Adjustment of Monetary Threshold for Reporting Rail Equipment Accidents/Incidents for Calendar Year 2009, 78657-78659 [E8-30534]
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Federal Register / Vol. 73, No. 247 / Tuesday, December 23, 2008 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
49 CFR Part 225
[FRA–2008–0136]
Adjustment of Monetary Threshold for
Reporting Rail Equipment Accidents/
Incidents for Calendar Year 2009
AGENCY: Federal Railroad
Administration (FRA), Department of
Transportation (DOT).
ACTION: Final rule.
306, 1200 New Jersey Ave., SE.,
Washington, DC 20590 (telephone 202–
493–1331); or Gahan Christenson, Trial
Attorney, U.S. Department of
Transportation, Federal Railroad
Administration, Office of Chief Counsel,
RCC–10, Mail Stop 10, West Building
3rd Floor, Room W31–204, 1200 New
Jersey Ave., SE., Washington, DC 20590
(telephone 202–493–1381).
SUPPLEMENTARY INFORMATION:
Background
This rule increases the rail
equipment accident/incident reporting
threshold from $8,500 to $8,900 for
certain railroad accidents/incidents
involving property damage that occur
during calendar year 2009. This action
is needed to ensure that FRA’s reporting
requirements reflect cost increases that
have occurred since the reporting
threshold was last computed in
December of 2007.
DATES: This regulation is effective
January 1, 2009.
FOR FURTHER INFORMATION CONTACT:
Arnel B. Rivera, Staff Director, U.S.
Department of Transportation, Federal
Railroad Administration, Office of
Safety Analysis, RRS–22, Mail Stop 25,
West Building 3rd Floor, Room W33–
SUMMARY:
A ‘‘rail equipment accident/incident’’
is a collision, derailment, fire,
explosion, act of God, or other event
involving the operation of railroad ontrack equipment (standing or moving)
that results in damages to railroad ontrack equipment, signals, tracks, track
structures, or roadbed, including labor
costs and the costs for acquiring new
equipment and material, greater than
the reporting threshold for the year in
which the event occurs. 49 CFR
225.19(c). Each rail equipment accident/
incident must be reported to FRA using
the Rail Equipment Accident/Incident
Report (Form FRA F 6180.54). 49 CFR
225.19(b) and (c). As revised, effective
in 1997, paragraphs (c) and (e) of 49
CFR 225.19 provide that the dollar
figure that constitutes the reporting
threshold for rail equipment accidents/
incidents will be adjusted, if necessary,
78657
every year in accordance with the
procedures outlined in appendix B to
part 225 to reflect any cost increases or
decreases. 61 FR 30940 (June 18, 1996);
61 FR 60632 (Nov. 29, 1996); 61 FR
67477 (Dec. 23, 1996); 62 FR 63675
(Dec. 2, 1997); 63 FR 71790 (Dec. 30,
1998); 64 FR 69193 (Dec. 10, 1999); 65
FR 69884 (Nov. 21, 2000); 66 FR 66346
(Dec. 26, 2001); 67 FR 79533 (Dec. 30,
2002); 70 FR 75414 (Dec. 20, 2005); 72
FR 1184 (January 10, 2007); 72 FR 73659
(December 28, 2007).
New Reporting Threshold
Approximately one year has passed
since the rail equipment accident/
incident reporting threshold was
revised. 72 FR 73659 (December 28,
2007). Consequently, FRA has
recalculated the threshold, as required
by § 225.19(c), based on increased costs
for labor and increased costs for
equipment. FRA has determined that
the current reporting threshold of
$8,500, which applies to rail equipment
accidents/incidents that occur during
calendar year 2008, should increase by
$400 to $8,900 for equipment accidents/
incidents occurring during calendar
year 2009, effective January 1, 2009. The
specific inputs to the equation set forth
in appendix B (i.e., Tnew = Tprior * [1
+ 0.4(Wnew ¥ Wprior)/Wprior +
0.6(Enew—Eprior)/100]) to part 225 are:
Tprior
Wnew
Wprior
Enew
Eprior
$8,500 ..............................................................................................................
$22.86094
$21.50323
180.16667
175.56667
Where: Tnew = New threshold; Tprior
= Prior threshold (with reference to the
threshold, ‘‘prior’’ refers to the previous
threshold rounded to the nearest $100,
as reported in the Federal Register);
Wnew = New average hourly wage rate,
in dollars; Wprior = Prior average hourly
wage rate, in dollars; Enew = New
equipment average PPI value; Eprior =
Prior equipment average PPI value.
