Agency Information Collection Activities; Proposed Collection; Comment Request, 79881-79884 [E8-30881]
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Federal Register / Vol. 73, No. 250 / Tuesday, December 30, 2008 / Notices
FEDERAL DEPOSIT INSURANCE
CORPORATION
Notice of Agency Meeting
Pursuant to the provisions of the
‘‘Government in the Sunshine Act’’ (5
U.S.C. 552b), notice is hereby given that
at 10:03 a.m. on Tuesday, December 23,
2008, the Board of Directors of the
Federal Deposit Insurance Corporation
met in closed session to consider
matters relating to the Corporation’s
corporate and resolution activities.
In calling the meeting, the Board
determined, on motion of Director
Thomas J. Curry (Appointive), seconded
by Vice Chairman Martin J. Gruenberg,
concurred in by Director John M. Reich
(Director, Office of Thrift Supervision)
and Chairman Sheila C. Bair, that
Corporation business required its
consideration of the matters on less than
seven days’ notice to the public; that no
earlier notice of the meeting was
practicable; that the public interest did
not require consideration of the matters
in a meeting open to public observation;
and that the matters could be
considered in a closed meeting by
authority of subsections (c)(4), (c)(6),
(c)(8), (c)(9)(A)(ii) and (c)(9)(B) of the
‘‘Government in the Sunshine Act’’ (5
U.S.C. 552b(c)(4), (c)(6), (c)(8),
(c)(9)(A)(ii), and (c)(9)(B)).
The meeting was held in the Board
Room of the FDIC Building located at
550—17th Street, NW., Washington, DC.
Dated: December 23, 2008.
Federal Deposit Insurance Corporation
Robert E. Feldman,
Executive Secretary.
[FR Doc. E8–30949 Filed 12–29–08; 8:45 am]
otherwise noted, these activities will be
conducted throughout the United States.
Each notice is available for inspection
at the Federal Reserve Bank indicated.
The notice also will be available for
inspection at the offices of the Board of
Governors. Interested persons may
express their views in writing on the
question whether the proposal complies
with the standards of section 4 of the
BHC Act. Additional information on all
bank holding companies may be
obtained from the National Information
Center website at www.ffiec.gov/nic/.
Unless otherwise noted, comments
regarding the applications must be
received at the Reserve Bank indicated
or the offices of the Board of Governors
not later than January 12, 2009.
A. Federal Reserve Bank of Chicago
(Burl Thornton, Assistant Vice
President) 230 South LaSalle Street,
Chicago, Illinois 60690–1414:
1. Freeport Bancshares, Inc., to
acquire 100 percent of the voting shares
of Community Redevelopment, LLC,
both of Freeport, Illinois, and thereby
engage in extending credit and servicing
loans, pursuant to section 225.28(b)(1)
of Regulation Y.
Board of Governors of the Federal Reserve
System, December 23, 2008.
Robert deV. Frierson,
Deputy Secretary of the Board.
[FR Doc.E8–30947 Filed 12–29–08; 8:45 am]
BILLING CODE 6210–01–S
FEDERAL TRADE COMMISSION
BILLING CODE 6714–01–P
Agency Information Collection
Activities; Proposed Collection;
Comment Request
FEDERAL RESERVE SYSTEM
AGENCY: Federal Trade Commission
(‘‘FTC’’ or ‘‘Commission’’).
ACTION: Notice.
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Notice of Proposals to Engage in
Permissible Nonbanking Activities or
to Acquire Companies that are
Engaged in Permissible Nonbanking
Activities
The companies listed in this notice
have given notice under section 4 of the
Bank Holding Company Act (12 U.S.C.
1843) (BHC Act) and Regulation Y (12
CFR Part 225) to engage de novo, or to
acquire or control voting securities or
assets of a company, including the
companies listed below, that engages
either directly or through a subsidiary or
other company, in a nonbanking activity
that is listed in § 225.28 of Regulation Y
(12 CFR 225.28) or that the Board has
determined by Order to be closely
related to banking and permissible for
bank holding companies. Unless
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SUMMARY: The information collection
requirements described below will be
submitted to the Office of Management
and Budget (‘‘OMB’’) for review, as
required by the Paperwork Reduction
Act (‘‘PRA’’). The FTC is seeking public
comments on its proposal to extend
through April 30, 2012 the current PRA
clearance for information collection
requirements contained in the Pay-PerCall Rule (‘‘Rule’’). That clearance
expires on April 30, 2009.
DATES: Comments must be submitted on
or before March 2, 2009.
ADDRESSES: Interested parties are
invited to submit written comments
electronically or in paper form.
Comments should refer to ‘‘Pay-Per-Call
Rule: FTC File No. R611016’’ to
facilitate the organization of comments.
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79881
Please note that comments will be
placed on the public record of this
proceeding—including on the publicly
accessible FTC website, at (https://www.
ftc.gov/os/publiccomments.shtm)—and
therefore should not include any
sensitive or confidential information. In
particular, comments should not
include any sensitive personal
information, such as an individual’s
Social Security Number; date of birth;
driver’s license number or other state
identification number, or foreign
country equivalent; passport number;
financial account number; or credit or
debit card number. Comments also
should not include any sensitive health
information, such as medical records or
other individually identifiable health
information. In addition, comments
should not include any ‘‘[t]rade secrets
and commercial or financial information
obtained from a person and privileged
or confidential. . . .,’’ as provided in
Section 6(f) of the FTC Act, 15 U.S.C.
