Modification of Action Taken in Connection With WTO Dispute Settlement Proceedings on the European Communities' Ban on Imports of U.S. Beef and Beef Products, 4265-4268 [E9-1257]
Download as PDF
Federal Register / Vol. 74, No. 14 / Friday, January 23, 2009 / Notices
President under Sections 301 and 302 of
the Trade Agreements Act of 1979 (‘‘the
Trade Agreements Act’’) (19 U.S.C.
2511, 2512) to the United States Trade
Representative.
Now, therefore, I, Susan C. Schwab,
United States Trade Representative, in
conformity with the provisions of
sections 301 and 302 of the Trade
Agreements Act, and Executive Order
12260, and in order to carry out U.S.
obligations under Chapter Nine of the
Peru TPA, do hereby determine that:
1. Peru is a country, other than a
major industrialized country, which,
pursuant to the Peru TPA, will provide
appropriate reciprocal competitive
government procurement opportunities
to United States products and suppliers
of such products. In accordance with
section 301(b)(3) of the Trade
Agreements Act, Peru is so designated
for purposes of section 301(a) of the
Trade Agreements Act.
2. With respect to eligible products of
Peru (i.e., goods and services covered by
the Schedules of the United States in
Annex 9.1 of the Peru TPA) and
suppliers of such products, the
application of any law, regulation,
procedure, or practice regarding
government procurement that would, if
applied to such products and suppliers,
result in treatment less favorable than
accorded—
(A) To United States products and
suppliers of such products; or
(B) To eligible products of another
foreign country or instrumentality
which is a party to the Agreement on
Government Procurement referred to in
section 101(d)(17) of the Uruguay
Round Agreements Act (19 U.S.C.
3511(d)(17)) and suppliers of such
products, shall be waived.
With respect to Peru, this waiver shall
be applied by all entities listed in the
Schedules of the United States in
Section A and in List A of Section C of
Annex 9.1 of the Peru TPA.
3. The designation in paragraph 1 and
the waiver in paragraph 2 are subject to
modification or withdrawal by the
United States Trade Representative.
mstockstill on PROD1PC66 with NOTICES
Susan C. Schwab,
United States Trade Representative.
[FR Doc. E9–1451 Filed 1–22–09; 8:45 am]
BILLING CODE 3190–W9–P
OFFICE OF THE UNITED STATES
TRADE REPRESENTATIVE
[Docket No. USTR–2008–0036]
Modification of Action Taken in
Connection With WTO Dispute
Settlement Proceedings on the
European Communities’ Ban on
Imports of U.S. Beef and Beef Products
AGENCY: Office of the United States
Trade Representative.
ACTION: Notice and modification of
action.
SUMMARY: The United States Trade
Representative (‘‘Trade Representative’’)
has decided to modify the action taken
in July 1999 in connection with the
World Trade Organization (‘‘WTO’’)
authorization to the United States in the
EC-Beef Hormones dispute to suspend
concessions and related obligations with
respect to the European Communities
(‘‘EC’’). In particular, as described in
this notice and its annex, the Trade
Representative has decided: (1) To
remove some products from the list of
products currently subject to 100
percent ad valorem duties; (2) to impose
100 percent ad valorem duties on some
new products from certain EC member
States; (3) to modify the coverage with
respect to particular EC member States;
and (4) to raise the level of duties on
one of the products that is being
maintained on the product list. The
trade value of the products subject to
the modified action continues not to
exceed the $116.8 million per year level
authorized by the WTO in July 1999.
DATES: Effective Date: The modifications
described in the Annex to this notice
shall be effective with respect to
products that are entered, or withdrawn
from warehouse, for consumption on or
after March 23, 2009. Any merchandise
subject to increased duties under this
determination that is admitted to U.S.
foreign-trade zones on or after March 23,
2009 must be admitted as ‘‘privileged
foreign status’’ as defined in 19 CFR
146.41.
FOR FURTHER INFORMATION CONTACT:
Roger Wentzel, Director, Agricultural
Affairs, (202) 395–6127 or David
Weiner, Director for the European
Union, (202) 395–4620 for questions
concerning the EC-Beef Hormones
dispute; or William Busis, Associate
General Counsel and Chair of the
Section 301 Committee, (202) 395–3150,
for questions concerning procedures
under Section 301.
SUPPLEMENTARY INFORMATION:
VerDate Nov<24>2008
18:32 Jan 22, 2009
Jkt 217001
PO 00000
Frm 00132
Fmt 4703
Sfmt 4703
4265
A. The EC-Beef Hormones Case
The EC bans the import of beef and
beef products produced from animals to
which any of six hormones 1 have been
administered for growth promotion
purposes. The effect of the EC ban is to
prohibit the import of substantially all
U.S.-produced beef and beef products.
In February 1998, the WTO Dispute
Settlement Body (‘‘DSB’’) found that the
EC ban was inconsistent with EC
obligations under the WTO Agreement.
In July 1999, a WTO arbitrator
determined that the EC import ban on
U.S. beef and beef products has
nullified or impaired U.S. benefits
under the WTO Agreement in the
amount of $116.8 million each year. On
July 26, 1999, the DSB authorized the
United States to suspend the application
to the EC, and member States thereof, of
WTO tariff concessions and related
obligations covering trade in an amount
of $116.8 million per year. Pursuant to
that authorization, the Office of the
United States Trade Representative
(‘‘USTR’’) announced a list of EC
products that would be subject to a 100
percent rate of duty effective with
respect to products entered, or
withdrawn from warehouse, for
consumption on or after July 29, 1999.
See 64 FR 40638.
