Air Emissions Reporting Requirements, 76539-76558 [E8-29737]
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Federal Register / Vol. 73, No. 243 / Wednesday, December 17, 2008 / Rules and Regulations
Baltimore and his designated
representatives can be contacted at
telephone number 410–576–2693 or on
Marine Band Radio, VHF-FM channel
16 (156.8 MHz). The Coast Guard
vessels enforcing this section can be
contacted on Marine Band Radio, VHFFM channel 16 (156.8 MHz). Upon
being hailed by a U.S. Coast Guard
vessel, or other Federal, State, or local
agency vessel, by siren, radio, flashing
light, or other means, the operator of a
vessel shall proceed as directed. If
permission is granted, all persons and
vessels must comply with the
instructions of the Captain of the Port
Baltimore or his designated
representative and proceed at the
minimum speed necessary to maintain a
safe course while within the zone.
(4) Enforcement. The U.S. Coast
Guard may be assisted in the patrol and
enforcement of the zone by Federal,
State, and local agencies.
(d) Enforcement period. This section
will be enforced from 4 a.m. on January
14, 2009, through 10 p.m. on January 25,
2009.
Dated: December 5, 2008.
Austin J. Gould,
Commander, U.S. Coast Guard, Captain of
the Port, Baltimore, Maryland, Acting.
[FR Doc. E8–29726 Filed 12–16–08; 8:45 am]
BILLING CODE 4910–15–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 51
[EPA–HQ–OAR–2004–0489; FRL–8749–5]
RIN 2060–AN20
Air Emissions Reporting Requirements
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Final rule.
SUMMARY: This action finalizes changes
to EPA’s emission inventory reporting
requirements. This action consolidates,
reduces, and simplifies the current
requirements; adds limited new
requirements; provides additional
Category
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a North
flexibility to states in the ways they
collect and report emissions data; and
accelerates the reporting of emissions
data to EPA by state and local agencies.
DATES: This final rule is effective on
December 17, 2008.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OAR–2004–0489. All
documents in the docket are listed on
the www.regulations.gov index.
Although listed in the index, some
information is not publicly available,
e.g., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically through
www.regulations.gov or in hard copy at
the Air Emissions Reporting
Requirements Docket, EPA/DC, EPA
West Building, Room 3334, Constitution
Ave., NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the Air Docket is (202) 566–
1742.
FOR FURTHER INFORMATION CONTACT: For
general questions, please contact Dennis
Beauregard, U.S. EPA, Office of Air
Quality Planning and Standards, Air
Quality Assessment Division, Mail Code
C339–02, Research Triangle Park, North
Carolina 27711; telephone number:
(919) 541–5512; fax number: (919) 541–
0684; e-mail address:
beauregard.dennis@epa.gov. For legal
questions, please contact Kristi Smith,
U.S. EPA, Office of General Counsel,
Mail Code 2344A, 1200 Pennsylvania
Avenue, NW., Washington, DC 20460,
telephone (202) 564–3068, e-mail at
smith.kristi@epa.gov.
SUPPLEMENTARY INFORMATION:
D. Judicial Review
II. Background and Purpose of This
Rulemaking
III. Response to Comments
A. Major Source Definition for Point
Source Reporting
B. Harmonizing Report Due Dates
C. Accelerating Report Due Dates
D. Reporting Biogenic Emissions
E. Reporting Emission Model Inputs
F. Reporting Summer Day Emissions
G. Reporting Winter Work Weekday
Emissions
H. New Data Elements
I. Identification of New Emissions Related
Data Requirements
J. Revisions to Specific Data Elements
IV. This Action
A. Consolidation of Reporting
Requirements
B. Point Source Reporting
C. Report Due Dates
D. Reporting Biogenic Emissions
E. Reporting Emission Model Inputs
F. Reporting Summer Day Emissions
G. Reporting Winter Work Weekday
Emissions
H. New Data Elements
I. Identification of New Emissions Related
Data Requirements
J. Revisions to Specific Data Elements
K. EPA Initiated Changes
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer
Advancement Act
J. Executive Order 12898: Federal Actions
to Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
Table of Contents
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document
and other related information?
C. Public Comments on Proposed Rule
I. General Information
NAICS
code a
State/local/tribal government.
92411
A. Does this action apply to me?
Categories and entities potentially
regulated by this action include:
Examples of regulated entities
State, territorial, and local government air quality management programs. Tribal governments are not
affected, unless they have sought and obtained treatment as state status under the Tribal Authority
Rule and, on that basis, are authorized to implement and enforce the Air Emissions Reporting Requirements rule.
American Industry Classification System.
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This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
regulated by this action.1 This action
requires states to report their emissions
to us. It is possible that some states will
require facilities within their
jurisdictions to report emissions to the
states. To determine whether your
facility will be regulated by this action,
you should examine the applicability
criteria in 40 CFR 51.1 of this rule. If
you have any questions regarding the
applicability of this action to a
particular entity, consult the person
listed in the preceding FOR FURTHER
INFORMATION CONTACT section.
D. Judicial Review
Under section 307(b)(1) of the Clean
Air Act (CAA), judicial review of this
final rule is available only by filing a
petition for review in the United States
Court of Appeals for the District of
Columbia Circuit by February 17, 2009.
Only those objections to this final rule
that were raised with reasonable
specificity during the period for public
comment may be raised during judicial
review. Under section 307(b)(2) of the
CAA, the requirements that are the
subject of this final rule may not be
challenged later in civil or criminal
proceedings brought by EPA to enforce
these requirements.
B. Where can I get a copy of this
Section 307(d)(7)(B) of the CAA
document and other related
further provides a mechanism for us to
information?
convene a proceeding for
reconsideration, ‘‘[i]f the person raising
In addition to being available in the
an objection can demonstrate to the
docket, an electronic copy of this final
Administrator that it was impracticable
action will also be available on the
to raise such objection within [the
worldwide Web (WWW) through the
period for public comment] or if the
Technology Transfer Network (TTN).
Following the Administrator’s signature, grounds for such objection arose after
the period for public comment (but
a copy of the final amendments will be
within the time specified for judicial
placed on the TTN’s Clearing House for
review) and if such objection is of
Inventories and Emission Factors
(CHIEF) Web site at https://www.epa.gov/ central relevance to the outcome of the
rule.’’ Any person seeking to make such
ttn/chief.
a demonstration to us should submit a
C. Public Comments on Proposed Rule
Petition for Reconsideration to the
The 120-day comment period for the
Office of the Administrator, U.S. EPA,
proposed rule expired on May 3, 2006.
