUENCY ALLOCATIONS AND RADIO TREATY MATTERS; GENERAL
RULES AND REGULATIONS
0
1. The authority citation for part 2 continues to read as follows:
Authority: 47 U.S.C. 154, 302a, 303, and 336, unless otherwise
noted.
0
2. Section 2.106, the Table of Frequency Allocations, footnote US399,
is revised to read as follows:
Sec. 2.106 Table of Frequency Allocations.
UNITED STATES (US) NOTES
* * * * *
US399 The frequency bands 161.9625-161.9875 MHz (AIS 1 with its
center frequency at 161.975 MHz) and 162.0125-162.0375 MHz (AIS 2
with its center frequency at 162.025 MHz) are allocated to the
maritime mobile service on a primary basis for Federal Government
and non-Federal Government use, and shall be used exclusively for
Automatic Identification Systems (AIS). However, in VHF Public Coast
Service Areas (VPCSAs) 1-9, site-based stations licensed prior to
November 13, 2006, may continue to operate on a co-primary basis in
the frequency band 161.9625-161.9875 MHz until expiration of the
license term for licenses in active status as of November 13, 2006.
Also, in VPCSAs 10-42, site-based stations licensed in the frequency
band 161.9625-161.9875 MHz prior to March 2, 2009 may remain
authorized to operate on a co-primary basis in that frequency band
until March 4, 2024, and geographical stations licensed in the
frequency band 161.9625-161.9875 MHz prior to March 2, 2009 may
continue to operate on a co-primary basis in that frequency band
until March 2, 2011. See 47 CFR 80.371(c)(1)(ii) for the definitions
of VPCSAs, and geographic license.
* * * * *
PART 80--STATIONS IN THE MARITIME SERVICES
0
3. The authority citation for part 80 continues to read as follows:
Authority: Secs. 4, 303, 307(e), 309, and 332, 48 Stat. 1066,
1082, as amended; 47 U.S.C. 154, 303, 307(e), 309, and 332, unless
otherwise noted. Interpret or apply 48 Stat. 1064-1068, 1081-1105,
as amended; 47 U.S.C. 151-155, 301-609; 3 UST 3450, 3 UST 4726, 12
UST 2377.
0
4. Amend part 80 by adding Sec. 80.231 to read as follows:
Sec. 80.231 Technical Requirements for Class B Automatic
Identification System (AIS) equipment.
(a) Class B Automatic Identification System (AIS) equipment must
meet the technical requirements of the International Electro-technical
Commission (IEC) 62287-1 International Standard, ``Maritime navigation
and radio communication equipment and systems--Class B shipborne
equipment of the Automatic Identification System--Part 1: Carrier--
sense time division multiple access (CSTDMA) techniques,'' First
Edition 2006-03. The Director of the Federal Register approves this
incorporation by reference in accordance with 5 U.S.C. 552(a) and 1 CFR
part 51. Copies of this standard can be inspected at the Federal
Communications Commission, 445 12th Street, SW., Washington, DC
(Reference Information Center), call 1-888-225-5322 or at the National
Archives and Records Administration (NARA). For information on the
availability of this material at NARA, call 202-741-6030, or go to:
https://www.archives.gov/federal_register/code_of_federal_
regulations/ibr_locations.html. IEC publications can be purchased from
the International Electro-technical Commission, 3 Rue de Varembe, CH-
1211 Geneva 20, Switzerland, or from the American National Standards
Institute (ANSI), 25 West 43rd Street, New York, NY 10036, telephone
(212) 642-4900, https://www.ansi.org.
(b) In addition to the labels or other identifying information
required under Sec. Sec. 2.925 and 2.926 of this chapter, each Class B
AIS device shall include a conspicuous label that includes:
Instructions on how to accurately enter into the device and confirm
static data pertaining to the vessel in which the device is or will be
installed; and the following statement: ``WARNING: It is a violation of
the rules of the Federal Communications Commission to input an MMSI
that has not been properly assigned to the end user, or to otherwise
input any inaccurate data in this
[[Page 5125]]
device.'' Instructions on how to accurately enter and confirm static
data in the device shall also be included in the user's manual for the
device. The entry of static data into a Class B AIS device shall be
performed by the vendor of the device or by an appropriately qualified
person in the business of installing marine communications equipment on
board vessels. In no event shall the entry of static data into a Class
B AIS device be performed by the user of the device or the licensee of
a ship station using the device. Knowingly programming a Class B AIS
device with inaccurate static data, or causing a Class B AIS device to
be programmed with inaccurate static data, is prohibited.