46(f), and FTC Rule 4.10(a)(2), 16 CFR
4.10(a)(2). Comments containing
material for which confidential
treatment is requested must be filed in
paper form, must be clearly labeled
‘‘Confidential,’’ and must comply with
FTC Rule 4.9(c).1
Because paper mail addressed to the
FTC is subject to delay due to
heightened security screening, please
consider submitting your comments in
electronic form. Comments filed in
electronic form should be submitted by
using the following weblink: https://
secure.commentworks.com/ftcPPCRulePRA(and following the
instructions on the web-based form). To
ensure that the Commission considers
an electronic comment, you must file it
on the web-based form at the weblink
(https://secure.commentworks.com/ftcPPCRulePRA). If this Notice appears at
(https://www.regulations.gov/search/
index.jsp), you may also file an
electronic comment through that
website. The Commission will consider
all comments that regulations.gov
forwards to it.
A comment filed in paper form
should include the ‘‘Pay-Per-Call Rule:
FTC File No. R611016’’ reference both
in the text and on the envelope, and
should be mailed or delivered to the
following address: Federal Trade
Commission, Office of the Secretary,
1 FTC Rule 4.2(d), 16 CFR 4.2(d). The comment
must be accompanied by an explicit request for
confidential treatment, including the factual and
legal basis for the request, and must identify the
specific portions of the comment to be withheld
from the public record. The request will be granted
or denied by the Commission’s General Counsel,
consistent with applicable law and the public
interest. See FTC Rule 4.9(c), 16 CFR 4.9(c).
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Federal Register / Vol. 73, No. 250 / Tuesday, December 30, 2008 / Notices
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Room H-135 (Annex J), 600
Pennsylvania Avenue, NW, Washington,
DC 20580. The FTC is requesting that
any comment filed in paper form be sent
by courier or overnight service, if
possible, because U.S. postal mail in the
Washington area and at the Commission
is subject to delay due to heightened
security precautions.
The FTC Act and other laws the
Commission administers permit the
collection of public comments to
consider and use in this proceeding as
appropriate. The Commission will
consider all timely and responsive
public comments that it receives,
whether filed in paper or electronic
form. Comments received will be
available to the public on the FTC
website, to the extent practicable, at
(https://www.ftc.gov/os/
publiccomments.shtm). As a matter of
discretion, the Commission makes every
effort to remove home contact
information for individuals from the
public comments it receives before
placing those comments on the FTC
website. More information, including
routine uses permitted by the Privacy
Act, may be found in the FTC’s privacy
policy, at (https://www.ftc.gov/ftc/
privacy.shtm).
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of the proposed information
requirements should be sent to Ruth
Yodaiken, Attorney, Division of
Marketing Practices, Bureau of
Consumer Protection, Federal Trade
Commission, 600 Pennsylvania Avenue,
NW, Washington, DC 20580, (202) 3262127.
SUPPLEMENTARY INFORMATION: On
October 30, 1998, the Commission
published a Notice of Proposed
Rulemaking (‘‘NPRM’’), 63 FR 58524, to
amend its Pay-Per-Call Rule, 16 CFR
Part 308.2 The Rule, which implements
Titles II and III of the Telephone
Disclosure and Dispute Resolution Act
(‘‘TDDRA’’), 15 U.S.C. 5711-14, 5721-24,
requires the disclosure of cost and other
information regarding pay-per-call
services and establishes dispute
resolution procedures for telephonebilled purchases (i.e., charges for payper-call services or other charges
appearing on a telephone bill other than
telecommunications charges). As was
explained in the NPRM, the Rule
2 The Rule was originally promulgated as the
‘‘Trade Regulation Rule Pursuant to the Telephone
Disclosure and Dispute Resolution Act of 1992,’’
and was known as the ‘‘900-Number Rule.’’ In its
NPRM, the Commission refers to the Rule as the
‘‘Trade Regulation Rule Concerning Pay-Per-Call
Services and Other Telephone-Billed Purchases.’’ In
this document it will be referred to as the ‘‘Pay-PerCall Rule.’’
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contains certain reporting and
disclosure requirements that are subject
to OMB review under the PRA, 44
U.S.C. 3501-3521.3 Accordingly, the
FTC submitted the Rule, with proposed
amendments, to OMB (see 64 FR 70031,
Dec. 15, 1999) for its approval, which
was granted until December 31, 2002
(OMB control number 3084-0102).
Thereafter, the FTC obtained renewed
clearance from OMB covering both the
existing Rule and the proposed changes,
with the most recent clearance set to
expire April 30, 2009. The FTC is again
seeking renewed 3-year clearance for the
Rule, but now only regarding the
existing Rule.
As required by the PRA, the FTC is
providing this opportunity for public
comment before requesting that OMB
extend the existing paperwork clearance
for the regulations noted herein. 44
U.S.C. 3506(c)(2)(A). All comments
should be filed as prescribed in the
ADDRESSES section above, and must be
received on or before March 2, 2009.
Brief description of the need for and
proposed use of the information: The
existing reporting and disclosure
requirements are mandated by the
TDDRA to help prevent unfair and
deceptive acts and practices in the
advertising and operation of pay-percall services and in the collection of
charges for telephone-billed purchases.
The information obtained by the
Commission pursuant to the reporting
requirement is used for law enforcement
purposes. The disclosure requirements
ensure that consumers are adequately
informed of the costs they can expect to
incur in using a pay-per-call service,
that they will not be liable for
unauthorized non-toll charges on their
telephone bills, and that they have
certain dispute resolution rights and
obligations with respect to such
telephone-billed purchases.
Likely respondents and their
estimated number: Respondents are
telecommunications common carriers
(subject to the reporting requirement
only, unless acting as a billing entity),
information providers (vendors) offering
one or more pay-per-call services or
programs, and billing entities. Staff
estimates that there are 13 common
carriers,4 approximately 13,350
3 The Rule contains no recordkeeping
requirements that would be subject to the PRA.
4 This estimate is based on the North American
Numbering Plan Association Report, ‘‘900-NXX
Codes,’’ (https://www.nanpa.com/nas/public/
form900MasterReport.do?
method=display900
MasterReport) (updated as of November 2008), and
excluding Canadian entities and one carrier that
recently withdrew from carrying 900 number
service. See Federal Communications Commission,
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vendors,5 and approximately 1,250
possible billing entities.6 The FTC seeks
public comment or data on these
estimates as well as those additionally
stated below.