Room 3000, Ariel Rios Building, 1200
We received comments from 39
Pennsylvania Ave., NW., Washington,
correspondents. These comments were
DC 20460, with a copy to both the
submitted by 22 state and local agency
persons listed in the preceding FOR
representatives, 1 organization of state
FURTHER INFORMATION CONTACT section,
and local clean air agencies, 9
and the Associate General Counsel for
industries, 2 chambers of commerce and the Air and Radiation Law Office, Office
5 commenters with no identified
of General Counsel (Mail Code 2344A),
affiliation. While several comments
U.S. EPA, 1200 Pennsylvania Ave.,
were received days after the comment
NW., Washington, DC 20460.
period ended, EPA did not treat these
II. Background and Purpose of This
comments differently from comments
Rulemaking
received during the comment period.
EPA has carefully considered all
In today’s action, EPA is amending
comments in developing the final
the emission inventory reporting
amendments. Summaries of significant
requirements in 40 CFR part 51, subpart
comments and EPA’s responses are
A, and in 40 CFR 51.122. This action
contained in this preamble. All
harmonizes reporting requirements
comments are summarized and
under the NOX SIP Call and the
addressed in the document titled
Consolidated Emissions Reporting Rule
‘‘Response to Comments,’’ which is
(CERR). It also removes and simplifies
available from the docket.
some existing emissions reporting
requirements which we believe are not
1 As prescribed by the Tribal Authority Rule (63
necessary or appropriate; allows states
FR 7253, Feb. 12, 1998), codified at 40 CFR part 49,
to better track changes in source
subpart A, tribes may elect to seek treatment as
emissions, shutdowns, and startups over
State (TAS) status and obtain approval to
implement rules such as the AERR through a Tribal
time by using the 40 CFR 70 definition
Implementation Plan (TIP), but tribes are under no
of major source for point source
obligation to do so. However, those tribes that have
reporting; deletes a requirement for
obtained TAS status are subject to the AERR to the
states to report biogenic emissions; and
extent allowed in their TIP. Accordingly, to the
extent a tribal government has applied for and
offers states the option of reporting
received TAS status for air quality control purposes
emission model inputs in lieu of
and is subject to the AERR under its TIP, the use
reporting emissions for certain source
of the term State(s) in the AERR shall include that
tribal government.
categories. These changes were widely
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supported by states because they will
simplify and reduce the states’ reporting
burden.
In the preamble to the January 3,
2006, AERR proposed rulemaking (71
FR 69) we discussed state reporting
requirements under the Clean Air
Interstate Rule (CAIR) and included
requirements for CAIR reporting in 40
CFR 51.123–51.125 under Subpart A.
On July 11, 2008, the United States
Court of Appeals for the District Court
of Columbia Circuit vacated CAIR in its
entirety. Accordingly, all references to
CAIR and its reporting requirements
have been removed from the final
AERR. If CAIR (or some similar rule)
becomes effective in the future, EPA
will initiate a new rulemaking, as
necessary, to address emission reporting
requirements for that rule.
Because we are consolidating,
harmonizing and updating two preexisting sets of state emissions reporting
requirements, we are reviewing the
purpose, authority, and history of
emissions reporting requirements in
general.
Emission inventories are critical for
the efforts of state, local, and Federal
agencies to attain and maintain the
National Ambient Air Quality Standards
(NAAQS) that EPA has established for
criteria pollutants, such as ozone,
particulate matter (PM) and carbon
monoxide (CO). To assist these efforts,
EPA initiated an effort in the early
1990’s to develop a central repository of
inventory data for all states that is now
known as the National Emission
Inventory (NEI). Emission inventory
data reported electronically under the
CERR is stored in the NEI database and
used by EPA and by states for air quality
modeling, tracking progress in meeting
CAA requirements, setting policy, and
answering questions from the public.
States often use the NEI as a starting
point in developing emission
inventories for support of State
implementation plans (SIPs).
Pursuant to its authority under
sections 110 and 172 of the CAA, EPA
has required SIPs to include inventories
containing information regarding
criteria pollutant emissions and their
precursors (e.g., volatile organic
compounds (VOC)). The EPA codified
these inventory requirements in subpart
Q of 40 CFR part 51 in 1979 and
amended them in 1987.
The 1990 Amendments to the CAA
revised many of the CAA provisions
related to the attainment of the NAAQS
and the protection of visibility in Class
I areas. These revisions established new
periodic emission inventory
requirements applicable to certain areas
that were designated nonattainment for
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certain pollutants. For example, section
182(a)(3)(A) required states to submit an
emission inventory every 3 years for
ozone nonattainment areas beginning in
1993. Similarly, section 187(a)(5)
required states to submit an inventory
every 3 years for CO nonattainment
areas. The EPA, however, did not
immediately codify these statutory
emission reporting requirements in the
CFR, but simply relied on the statutory
language to implement them.
Title IV of the 1990 CAA
Amendments also added requirements
for reporting of emissions by sources
subject to the Acid Rain Program (ARP).
Affected sources must report hourly
NOX, SOX and CO2 data to EPA’s Clean
Air Markets Division on a quarterly
basis. Generally, these sources report
annual NOX and SOX data aggregated
from the hourly ARP data as well as
other criteria and precursor pollutant
emissions to states to satisfy reporting
requirements for state permitting and
emission inventory programs.
In 1998, EPA promulgated the NOX
SIP Call which required the affected
states and the District of Columbia to
submit SIP revisions providing nitrogen
oxides (NOX) reductions to reduce their
adverse impact on downwind ozone
nonattainment areas. See 63 FR 57356
(October 27, 1998). As part of that rule,
codified in 40 CFR 51.122, EPA
established emissions reporting
requirements to be included in the SIP
revisions required under that action.
Another set of emissions reporting
requirements, the CERR, was
promulgated by EPA in 2002, and is
codified at 40 CFR part 51, subpart A.
See 67 FR 39602 (June 10, 2002). These
requirements replaced the requirements
previously contained in subpart Q of 40
CFR part 51, expanding their geographic
and pollutant coverages, while
simplifying them in other ways.