Using the above figures, the calculated
new threshold, (Tnew) is $8,949.28,
which is rounded to the nearest $100 for
a final new reporting threshold of
$8,900.
Notice and Comment Procedures and
Effective Date
In this rule, FRA has recalculated the
monetary reporting threshold based on
the formula discussed in detail and
adopted, after notice and comment, in
the final rule published December 20,
2005, 70 FR 75414. FRA has found that
both the current cost data inserted into
this pre-existing formula and the
original cost data that they replace were
VerDate Aug<31>2005
15:41 Dec 22, 2008
Jkt 217001
obtained from reliable Federal
government sources. FRA has found that
this rule imposes no additional burden
on any person, but rather provides a
benefit by permitting the valid
comparison of accident data over time.
Accordingly, finding that notice and
comment procedures are either
impracticable, unnecessary, or contrary
to the public interest, FRA is proceeding
directly to the final rule.
FRA regularly recalculates the
monetary reporting threshold using a
pre-existing formula near the end of
each calendar year. Therefore, any
person affected by this rule anticipates
the on-going adjustment of the threshold
and has reasonable time to make any
minor changes necessary to come into
compliance with the regulations. FRA
attempts to use the most recent data
available to calculate the updated
reporting threshold prior to the next
calendar year. FRA has found that
issuing the rule in December of each
calendar year and making the rule
effective on January 1, of the next year,
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Fmt 4700
Sfmt 4700
allows FRA to use the most up-to-date
data when calculating the reporting
threshold and to compile data that
accurately reflects rising wages and
equipment costs. As such, FRA has
found that it has good cause to make the
effective date January 1, 2009.
Regulatory Impact
Executive Order 12866 and DOT
Regulatory Policies and Procedures
This rule has been evaluated in
accordance with existing policies and
procedures, and determined to be nonsignificant under both Executive Order
12866 and DOT policies and procedures
(44 FR 11034 (Feb. 26, 1979)).
Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980
(5 U.S.C. 601–612) requires a review of
proposed and final rules to assess their
impact on small entities, unless the
Secretary certifies that the rule will not
have a significant economic impact on
a substantial number of small entities.
Pursuant to section 312 of the Small
E:\FR\FM\23DER1.SGM
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78658
Federal Register / Vol. 73, No. 247 / Tuesday, December 23, 2008 / Rules and Regulations
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121),
FRA has issued a final policy that
formally establishes ‘‘small entities’’ as
including railroads that meet the linehaulage revenue requirements of a Class
III railroad. 49 CFR part 209, app. C. For
other entities, the same dollar limit in
revenues governs whether a railroad,
contractor, or other respondent is a
small entity. Id.
About 681 of the approximately 719
railroads in the United States are
considered small entities by FRA. FRA
certifies that this final rule will have no
significant economic impact on a
substantial number of small entities. To
the extent that this rule has any impact
on small entities, the impact will be
neutral or insignificant. The frequency
of rail equipment accidents/incidents,
and therefore also the frequency of
required reporting, is generally
proportional to the size of the railroad.
A railroad that employs thousands of
employees and operates trains millions
of miles is exposed to greater risks than
one whose operation is substantially
smaller. Small railroads may go for
months at a time without having a
reportable occurrence of any type, and
even longer without having a rail
equipment accident/incident. For
example, current FRA data indicate that
3,379 rail equipment accidents/
incidents were reported in 2004, with
small railroads reporting 307 of them. In
2005, 3,261 rail equipment accidents/
incidents were reported, and small
railroads reported 321 of them. Data for
2006 show that 2,967 rail equipment
accidents/incidents were reported, with
small railroads reporting 351 of them.