Since that time, the United States and
the EC have continued to consult in an
effort to resolve this dispute. Those
discussions include the possibility of an
interim agreement that would provide
meaningful market access for U.S. beef
products produced without growthpromoting hormones, in return for a
suspension of the increased duties on
EC products.
The EC argues that EC legislation of
2003 amending the import ban on beef
and beef products produced from
animals treated with certain hormones
brought the EC into compliance with its
WTO obligations. In January 2005, the
EC requested the establishment of a
WTO dispute settlement panel to
consider the EC claim that the United
States was no longer authorized to
suspend concessions as a result of the
EC’s adoption of the new legislation
amending the import ban. (See 70 FR
8655 for a description of this dispute
brought by the EC.)
On October 16, 2008, the WTO
Appellate Body issued a report rejecting
the EC claim and confirming that the
July 1999 DSB authorization to suspend
concessions remains in effect unless and
until the DSB rules that the EC has
brought its measures into compliance
1 The six hormones at issue are estradiol 17–b,
testosterone, progesterone, zeranol, trenbolone
acetate (‘‘TBA’’) and melengestrol acetate (‘‘MGA’’).
E:\FR\FM\23JAN1.SGM
23JAN1
4266
Federal Register / Vol. 74, No. 14 / Friday, January 23, 2009 / Notices
with its WTO obligations. The DSB
adopted its recommendations and
rulings on November 14, 2008. On
December 22, 2008, the EC took steps
towards initiating another WTO
proceeding by requesting consultations
with the United States regarding the EC
view that it has brought its measures
into compliance with the 1998 WTO
recommendations and rulings.
The decision by the Trade
Representative to modify the July 1999
action should not be construed as a
determination with respect to whether
or not the EC legislation of 2003
amending the import ban on beef and
beef products is consistent with WTO
rules. Rather, the purpose of modifying
the action is to increase its effectiveness
in terms of promoting a resolution of
this dispute, including through the
possible conclusion of an interim
agreement that would provide
meaningful market access for U.S. beef
producers, taking into account the
economic impact of the action on the
United States.
mstockstill on PROD1PC66 with NOTICES
B. Section 307 of the Trade Act of 1974,
as Amended
Section 307 of the Trade Act of 1974,
as amended, provides for a review of
actions taken under Section 301,
including actions taken in connection
with a WTO dispute settlement
proceeding. In particular, Section 307
provides for the Trade Representative to
conduct a review of—
(A) the effectiveness in achieving the
objectives of section 301 of—
(i) such action, and
(ii) other actions that could be taken
(including actions against other
products or services), and
(B) the effects of such actions on the
U.S. economy, including consumers.
C. Section 306 of the Trade Act of 1974,
as Amended
Section 306(b)(2)(B) of the Trade Act
provides for the periodic review and
revision of Section 301 actions taken in
the course of a WTO dispute settlement
proceeding. Section 306(b)(2)(B)(ii)
provides exceptions in the event that (1)
the USTR and the Section 301 petitioner
(or, if USTR self-initiated the Section
301 investigation, the affected U.S.
industry) agree that changing the action
under Section 301 is unnecessary, or (2)
resolution of the case is imminent.
Section 306 provides that the standard
for revising actions is to select changes
that are most likely to result in
implementation of the DSB
recommendations, or in achieving some
other satisfactory resolution of the
dispute. The provision also requires that
lists of products subject to increased
VerDate Nov<24>2008
18:32 Jan 22, 2009
Jkt 217001
duties—both initially and after each of
the periodic changes—include
reciprocal goods of the U.S. industries
affected by the measure at issue in the
WTO dispute.
The USTR and the affected U.S.
industry had agreed that changes in the
action taken under Section 301 in
connection with the EC-Beef Hormones
dispute have been unnecessary;
accordingly, the exception under
Section 306(b)(2)(B) has been in effect.
In response to the November 6, 2008
request for public comments (see
below), the affected industry expressed
the view that a different approach may
be needed in order to obtain a resolution
of this dispute.
D. Prior Notice and Comment
In order to assist in a possible
modification to the action in accordance
with Section 306 of the Trade Act, and
to provide information in connection
with a review under Section 307 of the
Trade Act, USTR published a notice on
behalf of the Section 301 Committee
seeking public comments regarding a
possible modification to the July 1999
action. See 73 FR 66,066 (November 6,
2008). The notice requested that
comments be submitted by December 8,
2008.
The Section 301 Committee sought
comments with respect to: (i) Whether
maintaining or imposing increased
duties on particular products would be
practicable or effective in terms of
encouraging a favorable resolution of
the dispute, and (ii) whether
maintaining or imposing increased
duties on particular products would
cause disproportionate economic harm
to U.S. interests, including small- or
medium-size businesses and consumers.
In addition, the Section 301 Committee
requested comments on whether actions
with respect to particular products
should be taken with respect to
products of all member States of the
European Communities, or whether
action should be taken with respect to
products of one or more particular
member States of the European
Communities.
Approximately 600 public comments
were received in response to the
November 6, 2008 notice. Taking
account of the public comments, the
Section 301 Committee—considering
the effects on the U.S. economy,
including consumers—prepared a
recommendation for a modified action
that would be more effective in terms of
achieving the objectives of Section 301.
E. Determination and Action
The Trade Representative, taking
account of the effects of such action on
PO 00000
Frm 00133
Fmt 4703
Sfmt 4703
the U.S. economy, including consumers,
has accepted the recommendation of the
Section 301 Committee to modify the
July 1999 action so as to increase its
effectiveness. The modified action
further implements the authorization
granted by the DSB to the United States
under Article 22 of the DSU, and is
taken pursuant to the authority granted
to the Trade Representative under
sections 306 and 307 of the Trade Act.
