Agency Forms Submitted for OMB Review, Request for Comments, 4787-4788 [E9-1649]
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Federal Register / Vol. 74, No. 16 / Tuesday, January 27, 2009 / Notices
Income Security Act of 1974 (ERISA)
requires plan administrators and plan
sponsors to report certain plan and
employer events to PBGC. The reporting
requirements give PBGC notice of events
that indicate plan or employer financial
problems. PBGC uses the information
provided in determining what, if any,
action it needs to take. For example,
PBGC might need to institute
proceedings to terminate a plan (placing
it in trusteeship) under section 4042 of
ERISA to ensure the continued payment
of benefits to plan participants and their
beneficiaries or to prevent unreasonable
increases in its losses.
The forms and instructions have been
revised to remove information that is no
longer applicable in light of changes
made by the Pension Protection Act of
2006 and to refer to interim guidance
issued by PBGC.
The collection of information under
the regulation has been approved
through February 28, 2009, by OMB
under control number 1212–0013. PBGC
is requesting that OMB extend approval
of the collection (with modifications) for
another three years. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid OMB control number.
PBGC estimates that it will receive
637 reportable events per year under
this collection of information. PBGC
further estimates that the average annual
burden of this collection of information
is 2,676 hours and $936,600.
Issued in Washington, DC, this 21st day of
January 2009.
John H. Hanley,
Director, Legislative and Regulatory
Department, Pension Benefit Guaranty
Corporation.
[FR Doc. E9–1790 Filed 1–26–09; 8:45 am]
BILLING CODE 7709–01–P
RAILROAD RETIREMENT BOARD
mstockstill on PROD1PC66 with NOTICES6
Agency Forms Submitted for OMB
Review, Request for Comments
SUMMARY: In accordance with the
Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35), the Railroad
Retirement Board (RRB) is forwarding
two (2) Information Collection Requests
(ICR) to the Office of Information and
Regulatory Affairs (OIRA), Office of
Management and Budget (OMB). Our
ICR describes the information we seek
to collect from the public. Review and
approval by OIRA ensures that we
impose appropriate paperwork burdens.
The RRB invites comments on the
proposed collections of information to
determine (1) The practical utility of the
VerDate Nov<24>2008
17:20 Jan 26, 2009
Jkt 217001
collections; (2) the accuracy of the
estimated burden of the collections; (3)
ways to enhance the quality, utility and
clarity of the information that is the
subject of collection; and (4) ways to
minimize the burden of collections on
respondents, including the use of
automated collection techniques or
other forms of information technology.
Comments to RRB or OIRA must contain
the OMB control number of the ICR. For
proper consideration of your comments,
it is best if RRB and OIRA receive them
within 30 days of publication date.
1. Title and purpose of information
collection:
Request to Non-Railroad Employer for
Information About Annuitant’s Work
and Earnings; OMB 3220–0107.
Under Section 2 of the Railroad
Retirement Act (RRA), a railroad
employee’s retirement annuity or an
annuity paid to the spouse of a railroad
employee is subject to work deductions
in the Tier II component of the annuity
and any employee supplemental
annuity for any month in which the
annuitant works for a Last PreRetirement Non-Railroad Employer
(LPE). LPE is defined as the last person,
company, or institution, other than a
railroad employer, that employed an
employee or spouse annuitant. In
addition, the employee, spouse or
divorced spouse Tier I annuity benefit is
subject to work deductions under
Section 2(F)(1) of the RRA for earnings
from any non-railroad employer that are
over the annual exempt amount. The
regulations pertaining to non-payment
of annuities by reason of work are
contained in 20 CFR 230.1 and 230.2.
The RRB utilizes Form RL–231–F,
Request to Non-Railroad Employer for
Information About Annuitant’s Work
and Earnings, to obtain the information
needed for determining if any work
deductions should be applied because
an annuitant worked in non-railroad
employment after the annuity beginning
date. One response is requested of each
respondent. Completion is voluntary.
Previous Requests for Comments: The
RRB has already published the initial
60-day notice (73 FR 68462 and 68463
on November 18, 2008) required by 44
U.S.C. 3506(c)(2). That request elicited
no comments.
Information Collection Request (ICR)
Title: Request to Non-Railroad
Employer for Information About
Annuitant’s Work and Earnings.
Form(s) submitted: RL–231–F.
OMB Control Number: 3220–0107.