Estimated annual reporting and
disclosure burden: 2,468,412 hours;
$133,705,222 in associated labor costs7
The burden hour estimate for each
reporting and disclosure requirement
has been multiplied by a ‘‘blended’’
wage rate (expressed in dollars per
hour), based on the particular skill mix
needed to carry out that requirement, to
determine its total annual cost. The
blended rate calculations are based on
the following skill categories and
average wage rates and/or labor costs:
$250/hour for professional (attorney)
services; $15/hour for skilled clerical
workers; $35/hour for computer
programmers; and $50/hour for
management time. These figures are
averages, based on the most currently
available Bureau of Labor Statistics
(‘‘BLS’’) cost figures posted online.8 FTC
‘‘Section 63.71 Application of Sprint
Communications Company L.P. for Authority to
Discontinue Domestic Telecommunications
Services,’’ Order, WC Docket No. 08-116, DA 082557 (Wireline Competition Bureau Nov. 24, 2008)
(‘‘FCC Sprint Order’’).
5 This number or an estimate thereof is difficult
to derive as there is no ready source of such
statistics. For instant purposes, FTC staff has
reduced its most recent prior (2006) PRA-related
estimate of the number of vendors (approximately
15,000) by 11 percent, reflecting a corresponding
decrease in the allocation of 900 numbers. It is
noteworthy that one carrier which recently
withdrew from carrying 900-number services stated
that between 2004 and 2007 claimed that it saw a
41.5 percent decrease in vendor use of such
numbers. See FCC Sprint Order. However, erring
conservatively, FTC staff instead is applying an 11
percent reduction in the number of vendors, tied to
a comparison of the number of 900-NXX codes
allocated per vendor, as reported annually by the
North American Numbering Plan Administration
(NANPA). In 2004, it was 133; in 2007, it fell to 118.
6 The Federal Communications Commission
report on telephone statistics indicated that at the
end of 2007 there were approximately 1,250 local
telephone companies (local exchange carriers). See
Local Telephone Competition: Status as of
December 31, 2007 (released 9/08) (tables 3 and 4),
available at (https://www.fcc.gov/wcb/iatd/
comp.html).
7 Non-labor (e.g., capital/other start-up) costs are
generally subsumed in activities otherwise
undertaken in the ordinary course of business (e.g.,
business records from which only existing
information must be reported to the Commission,
pay-per-call advertisements or audiotext to which
cost or other disclosures are added, etc.). To the
extent that entities incur operating or maintenance
expenses, or purchase outside services to satisfy the
Rule’s requirements, staff believe those expenses
are also included in (or, if contracted out, would be
comparable to) the annual burden hour and cost
estimates provided below (where such costs are
labor-related), or are otherwise included in the
ordinary cost of doing business (regarding non-labor
costs).
8 (https://www.bls.gov/ncs/ncswage2007.htm)
(National Compensation Survey: Occupational
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(a) Advertising. FTC staff estimates
that the annual burden on the industry
for the Rule’s advertising disclosure
requirements is 48,060 hours. The
estimate reflects the burden on
approximately 13,350 vendors who
must make cost disclosures for all payper-call services and additional
disclosures if the advertisement is (a)
directed to individuals under 18 or (b)
for certain pay-per-call services.10
Because of continued industry changes
and the infrequency with which the
Commission has relied on this
requirement, staff is reducing the
estimated percentage of advertising both
directed to individuals under 18 and
relating to certain other pay-per-call
services to 20 percent of overall pay-percall services. FTC staff estimated that
each disclosure mandated by the Rule
requires approximately one hour of
compliance time.
The total estimated annual cost of
these burden hours is $3,316,140
applying a blended wage rate of $69/
hour.11
(b) The Rule’s preamble disclosure.
To comply with the Act, the Pay-PerCall Rule also requires that every payper-call service be preceded by a free
preamble and that four different
disclosures be made in each preamble.
Additionally, preambles to sweepstakes
pay-per-call services and services that
offer information on federal programs
must provide additional discloses. Each
preamble need only be prepared one
time, unless the cost or other
information is changed. There is no
additional burden on the vendor to
make the disclosures for each telephone
call, because the preambles are taped
and play automatically when a caller
dials the pay-per-call number.
In its 2006 submission for renewed
OMB clearance under the PRA, FTC
staff estimated that there were
approximately 45,864 pay-per-call
services required to make disclosures in
the preamble to the pay-per-call service,
at an average burden of 10 hours for
each preamble, resulting in a total
burden estimate of 458,640 hours. As
noted above, staff now believes that the
industry has had at least an 11 percent
reduction in size since the FTC’s
immediately prior pursuit of renewed
clearance. Accordingly, staff now
estimates that there are no more than
40,819 advertised pay-per-call services.
Earnings in the United States 2007, US Department
of Labor, BLS, released August 2008, Bulletin 2704,
Table 3 (‘‘Full-time civilian workers,’’ mean and
median hourly wages). Notwithstanding the
referenced BLS data, estimated attorney costs are
based on what staff believes may more closely
reflect hourly attorney costs associated with
Commission information collection activities.
9 This blended wage rate is based upon an
estimate of 30 percent for computer programming,
20 percent for attorney services, 30 percent for
skilled clerical workers, and 20 percent for
managerial time.
10 Based on an assumed three advertisements per
vendor, or a total of 40,050 ads (for 13,350 vendors,
as explained in note 5), plus an estimated total 20
percent of which would require such additional
disclosures, or 8,010 advertisements. Staff estimates
that it would require no more than one hour to draft
each type of disclosure. Accordingly, at an
estimated one hour each, vendors would require
cumulatively 48,060 burden hours to comply with
these requirements.
