Expansion of RCRA Comparable Fuel Exclusion, 77954-78017 [E8-29956]
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Federal Register / Vol. 73, No. 245 / Friday, December 19, 2008 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 261
[EPA–HQ–RCRA–2005–0017; FRL–8753–4]
RIN 2050–AG24
Expansion of RCRA Comparable Fuel
Exclusion
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Final rule.
SUMMARY: This final action adds a new
exclusion to the rules implementing
subtitle C of the Resource Conservation
and Recovery Act (RCRA). The rule
already provides exclusions for
comparable fuels and synthesis gas.
These fuels are energy-rich hazardous
secondary materials which would
otherwise be hazardous wastes, but
which have the same hazardous
constituent concentrations as fossil fuels
that would be burned in their place.
EPA is establishing a new category of
excluded fuel that has its own set of
conditions, some of which overlap with
the comparable fuels exclusion. These
newly excluded hazardous secondary
materials are called ‘‘emission-
comparable fuel’’ (ECF). ECF is a
hazardous secondary material that,
when generated, is handled in such a
way that it is not discarded in any phase
of management, but rather is handled as
a valuable commodity. ECF meets all of
the hazardous constituent specifications
(over 160) for comparable fuel, with the
exception of those for oxygenates and
hydrocarbons (constituents which
contribute energy value to the fuel). The
rule specifies conditions on burning
ECF which assure that emissions from
industrial boilers burning ECF are
comparable to emissions from industrial
boilers burning fuel oil. The ECF
exclusion also includes conditions for
tanks and containers storing ECF to
assure that discard does not occur.
DATES: This final rule is effective
January 20, 2009.
ADDRESSES: The official public docket is
identified by Docket ID No. EPA–HQ–
RCRA–2005–0017. All documents in the
docket are listed in the https://
www.regulations.gov index. Although
listed in the index, some information is
not publicly available, e.g., Confidential
Business Information (CBI) or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
Category
NAICS code
will be publicly available only in hard
copy. Publicly available docket
materials are available either
electronically in https://
www.regulations.gov or in hard copy at
the RCRA Docket, EPA/DC, EPA West,
Room 3334, 1301 Constitution Ave.,
NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the RCRA Docket is (202)
566–0270.
FOR FURTHER INFORMATION CONTACT:
Mary Jackson, Hazardous Waste
Minimization and Management
Division, Office of Solid Waste,
Mailcode: 5302P, Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460;
telephone number: (703) 308–8453; fax
number: (703) 308–8433; e-mail address:
jackson.mary@epa.gov.
SUPPLEMENTARY INFORMATION:
General Information
A. Does This Action Apply to Me?
Categories and entities potentially
affected by this action include:
SIC code
Examples of potentially regulated entities
562
49
Waste Management and Remediation Services.
327
325
324
331
333
326
488, 561
421
422
512, 541, 812
512, 514, 541, 711
924
336
928
334
339
32
28
29
33
38
306
49
50
51
73
89
95
37
97
35
38
Any industry that generates or combusts hazardous
waste as defined in the final rule.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
impacted by this action. This table lists
examples of the types of entities EPA is
aware could potentially be regulated by
this action. Other types of entities not
listed could also be affected. To
determine whether your facility,
company, business, organization, etc., is
affected by this action, you should
examine the applicability criteria in this
rule. If you have any questions
regarding the applicability of this action
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Non-mettalic Mineral Products Manufacturing.
Chemical Manufacturing.
Petroleum and Coal Products Manufacturing.
Primary Metals Manufacturing.
Machinery Manufacturing.
Plastic and Rubber Products Manufacturing.
Administration and Support Services.
Scrap and waste materials.
Wholesale Trade, Non-durable Goods, N.E.C.
Business Services, N.E.C.
Services, N.E.C.
Air, Water and Solid Waste Management.
Transportation Equipment Manufacturing.
National Security.
Computer and Electronic Products Manufacturing.
Miscellaneous Manufacturing.
to a particular entity, consult the person
listed in the preceding FOR FURTHER
INFORMATION CONTACT section.
B. Docket Copying Costs
You may copy a maximum of 100
pages from any regulatory docket at no
charge. Additional copies are 15 cents/
page.
C. How Do I Obtain a Copy of This
Document and Other Related
Information?
In addition to being available in the
docket, an electronic copy of this rule
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will also be available on the Worldwide
Web (WWW). Following the
Administrator’s signature, a copy of this
document will be posted on the WWW
at https://www.epa.gov/hwcmact. This
Web site also provides other
information related to the NESHAP
(National Emission Standards for
Hazardous Air Pollutants) for hazardous
waste combustors.
D. Index of Contents
The information presented in this
preamble is organized as follows:
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Part One: Background
I. Statutory Authority
II. Background
A. What Is the Intent of the Rule?
B. Who Will Be Affected by This Rule?
C. What Is the Relationship Between This
Rule and the Existing Exclusion for
Comparable Fuel?
Part Two: Summary of the Final Rule
I. What Is ECF?
II. What Are the Storage Conditions for ECF?
A. What Are the Conditions for Storage?
1. Discharge Prevention Conditions That
Are Adopted From SPCC Requirements
2. Containment Conditions That Are
Adopted From Hazardous Waste Storage
Requirements
3. Emergency Procedure Conditions That
Are Adopted From Hazardous Waste
Storage Requirements
4. Fugitive Air Emissions Conditions That
Are Adopted From the NESHAP for
Organic Liquid Distribution, the
NESHAP for Tanks, the NESHAP for
Containers, and the NESHAP for
Equipment Leaks
B. What Are the Alternative Storage
Conditions?
C. What Are the Other Storage Conditions?
1. Underground Storage of ECF Is
Prohibited
2. What Are the Conditions for Closure of
RCRA Storage Units That Become ECF
Storage Units?
3. What Are the Conditions for Closure of
Storage Units?
4. What Are the Conditions for
Management of Incompatible ECF and
Other Materials?
III. What Are the Conditions for ECF
Burners?
A. What Types of Combustors May Burn
ECF?
B. What Are the Operating Conditions for
Burners?
IV. What Are the Recordkeeping,
Notification, and Certification
Conditions?
A. Fuel Analysis Plans
B. Sampling and Analysis
C. Speculative Accumulation and
Legitimacy
D. Notifications
1. ECF Generator Notification
2. ECF Burner Notifications
3. Notification of Closure of a Tank or a
Container Storage Unit
E. Burner Certification
F. Recordkeeping
1. ECF Generator Recordkeeping
Requirements
2. ECF Burner Recordkeeping
Requirements
G. Transportation
H. Ineligible RCRA Hazardous Waste Codes
V. What Are the Consequences of Failure To
Comply With a Condition?
VI. What Conditions Apply to Spills and
Leaks?
VII. What Are the Clarifications and
Revisions to the Existing Conditions for
Comparable Fuel?
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Part Three: What Are the Major Changes
Since Proposal?
I. What Are the Major Changes to the
Emission-Comparable Fuel
Specification?
II. What Are the Major Changes to the Storage
Conditions?
A. Storage in Containers Is Allowed
B. Alternative Storage Conditions Are
Provided
C. Conditions To Control Fugitive Air
Emissions From Tank Systems Are
Revised
D. Storage in Underground Storage Tanks
Is Prohibited
III. What Are the Major Changes to the
Burner Conditions?
A. What Types of Devices May Burn
Emission-Comparable Fuel?
B. What Are the Changes to the Burner
Conditions?
1. Comparable Fuel May Be Primary Fuel
2. The 50 Percent Primary Fuel Firing Rate
Is Based on Heat or Mass Input
3. A Feedrate Limit for Each ECF
Constituent Is Established
4. Additional Operating Parameters Must
Be Linked to the ECF Automatic Feed
Cutoff System
5. Burners Must Provide Operator Training
IV. What Are the Major Changes to the
Implementation Conditions?
A. What Are the Changes to the Analysis
Plan Provisions for Burners?
B. What Are the Changes to the
Notification Provisions?
1. Initial Notification
2. Notification of Closure of a Tank or a
Container Storage Unit
C. What Are the Changes to the
Consequences of Failure to Comply With
a Condition of the Exclusion?
Part Four: What Are the Responses to Major
Comments?
I. Scope of the ECF Exclusion
II. Legal Rationale for the ECF Exclusion
A. EPA’s Interpretation of the Solid Waste
Disposal Act (SWDA)
1. Hazardous Waste Burned for Energy
Recovery
2. SWDA § 3004(q)
3. Impact of the Exclusion on SWDA
§ 3001(f)
4. Factors for Use in Determining an
Exclusion
B. EPA’s Use of Safe Foods and Fertilizers
(SFAF) To Justify the Exclusion
1. The Term ‘‘Discarded’’ With Regard to
Hazardous Waste Burned for Energy
Recovery
2. Application of the Identity Principle to
ECF
3. Need for a Risk Assessment
4. Applicability of the Market-Participation
Theory to ECF
III. Conditions for Storage of ECF
A. Storage in Containers
B. Alternative Hazardous Waste Storage
Conditions
C. Air Emission Controls for Tanks
D. Definitions of Tank Cars and Tank
Trucks
E. Adequacy of the ECF Storage Conditions
F. Management of Residues in Tanks
G. Closure Conditions for ECF Tanks
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H. Financial Assurance for ECF Tanks
I. Waiver of RCRA Closure Requirements
for Tanks Storing Hazardous Wastes That
Are Subsequently Excluded ECF
IV. Rationale for Comparable Emissions
A. Appropriate Benchmark Fuel for ECF
Emissions
B. Impact of ECF Exclusion on Emissions
of Air Pollutants
C. Assurance of 99.99% DRE of ECF
Constituents
D. Use of Available Emissions to Document
ECF Emissions Will Be Comparable to
Fuel Oil Emissions
1. Use of Hazardous Waste Boiler
Emissions Data
2. Concern That EPA’s Oil Emissions Data
Base Has Emissions Data for Only 12 of
37 ECF Constituents
3. Concern That EPA’s Oil Emissions Data
Base Is Too Sparse To Establish
Benchmarks
4. Concern That EPA Did Not Evaluate the
Oil Emissions Data Base for Probable
Outliers
5. Concern That the Level of Detection Is
Needed for Nondetect Data Points in the
Hazardous Waste Boiler Data Base
6. Concern Regarding the Concentration of
ECF Constituents in Hazardous Waste
Boiler Fuels
7. Concern Whether EPA Has Adequately
Considered PIC Emissions
V. Conditions for Burning ECF
A. Applicability of ECF Exclusion to Other
Combustors
B. EPA’s Approach To Identify Feedrate
Limits for ECF Constituents
C. Use of WMPT To Rank ECF Constituents
According to Hazard Potential
D. Request To Expand Primary Fuel
Condition
E. Minimum Primary Fuel Firing Rate
F. Request To Increase the Minimum 8,000
Btu/lb Requirement for ECF
G. Request for Periodic CO Monitoring
H. Request That Additional Operating
Parameters Should Be Linked to the ECF
Automatic Feed Cutoff System
I. Request That Burner Conditions Should
Not Apply to MEK and Isobutanol
VI. Implementation of the ECF Exclusion
A. Reasonable Efforts To Ensure
Compliance With the Conditions of
Exclusion by Off-Site, Unaffiliated
Burners
1. Reasonable Efforts Provision in the Final
Rule
2. Consequence of Failure To Comply With
a Condition of Exclusion
3. Reasonable Efforts
B. Fuel Analysis Plans
1. Use of Process Knowledge
2. Quarterly Waste Analysis Testing
C. Intermediate Handlers
VII. Costs and Benefits of the ECF Exclusion
A. Concern That the Economic Analysis
Did Not Account for the Increased Risk
Likely To Result From the Exclusion
B. Impacts Associated With Hazardous
Waste Currently Blended With ECF
C. Concern That the Economic Analysis
Underestimates the Quantity of
Hazardous Secondary Materials
Qualifying for the Exclusion
D. Concern That the Economic Analysis
Underestimates the Percentage of
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Qualifying Hazardous Secondary
Materials That Would Be Excluded From
RCRA Subtitle C Regulation Under the
Exclusion
E. Concern That the Economic Analysis
Does Not Consider Joint Impacts With
the Proposed Definition of Solid Waste
Rule
F. Concern That the Economic Analysis
Underestimates the Value of Coal
G. Concern That the Economic Analysis
Overestimates the Per Unit Cost of
Incineration
H. Concern That EPA Overestimates the
Price That ECF Would Command on the
Open Market
I. Concern That Revenue Losses for
Commercial Incinerators and Cement
Kilns Are Not Reflected in EPA’s
Estimates of the Social Costs (Savings) of
the Rule
J. Concern That EPA Has Not Evaluated the
Adverse Consequences to National Waste
Management Networks That Might
Result if Some States Adopt the Rule and
Others Do Not
Part Five: State Authority
I. Applicability of the Rule in Authorized
States
II. Effect on State Authorization
Part Six: Costs and Benefits of the Final Rule
I. Introduction
II. Baseline Specification
III. Analytical Methodology, Primary Data
Sources, and Key Assumptions
IV. Key Analytical Limitations
V. Findings
Part Seven: Statutory and Executive Order
Reviews
I. Executive Order 12866: Regulatory
Planning and Review
II. Paperwork Reduction Act
III. Regulatory Flexibility Act
IV. Unfunded Mandates Reform Act of 1995
V. Executive Order 13132: Federalism
VI. Executive Order 13175: Consultation and
Coordination With Indian Tribal
Governments
VII. E.O. 13045 ‘‘Protection of Children From
Environmental Health Risks and Safety
Risks’’
VIII. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
IX. National Technology Transfer
Advancement Act
X. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
XI. Congressional Review Act
Part One: Background
I. Statutory Authority
These regulations are promulgated
under the authority of sections 1004 and
2002 of the Solid Waste Disposal Act of
1970, as amended by the Resource
Conservation and Recovery Act of 1976
(RCRA), as amended by the Hazardous
and Solid Waste Amendments of 1984
(HSWA), 42 U.S.C. 6903 and 6912.
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A. What Is the Intent of the Rule?
Section 261.38 states that hazardous
secondary materials (i.e., spent
materials, sludges and byproducts)
which have fuel value and whose
hazardous constituent levels are
comparable to those found in fuel oil
that could be burned in their place are
not solid wastes, and hence not
hazardous wastes. These materials are
called comparable fuels. This rule adds
an additional group of materials to the
exclusions in section 261.38. These
materials are hazardous secondary
materials that, as generated, are not
discarded, but are treated as valuable
commodities through all phases of
management through operation of
conditions on their storage and burning,
and based on their substantial physical
identity with fuel oil. These hazardous
secondary materials must meet all of the
hazardous constituent specifications for
comparable fuel except those for
oxygenates and hydrocarbons,
constituents with high energy content 1
that contribute to the energy value of
these materials. These excluded fuels
are termed ‘‘emission-comparable fuel’’
(‘‘ECF’’) because the emissions from an
industrial boiler burning these
hazardous secondary materials are
comparable to the emissions from an
industrial boiler burning fuel oil, the
fossil fuel for which ECF would often
substitute.2 In other words, ECF and
fuel oil are comparable from an
emissions standpoint, although the
concentrations of oxygenates and
hydrocarbons may be higher in the ECF
than in fuel oil.
EPA wishes to make clear the basic
fact pattern regarding the generation and
management of ECF in order to establish
the fact situation to which the rule
applies. The rule applies to hazardous
secondary materials which are not
discarded in the first instance. ECF must
meet the specifications established for
hazardous constituents in comparable
fuels, except with respect to
hydrocarbons and oxygenates—
constituents which provide substantial
fuel value. These emission-comparable
fuels must meet the specifications for
those hazardous constituents, as well as
the specifications for minimum heating
value and maximum viscosity, as
generated. Hazardous secondary
materials may not undergo processing to
destroy or otherwise remove the
hazardous constituents to meet the
specifications, or to meet the heating
value or viscosity specifications (i.e.,
such materials, by definition, cannot be
ECF). Based on limited current practice
for those materials currently classified
as comparable fuels under existing
§ 261.38, EPA expects most ECF to be
used on-site.3 ECF would be used and
stored under largely the same
conditions as would the virgin fuel—
fuel oil—which would often be
displaced by ECF.
Under these circumstances, the rule
excludes ECF from being a solid waste,
i.e., determines that ECF is not
discarded, from its point of generation.
Throughout its management cycle, ECF
is subject to conditions which provide
objective assurance that discard has not
occurred. These include conditions on
tank and container storage, drawn
largely from conditions applicable to
containers and tanks storing fuel oil and
organic product and by-products, which
conditions assure containment, spill
prevention, and minimization of
fugitive air emissions. Transport
conditions are the same as for all other
hazardous materials, including product
fuels. Conditions on burning (again
drawn largely from standard practices
for assuring that industrial boilers
operate efficiently) assure that
emissions of hazardous constituents
which may be present in different
concentrations than fuel oil would be no
different than the emissions if the same
boiler burned fuel oil. The combination
of ECF’s substantial physical identity
with fuel oil, and identical emission
profiles with fuel oil, assures that ECF
is not discarded when burned. For all of
these reasons, EPA is taking the position
that ECF may reasonably be classified as
a non-discarded fuel product.
Based on the quantity of hazardous
secondary materials eligible for this
exclusion, the total quantity of
hazardous secondary materials excluded
from the RCRA hazardous waste
regulations is expected to increase
substantially. Specifically, we estimate
that approximately 13,000 tons per year
of hazardous secondary materials are
currently excluded under the existing
comparable fuel exclusion, while we
1 The hydrocarbons and oxygenates listed in
Table 1 to § 261.38 have a heating value in the range
generally of 10,000 Btu/lb to 18,000 Btu/lb. See
USEPA, ‘‘Final Technical Support Document for the
Expansion of the Comparable Fuels Exclusion,’’
November 2008, Table 2–1. Fuel oil typically has
a heating value of approximately 19,300 Btu/lb.
2 Fuel oil is a common, but not predominant, fuel
for industrial boilers.
3 All comparable fuel currently excluded under
§ 261.38 is burned on-site (i.e., at the site of
generation), according to a survey conducted by the
American Chemistry Council. See EPA Docket No.
EPA–HQ–RCRA–2005–0017–0003. In addition, we
estimate that 19 of the 34 burners projected to use
ECF will burn on-site ECF which they generate
themselves. See discussion in Part Six of this
preamble.
II. Background
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project that up to an additional 118,500
tons per year may be excluded under
the ECF exclusion.
These additional hazardous secondary
materials can now be used as fuel
without imposing regulatory costs on
generators, primarily the manufacturing
sector. However, the expanded
comparable fuel exclusion is not likely
to increase the amount of hazardous
secondary materials used as fuel
because these high Btu materials, even
though not currently excluded from
RCRA, are currently used in industrial
furnaces and incinerators for their fuel
value. Put another way, it is likely that
the same amount of energy will be
recovered from these hazardous
secondary materials whether they are
classified as wastes or non-wastes, and
the same amount of fossil fuel would be
displaced. Nonetheless, continuing to
regulate these hazardous secondary
materials as hazardous wastes would:
(1) Impose costs on a material which
can legitimately be classified as a nondiscarded product, rather than as a
waste; and (2) preclude the opportunity
to market the materials as boiler fuels,
given that use is currently constrained
to a relatively small universe of RCRApermitted burners.
B. Who Will Be Affected by This Rule?
Entities that generate, burn, and store
ECF are potentially affected by this rule.
The basic structure of the exclusion is
that ECF is not a solid (and hazardous)
waste as generated, and hence is not
subject to subtitle C regulation. Thus,
entities managing hazardous secondary
materials classified as hazardous waste
fuels under current rules can manage
these fuels without being subject to full
subtitle C regulation so long as they
satisfy the conditions on ECF set out in
this rule. Burners, which are limited to
certain industrial boilers (including
utility boilers) can burn ECF provided
the boilers meet prescribed design and
operating conditions, as discussed
below in Part II, Section III.B.4 These
entities will benefit from lower
operating costs because of lower (or
eliminated) waste management fees and
because these hazardous secondary
materials will substitute for fuels which
would otherwise be purchased.
Commercial hazardous waste
combustors that are currently managing
hazardous waste fuels that qualify as
ECF, on the other hand, might find
themselves unable to continue to charge
hazardous waste management fees for
4 Under the final rule, ECF can also be burned in
hazardous waste combustors operating under a
RCRA permit. See discussion in Part Two, Section
III.A of the preamble.
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the excluded hazardous secondary
materials. Consequently, commercial
hazardous waste combustors might lose
the waste management revenues for
burning ECF, and, if they choose to no
longer burn the material, may need to
meet their heat input requirements by
using other waste fuels or fossil fuels.
C. What Is the Relationship Between
This Rule and the Existing Exclusion for
Comparable Fuel?
On June 19, 1998 (63 FR 33782 and
§ 261.38), EPA promulgated standards to
exclude from the definition of solid
waste certain hazardous secondary
material fuels that meet specification
levels for hazardous constituents and
physical properties that affect burning
which are comparable to the same levels
in fossil fuels (typically fuel oil). EPA’s
goal was to ensure that these excluded
fuels, which are so similar in
composition to commercial fuels, are
properly classified as non-discarded
products, not as wastes.
During the ten years that the
comparable fuel exclusion has been part
of the hazardous waste regulations,
several stakeholders have pointed out
that there are many hazardous
secondary materials currently classified
as hazardous wastes which have fuel
value, and which have substantially the
same composition as fossil fuels, but
which do not satisfy the terms of the
exclusion. Independently, in 2003, EPA
began examining the effectiveness of the
current comparable fuel program as part
of an effort to promote the energy
conservation component of the Resource
Conservation Challenge 5 to determine
whether other hazardous secondary
materials currently classified as
hazardous wastes could be
appropriately excluded as comparable
fuel.6
As part of this effort, EPA contacted
the American Chemistry Council (ACC)
in early 2003 to determine how much
waste is currently excluded as
comparable fuel and whether there were
additional quantities of other high Btu
hazardous secondary materials that
could potentially be considered
comparable fuel. As a result of ensuing
discussions, we proposed in June 2007
to expand the exclusion for comparable
fuel to establish a new category of
excluded fuel—ECF. 72 FR 33284 (June
15, 2007). In this notice, we are
responding to public comments on the
proposed rule, summarizing changes to
5 See https://www.epa.gov/epaoswer/osw/
conserve/strat-plan/strat-plan.htm#rccplan.
6 As noted above, the same amount of energy is
recovered from excluded fuels whether they are
burned in units subject to subtitle C rules, or in
industrial boilers.
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the proposed rule, and promulgating a
final rule.
Part Two: Summary of the Final Rule
I. What Is ECF?
ECF is a hazardous secondary
material which is excluded from the
RCRA hazardous waste regulations if it
meets prescribed specifications and
conditions respecting its storage and
burning. These conditions assure that
ECF is not ‘‘part of the waste disposal
problem.’’ American Mining Congress v.
EPA, 907 F. 2d 1179, 1186 (DC Cir.
1990) citing American Mining Congress
v. EPA, 824 F. 2d 1177, 1186 (DC Cir.
1987). The ECF fuel specifications
(§ 261.38(a)(2)) are the same as those
that are applicable to comparable fuel,
except the specifications in Table 1 to
§ 261.38 for hydrocarbons and for
oxygenates do not apply, and the
minimum heating value specification is
8,000 Btu/lb. The exclusion applies
from the point of generation of the ECF.
ECF must meet the specifications as
generated. Hazardous secondary
materials may not be treated by
blending or other means to meet the
specifications, including the minimum
heating value and maximum viscosity
specifications. ECF product may,
however, be commingled with other
fuels to facilitate handling and storage,
provided that the ECF continues to meet
the specifications.7
II. What Are the Storage Conditions for
ECF?
ECF may be stored in tanks and
containers under conditions that
prevent releases of hazardous secondary
materials to the environment. The
storage conditions are adopted from a
collection of requirements for storage of
fuel oil and other materials: discharge
prevention requirements adopted from
the Spill Prevention, Control, and
Countermeasure (SPCC) requirements
for oil storage facilities; containment
and emergency procedure requirements
adopted from the hazardous waste
storage requirements, and fugitive air
emission controls adopted from several
NESHAP (National Emission Standards
for Hazardous Air Pollutants) for
organic products, by-products, and
feedstocks. See § 261.38(c)(1). The final
rule also provides alternative storage
7 Please note that the proposal included a
conforming amendment adding a reference to ECF
to § 261.38(a)(5), a provision addressing treatment
of hazardous constituents to meet the hazardous
constituent specifications. 72 FR at 33324. EPA has
no information that this practice occurs, did not
estimate any costs for the practice in assessing
compliance costs for the proposed or final rule, and
received no comment on the issue. EPA is
consequently not finalizing the proposal to amend
this provision.
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conditions, however, that are adopted
solely from the controls for hazardous
waste storage facilities. See § 261.38(e).
We provide these alternative storage
conditions for the convenience of
owners and operators because: (1) They
provide equivalent protection of human
health and the environment; (2) they are
less complex than the suite of
conditions that are adopted from
requirements for fossil fuels and other
products; and (3) facilities that are
currently storing hazardous waste that
becomes ECF under the exclusion are
already complying with these
conditions.
The storage conditions adopted from
the collection of SPCC provisions,
hazardous waste provisions, and
NESHAP provisions are discussed
below in Section II.A. The alternative
storage conditions adopted solely from
the hazardous waste storage
requirements are discussed below in
Section II.B.
A. What Are the Conditions for Storage?
1. Discharge Prevention Conditions That
Are Adopted From SPCC Requirements
We are adopting particular SPCC
provisions under 40 CFR Part 112 that
pertain to discharge prevention for oils
managed at onshore facilities: §§ 112.2,
112.3(d), 112.3(e), 112.5(a), 112.5(b),
112.7, and 112.8. See § 261.38(c)(1)(iii).
These provisions require compliance
with the SPCC Plan requirements for
discharge prevention, other than those
pertaining to containment. See
§ 261.38(c)(1)(iii).
2. Containment Conditions That Are
Adopted From Hazardous Waste Storage
Requirements
We are adopting the hazardous waste
provisions for containment for storage
units: (1) For tanks, § 264.193 (b) and
(c), § 264.193(d)(1) through (d)(3), and
§ 264.193 (e) and (f); and (2) for
containers, § 264.175(b).
For tanks, the adopted provisions are
those for engineered secondary
containment and for leak detection.
Engineered secondary containment
means the use of an external liner, vault,
or double-walled tank. See
§ 261.38(c)(1)(iv)(A).
For containers, the adopted
provisions are those for a containment
system comprised of a base underlying
the containers which is free of cracks or
gaps and is sufficiently impervious to
contain leaks, spills, and accumulated
precipitation until the collected material
is detected and removed. The
containment system must be designed to
contain 10% of the volume of containers
or the volume of the largest container,
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18:09 Dec 18, 2008
Jkt 217001
whichever is greater. See
§ 261.38(c)(1)(iv)(B).
3. Emergency Procedure Conditions
That Are Adopted From Hazardous
Waste Storage Requirements
We are adopting provisions from
hazardous waste storage requirements
for preparedness and prevention,
emergency procedures, and response to
leaks or spills. See § 261.38(c)(v).
The following conditions ensure
preparedness and prevention: (1) You
must provide the emergency equipment
required by adopted § 264.32(a) though
(d); (2) you must test and maintain
equipment related to emergency
procedures; (3) you must ensure access
to communications or alarm systems by
facility personnel; and (4) you must
make arrangements with local
authorities as required by adopted
§ 264.37(a).
The following conditions establish
emergency procedures: (1) An
emergency coordinator must be
available at all times; and (2) the
emergency coordinator must manage
imminent or actual emergency
situations according to the provisions of
§ 261.38(c)(1)(v)(B)(2).
To address a response to leaks or
spills from tank systems, and the
disposition of leaking or unfit-for-use
tank systems, the provisions of
§ 264.196 are adopted, except for the
closure provisions of § 264.196(e)(1) and
(4).
4. Fugitive Air Emissions Conditions
That Are Adopted From the NESHAP
for Organic Liquid Distribution, the
NESHAP for Tanks, the NESHAP for
Containers, and the NESHAP for
Equipment Leaks
All ECF tanks systems, containers
with a capacity greater than 0.1 cubic
meters (26 gallons), and equipment that
contains or contacts ECF (e.g., valves
and pumps) are subject to conditions to
control fugitive air emissions. The
conditions are adopted from the organic
liquid distribution (OLD) NESHAP, the
NESHAP for containers (Level 1 or
Level 2 controls), the NESHAP for tanks
(Level 1 or Level 2 controls),8 and the
NESHAP for equipment leaks.
a. Tanks. Tanks containing ECF that
are currently subject to the OLD
requirements under § 63.2346 (Part 63,
Subpart EEEE) are not subject to any
additional conditions to control fugitive
emissions (under § 261.38(c)(vi)(B) and
(C), and (c)(vii)), with one exception. If
your tank is subject to Items 1 through
8 As discussed below, we also provide as
alternative tank controls three control alternatives
for hazardous waste tanks under Subpart CC, Part
63, that are not included under the NESHAP.
PO 00000
Frm 00006
Fmt 4701
Sfmt 4700
5 in Table 2 to Subpart EEEE, rather
than Item 6 because the annual average
vapor pressure of regulated organic
HAP 9 is less than 11.1 psia, you must
consider the annual average vapor
pressure of the RCRA oxygenates listed
under § 261.38(c)(1)(vi)(B)(3) to
determine if your tank must also satisfy
the more stringent controls (drawn from
the other OLD controls) we are adopting
for ECF. See § 261.38(c)(vi)(A)(2).
Tanks that are not currently subject to
the OLD requirements under § 63.2346,
and that store ECF that meets the
expanded definition of organic liquid
which we are adopting for ECF under
§ 261.38(c)(vi)(B)(4),10 are subject (as a
condition) to emission limits adopted
from the OLD NESHAP as a function of
the tank design capacity and the annual
average vapor pressure of the RCRA
oxygenates and the organic HAP in the
ECF. See § 261.38(c)(1)(vi)(C)(5).
Finally, ECF tanks that are not subject
to the adopted OLD requirements (i.e.,
tanks storing ECF that meets the
adopted definition of organic liquid
under § 261.38(c)(vi)(B)(4), but for
which OLD controls are not adopted
under § 63.2346, and tanks storing ECF
that does not meet the adopted and
expanded definition of organic liquid)
are subject to the following conditions:
• For tanks that meet the tank
capacity and vapor pressure criteria for
hazardous waste tanks under
§ 264.1084(b)(1) for Level 1 control:
Æ The NESHAP provisions for Level 1
control under Subpart OO, Part 63,
§§ 63.901 through 63.907; or
Æ The NESHAP provisions for organic
liquid distribution under Subpart EEEE,
Part 63 under Item 1.a.i or 1.a.ii in Table
2 to Subpart EEEE, which require 95%
emissions reduction via venting to a
control device under provisions of
Subpart SS, Part 63, or Level 2 tank
emissions control under Subpart WW,
Part 63, or routing emissions to a fuel
gas system or back to a process under
§ 63.984 of Subpart SS, Part 63, or vapor
balancing emissions to the transport
vehicle from which the storage tank is
filled under § 63.2346(a)(4); or
Æ Hazardous waste tank controls
under Subpart CC, Part 264, under
§ 264.1084(d)(3), (d)(4), or (d)(5) for use
of venting to a control device, or a
pressure tank, or a tank located inside
an enclosure that is vented through a
9 Organic HAP regulated by Subpart EEEE, Part 63
are listed in Table 1 to Subpart EEEE.
10 An organic liquid for purposes of
§ 261.38(c)(vi) means emission comparable fuel
that: (1) Contains 5 percent by weight or greater of
the RCRA oxygenates as well as organic HAP listed
in Table 1 to Part 63, Subpart EEEE; and (2) has an
annual average true vapor pressure of 0.7
kilopascals (0.1 psia) or greater.
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closed-vent system to an enclosed
combustion control device, and the
associated provisions under §§ 63.1081
(definitions), 264.1083(c) (determination
of vapor pressure), 264.1084(j) (transfer
to a tank), 264.1087 (closed-vent
systems and control devices), and
264.89(b) (recordkeeping).
• For tanks that do not meet the tank
capacity and vapor pressure criteria for
hazardous waste tanks under
§ 264.1084(b)(1) and are, thus, subject to
Level 2 control, the air emission
Tank capacity
(gallons)
controls are the same as for Level 1
control, except that the Level 1 controls
under Subpart OO, Part 63, are not
applicable.
The air emission conditions for ECF
tanks are summarized in the table
below:
Adopted old NESHAP conditions
(subpart EEEE, part 63) for tanks storing ECF that meets the definition of
organic liquid 1
Vapor pressure
(psia)
Existing sources
<5,000 ....................................................
>=5,000 to <10,000 ...............................
>=10,000 to <20,000 .............................
>=20,000 to <40,000 .............................
>=40,000 to <50,000 .............................
>=50,000 ................................................
<11.1 .....................................................
>=11.1 ...................................................
<4.0 .......................................................
>=4.0 to <11.1 .......................................
>11.1 .....................................................
<=0.1 .....................................................
>=0.1 to >4.0 .........................................
>=4.0 to >11.1 .......................................
>=11.1 ...................................................
<=0.1 .....................................................
>=0.1 to >4.0 .........................................
>=4.0 to >11.1 .......................................
>=11.1 ...................................................
<=0.1 .....................................................
>=0.1 to >0.75 .......................................
>=0.75 to >4.0 .......................................
>=4.0 to >11.1 .......................................
>=11.1 ...................................................
<=0.1 .....................................................
>=0.1 to >0.75 .......................................
>=0.75 to >11.1 .....................................
>=11.1 ...................................................
Reconstructed or
new sources
..............................
..............................
..............................
A
B
..............................
..............................
A
B
..............................
..............................
A
B
..............................
..............................
..............................
A
B
..............................
A
A
B
..............................
..............................
..............................
A
B
..............................
A
A
B
..............................
A
A
B
..............................
A
A
A
B
..............................
A
A
B
Adopted
conditions for
tanks not subject
to adopted old
controls
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
or
or
or
or
or
or
or
or
or
or
or
or
or
or
or
or
or
or
or
or
or
or
C
D
C
C
D
C
C
C
D
C
C
D
D
C
C
D
D
D
C
C
D
D
1 Organic liquid means emission comparable fuel that: (1) Contains 5 percent by weight or greater of the RCRA oxygenates as well as organic
HAP listed in Table 1 to Part 63, Subpart EEEE; and (2) has an annual average true vapor pressure of 0.7 kilopascals (0.1 psia) or greater.
Notes:
A: 95% emissions reductions via venting to a control device under Subpart SS, Part 63; or Level 2 tank control under Subpart WW, Part 63; or
route emissions to a fuel gas system or back to a process under 63.984 of Subpart SS, Part 63; or vapor balancing emissions to the transport
vehicle from which the storage tank is filled under 63.2346(a)(4) of Subpart EEEE, Part 63.
B: 95% emissions reductions via venting to a control device under Subpart SS, Part 63; or route emissions to a fuel gas system or back to a
process under 63.984 of Subpart SS, Part 63; or vapor balancing emissions to the transport vehicle from which the storage tank is filled under
63.2346(a)(4) of Subpart EEEE, Part 63.
C: Level 1 control under Subpart OO, Part 63, or venting to a control device under 264.1086(d)(3), or a pressure tank under 264.1084(d)(4) of;
or tank located inside an enclosure that is vented to an enclosed combustion control device under 264.1084(d)(5).
D: Venting to a control device under 264.1086(d)(3); pressure tank under 264.1084(d)(4); or tank located inside an enclosure that is vented to
an enclosed combustion control device under 264.1084(d)(5).
b. Containers. Containers that store
ECF are subject to the adopted OLD
provisions (see § 261.38(c)(1)(vi)(C)(3))
in order to be excluded. However, these
provisions establish standards for
containers only in a specific situation:
Containers with a capacity greater than
55 gallons that are being loaded at a
transfer rack at a new facility with ECF
that meets the definition of organic
liquid and where the annual volume of
ECF is 800,000 gallons or more. See
Items 9 and 10 in Table 2 to adopted
Subpart EEEE.
To ensure that air emissions are
controlled for other ECF containers as
they are for containers storing liquids
containing volatile organics (assuring
that ECF is handled as are other
commodities rather than being
discarded), we adopt the national
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18:09 Dec 18, 2008
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emission controls for containers under
Subpart PP, Part 63. Subpart PP
prescribes three levels of air emission
controls: Level 1, Level 2, and Level 3.
To determine which level of control
would apply to ECF containers, we
adopt the applicability criteria for
hazardous waste containers under
§ 264.1086(b)(1). See
§ 261.38(c)(vii)(B)(1) and (c)(vii)(B)(2).
Those applicability criteria specify
whether Level 1 or Level 2 national
emission controls for containers apply,
considering the size of the container and
whether it is ‘‘in light material
service.’’ 11 Under these adopted
11 An ECF container is in light material service if:
(1) The vapor pressure of one or more of the organic
components in the ECF is greater than 0.3
kilopascals (kPa) at 20 °C; and (2) the total
concentration of the pure organic components
PO 00000
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Fmt 4701
Sfmt 4700
controls as conditions for the exclusion,
an ECF container having a design
capacity greater than 0.1 cubic meters
(26 gallons) satisfies the conditions if it:
(1) Meets the applicable U.S.
Department of Transportation (DOT)
regulations on packaging hazardous
materials for transportation; and (2) is
kept closed unless ECF is being added
or removed from the container.
c. Equipment Leaks. For tanks and
containers that are conditioned on
meeting the adopted OLD requirements,
air emissions from leaks from
equipment that contains or contacts ECF
at a storage unit are controlled under the
adopted OLD requirements
having a vapor pressure greater than 0.3 kilopascals
(kPa) at 20 °C is equal to or greater than 20 percent
by weight. See § 264.1031.
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Federal Register / Vol. 73, No. 245 / Friday, December 19, 2008 / Rules and Regulations
(§ 63.2346(c)). For tanks and containers
that are not conditioned on meeting the
adopted OLD requirements, equipment
leaks are subject to adopted NESHAP
controls for equipment leaks, as
discussed below. See
§ 261.38(c)(1)(vi)(C)(3), (c)(1)(vii)(A)(3),
and (c)(1)(vii)(B)(3).
The OLD NESHAP subjects storage
units to the following Part 63 NESHAP
for equipment leaks if a facility has a
tank or container subject to air emission
control under Table 2 to Subpart EEEE:
Subpart TT (Level 1 control), or Subpart
UU (Level 2 control), or Subpart H.
For equipment leaks that are not
conditioned on meeting OLD, we adopt
as conditions the same suite of NESHAP
controls that are required under OLD,
and apply those controls to all
equipment that stores or contacts ECF at
a storage unit. The adopted NESHAP
controls are: (1) Subpart TT, Part 63,
(Level 1 control), except for § 63.1000;
or (2) Subpart UU (Level 2 control),
except for § 63.1019; or (3) Subpart H,
except for §§ 63.160, 63.162(b) and (e),
and 63.183.
B. What Are the Alternative Storage
Conditions?
The rule establishes alternative
storage conditions that we adopt from
the hazardous waste storage standards
under 40 CFR Part 264. See § 261.38(e).
You may comply with these alternative
conditions in lieu of the conditions just
enumerated in Section II.A above. If you
choose to meet these alternative
conditions, you must substitute the term
‘‘emission-comparable fuel’’ for each
occurrence of the term ‘‘hazardous
waste’’ or ‘‘waste.’’
The alternative conditions for your
ECF tank or container storage unit
provide controls for: (1) Security; (2)
inspections; (3) personnel training; (4)
handling ignitable, reactive, or
incompatible materials; (5)
preparedness and prevention; (6)
contingency plan and emergency
procedures; and (7) air emission
controls for equipment leaks.
Specifically, if you store ECF in a
container, to maintain the exclusion,
you must comply with conditions
governing the use and management of
those containers. Those conditions
address: (1) The condition of the
containers; (2) compatibility of the ECF
with the containers; (3) management of
the containers; (4) inspections; (5)
containment; (6) special requirements
for ignitable or reactive ECF; and (7) air
emission controls.
On the other hand, if you store ECF
in a tank, to maintain the ECF
exclusion, you must comply with
conditions that address: (1)
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18:09 Dec 18, 2008
Jkt 217001
Containment and detection of releases;
(2) general operating requirements; (3)
inspections; (4) response to leaks or
spills and disposition of leaking or
unfit-for-use tank systems; (5) ignitable
or reactive materials; (6) incompatible
materials; and (7) air emission controls.
C. What Are the Other Storage
Conditions?
1. Underground Storage of ECF Is
Prohibited
The final rule prohibits storage of ECF
in underground tanks (i.e. a hazardous
secondary material stored in an
underground tank by definition cannot
be ECF): A tank the volume of which
(including the volume of underground
pipes connecting thereto) is 10 percent
or more beneath the surface of the
ground.12 In the preamble to the
proposed rule, we requested comment
on whether generators or burners would
be likely to store ECF in underground
tanks. We did not receive any
information to indicate that ECF would
be stored in underground tanks. Given
the additional complexity to the rule
that would result from the need to adopt
air emission controls, as well as
preparedness and prevention and
emergency procedure provisions for
underground storage tanks, we conclude
that allowing the use of underground
storage tanks for ECF would
unnecessarily complicate the rule for
very little benefit, or (more likely) no
benefit at all.
2. What Are the Conditions for Closure
of RCRA Storage Units That Become
ECF Storage Units?
The rule waives the RCRA closure
requirements in 40 CFR Parts 264 and
265 for those interim status and
permitted storage units, and generator
accumulation units exempt from the
permitting requirements under § 262.34
of this chapter, that store ECF, provided
that: (1) The storage unit has been used
to store only the hazardous waste that
is subsequently excluded as ECF under
the conditions of § 261.38; and (2) the
storage unit will be used to store only
that ECF.
3. What Are the Conditions for Closure
of Storage Units?
Like any other product storage unit
which goes out of service, tank systems
and container storage units would not
be required to undergo closure under
the RCRA hazardous waste regulations
(unless liquids or accumulated solids
were not cleaned from the tank system
or container within 90 days of cessation
of operation as an ECF storage unit),
12 See
PO 00000
§ 280.12.
Frm 00008
Fmt 4701
Sfmt 4700
when the unit ceases operation as a
product storage unit. See § 261.4(c).
However, if an ECF storage unit ceases
to be operated to store ECF product, but
has not been cleaned by removing all
liquids and accumulated solids within
90 days of cessation of ECF storage
operations, the tank system or container
would become subject to the RCRA
Subtitle C regulations.13 14 See
§ 261.38(b)(13).
Discarded liquids and accumulated
solids removed from a tank system or
container that ceases to be operated for
storage of ECF product are solid wastes.
This material is hazardous waste if it
exhibits a characteristic of hazardous
waste or if the ECF no longer meets a
condition of the exclusion and is
otherwise listed as a hazardous waste.
Similarly, liquids and accumulated
solids removed from a tank system or
container are solid wastes (and if
identified or listed, hazardous wastes) if
at any time they do not meet the ECF
specifications and other conditions of
the exclusion.15
4. What Are the Conditions for
Management of Incompatible ECF and
Other Materials?
ECF generators and burners must take
precautions to prevent the mixing of
ECF and other materials which could
result in reactions which could: (1)
Generate extreme heat or pressure, fire
or explosions, or violent reactions; (2)
produce uncontrolled hazardous mists,
fumes, dusts, or gases; (3) produce
uncontrolled flammable fumes or gases;
or (4) damage the structural integrity of
the storage unit or facility. See
§ 261.38(c)(1)(viii). ECF generators must
document how they will take
precautions to avoid these situations.
This documentation must be kept onsite for three years.
III. What Are the Conditions for ECF
Burners?
ECF must be burned in particular
combustors under prescribed conditions
to be eligible for the exclusion.
13 This provision also applies to currently
excluded comparable fuel.
14 If the tank is used to actively accumulate
hazardous waste after being taken out of service as
an ECF (or comparable fuel) product tank, the tank
may be eligible for the provisions under § 262.34
that waive the permit requirements for generator
tanks that accumulate hazardous waste for not more
than 90 days.
15 This assumes that all hazardous secondary
materials claimed to be ECF and stored in a tank
or container properly met the conditions for the
exclusion. If not, however, any liquid or
accumulated solids removed from the tank or
container, at any time, would be hazardous waste,
and therefore subject to regulation as hazardous
waste from the point of generation.
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A. What Types of Combustors May Burn
ECF?
To be excluded, ECF may be burned
in an industrial or utility boiler that is
a watertube type of steam boiler that
does not feed fuel using a stoker or
stoker-type mechanism. To be
considered a boiler, a combustor must
meet the definition of boiler under
§ 260.10. To be considered an industrial
boiler, the boiler must be located on the
site of a facility engaged in a
manufacturing process where
substances are transformed into new
products, including the component
parts of products, by mechanical or
chemical processes. To be considered a
utility boiler, the boiler must be used to
produce electric power, steam, heated or
cooled air, or other gases or fluids for
sale. See § 261.38(b)(3)(i)(B).
ECF may also continue to be burned
in any hazardous waste combustor
operating under a RCRA permit issued
under Part 270, provided the ECF is
burned under the same operating
requirements that apply to hazardous
waste burned by the combustor (i.e.,
ECF must be burned as though it were
hazardous waste). Those hazardous
waste operating requirements apply in
lieu of the conditions for burning ECF
under § 261.38(c)(2), except that the ECF
constituent feedrate limits under
§ 261.38(c)(2)(ii)(C) continue to
apply.16 17 The hazardous waste
operating requirements serve as
conditions for exclusion of the ECF.
Consequently, if the burner fails to
comply with the hazardous waste
operating requirements when burning
ECF, the ECF loses the exclusion and
must be managed as hazardous waste
from the point of generation.18
B. What Are the Operating Conditions
for Burners?
ECF must be burned under the
following operating conditions to be
excluded, as provided by
§ 261.38(c)(2)(ii):19 20
16 Although the hazardous waste combustor
operating requirements ensure that 99.99% DRE
and good combustion is achieved, the ECF
constituent feedrate limits are needed to ensure that
emissions from the hazardous waste combustor are
comparable to fuel oil emissions.
17 In addition, to implement the ECF feedrate
limits, the ECF automatic feed cutoff system
requirements under § 261.38(c)(2)(ii)(G) that apply
to monitoring the constituent feedrate limits as
specified under § 261.38(c)(2)(ii)(G)(1)(ii) also apply
to HWCs.
18 See discussion in Part Four, Section V.A, below
for the rationale for this provision.
19 Note, however, that if ECF is burned in a
hazardous waste combustor operating under a
RCRA permit, these operating conditions do not
apply, except for the ECF constituent feedrate
limits. In this situation, all operating requirements
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19:46 Dec 18, 2008
Jkt 217001
• The feedrate of ECF constituents
(i.e., oxygenates and hydrocarbons)
must not exceed the limits provided by
Table 2 to § 261.38; 21
• Carbon monoxide (CO)
concentrations in the stack gas must be
monitored continuously, must be linked
to an automatic ECF feed cutoff system,
and must not exceed 100 ppmv on an
hourly rolling average (corrected to 7%
oxygen);
• The boiler must fire at least 50%
primary fuel on a heating value and
mass basis, and the primary fuel must
be fossil fuel, fuels derived from fossil
fuel, tall oil, or comparable fuel with a
heating value of 8,000 Btu/lb or greater;
• The boiler load must be 40% or
greater;
• Key operating parameters (i.e., CO;
gas temperature at the inlet to the
electrostatic precipitator (ESP) or fabric
filter (FF) unless coal is the primary
fuel; indicator of boiler load; ECF
feedrate; primary fuel feedrate) must be
linked to a system that automatically
cuts off the ECF feed if the limits on the
parameters are exceeded;
• ECF must be fired into the primary
fuel flame zone;
• The ECF firing system must provide
proper atomization; and
• If the boiler is equipped with an
ESP or FF and does not fire coal as the
primary fuel, the combustion gas
temperature at the inlet to the ESP or FF
must be continuously monitored, must
be linked to the automatic ECF feed
cutoff system, and must not exceed
400 °F on an hourly rolling average.
IV. What Are the Recordkeeping,
Notification, and Certification
Conditions?
A. Fuel Analysis Plans
ECF generators must develop a fuel
analysis plan prior to sampling and
analysis of their ECF to determine if the
ECF meets the exclusion specifications.
See § 261.38(b)(4).
ECF burners may also be required to
develop a fuel analysis plan as a
condition of the exclusion. Specifically,
when burning ECF, burners must know
the as-fired heating value and the asfired concentration of the ECF
constituents for each fuel fed to the
boiler. If a burner does not receive from
the generator documentation of the
that apply to hazardous waste burning apply as
conditions for burning ECF.
20 Please note also that boiler operators must be
trained to operate and maintain the boiler and
monitoring systems to ensure compliance with the
burner conditions. See § 261.38(c)(2)(iii).
21 See discussion in Part Three, Section III.B.3
below for the rationale for this provision and how
it will be implemented. See also
§ 261.38(c)(2)(ii)(C).
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77961
heating value and concentration of the
ECF constituents for each shipment or
use the default values for primary fuels
provided by § 261.38(c)(2)(ii)C), the
burner must develop a fuel analysis
plan.22
All sampling and analysis plans must
document: (1) Sampling, analysis, and
statistical analysis protocols that were
employed; (2) sensitivity and bias of the
measurement process; (3) precision of
the analytical results for each batch of
fuel tested; and (4) the results of the
statistical analysis.
B. Sampling and Analysis
ECF must meet all of the
specifications for comparable fuel,
except the specifications for
hydrocarbons and oxygenates. Sampling
and analysis is required for all
constituents (unless the generator uses
process knowledge as discussed below)
because, even though the specifications
for hydrocarbons and oxygenates are not
applicable, the concentrations of those
constituents must be known to
demonstrate compliance with the feed
rate limits for each constituent under
§ 261.38(c)(2)(ii)(C) (i.e., to satisfy this
condition of the exclusion). The
generator must document the claim that
specific hazardous constituents meet the
exclusion specifications based on
process knowledge. Just as for
comparable fuel, the following cannot
be determined to ‘‘not be present’’ in the
fuel based on process knowledge: (1) A
hazardous constituent that causes the
ECF to exhibit the toxicity characteristic
or hazardous constituents that were the
basis for the waste code in 40 CFR
268.40; (2) a hazardous constituent
detected in previous analysis of the
ECF; (3) a hazardous constituent
introduced into the process that
generates the ECF; or (4) a hazardous
constituent that is a byproduct or side
reaction to the process that generates the
ECF.