The principal statutory authority for
the emission inventory reporting
requirements outlined in this preamble
is found in CAA section 110(a)(2)(F),
which provides that SIPs must require
‘‘as may be prescribed by the
Administrator * * * (ii) periodic
reports on the nature and amounts of
emissions and emissions-related data
from such sources.’’ Section 301(a) of
the CAA provides authority for EPA to
promulgate regulations under this
provision.2 At present, the emissions
2 Other
CAA provisions relevant to these
proposed amendments include section 172(c)(3)
(requires SIPs for nonattainment areas to include
comprehensive, current inventory of actual
emissions, including periodic revisions); section
182(a)(3)(A) (requires emission inventories from
ozone nonattainment areas); and section 187(a)(5)
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reporting requirements applicable to
states are contained in two different
locations: Subpart A of 40 CFR part 51
(the CERR) and 40 CFR 51.122 in
subpart G (the NOX SIP Call). This final
rule will consolidate these
requirements, with modifications as
described below. The modifications are
intended to harmonize, reduce, and
simplify the emissions reporting
requirements, and also make emissions
reporting easier.
Under the NOX SIP Call requirements
in 40 CFR 51.122, NOX emissions for a
defined 5-month ozone season (May 1
through September 30) from sources
that the state has subjected to emissions
control to comply with the NOX SIP Call
are required to be reported by the
affected states to EPA every year.
However, NOX emissions from sources
reporting directly to EPA as part of the
NOX trading program are not required to
be reported by the states to EPA every
year. The affected states are also
required to report ozone season
emissions and typical summer work
weekday emissions of NOX from all
sources every third year (2002, 2005,
2008, etc.). This triennial reporting
process does not have an exemption for
sources participating in the NOX SIP
Call emissions trading program. Section
51.122 requires that a number of data
elements be reported in addition to
ozone season NOX emissions. These
data elements describe some of the
source’s specific physical and
operational parameters.
Emissions reporting under the NOX
SIP Call (promulgated October 27, 1998)
was required for the 2002 inventory year
which was the year prior to the
emissions reductions requirement. The
reports are due to EPA on December 31
of the year following the inventory year.
For example, emissions from all sources
and types in the 2002 ozone season
were required to be reported on
December 31, 2003. However, because
the Court which heard challenges to the
NOX SIP Call delayed the
implementation by one year to 2004, see
Michigan v. EPA, 213 F.3d 663 (D.C. Cir.
2000), cert. denied, 121 S. Ct. 1225, 149
L. ED. 135 (2001), no state was required
to start reporting until the 2003
inventory year. In addition, EPA
subsequently promulgated a rule to
subject Georgia and Missouri to the NOX
SIP Call with an implementation date of
2007. See 69 FR 21604 (April 21, 2004).
For these states, emissions reporting
began with 2006. The emissions
reporting requirements under the NOX
(requires emission inventories from CO
nonattainment areas).
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SIP Call presently affect the District of
Columbia and 20 states.
As noted above, the other set of
emissions reporting requirements is
codified at subpart A of part 51.
Although entitled the ‘‘Consolidated
Emissions Reporting Rule,’’ the CERR
left in place separate reporting
requirements for the NOX SIP Call under
40 CFR 51.122. The CERR requirements
were aimed at obtaining emissions
information to support a broader set of
purposes under the CAA than were the
reporting requirements under the NOX
SIP Call. The CERR requirements apply
to all states and include the reporting of
all criteria pollutants and criteria
pollutant precursors.
The CERR and the NOX SIP Call both
require states to report emissions of all
sources at 3-year intervals (inventory
years 2002, 2005, 2008, etc.). However,
there are a number of differences
between the two rules. The CERR also
requires reporting of certain large
sources every year, and the required
reporting date under the CERR is 5
months later than under the NOX SIP
Call reporting requirements. Also under
the CERR, emissions must be reported
by all states as a total for the entire
inventory year, for a typical work
weekday in winter, and for a typical
work weekday in summer, but not a
total for the 5-month ozone season as is
required by the NOX SIP Call. The NOX
SIP Call requires a special all-sources
report by affected states for the year
2007 due December 31, 2008.3 Finally,
the CERR and the NOX SIP Call differ
in what non-emissions data elements
must be reported.
III. Response to Comments
We have addressed all comments in
detail and placed them in the Response
to Comments document in the docket.
The comments that concern significant
proposed changes have been
summarized and addressed, as
discussed below. As an aid to the
reader, we have grouped related
comments under headings that generally
correspond to the organization of the
proposed rulemaking.
A. Major Source Definition for Point
Source Reporting
In all states, we proposed to expand
the definition of sources that must be
reported in the point source format,
3 It is important to note that the NO SIP Call
X
requires a special all-sources report by affected
States for the 2007 inventory year due December 31,
2008. While the CAIR had removed the requirement
to submit the special all-sources report, the recent
vacatur of CAIR in its entirety means that the
special all-sources report is once again a
requirement under the NOX SIP Call.
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resulting in fewer sources included in
the nonpoint source formats.4 We
proposed to base the requirement for
point source format reporting on
whether the source is a major source
under 40 CFR part 70 for the pollutants
for which reporting is required, i.e., for
CO, VOC, NOX, sulfur dioxide (SO2),
PM2.5, PM10, lead and ammonia (NH3).
Those major sources were further
classified as Type A (large sources) and
Type B (small sources), with differing
reporting requirements for each type.
Currently, the requirement for point
source reporting is based on thresholds
of actual emissions during the inventory
year. While it has always been an option
for states to include all such sources,
and we know that some states already
do, expanding the point source
definition may require more sources to
be reported as point sources every third
year. Affected states would continue to
report their actual emissions, but the
new approach would make it possible to
better track changes in source
emissions, shutdowns, and start-ups
over time. Because states have existing
lists of sources subject to 40 CFR part
70 requirements, this approach would
result in a more stable universe of
reporting point sources, which in turn
would facilitate elimination of overlaps
and gaps in estimating point source
emissions, as compared to nonpoint
source emissions. Under this proposal,
states would know well in advance of
the start of the inventory year which
sources would need to be reported. We
proposed that these new requirements
begin with the 2008 inventory year.
We received a number of comments
on the provision regarding point source
format reporting. All commenters
supported changing the definition of a
point source for reporting purposes to
that used in 40 CFR part 70. Therefore,
EPA intends to implement this reporting
change but with certain caveats
prompted by other comments, as
discussed below.
One commenter thought that the table
included in the definition for point
source in the proposed rule was
4 We use the term ‘‘nonpoint source’’ to refer to
a stationary source that is treated for inventory
purposes as part of an aggregated source category
rather than as an individual facility. In the existing
subpart A of part 51, such emissions sources are
referred to as ‘‘area sources.’’ However, the term
‘‘area source’’ is used in section 112 of the CAA to
indicate a nonmajor source of hazardous air
pollutants, which could or could not be a point
source. As emission inventory activities
increasingly encompass both NAAQS-related
pollutants and hazardous air pollutants, the
differing uses of ‘‘area source’’ can cause confusion.
