Incidental Takes of Marine Mammals During Specified Activities; Marine Geophysical Survey in Southeast Asia, March-July 2009, 78294-78317 [E8-30365]
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The SFPUC proposes to address the
effects of construction of WSIP projects
through separate regulatory review and
permitting processes. If an ITP is issued
by the FWS and NMFS prior to the
completion of environmental review of
any WSIP projects in the Alameda
watershed, FWS and NMFS will review
the proposed WSIP project for
consistency with the Plan. If either FWS
or NMFS determines that the future
operations and maintenance of the
proposed WSIP project are not
consistent with the Plan, an amendment
to the Plan will be required.
Under the proposed Plan, the effects
on covered species resulting from the
Covered Activities are expected to be
minimized and mitigated to the
maximum extent practicable through
implementation of a conservation
program that includes conservation
actions and monitoring, which will be
fully described in the proposed Plan.
This conservation program will focus on
providing for the long-term management
of biological communities in the Plan
area that support Covered Species. The
conservation strategy will implement
best management practices throughout
the watershed to minimize impacts from
all SFPUC Covered Activities. The
conservation strategy will provide
mitigation for both temporary and
ongoing impacts on Covered Species in
the form of habitat enhancement,
restoration, and, if necessary, protection
of additional habitat.
Environmental Impact Statement/
Report
The EIS/EIR will consider the
proposed action, the issuance of section
10(a)(1)(B) permits under the Act, and
several alternatives, representing
varying levels of conservation, impacts
from covered activities, the list of
covered species, or a combination of
these factors. Additionally, a No Action
alternative will be included. Under the
No Action alternative the Services
would not issue section 10(a)(1)(B)
permits. In addition, the EIS/EIR will
identify potentially significant direct,
indirect, and cumulative impacts on
biological resources, land use, air
quality, water quality, water resources,
socioeconomics, and other
environmental resources that could
occur with the implementation of the
proposed actions and alternatives. A
detailed description of the impacts of
the proposed action and each alternative
will be included in the EIS/EIR. For all
potentially significant impacts, the EIS/
EIR will identify avoidance,
minimization, and mitigation measures
to reduce these impacts, where feasible,
to a level below significance.
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The primary purpose of the scoping
process is for the public to assist the
Services and the San Francisco Planning
Department in developing the EIS/EIR
by identifying important issues and
alternatives related to the proposed
action. FWS and NMFS propose to serve
as co-lead Federal agencies under NEPA
for preparation of the EIS. The San
Francisco Planning Department will be
the lead agency for preparation of the
EIR under CEQA.
The Services request that comments
be specific. In particular, we request
information regarding: the direct,
indirect, and cumulative impacts that
implementation of the proposed Plan
could have on endangered and
threatened and other covered species,
and their communities and habitats;
other possible alternatives that meet the
purpose and need; potential adaptive
management and/or monitoring
provisions; funding issues; existing
environmental conditions in the plan
area; other plans or projects that might
be relevant to this proposed project; and
minimization and mitigation efforts.
Written comments from interested
parties are invited to ensure that the full
range of issues related to the permit
requests is identified. Comments will
only be accepted in written form. You
may submit written comments by mail,
electronic mail to NMFS, facsimile
transmission, or in person (see
ADDRESSES). Before including your
address, phone number, e-mail address,
or other personal identifying
information in your comment, you
should be aware that your entire
comment including your personal
identifying information may be made
publicly available at any time. While
you can ask us in your comment to
withhold your personal identifying
information from public review, we
cannot guarantee that we will be able to
do so.
Reasonable Accommodation
Persons needing reasonable
accommodations to attend and
participate in the public meeting should
contact Sheila Larsen at (916) 414-6600.
To allow sufficient time to process
requests, please call no later than one
week before the public meeting.
Information regarding this proposed
action is available in alternative formats
upon request.
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Dated: December 15, 2008.
Richard E. Sayers, Jr.,
Acting Deputy Regional Director, Deputy
Regional Director, California and Nevada
Region, Sacramento, California.
Dated: December 16, 2008.
Angela Somma,
Chief, Endangered Species Division, National
Marine Fisheries Service, Office of Protected
Resources.
[FR Doc. E8–30374 Filed 12–19–08; 8:45 am]
BILLING CODES 4310–55–S, 3510–22–S
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XL89
Incidental Takes of Marine Mammals
During Specified Activities; Marine
Geophysical Survey in Southeast Asia,
March–July 2009
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
take authorization; request for
comments.
SUMMARY: NMFS has received an
application from the Lamont-Doherty
Earth Observatory (L-DEO), a part of
Columbia University, for an Incidental
Harassment Authorization (IHA) to take
small numbers of marine mammals, by
harassment, incidental to conducting a
marine seismic survey in Southeast (SE)
Asia during March-July 2009. Pursuant
to the Marine Mammal Protection Act
(MMPA), NMFS requests comments on
its proposal to authorize L-DEO to
incidentally take, by Level B harassment
only, small numbers of marine
mammals during the aforementioned
activity.
DATES: Comments and information must
be received no later than January 21,
2009.
ADDRESSES: Comments on the
application should be addressed to
Michael Payne, Chief, Permits,
Conservation and Education Division,
Office of Protected Resources, National
Marine Fisheries Service, 1315 EastWest Highway, Silver Spring, MD
20910–3225. The mailbox address for
providing email comments is PR1.0648–
XL89@noaa.gov. Comments sent via email, including all attachments, must
not exceed a 10–megabyte file size.
A copy of the application containing
a list of the references used in this
document may be obtained by writing to
the address specified above, telephoning
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the contact listed below (see FOR
FURTHER INFORMATION CONTACT), or
visiting the internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm.
Documents cited in this notice may be
viewed, by appointment, during regular
business hours, at the aforementioned
address.
FOR FURTHER INFORMATION CONTACT:
Howard Goldstein or Ken Hollingshead,
Office of Protected Resources, NMFS,
(301) 713–2289.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of marine mammals
by United States citizens who engage in
a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
Authorization for incidental taking
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s), will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses, and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth. NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as ‘‘...an
impact resulting from the specified
activity that cannot be reasonably
expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
which citizens of the United States can
apply for an authorization to
incidentally take small numbers of
marine mammals by harassment. Except
with respect to certain activities not
pertinent here, the MMPA defines
‘‘harassment’’ as:
any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
[‘‘Level A harassment’’]; or (ii) has the
potential to disturb a marine mammal or
marine mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[‘‘Level B harassment’’].
Section 101(a)(5)(D) establishes a 45–
day time limit for NMFS= review of an
application followed by a 30–day public
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notice and comment period on any
proposed authorizations for the
incidental harassment of small numbers
of marine mammals. Within 45 days of
the close of the comment period, NMFS
must either issue or deny issuance of
the authorization.
Summary of Request
On October 27, 2008, NMFS received
an application from L-DEO for the
taking, by Level B harassment only, of
small numbers of marine mammals
incidental to conducting, under
cooperative agreement with the National
Science Foundation (NSF), a marine
seismic survey in SE Asia. The funding
for the Taiwan Integrated Geodynamics
Research (TAIGER) survey is provided
by the NSF. The proposed survey will
encompass the area 17 30’-26 30’ N, 113
30’-126 E within the Exclusive
Economic Zones (EEZ) of Taiwan,
China, Japan, and the Philippines, and
on the high seas, and is scheduled to
occur from March 21 to July 14, 2009.
Some minor deviation from these dates
is possible, depending on logistics and
weather.
Taiwan is one of only a few sites of
arc-continent collision worldwide; and
one of the primary tectonic
environments for large scale mountain
building. The primary purpose of the
TAIGER project is to investigate the
processes of mountain building, a
fundamental set of processes which
plays a major role in shaping the face of
the Earth. The vicinity of Taiwan is
particularly well-suited for this type of
study, because the collision can be
observed at different stages of its
evolution, from incipient, to mature,
and finally to post-collision.
As a result of its location in an
ongoing tectonic collision zone, Taiwan
experiences a great number of
earthquakes, most are small, but many
are large and destructive. This project
will provide a great deal of information
about the nature of the earthquakes
around Taiwan and will lead to a better
assessment of the earthquake hazards in
the area. The information obtained from
this study will help the people and the
earthquake hazards in the area. The
information obtained from this study
will help the people and government of
Taiwan to better prepare for future
seismic events and may thus mitigate
some of the loss of life and economic
disruptions that will inevitably occur.
The proposed action is planned to
take place in the territorial seas and
EEZ’s of foreign nations, and will be
continuous with the activity that takes
place on the high seas. NMFS does not
authorize the incidental take of marine
mammals in the territorial seas of
foreign nations, as the MMPA does not
apply in those waters. However, NMFS
still needs to calculate the level of
incidental take in territorial seas as part
of the proposed issuance of an IHA in
regards to NMFS’ analysis of small
numbers and negligible impact
determination.
Description of the Specified Activity
The planned survey will involve one
source vessel, the R/V Marcus G.
Langseth (Langseth), which will occur
in SE Asia. The Langseth will deploy an
array of 36 airguns (6,600 in3) as an
energy source at a tow depth of 6–9 m
(20–30 ft). The receiving system will
consist of a hydrophone streamer and
approximately 100 ocean bottom
seismometers (OBSs). The Langseth will
deploy an 8 km (5 mi) long streamer for
most transects requiring a streamer;
however, a shorter streamer (500 m to
2km or 1,640 ft to 1.2 mi) will be used
during surveys in Taiwan (Formosa)
Strait. As the airgun array is towed
along the survey lines, the hydrophone
streamer will receive the returning
acoustic signals and transfer the data to
the on-board processing system. The
OBSs record the returning acoustic
signals internally for later analysis. The
OBSs to be used for the TAIGER
program will be deployed and retrieved
numerous times by a combination of 4
or 5 Taiwanese support vessels, as well
as the Langseth. The Langseth will also
retrieve 20 OBSs that were deployed in
the study area during previous years to
record earthquake activity.
Approximately 100 OBSs will be
deployed during the survey. OBSs will
likely be deployed and retrieved by the
Langseth as well as a combination of 4
to 5 Taiwanese vessels. The Taiwanese
vessels to be used include two 30 m
(98.4 ft) vessels (the R/V Ocean
Researcher 2 and the R/V Ocean
Researcher 3) and two vessels greater
than 60 m (196.8 ft) in length (R/V
Fisheries Research I and the Navy ship
Taquan). The R/V Ocean Research I
may also be used if the Langseth is not
used to deploy OBSs. The OBS
deployment spacing will vary
depending on the number of
instruments available and shiptime. The
nominal spacing is 15 km (9.3 mi), but
this will vary from as little as 5 km (3.1
mi) to perhaps as much as 25 km (15.5
mi). The OBSs will be deployed and
recovered several (2 to 4) times. 60 of
the 100 OBSs may be deployed from the
Langseth. All OBSs will be retrieved at
the end of the study.
Up to 3 different types of OBSs may
be used during the 2009 program. The
Woods Hole Oceanographic Institution
(WHOI) ‘‘D2’’ OBS has a height of
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approximately 1 m (3.3 ft) and a
maximum diameter of 50 cm. The
anchor is made of hot-rolled steel and
weighs 23 kg (50.7 lbs). The anchor
dimensions are 2.5 x 30.5 x 38.1 cm.
The LC4x4 OBS from the Scripps
Institution of Oceanography (SIO) has a
volume of approximately 1 m3 (3.3 ft2),
with an anchor that consists of a large
piece of steel grating (approximately 1
m2 or 3.3 ft2). Taiwanese OBSs will also
be used; their anchor is in the shape of
an ’x’ with dimensions of 51–76 cm2
(1.7–2.5 ft2). Once the OBS is ready to
be retrieved an acoustic release
transponder interrogates the OBS at a
frequency of 9–11 kHz, and a response
is received at a frequency of 9–13 kHz.
The burn wire release assembly is then
activated, and the instrument is released
from the anchor to float to the surface.
The planned seismic survey will
consist of approximately 15,902 km
(9,881 mi) of transect lines within the
South and East China Seas as well as the
Philippine Sea, with the majority of the
survey effort occurring in the South
China Sea. The survey will take place in
water depths ranging from
approximately 25 to 6,585 m (82–21,598
ft), but most of the survey effort
(approximately 80 percent) will take
place in water greater than 1,000 m
(3,280 ft), 13 percent will take place in
intermediate depth waters (100–1,000 m
or 328–3,280 ft), and 7 percent will
occur in shallow depth water (less than
100 m or 328 ft).
All planned geophysical data
acquisition activities will be conducted
by L-DEO with onboard assistance by
the scientists who have proposed the
study. The scientific team consists of Dr.
Francis Wu (State University of New
York at Binghamton) and Dr. Kirk
McIntosh (University of Texas at Austin,
Institute of Geophysics). The vessel will
be self-contained, and the crew will live
aboard the vessel for the entire cruise.
In addition to the operations of the
airgun array, a 12 kHz Simrad EM 120
multibeam echosounder (MBES) and a
3.5 kHz sub-bottom profiler (SBP) will
be operated from the Langseth
continuously throughout the TAIGER
cruise.
Vessel Specifications
The Langseth has a length of 71.5 m
(234.6 ft), a beam of 17 m (55.8 ft), and
a maximum draft of 5.9 m (19.4 ft). The
ship was designed as a seismic research
vessel, with a propulsion system
designed to be as quiet as possible to
avoid interference with the seismic
signals. The ship is powered by two
Bergen BRG–6 diesel engines, each
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producing 3,550 hp, that drive the two
propellers directly. Each propeller has 4
blades, and the shaft typically rotates at
750 rpm. The vessel also has an 800 hp
bowthruster. The operation speed
during seismic acquisition is typically
7.4–9.3 km/hr (4–5 kt). When not
towing seismic survey gear, the
Langseth can cruise at 20–24 km/hr (11–
13 kt). When the Langseth is towing the
airgun array as well as the hydrophone
streamer, the turning rate of the vessel
is limited to 5 degrees per minute. Thus,
the maneuverability of the vessel is
limited during operations with the
streamer. The Langseth has a range of
25,000 km (15,534 mi). The Langseth
will also serve as the platform from
which vessel-based marine mammal
observers (MMOs) will watch for
animals before and during airgun
operations.
Acoustic Source Specifications
Seismic Airguns
During the proposed survey, the
airgun array to be used will consist of
36 airguns, with a total volume of
approximately 6,600 in3. The airgun
array will consist of a mixture of Bolt
1500LL and 1900LL airguns. The
airguns array will be configured as 4
identical linear arrays or ‘‘strings’’ (see
Figure 2 in L-DEO’s application). Each
string will have 10 airguns; the first and
last airguns in the strings are spaced 16
m (52.5 ft) apart. Nine airguns in each
string will be fired simultaneously,
while the tenth is kept in reserve as a
spare, to be turned on in case of failure
of another airgun. The 4 airgun strings
will be distributed across an
approximate area of 24 x 16 m (78.7 x
52.5 ft) behind the Langseth and will be
towed approximately 140 m (459 ft)
behind the vessel. The shot interval will
be relatively short (approximately 25–50
m or 82–164 ft or 10–25 s) for multichannel seismic surveying with the
hydrophone streamer, and relatively
long (approximately 100–125 m or 328–
410 ft or 45–60 s) when recording data
on the OBSs. The firing pressure of the
array is 1,900 psi. During firing, a brief
(approximately 0.1 s) pulse of sound is
emitted. The airguns will be silent
during the intervening periods.
The tow depth of the array will be 6–
9 m (20–30 ft). The depth at which the
source is towed (particularly a large
source) affects the maximum near-field
output and the shape of its frequency
spectrum. If the source is towed at 9 m
(30 ft), the effective source level for
sound propagating in near-horizontal
directions is higher than if the array is
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towed at shallow depths (see Figure 3–
5 of L-DEO’s application). However, the
nominal source levels of the array (or
the estimates of the sound that would be
measured from a theoretical point
source emitting the same total energy as
the airgun array) at various tow depths
are nearly identical. In L-DEO’s
calculations, a tow depth of 9 m is
assumed at all times.
Because the actual source is a
distributed source (36 airguns) rather
than a single point source, the highest
sound levels measurable at any location
in the water will be less than the
nominal source (265 dB re 1 μPa•m,
peak-to-peak). In addition, the effective
source level for sound propagating in
near-horizontal directions will be
substantially lower than the nominal
source level applicable to downward
propagation because of the directional
nature of the sound from the airgun
array.
Multibeam Echosounder
The Simrad EM120 operates at 11.25–
12.6 kHz and is hull-mounted on the
Langseth. The beamwidth is 1° fore-aft
and 150° athwartship. The maximum
source level is 242 dB re 1 μPa (rms)
(Hammerstad, 2005). For deep-water
operation, each ‘‘ping’’ consists of nine
successive fan-shaped transmissions,
each 15 millisecond (ms) in duration
and each ensonifying a section that
extends 1 fore-aft. The nine successive
transmissions span an overall crosstrack angular extent of about 150 , with
16 ms gaps between the pulses for
successive sectors. A receiver in the
overlap area between the two sectors
would receive two 15 ms pulses
separated by a 16 ms gap. In shallower
water, the pulse duration is reduced to
5 or 2 ms, and the number of transmit
beams is also reduced. The ping interval
varies with water depth, from
approximately 5 seconds (s) at 1,000 m
(3,280 ft) to 20 s at 4,000 m (13,123 ft)
(Kongsberg Maritime, 2005).
Sub-bottom Profiler
The SBP is normally operated to
provide information about the
sedimentary features and the bottom
topography that is simultaneously being
mapped by the MBES. The energy from
the SBP is directed downward by a 3.5
kHz transducer in the hull of the
Langseth. The output varies with water
depth from 50 watts in shallow water to
800 watts in deep water. The pulse
interval is 1 s, but a common mode of
operation is to broadcast five pulses at
1 s intervals followed by a 5 s pause.
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Predicted RMS Distances (m)
Source and Volume
Tow Depth (m)
Water Depth
190 dB
150
296
1050
220
710
4670
330
1065
5189
1600
2761
6227
Deep
300
950
6000
Intermediate
8-9
578
450
1425
6667
Shallow
6600
in3
60
Shallow
36 airguns
18
Intermediate
6-7
385
Deep
4 strings
40
Shallow
40 in3
12
Intermediate
6-9*
160 dB
Deep
Single Bolt airgun
180 dB
2182
3694
8000
Table 1. Predicted distances to which sound levels >190, 180, and 160 dB re 1 μPa might be received in shallow (<100 m; 328 ft), intermediate (100-1,000 m; 328-3,280 ft), and deep (>1,000 m; 3,280 ft) water from the 36 airgun array, as well as a single airgun, used during the
Central American SubFac and STEEP Gulf of Alaska survey, and planned during the TAIGER SE Asia survey. *The tow depth has minimal effect on the maximum near-field output and the shape of the frequency spectrum for the single 40 in3 airgun; thus, the predicted safety radii are
essentially the same at each tow depth. The most precautionary distances (i.e., for the deepest tow depth, 9m) are shown
Because the predictions in Table 1 are
based in part on empirical correction
factors derived from acoustic calibration
of airgun configurations different from
those to be used on the Langseth (cf.
Tolstoy et al., 2004a,b), L-DEO
conducted an acoustic calibration study
of the Langseth’s 36–airgun
(approximately 6,600 in3) array in late
2007/early 2008 in the Gulf of Mexico
(LGL Ltd. 2006). Distances where sound
levels (e.g., 190, 180, and 160 dB re 1
μPa rms) were received in deep,
intermediate, and shallow water will be
determined for various airgun
configurations. Acoustic data analysis is
ongoing. After analysis, the empirical
data from the 2007/2008 calibration
study will be used to refine the
exclusion zones (EZ) proposed above for
use during the TAIGER cruise, if the
data are appropriate and available for
use at the time of the survey.
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Proposed Dates, Duration, and Region
of Activity
The survey will encompass the area
17° 30’-26 30’ N, 113° 30’-126 E within
the EEZs of Taiwan, China, Japan, and
the Philippines. The vessel will
approach mainland Taiwan within 1 km
(0.6 mi) and China within 10 km (6.2
mi). The closest approach to the Ryuku
Islands will be 16 km (9.9 mi). Although
the survey will occur at least 32 km
(29.9 mi) from Luzon, Philippines,
survey lines will take place
approximately 8 km (5 mi) from some of
the Babuyan and Batan islands. Water
depths in the survey area range from
approximately 25 to 6,585 m. The
TAIGER program consists of 4 legs, each
starting and ending in Kao-hsiung,
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Taiwan. The first leg is expected to
occur from approximately March 21 to
April 19, 2008 and will include the
survey lines in the South China Sea.
The second leg is scheduled for April 20
to June 7 and will include survey lines
in Luzon Strait and the Philippine Sea.
The third leg (approximately June 8–20)
will involve OBS recovery by the
Langseth only; no seismic acquisition
will occur during this leg. The fourth
leg, consisting of the survey lines
immediately around Taiwan, is
scheduled to occur from June 21 to July
14, 2009. The program will consist of
approximately 103 days of seismic
acquisition. The exact dates of the
activities depend on logistics and
weather conditions.
Description of Marine Mammals in the
Proposed Activity Area
A total of 34 cetacean species,
including 25 odontocete (dolphins and
small- and large-toothed whales) species
and 9 mysticetes (baleen whales) are
known to occur in the proposed
TAIGER study area (see Table 2 of LDEO’s application). Cetaceans and
pinnipeds are managed by NMFS and
are the subject of this IHA application.
Information on the occurrence,
distribution, population size, and
conservation status for each of the 34
marine mammal species that may occur
in the proposed project area is presented
in the Table 2 of L-DEO’s application as
well as here in the table below (Table 2).
The status of these species is based on
the U.S. Endangered Species Act (ESA),
the International Union for
Conservation of Nature (IUCN) Red List
of Threatened Species, and Convention
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on International Trade in Endangered
Species (CITES). Several species are
listed as Endangered under the ESA,
including the Western North Pacific
gray, North Pacific right, sperm,
humpback, fin, sei, and blue whales. In
addition, the Indo-Pacific humpback
dolphin is listed as Near Threatened
and the finless porpoise is listed as
Vulnerable under the 2008 IUCN Red
List of Threatened Species (IUCN,
2008).
Although the dugong may have
inhabited waters off Taiwan, it is no
longer thought to occur there (March et
al., n.d.; Chou, 2004; Perrin et al., 2005).
Similarly, although the dugong was
once widespread through the
Philippines, current data suggest that it
does not inhabit the Batan or Babuyan
Islands or northwestern Luzon (Marsh et
al., n.d.; Perrin et al., 2005), where
seismic operations will occur. However,
the dugong does occur off northeastern
Luzon (Marsh et al., n.d.; Perrin et al.,
2005) outside the study area. In China,
it is only known to inhabit the waters
off Guangxi and Guangdong and the
west coast of Hanain Island (Marsh et
al., n.d.; Perrin et al., 2005), which do
not occur near the study area. It is rare
in the Ryuku Islands, but can be sighted
in Okinawa, particularly off the east
coast of the island (Yoshida and Trono,
2004; Shirakihara et al., 2007); some
individuals may have previously
occurred in the southern most of the
Ryuku Islands, Yaeyama (Marsh et al.,
n.d.), but these animals have not been
documented there recently (Shirakihara
et al., 2007).
Wang et al. (2001a) noted that during
the spring/summer off southern Taiwan,
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the highest number of marine mammal
sightings and species occur during April
and June. The number of sightings per
survey effort and the number of species
were highest directly west of the
southern tip of Taiwan and northeast off
the southern tip.