Data for 2007 show that 2,636 rail
equipment accidents/incidents were
reported, with small railroads reporting
322 of them. On average for those four
calendar years, small railroads reported
about 11% (ranging from 9% to 12%) of
the total number of rail equipment
accidents/incidents. FRA notes that
these data are accurate as of the date of
issuance of this final rule, and are
subject to minor changes due to
additional reporting. Absent this
rulemaking (i.e., any increase in the
monetary reporting threshold), the
number of reportable accidents/
incidents would increase, as keeping the
2008 threshold in place would not allow
it to keep pace with the increasing
dollar amounts of wages and rail
equipment repair costs. Therefore, this
rule will be neutral in effect. Increasing
the reporting threshold will slightly
decrease the recordkeeping burden for
railroads over time. Any recordkeeping
burden will not be significant and will
VerDate Aug<31>2005
15:41 Dec 22, 2008
Jkt 217001
affect the large railroads more than the
small entities, due to the higher
proportion of reportable rail equipment
accidents/incidents experienced by
large entities.
Paperwork Reduction Act
There are no new information
collection requirements associated with
this final rule. Therefore, no estimate of
a public reporting burden is required.
Federalism Implications
Executive Order 13132, entitled,
‘‘Federalism,’’ issued on August 4, 1999,
requires that each agency ‘‘in a
separately identified portion of the
preamble to the regulation as it is to be
issued in the Federal Register, provided
to the Director of the Office of
Management and Budget a federalism
summary impact statement, which
consists of a description of the extent of
the agency’s prior consultation with
State and local officials, a summary of
the nature of their concerns and the
agency’s position supporting the need to
issue the regulation, and a statement of
the extent to which the concerns of the
State and local officials have been met
* * *.’’ This rulemaking action has
been analyzed in accordance with the
principles and criteria contained in
Executive Order 13132. This rule will
not have a substantial direct effect on
States, on the relationship between the
National Government and the States, or
on the distribution of power and the
responsibilities among the various
levels of government, as specified in the
Executive Order 13132. Accordingly,
FRA has determined that this rule will
not have sufficient federalism
implications to warrant consultation
with State and local officials or the
preparation of a federalism assessment.
Accordingly, a federalism assessment
has not been prepared.
Environmental Impact
FRA has evaluated this regulation in
accordance with its ‘‘Procedures for
Considering Environmental Impacts’’
(FRA’s Procedures) (64 FR 28545, May
26, 1999) as required by the National
Environmental Policy Act (42 U.S.C.
4321 et seq.), other environmental
statutes, Executive Orders, and related
regulatory requirements. FRA has
determined that this regulation is not a
major FRA action (requiring the
preparation of an environmental impact
statement or environmental assessment)
because it is categorically excluded from
detailed environmental review pursuant
to section 4(c)(20) of FRA’s Procedures.
64 FR 28545, 28547, May 26, 1999. In
accordance with section 4(c) and (e) of
FRA’s Procedures, the agency has
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Fmt 4700
Sfmt 4700
further concluded that no extraordinary
circumstances exist with respect to this
regulation that might trigger the need for
a more detailed environmental review.
As a result, FRA finds that this
regulation is not a major Federal action
significantly affecting the quality of the
human environment.
Unfunded Mandates Reform Act of
1995
Pursuant to Section 201 of the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4, 2 U.S.C. 1531), each
Federal agency ‘‘shall, unless otherwise
prohibited by law, assess the effects of
Federal regulatory actions on State,
local, and tribal governments, and the
private sector (other than to the extent
that such regulations incorporate
requirements specifically set forth in
law).’’ Section 202 of the Act (2 U.S.C.
1532) further requires that ‘‘before
promulgating any general notice of
proposed rulemaking that is likely to
result in the promulgation of any rule
that includes any Federal mandate that
may result in expenditure by State,
local, and tribal governments, in the
aggregate, or by the private sector, of
[$141,100,000 or more (as adjusted for
inflation)] in any one year, and before
promulgating any final rule for which a
general notice of proposed rulemaking
was published, the agency shall prepare
a written statement’’ detailing the effect
on State, local, and tribal governments
and the private sector. The final rule
will not result in the expenditure, in the
aggregate, of $141,100,000 or more in
any one year, and thus preparation of
such a statement is not required.