Accordingly, EPA is substituting the term
‘‘nonpoint source’’ for the term ‘‘area source’’ in
subpart A and in subpart G (§ 51.122 to avoid
confusion.
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inconsistent with the proposed
reporting requirements using the Title V
definition. The commenter noted that
the definition for ‘‘type A source’’
seemed inconsistent with the proposed
change from actual emissions to
‘‘potential to emit.’’
The EPA agrees with the commenter
that there were some inconsistencies in
the proposed rule. The preamble for the
proposed rule stated that EPA is
‘‘proposing to base the requirement for
point source format reporting on
whether the source is a major source
under 40 CFR part 70 for the pollutants
for which reporting is required * * *.’’
This indicated that reporting thresholds
for all point sources would be based
upon the 40 CFR part 70 definition of
‘‘potential to emit’’ (PTE). However, we
further stated that ‘‘we are proposing to
expand the definition of what sources
must be reported in point source format
so that fewer sources would be included
in nonpoint source emissions.’’ Later in
the preamble, we stated that ‘‘this
change may require more sources to be
reported as point sources every third
year.’’ Both sentences imply that the
change would apply only to Type B
sources. Application of the 40 CFR part
70 point source definition to all point
sources would likely require some
existing Type B point sources to be
reported each year as Type A sources,
which was not identified as a likely
change in point source reporting.
The EPA used the definition for point
source to establish that use of the 40
CFR part 70 major source definition
would begin with the 2008 inventory
year. Point source reporting for years
prior to 2008 would continue to be
based upon use of ‘‘actual emissions.’’
However, the point source definition
includes a table for reporting Type A
and B sources, and that table indicates
that the reporting thresholds in the table
are ‘‘in tons per year of actual
emissions.’’ While EPA intended that
the emissions reported would continue
to be actual emissions, PTE was to be
used to determine point source
reporting requirements, and no
consideration of this change is included
in the table.
The proposed definition for Type A
sources required use of ‘‘actual annual
emissions’’ to determine reporting
requirements. However, the use of
actual annual emissions to determine
Type A sources appears to conflict with
the point source definition (applicable
to both Type A and B point sources),
which indicated that emission reporting
for 2008 and later years would be
determined using the 40 CFR part 70
definition of ‘‘major source,’’ which
uses PTE.
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Given the confusing preamble
language and apparent conflict in the
text of the regulation, EPA will accept
use of either approach to determine
Type A point source reporting
requirements for the 2009 inventory
year. For the inventory years following
2009, EPA will expect states to use the
40 CFR part 70 major source definition
for all point sources to simplify
reporting requirements, as discussed in
the proposal preamble. Accordingly,
EPA has revised the definition of Type
A sources and Table 1 in Appendix A
to subpart A to make clear that the 40
CFR part 70 definition of major source
will be used to determine point source
reporting requirements following the
2009 inventory year.
B. Harmonizing Report Due Dates
The CERR reporting dates are 5
months later than the NOX SIP Call. The
NOX SIP Call rule requires the affected
states to submit emission inventory
reports for a given ozone season to EPA
by December 31 of the following year,
12 months after the end of the inventory
year. The CERR requires similar but not
identical reports from all states by the
following May 31, 17 months after the
end of the inventory year. The EPA
believes that harmonizing these
reporting dates would be efficient for
both states and EPA.
The EPA proposed to shorten the
timeline of 17 months for reporting
under the CERR to be consistent with
the 12 months for reporting under the
NOX SIP Call. A second alternative
requiring 12 months for reporting of
point sources and 17 months for
nonpoint and mobile sources was also
proposed.
Most commenters expressed support
for the concept of harmonizing the
reporting requirements under the NOX
SIP Call and the CERR, but were
concerned about the alternative of using
the 12-month timeline for some or all
sources for the 2008 inventory year. In
general, the commenters were
concerned that a 12-month timeline
might compromise the quality of the
data and urged EPA to harmonize the
report due date at 17 months for all
emission sectors (point, nonpoint, and
mobile).
The EPA agrees with the concerns of
the commenters regarding the proposal
to tighten the timeline to 12 months for
the 2008 inventory year, and
accordingly, has decided to delay
implementing the AERR and the 12month timeline for reporting of all
emission sectors until 2009. Since the
2009 and 2010 inventory years require
reporting for Type A (large point)
sources only, one impact of this action
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is to delay implementing a 12-month
timeline for reporting of all sources
until the 2011 inventory year, which is
the next 3-year comprehensive emission
inventory year. For the 2008 inventory
year, retaining the existing 17-month
timeline under the CERR will provide
additional stability for states using the
new data submittal and operating
procedures for the Emission Inventory
System (EIS), which will be operational
for the 2008 inventory year. The 17month timeline will allow state agencies
to adapt to the new data reporting and
system requirements without
introducing additional constraints and
uncertainty to the process. It will also
provide a complete inventory cycle for
EPA to correct any problems with the
new system procedures.
The EPA notes that although some
commenters supported a 17-month
timeline for reporting of all source
emissions for the 2008 inventory year,
we did not propose to extend the
existing 12-month timeline for reporting
under the NOX SIP Call. Thus, the NOX
SIP Call 12-month timeline will be
retained for the 2008 inventory year,
and harmonized reporting under the
AERR will be implemented for the 2009
inventory year.
C. Accelerating Report Due Dates
The EPA believes that the public is
best served by making environmental
information available as soon as
possible. Therefore, we proposed that
the reporting schedule be further
accelerated for the triennial year 2011
and all following years by requiring that
emissions data from all point sources be
reported within 6 months from the end
of the inventory year, i.e., by June 30 of
the following year. Under the proposed
rule, reporting on all other sources
would be required within 12 months,
i.e., by December 31 of the following
year. There is precedent for requiring
reporting of point source emissions data
within 6 months. For example,
beginning with the year 1979, states
were required, under subpart Q, to
report point source emissions data
within 6 months. We invited comment
on alternative reporting schedules of 6
to 12 months for point sources and 12
to 17 months for all other sources.