Table 2 below outlines the cetacean
species, their habitat and abundance in
the proposed project area, and the
requested take levels. Additional
information regarding the distribution of
these species expected to be found in
the project area and how the estimated
densities were calculated may be found
in L-DEO’s application.
TABLE 2. THE OCCURRENCE, HABITAT, REGIONAL ABUNDANCE, CONSERVATION STATUS, BEST AND MAXIMUM DENSITY ESTIMATES, NUMBER OF MARINE MAMMALS THAT COULD BE EXPOSED TO SOUND LEVEL AT OR ABOVE 160DB RE 1μPA,
BEST ESTIMATE OF NUMBER OF INDIVIDUALS EXPOSED, AND BEST ESTIMATE OF NUMBER OF EXPOSURES PER MARINE
MAMMAL IN OR NEAR THE PROPOSED SEISMIC SURVEY AREA IN SE ASIA. SEE TABLES 2-4 IN L-DEO’S APPLICATION
FOR FURTHER DETAIL.
Occurrence in Study
Area in SE Asia
Habitat
Regional Population
Size
ESAa
Density/
1000kmb
(best)
Density/
1000kmc
(max)
Western North Pacific
gray whale
(Eschrichtius robustus)
Rare
Coastal
131d
EN
0
0
North Pacific right whale
(Eubalaena japonica)
Rare
Pelagic and
coastal
Less than 100e
EN
0
0
Humpback whale
(Megaptera
novaeangliae)
Uncommon
Mainly nearshore waters
and banks
938-1107f
EN
0.89
1.33
Minke whale
(Balaenoptera
acutorostrata)
Uncommon
Pelagic and
coastal
25,000g
NL
0.03
0.04
Bryde’s whale
(Balaenoptera brydei)
Common
Pelagic and
coastal
20,000-30,000e,h
NL
0.27
0.41
Omura’s whale
(Balaenoptera omurai)
Uncommon
Pelagic and
coastal
N.A.
NL
0.03
0.04
Sei whale
(Balaenoptera borealis)
Uncommon
Primarily offshore, pelagic
7,260-12,620i
EN
0.03
0.04
Fin whale
(Balaenoptera physalus)
Uncommon
Continental
slope, mostly
pelagic
13.620-18.680j
EN
0.03
0.04
Blue whale
(Balaenoptera musculus)
Uncommon
Pelagic and
coastal
N.A.
EN
0.03
0.04
Sperm whale
(Physeter
macrocephalus)
Uncommon
Usually pelagic and deep
seas
26,674k
NL
0.03
0.04
Pygmy sperm whale
(Kogia breviceps)
Uncommon
Deep waters
off shelf
N.A.
NL
0
0
Dwarf sperm whale
(Kogia sima)
Common?
Deep waters
off the shelf
11,200e
NL
4.25
6.68
(Kogia sp.)
Common?
Deep waters
off the shelf
N.A.
NL
0.26
0.40
Likely Common
Pelagic
20,000e
NL
0.34
0.75
Longman’s beaked whale
(Indopacetus pacificus)
Rare
Deep water
N.A.
NL
N.A.
N.A.
Blainville’s beaked whale
(Mesoplodon densirostris)
Uncommon?
Pelagic
25,300l
NL
0.89
1.60
Species
Mysticetes
Odontocetes
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Cuvier’s beaked whale
(Ziphius cavirostris)
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78299
TABLE 2. THE OCCURRENCE, HABITAT, REGIONAL ABUNDANCE, CONSERVATION STATUS, BEST AND MAXIMUM DENSITY ESTIMATES, NUMBER OF MARINE MAMMALS THAT COULD BE EXPOSED TO SOUND LEVEL AT OR ABOVE 160DB RE 1μPA,
BEST ESTIMATE OF NUMBER OF INDIVIDUALS EXPOSED, AND BEST ESTIMATE OF NUMBER OF EXPOSURES PER MARINE
MAMMAL IN OR NEAR THE PROPOSED SEISMIC SURVEY AREA IN SE ASIA. SEE TABLES 2-4 IN L-DEO’S APPLICATION
FOR FURTHER DETAIL.—Continued
Species
Occurrence in Study
Area in SE Asia
Habitat
Regional Population
Size
ESAa
Density/
1000kmb
(best)
Density/
1000kmc
(max)
Ginkgo-toothed beaked
whale
(Mesoplodon ginkgodens)
Rare
Pelagic
N.A.
NL
N.A.
N.A.
Uncommon?
Pelagic
N.A.
NL
1.55
1.60
Rare
Pelagic
N.A.
NL
0.72
0.94
Rough-toothed beaked
dolphin
(Steno bredanensis)
Common
Deep water
146,000 ETPe
NL
1.33
5.44
Indo-Pacific humpback
dolphin
(Sousa chinensis)
Uncommon
Coastal
1,680 China + Taiwane
NL
24.30
35.36
Common bottlenose dolphin
(Tursiops truncatus)
Common
Coastal and
oceanic, shelf
break
243,500 ETPe
NL
24.30
35.36
Indo-Pacific bottlenose
dolphin
(Tursiops aduncus)
Common?
Coastal and
shelf waters
N.A.
NL
43.60
65.40
Pacific white-sided dolphin
(Lagenorhynchus
obliquidens)
Rare
Coastal and
pelagic
930,000-990,000e
NL
N.A.
N.A.
Pantropical spotted dolphin
(Stenella attenuata)
Common
Coastal and
pelagic
800,000 ETPe
NL
120.80
140.97
Spinner dolphin
(Stenella longirostris)
Common
Coastal and
pelagic
800,000 ETPe
NL
54.84
88.89
Striped dolphin
(Stenella coeruleoalba)
Common
Coastal and
pelagic
1,000,000 ETPe
NL
0.20
0.32
Fraser’s dolphin
(Lagenodelphis hosei)
Common
Waters greater
than 1,000 m
289,000 ETPe
NL
96.84
124.14
Short-beaked common
dolphin
(Delphinus delphis)
Rare
Shelf and pelagic,
seamounts
3,000,000 ETPe
NL
N.A.
N.A.
Long-beaked common
dolphin
(Delphinus capensis)
Uncommon
Coastal
N.A.
NL
0.05
0.12
Risso’s dolphin
(Grampus griseus)
Common
Pelagic
175,000 ETPe
NL
41.88
67.18
Melon-headed whale
(Peponocephala electra)
Common?
Oceanic
45,000 ETPe
NL
13.37
20.86
Pygmy killer whale
(Feresa attenuata)
Uncommon
Deep,
pantropical
waters
39,000 ETPe
NL
2.01
3.16
False killer whale
(Pseudorca crassidens)
Common?
Pelagic
40,000n
NL
4.56
4.77
(Mesoplodon sp.)
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Unidentified beaked
whale
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TABLE 2. THE OCCURRENCE, HABITAT, REGIONAL ABUNDANCE, CONSERVATION STATUS, BEST AND MAXIMUM DENSITY ESTIMATES, NUMBER OF MARINE MAMMALS THAT COULD BE EXPOSED TO SOUND LEVEL AT OR ABOVE 160DB RE 1μPA,
BEST ESTIMATE OF NUMBER OF INDIVIDUALS EXPOSED, AND BEST ESTIMATE OF NUMBER OF EXPOSURES PER MARINE
MAMMAL IN OR NEAR THE PROPOSED SEISMIC SURVEY AREA IN SE ASIA. SEE TABLES 2-4 IN L-DEO’S APPLICATION
FOR FURTHER DETAIL.—Continued
Occurrence in Study
Area in SE Asia
Habitat
Regional Population
Size
ESAa
Density/
1000kmb
(best)
Density/
1000kmc
(max)
Uncommon?
Widely
distributeds
8,500 ETPe
NL
1.00
1.73
Short-finned pilot whale
(Globicephala
macrorhynchus)
Common?
Mostly pelagic,
relief topography
500,000 ETPe
NL
3.83
6.43
Finless porpoise
(Neophocaena
phocaenoides)
Common?
Coastal
5,220-10,220
Japan + HKe
NL
4.36
6.54
Uncommon?
Coastal
N.A.
EN
N.A.
N.A.
Species
Killer whale
(Orcinus orca)
Sirenians
Dugong
(Dugong dugon)
N.A. - Data not available or species status was not assessed, ETP - Eastern Tropical Pacific, HK = Hong Kong
a U.S. Endangered Species Act: EN = Endangered, T = Threatened, NL = Not listed
b Best estimate as listed in Table 3 of the application.
c Maximum estimate as listed in Table 3 of the application.
d Vladimirov et al. (2008)
e North Pacific unless otherwise indicated (Jefferson et al., 2008)
f Western North Pacific (Calambokidis et al., 2008)
g Northwest Pacific and Okhotsk Sea (IWC, 2007a)
h Kitakado et al. (2008)
i Tillman (1977)
j Ohsumi and Wada (1974)
k Western North Pacific (Whitehead, 2002b)
l ETP; all Mesoplodon spp. (Wade and Gerrodette, 1993)
m IUCN states that this species should be re-assessed following taxonomic classification of the two forms. The chinensis-type would be considered vulnerable (IUCN, 2008)
n ETP (Wade and Gerrodette, 1993)
Potential Effects on Marine Mammals
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Potential Effects of Airguns
The sounds from airguns might result
in one or more of the following:
tolerance, masking of natural sounds,
behavioral disturbances, temporary or
permanent hearing impairment, and
non-auditory physical or physiological
effects (Richardson et al., 1995; Gordon
et al., 2004; Nowacek et al., 2007;
Southall et al., 2007). Permanent
hearing impairment, in the unlikely
event that it occurred, would constitute
injury, but temporary threshold shift
(TTS) is not an injury (Southall et al.,
2007). With the possible exception of
some cases of temporary threshold shift
in harbor seals, it is unlikely that the
project would result in any cases of
temporary or especially permanent
hearing impairment, or any significant
non-auditory physical or physiological
effects. Some behavioral disturbance is
expected, but this would be localized
and short-term.
The root mean square (rms) received
levels that are used as impact criteria for
marine mammals are not directly
comparable to the peak or peak-to-peak
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values normally used to characterize
source levels of airgun arrays. The
measurement units used to describe
airgun sources, peak or peak-to-peak
decibels, are always higher than the rms
decibels referred to in biological
literature. A measured received level of
160 dB rms in the far field would
typically correspond to a peak
measurement of approximately 170 to
172 dB, and to a peak-to-peak
measurement of approximately 176 to
178 dB, as measured for the same pulse
received at the same location (Greene,
1997; McCauley et al., 1998, 2000a). The
precise difference between rms and
peak or peak-to-peak values depends on
the frequency content and duration of
the pulse, among other factors.
However, the rms level is always lower
than the peak or peak-to-peak level for
an airgun-type source.
Tolerance
Numerous studies have shown that
pulsed sounds from airguns are often
readily detectable in the water at
distances of many kilometers. For a
summary of the characteristics of airgun
pulses, see Appendix B (3) of L-DEO’s
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application. Numerous studies have
shown that marine mammals at
distances more than a few kilometers
from operating seismic vessels often
show no apparent response-see
Appendix B (5) of L-DEO’s application.
That is often true even in cases when
the pulsed sounds must be readily
audible to the animals based on
measured received levels and the
hearing sensitivity of the mammal
group. Although various baleen whales,
toothed whales, and (less frequently)
pinnipeds have been shown to react
behaviorally to airgun pulses under
some conditions, at other times,
mammals of all three types have shown
no overt reactions. In general, pinnipeds
usually seem to be more tolerant of
exposure to airgun pulses than are
cetaceans, with relative responsiveness
of baleen and toothed whales being
variable.
Masking
Obscuring of sounds of interest by
interfering sounds, generally at similar
frequencies, is known as masking.
Masking effects of pulsed sounds (even
from large arrays of airguns) on marine
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mammal calls and other natural sounds
are expected to be limited, although
there are few specific data of relevance.
Because of the intermittent nature and
low duty cycle of seismic pulses,
animals can emit and receive sounds in
the relatively quiet intervals between
pulses. However in exceptional
situations, reverberation occurs for
much or all of the interval between
pulses (Simard et al., 2005; Clark and
Gagnon, 2006). Some baleen and
toothed whales are known to continue
calling in the presence of seismic
pulses. The airgun sounds are pulsed,
with quiet periods between the pulses,
and whale calls often can be heard
between the seismic pulses (Richardson
et al., 1986; McDonald et al., 1995;
Greene et al., 1999; Nieukirk et al.,
2004; Smultea et al., 2004; Holst et al.,
2005a,b, 2006). In the northeast Pacific
Ocean, blue whale calls have been
recorded during a seismic survey off
Oregon (McDonald et al., 1995). Among
odontocetes, there has been one report
that sperm whales cease calling when
exposed to pulses from a very distant
seismic ship (Bowles et al., 1994), a
more recent study reports that sperm
whales off northern Norway continued
calling in the presence of seismic pulses
(Madsen et al., 2002). That has also been
shown during recent work in the Gulf of
Mexico and Caribbean Sea (Smultea et
al., 2004; Tyack et al., 2006). Masking
effects of seismic pulses are expected to
be negligible in the case of the small
odontocetes given the intermittent
nature of seismic pulses. Dolphins and
porpoises commonly are heard calling
while airguns are operating (Gordon et
al., 2004; Smultea et al., 2004; Holst et
al., 2005a,b; Potter et al., 2007). Also,
the sounds important to small
odontocetes are predominantly at much
higher frequencies than the airgun
sounds, thus further limiting the
potential for masking. In general,
masking effects of seismic pulses are
expected to be minor, given the
normally intermittent nature of seismic
pulses. Masking effects on marine
mammals are discussed further in
Appendix B (4) of L-DEO’s application.
Disturbance Reactions
Disturbance includes a variety of
effects, including subtle changes in
behavior, more conspicuous changes in
activities, and displacement. Reactions
to sound, if any, depend on species,
state of maturity, experience, current
activity, reproductive state, time of day,
and many other factors. If a marine
mammal responds to an underwater
sound by changing its behavior or
moving a small distance, the response
may or may not rise to the level of
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‘‘harassment,’’ or affect the stock or the
species as a whole. However, if a sound
source displaces marine mammals from
an important feeding or breeding area
for a prolonged period, impacts on
animals or on the stock or species could
potentially be significant. Given the
many uncertainties in predicting the
quantity and types of impacts of noise
on marine mammals, it is common
practice to estimate how many
mammals are likely to be present within
a particular distance of industrial
activities, or exposed to a particular
level of industrial sound. This practice
potentially overestimates the numbers
of marine mammals that are affected in
some biologically-important manner.
The sound exposure thresholds that
affect marine mammals behaviorally are
based on behavioral observations during
studies of several species. However,
information is lacking for many species.
Detailed studies have been done on
humpback, gray, bowhead, and sperm
whales and on ringed seals. Less
detailed data are available for some
other species of baleen whales, small
toothed whales, and sea otters, but for
many species there are no data on
responses to marine seismic surveys.
Baleen Whales – Baleen whales
generally tend to avoid operating
airguns, but avoidance radii are quite
variable. Whales are often reported to
show no overt reactions to pulses from
large arrays of airguns at distances
beyond a few kilometers, even though
the airgun pulses remain well above
ambient noise levels out to much longer
distances. However, as reviewed in
Appendix B (5) of L-DEO’s application,
baleen whales exposed to strong noise
pulses from airguns often react by
deviating from their normal migration
route and/or interrupting their feeding
activities and moving away from the
sound source. In the case of the
migrating gray and bowhead whales, the
observed changes in behavior appeared
to be of little or no biological
consequence to the animals. They
simply avoided the sound source by
displacing their migration route to
varying degrees, but within the natural
boundaries of the migration corridors.
Studies of gray, bowhead, and
humpback whales have demonstrated
that received levels of pulses in the
160–170 dB re 1 μPa rms range seem to
cause obvious avoidance behavior in a
substantial fraction of the animals
exposed. In many areas, seismic pulses
from large arrays of airguns diminish to
those levels at distances ranging from 4–
15 km (2.8–9 mi) from the source. A
substantial proportion of the baleen
whales within those distances may
show avoidance or other strong
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78301
disturbance reactions to the airgun
array. Subtle behavioral changes
sometimes become evident at somewhat
lower received levels, and studies
summarized in Appendix B(5) of LDEO’s application have shown that
some species of baleen whales, notably
bowhead and humpback whales, at
times show strong avoidance at received
levels lower than 160–170 dB re 1 μPa
(rms).
Responses of humpback whales to
seismic surveys have been studied
during migration, on the summer
feeding grounds, and on Angolan winter
breeding grounds; there has also been
discussion of effects on the Brazilian
wintering grounds. McCauley et al.
(1998, 2000a) studied the responses of
humpback whales off Western Australia
to a full-scale seismic survey with a 16–
airgun, 2,678–in3 array, and to a single
20–in3 airgun with a source level of 227
dB re 1 μPa m peak-to-peak. McCauley
et al. (1998) documented that initial
avoidance reactions began at 5–8 km
(3.1–5 mi) from the array, and that those
reactions kept most pods approximately
3–4 km (1.9–2.5 mi) from the operating
seismic boat. McCauley et al. (2000)
noted localized displacement during
migration of 4–5 km (2.5–3.1 mi) by
traveling pods and 7–12 km (4.3–7.5 mi)
by cow-calf pairs. Avoidance distances
with respect to the single airgun were
smaller (2 km (1.2 mi)) but consistent
with the results from the full array in
terms of received sound levels. The
mean avoidance distance from the
airgun corresponded to a received
sound level of 140 dB re 1 μPa (rms);
that was the level at which humpbacks
started to show avoidance reactions to
an approaching airgun. The standoff
range, i.e., the closest point of approach
of the whales to the airgun,
corresponded to a received level of 143
dB re 1 μPa (rms). The initial avoidance
response generally occurred at distances
of 5–8 km (3.1–5 mi) from the airgun
array and 2 km (1.2 mi) from the single
airgun. However, some individual
humpback whales, especially males,
approached within distances of 100–400
m (328–1,312 ft), where the maximum
received level was 179 dB re 1 μPa
(rms).
Humpback whales on their summer
feeding grounds in southeast Alaska did
not exhibit persistent avoidance when
exposed to seismic pulses from a 1.64–
L (100 in3) airgun (Malme et al., 1985).
Some humpbacks seemed ‘‘startled’’ at
received levels of 150–169 dB re 1 ?Pa
on an approximate rms basis. Malme et
al. (1985) concluded that there was no
clear evidence of avoidance, despite the
possibility of subtle effects, at received
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levels up to 172 re 1 μPa on an
approximate rms basis.
It has been suggested that South
Atlantic humpback whales wintering off
Brazil may be displaced or even strand
upon exposure to seismic surveys (Engel
et al., 2004). The evidence for this was
circumstantial and subject to alternative
explanations (IAGC, 2004). Also, the
evidence was not consistent with
subsequent results from the same area of
Brazil (Parente et al., 2006), or with
results from direct studies of
humpbacks exposed to seismic surveys
in other areas and seasons. After
allowance for data from subsequent
years, there was ‘‘no observable direct
correlation’’ between strandings and
seismic surveys (IWC, 2007:236).
There are no data on reactions of right
whales to seismic surveys, but results
from the closely-related bowhead whale
show that their responsiveness can be
quite variable depending on the activity
(migrating vs. feeding). Bowhead whales
migrating west across the Alaskan
Beaufort Sea in autumn, in particular,
are unusually responsive, with
substantial avoidance occurring out to
distances of 20–30 km (12.4–18.6 mi)
from a medium-sized airgun source at
received sound levels of around 120–
130 dB re 1 μPa (rms) (Miller et al.,
1999; Richardson et al., 1999; see
Appendix B (5) of L-DEO’s application).
However, more recent research on
bowhead whales (Miller et al., 2005a;
Harris et al., 2007) corroborates earlier
evidence that, during the summer
feeding season, bowheads are not as
sensitive to seismic sources.
Nonetheless, subtle but statistically
significant changes in surfacingrespiration-dive cycles were evident
upon statistical analysis (Richardson et
al., 1986). In summer, bowheads
typically begin to show avoidance
reactions at a received level of about
160–170 dB re 1 μPa (rms) (Richardson
et al., 1986; Ljungblad et al., 1988;
Miller et al., 2005a).
Reactions of migrating and feeding
(but not wintering) gray whales to
seismic surveys have been studied.
Malme et al. (1986, 1988) studied the
responses of feeding Eastern Pacific gray
whales to pulses from a single 100 in3
airgun off St. Lawrence Island in the
northern Bering Sea. Malme et al. (1986,
1988) estimated, based on small sample
sizes, that 50 percent of feeding gray
whales ceased feeding at an average
received pressure level of 173 dB re 1
μPa on an (approximate) rms basis, and
that 10 percent of feeding whales
interrupted feeding at received levels of
163 dB. Those findings were generally
consistent with the results of
experiments conducted on larger
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numbers of gray whales that were
migrating along the California coast
(Malme et al., 1984; Malme and Miles,
1985), and with observations of Western
Pacific gray whales feeding off Sakhalin
Island, Russia, when a seismic survey
was underway just offshore of their
feeding area (Gailey et al., 2007;
Johnson et al., 2007; Yazvenko et al.
2007a,b), along with data on gray
whales off British Columbia (Bain and
Williams, 2006).
Various species of Balaenoptera (blue,
sei, fin, Bryde’s, and minke whales)
have occasionally been reported in areas
ensonified by airgun pulses (Stone,
2003; MacLean and Haley, 2004; Stone
and Tasker, 2006). Sightings by
observers on seismic vessels off the
United Kingdom from 1997 to 2000
suggest that, at times of good
sightability, sighting rates for mysticetes
(mainly fin and sei whales) were similar
when large arrays of airguns were
shooting and not shooting (Stone, 2003;
Stone and Tasker, 2006). However, these
whales tended to exhibit localized
avoidance, remaining significantly (on
average) from the airgun array during
seismic operations compared with nonseismic periods (Stone and Tasker,
2006). In a study off Nova Scotia,
Moulton and Miller (2005) found little
difference in sighting rates (after
accounting for water depth) and initial
sighting distances of balaenopterid
whales when airguns were operating vs.
silent. However, there were indications
that these whales were more likely to be
moving away when seen during airgun
operations. Similarly, ship-based
monitoring studies of blue, fin, sei, and
minke whales offshore of
Newfoundland (Orphan Basin and
Laurentian Sub-basin) found no more
than small differences in sighting rates
and swim direction during seismic vs.
non-seismic periods (Moulton et al.,
2005, 2006a,b).
Data on short-term reactions (or lack
of reactions) of cetaceans to impulsive
noises do not necessarily provide
information about long-term effects. It is
not known whether impulsive noises
affect reproductive rate or distribution
and habitat use in subsequent days or
years. However, gray whales continued
to migrate annually along the west coast
of North America with substantial
increases in the population over recent
years, despite intermittent seismic
exploration and much ship traffic in
that area for decades (see Appendix A
in Malme et al., 1984; Richardson et al.,
1995; Angliss and Outlaw, 2008). The
Western Pacific gray whale population
did not seem affected by a seismic
survey in its feeding ground during a
prior year (Johnson et al., 2007).
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Bowhead whales continued to travel to
the eastern Beaufort Sea each summer,
and their numbers have increased
notably, despite seismic exploration in
their summer and autumn range for
many years (Richardson et al., 1987). In
any event, brief exposures to sound
pulses from the proposed airgun source
are highly unlikely to result in
prolonged effects.