(c) Prior to submitting a certification application for a Class B
AIS device, the following information must be submitted in duplicate to
the Commandant (CG-521), U.S. Coast Guard, 2100 2nd Street, SW.,
Washington, DC 20593-0001:
(1) The name of the manufacturer or grantee and the model number of
the AIS device; and
(2) Copies of the test report and test data obtained from the test
facility showing that the device complies with the environmental and
operational requirements identified in IEC 62287-1.
(d) After reviewing the information described in paragraph (c) of
this section, the U.S. Coast Guard will issue a letter stating whether
the AIS device satisfies all of the requirements specified in IEC
62287-1.
(e) A certification application for an AIS device submitted to the
Commission must contain a copy of the U.S. Coast Guard letter stating
that the device satisfies all of the requirements specified in IEC
62287-1, a copy of the technical test data, and the instruction
manual(s).
0
5. Amend Sec. 80.275 by revising the heading and paragraph (a)
introductory text to read as follows:
Sec. 80.275 Technical Requirements for Class A Automatic
Identification System (AIS) equipment.
(a) Prior to submitting a certification application for a Class A
AIS device, the following information must be submitted in duplicate to
the Commandant (G-PSE), U.S. Coast Guard, 2100 2nd Street, SW.,
Washington, DC 20593-0001:
* * * * *
0
6. Amend Sec. 80.371 by removing the column titled ``Frequency pairs
not available for assignment'' in the table in paragraph (c)(1)(ii),
and revising paragraphs (c)(1)(i), (c)(1)(ii) introductory text, and
(c)(3) to read as follows:
Sec. 80.371 Public correspondence frequencies.
* * * * *
(c) Working frequencies in the marine VHF 156-162 MHz band. (1)(i)
The frequency pairs listed in this paragraph are available for
assignment to public coast stations for communications with ship
stations and units on land.
Working Carrier Frequency Pairs in the 156-162 MHz Band \1\
------------------------------------------------------------------------
Carrier Frequency
(MHz)
Channel designator ---------------------
Ship Coast
transmit transmit
------------------------------------------------------------------------
24................................................ 157.200 161.800
84................................................ 157.225 161.825
25 \5\............................................ 157.250 161.850
85 \2\............................................ 157.275 161.875
26................................................ 157.300 161.900
86................................................ 157.325 161.925
27................................................ 157.350 161.950
87 \3\............................................ 157.375 161.975
28................................................ 157.400 162.000
88 \4\............................................ 157.425 162.025
------------------------------------------------------------------------
\1\ For special assignment of frequencies in this band in certain areas
of Washington State, the Great Lakes and the east coast of the United
States pursuant to arrangements between the United States and Canada,
see subpart B of this part.
\2\ The frequency pair 157.275/161.875 MHz is available on a primary
basis to ship and public coast stations. In Alaska it is also
available on a secondary basis to private mobile repeater stations.
\3\ The frequency 161.975 MHz is available only for Automatic
Identification System communications. No license authorizing a site-
based VHF Public Coast Station or a Private Land Mobile Radio Station
to operate on the frequency 161.975 MHz will be renewed unless the
license is or has been modified to remove frequency 161.975 MHz as an
authorized frequency. Licenses authorizing geographic stations to
operate on frequency 161.975 MHz will be modified on March 2, 2011 to
replace the frequency with either frequency pair 157.225/161.825 MHz
(VPCSAs 10-15, 23-30, 33-34, 36-39, and 41-42) or frequency pair
157.275/161.875 MHz (VPCSAs 16-22, 31-32, 35, and 40), unless an
application to so modify the license is granted before that date.
\4\ The frequency 162.025 MHz is available only for Automatic
Identification System communications. One hundred twenty kilometers
(75 miles) from the United States/Canada border, the frequency 157.425
MHz is available for intership and commercial communications. Outside
the Puget Sound area and its approaches and the Great Lakes, 157.425
MHz is available for communications between commercial fishing vessels
and associated aircraft while engaged in commercial fishing
activities.
\5\ In VPCSAs 10-42, the working carrier frequency pair 157.250/161.850
MHz (Channel 25) is not available for assignment under part 80.