Most commenters were concerned
with the proposed 6-month timeline for
states to submit point source data for the
2011 inventory year. The commenters
generally indicated that the accelerated
schedule would create a very short
timeframe for point sources to gather the
emissions data needed to report to states
and for states to process and quality
assure the data, resulting in incomplete
and inconsistent data quality. Several
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commenters thought that tightening the
timeline for point sources to 9 to 12
months would be possible. Some of the
commenters thought that 17 months
would continue to be needed for the
nonpoint and mobile source inventory
sectors due to the unavailability of data
on a shorter schedule from other
agencies needed to develop the
emission estimates.
Two commenters wanted to retain the
existing 17-month timeline for reporting
point, nonpoint, and mobile source
data. One of the commenters expressed
concerns that were based primarily on
having to conduct a similar data
collection and compilation effort within
California. The commenter thought that
the time to conduct this state-based
effort made accelerating the Federal
emissions reporting timeline to less than
17 months unrealistic and could
compromise data quality. The other
commenter expressed opposition to the
concept of a bifurcated reporting system
which would require submittal of point
and nonpoint/mobile source sector data
on separate dates.
Two commenters thought that Webbased submittal tools needed to move
beyond the developmental stage before
it would be possible to shorten the
reporting timeframe to 12 months. One
of the two commenters further indicated
that much of the activity data needed to
develop the nonpoint source estimates
are not available until 12 to 15 months
after the inventory year and thought
EPA should consider using previous
year data as a surrogate for the current
year.
The EPA agrees with the concerns
expressed by most of the commenters
regarding the proposed 6-month
timeline for submittal of point source
data by the 2011 inventory year. When
EPA developed the proposed
rulemaking, a project known as the
‘‘Rapid Inventory Development Pilot’’
was initiated. The EPA has now
evaluated the results of the project and
believes that a 6-month timeline for
developing and submitting inventory
data is not yet achievable on a
consistent basis with application of
proper quality assurance procedures for
all emission inventory source sectors.
However, the project did demonstrate
that a timeline shorter than the existing
17 months is possible, since a number
of states involved in the project were
able to submit data to EPA 10 months
after the emission inventory year.
The EPA understands that some
difficulties were encountered by several
of the states participating in the project,
which indicates that additional time is
needed to refine both the electronic
tools and the procedures to support, on
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a consistent basis, development and
submittal of emissions data on an
expedited timeline. To allow additional
time for technological improvements,
EPA will implement a 12-month
timeline for data submittals beginning
with the 2009 inventory year. The effect
of this will be to require reporting of
Type A (large point) sources using a 12month timeline for the 2 years before
the comprehensive triennial emission
inventory effort for the 2011 inventory
year. This will allow for additional
development of electronic tools and
refinement of data submittal procedures
and for states to become familiar with
operation of the new EIS before the 2011
triennial inventory is due.
D. Reporting Biogenic Emissions
We proposed to remove a requirement
in the existing CERR for states to report
annual and typical ozone season day
biogenic emissions. Biogenic emissions
are estimated by a computer model
using meteorological and land use/land
cover data as inputs. Because EPA can
develop these data inputs directly
without having them reported by state,
local, and tribal agencies, we believe the
requirement for reporting biogenic
emissions serves no useful purpose.
This change does not affect our
expectation that biogenic emissions be
appropriately considered in ozone and
PM2.5 attainment demonstrations.
Many comments were submitted on
the biogenic emissions reporting
requirement, and all supported EPA’s
proposal to not include biogenic
emissions reporting in the AERR. Based
upon the support expressed by the
commenters, EPA will implement this
part of the AERR as proposed by not
including the existing reporting
requirements (under the CERR) for
annual and typical ozone season day
biogenic emissions.
E. Reporting Emission Model Inputs
We proposed a new provision that
would allow states the option of
providing emission inventory
estimation model inputs in lieu of the
actual emissions estimates developed
from those inputs. This provision was
limited to source categories for which,
prior to the report due date, EPA
developed or adopted emissions
estimation models and through
guidance defined their necessary inputs.
This provision would allow states to
take advantage of new emissions
estimation tools for greater efficiency,
although the states would continue to be
required to provide inputs
representative of their conditions.
Under this option, EPA will run the
emissions model(s) to calculate
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emissions and will enter the emissions
data into the appropriate database.
Section 51.15(d) limited this option to
‘‘* * * models capable of estimating
emissions from a certain source type on
a national scale * * *.’’ and thus
restricted its application to nonpoint
and mobile source emission categories.
We proposed that this option would be
available starting with the reports on
2005 emissions. Furthermore, we
invited comment on requiring states to
provide model inputs for source
categories for which they have utilized
a widely available emissions model as a
means of improving the transparency of
the emission estimates themselves and
the overall utility of the submissions in
meeting the objectives of the emissions
reporting requirements. Providing
model inputs would improve EPA’s
ability to assess the quality of the states’
emission estimates and to project future
emissions.
We received several comments on this
provision. Most of the comments were
in favor of allowing the option to report
model inputs in lieu of the emissions
estimated from the models. However,
many of the commenters did not want
to see the reporting of model inputs
become a reporting requirement.
The EPA agrees with the majority of
commenters who supported the option
of submitting input data in lieu of
emission estimates and will make this
an option. Although the proposed rule
indicated this option would be available
for reporting emissions for the 2005
inventory year, EPA intends to delay
implementation of this option until the
2007 inventory year (due date May 31,
2009) since this rule was not published
before the due date for data from the
2005 inventory year (May 31, 2007).
Although EPA encourages states to
submit model inputs where they have
used a widely available model to
develop emission estimates, states will
not be required to submit input data
when they provide emission estimates.
The EPA notes that emissions data
based upon physical measurements are
generally preferred over estimates
developed using models or emission
factors, but the Agency believes that
models and emission factors are
appropriate emission estimation tools
when addressing the ubiquitous nature
of some sources and attempting to
account for the many variables affecting
certain annual emission estimates. To
improve the application of models and
emission factors, EPA urges states to
develop locally derived input data
based upon physical measurements
wherever possible.
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F. Reporting Summer Day Emissions
We proposed to retain the
requirement for reporting of summer
day emissions from all sources (except
biogenic sources) at three-year intervals,
but to restrict the requirement to only
those states with ozone nonattainment
areas or states covered by the NOX SIP
Call. We proposed to restrict the
requirement to VOC and NOX
emissions, but we invited comment on
whether CO emissions should be
required also.
Several commenters supported EPA’s
proposal for reporting of summer day
emissions of NOX and VOC. Two
commenters thought that ozone seasonday NOX, VOC and CO emissions
should be reported for all areas, while
two other commenters questioned the
value of reporting summer day VOC and
NOX emissions. Another commenter
thought that requiring ozone season and
daily emissions for point, nonpoint, and
nonroad sources was redundant since
the temporal parameters needed to
calculate these emissions were required
to be reported.