The trade value of the products subject
to the modified action remains at or
below the $116.8 million per year level
authorized by the WTO in July 1999.
The Trade Representative has
decided: (1) To remove some products
from the list of products currently
subject to 100 percent ad valorem duties
(specifically, the articles provided for in
HTS subheadings 9903.02.31,
9903.02.33, 9903.02.35, 9903.02.37,
9903.02.38, 9903.02.39, 9903.02.40,
9903.02.41, 9903.02.42 and 9903.02.47);
(2) to impose 100 percent ad valorem
duties on some new products from
certain EC member States; (3) to modify
the coverage with respect to particular
EC member States; and (4) to raise the
level of duties on one of the products
that is being maintained on the product
list. The modified action pursuant to the
Trade Representative’s determination is
set out in Annex A to this notice. Annex
B to this notice deletes the chapter 99
subheadings established in July 1999 for
the purpose of implementing the prior
action.
The Trade Representative’s
determination shall be effective with
respect to articles that are entered, or
withdrawn from warehouse, for
consumption on or after March 23,
2009. Any merchandise that is subject to
increased duties under part A of the
Annex that is admitted to a U.S. foreign
trade zone (U.S. FTZ) on or after March
23, 2009 must be admitted with
‘‘privileged foreign status,’’ as defined
in 19 CFR 146.41. In addition, any
merchandise that is no longer subject to
increased duties as a result of the Trade
Representative’s determination to
modify the July 1999 action is no longer
subject to the requirement that it must
be admitted to a U.S. FTZ with
‘‘privileged foreign status.’’
William L. Busis,
Chair, Section 301 Committee.
Annex
A. Effective with respect to articles
entered, or withdrawn from warehouse for
consumption, on or after March 23, 2009, the
Harmonized Tariff Schedule of the United
States (HTS) is modified by adding in
numerical sequence the following superior
text and subheadings to subchapter III of
chapter 99 to the HTS. The superior text and
E:\FR\FM\23JAN1.SGM
23JAN1
Federal Register / Vol. 74, No. 14 / Friday, January 23, 2009 / Notices
subheadings are set forth in columnar format,
and material in such columns is inserted in
the columns of the HTS designated
‘‘Heading/Subheading,’’ ‘‘Article
4267
Description,’’ and ‘‘Rates of Duty 1—
General,’’ respectively:
‘‘ARTICLES THE PRODUCT OF AUSTRIA, BELGIUM, BULGARIA, CYPRUS, CZECH REPUBLIC, DENMARK, ESTONIA, FINLAND,
FRANCE, GERMANY, GREECE, HUNGARY, IRELAND, ITALY, LATVIA, LITHUANIA, LUXEMBOURG, MALTA, THE NETHERLANDS, POLAND, PORTUGAL, ROMANIA, SLOVAKIA, SLOVENIA, SPAIN OR SWEDEN:
Meat of bovine animals, fresh or chilled (provided for in heading 0201):
9903.02.48 ..................
9903.02.49 ..................
Articles of subheading 0201.10.05, 0201.10.10, 0201.20.02, 0201.20.04, 0201.20.06, 0201.20.10,
0201.20.30, 0201.20.50, 0201.30.02, 0201.30.04, 0201.30.06, 0201.30.10, 0201.30.30 or 0201.30.50.
Articles of subheading 0201.10.50, 0201.20.80 or 0201.30.80 ...........................................................................
100%
100%
Meat of bovine animals, frozen (provided for in heading 0202):
9903.02.50 ..................
9903.02.51
9903.02.52
9903.02.53
9903.02.54
9903.02.55
..................
..................
..................
..................
..................
9903.02.56 ..................
9903.02.57 ..................
9903.02.58 ..................
9903.02.59 ..................
9903.02.60 ..................
9903.02.61 ..................
9903.02.62 ..................
9903.02.63 ..................
9903.02.64 ..................
9903.02.65 ..................
9903.02.66 ..................
9903.02.67 ..................
9903.02.68 ..................
9903.02.69 ..................
9903.02.70 ..................
9903.02.71 ..................
9903.02.72 ..................
9903.02.73 ..................
9903.02.74 ..................
9903.02.75 ..................
Articles of subheading 0202.10.05, 0202.10.10, 0202.20.02, 0202.20.04, 0202.20.06, 0202.20.10,
0202.20.30, 0202.20.50, 0202.30.02, 0202.30.04, 0202.30.06, 0202.30.10, 0202.30.30 or 0202.30.50.
Articles of subheading 0202.10.50, 0202.20.80 or 0202.30.80 ...........................................................................
Meat of swine, fresh or chilled (provided for in subheading 0203.11, 0203.12 or 0203.19) ...........................
Carcasses and half-carcasses of swine, frozen (provided for in subheading 0203.21) ......................................
Hams, shoulders, and cuts thereof, with bone in, of swine, frozen (provided for in subheading 0203.22) ...
Processed meat of swine, frozen, other than carcasses and half-carcasses of swine and other than hams,
shoulders, and cuts thereof, with bone in (provided for in subheading 0203.29.20).
Edible offal of bovine animals, fresh or chilled (provided for in subheading 0206.10) ...................................
Edible offal of bovine animals, frozen (provided for in subheading 0206.21, 0206.22 or 0206.29) ................
Meat and edible offal, of the poultry of heading 0105, fresh, chilled or frozen (provided for in heading
0207).
Hams, shoulders, and cuts thereof, with bone in, of swine, salted, in brine, dried or smoked (provided for
in subheading 0210.11).
Meat of bovine animals, salted, in brine, dried or smoked (provided for in subheading 0210.20) .................