Toothed Whales – Little systematic
information is available about reactions
of toothed whales to noise pulses. Few
studies similar to the more extensive
baleen whale/seismic pulse work
summarized above have been reported
for toothed whales. However, systematic
studies on sperm whales have been
done (Jochens and Biggs, 2003; Tyack et
al., 2003; Jochens et al., 2006; Miller et
al., 2006), and there is an increasing
amount of information about responses
of various odontocetes to seismic
surveys based on monitoring studies
(e.g., Stone, 2003; Smultea et al., 2004;
Moulton and Miller, 2005; Bain and
Williams, 2006; Holst et al., 2006; Stone
and Tasker, 2006; Potter et al., 2007;
Weir, 2008).
Seismic operators and marine
mammal observers sometimes see
dolphins and other small toothed
whales near operating airgun arrays, but
in general there seems to be a tendency
for most delphinids to show some
avoidance of operating seismic vessels
(Goold, 1996a,b,c; Calambokidis and
Osmek, 1998; Stone, 2003; Moulton and
Miller, 2005; Holst et al., 2006; Stone
and Tasker, 2006; Weir, 2008). However,
some dolphins seem to be attracted to
the seismic vessel and floats, and some
ride the bow wave of the seismic vessel
even when large airgun arrays are firing
(Moulton and Miller, 2005).
Nonetheless, there have been
indications that small toothed whales
sometimes tend to head away or to
maintain a somewhat greater distance
from the vessel, when a large array of
airguns is operating than when it is
silent (Stone and Tasker, 2006; Weir,
2008). In most cases, the avoidance radii
for delphinids appear to be small, on the
order of 1 km (0.62 mi) or less, and
some individuals show no apparent
avoidance. The beluga is a species that
(at least at times) shows long-distance
avoidance of seismic vessels. Aerial
surveys during seismic operations in the
southeastern Beaufort Sea during
summer recorded much lower sighting
rates of beluga whales within 10–20 km
(6.2–12.4 mi) compared with 20–30 km
(mi) from an operating airgun array, and
observers on seismic boats in that area
rarely see belugas (Miller et al., 2005;
Harris et al., 2007).
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Captive bottlenose dolphins and
beluga whales exhibited changes in
behavior when exposed to strong pulsed
sounds similar in duration to those
typically used in seismic surveys
(Finneran et al., 2000, 2002, 2005;
Finneran and Schlundt, 2004). The
animals tolerated high received levels of
sound (pk-pk level >200 dB re 1 μPa)
before exhibiting aversive behaviors. For
pooled data at 3, 10, and 20 kHz, sound
exposure levels during sessions with 25,
50, and 75 percent altered behavior
were 180, 190, and 199 dB re 1 μPa2,
respectively (Finneran and Schlundt,
2004).
Results for porpoises depend on
species. Dall’s porpoises seem relatively
tolerant of airgun operations (MacLean
and Koski, 2005) and, during a survey
with a large airgun array, tolerated
higher noise levels than did harbor
porpoises and gray whales (Bain and
Williams, 2006). However, Dall’s
porpoises do respond to the approach of
large airgun arrays by moving away
(Calambokidis and Osmek, 1998; Bain
and Williams, 2006). The limited
available data suggest that harbor
porpoises show stronger avoidance
(Stone, 2003; Bain and Williams, 2006;
Stone and Tasker, 2006). This apparent
difference in responsiveness of these
two porpoise species is consistent with
their relative responsiveness to boat
traffic and some other acoustic sources
in general (Richardson et al., 1995;
Southall et al. 2007).
Most studies of sperm whales exposed
to airgun sounds indicate that this
species shows considerable tolerance of
airgun pulses (Stone, 2003; Moulton et
al., 2005, 2006a; Stone and Tasker,
2006; Weir, 2008). In most cases, the
whales do not show strong avoidance
and continue to call (see Appendix B in
L-DEO’s EA). However, controlled
exposure experiments in the Gulf of
Mexico indicate that foraging effort is
somewhat altered upon exposure to
airgun sounds (Jochens et al., 2006).
There are almost no specific data on
the behavioral reactions of beaked
whales to seismic surveys. However,
northern bottlenose whales (Hyperodon
ampullatus) continued to produce highfrequency clicks when exposed to sound
pulses from distant seismic surveys
(Laurinolli and Cochrane, 2005; Simard
et al., 2005). Most beaked whales tend
to avoid approaching vessels of other
types (Wursig et al., 1998). They may
also dive for an extended period when
approached by a vessel (Kasuya, 1986).
It is likely that these beaked whales
would normally show strong avoidance
of an approaching seismic vessel, but
this has not been documented
explicitly.
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Odontocete reactions to large arrays of
airguns are variable and, at least for
delphinids and Dall’s porpoises, seem to
be confined to a smaller radius than has
been observed for the more responsive
of the mysticetes, belugas, and harbor
porpoises (Appendix B of L-DEO’s EA).
Additional details on the behavioral
reactions (or the lack thereof) by all
types of marine mammals to seismic
vessels can be found in Appendix B of
L-DEO’s application.
Hearing Impairment and Other Physical
Effects
Temporary or permanent hearing
impairment is a possibility when marine
mammals are exposed to very strong
sounds, but there has been no specific
documentation of this for marine
mammals exposed to sequences of
airgun pulses.
NMFS will be developing new noise
exposure criteria for marine mammals
that take account of the now-available
scientific data on temporary threshold
shift (TTS), the expected offset between
the TTS and permanent threshold shift
(PTS) thresholds, differences in the
acoustic frequencies to which different
marine mammal groups are sensitive,
and other relevant factors. Detailed
recommendations for new science-based
noise exposure criteria were published
in early 2008 (Southall et al., 2007).
Several aspects of the planned
monitoring and mitigation measures for
this project (see below) are designed to
detect marine mammals occurring near
the airguns to avoid exposing them to
sound pulses that might, at least in
theory, cause hearing impairment. In
addition, many cetaceans and (to a
limited degree) pinnipeds are likely to
show some avoidance of the area with
high received levels of airgun sound
(see above). In those cases, the
avoidance responses of the animals
themselves will reduce or (most likely)
avoid any possibility of hearing
impairment.
Non-auditory physical effects may
also occur in marine mammals exposed
to strong underwater pulsed sound.
Possible types of non-auditory
physiological effects or injuries that
theoretically might occur in mammals
close to a strong sound source include
stress, neurological effects, bubble
formation, resonance effects, and other
types of organ or tissue damage. It is
possible that some marine mammal
species (i.e., beaked whales) may be
especially susceptible to injury and/or
stranding when exposed to strong
pulsed sounds. However, as discussed
below, there is no definitive evidence
that any of these effects occur even for
marine mammals in close proximity to
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large arrays of airguns. It is especially
unlikely that any effects of these types
would occur during the present project
given the brief duration of exposure of
any given mammal and the proposed
monitoring and mitigation measures
(see below). The following subsections
discuss in somewhat more detail the
possibilities of TTS, PTS, and nonauditory physical effects.
Temporary Threshold Shift – TTS is
the mildest form of hearing impairment
that can occur during exposure to a
strong sound (Kryter, 1985). While
experiencing TTS, the hearing threshold
rises and a sound must be stronger in
order to be heard. At least in terrestrial
mammals, TTS can last from minutes or
hours to (in cases of strong TTS) days.
For sound exposures at or somewhat
above the TTS threshold, hearing
sensitivity in both terrestrial and marine
mammals recovers rapidly after
exposure to the noise ends. Few data on
sound levels and durations necessary to
elicit mild TTS have been obtained for
marine mammals, and none of the
published data concern TTS elicited by
exposure to multiple pulses of sound.
Available data on TTS in marine
mammals are summarized in Southall et
al. (2007).
For toothed whales exposed to single
short pulses, the TTS threshold appears
to be, to a first approximation, a
function of the energy content of the
pulse (Finneran et al., 2002, 2005).
Given the available data, the received
level of a single seismic pulse (with no
frequency weighting) might need to be
approximately 186 dB re 1 μPa2•s (i.e.,
186 dB SEL or approximately 221–226
dB pk-pk) in order to produce brief,
mild TTS. Exposure to several strong
seismic pulses that each have received
levels near 175–180 dB SEL might result
in slight TTS in a small odontocete,
assuming the TTS threshold is (to a first
approximation) a function of the total
received pulse energy. The distance
from the Langseth’s airguns at which the
received energy level (per pulse) would
be expected to be ≥175–180 dB SEL are
the distances shown in the 190 dB re 1
μPa (rms) column in Table 3 of L-DEO’s
application and Table 1 above (given
that the rms level is approximately 10–
15 dB higher than the SEL value for the
same pulse). Seismic pulses with
received energy levels ≥175–180 dB SEL
(190 dB re 1 μPa (rms)) are expected to
be restricted to radii no more than 140–
200 m (459–656 ft) around the airguns.
The specific radius depends on the
number of airguns, the depth of the
water, and the tow depth of the airgun
array. For an odontocete closer to the
surface, the maximum radius with
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≥175–180 dB SEL or ≥190 dB re 1 μPa
(rms) would be smaller.
The above TTS information for
odontocetes is derived from studies on
the bottlenose dolphin and beluga.
There is not published TTS information
for other species of cetaceans. However,
preliminary evidence from harbor
porpoise exposed to airgun sound
suggests that its TTS threshold may
have been lower (Lucke et al., 2007).
For baleen whales, there are no data,
direct or indirect, on levels or properties
of sound required to induce TTS. The
frequencies to which baleen whales are
most sensitive are lower than those for
odontocetes, and natural background
noise levels at those low frequencies
tend to be higher. As a result, auditory
thresholds of baleen whales within their
frequency band of best hearing are
believed to be higher (less sensitive)
than are those of odontocetes at their
best frequencies (Clark and Ellison,
2004). From this, it is suspected that
received levels causing TTS onset may
also be higher in baleen whales. In any
event, no cases of TTS are expected
given three considerations: (1) the
relatively low abundance of baleen
whales expected in the planned study
areas; (2) the strong likelihood that
baleen whales would avoid the
approaching airguns (or vessel) before
being exposed to levels high enough for
there to be any possibility of TTS; and
(3) the mitigation measures that are
planned.
In pinnipeds, TTS thresholds
associated with exposure to brief pulses
(single or multiple) of underwater sound
have not been measured. Initial
evidence from prolonged (non-pulse)
exposures suggested that some
pinnipeds may incur TTS at somewhat
lower received levels than do small
odontocetes exposed for similar
durations (Kastak et al., 1999, 2005;
Ketten et al., 2001; Au et al., 2000). The
TTS threshold for pulsed sounds has
been indirectly estimated as being an
SEL of approximately 171 dB re 1
μPa2•s (Southall et al., 2007), which
would be equivalent to a single pulse
with received level approximately 181–
186 re 1 μPa (rms), or a series of pulses
for which the highest rms values are a
few dB lower. Corresponding values for
California sea lions and northern
elephant seals are likely to be higher
(Kastak et al., 2005).
A marine mammal within a radius of
less than 100 m (328 ft) around a typical
large array of operating airguns might be
exposed to a few seismic pulses with
levels of greater than or equal to 205 dB,
and possibly more pulses if the mammal
moved with the seismic vessel. (As
noted above, most cetacean species tend
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to avoid operating airguns, although not
all individuals do so.) In addition,
ramping up airgun arrays, which is
standard operational protocol for large
airgun arrays, should allow cetaceans to
move away form the seismic source and
to avoid being exposed to the full
acoustic output of the airgun array. Even
with a large airgun array, it is unlikely
that the cetaceans would be exposed to
airgun pulses at a sufficiently high level
for a sufficiently long period to cause
more than mild TTS, given the relative
movement of the vessel and the marine
mammal. The potential for TTS is much
lower in this project. With a large array
of airguns, TTS would be most likely in
any odontocetes that bow-ride or
otherwise linger near the airguns. While
bow-riding, odontocetes would be at or
above the surface, and thus not exposed
to strong pulses given the pressurerelease effect at the surface. However,
bow-riding animals generally dive
below the surface intermittently. If they
did so while bow-riding near airguns,
they would be exposed to strong sound
pulses, possibly repeatedly. If some
cetaceans did incur TTS through
exposure to airgun sounds, this would
very likely be mild, temporary, and
reversible.
To avoid the potential for injury,
NMFS has determined that cetaceans
and pinnipeds should not be exposed to
pulsed underwater noise at received
levels exceeding, respectively, 180 and
190 dB re 1 μPa (rms). As summarized
above, data that are now available imply
that TTS is unlikely to occur unless
odontocetes (and probably mysticetes as
well) are exposed to airgun pulses
stronger than 180 dB re 1 μPa (rms).
Permanent Threshold Shift – When
PTS occurs, there is physical damage to
the sound receptors in the ear. In some
cases, there can be total or partial
deafness, while in other cases, the
animal has an impaired ability to hear
sounds in specific frequency ranges.
There is no specific evidence that
exposure to pulses of airgun sound can
cause PTS in any marine mammal, even
with large arrays of airguns. However,
given the possibility that mammals
close to an airgun array might incur
TTS, there has been further speculation
about the possibility that some
individuals occurring very close to
airguns might incur PTS. Single or
occasional occurrences of mild TTS are
not indicative of permanent auditory
damage in terrestrial mammals.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals, but are assumed to be
similar to those in humans and other
terrestrial mammals. PTS might occur at
a received sound level at least several
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decibels above that inducing mild TTS
if the animal were exposed to strong
sound pulses with rapid rise time (see
Appendix B (6) of L-DEO’s application).
The specific difference between the PTS
and TTS thresholds has not been
measured for marine mammals exposed
to any sound type. However, based on
data from terrestrial mammals, a
precautionary assumption is that the
PTS threshold for impulse sounds (such
as airgun pulses as received close to the
source) is at least 6 dB higher than the
TTS threshold on a peak-pressure basis.
On an SEL basis, Southall et al. (2007)
estimated that received levels would
need to exceed the TTS threshold by at
least 15 dB for there to be risk of PTS.
Thus, for cetaceans they estimate that
the PTS threshold might be a
cumulative SEL (for the sequence of
received pulses) of approximately 198
dB re 1 μPa2•s. Additional assumptions
had to be made to derive a
corresponding estimate for pinnipeds.
Southall et al. (2007) estimate that the
PTS threshold could be a cumulative
SEL of approximately 186 dB 1 μPa2.s
in the harbor seal; for the California sea
lion and northern elephant seal the PTS
threshold would probably be higher.
Southall et al. (2007) also note that,
regardless of the SEL, there is concern
about the possibility of PTS if a cetacean
or pinniped receives one or more pulses
with peak pressure exceeding 230 or
218 dB re 1 μPa (3.2 bar.m, 0–pk), which
would only be found within a few
meters of the largest (360–in3) airguns in
the planned airgun array (Caldwell and
Dragoset, 2000). A peak pressure of 218
dB re 1 μPa could be received somewhat
farther away; to estimate that specific
distance, one would need to apply a
model that accurately calculates peak
pressures in the near-field around an
array of airguns.
Given the higher level of sound
necessary to cause PTS as compared
with TTS, it is considerably less likely
that PTS could occur. In fact, even the
levels immediately adjacent to the
airguns may not be sufficient to induce
PTS, especially because a mammal
would not be exposed to more than one
strong pulse unless it swam
immediately alongside the airgun for a
period longer than the inter-pulse
interval. Baleen whales generally avoid
the immediate area around operating
seismic vessels, as do some other
marine mammals. The planned
monitoring and mitigation measures,
including visual monitoring, passive
acoustic monitoring (PAM), power
downs, and shut downs of the airguns
when mammals are seen within the EZ
will minimize the already minimal
probability of exposure of marine
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mammals to sounds strong enough to
induce PTS.
Non-auditory Physiological Effects –
Non-auditory physiological effects or
injuries that theoretically might occur in
marine mammals exposed to strong
underwater sound include stress,
neurological effects, bubble formation,
resonance effects, and other types of
organ or tissue damage (Cox et al., 2006;
Southall et al., 2007). However, studies
examining such effects are limited. If
any such effects do occur, they would
probably be limited to unusual
situations when animals might be
exposed at close range for unusually
long periods, when sound is strongly
channeled with less-than-normal
propagation loss, or when dispersal of
the animals is constrained by
shorelines, shallows, etc. Airgun pulses,
because of their brevity and
intermittence, are less likely to trigger
resonance or bubble formation than are
more prolonged sounds. It is doubtful
that any single marine mammal would
be exposed to strong seismic sounds for
time periods long enough to induce
physiological stress.
Until recently, it was assumed that
diving marine mammals are not subject
to the bends or air embolism. This
possibility was first explored at a
workshop (Gentry [ed.], 2002) held to
discuss whether a stranding of beaked
whales in the Bahamas in 2000
(Balcomb and Claridge, 2001; NOAA
and USN, 2001) might have been related
to bubble formation in tissues caused by
exposure to noise from naval sonar.
However, this link could not be
confirmed. Jepson et al. (2003) first
suggested a possible link between midfrequency sonar activity and acute
chronic tissue damage that results from
the formation in vivo of gas bubbles,
based on a beaked whale stranding in
the Canary Islands in 2002 during naval
exercises. Fernandez et al. (2005a)
showed those beaked whales did indeed
have gas bubble-associated lesions, as
well as fat embolisms. Fernandez et al.
(2005b) also found evidence of fat
embolism in three beaked whales that
stranded 100 km (62 mi) north of the
Canaries in 2004 during naval exercises.
Examinations of several other stranded
species have also revealed evidence of
gas and fat embolisms (Arbelo et al.,
2005; Jepson et al., 2005a; Mendez et al.,
2005). Most of the afflicted species were
deep divers. There is speculation that
gas and fat embolisms may occur if
cetaceans ascend unusually quickly
when exposed to aversive sounds, or if
sound in the environment causes the
destabilization of existing bubble nuclei
(Potter, 2004; Arbelo et al., 2005;
Fernandez et al. 2005a; Jepson et al.,
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2005b; Cox et al., 2006). Even if gas and
fat embolisms can occur during
exposure to mid-frequency sonar, there
is no evidence that that type of effect
occurs in response to airgun sounds.
In general, little is known about the
potential for seismic survey sounds to
cause auditory impairment or other
physical effects in marine mammals.
Available data suggest that such effects,
if they occur at all, would be limited to
within short distances of the sound
source and probably to projects
involving large arrays of airguns. The
available data do not allow for
meaningful quantitative predictions of
the numbers (if any) of marine mammals
that might be affected in those ways.
Marine mammals that show behavioral
avoidance of seismic vessels, including
most baleen whales, some odontocetes,
and some pinnipeds, are especially
unlikely to incur auditory impairment
or non-auditory physical effects. It is not
known whether aversive behavioral
responses to airgun pulses by deepdiving species could lead to indirect
physiological problems as apparently
can occur upon exposure of some
beaked whales to mid-frequency sonar
(Cox et al., 2006). Also, the planned
mitigation measures, including shut
downs of the airguns, will reduce any
such effects that might otherwise occur.
Strandings and Mortality
Marine mammals close to underwater
detonations of high explosives can be
killed or severely injured, and their
auditory organs are especially
susceptible to injury (Ketten et al., 1993;
Ketten, 1995). Airgun pulses are less
energetic and have slower rise times,
and there is no proof that they can cause
injury, death, or stranding even in the
case of large airgun arrays. However, the
association of mass strandings of beaked
whales with naval exercises and, in one
case, an L-DEO seismic survey, has
raised the possibility that beaked whales
exposed to strong pulsed sounds may be
especially susceptible to injury and/or
behavioral reactions that can lead to
stranding. Appendix B of L-DEO’s
application provides additional details.
Seismic pulses and mid-frequency
sonar pulses are quite different. Sounds
produced by airgun arrays are
broadband with most of the energy
below 1 kHz. Typical military midfrequency sonars operate at frequencies
of 2–10 kHz, generally with a relatively
narrow bandwidth at any one time.
Thus, it is not appropriate to assume
that there is a direct connection between
the effects of military sonar and seismic
surveys on marine mammals. However,
evidence that sonar pulses can, in
special circumstances, lead to physical
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damage and mortality (Balcomb and
Claridge, 2001; NOAA and USN, 2001;
Jepson et al., 2003; Fernandez et al.,
2004, 2005a; Cox et al., 2006), even if
only indirectly, suggests that caution is
warranted when dealing with exposure
of marine mammals to any highintensity pulsed sound.
There is no conclusive evidence of
cetacean strandings as a result of
exposure to seismic surveys.
Speculation concerning a possible link
between seismic surveys and strandings
of humpback whales in Brazil (Engel et
al., 2004) was not well founded based
on available data (IAGC, 2004; IWC,
2006). In September 2002, there was a
stranding of two Cuvier’s beaked whales
in the Gulf of California, Mexico, when
the L-DEO vessel R/V Maurice Ewing
(Ewing) was operating a 20–gun, 8,490–
in3 array in the general area. The link
between the stranding and the seismic
survey was inconclusive and not based
on any physical evidence (Hogarth,
2002; Yoder, 2002). Nonetheless, that
plus the incidents involving beaked
whale strandings near naval exercises
involving use of mid-frequency sonar
suggests a need for caution when
conducting seismic surveys in areas
occupied by beaked whales. No injuries
of beaked whales are anticipated during
the proposed study because of (1) the
high likelihood that any beaked whales
nearby would avoid the approaching
vessel before being exposed to high
sound levels, (2) the proposed
monitoring and mitigation measures,
and (3) differences between the sound
sources operated by L-DEO and those
involved in the naval exercises
associated with strandings.
Potential Effects of Other Acoustic
Devices
Multibeam Echosounder Signals
The Simrad EM 120 12–kHz MBES
will be operated from the source vessel
at some times during the planned study.
Sounds from the MBES are very short
pulses, occurring for 2–15 ms once
every 5–20 s, depending on water depth.
Most of the energy in the sound pulses
emitted by the MBES is at frequencies
centered at 12 kHz, and the maximum
source level is 242 dB re 1 μPa (rms).
The beam is narrow (1°) in fore-aft
extent and wide (150°) in the cross-track
extent. Each ping consists of nine
successive fan-shaped transmissions
(segments) at different cross-track
angles. Any given mammal at depth
near the trackline would be in the main
beam for only one or two of the nine
segments. Also, marine mammals that
encounter the MBES are unlikely to be
subjected to repeated pulses because of
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the narrow fore-aft width of the beam
and will receive only limited amounts
of pulse energy because of the short
pulses. Animals close to the ship (where
the beam is narrowest) are especially
unlikely to be ensonified for more than
one 2–15 ms pulse (or two pulses if in
the overlap area). Kremser et al. (2005)
noted that the probability of a cetacean
swimming through the area of exposure
when an MBES emits a pulse is small.
The animal would have to pass the
transducer at close range and be
swimming at speeds similar to the
vessel in order in order to receive the
multiple pulses that might result in
sufficient exposure to cause TTS.
Burkhardt et al. (2007) concluded that
immediate direct auditory injury was
possible only if a cetacean dived under
the vessel into the immediate vicinity of
the transducer.
Navy sonars that have been linked to
avoidance reactions and stranding of
cetaceans (1) generally have a longer
pulse duration that the Simrad EM120,
and (2) are often directed close to
horizontally vs. more downward for the
MBES. The area of possible influence of
the MBES is much smaller- a narrow
band below the source vessel. The
duration of exposure for a given marine
mammal can be much longer for a Navy
sonar.
Marine mammal communications will
not be masked appreciably by the MBES
signals given its low duty cycle and the
brief period when an individual
mammal is likely to be within its beam.
Furthermore, in the case of baleen
whales, the signals (12 kHz) do not
overlap with the predominant
frequencies in the calls, which would
avoid significant masking.