Energy Impact
Executive Order 13211 requires
Federal agencies to prepare a Statement
of Energy Effects for any ‘‘significant
energy action.’’ 66 FR 28355 (May 22,
2001). Under the Executive Order, a
‘‘significant energy action’’ is defined as
any action by an agency (normally
published in the Federal Register) that
promulgates or is expected to lead to the
promulgation of a final rule or
regulation, including notices of inquiry,
advance notices of proposed
rulemaking, and notices of proposed
rulemaking: That (1)(i) is a significant
regulatory action under Executive Order
12866 or any successor order, and (ii) is
likely to have a significant adverse effect
on the supply, distribution, or use of
energy; or (2) that is designated by the
Administrator of the Office of
Information and Regulatory Affairs as a
significant energy action. FRA has
evaluated this final rule in accordance
with Executive Order 13211. FRA has
determined that this final rule is not
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Federal Register / Vol. 73, No. 247 / Tuesday, December 23, 2008 / Rules and Regulations
likely to have a significant adverse effect
on the supply, distribution, or use of
energy. Consequently, FRA has
determined that this regulatory action is
not a ‘‘significant energy action’’ within
the meaning of Executive Order 13211.
calendar year 2009. The procedure for
determining the reporting threshold for
calendar years 2006 and beyond appears
as paragraphs 1–8 of appendix B to part
225.
*
*
*
*
*
Privacy Act
Anyone is able to search the
electronic form of all our comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://www.regulations.gov.
Issued in Washington, DC, on December
17, 2008.
Clifford C. Eby,
Acting Administrator.
[FR Doc. E8–30534 Filed 12–22–08; 8:45 am]
List of Subjects in 49 CFR Part 225
Investigations, Penalties, Railroad
safety, Reporting and recordkeeping
requirements.
50 CFR Part 648
The Rule
Magnuson-Stevens Fishery
Conservation and Management Act
Provisions; Fisheries of the
Northeastern United States; Northeast
Multispecies Fishery; Increase of the
Landing Limit for Eastern Georges
Bank Cod in the U.S./Canada
Management Area
PART 225—[AMENDED]
1. The authority citation for part 225
continues to read as follows:
■
Authority: 49 U.S.C. 103, 322(a), 20103,
20107, 20901–02, 21301, 21302, 21311; 28
U.S.C. 2461, note; and 49 CFR 1.49.
2. Amend § 225.19 by revising the first
sentence of paragraph (c) and revising
paragraph (e) to read as follows:
■
§ 225.19 Primary groups of accidents/
incidents.
*
*
*
*
(c) Group II—Rail equipment. Rail
equipment accidents/incidents are
collisions, derailments, fires,
explosions, acts of God, and other
events involving the operation of ontrack equipment (standing or moving)
that result in damages higher than the
current reporting threshold (i.e., $6,700
for calendar years 2002 through 2005,
$7,700 for calendar year 2006, $8,200
for calendar year 2007, $8,500 for
calendar year 2008 and $8,900 for
calendar year 2009) to railroad on-track
equipment, signals, tracks, track
structures, or roadbed, including labor
costs and the costs for acquiring new
equipment and material. * * *
*
*
*
*
*
(e) The reporting threshold is $6,700
for calendar years 2002 through 2005,
$7,700 for calendar year 2006, $8,200
for calendar year 2007, $8,500 for
calendar year 2008 and $8,900 for
15:41 Dec 22, 2008
Jkt 217001
National Oceanic and Atmospheric
Administration
RIN 0648–XL94
In consideration of the foregoing, FRA
amends part 225 of chapter II, subtitle
B of title 49, Code of Federal
Regulations, as follows:
VerDate Aug<31>2005
DEPARTMENT OF COMMERCE
[Docket No.071004577 8124 02]
■
*
BILLING CODE 4910–06–P
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; increase of
landing limit.
SUMMARY: This action increases the
landing limit of Eastern Georges Bank
(GB) cod to 1,000 lb (453.6 kg) per dayat-sea (DAS), or any part of a DAS, up
to 10,000 lb (4,535.9 kg) per trip for NE
multispecies DAS vessels fishing in the
U.S./Canada Management Area. This
action is authorized by the regulations
implementing Amendment 13 to the NE
Multispecies Fishery Management Plan
and is intended to increase the
likelihood of harvesting the total
allowable catch (TAC) for Eastern GB
cod without exceeding it during the
2008 fishing year. This action is being
taken to allow vessels to fully harvest
the TACs for transboundary stocks of
GB cod, haddock, and yellowtail
flounder under the authority of the
Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act).
DATES: Effective December 23, 2008,
through April 30, 2009.
FOR FURTHER INFORMATION CONTACT:
Douglas Potts, Fishery Policy Analyst,
(978) 281–9341, fax (978) 281–9135.