Meat of poultry of heading 0105, salted, in brine, dried or smoked (provided for in subheading
0210.99.20).
Roquefort cheese (provided for in subheading 0406.40.20 and 0406.40.40) .....................................................
Foliage, branches and other parts of plants, without flowers or flower buds, and grasses, being goods of a
kind suitable for bouquets or for ornamental purposes, fresh, dried or bleached (provided for in subheading 0604.91 or 0604.99.30).
Truffles, fresh or chilled (provided for in subheading 0709.59.10) ...................................................................
Rolled or flaked grains of oats (provided for in subheading 1104.12) ..............................................................
Grains of oats, hulled, pearled, sliced, kibbled or otherwise worked, not elsewhere specified or included
(provided for in subheading 1104.22).
Sausages and similar products of beef, and food preparations based on these products, in airtight containers (provided for in subheading 1601.00.40).
Other prepared or preserved meat, meat offal or blood, of liver of any animal (provided for in subheading
1602.20).
Other prepared or preserved meat, meat offal or blood, of poultry of heading 0105 (provided for in subheading 1602.31, 1602.32, 1602.39).
Other prepared or preserved meat, meat offal or blood, of bovine animals (provided for in subheading
1602.50).
Chewing gum, whether or not sugar-coated, not containing cocoa (provided for in subheading 1704.10) ....
Chocolate and other food preparations containing cocoa, in blocks, slabs or bars, filled, weighing 2 kg or
less each (provided for in subheading 1806.31).
Lingonberry and raspberry jams (provided for in subheading 2007.99.05) ......................................................
Pears, otherwise prepared or preserved, whether or not containing added sugar or other sweetening matter or spirit, not elsewhere specified or included (provided for in subheading 2008.40).
Peaches, excluding nectarines, otherwise prepared or preserved, whether or not containing added sugar
or other sweetening matter or spirit, not elsewhere specified or included (provided for in subheading
2008.70.20).
100%
100%
100%
100%
100%
100%
100%
100%
100%
100%
100%
100%
300%
100%
100%
100%
100%
100%
100%
100%
100%
100%
100%
100%
100%
100%
Articles the product of Finland, France, Ireland, the Netherlands or Sweden:
9903.02.76 ..................
Meat of swine, frozen, not processed, other than carcasses and half-carcasses of swine and other than
hams, shoulders, and cuts thereof, with bone in (provided for in subheading 0203.29.40).
9903.02.77 ..................
Chestnuts (Castanea spp.), fresh or dried, whether or not shelled or peeled (provided for in subheading
0802.40).
Wool grease (other than crude wool grease) and fatty substances derived from wool grease (including lanolin) (provided for in subheading 1505.00.90).
100%
Articles the product of France:
9903.02.78 ..................
100%
100%
Articles the product of Austria, Cyprus, France or Poland:
mstockstill on PROD1PC66 with NOTICES
9903.02.79 ..................
9903.02.80 ..................
9903.02.81 ..................
VerDate Nov<24>2008
Grape juice (including grape must), not fortified with vitamins or minerals, unfermented and not containing added spirit, whether or not containing added sugar or other sweetening matter (provided for in
subheading 2009.61 or 2009.69).
Juice of any other single fruit, not elsewhere specified or included, not fortified with vitamins or minerals, unfermented and not containing added spirit, whether or not containing added sugar or other
sweetening matter (provided for in subheading 2009.80.60).
Mixtures of juices, other than mixtures of vegetable juices, not fortified with vitamins or minerals,
unfermented and not containing added spirit, whether or not containing added sugar or other sweetening matter (provided for in subheading 2009.90.40).
18:32 Jan 22, 2009
Jkt 217001
PO 00000
Frm 00134
Fmt 4703
Sfmt 4703
E:\FR\FM\23JAN1.SGM
23JAN1
100%
100%
100%
4268
Federal Register / Vol. 74, No. 14 / Friday, January 23, 2009 / Notices
‘‘ARTICLES THE PRODUCT OF AUSTRIA, BELGIUM, BULGARIA, CYPRUS, CZECH REPUBLIC, DENMARK, ESTONIA, FINLAND,
FRANCE, GERMANY, GREECE, HUNGARY, IRELAND, ITALY, LATVIA, LITHUANIA, LUXEMBOURG, MALTA, THE NETHERLANDS, POLAND, PORTUGAL, ROMANIA, SLOVAKIA, SLOVENIA, SPAIN OR SWEDEN:—Continued
Articles the product of Italy:
9903.02.82 ..................
Mineral waters and aerated waters, not containing added sugar or other sweetening matter nor flavored
(provided for in subheading 2201.10).
B. Effective with respect to articles entered,
or withdrawn from warehouse for
consumption, on or after March 23, 2009,
subchapter III of chapter 99 of the
Harmonized Tariff Schedule of the United
States (HTS) is modified by deleting the
following HTS subheadings: 9903.02.21,
9903.02.22, 9903.02.23, 9903.02.24,
9903.02.25, 9903.02.26, 9903.02.27,
9903.02.28, 9903.02.29, 9903.02.30,
9903.02.31, 9903.02.32, 9903.02.33,
9903.02.34, 9903.02.35, 9903.02.36,
9903.02.37, 9903.02.38, 9903.02.39,
9903.02.40, 9903.02.41, 9903.02.42,
9903.02.43, 9903.02.44, 9903.02.45,
9903.02.46 and 9903.02.47.
[FR Doc. E9–1257 Filed 1–22–09; 8:45 am]
BILLING CODE 3190–W9–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–28603; 812–13552]
Calamos Convertible Opportunities
and Income Fund, et al.; Notice of
Application
January 14, 2009.
mstockstill on PROD1PC66 with NOTICES
AGENCY: Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of application for an
order under section 6(c) of the
Investment Company Act of 1940
(‘‘Act’’) for an exemption from sections
18(a)(1)(A) and (B) of the Act.