11 The blended rate is based upon 20 percent for
attorney services, 60 percent for skilled clerical
workers, and 20 percent for management time.
staff calculated labor costs by applying
appropriate hourly cost figures to the
burden hours discussed further below.
(1) Reporting burden:
The Rule provides that common
carriers must make available to the
Commission, upon written request, any
records and financial information
maintained by such carrier relating to
the arrangements between the carrier
and any vendor or service bureau. See
16 CFR 308.6. Staff believes that the
resulting burden on this segment of the
industry will be minimal, since OMB’s
definition of ‘‘burden’’ for PRA
purposes excludes any business effort
that would be expended regardless of a
regulatory requirement. 5 CFR
1320.3(b)(2). Because this reporting
requirement permits staff to seek
information limited to that which is
already maintained by the carriers, the
only burden would be the time an entity
expends to compile and provide the
information to the Commission. Because
of continued industry changes and the
infrequency with which the
Commission has relied on this
requirement, staff is reducing by 40
percent (from 5 hours to 3 hours per
entity) the estimated annual time
burden per entity for this reporting
requirement.
In obtaining OMB clearance for this
reporting requirement in 2006, staff
estimated a total reporting burden of 70
hours, with an annual cost of $5,145.
For the pending submission to OMB,
staff has decreased its burden hour
estimate to 39 hours, based on an
average estimate of 3 hours (rather than
5) expended by 13 common carriers.
Using a $75 blended wage rate
(assuming for all labor calculations
herein, $35/hour for computer
programmers, $250/hour for attorneys,
$15/hour for skilled clerical workers,
and $50/hour for managers),9 the FTC
now estimates an annual cost of $2,925.
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(2) Disclosure burden:
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79883
As with advertising disclosures,
preambles for certain pay-per-call
services require additional preamble
disclosures. Consistent with the
estimates of advertised pay-per-call
services discussed above, staff estimates
that an additional 20 percent of all such
pay-per-call services (8,164) relating to
certain types of pay-per-call services
would require such additional
disclosures.12 On further reflection, staff
now estimates that it would require no
more than one hour to draft each type
of disclosure because the disclosures
applicable to the preamble closely
approximate in content and volume the
advertising disclosures discussed above.
Accordingly, staff estimates a total of
48,983 burden hours (40,819 + 8,164) to
comply with these requirements. At one
hour each, cumulative labor cost
associated with these disclosures is
$3,379,827, using a blended wage rate of
$69/hour (i.e., similar to the blended
rate used for advertising disclosures).
(c) Telephone-billed charges in billing
statements. Section 308.5(j) of the Rule,
16 CFR 308.5(j), requires that vendors
ensure that certain disclosures appear
on each billing statement that contains
a charge for a call to a pay-per-call
service. Because these disclosures
appear on telephone bills already
generated by the local telephone
companies, and because the carriers are
already subject to nearly identical
requirements pursuant to the FCC’s
rules, FTC staff estimated that the
burden to comply would be minimal. At
most, the burden on the vendor would
be limited to spot checking telephone
bills to ensure that the charges are
displayed in the manner required by the
Rule.
As it had in the 2006 PRA
submission, FTC staff estimates that
only 10 percent of vendors (1,350)
would monitor billing statements in this
manner and that it would take 12 hours
per year to conduct such checks. Using
the total estimated number of vendors
noted above, this results in a total of
16,020 burden hours. The total annual
cost would be at most $997,245, using
a blended rate of $62.25/hour.13
(d) Dispute resolution procedures in
billing statements. This disclosure
requirement is set forth in 16 CFR
308.7(c). The blended rate being used
for these disclosures is $53.5/hour.14
See note 10.
The blended rate is 15 percent for attorney
services, 40 percent for skilled clerical workers, 25
percent for computer programming, and 20 percent
for management time.
14 The blended rate is 40 percent for computer
programming, 10 percent for attorney services, 30
12
13
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FTC staff previously estimated that the
billing entities would spend
approximately 5 hours each to review,
revise, and provide the disclosures on
an annual basis. The estimated hour
burden for the annual notice component
of this requirement is 6,250 burden
hours (based on 1,250 possible billing
entities each requiring 5 hours each), or
a total cost of $334,375.
(e) Further disclosures related to
consumers reporting a billing error. As
in the 2006 PRA submission for this
Rule, FTC staff estimates that the
incremental disclosure obligations
related to consumers reporting a billing
error under section 308.7(d) requires, on
average, about one hour per each billing
error. Previously, staff projected that
approximately 5 percent of an estimated
49,980,000 calls made to pay-per-call
services each year involves such a
billing error. The staff is now reducing
its prior estimate of the number of those
calls by 6 percent15 (46,981,200 calls) to
reflect recent changes in the amount of
pay-per-call services and their billing.
Assuming the same apportionment (5
percent) of overall calls to pay-per-call
services, this amounts to 2,349,060
hours, cumulatively. Applying the
$53.5/hour blended wage rate, the
estimated annual cost is $125,674,710
annually.
David C. Shonka
Acting General Counsel
[FR Doc. E8–30881 Filed 12–29–08: 8:45 am]
BILLING CODE 6750–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Medicare & Medicaid
Services
Notice of Hearing: Reconsideration of
Disapproval of Washington State Plan
Amendment (SPA) 08–002
AGENCY: Centers for Medicare &
Medicaid Services (CMS), HHS.
ACTION: Notice of Hearing.
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SUMMARY: This notice announces an
administrative hearing to be held on
February 5, 2009, at the CMS Seattle
Regional Office, 2201 Sixth Avenue,
MS/RX–43, Seattle, Washington 98121
percent for skilled clerical workers, and 20 percent
for management time.
15 Six percent is determined by an approximate
halving of the above-noted 11% reduction staff has
applied to its prior estimate of the number of
vendors (see note 5). As in past clearance requests
for this Rule, it is halved on the assumption that
pay-per-call services do not account for any more
than half of all telephone-billed purchases.