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Fmt 4700
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78659
SUPPLEMENTARY INFORMATION:
Regulations governing the GB cod
landing limit within the Eastern U.S./
Canada Area are found at
§ 648.85(a)(3)(iv)(A) and (D). The
regulations authorize vessels issued a
valid limited access NE multispecies
permit and fishing under a NE
multispecies DAS to fish in the U.S./
Canada Management Area, as defined at
§ 648.85(a)(1), under specific
conditions. The TAC for Eastern GB cod
for the 2008 fishing year (May 1, 2008
- April 30, 2009) was set at 667 mt (73
FR 16572, March 28, 2008), a 35–
percent increase from the TAC for the
2007 fishing year.
The regulations at § 648.85(a)(3)(iv)(D)
authorize the Administrator, Northeast
(NE) Region, NMFS (Regional
Administrator) to increase or decrease
the trip limits in the U.S./Canada
Management Area to prevent overharvesting or under-harvesting the TAC
allocation. The default landing limit of
Eastern GB cod for NE multispecies
DAS vessels fishing in the Eastern U.S./
Canada Area is 500 lb (226.8 kg) per
DAS, or any part of a DAS, up to 5,000
lb (2,268 kg) per trip. According to the
most recent Vessel Monitoring System
(VMS) reports and other available
information, the fishing year 2008
Eastern GB cod TAC will not be
harvested under the current landing
limit. Analysis of harvest patterns in
previous fishing years indicates that the
TAC would not be exceeded under the
increased landing limit of 1,000 lb
(453.6 kg) per DAS, or any part of a
DAS, up to 10,000 lb (4,535.9 kg) per
trip. Based on this information, the
Regional Administrator is increasing the
current Eastern GB cod landing limit of
500 lb (226.8 kg) per DAS, or any part
of a DAS, up to 5,000 lb (2,268 kg) per
trip in the Eastern U.S./Canada Area; to
1,000 lb (453.6 kg) per DAS, or any part
of a DAS, up to 10,000 lb (4,535.9 kg)
per trip, effective 0001 hours local time
December 23, 2008, through April 30,
2009.
Eastern GB cod landings will continue
to be closely monitored. Further
inseason adjustments to increase or
decrease the trip limit may be
considered, based on updated catch data
and projections. Should 100 percent of
the TAC allocation for Eastern GB cod
be projected to be harvested, the Eastern
U.S./Canada Area would be closed to
limited access NE multispecies DAS
vessels for the remainder of the fishing
year.
Classification
This action is authorized by 50 CFR
part 648 and is exempt from review
under Executive Order 12866.
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Agencies
[Federal Register Volume 73, Number 247 (Tuesday, December 23, 2008)]
[Rules and Regulations]
[Pages 78657-78659]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-30534]
[[Page 78657]]
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DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
49 CFR Part 225
[FRA-2008-0136]
Adjustment of Monetary Threshold for Reporting Rail Equipment
Accidents/Incidents for Calendar Year 2009
AGENCY: Federal Railroad Administration (FRA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This rule increases the rail equipment accident/incident
reporting threshold from $8,500 to $8,900 for certain railroad
accidents/incidents involving property damage that occur during
calendar year 2009. This action is needed to ensure that FRA's
reporting requirements reflect cost increases that have occurred since
the reporting threshold was last computed in December of 2007.
DATES: This regulation is effective January 1, 2009.
FOR FURTHER INFORMATION CONTACT: Arnel B. Rivera, Staff Director, U.S.
Department of Transportation, Federal Railroad Administration, Office
of Safety Analysis, RRS-22, Mail Stop 25, West Building 3rd Floor, Room
W33-306, 1200 New Jersey Ave., SE., Washington, DC 20590 (telephone
202-493-1331); or Gahan Christenson, Trial Attorney, U.S. Department of
Transportation, Federal Railroad Administration, Office of Chief
Counsel, RCC-10, Mail Stop 10, West Building 3rd Floor, Room W31-204,
1200 New Jersey Ave., SE., Washington, DC 20590 (telephone 202-493-
1381).
SUPPLEMENTARY INFORMATION:
Background
A ``rail equipment accident/incident'' is a collision, derailment,
fire, explosion, act of God, or other event involving the operation of
railroad on-track equipment (standing or moving) that results in
damages to railroad on-track equipment, signals, tracks, track
structures, or roadbed, including labor costs and the costs for
acquiring new equipment and material, greater than the reporting
threshold for the year in which the event occurs. 49 CFR 225.19(c).