APPLICANTS: Calamos Convertible
Opportunities and Income Fund
(‘‘CHI’’), Calamos Convertible and High
Income Fund (‘‘CHY’’), Calamos
Strategic Total Return Fund (‘‘CSQ’’),
and Calamos Global Dynamic Income
Fund (‘‘CHW’’) (each, a ‘‘Fund’’ and
collectively, ‘‘Funds’’).
SUMMARY OF APPLICATION: Applicants
request an order (‘‘Order’’) granting an
exemption from sections 18(a)(1)(A) and
(B) of the Act for a period from the date
of the Order until October 31, 2010. The
Order would permit each Fund to issue
or incur debt subject to asset coverage
of 200% that would be used to refinance
all of the Fund’s auction rate preferred
shares (‘‘ARPS’’) issued prior to
February 1, 2008 that are outstanding at
the time of the Order. The Order also
would permit each Fund to declare
dividends or any other distributions on,
or purchase, capital stock during the
term of the Order, provided that any
VerDate Nov<24>2008
18:32 Jan 22, 2009
Jkt 217001
such debt has asset coverage of at least
200% after deducting the amount of
such transaction.
FILING DATES: The application was filed
on July 24, 2008, and amended on
October 14, 2008, December 18, 2008,
January 12, and January 14, 2009.
HEARING OR NOTIFICATION OF HEARING: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on February 9, 2009, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Secretary, Securities and
Exchange Commission, 100 F Street,
NE., Washington, DC 20549–1090.
Applicants: c/o James J. Boyne, Calamos
Advisors LLC, 2020 Calamos Court,
Naperville, IL 60563.
FOR FURTHER INFORMATION CONTACT:
Courtney S. Thornton, Senior Counsel,
at (202) 551–6812, or Janet M.
Grossnickle, Assistant Director, at (202)
551–6821 (Division of Investment
Management, Office of Investment
Company Regulation).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained for a fee at the SEC’s
Public Reference Room, 100 F Street,
NE., Washington, DC 20549–1520 (tel.
202–551–5850).
Applicants’ Representations
1. Each of the Funds is organized as
a Delaware statutory trust and is
registered under the Act as a diversified,
closed-end management investment
company. Each Fund is advised by
Calamos Advisors LLC (‘‘Calamos’’) and
has issued and outstanding a class of
common shares and several series of
ARPS.
2. Applicants state that the Funds
issued their outstanding ARPS for
PO 00000
Frm 00135
Fmt 4703
Sfmt 4703
100%
purposes of investment leverage to
augment the amount of investment
capital available for use in the pursuit
of their investment objectives.
Applicants state that, through the use of
leverage, the Funds seek to enhance the
investment return available to the
holders of their common shares by
earning a rate of portfolio return (which
includes the return related to
investments made with proceeds from
leverage) that exceeds the leverage costs,
which have been the amount of
dividends that the Funds paid to
holders of the ARPS. Applicants
represent that ARPS shareholders are
entitled to receive a stated liquidation
preference amount of $25,000 per share
(plus any accumulated but unpaid
dividends) in any liquidation,
dissolution, or winding up of the
relevant Fund before any distribution or
payment to holders of the Fund’s
common shares. They state that
dividends declared and payable on
ARPS have a similar priority over
dividends declared and payable on the
Fund’s common shares. In addition,
applicants state that ARPS are
‘‘perpetual’’ securities and are not
subject to mandatory redemption by a
Fund so long as certain asset coverage
tests are met. Further, applicants state
that ARPS are redeemable at each
Fund’s option.
3. Applicants state that prior to
February 2008, dividend rates on the
ARPS for each dividend period were set
at the market clearing rate determined
through an auction process that brought
together bidders, who sought to buy
ARPS, and holders of ARPS, who sought
to sell their ARPS. Applicants explain
that if an auction failed to clear (because
of an imbalance of sell orders over bids),
the dividend payment rate over the next
dividend period was set at a specified
maximum applicable rate (the
‘‘Maximum Rate’’) determined by
reference to a short-term market interest
rate (either the LIBOR or ‘‘AA’’
commercial paper rate for an equivalent
period). Applicants state that an
unsuccessful auction is not a default;
the relevant Fund continues to pay
dividends to all holders of ARPS, but at
the specified Maximum Rate rather than
a market clearing rate. Prior to February
2008, the Maximum Rate had never
E:\FR\FM\23JAN1.SGM
23JAN1
Agencies
[Federal Register Volume 74, Number 14 (Friday, January 23, 2009)]
[Notices]
[Pages 4265-4268]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-1257]
-----------------------------------------------------------------------
OFFICE OF THE UNITED STATES TRADE REPRESENTATIVE
[Docket No. USTR-2008-0036]
Modification of Action Taken in Connection With WTO Dispute
Settlement Proceedings on the European Communities' Ban on Imports of
U.S. Beef and Beef Products
AGENCY: Office of the United States Trade Representative.
ACTION: Notice and modification of action.
-----------------------------------------------------------------------
SUMMARY: The United States Trade Representative (``Trade
Representative'') has decided to modify the action taken in July 1999
in connection with the World Trade Organization (``WTO'') authorization
to the United States in the EC-Beef Hormones dispute to suspend
concessions and related obligations with respect to the European
Communities (``EC''). In particular, as described in this notice and
its annex, the Trade Representative has decided: (1) To remove some
products from the list of products currently subject to 100 percent ad
valorem duties; (2) to impose 100 percent ad valorem duties on some new
products from certain EC member States; (3) to modify the coverage with
respect to particular EC member States; and (4) to raise the level of
duties on one of the products that is being maintained on the product
list. The trade value of the products subject to the modified action
continues not to exceed the $116.8 million per year level authorized by
the WTO in July 1999.