Behavioral reactions of free-ranging
marine mammals to sonars and other
sound sources appear to vary by species
and circumstance. Observed reactions
have included silencing and dispersal
by sperm whales (Watkins et al., 1985),
increased vocalizations and no dispersal
by pilot whales (Rendell and Gordon,
1999), and the previously-mentioned
beachings by beaked whales. During
exposure to a 21–25 kHz whale-finding
sonar with a source level of 215 dB re
1 μPa, gray whales showed slight
avoidance (approximately 200 m or 656
ft) behavior (Frankel, 2005). However,
all of those observations are of limited
relevance to the present situation. Pulse
durations from those sonars were much
longer than those of the MBES, and a
given mammal would have received
many pulses from the naval sonars.
During L-DEO’s operations, the
individual pulses will be very short, and
a given mammal would not receive
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many of the downward-directed pulses
as the vessel passes by.
Captive bottlenose dolphins and a
beluga whale exhibited changes in
behavior when exposed to 1 s pulsed
sounds at frequencies similar to those
that will be emitted by the MBES used
by L-DEO and to shorter broadband
pulsed signals. Behavioral changes
typically involved what appeared to be
deliberate attempts to avoid the sound
exposure (Schlundt et al., 2000;
Finneran et al., 2002; Finneran and
Schlundt, 2004). The relevance of those
data to free-ranging odontocetes is
uncertain, and in any case, the test
sounds were quite different in either
duration or bandwidth as compared
with those from an MBES.
L-DEO is not aware of any data on the
reactions of pinnipeds to sonar or
echosounder sounds at frequencies
similar to the 12 kHz frequency of the
Langseth’s MBES. Based on observed
pinniped responses to other types of
pulsed sounds, and the likely brevity of
exposure to the MBES sounds, pinniped
reactions are expected to be limited to
startle or otherwise brief responses of no
lasting consequence to the animals.
NMFS believes that the brief exposure
of marine mammals to one pulse, or
small numbers of signals, from the
MBES are not likely to result in the
harassment of marine mammals.
Sub-bottom Profiler Signals
A SBP will be operated from the
source vessel during the planned study.
Sounds from the SBP are very short
pulses, occurring for 1- 4 ms once every
second. Most of the energy in the sound
pulses emitted by the SBP is at mid
frequencies, centered at 3.5 kHz. The
beamwidth is approximately 30° and is
directed downward. The SBP on the
Langseth has a maximum source level of
204 dB re 1 μPam. Kremser et al. (2005)
noted that the probability of a cetacean
swimming through the area of exposure
when a bottom profiler emits a pulse is
small, and if the animal was in the area,
it would have to pass the transducer at
close range in order to be subjected to
sound levels that could cause TTS.
Marine mammal communications will
not be masked appreciably by the SBP
signals given their directionality and the
brief period when an individual
mammal is likely to be within its beam.
Furthermore, in the case of most
odontocetes, the signals do not overlap
with the predominant frequencies in the
calls, which would avoid significant
masking.
Marine mammal behavioral reactions
to other pulsed sound sources are
discussed above, and responses to the
SBP are likely to be similar to those for
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Sfmt 4703
other pulsed sources if received at the
same levels. The pulsed signals from the
SBP are somewhat weaker than those
from the MBES. Therefore, behavioral
responses are not expected unless
marine mammals are very close to the
source.
It is unlikely that the SBP produces
pulse levels strong enough to cause
hearing impairment or other physical
injuries even in an animal that is
(briefly) in a position near the source.
The SBP is usually operated
simultaneously with other higher-power
acoustic sources. Many marine
mammals will move away in response
to the approaching higher-power
sources or the vessel itself before the
mammals would be close enough for
there to be any possibility of effects
from the less intense sounds from the
SBP. In the case of mammals that do not
avoid the approaching vessel and its
various sound sources, mitigation
measures that would be applied to
minimize effects of other sources would
further reduce or eliminate any minor
effects of the SBP.
NMFS believes that to avoid the
potential for permanent physiological
damage (Level A harassment), cetaceans
and pinnipeds should not be exposed to
pulsed underwater noise at received
levels exceeding, respectively, 180 and
190 dB re 1 μPa (rms). The
precautionary nature of these criteria is
discussed in Appendix B (6) of L-DEO’s
application, including the fact that the
minimum sound level necessary to
cause permanent hearing impairment is
higher, by a variable and generally
unknown amount, than the level that
induces barely-detectable TTS and the
level associated with the onset of TTS
is often considered to be a level below
which there is no danger of permanent
damage. NMFS also assumes that
cetaceans or pinnipeds exposed to
levels exceeding 160 dB re 1 μPa (rms)
may experience Level B harassment.
Sub-bottom Profiler Signals
An SBP will be operated from the
source vessel at times during the
planned study. Sounds from the subbottom profiler are very short pulses,
occurring for 1–4 ms once every second.
Most of the energy in the sound pulses
emitted by the SBP is at 3.5 kHz. The
beamwidth is approximately 30° and is
directed downward. The SBP on the
Langseth has a maximum source level of
204 dB re 1 μPam. Kremser et al. (2005)
noted that the probability of a cetacean
swimming through the area of exposure
when a bottom profiler emits a pulse is
small, and if the animal was in the area,
it would have to pass the transducer at
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close range in order to be subjected to
sound levels that could cause TTS.
Marine mammal communications will
not be masked appreciably by the SBP
signals given their directionality and the
brief period when an individual
mammal is likely to be within its beam.
Furthermore, in the case of most baleen
whales, the SBP signals do not overlap
with the predominant frequencies in the
calls, which would avoid significant
masking.
Marine mammal behavioral reactions
to other pulsed sound sources are
discussed above, and responses to the
SBP are likely to be similar to those for
other pulsed sources if received at the
same levels. However, the pulsed
signals from the SBP are considerably
weaker than those from the MBES.
Therefore, behavioral responses would
not be expected unless marine mammals
were to approach very close to the
source.
It is unlikely that the SBP produces
pulse levels strong enough to cause
hearing impairment or other physical
injuries even in an animal that is
(briefly) in a position near the source.
The SBP is usually operated
simultaneously with other higher-power
acoustic sources. Many marine
mammals will move away in response
to the approaching higher-power
sources or the vessel itself before the
mammals would be close enough for
there to be any possibility of effects
from the less intense sounds from the
SBP. In the case of mammals that do not
avoid the approaching vessel and its
various sound sources, mitigation
measures that would be applied to
minimize effects of other sources would
further reduce or eliminate any minor
effects of the SBP.
NMFS believes that to avoid the
potential for permanent physiological
damage (Level A harassment), cetaceans
and pinnipeds should not be exposed to
pulsed underwater noise at received
levels exceeding, respectively 180 and
190 dB re 1μPa (rms). The precautionary
nature of these criteria is discussed in
Appendix B (6) of L-DEO’s application,
including the fact that the maximum
sound level necessary to cause
permanent hearing impairment is
higher, by a variable and generally
unknown amount, than the level that
induces barely-detectable TTS and the
level associated with the onset of TTS
is often considered to be a level below
which there is no danger of permanent
damage. NMFS also assumes that
cetaceans or pinnipeds exposed to
levels exceeding 160 dB re 1 μPa (rms)
may experience Level B harassment.
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Possible Effects of Acoustic Release
Signals
The acoustic release transponder used
to communicate with the OBSs uses
frequencies of 9–13 kHz. These signals
will be used very intermittently. It is
unlikely that the acoustic release signals
would have significant effects on marine
mammals through masking, disturbance,
or hearing impairment. Any effects
likely would be negligible given the
brief exposure at presumable low levels.
Estimated Take by Incidental
Harassment
All anticipated takes would be ‘‘takes
by harassment,’’ involving temporary
changes in behavior. The proposed
mitigation measures are expected to
minimize the possibility of injurious
takes. (However, as noted earlier, there
is no specific information demonstrating
that injurious ‘‘takes’’ would occur even
in the absence of the planned mitigation
measures.) The sections below describe
methods to estimate ‘‘take by
harassment’’, and present estimates of
the numbers of marine mammals that
might be affected during the proposed
TAIGER seismic program. The estimates
of ‘‘take by harassment’’ are based on
consideration of the number of marine
mammals that might be disturbed
appreciably by operations with the 36
airgun array to be used during
approximately 15,902 km of seismic
surveys in the waters of the SE Asia
study area. The main sources of
distributional and numerical data used
in deriving the estimates are described
below.
Empirical data concerning 190, 180,
170, and 160 dB re 1 μPa isopleth
distances in deep and shallow water
were acquired for various airgun
configurations during the acoustic
calibration study of the Ewing’s 20–
airgun 8,600 in3 array in 2003 (Tolstoy
et al., 2004a,b). The results showed that
radii around the airguns where the
received level was 180 dB re 1 μPa rms,
the threshold for estimating Level B
harassment applicable to cetaceans
(NMFS, 2000), varied with water depth.
Similar depth-related variation is likely
for the 190–dB re 1 μPa threshold for
estimating Level B harassment
applicable to cetaceans and the 190–dB
re 1 μPa threshold applicable to
pinnipeds, although these were not
measured. The L-DEO model does not
allow for bottom interactions, and thus
is most directly applicable to deep water
and to relatively short ranges.
The empirical data indicated that, for
deep water (>1,000 m; 3,280 ft), the LDEO model (as applied to the Ewing’s
airgun configurations) overestimated the
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78307
measured received sound levels at a
given distance (Tolstoy et al., 2004a,b).
However, to be conservative, the
distances predicted by L-DEO’s model
for the survey will be applied to deepwater areas during the proposed study
(see Figure 3 and 4 and Table 1 in the
application). As very few, if any,
mammals are expected to occur deeper
than 2,000 m (6,562 ft), this depth was
used as the maximum relevant depth.
Empirical measurements of sounds
from the Ewing’s airgun arrays were not
conducted for intermediate depths
(100–1,000 m; 328–3,280 ft). On the
expectation that results would be
intermediate, the estimates provided by
the model for deep-water situations are
used to obtain estimates for
intermediate-depth sites. Corresponding
correction factors, applied to the
modeled radii for the Langseth’s airgun
configuration, will be used during the
proposed study for intermediate depths
(see Table 1 of the application).
Empirical measurements near the
Ewing indicated that in shallow water
(<100 m; 328 ft), the L-DEO model
underestimates actual levels. In
previous L-DEO projects, the exlusion
zones were typically based on measured
values and ranged from 1.3 to 15 times
higher than the modeled values
depending on the size of the airgun
array and the sound level measured
(Tolstoy et al., 2004b). During the
proposed cruise, similar correction
factors will be applied to derive
appropriate shallow-water radii from
the modeled deep-water radii for the
Langseth’s airgun configuration (see
Table 1 of L-DEO’s application).
Using the modeled distances and
various correction factors, Table 1 (from
L-DEO’s application) shows the
distances at which 4 rms sound levels
are expected to be received from the 36–
airgun array and a single airgun in three
different water depths.
The anticipated radii of influence of
the MBES and the SBP are much smaller
than those for the airgun array. It is
assumed that, during simultaneous
operations of the airgun array and
echosounders, marine mammals close
enough to be affected by the
echosounders would already be affected
by the airguns. However, whether or not
the airguns are operating
simultaneously with the echosounders,
marine mammals are not expected to be
exposed to sound pressure levels great
enough or long enough for taking to
occur given echosounders’
characteristics (e.g., narrow downwarddirected beam) and other considerations
described above. Therefore, no
additional allowance is included for
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animals that might be affected by sound
sources other than airguns
No systematic aircraft- or ship-based
surveys have been conducted for marine
mammals in waters near Taiwan, and
the species of marine mammals that
occur there are not well known. A few
surveys have been conducted from
small vessels (approximately 10–12 m
or 33–40 ft long) with low observation
platforms (approximately 3 m or 10 ft
above sea level) as follows:
• Off the east central coast of Taiwan
to a maximum of approximately 20 km
(12.4 mi) from shore in water depths up
to approximately 1,200 m deep between
June 1996 and July 1997 (all cetacean;
Yang et al., 1999);
• Off the south coast of Taiwan to a
distance of approximately 50 km (mi)
and depths greater than 1,000 m (3,280
ft) during April 13–September 9, 2000
(all cetaceans; Wang et al., 2001a);
• Off the west coast of Taiwan close
to shore during early April-early
August, 2002–2006 (Indo-Pacific
humpback dolphins; Wang et al., 2007);
and
• Around and between the Babuyan
Islands off northern Philippines in
waters less than 1,000 m deep during
late February-May 2000–2003
(humpback whales; Acebes et al., 2007).
The only density calculated by the
authors was for the Indo-Pacific
humpback dolphin (Wang et al., 2007).
In addition, a density estimate was also
available for the Indo-Pacific bottlenose
dolphin (Yang et al., 2000 in Perrin et
al., 2005).
In the absence of any other density
data, L-DEO used the survey effort and
sightings in Yang et al. (1999) and Wang
et al. (2001a) to estimate densities of
marine mammals in the TAIGER study
area. To correct for detection bias (bias
associated with diminishing sightability
with increasing lateral distance from the
trackline), L-DEO used mean group sizes
given by or calculated from Wang et al.
(2001a, 2007) and Yang et al., (1999),
and a value for f(0) of 5.32 calculated
from the data and density equation in
Wang et al. (2007); Yang et al. (1999),
and Wang et al. (2001a) did not give a
value for f(0), but they used a vessel and
methods similar to those of Wang et al.
(2007). To correct for availability and
perception bias, which are attributable
to the less than 100 percent probability
of sighting an animals present along the
survey trackline, L-DEO used g(0) values
calculated using surfacing and dive data
from Erickson (1976), Barlow and
Sexton (1996), Forney and Barlow
(1998), and Barlow (1999): 0.154 for
Mesoplodon sp., 0.102 for Cuvier’s
beaked whale, 0.193 for the dwarf sperm
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19:07 Dec 19, 2008
Jkt 217001
whale and Kogia sp., 0.238 for the killer
whale, and 1.0 for delphinids.
The surveys of Yang et al. (1999) and
Wang et al. (2001a) were carried out in
areas of steep slopes and complex
bathymetric features, where many
cetacean species are known to
concentrate. It did not seem reasonable
to extrapolate those densities to the
overall survey area, which is
predominantly in areas of deep water
without complex bathymetry. For latter
areas, L-DEO used density data from
two 5° x 5° blocks in the eastern tropical
Pacific Ocean (ETP) surveyed by
Ferguson and Barlow (2001): Blocks 87
and 882, bounded by 20° N–25° N (the
same latitudes as the proposed survey
area and 115° W–125 W, in deep water
and just offshore from Mexico. L-DEO
then calculated an overall estimate
weighted by the estimated lengths of
seismic lines over complex bathymetry
or slope (approximately 1,250 km or 777
mi) and over deep, flat, or gently sloping
bottom (approximately 14,652 km or
9,104 mi).
The density estimate for the IndoPacific hump-backed dolphin is from
Wang et al. (2007) and applies only to
the population’s limited range on the
west coat of Taiwan. No density data
were available for the Pacific whitesided or short-beaked common dolphin
for the study area. As these species are
rare in the area, densities are expected
to be near zero. In addition, density data
were unavailable for striped and longbeaked common dolphins. As these two
species were not seen during the abovementioned surveys and are considered
uncommon in the TAIGER study area,
L-DEO assigned these two species 10
percent of the density estimate of the
delphinid occurring in similar habitat in
the area with the lowest density (i.e.,
pygmy killer whale). Also no density
estimate was available for finless
porpoise. As this species was not
sighted during surveys of southern
Taiwan in 2000 (Wang et al., 2001a), LDEO assigned it 10 percent of the lowest
density (i.e., Indo-Pacific bottlenose
dolphin). Density data were unavailable
for Longman’s beaked and ginkgotoothed beaked whales; however, these
two species are represented by densities
for unidentified beaked whales.
Large whales were not sighted during
the surveys by Yang et al. (1999) or
Wang et al. (2001a). The only available
abundance estimate for large whales in
the area (except that for humpbacks, see
below) is that of Shimada et al. (2008),
who estimated abundances of Bryde’s
whales in several blocks in the
northwestern Pacific based on surveys
in 1998–2002, the closest of which to
the proceed survey area is the block
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Fmt 4703
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bounded by 10° N–25° N and 130° E–
137.5° E. The resulting abundance and
area were used to calculate density.
Sperm, sei, Omura’s, fin, minke, and
blue whales are less common than
Bryde’s whales in these waters, so LDEO assigned a density of 10 percent of
that calculated for Bryde’s whale. North
Pacific right, and Western North Pacific
gray whales are unlikely to occur in the
TAIGER study area, thus, densities were
estimated to be zero.
For humpback whales in the Babuyan
Islands, L-DEO used the population
estimate of Acebes et al. (2007) and
applied it to an area of approximately
78,000 km2, extending from the north
coast of Luzon to just south of Orchid
Island to derive a density estimate. That
area is a historically well-documented
breeding ground that whaling records
indicate was used until at least the
1960s (Acebes et al., 2007), and an area
where humpbacks have been sighted
more recently.
There is some uncertainty about the
representatives of the density data and
the assumptions used in the
calculations. For example, the timing of
the surveys of Indo-Pacific humpback
dolphins (early April-early August) and
humpback whales (late February-May)
overlaps the timing of the proposed
surveys, but the Bryde’s whale surveys
(August and September), and those of
Yang et al. (1999) (year-round) include
different seasons, and would not be as
representative if there are seasonal
density differences. Perhaps the greatest
uncertainty results from using survey
results from the northeast Pacific Ocean.
However, the approach used here is
believed to be the best available
approach. Also, to provide some
allowance for these uncertainties,
‘‘maximum estimates’’ as well as ‘‘best
estimates’’ of the densities present and
numbers of marine mammals potentially
affected have been derived. Best
estimates for most species are based on
average densities from the surveys of
Yang et al. (1999), Wang et al. (2001a),
and Ferguson and Barlow (2001),
weighted by effort, whereas maximum
estimates are based on the higher of the
two densities from the Taiwan surveys
and the eastern Pacific survey blocks.
For the sperm whales, mysticetes, two
delphinids (Indo-Pacific humpback and
Indo-Pacific bottlenose dolphins), as
well as for the finless porpoise, the
maximum estimates are the best
estimates multiplied by 1.5. Densities
calculated or estimated as described
above are given in Table 3 of L-DEO’s
application.
The estimated numbers of individuals
potentially exposed on each leg of the
survey are based on the 160 dB re 1 μPa
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Federal Register / Vol. 73, No. 246 / Monday, December 22, 2008 / Notices
(rms) Level B harassment exposure
threshold for cetaceans and pinnipeds.
It is assumed that marine mammals
exposed to airgun sounds at these levels
might experience disruption of
behavioral patterns.
It should be noted that the following
estimates of takes by harassment assume
that the surveys will be fully completed.
As is typical during offshore ship
surveys, inclement weather and
equipment malfunctions are likely to
cause delays and may limit the number
of useful line-km to seismic operations
that can be undertaken. Furthermore,
any marine mammal sightings within or
near the designated EZ will result in the
power-down or shut-down of seismic
operations as a mitigation measure.
Thus, the following estimates of the
numbers of marine mammals exposed to
160–dB sounds probably overestimate
the actual numbers of marine mammals
that might be involved. These estimates
assume that there will be no weather,
equipment, or mitigation delays, which
is highly unlikely.
The number of different individuals
that may be exposed to airgun sounds
with received levels ≥160 dB re 1 μPa
(rms) on one or more occasions was
estimated by considering the total
marine area that would be within the
160–dB radius around the operating
• The anticipated minimum area to
be ensonified to that level during airgun
operations excluding overlap.
The area expected to be ensonified
was determined by entering the planned
survey lines into a MapInfo Geographic
Information System (GIS), using the GIS
to identify the relevant areas by
‘‘drawing’’ the applicable 160–dB buffer
around each seismic line (depending on
water and tow depth) and then
calculating the total area within the
buffers. Areas where overlap occurred
were limited and included only once to
determine the area expected to be
ensonified when estimating the number
of individuals exposed.
Applying the approach described
above, approximately 168,315 km2
(104,586 mi2) would be within the 160–
dB isopleth on one or more occasions
during the survey. Because this
approach does not allow for turnover in
the mammal populations in the study
area during the course of the survey, the
actual number of individuals exposed
could be underestimated. However, the
approach assumes that no cetaceans will
move away from or toward the trackline
as the Langseth approaches in response
to increasing sound levels prior to the
time the levels reach 160 dB, which will
result in overestimates for those species
known to avoid seismic vessels.
airgun array on at least one occasion.
The number of possible exposures
(including repeated exposures of the
same individuals) can be estimated by
considering the total marine area that
would be within the 160 dB radius
around the operating airguns, including
areas of overlap. In the proposed survey,
the seismic lines are widely spaces in
the survey area, and are further spaced
in time because the proposed survey,
the seismic lines are widely spaced in
the survey area, and are further spaced
in time because the proposed survey is
planned in discrete legs separated by
several days. Thus, an individual
mammal would not be exposed
numerous times during the survey; the
areas including overlap are 1.1–1.3
times the areas excluding overlap,
depending on the leg, so the numbers of
exposures are not discussed further.
Moreover, it is unlikely that a particular
animal would stay in the area during the
entire survey.
The number of different individuals
potentially exposed to received levels
≥160 dB re 1 μPa (rms) was calculated
by multiplying:
• The expected species density, either
‘‘mean’’ (i.e., best estimate) or
‘‘maximum,’’ times
TABLE 3. THE ESTIMATES OF THE POSSIBLE NUMBERS OF MARINE MAMMALS EXPOSED TO SOUND LEVELS GREATER THAN
OR EQUAL TO 160 DB DURING L-DEO’S PROPOSED SEISMIC SURVEY IN SE ASIA IN MARCH-JULY 2009. THE PROPOSED SOUND SOURCE CONSISTS OF A 36-AIRGUN, 6,600 IN3, ARRAY. RECEIVED LEVELS ARE EXPRESSED IN DB RE 1
μPA (RMS) (AVERAGED OVER PULSE DURATION), CONSISTENT WITH NMFS’ PRACTICE. NOT ALL MARINE MAMMALS WILL
CHANGE THEIR BEHAVIOR WHEN EXPOSED TO THESE SOUND LEVELS, BUT SOME MAY ALTER THEIR BEHAVIOR WHEN
LEVELS ARE LOWER (SEE TEXT). SEE TABLES 2-4 IN L-DEO’S APPLICATION FOR FURTHER DETAIL.
# of Individuals Exposed
(best)1
# of Individuals Exposed
(max)1
Approx. % Regional Population (best) 2
Western North Pacific gray whale
(Eschrichtius robustus)
0
0
0
Western North Pacific right whale
(Eubalaena japonica)
0
0
0
Humpback whale
(Megaptera novaeangliae)
10
14
0.94
Minke whale
(Balaenoptera acutorostrata)
5
8
0.02
Bryde’s whale
(Balaenoptera brydei)
51
77
020
Omura’s whale
(Balaenoptera omurai)
5
8
N.A.