One commenter thought that summer
day emissions of CO should not be
reported, while two other commenters
believed that reporting CO summer day
emissions was necessary but only for
CO nonattainment areas.
The EPA agrees with the majority of
the commenters that the reporting
requirements for summer day emissions
(VOC and NOX) from all sources (except
biogenic sources) at 3-year intervals
should only include states with ozone
nonattainment areas and states covered
by the NOX SIP Call. However, EPA
believes that it is appropriate to also
include summer day emissions
reporting for sources in attainment
counties that are covered by the
nonattainment area modeling domain
used to demonstrate reasonable further
progress (RFP). The EPA’s current
guidance requires RFP calculations to be
done on an ‘‘average summer weekday
emissions’’ basis. If the state takes credit
for reductions from outside the
nonattainment area, the requirement
will be to determine whether there were
reductions in average summer weekday
emissions from those sources.
The EPA believes that reporting of CO
summer day emissions is not necessary
since, as noted by one commenter, other
data elements already reported allow
summer day emissions to be derived
and CO emissions, unlike VOC and NOX
emissions, are not used for tracking
RFP. Therefore, reporting of CO summer
day emissions regardless of ozone
attainment status will not be a
requirement under the AERR.
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The proposed rule indicated that ‘‘We
are proposing to retain the requirement
for reporting of summer day emissions
* * *.’’ However, the CERR actually
requires reporting of ‘‘work weekday
emissions.’’ for point sources and
‘‘summer work weekday emissions’’ for
nonpoint and mobile sources. Although
we did not receive comments on the
work weekday versus summer day
emissions issue, we realize that the
preamble language indicated that no
changes would be made to the summer
day emissions definition contained in
the CERR (beyond the proposal to
restrict the requirement to ozone
nonattainment and NOX SIP Call areas),
but the proposed AERR regulatory
language made additional changes to the
definition of ‘‘summer day emissions’’
since the CERR required ‘‘work weekday
emissions’’ for point sources and
‘‘summer work weekday emissions’’ for
nonpoint, nonroad mobile and onroad
mobile sources.
Accordingly, in recognition of the
conflicting language and as indicated in
the preamble to the proposed rule, the
final rule will retain the definition of
and requirement to report ‘‘summer day
emissions’’ for all sources revised only
to the extent that it will restrict the
requirement to ozone nonattainment
areas (including sources in counties that
are covered by the modeling domain
used to demonstrate RFP) and NOX SIP
Call areas. In addition, the definition for
summer day emissions has been revised
to require the use of work weekday
emissions (as required under the CERR)
when estimating summer day emissions
for reporting.
G. Reporting Winter Work Weekday
Emissions
We proposed to delete the existing
requirement that all states report
emissions for a winter work weekday.
This requirement was originally aimed
at tracking progress towards attainment
of the CO NAAQS. We stated our belief
that applying this requirement to all
states was no longer warranted given
that CO violations are currently
observed in few areas and indicated that
we would work directly with the few
remaining affected states to monitor
efforts to attain the CO NAAQS without
requiring formal submission of CO
inventories.
Most commenters supported EPA’s
proposal to delete the reporting
requirement for winter work weekday
emissions of CO. However, one
commenter opposed EPA’s proposal to
eliminate the existing reporting
requirement. The commenter thought
that the requirement should be retained
for states that are required to submit
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emission inventory data as part of their
CO maintenance plans.
The EPA finds the comment that CO
reporting is needed for CO maintenance
plans to be compelling. This need was
not considered in the proposed rule. As
noted by the commenter, CO
maintenance plans require tracking of
emission reductions to ensure
continued maintenance of the CO
NAAQS. Reporting emissions under this
rule will aid in standardizing the data
reported and facilitate review of the data
by interested parties.
A concern not raised by commenters
but brought to EPA’s attention since the
proposed rule was published relates to
requests from states to discontinue
monitoring of ambient CO
concentrations in certain areas that have
been redesignated to attainment for CO.
The EPA’s approval of such requests is
conditioned on the expectation that
emissions will not increase and areas
will continue to maintain the CO
NAAQS. To provide a means of
ensuring that the CO NAAQS are
maintained in areas that no longer have
ambient CO monitors, emissions
reporting becomes even more critical.
The proposed rule indicated that EPA
could work on a case-by-case basis with
the few remaining CO nonattainmment
areas regarding reporting of winter work
weekday emissions. However, in this
final rule, EPA has determined that for
those areas in which EPA determines
that reporting is still needed, reporting
emissions under this rule will ensure
that CO emissions are reported
periodically and that the data are in a
standardized format that will facilitate
data review and thus help ensure
attainment and maintenance of the CO
NAAQS. Therefore, to monitor progress
toward attaining and maintaining the
CO NAAQS, EPA will retain the
requirement for reporting winter work
weekday emissions of CO, but will limit
it to CO nonattainment areas and areas
with CO maintenance plans.
H. New Data Elements
We proposed to add several required
data elements to the existing rule. These
were contact name, contact phone
number, emission release point type,
control status, emission type, and
method accuracy description (MAD)
codes.
The contact name and phone number
are for the lead contact in the
organization submitting the data and are
needed to ensure that EPA knows who
to contact if issues arise with a data
submission.
The emission release point type is a
code for the physical configuration of
the emission release point (e.g., vertical
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stack, fugitive, etc.). It is needed to
correctly model how emissions are
released into the atmosphere.
The control status is a code that
represents whether reported emissions
are controlled or uncontrolled. It is
needed to project future emissions
correctly and to evaluate the impact of
emission control programs correctly. We
also invited comment on whether, with
this addition, the current data elements
that describe emissions control
equipment type and efficiency were
adequate. We indicated our belief that it
is important for states to report on the
manner in which emissions from
sources are currently controlled so that
opportunities for control strategy and
regulatory development could be
assessed. We questioned whether the
existing data elements were adequate
and appropriate for that purpose. The
existing data elements related to control
measures are primary control efficiency,
secondary control efficiency, control
device type, and rule effectiveness for
point sources; and total capture/control
efficiency, rule effectiveness, and rule
penetration for nonpoint sources and
nonroad mobile sources.5
The emission type is a code
describing the temporal period of
emissions reported (e.g., annual, day,
etc.). It is needed to ensure that
emissions estimates are used properly.