DATES: Effective Date: The modifications described in the Annex to this
notice shall be effective with respect to products that are entered, or
withdrawn from warehouse, for consumption on or after March 23, 2009.
Any merchandise subject to increased duties under this determination
that is admitted to U.S. foreign-trade zones on or after March 23, 2009
must be admitted as ``privileged foreign status'' as defined in 19 CFR
146.41.
FOR FURTHER INFORMATION CONTACT: Roger Wentzel, Director, Agricultural
Affairs, (202) 395-6127 or David Weiner, Director for the European
Union, (202) 395-4620 for questions concerning the EC-Beef Hormones
dispute; or William Busis, Associate General Counsel and Chair of the
Section 301 Committee, (202) 395-3150, for questions concerning
procedures under Section 301.
SUPPLEMENTARY INFORMATION:
A. The EC-Beef Hormones Case
The EC bans the import of beef and beef products produced from
animals to which any of six hormones \1\ have been administered for
growth promotion purposes. The effect of the EC ban is to prohibit the
import of substantially all U.S.-produced beef and beef products. In
February 1998, the WTO Dispute Settlement Body (``DSB'') found that the
EC ban was inconsistent with EC obligations under the WTO Agreement. In
July 1999, a WTO arbitrator determined that the EC import ban on U.S.
beef and beef products has nullified or impaired U.S. benefits under
the WTO Agreement in the amount of $116.8 million each year. On July
26, 1999, the DSB authorized the United States to suspend the
application to the EC, and member States thereof, of WTO tariff
concessions and related obligations covering trade in an amount of
$116.8 million per year. Pursuant to that authorization, the Office of
the United States Trade Representative (``USTR'') announced a list of
EC products that would be subject to a 100 percent rate of duty
effective with respect to products entered, or withdrawn from
warehouse, for consumption on or after July 29, 1999. See 64 FR 40638.
---------------------------------------------------------------------------
\1\ The six hormones at issue are estradiol 17-[beta],
testosterone, progesterone, zeranol, trenbolone acetate (``TBA'')
and melengestrol acetate (``MGA'').
---------------------------------------------------------------------------
Since that time, the United States and the EC have continued to
consult in an effort to resolve this dispute. Those discussions include
the possibility of an interim agreement that would provide meaningful
market access for U.S. beef products produced without growth-promoting
hormones, in return for a suspension of the increased duties on EC
products.
The EC argues that EC legislation of 2003 amending the import ban
on beef and beef products produced from animals treated with certain
hormones brought the EC into compliance with its WTO obligations. In
January 2005, the EC requested the establishment of a WTO dispute
settlement panel to consider the EC claim that the United States was no
longer authorized to suspend concessions as a result of the EC's
adoption of the new legislation amending the import ban. (See 70 FR
8655 for a description of this dispute brought by the EC.)
On October 16, 2008, the WTO Appellate Body issued a report
rejecting the EC claim and confirming that the July 1999 DSB
authorization to suspend concessions remains in effect unless and until
the DSB rules that the EC has brought its measures into compliance
[[Page 4266]]
with its WTO obligations. The DSB adopted its recommendations and
rulings on November 14, 2008. On December 22, 2008, the EC took steps
towards initiating another WTO proceeding by requesting consultations
with the United States regarding the EC view that it has brought its
measures into compliance with the 1998 WTO recommendations and rulings.
The decision by the Trade Representative to modify the July 1999
action should not be construed as a determination with respect to
whether or not the EC legislation of 2003 amending the import ban on
beef and beef products is consistent with WTO rules. Rather, the
purpose of modifying the action is to increase its effectiveness in
terms of promoting a resolution of this dispute, including through the
possible conclusion of an interim agreement that would provide
meaningful market access for U.S. beef producers, taking into account
the economic impact of the action on the United States.
B. Section 307 of the Trade Act of 1974, as Amended
Section 307 of the Trade Act of 1974, as amended, provides for a
review of actions taken under Section 301, including actions taken in
connection with a WTO dispute settlement proceeding. In particular,
Section 307 provides for the Trade Representative to conduct a review
of--
(A) the effectiveness in achieving the objectives of section 301
of--
(i) such action, and
(ii) other actions that could be taken (including actions against
other products or services), and
(B) the effects of such actions on the U.S. economy, including
consumers.
C. Section 306 of the Trade Act of 1974, as Amended
Section 306(b)(2)(B) of the Trade Act provides for the periodic
review and revision of Section 301 actions taken in the course of a WTO
dispute settlement proceeding. Section 306(b)(2)(B)(ii) provides
exceptions in the event that (1) the USTR and the Section 301
petitioner (or, if USTR self-initiated the Section 301 investigation,
the affected U.S. industry) agree that changing the action under
Section 301 is unnecessary, or (2) resolution of the case is imminent.
Section 306 provides that the standard for revising actions is to
select changes that are most likely to result in implementation of the
DSB recommendations, or in achieving some other satisfactory resolution
of the dispute. The provision also requires that lists of products
subject to increased duties--both initially and after each of the
periodic changes--include reciprocal goods of the U.S. industries
affected by the measure at issue in the WTO dispute.
The USTR and the affected U.S. industry had agreed that changes in
the action taken under Section 301 in connection with the EC-Beef
Hormones dispute have been unnecessary; accordingly, the exception
under Section 306(b)(2)(B) has been in effect.