Sei whale
(Balaenoptera borealis)
5
8
0.05
Fin whale
(Balaenoptera physalus)
5
8
0.03
Species
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Mysticetes
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TABLE 3. THE ESTIMATES OF THE POSSIBLE NUMBERS OF MARINE MAMMALS EXPOSED TO SOUND LEVELS GREATER THAN
OR EQUAL TO 160 DB DURING L-DEO’S PROPOSED SEISMIC SURVEY IN SE ASIA IN MARCH-JULY 2009. THE PROPOSED SOUND SOURCE CONSISTS OF A 36-AIRGUN, 6,600 IN3, ARRAY. RECEIVED LEVELS ARE EXPRESSED IN DB RE 1
μPA (RMS) (AVERAGED OVER PULSE DURATION), CONSISTENT WITH NMFS’ PRACTICE. NOT ALL MARINE MAMMALS WILL
CHANGE THEIR BEHAVIOR WHEN EXPOSED TO THESE SOUND LEVELS, BUT SOME MAY ALTER THEIR BEHAVIOR WHEN
LEVELS ARE LOWER (SEE TEXT). SEE TABLES 2-4 IN L-DEO’S APPLICATION FOR FURTHER DETAIL.—Continued
# of Individuals Exposed
(best)1
# of Individuals Exposed
(max)1
Approx. % Regional Population (best) 2
5
8
N.A.
Sperm whale
(Physeter macrocephalus)
5
8
0.02
Pygmy sperm whale
(Kogia breviceps)
0
0
N.A.
Dwarf sperm whale
(Kogia sima)
806
1267
7.19
Kogia sp.
49
76
N.A.
Cuvier’s beaked whale
(Ziphius cavirostris)
64
143
0.32
Longman’s beaked whale
(Indopacetus pacificus)
0
0
N.A.
Blainville’s beaked whale
(Mesoplodon densirostris)
168
303
0.66
0
0
N.A.
294
303
1.16
137
178
N.A.
Rough-toothed dolphin
(Steno bredanensis)
252
1,031
0.17
Indo-Pacific humpback dolphin
(Sousa chinensis)
68
99
4.03
4,606
6,704
1.89
Indo-Pacific bottlenose dolphin
(Tursiops aduncus)
677
6,704
N.A.
Pacific white-sided dolphin
(Lagenorhynchus obliquidens)
0
0
0
Pantropical spotted dolphin
(Stenella attenuata)
22,902
26,726
2.86
Spinner dolphin
(Stenella longirostris)
10,397
16,835
1.30
Striped dolphin
(Stenella coeruleoalba)
38
60
0.01
Fraser’s dolphin
(Lagenodelphis hoseia)
18,359
23,534
6.35
Short-beaked common dolphin
(Delphinus delphis)
0
0
0
Long-beaked common dolphin
(Delphinus capensis)
10
23
0.01
Species
Blue whale
(Balaenoptera musculus)
Mysticetes
Ginkgo-toothed beaked whale
(Mesoplodon ginkgodens)
Mesoplodon sp. (unidentified)
Unidentified beaked whale
3
4
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Common bottlenose dolphin
(Tursiops truncatus)
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TABLE 3. THE ESTIMATES OF THE POSSIBLE NUMBERS OF MARINE MAMMALS EXPOSED TO SOUND LEVELS GREATER THAN
OR EQUAL TO 160 DB DURING L-DEO’S PROPOSED SEISMIC SURVEY IN SE ASIA IN MARCH-JULY 2009. THE PROPOSED SOUND SOURCE CONSISTS OF A 36-AIRGUN, 6,600 IN3, ARRAY. RECEIVED LEVELS ARE EXPRESSED IN DB RE 1
μPA (RMS) (AVERAGED OVER PULSE DURATION), CONSISTENT WITH NMFS’ PRACTICE. NOT ALL MARINE MAMMALS WILL
CHANGE THEIR BEHAVIOR WHEN EXPOSED TO THESE SOUND LEVELS, BUT SOME MAY ALTER THEIR BEHAVIOR WHEN
LEVELS ARE LOWER (SEE TEXT). SEE TABLES 2-4 IN L-DEO’S APPLICATION FOR FURTHER DETAIL.—Continued
# of Individuals Exposed
(best)1
# of Individuals Exposed
(max)1
Approx. % Regional Population (best) 2
Risso’s dolphin
(Grampus griseus)
7,940
12,736
4.54
Melon-headed whale
(Peponocephala electra)
2,534
3,954
5.63
Pygmy killer whale
(Feresa attenuata)
380
599
0.98
l killer whale
(Pseudorca crassidens)
865
905
2.16
Killer whale
(Orcinus orca)
189
329
2.23
Short-finned pilot whale
(Globicephala macrorhynchus)
727
1,220
0.15
Finless porpoise
(Neophocaena phocaenoides)
68
101
0.66
0
0
N.A.
Species
Sirenians
Dugong
(Dugong dugon)
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N.A. - Data not available or species status was not assessed
1 Best estimate and maximum estimate density are from Table 3 of L-DEO’s application. There will be no seismic acquisition data during Leg 3
of the survey; this, it is not included here in this table.
2 Regional population size estimates are from Table 2.
3 Requested takes include Blainville’s, and ginkgo-toothed beaked whales.
4 Requested takes include Cuvier’s, Blainville’s, ginkgo-toothed, and Longman’s beaked whales.
Table 4 of L-DEO’s application shows
the best and maximum estimates of the
number of exposures and the number of
individual marine mammals that
potentially could be exposed to greater
than or equal to 160 dB re 1 μPa (rms)
during the different legs of the seismic
survey if no animals moved away from
the survey vessel.
The ‘‘best estimate’’ of the number of
individual marine mammals that could
be exposed to seismic sounds with
received levels greater than or equal to
160 dB re 1 μPa (rms) (but below Level
A harassment thresholds) during the
survey is shown in Table 4 of L-DEO’s
application and Table 3 (shown above).
The ‘‘best estimate’’ total includes 86
baleen whale individuals, 25 of which
are listed as Endangered under the ESA:
10 humpback whales (0.94 percent of
the regional population), 5 sei whales
(0.05 percent), 5 fin whales (0.03
percent), and 5 blue whales (regional
population unknown). These estimates
were derived from the best density
estimates calculated for these species in
the area (see Table 4 of L-DEO’s
application). In addition, 5 sperm
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whales (0.02 percent of the regional
population) as well as 68 Indo-Pacific
humpback dolphins (4.03 percent
population, but 68.7 percent of the
eastern Taiwan Strait (ETC) population),
68 finless porpoise (0.7 percent), and
663 beaked whales including Longman’s
and ginkgo-toothed beaked whales.
Most (97.7 percent) of the cetaceans
potentially exposed are delphinids;
pantropical spotted, Fraser’s, and
spinner dolphins are estimated to be the
most common species in the area, with
best estimates of 22,902 (2.86 percent of
the regional population), 18,359 (6.35
percent), and 10,397 (1.3 percent)
exposed to greater or equal to 160 dB re
μPa (rms) respectively.
Potential Effects on Marine Mammal
Habitat
The proposed L-DEO seismic survey
will not result in any permanent impact
on habitats used by marine mammals, or
to the food sources they use. The main
impact issue associated with the
proposed activity will be temporarily
elevated noise levels and the associated
direct effects on marine mammals, as
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described above. The following sections
briefly review effects of airguns on fish
and invertebrates, and more details are
included in L-DEO’s application and
EA, respectively.
Potential Effects on Fish and
Invertebrates
One reason for the adoption of airguns
as the standard energy source for marine
seismic surveys is that, unlike
explosives, they have not been
associated with large-scale fish kills.
However, existing information on the
impacts of seismic surveys on marine
fish populations is very limited (see
Appendix D of L-DEO’s EA). There are
three types of potential effects on fish
and invertebrates from exposure to
seismic surveys: (1) pathological, (2)
physiological, and (3) behavioral.
Pathological effects involve lethal and
temporary or permanent sub-lethal
injury. Physiological effects involve
temporary and permanent primary and
secondary stress responses, such as
changes in levels of enzymes and
proteins. Behavioral effects refer to
temporary and (if they occur) permanent
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changes in exhibited behavior (e.g.,
startle and avoidance behavior). The
three categories are interrelated in
complex ways. For example, it is
possible that certain physiological and
behavioral changes potentially could
lead to an ultimate pathological effect
on individuals (i.e., mortality).
The specific received sound levels at
which permanent adverse effects to fish
potentially could occur are little studied
and largely unknown. Furthermore, the
available information on the impacts of
seismic surveys on marine fish is from
studies of individuals or portions of a
population; there have been no studies
at the population scale. The studies of
individual fish have often been on caged
fish that were exposed to airgun pulses
in situations not representative of an
actual seismic survey. Thus, available
information provides limited insight on
possible real-world effects at the ocean
or population scale. This makes drawing
conclusions about impacts on fish
problematic because ultimately, the
most important aspect of potential
impacts relates to how exposure to
seismic survey sound affects marine fish
populations and their viability,
including their availability to fisheries.
The following sections provide a
general synopsis of available
information on the effects of exposure to
seismic and other anthropogenic sound
as relevant to fish. The information
comprises results from scientific studies
of varying degrees of rigor plus some
anecdotal information. Some of the data
sources may have serious shortcomings
in methods, analysis, interpretation, and
reproducibility that must be considered
when interpreting their results (see
Hastings and Popper, 2005). Potential
adverse effects of the program’s sound
sources on marine fish are then noted.
Pathological Effects – The potential
for pathological damage to hearing
structures in fish depends on the energy
level of the received sound and the
physiology and hearing capability of the
species in question (see Appendix D of
L-DEO’s EA). For a given sound to result
in hearing loss, the sound must exceed,
by some specific amount, the hearing
threshold of the fish for that sound
(Popper, 2005). The consequences of
temporary or permanent hearing loss in
individual fish on a fish population is
unknown; however, it likely depends on
the number of individuals affected and
whether critical behaviors involving
sound (e.g., predator avoidance, prey
capture, orientation and navigation,
reproduction, etc.) are adversely
affected.
Little is known about the mechanisms
and characteristics of damage to fish
that may be inflicted by exposure to
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seismic survey sounds. Few data have
been presented in the peer-reviewed
scientific literature. As far as we know,
there are only two valid papers with
proper experimental methods, controls,
and careful pathological investigation
implicating sounds produced by actual
seismic survey airguns with adverse
anatomical effects. One such study
indicated anatomical damage and the
second indicated TTS in fish hearing.
The anatomical case is McCauley et al.
(2003), who found that exposure to
airgun sound caused observable
anatomical damage to the auditory
maculae of ‘‘pink snapper’’ (Pagrus
auratus). This damage in the ears had
not been repaired in fish sacrificed and
examined almost 2 months after
exposure. On the other hand, Popper et
al. (2005) documented only TTS (as
determined by auditory brainstem
response) in 2 of 3 fish species from the
Mackenzie River Delta. This study
found that broad whitefish (Coreogonus
nasus) that received a sound exposure
level of 177 dB re 1 μPa2.s showed no
hearing loss. During both studies, the
repetitive exposure to sound was greater
than would have occurred during a
typical seismic survey. However, the
substantial low-frequency energy
produced by the airgun arrays [less than
approximately 400 Hz in the study by
McCauley et al. (2003) and less than
approximately 200 Hz in Popper et al.
(2005)] likely did not propagate to the
fish because the water in the study areas
was very shallow (approximately 9 m in
the former case and less than 2 m in the
latter). Water depth sets a lower limit on
the lowest sound frequency that will
propagate (the ‘‘cutoff frequency’’) at
about one-quarter wavelength (Urick,
1983; Rogers and Cox, 1988).
In water, acute injury and death of
organisms exposed to seismic energy
depends primarily on two features of
the sound source: (1) the received peak
pressure, and (2) the time required for
the pressure to rise and decay (Hubbs
and Rechnitzer, 1951; Wardle et al.,
2001). Generally, the higher the received
pressure and the less time it takes for
the pressure to rise and decay, the
greater the chance of acute pathological
effects. Considering the peak pressure
and rise/decay time characteristics of
seismic airgun arrays used today, the
pathological zone for fish and
invertebrates would be expected to be
within a few meters of the seismic
source (Buchanan et al., 2002).
Numerous other studies provide
examples of no fish mortality upon
exposure to seismic sources (Falk and
Lawrence, 1973; Holliday et al., 1987;
La Bella et al., 1996; Santulli et al.,
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1999; McCauley et al., 2000a, 2000b;
Bjarti, 2002; Hassel et al., 2003; Popper
et al., 2005).
Except for these two studies, at least
with airgun-generated sound treatments,
most contributions rely on rather
subjective assays such as fish ‘‘alarm’’ or
‘‘startle response’’ or changes in catch
rates by fishers. These observations are
important in that they attempt to use the
levels of exposures that are likely to be
encountered by most free-ranging fish in
actual survey areas. However, the
associated sound stimuli are often
poorly described, and the biological
assays are varied (Hastings and Popper,
2005).
Wardle et al. (2001) suggested that in
water, acute injury and death of
organisms exposed to seismic energy
depends primarily on two features of
the sound source: (1) the received peak
pressure, and (2) the time required for
the pressure to rise and decay.
Generally, as received pressure
increases, the period for the pressure to
rise and decay decreases, and the
chance of acute pathological effects
increases. According to Buchanan et al.
(2004), for the types of seismic airguns
and arrays involved with the proposed
program, the pathological (mortality)
zone for fish and invertebrates would be
expected to be within a few meters of
the seismic source. Numerous other
studies provide examples of no fish
mortality upon exposure to seismic
sources (Falk and Lawrence, 1973;
Holliday et al., 1987; La Bella et al.,
1996; Santulli et al., 1999; McCauley et
al., 2000a,b, 2003; Bjarti, 2002; Hassel et
al., 2003; Popper et al., 2005).
Some studies have reported, some
equivocally, that mortality of fish, fish
eggs, or larvae can occur close to
seismic sources (Kostyuchenko, 1973;
Dalen and Knutsen, 1986; Booman et
al., 1996; Dalen et al., 1996). Some of
the reports claimed seismic effects from
treatments quite different from actual
seismic survey sounds or even
reasonable surrogates. Saetre and Ona
(1996) applied a ’worst-case scenario’
mathematical model to investigate the
effects of seismic energy on fish eggs
and larvae. They concluded that
mortality rates caused by exposure to
seismic surveys are so low, as compared
to natural mortality rates, that the
impact of seismic surveying on
recruitment to a fish stock must be
regarded as insignificant.
Physiological Effects – Physiological
effects refer to cellular and/or
biochemical responses of fish to
acoustic stress. Such stress potentially
could affect fish populations by
increasing mortality or reducing
reproductive success. Primary and
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secondary stress responses of fish after
exposure to seismic survey sound
appear to be temporary in all studies
done to date (Sverdrup et al., 1994;
McCauley et al., 2000a, 2000b). The
periods necessary for the biochemical
changes to return to normal are variable,
and depend on numerous aspects of the
biology of the species and of the sound
stimulus (see Appendix D of L-DEO’s
EA).
Summary of Physical (Pathological
and Physiological) Effects – As
indicated in the preceding general
discussion, there is a relative lack of
knowledge about the potential physical
(pathological and physiological) effects
of seismic energy on marine fish and
invertebrates. Available data suggest
that there may be physical impacts on
egg, larval, juvenile, and adult stages at
very close range. Considering typical
source levels associated with
commercial seismic arrays, close
proximity to the source would result in
exposure to very high energy levels.
Whereas egg and larval stages are not
able to escape such exposures, juveniles
and adults most likely would avoid it.
In the case of eggs and larvae, it is likely
that the numbers adversely affected by
such exposure would not be that
different from those succumbing to
natural mortality. Limited data
regarding physiological impacts on fish
and invertebrates indicate that these
impacts are short term and are most
apparent after exposure at close range.
The proposed seismic program for
2009 is predicted to have negligible to
low physical effects on the various stags
of fish and invertebrates for its relatively
short duration (approximately 103 days)
and unique survey lines extent.
Therefore, physical effects of the
proposed program on fish and
invertebrates would not be significant.
Behavioral Effects – Behavioral effects
include changes in the distribution,
migration, mating, and catchability of
fish populations. Studies investigating
the possible effects of sound (including
seismic survey sound) on fish behavior
have been conducted on both uncaged
and caged individuals (Chapman and
Hawkins, 1969; Pearson et al., 1992;
Santulli et al., 1999; Wardle et al., 2001;
Hassel et al., 2003). Typically, in these
studies fish exhibited a sharp ‘‘startle’’
response at the onset of a sound
followed by habituation and a return to
normal behavior after the sound ceased.
There is general concern about
potential adverse effects of seismic
operations on fisheries, namely a
potential reduction in the ‘‘catchability’’
of fish involved in fisheries. Although
reduced catch rates have been observed
in some marine fisheries during seismic
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testing, in a number of cases the
findings are confounded by other
sources of disturbance (Dalen and
Raknes, 1985; Dalen and Knutsen, 1986;
L kkeborg, 1991; Skalski et al., 1992;
Engas et al., 1996). In other airgun
experiments, there was no change in
catch per unit effort (CPUE) of fish
when airgun pulses were emitted,
particularly in the immediate vicinity of
the seismic survey (Pickett et al., 1994;
La Bella et al., 1996). For some species,
reductions in catch may have resulted
from a change in behavior of the fish,
e.g., a change in vertical or horizontal
distribution, as reported in Slotte et al.,
(2004).
In general, any adverse effects on fish
behavior or fisheries attributable to
seismic testing may depend on the
species in question and the nature of the
fishery (season, duration, fishing
method). They may also depend on the
age of the fish, its motivational state, its
size, and numerous other factors that are
difficult, if not impossible, to quantify at
this point, given such limited data on
effects of airguns on fish, particularly
under realistic at-sea conditions.
For marine invertebrates, behavioral
changes could potentially affect such
aspects as reproductive success,
distribution, susceptibility to predation,
and catchability by fisheries. Studies of
squid indicated startle responses
(McCauley et al., 2000a,b). In other
cases, no behavioral impacts were noted
(e.g., crustaceans in Christian et al.,
2003, 2004; DFO, 2004). There have
been anecdotal reports of reduced catch
rates of shrimp shortly after exposure to
seismic surveys; however, other studies
have not observed any significant
changes in shrimp catch rate
(Andriguetto-Filho et al., 2005). Parry
and Gason (2006) reported no changes
in rock lobster CPUE during or after
seismic surveys off western Victoria,
Australia, from 1978–2004. Any adverse
effects on crustacean and cephalopod
behavior or fisheries attributable to
seismic survey sound depend on the
species in question and the nature of the
fishery (season, duration, fishing
method). Additional information
regarding the behavioral effects of
seismic on invertebrates is contained in
Appendix D in NSF’s EA
Summary of Behavioral Effects – As is
the case with pathological and
physiological effects of seismic on fish
and invertebrates, available information
is relatively scant and often
contradictory. There have been welldocumented observations of fish and
invertebrates exhibiting behaviors that
appeared to be responses to exposure to
seismic energy (i.e., startle response,
change in swimming direction and
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speed, and change in vertical
distribution), but the ultimate
importance of those behaviors is
unclear. Some studies indicate that such
behavioral changes are very temporary,
whereas others imply that fish might not
resume pre-seismic behaviors or
distributions for a number of days.
There appears to be a great deal of interand intra-specific variability. In the case
of finfish, three general types of
behavioral responses have been
identified: startle, alarm, and avoidance.
The type of behavioral reaction appears
to depend on many factors, including
the type of behavior being exhibited
before exposure, and proximity and
energy level of sound source.
During the proposed study, only a
small fraction of the available habitat
would be ensonified at any given time,
and fish species would return to their
pre-disturbance behavior once the
seismic activity ceased. The proposed
seismic program is predicted to have
negligible to low behavioral effects on
the various life stages of the fish and
invertebrates during its relatively short
duration and extent.
Because of the reasons noted above
and the nature of the proposed
activities, the proposed operations are
not expected to have any habitat-related
effects that could cause significant or
long-term consequences for individual
marine mammals or their populations or
stocks. Similarly, any effects to food
sources are expected to be negligible.
Subsistence Activities
There is no legal subsistence hunting
for marine mammals in the waters of
Taiwan, China, or the Philippines, so
the proposed activities will not have
any impact on the availability of the
species or stocks for subsistence users.
Today, Japan still hunts whales and
dolphins for ‘‘scientific’’ purposes. Up
until 1990, a drive fishery of false killer
whales occurred in the Penghu Islands,
Taiwan, where dozens of whales were
taken. Although killing and capturing of
cetaceans has been prohibited in
Taiwan since August 1990 under the
Wildlife Conservation Law (Zhou et al.,
1995; Chou, 2004), illegal harpooning
still occurs (Perrin et al., 2005). Until
the 1990’s, there was a significant hunt
of around 200 to 300 dolphins annually
in the Philippines. Catches included
dwarf sperm, melon-headed, and shortfinned pilot whales, as well as
bottlenose, spinner, Fraser’s, and Risso’s
dolphins (Rudolph and Smeenk, 2002).
Reports also indicate that perhaps 5
Bryde’s whales were caught annually
(Rudolph and Smeenk, 2002), although
the last Bryde’s whales were caught in
1996 (Reeves, 2002). Successive bans on
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the harvesting of whales and dolphins
were issued by the Philippine
Government during the 1990’s.
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Proposed Mitigation and Monitoring
Mitigation and monitoring measures
proposed to be implemented for the
proposed seismic survey have been
developed and refined during previous
L-DEO seismic studies and associated
environmental assessments (EAs), IHA
applications, and IHAs. The mitigation
and monitoring measures described
herein represent a combination of
procedures required by past IHAs for
other similar projects and on
recommended best practices in
Richardson et al. (1995), Pierson et al.
(1998), and Weir and Dolman (2007).
The measures are described in detail
below.
Mitigation measures that will be
adopted during the proposed TAIGER
survey include: (1) speed or course
alteration, provided that doing so will
not compromise operational safety
requirements; (2) power-down
procedures; (3) shut-down procedures;
(4) ramp-up procedures; (5) spatial and
temporal avoidance of sensitive species
and areas, provided that doing so will
not compromise operational safety
requirements; and (6) special
procedures for situations or species of
concern, e.g., emergency shutdown
procedures if a North Pacific right whale
or a Western Pacific gray whale is
sighted from any distance (see ‘‘shutdown procedures’’ and ‘‘special
procedures for species of concern,’’
below) and minimization of approaches
to slopes and submarine canyons, if
possible, because of sensitivity for
beaked whales. The thresholds for
estimating take are also used in
connection with proposed mitigation.
Vessel-based Visual Monitoring
Marine Mammal Visual Observers
(MMVOs) will be based aboard the
seismic source vessel and will watch for
marine mammals near the vessel during
daytime airgun operations and during
start-ups of airguns at night. MMVOs
will also watch for marine mammals
near the seismic vessel for at least 30
minutes prior to the start of airgun
operations and after an extended
shutdown of the airguns. When feasible
MMVOs will also make observations
during daytime periods when the
seismic system is not operating for
comparison of sighting rates and animal
behavior with vs. without airgun
operations. Based on MMVO
observations, the airguns will be
powered down, or if necessary, shut
down completely (see below), when
marine mammals are detected within or
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about to enter a designated EZ. The
MMVOs will continue to maintain
watch to determine when the animal(s)
are outside the safety radius, and airgun
operations will not resume until the
animal has left that zone. The predicted
distances for the safety radius are listed
according to the sound source, water
depth, and received isopleths in Table
1.
During seismic operations in SE Asia,
at least 3 MMVOs will be based aboard
the Langseth. MMVOs will be appointed
by L-DEO with NMFS concurrence. At
least one MMVO and when practical
two, will monitor the EZ for marine
mammals during ongoing daytime
operations and nighttime startups of the
airguns. Use of two simultaneous
MMVOs will increase the effectiveness
of detecting animals near the sound
source. MMVO(s) will be on duty in
shift of duration no longer than 4 hours.