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to reconsider CMS’ decision to
disapprove Washington SPA 08–002.
Closing Date: Requests to participate
in the hearing as a party must be
received by the presiding officer by
January 14, 2009.
FOR FURTHER INFORMATION CONTACT:
Benjamin Cohen, Presiding Officer,
CMS, 2520 Lord Baltimore Drive, Suite
L, Baltimore, Maryland 21244,
Telephone: (410) 786–3169.
SUPPLEMENTARY INFORMATION: This
notice announces an administrative
hearing to reconsider CMS’ decision to
disapprove Washington SPA 08–002
which was submitted on January 7,
2007, and disapproved on September
26, 2008. The SPA proposed to add a
methodology to the State plan that
would be used in the event that a
contract with Regional Support Network
to provide mental health services under
a managed care delivery system to the
State of Washington was not continued.
Federal regulations at 42 CFR 430.20
and 447.205, are issued under the
authority of general statutory
requirements concerning methods of
administration at section 1902(a)(4)(A)
of the Social Security Act (the Act) and
specific requirements at section
1902(a)(30)(A) concerning methods and
procedures relating to payments to
providers. These regulations require that
public notice of changes in statewide
methods and standards for setting
payment rates be published in either a
State register or the newspaper of widest
circulation in the State (if there is not
a city with a population of at least
50,000). In addition, they specify that
the notice must be published before the
effective date of the State plan.
Washington did not provide public
notice which complied with Federal
regulations at 42 CFR 447.205.
Although, beginning in December of
2007, the State held meetings with
providers to inform them of what would
be proposed via SPA 08–002, it did not
provide the notice required by Federal
regulations at 42 CFR 447.205 until
February 20, 2008. As a result, the State
was informed the effective date of this
plan could be no earlier than February
21, 2008. However, Washington failed to
make this required change.
Pursuant to Federal regulations at 42
CFR 430.10, which is authorized by
section 1902(a)(4) of the Act and
implements the general requirements of
section 1902(a) of the Act for a State
plan, a State plan must provide
sufficient information to describe the
nature and scope of the State program
and to provide a basis for Federal
financial participation. And, Federal
regulations at 42 CFR 441.252(b), which
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Fmt 4703
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implement in part provider payment
provisions under section 1902(a)(30)(A)
of the Act, require that the State plan
include a comprehensive description of
the methods and standards used to set
payment rates. The proposed SPA did
not meet these requirements because the
payment methodologies were not
understandable and auditable. CMS
requested further information about the
factors Washington used to set its rates,
and how the payment methodologies
would be administered, but the State
failed to provide sufficient responsive
information to assure us that providers
and auditors could determine whether
correct payments had been made.
Absent this information, CMS cannot
determine that the requirements under
section 1902(a) of the Act have been
met.
Based on the above, and after
consultation with the Secretary of the
Department of Health and Human
Services as required under Federal
regulations at 42 CFR 430.15(c)(2), CMS
disapproved Washington SPA 08–002.
The hearing will involve the
following issues:
• Whether the proposed effective date for
the SPA was consistent with the limitations
authorized under the requirements of
sections 1902(a)(4)(A) and 1902(a)(30)(A) of
the Act relating to methods of administration
generally and methods and procedures for
payment rates specifically, and the
implementing regulations at 42 CFR 430.20
and 42 CFR 447.205, which require advance
public notice of changes in payment rates
before a State plan amendment can become
effective. The State’s proposed effective date
for the SPA was earlier than the date of the
publication of the public notice that the State
submitted in support of the SPA.
• Whether Washington provided adequate
documentation to document the proposed
payment rates and to demonstrate that the
proposed rates were consistent with
efficiency and economy as required by
section 1902(a)(30)(A) of the Act.
Specifically, the State proposed the use of
actuarially developed rates that included a
range of rates as opposed to a single dollar
amount. The State indicated that the single
dollar amount was developed from the above
mentioned rate range, however, they were
not able to provide either the dollar amount
or the documentation regarding the
construction of the single rate.
Section 1116 of the Act and Federal
regulations at 42 CFR Part 430, establish
Department procedures that provide an
administrative hearing for
reconsideration of a disapproval of a
State plan or plan amendment. CMS is
required to publish a copy of the notice
to a State Medicaid agency that informs
the agency of the time and place of the
hearing, and the issues to be considered.
If we subsequently notify the agency of
additional issues that will be considered
E:\FR\FM\30DEN1.SGM
30DEN1
Agencies
[Federal Register Volume 73, Number 250 (Tuesday, December 30, 2008)]
[Notices]
[Pages 79881-79884]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-30881]
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FEDERAL TRADE COMMISSION
Agency Information Collection Activities; Proposed Collection;
Comment Request
AGENCY: Federal Trade Commission (``FTC'' or ``Commission'').
ACTION: Notice.
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SUMMARY: The information collection requirements described below will
be submitted to the Office of Management and Budget (``OMB'') for
review, as required by the Paperwork Reduction Act (``PRA''). The FTC
is seeking public comments on its proposal to extend through April 30,
2012 the current PRA clearance for information collection requirements
contained in the Pay-Per-Call Rule (``Rule''). That clearance expires
on April 30, 2009.
DATES: Comments must be submitted on or before March 2, 2009.