Regardless of which method a
generator uses, testing or process
knowledge, the generator is responsible
for ensuring that the ECF meets all
constituent specifications at all times. If
at any time the ECF fails to meet any of
the specifications, or other conditions of
the exclusion, the ECF loses the
exclusion and is subject to regulation as
hazardous waste from the point of
generation.
22 As noted earlier, EPA expects that in the
majority of situations, the generator and burner of
the ECF will be the same. In this case, the fuel
analysis plan required for burners may be
incorporated in the generator’s fuel analysis plan.
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C. Speculative Accumulation and
Legitimacy
This rule adopts the same speculative
accumulation provisions for ECF under
§ 261.38(b)(7) as those applying to
existing comparable fuel and to any
recycled hazardous waste under
§ 261.2(c)(4). Generators and burners
must ‘‘turn over’’ annually at least 75
percent of the ECF on hand at the
beginning of each calendar year. See the
definition of ‘‘accumulated
speculatively’’ in § 261.1(c)(8). An ECF
generator must burn or ship off site for
burning during the calendar year at least
75% of the ECF on hand on January 1.
An ECF burner must burn during the
calendar year at least 75% of the ECF on
hand on January 1. Although there is no
formal recordkeeping requirement
associated with the speculative
accumulation provision, the burden of
proof is on the generator and burner to
demonstrate that the ECF has not been
speculatively accumulated.
In addition, as like all other
hazardous secondary materials being
recycled, ECF must satisfy legitimacy
criteria assuring that recycling is not a
sham for waste management. See, e.g. 72
FR 14197–198. Here, the ECF
constituent specifications (identical
concentrations of most hazardous
constituents in ECF and fuel oil),
substantial heating value in the
oxygenates and hydrocarbons present in
higher concentrations than in fuel oil,
and conditions on burning assuring the
same emissions from a boiler burning
ECF as from burning fuel oil, all assure
that ECF will be recycled legitimately.
D. Notifications
In order to be excluded, ECF
generators and burners must comply
with the same notification requirements
that apply to comparable fuel burners
and generators, along with a few
additional notification conditions.
1. ECF Generator Notification
The ECF generator is the person who
initially generates the hazardous
secondary material (otherwise classified
as a hazardous waste) and who
documents and certifies that the
material meets the ECF exclusion
criteria. The generator must submit a
one-time initial notification 23 to the
RCRA and CAA regulatory authorities
under § 261.38(b)(2)(i)(A) which
contains general facility identification
information, a certification stating that
23 Please note that, if the generator currently
claims an exclusion for comparable fuel and has
previously submitted a notification for the
comparable fuel, the generator must submit an
additional notification to claim an exclusion for
ECF.
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the generator is meeting the conditions
under § 261.38, and ECF-specific
information including:
• An estimate of the average and
maximum monthly and annual quantity
of hazardous secondary material for
which the ECF exclusion is claimed;
• An estimate of the annual quantity
of each hazardous secondary material
stream for which the ECF exclusion is
claimed; and
• An estimate of the maximum
concentration of each ECF constituent
(i.e., hydrocarbons and oxygenates) in
each ECF stream for which the ECF
exceeds the comparable fuel
specification levels in Table 1 to
§ 261.38.
2. ECF Burner Notifications
All ECF burners must publish a
public notice in a major newspaper of
general circulation local to the facility
that provides information including (see
§ 261.38(b)(2)(ii)):
• General facility identification
information; and
• An estimate of the average and
maximum monthly and annual quantity
of ECF to be burned.
In addition, ECF burners must submit
a one-time initial notification to the
RCRA and CAA regulatory authorities
providing general facility identification
information and ECF-specific
information including (see
§ 261.38(c)(5)):
• An estimate of the maximum
annual quantity of ECF that will be
burned; and
• An estimate of the maximum asfired concentrations of each
hydrocarbon and oxygenate for which
the ECF exceeds the comparable fuel
specification levels in Table 1 to
§ 261.38.24
Finally, ECF burners must submit a
notification to the RCRA and CAA
regulatory authorities within 5 days of
exceeding an operating limit that is
linked to the ECF automatic feed cutoff
system. The notification must
document: (1) The exceedance; (2) the
measures the burner has taken to
manage the material as a hazardous
waste; and (3) the measures the burner
has taken to notify the generator that the
burner has failed to comply with a
condition of the exclusion.
24 EPA proposed that burners notify as to the
estimated amount of ECF burned monthly and
annually (see 72 FR at 3310), but did not propose
that the notification include concentration of ECF
constituents. However, the proposed rule did not
include conditions on the feedrate of ECF
constituents, although EPA solicited comment on
that possibility, and is adopting that approach in
this final rule. EPA views notification of ECF
constituent levels as a logical corollary to the rule’s
feedrate provisions.
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3. Notification of Closure of a Tank or
a Container Storage Unit
ECF generators and burners that store
ECF in a tank or container must submit
a notification to the RCRA regulatory
authority when a tank or a container
storage area goes out of ECF service.25
The notification must state the date
when the tank or container storage unit
is no longer used to store ECF. A tank
or container storage unit is out of ECF
service if it no longer is used to store
ECF that is destined to be burned under
the conditions of the exclusion.
E. Burner Certification
ECF burners intending to accept ECF
from off-site generators must provide
the ECF generator with a one-time
written, signed statement that includes
the following: (1) A certification that the
burner will meet the conditions under
§ 261.38 and that the State in which the
burner is located is authorized to
exclude ECF under § 261.38; and (2)
general facility identification
information.
F. Recordkeeping
ECF generators are subject to the same
recordkeeping requirements that
currently apply to comparable fuel
generators. ECF burners are also subject
to recordkeeping requirements as a
condition of exclusion. Records must be
maintained for three years.
1. ECF Generator Recordkeeping
Requirements
As a condition of exclusion, ECF
generators must maintain records
containing information including: (1)
Documentation of compliance with the
applicable conditions of the exclusion;
(2) the monthly and annual quantities of
each hazardous secondary material that
is excluded; and (3) for each off-site
shipment, name and address of the
burner, quantity of ECF shipped and
delivered, date of shipment and
delivery, and a cross-reference to the
record of information used to document
that the fuel meets the ECF
specification. See § 261.38(b)(8).
2. ECF Burner Recordkeeping
Requirements
ECF burners must keep a record of
information required to comply with the
operating requirements under
§ 261.38(c)(2) in order to be excluded.
25 This provision is useful in assessing inspection
priorities, and in assuring that tanks and containers
are closed pursuant to the subtitle C standards if
accumulated solids and liquids are not removed
within 90 days of cessation of operation as an ECF
storage unit. However, EPA considers the provision
to be legally severable from the other conditions
attached to the management of ECF.
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Consistent with the current
comparable fuel exclusion, hazardous
wastes listed for the presence of dioxins
or furans are not eligible for the ECF
exclusion. See § 261.38(b)(11).
generated through the time that it is
ultimately burned. See § 261.38(d).
If, however, the generator that claims
the exclusion for ECF that is burned in
an off-site, unaffiliated burner 29
documents in the operating record that
it has made reasonable efforts to ensure
that the burner complies with the
conditions of the exclusion, the
hazardous secondary material will not
be considered a hazardous waste when
managed by the generator upon a
finding that the burner has not complied
with a condition of the exclusion. The
reasonable efforts must be based on an
objective evaluation, both prior to the
first shipment and periodically
thereafter, that the burner would
manage the ECF under the applicable
conditions of § 261.38. See discussion in
Part Four, Section VI.A below.
V. What Are the Consequences of
Failure To Comply With a Condition?
VI. What Conditions Apply to Spills
and Leaks?
Off-site burners must also keep records
of each shipment of ECF received,
including: (1) The name, address, and
EPA ID number of the generator;26 (2)
the quantity of ECF delivered; and (3)
the date of delivery.
G. Transportation
DOT requirements applicable to
hazardous materials under 49 CFR Parts
171–180 apply to ECF. Those standards
include a requirement for a shipping
paper.
H. Ineligible RCRA Hazardous Waste
Codes
It is the responsibility of the generator
claiming the exclusion to demonstrate
eligibility.27 More specifically, to be
eligible for this exclusion, the person
claiming the exclusion must document
that ECF meets the ECF specifications
under § 261.38(a)(2), as well as the other
conditions of the exclusion, including:
the conditions prohibiting blending and
diluting to achieve the specifications
under § 261.38(a)(4) and (a)(7); the
implementation conditions under
§ 261.38(b); and the special conditions
for managing ECF under § 261.38(c).
After the exclusion for a hazardous
secondary material has been claimed,
the conditions of the exclusion must
continue to be met to maintain the
exclusion.28 If any person managing
ECF fails to meet a condition of the
exclusion, the exclusion is lost and the
fuel must be managed as a hazardous
waste from the point of generation.
Therefore, except as discussed below,
EPA (or an authorized state) could
choose to bring an enforcement action
under RCRA section 3008(a) for all
violations of the RCRA subtitle C
requirements occurring from the time
the hazardous secondary material is
26 ECF generators (and off-site burners) must
obtain an EPA ID number. See
§§ 261.38(b)(2)(i)(A)(1) and (c)(4).
27 The burden for demonstrating with appropriate
documentation compliance with the conditions of
an exclusion in an enforcement action is on the
person claiming the exclusion. 40 CFR 261.2(f).
28 Separate and distinct from any requirement or
condition established under this rule, all generators
of a secondary material—including ECF generators
under this exclusion—have a continuing obligation
to conduct proper hazardous waste determinations,
including notifying the appropriate government
official if they are generating a hazardous waste. 40
CFR 262.11.
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ECF that is spilled or leaked, not
cleaned up immediately and which no
longer meets the conditions of the
exclusion, is ‘‘discarded.’’ Thus, it is a
solid waste. Such spilled or leaked ECF
is a hazardous waste if it exhibits a
characteristic of hazardous waste or if
the ECF were otherwise a listed
hazardous waste.
Furthermore, the exclusion would not
affect the obligation to promptly
respond to and remediate any releases
of ECF that may occur. Management of
the released material not in compliance
with applicable Federal and State
hazardous waste requirements could
result in an enforcement action. For
example, a person who spilled or
released ECF and failed to immediately
clean it up could potentially be subject
to enforcement for illegal disposal of
ECF. See, for example, § 264.1(g)(8). In
addition, the release could potentially
be addressed through enforcement
orders, such as orders under RCRA
sections 3013 and 7003.
In addition, ECF that is spilled or
leaked and can no longer be burned
under the conditions of the exclusion is
a waste (it is a hazardous waste if it
exhibits a characteristic of hazardous
waste or if the ECF were otherwise a
listed hazardous waste) and must be
managed in accordance with existing
federal and state regulations.
Furthermore, if an ECF tank system or
container ceases to be operated to store
ECF product, but has not been cleaned
by removing all liquids and
accumulated solids within 90 days of
29 An unaffiliated burner is a boiler or hazardous
waste combustor located at a facility that is not
owned by the same parent company that generated
the ECF.
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77963
cessation of the ECF storage operations,
the tank system or container would
become subject to the RCRA subtitle C
hazardous waste regulations.30 (This is
the same principle that applies to any
product storage unit when it goes out of
service. See § 261.4(c).) Liquids and
accumulated solids removed from a tank
system or container that ceases to be
operated for storage of ECF product are
waste (they are hazardous wastes if they
exhibit a characteristic of hazardous
waste or if the ECF were otherwise a
listed hazardous waste).
VII. What Are the Clarifications and
Revisions to the Existing Conditions for
Comparable Fuel?
We are amending several provisions
that apply to the comparable fuel
conditions for the same reasons that we
are applying the amended provisions to
ECF. Specifically, those amendments
are:
• We are clarifying the consequences
of failure to satisfy the conditions of the
existing comparable fuel exclusion. That
is, we are clarifying that excluded fuel
that is spilled or leaked and that no
longer meets the conditions of the
exclusion must be managed as a
hazardous waste if it exhibits a
characteristic of hazardous waste or if it
is otherwise a listed hazardous waste.
See § 261.38(b)(15).
• We are clarifying the status of tank
systems and container storage units that
cease to be operated as comparable fuel
storage units. That is, the tank system
and container storage unit become
subject to the RCRA hazardous waste
facility standards if not cleaned of
liquids and accumulated solids within
90 days of ceasing operations as a
comparable fuel storage unit. We are
also clarifying that discarded liquids
and accumulated solids removed from
the tank and container after the tank or
container ceases to be operated for
storage of comparable fuel must be
managed as hazardous waste if they
exhibit a characteristic of hazardous
waste or if they are otherwise listed
hazardous wastes. See § 261.38(b)(13).
• We are waiving the RCRA closure
requirements for tank systems and
container storage units that are used
only to store hazardous wastes that are
subsequently excluded as comparable
fuel. See § 261.38(b)(14), and discussion
above in Part Two, Section II.C.2.
30 If the storage unit is used to actively
accumulate hazardous waste after being taken out
of service as an ECF product storage unit, the
storage unit may be eligible for the provisions under
§ 262.34 that waive the permit requirements for
generator storage units that accumulate hazardous
waste for not more than 90 days.
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• We are clarifying the regulatory
status of boiler residues, including
bottom ash and emission control
residue. That is, these wastes would be
hazardous if they exhibit a hazardous
waste characteristic. See § 261.38(b)(12).
• We are requiring that the one-time
notice by the generator to regulatory
officials include an estimate of the
average and maximum monthly and
annual quantity of comparable fuel for
which an exclusion is claimed.31 See
§ 261.38(b)(2)(i)(A). This condition
applies prospectively to generators that
newly claim the exclusion and to
generators that must submit a revised
notification because of a substantive
change in the information required by
the notice.
In addition, please note that, as
proposed, the final rule restructures the
current conditions for comparable fuel
(and syngas fuel) to make the regulatory
language more readable given that the
regulation must accommodate the
exclusion for ECF. See 72 FR at 33289.
Consequently, we have redrafted the
entire section for clarity. In addition, we
proposed certain technical corrections
to several provisions of the rule.32 Those
language changes are purely technical
and are promulgated in this final rule.
As explained at proposal, we did not
reexamine, reconsider, or otherwise
reopen these provisions for comment.
Part Three: What Are the Major
Changes Since Proposal?
I. What Are the Major Changes to the
Emission-Comparable Fuel
Specification?
Under the final rule, the
specifications in Table 1 to § 261.38 do
not apply to hydrocarbons and
oxygenates in ECF. See
§ 261.38(a)(2)(ii)(B).
The proposed rule would have
continued to apply the specifications to
naphthalene and the 10 PAHs listed in
Table 1 to § 261.38. We were concerned
that, when ECF with high
concentrations of the hydrocarbons or
oxygenates for which the specifications
would not apply is burned, emissions of
those compounds may be somewhat
higher than from burning fuel oil, even
31 Providing an estimate of excluded quantities
would help regulatory officials establish inspection
and monitoring priorities. Omission of this
condition was an oversight when the exclusion was
initially promulgated. We conditioned the
exclusion on the burner issuing a public notice that
included this information (see existing
§ 261.38(c)(1)(ii)(D)), but we inadvertently did not
specify that the generator who claims the exclusion
was to provide this same information to regulatory
officials.
32 See memorandum from Bob Holloway, USEPA,
to Docket ID No. EPA–HQ–RCRA–2005–20017,
dated January 10, 2007.
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though the boiler is operating under
good combustion conditions and
achieving 99.99 percent destruction and
removal efficiency for organic
compounds in the feed. If,
notwithstanding the conditions
proposed for burning, emissions of
naphthalene or the PAHs from burning
ECF under a particular situation were
higher than emissions from burning fuel
oil, we were concerned that ECF
emissions may not remain protective.
Given that the final rule (unlike the
proposed rule) establishes feedrate
limits for each ECF constituent,33 we
now have objective assurance that a
boiler burning ECF will have emissions
comparable to a boiler burning fuel oil.
Consequently, it is no longer necessary
to continue to apply the specifications
to naphthalene and the 10 PAHs. See
discussion of the need for feedrate
limits, and an explanation of how they
are derived, in Part Three, Section
III.B.3 below.34
In addition, the specification for
minimum heating value under the final
rule is 8,000 Btu/lb, and the ECF must
meet this specification as generated. The
proposed rule would have established a
minimum heating value specification of
5,000 Btu/lb, but would have required
an as-fired minimum heating value of
8,000 Btu/lb. 72 FR at 33296. The final
rule establishes a minimum 8,000 Btu/
lb specification as generated consistent
with the principle that the conditions
which assure that ECF is not discarded
all apply to ECF as generated. A heating
value for ECF, as-fired, of 8,000 Btu/lb
is one of those conditions—it is
necessary to assure that emissions from
a boiler burning ECF are comparable to
a boiler burning fuel oil. This assures
that ECF is comparable to fuel oil when
burned from the standpoint of physical
composition and emissions, and
confirms that ECF is reasonably
classified as a fuel product and not as
a discarded waste. Accordingly, the
final rule requires as a condition of the
exclusion that the minimum heating
value specification applies to ECF as it
is generated. See also discussion in Part
Two, Section I above.
33 ECF constituent means the hydrocarbons and
oxygenates in Table 1 to § 261.38, for which the
specifications do not apply for ECF.
34 In addition to these changes to the ECF
specification, the final rule also requires that ECF
must meet the viscosity specification as generated.
Viscosity is a specification that must be met (for
both ECF and comparable fuel) before a hazardous
secondary material is excluded as a fuel product.
Given that ECF may not be treated to meet the
specifications, ECF must meet the viscosity (and
other) specifications as generated.
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II. What Are the Major Changes to the
Storage Conditions?
A. Storage in Containers Is Allowed
The final rule allows storage of ECF
in containers. The proposed rule would
have allowed storage only in tanks, but
requested comment on whether
generators would be likely to store ECF
in containers. Several commenters
stated that limiting ECF storage to tanks
would render small volume facilities
ineligible without a rational basis. We
believe this is a valid critique and have,
therefore, established in the final rule
conditions for storage of ECF in
containers based on the same principles
that we used to establish conditions for
storage of ECF in tanks. See
§ 261.38(c)(1).
B. Alternative Storage Conditions Are
Provided
The final rule establishes alternative
storage conditions that are adopted
solely from the hazardous waste storage
requirements under Part 264. See
§ 261.38(e). These controls are of
comparable stringency to those drawn
from the storage requirements for fuel
products and organic liquid products
and by-products. You may comply with
these conditions in lieu of the collection
of storage conditions adopted from the
storage requirements for other materials:
Discharge prevention requirements
adopted from the SPCC requirements for
oil storage facilities; containment and
emergency procedure requirements
adopted from the hazardous waste
storage requirements; and fugitive air
emission controls adopted from several
NESHAP (National Emission Standards
for Hazardous Air Pollutants). See
discussion in Part Four, Section III.B for
the rationale for these alternative
conditions.
C. Conditions To Control Fugitive Air
Emissions From Tank Systems Are
Revised
In response to comments on the
proposed rule, we reevaluated the
controls for air emissions from tanks
and determined that: (1) We proposed
conditions to expand the applicability
of the OLD controls to tank capacity/
ECF vapor pressure scenarios that
would result in controls more stringent
than those that apply to hazardous
waste tanks; (2) there are several other
tank capacity/ECF vapor pressure
scenarios for which OLD is not
applicable and for which we
inadvertently did not propose
conditions to expand OLD control; and
(3) we inadvertently did not propose
conditions to control air emissions for
tanks that store ECF that does not meet
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the adopted definition of organic liquid,
and thus would not be subject to OLD
control. We have addressed these issues
and revised the fugitive air emission
conditions for tanks, as discussed in
Part Four, Section III.C below.
D. Storage in Underground Storage
Tanks Is Prohibited
Storage of ECF in underground
storage tanks is prohibited, as discussed
in Part II, Section II.C.1, above.
Although the proposed rule would have
allowed storage in underground tanks,
the final rule prohibits such storage to
avoid adding further complexity to the
rule for a practice that commenters did
not indicate would be widely used, if
used at all.
III. What Are the Major Changes to the
Burner Conditions?
A. What Types of Devices May Burn
Emission-Comparable Fuel?
Under the proposed rule, ECF could
be burned only in an industrial or utility
boiler that is a watertube type of steam
boiler that does not feed fuel using a
stoker or stoker-type mechanism. The
final rule also allows ECF to be burned
in hazardous waste combustors
operating under a RCRA permit and in
compliance with the applicable
requirements under Subpart O, Part 264,
Subpart H, Part 266, and Subpart EEE,
Part 63, under the condition that the
ECF is burned under the same operating
requirements that apply to hazardous
waste burned by the combustor. The
ECF burner operating conditions do not
apply to hazardous waste combustors,
except for the ECF constituent feedrate
limits. See discussion in Part Four,
Section V.A below, and
§ 261.38(c)(2)(i)(B).
B. What Are the Changes to the Burner
Conditions?
1. Comparable Fuel May Be Primary
Fuel
To meet the condition that ECF must
be fired with at least 50 percent primary
fuel on a heat or mass input basis, the
final rule adds comparable fuel with an
as-fired heating value of 8,000 Btu/lb or
higher to the list of fuels that may be
used as a primary fuel. Consequently,
you may use the following fuels as
primary fuel, provided that they have an
as-fired heating value of 8,000 Btu/lb or
higher: Fossil fuel; fuels derived from
fossil fuel; tall oil; or comparable fuel.
See discussion in Part Four, Section V.D
below, and § 261.38(c)(2)(ii)(A) and (B).
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2. The 50 Percent Primary Fuel Firing
Rate Is Based on Heat and Mass Input
A minimum of 50 percent of the fuel
fired to the boiler must be primary fuel,
determined on a total heat and mass
input basis.35 The proposed rule
inadvertently stated that the minimum
50 percent firing rate condition must be
determined on a total heat input or
volume input basis, whichever results in
a greater volume feedrate of primary
fuel. A mass basis for the calculation of
the primary fuel firing rate is more
appropriate than a volume basis because
it is consistent with the mass feedrate
limits for the ECF constituents, as
discussed below. We also note that the
parallel provision for hazardous waste
boilers for which the DRE standard is
waived (see § 266.110) bases the 50
percent minimum primary fuel
requirement on a heat or mass input,
whichever results in the greater mass
input of primary fuel.36
3. A Feedrate Limit for Each ECF
Constituent Is Established
The final rule establishes in Table 2
to § 261.38 as a condition of the
exclusion a maximum allowable
feedrate limit normalized by gas
flowrate for each ECF constituent 37 for
which the specification does not apply
under paragraph (a)(2)(ii)(B). The gas
flowrate-normalized feedrate limits have
the units, ug/dscm, and are converted to
feedrate limits, kg/hr of ECF
constituents, by multiplying by the
stack gas flowrate, dscm/hr. Although
we did not propose regulatory language
for feedrate limits for ECF constituents,
we discussed at proposal the approach
35 We note that this condition was worded at
proposal as ‘‘The 50 percent primary fuel firing rate
shall be determined on a total heat or volume input
basis, whichever results in the greater volume
feedrate of primary fuel fired.’’ As a practical
matter, this means that the primary fuel must
provide at least 50% of the heat input to the boiler
and at least 50% of the volume input of fuels to
the boiler. To ensure that the meaning is clear, the
final rule expresses the condition as follows: The
primary fuel shall comprise at least 50% of the total
fuel heat input to the boiler and at least 50% of the
total fuel mass input to the boiler. (Note further that
we explain in the preamble that we meant to
specify the mass input at proposal rather than the
volume input.) As an example of how the condition
works, if the primary fuel were to provide 60% of
the heat input to the boiler but only 40% of the fuel
mass input, the mass input must be increased to at
least 50%.
36 We note further that, when EPA initially
promulgated the § 266.110 provisions, the rule
established the 50 percent primary fuel firing rate
on a heat input or volume input, whichever
resulted in the greater volume input of primary fuel.
EPA subsequently amended the provision, however,
to change the volume basis to a mass basis. See 56
FR at 42510 (Aug. 27, 1991).
37 ECF constituent means the hydrocarbons and
oxygenates listed in Table 1 to § 261.38 and for
which the specifications do not apply for ECF.
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we would use to establish the limits,
and presented example limits. 72 FR at
33315–16.38 We have considered
comments on the proposed approach
and have refined the approach for the
final rule, as discussed below.
The ECF constituent feedrate limits
provide objective assurance that the
emissions from ECF burning are
comparable to the emissions from
burning fuel oil: Emissions of ECF
constituents from an industrial boiler
burning ECF will be comparable to
emissions of those compounds from an
industrial boiler burning fuel oil. The
proposed rule would have addressed
this issue by continuing to apply the
comparable fuel specifications to PAHs
and naphthalene because: (1) When ECF
with high concentrations of the
hydrocarbons or oxygenates for which
the specifications would not apply is
burned, emissions of those compounds
may be somewhat higher than from
burning fuel oil, even though the boiler
is operating under good combustion
conditions; and (2) higher emissions of
PAHs and naphthalene would raise
protectiveness concerns because these
compounds pose a relatively high
hazard compared to other hydrocarbons
and the oxygenates listed in Table 1 to
§ 261.38. 72 FR at 33299. Given that the
final rule provides objective assurance
through conditions on the feedrate for
each ECF constituent that the emissions
from ECF burning are comparable to the
emissions from burning fuel oil that
would often otherwise be the fuel of
choice, the rationale for continuing to
apply the specifications for these
compounds is no longer valid.
Similarly, the proposed 25 percent
maximum ECF firing rate limit when
benzene or acrolein concentrations
exceed two percent is no longer needed.
See 72 FR at 33299. The limitation
(through conditions) of feedrate of each
ECF constituent is a more direct way
than the proposed firing rate limit on
ECF as a whole to assure that emissions
from burning ECF would be comparable
to emissions from burning fuel oil.
We discuss below how we derived the
feedrate limits and how they are
implemented.
38 As discussed at proposal (72 FR at 33314), we
requested comment on establishing feedrate limits
for each ECF constituent in response to a peer
review comment stating that it may be problematic
to conclude that ECF emissions would invariably be
comparable to emissions from burning fuel oil. This
is because ECF could have unlimited
concentrations of hydrocarbons and oxygenates and
that combustion is generally considered to be a
constant percent reduction process. Thus, as the
concentration of an organic constituent in the feed
increases, the concentration of the compound in the
emissions may also increase.
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a. Overview of Approach to
Establishing Feedrate Limits. To
calculate the ECF constituent feedrate
limits, we first identified the industrial
boiler fuel oil emission level for each
constituent (i.e., measured levels of that
constituent in emissions from industrial
boilers burning fuel oil) or, where fuel
oil emissions data were not available for
a specific ECF constituent, a surrogate
emission level. We then projected a DRE
for each constituent, considering
available DRE data, the thermal stability
of the compound, and whether the
compound is commonly formed as a
product of incomplete combustion
(PIC). We then back-calculated a
maximum feedrate limit that is
normalized by stack gas flowrate, and
that has the units, ug/dscm. The gas
flowrate-normalized feedrate is
converted to an ECF constituent feedrate
limit (i.e., kg/hr) by multiplying by the
boiler gas flowrate (i.e., dscm/hr).
b. Fuel Oil Emission Levels. We have
industrial boiler fuel oil emissions data
for 12 of the 37 ECF constituents.39 We
used the highest test condition average
emissions to establish the maximum
allowable emission levels for these 12
constituents. It is reasonable to use the
highest test condition average as the
maximum allowable emission level
rather than the average or 95th
percentile because the data base is not
robust—the full range of boiler
emissions may not be represented by the
limited data base. Using the highest test
condition average is a reasonable means
of accounting for emissions variability.
For the other 25 ECF constituents-the
two PAHs and the oxygenates other than
acrolein—we identified surrogates for
industrial boiler oil emission levels.40
For the two PAHs, we identify a
surrogate oil emission level of 0.02 ug/
dscm using emission data from other
PAHs for which we do have emission
data from oil-burning boilers. This
approach is reasonable because: (1) 0.02
ug/dscm is at the low end of the range
of emission levels for PAHs from oilburning boilers 41; and it is appropriate
to select from the low end of this range
because PAHs are more toxic than the
other hydrocarbons and the
oxygenates 42; and (2) available
39 We have oil emissions data for benzene,
naphthalene, toluene, acrolein and eight of 10
PAHs.
40 For more information than provided in the
preamble, see USEPA, ‘‘Final Technical Support
Document for the Expansion of the Comparable
Fuels Exclusion,’’ November 2008, Section 6.3.
41 The oil emissions data for the eight PAHs are:
0.005 ug/dscm; 0.02 ug/dscm; 0.04 ug/dscm; 0.1 ug/
dscm; 0.1 ug/dscm, 0.16 ug/dscm; 0.18 ug/dscm;
and 0.61 ug/dscm.
42 See the relative hazard ranking for the ECF
constituents in USEPA, ‘‘Final Technical Support
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emissions data indicate that PAHs are
emitted at substantially lower levels—
less than 0.6 ug/dscm—than either the
oxygenates or the other hydrocarbons
and the emission level we selected are
consistent with these data.
For the oxygenates, we identified a
surrogate oil emission level of 18 ug/
dscm because: (1) It is the only available
emission level in our data base for an
oxygenate (i.e., acrolein) from a boiler
burning fuel oil; (2) it is in the range of
emission levels for oxygenates from
other combustion sources 43; and (3)
although it is not at the low end of the
range of oxygenate emissions from
combustion sources, it is an appropriate
surrogate emission level because it
would result in de minimis health
risk.44
c. Projected Destruction and Removal
Efficiencies (DREs). We projected DREs
for each of the 37 ECF constituents
considering the available DRE data, the
thermal stability of the compound, and
whether, even under good combustion
conditions, the compound is commonly
formed as a PIC.45
As discussed at proposal, we
investigated the DRE data available for
hazardous waste-fired liquid fuel boilers
to project a DRE for the ECF
constituents.46 We have both DRE and
feedrate data for approximately 200 runs
from 27 boilers for 10 compounds. Two
of those compounds are ECF
constituents: Benzene and toluene.
Based on analysis of those data (i.e., the
DRE data for the ECF constituents and
Document for the Expansion of the Comparable
Fuels Exclusion,’’ November 2008, Section 2.4.
43 Hazardous waste boilers operating under good
combustion conditions can emit oxygenates in the
range of 0.6 ug/dscm to 130 ug/dscm, and coal
boilers can emit oxygenates in the range of 1.6 ug/
dscm to 38 ug/dscm. See USEPA, ‘‘Final Technical
Support Document for the Expansion of the
Comparable Fuels Exclusion,’’ November 2008,
Section 6.3.
44 Maximum annual ground level concentrations
of the oxygenates will be orders of magnitude lower
than the reference air concentrations (RfCs) for the
oxygenates other than acrolein. (The RfC is an
estimate of a continuous inhalation exposure
concentration to people (including sensitive
subgroups) that is likely to be without risk of
deleterious effects during a lifetime.) See USEPA,
‘‘Final Technical Support Document for the
Expansion of the Comparable Fuels Exclusion,’’
November 2008, Section 6.3. Although the RfC for
acrolein is much lower than the RfCs for the other
oxygenates such that maximum annual ground level
concentrations of acrolein from burning ECF could
approach this RfC, we have emissions data for
acrolein from an oil-burning boiler and therefore do
not need to identify (and justify) a surrogate
emission level to back-calculate a feedrate limit.
45 For purposes of this discussion, PICs are
compounds in emissions that are formed from the
incomplete destruction of organic compounds in
the ECF and other boiler fuels.
46 See 72 FR at 33315–16, and Document No.
EPA–HQ–RCRA–2005–0017–0067 and Document
No. EPA–HQ–RCRA–2005–0017–0068.
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other compounds), it was reasonable to
project a DRE for ECF constituents in
the feed of 99.99 percent for thermal
stability class 1 and 2 compounds
(which are more difficult to destroy),
and a DRE for ECF constituents in the
feed of 99.995 percent for class 3–7
compounds.47
During development of the final rule
and in response to public comment,48
however, we concluded that, for ECF
constituents that are commonly formed
as PICs (i.e., benzene, naphthalene,
phenol, and toluene),49 the effective,
measured DRE may be lower (i.e.,
appearing to be less efficient destruction
evidenced by emissions of the
compound), particularly at low
constituent feedrates, even under good
combustion conditions, considering the
total emissions of the compound:
Emissions from unburned compounds
in the feed, and emissions attributable
to PIC formation during the incomplete
destruction of other compounds in the
ECF and other boiler fuels. Although the
DRE for the quantity of the compound
in the feed to the boiler would be at
least 99.99% under good combustion
conditions, the effective, measured DRE
of compounds that are common PICs
may be lower than 99.99% when they
are fed at low feedrates. This is because
at low feedrates, the portion of the
compound in the emissions that is
attributable to PICs, rather than
unburned compound in the feed, can be
substantial. As the compound feedrate
increases, emissions of the compound
attributable to unburned compound in
the feed mask the quantity of the
compound present as a PIC, and the
effective, measured DRE becomes more
representative of the feed-related DRE.
Because ECF constituents can be fed at
low feedrates, however, the DRE used to
calculate the ECF constituent feedrate
limits for the constituents that are
common PICs—benzene, naphthalene,
phenol, and toluene—must account for
the proportion of the emissions of the
constituent that is emitted as unburned
compound in the feed relative to the
portion of emissions attributable to PICs
47 The Thermal Stability ranking classifies
(generally) hazardous compounds according to their
gas phase thermal stability under oxygen-starved
conditions. Compounds are ranked according to the
temperature required to destroy 99% of the
compound in 2 seconds under oxygen-starved
conditions. See USEPA, ‘‘Guidance on Setting
Permit Conditions and Reporting Trial Burn
Results, Volume II of the Hazardous Waste
Incineration Guidance Series,’’ January 1989, Table
D–1.
48 See USEPA, ‘‘Comment Response Document
for the Exclusion of Emission-Comparable Fuel,’’
October 2008, Section 4.7, Comment No. 126A.9.
49 USEPA, ‘‘Final Technical Support Document
for the Expansion of the Comparable Fuels
Exclusion,’’ November 2008, Section 6.3.
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at low feedrates. Thus, the DREs used to
calculate the feedrate limits for the
common PICs may be lower than the
DREs associated with higher feedrates
where the PIC contribution is masked by
unburned compound in the feed.50 51
Although 14 ECF constituents are
thermal stability class 1 or 2 compounds
for which we project a feed-related (not
effective) DRE of 99.99%, three of those
compounds are common PICs: Benzene,
naphthalene, and toluene. For these
three compounds, we believe it is
reasonable to consider reducing the
feed-related DRE by an order of
magnitude to project a default, effective
DRE of 99.9% to account for PIC
emissions at low feedrates of these
compounds. We note, however, that we
have substantial DRE data for benzene
(from two boilers at one source)
documenting (effective) DREs below
99.9 percent at low feedrates in the
range allowed for ECF. Consequently,
we project a DRE for benzene of 99.7%
because it is at the low end of the range
of DREs achieved at the low feedrates at
which benzene in ECF may be fed.52 In
addition, we note that, for toluene, we
have approximately 20 DRE runs at low
feedrates (i.e., the same low feedrates for
which benzene DREs were well below
99.99%), all of which are above
99.99%.53 We also have more than 20
DRE runs for toluene at moderate
50 If the DRE associated with high ECF constituent
feedrates were used to calculate the ECF constituent
feedrate limits, emissions from burning ECF at low
feedrates would be higher than from burning fuel
oil. This is because the allowable emissions of the
compound would be calculated assuming
incorrectly that the PIC contribution would not be
significant at low feedrates. When the PIC
contribution is considered, emissions of the
compound would be higher than from fuel oil
emissions.
51 Please note that, because we cannot quantify
the increase in DRE as feedrate increases, we
projected a constant DRE across all feedrates.
Nonetheless, we conducted an analysis of DREs at
higher feedrates by drawing curves that bound the
worst DREs at higher feedrates. That analysis
corroborated the ECF constituent feedrate limits
calculated by assuming a constant DRE across
feedrates. Although the analysis indicates that
higher DREs are achieved at higher feedrates, those
higher DREs are not high enough to provide
comparable emissions, i.e., applying those DREs to
the associated feedrates would result in emissions
exceeding fuel oil emission levels. See USEPA,
‘‘Final Technical Support Document for the
Expansion of the Comparable Fuels Exclusion,’’
November 2008, Section 6.3, and the memorandum
from Bob Holloway, USEPA, to Docket ID Number
EPA–HQ–RCRA–2005–0017, entitled ‘‘Projecting
DREs to Calculate ECF Constituent Feedrate Limits:
Bounding Analysis to Investigate the Relationship
Between DRE and Feedrate,’’ dated November 24,
2008.
52 USEPA, ‘‘Final Technical Support Document
for the Expansion of the Comparable Fuels
Exclusion,’’ November 2008, Section 6.3.
53 USEPA, ‘‘Final Technical Support Document
for the Expansion of the Comparable Fuels
Exclusion,’’ November 2008, Figure 6–2.
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feedrates, and all but one of those runs
achieved greater than 99.99% DRE. The
lowest run achieved 99.987% DRE.
Consequently, we believe that a
projected DRE of 99.99% is appropriate
and is more in line with the measured
DREs for toluene than the nominal order
of magnitude reduction in feed-related
DRE for common PICs that we would
otherwise apply. We did not have DRE
data for naphthalene at proposal, and
therefore use the default order of
magnitude reduction in DRE to account
for PICs (i.e., 99.9%).
For similar reasons, for the thermal
stability class 3 compound that is a
common PIC—phenol—we project an
effective DRE of 99.95 percent, an order
of magnitude lower than the 99.995
percent feed-related projected DRE. We
did not have DRE data for phenol at
proposal, and therefore use the default
order of magnitude reduction in DRE to
account for PICs.
We also considered whether PICs
from the combustion of ECF compounds
that are not themselves common PICs
could cause an exceedance of the fuel
oil (or surrogate) emission levels for the
ECF constituents.54 We note that several
ECF constituents are aromatics (e.g., the
cresols, the phthalates, and
acetophenone) that could form PICs that
are ECF constituents. It is reasonable to
conclude, however, that PICs from these
compounds will not cause an
exceedance of the fuel oil (or surrogate)
emission levels for other ECF
constituents because: (1) Only four ECF
constituents are common PICs; and (2)
the projected, effective DREs for these
PICs, and thus their feedrate limits,
account for PIC emissions.
EPA may consider expanding the
comparable emissions approach, and
revisiting the DRE analysis, in light of
new data we may gather. As part of
various rulemakings and other
activities, EPA may receive data from
hazardous waste combustors on
emissions and feed used, which might
be used to refine the comparable
emissions approach.
d. Implementation of Feedrate Limits.
As discussed above, the feedrate limits
are expressed as a gas flowratenormalized feedrate (ug/dscm), which is
the feedrate in mass/unit time
normalized by stack gas flowrate. The
total feedrate limit (kg/hr) for each ECF
constituent, for total boiler fuels, is
54 We note that PICs from the combustion of ECF
constituents would not result in emissions of
compounds other than ECF constituents at levels
greater than from oil emissions. This is because the
feedrate limits ensure that ECF constituents will not
result in emissions of ECF constituents, and by
extension PICs from those constituents, at levels
higher than fuel oil.
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77967
determined by the boiler gas flowrate
and the maximum ECF constituent
feedrate (ug/dscm) provided by Table 2
to § 261.38. The maximum feedrate (kg/
hr) of a constituent attributable to ECF
is the total boiler constituent feedrate
(kg/hr) minus the constituent feedrate
(kg/hr) for all other boiler feedstreams.
To account for ECF constituents in
fuel oil used as the primary fuel,
burners may use actual concentrations
of ECF constituents in their fuel oil, or
the default concentrations based on fuel
oil analysis EPA used to support the
comparable fuel specification.55 See
Table 3 to § 261.38. Burners may also
use other fuels as primary fuel,
including coal and natural gas. See
§ 261.38(c)(2)(ii)(A). If coal is the
primary fuel, burners may use actual
concentrations of ECF constituents in
their coal, or default concentrations
based on AP–42 emission factors. See
Table 4 to § 261.38. If natural gas is the
primary fuel, burners may assume the
gas does not contribute ECF
constituents.
Example calculations for maximum
feedrates of ECF constituents and
concentrations of constituents in ECF,
and example ECF firing rate restrictions
resulting from the ECF constituent
feedrate limits are presented in USEPA,
‘‘Final Technical Support Document for
the Expansion of the Comparable Fuels
Exclusion,’’ November 2008, Section
6.3.
4. Additional Operating Parameters
Must Be Linked to the ECF Automatic
Feed Cutoff System
The final rule requires that additional
operating parameters be linked to the
ECF automatic feed cutoff system
(AFCOS) to ensure compliance with the
conditions of the exclusion. In addition
to requiring that the ECF AFCOS engage
when carbon monoxide levels exceed
100 ppmv on an hourly rolling average
and when the combustion gas
temperature at the inlet to the initial dry
particulate matter control device
exceeds 400 °F on an hourly rolling
average, as proposed (72 FR at 333296
and 333298), the final rule also requires
that the ECF AFCOS engage when: (1)
The emission-comparable fuel feedrate
limit for a constituent exceeds the limit
provided in Table 2 to § 261.38; (2) the
primary fuel firing rate is below 50
percent on either a heat input or mass
input basis; and (3) the steam
production rate (or other appropriate
indicator) indicates that the boiler load
55 USEPA, ‘‘Final Technical Support Document
for HWC MACT Standards, Development of
Comparable Fuel Specifications,’’ May 1998,
Appendix B.
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is below 40 percent (i.e., the automatic
feed cutoff system activates when one of
the conditions on burning is about to be
exceeded). See § 261.38(c)(2)(ii)(F)(1).
In addition, the final rule corrects the
proposed excessive exceedance
reporting requirement to require an
exceedance report within five days of
exceeding an operating limit linked to
the AFCOS when ECF is in the
combustion chamber. At proposal, we
inadvertently directly adopted for ECF
the excessive exceedance reporting
requirements applicable to hazardous
waste combustors (HWCs). For HWCs,
operating parameters that are linked to
the automatic waste feed cutoff system
are indicators that a source may have
failed to maintain compliance with an
emission standard. Thus, exceeding one
or more operating limits more than 10
times in a 60 day block is considered to
be excessive (and indicating an
increased possibility that an emission
standard may be exceeded), and an
excessive exceedance report is required.
Upon receipt of an excessive
exceedance report, the regulatory
authority may review the HWC’s
operations and provide additional
requirements to minimize exceedances.
For ECF burners, however, any
exceedance of an operating limit linked
to the AFCOS when ECF is in the
combustion chamber is a failure to
comply with a condition of the
exclusion. In that event, the material
must be managed as hazardous waste
from the point of generation.
Accordingly, this final rule requires that
the burner notify the regulatory
authority within five days of exceeding
an operating limit linked to the AFCOS
when ECF is in the combustion
chamber. Those operating parameters
that are linked to the AFCOS and for
which limits are established are: (1) CO
level in the stack gas; (2) temperature at
the inlet to the FF or ESP for sources not
burning coal as the primary fuel; (3) an
indicator of boiler load; (4) primary fuel
firing rate; and (5) feedrate of ECF
constituents. The notification must
document: (1) The exceedance; (2) the
measures the burner has taken to
manage the material as a hazardous
waste; and (3) the measures the burner
has taken to notify the generator that the
burner has failed to comply with a
condition of the exclusion.
5. Burners Must Provide Operator
Training
The final rule includes a condition
requiring boiler operator training. See
§ 261.38(c)(2)(iii). Boiler operator
training is needed to ensure compliance
with the boiler operating conditions
under § 261.38(c)(2)(ii). Although we
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included a condition in the proposed
rule that would require operator training
for storage units,56 and so implied that
operator training would generally be an
applicable condition, we inadvertently
did not propose a parallel condition for
boiler operator training.
We are correcting this omission in the
final rule. The condition is needed to
assure that combustion occurs under the
specified conditions, which in turn
assures emission comparability, an
element of our determination that ECF
is not discarded (through destruction of
the ECF constituents) when it is burned,
but rather is managed (including
burned) as a fuel commodity. The boiler
operating conditions are sufficiently
complex that training is needed to
ensure that boiler operation and
maintenance personnel can understand
and effectively implement the operating
requirements of the conditions for
exclusion, including the continuous
monitoring system requirements and the
ECF AFCOS. In fact, without such
training, we do not believe that a burner
could comply with the conditions on
burning, and thus, should not be eligible
for the exclusion. (Note: The boiler
operator training provision is not
redundant to emergency response
training requirements under the
Occupational Safety and Health
Administration (OSHA) regulations at
29 CFR 1910.120(q).)
For purposes of this provision, boiler
operators are personnel that operate or
maintain the boiler when ECF is burned,
including continuous monitoring
systems and the ECF AFCOS. The
condition requires that boiler operators
must successfully complete a program
that teaches them to perform their
duties in a way that ensures the boiler’s
compliance with the operating
conditions under § 261.38(c)(2)(ii).
The training program must be
directed by a person trained in boiler
operation procedures, and must include
instruction which teaches boiler
operators procedures relevant to the
positions in which they are employed.
At a minimum, the training program
must be designed to ensure that boiler
operators understand the operating
conditions under paragraph (c)(2)(ii)
and are able to respond effectively when
the ECF AFCOS engages an automatic
cutoff of the feed of ECF. Boiler
operators must take part in an annual
review of the initial training.
The boiler owner or operator must
maintain the following documents and
records at the facility: (1) The job title
and written description of the position
56 See proposed § 261.38(c)(1)(iii)(D) that adopts
the SPCC training provisions under § 112.7(f).
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for each boiler operator position, and
the name of the employee filling each
job; (2) a written description of the type
and amount of both introductory and
continuing training that will be given to
each person; and (3) records that
document that the required training or
job experience has been given to, and
completed by, boiler operators.
Training records on current personnel
must be kept until ECF is no longer
burned in the boiler. Training records
on former boiler operators must be kept
for at least three years from the date the
employee last worked as a boiler
operator at the facility.
IV. What Are the Major Changes to the
Implementation Conditions?
A. What Are the Changes to the Analysis
Plan Provisions for Burners?
To comply with the feedrate
conditions for ECF constituents
provided by § 261.38(c)(2)(ii)(C) and in
Table 2 to § 261.38, the final rule
requires that ECF burners must know
the as-fired heating value of each fuel
and the as-fired concentration of ECF
constituents in each fuel fed to the
boiler (e.g., fossil fuels and ECF itself).
The proposed rule would have
established feedrate conditions only on
ECF that contained more than two
percent benzene or acrolein. These
proposed conditions have been
superseded by the feedrate conditions
for all ECF constituents. See discussion
in Section III.B.3 above. Accordingly,
the final rule expands the analysis plan
requirements for burners to implement
the feedrate conditions on ECF
constituents. See § 261.38(b)(2)(5).
ECF burners are subject to the fuel
analysis plan conditions under
§ 261.38(b)(4) to determine the as-fired
heating value and concentration of ECF
constituents in each fuel fed to the
boiler, except: (1) The burner may use
documentation provided by the
generator for each shipment of ECF of
the heating value and concentration of
ECF constituents 57; and (2) the burner
may use the default primary fuel heating
values and ECF constituent
concentrations provided in
§ 261.38(c)(2)(ii)(C)(4).
B. What Are the Changes to the
Notification Provisions?
1. Initial Notification
For generators of ECF, the final rule
expands the information required in the
57 If the burner commingles the ECF with other
fuels, the burner may use documentation provided
by the generator to calculate the as-fired heating
value of the ECF and the concentration of ECF
constituents.
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one-time notification 58 to the RCRA and
CAA regulatory authority in whose
jurisdiction the exclusion is being
claimed. In particular, in addition to the
general facility information and an
estimate of the average and maximum
monthly and annual quantity of
hazardous secondary materials for
which an exclusion would be claimed
under the proposed rule, the final rule
is conditioned on the generator also
providing an estimate of the annual
quantity of each ECF stream, and, for
each ECF stream, the maximum
concentration of each ECF constituent
that exceeds the comparable fuel
specification in Table 1 to § 261.38. See
§ 261.38(b)(2)(i)(B). This additional
information characterizing the ECF will
assist the regulatory authorities
establish monitoring and enforcement
priorities.
For burners of ECF that receive the
fuel from an offsite generator, the final
rule also expands the information
required in the one-time notification
from the burner to the RCRA and CAA
regulatory authority in whose
jurisdiction the exclusion is being
claimed. In particular, in addition to the
general facility information and
certification of compliance with the
storage and burner conditions of the
exclusion required under the proposed
rule, the final rule also requires the
burner to: (1) Provide an estimate of the
maximum annual quantity of ECF that
will be burned, and an estimate of the
maximum as-fired concentrations of
each ECF constituent for which the ECF
exceeds the specifications for
comparable fuel in Table 1 to § 261.38;
and (2) provide documentation that ECF
will be fired into the flame zone of the
primary fuel.59 See § 261.38(c)(5). This
additional information characterizing
the ECF and boiler operating conditions
will assist regulatory authorities to
establish monitoring and enforcement
priorities.
2. Notification of Closure of a Tank or
a Container Storage Unit
ECF generators and burners that store
ECF in a tank or container must submit
a notification to the RCRA regulatory
authority when a tank or a container
storage area goes out of ECF service. The
notification must state the date when
the tank or container storage unit is no
longer used to store ECF. A tank or
58 If there are subsequent, substantive changes in
the information provided in the notification, the
generator must submit a revised notification to the
regulatory authorities.
59 See discussion in Part Four, Section IV.C
regarding the rationale for documenting that ECF
will be fired into the flame zone of the primary fuel,
and guidance on acceptable documentation.
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container storage unit is out of ECF
service if it no longer is used to store
ECF that is destined to be burned under
the conditions of the exclusion.
C. What Are the Changes to the
Consequences of Failure To Comply
With a Condition of the Exclusion?
As proposed, an excluded fuel (i.e.,
existing comparable fuel, synthesis gas
fuel, and ECF) loses its exclusion if any
person managing the fuel fails to
comply with the conditions of the
exclusion under § 261.38, and the
hazardous secondary material must be
managed as a hazardous waste from the
point of generation. In such situations,
EPA or an authorized state agency may
take enforcement action under RCRA
section 3008(a).
The final rule provides a ‘‘reasonable
efforts’’ provision, however, to address
generator liability when an offsite,
unaffiliated burner fails to comply with
a condition of the exclusion for ECF.60
If the generator who claims the
exclusion for ECF that is burned in an
off-site, unaffiliated boiler 61 documents
in the operating record that reasonable
efforts have been made to ensure that
the burner complies with the conditions
of exclusion, the burner rather than the
generator will be liable for discarding a
hazardous waste upon a finding that the
burner has not complied with a
condition of exclusion. See
§ 261.38(d)(2).