The vessel crew will also be instructed
to assist in detecting marine mammals
and implementing mitigation measures
(if practical). Before the start of the
seismic survey the crew will be given
additional instruction regarding how to
do so.
The Langseth is a suitable platform for
marine mammal observations. When
stationed on the observation platform,
the eye level will be approximately 18
m (58 ft) above sea level, and the
observer will have a good view around
the entire vessel. During the daytime,
the MMVO(s) will scan the area around
the vessel systematically with reticle
binoculars (e.g., 7x50 Fujinon), Big-eye
binoculars (25x150), and with the naked
eye. During darkness, night vision
devices will be available (ITT F500
Series Generation 3 binocular-image
intensifier or equivalent), when
required. Laser rangefinding binoculars
(Leica LRF 1200 laser rangefinder or
equivalent) will be available to assist
with distance estimation. Those are
useful in training MMVOs to estimate
distances visually, but are generally not
useful in measuring distances to
animals directly; that is done primarily
with the reticles on the binocular’s
lenses.
Speed or Course Alteration – If a
marine mammal is detected outside the
safety radius and based on its position
and the relative motion, is likely to
enter the EZ, the vessel’s speed and/or
direct course may be changed. This
would be done if practicable while
minimizing the effect on the planned
science objectives. The activities and
movements of the marine mammal(s)
(relative to the seismic vessel) will then
be closely monitored to determine
whether the animal(s) is approaching
the applicable EZ. If the animal appears
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likely to enter the EZ, further mitigative
actions will be taken, i.e., either further
course alterations or a power-down or
shut-down of the airguns. Typically,
during seismic operations, major course
and speed adjustments are often
impractical when towing long seismic
streamers and large source arrays, thus
alternative mitigation measures (see
below) will need to be implemented.
Power-down Procedures – A powerdown involves reducing the number of
airguns in use such that the radius of
the of the 180 dB or 190 dB zone is
decreased to the extent that marine
mammals are no longer in or about to
enter the EZ. A power-down of the
airgun array can also occur when the
vessel is moving from one seismic line
to another. During a power-down for
mitigation, one airgun will be operated.
The continued operation of one airgun
is intended to alert marine mammals to
the presence of the seismic vessel in the
area. In contrast, a shut-down occurs
when all airgun activity is suspended.
If a marine mammal is detected
outside the EZ but is likely to enter it,
and if the vessel’s speed and/or course
cannot be changed to avoid the
animal(s) entering the EZ, the airguns
will be powered down to a single airgun
before the animal is within the EZ.
Likewise, if a mammal is already within
the EZ when first detected, the airguns
will be powered down immediately.
During a power-down of the airgun
array, the 40 in3 airgun will be operated.
If a marine mammal is detected within
or near the smaller EZ around that
single airgun (see Table 1 of L-DEO’s
application and Table 1 above), all
airguns will be shut down (see next
subsection).
Following a power-down, airgun
activity will not resume until the marine
mammal is outside the EZ for the full
array. The animal will be considered to
have cleared the EZ if it:
(1) Is visually observed to have left
the EZ, or
(2) Has not been seen within the EZ
for 15 minutes in the case of small
odontocetes and pinnipeds; or
(3) Has not been seen within the EZ
for 30 minutes in the case of mysticetes
and large odontocetes, including sperm,
pygmy sperm, dwarf sperm, and beaked
whales.
During airgun operations following a
power-down (or shut-down) whose
duration has exceeded the limits
specified above and subsequent animal
departures, the airgun array will be
ramped-up gradually. Ramp-up
procedures are described below.
Shut-down Procedures – The
operating airguns(s) will be shut-down
if a marine mammal is detected within
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or approaching the EZ for a single
airgun source. Shut-downs will be
implemented (1) if an animal enters the
EZ of the single airgun after a powerdown has been initiated, or (2) if an
animal is initially seen within the EZ of
a single airgun when more than one
airgun (typically the full array) is
operating. Airgun activity will not
resume until the marine mammal has
cleared the EZ, or until the MMVO is
confident that the animal has left the
vicinity of the vessel. Criteria for
judging that the animal has cleared the
EZ will be as described in the preceding
subsection.
Considering the conservation status
for North Pacific right whales and
Western North Pacific gray whales, the
airgun(s) will be shut down
immediately if either of these species
are observed, regardless of the distance
from the Langseth. Ramp-up will only
begin if the right or gray whale has not
been seen for 30 min.
Ramp-up Procedures – A ramp-up
procedure will be followed when the
airgun array begins operating after a
specified period without airgun
operations or when a power-down has
exceeded that period. It is proposed
that, for the present cruise, this period
would be approximately 8 minutes. This
period is based on the largest modeled
180 dB radius for the 36–airgun array
(see Table 1 of L-DEO’s application and
Table 1 here) in relation to the planned
speed of the Langseth while shooting.
Similar periods (approximately 8–10
minutes) were used during previous LDEO surveys.
Ramp-up will begin with the smallest
airgun in the array (40 in3). Airguns will
be added in a sequence such that the
source level of the array will increase in
steps not exceeding 6 dB per 5 min
period over a total duration of
approximately 35 minutes. During
ramp-up, the MMVOs will monitor the
EZ, and if marine mammals are sighted,
a course/speed change, power-down, or
shut-down will be implemented as
though the full array were operational.
If the complete EZ has not been
visible for at least 30 min prior to the
start of operations in either daylight or
nighttime, ramp up will not commence
unless at least one airgun (40 in3 or
similar) has been operating during the
interruption of seismic survey
operations. Given these provisions, it is
likely that the airgun array will not be
ramped up from a complete shut down
at night or in thick fog, because the
other part of the EZ for that array will
not be visible during those conditions.
If one airgun has operated during a
power down period, ramp up to full
power will be permissible at night or in
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poor visibility, on the assumption that
marine mammals will be alerted to the
approaching seismic vessel by the
sounds from the single airgun and could
move away if they choose. Ramp up of
the airguns will not be initiated if a
marine mammal is sighted within or
near the applicable EZ during the day or
close to the vessel at night.
Temporal and Spatial Avoidance –
The Langseth will not acquire seismic
data in the humpback winter
concentration areas during the early part
of the seismic program, if practicable.
North Pacific humpback whales are
known to winter and calve around
Ogasawara and Ryuku Islands in
southern Japan and in the Babuyan
Islands in Luzon Strait in the northern
Philippines (Perry et al., 1999a; Acebes
et al., 2007; Calambokidis et al., 2008).
In the Luzon Strait, the whales may
arrive in the area as early as November
and leave in May or even June, with a
peak occurrence during February
through March or April (Acebes et al.,
2007). The Langseth will attempt to
avoid these wintering areas at the time
of peak occurrence, by surveying the
lines near the Ryuku Islands and
Babuyan Islands as late as possible
during each leg of the cruise.
Due to the conservation status of
Indo-Pacific humpback dolphins in
Taiwan Strait, seismic operations will
not occur in water depths less than 20
m (65.6 ft) and within at least 2 km (1.2
mi) from the Taiwanese shore. Also,
when possible, seismic surveying will
only take place at least 8–10 km (5–6.2
mi) from the Taiwanese coast,
particularly the central western coast
(approximately from Taixi to
Tongshiao), to minimize the potential of
exposing these threatened dolphins to
SPLs greater than 160 dB re 1 μPa (rms).
Procedures for Species of Concern –
Several species of concern could occur
in the study area. Special mitigation
procedures will be used for these
species as follows:
(1) The airguns will be shut down if
a North Pacific right whale and/or
Western Pacific gray whale is sighted at
any distance from the vessel;
(2) Because of the sensitivity of
beaked whales, approach to slopes and
submarine canyons will be minimized,
if possible, during the proposed survey.
Passive Acoustic Monitoring
Passive Acoustic Monitoring (PAM)
will take place to complement the visual
monitoring program, if practicable.
Visual monitoring typically is not
effective during periods of poor
visibility (e.g., bad weather) or at night,
and even with good visibility, is unable
to detect marine mammals when they
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are below the surface or beyond visual
range. Acoustical monitoring can be
used in addition to visual observations
to improve detection, identification,
localization, and tracking of cetaceans.
The acoustic monitoring will serve to
alert visual observers (if on duty) when
vocalizing cetaceans are detected. It is
only useful when marine mammals call,
but it can be effective either by day or
by night and does not depend on good
visibility. It will be monitored in real
time so visual observers can be advised
when cetaceans are detected. When
bearings (primary and mirror-image) to
calling cetacean(s) are determined, the
bearings will be relayed to the visual
observer to help him/her sight the
calling animal(s).
The PAM system consists of hardware
(i.e., hydrophones) and software. The
‘‘wet end’’ of the system consists of a
low-noise, towed hydrophone array that
is connected to the vessel by a ‘‘hairy’’
faired cable. The array will be deployed
from a winch located on the back deck.
A deck cable will connect from the
winch to the main computer lab where
the acoustic station and signal condition
and processing system will be located.
The lead-in from the hydrophone array
is approximately 400 m (1,312 ft) long,
and the active part of the hydrophone is
approximately 56 m (184 ft) long. The
hydrophone array is typically towed at
depths less than 20 m (65.6 ft).
The towed hydrophone array will be
monitored 24 hours per day while at the
survey area during airgun operations,
and also during most periods when the
Langseth is underway while the airguns
are not operating. One Marine Mammal
Observer (MMO) will monitor the
acoustic detection system at any one
time, by listening to the signals from
two channels via headphones and/or
speakers and watching the real time
spectrographic display for frequency
ranges produced by cetaceans. MMOs
monitoring the acoustical data will be
on shift for 1–6 hours. Besides the
‘‘visual’’ MMOs, an additional MMO
with primary responsibility for PAM
will also be aboard. However, all MMOs
are expected to rotate through the PAM
position, although the most experienced
with acoustics will be on PAM duty
more frequently.
When a vocalization is detected, the
acoustic MMO will, if visual
observations are in progress, contact the
MMVO immediately to alert him/her to
the presence of the cetacean(s) (if they
have not already been seen), and to
allow a power down or shutdown to be
initiated, if required. The information
regarding the call will be entered into a
database. The data to be entered include
an acoustic encounter identification
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number, whether it was linked with a
visual sighting, date, time when first
and last heard and whenever any
additional information was recorded,
position and water depth when first
detected, bearing if determinable,
species or species group (e.g.,
unidentified dolphin, sperm whale),
types and nature of sounds heard (e.g.,
clicks, continuous, sporadic, whistles,
creaks, burst pulses, strength of signal,
etc.), and any other notable information.
The acoustic detection can also be
recorded for further analysis.
L-DEO will coordinate the planned
marine mammal monitoring program
associated with the TAIGER seismic
survey in SE Asia with other parties that
may have interest in the area and/or be
conducting marine mammal studies in
the same region during the proposed
seismic survey. L-DEO and NSF will
coordinate with Taiwan, China, Japan,
and the Philippines, as well as
applicable U.S. agencies (e.g., NMFS),
and will comply with their
requirements.
Proposed Reporting
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MMVO Data and Documentation
MMVOs will record data to estimate
the numbers of marine mammals
exposed to various received sound
levels and to document apparent
disturbance reactions or lack thereof.
Data will be used to estimate numbers
of animals potentially ‘taken’ by
harassment (as defined in the MMPA).
They will also provide information
needed to order a shutdown of the
seismic source when a marine mammal
or sea turtles is within or near the EZ.
When a sighting is made, the
following information about the sighting
will be recorded:
(1) Species, group size, and age/size/
sex categories (if determinable);
behavior when first sighted and after
initial sighting; heading (if consistent),
bearing, and distance from seismic
vessel; sighting cue; apparent reaction to
the seismic source or vessel (e.g., none,
avoidance, approach, paralleling, etc.);
and behavioral pace.
(2) Time, location, heading, speed,
activity of the vessel, sea state,
visibility, cloud cover, and sun glare.
The data listed (time, location, etc.)
will also be recorded at the start and
end of each observation watch, and
during a watch whenever there is a
change in one or more of the variables.
All observations, as well as
information regarding seismic source
shutdown, will be recorded in a
standardized format. Data accuracy will
be verified by the MMVOs at sea, and
preliminary reports will be prepared
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19:07 Dec 19, 2008
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during the field program and summaries
forwarded to the operating institution’s
shore facility and to NSF weekly or
more frequently. MMVO observations
will provide the following information:
(1) The basis for decisions about
powering down or shutting down airgun
arrays.
(2) Information needed to estimate the
number of marine mammals potentially
‘taken by harassment.’ These data will
be reported to NMFS per terms of
MMPA authorizations or regulations.
(3) Data on the occurrence,
distribution, and activities of marine
mammals in the area where the seismic
study is conducted.
(4) Data on the behavior and
movement patterns of marine mammals
seen at times with and without seismic
activity.
A report will be submitted to NMFS
within 90 days after the end of the
cruise. The report will describe the
operations that were conducted and
sightings of marine mammals near the
operations. The report will be submitted
to NMFS, providing full documentation
of methods, results, and interpretation
pertaining to all monitoring. The 90–day
report will summarize the dates and
locations of seismic operations, and all
marine mammal sightings (dates, times,
locations, activities, associated seismic
survey activities). The report will also
include estimates of the amount and
nature of potential ‘‘take’’ of marine
mammals by harassment or in other
ways.
All injured or dead marine mammals
(regardless of cause) will be reported to
NMFS as soon as practicable. Report
should include species or description of
animal, condition of animal, location,
time first found, observed behaviors (if
alive) and photo or video, if available.
Endangered Species Act (ESA)
Under section 7 of the ESA, NSF has
begun consultation with the NMFS,
Office of Protected Resources,
Endangered Species Division on this
proposed seismic survey. NMFS will
also consult on the issuance of an IHA
under section 101(a)(5)(D) of the MMPA
for this activity. Consultation will be
concluded prior to a determination on
the issuance of the IHA.
National Environmental Policy Act
(NEPA)
NSF prepared an Environmental
Assessment (EA) of a Marine
Geophysical Survey by the R/V Marcus
G. Langseth in Southeast Asia, MarchJuly 2009. NMFS will either adopt
NSF’s EA or conduct a separate NEPA
analysis, as necessary, prior to making
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a determination of the issuance of the
IHA.
Preliminary Determinations
NMFS has preliminarily determined
that the impact of conducting the
seismic survey in SE Asia may result, at
worst, in a temporary modification in
behavior (Level B harassment) of small
numbers of marine mammals. Further,
this activity is expected to result in a
negligible impact on the affected species
or stocks. The provision requiring that
the activity not have an unmitigable
impact on the availability of the affected
species or stock for subsistence uses is
not implicated for this proposed action.
For reasons stated previously in this
document, this determination is
supported by: (1) the likelihood that,
given sufficient notice through
relatively slow ship speed, marine
mammals are expected to move away
from a noise source that is annoying
prior to its becoming potentially
injurious; (2) the fact that cetaceans
would have to be closer than 950 m (0.6
mi) in deep water, 1,425 m (0.9 mi) at
intermediate depths, and 3,694 m (2.3
mi) in shallow water when the full array
is in use at a 9 m (29.5 ft) tow depth
from the vessel to be exposed to levels
of sound (180 dB) believed to have even
a minimal chance of causing TTS; (3)
the fact that marine mammals would
have to be closer than 6,000 m (3.7 mi)
in deep water, 6,667 m (4.1 mi) at
intermediate depths, and 8,000 m (4.9
mi) in shallow water when the full array
is in use at a 9 m (29.5 ft) tow depth
from the vessel to be exposed to levels
of sound (160 dB) believed to have even
a minimal chance at causing TTS; and
(4) the likelihood that marine mammal
detection ability by trained observers is
high at that short distance from the
vessel. As a result, no take by injury or
death is anticipated, and the potential
for temporary or permanent hearing
impairment is very low and will be
avoided through the incorporation of
the proposed mitigation measures.
While the number of marine
mammals potentially incidentally
harassed will depend on the
distribution and abundance of marine
mammals in the vicinity of the survey
activity, the number of potential
harassment takings is estimated to be
small, less than a few percent of any of
the estimated population sizes, and has
been mitigated to the lowest level
practicable through incorporation of the
measures mentioned previously in this
document.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
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an IHA to L-DEO for conducting a
marine geophysical survey in Southeast
Asia from March-July, 2009, provided
the previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated.
Dated: December 15, 2008.
James H. Lecky,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. E8–30365 Filed 12–19–08; 8:45 am]
BILLING CODE 3510–22–S
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XL46
Magnuson-Stevens Act Provisions;
General Provisions for Domestic
Fisheries; Application for Exempted
Fishing Permit (EFP)
mstockstill on PROD1PC66 with NOTICES
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Department of Commerce.
ACTION: Notification of a proposal for an
EFP to conduct experimental fishing;
request for comments.
SUMMARY: The Assistant Regional
Administrator for Sustainable Fisheries,
Northeast Region, NMFS (Assistant
Regional Administrator) has made a
preliminary determination that the
subject EFP application submitted by
Wallace and Associates contains all the
required information and warrants
further consideration. The proposed
EFP would extend the previously
authorized EFP for an additional year to
continue testing the safety and efficacy
of harvesting surfclams and ocean
quahogs from the Atlantic surfclam and
ocean quahog Georges Bank (GB)
Closure Area using a harvesting protocol
developed by state and Federal
regulatory agencies and endorsed by the
U.S. Food and Drug Administration
(FDA). The Assistant Regional
Administrator has also made a
preliminary determination that the
activities authorized under the EFP
would be consistent with the goals and
objectives of the Atlantic Surfclam and
Ocean Quahog regulations and Fishery
Management Plan (FMP). However,
further review and consultation may be
necessary before a final determination is
made to issue the EFP. Therefore, NMFS
announces that the Assistant Regional
Administrator proposes to recommend
that an EFP be issued that would allow
one commercial fishing vessel to
conduct fishing operations that are
otherwise restricted by the regulations
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19:07 Dec 19, 2008
Jkt 217001
governing the fisheries of the
Northeastern United States. The EFP
would allow for an exemption from the
Atlantic surfclam and ocean quahog GB
Closure Area. Regulations under the
Magnuson-Stevens Fishery
Conservation and Management Act
require publication of this notification
to provide interested parties the
opportunity to comment on applications
for proposed EFPs.
DATES: Comments on this document
must be received on or before January 6,
2009.
ADDRESSES: Comments on this notice
may be submitted by e-mail.
The mailbox address for providing email comments is DA8278@noaa.gov.
Include in the subject line of the e-mail
comment the following document
identifier: ‘‘Comments on GB PSP
Closed Area Exemption.’’ Written
comments should be sent to Patricia A.
Kurkul, Regional Administrator, NMFS,
Northeast Regional Office, 55 Great
Republic Drive, Gloucester, MA 01930.
Mark the outside of the envelope
‘‘Comments on GB PSP Closed Area
Exemption.’’ Comments may also be
sent via facsimile (fax) to (978) 281–
9135.
Copies of supporting documents
referenced in this notice are available
from Timothy Cardiasmenos, Fishery
Policy Analyst, National Marine
Fisheries Service, 55 Great Republic
Drive, Gloucester, MA 01930, and are
available via the Internet at https://
www.nero.noaa.gov/sfd/clams.
FOR FURTHER INFORMATION CONTACT:
Timothy Cardiasmenos, Fishery Policy
Analyst, phone 978–281–9204.
SUPPLEMENTARY INFORMATION: Truex
Enterprises of New Bedford, MA, first
submitted an application for an EFP on
March 30, 2006, and public comment
was solicited via the Federal Register
on June 19, 2006 (71 FR 35254). On
October 2, 2006, the applicant
submitted additional information
seeking to add states where the product
harvested under the EFP could be
landed. Comments for the revised EFP
were published on November 14, 2006
(71 FR 66311). At that time, due to lack
of concurrence on the Protocol for
Onboard Screening and Dockside
Testing for PSP Toxins in Molluscan
Shellfish (Protocol) from the state of
landing, the EFP was not issued. The
applicant subsequently received
concurrence from the state of landing
and the state where the product is to be
processed for the Protocol and EFP, and
an EFP was authorized through the end
of calendar year 2008.
The current applicant, Wallace &
Associates, of Cambridge, MD, request
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78317
an extension of the previously
authorized EFP to allow the catch and
retention for sale of Atlantic surfclams
and ocean quahogs from within the
Atlantic surfclam and ocean quahog GB
Closure Area. This area, located east of
69°00′ W. long. and south of 42°20′ N.
lat., has been closed since May 25, 1990.
This closure was implemented based on
advice from the FDA after samples of
surfclams from the area tested positive
for the toxins (saxotoxins) that cause
Paralytic Shellfish Poisoning (PSP).
These toxins are produced by the alga
Alexandrium fundyense, which can
form blooms commonly referred to as
red tides. Red tide blooms, also known
as harmful algal blooms (HABs), can
produce toxins that accumulate in filterfeeding shellfish. Shellfish
contaminated with the saxotoxin, if
eaten in large enough quantity, can
cause illness or death from PSP. Due, in
part, to the inability to test and monitor
this area for the presence of PSP, this
closure was made permanent through
Amendment 12 to the FMP in 1999.
The primary goal of the proposed
study is to test the efficacy of the
Protocol that was developed by state
and Federal regulatory agencies to test
for presence of saxotoxins in shellfish,
and which has been in a trial period
through previous EFP’s since 2006. This
protocol would facilitate the harvest of
shellfish from waters susceptible to
HABs, which produce the saxotoxins,
but that are not currently under rigorous
water quality monitoring programs by
either state or Federal management
agencies. The Protocol details
procedures and reporting for harvesting,
testing, and landing of shellfish
harvested from areas that are susceptible
to HABs prior to the shellfish from
entering commerce. A copy of the
Protocol is available from the NMFS
Northeast Region website: https://
www.nero.noaa.gov/sfd/clams.
The proposed project would conduct
a trial for the sampling protocol in an
exemption zone within the larger 1990
GB Closure Area with the F/V Sea
Watcher I (Federal permit #410565, O.N.
1160720). The exemption zone would
not include any Northeast multispecies
or essential fish habitat year-round
closure areas. This proposed exempted
fishing activity would occur during the
2009 calendar year, using surfclam and
ocean quahog quota allocated to Truex
Enterprises under the Federal
individual transferable quota (ITQ)
program. The applicant has estimated a
harvest of 176,000 bushels (9,370,240 L)
of surfclams and 80,000 bushels
(4,259,200 L) of ocean quahogs from the
exemption area. The exemption area has
been tested in cooperation with the FDA
E:\FR\FM\22DEN1.SGM
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Agencies
[Federal Register Volume 73, Number 246 (Monday, December 22, 2008)]
[Notices]
[Pages 78294-78317]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-30365]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XL89
Incidental Takes of Marine Mammals During Specified Activities;
Marine Geophysical Survey in Southeast Asia, March-July 2009
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental take authorization; request for
comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received an application from the Lamont-Doherty
Earth Observatory (L-DEO), a part of Columbia University, for an
Incidental Harassment Authorization (IHA) to take small numbers of
marine mammals, by harassment, incidental to conducting a marine
seismic survey in Southeast (SE) Asia during March-July 2009. Pursuant
to the Marine Mammal Protection Act (MMPA), NMFS requests comments on
its proposal to authorize L-DEO to incidentally take, by Level B
harassment only, small numbers of marine mammals during the
aforementioned activity.
DATES: Comments and information must be received no later than January
21, 2009.
ADDRESSES: Comments on the application should be addressed to Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225. The mailbox address for
providing email comments is PR1.0648-XL89@noaa.gov. Comments sent via
e-mail, including all attachments, must not exceed a 10-megabyte file
size.