ADDRESSES: Interested parties are invited to submit written comments
electronically or in paper form. Comments should refer to ``Pay-Per-
Call Rule: FTC File No. R611016'' to facilitate the organization of
comments. Please note that comments will be placed on the public record
of this proceeding--including on the publicly accessible FTC website,
at (https://www.ftc.gov/os/publiccomments.shtm)--and therefore should
not include any sensitive or confidential information. In particular,
comments should not include any sensitive personal information, such as
an individual's Social Security Number; date of birth; driver's license
number or other state identification number, or foreign country
equivalent; passport number; financial account number; or credit or
debit card number. Comments also should not include any sensitive
health information, such as medical records or other individually
identifiable health information. In addition, comments should not
include any ``[t]rade secrets and commercial or financial information
obtained from a person and privileged or confidential. . . .,'' as
provided in Section 6(f) of the FTC Act, 15 U.S.C. 46(f), and FTC Rule
4.10(a)(2), 16 CFR 4.10(a)(2). Comments containing material for which
confidential treatment is requested must be filed in paper form, must
be clearly labeled ``Confidential,'' and must comply with FTC Rule
4.9(c).\1\
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\1\ FTC Rule 4.2(d), 16 CFR 4.2(d). The comment must be
accompanied by an explicit request for confidential treatment,
including the factual and legal basis for the request, and must
identify the specific portions of the comment to be withheld from
the public record. The request will be granted or denied by the
Commission's General Counsel, consistent with applicable law and the
public interest. See FTC Rule 4.9(c), 16 CFR 4.9(c).
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Because paper mail addressed to the FTC is subject to delay due to
heightened security screening, please consider submitting your comments
in electronic form. Comments filed in electronic form should be
submitted by using the following weblink: https://
secure.commentworks.com/ftc-PPCRulePRA(and following the instructions
on the web-based form). To ensure that the Commission considers an
electronic comment, you must file it on the web-based form at the
weblink (https://secure.commentworks.com/ftc-PPCRulePRA). If this
Notice appears at (https://www.regulations.gov/search/index.jsp), you
may also file an electronic comment through that website. The
Commission will consider all comments that regulations.gov forwards to
it.
A comment filed in paper form should include the ``Pay-Per-Call
Rule: FTC File No. R611016'' reference both in the text and on the
envelope, and should be mailed or delivered to the following address:
Federal Trade Commission, Office of the Secretary,
[[Page 79882]]
Room H-135 (Annex J), 600 Pennsylvania Avenue, NW, Washington, DC
20580. The FTC is requesting that any comment filed in paper form be
sent by courier or overnight service, if possible, because U.S. postal
mail in the Washington area and at the Commission is subject to delay
due to heightened security precautions.
The FTC Act and other laws the Commission administers permit the
collection of public comments to consider and use in this proceeding as
appropriate. The Commission will consider all timely and responsive
public comments that it receives, whether filed in paper or electronic
form. Comments received will be available to the public on the FTC
website, to the extent practicable, at (https://www.ftc.gov/os/
publiccomments.shtm). As a matter of discretion, the Commission makes
every effort to remove home contact information for individuals from
the public comments it receives before placing those comments on the
FTC website. More information, including routine uses permitted by the
Privacy Act, may be found in the FTC's privacy policy, at (https://
www.ftc.gov/ftc/privacy.shtm).
FOR FURTHER INFORMATION CONTACT: Requests for additional information or
copies of the proposed information requirements should be sent to Ruth
Yodaiken, Attorney, Division of Marketing Practices, Bureau of Consumer
Protection, Federal Trade Commission, 600 Pennsylvania Avenue, NW,
Washington, DC 20580, (202) 326-2127.
SUPPLEMENTARY INFORMATION: On October 30, 1998, the Commission
published a Notice of Proposed Rulemaking (``NPRM''), 63 FR 58524, to
amend its Pay-Per-Call Rule, 16 CFR Part 308.\2\ The Rule, which
implements Titles II and III of the Telephone Disclosure and Dispute
Resolution Act (``TDDRA''), 15 U.S.C. 5711-14, 5721-24, requires the
disclosure of cost and other information regarding pay-per-call
services and establishes dispute resolution procedures for telephone-
billed purchases (i.e., charges for pay-per-call services or other
charges appearing on a telephone bill other than telecommunications
charges). As was explained in the NPRM, the Rule contains certain
reporting and disclosure requirements that are subject to OMB review
under the PRA, 44 U.S.C. 3501-3521.\3\ Accordingly, the FTC submitted
the Rule, with proposed amendments, to OMB (see 64 FR 70031, Dec. 15,
1999) for its approval, which was granted until December 31, 2002 (OMB
control number 3084-0102). Thereafter, the FTC obtained renewed
clearance from OMB covering both the existing Rule and the proposed
changes, with the most recent clearance set to expire April 30, 2009.
The FTC is again seeking renewed 3-year clearance for the Rule, but now
only regarding the existing Rule.
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\2\ The Rule was originally promulgated as the ``Trade
Regulation Rule Pursuant to the Telephone Disclosure and Dispute
Resolution Act of 1992,'' and was known as the ``900-Number Rule.''
In its NPRM, the Commission refers to the Rule as the ``Trade
Regulation Rule Concerning Pay-Per-Call Services and Other
Telephone-Billed Purchases.'' In this document it will be referred
to as the ``Pay-Per-Call Rule.''
\3\ The Rule contains no recordkeeping requirements that would
be subject to the PRA.
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As required by the PRA, the FTC is providing this opportunity for
public comment before requesting that OMB extend the existing paperwork
clearance for the regulations noted herein. 44 U.S.C. 3506(c)(2)(A).
All comments should be filed as prescribed in the ADDRESSES section
above, and must be received on or before March 2, 2009.
Brief description of the need for and proposed use of the
information: The existing reporting and disclosure requirements are
mandated by the TDDRA to help prevent unfair and deceptive acts and
practices in the advertising and operation of pay-per-call services and
in the collection of charges for telephone-billed purchases. The
information obtained by the Commission pursuant to the reporting
requirement is used for law enforcement purposes. The disclosure
requirements ensure that consumers are adequately informed of the costs
they can expect to incur in using a pay-per-call service, that they
will not be liable for unauthorized non-toll charges on their telephone
bills, and that they have certain dispute resolution rights and
obligations with respect to such telephone-billed purchases.