The reasonable efforts must be based
on an objective evaluation by the
generator, both prior to the first
shipment and periodically thereafter,
that the burner would manage the ECF
under the applicable conditions of
§ 261.38. Reasonable efforts by the
generator must include, at a minimum,
affirmative answers to the following
questions prior to shipping the ECF to
the burner, and must be repeated every
three years thereafter: (1) Has a burner
submitted the notification to the RCRA
and CAA Directors required under
§ 261.38(c)(5)(i), and has the burner
published the public notification of
burning activity as required under
§ 261.38(b)(2)(ii); (2) are there any
unresolved significant violations of
60 A reasonable efforts provision is not provided
for comparable fuel and synthesis gas fuel
generators because there are minimal conditions on
burners for those excluded fuels, and the generator
can readily determine if the burner has complied
with those conditions. Comparable fuel and syngas
fuel burners must: (1) Publish a public notice of
their intent to burn excluded fuel, as required by
§ 261.38(b)(2(ii); and (2) submit a certification to the
generator, as required by § 261.38(b)(10)(i).
61 The rule defines an unaffiliated burner as a
boiler or hazardous waste combustor located at a
facility that is not owned by the same parent
company that generated the ECF.
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environmental regulations at the burner
facility, or any formal enforcement
actions taken against the facility in the
previous three years for violations of
environmental regulations, and if yes,
does the generator have credible
evidence that the burner will
nonetheless manage the ECF under the
conditions of § 261.38; and (3) does the
burner have the equipment and trained
personnel to manage the ECF under the
conditions of § 261.38.
In making these reasonable efforts, the
generator may use any credible evidence
available, including information
obtained from the burner and
information obtained from a third party.
The generator must maintain for a
minimum of three years documentation
and certification that reasonable efforts
were made for each burner facility to
which ECF is shipped.
Part Four: What Are the Responses to
Major Comments?
I. Scope of the ECF Exclusion
Comment: Several commenters state
that EPA’s decision not to address their
analytical concerns about demonstrating
compliance with the existing exclusion
is a significant ‘‘missed opportunity’’ to
increase the usefulness of the existing
exclusion. They claim that matrix
interferences and detection limit
problems make it difficult or impossible
to demonstrate comparability for many
waste fuels. These same commenters
also urge EPA to allow for blending to
meet the specification limits for
hydrocarbons and oxygenates.
Response: Regarding the commenters’
analytic concerns, we explained at
proposal that the specifications in Table
1 to § 261.38 for volatile organic
compounds that were not detected in
fuel oil or gasoline were based on the
low levels of detection achievable for
fuel oil rather than the much higher
levels of detection achievable for
gasoline.62 72 FR at 33287–88. Given
that only benzene, toluene, and
naphthalene were detected in our
benchmark fuels—fuel oils and
gasoline—we used this approach for
most of the volatile organic compounds.
We acknowledged this deviation from
establishing the specification for
undetected compounds as the highest
level of detection in a benchmark fuel
and explained that the levels of
detection for volatile compounds in
gasoline were inflated because of matrix
effects. Commenters believe that we
should consider the fact that many
hazardous secondary materials used as
a fuel may pose the same matrix effects
62 EPA promulgated these specifications in 1998,
63 FR 33782 (June 19, 1998).
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as gasoline, such that the fuel oil-based
specifications would not be reasonably
achievable.
We continue to believe that it would
not be appropriate to consider
increasing the specifications for all
volatile organic compounds and base
them on the higher levels of detection
in gasoline rather than fuel oil levels of
detection because most of the
compounds (e.g., halogenated
compounds) would simply not be
expected to be found in fuel oil or
gasoline. As a result, use of the higher
detection limits would result in
specification levels that could exclude
hazardous secondary materials that are
not comparable to fuel oil or gasoline.
Rather, only certain hydrocarbons
would be expected to be in these fuels.
We explained at proposal that we could
potentially also consider oxygenates,
however, because they are within a class
of compounds that are added to fuels to
enhance combustion.
It appeared, however, that this
potential revision would not likely
result in additional hazardous
secondary materials being conditionally
excluded. In discussions with the
chemical industry during the
development of the proposed rule, they
did not identify any hazardous
secondary materials that cannot meet
the current specifications using
analytical methodologies recommended
for the matrix in question, but that
could qualify for exclusion if the
specifications for volatile hydrocarbons
and oxygenates were increased to the
levels of detection for gasoline that we
experienced when sampling the
benchmark fuels. Although the
commenters reiterate their concerns
about analytic issues, they again have
not identified any hazardous secondary
materials that would be conditionally
excluded from regulation if the
specifications for volatile hydrocarbons
and oxygenates were increased to the
levels of detection for gasoline. We
continue to be unable to identify the
problem. Consequently, the final rule
does not revise the specifications for
volatile hydrocarbons and oxygenates.
With respect to commenters’ concern
regarding allowing blending to meet the
specification limits for hydrocarbons
and oxygenates, in discussions with the
chemical industry during the
development of the proposed rule, they
again did not identify any hazardous
secondary materials that would be
conditionally excluded from regulation
if blending were allowed. Consequently,
we did not pursue this approach further.
Even though the commenters reiterate
their concerns about blending in
response to the proposed rule,
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commenters again have not identified
any hazardous secondary materials that
would be excluded if blending to meet
the specifications for hydrocarbons and
oxygenates were allowed. Consequently,
EPA is finalizing this aspect of the rule,
as proposed.
II. Legal Rationale for the ECF
Exclusion
A. EPA’s Interpretation of the Solid
Waste Disposal Act (SWDA)
1. Hazardous Waste Burned for Energy
Recovery
Comment: A commenter states that
EPA’s claim that hazardous secondary
material that is otherwise a hazardous
waste can be classified as a fuel if it is
burned for energy recovery under
certain combustion conditions
contravenes the Solid Waste Disposal
Act (SWDA). The commenter believes
that the text of the Act makes clear that
burning a material that would otherwise
qualify as a hazardous waste does not
transform that material into something
other than a waste, regardless of
whether energy is recovered from the
combustion process and regardless of
the conditions under which it is burned.
The text of the SWDA demonstrates that
Congress was well aware that waste is
burned for energy recovery, but did not
intend that combusting a hazardous
secondary material for energy recovery
would transform that material from a
regulated waste to an unregulated fuel,
according to the commenter. The
commenter states that § 3004(q) requires
EPA to issue standards applicable to
facilities that produce fuel from
hazardous waste, facilities that ‘‘burn,
for purposes of energy recovery, any
fuel produced’’ from hazardous waste,
and persons who distribute or market
fuel produced from hazardous waste. 42
U.S.C. 6924(q)(1)(A)–(C).
Response: The final rule does not
exclude from the definition of solid
waste fuels produced from hazardous
waste. The rule states that ECF is not a
solid waste due to the combination of
management practices (determined via
conditions on the exclusion) and the
physical identity of ECF to the fossil
fuels for which it can substitute which
demonstrate objectively that the
hazardous secondary material can
permissibly be classified as nondiscarded. ECF will be stored subject to
conditions similar to or identical to
those which apply to commercial fuels,
products, or by-products. It will be
burned under conditions such that
emissions will not be different from the
fuel oil that could be burned in its
place. It is largely physically identical to
fuel oil with respect to hazardous
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constituent concentrations. To be ECF,
the secondary material as initially
generated must meet the hazardous
constituent specification, as well as the
other specifications, and then be subject
to all other conditions. Such materials
can permissibly be considered not to be
discarded and hence not solid wastes.
EPA sees nothing in § 3004(q) which
supports the commenter’s contention
that such materials must be classified as
discarded. The provision only applies to
hazardous wastes, so the first inquiry
must necessarily be whether the
material at issue—ECF—is discarded.
Section 3004(q) does not itself address
that question. The commenter’s
statement that § 3004(q) requires EPA to
develop rules that regulate emissions
from burning hazardous waste for
energy recovery is correct, but does not
address whether ECF is discarded—i.e.,
is solid waste in the first instance.
Under section 3004 (q), a hazardous
secondary material must first be a
hazardous (and solid) waste before
restrictions can apply to burning it for
energy recovery.
2. SWDA § 3004(q)
Comment: The commenter notes that
§ 3004(q) further expressly provides
‘‘[f]or purposes of this subsection, the
term ‘hazardous waste listed under
section 6921 of this title’ includes any
commercial chemical product which is
listed under section 6921 of this title
and which, in lieu of its original
intended use, is (i) produced for use as
(or as a component of) a fuel, (ii)
distributed as a fuel, or (iii) burned as
a fuel.’’ 42 U.S.C. 6924(q)(1) (emphasis
added). Thus, the commenter states that
§ 3004(q) makes clear that Congress
intended any material that qualifies as
hazardous waste to be regulated as
hazardous waste regardless of whether it
is turned into a fuel, marketed or
distributed as a fuel, or burned as a fuel
for energy recovery. The commenter
notes that Congress emphasized this
point by making clear that such
materials are ‘‘waste’’ even if they are
‘‘commercial chemical product[s]’’
rather than materials that were not
deliberately produced for sale or some
other purpose.
Response: The reference to
‘‘commercial chemical products’’ refers
to those hazardous secondary materials
listed in § 261.33 and does not classify
as wastes materials listed in that section
which are themselves ordinary fuels. At
the time of the 1984 amendments, EPA
had in place a rule (former §§ 261.2 and
261.33) which did not classify those
listed commercial chemicals burned as
fuels as discarded. Congress in
promulgating § 3004(q) made clear that
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commercial chemical products listed in
§ 261.33 not produced as fuels were to
be classified as hazardous wastes when
burned for energy recovery. Congress
made equally clear that listed
commercial chemical products which
were themselves ordinary fuels (for
example, benzene, toluene, and xylene)
were not to be classified as wastes (see
§ 3004(q)(1)) (reference to listed
commercial chemical products includes
only those products listed in § 261.33
which are not used for their original
intended purpose but instead are
burned as a fuel; see also H.R. Rep. 98–
198, 98th Cong. 1st session 40 (same)).
This has been EPA’s consistent
interpretation of this provision. See 61
FR at 17459 (April 19, 1996)
(commercial chemical benzene, toluene,
and xylene are not discarded when used
as fuels since they are themselves fuels);
50 FR at 49168 n. 8 (Nov. 29, 1985)
(pipeline interface from transport of
toluene not a waste when burned for
energy recovery, under the same
principle).
This provision has been construed
narrowly as applying solely to
commercial chemical products used as
fuels in lieu of their normal use. AMC
I, 824 F. 2d at 1189. ECF is not such a
material. See also related responses
below.
Comment: The same commenter states
that the legislative history of § 3004(q)
confirms that fuel produced from
hazardous waste must be regulated as
hazardous waste. The commenter notes
that, before § 3004(q) was amended,
EPA had created a regulatory provision
that ‘‘provided that unused commercial
chemical products were solid wastes
only when ‘discarded’ ’’ and defined
that term as ‘‘abandoned (and not
recycled) by being disposed, burned, or
incinerated (but not burned for energy
recovery).’’ American Mining Congress
v. EPA, 824 F.2d 1177, 1188–1189 (DC
Cir. 1987) (‘‘AMC I’’) (quoting 1983
regulatory provisions) (emphasis
added). To ‘‘override’’ that regulatory
provision, Congress added the following
language to § 3004(q), according to the
commenter: ‘‘for purposes of this
subsection, the term ‘hazardous waste
listed under section 6921 of this title’
includes any commercial chemical
product which is listed under section
6921 of this title and which, in lieu of
its original intended use, is (i) produced
for use as (or as a component of) a fuel,
(ii) distributed as a fuel, or (iii) burned
as a fuel.’’’ 824 F.2d at 1188–1189
(quoting 42 U.S.C. 6924(q)(1)) (emphasis
added). The commenter notes that the
House Report on this amendment
expressly states:
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Hazardous waste, as used in this provision,
includes not only wastes identified or listed
as hazardous under EPA’s regulations, but
also includes any commercial chemical
product (and related materials) listed
pursuant to 40 CFR 261.33, which is not used
for its original intended purpose but instead
is burned or processed as fuel. (Under
current EPA regulations, burning is not
deemed to be a form of discard; hence listed
commercial chemical products, unlike spent
materials, by products or sludges, are not
deemed to be a ‘‘waste’’ when burned as fuel.
They are only ‘‘waste’’ when actually
discarded or intended for discard.)
824 F.2d at 1189 (quoting H.R. Rep. No.
198, 98th Cong., 1st Session 40).
According to the commenter, the
House Report affirms that ‘‘EPA already
has the authority to regulate the
blending and burning of hazardous
wastes for purposes of energy recovery’’
and explains that their objective is ‘‘to
accelerate the agency’s rulemaking and
close a major gap in the present
regulations and to set an outside
deadline for the regulation of all
burning of hazardous wastes.’’ H.R. Rep.
No. 198, 98th Cong., 1st Session 42
(emphasis added). The House Report
reiterates that the legislation ‘‘corrects a
major deficiency in the present RCRA
regulations by requiring EPA to exercise
its existing authority over hazardous
waste-derived fuels by regulating their
production, distribution and use.’’ Id. at
39. In summary, the House Report
states:
EPA has asserted its jurisdiction over
burning and blending of hazardous waste for
energy recovery * * * However, the
committee still believes, as it did last year,
that legislation is necessary to assure that the
committee’s objective in compelling EPA to
develop and implement a comprehensive
regulatory program over burning and
blending for energy recovery are [sic]
achieved, within the timetable set by the
committee. The provisions of Section 6 do
not grant EPA any new statutory authority;
RCRA now provides EPA full authority to
regulate hazardous wastes that are blended or
burned for energy recovery and to regulate
the owners and operators of the blending and
burning facilities. The committee wants to
assure that EPA will exercise its authority
over all facilities that blend or burn
hazardous waste for energy recovery.
Id. at 39 (emphasis added). The
commenter states that, as the DC Circuit
concluded from the amendment to
§ 3004 and the House Report, Congress
deliberately addressed the burning of
commercial chemical fuels by ‘‘deeming
the offending materials to be
‘discarded’ ’’ and therefore within the
statutory definition of ‘solid waste.’ ’’
824 F.2d at 1189.
Response: The DC Circuit’s analysis
directly contradicts this comment. In
American Mining Congress v. EPA
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(‘‘AMC I’’), 824 F.2d 1177, 1188–89, the
DC Circuit, citing the same legislative
history as the comment, stated that the
provision making non-fuel commercial
chemicals hazardous wastes was limited
in scope and did not change the need to
first define any other hazardous
secondary materials as solid wastes. The
court noted that EPA regulation in 1983
had provided that unused commercial
chemical products were solid wastes
only when discarded, which the Agency
had defined as not including burning for
energy recovery. As a result, in the 1985
RCRA amendments, ‘‘Congress
addressed this problem by deeming the
offending materials to be ‘discarded’
and therefore within the statutory
definition of ‘solid waste.’ This specific
measure did not, however, revamp the
basic definitional section of the statute.’’
AMC I at 1189.
The Court rejected, as circular, the
implication in this argument, and
others, that a statutory statement that
certain materials are, or are not, solid or
hazardous wastes, somehow, changes
the definitional provisions of RCRA. See
AMC I at 1187, 1188, 1191. With respect
to 3004(q), in particular, the court
stated:
EPA argues that [section 3004(q)(1)]
evinces Congressional intent to include
recycled in-process materials within the
definition of ‘‘solid waste.’’ We note at the
outset that this provision is likewise a
subsection of [section 3004] and is therefore
directed towards hazardous waste treatment
facilities. The ever-present circularity
problem thus looms here as well.
AMC I at 1188.
Therefore, a hazardous secondary
material can be excluded from the
definition of solid waste even if it is
burned for energy recovery.
Comment: The same commenter states
that the structure of § 3004(q) reinforces
Congress’ clear intent. Sections
3004(q)(2)(A) and (B) contain two
exemptions from the requirements of
§ 3004(q)(1) pertaining to facilities that
burn, produce, distribute and market
hazardous waste fuel. The presence of
these very narrow exemptions from the
regulations clearly indicates that
Congress considered exactly which fuels
should be exempted from these
requirements, according to the
commenter. The commenter states that
the Act allows only a narrow exemption
for petroleum refinery wastes containing
oil that are converted into petroleum
coke at the same facility at which such
wastes were generated, unless the
resulting coke product would exceed
one or more characteristics by which a
substance would be identified as a
hazardous waste under section 6921 of
the Act. 42 U.S.C. 6924(q)(2)(A). The
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commenter states that the second
exemption pertains to facilities that
burn de minimis quantities of fuel under
certain specified circumstances.
According to the commenter, the
exclusion is also narrowly defined and
requires that the Administrator
determine that (1) such wastes are
burned at the same facility at which
such wastes are generated; (2) the waste
is burned to recover useful energy as
determined by the Administrator on the
basis of the design and operating
characteristics of the facility and the
heating value and other characteristics
of the waste; and (3) the waste is burned
in a type of device determined by the
Administrator to be designed and
operated at a destruction and removal
efficiency sufficient such that protection
of human health and environment is
assured. 42 U.S.C. 6924(q)(2)(B).
Response: The commenter again
supposes that the hazardous secondary
materials at issue are wastes, the issue
to be determined. This type of
circularity in reasoning was rejected,
with respect to these very provisions, by
the DC Circuit in AMC I. See 824 F.2d
at 1187–88 and previous response. In
addition, as also just explained,
statutory exemptions for hazardous
secondary materials that have already
become wastes do not affect the basic
definitional provision as to what
constitutes a waste in the first place.
AMC I, 824 F.2d at 1187–88 and n.16.
Comment: The same commenter states
that the exclusion would deprive
§ 3004(q) of meaning and, indeed, is a
transparent attempt by the Agency to
circumvent § 3004 and elevate the
current administration’s policy goal of
excusing hazardous waste combustion
from pollution control requirements
over Congress’ decision that the burning
of hazardous waste and fuel produced
from hazardous waste must be regulated
under the SWDA.
Response: This exclusion does not
deprive § 3004(q) of practical meaning.
Of the current universe of 1,943,000
tons per year 63 of hazardous waste
burned for energy recovery, EPA
estimates that this rule will reclassify
only 118,500 tons per year (or
approximately six percent) under the
conditional exclusion. In any case, the
issue is whether ECF must be
considered discarded even though it is
physically identical to, or has emissions
comparable to, fossil fuels and is
otherwise managed so that discard does
not occur when it is burned,
transported, or stored.
Comment: The same commenter states
that SWDA § 3004(r) further confirms
63 See
70 FR at 59530.
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that Congress did not intend EPA to
exempt hazardous waste from SWDA
regulation just because it is burned for
energy recovery. The commenter notes
that § 3004(r) expressly prohibits ‘‘any
person’’ from distributing or marketing
‘‘any fuel which is produced from
hazardous waste identified or listed
under section 6921 of this title or any
fuel which otherwise contains any
hazardous waste’’ without a label
warning that such fuel ‘‘CONTAINS
HAZARDOUS WASTES’’ and lists the
hazardous wastes contained therein. 42
U.S.C. 6924(r)(1). The commenter also
notes that Section 3004(r)(2) then
provides a limited exception from that
labeling requirement covering only
‘‘fuels produced from petroleum
refining waste containing oil if—(A)
such materials are generated and
reinserted onsite into the refining
process; (B) contaminants are removed;
and (C) such refining waste containing
oil is converted into petroleum-derived
fuel products at a facility at which crude
oil is refined into petroleum products
* * * ’’ 42 U.S.C. § 6924(r)(2). Section
3004(r)(3) then provides EPA with
authority to create one further narrow
exception from the labeling
requirements for ‘‘fuels produced from
oily materials, resulting from normal
petroleum refining, production, and
transportation processes, if (A)
contaminants are removed and (B) such
oily materials are converted along with
normal process streams into petroleumderived fuel products at a facility at
which crude oil is refined into
petroleum products’’ 42 U.S.C.
6924(r)(3). Both of the limited
exceptions described in § 3004(r)(2) and
(3) are applicable ‘‘unless the
Administrator determines otherwise as
may be necessary to protect human
health and the environment.’’ 42 U.S.C.
§ 6924(r)(2) and (3). The commenter
believes that, by requiring the labeling
of all fuel produced from hazardous
waste as hazardous waste and providing
only limited exceptions, which are
conditioned on protection of human
health and the environment, § 3004(r)
further confirms that Congress intended
that hazardous wastes and fuels
produced from hazardous wastes do not
cease to be hazardous wastes just
because they are burned for energy
recovery. EPA’s proposed exclusion
deprives § 3004(r) of meaning, and is a
transparent attempt to circumvent the
limitations that section imposes on the
agency’s discretion, according to the
commenter.
Response: EPA disagrees with this
comment. Although hazardous wastes
used as fuels are subject to the
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hazardous waste regulations, the
exclusion promulgated here is limited to
that ECF that meets the hazardous
constituent specifications, as well as the
other specifications, as generated; that
is, before it is a solid waste. Thus,
because section 3004(r), like § 3004(q),
is written in terms of wastes, requiring
in the first instance that a determination
be made as to whether a hazardous
secondary material is a waste before the
provision can apply, we disagree with
the commenter. For the reasons already
given, EPA has reasonably determined
that ECF, in the first instance, is not
discarded.
3. Impact of the Exclusion on SWDA
§ 3001(f)
Comment: The same commenter states
that EPA’s proposal also circumvents
§ 3001(f) and deprives it of meaning.
The Agency asserts authority to declare
that listed wastes are not wastes if they
are burned for energy recovery under
certain combustion conditions. But,
§ 3001(f) provides procedures for
excluding listed waste from listing and
thus from regulation as hazardous
waste. 42 U.S.C. 6921(f). EPA thus
deprives § 3001(f) of meaning with
regard to wastes that are burned for
energy recovery by interpreting the
SWDA as allowing it to exclude such
wastes from the SWDA requirements—
i.e., effectively to delist them—without
following the SWDA’s delisting
requirements.
Response: Section 3001(f) is not
relevant here. It establishes a
mechanism for delisting listed
hazardous wastes—i.e., evaluating
whether they are still hazardous. The
issue here is whether the hazardous
secondary materials are wastes in the
first instance, which does not turn on an
evaluation of hazard, but rather on
whether they are discarded.
4. Factors for Use in Determining an
Exclusion
Comment: The same commenter states
that the statute does not provide
authority for EPA to broadly exclude
hazardous waste fuels from the
definition of solid waste based on
factors that are absent in the statute and
that are contrary to its clear provisions
and the intent of Congress. The
commenter states that EPA does not
contend that the material it purports to
exclude is anything other than
hazardous waste, except to the extent
that it is burned for energy recovery.
According to the commenter, the
Agency’s reliance on combustion with
energy recovery to transform a material
that is otherwise undisputedly a
hazardous waste into a non-waste fuel
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contravenes Congress’ plainly expressed
intent that hazardous waste burned as
fuel is still hazardous waste.
Response: As noted above, this is not
EPA’s position. EPA’s determination
that ECF is not discarded is based on
factors reasonably relevant to that
inquiry, namely the combination of
management conditions and physical
identity which provide objective
assurance that ECF will not be
discarded when stored, transported, or
burned. With respect to burning, EPA is
stating that hazardous secondary
materials which are physically identical
to normal fuels, except with respect to
particular hydrocarbon and oxygenate
constituents which actually impart fuel
value to the material, need not be
classified as ‘‘discarded’’ when they are
burned under conditions where they are
managed like fuel oil and the emissions
from a boiler burning ECF will be no
different than from a boiler burning the
fuel oil that would often be used in
ECF’s place. With respect to storage and
transport, EPA is stating that ECF will
again be managed like a product (fuel
oil or some other type of organic liquid)
or otherwise stored to assure that
discard has not occurred.
B. EPA’s Use of Safe Foods and
Fertilizers (SFAF) to Justify the
Exclusion
1. The Term ‘‘Discarded’’ With Regard
to Hazardous Waste Burned for Energy
Recovery
Comment: A commenter states EPA’s
attempted reliance on Safe Foods and
Fertilizers (SFAF), 72 FR at 33290, is
misplaced. SFAF addresses EPA’s
exemption of certain ‘‘recycled
materials’’ from SWDA requirements.
350 F.3d at 1268. The SFAF Court found
that the term ‘‘discarded’’ is ambiguous
with respect to these materials. The
commenter states that it did not find
that the term is ambiguous with respect
to material that otherwise qualifies as
hazardous waste, but is burned for
energy recovery. Indeed, any such
finding would have been directly at
odds with the text and legislative
history of the SWDA, as well as with
binding prior precedent, according to
the commenter.
Response: The comment misreads
Safe Food. The Safe Food court held
that materials were reasonably classified
as non-wastes—not discarded—based
on a set of conditions under which EPA
had determined that ‘‘market
participants treat the exempted
materials more like valuable products
than like negatively-valued wastes,
managing them in ways inconsistent
with discard, and that the fertilizers
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derived from these recycled feedstocks
are chemically indistinguishable from
analogous commercial products made
from virgin materials.’’ 350 F. 3d at
1269. The same principles are
applicable to ECF. ECF will be managed
as a valuable product due to the
conditions on management which
objectively assure lack of discard, and
ECF is indistinguishable from fuel oil
with respect to physical composition
and emissions—emissions of hazardous
constituents from boilers burning ECF
will be the same as those from a boiler
burning fuel oil.
2. Application of the Identity Principle
to ECF
Comment: The same commenter states
that EPA does not argue that emissioncomparable fuels are ‘‘chemically
indistinguishable’’ from analogous
commercial products (ordinary fuel).
EPA apparently believes that it need not
show chemical identity. Instead, EPA
rests its case on an assertion that it need
only show that the ‘‘secondary materials
are physically comparable to virgin
products which would be used in their
place, or which pose similar or
otherwise low risks when used in the
same manner as the virgin product.’’ 72
FR 33290.
The commenter states that EPA’s
version of ‘‘comparable’’ identity in lieu
of ‘‘chemically indistinguishable’’
identity is unreasonable and contrary to
the ruling in SFAF. The SFAF Court
required that the secondary materials be
‘‘indistinguishable in the relevant
respects.’’ SFAF at 1269. The Court
explains that it does not believe that
affirmance of the EPA’s principle
requires literal identity, so long as the
differences are so slight as to be
substantively meaningless when viewed
from the ‘‘perspective based on health
and environmental risks.’’ Id. at 1270.
The commenter states further that, in
the case of the zinc fertilizers at issue in
SFAF, EPA pointed to two risk
assessments that purported to show that
the secondary materials presented risks
‘‘considerably below levels that we
estimate (albeit roughly) to be safe for
humans and ecosystems.’’ Id. citing 67
FR at 48,403/3.
Response: The ‘‘identity’’ principle, as
described by the Safe Food court, refers
to ‘‘contaminant limits assuring
substantial chemical identity’’ with
products made from virgin materials.
350 F.3d at 1269. Where contaminant
levels in the excluded fertilizer differed
substantially from those in the virgin
fertilizer for which it substituted, the
Court further decided it could affirm
EPA’s identity principle as a basis for
exclusion if, based on the Agency’s
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analysis of health and environmental
risks, the differences are so slight as to
be substantively meaningless. See 350 F.
3d at 1270 ( ‘‘the apparent differences in
the EPA’s exclusion ceilings and the
contaminant levels in the virgin
fertilizer samples lose their significance
when put in proper perspective—
namely, a perspective based on health
and environmental risks.’’).
Here, there are no ‘‘apparent
differences’’ in environmental effect
from burning ECF in place of fuel oil.
We have explained at proposal, in this
preamble, and in supporting documents
that the conditions on burning—
including in particular that the ECF
constituent feedrate limits coupled with
the requirement of identical
concentrations of most hazardous
constituents for ECF and for fuel oil—
will ensure that there will be no
difference in environmental effect
between burning ECF or fuel oil in a
boiler. Because there is no end
environmental difference between
burning the hazardous secondary
material and the virgin fossil fuel for
which it could substitute, ECF meets the
‘‘identity’’ test under Safe Food. See 350
F. 3d at 1270–71 (physical difference
not considered determinative of discard
where that difference does not result in
adverse environmental effect).64
3. Need for a Risk Assessment
Comment: The same commenter states
that EPA has not presented a risk
assessment in the record to show that
storage, transport, burning and disposal
of ECF presents no risk of harm to
health and the environment. EPA
performed a ‘‘risk screening’’ pertaining
only to the burning of ECF, but a
screening is not an adequate substitute
for an assessment, and the screening did
not address the potential threats posed
by storage, transportation and
management of waste residuals.
Response: Again, the comment
misreads Safe Food. The Court
evaluated several identity scenarios
which required different levels of
analysis depending on the contaminant
levels in the final product. See 350 F.3d
at 1269–72. The type of analysis varied
from chemical to chemical and the
various chemicals required different
64 Please note, however, that we have shown that
the emissions from the ECF oxygenates other than
acrolein would result in maximum annual average
ground level concentrations that would be orders of
magnitude lower than their reference air
concentrations (RfCs). See discussion in Part Three,
Section III.B.3 of the preamble. Although acrolein
emissions may result in maximum annual average
ground level concentrations that approach the RfC,
acrolein emissions from burning ECF will be no
greater than measured acrolein emissions from an
oil-fired industrial boiler.
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levels of analysis depending on how
they related to the virgin materials and
what kinds of assessment of risk were
needed by EPA. It is instructive to
review the Court’s analysis to evaluate
how it relates to the Agency’s analysis
of ECF.
As in the comment to this rule, the
petitioners in Safe Food objected to the
‘‘factual predicate’’ of EPA’s identity
principle because the petitioners argued
that the levels EPA picked were not
‘‘identical’’ to what was found in
products made from virgin materials.
350 F.3d at 1269. Of particular difficulty
was the situation in which, for some
cases, contaminant levels in the
recycled products would appear to be
‘‘sometimes considerably higher’’ than
in products made from virgin materials.
Id. In general, the court determined that
it could affirm EPA’s determination if,
based on the Agency’s analysis of health
and environmental risks, the differences
are so slight as to be substantively
meaningless and found that ‘‘the
apparent differences in the EPA’s
exclusion ceilings and the contaminant
levels in the virgin fertilizer samples
lose their significance when put in
proper perspective—namely, a
perspective based on health and
environmental risks.’’ 350 F.3d at 1270.
For four contaminants—lead, arsenic,
mercury and cadmium—EPA picked
levels in the recycled fertilizer product
that were related to the ‘‘concentration
levels found in virgin materials.’’ 350
F.3d at 1271; see 350 F.3d at 1270
(Table titled ‘‘Comparison of EPA Limit
and Virgin Commercial Samples
* * *’’). In addition, the court relied on
risk assessments performed by industry
to determine that the levels ‘‘do not
endanger human health or the
environment until they are present in
concentrations between 20 and 372
times’’ the levels EPA allowed in its
regulations. 350 F.3d at 1270. In
response to the petitioners’ argument
that the industry studies should be
given no weight, the court deferred to
EPA’s technical judgment that, even
though the studies could be more
rigorous, they were ‘‘a good enough
benchmark for * * * levels that were
tiny fractions of the risk thresholds.’’ Id.
Accordingly, the court found that the
levels of these contaminants ‘‘did not
undermine the EPA’s application of its
identity principle.’’ Id.
For dioxin, EPA needed a more
rigorous analysis. In that case, EPA did
not set the limit on concentration levels
found in virgin materials, but instead set
a limit of 8 parts per trillion (ppt),
‘‘similar to the average background
dioxin concentration in soil.’’ Even
though commercial fertilizers had levels
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much lower at 1 ppt, basic risk findings
from prior risk assessments showed that
dioxin did not pose a risk at background
levels and no comments on the rule
challenged the basic risk
determinations. The court, therefore,
found that EPA was reasonable that the
8 ppt standard was ‘‘’identical’ enough’’
to support a finding that the excluded
fertilizers were products rather than
wastes. 350 F.3d at 1271.
The court made a different decision
for chromium and remanded the
decision to the Agency to ‘‘clarify’’ the
chromium level. 350 F.3d at 1271–72.
The industry study did not show the
high risk thresholds for chromium as it
did for the other contaminants. Also,
EPA did not report such a risk threshold
in the final rule and the court found that
the results of an EPA risk study on
chromium ‘‘are not easily translatable
by lay judges into a form comparable
with the proposed exclusion ceiling.’’
350 F.3d at 1271. Moreover, the court
found ‘‘particularly striking’’ the
difference between the chromium level
for fertilizers made from recycled
hazardous secondary materials and for
chromium in fertilizer made from virgin
materials. EPA set a level at 21.3 parts
per million (ppm) for recycled fertilizer.
However, of twenty virgin fertilizer
samples reported, six reported
chromium—one of 8 ppm and five less
than 1 ppm. Thus, EPA’s level was
double the highest sample, ten times the
sample mean, and twenty times the
sample median, with nothing the court
could understand which indicated that
these differences were trivial from a
health and environment perspective.
In summary, for none of the
contaminants at issue was EPA required
to perform a full ‘‘risk assessment’’ to
determine that there is ‘‘no risk of harm
to human health or the environment,’’
as the commenter would have it.
Instead, the Court found it reasonable
for EPA to rely on information
commensurate with the relationship of
products made with virgin materials to
products made with non-discarded
hazardous secondary materials. In some
cases (dioxin and chromium), EPA
needed a more rigorous analysis. 350
F.3d at 1271. For other materials (heavy
metals), EPA’s analysis was less
rigorous and nonetheless appropriate.
EPA’s analysis for ECF falls well
within the parameters evaluated by the
court in Safe Food. As noted in the
response to the previous comment, there
is no end environmental difference
between the activities of burning for
energy recovery of fuel oil and ECF.
This rule thus does not pose the issues
the Safe Food court faced regarding
dioxin or chromium levels, although it
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should be noted that EPA’s approach
here resulting in no increase of
emissions of ECF constituents from a
boiler burning ECF compared to that
boiler burning fuel oil has similarities
with the approach to dioxin upheld in
Safe Food where the specification was
established to assure no increases in
ambient levels of that contaminant from
use of the excluded fertilizer. There thus
is no need to justify differing
environmental outcomes from burning
by showing de minimis risk.
We have also explained that the
conditions on storage of ECF, although
based substantially on controls
applicable to analogous products, are
enhanced to assure that discard is not
occurring through conditions relating to
primary and secondary containment
(e.g., secondary containment and leak
detection conditions for tanks;
containment system conditions for
containers). Thus, the storage conditions
under the exclusion are equivalent to
the storage requirements currently
applicable to ECF currently classified as
hazardous waste or to analogous fossil
fuels or product or by-product organic
liquids. Finally, with respect to the
hazards associated with the
transportation of ECF, we note that ECF
is subject to DOT’s requirements for
hazardous materials. Thus, ECF is
subject to the same packaging, labeling,
marking, and placarding requirements
as hazardous waste, and each ECF
shipment must be accompanied by a
DOT hazardous material shipping
paper. These controls assure that ECF’s
market participation when stored and
transported will be as a valued
commodity, without discard.
4. Applicability of the Market—
Participation Theory to ECF
Comment: The same commenter states
that, although the SFAF test clearly
comprises two parts, EPA fails to
address the second part of the test,
which is that ‘‘market participants must
treat the materials more like valuable
products then like negatively-valued
waste.’’ Presently, the record shows that
hazardous wastes that can be burned as
fuel, which are not eligible for the
existing comparable fuels exclusion, are
largely shipped to hazardous waste
incinerators and cement kilns for
incineration. Generators of such
hazardous waste are required to store
and transport such waste under
stringent subtitle C regulation. The
wastes are presently not treated like
valuable products, i.e., as feedstock for
commercial products or valuable fuel
for energy production. In the case at
issue in SFAF, the materials were
‘‘feedstocks in a non-discarded final
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product’’ (the zinc fertilizer). Here, the
hazardous waste is not a feedstock in a
non-discarded final product. EPA must
demonstrate why it believes that ECF
meets the market participation test set
forth in SFAF.
Response: The commenter misreads
EPA’s determination with respect to the
exclusion in this rule. EPA is finding
that when ECF is stored, transported
and burned under the conditions set
forth in the rule—i.e., when ECF
participates in the market—market
participants will manage ECF as a
valuable commodity, not as a waste.
They will do so because: (1) Pursuant to
the conditions set out for the exclusion,
storage of the material will include
storage safeguards to which fuel oil and
product organic liquids are subject, plus
additional conditions to assure
containment; (2) the conditions on
burning assure that burning will occur
under the same optimized combustion
conditions as product fuel oil when
carefully combusted in industrial
boilers; (3) the feedrate conditions
assure that emissions of ECF
constituents from a boiler burning ECF
will be comparable to (i.e., the same as)
emissions from a boiler burning fuel oil;
and (4) the physical composition
conditions assure that the remaining
hazardous constituents are present in no
greater concentrations than in fuel oil.
Thus, it is reasonable for EPA to
determine that the conditions of the rule
provide an objective assurance of ECF
not being discarded in the first instance
and, ultimately, used as a valuable fuel
commodity by market participants
under the same conditions and with the
same emissions as valuable fuel
commodities, e.g., fuel oil.
‘‘Market participation’’ and ‘‘identity’’
are also more closely related than the
commenter would have it. Physical
identity of a hazardous secondary
material with a commercial product for
which it substitutes is itself an aspect of
market participation, assuring that the
hazardous secondary material will be
managed as a valuable commodity—the
commodity to which it is identical, and
not be discarded. Cf. Safe Foods, 350
F.3d at 1269 (‘‘[n]obody questions that
virgin fertilizers and feedstocks are
products rather than wastes. Once one
accepts that premise, it seems eminently
reasonable to treat materials that are
indistinguishable in the relevant
respects as products as well’’). Thus, the
exclusion for the zinc fertilizers at issue
in Safe Foods contains no conditions on
market participation beyond meeting
the hazardous constituent concentration
specifications, plus sampling of the
fertilizers to document that the
fertilizers meet those specification
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levels, whereas more market
participation conditions attached to the
hazardous secondary materials used to
produce the excluded fertilizers. See 40
CFR section 261.4(a)(21) and (20). In
any event, evaluated separately, EPA
believes that the rule is entirely
consistent with the market participation
and identity principles set out in Safe
Foods.
Finally, in response to the
commenter’s statement that hazardous
waste fuels that are currently sent to
hazardous waste incinerators and
cement kilns are burned for
incineration, we note that these
materials are burned for energy recovery
in lieu of fossil fuels. Cement kilns burn
hazardous waste fuels in lieu of coal to
provide the heat to calcine limestone to
produce clinker product, and hazardous
waste incinerators burn hazardous
waste fuels in lieu of fuel oil or natural
gas to provide heat to combust wastes
with little or no heating value.
III. Conditions for Storage of ECF
A. Storage in Containers
Comment: In response to a request for
comment at proposal as to whether
generators would be likely to store ECF
in containers, several commenters state
that storage in containers should be
allowed to enable smaller volume ECF
generators to use the exclusion. Other
commenters oppose allowing storage in
containers. One commenter states that
storage of ECF in drums may easily
allow indiscriminate mixing of other
wastes due to the lack of adequate
controls. Another commenter states that
storage of ECF in containers should not
be allowed because, absent hazardous
waste standards and permit
requirements, container storage would
pose a hazard to the public.
Response: We agree with the
commenters that support allowing
storage of ECF in containers. Therefore,
the final rule allows storage of ECF in
containers under conditions that are
similar to the conditions for storage in
tanks. As discussed below, the
conditions for ECF container storage are
adopted from the provisions applicable
to commercial products analogous to
ECF or are equivalent to the hazardous
waste container requirements under
Subparts CC and BB of Part 264 (which
controls are based on those for
containers storing organic liquid
products or byproducts).
Regarding the commenter’s concern
for the potential for indiscriminate
mixing of waste with ECF, if ECF does
not meet the specifications under
§ 261.38(a)(2), the material loses the
exclusion and must be managed as a
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77975
hazardous waste from the point of
generation. In addition, ECF must meet
the specifications for exclusion asgenerated; blending, dilution, or other
treatment is not allowed to meet the
specifications.
The discharge prevention conditions
for container storage are adopted from
the SPCC requirements and the
emergency procedure provisions are
adopted from the hazardous waste
storage requirements for containers and
are identical to those adopted for ECF
tanks. This is appropriate because
container storage can pose the same
types of hazards as tank storage.
The conditions to provide
containment for container storage are
adopted from the requirements for used
oil stored at burner facilities,65 coupled
with the controls adopted from the
hazardous waste container requirements
to address the additional hazards that
ECF container storage can pose. We note
that we mentioned at proposal that if
the final rule allowed container storage,
we would subject containers to
conditions similar to those that apply to
hazardous waste containers. See 72 FR
at 33301. We adopt the containment
conditions for containers from the
containment requirements for hazardous
waste container storage units under
§ 264.173. This is appropriate because:
(1) These requirements include the
requirements for used oil container
storage, as well as provisions that
address the hazards that ECF containers
can pose; and (2) ECF container storage
units are currently subject to those
containment requirements, which
address hazards that remain after the
ECF exclusion is claimed.
To establish conditions to control
fugitive air emissions from containers
and leaks from equipment that contains
or contacts ECF at the container storage
unit, our principles are as follows. First,
we adopt the OLD NESHAP controls
that apply to containers. This is
appropriate for the reasons discussed at
proposal in the context of adopting the
OLD NESHAP controls for tanks. See 72
FR 33305. Second, for containers that
are not subject to the OLD NESHAP, we
adopt the NESHAP emission standards
for containers under Subpart PP, Part
63. This is appropriate because the
Agency developed these standards for
storage of organic liquid feedstock,
products, and by-products by
manufacturing facilities, and ECF is an
organic liquid product. Third, to
determine the applicability of the Level
65 See § 279.64(b) and (c) requiring that containers
be in good condition and stored in an area with a
containment system comprised of dikes, berms, or
walls surrounding a floor, which are impervious to
used oil.
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1 or Level 2 controls under Subpart PP,
we adopt the container size and other
criteria (i.e., whether the ECF meets the
definition of a ‘‘light liquid’’) that the
Agency established for hazardous waste
containers under § 264.1086(b)(1). These
hazardous waste container applicability
criteria establish the applicability of
Level 1 or Level 2 controls under
§ 264.1086(c) and (d) which are
equivalent to the Level 1 or Level 2
controls under Subpart PP. It is
reasonable to adopt the hazardous waste
container applicability criteria because
ECF containers pose air emission
hazards that remain after the ECF
exclusion is claimed. Finally, we do not
adopt provisions under Subpart PP that
are not relevant, such as the
applicability of the subpart to other Part
63 subparts, enforcement of the subpart
under the CAA, and provisions for sitespecific waivers or approval of
alternative provisions.
By applying these principles, we
establish the following air emission
conditions for containers.
Containers Subject to the OLD
NESHAP. We adopt the fugitive air
emission conditions for container
storage units from the OLD NESHAP.
See § 261.38(c)(1)(vi). Although the OLD
NESHAP controls air emissions during
distribution operations, it does not
address air emissions from other aspects
of container management, such as
storage and unloading liquids from
containers. In fact, the OLD NESHAP is
applicable to ECF containers only when
ECF that meets the adopted definition of
organic liquid 66 is being loaded into a
container with a capacity greater than
55 gallons at a transfer rack at a new
facility where the annual volume of ECF
is 800,000 gallons or more. See Items 9
and 10 in Table 2 to adopted Subpart
EEEE which subject such containers
generally to Level 3 control under
Subpart PP, Part 63. Consequently, we
adopt other controls as conditions for
containers that are not subject to the
OLD NESHAP, as discussed below.
We also adopt the OLD NESHAP
provisions that control leaks from
equipment (e.g., pumps, valves) that
contain or contact ECF in a storage unit
that has a container subject to control
under Items 9 or 10 in Table 2 to
adopted Subpart EEEE. These
provisions under adopted § 63.2346(c)
require compliance with the applicable
requirements of the following NESHAP
subparts: Subpart TT (Level 1 control),
66 The
‘‘adopted definition of organic liquid’’
means ECF that contains 5 percent or greater by
weight of the RCRA oxygenates, as well as organic
HAP listed in Table 1 to Subpart EEEE, and that has
an annual average true vapor pressure of 0.1 psia
or greater. See § 261.38(c)(1)(vi)(B)(4).
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or Subpart UU (Level 2 control), or
Subpart H.
Containers That Are Not Subject to
the OLD NESHAP. To ensure that air
emissions from other ECF containers are
controlled, we adopt in this final rule
the applicability criteria for hazardous
waste containers under § 264.1086(b)(1)
to determine the applicability of the
Level 1 or Level 2 national emission
controls under Subpart PP, Part 63.
Using the hazardous waste container
applicability criteria for ECF containers
is consistent with our principle of
ensuring that controls through
conditions are provided for the storage
hazards that remain after the ECF
exclusion is claimed, thus assuring safe
handling commensurate with ECF’s
classification as a product and ensuring
that it does not become part of the waste
disposal problem. See AMC II, 907 F.2d
at 1186. The national emission
standards for Level 1 and Level 2
controls under Subpart PP are
appropriate because they apply to
containers storing raw materials,
products, and by-products at
manufacturing facilities and are
equivalent to the Level 1 and Level 2
controls required for hazardous waste
containers under § 264.1086(c) and (d).
Under these adopted provisions, a
container having a design capacity
greater than 0.1 cubic meters (26
gallons) can comply with the conditions
if it: (1) Meets the applicable DOT
regulations on packaging hazardous
materials for transportation; and (2) is
kept closed unless ECF is being added
or removed from the container.
To control leaks from equipment that
contains or contacts ECF at container
storage units, we adopt the equipment
leak provisions from the OLD NESHAP.
The OLD NESHAP subjects containers
to the Part 63 NESHAP for equipment
leaks if the facility has a tank or
container subject to air emission
controls under Table 2 to Subpart EEEE:
Subpart TT (Level 1 control), or Subpart
UU (Level 2 control), or Subpart H.
These are alternative controls. Owners
and operators can elect to comply with
a level of control among these
alternatives. For ECF equipment leaks
for equipment not subject to OLD, we
adopt the same NESHAP controls
required under OLD, and use the
hazardous waste equipment leak
applicability criterion under
§ 264.1050(b) to determine when those
controls, as conditions, apply.67 As a
67 As
discussed elsewhere in the preamble, it is
reasonable to use the hazardous waste applicability
criteria to establish applicability of the equipment
leak controls for ECF equipment given our principle
of controlling hazards that remain after the ECF
exclusion is claimed.
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practical matter, the controls will apply
to all equipment that contains or
contacts ECF in a container storage unit.
This is because § 264.1050(b) subjects
equipment that contains or contacts
hazardous waste with an organic
concentration of at least 10 percent by
weight to the equipment leak
requirements. Given that ECF will
invariably have an organic
concentration of at least 10 percent, the
adopted equipment leak controls apply
to all equipment that contains or
contacts ECF in a container storage unit.
In adopting the NESHAP equipment
leak controls for equipment that
contains or contacts ECF, we are
omitting those provisions that are not
relevant (e.g., applicability provisions
referencing other Part 63 subparts; CAA
enforcement). Consequently, we are
adopting the following alternative
conditions: (1) Subpart TT, Part 63,
(Level 1 control), except for § 63.1000;
(2) Subpart UU (Level 2 control), except
for § 63.1019; and (3) Subpart H, except
for §§ 63.160, 63.162(b) and (e), and
63.183.
B. Alternative Hazardous Waste Storage
Conditions
We requested comment at proposal on
whether the conditions to control air
emissions from tank systems would be
easier to understand and implement if
we simply adopted the hazardous waste
provisions under Part 264, Subparts AA,
BB, and CC rather than adopting
controls under the OLD NESHAP.
Comment: Several commenters
suggest that the Agency adopt the
hazardous waste storage requirements
for ECF storage units in lieu of the
collection of SPCC, OLD NESHAP, and
hazardous waste storage controls that
we proposed to avoid the complications
created by adapting and then adopting
those controls for ECF.68
Response: While we acknowledge that
the adapted and adopted controls on
ECF storage are complicated, and that
hazardous waste generators and burners
may not be familiar with them, we
believe it is appropriate to retain those
conditions. Those conditions are our
best effort to ensure that ECF is subject
(via conditions) to controls for
analogous products and that address
hazards that remain after the ECF
exclusion is claimed, assuring that in its
management, ECF will not become ‘‘part
of the waste disposal problem’’ (AMC I,
68 We note that the collection of adopted controls
is even more complicated in the final rule given the
need to adopt controls for containers, and the need
to adopt air emission controls for tanks and
containers that would not be subject to the adopted
provisions of the OLD NESHAP. See discussion
below in the preamble in Part Four, Section III.C.
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824 F. 2d at 1186), and so is not
discarded.
Nonetheless, we understand
commenters’ concerns and have,
therefore, provided alternative storage
conditions that are adopted solely from
the hazardous waste storage
requirements under Part 264, Subparts I
(containers), J (tanks), AA (closed vent
systems and control devices), BB
(equipment leaks), and CC (air
emissions from tanks and containers).69
These conditions are coupled with the
other general requirements that apply to
hazardous waste storage units to ensure
containment and protection of human
health and the environment, and which
address security; inspections; personnel
training; ignitable, reactive, and
incompatible material; preparedness
and prevention; and a contingency plan
and emergency procedures. See
§ 261.38(e). ECF storage units are
currently subject to these conditions
and the conditions parallel the suite of
conditions adopted from the SPCC
provisions, the OLD NESHAP, and the
hazardous waste provisions that are the
base storage conditions provided under
§ 261.38(c)(1)(ii–viii).
C. Air Emission Controls for Tanks
Comment: One commenter states that
the air emission controls for tanks
adopted from the OLD NESHAP under
Subpart EEEE, Part 63, are not
equivalent to the hazardous waste tank
controls that currently apply to ECF and
could allow an increase in hazardous air
emissions. The commenter notes that
tanks not meeting the adopted OLD
criteria for design capacity and ECF
vapor pressure would not be subject to
the OLD controls, while those tanks are
currently subject to the hazardous waste
tank air emission controls. In addition,
the commenter notes that the OLD vapor
pressure criterion for organic HAP and
RCRA oxygenates in ECF for
determining applicability of air
emission controls is based on the
‘‘annual average true vapor pressure,’’
while the vapor pressure criterion for
applicability of the hazardous waste
tank air emission controls is based on
the ‘‘maximum organic vapor pressure.’’
The commenter believes that the OLD
controls may not be adequately
protective and, therefore, the hazardous
waste tank controls should be adopted
for ECF tanks.
Response: We continue to believe
that, because ECF is a product, it should
be subject to the same controls that
69 As noted, the Subpart AA, BB, and CC controls
are themselves adapted from controls for product
and byproduct organic liquids, and so are analogous
to controls used for product container storage.
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apply to analogous products. This
provides an objective indication that the
materials are not discarded.
Consequently, it is reasonable to adopt
conditions for storage of ECF from the
OLD NESHAP, as discussed at proposal.
See 72 FR at 33305.