Each rail equipment accident/incident must be reported to FRA using the
Rail Equipment Accident/Incident Report (Form FRA F 6180.54). 49 CFR
225.19(b) and (c). As revised, effective in 1997, paragraphs (c) and
(e) of 49 CFR 225.19 provide that the dollar figure that constitutes
the reporting threshold for rail equipment accidents/incidents will be
adjusted, if necessary, every year in accordance with the procedures
outlined in appendix B to part 225 to reflect any cost increases or
decreases. 61 FR 30940 (June 18, 1996); 61 FR 60632 (Nov. 29, 1996); 61
FR 67477 (Dec. 23, 1996); 62 FR 63675 (Dec. 2, 1997); 63 FR 71790 (Dec.
30, 1998); 64 FR 69193 (Dec. 10, 1999); 65 FR 69884 (Nov. 21, 2000); 66
FR 66346 (Dec. 26, 2001); 67 FR 79533 (Dec. 30, 2002); 70 FR 75414
(Dec. 20, 2005); 72 FR 1184 (January 10, 2007); 72 FR 73659 (December
28, 2007).
New Reporting Threshold
Approximately one year has passed since the rail equipment
accident/incident reporting threshold was revised. 72 FR 73659
(December 28, 2007). Consequently, FRA has recalculated the threshold,
as required by Sec. 225.19(c), based on increased costs for labor and
increased costs for equipment. FRA has determined that the current
reporting threshold of $8,500, which applies to rail equipment
accidents/incidents that occur during calendar year 2008, should
increase by $400 to $8,900 for equipment accidents/incidents occurring
during calendar year 2009, effective January 1, 2009. The specific
inputs to the equation set forth in appendix B (i.e., Tnew = Tprior *
[1 + 0.4(Wnew - Wprior)/Wprior + 0.6(Enew--Eprior)/100]) to part 225
are:
----------------------------------------------------------------------------------------------------------------
Tprior Wnew Wprior Enew Eprior
----------------------------------------------------------------------------------------------------------------
$8,500...................................... $22.86094 $21.50323 180.16667 175.56667
----------------------------------------------------------------------------------------------------------------
Where: Tnew = New threshold; Tprior = Prior threshold (with
reference to the threshold, ``prior'' refers to the previous threshold
rounded to the nearest $100, as reported in the Federal Register); Wnew
= New average hourly wage rate, in dollars; Wprior = Prior average
hourly wage rate, in dollars; Enew = New equipment average PPI value;
Eprior = Prior equipment average PPI value. Using the above figures,
the calculated new threshold, (Tnew) is $8,949.28, which is rounded to
the nearest $100 for a final new reporting threshold of $8,900.
Notice and Comment Procedures and Effective Date
In this rule, FRA has recalculated the monetary reporting threshold
based on the formula discussed in detail and adopted, after notice and
comment, in the final rule published December 20, 2005, 70 FR 75414.
FRA has found that both the current cost data inserted into this pre-
existing formula and the original cost data that they replace were
obtained from reliable Federal government sources. FRA has found that
this rule imposes no additional burden on any person, but rather
provides a benefit by permitting the valid comparison of accident data
over time. Accordingly, finding that notice and comment procedures are
either impracticable, unnecessary, or contrary to the public interest,
FRA is proceeding directly to the final rule.
FRA regularly recalculates the monetary reporting threshold using a
pre-existing formula near the end of each calendar year. Therefore, any
person affected by this rule anticipates the on-going adjustment of the
threshold and has reasonable time to make any minor changes necessary
to come into compliance with the regulations. FRA attempts to use the
most recent data available to calculate the updated reporting threshold
prior to the next calendar year. FRA has found that issuing the rule in
December of each calendar year and making the rule effective on January
1, of the next year, allows FRA to use the most up-to-date data when
calculating the reporting threshold and to compile data that accurately
reflects rising wages and equipment costs. As such, FRA has found that
it has good cause to make the effective date January 1, 2009.
Regulatory Impact
Executive Order 12866 and DOT Regulatory Policies and Procedures
This rule has been evaluated in accordance with existing policies
and procedures, and determined to be non-significant under both
Executive Order 12866 and DOT policies and procedures (44 FR 11034
(Feb. 26, 1979)).
Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980 (5 U.S.C. 601-612) requires
a review of proposed and final rules to assess their impact on small
entities, unless the Secretary certifies that the rule will not have a
significant economic impact on a substantial number of small entities.
Pursuant to section 312 of the Small
[[Page 78658]]
Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121),
FRA has issued a final policy that formally establishes ``small
entities'' as including railroads that meet the line-haulage revenue
requirements of a Class III railroad. 49 CFR part 209, app. C. For
other entities, the same dollar limit in revenues governs whether a
railroad, contractor, or other respondent is a small entity. Id.
About 681 of the approximately 719 railroads in the United States
are considered small entities by FRA. FRA certifies that this final
rule will have no significant economic impact on a substantial number
of small entities. To the extent that this rule has any impact on small
entities, the impact will be neutral or insignificant. The frequency of
rail equipment accidents/incidents, and therefore also the frequency of
required reporting, is generally proportional to the size of the
railroad. A railroad that employs thousands of employees and operates
trains millions of miles is exposed to greater risks than one whose
operation is substantially smaller. Small railroads may go for months
at a time without having a reportable occurrence of any type, and even
longer without having a rail equipment accident/incident. For example,
current FRA data indicate that 3,379 rail equipment accidents/incidents
were reported in 2004, with small railroads reporting 307 of them. In
2005, 3,261 rail equipment accidents/incidents were reported, and small
railroads reported 321 of them. Data for 2006 show that 2,967 rail
equipment accidents/incidents were reported, with small railroads
reporting 351 of them. Data for 2007 show that 2,636 rail equipment
accidents/incidents were reported, with small railroads reporting 322
of them. On average for those four calendar years, small railroads
reported about 11% (ranging from 9% to 12%) of the total number of rail
equipment accidents/incidents. FRA notes that these data are accurate
as of the date of issuance of this final rule, and are subject to minor
changes due to additional reporting. Absent this rulemaking (i.e., any
increase in the monetary reporting threshold), the number of reportable
accidents/incidents would increase, as keeping the 2008 threshold in
place would not allow it to keep pace with the increasing dollar
amounts of wages and rail equipment repair costs. Therefore, this rule
will be neutral in effect. Increasing the reporting threshold will
slightly decrease the recordkeeping burden for railroads over time. Any
recordkeeping burden will not be significant and will affect the large
railroads more than the small entities, due to the higher proportion of
reportable rail equipment accidents/incidents experienced by large
entities.
Paperwork Reduction Act
There are no new information collection requirements associated
with this final rule. Therefore, no estimate of a public reporting
burden is required.
Federalism Implications
Executive Order 13132, entitled, ``Federalism,'' issued on August
4, 1999, requires that each agency ``in a separately identified portion
of the preamble to the regulation as it is to be issued in the Federal
Register, provided to the Director of the Office of Management and
Budget a federalism summary impact statement, which consists of a
description of the extent of the agency's prior consultation with State
and local officials, a summary of the nature of their concerns and the
agency's position supporting the need to issue the regulation, and a
statement of the extent to which the concerns of the State and local
officials have been met * * *.'' This rulemaking action has been
analyzed in accordance with the principles and criteria contained in
Executive Order 13132. This rule will not have a substantial direct
effect on States, on the relationship between the National Government
and the States, or on the distribution of power and the
responsibilities among the various levels of government, as specified
in the Executive Order 13132. Accordingly, FRA has determined that this
rule will not have sufficient federalism implications to warrant
consultation with State and local officials or the preparation of a
federalism assessment. Accordingly, a federalism assessment has not
been prepared.
Environmental Impact
FRA has evaluated this regulation in accordance with its
``Procedures for Considering Environmental Impacts'' (FRA's Procedures)
(64 FR 28545, May 26, 1999) as required by the National Environmental
Policy Act (42 U.S.C. 4321 et seq.), other environmental statutes,
Executive Orders, and related regulatory requirements. FRA has
determined that this regulation is not a major FRA action (requiring
the preparation of an environmental impact statement or environmental
assessment) because it is categorically excluded from detailed
environmental review pursuant to section 4(c)(20) of FRA's Procedures.