Likely respondents and their estimated number: Respondents are
telecommunications common carriers (subject to the reporting
requirement only, unless acting as a billing entity), information
providers (vendors) offering one or more pay-per-call services or
programs, and billing entities. Staff estimates that there are 13
common carriers,\4\ approximately 13,350 vendors,\5\ and approximately
1,250 possible billing entities.\6\ The FTC seeks public comment or
data on these estimates as well as those additionally stated below.
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\4\ This estimate is based on the North American Numbering Plan
Association Report, ``900-NXX Codes,'' (https://www.nanpa.com/nas/
public/form900MasterReport.do? method=display900 MasterReport)
(updated as of November 2008), and excluding Canadian entities and
one carrier that recently withdrew from carrying 900 number service.
See Federal Communications Commission, ``Section 63.71 Application
of Sprint Communications Company L.P. for Authority to Discontinue
Domestic Telecommunications Services,'' Order, WC Docket No. 08-116,
DA 08-2557 (Wireline Competition Bureau Nov. 24, 2008) (``FCC Sprint
Order'').
\5\ This number or an estimate thereof is difficult to derive as
there is no ready source of such statistics. For instant purposes,
FTC staff has reduced its most recent prior (2006) PRA-related
estimate of the number of vendors (approximately 15,000) by 11
percent, reflecting a corresponding decrease in the allocation of
900 numbers. It is noteworthy that one carrier which recently
withdrew from carrying 900-number services stated that between 2004
and 2007 claimed that it saw a 41.5 percent decrease in vendor use
of such numbers. See FCC Sprint Order. However, erring
conservatively, FTC staff instead is applying an 11 percent
reduction in the number of vendors, tied to a comparison of the
number of 900-NXX codes allocated per vendor, as reported annually
by the North American Numbering Plan Administration (NANPA). In
2004, it was 133; in 2007, it fell to 118.
\6\ The Federal Communications Commission report on telephone
statistics indicated that at the end of 2007 there were
approximately 1,250 local telephone companies (local exchange
carriers). See Local Telephone Competition: Status as of December
31, 2007 (released 9/08) (tables 3 and 4), available at (https://
www.fcc.gov/wcb/iatd/comp.html).
Estimated annual reporting and disclosure burden: 2,468,412 hours;
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$133,705,222 in associated labor costs\7\
\7\ Non-labor (e.g., capital/other start-up) costs are generally
subsumed in activities otherwise undertaken in the ordinary course
of business (e.g., business records from which only existing
information must be reported to the Commission, pay-per-call
advertisements or audiotext to which cost or other disclosures are
added, etc.). To the extent that entities incur operating or
maintenance expenses, or purchase outside services to satisfy the
Rule's requirements, staff believe those expenses are also included
in (or, if contracted out, would be comparable to) the annual burden
hour and cost estimates provided below (where such costs are labor-
related), or are otherwise included in the ordinary cost of doing
business (regarding non-labor costs).
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The burden hour estimate for each reporting and disclosure
requirement has been multiplied by a ``blended'' wage rate (expressed
in dollars per hour), based on the particular skill mix needed to carry
out that requirement, to determine its total annual cost. The blended
rate calculations are based on the following skill categories and
average wage rates and/or labor costs: $250/hour for professional
(attorney) services; $15/hour for skilled clerical workers; $35/hour
for computer programmers; and $50/hour for management time. These
figures are averages, based on the most currently available Bureau of
Labor Statistics (``BLS'') cost figures posted online.\8\ FTC
[[Page 79883]]
staff calculated labor costs by applying appropriate hourly cost
figures to the burden hours discussed further below.
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\8\ (https://www.bls.gov/ncs/ncswage2007.htm) (National
Compensation Survey: Occupational Earnings in the United States
2007, US Department of Labor, BLS, released August 2008, Bulletin
2704, Table 3 (``Full-time civilian workers,'' mean and median
hourly wages). Notwithstanding the referenced BLS data, estimated
attorney costs are based on what staff believes may more closely
reflect hourly attorney costs associated with Commission information
collection activities.
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(1) Reporting burden:
The Rule provides that common carriers must make available to the
Commission, upon written request, any records and financial information
maintained by such carrier relating to the arrangements between the
carrier and any vendor or service bureau. See 16 CFR 308.6. Staff
believes that the resulting burden on this segment of the industry will
be minimal, since OMB's definition of ``burden'' for PRA purposes
excludes any business effort that would be expended regardless of a
regulatory requirement. 5 CFR 1320.3(b)(2). Because this reporting
requirement permits staff to seek information limited to that which is
already maintained by the carriers, the only burden would be the time
an entity expends to compile and provide the information to the
Commission. Because of continued industry changes and the infrequency
with which the Commission has relied on this requirement, staff is
reducing by 40 percent (from 5 hours to 3 hours per entity) the
estimated annual time burden per entity for this reporting requirement.
In obtaining OMB clearance for this reporting requirement in 2006,
staff estimated a total reporting burden of 70 hours, with an annual
cost of $5,145. For the pending submission to OMB, staff has decreased
its burden hour estimate to 39 hours, based on an average estimate of 3
hours (rather than 5) expended by 13 common carriers. Using a $75
blended wage rate (assuming for all labor calculations herein, $35/hour
for computer programmers, $250/hour for attorneys, $15/hour for skilled
clerical workers, and $50/hour for managers),\9\ the FTC now estimates
an annual cost of $2,925.
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\9\ This blended wage rate is based upon an estimate of 30
percent for computer programming, 20 percent for attorney services,
30 percent for skilled clerical workers, and 20 percent for
managerial time.