In response to the November 6, 2008 request for public comments
(see below), the affected industry expressed the view that a different
approach may be needed in order to obtain a resolution of this dispute.
D. Prior Notice and Comment
In order to assist in a possible modification to the action in
accordance with Section 306 of the Trade Act, and to provide
information in connection with a review under Section 307 of the Trade
Act, USTR published a notice on behalf of the Section 301 Committee
seeking public comments regarding a possible modification to the July
1999 action. See 73 FR 66,066 (November 6, 2008). The notice requested
that comments be submitted by December 8, 2008.
The Section 301 Committee sought comments with respect to: (i)
Whether maintaining or imposing increased duties on particular products
would be practicable or effective in terms of encouraging a favorable
resolution of the dispute, and (ii) whether maintaining or imposing
increased duties on particular products would cause disproportionate
economic harm to U.S. interests, including small- or medium-size
businesses and consumers. In addition, the Section 301 Committee
requested comments on whether actions with respect to particular
products should be taken with respect to products of all member States
of the European Communities, or whether action should be taken with
respect to products of one or more particular member States of the
European Communities.
Approximately 600 public comments were received in response to the
November 6, 2008 notice. Taking account of the public comments, the
Section 301 Committee--considering the effects on the U.S. economy,
including consumers--prepared a recommendation for a modified action
that would be more effective in terms of achieving the objectives of
Section 301.
E. Determination and Action
The Trade Representative, taking account of the effects of such
action on the U.S. economy, including consumers, has accepted the
recommendation of the Section 301 Committee to modify the July 1999
action so as to increase its effectiveness. The modified action further
implements the authorization granted by the DSB to the United States
under Article 22 of the DSU, and is taken pursuant to the authority
granted to the Trade Representative under sections 306 and 307 of the
Trade Act. The trade value of the products subject to the modified
action remains at or below the $116.8 million per year level authorized
by the WTO in July 1999.
The Trade Representative has decided: (1) To remove some products
from the list of products currently subject to 100 percent ad valorem
duties (specifically, the articles provided for in HTS subheadings
9903.02.31, 9903.02.33, 9903.02.35, 9903.02.37, 9903.02.38, 9903.02.39,
9903.02.40, 9903.02.41, 9903.02.42 and 9903.02.47); (2) to impose 100
percent ad valorem duties on some new products from certain EC member
States; (3) to modify the coverage with respect to particular EC member
States; and (4) to raise the level of duties on one of the products
that is being maintained on the product list. The modified action
pursuant to the Trade Representative's determination is set out in
Annex A to this notice. Annex B to this notice deletes the chapter 99
subheadings established in July 1999 for the purpose of implementing
the prior action.
The Trade Representative's determination shall be effective with
respect to articles that are entered, or withdrawn from warehouse, for
consumption on or after March 23, 2009. Any merchandise that is subject
to increased duties under part A of the Annex that is admitted to a
U.S. foreign trade zone (U.S. FTZ) on or after March 23, 2009 must be
admitted with ``privileged foreign status,'' as defined in 19 CFR
146.41. In addition, any merchandise that is no longer subject to
increased duties as a result of the Trade Representative's
determination to modify the July 1999 action is no longer subject to
the requirement that it must be admitted to a U.S. FTZ with
``privileged foreign status.''
William L. Busis,
Chair, Section 301 Committee.
Annex
A. Effective with respect to articles entered, or withdrawn from
warehouse for consumption, on or after March 23, 2009, the
Harmonized Tariff Schedule of the United States (HTS) is modified by
adding in numerical sequence the following superior text and
subheadings to subchapter III of chapter 99 to the HTS. The superior
text and
[[Page 4267]]
subheadings are set forth in columnar format, and material in such
columns is inserted in the columns of the HTS designated ``Heading/
Subheading,'' ``Article Description,'' and ``Rates of Duty 1--
General,'' respectively:
``Articles the product of Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France,
Germany, Greece, Hungary, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, the Netherlands, Poland,
Portugal, Romania, Slovakia, Slovenia, Spain or Sweden:
Meat of bovine animals, fresh or chilled (provided for in heading 0201):
9903.02.48.............................. Articles of subheading 0201.10.05, 0201.10.10, 0201.20.02, 100%
0201.20.04, 0201.20.06, 0201.20.10, 0201.20.30, 0201.20.50,
0201.30.02, 0201.30.04, 0201.30.06, 0201.30.10, 0201.30.30
or 0201.30.50.
9903.02.49.............................. Articles of subheading 0201.10.50, 0201.20.80 or 0201.30.80.. 100%
Meat of bovine animals, frozen (provided for in heading 0202):
9903.02.50.............................. Articles of subheading 0202.10.05, 0202.10.10, 0202.20.02, 100%
0202.20.04, 0202.20.06, 0202.20.10, 0202.20.30, 0202.20.50,
0202.30.02, 0202.30.04, 0202.30.06, 0202.30.10, 0202.30.30
or 0202.30.50.
9903.02.51.............................. Articles of subheading 0202.10.50, 0202.20.80 or 0202.30.80.. 100%
9903.02.52.............................. Meat of swine, fresh or chilled (provided for in subheading 100%
0203.11, 0203.12 or 0203.19).
9903.02.53.............................. Carcasses and half-carcasses of swine, frozen (provided for 100%
in subheading 0203.21).
9903.02.54.............................. Hams, shoulders, and cuts thereof, with bone in, of swine, 100%
frozen (provided for in subheading 0203.22).
9903.02.55.............................. Processed meat of swine, frozen, other than carcasses and 100%
half-carcasses of swine and other than hams, shoulders, and
cuts thereof, with bone in (provided for in subheading
0203.29.20).