The MAD codes provide information
about geographic coordinates, including
the collection method, accuracy, and
other descriptors. We proposed to add
MAD codes to this rule because EPA’s
Latitude/Longitude Data Standard 6
requires their collection when latitude
and longitude are collected. The MAD
codes are horizontal collection method
code, horizontal accuracy measure,
horizontal reference datum code,
reference point code, source map scale
number, and coordinate data source
code. The EPA believed that many states
would be able to report these codes
based on existing information. However,
in the event that the information needed
to report these codes was not available,
states would not be required to do
additional work since there is a ‘‘don’t
know’’ code.
While several commenters supported
EPA’s proposal to add new data
elements to this rule, a number of other
5 Additional information on emissions data
elements and the formats and valid codes presently
in use for State reporting to EPA is available on the
EPA Web site https://www.epa.gov/ttn/chief/nif/
index.html.
6 Environmental Data Registry: Latitude/
Longitude Standard. 2000. U.S. EPA. December 11,
2000. https://oaspub.epa.gov/edr/edr_proc_
qry.navigate?P_LIST_OPTION_CD=CSDIS&P_
REG_AUTH_IDENTIFIER=1&P_DATA_IDENTIFIER
=19939&P_VERSION=2.
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commenters appeared to be confused by
EPA’s proposal since the NEI Input
Format (NIF) included many of the new
data elements, and they were already
reporting the data to EPA. These
commenters believed that adding the
new data elements to this rule was not
necessary and that the proper place for
such detailed information was in the
NIF data reporting format or in guidance
documents. Two commenters in this
group suggested that a Federal-state task
force be established to review, revise,
finalize, and implement changes in code
details.
The EPA believes that both data
reporting rules and data reporting
formats, such as the NIF, are needed for
effective data reporting. Although this
rule and NIF address many common
data elements for reporting to EPA, their
purposes are somewhat different. Data
reporting rules identify data elements
and timelines for reporting. Data
reporting formats such as the NIF
address the details of how the data are
to be reported to facilitate handling of
the data by EPA.
The EPA does not believe that using
a data formatting protocol such as the
NIF is an effective way to communicate
data needs with state agencies. The EPA
has codified data reporting requirements
since states need to understand what
data will be required and when it will
be required by EPA to implement
programs under the Clean Air Act. The
EPA continues to believe that data
elements for reporting and timelines for
submitting data are fundamental
requirements for states and therefore are
appropriate levels of detail to be
addressed through the rulemaking
process.
One commenter suggested that a
Federal-state task force be established to
review, revise, finalize, and implement
changes in code details. Such a task
force has since been established to help
with developing the new EIS. The EPA
expects the task force to update tools
and guidance materials for data
reporting, as well as periodically review
data elements and reporting codes for
use by state agencies.
Two commenters thought that the
addition of a control status code would
not make the status of a facility any
more clear and believed that the control
status of a facility could be determined
from other data elements already
required for reporting under the CERR
and proposed under the AERR (e.g.,
control device codes and control
efficiency).
One of the commenters pointed out
that EPA’s detailed reporting
instructions provide for the ‘‘control
device’’ data element to specify
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nonphysical equipment control
techniques such as ‘‘low solvent
coatings,’’ ‘‘water-borne coatings,’’
‘‘process change,’’ and several varieties
of combustion modifications.
The EPA notes that ‘‘control status’’
was the only new data element in the
proposal that was not already in the NIF
Version 3.0 and thus was perceived as
a new data reporting requirement by
several commenters. This new data
element would require states to indicate
if a source is controlled or uncontrolled.
The EPA agrees with the concerns
expressed by the commenters that this
new data element is not needed. The
data reporting requirements proposed
under this action for control types and
efficiencies in combination with
reporting codes for those data elements
will be sufficient to discern whether or
not sources are uncontrolled or
controlled and to what extent.
Therefore, EPA has decided to not
include Control Status as a new data
element in this action.
One commenter stated that the
current data fields for point sources do
not ask for the total capture/control
efficiency, which is required for
nonpoint sources. The commenter
thought that the capture efficiency along
with the total capture/control efficiency
should be required for point sources
since the current requirements for
primary and secondary control
efficiencies do not provide a way to
determine the overall control efficiency.
The EPA believes that the ‘‘total capture
and control efficiency’’ data element
proposed for point source reporting
addresses the commenter’s concern
since this data element is intended to
require data reporting on the overall
effects of multiple control systems.
One commenter did not believe that
‘‘Rule Effectiveness’’ had ever been
explained adequately and stated that it
was not apparent how or if it could be
used without knowledge of how it
relates to the other terms. The EPA
disagrees with the commenter’s
concerns. In the spring of 2004, EPA
convened a workgroup consisting of
emission inventory staff from state,
local, and EPA offices to review existing
rule effectiveness (RE) guidance and
develop a consensus recommendation
for improvements to this guidance. The
revised RE guidance developed by the
workgroup is found in Appendix B of
the document titled Emissions Inventory
Guidance for Implementation of Ozone
and Particulate Matter National
Ambient Air Quality Standards
(NAAQS) and Regional Haze
Regulations—EPA–454/R–05–001
(August 2005, updated November 2005).
The EPA believes the workgroup
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presented a clear rationale regarding
development and implementation of the
new approach to adjusting emission
inventories to address RE, explaining
how RE can be used to adjust the
control efficiency, from what could be
realized under ideal conditions to what
is actually emitted in practice due to
less than ideal conditions. Accordingly,
EPA has expanded the regulatory
definition of RE to explain how it is
used in making these adjustments.
Several commenters were generally
opposed to any additional reporting
requirements for states that would be
passed on to businesses but offered no
specific concerns with the individual
requirements. The reporting
requirements of this rule will apply to
states and not to sources. However, we
recognize that in some cases, states will
need to modify their data reporting rules
to meet the requirements of this rule for
data elements to be reported and the
new timelines for reporting. The EPA
notes that the burden estimate from the
proposed rule’s Supporting Statement
for the Information Collection Request
(ICR) indicates the AERR will not
increase the reporting burden on states
or impose an additional burden on
sources.
I. Identification of New Emissions
Related Data Requirements
We invited comment on whether or
not additional emissions related data
should be required. Several commenters
encouraged EPA to include specific
requirements in this rule for reporting
hazardous air pollutants (HAPs)
emissions data for Title V facilities. One
commenter encouraged EPA to include
requirements for reporting HAPs from
all emission sources.