Nonetheless, as discussed previously
in this preamble and at proposal, the
OLD NESHAP does not address hazards
from the storage of ECF that remain after
the exclusion is claimed because certain
types of ECF storage activities would
not be subject to that rule.
Consequently, we proposed to adopt
provisions of the OLD controls so that
those controls address all ECF tanks.
See 72 FR at 33306.
In light of the commenter’s concerns,
we have reviewed the proposed tank air
emission controls and conclude that: (1)
We inadvertently proposed to expand
the applicability of the adopted OLD
controls to two tank capacity and ECF
vapor pressure scenarios that would
have established controls that are more
stringent than the hazardous waste tank
controls for those scenarios; (2) there are
additional tank capacity and ECF vapor
pressure scenarios where ECF that
meets the adopted definition of an
organic liquid would not be subject to
the adopted OLD controls, but should be
to assure that all ECF is subject to the
controls for product organic liquids, or
controls comparable thereto; (3) we
inadvertently did not propose to adopt
air emission controls for tanks that store
ECF that does not meet the adopted
definition of organic liquid and these
tanks need to be subject (via condition)
to product organic liquid controls, or
controls comparable thereto, when all
other tanks storing ECF are; and (4) it is
reasonable to adopt the OLD definition
of annual average vapor pressure rather
than the hazardous waste definition of
maximum organic vapor pressure. We
discuss these issues below.
Proposal To Expand OLD Controls to
Additional Tank Capacity and ECF
Vapor Pressure Situations. We
explained at proposal that the OLD
NESHAP would not require controls for
two tank size/vapor pressure scenarios:
(1) Existing, reconstructed, or new ECF
tanks with a capacity less than 5,000
gallons handling ECF with a RCRA
oxygenate and organic HAP vapor
pressure equal to or greater than 76.6
kPa; and (2) existing ECF tanks with a
capacity in the range of 5,000 gallons to
50,000 gallons handling ECF with a
RCRA oxygenate and organic HAP vapor
pressure in the range of 5.2 kPa (0.75
psia) to 76.6 kPa. (11.1 psia).70 See 72
70 Please note that, as discussed in this section,
we have since determined that there are other tank
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FR at 33306–07. Consequently, we
proposed to adopt the OLD NESHAP
controls for those two tank size/vapor
pressure scenarios. In retrospect,
however, we do not believe it is
appropriate to expand OLD control to
those tank capacity/vapor pressure
scenarios because the adopted OLD
controls would be more stringent than
the hazardous waste controls that
currently apply to the ECF tank. See
discussion below where we explain how
the final rule provides appropriate
controls via conditions for those two
scenarios.
Air Emission Conditions for Tanks
and Containers that Are Not Subject to
Conditions Adopted from Part 63,
Subpart EEEE. We have determined
since proposal that, in addition to the
two scenarios discussed above, there are
other ECF tanks that would not be
subject to the adopted OLD controls
even though they are currently subject
to hazardous waste tank controls: (1)
Tanks with a design capacity in the
range of 5,000 to 50,000 gallons when
the ECF meets the adopted definition of
organic liquid and has a vapor pressure
in the range of 0.1 psia to 0.75 psia; and
(2) all tanks storing ECF that does not
meet the adopted definition of organic
liquid (i.e., ECF that contains less than
five percent by weight of the RCRA
oxygenates, as well as organic HAP, or
has an annual average vapor pressure
less than 0.1 psia).
The final rule establishes conditions
to control air emissions for these ECF
tank scenarios—ECF tanks that are not
subject to the adopted OLD controls, but
that are currently subject to the
hazardous waste tank air emission
controls. See § 261.38(c)(1)(vii). Using
the hazardous waste tank applicability
criteria for tank capacity and ECF vapor
pressure under § 264.1084(b)(1) is
consistent with our primary principle
stated at proposal for establishing tank
air emission controls: Emissions should
be controlled to a level comparable to
levels currently required given that air
emissions from storage and handling of
ECF can pose the same hazards as
storage and handling of the hazardous
waste. See 72 FR at 33306.
We therefore use the hazardous waste
tank capacity/vapor pressure
applicability criteria that designate
whether Level 1 or Level 2 emissions
control apply to establish conditions for
ECF tanks that provide at least
equivalent control. Rather than adopting
the hazardous waste tank controls
capacity/vapor pressure scenarios for which OLD
would not apply, and OLD would not apply to
tanks storing ECF where ECF does not meet the
adopted definition of organic liquid.
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verbatim, however, we adopt a suite of
alternative NESHAP controls that are
equivalent to the hazardous waste tank
controls. This is appropriate because
ECF is a product and these controls
apply to tanks storing organic liquid
feedstocks, products, and by-products at
manufacturing facilities.
To establish a suite of alternative
controls for ECF tanks that are
equivalent to the hazardous waste tank
Level 1 controls, we adopt: (1) The
Level 1 national emission standards for
tank air emissions provided by Subpart
OO, Part 63; (2) the OLD controls
designated under Item 1 in Table 2 to
Subpart EEEE,71 Part 63; and (3) three
additional alternative control measures
provided for (Level 2) control for
hazardous waste tanks-venting to a
control device, a pressure tank, and a
tank located in an enclosure that is
vented to a combustion control
device.72
To establish a suite of alternative
controls for ECF tanks that are
equivalent to the hazardous waste tank
Level 2 controls, we adopt: (1) The OLD
controls designated under Item 1 in
Table 2 to Subpart EEEE, Part 63; and
(2) the three additional alternative
control measures provided for (Level 2)
control for hazardous waste tanksventing to a control device, a pressure
tank, and a tank located in an enclosure
that is vented to a combustion control
device.
Finally, the tank air emission controls
include conditions to control air
emissions from leaks from equipment
that contains or contacts ECF. We adopt
the same equipment leak conditions for
tank storage units that we adopted for
container storage units, and for the same
reasons: (1) Subpart TT, Part 63, (Level
1 control), except for § 63.1000; or
(2)Subpart UU (Level 2 control), except
for § 63.1019; or (3) Subpart H, except
for §§ 63.160, 63.162(b) and (e), and
63.183. See discussion in Part Four,
Section III.A above.
Vapor Pressure Criterion. It is
reasonable to adopt the OLD definition
of annual average vapor rather than the
hazardous waste definition of maximum
organic vapor pressure to establish the
applicability of the adopted OLD
controls. The OLD controls are equally
or more stringent than the hazardous
waste controls for all tank capacity/
vapor pressure scenarios that are
71 These OLD controls are equivalent to Level 2
hazardous waste tank controls (e.g., alternative
controls include an internal or external floating
roof).
72 Although our preference is to adopt NESHAP
controls for ECF tanks, it is reasonable to adopt
hazardous waste tank controls as alternatives to the
adopted NESHAP controls.
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applicable to ECF tanks. For ECF tanks
that are not subject to the adopted OLD
controls, the hazardous waste tank
vapor pressure definition under
§ 264.1083(c) applies when determining
the applicability of the adopted controls
as discussed above, and those adopted
controls are at least equivalent to the
hazardous waste tank controls.
Consequently, adopting the OLD
definition of vapor pressure will still
ensure that tank air emission controls
are equivalent to hazardous waste tank
air emission controls.
D. Definitions of Tank Cars and Tank
Trucks
Comment: A commenter states that
the definition of tank cars and tank
trucks in the proposed rule is unclear.
Response: The final rule does not use
the terms tank car or tank truck. These
terms are used, however, in the adopted
SPCC requirements. Although the SPCC
requirements do not explicitly define
these terms, a tank car is a container
used to transport ECF by rail, and a tank
truck is a container used to transport
ECF by roadway.
E. Adequacy of the ECF Storage
Conditions
Comment: Several commenters
believe that ECF storage poses a greater
hazard than fuel oil, the product that
EPA states is most analogous to ECF.
The commenters believe that the
hazardous waste storage controls are
needed to address the hazards posed by
storage of ECF.
Response: We stated at proposal that
fuel oil is the most analogous product to
ECF and, thus, the ECF exclusion would
typically be conditioned on meeting
storage controls that are applicable to
fuel oil as a means of assuring lack of
discard. We also stated, however, that
additional controls are necessary to
minimize the potential for releases to
the environment (i.e., discard). See 72
FR at 33301. The SPCC controls,
coupled with the other controls (e.g.,
secondary containment, preparedness
and prevention, emergency procedures,
air emissions) are equivalent to the
controls that apply to hazardous waste
storage units. Consequently, the storage
of ECF will pose no greater hazard than
storage of hazardous waste based upon
the conditions drawn from the
requirements for storage of organic
liquids and hazardous wastes.
F. Management of Residues in Tanks
Comment: A commenter states that
the management of residues in tanks
and containers during operation is not
addressed. The commenter believes that
the final rule should be clear that solids
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and other wastes generated as a result of
managing ECF are hazardous waste
irrespective of when they are generated.
Response: As proposed, the final rule
states that liquid and accumulated solid
residues that remain in a container or
tank system for more than 90 days after
the container or tank system ceases to be
operated for storage or transport of the
excluded fuel product (i.e., ECF or
comparable fuel) are subject to
regulation as hazardous waste if
identified or listed as a hazardous
waste. In addition, liquid and
accumulated solid residues that are
removed from a container or tank
system after the container or tank
system ceases to be operated for storage
or transport of the excluded fuel
product are solid wastes subject to
regulation as hazardous waste if the
waste exhibits a characteristic of
hazardous waste under §§ 261.21
through 261.24 or if the fuel were
otherwise listed under §§ 261.31
through 261.33 when the exclusion was
claimed. See § 261.38(b)(13)(i) and (ii).
We inadvertently did not address the
situation raised by the commenter,
however; that is, where residues may be
removed from an ECF container or tank
that remains in ECF service, and where
the ECF no longer meets the
specification for the exclusion. We agree
with the commenter that such
hazardous secondary materials should
be managed as a hazardous waste if it
exhibits a characteristic of hazardous
waste under §§ 261.21 through 261.24 or
if the hazardous secondary material
would otherwise have been listed as a
hazardous waste when the exclusion
was claimed. See § 261.38(b)(13)(iii).
G. Closure Conditions for ECF Tanks
Comment: Commenters state that EPA
should apply the closure requirements
to ECF storage units. They argue that
EPA appears to disregard the fact that
facilities may store substantial amounts
of ECF in these tank systems for
significant periods of time.
Acknowledging that spilling, seepage
and releases routinely occur during
waste storage, the closure requirements
provide assurance that the party
responsible for the management of the
ECF performs a comprehensive cleanup
in a timely manner when the waste
storage unit is no longer used to store
such material. EPA’s failure to impose
closure requirements violates SWDA
section 3004(a) that requires EPA to
impose such performance standards on
facilities that store, treat or dispose of
hazardous waste ‘‘as may be necessary
to protect human health or the
environment.’’ 42 U.S.C. 6924(a). In
addition, the failure of EPA to impose
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such requirements contravenes the
statutory mandates of SWDA section
1003. 42 U.S.C. 6902. Further,
commenters state that there is no reason
to leave the decontamination and
decommissioning of a unit that stored
hazardous waste to the discretion of the
owner/operator when RCRA regulations
provide explicit direction on how to
close such units safely. EPA provides
nothing in the record that indicates that
a ‘‘regulatory authority,’’ presumably
the state solid waste agency where the
owner/operator is located, will have any
expertise ‘‘to ensure that the unit is
cleaned properly.’’ Id.
The commenters also state that
facilities may avoid liability for
environmental damage discovered after
the facilities have closed. Without
CERCLA liability, state and federal
taxpayers will pay the financial costs to
clean up these facilities, while people in
communities across the nation pay the
human health and environmental cost
associated with the contamination.
Because the proposal could significantly
reduce or even altogether eliminate
facility and particularly generator
liability at some Superfund sites,
taxpayers will be required, through
EPA-funded actions, to pay for
cleanups. The commenters suggest that
preparation of a closure procedure
should be required and submitted to the
local agency at least 90 days in advance
of initiating closure activities. This plan
would also include provisions to sample
and potentially remediate soils in the
area of the storage tanks and loading
and/or unloading areas. The Agency can
then have an opportunity to review and
modify the provisions as necessary,
similar to the authority for the Director
to require modifications to the SPCC
Plan if it is found to be deficient.
Response: We explained at proposal
that closure of an ECF tank would be
addressed the same as closure of any
other product tank that goes out of
service.73 The tank system would not be
required to undergo closure according to
the RCRA hazardous waste regulations
unless liquids or accumulated solids
were not cleaned from the tank system
within 90 days of cessation of operation
as an ECF storage unit. See 72 FR at
33308. Liquids and accumulated solids
removed from a tank system that ceases
to be operated for storage/transport of
ECF product are solid wastes. They are
hazardous waste if they exhibit a
characteristic of hazardous waste or if
the ECF were otherwise listed. See
§ 261.38(b)(13).
73 We note also that analogous products are not
subject to closure requirements.
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In retrospect, however, and
considering the comments on this issue,
we believe it is reasonable to require
generators and burners to notify the
RCRA regulatory authority when an ECF
tank or an ECF container storage unit
goes out of service. Therefore, the final
rule includes this provision as a
condition of the exclusion. See
§ 261.38(f). The notification must state
the date when the tank system or
container storage unit is no longer used
to store ECF. This information will
enable the regulatory authority to know
which units are operating under the
conditional exclusion and to enforce the
hazardous waste closure provisions if
liquids or accumulated solids are not
removed from the ECF tank system or
ECF container storage unit within 90
days of cessation of operation as an ECF
storage unit.
H. Financial Assurance for ECF Tanks
Comment: Several commenters note
that EPA fails to impose financial
assurance requirements on facilities that
store and burn ECF. Commenters argue
that given the increased threat to health
and the environment posed by the
relaxed restrictions on the storage and
burning of ECF, EPA’s failure to require
that such facilities maintain financial
assurance to address potential
remediation, without any justification in
the record, is arbitrary, capricious and
in violation of law. Although ECF that
is not managed in compliance with the
conditions would lose the exclusion and
must be managed as hazardous waste,
commenters state that there is no
provision for ensuring that generators or
burners are financially prepared to
dispose of accumulated ECF in this
event. Commenters believe that
generators and burners should be
required to provide adequate financial
assurance, similar to the existing RCRA
mechanisms, to manage ECF. Waiting
until the ECF is mismanaged and only
then imposing the applicable RCRA
hazardous waste regulations, including
the financial assurance regulations, may
not result in adequate funds being
available in the event that
mismanagement and abandonment
occurs, according to the commenters.
Considering EPA’s current focus on
ensuring adequate financial assurance
for hazardous waste facilities,
commenters believe that the lack of
coverage proposed for ECF units seems
arbitrary and contrary to common sense.
In fact, commenters note that financial
assurance has been, and continues to be,
an important part of EPA’s verification
that finances are available to close
hazardous waste storage tanks, and not
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77979
leaving the problem for local and state
governments.
Under the proposed ECF exclusion,
industrial boiler facilities could manage
potentially large volumes of ECF with
no financial assurance for proper
closure of the storage units and no
insurance for third-party harm.
Commenters note that EPA also
proposed to revise the definition of
solid waste (DSW) for recyclable
materials, and there EPA recognized the
necessity of requiring financial
assurance for reclamation facilities.
Commenters believe that, if facilities
that conduct solvent distillation, metals
recovery, and similar recycling are
required to have financial assurance,
then boiler facilities that recycle
hazardous waste by burning ECF fuels
must meet the same condition.
Commenters also note that EPA’s
Damage Case Study in the DSW
rulemaking includes numerous sites
where organic hazardous wastes similar
to ECF were mismanaged causing
environmental harm and cleanup costs.
EPA’s rationale for financial assurance
in the DSW rulemaking applies equally
and with full force to the ECF proposal,
according to commenters. Commenters
state that there is no rational basis for
including financial assurance in one
rule on recycling and not in this rule.
Response: In response to the
commenter’s view that financial
assurance provisions should be required
for ECF storage units given that the
Agency proposed financial assurance
provisions for reclamation facilities
under the proposed Definition of Solid
Waste (72 FR 14172), we note that the
proposed financial responsibility
conditions in that proposed rule only
apply to hazardous secondary materials
that are being reclaimed. Such materials
are not usable in their current form and
must be reclaimed before they can be a
useful product. The financial assurance
condition in the Definition of Solid
Waste proposal would safeguard against
the abandonment or out-of-control
accumulation of spent materials
awaiting reclamation that led to certain
of the damage incidents involving waste
reclamation. Those situations are not
present for ECF. That is, the hazardous
secondary materials must meet objective
product specifications as-generated, and
will be stored and otherwise managed as
is fossil fuel or other organic liquids.
EPA thus does not believe that the
financial assurance provisions are
appropriate to assure legitimate
recycling and management of ECF, as is
the case for other products.
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I. Waiver of RCRA Closure Requirements
for Tanks Storing Hazardous Wastes
That Are Subsequently Excluded ECF
Comment: A commenter recommends
that waiver of the RCRA closure
requirements for tanks used only to
store hazardous wastes that are
subsequently excluded as comparable
fuel under § 261.38(b)(14) should
include consideration of whether there
is evidence of a release from the tank
system to surrounding soils and/or
groundwater and whether the tank
system is subject to corrective action
due to prior releases before waiving the
closure requirements.
Response: The obligation under
§ 264.101 to address facility-wide
corrective action at permitted facilities,
which attaches at permit issuance, is not
affected by this final rule, and remains
in effect until corrective action at the
facility is completed.74 Owners and
operators of permitted and interim
status facilities with corrective action
obligations should refer to the Agency’s
February 25, 2003, guidance entitled,
‘‘Final Guidance on Completion of
Corrective Action Activities at RCRA
Facilities’’ (see 68 FR 8757) for a
detailed discussion of corrective action
completion. Therefore, an owner or
operator of a facility that manages only
hazardous secondary materials that are
excluded under this final rule, and who
seeks to terminate the facility’s permit
by modifying the permit term, must still
demonstrate as part of the permit
modification request that the corrective
action obligations at the facility have
been addressed. The Agency’s corrective
action authority at such facilities is not
affected by this rulemaking and the
Agency thus retains its authority to
address corrective action at such
facilities using all authorities applicable
prior to this rulemaking.
At some facilities, corrective action
obligations will likely continue to be
addressed through the corrective action
provisions of the permit. In these cases,
maintenance of the permit would ensure
that facility-wide corrective action will
be addressed. Thus, in these cases, the
permit would not be terminated by
modifying the permit term, but would
be modified to remove the provisions
that applied to the now-excluded
hazardous secondary material. The
facility’s permit would, thereafter, only
address corrective action.
In other cases, however, EPA or an
authorized state may have available an
alternative federal or state enforcement
mechanism, or other federal or state
cleanup authority, through which it
could choose to address the facility’s
cleanup obligations, rather than
continue to pursue corrective action
under a permit. In these cases, where
the alternate authority would ensure
that facility-wide corrective action will
be addressed, maintenance of the permit
would not be necessary.
EPA has long taken the position that
RCRA treatment, storage, and disposal
facilities are still subject to unfulfilled
corrective action obligations, after they
cease hazardous waste treatment,
storage, or disposal activities. The
Agency discussed the issue of its
corrective action authority to address
non-SWMU-related releases at RCRA
treatment, storage, or disposal facilities
in the May 1, 1996, Advance Notice of
Proposed rulemaking (see 61 FR 19442–
3). There, the Agency stated, ‘‘[g]iven
the legislative history of RCRA section
3004(u), which emphasizes that RCRA
facilities should be adequately cleaned
up, in part, to prevent the creation of
new Superfund sites, EPA believes that
corrective action authorities can be used
to address all unacceptable risks to
human health and the environment
from RCRA facilities. In the permitting
context, remediation of non-SWMU
related releases may be required under
the ‘‘omnibus’’ authority. In other
contexts, orders under RCRA sections
3008(h) or 7003 may require remedial
action to address releases regardless of
whether a SWMU is present.
Comment: A commenter states that
ECF emissions should be comparable to
emissions from an industrial boiler
burning natural gas rather than fuel oil.
The commenter notes that an EPA
document 75 states that approximately
80% of industrial boilers burn natural
gas as the primary fuel, and
approximately 51% of U.S. industrial
boiler capacity (measured as MMBtu/hr)
uses natural gas as the primary fuel.
Only 11% of industrial boilers with 8%
of boiler capacity are fired with oil.
Response: Identifying the most
analogous fossil fuel to ECF is a major
consideration for establishing
conditions of the exclusion for storage
and burning. Those conditions must
ensure that ECF is stored and burned
under conditions similar to those
applicable to the most analogous
product (and that also address hazards
B. Impact of ECF Exclusion on
Emissions of Air Pollutants
Comment: A commenter states that
the ECF exclusion will result in an
increase in air pollutants because: (1)
The vast majority of industrial boilers
burn natural gas which is a cleaner fuel
than ECF; and (2) ECF will be diverted
from cement kilns and must be replaced
with coal. The commenter states that a
high-end estimate of the quantity of
hazardous waste fuels that could be
displaced from cement kilns could be
146,000 tpy rather than EPA’s estimate
of 48,400 tpy. In addition, the
commenter estimates that the 146,000
tpy of hazardous waste fuels that could
potentially be diverted from cement
kilns would increase emissions of air
pollutants when fired in natural gas
boilers of: 16.1 tpy of toxic metals and
4,012 lb/yr of organic hazardous air
pollutants (HAP). In addition, cement
kilns would replace the diverted
hazardous waste fuels with coal, which
could increase emissions of SOx by as
much as 6,502 tpy and NOx by as much
as 4,256 tpy, according to the
commenter. Finally, the commenter
estimates that emissions of the
greenhouse gas, CO2, could increase as
much as 381,000 tpy because the ECF
that is diverted from use as a fuel in
cement kilns could be incinerated.
The commenter also estimates that the
ECF exclusion could result in as much
as 292,000 tpy of hazardous waste being
diverted from cement kilns because the
typical fuel blend for cement kilns
74 Please note that this response is also applicable
to ECF container storage units, and to comparable
fuel storage units.
75 Energy and Environmental Analysis, Inc.,
‘‘Characterization of the U.S. Industrial Commercial
Boiler Population, May 2005, p. 2–5.
76 The specifications for only three compounds,
benzene, naphthalene, and toluene, are based on
concentrations in gasoline.
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IV. Rationale for Comparable Emissions
A. Appropriate Benchmark Fuel for ECF
Emissions
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that remain after the exclusion is
claimed).
The fact that most industrial boilers
burn natural gas as the primary fuel is
not a principle factor in determining the
most analogous fossil fuel to ECF. ECF
is a liquid fuel, as is fuel oil, that is
subject to the constituent specifications
and maximum viscosity specification
for comparable fuel excluded under
§ 261.38(a), except for the specifications
for the 37 hydrocarbons and oxygenates.
(In addition, ECF must also meet a
minimum heating value specification.)
Those specifications ensure that
comparable fuel has constituent
concentrations and properties relevant
to burning that are comparable to fuel
oil, a fossil fuel that also is burned in
industrial boilers.76 Thus, fuel oil is the
most analogous fossil fuel to ECF, is
burned in boilers, and consequently
remains a reasonable benchmark for
comparison in determining
comparability of emissions.
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prepared by commercial fuel blenders
contains approximately 15 to 25% of
hazardous secondary materials that
would qualify as ECF.77 For fuel
blenders to meet the specification for
cement kilns, the commenter states that
the loss of ECF will mean the possible
elimination of certain other waste
streams that require blending with
higher-quality material, such as the
hazardous secondary materials that will
qualify as ECF. Fuel blenders estimate
that they could lose other nonblendable
hazardous wastes of a quantity that
would be in a range from one-half up to
an equal volume of lost ECF. That is, for
every ton of ECF that is lost, the
commenter believes that between onehalf and one ton of other hazardous
wastes would not be able to be blended
to produce fuel usable at cement kilns.
The commenter believes that most of the
hazardous waste that is lost because
blendable ECF fuel is no longer
available probably would require
incineration in the future. This other
hazardous waste is lower in Btu value 78
and may require thermal treatment;
thus, incineration is the most likely
alternative outlet for these hazardous
wastes.
Response: We would first note that
the final rule allows ECF to be burned
in cement kilns that burn hazardous
waste fuels. Thus, cement kilns may
compete with industrial boilers for ECF
and can largely determine through their
fuel pricing procedures how much ECF
may be diverted. However, the fact that
ECF may be diverted from cement kilns
to other types of burning units is not
relevant to an analysis of whether ECF
is reasonably classifiable as a
nondiscarded material. Nevertheless,
EPA has evaluated this comment as part
of its obligations under Executive Order
12866 to evaluate costs and benefits of
major rules.
The commenter’s argument that
burning ECF as a replacement for
natural gas in boilers will result in an
increase in emissions of toxic metals is
derived from assuming that ECF
contains the maximum levels of metals
allowed by the comparable fuel
specifications provided in Table 1 to
§ 261.38 and that the emissions will be
uncontrolled. While this may be
theoretically possible (it is in fact
enormously unlikely that every
constituent would be present at the
77 Docket No. EPA–HQ–RCRA–2005–0017–
0126.3, pp. 34–35.
78 The commenter provides the example of a
waste stream that may contain flammable solvents
with 80% water but that, EPA presumes, has a
heating value greater than 5,000 Btu/lb as-generated
and is thus considered to be burned for its heating
value rather than for destruction.
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maximum level), it simply reflects that
facilities can choose which fuel to burn
in their boilers: Natural gas, fuel oil,
coal, or other fuels, including
comparable fuel or ECF. The
comparable fuel specifications for
metals apply to ECF and ensure that
comparable fuel and ECF contain toxic
metals at no higher concentrations than
found in fuel oil. Thus, burning ECF in
lieu of natural gas will result in
emissions of toxic metals no greater
than if a boiler decides to burn fuel oil
in lieu of natural gas.
Also, the commenter’s argument that
burning ECF as a replacement for
natural gas in boilers will result in an
increase in emissions of organic HAP is
derived from comparing AP–42
emission factors 79 for fuel oil and
natural gas. As discussed above,
facilities can choose which fuels to burn
in their boilers. The fact that burning
fuel oil, or ECF with emissions
comparable to fuel oil, in lieu of natural
gas or coal may result in higher or lower
emissions of air pollutants has no
bearing on whether hazardous
secondary materials should be excluded
from the definition of solid waste if they
are managed similar to fossil fuels, their
emissions are comparable to those from
burning fuel oil, and they are physically
identical with respect to most hazardous
constituents (and there is no aspect of
discard in other management phases,
e.g., storage and transport).
Potential Increase in NOX and SOX
Emissions. The commenter’s argument
that there will be an increase in SOX
and NOX emissions is premised on the
need for cement kilns to replace the
hazardous secondary materials that will
be excluded as ECF with coal.80 SOX
emissions will increase if coal contains
higher concentrations of sulfur than
ECF. The commenter believes that NOX
emissions will increase because burning
hazardous secondary materials in
cement kilns reduces the formation of
thermal NOX (i.e., the hazardous
secondary material changes the shape of
the flame and reduces flame
temperatures, thus reducing NOX
formed at high temperatures from the
nitrogen in air). In response, we note
that the state regulatory authority will
determine under the State
Implementation Plan (SIP) if any
increase in emissions of either SO2 or
NO2 must be further controlled pursuant
79 See
https://www.epa.gov/ttn/chief/ap42/.
note that SO2 and NO2 are criteria air
pollutants for which EPA has established NAAQS.
In addition, NOX emissions are precursors for
ground-level ozone (also a criteria pollutant
controlled with a NAAQS), and both NOX and SOX
contribute to fine particulates (i.e., PM2.5), a criteria
pollutant that is also controlled with a NAAQS.
80 We
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to the area’s attainment or maintenance
of the relevant National Ambient Air
Quality Standard (NAAQS).
Nonetheless, we have estimated the
increase in NOX and SOX emissions at
cement kilns that may be caused by the
diversion of ECF from cement kilns to
boilers, and the cost of controlling those
emissions so that there is no net
increase in emissions.81 82 Although we
estimated at proposal that 48,400 tpy of
ECF could be diverted from cement
kilns, the commenter has estimated that
as much as 292,000 tpy 83 of hazardous
secondary materials may be diverted.
Consequently, we estimated the impacts
of the exclusion considering that range
of diverted materials.84
Regarding NOX emissions, we have
determined in the study that the
commenter used as an example of the
potential increase in NOX emissions
may not accurately represent the impact
of reducing the ECF firing rate on NOX
emissions. The study involved NOX
emissions testing at a cement facility
under two test conditions where coal
was fired with and without hazardous
waste fuel. The tests showed a
substantial decrease in NOX (and SOX)
emissions when hazardous waste fuel
was fired at a 50 percent mass input
rate. Other key parameters that can
affect NOX emissions also varied during
those tests, however: The type of coal
and the raw material composition.
Those parameters may affect the excess
air requirements, flame temperature,
and flame profile, which can affect NOX
emissions. Consequently, we conducted
an independent analysis of the impact
on NOX emissions of reducing the
hazardous waste fuel firing rate using
NOX equilibrium calculations to assess
flame temperatures and the resultant
impact on NOX formation. We
determined that NOX emissions may
increase by a total of 130 to 530 tpy
nationwide for the 20 cement kilns
burning hazardous waste fuels. Given
the small average increase in NOX
81 See USEPA, ‘‘Comment Response Document
for the Expansion of the Comparable Fuels
Exclusion,’’ October 2008, Section 4.1.
82 We note that these costs may not be incurred
if the state regulatory authority under the SIP
determines that the increase in SOX emissions will
not result in an exceedance of the NAAQS.
83 The commenter states that as much as 146,000
tpy of hazardous secondary materials may be
diverted from cement kilns as ECF, and that another
146,000 tpy of hazardous waste may be diverted to
incinerators because the wastes can no longer be
blended with the higher quality hazardous
secondary materials (i.e., ECF) to meet the fuel
specifications for cement kilns.
84 We reiterate that we conducted this analysis to
meet our obligations under Executive Order 12866
to evaluate costs and benefits of major rules. These
impacts have no bearing on whether ECF is a ‘‘solid
waste.’’
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emissions at each kiln (i.e., from 7–27
tpy), we believe the emission reductions
could be achieved without significant
cost by minor adjustments to boiler
operating parameters, such as operating
at a fractionally lower oxygen
concentration.
Regarding SOX emissions, we note
that the higher sulfur content of the coal
that may replace ECF is not likely to
increase SOX emissions at eight of the
20 kilns that burn hazardous waste.
That is, eight of the kilns are preheater/
precalciner kilns where SOX emissions
attributable to fuels are scrubbed from
the combustion gas by the limestone as
the combustion gas passes through the
preheater/precalciner cyclones. The
remaining 12 long wet or long dry kilns
do not provide this scrubbing effect,
however, and fuel-related sulfur will
result in an increase in SOX emissions.
We estimate that SOX emissions will
increase by 570 tpy nationwide under
our estimate that 48,400 tpy of ECF may
be diverted, and by 2,300 tpy under the
commenter’s estimate that 292,000 tpy
of ECF may be diverted. To control
these SOX emissions, we have estimated
that the annualized cost of dry
scrubbing would range from $1.1
million to $1.7 million. We have revised
our economic impact analysis of the
ECF exclusion to account for these
costs.
Potential Increase in CO2 Emissions.
Finally, we do not accept the
commenter’s argument that emissions of
the greenhouse gas CO2 (an air pollutant
under the Clean Air Act) could increase
because ECF is diverted from use as a
fuel in cement kilns. Although the
commenter explains that hazardous
waste fuels that have high water or ash
content must be blended with higher
quality waste fuels, such as ECF, to meet
the commercial specifications for
cement kiln fuels, the heating value of
those lower quality fuels nonetheless
provides useful heat input to the cement
kiln.85 If those low quality fuels can no
longer be blended to produce cement
kiln fuel because there is less high
quality fuel available because of the ECF
exclusion, those low quality fuels may
be diverted to hazardous waste
incinerators. Those fuels will not be
simply treated for destruction by
incineration, however. Those fuels will
provide useable heat energy to treat
other hazardous wastes with little or
85 Note: If these lower quality fuels are not
themselves fuels prior to blending such that
burning in a cement kiln would be destruction, as
opposed to providing heat input, then blending
these lower quality fuels with high quality fuels at
a cement kiln would constitute ‘‘sham’’ recycling.
This would raise the question of whether the
clinker product is derived-from hazardous waste.
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negative heating value, thus reducing
the incinerator’s need to provide
supplemental heat input from fossil fuel
(e.g., natural gas). This is the same role
that (we presume) those lower quality
fuels played in cement kilns—providing
useable heat to displace fossil fuel.
Thus, there should not be an increase in
CO2 emissions.
C. Assurance of 99.99% DRE of ECF
Constituents
Comment: Several commenters state
that the conditions for burning ECF are
not adequate to ensure 99.99% DRE.
Specifically, commenters question why
hazardous waste combustors are subject
under MACT and RCRA to a DRE
emissions demonstration and limits on
multiple operating parameters (e.g.,
minimum combustion chamber
temperature; indicator of maximum gas
flowrate; waste feedrate limits) if
99.99% DRE can be assured simply by
complying with the conditions for
burning ECF.
A commenter notes further that EPA
states that the two primary operating
conditions to ensure 99.99% DRE and
good combustion are that CO levels
remain below 100 ppmv and that ECF
is fired into the flame of the primary
fuel. EPA states that ECF must be fired
into the flame of the primary fuel to
avoid total ignition failure whereby low
CO levels may not ensure good
combustion.86 Yet, the commenter notes
that the exclusion does not require the
burner to document that, in fact, ECF is
fired into the flame zone so that CO will
be a valid indicator of good combustion.
Another commenter that is generally in
favor of the exclusion questions why the
other burner operating conditions are
needed if the two primary operating
conditions are to maintain CO emissions
below 100 ppmv and to fire ECF into the
flame zone of the primary fuel.
Response: ECF Conditions Ensure
99.99% DRE. The boiler operating
conditions for burning ECF are provided
under § 261.38(c)(2)(ii)(C). The principal
operating conditions that ensure good
combustion are: (1) Continuous
monitoring of CO emissions to ensure
that levels remain below 100 ppmv; and
(2) firing the ECF into the flame of the
primary fossil fuel, which must
comprise at least 50% of the boiler’s
fuel requirements. The ECF boiler
operating conditions are less rigorous (at
least facially) than requirements to
ensure 99.99% DRE for hazardous waste
combustors under the MACT standards
86 Under total ignition failure, CO may be low
because the fuel is not combusted. Rather, the fuel
is simply volatilized, resulting in high hydrocarbon
emissions.
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of 40 CFR Part 63, Subpart EEE and the
RCRA standards of 40 CFR Part 264,
Subpart O, and Part 266, Subpart H.
Those hazardous waste combustor
requirements include a requirement to
conduct a DRE emission test and to
establish operating limits on several
parameters based on the levels achieved
during the DRE test.
A demonstration test that an ECF
boiler is achieving 99.99% DRE is not
needed, however, because the ECF
boiler design and operating conditions
ensure that 99.99% DRE will be
achieved.87 Because 99.99% DRE is
assured, the operating limits that must
be established for hazardous waste
combustors under a DRE demonstration
test to ensure that DRE is maintained are
not needed for ECF boilers. As
explained at proposal (72 FR at 33294),
EPA concluded from substantial boiler
testing in the mid-1980’s that boilers
cofiring hazardous waste fuels with
fossil fuels where the hazardous waste
provides less than 50 percent of the
boiler’s fuel requirements and CO levels
remain below 100 ppmv can achieve
99.99% DRE under a wide range of
operating conditions (e.g., load changes,
waste feed rate changes, excess air rate
changes). Based on that testing (which
is fully documented in the record to the
1991 boiler and industrial furnace
rulemaking (56 FR 7134, Feb. 21, 1991),
and has been added to the docket for
this rule), EPA promulgated a provision
in the Boiler and Industrial Furnace
final rule whereby the DRE
demonstration (and associated operating
limits) are waived for boilers burning
hazardous waste. See § 266.110. The
ECF boiler conditions in this rule are
equivalent to the hazardous waste boiler
provisions for waiving the DRE
demonstration.88 Thus, the ECF boiler
87 Please note that we are referring to DRE of an
organic compound in a feedstream, not the
effective, measured DRE of compounds that are
common PICs, even under good combustion
conditions. If DRE is measured for compounds that
are common PICs (e.g., benzene, toluene,
naphthalene, and phenol), and those compounds
are fed at low rates, the amount of the compound
present as a PIC may be large enough relative to the
amount of the unburned compound contributed by
the feed such that less than 99.99% effective DRE
may be measured.
88 The ECF boiler conditions are actually more
stringent than the requirements for waiving the DRE
demonstration for hazardous waste boilers. ECF
may not be burned in process heaters because of
concern that combustion gas may be quenched to
cool the gas to provide temperatures needed to heat
process fluids appropriately, such that the
temperature quench may preclude complete
combustion of organic compounds and emissions
would no longer be comparable. In addition, the
ECF cannot exceed a particle size of 200 mesh (74
microns) to ensure good combustion, while the DRE
waiver for hazardous waste boilers requires that
only 70% of particles pass a 200 mesh screen.
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conditions will also ensure that (at least)
99.99% DRE is achieved.
A Demonstration That ECF Is Fired
into the Flame Zone Is Needed. We
agree with the commenter, however,
that an ECF boiler should be required to
document that ECF is, in fact, fired into
the flame zone of the primary fuel, thus
ensuring that CO is a valid indicator of
good combustion (i.e., that CO is not
low simply because ECF is not being
combusted). If ECF were inadvertently
not fired into the flame zone of the
primary fuel, CO levels could be low
even though hydrocarbon (HC)
emissions could be high. Organic
compounds in the feed could be simply
volatilized rather than combusted,
vitiating emission comparability.
Although it is unlikely that ECF would
not be fired into the primary fuel flame
zone (which is necessary for the boiler
to derive the full heating value from the
fuel), this situation could potentially
occur due to poor design or installation
of the ECF firing system. Accordingly,
the final rule requires the burner to
document by information or testing that
ECF will be fired directly into the
primary fuel flame zone. The
documentation must be included in the
initial notification to the RCRA and
CAA regulatory authorities. See
§ 261.38(c)(5)(i)(H).
A one-time HC test when burning ECF
under reasonable worst-case conditions
demonstrating that HC levels are below
10 ppmv, while CO is below 100 ppmv,
would be one way to make the
demonstration. A HC level of 10 ppmv
or below is indicative of good
combustion conditions and is the MACT
emission standard for hazardous waste
boilers. 70 FR at 59462–63. Operating
conditions during the HC test should
include: (1) The highest ECF firing rate
anticipated; (2) the lowest ECF heating
value anticipated; (3) the lowest primary
fuel firing rate and heating value
anticipated; and (4) the lowest boiler
load anticipated. Although we have
revised our economic impacts analysis
for the exclusion to account for the cost
of a one-time HC test for all boilers
burning ECF, information other than HC
testing could be used to document that
ECF is fired into the primary fuel flame
zone. That is, HC testing is not required
if other documentation can be provided
to show that the ECF is fired into the
primary fuel flame zone. For example,
documentation could be provided that
the ECF is fired in the same firing
system (e.g., via concentric firing
nozzles) as primary fuel.
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D. Use of Available Emissions Data To
Document ECF Emissions Will Be
Comparable to Fuel Oil Emissions
Comment: A commenter states that
EPA’s analysis purporting to document
that emissions from burning ECF will be
comparable to emissions from burning
fuel oil in an industrial boiler is riddled
with flaws.
Response: Although we address each
of the commenter’s major concerns
below,89 we acknowledge that, absent a
robust data base, stakeholders could
reasonably have opposing views on the
issues. Nonetheless, we believe that our
technical evaluation at proposal was
reliable. However, we note that the issue
of whether available data support a
finding that ECF emissions will be
comparable to fuel oil emissions has
been superseded by including
conditions in the final rule that
establish a feedrate limit for each ECF
constituent. The feedrate limits provide
objective assurance that emissions from
a boiler burning ECF will be comparable
to emissions from a boiler burning fuel
oil. See discussion in Part Three,
Section III.B.3 above.
1. Use of Hazardous Waste Boiler
Emissions Data
Comment: The commenter states that,
absent emissions data from burning ECF
in industrial boilers, EPA uses
hazardous waste boiler emissions data
as a surrogate. This is an indirect
comparison, however, filled with huge
data gaps.
Response: Hazardous waste boiler
emissions data are a reasonable
surrogate for ECF boiler emissions data
because the combustion of organic
compounds in ECF will be controlled by
conditions on ECF burners that are at
least as stringent as the controls on
hazardous waste boilers. 72 FR at 33291.
Although hazardous waste boiler
emissions data are an indirect
comparison, we believe they are still a
valid comparison. We respond to the
commenter’s concerns about data gaps
below.
2. Concern That EPA’s Oil Emissions
Data Base Has Emissions Data for Only
12 of 37 ECF Constituents
Comment: The commenter states that
EPA’s oil emissions data base contains
data on only 12 of the 37 hydrocarbons
and oxygenates listed in Table 1 to
§ 261.38 for which the specifications
would no longer apply. Absent a fuel oil
emissions benchmark, EPA cannot
89 We provide responses to all of the commenter’s
concerns in USEPA, ‘‘Comment Response
Document for Expansion of the Comparable Fuel
Exclusion,’’ October 2008, Section 4.
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conclude that ECF emissions are
comparable, according to the
commenter.
Response: As discussed above in Part
Three, Section III.B.3, the final rule
establishes feedrate conditions for each
ECF constituent that will ensure that
ECF emissions are comparable to fuel
oil emissions. The feedrate conditions
are established by back-calculating from
industrial boiler fuel oil emission levels
(or surrogate emission levels) using
projected destruction and removal
efficiencies. We have oil emission levels
for 12 ECF constituents and establish
surrogate oil emission levels for the
remaining ECF constituents. Those
surrogate emission levels are
representative of oil emission levels (for
the PAHs) and, for the oxygenates, are
reasonable surrogates that result in de
minimis health risk.90
3. Concern That EPA’s Oil Emissions
Data Base Is Too Sparse To Establish
Benchmarks
Comment: The commenter states that,
of the 12 ECF constituents for which
EPA has oil emissions data, data for
seven of the constituents are too sparse
to establish a benchmark. That is, for
seven of the ECF constituents, oil
emissions data are available for only one
or two boilers, and are insufficient to
establish a benchmark. The commenter
believes that EPA then compounds the
problem of too few data by using a 95th
percentile as the benchmark for
comparison to the hazardous waste
boiler emissions data.
Response: We believe it is reasonable
to use the available oil emissions data
for these 12 ECF constituents. We also
note, however, that because the limited
oil emissions data are not likely to
represent the total range of oil emissions
data, we use the highest test condition
average for these 12 ECF constituents to
establish the ECF constituent feedrate
limits discussed above in Part Three,
Section III.B.3.
4. Concern That EPA Did Not Evaluate
the Oil Emissions Data Base for Probable
Outliers
Comment: The commenter states that
the oil emissions data used as
benchmarks may overstate emission
levels given that the Agency did not
evaluate the data for outliers.
90 We note that the fuel oil emission level for
acrolein (i.e., 18 ug/dscm) may result in maximum
annual average ground level concentrations that
approach the reference air concentration (RfC) (as
may occur when boilers burn fuel oil). Although we
use the acrolein oil emission level as a surrogate
emission level for the other ECF oxygenates,
maximum annual average ground level
concentrations for those other oxygenates will be
orders of magnitude below their RfCs.
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Response: We concur that an outlier
analysis should be performed on the oil
emissions data for the ECF constituents
where sufficient data are available to
identify high outliers. We performed
that analysis for the final rule and
determined that the highest test
condition for toluene has a run variance
that is a high outlier, even though the
test condition average is not a high
outlier relative to the other test
condition averages.91 Consequently, the
highest test condition average for
toluene is 120 ug/dscm, rather than 350
ug/dscm.
5. Concern That the Level of Detection
Is Needed for Nondetect Data Points in
the Hazardous Waste Boiler Data Base
Comment: The commenter states that
EPA should present the level of
detection for hazardous waste boiler
emissions data that are reported as
nondetect. If the level of detection for
the hazardous waste boiler emissions for
an ECF constituent is higher than the oil
emissions benchmark, the Agency
cannot conclude that emissions are
comparable, according to the
commenter.
Response: The level of detection for
the nondetect data in the hazardous
waste boiler emissions data base is not
readily available. While we agree that
this is a limitation of the data base, the
level of detection for the hazardous
waste boiler emissions data would be
helpful only if it were below the highest
oil emission data level for an ECF
constituent. As the commenter notes, if
the level of detection were higher than
the oil emissions data, we would not
know whether the hazardous waste
boiler emissions level were higher or
lower than the oil emissions level.
Moreover, as noted previously, our
analysis comparing hazardous waste
boiler emissions data (as a surrogate for
ECF emissions data) to fuel oil
emissions data has been superseded in
the final rule by establishing feedrate
limits for each ECF constituent. The
feedrate limits provide objective
assurance that the ECF emissions will
be comparable to the fuel oil emissions.
The commenter believes that, given that
emissions will increase as feeds
increase, it is important to know
whether the hazardous waste feeds had
the same concentrations of ECF
constituents as allowed for ECF (i.e.,
100%). EPA must establish
concentration limits for each ECF
constituent consistent with the
hazardous waste fuel concentrations
that document comparable emissions,
according to the commenter.
Response: We agree that emissions of
ECF constituents can be expected to
increase with increased feedrate. To
address this concern, the final rule
establishes a feedrate limit for each ECF
constituent that will ensure that
emissions of those constituents from a
boiler burning ECF are comparable to
emissions of those constituents from a
boiler burning fuel oil. As mentioned
above, these feedrate limits provide
objective assurance of comparable
emissions and effectively supersede our
analysis comparing hazardous waste
boiler emissions with oil emissions.
6. Concern Regarding the Concentration
of ECF Constituents in Hazardous Waste
Boiler Fuels
Comment: The commenter states that
the concentration of ECF constituents in
the hazardous waste boiler fuels must be
provided to determine whether
hazardous waste boiler emissions are
comparable to the fuel oil emissions.
7. Concern Whether EPA Has
Adequately Considered PIC Emissions
Comment: The commenter states that
the hazardous waste boiler emissions (as
a surrogate for ECF emissions)
document that emissions of PICs that
are not ECF constituents are higher than
the emissions from oil-fired boilers.
Response: At proposal, we examined
each compound that our data base
indicated may be emitted by hazardous
waste boilers at levels higher than fuel
oil boilers and explained why the
seeming exceedance should not be
considered as documentation that ECF
emissions are not comparable to oil
emissions.92 The reasons for explaining
the exceedances include: (1)
Dichloromethane is a common lab
contaminant; (2) ethyl benzene and
phenathrene were emitted at de minimis
levels (i.e., neither were emitted at
concentrations above 8 ug/dscm); and
(3) the hazardous waste boilers were
often not operated under the stringent
conditions that will be required for ECF
boilers, such that combustion
conditions may have been less than
optimum resulting in higher emissions
than will result from ECF burning.
Nonetheless, we agree with the
commenter that PIC emissions must be
considered in making a finding that ECF
emissions will be comparable to oil
emissions. For the final rule, we have
objectively accounted for PIC emissions
in establishing a feedrate limit for each
91 See USEPA, ‘‘Final Technical Support
Document for the Expansion of the Comparable
Fuels Exclusion,’’ November 2008, Section 6.3.
92 See USEPA, ‘‘Draft Technical Support
Document for the Expansion of the Comparable
Fuels Exclusion,’’ May 2007, Section 5.5.1.
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ECF constituent. See discussion above
in Part Three, Section III.B.3.
V. Conditions for Burning ECF
A. Applicability of ECF Exclusion to
Other Combustors
Comment: Several commenters state
that combustors other than watertube
boilers that are not stoker-fired should
be allowed to burn ECF, such as:
hazardous waste combustors (HWCs)
operating under a RCRA permit, process
heaters, thermal oxidizers, fire tube
boilers, and stoker-fired boilers. Several
commenters also state that EPA should
allow ECF to be burned in the same
types of combustion units allowed to
burn existing comparable fuel.93
Response: We agree with the
commenters that state that the exclusion
should allow ECF to be burned in
HWCs. Therefore, the final rule allows
ECF to be burned in HWCs (i.e.,
incinerators, cement kilns, lightweight
aggregate kilns, boilers (including
stoker-fired boilers, firetube boilers, and
process heaters), and halogen acid
production furnaces) operating under a
RCRA permit,94 provided the ECF is
burned under the operating
requirements that would be applicable if
the ECF were a hazardous waste. See
§ 261.38(c)(2)(i). Thus, the operating
requirements applicable to the
hazardous waste will apply to burning
of ECF as a fuel (as a condition of the
exclusion) in lieu of the ECF burner
operating conditions under
§ 261.38(c)(2)(ii), with one exception.
The ECF feedrate limits under
§ 261.38(c)(2)(ii)(C) continue to apply to
HWCs. Although the RCRA and CAA
operating requirements applicable to
hazardous waste ensure 99.99 percent
DRE and good combustion conditions,
the ECF constituent feedrate limits are
also needed to ensure that ECF
emissions from HWCs will be
comparable to fuel oil emissions (for the
same reasons the feedrate limits are
needed for ECF boilers).95 96 In addition,
93 Under § 261.38(b)(3)(i) of the final rule,
comparable fuel must be burned in a hazardous
waste incinerator operating under a RCRA permit,
an industrial furnace, or an industrial or utility
boiler.
94 Although all hazardous waste combustors must
obtain a RCRA operating permit, the principal
substantive operating requirements derive from the
NESHAP under Subpart EEE, Part 63. As a
condition of the exclusion, ECF must be burned
under all of the operating requirements applicable
to hazardous waste, whether they derive from the
NESHAP or RCRA (e.g., RCRA requirements for
startup, shutdown, and malfunctions).
95 Even though the ECF burner operating
conditions under § 261.38(c)(2)(ii) ensure 99.99%
DRE and good combustion, the feedrate limits
under paragraph (c)(2)(ii)(C) are needed to ensure
that ECF emissions are comparable to fuel oil
emissions because combustion is generally a
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to implement the ECF constituent
feedrate limits, the ECF automatic feed
cutoff system requirements under
§ 261.38(c)(2)(ii)(G) that apply to
monitoring the constituent feedrate
limits as specified under
§ 261.38(c)(2)(ii)(G)(1)(ii) also apply to
HWCs.