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(2) Disclosure burden:
(a) Advertising. FTC staff estimates that the annual burden on the
industry for the Rule's advertising disclosure requirements is 48,060
hours. The estimate reflects the burden on approximately 13,350 vendors
who must make cost disclosures for all pay-per-call services and
additional disclosures if the advertisement is (a) directed to
individuals under 18 or (b) for certain pay-per-call services.\10\
Because of continued industry changes and the infrequency with which
the Commission has relied on this requirement, staff is reducing the
estimated percentage of advertising both directed to individuals under
18 and relating to certain other pay-per-call services to 20 percent of
overall pay-per-call services. FTC staff estimated that each disclosure
mandated by the Rule requires approximately one hour of compliance
time.
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\10\ Based on an assumed three advertisements per vendor, or a
total of 40,050 ads (for 13,350 vendors, as explained in note 5),
plus an estimated total 20 percent of which would require such
additional disclosures, or 8,010 advertisements. Staff estimates
that it would require no more than one hour to draft each type of
disclosure. Accordingly, at an estimated one hour each, vendors
would require cumulatively 48,060 burden hours to comply with these
requirements.
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The total estimated annual cost of these burden hours is $3,316,140
applying a blended wage rate of $69/hour.\11\
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\11\ The blended rate is based upon 20 percent for attorney
services, 60 percent for skilled clerical workers, and 20 percent
for management time.
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(b) The Rule's preamble disclosure. To comply with the Act, the
Pay-Per-Call Rule also requires that every pay-per-call service be
preceded by a free preamble and that four different disclosures be made
in each preamble. Additionally, preambles to sweepstakes pay-per-call
services and services that offer information on federal programs must
provide additional discloses. Each preamble need only be prepared one
time, unless the cost or other information is changed. There is no
additional burden on the vendor to make the disclosures for each
telephone call, because the preambles are taped and play automatically
when a caller dials the pay-per-call number.
In its 2006 submission for renewed OMB clearance under the PRA, FTC
staff estimated that there were approximately 45,864 pay-per-call
services required to make disclosures in the preamble to the pay-per-
call service, at an average burden of 10 hours for each preamble,
resulting in a total burden estimate of 458,640 hours. As noted above,
staff now believes that the industry has had at least an 11 percent
reduction in size since the FTC's immediately prior pursuit of renewed
clearance. Accordingly, staff now estimates that there are no more than
40,819 advertised pay-per-call services.
As with advertising disclosures, preambles for certain pay-per-call
services require additional preamble disclosures. Consistent with the
estimates of advertised pay-per-call services discussed above, staff
estimates that an additional 20 percent of all such pay-per-call
services (8,164) relating to certain types of pay-per-call services
would require such additional disclosures.\12\ On further reflection,
staff now estimates that it would require no more than one hour to
draft each type of disclosure because the disclosures applicable to the
preamble closely approximate in content and volume the advertising
disclosures discussed above. Accordingly, staff estimates a total of
48,983 burden hours (40,819 + 8,164) to comply with these requirements.
At one hour each, cumulative labor cost associated with these
disclosures is $3,379,827, using a blended wage rate of $69/hour (i.e.,
similar to the blended rate used for advertising disclosures).
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\12\ See note 10.
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(c) Telephone-billed charges in billing statements. Section
308.5(j) of the Rule, 16 CFR 308.5(j), requires that vendors ensure
that certain disclosures appear on each billing statement that contains
a charge for a call to a pay-per-call service. Because these
disclosures appear on telephone bills already generated by the local
telephone companies, and because the carriers are already subject to
nearly identical requirements pursuant to the FCC's rules, FTC staff
estimated that the burden to comply would be minimal. At most, the
burden on the vendor would be limited to spot checking telephone bills
to ensure that the charges are displayed in the manner required by the
Rule.
As it had in the 2006 PRA submission, FTC staff estimates that only
10 percent of vendors (1,350) would monitor billing statements in this
manner and that it would take 12 hours per year to conduct such checks.
Using the total estimated number of vendors noted above, this results
in a total of 16,020 burden hours. The total annual cost would be at
most $997,245, using a blended rate of $62.25/hour.\13\
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\13\ The blended rate is 15 percent for attorney services, 40
percent for skilled clerical workers, 25 percent for computer
programming, and 20 percent for management time.
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(d) Dispute resolution procedures in billing statements. This
disclosure requirement is set forth in 16 CFR 308.7(c). The blended
rate being used for these disclosures is $53.5/hour.\14\
[[Page 79884]]
FTC staff previously estimated that the billing entities would spend
approximately 5 hours each to review, revise, and provide the
disclosures on an annual basis. The estimated hour burden for the
annual notice component of this requirement is 6,250 burden hours
(based on 1,250 possible billing entities each requiring 5 hours each),
or a total cost of $334,375.
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\14\ The blended rate is 40 percent for computer programming, 10
percent for attorney services, 30 percent for skilled clerical
workers, and 20 percent for management time.
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(e) Further disclosures related to consumers reporting a billing
error. As in the 2006 PRA submission for this Rule, FTC staff estimates
that the incremental disclosure obligations related to consumers
reporting a billing error under section 308.7(d) requires, on average,
about one hour per each billing error. Previously, staff projected that
approximately 5 percent of an estimated 49,980,000 calls made to pay-
per-call services each year involves such a billing error. The staff is
now reducing its prior estimate of the number of those calls by 6
percent\15\ (46,981,200 calls) to reflect recent changes in the amount
of pay-per-call services and their billing. Assuming the same
apportionment (5 percent) of overall calls to pay-per-call services,
this amounts to 2,349,060 hours, cumulatively. Applying the $53.5/hour
blended wage rate, the estimated annual cost is $125,674,710 annually.
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\15\ Six percent is determined by an approximate halving of the
above-noted 11% reduction staff has applied to its prior estimate of
the number of vendors (see note 5). As in past clearance requests
for this Rule, it is halved on the assumption that pay-per-call
services do not account for any more than half of all telephone-
billed purchases.
David C. Shonka
Acting General Counsel
[FR Doc. E8-30881 Filed 12-29-08: 8:45 am]
BILLING CODE 6750-01-S