Expiration date of current OMB
clearance: 1/31/2009.
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4787
Type of request: Extension without
change of a currently approved
collection.
Affected Public: Business or other forprofit.
Estimated annual number of
respondents: 300.
Total annual responses: 300.
Total annual reporting hours: 150.
Abstract: Under the Railroad
Retirement Act (RRA), benefits are not
payable if an annuitant works for an
employer covered under the RRA or last
non-railroad employer. The collection
obtains information regarding an
annuitant’s work and earnings from a
non-railroad employer. The information
will be used for determining whether
benefits should be withheld.
Changes Proposed: The RRB proposes
no changes to Form RL–231–F.
2. Title and Purpose of Information
Collection
Supplemental Information on
Accident and Insurance; OMB 3220–
0036.
Under Section 12(o) of the Railroad
Unemployment Insurance Act (RUIA),
the Railroad Retirement Board is
entitled to reimbursement of the
sickness benefits paid to a railroad
employee if the employee receives a
sum or damages for the same infirmity
for which the benefits are paid. Section
2(f) of the RUIA requires employers to
reimburse the RRB for days in which
salary, wages, pay for time lost or other
remuneration is later determined to be
payable. Reimbursements under section
2(f) generally result from the award of
pay for time lost or the payment of
guaranteed wages. The RUIA prescribes
that the amount of benefits paid be
deducted and held by the employer in
a special fund for reimbursement to the
RRB.
The RRB currently utilizes Form(s)
SI–1c, (Supplemental Information on
Accident and Insurance), SI–5 (Report
of Payments to Employee Claiming
Sickness Benefits Under the RUIA), ID–
3s (Request for Lien Information), ID–
3s–1, (Lien Information Under Section
12(o) of the RUIA), ID–3U (Request for
Section 2(f) Information), ID–30k (Form
Letter Asking Claimant for Additional
Information on Injury or Illness), and
ID–30k–1 (Request for Supplemental
Information on Injury or Illness—3rd
Party), to obtain the necessary
information from claimants and railroad
employers. Completion is required to
obtain or retain benefits.
Previous Requests for Comments: The
RRB has already published the initial
60-day notice (73 FR 68462 and 68463
on November 18, 2008) required by 44
U.S.C. 3506(c)(2). That request elicited
no comments.
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27JAN1
4788
Federal Register / Vol. 74, No. 16 / Tuesday, January 27, 2009 / Notices
Information Collection Request (ICR)
Title: Supplemental Information on
Accident and Insurance.
Form(s) submitted: SI–1c, SI–5, ID–
3s–1, ID–3U, ID–30k, ID–30k–1, ID–3s.
OMB Control Number: 3220–0036.
Expiration date of current OMB
clearance: 1/31/2009.
Type of request: Revision of a
currently approved collection.
Affected Public: Individuals or
Households, Business or other for-profit.
Estimated annual number of
respondents: 10,000.
Total annual responses: 28,500.
Total annual reporting hours: 1,693.
Abstract: The Railroad
Unemployment Insurance Act provides
for the recovery of sickness benefits
paid if an employee receives a
settlement for the same injury for which
benefits were paid. The collection
obtains information abut the person or
company responsible for such payments
that is needed to determine the amount
of the RRB’s entitlement.
Changes Proposed: The RRB proposes
minor non-burden impacting changes to
Forms SI–1c, ID–3s, ID–3s–1 and ID–3U.
No other changes are proposed.
Additional Information or Comments:
Copies of the form and supporting
documents can be obtained from
Charles Mierzwa, the agency clearance
officer at (312–751–3363) or
Charles.Mierzwa@rrb.gov.
Comments regarding the information
collection should be addressed to
Ronald J. Hodapp, Railroad Retirement
Board, 844 North Rush Street, Chicago,
Illinois 60611–2092 or
Ronald.Hodapp@rrb.gov and to the
OMB Desk Officer for the RRB, at the
Office of Management and Budget,
Room 10230, New Executive Office
Building, Washington, DC 20503.
Charles Mierzwa,
Clearance Officer.
[FR Doc. E9–1649 Filed 1–26–09; 8:45 am]
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Form SE (17 CFR 239.64) is used by
registrants to file paper copies of
exhibits that would be difficult or
impossible to submit electronically. The
information contained in Form SE is
used by the Commission to identify
paper copies of exhibits. Form SE is
filed by individuals, companies or other
for-profit organizations that are required
to file electronically. Approximately 782
registrants file Form SE and it takes an
estimated .10 hours per response for a
total annual burden of 78 hours.