Several other commenters suggest that
the rule allow ECF to be burned in a
RCRA-permitted hazardous waste
combustor under the CO monitoring
condition only. These commenters
believe that the other hazardous waste
operating requirements should not
apply. These commenters state that ECF
should be allowed to be burned, for
example, during startup or shutdown,
provided that the CO limit of 100 ppmv
is met. We disagree. Complying with the
CO condition alone may not ensure
99.99 percent DRE and good
combustion. We note that hazardous
waste may be burned in a hazardous
waste combustor during startup and
shutdown provided that the combustor
is operating under the operating limits
in the permit. Those operating limits
include operating parameters (e.g.,
minimum combustion chamber
temperature) in addition to a CO limit
of 100 ppmv to ensure 99.99 percent
DRE and overall good combustion.
(Those other operating limits for
hazardous waste combustors (i.e., other
than the CO limit of 100 ppmv) help
ensure good combustion of hazardous
waste just as the other ECF burner
conditions help ensure good
combustion of ECF.) Therefore, the
hazardous waste combustor operating
requirements for hazardous waste must
apply at all times that ECF is burned.
Commenters stating that other
combustors, including those that are
eligible to burn comparable fuel (i.e.,
other than hazardous waste combustors
operating under requirements
applicable to hazardous waste), should
be allowed to burn ECF did not provide
adequate supporting information that
such combustors would achieve 99.99%
DRE and good combustion conditions.
We acknowledge that many types of
constant percent reduction process. The greater the
constituent feedrate, the greater the (residual)
emission rate of the constituent.
96 HWCs must comply with the ECF constituent
feedrate limit conditions because the generator has
claimed the exclusion for ECF and realized some
benefits of the exclusion (e.g., waived closure
requirements; no hazardous waste manifest). The
other substantive benefits of the ECF exclusion that
accrue to off-site ECF burners (e.g., no RCRA permit
requirement for the storage unit or combustor; no
closure or financial assurance requirements) may
not be realized by HWCs, however, because the
HWC is already subject to those controls. Of course,
if the generator did not claim the exclusion, the ECF
constituent feedrate conditions would not apply to
the HWC.
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combustors can achieve 99.99% DRE
and good combustion conditions when
burning hazardous waste fuels or ECF
under various conditions, under the
regulatory oversight provided by an
operating permit program (which among
other things, establishes site-specific
parametric monitoring requirements to
assure that the source continues
operating under the conditions of the
successful trial burn). We are
concerned, however, that these
combustors may not always be able to
achieve 99.99% DRE and good
combustion conditions under all
situations when complying with the
ECF operating conditions under the
exclusion. We explained at proposal
that there is a greater potential for poor
distribution of combustion gases and
localized cold spots in firetube and
stoker boilers that can result in poor
combustion conditions. 72 FR at 33294.
Although a commenter states that
modern firetube boilers equipped with
modern controls do not have the
potential for cold spots and poor
combustion, the commenter did not
suggest how we could distinguish such
modern firetube boilers from others, and
did not indicate whether those boilers
could operate efficiently under a wide
range of conditions (e.g., boiler load).
Similarly, another commenter states that
their process heaters do not quench the
combustion gas to reduce gas
temperatures to avoid overheating a
process fluid, a concern we expressed at
proposal that could adversely affect
combustion efficiency by interrupting
the complete combustion of organic
compounds. 72 FR at 33294. The
commenter did not suggest, however,
how we could distinguish between
process heaters that may quench the
combustion gas and those that do not.
B. EPA’s Approach To Identify Feedrate
Limits for ECF Constituents
Comment: A commenter argues that
the approach EPA discussed at proposal
to establish feedrate limits—backcalculating from oil emission levels
using projected DREs—is flawed. The
commenter believes that EPA has no
basis to assume the projected DREs will
be achieved by boilers burning ECF,
given that the only operating control is
for carbon monoxide. The commenter
notes that DRE performance also
depends on other key operating
conditions, such as the maximum
demonstrated waste feed rate, minimum
combustion temperature, maximum
combustion gas velocity, minimum
atomization pressure, and other
operating parameters that are defined
based on performance tests.
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77985
In addition, the commenter notes that
EPA has oil emissions data for only 12
ECF constituents and states that the de
minimis emission level established for
the remaining constituents is nothing
more than an arbitrary guess. The
commenter also states that the
maximum allowable emission levels
should be based on the average oil
emissions, not the highest test condition
average.
Finally, another commenter states that
it is surprising that EPA establishes a de
minimis emission level as high as 20 ug/
dscm given that several emissions
standards for hazardous waste
combustors (HWCs) established under
CAA section 112(d)(3) (MACT
standards) are lower than this level. 40
CFR Part 63, Subpart EEE. For example,
the commenter notes that the HWC
MACT standard for new boilers for
mercury is 6.8 ug/dscm, and the
standards for new incinerators are 8.1
ug/dscm for mercury and 10 ug/dscm
for semivolatile metals.
Response: We use the same general
approach for the final rule that we
proposed. We establish a feedrate limit
for each ECF constituent, expressed as
a gas flowrate-normalized feedrate limit,
that is back-calculated from the fuel oil
emission level (or surrogate emission
levels) for each constituent using a
projected DRE. The fuel oil emission
level is the highest test condition
average for that constituent in the oil
emissions database, or a surrogate
emission level where oil emissions data
are not available. The DRE for each
constituent is projected considering the
thermal stability of the constituent and
whether the constituent is a common
PIC. See discussion in Part Three,
Section II.B.3 above.
We disagree with the commenter’s
views that 99.99 percent DRE cannot be
projected for ECF constituents. We have
explained that the extensive ECF boiler
design and operating conditions will
ensure good combustion and a
minimum of 99.99 percent DRE for the
ECF constituents in the feed.97 See
97 Please note that, although we project DREs of
less than 99.99% for ECF constituents that are
commonly formed as PICs, the feed-related DREs for
these ECF constituents are 99.99% or higher. That
is, the DRE of the compound in the feed is at least
99.99%. (The conditions on burning are at least
equivalent to the controls on hazardous waste
boilers that ensure 99.99% DRE under § 266.110.)
The measured or apparent DRE, however, can be
lower than 99.99% for these compounds because,
at low feedrates of the compound, the PIC
contribution of the compound from the destruction
of other compounds can provide a significant
contribution to emissions relative to the residual
from 99.99% destruction of the compound in the
feed.
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discussion in Part Three, Section III.B.3
above.
In response to the commenter’s views
on the de minimis emission levels we
discussed at proposal, we have revised
our approach to identify surrogate
emission levels for ECF constituents for
which we do not have oil emissions
data. See discussion above in Part
Three, Section III.B.3. For the final rule,
we identify a surrogate emission level of
0.02 ug/dscm for the two PAHs for
which we do not have oil emissions
data, and a surrogate emission level of
18 ug/dscm for the oxygenates for which
we do not have oil emissions data.
Consequently, we are not identifying de
minimis emission levels.
Finally, we also disagree with the
commenter’s view that the maximum
allowable emission level for the 12 ECF
constituents for which we have oil
emissions data should be based on the
average oil emissions rather than the
highest test condition average. We have
explained previously why it is
reasonable to establish the allowable
emission levels for these constituents as
the highest test condition average rather
than another metric, such as the average
test condition average or the 95th
percentile test condition average. See
Part Three, Section II.B.3 above.
C. Use of WMPT To Rank ECF
Constituents According to Hazard
Potential
Comment: Several commenters argue
that EPA’s use of the WMPT
methodology to rank ECF constituents
by their hazard potential is flawed
because it does not assess exposure.
Response: As stated at proposal, our
hazard ranking effort was not a full
quantitative risk assessment, but rather
a screening-level ranking of hazardous
compounds based on potential chronic
(i.e., long-term) risks to human health
and the environment. 72 FR at 33318.
As such, we consider it appropriate to
apply the WMPT’s use of a small
number of relatively simple measures
(i.e., combination of bioaccumulation
and persistence factors) to represent the
exposure potential of each chemical.
Moreover, we note that the final rule
does not rely on the WMPT-based
hazard ranking procedure to support
maintaining the comparable fuel
specifications for the PAHs and
naphthalene and for establishing special
firing rate limits for benzene and
acrolein, as proposed. 72 FR at 33299–
301. Because the final rule establishes a
feedrate limit for each ECF constituent
which provides objective assurance that
emissions of ECF constituents from ECF
burners will be comparable to emissions
from fuel oil boilers, the proposed
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restrictions on PAHs, naphthalene,
benzene, and acrolein are not included
in the final rule.
D. Request To Expand Primary Fuel
Condition
Comment: Several commenters state
that fuels other than fossil fuel, fuel
derived from fossil fuel, or tall oil
having a minimum heating value of
8,000 Btu/lb should be allowed as
primary fuel to meet the condition that
ECF must be cofired with at least 50
percent primary fuel. Commenters state
that the following fuels should also be
considered primary fuel: Comparable
fuel excluded under § 261.38(a)(1);
hydrogen gas, and alcohol fuels.
Response: To consider other fuels as
a primary fuel, we would need
information describing their fuel-related
properties given that we rely on the
primary fuel to provide the hot, stable
flame needed to ensure a 99.99% DRE
and good combustion. For example, we
would need to know the range of most
of the parameters defined by the
proximate and ultimate analyses of the
fuels, as well as their viscosity.
Commenters did not provide any
description of ‘‘hydrogen gas’’ or
‘‘alcohol fuels.’’ Consequently, we
cannot assess whether these fuels
should be considered primary fuel.
We agree with commenters, however,
that comparable fuel excluded under
§ 261.38(a)(1) should be allowed as a
primary fuel, provided that the as-fired
heating value is at least 8,000 Btu/lb,
consistent with the minimum heating
value requirement for the other primary
fuels. Given that existing comparable
fuel has a composition and physical
properties related to combustion that are
the same as fuel oil, it is reasonable to
consider it a primary fuel, provided the
as-fired heating value is at least 8,000
Btu/lb.
E. Minimum Primary Fuel Firing Rate
Comment: Several commenters state
that the proposed minimum 50 percent
firing rate for primary fuel should be
reduced. One commenter suggested that
the minimum primary fuel firing rate
requirement should be reduced to 20
percent, while other commenters argued
that there should be no minimum
primary fuel firing rate requirement.
In addition, a commenter states that
EPA failed to support the primary fuel
firing rate requirement with data or a
sound basis. The commenter believes
that, because ECF must have a heating
value of at least 8,000 Btu/lb and can
exceed the comparable fuel
specifications solely for hydrocarbons
and oxygenates, there is no reason that
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the ECF firing rate should be limited at
all.
Another commenter notes that most
boilers use a primary fuel, such as
natural gas, for startup, but then switch
to other, nonfossil fuels after steadystate conditions are attained. These
boilers easily maintain compliance with
the RCRA standards for hazardous waste
boilers, including very low CO levels
(e.g., below 3 ppmv), according to the
commenter.
Response: As discussed at proposal,
EPA conducted a program of parametric
testing in the mid-1980s of boilers
burning waste fuels to identify design
and operating conditions that would
ensure 99.99 percent DRE and good
combustion conditions. 72 FR at 33293.
We proposed operating conditions for
ECF boilers based on the conclusions of
that extensive testing, including the
requirement to burn at least 50 percent
primary fuel. Commenters that suggest
that a lower (or no) primary fuel firing
rate would still ensure 99.99 percent
DRE and good combustion conditions
simply note that low CO levels can be
maintained, which is evidence of good
combustion conditions. These
commenters did not provide
information, however, documenting the
properties of any of the fuels being fired
to the boiler, or whether good
combustion conditions were maintained
over a range of boiler loads. While we
believe that maintaining CO levels at or
below 100 ppmv (measured
continuously) is a principal factor for
ensuring good combustion conditions,
other conditions are also necessary to
help ensure good combustion under a
regulatory exclusion without the
oversight of an operating permit
program. Moreover, we note that
hazardous waste boilers must comply
with a 50 percent minimum primary
fuel requirement to obtain a waiver of
the DRE standard. See § 266.110.
F. Request To Increase the Minimum
8,000 Btu/lb Requirement for ECF
Comment: Several commenters argue
that the proposed 8,000 Btu/lb
minimum as-fired heating value for ECF
is much too low because it is not
comparable to the 18,000 Btu/lb heating
value of fuel oil.
Response: A principle of the ECF
exclusion is that the emissions from
burning ECF are comparable to the
emissions from burning fuel oil when
ECF is burned under the conditions set
out in the exclusion. Although the
concentrations of hydrocarbons and
oxygenates in ECF may be higher than
in fuel oil, these constituents
themselves exhibit fuel value; in
addition, the emissions of those
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compounds from a boiler burning ECF
are comparable to the emissions of these
compounds from a boiler burning fuel
oil given the level of destruction
achieved by ECF boilers operating under
good combustion conditions. Similarly,
the heating value of ECF need not be
comparable to the heating value of fuel
oil to assure emission comparability,
although we would note, as we did at
proposal, that the minimum heating
value of fossil fuels normally burned in
industrial boilers are in the range of
8,000 Btu/lb. 72 FR at 33296. We
establish a minimum 8,000 Btu/lb
heating value for ECF to help ensure
that ECF combusts well so that ECF
emissions will be comparable to
emissions from burning fuel oil in the
same units.
G. Request for Periodic CO Monitoring
Comment: Several commenters argue
that periodic rather than continuous CO
monitoring should be allowed.98 One
commenter states that, because EPA is
already requiring that CO emissions be
controlled for ECF at a level four times
more stringent than that required of
industrial boilers, plus imposing many
other conditions, requiring continuous
CO emission monitoring for all
combustion units is a costly
requirement that would not result in
any additional margin of safety for ECF
combustion units. The commenter notes
that the cost for installing a CO CEMS
(continuous emission monitoring
system) with an automatic ECF feed
cutoff system would be approximately
$800,000, and operating and
maintenance cost would be
approximately $50,000.
Response: As we stated in the
proposal, the Agency needed
information from commenters that
would explain and provide support on
why periodic monitoring was sufficient.
No such information was provided that
explained how the owner or operator
would ensure that the boiler is operating
under good combustion conditions
during those times that the boiler is not
being monitored for CO. Consequently,
the final rule requires continuous CO
monitoring.
We also disagree with the commenter
that provided cost information.
Specifically, we estimated the costs of a
CO CEMS and automatic ECF feed
98 Please note that we requested comment at
proposal on whether periodic CO monitoring
should be allowed rather than continuous
monitoring. 72 FR at 33295–96. We stated that
commenters must explain and provide supporting
information why periodic monitoring is sufficient,
including how the owner or operator would ensure
that the boiler is operating under good combustion
conditions during those times that the boiler is not
being monitored for CO.
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cutoff system to be relatively modest.99
That is, we estimated the annualized
cost of a CO CEMS is approximately
$5,800 for a boiler that is not already
equipped with the system, while the
annualized cost of an automatic ECF
feed cutoff system is approximately
$3,800. The commenter did not provide
comments on our cost estimates.
H. Request That Additional Operating
Parameters Should Be Linked to the ECF
Automatic Feed Cutoff System
Comment: A commenter states that
additional operating parameters must be
linked to the ECF AFCOS to ensure that
the boiler continuously complies with
the operating conditions and that
emissions will remain comparable to
fuel oil emissions. The commenter notes
that boiler operators may not be in
attendance at all times, and therefore
parameters in addition to CO and gas
temperature at the inlet to a fabric filter
or electrostatic precipitator (if primary
fuel other than coal is burned) must be
linked to the ECF AFCOS. Specifically:
• To ensure compliance with the
minimum boiler load limit of 40
percent, an indicator of boiler load (e.g.,
steam production rate) must be linked to
the ECF AFCOS;
• To ensure compliance with the
minimum primary fuel firing rate, an
indicator of the primary fuel firing rate
must be linked to the ECF AFCOS;
• To ensure compliance with the ECF
constituent feedrate limits, an indicator
of the ECF feedrate must be linked to
the ECF AFCOS.
Response: We agree with the
commenter for the reasons the
commenter provides. The final rule,
therefore, requires that five parameters
must be linked to the ECF AFCOS: (1)
CO CEMS; (2) gas temperature at the
inlet to the fabric filter or electrostatic
precipitator (if primary fuel other than
coal is burned); (3) indicator of boiler
load; (4) indicator of primary fuel
feedrate; and (5) indicator for ECF
feedrate. See § 261.38(c)(2)(ii)(G).
I. Request That Burner Conditions
Should Not Apply to MEK and
Isobutanol
Comment: EPA received comments
that it should consider eliminating
constituent limits and other burner
controls for methyl ethyl ketone and
isobutanol because neither contaminate
is considered a HAP under the CAA.
Response: EPA’s framework for this
rule, as proposed, is based on the
comparability of emissions of RCRA
99 See USEPA, ‘‘Draft Technical Support
Document for the Expansion of the Comparable
Fuels Exclusion,’’ May 2007, Section 7.5.
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77987
hazardous constituents from hazardous
secondary materials to such emissions
from fuel oil, as opposed to risk, and we
did not take comment on an exclusion
approach based on zero or de minimis
risk. Therefore, we do not believe it is
appropriate to make this change for
purposes of this final rule without
seeking additional comment from other
interested parties. Therefore, we are not
including any change to the rule based
on this comment. However, EPA may
consider expanding its emissioncomparable fuel approach to include
this concept in future rulemaking for
these chemicals and others that are not
listed as hazardous air pollutants.
VI. Implementation of the ECF
Exclusion
A. Reasonable Efforts To Ensure
Compliance With the Conditions of
Exclusion by Off-Site, Unaffiliated
Burners
At proposal, we requested comment
on whether the final rule should include
a ‘‘reasonable efforts’’ provision that
would provide that the failure of an offsite, unaffiliated burner to meet the
proposed conditions or restrictions of
the exclusion would not mean that ECF
was considered a hazardous waste when
handled by the generator, as long as the
generator can adequately demonstrate
that he has made reasonable efforts to
ensure that the hazardous secondary
material will be managed by the burner
under the conditions of the exclusion.
Although the ECF exclusion requires the
generator to obtain a certification from
the burner that the ECF will be stored
and burned under the conditions of the
exclusion, a ‘‘reasonable efforts’’
provision would require the generator to
take reasonable independent and
proactive measures to ensure that the
burner will manage ECF under the
conditions of the exclusion. 72 FR at
33312.
We explained that, to achieve this
benefit, the generator would have to
exercise a type of ‘‘environmental due
diligence’’ in reviewing the operations
of the burner in advance of transferring
the hazardous secondary materials. We
stated that we believe that a reasonable
efforts provision might involve
methods, such as audits (including site
visits), that a number of generators of
hazardous secondary materials now use
to maintain their commitment to sound
environmental stewardship, and to
minimize their potential regulatory and
liability exposures. These audits are
frequently performed by third parties.
We also requested comment on
whether a reasonable efforts provision
should include criteria that define
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reasonable efforts, and what those
criteria should be.
1. Reasonable Efforts Provision in the
Final Rule
The final rule states that an excluded
fuel—ECF, comparable fuel, and
synthesis gas fuel—loses its exclusion if
any person managing the fuel fails to
comply with the conditions of the
exclusion, in which case the hazardous
secondary material must be managed as
a hazardous waste from the point of
generation. In such situations, EPA or
an authorized state agency may take
enforcement action under RCRA section
3008(a). See § 261.38(d)(2).
The rule states further, however, that
the burner rather than the generator will
be liable for discarding a hazardous
waste if an off-site, unaffiliated
burner 100 fails to comply with a
condition of the exclusion, provided
that the generator has made reasonable
efforts to ensure that the burner
complies with the conditions of the
exclusion. The reasonable efforts must
be based on an objective evaluation by
the generator, both prior to the first
shipment of ECF and every three years
thereafter, that the burner will manage
the ECF under the conditions of the
exclusion.
Specifically, reasonable efforts by the
generator must include, at a minimum,
affirmative answers to the following
questions prior to shipping ECF to a
burner, and must be repeated at a
minimum of every three years
thereafter: (1) Has the burner submitted
the notification to the RCRA and CAA
Directors required under
§ 261.38(c)(5)(i), and has the burner
published the public notification of
burning activity as required under
§ 261.38(b)(2)(i); (2) does publicly
available information indicate that the
burner facility has had any formal
enforcement actions taken against the
facility in the previous three years for
violations of the RCRA hazardous waste
regulations and has been classified a
significant noncomplier with RCRA
Subtitle C, and if yes, does the generator
have credible evidence that the burner
will nonetheless manage the ECF under
the conditions of § 261.38; and (3) does
the burner have the equipment and
trained personnel to manage the ECF
under the conditions of § 261.38? 101
100 An unaffiliated burner is a boiler or hazardous
waste combustor located at a facility that is not
owned by the same parent company that generated
the ECF.
101 In the final definition of solid waste
rulemaking, the reasonable efforts provision also
asked several additional questions, including: (1)
Does the reclamation facility intend to reclaim the
hazardous secondary materials legitimately
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In making these reasonable efforts, the
generator may use any credible evidence
available, including information
obtained from the burner and
information obtained from a third party.
The generator must maintain for a
minimum of three years documentation
and certification that reasonable efforts
were made for each burner facility to
which ECF is shipped. The
documentation and certification must be
made available upon request by a
regulatory authority within 72 hours, or
within a longer period of time as
specified by the regulatory authority.
The certification statement must be
signed and dated by an authorized
representative of the generator
company; and incorporate the following
language: ‘‘I hereby certify in good faith
and to the best of my knowledge that,
prior to arranging for transport of
emission-comparable fuel to [insert
name(s) of burner facility], reasonable
efforts were made to ensure that the
emission-comparable fuel would be
burned under the conditions prescribed
by § 261.38, and that such efforts were
based on current and accurate
information.’’
The reasonable efforts provisions for
ECF parallels the reasonable efforts
provisions in the recently promulgated
Revisions to the Definition of Solid
Waste,102 as they would reasonably
apply to ECF.
Rationale for the Questions. The first
question addresses whether the burner
has submitted the initial notification to
the RCRA and CAA regulatory
authorities required under
§ 261.38(c)(5)(i), and whether the burner
has published the public notification of
burning activity as required under
§ 261.38(b)(2)(ii). The notification to the
regulatory authorities documents the
burner’s intention to burn ECF,
describes the ECF burning activities,
and certifies that the burner will store
and burn ECF under the conditions of
pursuant to § 261.2(g); (2) has the reclamation
facility notified the appropriate authorities that the
financial assurance condition is satisfied per
§ 261.4(a)(24)(v)(F); and (3) if residuals are
generated by the reclamation facility, is the facility
prepared to manage them properly as hazardous
waste. These questions are not appropriate in this
instance because: (1) The specifications and
conditions in the ECF exclusion define the
legitimacy of the operation and thus, an
independent determination does not need to be
made; (2) there is no financial assurance
requirement in this final rule; and (3) any residuals
that are generated by the combustion of ECF are not
expected to contain levels of containments above
those found in residuals from the burning of fuel
oil, including hydrocarbons and oxygenates as they
themselves have fuel value and will be combusted.
102 See § 261.4(a)(24(v)(B) and the discussion in
the preamble to the final rule for the Revisions to
the Definition of Solid Waste in Section VIII.C.2
(see 73 FR 64668, October 30, 2008).
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the exclusion. This notification is a onetime notification unless there is a
substantive change in the information
provided in the notice. It is important
that the generator confirm that the
burner has complied with this condition
of the exclusion because the notification
identifies the burner to the regulatory
authorities and confirms that the burner
is aware of their responsibilities to
comply with the conditions of the
exclusion.
The public notification of burning
activity required under § 261.38(b)(2)(ii)
must be submitted for publication in a
major newspaper of general circulation
local to the site where the ECF will be
burned and must contain general facility
information and: (1) An estimate of the
average and maximum monthly and
annual quantity of the ECF to be burned;
and (2) the name and mailing address of
the regulatory authorities to whom the
generator submitted a claim for the
exclusion. This notice is important
because it gives the public the
opportunity to bring to the regulatory
authority’s attention any circumstance
that might aid the authority in its
monitoring and enforcement efforts.103
The second question focuses on the
compliance history of the burner.
Although consideration of compliance
data is an imperfect tool for determining
whether a burner would comply fully
with the conditions of the exclusion, we
believe that publicly available
compliance data are a reasonable
starting point for evaluating a facility’s
performance. Facility-specific
enforcement data on compliance status,
ongoing enforcement actions by both
EPA and the states, and specific case
information for formal enforcement
actions are readily available on EPA’s
public Web site at https://www.epa.gov/
echo/. ‘‘Formal enforcement’’ is a
written document that mandates
compliance and/or initiates a civil or
administrative process, with or without
appeal rights before a trier of fact that
results in an enforceable agreement or
order and an appropriate sanction. For
EPA, formal enforcement action is a
referral to the U.S. Department of Justice
for the commencement of a civil action
in the appropriate U.S. District Court, or
the filing of an administrative
complaint, or the issuance of an order,
requiring compliance and a sanction.
For states, formal enforcement action is
a referral to the state’s Attorney General
for the commencement of a civil or
administrative action in the appropriate
forum, or the filing of an administrative
103 The public, furthermore, would have the
ability to bring a citizen suit for failure to comply
with a condition of the exclusion.
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complaint, or the issuance of an order,
requiring compliance and a sanction.
‘‘Significant non-complier’’ is a defined
term in EPA’s Hazardous Waste Civil
Enforcement Response Policy and
means the violators have caused actual
exposure or a substantial likelihood of
exposure to hazardous waste or
hazardous waste constituents; are
chronic or recalcitrant violators; or
deviate substantially from the terms of
a permit, order, agreement, or from the
RCRA statutory or regulatory
requirements. In evaluating whether
there has been actual or likely exposure
to hazardous waste or hazardous waste
constituents, EPA and the states
consider both the environmental and
human health concerns, including the
potential exposure of workers to
hazardous waste or hazardous waste
constituents. For both terms, see EPA’s
Hazardous Waste Civil Enforcement
Response Policy (Dec. 2003) at https://
www.epa.gov/compliance/resources/
policies/civil/rcra/finalerp1203.pdf.
We do not believe that evaluating this
publicly available information, which a
generator would likely already be
familiar with based on its own regulated
activities, is difficult for a generator, nor
is interpreting the data and deriving
conclusions about facilities, since the
data base specifically notes whether a
facility is alleged to be a ‘‘significant
non-complier’’ (i.e., identified as a
‘‘SNC’’ or in ‘‘significant
noncompliance’’). We also note that
since many states already provide
compliance information to EPA and the
public through the EPA Web site, we do
not believe that a generator’s review of
such information would pose a
significant new burden for state
agencies.
While a facility designated as a
significant non-complier and the subject
of a formal enforcement action does not
mean that the facility would not comply
with the conditions of the exclusion, it
does raise questions that we believe the
emission-comparable fuel generator
should investigate. That is, if any formal
enforcement actions were taken against
the facility in the previous three years
for such noncompliance and the facility
was alleged to be a significant
noncomplier, we would expect that the
burner would adequately explain to the
emission-comparable fuel generator how
it has resolved any issues or how the
issues are unrelated to managing
emission-comparable fuel under the
conditions of the exclusion.
Additionally, if the generator obtains
reasonable information that the
enforcement matters have been
corrected and the facility is back in
compliance, then that would satisfy this
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aspect of the reasonable efforts
determination. The generator also may
wish to make a similar investigation of
facilities designated as significant
noncompliers by EPA or a state even if
no formal enforcement action has been
taken.
The third question focuses on the
technical capability of the burner to
comply with the conditions of the
exclusion. If a burner was found not to
have the storage and burner equipment
necessary to comply with the conditions
of the exclusion, or not to be in
conformance with the storage and
burner personnel training conditions of
the exclusion or otherwise not to have
adequately trained personnel to operate
and maintain the equipment, the
generator should not ship ECF to the
facility. A generator may answer this
question using audit reports,
information provided by industry or
waste management associations,
documents provided by the burner, and
other relevant information, which could
include an evaluation by a qualified
engineer. A generator may also make a
common sense inquiry of a burner that
includes requesting an explanation of
the kind of equipment used for ECF
storage and burning; review of
equipment specifications; and
demonstrations of the facility training
program, and training records. Specific
questions and/or a site visit also may be
appropriate.
Credible Evidence. We believe that a
generator should be allowed to use any
credible evidence available in making
reasonable efforts, including
information provided by the burner
and/or by a third party, in lieu of
personally performing an assessment.
For example, the generator might hire
an independent auditor to review the
burner’s operations, produce audit
reports as a consortium of generators
using the same burners, or rely on an
assessment by a trade association. We
encourage this type of pooling of
information to reduce the burden on
generators and to take advantage of
specialized technical expertise.
2. Consequence of Failure to Comply
With a Condition of Exclusion
Comment: A commenter argued that
the provision that ‘‘noncompliance with
the operating conditions by a burner
renders the ECF a hazardous waste from
the point of generation’’ is a poison pill,
draconian enough that it may prevent
facilities from using the exclusion. The
commenter believes that noncompliance
by the burner of an operating condition
should be handled simply as a violation
by the burner without consequences to
the generator.
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Response: Noncompliance with a
condition for exclusion of a hazardous
waste simply means that the material
remains a hazardous waste. EPA uses
RCRA Section 3007 authority to inspect
facilities that manage excluded
materials. If a condition of the exclusion
is not being satisfied, the material is no
longer excluded. Any related
enforcement action would involve
noncompliance with the handling and
management requirements for
hazardous waste.104
3. Reasonable Efforts
Comment: Several commenters
support a reasonable efforts provision,
but state that EPA should not prescribe
the criteria that qualify as reasonable
efforts. These commenters believe that
differences in operations (e.g., ECF
quantity; ECF composition and firing
rate; boiler size) at ECF burner facilities
should dictate the level of effort that is
needed to meet the ‘‘reasonable efforts’’
provision.
Other commenters do not support a
reasonable efforts provision. They
believe that the best way to ensure
adherence with the burner operating
conditions under the potentially limited
oversight of an exclusion is to provide
an incentive for the generator to ensure
that the burner complies with the
conditions. They believe the provision
that noncompliance by a burner renders
the ECF a hazardous waste from the
point of generation provides that
incentive. Several of these commenters
also believe that the examples of
reasonable efforts EPA provided at
proposal (e.g., frequency of audits)
should be added as conditions of the
exclusion to help ensure compliance by
burners.
Response: We agree with those
commenters that state that a reasonable
efforts provision is warranted because
the generator should not be liable for
actions by a burner that are truly beyond
the control of the generator. Although
we understand the argument made by
those commenters that believe holding
the generator liable (i.e., via the
provision that failure to comply with
the conditions of the exclusion renders
the ECF a hazardous waste from the
point of generation) provides a good
incentive to ensure that only burners
that are willing and capable of managing
ECF under the conditions of the
exclusion will manage ECF, we believe
that the measures required by this rule
to document and certify that reasonable
104 Please note, however, that a generator who
complies with the reasonable efforts provisions of
§ 261.38(d) would not be liable for management of
a hazardous waste if an off-site unaffiliated burner
fails to comply with a condition of the exclusion.
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efforts have been made to ensure that an
off-site, unaffiliated burner complies
with the conditions of the exclusion
will also ensure that responsible and
capable burners manage ECF. (Of
course, in most instances, we project
that the generator and burner are the
same entity, in which case failure to
satisfy a condition results in that entity
being held accountable for managing
ECF as a waste, without exception.)
We do not agree with those
commenters that believe the rule should
require prescriptive measures (rather
than the generic questions required by
this rule) to implement a reasonable
efforts provision, or that such
prescriptive measures should be
included as a condition of the
exclusion. The measures necessary for
generators to make reasonable efforts
that an ECF burner is willing and
capable of complying with the
conditions of the exclusion, and, in fact,
is complying with the conditions over
time, will be specific to each situation
(e.g., relationship of the burner to the
generator; experience of the burner with
managing hazardous waste; ECF
quantity; ECF composition and firing
rate; boiler size). Specifying prescriptive
measures, such as requiring that the
generator conduct an audit of the
burner’s operations and that the audits
must be conducted annually, may not
provide adequate measures in some
situations, and may be unnecessary in
others.
B. Fuel Analysis Plans
1. Use of Process Knowledge
Comment: A commenter states that
fuel analysis plans for ECF should
require testing for all ECF constituents
and there must be no allowance for the
use of process knowledge in lieu of
analysis.
Response: Sampling and analysis
provisions for ECF are the same as for
existing comparable fuels, which allow
the generator to use process knowledge
to determine whether the fuel meets the
ECF specifications, except for
constituents listed under
§ 261.38(b)(6)(i). Allowing process
knowledge to determine whether ECF
meets the specifications is reasonable
given that generators of solid waste may
use process knowledge to determine if
the waste exhibits a characteristic of
hazardous waste, including the toxicity
characteristic. See § 262.11(c)(2). If a
generator uses process knowledge to
make the determination that ECF meets
the specifications, any information used
to make that determination must be
included in the ECF fuel analysis plan.
See § 261.38(b)(4)(i)(E).
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2. Quarterly Waste Analysis Testing
Comment: A commenter states that
the frequency of analysis of ECF needs
to be on a quarterly basis rather than an
annual basis given the higher loading of
hazardous constituents allowed under
this exclusion.
Response: The rule requires retesting
annually, at a minimum, or after a
process change that could change the
chemical or physical properties of the
ECF. See § 261.38(b)(6)(ix). We do not
believe that a generic requirement to
retest quarterly is warranted. The
consequences of improperly claiming
the ECF exclusion are severe-if the ECF
fails to meet the specification under
§ 261.38(a)(2), it loses the exclusion and
must be managed as hazardous waste
from the point of generation. In
addition, the owner or operator of the
facility may also be subject to an
enforcement action if management of
the hazardous secondary material was
not in compliance with the regulations.
C. Intermediate Handlers
Comment: The rule requires ECF to be
handled only by a generator,
transporter, or a burner; ECF must not
be handled by a broker or an
intermediate handler. A commenter
notes that small volume generators
would be able to participate in the ECF
program if an intermediary handler
would be allowed to accumulate ECF
from several small generators, perform
allowable blending, complete the
analysis, and market the ECF to the
burner.
Response: Because blending of the
hazardous secondary materials to meet
the ECF specifications is specifically
prohibited under § 261.38(a)(4) and
(b)(7), the Agency continues to exclude
brokers or intermediate handlers from
handling ECF and being eligible for the
conditional exclusion. See 63 FR at
33801 for a discussion of the rationale
for prohibiting dilution to meet the
specifications.105
VII. Costs and Benefits of the ECF
Exclusion
During the public comment period for
the proposed rule, we received several
comments related to the economic
analysis. These comments were
submitted primarily from four
organizations and raised concerns about
ten specific aspects of our economic
assessment. Presented below are brief
individual summaries of the ten key
105 Note that, as with hazardous waste and
consistent with the recently promulgated Revisions
to the Definition of Solid Waste in the context of
hazardous secondary materials, ECF can be held up
to 10 days at a transfer facility and still be
considered as being in transport.
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issues raised by the commenters,
followed by our responses. For a more
complete discussion of these comments,
see USEPA, ‘‘Assessment of the
Potential Costs, Benefits, and other
Impacts of the Expansion of the RCRA
Comparable Fuel Exclusion,’’ April
2008, a copy of which is in the Docket
to this final rule.
A. Concern That the Economic Analysis
Did Not Account for the Increased Risk
Likely To Result From the Exclusion
Comment: The economic analysis did
not account for the increased risk likely
to result from the exclusion. Several
commenters allege that emissions of
criteria pollutants, greenhouse gases,
and hazardous air pollutants will
increase as a result of the rule and that
occupational risk will also increase
under the proposed exclusion.
Therefore, commenters submit that the
Agency does not fully capture the social
costs associated with the rule.
Response: The commenters argue that
the economic analysis did not fully
address the social costs associated with
the rule, because of the increased risk
likely to result from the exclusion.
While we will address each of the
emission categories that the commenters
identify, it should also be noted that the
final rule allows hazardous waste
combustors to continue to burn ECF.
Thus, the amount of ECF that may
eventually be diverted from hazardous
waste combustors is a function of the
combustors’ fuel pricing procedures,
and is probably less than what we
estimated at proposal.
With respect to SOX and NOX
emissions, the increase is based on the
potential for cement kilns to substitute
coal for the hazardous secondary
materials that may be diverted to other
facilities as a result of the exclusion. As
outlined above in Section IV.B of this
Part, we recognize that cement kilns’
SOX emissions could increase if the
exclusion causes them to increase their
consumption of coal. The magnitude of
such an increase will depend on the
quantity of ECF diverted from cement
kilns. We estimate that SOX emissions
will increase by 570 tpy nationwide
under our estimate of the ECF quantity
that could potentially be diverted from
cement kilns, and by 2,300 tpy under
the commenter’s estimate of the
quantity of ECF and hazardous waste
fuels that may be diverted. The
Economic Assessment for the final rule
addresses the cost of controlling these
emissions.
Regarding NOX, although we agree
that cement kilns’ NOX emissions could
increase as a result of the exclusion, we
believe that such an increase is unlikely.
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As described in Section IV.B of this
Part, we believe that cement kilns could
operate at a fractionally lower oxygen
concentration without significant cost to
prevent their NOX emissions from
increasing. Similarly, EPA does not
believe that the commenters’ concerns
with respect to CO2 emissions are valid.
See Section IV.B of this Part for a
detailed discussion of this issue as well.
With respect to hazardous air
pollutants, the commenters’ argument
that burning ECF as a replacement for
natural gas in boilers will result in an
increase in emissions of toxic metals
assumes that ECF contains the
maximum metals concentrations
allowed by the comparable fuel
specifications provided in Table 1 to
§ 261.38 and that boilers’ emissions will
be uncontrolled. In many cases,
however, the metals concentrations of
ECF are likely to be below the § 261.38
fuel specifications. Moreover, even in a
worst case, metals emissions from
burning ECF will be no higher than if
the boiler chose to burn fuel oil.
The commenters’ argument that
burning ECF as a replacement for
natural gas in boilers will result in an
increase in emissions of organic HAP is
based on the differences between the
AP–42 emission factors for fuel oil and
natural gas. As discussed in Section
IV.B of this Part, however, facilities can
choose which fuels to burn in their
boilers. The fact that burning fuel oil, or
ECF with emissions comparable to fuel
oil, in lieu of natural gas or coal may
result in higher or lower emissions of air
pollutants has no bearing on whether
hazardous secondary materials should
be excluded from the definition of solid
waste if they are managed similar to
fossil fuels, their emissions are
comparable to those from burning fuel
oil, and they are physically identical
with respect to most hazardous
constituents (and there is no aspect of
discard in other management phases,
e.g., storage and transport).
Finally, any potential occupational
impacts associated with this action
would be addressed under the
jurisdiction of OSHA and DOT
authorities.
B. Impacts Associated With Hazardous
Waste Currently Blended With ECF
Comment: A commenter asserts that
to produce waste fuel that meets the
specifications required by cement kilns,
fuel blenders (and, to a lesser extent,
kilns themselves) currently blend ECF
with lower-Btu, more highly
contaminated waste. The resulting fuel
mixture takes the place of coal in the
cement production process. If ECF is
diverted away from fuel blenders as a
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result of the rule, the commenter claims
that the low-Btu waste that blenders
currently mix with ECF will be diverted
away from blenders and cement kilns to
commercial incinerators. The economic
analysis does not account for this effect
and therefore, according to commenters,
underestimates economic impacts likely
to be realized by blenders and cement
kilns as a result of the rule.
Response: EPA acknowledges that, if
cement kilns’ fuel pricing procedures
result in ECF being diverted from
cement kilns, the diversion of ECF
could preclude them from accepting
wastes that are currently blended with
ECF. These wastes, which must be
blended with higher quality fuels (e.g.,
ECF) to meet the fuel requirements for
cement kilns, could be diverted from
cement kilns to commercial hazardous
waste incinerators, according to the
commenter. The Economic Assessment
for the final rule evaluates the potential
economic impacts associated with such
transfers. These impacts include
reduced revenues for cement kilns,
increased fuel costs for cement kilns,
and increased revenues for commercial
incinerators.
C. Concern That the Economic Analysis
Underestimates the Quantity of
Hazardous Secondary Materials
Qualifying for the Exclusion
Comment: Based on the results of a
survey of Cement Kiln Recycling
Coalition (CKRC) members, CKRC and
Environomics estimate that as much as
146,000 tpy of hazardous secondary
materials managed by cement kilns may
be excluded as ECF, as opposed to the
48,400 tpy presented in EPA’s economic
analysis for the proposed rule.
Response: We recognize that the
quantity of ECF burned by cement kilns
may be different than suggested by the
National Biennial Report data available
for the proposed rule. However, because
this database represents the only
comprehensive source of data for ECF
generators, the Agency relies on the
Biennial Report data to assess the
impacts of the exclusion. We will use
the most recently available qualitycontrolled nationwide data to prepare
the assessment for the final rule.
D. Concern That the Economic Analysis
Underestimates the Percentage of
Qualifying Hazardous Secondary
Materials That Would Be Excluded
From RCRA Subtitle C Regulation Under
the Exclusion
Comment: EPA’s analysis of the
proposed rule suggests that 39.9 percent
of the qualifying waste managed by
cement kilns would be excluded under
the rule. To develop this estimate, EPA
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77991
simulated the decision-making process
of ECF generators based, in part, on the
fuel savings that generators would
realize if they use the exclusion. For
each generator with an eligible boiler
onsite, EPA estimated these fuel savings
based on the weighted average price of
the fuels used by the generator. The
commenter suggests that this approach
leads to an underestimation of the fuel
savings realized by generators because
generators would likely use ECF to
displace their most expensive fuel.
Therefore, EPA is also likely to
underestimate the percentage of eligible
waste excluded under the proposed rule
and the corresponding economic losses
experienced by cement kilns. Thus, the
commenter asserts that as much as 100
percent of the waste qualifying for the
exclusion will be excluded.
Response: To the extent that the
quantity of hazardous secondary
materials diverted from kilns may be
different than that estimated in the
economic assessment for the proposed
rule, we agree that the corresponding
impacts may also be different than
estimated. However, it remains unclear
how low and moderate-Btu waste
currently mixed with ECF will
necessarily be diverted to
incinerators.106 It is our understanding
that such wastes could be blended with
other fuels such as diesel, kerosene,
used motor oil, or used lubricants to
create fuel blends suitable for cement
kilns. In addition, as discussed
previously, the final rule allows ECF to
continue to be burned in cement kilns.
The amount of ECF that may be diverted
from cement kilns will be a function of
their fuel pricing procedures.
E. Concern That the Economic Analysis
Does Not Consider Joint Impacts With
the Proposed Definition of Solid Waste
Rule
Comment: A commenter expressed
concern that the Agency’s economic
assessment of the proposed ECF
exclusion does not consider potential
joint impacts with the proposed
revisions to the Definition of Solid
Waste Rule. Because several facilities
may be affected by both rules, the
commenter alleges that the combined
impacts of the rules may be greater than
the summed impacts of each rule alone.
Response: We disagree with this
comment. The revisions to the
Definition of Solid Waste Rule, in both
the proposal and supplemental
proposal, have reiterated that ‘‘no
106 Moreover, any such waste fuels that may be
diverted from cement kilns to incinerators would be
used for their fuel value (as is the case for cement
kilns) in the incinerator to combust wastes with
little or no heating value.
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changes are proposed for recycling
materials that are: * * * (3) burned for
energy recovery.’’ Neither the burning of
hazardous secondary materials for
energy recovery nor the blending of
hazardous secondary materials for use
as fuel are eligible for exclusion from
RCRA regulations under the Definition
of Solid Waste proposals. Thus, no
meaningful joint impacts are expected.
It is important to note, however, that
some waste streams could potentially be
excluded from the full RCRA Subtitle C
regulations under either the Definition
of Solid Waste rule or the emission
comparable fuels exclusion. Therefore,
the joint impact of the two rules could
be less than (rather than greater than, as
suggested by the comment) the sum of
the impacts of each rule when estimated
individually.
F. Concern That the Economic Analysis
Underestimates the Value of Coal
Comment: EPA’s economic analysis of
the proposed rule underestimates the
cost of coal. While EPA assumes the
cost of coal to be $1.80 per MMBtu, a
commenter estimates that cement kilns
pay approximately $2.56 to $3.00 per
MMBtu of coal, based on a survey of
those cement kilns that burn hazardous
waste as a fuel. Therefore, EPA’s
analysis underestimates the coal
replacement costs incurred by cement
kilns as a result of the rule.
Response: We agree that the cost of
coal used for the proposed rule may be
lower than the current cost. When we
conducted the economic analysis at
proposal, we used coal pricing
information from the Energy
Information Administration’s (EIA’s)
Annual Coal Report 2004. This was the
most recent publicly available source of
annual coal prices at the time. Because
coal prices have been trending upward,
the coal pricing data in this publication
are lower than current prices. For the
economic assessment of the final rule,
we use coal pricing data from EIA’s
Annual Coal Report 2006. Adjusting the
data in this document for inflation, we
assume a coal price of approximately
$2.23 per MMBtu for the economic
analysis of the final rule.
G. Concern That the Economic Analysis
Overestimates the Per Unit Cost of
Incineration
Comment: A commenter alleges that
EPA’s incineration cost estimate of
$0.96 per gallon is an overestimate. The
commenter argues that these data are
outdated and do not reflect current
market conditions and that incinerators
currently charge $0.10 to $0.15 per
gallon to manage waste with properties
consistent with ECF. Because this cost
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is significantly lower than the unit cost
used in the analysis, the commenter
claims that the Agency overestimates
the management cost savings associated
with the rule.
Response: We note that the price of
incinerating ECF is subject to
uncertainty. At the time of our analysis
for the proposed rule, ETC’s 2004 price
information from the hazardous waste
incineration industry represented the
most recent publicly available data on
the cost of incineration, and it is still the
most recent publicly available data on
the cost of incineration. The Agency
prefers, when possible, to use the most
recent publicly available data when
conducting our economic assessments.
However, to address the commenter’s
concerns regarding our potential
overestimation of the cost of
incinerating ECF, we use the low end of
the reported range of costs in the
Environmental Technology Council’s
2004 data release ($0.41 per gallon) for
our economic assessment of the final
rule.
H. Concern That EPA Overestimates the
Price That ECF Would Command on the
Open Market
Comment: In its economic assessment
of the proposed rule, EPA estimates that
the market price of ECF ($5.58 per
MMBtu) will be approximately 26
percent less than that of conventional
fuel (i.e., a composite of natural gas, fuel
oil, and coal). A commenter asserts that
the market price of ECF is likely to be
considerably lower than this value and
that EPA has overestimated the fuel
savings of the rule. To support this
point, the commenter cites the market
price of $0.50–$3.00 per MMBtu for
used oil. Because used oil is a cleaner
fuel than ECF, the market price for ECF
is likely to be no higher than the price
of used oil.
Response: We understand that the
market price of ECF would be uncertain
because of the regulatory requirements
associated with storing and burning this
hazardous secondary material. The
Agency disagrees, however, with the
commenter’s assessment of the price
that ECF would command on the open
market. Although the commenter claims
that the price of used fuel oil is between
$0.50 and $3.00 per MMBtu, the 2005
Department of Energy Study entitled,
‘‘Used Oil Study and Recommendations
to Address Energy Policy Act of 2005
Section 1838’’ indicates that the price of
used oil is discounted 25 to 35 percent
from the price of residual oil. Based on
the 2006 residual oil price of $1.22 per
gallon reported in DOE’s Petroleum
Marketing Annual 2006 and an assumed
thermal value of 6.287 MMBtu per
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barrel, this translates to a used oil price
of $5.28 to $6.10 per MMBtu. EPA’s
estimated value of $5.58 per MMBtu for
ECF, therefore, falls within this range.
I. Concern That Revenue Losses for
Commercial Incinerators and Cement
Kilns Are Not Reflected in EPA’s
Estimates of the Social Costs (Savings)
of the Rule
Comment: EPA estimates that
commercial incinerators and cement
kilns, combined, will experience annual
revenue losses of approximately $5
million as a result of the rule. Because
these losses are not incorporated into
the estimated costs of the rule, a
commenter states that EPA
overestimates the cost savings likely to
result from the exclusion.
Response: EPA disagrees with the
commenter’s suggestion that the Agency
should deduct the reduction in
commercial incinerator and cement kiln
revenues from the estimated net cost
value presented in the economic
assessment document. As described in
the methodology section of the
economic assessment document, these
reductions in revenues do not represent
an expenditure of resources and,
therefore, are not a social cost.
J. Concern That EPA Has Not Evaluated
the Adverse Consequences to National
Waste Management Networks That
Might Result if Some States Adopt the
Rule and Others Do Not
Comment: To the extent that some
states do not adopt the regulation, the
ECF rule will lead to inconsistent
requirements across state lines,
according to a commenter. The
commenter asserts that EPA’s analysis
fails to account for the adverse
consequences associated with the
patchwork of state regulations that will
likely emerge as a result of the
exclusion.
Response: We agree with the
commenter that inconsistencies in waste
management regulations across state
lines may create inefficiencies within
the national hazardous waste
management system. For this reason, we
encourage all states to adopt the ECF
rule. Because adoption of the rule must
occur at the state level, however,
determinations with respect to adoption
are outside of EPA’s authority.107
We disagree, however, with the
commenter’s characterization of the
Agency’s analysis of the partial
implementation scenario in the
107 We note also that the current exclusion for
comparable fuel, as well as other exclusions or
exemptions, must also be adopted at the state level
to become effective. Thus, the fact that some states
may not adopt the ECF exclusion is not unexpected.
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Economic Assessment document.
Although the analysis estimates impacts
when only a limited number of states
adopt the proposed rule, the
commenter’s characterization of this
assessment as a scaling analysis is
incorrect. Rather than scaling the
national results, we focused this partial
implementation analysis on 16 states
with laws that either: (a) Prohibit them
from promulgating standards that are
more stringent than the federal
regulations; or (b) require them to
undertake additional legislative action
to enact standards more stringent than
federal regulations.
Part Five: State Authority
I. Applicability of the Rule in
Authorized States
Under section 3006 of RCRA, EPA
may authorize qualified states to
administer their own hazardous waste
programs in lieu of the federal program
within the state. When EPA authorizes
a state to implement the RCRA
hazardous waste program, EPA
determines whether the state program is
consistent with the federal program, and
whether it is no less stringent. This
process, codified in 40 CFR 271, ensures
national consistency and minimum
standards, while providing flexibility to
the states in implementing rules.
Following authorization, EPA retains
enforcement authority under sections
3008, 3013, and 7003 of RCRA, although
authorized states have primary
enforcement responsibility. In making
this determination, EPA evaluates the
state requirements to ensure they are no
less stringent than the federal
requirements.
Prior to enactment of the Hazardous
and Solid Waste Amendments of 1984
(HSWA), a State with final RCRA
authorization administered its
hazardous waste program entirely in
lieu of EPA administering the federal
program in that state. The federal
requirements no longer applied in the
authorized state, and EPA could not
issue permits for any facilities in that
state, since only the state was
authorized to issue RCRA permits.