64 FR 28545, 28547, May 26, 1999. In accordance with section 4(c) and
(e) of FRA's Procedures, the agency has further concluded that no
extraordinary circumstances exist with respect to this regulation that
might trigger the need for a more detailed environmental review. As a
result, FRA finds that this regulation is not a major Federal action
significantly affecting the quality of the human environment.
Unfunded Mandates Reform Act of 1995
Pursuant to Section 201 of the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4, 2 U.S.C. 1531), each Federal agency ``shall, unless
otherwise prohibited by law, assess the effects of Federal regulatory
actions on State, local, and tribal governments, and the private sector
(other than to the extent that such regulations incorporate
requirements specifically set forth in law).'' Section 202 of the Act
(2 U.S.C. 1532) further requires that ``before promulgating any general
notice of proposed rulemaking that is likely to result in the
promulgation of any rule that includes any Federal mandate that may
result in expenditure by State, local, and tribal governments, in the
aggregate, or by the private sector, of [$141,100,000 or more (as
adjusted for inflation)] in any one year, and before promulgating any
final rule for which a general notice of proposed rulemaking was
published, the agency shall prepare a written statement'' detailing the
effect on State, local, and tribal governments and the private sector.
The final rule will not result in the expenditure, in the aggregate, of
$141,100,000 or more in any one year, and thus preparation of such a
statement is not required.
Energy Impact
Executive Order 13211 requires Federal agencies to prepare a
Statement of Energy Effects for any ``significant energy action.'' 66
FR 28355 (May 22, 2001). Under the Executive Order, a ``significant
energy action'' is defined as any action by an agency (normally
published in the Federal Register) that promulgates or is expected to
lead to the promulgation of a final rule or regulation, including
notices of inquiry, advance notices of proposed rulemaking, and notices
of proposed rulemaking: That (1)(i) is a significant regulatory action
under Executive Order 12866 or any successor order, and (ii) is likely
to have a significant adverse effect on the supply, distribution, or
use of energy; or (2) that is designated by the Administrator of the
Office of Information and Regulatory Affairs as a significant energy
action. FRA has evaluated this final rule in accordance with Executive
Order 13211. FRA has determined that this final rule is not
[[Page 78659]]
likely to have a significant adverse effect on the supply,
distribution, or use of energy. Consequently, FRA has determined that
this regulatory action is not a ``significant energy action'' within
the meaning of Executive Order 13211.
Privacy Act
Anyone is able to search the electronic form of all our comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit
https://www.regulations.gov.
List of Subjects in 49 CFR Part 225
Investigations, Penalties, Railroad safety, Reporting and
recordkeeping requirements.
The Rule
0
In consideration of the foregoing, FRA amends part 225 of chapter II,
subtitle B of title 49, Code of Federal Regulations, as follows:
PART 225--[AMENDED]
0
1. The authority citation for part 225 continues to read as follows:
Authority: 49 U.S.C. 103, 322(a), 20103, 20107, 20901-02, 21301,
21302, 21311; 28 U.S.C. 2461, note; and 49 CFR 1.49.
0
2. Amend Sec. 225.19 by revising the first sentence of paragraph (c)
and revising paragraph (e) to read as follows:
Sec. 225.19 Primary groups of accidents/incidents.
* * * * *
(c) Group II--Rail equipment. Rail equipment accidents/incidents
are collisions, derailments, fires, explosions, acts of God, and other
events involving the operation of on-track equipment (standing or
moving) that result in damages higher than the current reporting
threshold (i.e., $6,700 for calendar years 2002 through 2005, $7,700
for calendar year 2006, $8,200 for calendar year 2007, $8,500 for
calendar year 2008 and $8,900 for calendar year 2009) to railroad on-
track equipment, signals, tracks, track structures, or roadbed,
including labor costs and the costs for acquiring new equipment and
material. * * *
* * * * *
(e) The reporting threshold is $6,700 for calendar years 2002
through 2005, $7,700 for calendar year 2006, $8,200 for calendar year
2007, $8,500 for calendar year 2008 and $8,900 for calendar year 2009.
The procedure for determining the reporting threshold for calendar
years 2006 and beyond appears as paragraphs 1-8 of appendix B to part
225.
* * * * *
Issued in Washington, DC, on December 17, 2008.
Clifford C. Eby,
Acting Administrator.
[FR Doc. E8-30534 Filed 12-22-08; 8:45 am]
BILLING CODE 4910-06-P