* * * * *
(ii) Service areas in the marine VHF 156-162 MHz band are VHF
Public Coast Service Areas (VPCSAs). As listed in the table in this
paragraph, VPCSAs are based on, and composed of one or more of, the
U.S. Department of Commerce's 172 Economic Areas (EAs). See 60 FR 13114
(March 10, 1995). In addition, the Commission shall treat Guam and the
Northern Mariana Islands, Puerto Rico and the United States Virgin
Islands, American Samoa, and the Gulf of Mexico as EA-like areas, and
has assigned them EA numbers 173-176, respectively. Maps of the EAs and
VPCSAs are available for public inspection and copying at the FCC
Public Reference Room, Room CY-A257, 445 12th Street, SW., Washington,
DC 20554, 1-888-225-5322. In addition to the EAs listed in the table in
this paragraph, each VPCSA also includes the adjacent waters under the
jurisdiction of the United States. In VPCSAs 10-42, the working carrier
frequency pair 157.250 MHz/161.850 MHz (Channel 25) is not available
for assignment under part 80.
(3) VPCSA licensees may not operate on Channel 228B (162.0125 MHz),
which is available for use in the Coast Guard's Ports and Waterways
Safety System (PAWSS). In addition, VPCSA licensees may not operate on
Channel AIS 1 (161.975 MHz) or Channel AIS 2 (162.025 MHz), which are
designated exclusively for Automatic Identification Systems (AIS),
except to receive AIS communications to the same extent, and subject to
the same limitations, as other shore stations participating in AIS. See
note 3 to the table in paragraph (c)(1) of this section regarding use
of Channel AIS 1 by VPCSA licensees in VPCSAs 10-42.
* * * * *
0
7. Amend Sec. 80.393 by adding an undesignated center heading ``AIS
STATIONS'' immediately above Sec. 80.393 and by revising the section
to read as follows:
AIS Stations
Sec. 80.393 Frequencies for AIS stations.
Automatic Identification Systems (AIS) are a maritime broadcast
service. The simplex channels at 161.975 MHz (AIS 1) and 162.025 MHz
(AIS 2), each with a 25 kHz bandwidth, may be authorized only for AIS.
In accordance with the Maritime Transportation Security Act, the United
States Coast Guard regulates AIS carriage requirements for non-Federal
Government ships. These requirements are codified at 33 CFR 164.46,
401.20.
0
8. Amend Sec. 80.1101 by adding paragraph (c)(12)(vi) to read as
follows:
Sec. 80.1101 Performance standards.
* * * * *
(c) * * *
[[Page 5126]]
(12) * * *
(vi) With respect to Class B AIS devices only, IEC 62287-1
International Standard, ``Maritime navigation and radio communication
equipment and systems--Class B shipborne equipment of the Automatic
Identification System--part 1: Carrier--sense time division multiple
access (CSTDMA) techniques,'' First Edition 2006-03 (incorporated by
reference at Sec. 80.231).
* * * * *
PART 90-PRIVATE LAND MOBILE RADIO SERVICES
The authority citation for part 90 continues to read as follows:
Authority: Secs. 4(i), 11, 303(g), 303(r) and 332(c)(7) of the
Communications Act of 1934, as amended, 47 U.S.C. 154(i), 161,
303(g), 303(r), 332(c)(7).
0
9. Amend Sec. 90.20 by removing paragraphs (g)(3) and (g)(4),
redesignating paragraph (g)(5) as (g)(3), and revising paragraphs (g)
introductory text, (g)(2) and redesignated paragraphs (g)(3)(i),
(g)(3)(ii), (g)(3)(iii)(B), (g)(3)(iii)(D), and (g)(3)(vi) to read as
follows:
Sec. 90.20 Public safety pool.
* * * * *
(g) Former public correspondence working channel in the maritime
VHF (156-162 MHz) band allocated for public safety use in 33 inland
Economic Areas.
* * * * *
(2) In VHF Public Coast Service Areas (VPCSAs) 10-42, the duplex
channel pair 157.250 MHz/161.850 MHz (VHF Maritime Channel 25) is
allocated for public safety use by entities eligible for licensing
under paragraph (a) of this section, and is designated primarily for
the purpose of interoperability communications. See 47 CFR
80.371(c)(1)(ii) for the definitions of VPCSAs.
(i) The channel pair 157.250 MHz/161.850 MHz was formerly allocated
and assigned (under Sec. 80.371(c) (1997) of this chapter) as a public
correspondence working channel in the maritime VHF 156-162 MHz band,
and wa