Written comments are invited on: (a)
Whether these proposed collections of
information are necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Charles Boucher, Director/CIO, C/O
Shirley Martinson, 6432 General Green
Way, Alexandria, Virginia 22312; or
send an e-mail to:
PRA_Mailbox@sec.gov.
Dated: January 14, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–1676 Filed 1–26–09; 8:45 am]
BILLING CODE 7905–01–P
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
mstockstill on PROD1PC66 with NOTICES6
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension: Form SE, OMB Control No. 3235–
0327, SEC File No. 270–289.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
17:20 Jan 26, 2009
Jkt 217001
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange is proposing to amend
BATS Rule 11.9, entitled ‘‘Orders and
Modifiers,’’ to provide Exchange system
functionality that will cancel any
portion of a market order submitted to
the Exchange (a ‘‘BATS market order’’)
that would execute at a price that is
more than 50 cents or 5 percent worse
than the NBBO at the time the order
initially reaches the Exchange (the
‘‘Initial NBBO’’), whichever is greater.
The text of the proposed rule change
is available at the Exchange’s Web site
at https://www.batstrading.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant parts of such
statements.
[Release No. 34–59258; File No. SR–BATS–
2009–001]
Proposed Collection; Comment
Request
VerDate Nov<24>2008
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on January
12, 2009, BATS Exchange, Inc. (‘‘BATS’’
or the ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange has
designated this proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to Section 19(b)(3)(A) of the
Act 3 and Rule 19b–4(f)(6)(iii)
thereunder,4 which renders it effective
upon filing with the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
Self-Regulatory Organizations; BATS
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend BATS Rule
11.9, entitled ‘‘Orders and Modifiers’’
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of the proposed rule
change is to protect market participants
1 15
January 15, 2009.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
PO 00000
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Fmt 4703
Sfmt 4703
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(6).
2 17
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Agencies
[Federal Register Volume 74, Number 16 (Tuesday, January 27, 2009)]
[Notices]
[Pages 4787-4788]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-1649]
=======================================================================
-----------------------------------------------------------------------
RAILROAD RETIREMENT BOARD
Agency Forms Submitted for OMB Review, Request for Comments
SUMMARY: In accordance with the Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35), the Railroad Retirement Board (RRB) is forwarding
two (2) Information Collection Requests (ICR) to the Office of
Information and Regulatory Affairs (OIRA), Office of Management and
Budget (OMB). Our ICR describes the information we seek to collect from
the public. Review and approval by OIRA ensures that we impose
appropriate paperwork burdens.
The RRB invites comments on the proposed collections of information
to determine (1) The practical utility of the collections; (2) the
accuracy of the estimated burden of the collections; (3) ways to
enhance the quality, utility and clarity of the information that is the
subject of collection; and (4) ways to minimize the burden of
collections on respondents, including the use of automated collection
techniques or other forms of information technology. Comments to RRB or
OIRA must contain the OMB control number of the ICR. For proper
consideration of your comments, it is best if RRB and OIRA receive them
within 30 days of publication date.
1. Title and purpose of information collection:
Request to Non-Railroad Employer for Information About Annuitant's
Work and Earnings; OMB 3220-0107.
Under Section 2 of the Railroad Retirement Act (RRA), a railroad
employee's retirement annuity or an annuity paid to the spouse of a
railroad employee is subject to work deductions in the Tier II
component of the annuity and any employee supplemental annuity for any
month in which the annuitant works for a Last Pre-Retirement Non-
Railroad Employer (LPE). LPE is defined as the last person, company, or
institution, other than a railroad employer, that employed an employee
or spouse annuitant. In addition, the employee, spouse or divorced
spouse Tier I annuity benefit is subject to work deductions under
Section 2(F)(1) of the RRA for earnings from any non-railroad employer
that are over the annual exempt amount. The regulations pertaining to
non-payment of annuities by reason of work are contained in 20 CFR
230.1 and 230.2.
The RRB utilizes Form RL-231-F, Request to Non-Railroad Employer
for Information About Annuitant's Work and Earnings, to obtain the
information needed for determining if any work deductions should be
applied because an annuitant worked in non-railroad employment after
the annuity beginning date. One response is requested of each
respondent. Completion is voluntary.