A copy of the application containing a list of the references used
in this document may be obtained by writing to the address specified
above, telephoning
[[Page 78295]]
the contact listed below (see FOR FURTHER INFORMATION CONTACT), or
visiting the internet at: https://www.nmfs.noaa.gov/pr/permits/
incidental.htm.
Documents cited in this notice may be viewed, by appointment,
during regular business hours, at the aforementioned address.
FOR FURTHER INFORMATION CONTACT: Howard Goldstein or Ken Hollingshead,
Office of Protected Resources, NMFS, (301) 713-2289.
SUPPLEMENTARY INFORMATION: Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of marine mammals by United
States citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
Authorization for incidental taking shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses, and if
the permissible methods of taking and requirements pertaining to the
mitigation, monitoring and reporting of such takings are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as ``...an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.''
Section 101(a)(5)(D) of the MMPA established an expedited process
by which citizens of the United States can apply for an authorization
to incidentally take small numbers of marine mammals by harassment.
Except with respect to certain activities not pertinent here, the MMPA
defines ``harassment'' as:
any act of pursuit, torment, or annoyance which (i) has the
potential to injure a marine mammal or marine mammal stock in the
wild [``Level A harassment'']; or (ii) has the potential to disturb
a marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[``Level B harassment''].
Section 101(a)(5)(D) establishes a 45-day time limit for NMFS=
review of an application followed by a 30-day public notice and comment
period on any proposed authorizations for the incidental harassment of
small numbers of marine mammals. Within 45 days of the close of the
comment period, NMFS must either issue or deny issuance of the
authorization.
Summary of Request
On October 27, 2008, NMFS received an application from L-DEO for
the taking, by Level B harassment only, of small numbers of marine
mammals incidental to conducting, under cooperative agreement with the
National Science Foundation (NSF), a marine seismic survey in SE Asia.
The funding for the Taiwan Integrated Geodynamics Research (TAIGER)
survey is provided by the NSF. The proposed survey will encompass the
area 17 30'-26 30' N, 113 30'-126 E within the Exclusive Economic Zones
(EEZ) of Taiwan, China, Japan, and the Philippines, and on the high
seas, and is scheduled to occur from March 21 to July 14, 2009. Some
minor deviation from these dates is possible, depending on logistics
and weather.
Taiwan is one of only a few sites of arc-continent collision
worldwide; and one of the primary tectonic environments for large scale
mountain building. The primary purpose of the TAIGER project is to
investigate the processes of mountain building, a fundamental set of
processes which plays a major role in shaping the face of the Earth.
The vicinity of Taiwan is particularly well-suited for this type of
study, because the collision can be observed at different stages of its
evolution, from incipient, to mature, and finally to post-collision.
As a result of its location in an ongoing tectonic collision zone,
Taiwan experiences a great number of earthquakes, most are small, but
many are large and destructive. This project will provide a great deal
of information about the nature of the earthquakes around Taiwan and
will lead to a better assessment of the earthquake hazards in the area.
The information obtained from this study will help the people and the
earthquake hazards in the area. The information obtained from this
study will help the people and government of Taiwan to better prepare
for future seismic events and may thus mitigate some of the loss of
life and economic disruptions that will inevitably occur.
The proposed action is planned to take place in the territorial
seas and EEZ's of foreign nations, and will be continuous with the
activity that takes place on the high seas. NMFS does not authorize the
incidental take of marine mammals in the territorial seas of foreign
nations, as the MMPA does not apply in those waters. However, NMFS
still needs to calculate the level of incidental take in territorial
seas as part of the proposed issuance of an IHA in regards to NMFS'
analysis of small numbers and negligible impact determination.
Description of the Specified Activity
The planned survey will involve one source vessel, the R/V Marcus
G. Langseth (Langseth), which will occur in SE Asia. The Langseth will
deploy an array of 36 airguns (6,600 in\3\) as an energy source at a
tow depth of 6-9 m (20-30 ft). The receiving system will consist of a
hydrophone streamer and approximately 100 ocean bottom seismometers
(OBSs). The Langseth will deploy an 8 km (5 mi) long streamer for most
transects requiring a streamer; however, a shorter streamer (500 m to
2km or 1,640 ft to 1.2 mi) will be used during surveys in Taiwan
(Formosa) Strait. As the airgun array is towed along the survey lines,
the hydrophone streamer will receive the returning acoustic signals and
transfer the data to the on-board processing system. The OBSs record
the returning acoustic signals internally for later analysis. The OBSs
to be used for the TAIGER program will be deployed and retrieved
numerous times by a combination of 4 or 5 Taiwanese support vessels, as
well as the Langseth. The Langseth will also retrieve 20 OBSs that were
deployed in the study area during previous years to record earthquake
activity.
Approximately 100 OBSs will be deployed during the survey. OBSs
will likely be deployed and retrieved by the Langseth as well as a
combination of 4 to 5 Taiwanese vessels. The Taiwanese vessels to be
used include two 30 m (98.4 ft) vessels (the R/V Ocean Researcher 2 and
the R/V Ocean Researcher 3) and two vessels greater than 60 m (196.8
ft) in length (R/V Fisheries Research I and the Navy ship Taquan). The
R/V Ocean Research I may also be used if the Langseth is not used to
deploy OBSs. The OBS deployment spacing will vary depending on the
number of instruments available and shiptime. The nominal spacing is 15
km (9.3 mi), but this will vary from as little as 5 km (3.1 mi) to
perhaps as much as 25 km (15.5 mi). The OBSs will be deployed and
recovered several (2 to 4) times. 60 of the 100 OBSs may be deployed
from the Langseth. All OBSs will be retrieved at the end of the study.
Up to 3 different types of OBSs may be used during the 2009
program. The Woods Hole Oceanographic Institution (WHOI) ``D2'' OBS has
a height of
[[Page 78296]]
approximately 1 m (3.3 ft) and a maximum diameter of 50 cm. The anchor
is made of hot-rolled steel and weighs 23 kg (50.7 lbs). The anchor
dimensions are 2.5 x 30.5 x 38.1 cm. The LC4x4 OBS from the Scripps
Institution of Oceanography (SIO) has a volume of approximately 1 m\3\
(3.3 ft\2\), with an anchor that consists of a large piece of steel
grating (approximately 1 m\2\ or 3.3 ft\2\). Taiwanese OBSs will also
be used; their anchor is in the shape of an 'x' with dimensions of 51-
76 cm\2\ (1.7-2.5 ft\2\). Once the OBS is ready to be retrieved an
acoustic release transponder interrogates the OBS at a frequency of 9-
11 kHz, and a response is received at a frequency of 9-13 kHz. The burn
wire release assembly is then activated, and the instrument is released
from the anchor to float to the surface.
The planned seismic survey will consist of approximately 15,902 km
(9,881 mi) of transect lines within the South and East China Seas as
well as the Philippine Sea, with the majority of the survey effort
occurring in the South China Sea. The survey will take place in water
depths ranging from approximately 25 to 6,585 m (82-21,598 ft), but
most of the survey effort (approximately 80 percent) will take place in
water greater than 1,000 m (3,280 ft), 13 percent will take place in
intermediate depth waters (100-1,000 m or 328-3,280 ft), and 7 percent
will occur in shallow depth water (less than 100 m or 328 ft).
All planned geophysical data acquisition activities will be
conducted by L-DEO with onboard assistance by the scientists who have
proposed the study. The scientific team consists of Dr. Francis Wu
(State University of New York at Binghamton) and Dr. Kirk McIntosh
(University of Texas at Austin, Institute of Geophysics). The vessel
will be self-contained, and the crew will live aboard the vessel for
the entire cruise.
In addition to the operations of the airgun array, a 12 kHz Simrad
EM 120 multibeam echosounder (MBES) and a 3.5 kHz sub-bottom profiler
(SBP) will be operated from the Langseth continuously throughout the
TAIGER cruise.
Vessel Specifications
The Langseth has a length of 71.5 m (234.6 ft), a beam of 17 m
(55.8 ft), and a maximum draft of 5.9 m (19.4 ft). The ship was
designed as a seismic research vessel, with a propulsion system
designed to be as quiet as possible to avoid interference with the
seismic signals. The ship is powered by two Bergen BRG-6 diesel
engines, each producing 3,550 hp, that drive the two propellers
directly. Each propeller has 4 blades, and the shaft typically rotates
at 750 rpm. The vessel also has an 800 hp bowthruster. The operation
speed during seismic acquisition is typically 7.4-9.3 km/hr (4-5 kt).
When not towing seismic survey gear, the Langseth can cruise at 20-24
km/hr (11-13 kt). When the Langseth is towing the airgun array as well
as the hydrophone streamer, the turning rate of the vessel is limited
to 5 degrees per minute. Thus, the maneuverability of the vessel is
limited during operations with the streamer. The Langseth has a range
of 25,000 km (15,534 mi). The Langseth will also serve as the platform
from which vessel-based marine mammal observers (MMOs) will watch for
animals before and during airgun operations.
Acoustic Source Specifications
Seismic Airguns
During the proposed survey, the airgun array to be used will
consist of 36 airguns, with a total volume of approximately 6,600
in\3\. The airgun array will consist of a mixture of Bolt 1500LL and
1900LL airguns. The airguns array will be configured as 4 identical
linear arrays or ``strings'' (see Figure 2 in L-DEO's application).
Each string will have 10 airguns; the first and last airguns in the
strings are spaced 16 m (52.5 ft) apart. Nine airguns in each string
will be fired simultaneously, while the tenth is kept in reserve as a
spare, to be turned on in case of failure of another airgun. The 4
airgun strings will be distributed across an approximate area of 24 x
16 m (78.7 x 52.5 ft) behind the Langseth and will be towed
approximately 140 m (459 ft) behind the vessel. The shot interval will
be relatively short (approximately 25-50 m or 82-164 ft or 10-25 s) for
multi-channel seismic surveying with the hydrophone streamer, and
relatively long (approximately 100-125 m or 328-410 ft or 45-60 s) when
recording data on the OBSs. The firing pressure of the array is 1,900
psi. During firing, a brief (approximately 0.1 s) pulse of sound is
emitted. The airguns will be silent during the intervening periods.
The tow depth of the array will be 6-9 m (20-30 ft). The depth at
which the source is towed (particularly a large source) affects the
maximum near-field output and the shape of its frequency spectrum. If
the source is towed at 9 m (30 ft), the effective source level for
sound propagating in near-horizontal directions is higher than if the
array is towed at shallow depths (see Figure 3-5 of L-DEO's
application). However, the nominal source levels of the array (or the
estimates of the sound that would be measured from a theoretical point
source emitting the same total energy as the airgun array) at various
tow depths are nearly identical. In L-DEO's calculations, a tow depth
of 9 m is assumed at all times.
Because the actual source is a distributed source (36 airguns)
rather than a single point source, the highest sound levels measurable
at any location in the water will be less than the nominal source (265
dB re 1 microPam, peak-to-peak). In addition, the effective
source level for sound propagating in near-horizontal directions will
be substantially lower than the nominal source level applicable to
downward propagation because of the directional nature of the sound
from the airgun array.
Multibeam Echosounder
The Simrad EM120 operates at 11.25-12.6 kHz and is hull-mounted on
the Langseth. The beamwidth is 1[deg] fore-aft and 150[deg]
athwartship. The maximum source level is 242 dB re 1 microPa (rms)
(Hammerstad, 2005). For deep-water operation, each ``ping'' consists of
nine successive fan-shaped transmissions, each 15 millisecond (ms) in
duration and each ensonifying a section that extends 1 fore-aft. The
nine successive transmissions span an overall cross-track angular
extent of about 150 , with 16 ms gaps between the pulses for successive
sectors. A receiver in the overlap area between the two sectors would
receive two 15 ms pulses separated by a 16 ms gap. In shallower water,
the pulse duration is reduced to 5 or 2 ms, and the number of transmit
beams is also reduced. The ping interval varies with water depth, from
approximately 5 seconds (s) at 1,000 m (3,280 ft) to 20 s at 4,000 m
(13,123 ft) (Kongsberg Maritime, 2005).
Sub-bottom Profiler
The SBP is normally operated to provide information about the
sedimentary features and the bottom topography that is simultaneously
being mapped by the MBES. The energy from the SBP is directed downward
by a 3.5 kHz transducer in the hull of the Langseth. The output varies
with water depth from 50 watts in shallow water to 800 watts in deep
water. The pulse interval is 1 s, but a common mode of operation is to
broadcast five pulses at 1 s intervals followed by a 5 s pause.
[[Page 78297]]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Predicted RMS Distances (m)
Source and Volume Tow Depth (m) Water Depth -----------------------------------------------------------------------
190 dB 180 dB 160 dB
--------------------------------------------------------------------------------------------------------------------------------------------------------
...................... Deep 12 40 385
-----------------------------------------------------------------------------------------------
Single Bolt airgun 6-9* Intermediate 18 60 578
-----------------------------------------------------------------------------------------------
40 in\3\ ...................... Shallow 150 296 1050
--------------------------------------------------------------------------------------------------------------------------------------------------------
...................... Deep 220 710 4670
-----------------------------------------------------------------------------------------------
4 strings 6-7 Intermediate 330 1065 5189
-----------------------------------------------------------------------------------------------
36 airguns ...................... Shallow 1600 2761 6227
-----------------------------------------------------------------------------------------------------------------------
6600 in\3\ ...................... Deep 300 950 6000
-----------------------------------------------------------------------------------------------
8-9 Intermediate 450 1425 6667
-----------------------------------------------------------------------------------------------
...................... Shallow 2182 3694 8000
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 1. Predicted distances to which sound levels >190, 180, and 160 dB re 1 microPa might be received in shallow (<100 m; 328 ft), intermediate (100-
1,000 m; 328-3,280 ft), and deep (>1,000 m; 3,280 ft) water from the 36 airgun array, as well as a single airgun, used during the Central American
SubFac and STEEP Gulf of Alaska survey, and planned during the TAIGER SE Asia survey. *The tow depth has minimal effect on the maximum near-field
output and the shape of the frequency spectrum for the single 40 in3 airgun; thus, the predicted safety radii are essentially the same at each tow
depth. The most precautionary distances (i.e., for the deepest tow depth, 9m) are shown
Because the predictions in Table 1 are based in part on empirical
correction factors derived from acoustic calibration of airgun
configurations different from those to be used on the Langseth (cf.
Tolstoy et al., 2004a,b), L-DEO conducted an acoustic calibration study
of the Langseth's 36-airgun (approximately 6,600 in\3\) array in late
2007/early 2008 in the Gulf of Mexico (LGL Ltd. 2006). Distances where
sound levels (e.g., 190, 180, and 160 dB re 1 microPa rms) were
received in deep, intermediate, and shallow water will be determined
for various airgun configurations. Acoustic data analysis is ongoing.
After analysis, the empirical data from the 2007/2008 calibration study
will be used to refine the exclusion zones (EZ) proposed above for use
during the TAIGER cruise, if the data are appropriate and available for
use at the time of the survey.
Proposed Dates, Duration, and Region of Activity
The survey will encompass the area 17[deg] 30'-26 30' N, 113[deg]
30'-126 E within the EEZs of Taiwan, China, Japan, and the Philippines.
The vessel will approach mainland Taiwan within 1 km (0.6 mi) and China
within 10 km (6.2 mi). The closest approach to the Ryuku Islands will
be 16 km (9.9 mi). Although the survey will occur at least 32 km (29.9
mi) from Luzon, Philippines, survey lines will take place approximately
8 km (5 mi) from some of the Babuyan and Batan islands. Water depths in
the survey area range from approximately 25 to 6,585 m. The TAIGER
program consists of 4 legs, each starting and ending in Kao-hsiung,
Taiwan. The first leg is expected to occur from approximately March 21
to April 19, 2008 and will include the survey lines in the South China
Sea. The second leg is scheduled for April 20 to June 7 and will
include survey lines in Luzon Strait and the Philippine Sea. The third
leg (approximately June 8-20) will involve OBS recovery by the Langseth
only; no seismic acquisition will occur during this leg. The fourth
leg, consisting of the survey lines immediately around Taiwan, is
scheduled to occur from June 21 to July 14, 2009. The program will
consist of approximately 103 days of seismic acquisition. The exact
dates of the activities depend on logistics and weather conditions.
Description of Marine Mammals in the Proposed Activity Area
A total of 34 cetacean species, including 25 odontocete (dolphins
and small- and large-toothed whales) species and 9 mysticetes (baleen
whales) are known to occur in the proposed TAIGER study area (see Table
2 of L-DEO's application). Cetaceans and pinnipeds are managed by NMFS
and are the subject of this IHA application. Information on the
occurrence, distribution, population size, and conservation status for
each of the 34 marine mammal species that may occur in the proposed
project area is presented in the Table 2 of L-DEO's application as well
as here in the table below (Table 2). The status of these species is
based on the U.S. Endangered Species Act (ESA), the International Union
for Conservation of Nature (IUCN) Red List of Threatened Species, and
Convention on International Trade in Endangered Species (CITES).
Several species are listed as Endangered under the ESA, including the
Western North Pacific gray, North Pacific right, sperm, humpback, fin,
sei, and blue whales. In addition, the Indo-Pacific humpback dolphin is
listed as Near Threatened and the finless porpoise is listed as
Vulnerable under the 2008 IUCN Red List of Threatened Species (IUCN,
2008).
Although the dugong may have inhabited waters off Taiwan, it is no
longer thought to occur there (March et al., n.d.; Chou, 2004; Perrin
et al., 2005). Similarly, although the dugong was once widespread
through the Philippines, current data suggest that it does not inhabit
the Batan or Babuyan Islands or northwestern Luzon (Marsh et al., n.d.;
Perrin et al., 2005), where seismic operations will occur. However, the
dugong does occur off northeastern Luzon (Marsh et al., n.d.; Perrin et
al., 2005) outside the study area. In China, it is only known to
inhabit the waters off Guangxi and Guangdong and the west coast of
Hanain Island (Marsh et al., n.d.; Perrin et al., 2005), which do not
occur near the study area. It is rare in the Ryuku Islands, but can be
sighted in Okinawa, particularly off the east coast of the island
(Yoshida and Trono, 2004; Shirakihara et al., 2007); some individuals
may have previously occurred in the southern most of the Ryuku Islands,
Yaeyama (Marsh et al., n.d.), but these animals have not been
documented there recently (Shirakihara et al., 2007).
Wang et al. (2001a) noted that during the spring/summer off
southern Taiwan,
[[Page 78298]]
the highest number of marine mammal sightings and species occur during
April and June. The number of sightings per survey effort and the
number of species were highest directly west of the southern tip of
Taiwan and northeast off the southern tip.
Table 2 below outlines the cetacean species, their habitat and
abundance in the proposed project area, and the requested take levels.
Additional information regarding the distribution of these species
expected to be found in the project area and how the estimated
densities were calculated may be found in L-DEO's application.
Table 2. The occurrence, habitat, regional abundance, conservation status, best and maximum density estimates, number of marine mammals that could be
exposed to sound level at or above 160dB re 1microPa, best estimate of number of individuals exposed, and best estimate of number of exposures per
marine mammal in or near the proposed seismic survey area in SE Asia. See Tables 2-4 in L-DEO's application for further detail.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Occurrence in Study Regional Population Density/ Density/
Species Area in SE Asia Habitat Size ESA\a\ 1000km\b\ (best) 1000km\c\ (max)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mysticetes
-------------------------------
Western North Pacific gray Rare Coastal 131\d\ EN 0 0
whale
(Eschrichtius robustus)
--------------------------------------------------------------------------------------------------------------------------------------------------------
North Pacific right whale Rare Pelagic and Less than 100\e\ EN 0 0
(Eubalaena japonica) coastal
--------------------------------------------------------------------------------------------------------------------------------------------------------
Humpback whale Uncommon Mainly nearshore 938-1107\f\ EN 0.89 1.33
(Megaptera novaeangliae) waters and
banks
--------------------------------------------------------------------------------------------------------------------------------------------------------
Minke whale Uncommon Pelagic and 25,000\g\ NL 0.03 0.04
(Balaenoptera acutorostrata) coastal
--------------------------------------------------------------------------------------------------------------------------------------------------------
Bryde's whale Common Pelagic and 20,000-30,000\e,h\ NL 0.27 0.41
(Balaenoptera brydei) coastal
--------------------------------------------------------------------------------------------------------------------------------------------------------
Omura's whale Uncommon Pelagic and N.A. NL 0.03 0.04
(Balaenoptera omurai) coastal
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sei whale Uncommon Primarily 7,260-12,620\i\ EN 0.03 0.04
(Balaenoptera borealis) offshore,
pelagic
--------------------------------------------------------------------------------------------------------------------------------------------------------
Fin whale Uncommon Continental 13.620-18.680\j\ EN 0.03 0.04
(Balaenoptera physalus) slope, mostly
pelagic
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blue whale Uncommon Pelagic and N.A. EN 0.03 0.04
(Balaenoptera musculus) coastal
--------------------------------------------------------------------------------------------------------------------------------------------------------
Odontocetes
-------------------------------
Sperm whale Uncommon Usually pelagic 26,674\k\ NL 0.03 0.04
(Physeter macrocephalus) and deep seas
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pygmy sperm whale Uncommon Deep waters off N.A. NL 0 0
(Kogia breviceps) shelf
--------------------------------------------------------------------------------------------------------------------------------------------------------
Dwarf sperm whale Common? Deep waters off 11,200\e\ NL 4.25 6.68
(Kogia sima) the shelf
--------------------------------------------------------------------------------------------------------------------------------------------------------
(Kogia sp.) Common? Deep waters off N.A. NL 0.26 0.40
the shelf
--------------------------------------------------------------------------------------------------------------------------------------------------------
Cuvier's beaked whale Likely Common Pelagic 20,000\e\ NL 0.34 0.75
(Ziphius cavirostris)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Longman's beaked whale Rare Deep water N.A. NL N.A. N.A.
(Indopacetus pacificus)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Blainville's beaked whale Uncommon? Pelagic 25,300\l\ NL 0.89 1.60
(Mesoplodon densirostris)
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 78299]]
Ginkgo-toothed beaked whale Rare Pelagic N.A. NL N.A. N.A.
(Mesoplodon ginkgodens)
--------------------------------------------------------------------------------------------------------------------------------------------------------
(Mesoplodon sp.) Uncommon? Pelagic N.A. NL 1.55 1.60
--------------------------------------------------------------------------------------------------------------------------------------------------------
Unidentified beaked whale Rare Pelagic N.A. NL 0.72 0.94
--------------------------------------------------------------------------------------------------------------------------------------------------------
Rough-toothed beaked dolphin Common Deep water 146,000 ETP\e\ NL 1.33 5.44
(Steno bredanensis)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Indo-Pacific humpback dolphin Uncommon Coastal 1,680 China + Taiwan\e\ NL 24.30 35.36
(Sousa chinensis)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Common bottlenose dolphin Common Coastal and 243,500 ETP\e\ NL 24.30 35.36
(Tursiops truncatus) oceanic, shelf
break
--------------------------------------------------------------------------------------------------------------------------------------------------------
Indo-Pacific bottlenose Common? Coastal and N.A. NL 43.60 65.40
dolphin shelf waters
(Tursiops aduncus)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pacific white-sided dolphin Rare Coastal and 930,000-990,000\e\ NL N.A. N.A.