When new, more stringent federal
requirements were promulgated, the
state was obligated to enact equivalent
authorities within specified time frames.
However, the new federal requirements
did not take effect in an authorized state
until the state adopted the federal
requirements as state law.
In contrast, under RCRA section
3006(g) (42 U.S.C. 6926(g)), which was
added by HSWA, new requirements and
prohibitions imposed under HSWA
authority take effect in authorized states
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at the same time that they take effect in
unauthorized states. EPA is directed by
the statute to implement these
requirements and prohibitions in
authorized states, including the
issuance of permits, until the state is
granted authorization to do so. While
states must still adopt HSWA related
provisions as state law to retain final
authorization, EPA implements the
HSWA provisions in authorized states
until the states do so.
RCRA section 3009 allows the states
to impose standards more stringent than
those in the federal program (see also 40
CFR 271.1). Therefore, authorized states
are required to modify their programs
only when EPA enacts federal
requirements that are more stringent or
broader in scope than the existing
federal requirements. Authorized states
may, but are not required to, adopt
federal regulations that are considered
less stringent than previous federal
regulations. Because this rule would
eliminate specific requirements for
hazardous secondary materials that are
currently managed as hazardous waste,
state programs would no longer need to
include those specific requirements in
order to be consistent with EPA’s
regulations.
II. Effect on State Authorization
These regulations are not promulgated
under the authority of HSWA. Thus,
this exclusion is applicable on the
effective date only in those states that
do not have final RCRA authorization.
Moreover, authorized states are required
to modify their program only when EPA
promulgates Federal regulations that are
more stringent or broader in scope than
the authorized state regulations. For
those changes that are less stringent or
reduce the scope of the Federal
program, states are not required to
modify their program. This is a result of
section 3009 of RCRA, which allows
states to impose more stringent
regulations than the Federal program.
This final rule is considered to be less
stringent than the current standards.
Therefore, authorized states are not
required to modify their programs to
adopt regulations consistent with and
equivalent to today’s standards,
although EPA strongly encourages states
to do so.
Some states incorporate the federal
regulations by reference or have specific
state statutory requirements that their
state program can be no more stringent
than the federal regulations. In those
cases, EPA anticipates that the
exclusions in this notice would be
adopted by these states, consistent with
state laws and state administrative
procedures, unless they take explicit
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action as specified by their respective
state laws to decline the proposed
revisions.
Part Six: Costs and Benefits of the Final
Rule
I. Introduction
The value of any regulatory action is
traditionally measured by the net
change in social welfare that it
generates. The Agency’s economic
assessment conducted as part of EPA’s
obligations under Executive Order
12866 evaluates costs, cost savings
(benefits), waste quantities affected, and
other impacts, such as environmental
justice, children’s health, unfunded
mandates, regulatory takings, and small
entity impacts. To conduct this analysis,
we prepared a baseline characterization
for ECF, developed and implemented a
methodology for examining impacts,
and followed appropriate guidelines
and procedures for examining equity
considerations, children’s health, and
other impacts. Because EPA’s data were
limited, the estimated findings from
these analyses should be viewed as
national, not site-specific impacts.
II. Baseline Specification
Proper baseline specifications are
vital to the accurate assessment of
incremental costs, benefits, and other
economic impacts associated with a rule
that would expand the exclusion for
hazardous secondary materials used as
a fuel. The baseline essentially describes
the world absent any expanded
exclusion. The incremental impacts of
this action are evaluated by assessing
post-rule responses with respect to
baseline conditions and actions. The
baseline, as applied in this analysis, is
assumed to be the point at which the
final rule is published. A full discussion
of the baseline specification is presented
in the Assessment 108 document
completed for this action.
III. Analytical Methodology, Primary
Data Sources, and Key Assumptions
We developed a simplified four-step
approach for assessing the cost and
economic impacts associated with this
action. First, we identified all
potentially eligible hazardous secondary
materials currently generated in the U.S.
We next determined the tonnage of such
material that is likely to qualify for the
exclusion. An economic threshold
analysis was next applied to the likely
eligible hazardous secondary material
(i.e. currently-classified waste) to
108 USEPA, ‘‘Assessment of the Potential Costs,
Benefits, and Other Impacts of the Expansion of the
RCRA Comparable Fuel Exclusion—Final Rule,’’
April 2008.
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determine which facilities could be
expected to benefit from the exclusion.
For example, for a generator with a
fossil fuel boiler on-site, the model
assumes that the facility will use the
exclusion if the total benefits (cost
savings) realized by the generator are
projected to exceed the total costs
incurred to take advantage of the
exclusion. Finally, we aggregated all
facilities that are likely to use the
exclusion to derive estimates for total
costs, cost savings, and economic
impacts (ECF quantities affected).
The analytical model for this analysis
derives both cost savings and costs
associated with the exclusion. Cost
savings include: fuel cost savings (net of
baseline fuel recovery), avoided
hazardous waste management costs,
transportation cost savings, tracking cost
savings, and storage cost savings. These
factors may be considered economic
benefits of the action. The model also
assesses relevant costs of the exclusion.
These include: burner storage costs,
boiler retrofit costs, hazardous
secondary material analytical costs, raw
materials replacement cost (related to
the hazardous secondary material that is
recycled in the baseline), recordkeeping
costs, and transport costs.
The net social benefits are calculated
as the difference between the social
benefits (cost savings) and social costs.
The total net social benefits of the rule
are then calculated by aggregating the
net social impacts associated with each
facility expected to use the exclusion.
Because this rule establishes
‘‘emissions’’ comparable fuels, impacts
to human health and the environment
are assumed to be comparable, or
generally unchanged as compared to
virgin fuels, and are therefore not
included in our monetized assessment.
The primary data sources used in this
analysis are the 2005 Biennial Report
(2005 BR),109 the 1996 National
Hazardous Waste Constituent Survey
(NHWCS),110 the 2002 National
Emissions Inventory (NEI),111 the ACC
Survey data,112 and information
provided in the engineering analysis
109 U.S. EPA, 2005 National Biennial Report,
database and supporting documentation available
for download at https://www.epa.gov/epaoswer/
hazwaste/data/biennialreport/
110 U.S. EPA, National Hazardous Waste
Constituent Survey, database and supporting
documentation available for download at https://
www.epa.gov/epaoswer/hazwaste/id/hwirwste/
economic.html
111 U.S. EPA, 2002 National Emissions Inventory,
databases and supporting documentation available
for download at https://www.epa.gov/ttn/chief/net/
2002inventory.html
112 American Chemistry Council (ACC) voluntary
membership survey of waste generation and
management.
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developed by EERGC. The 2005 BR data
were used to derive the potentially
eligible hazardous secondary materials
currently generated in the U.S. This is
the only national database available that
has been reviewed by the Agency to
ensure data quality. The 1996 NHWCS
reflects dated information, but was the
only quality controlled data source
available that provided the necessary
constituent information on a nationwide
basis, across all industries. The NEI data
were used to make a determination of
whether an eligible boiler is located at
each facility. The EERGC engineering
analysis provided all necessary
engineering cost information.113
Data limitations have required us to
apply several assumptions in our
analysis. The most critical assumptions
are:
• The ECF is assumed to be burned in
nonhazardous waste boilers that meet
the conditions of the exclusion;
• The ECF is assumed to have an
average heating value of 12,200 Btu/lb.
(This is based on our assessment of the
National Hazardous Waste Constituent
Survey);
• A facility that can use the
exclusion, and has a nonhazardous
waste boiler on-site that could burn
ECF, would burn this material on-site
rather than sending it off-site;
• The number of facilities purchasing
ECF is assumed to equal the number of
generating facilities expected to send
their ECF off-site; and,
• All excluded ECF generated in a
particular state that is sent offsite by the
generating facility is assumed to be
shipped the same distance. (Average
shipment distances for each state are
derived from hazardous waste shipped
off-site, as reported in the Biennial
Report database.)
IV. Key Analytical Limitations
The primary analytical limitations are
associated with our estimate of the
availability of on-site boilers, and our
estimate of ECF qualifying for the
exclusion. Nationwide data are not
available to indicate whether each
affected generating facility has a boiler
on-site that can burn ECF. Using the NEI
data, we made a determination of
whether an eligible boiler is located at
each facility. This determination may
misrepresent which boilers could burn
ECF and which boilers could not. To
estimate how much hazardous
secondary material qualifies as ECF, we
used the ACC survey data, and data
derived from the NHWCS. The data
113 USEPA, ‘‘Draft Technical Support Document
for Expansion of the Comparable Fuel Exclusion,’’
May 2007, Section 7.
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presented in the NHWCS are the most
comprehensive nationwide data
available. However, these data are from
1993, and may not fully reflect the
characteristics of today’s hazardous
secondary materials.
V. Findings
This rule is projected to result in a
benefit to society in the form of net cost
savings to the private sector, on a
nationwide basis, thereby allowing for
the more efficient use of limited
resources elsewhere in the economy.
This is accomplished without
compromising protection of human
health and the environment by ensuring
comparable emissions from the burning
of high Btu value hazardous secondary
materials.
The total net social benefits projected
as a result of this rule are estimated at
$13.4 million per year. Avoided waste
management and fuel costs represent
the vast majority of all benefits (cost
savings). Transportation, boiler retrofits,
and burner storage costs represent the
majority of the costs. This estimate
assumes all 50 states adopt the rule,
which is unlikely to occur. As a
sensitivity analysis, we estimated
impacts to only those 16 states that have
statutes prohibiting them from
promulgating standards that are more
stringent than the Federal regulations or
with statutes that require additional
legislative action to enact standards
more stringent than the Federal
regulations. The total net social benefits
under this scenario are estimated at
$10.1 million per year.
Approximately 222,500 tons (U.S.
short tons) of currently-classified
hazardous secondary materials are
expected to qualify for the exclusion
with approximately 118,500 tons/year
actually excluded. Of the excluded total,
our data indicate that approximately
48,900 tons are not burned for energy
recovery in the baseline. Of this total,
the vast majority is reported under BR
management code H040—Incineration
for thermal destruction other than use as
a fuel.114
We also analyzed the two primary
regulatory options considered by the
Agency.115 Annual net social benefits
114 We note that the BR does not identify a
management method code for wastes that are
combusted in an incinerator and where the heating
value of the wastes is used beneficially in lieu of
fossil or other fuels to combust other waste with
little or no heating value. Thus, it is probable that
the vast majority of the waste that we identify as
likely to be excluded as ECF, and which is currently
combusted in incinerators, is currently being
burned for energy recovery.
115 Alternative Option A would impose
conditions that are less stringent than those under
the final rule (e.g., boiler operator training would
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under the first option (less stringent
requirements) were found to be $14.1
million. The additional cost savings
primarily reflect reduced burner and
generator storage requirements. Under
the second option (more stringent
requirements), net social benefits are
estimated at $10.9 million per year. The
reduced net benefits are largely reflected
in increased burner storage
requirements and greater tracking costs.
Reduced fuel and management costs
account for the vast majority of all cost
savings under both options, as with the
final rule. Under these two options,
generators are projected to exclude an
estimated 100,200 to 118,800 tons of
ECF per year, out of the 222,500 tons/
year qualifying.
We believe that it is important to not
only understand the change in
economic efficiency, as presented
above, but to also understand the
primary distributional effects associated
with this change. Hazardous waste
commercial incinerators and cement
kilns are projected to experience
impacts associated with this action.
These effects include revenue losses and
fuel replacement costs for cement kilns,
plus revenue increases for commercial
incinerators. Commercial kilns and
blenders are projected to experience
estimated revenue losses ranging from
$3.2 to $6.5 million per year, while
commercial incinerators may experience
revenue changes from a decrease of $0.4
million to an increase of approximately
$2.8 million per year. The losses for
cement kilns represent less than 1
percent of the current annual waste
management revenues earned by these
facilities. In addition, the shift of ECF
and hazardous wastes with which ECF
is currently blended away from
commercial kilns represents a fuel loss
to these facilities. We estimate that the
annual cost of replacing this hazardous
waste fuel is approximately $1.7 to 2.9
million per year.
Although impacts to these groups may
be considered a cost in accounting
terms, they do not represent a real
resource cost of the rule. The actual net
benefits of this action reflect the impacts
to these groups to the extent that there
are real resource impacts, but do not
include transfers from one facility to
another.
not be required; dikes and berms would be allowed
for secondary containment for tanks rather than a
liner, double-wall, or vault). Alternative Option B
would impose conditions that are more stringent
than those under the final rule (e.g., closure and
financial requirements for storage units; manifests
for shipments). See USEPA, ‘‘Assessment of the
Potential Costs, Benefits, and other Impacts of the
Expansion of the RCRA Comparable Fuel
Exclusion,’’ April 2008, Exhibit ES–1.
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The findings presented here reflect
numerous analytical assumptions and
limitations. Furthermore, we have
analyzed additional scenarios and
sensitivity analyses that are not
presented in this Preamble. Readers
wishing to gain a full understanding of
our analytical methodology, data,
findings, assumptions, and limitations
are encouraged to read the Assessment
document prepared in support of this
final rule, and available in the Docket to
this rule.
Part Seven: Statutory and Executive
Order Reviews
I. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order (EO) 12866
(58 FR 51735, October 4, 1993), this
action is a ‘‘significant regulatory
action,’’ since this action may raise
novel legal or policy issues [3(f)(4)].
Accordingly, EPA submitted this action
to the Office of Management and Budget
(OMB) for review under EO 12866. Any
changes made in response to OMB
recommendations have been
documented in the docket for this
action.
This rule is projected to result in
benefits to society in the form of cost
savings. The total net cost savings are
estimated at $13.4 million per year. This
figure is significantly below the $100
million threshold 116 established under
part 3(f)(1) of the Order. Thus, this rule
is not considered to be an economically
significant action. However, in an effort
to comply with the spirit of the
Executive Order, we have prepared an
economic assessment in support of this
action. This document is entitled:
Assessment of the Potential Costs,
Benefits, and Other Impacts of the
Expansion of the RCRA Comparable
Fuel Exclusion-Final Rule. The RCRA
docket established for this rulemaking
maintains a copy of this Assessment for
public review. Interested persons are
encouraged to read this document.
II. Paperwork Reduction Act
The information collection
requirements in this rule have been
submitted for approval to OMB under
the Paperwork Reduction Act, 44 U.S.C.
3501 et seq. The information collection
requirements are not enforceable until
OMB approves them.
The information under this rule is
planned to be collected in order to
ensure that the conditions of the
exclusion from RCRA under 40 CFR
261.38 are being met. The responses to
the collection of information are
116 This $100 million threshold applies to both
costs, and cost savings.
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mandatory under 40 CFR 261.38, and
are necessary for EPA to fulfill its
congressional mandate to protect public
health and the environment. The
information will, however, be collected
only to the extent necessary for the
implementation of this rule, and will
not collect any information related to
the trade secrets of the stakeholders.
EPA will protect from public disclosure
all confidential business information
obtained under this rule.
This promulgated rule is deregulatory.
The 64 respondents generating and
burning excluded ECF would be subject
to an annual public reporting and
recordkeeping burden for the collection
of information required under this rule
of 37,373 hours, and a capital, and
operation and maintenance cost of $1.4
million. However, because the excluded
fuel would no longer be considered
hazardous waste, the generator would
not be required to comply with the
paperwork, reporting, and
recordkeeping requirements under the
Subtitle C hazardous wastes regulations.
Therefore, the reporting and
recordkeeping burden associated with
ECF would result in a net annual
reduction of 32,899 hours and savings of
$1.3 million in capital, and operation
and maintenance costs. The frequency
of responses varies with the type of
response. Burden is defined at 5 CFR
1320.3(b).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9. When
this ICR is approved by OMB, the
Agency will publish a technical
amendment to 40 CFR part 9 in the
Federal Register to display the OMB
control number for the approved
information collection requirements
contained in this final rule.
III. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act, or any
other statute, unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
The RFA provides default definitions
for each type of small entity. Small
entities are defined as: (1) A small
business as defined by the Small
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Business Administration’s (SBA)
regulations at 13 CFR 121.201; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of this final rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
In determining whether a rule has a
significant economic impact on a
substantial number of small entities, the
impact of concern is any significant
adverse economic impact on small
entities, since the primary purpose of
the regulatory flexibility analyses is to
identify and address regulatory
alternatives ‘‘which minimize any
significant economic impact of the rule
on small entities,’’ 5 U.S.C. 603 and 604.
Thus, an agency may certify that a rule
will not have a significant economic
impact on a substantial number of small
entities if the rule relieves regulatory
burden, or otherwise has a positive
economic effect on all of the small
entities subject to the rule. We have
determined that the affected ECF
generators are not owned by small
governmental jurisdictions or nonprofit
organizations. Therefore, only small
businesses were analyzed for small
entity impacts. For the purposes of the
impact analyses, small entity is defined
either by the number of employees or by
the dollar amount of sales. The level at
which a business is considered small is
determined for each North American
Industrial Classification System
(NAICS) code by the Small Business
Administration.
This rule is projected to result in
benefits in the form of cost savings to
companies that use the exclusion. As a
result, the rule would not result in
adverse impacts for any small
businesses that generate ECF. Our
analysis indicates that one or two
cement kilns may be owned by small
businesses, as defined by the SBA for
the relevant NAICS code. Lost revenue
plus fuel replacement costs to these
facilities have been found to represent
less than 3% of the average annual
waste receipt revenues to these
facilities, and considerably less impacts
when clinker/cement revenues are
included. As a result, these impacts are
not significant. Furthermore, these
impacts are not a direct economic
impact of the rule.
The reader is encouraged to review
our regulatory flexibility screening
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analysis prepared in support of this
determination. This analysis is
incorporated into the Assessment
document, which is available in the
Docket to this final rule.
IV. Unfunded Mandates Reform Act of
1995
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and tribal governments, in the aggregate,
or to the private sector, of $100 million
or more in any one year. Before
promulgating an EPA rule for which a
written statement is needed, section 205
of the UMRA generally requires EPA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective or least burdensome alternative
that achieves the objectives of the rule.
The provisions of section 205 do not
apply when they are inconsistent with
applicable law. Moreover, section 205
allows EPA to adopt an alternative other
than the least costly, most cost-effective
or least burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, it must have developed
under section 203 of the UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
This final rule contains no Federal
mandates (under the regulatory
provisions of Title II of the UMRA) for
State, local, or tribal governments or the
private sector. The UMRA generally
excludes from the definition of ‘‘Federal
intergovernmental mandate’’ duties that
arise from participation in a voluntary
federal program. This rule is a voluntary
program because the States are not
required to adopt these requirements as
a condition of authorization (or
otherwise). In any event, EPA has
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determined that this rule does not
contain a Federal mandate that may
result in expenditures of $100 million or
more for State, local, and tribal
governments, in the aggregate, or the
private sector in any one year. The total
net benefits (cost savings) of this action
are estimated to be $13.4 million per
year.
Finally, EPA has determined that this
rule contains no regulatory
requirements that might significantly or
uniquely affect small governments.
Small governments are not affected by
this action.
V. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by state
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the states, on the relationship
between the national government and
the states, or on the distribution of
power and responsibilities among the
various levels of government.’’
This final rule does not have
federalism implications. It will not have
substantial direct effects on the states,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. The rule focuses
on modified requirements for facilities
generating ECF, without affecting the
relationships between Federal and state
governments. Thus, Executive Order
13132 does not apply to this rule.
Although section 6 of Executive Order
13132 does not apply, EPA did consult
with representatives of state
governments in developing this rule.
Representatives from the states of North
Carolina, Georgia, Missouri, Louisiana,
and Oregon provided valuable input
and review.
VI. Executive Order 13175:
Consultation and Coordination With
Indian Tribal Governments
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249, November 9, 2000), requires EPA
to develop an accountable process to
ensure ‘‘meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications.’’ This final rule does not
have tribal implications, as specified in
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Executive Order 13175. No Tribal
governments are known to own or
operate facilities generating or burning
hazardous secondary materials subject
to this rule. Thus, Executive Order
13175 does not apply to this rule.
VII. EO 13045 ‘‘Protection of Children
From Environmental Health Risks and
Safety Risks’’
This action is not subject to Executive
Order 13045 (62 F.R. 19885, April 23,
1997) because it is not economically
significant as defined in Executive
Order 12866, and because the Agency
does not believe the environmental
health or safety risks addressed by this
action present a disproportionate risk to
children. A health and risk assessment
in support of this action is unnecessary
due to the comparable emission nature
of this action.
VIII. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not subject to Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355 (May 22, 2001)) because it is
not a significant regulatory action under
Executive Order 12866.
This rule will not seriously disrupt
energy supply, distribution patterns,
prices, imports or exports. Furthermore,
this rule is designed to improve
economic efficiency by expanding the
use of fuels that are hazardous
secondary materials.
IX. National Technology Transfer
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. NTTAA directs EPA to provide
Congress, through OMB, explanations
when the Agency decides not to use
available and applicable voluntary
consensus standards.
This rulemaking involves
environmental monitoring or
measurement. Consistent with the
Agency’s Performance Based
Measurement System (‘‘PBMS’’), EPA
has decided not to require the use of
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specific, prescribed analytic methods.
Rather, the rule will allow the use of
any method that meets the prescribed
performance criteria. The PBMS
approach is intended to be more flexible
and cost-effective for the regulated
community; it is also intended to
encourage innovation in analytical
technology and improved data quality.
EPA is not precluding the use of any
method, whether it constitutes a
voluntary consensus standard or not, as
long as it meets the performance criteria
specified.
X. Executive Order 12898: Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations.
Executive Order (EO) 12898 (59 FR
7629 (Feb. 16, 1994)) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this final
rule will not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it does
not affect the level of protection
provided to human health or the
environment. This rule is designed to
allow for the use of hazardous
secondary materials as fuel under a
comparable emission standard, resulting
in no incremental increase in risk to
human health and the environment,
when compared to the burning of virgin
fuels.
XI. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this rule and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A Major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
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defined by 5 U.S.C. 804(2). This rule
will be effective January 20, 2009.
List of Subjects in 40 CFR Part 261
Hazardous waste, Recycling,
Reporting and recordkeeping
requirements.
Dated: December 12, 2008.
Stephen L. Johnson,
Administrator.
For the reasons set out in the
preamble, title 40, chapter I, of the Code
of Federal Regulations is amended as
follows:
■
PART 261—IDENTIFICATION AND
LISTING OF HAZARDOUS WASTE
1. The authority citation for part 261
continues to read as follows:
■
Authority: 42 U.S.C. 6903, 6912(b), 6925.
2. Section 261.4 is amended by
revising paragraph (a)(16) to read as
follows:
■
§ 261.4
Exclusions.
(a) * * *
(16) Comparable fuels, emissioncomparable fuels, or comparable syngas
fuels that meet the requirements of
§ 261.38.
*
*
*
*
*
■ 3. Section 261.38 is revised to read as
follows:
§ 261.38 Exclusion of comparable fuel,
emission-comparable fuel, and syngas fuel.
(a) Specifications for excluded fuels.
Materials that meet the specifications
for comparable fuel, emissioncomparable fuel, or syngas fuel under
paragraphs (a)(1), (a)(2), or (a)(3) of this
section, respectively, and the other
requirements of this section, are not
solid wastes.
(1) Comparable fuel specifications.—
(i) Physical specifications.—(A) Heating
value. The heating value must exceed
5,000 BTU/lbs. (11,500 J/g).
(B) Viscosity. The viscosity must not
exceed: 50 cs, as-fired.
(ii) Constituent specifications. For
compounds listed in Table 1 to this
section, the specification levels and,
where non-detect is the specification,
minimum required detection limits are:
(see Table 1 of this section).
(2) Emission-comparable fuel
specifications—The specifications shall
be met as-generated. (i) Physical
specifications.—(A) Heating value. The
heating value must be 8,000 BTU/lbs
(18,400 J/g) or greater.
(B) Viscosity. The viscosity must not
exceed 50 cs.
(ii) Constituent specifications—(A)
Except as provided by paragraph
(a)(2)(ii)(B) of this section, for
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compounds listed in Table 1 of this
section the specification levels and,
where nondetect is the specification,
minimum required detection limits, are:
(see Table 1 of this section).
(B) Specifications not applicable. The
specification levels in Table 1 to this
section do not apply for the following
hydrocarbons and oxygenates under the
special conditions provided under this
section for emission-comparable fuel:
(1) Benzo(a)anthracene (CAS No. 56–
55–3).
(2) Benzene (CAS No. 71–43–2).
(3) Benzo(b)fluoranthene (CAS No.
205–99–2)
(4) Benzo(k)fluoranthene (CAS No.
207–08–9)
(5) Benzo(a)pyrene (CAS No. 50–32–
8)
(6) Chrysene (CAS No. 218–01–9)
(7) Dibenzo(a,h)anthracene (CAS No.
52–70–3)
(8) 7,12–Dimethylbenz(a)anthracene
(CAS No. 57–97–6)
(9) Flouranthene (CAS No. 206–44–0)
(10) Indeno(1,2,3-cd)pyrene (CAS No.
193–39–5)
(11) 3-Methlycholanthrene (CAS No.
56–49–5)
(12) Naphthalene (CAS No. 91–20–3)
(13) Toluene (CAS No. 108–88–3).
(14) Acetophenone (CAS No. 98–86–
2).
(15) Acrolein (CAS No. 107–02–8).
(16) Allyl alcohol (CAS No. 107–18–
6).
(17) Bis(2-ethylhexyl)phthalate [Di-2-e
thylhexyl phthalate] (CAS No.117–81–
7).
(18) Butyl benzyl phthalate (CAS No.
85–68–7).
(19) o-Cresol [2-Methyl phenol] (CAS
No. 95–48–7).
(20) m-Cresol [3-Methyl phenol] (CAS
No. 108–39–4).
(21) p-Cresol [4-Methyl phenol] (CAS
No.106–44–5).
(22) Di-n-butyl phthalate (CAS No.
84–74–2).
(23) Diethyl phthalate (CAS No. 84–
66–2).
(24) 2,4-Dimethylphenol (CAS No.
105–67–9).
(25) Dimethyl phthalate (CAS No.
131–11–3).
(26) Di-n-octyl phthalate (CAS No.
117–84–0).
(27) Endothall (CAS No. 145–73–3).
(28) Ethyl methacrylate (CAS No. 97–
63–2).
(29) 2-Ethoxyethanol [Ethylene glycol
monoethyl ether] (CAS No. 110–80–5).
(30) Isobutyl alcohol (CAS No. 78–83–
1).
(31) Isosafrole (CAS No. 120–58–1).
(32) Methyl ethyl ketone [2-Butanone]
(CAS No. 78–93–3).
(33) Methyl methacrylate (CAS No.
80–62–6).
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(34) 1,4-Naphthoquinone (CAS No.
130–15–4).
(35) Phenol (CAS No. 108–95–2).
(36) Propargyl alcohol [2-Propyn-1-ol]
(CAS No. 107–19–7).
(37) Safrole (CAS No. 94–59–7).
(3) Synthesis gas fuel specifications.—
Synthesis gas fuel (i.e., syngas fuel) that
is generated from hazardous waste must:
(i) Have a minimum Btu value of 100
Btu/Scf;
(ii) Contain less than 1 ppmv of total
halogen;
(iii) Contain less than 300 ppmv of
total nitrogen other than diatomic
nitrogen (N2);
(iv) Contain less than 200 ppmv of
hydrogen sulfide; and
(v) Contain less than 1 ppmv of each
hazardous constituent in the target list
of appendix VIII constituents of this
part.
(4) Blending to meet the
specifications. (i) Comparable fuel. (A)
Hazardous waste shall not be blended to
meet the comparable fuel specification
under paragraph (a)(1) of this section,
except as provided by paragraph
(a)(4)(i)(B) of this section:
(B) Blending to meet the viscosity
specification. A hazardous waste
blended to meet the viscosity
specification for comparable fuel shall:
(1) As generated and prior to any
blending, manipulation, or processing,
meet the constituent and heating value
specifications of paragraphs (a)(1)(i)(A)
and (a)(1)(ii) of this section;
(2) Be blended at a facility that is
subject to the applicable requirements of
parts 264 and 265, or § 262.34 of this
chapter; and
(3) Not violate the dilution
prohibition of paragraph (a)(7) of this
section.
(ii) Emission-comparable fuel.
Hazardous waste shall not be treated by
blending or other means to meet the
emission-comparable fuel specifications
under paragraph (a)(2) of this section.
Emission-comparable fuel must meet
those specifications as-generated by the
original generator of the material.
Emission-comparable fuel that has met
the specifications under paragraph (a)(2)
of this section as-generated, and that is
subsequently commingled with other
materials, must continue to meet the
specifications.
(5) Treatment to meet the comparable
fuel specifications. (i) A hazardous
waste may be treated to meet the
specifications for comparable fuel under
paragraph (a)(1) of this section provided
the treatment:
(A) Destroys or removes the
constituent listed in the specification or
raises the heating value by removing or
destroying hazardous constituents or
materials;
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(B) Is performed at a facility that is
subject to the applicable requirements of
parts 264 and 265, or § 262.34 of this
chapter; and
(C) Does not violate the dilution
prohibition of paragraph (a)(7) of this
section.
(ii) Residuals resulting from the
treatment of a hazardous waste listed in
subpart D of this part to generate a
comparable fuel remain a hazardous
waste.
(6) Generation of a syngas fuel. (i) A
syngas fuel can be generated from the
processing of hazardous wastes to meet
the exclusion specifications of
paragraph (a)(3) of this section provided
the processing:
(A) Destroys or removes the
constituent listed in the specification or
raises the heating value by removing or
destroying constituents or materials;
(B) Is performed at a facility that is
subject to the applicable requirements of
parts 264 and 265, or § 262.34 of this
chapter or is an exempt recycling unit
pursuant to § 261.6(c); and
(C) Does not violate the dilution
prohibition of paragraph (a)(7) of this
section.
(ii) Residuals resulting from the
treatment of a hazardous waste listed in
subpart D of this part to generate a
syngas fuel remain a hazardous waste.
(7) Dilution prohibition for
comparable fuel, emission-comparable
fuel, and syngas fuel. (i) Comparable
fuel and syngas fuel. No generator,
transporter, handler, or owner or
operator of a treatment, storage, or
disposal facility shall in any way dilute
a hazardous waste to meet the
specifications of paragraphs (a)(1)(i)(A)
or (a)(1)(ii) of this section for
comparable fuel or paragraph (a)(3) of
this section for syngas.
(ii) Emission-comparable fuel.
Emission-comparable fuel shall not be
generated by means of dilution.
(b) Implementation.—(1) General.—(i)
Materials that meet the specifications
provided by paragraph (a) of this section
for comparable fuel, emissioncomparable fuel, or syngas fuel are
excluded from the definition of solid
waste provided that the conditions
under this section are met. For purposes
of this section, such materials are called
excluded fuel, and the person claiming
and qualifying for the exclusion is
called the excluded fuel generator and
the person burning the excluded fuel is
called the excluded fuel burner.
(ii) The person who generates the
excluded fuel must claim the exclusion
by compliance with the conditions of
this section and keep records necessary
to document compliance with those
conditions.
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(2) Notices. (i) Notices to State RCRA
and CAA Directors in authorized States
or regional RCRA and CAA Directors in
unauthorized States. (A) The generator
must submit a one-time notice, except
as provided by paragraph (b)(2)(i)(C) of
this section, to the Regional or State
RCRA and CAA Directors, in whose
jurisdiction the exclusion is being
claimed and where the excluded fuel
will be burned, certifying compliance
with the conditions of the exclusion and
providing the following documentation:
(1) The name, address, and RCRA ID
number of the person/facility claiming
the exclusion;
(2) The applicable EPA Hazardous
Waste Codes that would otherwise
apply to the excluded fuel;
(3) The name and address of the units
meeting the requirements of paragraphs
(b)(3) and (c) of this section, that will
burn the excluded fuel;
(4) An estimate of the average and
maximum monthly and annual quantity
of material for which an exclusion
would be claimed, except as provided
by paragraph (b)(2)(i)(D) of this section;
and
(5) The following statement, which
shall be signed and submitted by the
person claiming the exclusion or his
authorized representative:
Under penalty of criminal and civil
prosecution for making or submitting false
statements, representations, or omissions, I
certify that the requirements of 40 CFR
261.38 have been met for all emissioncomparable fuel/comparable fuel (specify
which) identified in this notification. Copies
of the records and information required at 40
CFR 261.38(b)(8) are available at the
generator’s facility. Based on my inquiry of
the individuals immediately responsible for
obtaining the information, the information is,
to the best of my knowledge and belief, true,
accurate, and complete. I am aware that there
are significant penalties for submitting false
information, including the possibility of fine
and imprisonment for knowing violations.
(B) Generators of emissioncomparable fuel must also include in
the notices:
(1) An estimate of the annual quantity
of each material for which an emissioncomparable fuel exclusion would be
claimed; and
(2) An estimate of the maximum
concentration of each compound in
Table 2 to this section in each emissioncomparable fuel stream for which the
fuel exceeds the comparable fuel
specifications for those compounds in
Table 1 to this section.
(C) If there is a substantive change in
the information provided in the notice
required under this paragraph (b)(2)(i),
the generator must submit a revised
notification.
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(D) Comparable fuel and syngas fuel
generators must include an estimate of
the average and maximum monthly and
annual quantity of material for which an
exclusion would be claimed only in
notices submitted after December 19,
2008 for newly excluded comparable
fuel or syngas fuel or for revised notices
as required by paragraph (b)(2)(i)(C) of
this section.
(ii) Public notice. Prior to burning an
excluded fuel, the burner must publish
in a major newspaper of general
circulation local to the site where the
fuel will be burned, a notice entitled
‘‘Notification of Burning a Fuel
Excluded Under the Resource
Conservation and Recovery Act’’ and
containing the following information:
(A) Name, address, and RCRA ID
number of the generating facility(ies);
(B) Name and address of the burner
and identification of the unit(s) that will
burn the excluded fuel;
(C) A brief, general description of the
manufacturing, treatment, or other
process generating the excluded fuel;
(D) An estimate of the average and
maximum monthly and annual quantity
of the excluded fuel to be burned; and
(E) Name and mailing address of the
Regional or State Directors to whom the
generator submitted a claim for the
exclusion.
(3) Burning. (i) Comparable fuel and
syngas fuel. The exclusion for fuels
meeting the specifications under
paragraphs (a)(1) or (a)(3) of this section
applies only if the fuel is burned in the
following units that also shall be subject
to Federal/State/local air emission
requirements, including all applicable
requirements implementing Section 112
of the Clean Air Act:
(A) Industrial furnaces as defined in
§ 260.10 of this chapter;
(B) Boilers, as defined in § 260.10 of
this chapter, that are further defined as
follows:
(1) Industrial boilers located on the
site of a facility engaged in a
manufacturing process where
substances are transformed into new
products, including the component
parts of products, by mechanical or
chemical processes; or
(2) Utility boilers used to produce
electric power, steam, heated or cooled
air, or other gases or fluids for sale;
(C) Hazardous waste incinerators
subject to regulation under subpart O of
parts 264 or 265 of this chapter or
applicable CAA MACT standards.
(D) Gas turbines used to produce
electric power, steam, heated or cooled
air, or other gases or fluids for sale.
(ii) Emission-comparable fuel. The
exclusion for fuel meeting the
specifications under paragraph (a)(2) of
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this section applies only if the fuel is
burned under the conditions provided
by paragraph (c) of this section.
(4) Fuel analysis plan for generators.
The generator of an excluded fuel shall
develop and follow a written fuel
analysis plan which describes the
procedures for sampling and analysis of
the material to be excluded. The plan
shall be followed and retained at the site
of the generator claiming the exclusion.
(i) At a minimum, the plan must
specify:
(A) The parameters for which each
excluded fuel will be analyzed and the
rationale for the selection of those
parameters;
(B) The test methods which will be
used to test for these parameters;
(C) The sampling method which will
be used to obtain a representative
sample of the excluded fuel to be
analyzed;
(D) The frequency with which the
initial analysis of the excluded fuel will
be reviewed or repeated to ensure that
the analysis is accurate and up to date;
and
(E) If process knowledge is used in the
determination, any information
prepared by the generator in making
such determination.
(ii) For each analysis, the generator
shall document the following:
(A) The dates and times that samples
were obtained, and the dates the
samples were analyzed;
(B) The names and qualifications of
the person(s) who obtained the samples;
(C) A description of the temporal and
spatial locations of the samples;
(D) The name and address of the
laboratory facility at which analyses of
the samples were performed;
(E) A description of the analytical
methods used, including any clean-up
and sample preparation methods;
(F) All quantitation limits achieved
and all other quality control results for
the analysis (including method blanks,
duplicate analyses, matrix spikes, etc.),
laboratory quality assurance data, and
the description of any deviations from
analytical methods written in the plan
or from any other activity written in the
plan which occurred;
(G) All laboratory results
demonstrating whether the exclusion
specifications have been met; and
(H) All laboratory documentation that
support the analytical results, unless a
contract between the claimant and the
laboratory provides for the
documentation to be maintained by the
laboratory for the period specified in
paragraph (b)(9) of this section and also
provides for the availability of the
documentation to the claimant upon
request.
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(iii) Syngas fuel generators shall
submit for approval, prior to performing
sampling, analysis, or any management
of an excluded syngas fuel, a fuel
analysis plan containing the elements of
paragraph (b)(4)(i) of this section to the
appropriate regulatory authority. The
approval of fuel analysis plans must be
stated in writing and received by the
facility prior to sampling and analysis to
demonstrate the exclusion of a syngas.
The approval of the fuel analysis plan
may contain such provisions and
conditions as the regulatory authority
deems appropriate.
(5) Analysis plans for burners of
emission-comparable fuel. An emissioncomparable fuel burner is subject to the
fuel analysis plan requirements under
paragraph (b)(4) of this section to
determine, for each fuel fed to the boiler
when burning emission-comparable
fuel, the as-fired heating value and the
as-fired concentration of each
compound listed in paragraph
(a)(2)(ii)(B) of this section, except for
fuels under the situations described
below:
(i) Coal or fuel oil used as primary
fuels, when the burner uses the heating
values and compound concentrations
for these fuels provided in paragraph
(c)(2)(ii)(C) of this section and Tables 3
and 4 to § 261.38;
(ii) Emission-comparable fuel, when
the burner receives documentation of
this information from the generator for
each shipment of emission-comparable
fuel, provided that the emissioncomparable fuel is not blended with
other fuels before firing to the burner.
(iii) Emission-comparable fuel, when
the burner receives documentation of
this information from the generator for
each shipment of emission-comparable
fuel, and the emission-comparable fuel
is blended with other fuels before firing
to the burner, provided that:
(A) The burner has determined the
heating value of the other fuels and the
concentration of each compound listed
in paragraph (a)(2)(ii)(B) of this section
for the other fuels; and;
(B) The burner determines by
calculation the as-fired heating value of
the blended emission-comparable fuel
and the as-fired concentration of each
compound listed in paragraph
(a)(2)(ii)(B) of this section of the blended
emission-comparable fuel.
(6) Excluded fuel sampling and
analysis. (i) General. For comparable
fuel, emission-comparable fuel, and
syngas for which an exclusion is
claimed under the specifications
provided by paragraphs (a)(1), (a)(2), or
(a)(3) of this section, the generator of the
material must test for all the
constituents in appendix VIII to this
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part, except those that the generator
determines, based on testing or
knowledge, should not be present in the
fuel. The generator is required to
document the basis of each
determination that a constituent with an
applicable specification should not be
present. The generator may not
determine that any of the following
categories of constituents with a
specification in Table 1 to this section
should not be present:
(A) A constituent that triggered the
toxicity characteristic for the
constituents that were the basis for
listing the hazardous secondary material
as a hazardous waste, or constituents for
which there is a treatment standard for
the waste code in 40 CFR 268.40;
(B) A constituent detected in previous
analysis of the material;
(C) Constituents introduced into the
process that generates the material; or
(D) Constituents that are byproducts
or side reactions to the process that
generates the material.
Note to paragraph (b)(6)(i): Any claim
under this section must be valid and accurate
for all hazardous constituents; a
determination not to test for a hazardous
constituent will not shield a generator from
liability should that constituent later be
found in the fuel/syngas above the exclusion
specifications.
(ii) Use of process knowledge. (A)
Comparable fuel and syngas. For each
material for which the comparable fuel
or syngas exclusion is claimed where
the generator of the excluded fuel is not
the original generator of the hazardous
waste, the generator of the excluded fuel
may not use process knowledge
pursuant to paragraph (b)(6)(i) of this
section and must test to determine that
all of the constituent specifications of
paragraphs (a)(1) and (a)(3) of this
section, as applicable, have been met.
(B) Emission-comparable fuel.
Emission-comparable fuel must meet
the specifications for exclusion asgenerated. Thus, the generator may use
process knowledge to determine that
compounds listed in Appendix VIII to
this part are not present in the emissioncomparable fuel.
(iii) The excluded fuel generator may
use any reliable analytical method to
demonstrate that no constituent of
concern is present at concentrations
above the specification levels. It is the
responsibility of the generator to ensure
that the sampling and analysis are
unbiased, precise, and representative of
the excluded fuel. For the fuel to be
eligible for exclusion, a generator must
demonstrate that:
(A) The 95% upper confidence limit
of the mean concentration for each
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constituent of concern is not above the
specification level; and
(B) The analyses could have detected
the presence of the constituent at or
below the specification level.
(iv) Nothing in this paragraph (b)(6)
preempts, overrides or otherwise
negates the provision in § 262.11 of this
chapter, which requires any person who
generates a solid waste to determine if
that waste is a hazardous waste.
(v) In an enforcement action, the
burden of proof to establish
conformance with the exclusion
specification shall be on the generator
claiming the exclusion.
(vi) The generator must conduct
sampling and analysis in accordance
with the fuel analysis plan developed
under paragraph (b)(4) of this section.
(vii) Viscosity condition for
comparable fuel. (A) Excluded
comparable fuel that has not been
blended to meet the kinematic viscosity
specification shall be analyzed asgenerated.
(B) If hazardous waste is blended to
meet the kinematic viscosity
specification for comparable fuel, the
generator shall:
(1) Analyze the hazardous waste asgenerated to ensure that it meets the
constituent and heating value
specifications of paragraph (a)(1) of this
section; and
(2) After blending, analyze the fuel
again to ensure that the blended fuel
meets all comparable fuel specifications.
(viii) Excluded fuel must be re-tested,
at a minimum, annually and must be
retested after a process change that
could change its chemical or physical
properties in a manner that may affect
conformance with the specifications.
(ix) An emission-comparable fuel
burner must determine, for each fuel
fired to the burner, the as-fired heating
value of the emission-comparable fuel
and the as-fired concentration of each
compound listed in paragraph
(a)(2)(ii)(B) of this section using
information provided by the generator,
information provided by paragraph
(c)(2)(ii)(C) of this section and Tables 3
and 4 to this section, by sampling and
analysis, or by calculation when
emission-comparable fuel is
commingled with other fuels and the
heating value of the emission
comparable fuel and the concentration
of each compound listed in paragraph
(a)(2)(ii)(B) of this section is known for
the fuels prior to commingling.
(7) Speculative accumulation.
Excluded fuel must not be accumulated
speculatively, as defined in
§ 261.1(c)(8).
(8) Operating record. The generator
must maintain an operating record on
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site containing the following
information:
(i) All information required to be
submitted to the implementing
authority as part of the notification of
the claim:
(A) The owner/operator name,
address, and RCRA ID number of the
person claiming the exclusion;
(B) For each excluded fuel, the EPA
Hazardous Waste Codes that would be
applicable if the material were
discarded; and
(C) The certification signed by the
person claiming the exclusion or his
authorized representative.
(ii) A brief description of the process
that generated the excluded fuel. If the
comparable fuel generator is not the
generator of the original hazardous
waste, provide a brief description of the
process that generated the hazardous
waste;
(iii) The monthly and annual
quantities of each fuel claimed to be
excluded;
(iv) Documentation for any claim that
a constituent is not present in the
excluded fuel as required under
paragraph (b)(6) of this section;
(v) The results of all analyses and all
detection limits achieved as required
under paragraph (b)(4) of this section;
(vi) If the comparable fuel was
generated through treatment or
blending, documentation of compliance
with the applicable provisions of
paragraphs (a)(4) and (a)(5) of this
section;
(vii) If the excluded fuel is to be
shipped off-site, a certification from the
burner as required under paragraph
(b)(10) of this section;
(viii) The fuel analysis plan and
documentation of all sampling and
analysis results as required by
paragraph (b)(4) of this section; and
(ix) If the generator ships excluded
fuel off-site for burning, the generator
must retain for each shipment the
following information on-site:
(A) The name and address of the
facility receiving the excluded fuel for
burning;
(B) The quantity of excluded fuel
shipped and delivered;
(C) The date of shipment or delivery;
(D) A cross-reference to the record of
excluded fuel analysis or other
information used to make the
determination that the excluded fuel
meets the specifications as required
under paragraph (b)(4) of this section;
and
(E) A one-time certification by the
burner as required under paragraph
(b)(10) of this section.
(9) Records retention. Records must
be maintained for a period of three
years.
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(10) Burner certification to the
generator.—(i) Comparable fuel and
syngas fuel. Prior to submitting a
notification to the State and Regional
Directors, a generator of comparable fuel
or syngas fuel excluded under
paragraphs (a)(1) or (a)(3) of this section
who intends to ship the excluded fuel
off-site for burning must obtain a onetime written, signed statement from the
burner:
(A) Certifying that the excluded fuel
will only be burned in an industrial
furnace, industrial boiler, utility boiler,
or hazardous waste incinerator, as
required under paragraph (b)(3) of this
section;
(B) Identifying the name and address
of the facility that will burn the
excluded fuel; and
(C) Certifying that the state in which
the burner is located is authorized to
exclude wastes as excluded fuel under
the provisions of this section.
(ii) Emission-comparable fuel. Prior to
submitting a notification to the State
and Regional Directors, a generator of
emission-comparable fuel who intends
to ship the excluded fuel off-site for
burning must obtain a one-time written,
signed statement from the burner:
(A) Certifying that the excluded fuel
will be stored under the conditions of
paragraphs (c)(1) or (e) of this section
and burned under the conditions of
paragraph (c)(2) of this section, and that
the burner will comply with the
notification, reporting, and
recordkeeping conditions of paragraph
(c)(5) of this section;
(B) Identifying the name and address
of the facility that will burn the
excluded fuel; and
(C) Certifying that the state in which
the burner is located is authorized to
exclude wastes as excluded fuel under
the provisions of this section.
(11) Ineligible waste codes. Wastes
that are listed as hazardous waste
because of the presence of dioxins or
furans, as set out in appendix VII of this
part, are not eligible for these
exclusions, and any fuel produced from
or otherwise containing these wastes
remains a hazardous waste subject to
full RCRA hazardous waste management
requirements.
(12) Regulatory status of boiler
residues. Burning excluded fuel that
was otherwise a hazardous waste listed
under §§ 261.31 through 261.33 does
not subject boiler residues, including
bottom ash and emission control
residues, to regulation as derived-from
hazardous wastes.
(13) Residues in containers and tank
systems upon cessation of operations. (i)
Liquid and accumulated solid residues
that remain in a container or tank
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system for more than 90 days after the
container or tank system ceases to be
operated for storage or transport of
excluded fuel product are subject to
regulation under parts 262 through 265,
268, 270, 271, and 124 of this chapter.
(ii) Liquid and accumulated solid
residues that are removed from a
container or tank system after the
container or tank system ceases to be
operated for storage or transport of
excluded fuel product are solid wastes
subject to regulation as hazardous waste
if the waste exhibits a characteristic of
hazardous waste under §§ 261.21
through 261.24 or if the fuel were
otherwise a hazardous waste listed
under §§ 261.31 through 261.33 when
the exclusion was claimed.
(iii) Liquid and accumulated solid
residues that are removed from a
container or tank system and which do
not meet the specifications for exclusion
under paragraphs (a)(1) or (a)(2) of this
section are solid wastes subject to
regulation as hazardous waste if:
(A) The waste exhibits a characteristic
of hazardous waste under §§ 261.21
through 261.24; or
(B) If the fuel were otherwise a
hazardous waste listed under §§ 261.31
through 261.33. The hazardous waste
code for the listed waste applies to these
liquid and accumulated solid resides.
(14) Waiver of RCRA Closure
Requirements. Interim status and
permitted storage and combustion units,
and generator storage units exempt from
the permit requirements under § 262.34
of this chapter, are not subject to the
closure requirements of 40 CFR Parts
264, 265, and 267 provided that the
storage and combustion unit has been
used to manage only hazardous waste
that is subsequently excluded under the
conditions of this section, and that
afterward will be used only to manage
fuel excluded under this section.
(15) Spills and leaks. (i) Excluded fuel
that is spilled or leaked and that
therefore no longer meets the conditions
of the exclusion is discarded and must
be managed as a hazardous waste if it
exhibits a characteristic of hazardous
waste under §§ 261.21 through 261.24 or
if the fuel were otherwise a hazardous
waste listed in §§ 261.31 through
261.33.
(ii) For excluded fuel that would have
otherwise been a hazardous waste listed
in §§ 261.31 through 261.33 and which
is spilled or leaked, the hazardous waste
code for the listed waste applies to the
spilled or leaked material.
(16) Nothing in this section preempts,
overrides, or otherwise negates the
provisions in CERCLA Section 103,
which establish reporting obligations for
releases of hazardous substances, or the
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Department of Transportation
requirements for hazardous materials in
49 CFR parts 171 through 180.
(c) Special conditions for emissioncomparable fuel. The following
additional conditions apply to emissioncomparable fuel—fuel that meets the
specifications under paragraph (a)(2) of
this section.
(1) Storage. (i) General. Emissioncomparable fuel may be stored in a
container or tank under the conditions
of paragraphs (c)(1)(iii) through
(c)(1)(viii) of this section, or alternative
conditions under paragraph (e) of this
section.
(ii) Prohibition on underground
storage. Emission-comparable fuel shall
not be stored in an underground tank.
An underground tank is a tank the
volume of which (including the volume
of underground pipes connecting
thereto) is 10 percent or more beneath
the surface of the ground.
(iii) Spill prevention, control, and
countermeasures (SPCC) requirements.
Emission-comparable fuel storage tanks
and containers with a capacity equal to
or greater than 0.1 m3 (26 gallons) are
subject to the following Spill
Prevention, Control, and
Countermeasures (SPCC) requirements
adopted from 40 CFR Part 112. To
satisfy the adopted conditions, you must
substitute the term ‘‘emissioncomparable fuel’’ for the term ‘‘oil,’’ and
by substituting the term ‘‘release of
emission-comparable fuel to the
environment’’ for the term ‘‘discharge as
described in § 112.1(b).’’