Previous Requests for Comments: The RRB has already published the
initial 60-day notice (73 FR 68462 and 68463 on November 18, 2008)
required by 44 U.S.C. 3506(c)(2). That request elicited no comments.
Information Collection Request (ICR)
Title: Request to Non-Railroad Employer for Information About
Annuitant's Work and Earnings.
Form(s) submitted: RL-231-F.
OMB Control Number: 3220-0107.
Expiration date of current OMB clearance: 1/31/2009.
Type of request: Extension without change of a currently approved
collection.
Affected Public: Business or other for-profit.
Estimated annual number of respondents: 300.
Total annual responses: 300.
Total annual reporting hours: 150.
Abstract: Under the Railroad Retirement Act (RRA), benefits are not
payable if an annuitant works for an employer covered under the RRA or
last non-railroad employer. The collection obtains information
regarding an annuitant's work and earnings from a non-railroad
employer. The information will be used for determining whether benefits
should be withheld.
Changes Proposed: The RRB proposes no changes to Form RL-231-F.
2. Title and Purpose of Information Collection
Supplemental Information on Accident and Insurance; OMB 3220-0036.
Under Section 12(o) of the Railroad Unemployment Insurance Act
(RUIA), the Railroad Retirement Board is entitled to reimbursement of
the sickness benefits paid to a railroad employee if the employee
receives a sum or damages for the same infirmity for which the benefits
are paid. Section 2(f) of the RUIA requires employers to reimburse the
RRB for days in which salary, wages, pay for time lost or other
remuneration is later determined to be payable. Reimbursements under
section 2(f) generally result from the award of pay for time lost or
the payment of guaranteed wages. The RUIA prescribes that the amount of
benefits paid be deducted and held by the employer in a special fund
for reimbursement to the RRB.
The RRB currently utilizes Form(s) SI-1c, (Supplemental Information
on Accident and Insurance), SI-5 (Report of Payments to Employee
Claiming Sickness Benefits Under the RUIA), ID-3s (Request for Lien
Information), ID-3s-1, (Lien Information Under Section 12(o) of the
RUIA), ID-3U (Request for Section 2(f) Information), ID-30k (Form
Letter Asking Claimant for Additional Information on Injury or
Illness), and ID-30k-1 (Request for Supplemental Information on Injury
or Illness--3rd Party), to obtain the necessary information from
claimants and railroad employers. Completion is required to obtain or
retain benefits.
Previous Requests for Comments: The RRB has already published the
initial 60-day notice (73 FR 68462 and 68463 on November 18, 2008)
required by 44 U.S.C. 3506(c)(2). That request elicited no comments.
[[Page 4788]]
Information Collection Request (ICR)
Title: Supplemental Information on Accident and Insurance.
Form(s) submitted: SI-1c, SI-5, ID-3s-1, ID-3U, ID-30k, ID-30k-1,
ID-3s.
OMB Control Number: 3220-0036.
Expiration date of current OMB clearance: 1/31/2009.
Type of request: Revision of a currently approved collection.
Affected Public: Individuals or Households, Business or other for-
profit.
Estimated annual number of respondents: 10,000.
Total annual responses: 28,500.
Total annual reporting hours: 1,693.
Abstract: The Railroad Unemployment Insurance Act provides for the
recovery of sickness benefits paid if an employee receives a settlement
for the same injury for which benefits were paid. The collection
obtains information abut the person or company responsible for such
payments that is needed to determine the amount of the RRB's
entitlement.
Changes Proposed: The RRB proposes minor non-burden impacting
changes to Forms SI-1c, ID-3s, ID-3s-1 and ID-3U. No other changes are
proposed.
Additional Information or Comments: Copies of the form and
supporting documents can be obtained from Charles Mierzwa, the agency
clearance officer at (312-751-3363) or Charles.Mierzwa@rrb.gov.
Comments regarding the information collection should be addressed
to Ronald J. Hodapp, Railroad Retirement Board, 844 North Rush Street,
Chicago, Illinois 60611-2092 or Ronald.Hodapp@rrb.gov and to the OMB
Desk Officer for the RRB, at the Office of Management and Budget, Room
10230, New Executive Office Building, Washington, DC 20503.
Charles Mierzwa,
Clearance Officer.
[FR Doc. E9-1649 Filed 1-26-09; 8:45 am]
BILLING CODE 7905-01-P