9903.02.56.............................. Edible offal of bovine animals, fresh or chilled (provided 100%
for in subheading 0206.10).
9903.02.57.............................. Edible offal of bovine animals, frozen (provided for in 100%
subheading 0206.21, 0206.22 or 0206.29).
9903.02.58.............................. Meat and edible offal, of the poultry of heading 0105, fresh, 100%
chilled or frozen (provided for in heading 0207).
9903.02.59.............................. Hams, shoulders, and cuts thereof, with bone in, of swine, 100%
salted, in brine, dried or smoked (provided for in
subheading 0210.11).
9903.02.60.............................. Meat of bovine animals, salted, in brine, dried or smoked 100%
(provided for in subheading 0210.20).
9903.02.61.............................. Meat of poultry of heading 0105, salted, in brine, dried or 100%
smoked (provided for in subheading 0210.99.20).
9903.02.62.............................. Roquefort cheese (provided for in subheading 0406.40.20 and 300%
0406.40.40).
9903.02.63.............................. Foliage, branches and other parts of plants, without flowers 100%
or flower buds, and grasses, being goods of a kind suitable
for bouquets or for ornamental purposes, fresh, dried or
bleached (provided for in subheading 0604.91 or 0604.99.30).
9903.02.64.............................. Truffles, fresh or chilled (provided for in subheading 100%
0709.59.10).
9903.02.65.............................. Rolled or flaked grains of oats (provided for in subheading 100%
1104.12).
9903.02.66.............................. Grains of oats, hulled, pearled, sliced, kibbled or otherwise 100%
worked, not elsewhere specified or included (provided for in
subheading 1104.22).
9903.02.67.............................. Sausages and similar products of beef, and food preparations 100%
based on these products, in airtight containers (provided
for in subheading 1601.00.40).
9903.02.68.............................. Other prepared or preserved meat, meat offal or blood, of 100%
liver of any animal (provided for in subheading 1602.20).
9903.02.69.............................. Other prepared or preserved meat, meat offal or blood, of 100%
poultry of heading 0105 (provided for in subheading 1602.31,
1602.32, 1602.39).
9903.02.70.............................. Other prepared or preserved meat, meat offal or blood, of 100%
bovine animals (provided for in subheading 1602.50).
9903.02.71.............................. Chewing gum, whether or not sugar-coated, not containing 100%
cocoa (provided for in subheading 1704.10).
9903.02.72.............................. Chocolate and other food preparations containing cocoa, in 100%
blocks, slabs or bars, filled, weighing 2 kg or less each
(provided for in subheading 1806.31).
9903.02.73.............................. Lingonberry and raspberry jams (provided for in subheading 100%
2007.99.05).
9903.02.74.............................. Pears, otherwise prepared or preserved, whether or not 100%
containing added sugar or other sweetening matter or spirit,
not elsewhere specified or included (provided for in
subheading 2008.40).
9903.02.75.............................. Peaches, excluding nectarines, otherwise prepared or 100%
preserved, whether or not containing added sugar or other
sweetening matter or spirit, not elsewhere specified or
included (provided for in subheading 2008.70.20).
Articles the product of Finland, France, Ireland, the Netherlands or Sweden:
9903.02.76.............................. Meat of swine, frozen, not processed, other than carcasses 100%
and half-carcasses of swine and other than hams, shoulders,
and cuts thereof, with bone in (provided for in subheading
0203.29.40).
Articles the product of France:
9903.02.77.............................. Chestnuts (Castanea spp.), fresh or dried, whether or not 100%
shelled or peeled (provided for in subheading 0802.40).
9903.02.78.............................. Wool grease (other than crude wool grease) and fatty 100%
substances derived from wool grease (including lanolin)
(provided for in subheading 1505.00.90).
Articles the product of Austria, Cyprus, France or Poland:
9903.02.79.............................. Grape juice (including grape must), not fortified with 100%
vitamins or minerals, unfermented and not containing added
spirit, whether or not containing added sugar or other
sweetening matter (provided for in subheading 2009.61 or
2009.69).
9903.02.80.............................. Juice of any other single fruit, not elsewhere specified or 100%
included, not fortified with vitamins or minerals,
unfermented and not containing added spirit, whether or not
containing added sugar or other sweetening matter (provided
for in subheading 2009.80.60).
9903.02.81.............................. Mixtures of juices, other than mixtures of vegetable juices, 100%
not fortified with vitamins or minerals, unfermented and not
containing added spirit, whether or not containing added
sugar or other sweetening matter (provided for in subheading
2009.90.40).
[[Page 4268]]
Articles the product of Italy:
9903.02.82.............................. Mineral waters and aerated waters, not containing added sugar 100%
or other sweetening matter nor flavored (provided for in
subheading 2201.10).
B. Effective with respect to articles entered, or withdrawn from
warehouse for consumption, on or after March 23, 2009, subchapter
III of chapter 99 of the Harmonized Tariff Schedule of the United
States (HTS) is modified by deleting the following HTS subheadings:
9903.02.21, 9903.02.22, 9903.02.23, 9903.02.24, 9903.02.25,
9903.02.26, 9903.02.27, 9903.02.28, 9903.02.29, 9903.02.30,
9903.02.31, 9903.02.32, 9903.02.33, 9903.02.34, 9903.02.35,
9903.02.36, 9903.02.37, 9903.02.38, 9903.02.39, 9903.02.40,
9903.02.41, 9903.02.42, 9903.02.43, 9903.02.44, 9903.02.45,
9903.02.46 and 9903.02.47.
[FR Doc. E9-1257 Filed 1-22-09; 8:45 am]
BILLING CODE 3190-W9-P