(Lagenorhynchus obliquidens) pelagic
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pantropical spotted dolphin Common Coastal and 800,000 ETP\e\ NL 120.80 140.97
(Stenella attenuata) pelagic
--------------------------------------------------------------------------------------------------------------------------------------------------------
Spinner dolphin Common Coastal and 800,000 ETP\e\ NL 54.84 88.89
(Stenella longirostris) pelagic
--------------------------------------------------------------------------------------------------------------------------------------------------------
Striped dolphin Common Coastal and 1,000,000 ETP\e\ NL 0.20 0.32
(Stenella coeruleoalba) pelagic
--------------------------------------------------------------------------------------------------------------------------------------------------------
Fraser's dolphin Common Waters greater 289,000 ETP\e\ NL 96.84 124.14
(Lagenodelphis hosei) than 1,000 m
--------------------------------------------------------------------------------------------------------------------------------------------------------
Short-beaked common dolphin Rare Shelf and 3,000,000 ETP\e\ NL N.A. N.A.
(Delphinus delphis) pelagic,
seamounts
--------------------------------------------------------------------------------------------------------------------------------------------------------
Long-beaked common dolphin Uncommon Coastal N.A. NL 0.05 0.12
(Delphinus capensis)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Risso's dolphin Common Pelagic 175,000 ETP\e\ NL 41.88 67.18
(Grampus griseus)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Melon-headed whale Common? Oceanic 45,000 ETP\e\ NL 13.37 20.86
(Peponocephala electra)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pygmy killer whale Uncommon Deep, 39,000 ETP\e\ NL 2.01 3.16
(Feresa attenuata) pantropical
waters
--------------------------------------------------------------------------------------------------------------------------------------------------------
False killer whale Common? Pelagic 40,000\n\ NL 4.56 4.77
(Pseudorca crassidens)
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 78300]]
Killer whale Uncommon? Widely 8,500 ETP\e\ NL 1.00 1.73
(Orcinus orca) distributeds
--------------------------------------------------------------------------------------------------------------------------------------------------------
Short-finned pilot whale Common? Mostly pelagic, 500,000 ETP\e\ NL 3.83 6.43
(Globicephala macrorhynchus) relief
topography
--------------------------------------------------------------------------------------------------------------------------------------------------------
Finless porpoise Common? Coastal 5,220-10,220 NL 4.36 6.54
(Neophocaena phocaenoides) Japan + HK\e\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sirenians
-------------------------------
Dugong Uncommon? Coastal N.A. EN N.A. N.A.
(Dugong dugon)
--------------------------------------------------------------------------------------------------------------------------------------------------------
N.A. - Data not available or species status was not assessed, ETP - Eastern Tropical Pacific, HK = Hong Kong
\a\ U.S. Endangered Species Act: EN = Endangered, T = Threatened, NL = Not listed
\b\ Best estimate as listed in Table 3 of the application.
\c\ Maximum estimate as listed in Table 3 of the application.
\d\ Vladimirov et al. (2008)
\e\ North Pacific unless otherwise indicated (Jefferson et al., 2008)
\f\ Western North Pacific (Calambokidis et al., 2008)
\g\ Northwest Pacific and Okhotsk Sea (IWC, 2007a)
\h\ Kitakado et al. (2008)
\i\ Tillman (1977)
\j\ Ohsumi and Wada (1974)
\k\ Western North Pacific (Whitehead, 2002b)
\l\ ETP; all Mesoplodon spp. (Wade and Gerrodette, 1993)
\m\ IUCN states that this species should be re-assessed following taxonomic classification of the two forms. The chinensis-type would be considered
vulnerable (IUCN, 2008)
\n\ ETP (Wade and Gerrodette, 1993)
Potential Effects on Marine Mammals
Potential Effects of Airguns
The sounds from airguns might result in one or more of the
following: tolerance, masking of natural sounds, behavioral
disturbances, temporary or permanent hearing impairment, and non-
auditory physical or physiological effects (Richardson et al., 1995;
Gordon et al., 2004; Nowacek et al., 2007; Southall et al., 2007).
Permanent hearing impairment, in the unlikely event that it occurred,
would constitute injury, but temporary threshold shift (TTS) is not an
injury (Southall et al., 2007). With the possible exception of some
cases of temporary threshold shift in harbor seals, it is unlikely that
the project would result in any cases of temporary or especially
permanent hearing impairment, or any significant non-auditory physical
or physiological effects. Some behavioral disturbance is expected, but
this would be localized and short-term.
The root mean square (rms) received levels that are used as impact
criteria for marine mammals are not directly comparable to the peak or
peak-to-peak values normally used to characterize source levels of
airgun arrays. The measurement units used to describe airgun sources,
peak or peak-to-peak decibels, are always higher than the rms decibels
referred to in biological literature. A measured received level of 160
dB rms in the far field would typically correspond to a peak
measurement of approximately 170 to 172 dB, and to a peak-to-peak
measurement of approximately 176 to 178 dB, as measured for the same
pulse received at the same location (Greene, 1997; McCauley et al.,
1998, 2000a). The precise difference between rms and peak or peak-to-
peak values depends on the frequency content and duration of the pulse,
among other factors. However, the rms level is always lower than the
peak or peak-to-peak level for an airgun-type source.
Tolerance
Numerous studies have shown that pulsed sounds from airguns are
often readily detectable in the water at distances of many kilometers.
For a summary of the characteristics of airgun pulses, see Appendix B
(3) of L-DEO's application. Numerous studies have shown that marine
mammals at distances more than a few kilometers from operating seismic
vessels often show no apparent response-see Appendix B (5) of L-DEO's
application. That is often true even in cases when the pulsed sounds
must be readily audible to the animals based on measured received
levels and the hearing sensitivity of the mammal group. Although
various baleen whales, toothed whales, and (less frequently) pinnipeds
have been shown to react behaviorally to airgun pulses under some
conditions, at other times, mammals of all three types have shown no
overt reactions. In general, pinnipeds usually seem to be more tolerant
of exposure to airgun pulses than are cetaceans, with relative
responsiveness of baleen and toothed whales being variable.
Masking
Obscuring of sounds of interest by interfering sounds, generally at
similar frequencies, is known as masking. Masking effects of pulsed
sounds (even from large arrays of airguns) on marine
[[Page 78301]]
mammal calls and other natural sounds are expected to be limited,
although there are few specific data of relevance. Because of the
intermittent nature and low duty cycle of seismic pulses, animals can
emit and receive sounds in the relatively quiet intervals between
pulses. However in exceptional situations, reverberation occurs for
much or all of the interval between pulses (Simard et al., 2005; Clark
and Gagnon, 2006). Some baleen and toothed whales are known to continue
calling in the presence of seismic pulses. The airgun sounds are
pulsed, with quiet periods between the pulses, and whale calls often
can be heard between the seismic pulses (Richardson et al., 1986;
McDonald et al., 1995; Greene et al., 1999; Nieukirk et al., 2004;
Smultea et al., 2004; Holst et al., 2005a,b, 2006). In the northeast
Pacific Ocean, blue whale calls have been recorded during a seismic
survey off Oregon (McDonald et al., 1995). Among odontocetes, there has
been one report that sperm whales cease calling when exposed to pulses
from a very distant seismic ship (Bowles et al., 1994), a more recent
study reports that sperm whales off northern Norway continued calling
in the presence of seismic pulses (Madsen et al., 2002). That has also
been shown during recent work in the Gulf of Mexico and Caribbean Sea
(Smultea et al., 2004; Tyack et al., 2006). Masking effects of seismic
pulses are expected to be negligible in the case of the small
odontocetes given the intermittent nature of seismic pulses. Dolphins
and porpoises commonly are heard calling while airguns are operating
(Gordon et al., 2004; Smultea et al., 2004; Holst et al., 2005a,b;
Potter et al., 2007). Also, the sounds important to small odontocetes
are predominantly at much higher frequencies than the airgun sounds,
thus further limiting the potential for masking. In general, masking
effects of seismic pulses are expected to be minor, given the normally
intermittent nature of seismic pulses. Masking effects on marine
mammals are discussed further in Appendix B (4) of L-DEO's application.
Disturbance Reactions
Disturbance includes a variety of effects, including subtle changes
in behavior, more conspicuous changes in activities, and displacement.
Reactions to sound, if any, depend on species, state of maturity,
experience, current activity, reproductive state, time of day, and many
other factors. If a marine mammal responds to an underwater sound by
changing its behavior or moving a small distance, the response may or
may not rise to the level of ``harassment,'' or affect the stock or the
species as a whole. However, if a sound source displaces marine mammals
from an important feeding or breeding area for a prolonged period,
impacts on animals or on the stock or species could potentially be
significant. Given the many uncertainties in predicting the quantity
and types of impacts of noise on marine mammals, it is common practice
to estimate how many mammals are likely to be present within a
particular distance of industrial activities, or exposed to a
particular level of industrial sound. This practice potentially
overestimates the numbers of marine mammals that are affected in some
biologically-important manner.
The sound exposure thresholds that affect marine mammals
behaviorally are based on behavioral observations during studies of
several species. However, information is lacking for many species.
Detailed studies have been done on humpback, gray, bowhead, and sperm
whales and on ringed seals. Less detailed data are available for some
other species of baleen whales, small toothed whales, and sea otters,
but for many species there are no data on responses to marine seismic
surveys.
Baleen Whales - Baleen whales generally tend to avoid operating
airguns, but avoidance radii are quite variable. Whales are often
reported to show no overt reactions to pulses from large arrays of
airguns at distances beyond a few kilometers, even though the airgun
pulses remain well above ambient noise levels out to much longer
distances. However, as reviewed in Appendix B (5) of L-DEO's
application, baleen whales exposed to strong noise pulses from airguns
often react by deviating from their normal migration route and/or
interrupting their feeding activities and moving away from the sound
source. In the case of the migrating gray and bowhead whales, the
observed changes in behavior appeared to be of little or no biological
consequence to the animals. They simply avoided the sound source by
displacing their migration route to varying degrees, but within the
natural boundaries of the migration corridors.
Studies of gray, bowhead, and humpback whales have demonstrated
that received levels of pulses in the 160-170 dB re 1 microPa rms range
seem to cause obvious avoidance behavior in a substantial fraction of
the animals exposed. In many areas, seismic pulses from large arrays of
airguns diminish to those levels at distances ranging from 4-15 km
(2.8-9 mi) from the source. A substantial proportion of the baleen
whales within those distances may show avoidance or other strong
disturbance reactions to the airgun array. Subtle behavioral changes
sometimes become evident at somewhat lower received levels, and studies
summarized in Appendix B(5) of L-DEO's application have shown that some
species of baleen whales, notably bowhead and humpback whales, at times
show strong avoidance at received levels lower than 160-170 dB re 1
microPa (rms).
Responses of humpback whales to seismic surveys have been studied
during migration, on the summer feeding grounds, and on Angolan winter
breeding grounds; there has also been discussion of effects on the
Brazilian wintering grounds. McCauley et al. (1998, 2000a) studied the
responses of humpback whales off Western Australia to a full-scale
seismic survey with a 16-airgun, 2,678-in\3\ array, and to a single 20-
in\3\ airgun with a source level of 227 dB re 1 microPa m peak-to-peak.
McCauley et al. (1998) documented that initial avoidance reactions
began at 5-8 km (3.1-5 mi) from the array, and that those reactions
kept most pods approximately 3-4 km (1.9-2.5 mi) from the operating
seismic boat. McCauley et al. (2000) noted localized displacement
during migration of 4-5 km (2.5-3.1 mi) by traveling pods and 7-12 km
(4.3-7.5 mi) by cow-calf pairs. Avoidance distances with respect to the
single airgun were smaller (2 km (1.2 mi)) but consistent with the
results from the full array in terms of received sound levels. The mean
avoidance distance from the airgun corresponded to a received sound
level of 140 dB re 1 microPa (rms); that was the level at which
humpbacks started to show avoidance reactions to an approaching airgun.
The standoff range, i.e., the closest point of approach of the whales
to the airgun, corresponded to a received level of 143 dB re 1 microPa
(rms). The initial avoidance response generally occurred at distances
of 5-8 km (3.1-5 mi) from the airgun array and 2 km (1.2 mi) from the
single airgun. However, some individual humpback whales, especially
males, approached within distances of 100-400 m (328-1,312 ft), where
the maximum received level was 179 dB re 1 microPa (rms).
Humpback whales on their summer feeding grounds in southeast Alaska
did not exhibit persistent avoidance when exposed to seismic pulses
from a 1.64-L (100 in\3\) airgun (Malme et al., 1985). Some humpbacks
seemed ``startled'' at received levels of 150-169 dB re 1 ?Pa on an
approximate rms basis. Malme et al. (1985) concluded that there was no
clear evidence of avoidance, despite the possibility of subtle effects,
at received
[[Page 78302]]
levels up to 172 re 1 microPa on an approximate rms basis.
It has been suggested that South Atlantic humpback whales wintering
off Brazil may be displaced or even strand upon exposure to seismic
surveys (Engel et al., 2004). The evidence for this was circumstantial
and subject to alternative explanations (IAGC, 2004). Also, the
evidence was not consistent with subsequent results from the same area
of Brazil (Parente et al., 2006), or with results from direct studies
of humpbacks exposed to seismic surveys in other areas and seasons.
After allowance for data from subsequent years, there was ``no
observable direct correlation'' between strandings and seismic surveys
(IWC, 2007:236).
There are no data on reactions of right whales to seismic surveys,
but results from the closely-related bowhead whale show that their
responsiveness can be quite variable depending on the activity
(migrating vs. feeding). Bowhead whales migrating west across the
Alaskan Beaufort Sea in autumn, in particular, are unusually
responsive, with substantial avoidance occurring out to distances of
20-30 km (12.4-18.6 mi) from a medium-sized airgun source at received
sound levels of around 120-130 dB re 1 microPa (rms) (Miller et al.,
1999; Richardson et al., 1999; see Appendix B (5) of L-DEO's
application). However, more recent research on bowhead whales (Miller
et al., 2005a; Harris et al., 2007) corroborates earlier evidence that,
during the summer feeding season, bowheads are not as sensitive to
seismic sources. Nonetheless, subtle but statistically significant
changes in surfacing-respiration-dive cycles were evident upon
statistical analysis (Richardson et al., 1986). In summer, bowheads
typically begin to show avoidance reactions at a received level of
about 160-170 dB re 1 microPa (rms) (Richardson et al., 1986; Ljungblad
et al., 1988; Miller et al., 2005a).
Reactions of migrating and feeding (but not wintering) gray whales
to seismic surveys have been studied. Malme et al. (1986, 1988) studied
the responses of feeding Eastern Pacific gray whales to pulses from a
single 100 in\3\ airgun off St. Lawrence Island in the northern Bering
Sea. Malme et al. (1986, 1988) estimated, based on small sample sizes,
that 50 percent of feeding gray whales ceased feeding at an average
received pressure level of 173 dB re 1 microPa on an (approximate) rms
basis, and that 10 percent of feeding whales interrupted feeding at
received levels of 163 dB. Those findings were generally consistent
with the results of experiments conducted on larger numbers of gray
whales that were migrating along the California coast (Malme et al.,
1984; Malme and Miles, 1985), and with observations of Western Pacific
gray whales feeding off Sakhalin Island, Russia, when a seismic survey
was underway just offshore of their feeding area (Gailey et al., 2007;
Johnson et al., 2007; Yazvenko et al. 2007a,b), along with data on gray
whales off British Columbia (Bain and Williams, 2006).
Various species of Balaenoptera (blue, sei, fin, Bryde's, and minke
whales) have occasionally been reported in areas ensonified by airgun
pulses (Stone, 2003; MacLean and Haley, 2004; Stone and Tasker, 2006).
Sightings by observers on seismic vessels off the United Kingdom from
1997 to 2000 suggest that, at times of good sightability, sighting
rates for mysticetes (mainly fin and sei whales) were similar when
large arrays of airguns were shooting and not shooting (Stone, 2003;
Stone and Tasker, 2006). However, these whales tended to exhibit
localized avoidance, remaining significantly (on average) from the
airgun array during seismic operations compared with non-seismic
periods (Stone and Tasker, 2006). In a study off Nova Scotia, Moulton
and Miller (2005) found little difference in sighting rates (after
accounting for water depth) and initial sighting distances of
balaenopterid whales when airguns were operating vs. silent. However,
there were indications that these whales were more likely to be moving
away when seen during airgun operations. Similarly, ship-based
monitoring studies of blue, fin, sei, and minke whales offshore of
Newfoundland (Orphan Basin and Laurentian Sub-basin) found no more than
small differences in sighting rates and swim direction during seismic
vs. non-seismic periods (Moulton et al., 2005, 2006a,b).
Data on short-term reactions (or lack of reactions) of cetaceans to
impulsive noises do not necessarily provide information about long-term
effects. It is not known whether impulsive noises affect reproductive
rate or distribution and habitat use in subsequent days or years.
However, gray whales continued to migrate annually along the west coast
of North America with substantial increases in the population over
recent years, despite intermittent seismic exploration and much ship
traffic in that area for decades (see Appendix A in Malme et al., 1984;
Richardson et al., 1995; Angliss and Outlaw, 2008). The Western Pacific
gray whale population did not seem affected by a seismic survey in its
feeding ground during a prior year (Johnson et al., 2007). Bowhead
whales continued to travel to the eastern Beaufort Sea each summer, and
their numbers have increased notably, despite seismic exploration in
their summer and autumn range for many years (Richardson et al., 1987).
In any event, brief exposures to sound pulses from the proposed airgun
source are highly unlikely to result in prolonged effects.
Toothed Whales - Little systematic information is available about
reactions of toothed whales to noise pulses. Few studies similar to the
more extensive baleen whale/seismic pulse work summarized above have
been reported for toothed whales. However, systematic studies on sperm
whales have been done (Jochens and Biggs, 2003; Tyack et al., 2003;
Jochens et al., 2006; Miller et al., 2006), and there is an increasing
amount of information about responses of various odontocetes to seismic
surveys based on monitoring studies (e.g., Stone, 2003; Smultea et al.,
2004; Moulton and Miller, 2005; Bain and Williams, 2006; Holst et al.,
2006; Stone and Tasker, 2006; Potter et al., 2007; Weir, 2008).
Seismic operators and marine mammal observers sometimes see
dolphins and other small toothed whales near operating airgun arrays,
but in general there seems to be a tendency for most delphinids to show
some avoidance of operating seismic vessels (Goold, 1996a,b,c;
Calambokidis and Osmek, 1998; Stone, 2003; Moulton and Miller, 2005;
Holst et al., 2006; Stone and Tasker, 2006; Weir, 2008). However, some
dolphins seem to be attracted to the seismic vessel and floats, and
some ride the bow wave of the seismic vessel even when large airgun
arrays are firing (Moulton and Miller, 2005). Nonetheless, there have
been indications that small toothed whales sometimes tend to head away
or to maintain a somewhat greater distance from the vessel, when a
large array of airguns is operating than when it is silent (Stone and
Tasker, 2006; Weir, 2008). In most cases, the avoidance radii for
delphinids appear to be small, on the order of 1 km (0.62 mi) or less,
and some individuals show no apparent avoidance. The beluga is a
species that (at least at times) shows long-distance avoidance of
seismic vessels. Aerial surveys during seismic operations in the
southeastern Beaufort Sea during summer recorded much lower sighting
rates of beluga whales within 10-20 km (6.2-12.4 mi) compared with 20-
30 km (mi) from an operating airgun array, and observers on seismic
boats in that area rarely see belugas (Miller et al., 2005; Harris et
al., 2007).
[[Page 78303]]
Captive bottlenose dolphins and beluga whales exhibited changes in
behavior when exposed to strong pulsed sounds similar in duration to
those typically used in seismic surveys (Finneran et al., 2000, 2002,
2005; Finneran and Schlundt, 2004). The animals tolerated high received
levels of sound (pk-pk level >200 dB re 1 microPa) before exhibiting
aversive behaviors. For pooled data at 3, 10, and 20 kHz, sound
exposure levels during sessions with 25, 50, and 75 percent altered
behavior were 180, 190, and 199 dB re 1 microPa\2\, respectively
(Finneran and Schlundt, 2004).
Results for porpoises depend on species. Dall's porpoises seem
relatively tolerant of airgun operations (MacLean and Koski, 2005) and,
during a survey with a large airgun array, tolerated higher noise
levels than did harbor porpoises and gray whales (Bain and Williams,
2006). However, Dall's porpoises do respond to the approach of large
airgun arrays by moving away (Calambokidis and Osmek, 1998; Bain and
Williams, 2006). The limited available data suggest that harbor
porpoises show stronger avoidance (Stone, 2003; Bain and Williams,
2006; Stone and Tasker, 2006). This apparent difference in
responsiveness of these two porpoise species is consistent with their
relative responsiveness to boat traffic and some other acoustic sources
in general (Richardson et al., 1995; Southall et al. 2007).
Most studies of sperm whales exposed to airgun sounds indicate that
this species shows considerable tolerance of airgun pulses (Stone,
2003; Moulton et al., 2005, 2006a; Stone and Tasker, 2006; Weir, 2008).
In most cases, the whales do not show strong avoidance and continue to
call (see Appendix B in L-DEO's EA). However, controlled exposure
experiments in the Gulf of Mexico indicate that foraging effort is
somewhat altered upon exposure to airgun sounds (Jochens et al., 2006).
There are almost no specific data on the behavioral reactions of
beaked whales to seismic surveys. However, northern bottlenose whales
(Hyperodon ampullatus) continued to produce high-frequency clicks when
exposed to sound pulses from distant seismic surveys (Laurinolli and
Cochrane, 2005; Simard et al., 2005). Most beaked whales tend to avoid
approaching vessels of other types (Wursig et al., 1998). They may also
dive for an extended period when approached by a vessel (Kasuya, 1986).
It is likely that these beaked whales would normally show strong
avoidance of an approaching seismic vessel, but this has not been
documented explicitly.
Odontocete reactions to large arrays of airguns are variable and,
at least for delphinids and Dall's porpoises, seem to be confined to a
smaller radius than has been observed for the more responsive of the
mysticetes, belugas, and harbor porpoises (Appendix B of L-DEO's EA).
Additional details on the behavioral reactions (or the lack
thereof) by all types of marine mammals to seismic vessels can be found
in Appendix B of L-DEO's application.
Hearing Impairment and Other Physical Effects
Temporary or permanent hearing impairment is a possibility when
marine mammals are exposed to very strong sounds, but there has been no
specific documentation of this for marine mammals exposed to sequences
of airgun pulses.
NMFS will be developing new noise exposure criteria for marine
mammals that take account of the now-available scientific data on
temporary threshold shift (TTS), the expected offset between the TTS
and permanent threshold shift (PTS) thresholds, differences in the
acoustic frequencies to which different marine mammal groups are
sensitive, and other relevant factors. Detailed recommendations for new
science-based noise exposure criteria were published in early 2008
(Southall et al., 2007).
Several aspects of the planned monitoring and mitigation measures
for this project (see below) are designed to detect marine mammals
occurring near the airguns to avoid exposing them to sound pulses that
might, at least in theory, cause hearing impairment. In addition, many
cetaceans and (to a limited degree) pinnipeds are likely to show some
avoidance of the area with high received levels of airgun sound (see
above). In those cases, the avoidance responses of the animals
themselves will reduce or (most likely) avoid any possibility of
hearing impairment.
Non-auditory physical effects may also occur in marine mammals
exposed to strong underwater pulsed sound. Possible types of non-
auditory physiological effects or injuries that theoretically might
occur in mammals close to a strong sound source include stress,
neurological effects, bubble formation, resonance effects, and other
types of organ or tissue damage. It is possible that some mar