(A) Section 112.2, Definitions. These
definitions apply to the adopted SPCC
requirements under paragraphs
(c)(1)(iii)(B) through (c)(1)(iii)(D) of this
section.
(B) Sections 112.3(d) and 112.3(e) of
this chapter, Requirement to Prepare
and Implement a Spill Prevention,
Control, and Countermeasure Plan. (1)
You must prepare a SPCC Plan in
writing, and in accordance with the
adopted provisions of §§ 112.7 and
112.8 of this chapter;
(2) The SPCC Plan must be reviewed
and certified according to the provisions
of § 112.3(d) of this chapter and must be
made available to the Regional
Administrator according to the
provisions of § 112.3(e) of this chapter;
(3) You must amend your SPCC Plan
as directed by the Regional
Administrator upon a finding that
amendment is necessary to prevent and
contain releases of emission-comparable
fuel from your facility. You must
implement the amended SPCC Plan as
soon as possible, but not later than six
months after you amend your SPCC
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Plan, unless the Regional Administrator
specifies another date;
(C) Sections 112.5(a) and 112.5(b) of
this chapter, Amendment of Spill
Prevention, Control, and
Countermeasures Plan by Owners or
Operators. (1) You must comply with
the provisions of § 112.5(a) and (b) of
this chapter by substituting the term
‘‘release of emission-comparable fuel to
the environment’’ for the term
‘‘discharge as described in § 112.1(b);’’
(2) You must have a Professional
Engineer certify any technical
amendment to your Plan in accordance
with § 112.3(d) of this chapter.
(D) Section 112.7 of this chapter,
General Requirements for Spill
Prevention, Control, and
Countermeasure Plans. (1) You must
comply with the requirements of
§ 112.7, except for paragraphs (a)(2), (c),
(d), and (k) of that section.
(2) Your Plan may deviate from the
requirements § 112.7(g), (h)(2), (h)(3)
and (i), and the adopted provisions of
§ 112.8, where applicable to a specific
facility, if you provide equivalent
protection by some other means of spill
prevention, control, or countermeasure.
Where your Plan does not conform to
the applicable requirements in
§ 112.7(g), (h)(2), (h)(3) and (i) and the
adopted provisions of § 112.8 of this
chapter, you must state the reasons for
nonconformance in your Plan and
describe in detail alternate methods and
how you will achieve equivalent
environmental protection. If the
Regional Administrator determines that
the measures described in your Plan do
not provide equivalent environmental
protection, he may require that you
amend your Plan.
(E) Section 112.8 of this chapter, Spill
Prevention, Control, and
Countermeasure Plan Requirements for
Onshore Facilities, except for paragraph
(b) of this section (facility drainage),
paragraph (c)(2) of this section
(secondary containment for bulk storage
containers), paragraph (c)(4) of this
section (protection of completely buried
storage tanks), and paragraph (c)(11) of
this section (secondary containment for
mobile containers), with the following
revisions:
(1) You must inspect at least weekly
areas where portable containers are
stored to look for leaking containers and
for deterioration of containers and the
containment system caused by corrosion
or other factors.
(2) Section 112.8(d)(1) of this chapter
applies to all buried piping irrespective
of the installation or replacement date.
(iv) Containment and detection of
releases—(A) Tanks. To prevent the
release of emission comparable fuel or
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hazardous constituents to the
environment, you must provide
secondary containment for emissioncomparable fuel tank systems as
prescribed by the following
requirements adopted from § 264.193 of
this chapter. To satisfy the adopted
conditions, you must substitute the term
‘‘emission-comparable fuel’’ for the term
‘‘waste,’’ and substitute the term
‘‘document in the record’’ for the term
‘‘demonstrate to the Regional
Administrator.’’
(1) Section 264.193(b) of this chapter,
which prescribes general performance
standards for secondary containment
systems;
(2) Section 264.193(c) of this chapter,
which prescribes minimum
requirements for secondary containment
systems;
(3) Section 264.193(d)(1) through (3),
which prescribes permissible secondary
containment devices;
(4) Section 264.193(e) of this chapter,
which prescribes design and operating
requirements for the permissible
secondary containment devices; and
(5) Section 264.193(f) of this chapter,
which prescribes secondary
containment requirements for ancillary
equipment.
(B) Portable containers. To prevent
the release of emission comparable fuel
or hazardous constituents to the
environment, you must provide
containment for emission-comparable
fuel container storage units as
prescribed by the provisions of
§ 264.175(b) of this chapter, which are
hereby adopted for emissioncomparable fuel container storage units.
To satisfy the adopted condition, you
must substitute the term ‘‘emissioncomparable fuel’’ for each occurrence of
the term ‘‘waste.’’
(v) Preparedness and prevention,
emergency procedures and response to
releases.—(A) Preparedness and
prevention.—(1) Required equipment.
Your facility must be equipped with the
equipment required under § 264.32(a)
through (d) of this chapter in a manner
that it can be used in emergencies
associated with storing and handling
emission-comparable fuel.
(2) Testing and maintenance of
equipment. You must test and maintain
as necessary to assure proper operation
in times of emergency all
communications or alarm systems, fire
protection equipment, spill control
equipment, and decontamination
equipment required for your emissioncomparable fuel tank system or
container storage unit.
(3) Access to communications or
alarm system. Whenever emission
comparable fuel is distributed into or
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out of the tank system or container
storage unit, all personnel involved in
the operation must have immediate
access to an internal alarm or emergency
communication device, either directly
or through visual or voice contact with
another employee.
(4) Arrangements with local
authorities. You must comply with
§ 264.37(a) of this chapter. If state or
local authorities decline to enter into
the arrangements prescribed by
§ 264.37(a) of this chapter, you must
keep a record documenting the refusal.
(B) Emergency procedures.—(1)
Emergency coordinator. At all times,
there must be at least one employee
either on the facility premises or on call
(i.e., available to respond to an
emergency by reaching the facility
within a short period of time) with the
responsibility for coordinating all
emergency response measures. This
emergency coordinator must be
thoroughly familiar with all aspects of
the facility’s Spill Prevention, Control,
and Countermeasures (SPCC) Plan
required under paragraph (c)(1)(iii) of
this section, all emission-comparable
fuel operations and activities at the
facility, the location and characteristics
of emission-comparable fuel handled,
the location of all records within the
facility pertaining to emissioncomparable fuel, and the facility layout.
In addition, this person must have the
authority to commit the resources
needed to carry out the SPCC Plan.
(2) Emergency procedures.—(i)
Whenever there is an imminent or
actual emergency situation relating to
the emission-comparable fuel tank
system or container storage unit, the
emergency coordinator (or his designee
when the emergency coordinator is on
call) must immediately activate internal
facility alarms or communication
systems, where applicable, to notify all
facility personnel and notify appropriate
state or local agencies with designated
response roles if their help is needed.
(ii) Whenever there is a release, fire,
or explosion relating to the emissioncomparable fuel tank system or
container storage unit, the emergency
coordinator must immediately identify
the character, exact source, amount, and
aerial extent of any released materials.
He may do this by observation or review
of facility records, and, if necessary, by
chemical analysis.
(iii) Concurrently, the emergency
coordinator must assess possible
hazards to human health or the
environment that may result from the
release, fire, or explosion. This
assessment must consider both direct
and indirect effects of the release, fire,
or explosion (e.g., the effects of any
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toxic, irritating, or asphyxiating gases
that are generated, or the effects of any
hazardous surface water run-off from
water or chemical agents used to control
fire and heat-induced explosions).
(iv) If the emergency coordinator
determines that the facility has had a
release, fire, or explosion associated
with the emission-comparable fuel tank
system or container storage unit which
could threaten human health or the
environment outside the facility, he
must report his findings as provided by
paragraph (c)(1)(v)(B)(2)(v) of this
section.
(v) If the emergency coordinator’s
assessment indicates that evacuation of
local areas may be advisable, he must
immediately notify appropriate local
authorities. He must be available to help
appropriate officials decide whether
local areas should be evacuated, and he
must immediately notify either the
government official designated as the
on-scene coordinator for that
geographical area, (in the applicable
regional contingency plan under part
300 of this title) or the National
Response Center (using their 24-hour
toll free number 800/424–8802). The
report must include: the name and
telephone number of the reporter; the
name and address of the facility; the
time and type of incident (e.g., release,
fire); the name and quantity of
material(s) involved, to the extent
known; the extent of injuries, if any; and
the possible hazards to human health, or
the environment, outside the facility.
(vi) During an emergency, the
emergency coordinator must take all
reasonable measures necessary to ensure
that fires, explosions, and releases do
not occur, recur, or spread to other
materials at the facility. These measures
must include, where applicable,
stopping processes and operations and
collecting and containing released
emission-comparable fuel.
(vii) If the emission-comparable fuel
tank system or container storage unit
stops operations in response to a fire,
explosion, or release, the emergency
coordinator must monitor for leaks,
pressure buildup, gas generation, or
ruptures in valves, pipes, or other
equipment, wherever this is
appropriate.
(viii) Immediately after an emergency,
the emergency coordinator must provide
for treating, storing, or disposing of
recovered emission-comparable fuel,
contaminated soil or surface water, or
any other material that results from a
release, fire, or explosion at the facility.
(ix) The emergency coordinator must
ensure that, in the affected area(s) of the
facility: materials that may be
incompatible with the released
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78003
emission-comparable fuel is treated,
stored, or disposed of until cleanup
procedures are completed; and all
emergency equipment listed in the
SPCC Plan is cleaned and fit for its
intended use before operations are
resumed.
(x) You must note in the record the
time, date, and details of any incident
that requires implementing the SPCC
Plan for the emission-comparable fuel
tank system or container storage unit.
Within 15 days after the incident, you
must submit a written report on the
incident to the Regional Administrator.
The report must include: the name,
address, and telephone number of the
owner or operator; the name, address,
and telephone number of the facility;
the date, time, and type of incident (e.g.,
fire, explosion); the name and quantity
of material(s) involved; the extent of
injuries, if any; an assessment of actual
or potential hazards to human health or
the environment, where this is
applicable; and the estimated quantity
and disposition of recovered material
that resulted from the incident.
(C) Response to leaks or spills and
disposition of leaking or unfit-for-use
tank systems. (1) You must comply with
the provisions of § 264.196 of this
chapter, except for § 264.196(e)(1) and
(e)(4) of this chapter.
(2) To satisfy the adopted provisions
of § 264.196, you must substitute the
term ‘‘emission-comparable fuel’’ for the
terms ‘‘hazardous waste’’ and ‘‘waste.’’
(3) Unless you satisfy the
requirements of § 264.196(e)(2) and (3)
of this chapter, you must immediately
cease using the tank system to store
emission-comparable fuel and remove
any liquid and solid residues under the
conditions of paragraph (b)(13) of this
section.
(vi) Air emissions conditions adopted
from part 63, subpart EEEE.—(A)
Applicability—(1) If your emissioncomparable fuel storage, transfer, and
transport equipment is not subject to the
controls provided by § 63.2346 of this
chapter, you must determine whether
you are subject to the provisions of
paragraphs (c)(1)(vi)(B) and (C) of this
section:
(2) If your emission-comparable fuel
storage tank is subject to the controls
provided by § 63.2346 of this chapter
other than those prescribed by item 6 in
Table 2 to subpart EEEE, part 63 of this
chapter (i.e., requirements for organic
liquids with an annual average true
vapor pressure of the total listed organic
HAP >=76.6 kilopascals (11.1 psia)), you
must determine whether the tank would
be subject to the controls prescribed by
item 6 after considering the vapor
pressure of the RCRA oxygenates listed
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in paragraph (c)(1)(vi)(B)(3) of this
section as well as the organic HAP listed
in Table 1 to subpart EEEE, part 63 of
this chapter. If the annual average true
vapor pressure of the total RCRA
oxygenates and Table 1 organic HAP in
the emission-comparable fuel is >=76.6
kilopascals (11.1 psia), you are subject
to the requirements of paragraphs
(c)(1)(vi)(B) through (C) of this section.
(B) Conditions of applicability. To
satisfy the conditions under paragraph
(c)(1)(vi)(C) of this section that are
adopted from part 63, subpart EEEE of
this chapter, you must:
(1) Satisfy the conditions irrespective
of whether your facility is an area
source as defined by § 63.2 of this
chapter.
(2) Substitute the term ‘‘RCRA
oxygenates as well as organic HAP’’ for
each occurrence of the term ‘‘organic
HAP’’; the term ‘‘RCRA oxygenates as
well as organic HAP listed in Table 1’’
for each occurrence of the term ‘‘organic
HAP listed in Table 1’’; and the term
‘‘RCRA oxygenates as well as Table 1
organic HAP’’ for each occurrence of the
term ‘‘Table 1 organic HAP’’.
(3) Use the following definition of
RCRA oxygenates: The term ‘‘RCRA
oxygenates’’ means the following
organic compounds:
(i) Allyl alcohol (CAS No. 107–18–6);
(ii) Bis(2-ethylhexyl)phthalate [Di–2–e
thylhexyl phthalate] (CAS No.117–81–
7);
(iii) 2,4-Dimethylphenol (CAS No.
105–67–9);
(iv) Ethyl methacrylate (CAS No. 97–
63–2);
(v) 2-Ethoxyethanol [Ethylene glycol
monoethyl ether] (CAS No. 110–80–5);
(vi) Isobutyl alcohol (CAS No. 78–83–
1);
(vii) Isosafrole (CAS No. 120–58–1);
(viii) Methyl ethyl ketone [2Butanone] (CAS No. 78–93–3);
(ix) 1,4-Naphthoquinone (CAS No.
130–15–4);
(x) Propargyl alcohol [2-Propyn-1-ol]
(CAS No. 107–19–7); and
(xi) Safrole (CAS No. 94–59–7).
(4) Use the following definition of
organic liquid. Organic liquid means
emission comparable fuel that:
(i) Contains 5 percent by weight or
greater of the RCRA oxygenates as well
as organic HAP listed in Table 1 to this
subpart, as determined using the
procedures specified in § 63.2354(c) of
this chapter; and
(ii) Has an annual average true vapor
pressure of 0.7 kilopascals (0.1 psia) or
greater.
(5) Use the following definition of
affected source. Affected source means
the collection of activities and
equipment used to distribute organic
liquids into, out of, or within a facility.
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(6) Substitute the term ‘‘subject to
§ 261.38(c)(1)(vi)(C)of this chapter’’ for
each occurrence of the term ‘‘subject to
this subpart’’.
(7) Satisfy the conditions if:
(i) Your organic liquids transfer
equipment is exempt from subpart
EEEE, part 63 of this chapter, under the
provisions of § 63.228(c)(1) of this
chapter, which exempts organic liquids
transfer equipment at facilities subject
to a NESHAP other than subpart EEEE,
part 63; and
(ii) The requirements applicable to the
organic liquids transfer equipment
under the other NESHAP are not
equivalent to, at a minimum, the
conditions under paragraphs
(c)(1)(vi)(C), (c)(1)(vii), or (e) of this
section. You must document and record
your determination whether the
requirements under the other NESHAP
are less stringent than the conditions
under paragraph (c)(1)(vi)(C) of this
section. You may contact the RCRA
regulatory authority to assist with this
determination.
(8) Submit all notifications, reports,
and other communications to the RCRA
regulatory authority rather than the
CAA regulatory authority.
(C) Conditions to control air emissions
under provisions adopted from part 63,
subpart EEEE of this chapter. (1) The
affected source is the equipment
identified under § 63.2338(b)(1) through
(5) of this chapter, except for equipment
identified in § 63.2338(c)(2) through (3)
of this chapter.
(2) Definitions of new, reconstructed,
and existing affected sources are
provided under § 63.2338(d) through (f)
of this chapter.
(3) You must comply with the
emission limitations, operating limits,
and work practice standards under
§ 63.2346 of this chapter.
(4) You must comply with the general
requirements under § 63.2350 of this
chapter. The startup, shutdown, and
malfunction plan required by
§ 63.2350(c) of this chapter need not
address equipment not subject to
paragraph (c)(1)(vi)(C) of this section.
(5) You must comply with the
performance tests, design evaluation,
and performance evaluation
requirements under § 63.2354 of this
chapter. When complying with
§ 63.2354(c) of this chapter, however,
you must determine the content of
RCRA oxygenates as well as organic
HAP in the emission-comparable fuel.
(6) You must conduct performance
tests and other initial compliance
demonstrations prior to managing
emission-comparable fuel in the storage
unit.
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(7) You must conduct subsequent
performance tests by the dates specified
in § 63.2362 of this chapter.
(8) You must comply with the
monitoring, installation, operation, and
maintenance requirements under
§ 63.2366 of this chapter.
(9) You must demonstrate initial
compliance with the emission
limitations, operating limits, and work
practice standards as required under
§ 63.2370 of this chapter.
(10) You must monitor and collect
data to demonstrate continuous
compliance and use the collected data
as required by § 63.2374 of this chapter.
(11) You must demonstrate
continuous compliance with the
emission limitations, operating limits,
and work practice standards as required
by § 63.2378 of this chapter.
(12) You must submit the
notifications and on the schedule
required by § 63.2382 of this chapter,
except that initial notifications must be
submitted prior to managing emissioncomparable fuel in the storage unit.
Notifications must be submitted to the
RCRA regulatory authority.
(13) You must submit the reports and
on the schedule required by § 63.2386 of
this chapter. Reports must be submitted
to the RCRA regulatory authority.
(14) You must keep the applicable
records required by § 63.2390 of this
chapter.
(15) You must keep records in the
form, and for the duration, required by
§ 63.2394 of this chapter.
(16) The parts of the General
Provisions that apply to you are
provided by § 63.2398 of this chapter.
(17) The definitions that apply to the
conditions under paragraph (c)(1)(vi)(C)
of this section are provided by § 63.2406
of this chapter, and paragraphs
(c)(1)(vi)(B)(3) through (5) of this
section.
(18) You are subject to the
requirements in Tables 1–12 to subpart
EEEE, part 63 of this chapter.
(vii) Air emissions conditions for
tanks and containers that are not
subject to conditions adopted from part
63, subpart EEEE. Tank and container
storage units that are not subject to the
conditions adopted from subpart EEEE,
part 63 under paragraph (c)(1)(vi) of this
section are subject to the conditions of
this paragraph.
(A) Tanks. (1) Level 1 control. (i)
Applicability criteria. Tanks that meet
the following vapor pressure limitations
for emission-comparable fuel for the
tank size designations are subject to the
air emission controls under paragraph
(c)(1)(vii)(A)(1)(ii) of this section:
(A) For a tank design capacity equal
to or greater than 151 m3 (40,000
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gallons), the annual average organic
vapor pressure limit for the tank is 5.2
kPa (0.75 psia);
(B) For a tank design capacity equal to
or greater than 75 m3 (20,000 gallons)
but less than 151 m3 (40,000 gallons),
the annual average organic vapor
pressure limit for the tank is 27.6 kPa
(4.0 psia); and
(C) For a tank design capacity less
than 75 m3 (20,000 gallons), the annual
average vapor pressure limit for the tank
is 76.6 kPa (11.1 psia);
(ii) Conditions to control emissions.
You must comply with the following
requirements:
(A) NESHAP provisions for level 1
control under subpart OO, part 63.
Sections 63.901 through 63.907 of this
chapter; or
(B) NESHAP provisions for organic
liquid distribution under subpart EEEE,
part 63. The provisions under Item 1.a.i
or 1.a.ii which require venting to a
control device under provisions of
subpart SS, part 63 of this chapter, or
Level 2 tank emissions control under
subpart WW, part 63 of this chapter, or
routing emissions to a fuel gas system or
back to a process under § 63.984 of
subpart SS, part 63 of this chapter, or
vapor balancing emissions to the
transport vehicle from which the storage
tank is filled under § 63.2346(a)(4); or
(C) Hazardous waste tank controls
under subpart CC, part 264. The
provisions for additional options
provided for hazardous waste tanks
under § 264.1084(d)(3), (d)(4), or (d)(5)
of this chapter for use of venting to a
control device, a pressure tank, or a tank
located inside an enclosure that is
vented through a closed-vent system to
an enclosed combustion control device,
and the associated provisions under
§§ 63.1081 (definitions), 264.1083(c)
(determination of vapor pressure),
264.1084(j) (transfer to a tank), 264.1087
(closed-vent systems and control
devices), and 264.89(b) (recordkeeping)
of this chapter. To satisfy these adopted
provisions, you must substitute the term
‘‘emission-comparable fuel’’ for the
terms ‘‘hazardous waste’’ and ‘‘waste.’’
(2) Level 2 control. (i) Applicability
criteria. Tanks that do not meet the
vapor pressure limitations for emissioncomparable fuel for the tank size
designations under paragraph
(c)(1)(vii)(A)(1)(i) of this section are
subject to the air emission controls
under paragraph (c)(1)(vii)(A)(2)(ii) of
this section.
(ii) Conditions to control emissions.
To satisfy the conditions to control
emissions, you must comply with the
requirements under paragraphs
(c)(1)(vii)(A)(1)(ii)(B) or (C) of this
section.
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(3) Equipment leaks. For each valve,
pump, compressor, pressure relief
device, sampling connection system,
open-ended valve or line, or flange or
other connector, and any control
devices or systems used to manage
emission-comparable fuel in a tank
system subject to paragraph
(c)(1)(vii)(A) of this section, you must
comply with the applicable
requirements under 40 CFR part 63,
subpart TT (control level 1), except for
§ 63.1000; or subpart UU (control level
2), except for § 63.1019; or subpart H,
except for §§ 63.160, 63.162(b) and (e),
and 63.183.
(B) Containers. (1) Level 1 control. (i)
Applicability criteria. Containers that
meet the following criteria are subject to
the air emission controls under
paragraph (c)(1)(vii)(B)(1)(ii) of this
section:
(A) Containers having a design
capacity greater than 0.1 m3 and less
than or equal to 0.46 m3;
(B) Containers having a design
capacity greater than 0.46 m3 that are
not in light liquid service, as defined in
§ 264.1031 of this chapter.
(C) Containers having a design
capacity greater than 0.46 m3 that are in
light liquid service, as defined in
§ 264.1031 of this chapter.
(ii) Conditions to control emissions.
To satisfy the conditions on Level I
control of emissions, you must comply
with the following requirements:
(A) The NESHAP provisions for
containers under subpart PP, part 63 at
§§ 63.922 (level 1 control) or 63.923
(level 2 control) of this chapter; and
(B) The ancillary provisions under
subpart PP, part 63 at §§ 63.921
(definitions), 63.925 (test methods and
procedures), 63.926 (inspection and
monitoring requirements), 63.927
(recordkeeping requirements), and
63.928 (reporting requirements) of this
chapter.
(2) Level 2 control. (i) Applicability
criteria. Containers that do not meet the
criteria under paragraph
(c)(1)(vii)(B)(1)(i) of this section are
subject to the air emission controls
under paragraph (c)(1)(vii)(B)(2)(ii) of
this section.
(ii) Conditions to control emissions.
To satisfy the conditions on Level II
control of emissions, you must comply
with the following requirements:
(A) The NESHAP provisions for
containers under subpart PP, part 63 at
§ 63.923 (level 2 control) of this chapter;
and
(B) The ancillary provisions under
subpart PP, part 63 at §§ 63.921
(definitions), 63.925 (test methods and
procedures), 63.926 (inspection and
monitoring requirements, 63.927
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78005
(recordkeeping requirements), and
63.928 (reporting requirements) of this
chapter.
(3) Equipment leaks. For each valve,
pump, compressor, pressure relief
device, sampling connection system,
open-ended valve or line, or flange or
other connector, and any control
devices or systems used to manage
emission-comparable fuel in a container
subject to paragraph (c)(1)(vii)(B) of this
section, you must comply with the
applicable requirements under 40 CFR
part 63, subpart TT (control level 1),
except for § 63.1000; or subpart UU
(control level 2), except for § 63.1019; or
subpart H, except for §§ 63.160,
63.162(b) and (e), and 63.183.
(viii) Management of incompatible
fuels and other materials—(A)
Generators and burners of emissioncomparable fuel must document in the
fuel analysis plan under paragraph
(b)(4) of this section how (e.g., using
trial tests, analytical results, scientific
literature, or process knowledge)
precautions will be taken to prevent
mixing of excluded fuels and other
materials which could result in
reactions which:
(1) Generate extreme heat or pressure,
fire or explosions, or violent reactions;
(2) Produce uncontrolled toxic mists,
fumes, dusts, or gases;
(3) Produce uncontrolled flammable
fumes or gases; or
(4) Damage the structural integrity of
the storage unit or facility.
(B) Burners that blend emissioncomparable fuel with other fuels but
that are exempt from fuel analysis
requirements under paragraphs (b)(4)
and (b)(5)(iii) of this section must
document in the operating record how
precautions will be taken to prevent
mixing of emission-comparable fuel
with other fuels which could result in
the reactions listed in paragraph
(c)(viii)(A) of this section.
(C) Incompatible fuels must not be
placed in the same tank or container.
(2) Burning. (i) Types of combustors
that may burn emission-comparable
fuel. Emission-comparable fuel must be
burned in a boiler meeting the
conditions of paragraph (c)(2)(i)(A) of
this section or a hazardous waste
combustor under the conditions of
paragraph (c)(2)(i)(B) of this section.
(A) Boilers. Emission-comparable fuel
may be burned in an industrial or utility
boiler as defined in paragraph (b)(3) of
this section but that is further restricted
by being a watertube type of steam
boiler that does not feed fuel using a
stoker or stoker-type mechanism.
(B) Hazardous waste combustors. (1)
Emission-comparable fuel may be
burned in an incinerator, cement kiln,
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lightweight aggregate kiln, boiler, or
halogen acid production furnace
operating under a RCRA permit issued
under part 270 of this chapter and in
compliance with the applicable
provisions of subpart O of part 264,
subpart H of part 266, or subpart EEE of
part 63 of this chapter, provided that the
emission-comparable fuel is burned
under the same operating requirements
that apply to hazardous waste burned by
the combustor.
(2) When emission-comparable fuel is
burned in a hazardous waste combustor
under the provisions of paragraph
(c)(2)(i)(B) of this section, the operating
conditions under paragraph (c)(2)(ii) of
this section do not apply, except for:
(i) The emission-comparable fuel
constituent feedrate conditions under
paragraph (c)(2)(ii)(C) of this section
continue to apply; and
(ii) The emission-comparable fuel
automatic feed cutoff system
requirements under paragraph
(c)(2)(ii)(G) of this section that apply to
monitoring the constituent feedrate
limits as specified under paragraph
(c)(2)(ii)(G)(1)(ii) of this section continue
to apply.
(ii) Operating conditions—(A)
Primary fuels. (1) A minimum of 50
percent of fuel fired to the boiler shall
be fossil fuel, fuels derived from fossil
fuel, tall oil, or comparable fuel meeting
the specifications provided by
paragraph (a)(1) of this section. Such
fuels are termed ‘‘primary fuel’’ for
purposes of this section. (Tall oil is a
fuel derived from vegetable and rosin
fatty acids.) The primary fuel shall
comprise at least 50% of the total fuel
heat input to the boiler and at least 50%
of the total fuel mass input to the boiler.
(2) The primary fuel firing rate shall
be continuously monitored and the
minimum primary fuel firing rate limit
shall be achieved on an hourly rolling
average basis;
(B) Fuel heating value. Primary fuels
shall have a minimum as-fired heating
value of 8,000 Btu/lb, and each material
fired in a firing nozzle where emissioncomparable fuel is fired must have a
heating value of at least 8,000 Btu/lb, asfired;
(C) Feedrate limits for emissioncomparable fuel constituents. The total
feedrate, considering all combustor
feedstreams, of each emissioncomparable fuel constituent listed under
paragraph (a)(2)(ii)(B) of this section
shall not exceed the limit provided by
Table 2 to this section.
(1) The feedrate limits are expressed
as gas flowrate-normalized feedrates in
the units ‘‘ug/dscm’’.
(2) The feedrate limit for total
combustor feedstreams expressed as
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mass/unit time (kg/hr) for each
emission-comparable fuel constituent is
determined by multiplying the gas
flowrate-normalized feedrate limit
provided by Table 2 to this section
times the combustor gas flowrate.
(3) The maximum constituent feedrate
(kg/hr) attributable to emissioncomparable fuel is the total combustor
constituent feedrate (kg/hr) minus the
constituent feedrate (kg/hr) for all other
combustor feedstreams.
(4) To account for emissioncomparable fuel constituents in primary
fuels, burners may use measured
concentrations of the constituents, or:
(i) If natural gas is used as a primary
fuel, burners may assume that natural
gas does not contain emissioncomparable fuel constituents and that
natural gas has a heating value of 22,000
Btu/lb;
(ii) If fuel oil is used as a primary fuel,
burners may use the default
concentrations for emission-comparable
fuel constituents provided in Table 3 to
this section, and assume that fuel oil has
a heating value of 19,200 Btu/lb; and
(iii) If coal is used as a primary fuel,
burners may use the default
concentrations for emission-comparable
fuel constituents provided in Table 4 to
this section, and assume that coal has a
heating value of 11,100 Btu/lb.
(5) The feedrate of each emissioncomparable fuel constituent shall be
continuously monitored (by knowing
the concentration of the constituent in
each feedstream and by monitoring the
feedrate of each feedstream), and the
maximum feedrate limit for each
constituent shall not be exceeded on an
hourly rolling average basis.
(D) CO CEMS. When burning
emission-comparable fuel, carbon
monoxide emissions must not exceed
100 parts per million by volume, over
an hourly rolling average (monitored
with a continuous emissions monitoring
system (CEMS)), dry basis and corrected
to 7 percent oxygen. You must use an
oxygen CEMS to continuously correct
the carbon monoxide level to 7 percent
oxygen. You must install, calibrate,
maintain, and continuously operate the
CEMS in compliance with the quality
assurance procedures provided in the
appendix to subpart EEE of part 63 of
this chapter (Quality Assurance
Procedures for Continuous Emissions
Monitors Used for Hazardous Waste
Combustors) and Performance
Specification 4B (carbon monoxide and
oxygen) in appendix B, part 60 of this
chapter.
(E) Dioxin/furan control—(1) If the
boiler is equipped with a dry particulate
matter control device and the primary
fuel is not coal, you must continuously
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monitor the combustion gas temperature
at the inlet to the dry particulate matter
control device, and the gas temperature
must not exceed 400 °F on an hourly
rolling average basis.
(2) Calibration of thermocouples. The
calibration of thermocouples must be
verified at a frequency and in a manner
consistent with manufacturer
specifications, but no less frequently
than once per year.
(F) Calculation of rolling averages—
(1) Calculation of rolling averages upon
intermittent operations. You must
ignore periods of time when one-minute
values are not available for calculating
the hourly rolling average. When oneminute values become available again,
the first one-minute value is added to
the previous 59 values to calculate the
hourly rolling average.
(2) Calculation of rolling averages
when the emission-comparable fuel feed
is cutoff. You must continue monitoring
carbon monoxide and combustion gas
temperature at the inlet to the dry
particulate matter emission control
device when the emission-comparable
fuel feed is cutoff, but the source
continues operating on other fuels. You
must not resume feeding emissioncomparable fuel if the emission levels
exceed the limits provided in
paragraphs (c)(2)(ii)(D) and (E) of this
section.
(G) Automatic fuel feed cutoff
system—(1) General. You must operate
the boiler with a functioning system that
immediately and automatically cuts off
the emission-comparable fuel feed,
except as provided by paragraph
(c)(2)(ii)(G)(6) of this section:
(i) When the hourly rolling average
carbon monoxide level exceeds 100
ppmv or the combustion gas
temperature at the inlet to the initial dry
particulate matter control device (and
the primary fuel is not coal) exceeds 400
°F on an hourly rolling average.
(ii) When the emission-comparable
fuel feedrate limit for a constituent
exceeds the limit provided by Table 2 to
this section.
(iii) When the primary fuel firing rate
is below 50 percent on a heat input and
mass input basis;
(iv) When the steam production rate
(or other indicator of boiler load)
indicates that the boiler load is below 40
percent;
(v) When the span value of the
combustion gas temperature detector is
exceeded;
(vi) Upon malfunction of the carbon
monoxide CEMS, the gas temperature
detector, the feedrate monitor(s) for the
primary fuel, the feedrate monitor(s)
used to comply with the maximum
feedrate limits for emission-comparable
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fuel constituents, or the monitor for
boiler load; or
(iv) When any component of the
automatic fuel feed cutoff system fails.
(2) Failure of the automatic fuel feed
cutoff system. If the automatic emissioncomparable fuel feed cutoff system fails
to automatically and immediately cut
off the flow of emission-comparable fuel
(except as provided by paragraph
(c)(2)(ii)(G)(6) of this section) upon an
occurrence of an event linked to the
cutoff system as required under
paragraph (c)(2)(ii)(G)(1) of this section,
you have failed to comply with the
emission-comparable fuel cutoff
conditions of this section. If an
equipment failure prevents immediate
and automatic cutoff of the emissioncomparable fuel feed, however, you
must cease feeding emissioncomparable fuel as quickly as possible.
(3) Exceedance of a limit. If,
notwithstanding an automatic emissioncomparable fuel feed cutoff, a limit
linked to the cutoff system under
paragraphs (c)(2)(ii)(G)(1)(i) through (iv)
of this section is exceeded while
emission-comparable fuel remains in
the combustion chamber, you have
failed to comply with a condition of the
exclusion.
(4) Exceedance reporting. For each
exceedance of a limit linked to the
cutoff system under paragraphs
(c)(2)(ii)(G)(1)(i) through (iv) of this
section while emission-comparable fuel
remains in the combustion chamber
(i.e., when the emission-comparable fuel
residence time has not transpired since
the emission-comparable fuel feed was
cutoff), you must submit to the RCRA
regulatory authority a written report
within 5 calendar days of the
exceedance documenting:
(i) The exceedance;
(ii) The measures you have taken to
manage the material as a hazardous
waste; and
(iii) The measures you have taken to
notify the generator that you have failed
to comply with a condition of the
exclusion.
(5) Testing. The automatic emissioncomparable fuel feed cutoff system and
associated alarms must be tested at least
weekly to verify operability, unless you
document in the operating record that
weekly inspections will unduly restrict
or upset operations and that less
frequent inspection will be adequate. At
a minimum, you must conduct
operability testing at least monthly. You
must document and record in the
operating record automatic emissioncomparable fuel feed cutoff system
operability test procedures and results.
(6) Ramping down emissioncomparable fuel feed. You may ramp
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down the emission-comparable fuel
feedrate over a period not to exceed one
minute. If you elect to ramp down the
emission-comparable fuel feed, you
must document ramp down procedures
in the operating record. The procedures
must specify that the ramp down begins
immediately upon initiation of
automatic emission-comparable fuel
feed cutoff and the procedures must
prescribe a bona fide ramping down. If
a limit linked to the cutoff system under
paragraphs (c)(2)(ii)(G)(1)(i) through (iv)
of this section is exceeded during the
ramp down, you have failed to comply
with that limit.
(H) Boiler load. (1) Boiler load shall
not be less than 40 percent. Boiler load
is the ratio at any time of the total heat
input to the maximum design heat
input.
(2) Steam production rate or other
measure of boiler load shall be
monitored continuously and the
minimum 40 percent load shall be
maintained on an hourly rolling average
basis.
(I) Fuel atomization. The emissioncomparable fuel shall be fired directly
into the primary fuel flame zone of the
combustion chamber with an air or
steam atomization firing system,
mechanical atomization system, or a
rotary cup atomization system under the
following conditions:
(1) Particle size. The emissioncomparable fuel must pass through a
200 mesh (74 micron) screen, or
equivalent;
(2) Mechanical atomization systems.
Fuel pressure within a mechanical
atomization system and fuel flow rate
shall be maintained within the design
range taking into account the viscosity
and volatility of the fuel;
(3) Rotary cup atomization systems.
Fuel flow rate through a rotary cup
atomization system must be maintained
within the design range taking into
account the viscosity and volatility of
the fuel.
(J) Definition of continuous
monitoring systems. (1) Continuous
monitoring systems (CMS) must sample
the controlled parameter without
interruption, and evaluate the detector
response at least once each 15 seconds,
and compute and record the average
values at least every 60 seconds.
(2) For CMS other than the CO CEMS,
you must install, operate, and calibrate
the other CMS according to the
manufacturer’s written specifications or
recommendations, at a minimum.
(iii) Boiler operator training. (A)
Boiler operators are personnel that
operate or maintain the boiler when
emission-comparable fuel is burned,
including continuous monitoring
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78007
systems and the emission-comparable
fuel automatic feed cutoff system.
(B) Boiler operators must successfully
complete a program that teaches them to
perform their duties in a way that
ensures the boiler’s compliance with the
operating conditions under paragraph
(c)(2)(ii) of this section. The boiler
owner or operator must ensure that this
program includes all the elements
described in the document required
under paragraph (c)(2)(iii)(F) of this
section.
(C) This program must be directed by
a person trained in boiler operation
procedures, and must include
instruction which teaches boiler
operators procedures relevant to the
positions in which they are employed.
(D) At a minimum, the training
program must be designed to ensure that
boiler operators understand the
operating conditions under paragraph
(c)(2)(ii) of this section and are able to
respond effectively when the emissioncomparable fuel automatic feed cutoff
system engages an automatic cutoff of
the feed of emission-comparable fuel.
(E) Boiler operators must take part in
an annual review of the initial training
required in paragraph (c)(2)(iii)(B) of
this section.
(F) The boiler owner or operator must
maintain the following documents and
records at the facility:
(1) The job title for each boiler
operator position, and the name of the
employee filling each job;
(2) A written job description for each
position listed under paragraph
(c)(2)(iii)(F)(1) of this section. This
description may be consistent in its
degree of specificity with descriptions
for other similar positions in the same
company location or bargaining unit,
but must include the requisite skill,
education, or other qualifications, and
duties of employees assigned to each
position;
(3) A written description of the type
and amount of both introductory and
continuing training that will be given to
each person filling a position listed
under paragraph (c)(2)(iii)(F)(1) of this
section; and
(4) Records that document that the
training or job experience required
under paragraphs (c)(2)(iii)(B), (C), (D),
and (E) of this section has been given to,
and completed by, boiler operators.
(5) Training records on current
personnel must be kept until emissioncomparable fuel is no longer burned in
the boiler. Training records on former
boiler operators must be kept for at least
three years from the date the employee
last worked as a boiler operator at the
facility. Personnel training records may
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accompany personnel transferred within
the same company.
(3) Off-site shipments. (i) Emissioncomparable fuel may not be managed by
any entity other than its generator,
transporter, and designated burner.
(ii) Emission-comparable fuel may not
be exported to a foreign country.
(4) EPA Identification Number. A
burner that receives emissioncomparable fuel from an offsite
generator must have or obtain an EPA
identification number from the
Administrator. A burner who has not
received an EPA identification number
may obtain one by applying to the
Administrator using EPA form 8700–12.
Upon receiving the request, the
Administrator will assign an EPA
identification number to the burner.
(5) Notification, reporting, and
recordkeeping. Except as provided by
paragraph (c)(5)(iv) of this section,
burners of emission-comparable fuel are
subject to the following conditions:
(i) Initial Notification. (A) Off-site
burners. A burner that receives
emission-comparable fuel from an
offsite generator must submit an initial
notification to the Regional or State
RCRA and CAA Directors prior to
receiving the first shipment:
(1) Providing the name, address, and
EPA identification number of the
burner;
(2) Certifying that the excluded fuel
will be stored under the conditions of
paragraphs (c)(1) or (e) of this section
and burned in a boiler or hazardous
waste combustor under the conditions
of paragraph (c)(2) of this section, and
that the burner will comply with the
notification, reporting, and
recordkeeping conditions of paragraph
(c)(5) of this section;
(3) Identifying the specific units that
will burn the excluded fuel;
(4) Providing an estimate of the
maximum annual quantity of emissioncomparable fuel that will be burned,
and an estimate of the maximum asfired concentrations of each constituent
in Table 2 to this section for which the
emission-comparable fuel exceeds the
specifications for comparable fuel in
Table 1 to this section;
(5) Providing documentation that ECF
will be fired into the flame zone of the
primary fuel; and
(6) Certifying that the state in which
the burner is located is authorized to
exclude wastes as excluded fuel under
the provisions of this section.
(B) On-site burners. An on-site burner
must include in the one-time generator
notification required under paragraphs
(b)(2)(i)(A) and (B) of this section the
information identified under paragraphs
(c)(5)(i)(A)(3) through (5) of this section.
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(C) If there is a substantive change in
the information provided in the initial
notification, the burner must submit a
revised notification.
(ii) Reporting. The burner must
submit to the RCRA regulatory authority
reports of exceedances of operating
parameter limits that are linked to the
emission-comparable fuel automatic
feed cutoff system, as required under
paragraph (c)(2)(ii)(G)(4) of this section.
(iii) Recordkeeping. (A) Records of
shipments. If the burner receives a
shipment of emission-comparable fuel
from an offsite generator, the burner
must retain for each shipment the
following information on-site in the
operating record:
(1) The name, address, and RCRA ID
number of the generator shipping the
excluded fuel;
(2) The quantity of excluded fuel
delivered;
(3) For ECF that would have
otherwise been a hazardous waste listed
in §§ 261.31 through 261.33, the
hazardous waste code for the listed
waste; and
(4) The date of delivery;
(B) Boiler operating data. The burner
must retain records of information
required to comply with the operating
conditions of paragraph (c)(2) of this
section in an operating record.
(C) Records retention. The burner
must retain records at the facility for
three years.
(iv) Burners that are hazardous waste
combustors. Hazardous waste
combustors that burn emissioncomparable fuel under the provisions of
paragraph (c)(2)(i)(B) of this section are
not subject to the provisions of
paragraphs (c)(5)(i) through (iii) of this
section, except:
(A) The provisions of paragraphs
(c)(5)(i)(A)(1) and (3), and paragraphs
(c)(5)(iii)(A) and (C) apply; and
(B) The initial notification required
under paragraphs (c)(5)(i)(A)(1) and (3)
must include a certification that the
excluded fuel will be stored under the
conditions of paragraphs (c)(1) or (e) of
this section.
(d) Failure to comply with the
conditions of the exclusion. (1) General.
An excluded fuel loses its exclusion if
any person managing the fuel fails to
comply with the conditions of the
exclusion under this section, and the
material must be managed as hazardous
waste from the point of generation. In
such situations, EPA or an authorized
state agency may take enforcement
action under RCRA section 3008(a),
except as provided in paragraph (d)(2)
of this section.
(2) Emission-comparable fuel burned
in an off-site, unaffiliated burner. If the
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generator that claims the exclusion for
emission-comparable fuel that is burned
in an off-site, unaffiliated burner
documents in the operating record that
reasonable efforts have been made
under this paragraph to ensure that such
burner complies with the conditions of
exclusion, the burner rather than the
generator will be liable for discarding a
hazardous waste upon a finding that
such burner has not complied with a
condition of exclusion.
(i) In making these reasonable efforts,
the generator must, at a minimum,
affirmatively answer the following
questions prior to shipping emissioncomparable fuel to the burner:
(A) Has the burner submitted the
notification to the RCRA and CAA
Directors required under paragraph
(c)(5)(i) of this section, and has the
burner published the public notice of
burning activities required under
paragraph (b)(2)(ii) of this section?
(B) Does publicly available
information indicate that the burner
facility has not had any formal
enforcement actions taken against the
facility in the previous three years for
violations of the RCRA hazardous waste
regulations and has not been classified
as a significant non-complier with
RCRA Subtitle C? In answering this
question, the emission-comparable fuel
generator can rely on the publicly
available information from EPA or the
state. If the burner facility has had a
formal enforcement action taken against
it in the previous three years for
violations of the RCRA hazardous waste
regulations and has been classified as a
significant non-complier with RCRA
Subtitle C, does the emissioncomparable fuel generator have credible
evidence that the burner will manage
the emission-comparable fuel properly?
In answering this question, the
emission-comparable fuel generator can
obtain additional information from EPA,
the state, or the facility itself that the
facility has addressed the violations,
taken remedial steps to address the
violations and prevent future violations,
or that the violations are not relevant to
the management of emissioncomparable fuel under the conditions of
this section.
(C) Does the burner have the
equipment and trained personnel to
manage the emission-comparable fuel
under the conditions of this section?
(ii) In making these reasonable efforts,
the generator may use any credible
evidence available, including
information obtained from the burner
and information obtained from a third
party;
(iii) The generator must maintain for
a minimum of three years
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documentation and certification that
reasonable efforts were made for each
burner facility to which emissioncomparable fuel is shipped.
(A) Documentation and certification
must be made available upon request by
a regulatory authority within 72 hours,
or within a longer period of time as
specified by the regulatory authority.
(B) The certification statement must:
(1) Be signed and dated by an
authorized representative of the
generator company; and
(2) Incorporate the following
language: ‘‘I hereby certify in good faith
and to the best of my knowledge that,
prior to arranging for transport of
emission-comparable fuel to [insert
name(s) of burner facility], reasonable
efforts were made to ensure that the
emission-comparable fuel would be
stored and burned under the conditions
prescribed by § 261.38, and that such
efforts were based on current and
accurate information.’’
(iv) Reasonable efforts must be
repeated at a minimum of every three
years.
(v) An unaffiliated burner is a boiler
or hazardous waste combustor located at
a facility that is not owned by the same
parent company that generated the
emission-comparable fuel.
(e) Alternative storage conditions for
emissions-comparable fuel. Emissioncomparable fuel may be stored in a tank
or container under the following
conditions adopted from 40 CFR Part
264 in lieu of the conditions specified
under paragraphs (c)(1)(iii) through
(c)(1)(viii) of this section. When
satisfying these conditions, you must
substitute the term ‘‘emissioncomparable fuel’’ for each occurrence of
the term ‘‘hazardous waste’’ or ‘‘waste.’’
You must document in the operating
record whether you are complying with
the alternative storage conditions of this
paragraph, or the storage conditions
under paragraphs (c)(1)(iii) through
(c)(1)(viii) of this section.
(1) Security. You must comply with
the requirements under § 264.14 of this
chapter to provide security for your
emission-comparable fuel storage
facility.
(2) General inspection requirements.
You must comply with the general
inspection requirements under § 264.15
of this chapter for your emissioncomparable fuel storage facility.
(3) Personnel training. You must
comply with the personnel training
requirements under § 264.16 of this
chapter for emission-comparable fuel
storage facility personnel.
(4) General requirements for ignitable,
reactive, or incompatible materials. You
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must comply with the requirements for
ignitable, reactive, or incompatible
materials managed by the emissioncomparable fuel storage facility.
(5) Preparedness and prevention. You
must comply with the preparedness and
prevention requirements under
§§ 264.31 through 264.37 of this chapter
with respect to your emissioncomparable fuel storage facility.
(6) Contingency plan and emergency
procedures. You must comply with the
contingency plan and emergency
procedure requirements under §§ 264.51
through 264.56 of this chapter with
respect to your emission-comparable
fuel storage facility.
(7) Air emission requirements for
equipment leaks. You must comply with
the requirements under §§ 264.1051
through 264.1065 of this chapter to
control leaks from equipment used to
manage emission-comparable fuel;
(8) Use and management of
containers. If you store emissioncomparable fuel in a container, you
must comply with the following
requirements for use and management
of those containers:
(i) Condition of containers. You must
comply with the requirements to ensure
containers are in good condition under
§ 264.171 of this chapter;
(ii) Compatibility of emissioncomparable fuel with containers. You
must comply with the requirements to
ensure compatibility of emissioncomparable fuel with containers under
§ 264.172 of this chapter;
(iii) Management of containers. You
must manage containers as prescribed
by § 264.173 of this chapter;
(iv) Inspections. You must inspect
containers and the containment system
as prescribed by § 264.174 of this
chapter;
(v) Containment. You must comply
with the containment provisions under
§ 264.175 of this chapter;
(vi) Special requirements for ignitable
or reactive emission-comparable fuel.
You must comply with the provisions
for ignitable or reactive emissioncomparable fuel under § 264.176 of this
chapter; and
(vii) Air emission standards. You
must comply with the air emission
requirements under §§ 264.1081,
264.1086(b)(1), (c), (d), and (f) through
(h), 264.1088, and 264.1089 of this
chapter.
(viii) Closed vent systems and control
devices. If you use a closed vent system
or control device to comply with
paragraph (e)(8)(vii) of this section, you
must comply with the requirements
under §§ 264.1033(b) through (o), and
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78009
264.1034 through 264.1036 of this
chapter.
(9) Tank systems. If you store
emission-comparable fuel in a tank, you
must comply with the following
requirements:
(i) Containment and detection of
releases. You must comply with the
requirements for containment and
detection of releases under § 264.193(b),
(c), (d), (e), and (f) of this chapter;
(ii) General operating requirements.
You must comply with the general
operating requirements under § 264.194
of this chapter;
(iii) Inspections. You must comply
with the inspection requirements under
§ 264.195 of this chapter;
(iv) Response to leaks or spills and
disposition of leaking or unfit-for-use
tank systems. You must comply with
the requirements regarding response to
leaks or spills and disposition of leaking
or unfit-for-use tank systems under
§ 264.196 of this chapter, except that
§ 264.196(e)(1) reads for emissioncomparable fuel tank systems: ‘‘Unless
the owner/operator satisfies the
requirements of paragraphs (e)(2)
through (4) of this section, the tank
system must be closed’’.
(v) Special requirements for ignitable
or reactive materials. You must comply
with the requirements for ignitable and
reactive materials under § 264.198 of
this chapter;
(vi) Special requirements for
incompatible materials. You must
comply with the requirements for
incompatible materials under § 264.199
of this chapter; and
(vii) Air emissions. (A) You must
comply with the requirements to control
air emissions under §§ 264.1081,
264.1083(c), 264.1084(b) through (l),
264.1087 through 264.1089, and
264.1090(b) through (d) of this chapter.
(B) Closed vent systems and control
devices. If you use a closed vent system
or control device to comply with
paragraph (e)(9)(vii) of this section, you
must comply with the requirements
under §§ 264.1033(b) through (o), and
264.1034 through 264.1036 of this
chapter.
(f) Notification of closure of an
emission-comparable fuel tank or a
container storage unit. If you store
emission-comparable fuel in a tank or
container, you must submit a
notification to the RCRA regulatory
authority when a container storage area
or a tank system goes out of emissioncomparable fuel service which states the
date when the tank or container storage
area goes out of service.
BILLING CODE 6560–50–P
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[FR Doc. E8–29956 Filed 12–18–08; 8:45 am]
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BILLING CODE 6560–50–C
Agencies
[Federal Register Volume 73, Number 245 (Friday, December 19, 2008)]
[Rules and Regulations]
[Pages 77954-78017]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-29956]
[[Page 77953]]
-----------------------------------------------------------------------
Part IV
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 261
Expansion of RCRA Comparable Fuel Exclusion; Final Rule
Federal Register / Vol. 73, No. 245 / Friday, December 19, 2008 /
Rules and Regulations
[[Page 77954]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 261
[EPA-HQ-RCRA-2005-0017; FRL-8753-4]
RIN 2050-AG24
Expansion of RCRA Comparable Fuel Exclusion
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final action adds a new exclusion to the rules
implementing subtitle C of the Resource Conservation and Recovery Act
(RCRA). The rule already provides exclusions for comparable fuels and
synthesis gas. These fuels are energy-rich hazardous secondary
materials which would otherwise be hazardous wastes, but which have the
same hazardous constituent concentrations as fossil fuels that would be
burned in their place. EPA is establishing a new category of excluded
fuel that has its own set of conditions, some of which overlap with the
comparable fuels exclusion. These newly excluded hazardous secondary
materials are called ``emission-comparable fuel'' (ECF). ECF is a
hazardous secondary material that, when generated, is handled in such a
way that it is not discarded in any phase of management, but rather is
handled as a valuable commodity. ECF meets all of the hazardous
constituent specifications (over 160) for comparable fuel, with the
exception of those for oxygenates and hydrocarbons (constituents which
contribute energy value to the fuel). The rule specifies conditions on
burning ECF which assure that emissions from industrial boilers burning
ECF are comparable to emissions from industrial boilers burning fuel
oil. The ECF exclusion also includes conditions for tanks and
containers storing ECF to assure that discard does not occur.
DATES: This final rule is effective January 20, 2009.
ADDRESSES: The official public docket is identified by Docket ID No.
EPA-HQ-RCRA-2005-0017. All documents in the docket are listed in the
https://www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., Confidential Business
Information (CBI) or other information whose disclosure is restricted
by statute. Certain other material, such as copyrighted material, will
be publicly available only in hard copy. Publicly available docket
materials are available either electronically in https://
www.regulations.gov or in hard copy at the RCRA Docket, EPA/DC, EPA
West, Room 3334, 1301 Constitution Ave., NW., Washington, DC. The
Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number for the Public
Reading Room is (202) 566-1744, and the telephone number for the RCRA
Docket is (202) 566-0270.
FOR FURTHER INFORMATION CONTACT: Mary Jackson, Hazardous Waste
Minimization and Management Division, Office of Solid Waste, Mailcode:
5302P, Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460; telephone number: (703) 308-8453; fax number:
(703) 308-8433; e-mail address: jackson.mary@epa.gov.
SUPPLEMENTARY INFORMATION:
General Information
A. Does This Action Apply to Me?
Categories and entities potentially affected by this action
include:
----------------------------------------------------------------------------------------------------------------
Examples of potentially regulated
Category NAICS code SIC code entities
----------------------------------------------------------------------------------------------------------------
Any industry that generates or combusts 562 49 Waste Management and Remediation
hazardous waste as defined in the final rule. Services.
327 32 Non-mettalic Mineral Products
Manufacturing.
325 28 Chemical Manufacturing.
324 29 Petroleum and Coal Products
Manufacturing.
331 33 Primary Metals Manufacturing.
333 38 Machinery Manufacturing.
326 306 Plastic and Rubber Products
Manufacturing.
488, 561 49 Administration and Support
Services.
421 50 Scrap and waste materials.
422 51 Wholesale Trade, Non-durable
Goods, N.E.C.
512, 541, 812 73 Business Services, N.E.C.
512, 514, 541, 711 89 Services, N.E.C.
924 95 Air, Water and Solid Waste
Management.
336 37 Transportation Equipment
Manufacturing.
928 97 National Security.
334 35 Computer and Electronic Products
Manufacturing.
339 38 Miscellaneous Manufacturing.
----------------------------------------------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be impacted by this
action. This table lists examples of the types of entities EPA is aware
could potentially be regulated by this action. Other types of entities
not listed could also be affected. To determine whether your facility,
company, business, organization, etc., is affected by this action, you
should examine the applicability criteria in this rule. If you have any
questions regarding the applicability of this action to a particular
entity, consult the person listed in the preceding FOR FURTHER
INFORMATION CONTACT section.
B. Docket Copying Costs
You may copy a maximum of 100 pages from any regulatory docket at
no charge. Additional copies are 15 cents/page.
C. How Do I Obtain a Copy of This Document and Other Related
Information?
In addition to being available in the docket, an electronic copy of
this rule will also be available on the Worldwide Web (WWW). Following
the Administrator's signature, a copy of this document will be posted
on the WWW at https://www.epa.gov/hwcmact. This Web site also provides
other information related to the NESHAP (National Emission Standards
for Hazardous Air Pollutants) for hazardous waste combustors.
D. Index of Contents
The information presented in this preamble is organized as follows:
[[Page 77955]]
Part One: Background
I. Statutory Authority
II. Background
A. What Is the Intent of the Rule?
B. Who Will Be Affected by This Rule?
C. What Is the Relationship Between This Rule and the Existing
Exclusion for Comparable Fuel?
Part Two: Summary of the Final Rule
I. What Is ECF?
II. What Are the Storage Conditions for ECF?
A. What Are the Conditions for Storage?
1. Discharge Prevention Conditions That Are Adopted From SPCC
Requirements
2. Containment Conditions That Are Adopted From Hazardous Waste
Storage Requirements
3. Emergency Procedure Conditions That Are Adopted From
Hazardous Waste Storage Requirements
4. Fugitive Air Emissions Conditions That Are Adopted From the
NESHAP for Organic Liquid Distribution, the NESHAP for Tanks, the
NESHAP for Containers, and the NESHAP for Equipment Leaks
B. What Are the Alternative Storage Conditions?
C. What Are the Other Storage Conditions?
1. Underground Storage of ECF Is Prohibited
2. What Are the Conditions for Closure of RCRA Storage Units
That Become ECF Storage Units?
3. What Are the Conditions for Closure of Storage Units?
4. What Are the Conditions for Management of Incompatible ECF
and Other Materials?
III. What Are the Conditions for ECF Burners?
A. What Types of Combustors May Burn ECF?
B. What Are the Operating Conditions for Burners?
IV. What Are the Recordkeeping, Notification, and Certification
Conditions?
A. Fuel Analysis Plans
B. Sampling and Analysis
C. Speculative Accumulation and Legitimacy
D. Notifications
1. ECF Generator Notification
2. ECF Burner Notifications
3. Notification of Closure of a Tank or a Container Storage Unit
E. Burner Certification
F. Recordkeeping
1. ECF Generator Recordkeeping Requirements
2. ECF Burner Recordkeeping Requirements
G. Transportation
H. Ineligible RCRA Hazardous Waste Codes
V. What Are the Consequences of Failure To Comply With a Condition?
VI. What Conditions Apply to Spills and Leaks?
VII. What Are the Clarifications and Revisions to the Existing
Conditions for Comparable Fuel?
Part Three: What Are the Major Changes Since Proposal?
I. What Are the Major Changes to the Emission-Comparable Fuel
Specification?
II. What Are the Major Changes to the Storage Conditions?
A. Storage in Containers Is Allowed
B. Alternative Storage Conditions Are Provided
C. Conditions To Control Fugitive Air Emissions From Tank
Systems Are Revised
D. Storage in Underground Storage Tanks Is Prohibited
III. What Are the Major Changes to the Burner Conditions?
A. What Types of Devices May Burn Emission-Comparable Fuel?
B. What Are the Changes to the Burner Conditions?
1. Comparable Fuel May Be Primary Fuel
2. The 50 Percent Primary Fuel Firing Rate Is Based on Heat or
Mass Input
3. A Feedrate Limit for Each ECF Constituent Is Established
4. Additional Operating Parameters Must Be Linked to the ECF
Automatic Feed Cutoff System
5. Burners Must Provide Operator Training
IV. What Are the Major Changes to the Implementation Conditions?
A. What Are the Changes to the Analysis Plan Provisions for
Burners?
B. What Are the Changes to the Notification Provisions?
1. Initial Notification
2. Notification of Closure of a Tank or a Container Storage Unit
C. What Are the Changes to the Consequences of Failure to Comply
With a Condition of the Exclusion?
Part Four: What Are the Responses to Major Comments?
I. Scope of the ECF Exclusion
II. Legal Rationale for the ECF Exclusion
A. EPA's Interpretation of the Solid Waste Disposal Act (SWDA)
1. Hazardous Waste Burned for Energy Recovery
2. SWDA Sec. 3004(q)
3. Impact of the Exclusion on SWDA Sec. 3001(f)
4. Factors for Use in Determining an Exclusion
B. EPA's Use of Safe Foods and Fertilizers (SFAF) To Justify the
Exclusion
1. The Term ``Discarded'' With Regard to Hazardous Waste Burned
for Energy Recovery
2. Application of the Identity Principle to ECF
3. Need for a Risk Assessment
4. Applicability of the Market-Participation Theory to ECF
III. Conditions for Storage of ECF
A. Storage in Containers
B. Alternative Hazardous Waste Storage Conditions
C. Air Emission Controls for Tanks
D. Definitions of Tank Cars and Tank Trucks
E. Adequacy of the ECF Storage Conditions
F. Management of Residues in Tanks
G. Closure Conditions for ECF Tanks
H. Financial Assurance for ECF Tanks
I. Waiver of RCRA Closure Requirements for Tanks Storing
Hazardous Wastes That Are Subsequently Excluded ECF
IV. Rationale for Comparable Emissions
A. Appropriate Benchmark Fuel for ECF Emissions
B. Impact of ECF Exclusion on Emissions of Air Pollutants
C. Assurance of 99.99% DRE of ECF Constituents
D. Use of Available Emissions to Document ECF Emissions Will Be
Comparable to Fuel Oil Emissions
1. Use of Hazardous Waste Boiler Emissions Data
2. Concern That EPA's Oil Emissions Data Base Has Emissions Data
for Only 12 of 37 ECF Constituents
3. Concern That EPA's Oil Emissions Data Base Is Too Sparse To
Establish Benchmarks
4. Concern That EPA Did Not Evaluate the Oil Emissions Data Base
for Probable Outliers
5. Concern That the Level of Detection Is Needed for Nondetect
Data Points in the Hazardous Waste Boiler Data Base
6. Concern Regarding the Concentration of ECF Constituents in
Hazardous Waste Boiler Fuels
7. Concern Whether EPA Has Adequately Considered PIC Emissions
V. Conditions for Burning ECF
A. Applicability of ECF Exclusion to Other Combustors
B. EPA's Approach To Identify Feedrate Limits for ECF
Constituents
C. Use of WMPT To Rank ECF Constituents According to Hazard
Potential
D. Request To Expand Primary Fuel Condition
E. Minimum Primary Fuel Firing Rate
F. Request To Increase the Minimum 8,000 Btu/lb Requirement for
ECF
G. Request for Periodic CO Monitoring
H. Request That Additional Operating Parameters Should Be Linked
to the ECF Automatic Feed Cutoff System
I. Request That Burner Conditions Should Not Apply to MEK and
Isobutanol
VI. Implementation of the ECF Exclusion
A. Reasonable Efforts To Ensure Compliance With the Conditions
of Exclusion by Off-Site, Unaffiliated Burners
1. Reasonable Efforts Provision in the Final Rule
2. Consequence of Failure To Comply With a Condition of
Exclusion
3. Reasonable Efforts
B. Fuel Analysis Plans
1. Use of Process Knowledge
2. Quarterly Waste Analysis Testing
C. Intermediate Handlers
VII. Costs and Benefits of the ECF Exclusion
A. Concern That the Economic Analysis Did Not Account for the
Increased Risk Likely To Result From the Exclusion
B. Impacts Associated With Hazardous Waste Currently Blended
With ECF
C. Concern That the Economic Analysis Underestimates the
Quantity of Hazardous Secondary Materials Qualifying for the
Exclusion
D. Concern That the Economic Analysis Underestimates the
Percentage of
[[Page 77956]]
Qualifying Hazardous Secondary Materials That Would Be Excluded From
RCRA Subtitle C Regulation Under the Exclusion
E. Concern That the Economic Analysis Does Not Consider Joint
Impacts With the Proposed Definition of Solid Waste Rule
F. Concern That the Economic Analysis Underestimates the Value
of Coal
G. Concern That the Economic Analysis Overestimates the Per Unit
Cost of Incineration
H. Concern That EPA Overestimates the Price That ECF Would
Command on the Open Market
I. Concern That Revenue Losses for Commercial Incinerators and
Cement Kilns Are Not Reflected in EPA's Estimates of the Social
Costs (Savings) of the Rule
J. Concern That EPA Has Not Evaluated the Adverse Consequences
to National Waste Management Networks That Might Result if Some
States Adopt the Rule and Others Do Not
Part Five: State Authority
I. Applicability of the Rule in Authorized States
II. Effect on State Authorization
Part Six: Costs and Benefits of the Final Rule
I. Introduction
II. Baseline Specification
III. Analytical Methodology, Primary Data Sources, and Key
Assumptions
IV. Key Analytical Limitations
V. Findings
Part Seven: Statutory and Executive Order Reviews
I. Executive Order 12866: Regulatory Planning and Review
II. Paperwork Reduction Act
III. Regulatory Flexibility Act
IV. Unfunded Mandates Reform Act of 1995
V. Executive Order 13132: Federalism
VI. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
VII. E.O. 13045 ``Protection of Children From Environmental Health
Risks and Safety Risks''
VIII. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
IX. National Technology Transfer Advancement Act
X. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
XI. Congressional Review Act
Part One: Background
I. Statutory Authority
These regulations are promulgated under the authority of sections
1004 and 2002 of the Solid Waste Disposal Act of 1970, as amended by
the Resource Conservation and Recovery Act of 1976 (RCRA), as amended
by the Hazardous and Solid Waste Amendments of 1984 (HSWA), 42 U.S.C.
6903 and 6912.
II. Background
A. What Is the Intent of the Rule?
Section 261.38 states that hazardous secondary materials (i.e.,
spent materials, sludges and byproducts) which have fuel value and
whose hazardous constituent levels are comparable to those found in
fuel oil that could be burned in their place are not solid wastes, and
hence not hazardous wastes. These materials are called comparable
fuels. This rule adds an additional group of materials to the
exclusions in section 261.38. These materials are hazardous secondary
materials that, as generated, are not discarded, but are treated as
valuable commodities through all phases of management through operation
of conditions on their storage and burning, and based on their
substantial physical identity with fuel oil. These hazardous secondary
materials must meet all of the hazardous constituent specifications for
comparable fuel except those for oxygenates and hydrocarbons,
constituents with high energy content \1\ that contribute to the energy
value of these materials. These excluded fuels are termed ``emission-
comparable fuel'' (``ECF'') because the emissions from an industrial
boiler burning these hazardous secondary materials are comparable to
the emissions from an industrial boiler burning fuel oil, the fossil
fuel for which ECF would often substitute.\2\ In other words, ECF and
fuel oil are comparable from an emissions standpoint, although the
concentrations of oxygenates and hydrocarbons may be higher in the ECF
than in fuel oil.
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\1\ The hydrocarbons and oxygenates listed in Table 1 to Sec.
261.38 have a heating value in the range generally of 10,000 Btu/lb
to 18,000 Btu/lb. See USEPA, ``Final Technical Support Document for
the Expansion of the Comparable Fuels Exclusion,'' November 2008,
Table 2-1. Fuel oil typically has a heating value of approximately
19,300 Btu/lb.
\2\ Fuel oil is a common, but not predominant, fuel for
industrial boilers.
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EPA wishes to make clear the basic fact pattern regarding the
generation and management of ECF in order to establish the fact
situation to which the rule applies. The rule applies to hazardous
secondary materials which are not discarded in the first instance. ECF
must meet the specifications established for hazardous constituents in
comparable fuels, except with respect to hydrocarbons and oxygenates--
constituents which provide substantial fuel value. These emission-
comparable fuels must meet the specifications for those hazardous
constituents, as well as the specifications for minimum heating value
and maximum viscosity, as generated. Hazardous secondary materials may
not undergo processing to destroy or otherwise remove the hazardous
constituents to meet the specifications, or to meet the heating value
or viscosity specifications (i.e., such materials, by definition,
cannot be ECF). Based on limited current practice for those materials
currently classified as comparable fuels under existing Sec. 261.38,
EPA expects most ECF to be used on-site.\3\ ECF would be used and
stored under largely the same conditions as would the virgin fuel--fuel
oil--which would often be displaced by ECF.
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\3\ All comparable fuel currently excluded under Sec. 261.38 is
burned on-site (i.e., at the site of generation), according to a
survey conducted by the American Chemistry Council. See EPA Docket
No. EPA-HQ-RCRA-2005-0017-0003. In addition, we estimate that 19 of
the 34 burners projected to use ECF will burn on-site ECF which they
generate themselves. See discussion in Part Six of this preamble.
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Under these circumstances, the rule excludes ECF from being a solid
waste, i.e., determines that ECF is not discarded, from its point of
generation. Throughout its management cycle, ECF is subject to
conditions which provide objective assurance that discard has not
occurred. These include conditions on tank and container storage, drawn
largely from conditions applicable to containers and tanks storing fuel
oil and organic product and by-products, which conditions assure
containment, spill prevention, and minimization of fugitive air
emissions. Transport conditions are the same as for all other hazardous
materials, including product fuels. Conditions on burning (again drawn
largely from standard practices for assuring that industrial boilers
operate efficiently) assure that emissions of hazardous constituents
which may be present in different concentrations than fuel oil would be
no different than the emissions if the same boiler burned fuel oil. The
combination of ECF's substantial physical identity with fuel oil, and
identical emission profiles with fuel oil, assures that ECF is not
discarded when burned. For all of these reasons, EPA is taking the
position that ECF may reasonably be classified as a non-discarded fuel
product.
Based on the quantity of hazardous secondary materials eligible for
this exclusion, the total quantity of hazardous secondary materials
excluded from the RCRA hazardous waste regulations is expected to
increase substantially. Specifically, we estimate that approximately
13,000 tons per year of hazardous secondary materials are currently
excluded under the existing comparable fuel exclusion, while we
[[Page 77957]]
project that up to an additional 118,500 tons per year may be excluded
under the ECF exclusion.
These additional hazardous secondary materials can now be used as
fuel without imposing regulatory costs on generators, primarily the
manufacturing sector. However, the expanded comparable fuel exclusion
is not likely to increase the amount of hazardous secondary materials
used as fuel because these high Btu materials, even though not
currently excluded from RCRA, are currently used in industrial furnaces
and incinerators for their fuel value. Put another way, it is likely
that the same amount of energy will be recovered from these hazardous
secondary materials whether they are classified as wastes or non-
wastes, and the same amount of fossil fuel would be displaced.
Nonetheless, continuing to regulate these hazardous secondary materials
as hazardous wastes would: (1) Impose costs on a material which can
legitimately be classified as a non-discarded product, rather than as a
waste; and (2) preclude the opportunity to market the materials as
boiler fuels, given that use is currently constrained to a relatively
small universe of RCRA-permitted burners.
B. Who Will Be Affected by This Rule?
Entities that generate, burn, and store ECF are potentially
affected by this rule. The basic structure of the exclusion is that ECF
is not a solid (and hazardous) waste as generated, and hence is not
subject to subtitle C regulation. Thus, entities managing hazardous
secondary materials classified as hazardous waste fuels under current
rules can manage these fuels without being subject to full subtitle C
regulation so long as they satisfy the conditions on ECF set out in
this rule. Burners, which are limited to certain industrial boilers
(including utility boilers) can burn ECF provided the boilers meet
prescribed design and operating conditions, as discussed below in Part
II, Section III.B.\4\ These entities will benefit from lower operating
costs because of lower (or eliminated) waste management fees and
because these hazardous secondary materials will substitute for fuels
which would otherwise be purchased.
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\4\ Under the final rule, ECF can also be burned in hazardous
waste combustors operating under a RCRA permit. See discussion in
Part Two, Section III.A of the preamble.
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Commercial hazardous waste combustors that are currently managing
hazardous waste fuels that qualify as ECF, on the other hand, might
find themselves unable to continue to charge hazardous waste management
fees for the excluded hazardous secondary materials. Consequently,
commercial hazardous waste combustors might lose the waste management
revenues for burning ECF, and, if they choose to no longer burn the
material, may need to meet their heat input requirements by using other
waste fuels or fossil fuels.
C. What Is the Relationship Between This Rule and the Existing
Exclusion for Comparable Fuel?
On June 19, 1998 (63 FR 33782 and Sec. 261.38), EPA promulgated
standards to exclude from the definition of solid waste certain
hazardous secondary material fuels that meet specification levels for
hazardous constituents and physical properties that affect burning
which are comparable to the same levels in fossil fuels (typically fuel
oil). EPA's goal was to ensure that these excluded fuels, which are so
similar in composition to commercial fuels, are properly classified as
non-discarded products, not as wastes.
During the ten years that the comparable fuel exclusion has been
part of the hazardous waste regulations, several stakeholders have
pointed out that there are many hazardous secondary materials currently
classified as hazardous wastes which have fuel value, and which have
substantially the same composition as fossil fuels, but which do not
satisfy the terms of the exclusion. Independently, in 2003, EPA began
examining the effectiveness of the current comparable fuel program as
part of an effort to promote the energy conservation component of the
Resource Conservation Challenge \5\ to determine whether other
hazardous secondary materials currently classified as hazardous wastes
could be appropriately excluded as comparable fuel.\6\
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\5\ See https://www.epa.gov/epaoswer/osw/conserve/strat-plan/
strat-plan.htm#rccplan.
\6\ As noted above, the same amount of energy is recovered from
excluded fuels whether they are burned in units subject to subtitle
C rules, or in industrial boilers.
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As part of this effort, EPA contacted the American Chemistry
Council (ACC) in early 2003 to determine how much waste is currently
excluded as comparable fuel and whether there were additional
quantities of other high Btu hazardous secondary materials that could
potentially be considered comparable fuel. As a result of ensuing
discussions, we proposed in June 2007 to expand the exclusion for
comparable fuel to establish a new category of excluded fuel--ECF. 72
FR 33284 (June 15, 2007). In this notice, we are responding to public
comments on the proposed rule, summarizing changes to the proposed
rule, and promulgating a final rule.
Part Two: Summary of the Final Rule
I. What Is ECF?
ECF is a hazardous secondary material which is excluded from the
RCRA hazardous waste regulations if it meets prescribed specifications
and conditions respecting its storage and burning. These conditions
assure that ECF is not ``part of the waste disposal problem.'' American
Mining Congress v. EPA, 907 F. 2d 1179, 1186 (DC Cir. 1990) citing
American Mining Congress v. EPA, 824 F. 2d 1177, 1186 (DC Cir. 1987).
The ECF fuel specifications (Sec. 261.38(a)(2)) are the same as those
that are applicable to comparable fuel, except the specifications in
Table 1 to Sec. 261.38 for hydrocarbons and for oxygenates do not
apply, and the minimum heating value specification is 8,000 Btu/lb. The
exclusion applies from the point of generation of the ECF.
ECF must meet the specifications as generated. Hazardous secondary
materials may not be treated by blending or other means to meet the
specifications, including the minimum heating value and maximum
viscosity specifications. ECF product may, however, be commingled with
other fuels to facilitate handling and storage, provided that the ECF
continues to meet the specifications.\7\
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\7\ Please note that the proposal included a conforming
amendment adding a reference to ECF to Sec. 261.38(a)(5), a
provision addressing treatment of hazardous constituents to meet the
hazardous constituent specifications. 72 FR at 33324. EPA has no
information that this practice occurs, did not estimate any costs
for the practice in assessing compliance costs for the proposed or
final rule, and received no comment on the issue. EPA is
consequently not finalizing the proposal to amend this provision.
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II. What Are the Storage Conditions for ECF?
ECF may be stored in tanks and containers under conditions that
prevent releases of hazardous secondary materials to the environment.
The storage conditions are adopted from a collection of requirements
for storage of fuel oil and other materials: discharge prevention
requirements adopted from the Spill Prevention, Control, and
Countermeasure (SPCC) requirements for oil storage facilities;
containment and emergency procedure requirements adopted from the
hazardous waste storage requirements, and fugitive air emission
controls adopted from several NESHAP (National Emission Standards for
Hazardous Air Pollutants) for organic products, by-products, and
feedstocks. See Sec. 261.38(c)(1). The final rule also provides
alternative storage
[[Page 77958]]
conditions, however, that are adopted solely from the controls for
hazardous waste storage facilities. See Sec. 261.38(e). We provide
these alternative storage conditions for the convenience of owners and
operators because: (1) They provide equivalent protection of human
health and the environment; (2) they are less complex than the suite of
conditions that are adopted from requirements for fossil fuels and
other products; and (3) facilities that are currently storing hazardous
waste that becomes ECF under the exclusion are already complying with
these conditions.
The storage conditions adopted from the collection of SPCC
provisions, hazardous waste provisions, and NESHAP provisions are
discussed below in Section II.A. The alternative storage conditions
adopted solely from the hazardous waste storage requirements are
discussed below in Section II.B.
A. What Are the Conditions for Storage?
1. Discharge Prevention Conditions That Are Adopted From SPCC
Requirements
We are adopting particular SPCC provisions under 40 CFR Part 112
that pertain to discharge prevention for oils managed at onshore
facilities: Sec. Sec. 112.2, 112.3(d), 112.3(e), 112.5(a), 112.5(b),
112.7, and 112.8. See Sec. 261.38(c)(1)(iii). These provisions require
compliance with the SPCC Plan requirements for discharge prevention,
other than those pertaining to containment. See Sec.
261.38(c)(1)(iii).
2. Containment Conditions That Are Adopted From Hazardous Waste Storage
Requirements
We are adopting the hazardous waste provisions for containment for
storage units: (1) For tanks, Sec. 264.193 (b) and (c), Sec.
264.193(d)(1) through (d)(3), and Sec. 264.193 (e) and (f); and (2)
for containers, Sec. 264.175(b).
For tanks, the adopted provisions are those for engineered
secondary containment and for leak detection. Engineered secondary
containment means the use of an external liner, vault, or double-walled
tank. See Sec. 261.38(c)(1)(iv)(A).
For containers, the adopted provisions are those for a containment
system comprised of a base underlying the containers which is free of
cracks or gaps and is sufficiently impervious to contain leaks, spills,
and accumulated precipitation until the collected material is detected
and removed. The containment system must be designed to contain 10% of
the volume of containers or the volume of the largest container,
whichever is greater. See Sec. 261.38(c)(1)(iv)(B).
3. Emergency Procedure Conditions That Are Adopted From Hazardous Waste
Storage Requirements
We are adopting provisions from hazardous waste storage
requirements for preparedness and prevention, emergency procedures, and
response to leaks or spills. See Sec. 261.38(c)(v).
The following conditions ensure preparedness and prevention: (1)
You must provide the emergency equipment required by adopted Sec.
264.32(a) though (d); (2) you must test and maintain equipment related
to emergency procedures; (3) you must ensure access to communications
or alarm systems by facility personnel; and (4) you must make
arrangements with local authorities as required by adopted Sec.
264.37(a).
The following conditions establish emergency procedures: (1) An
emergency coordinator must be available at all times; and (2) the
emergency coordinator must manage imminent or actual emergency
situations according to the provisions of Sec. 261.38(c)(1)(v)(B)(2).
To address a response to leaks or spills from tank systems, and the
disposition of leaking or unfit-for-use tank systems, the provisions of
Sec. 264.196 are adopted, except for the closure provisions of Sec.
264.196(e)(1) and (4).
4. Fugitive Air Emissions Conditions That Are Adopted From the NESHAP
for Organic Liquid Distribution, the NESHAP for Tanks, the NESHAP for
Containers, and the NESHAP for Equipment Leaks
All ECF tanks systems, containers with a capacity greater than 0.1
cubic meters (26 gallons), and equipment that contains or contacts ECF
(e.g., valves and pumps) are subject to conditions to control fugitive
air emissions. The conditions are adopted from the organic liquid
distribution (OLD) NESHAP, the NESHAP for containers (Level 1 or Level
2 controls), the NESHAP for tanks (Level 1 or Level 2 controls),\8\ and
the NESHAP for equipment leaks.
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\8\ As discussed below, we also provide as alternative tank
controls three control alternatives for hazardous waste tanks under
Subpart CC, Part 63, that are not included under the NESHAP.
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a. Tanks. Tanks containing ECF that are currently subject to the
OLD requirements under Sec. 63.2346 (Part 63, Subpart EEEE) are not
subject to any additional conditions to control fugitive emissions
(under Sec. 261.38(c)(vi)(B) and (C), and (c)(vii)), with one
exception. If your tank is subject to Items 1 through 5 in Table 2 to
Subpart EEEE, rather than Item 6 because the annual average vapor
pressure of regulated organic HAP \9\ is less than 11.1 psia, you must
consider the annual average vapor pressure of the RCRA oxygenates
listed under Sec. 261.38(c)(1)(vi)(B)(3) to determine if your tank
must also satisfy the more stringent controls (drawn from the other OLD
controls) we are adopting for ECF. See Sec. 261.38(c)(vi)(A)(2).
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\9\ Organic HAP regulated by Subpart EEEE, Part 63 are listed in
Table 1 to Subpart EEEE.
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Tanks that are not currently subject to the OLD requirements under
Sec. 63.2346, and that store ECF that meets the expanded definition of
organic liquid which we are adopting for ECF under Sec.
261.38(c)(vi)(B)(4),\10\ are subject (as a condition) to emission
limits adopted from the OLD NESHAP as a function of the tank design
capacity and the annual average vapor pressure of the RCRA oxygenates
and the organic HAP in the ECF. See Sec. 261.38(c)(1)(vi)(C)(5).
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\10\ An organic liquid for purposes of Sec. 261.38(c)(vi) means
emission comparable fuel that: (1) Contains 5 percent by weight or
greater of the RCRA oxygenates as well as organic HAP listed in
Table 1 to Part 63, Subpart EEEE; and (2) has an annual average true
vapor pressure of 0.7 kilopascals (0.1 psia) or greater.
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Finally, ECF tanks that are not subject to the adopted OLD
requirements (i.e., tanks storing ECF that meets the adopted definition
of organic liquid under Sec. 261.38(c)(vi)(B)(4), but for which OLD
controls are not adopted under Sec. 63.2346, and tanks storing ECF
that does not meet the adopted and expanded definition of organic
liquid) are subject to the following conditions:
For tanks that meet the tank capacity and vapor pressure
criteria for hazardous waste tanks under Sec. 264.1084(b)(1) for Level
1 control:
[cir] The NESHAP provisions for Level 1 control under Subpart OO,
Part 63, Sec. Sec. 63.901 through 63.907; or
[cir] The NESHAP provisions for organic liquid distribution under
Subpart EEEE, Part 63 under Item 1.a.i or 1.a.ii in Table 2 to Subpart
EEEE, which require 95% emissions reduction via venting to a control
device under provisions of Subpart SS, Part 63, or Level 2 tank
emissions control under Subpart WW, Part 63, or routing emissions to a
fuel gas system or back to a process under Sec. 63.984 of Subpart SS,
Part 63, or vapor balancing emissions to the transport vehicle from
which the storage tank is filled under Sec. 63.2346(a)(4); or
[cir] Hazardous waste tank controls under Subpart CC, Part 264,
under Sec. 264.1084(d)(3), (d)(4), or (d)(5) for use of venting to a
control device, or a pressure tank, or a tank located inside an
enclosure that is vented through a
[[Page 77959]]
closed-vent system to an enclosed combustion control device, and the
associated provisions under Sec. Sec. 63.1081 (definitions),
264.1083(c) (determination of vapor pressure), 264.1084(j) (transfer to
a tank), 264.1087 (closed-vent systems and control devices), and
264.89(b) (recordkeeping).
For tanks that do not meet the tank capacity and vapor
pressure criteria for hazardous waste tanks under Sec. 264.1084(b)(1)
and are, thus, subject to Level 2 control, the air emission controls
are the same as for Level 1 control, except that the Level 1 controls
under Subpart OO, Part 63, are not applicable.
The air emission conditions for ECF tanks are summarized in the
table below:
----------------------------------------------------------------------------------------------------------------
Adopted old NESHAP conditions (subpart
EEEE, part 63) for tanks storing ECF
that meets the definition of organic Adopted conditions
Tank capacity (gallons) Vapor pressure liquid \1\ for tanks not
(psia) ---------------------------------------- subject to adopted
Reconstructed or old controls
Existing sources new sources
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<5,000.......................... <11.1............. .................. .................. A or C
>=11.1............ .................. .................. A or D
>=5,000 to <10,000.............. <4.0.............. .................. .................. A or C
>=4.0 to <11.1.... A A A or C
>11.1............. B B A or D
>=10,000 to <20,000............. <=0.1............. .................. .................. A or C
>=0.1 to >4.0..... .................. A A or C
>=4.0 to >11.1.... A A A or C
>=11.1............ B B A or D
>=20,000 to <40,000............. <=0.1............. .................. .................. A or C
>=0.1 to >4.0..... .................. A A or C
>=4.0 to >11.1.... A A A or D
>=11.1............ B B A or D
>=40,000 to <50,000............. <=0.1............. .................. .................. A or C
>=0.1 to >0.75.... .................. A A or C
>=0.75 to >4.0.... .................. A A or D
>=4.0 to >11.1.... A A A or D
>=11.1............ B B A or D
>=50,000........................ <=0.1............. .................. .................. A or C
>=0.1 to >0.75.... A A A or C
>=0.75 to >11.1... A A A or D
>=11.1............ B B A or D
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\1\ Organic liquid means emission comparable fuel that: (1) Contains 5 percent by weight or greater of the RCRA
oxygenates as well as organic HAP listed in Table 1 to Part 63, Subpart EEEE; and (2) has an annual average
true vapor pressure of 0.7 kilopascals (0.1 psia) or greater.
Notes:
A: 95% emissions reductions via venting to a control device under Subpart SS, Part 63; or Level 2 tank control
under Subpart WW, Part 63; or route emissions to a fuel gas system or back to a process under 63.984 of
Subpart SS, Part 63; or vapor balancing emissions to the transport vehicle from which the storage tank is
filled under 63.2346(a)(4) of Subpart EEEE, Part 63.
B: 95% emissions reductions via venting to a control device under Subpart SS, Part 63; or route emissions to a
fuel gas system or back to a process under 63.984 of Subpart SS, Part 63; or vapor balancing emissions to the
transport vehicle from which the storage tank is filled under 63.2346(a)(4) of Subpart EEEE, Part 63.
C: Level 1 control under Subpart OO, Part 63, or venting to a control device under 264.1086(d)(3), or a pressure
tank under 264.1084(d)(4) of; or tank located inside an enclosure that is vented to an enclosed combustion
control device under 264.1084(d)(5).
D: Venting to a control device under 264.1086(d)(3); pressure tank under 264.1084(d)(4); or tank located inside
an enclosure that is vented to an enclosed combustion control device under 264.1084(d)(5).
b. Containers. Containers that store ECF are subject to the adopted
OLD provisions (see Sec. 261.38(c)(1)(vi)(C)(3)) in order to be
excluded. However, these provisions establish standards for containers
only in a specific situation: Containers with a capacity greater than
55 gallons that are being loaded at a transfer rack at a new facility
with ECF that meets the definition of organic liquid and where the
annual volume of ECF is 800,000 gallons or more. See Items 9 and 10 in
Table 2 to adopted Subpart EEEE.
To ensure that air emissions are controlled for other ECF
containers as they are for containers storing liquids containing
volatile organics (assuring that ECF is handled as are other
commodities rather than being discarded), we adopt the national
emission controls for containers under Subpart PP, Part 63. Subpart PP
prescribes three levels of air emission controls: Level 1, Level 2, and
Level 3. To determine which level of control would apply to ECF
containers, we adopt the applicability criteria for hazardous waste
containers under Sec. 264.1086(b)(1). See Sec. 261.38(c)(vii)(B)(1)
and (c)(vii)(B)(2). Those applicability criteria specify whether Level
1 or Level 2 national emission controls for containers apply,
considering the size of the container and whether it is ``in light
material service.'' \11\ Under these adopted controls as conditions for
the exclusion, an ECF container having a design capacity greater than
0.1 cubic meters (26 gallons) satisfies the conditions if it: (1) Meets
the applicable U.S. Department of Transportation (DOT) regulations on
packaging hazardous materials for transportation; and (2) is kept
closed unless ECF is being added or removed from the container.
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\11\ An ECF container is in light material service if: (1) The
vapor pressure of one or more of the organic components in the ECF
is greater than 0.3 kilopascals (kPa) at 20 [deg]C; and (2) the
total concentration of the pure organic components having a vapor
pressure greater than 0.3 kilopascals (kPa) at 20 [deg]C is equal to
or greater than 20 percent by weight. See Sec. 264.1031.
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c. Equipment Leaks. For tanks and containers that are conditioned
on meeting the adopted OLD requirements, air emissions from leaks from
equipment that contains or contacts ECF at a storage unit are
controlled under the adopted OLD requirements
[[Page 77960]]
(Sec. 63.2346(c)). For tanks and containers that are not conditioned
on meeting the adopted OLD requirements, equipment leaks are subject to
adopted NESHAP controls for equipment leaks, as discussed below. See
Sec. 261.38(c)(1)(vi)(C)(3), (c)(1)(vii)(A)(3), and (c)(1)(vii)(B)(3).
The OLD NESHAP subjects storage units to the following Part 63
NESHAP for equipment leaks if a facility has a tank or container
subject to air emission control under Table 2 to Subpart EEEE: Subpart
TT (Level 1 control), or Subpart UU (Level 2 control), or Subpart H.
For equipment leaks that are not conditioned on meeting OLD, we
adopt as conditions the same suite of NESHAP controls that are required
under OLD, and apply those controls to all equipment that stores or
contacts ECF at a storage unit. The adopted NESHAP controls are: (1)
Subpart TT, Part 63, (Level 1 control), except for Sec. 63.1000; or
(2) Subpart UU (Level 2 control), except for Sec. 63.1019; or (3)
Subpart H, except for Sec. Sec. 63.160, 63.162(b) and (e), and 63.183.
B. What Are the Alternative Storage Conditions?
The rule establishes alternative storage conditions that we adopt
from the hazardous waste storage standards under 40 CFR Part 264. See
Sec. 261.38(e). You may comply with these alternative conditions in
lieu of the conditions just enumerated in Section II.A above. If you
choose to meet these alternative conditions, you must substitute the
term ``emission-comparable fuel'' for each occurrence of the term
``hazardous waste'' or ``waste.''
The alternative conditions for your ECF tank or container storage
unit provide controls for: (1) Security; (2) inspections; (3) personnel
training; (4) handling ignitable, reactive, or incompatible materials;
(5) preparedness and prevention; (6) contingency plan and emergency
procedures; and (7) air emission controls for equipment leaks.
Specifically, if you store ECF in a container, to maintain the
exclusion, you must comply with conditions governing the use and
management of those containers. Those conditions address: (1) The
condition of the containers; (2) compatibility of the ECF with the
containers; (3) management of the containers; (4) inspections; (5)
containment; (6) special requirements for ignitable or reactive ECF;
and (7) air emission controls.
On the other hand, if you store ECF in a tank, to maintain the ECF
exclusion, you must comply with conditions that address: (1)
Containment and detection of releases; (2) general operating
requirements; (3) inspections; (4) response to leaks or spills and
disposition of leaking or unfit-for-use tank systems; (5) ignitable or
reactive materials; (6) incompatible materials; and (7) air emission
controls.
C. What Are the Other Storage Conditions?
1. Underground Storage of ECF Is Prohibited
The final rule prohibits storage of ECF in underground tanks (i.e.
a hazardous secondary material stored in an underground tank by
definition cannot be ECF): A tank the volume of which (including the
volume of underground pipes connecting thereto) is 10 percent or more
beneath the surface of the ground.\12\ In the preamble to the proposed
rule, we requested comment on whether generators or burners would be
likely to store ECF in underground tanks. We did not receive any
information to indicate that ECF would be stored in underground tanks.
Given the additional complexity to the rule that would result from the
need to adopt air emission controls, as well as preparedness and
prevention and emergency procedure provisions for underground storage
tanks, we conclude that allowing the use of underground storage tanks
for ECF would unnecessarily complicate the rule for very little
benefit, or (more likely) no benefit at all.
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\12\ See Sec. 280.12.
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2. What Are the Conditions for Closure of RCRA Storage Units That
Become ECF Storage Units?
The rule waives the RCRA closure requirements in 40 CFR Parts 264
and 265 for those interim status and permitted storage units, and
generator accumulation units exempt from the permitting requirements
under Sec. 262.34 of this chapter, that store ECF, provided that: (1)
The storage unit has been used to store only the hazardous waste that
is subsequently excluded as ECF under the conditions of Sec. 261.38;
and (2) the storage unit will be used to store only that ECF.
3. What Are the Conditions for Closure of Storage Units?
Like any other product storage unit which goes out of service, tank
systems and container storage units would not be required to undergo
closure under the RCRA hazardous waste regulations (unless liquids or
accumulated solids were not cleaned from the tank system or container
within 90 days of cessation of operation as an ECF storage unit), when
the unit ceases operation as a product storage unit. See Sec.
261.4(c). However, if an ECF storage unit ceases to be operated to
store ECF product, but has not been cleaned by removing all liquids and
accumulated solids within 90 days of cessation of ECF storage
operations, the tank system or container would become subject to the
RCRA Subtitle C regulations.13 14 See Sec. 261.38(b)(13).
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\13\ This provision also applies to currently excluded
comparable fuel.
\14\ If the tank is used to actively accumulate hazardous waste
after being taken out of service as an ECF (or comparable fuel)
product tank, the tank may be eligible for the provisions under
Sec. 262.34 that waive the permit requirements for generator tanks
that accumulate hazardous waste for not more than 90 days.
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Discarded liquids and accumulated solids removed from a tank system
or container that ceases to be operated for storage of ECF product are
solid wastes. This material is hazardous waste if it exhibits a
characteristic of hazardous waste or if the ECF no longer meets a
condition of the exclusion and is otherwise listed as a hazardous
waste. Similarly, liquids and accumulated solids removed from a tank
system or container are solid wastes (and if identified or listed,
hazardous wastes) if at any time they do not meet the ECF
specifications and other conditions of the exclusion.\15\
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\15\ This assumes that all hazardous secondary materials claimed
to be ECF and stored in a tank or container properly met the
conditions for the exclusion. If not, however, any liquid or
accumulated solids removed from the tank or container, at any time,
would be hazardous waste, and therefore subject to regulation as
hazardous waste from the point of generation.
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4. What Are the Conditions for Management of Incompatible ECF and Other
Materials?
ECF generators and burners must take precautions to prevent the
mixing of ECF and other materials which could result in reactions which
could: (1) Generate extreme heat or pressure, fire or explosions, or
violent reactions; (2) produce uncontrolled hazardous mists, fumes,
dusts, or gases; (3) produce uncontrolled flammable fumes or gases; or
(4) damage the structural integrity of the storage unit or facility.
See Sec. 261.38(c)(1)(viii). ECF generators must document how they
will take precautions to avoid these situations. This documentation
must be kept on-site for three years.
III. What Are the Conditions for ECF Burners?
ECF must be burned in particular combustors under prescribed
conditions to be eligible for the exclusion.
[[Page 77961]]
A. What Types of Combustors May Burn ECF?
To be excluded, ECF may be burned in an industrial or utility
boiler that is a watertube type of steam boiler that does not feed fuel
using a stoker or stoker-type mechanism. To be considered a boiler, a
combustor must meet the definition of boiler under Sec. 260.10. To be
considered an industrial boiler, the boiler must be located on the site
of a facility engaged in a manufacturing process where substances are
transformed into new products, including the component parts of
products, by mechanical or chemical processes. To be considered a
utility boiler, the boiler must be used to produce electric power,
steam, heated or cooled air, or other gases or fluids for sale. See
Sec. 261.38(b)(3)(i)(B).
ECF may also continue to be burned in any hazardous waste combustor
operating under a RCRA permit issued under Part 270, provided the ECF
is burned under the same operating requirements that apply to hazardous
waste burned by the combustor (i.e., ECF must be burned as though it
were hazardous waste). Those hazardous waste operating requirements
apply in lieu of the conditions for burning ECF under Sec.
261.38(c)(2), except that the ECF constituent feedrate limits under
Sec. 261.38(c)(2)(ii)(C) continue to apply.\16\ \17\ The hazardous
waste operating requirements serve as conditions for exclusion of the
ECF. Consequently, if the burner fails to comply with the hazardous
waste operating requirements when burning ECF, the ECF loses the
exclusion and must be managed as hazardous waste from the point of
generation.\18\
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\16\ Although the hazardous waste combustor operating
requirements ensure that 99.99% DRE and good combustion is achieved,
the ECF constituent feedrate limits are needed to ensure that
emissions from the hazardous waste combustor are comparable to fuel
oil emissions.
\17\ In addition, to implement the ECF feedrate limits, the ECF
automatic feed cutoff system requirements under Sec.
261.38(c)(2)(ii)(G) that apply to monitoring the constituent
feedrate limits as specified under Sec. 261.38(c)(2)(ii)(G)(1)(ii)
also apply to HWCs.
\18\ See discussion in Part Four, Section V.A, below for the
rationale for this provision.
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B. What Are the Operating Conditions for Burners?
ECF must be burned under the following operating conditions to be
excluded, as provided by Sec. 261.38(c)(2)(ii):\19\ \20\
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\19\ Note, however, that if ECF is burned in a hazardous waste
combustor operating under a RCRA permit, these operating conditions
do not apply, except for the ECF constituent feedrate limits. In
this situation, all operating requirements that apply to hazardous
waste burning apply as conditions for burning ECF.
\20\ Please note also that boiler operators must be trained to
operate and maintain the boiler and monitoring systems to ensure
compliance with the burner conditions. See Sec. 261.38(c)(2)(iii).
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The feedrate of ECF constituents (i.e., oxygenates and
hydrocarbons) must not exceed the limits provided by Table 2 to Sec.
261.38; \21\
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\21\ See discussion in Part Three, Section III.B.3 below for the
rationale for this provision and how it will be implemented. See
also Sec. 261.38(c)(2)(ii)(C).
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Carbon monoxide (CO) concentrations in the stack gas must
be monitored continuously, must be linked to an automatic ECF feed
cutoff system, and must not exceed 100 ppmv on an hourly rolling
average (corrected to 7% oxygen);
The boiler must fire at least 50% primary fuel on a
heating value and mass basis, and the primary fuel must be fossil fuel,
fuels derived from fossil fuel, tall oil, or comparable fuel with a
heating value of 8,000 Btu/lb or greater;
The boiler load must be 40% or greater;
Key operating parameters (i.e., CO; gas temperature at the
inlet to the electrostatic precipitator (ESP) or fabric filter (FF)
unless coal is the primary fuel; indicator of boiler load; ECF
feedrate; primary fuel feedrate) must be linked to a system that
automatically cuts off the ECF feed if the limits on the parameters are
exceeded;
ECF must be fired into the primary fuel flame zone;
The ECF firing system must provide proper atomization; and
If the boiler is equipped with an ESP or FF and does not
fire coal as the primary fuel, the combustion gas temperature at the
inlet to the ESP or FF must be continuously monitored, must be linked
to the automatic ECF feed cutoff system, and must not exceed 400 [deg]F
on an hourly rolling average.
IV. What Are the Recordkeeping, Notification, and Certification
Conditions?
A. Fuel Analysis Plans
ECF generators must develop a fuel analysis plan prior to sampling
and analysis of their ECF to determine if the ECF meets the exclusion
specifications. See Sec. 261.38(b)(4).
ECF burners may also be required to develop a fuel analysis plan as
a condition of the exclusion. Specifically, when burning ECF, burners
must know the as-fired heating value and the as-fired concentration of
the ECF constituents for each fuel fed to the boiler. If a burner does
not receive from the generator documentation of the heating value and
concentration of the ECF constituents for each shipment or use the
default values for primary fuels provided by Sec. 261.38(c)(2)(ii)C),
the burner must develop a fuel analysis plan.\22\
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\22\ As noted earlier, EPA expects that in the majority of
situations, the generator and burner of the ECF will be the same. In
this case, the fuel analysis plan required for burners may be
incorporated in the generator's fuel analysis plan.
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All sampling and analysis plans must document: (1) Sampling,
analysis, and statistical analysis protocols that were employed; (2)
sensitivity and bias of the measurement process; (3) precision of the
analytical results for each batch of fuel tested; and (4) the results
of the statistical analysis.
B. Sampling and Analysis
ECF must meet all of the specifications for comparable fuel, except
the specifications for hydrocarbons and oxygenates. Sampling and
analysis is required for all constituents (unless the generator uses
process knowledge as discussed below) because, even though the
specifications for hydrocarbons and oxygenates are not applicable, the
concentrations of those constituents must be known to demonstrate
compliance with the feed rate limits for each constituent under Sec.
261.38(c)(2)(ii)(C) (i.e., to satisfy this condition of the exclusion).
The generator must document the claim that specific hazardous
constituents meet the exclusion specifications based on process
knowledge. Just as for comparable fuel, the following cannot be
determined to ``not be present'' in the fuel based on process
knowledge: (1) A hazardous constituent that causes the ECF to exhibit
the toxicity characteristic or hazardous constituents that were the
basis for the waste code in 40 CFR 268.40; (2) a hazardous constituent
detected in previous analysis of the ECF; (3) a hazardous constituent
introduced into the process that generates the ECF; or (4) a hazardous
constituent that is a byproduct or side reaction to the process that
generates the ECF.
Regardless of which method a generator uses, testing or process
knowledge, the generator is responsible for ensuring that the ECF meets
all constituent specifications at all times. If at any time the ECF
fails to meet any of the specifications, or other conditions of the
exclusion, the ECF loses the exclusion and is subject to regulation as
hazardous waste from the point of generation.
[[Page 77962]]
C. Speculative Accumulation and Legitimacy
This rule adopts the same speculative accumulation provisions for
ECF under Sec. 261.38(b)(7) as those applying to existing comparable
fuel and to any recycled hazardous waste under Sec. 261.2(c)(4).
Generators and burners must ``turn over'' annually at least 75 percent
of the ECF on hand at the beginning of each calendar year. See the
definition of ``accumulated speculatively'' in Sec. 261.1(c)(8). An
ECF generator must burn or ship off site for burning during the
calendar year at least 75% of the ECF on hand on January 1. An ECF
burner must burn during the calendar year at least 75% of the ECF on
hand on January 1. Although there is no formal recordkeeping
requirement associated with the speculative accumulation provision, the
burden of proof is on the generator and burner to demonstrate that the
ECF has not been spe