The EPA is not including
requirements for reporting HAPs in this
rule. However, EPA has developed
national level inventories of HAP
emissions on a 3-year cycle since 1990.
These inventories have provided
support for development of HAP control
programs, helped assess HAP air quality
trends, and provided a means to track
EPA’s progress on controlling HAP
emissions under the Government
Performance Results Act. The success of
EPA’s efforts rests in large measure on
the cooperation of states in submitting
HAP data to EPA to support the
development of national HAP emission
inventories. Each emission inventory
cycle has benefited from increased state
agency participation in submitting HAP
data. The EPA believes it will be
possible to continue developing and
improving national level HAP
inventories using the cooperative
approach employed to date but intends
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to closely monitor the participation of
state agencies in this effort. The EPA
understands the concerns of some state
agencies regarding the need for a HAP
data reporting rule and may, should the
need arise, revisit this issue in the
future.
J. Revisions to Specific Data Elements
The NOX SIP Call rule and the CERR
contain detailed lists of required data
elements in addition to emissions, and
each rule has its own set of definitions.
The two sets of data elements overlap
but are not identical. The NOX SIP Call
rule requires a few more data elements
to be reported and defines some data
elements differently than the CERR. The
EPA reviewed both lists in light of more
recent reporting experiences and EPA’s
insight into the difficulty states face in
collecting and submitting these data
elements and their utility to EPA, other
states, and other users. We proposed to
combine the separate lists of required
elements for the NOX SIP Call and the
CERR into a single new list in this rule.
The EPA proposed that the following
data elements from the NOX SIP Call be
eliminated: ‘‘Area Designation’’,
‘‘Federal ID code (plant)’’, ‘‘Federal ID
code (point)’’, ‘‘Federal ID code
(process)’’, ‘‘Federal ID code (stack
number)’’, ‘‘Maximum design rate’’,
‘‘Work weekday emissions’’,
‘‘Secondary control efficiency’’, ‘‘Source
of fuel heat content data’’, ‘‘Source of
activity/throughput data’’, ‘‘Source of
emission factor,’’ and ‘‘Source of
emissions data’’. We proposed that these
relatively minor changes become
applicable starting with the first
required emissions reports following
promulgation of this rule.
There were a number of data elements
required in the proposed amendments
on which we invited comment as to
whether they should be dropped in the
final amendments based upon their
current usefulness and sufficiency.
These were heat content (fuel), ash
content (fuel), sulfur content (fuel) for
fuels other than coal, activity/
throughput, hours per day in operation,
days per week in operation, weeks per
year in operation, and start time in the
day. These data elements were carried
forward from emissions reporting
systems previously used by EPA.
At present, states are required to
report three particular data elements for
point source stacks: stack diameter, exit
gas velocity, and exit gas flow rate. The
requirement to report all three elements
is redundant since any one of these can
be calculated from the other two. We
invited comment on which of these data
elements, if any, to drop from the
required list. Our preference was to
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collect the data element that was most
closely tied to an actual operating
measurement. Alternatively, we
proposed to allow states to report either
exit gas flow or exit gas velocity, at their
option.
Finally, we proposed to modify 40
CFR part 51.35 to allow states that
obtained one-third of their necessary
emissions estimates from point sources
and/or prepared one-third of their
nonpoint or mobile source emissions
estimates each year on a rolling basis, to
submit their data as a single package on
the required every third year submission
date. The existing requirement allows
states to report these partial emissions
estimates annually as they are
completed. Our proposal required that
states accumulate all 3 years of work
and then make a single data submission
by the due date for the triennial
emission inventory year. The EPA
believes that a single submission would
allow states to correct and/or update
data prior to submitting it to EPA
thereby facilitating a more consistent
data set. A single submission would also
make it more efficient for EPA to quality
assure the complete data set rather than
doing it on a piecemeal basis. There
would also be increased efficiencies in
resolving any identified discrepancies
with the states.
Most commenters agreed with EPA’s
proposal to combine the separate lists of
required data elements for the CERR and
the NOX SIP Call into a single new list
of required data elements, thus
eliminating several requirements from
the NOX SIP Call: area designation,
Federal ID code (plant), Federal ID code
(point), Federal ID code (process),
maximum design rate, work weekday
emissions, secondary control efficiency,
source of fuel heat content data, source
of activity/throughput data, source of
emission factor, and source of emissions
data. Several commenters suggested that
the list of data elements be maintained
in the NIF rather than in this rule to
allow for changes in required data
elements without the need for
rulemaking.
The EPA agrees with the commenters
who expressed support for the proposed
deletion of some data elements related
to the NOX SIP Call. The data elements
for Federal ID Codes (Plant, Point,
Process, and Stack Number) were
assigned to sources subject to the NOX
SIP Call and perform similar ID
functions to the data elements in the
proposed rule for Facility ID code, Unit
ID code, Process ID code, and Stack ID
code. The NOX SIP Call ID codes are
redundant with other ID codes in the
proposed rule and will be deleted.
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The source of fuel heat content data,
source of activity/throughput data,
source of emission factor and source of
emissions data are not used by EPA and
no commenters addressed the need for
these data elements specifically.
Therefore, EPA will delete these data
reporting requirements as proposed. The
EPA notes that a code for ‘‘emission
calculation method code’’ is planned for
the EIS, which is similar in application
to the ‘‘source of emission factor’’ data
element. The ‘‘emission calculation
method code’’ will allow users to
indicate calculation methods used for
developing emission estimates,
including emission factors, for all
inventory sectors.
Many commenters indicated that the
following data elements proposed for
deletion were used for a variety of
applications and should be retained:
Heat content (fuel), ash content (fuel),
sulfur content (fuel) for fuels other than
coal, activity/throughput, hours per day
in operation, days per week in
operation, weeks per year in operation
and start time in the day). One
commenter supported deleting only the
data element for ash content (fuel),
while several commenters thought that
the data element for start time should be
deleted. Only one commenter thought
that all the data elements that had been
carried forward from earlier systems
should be deleted.
The EPA agrees with the majority of
commenters that data elements for heat
content (fuel), ash content (fuel), sulfur
content (fuel) for fuels other than coal,
activity/throughput, hours per day in
operation, days per week in operation,
weeks per year in operation should be
retained since these elements are used
for a variety of applications. Start time
in the day (hour) was identified by three
commenters as not being useful, and
EPA agrees that this data element
should be deleted.
Several commenters indicated that
any one of the data elements for point
source stacks could be deleted while
others specifically asked for deletion of
the exit gas velocity data element. One
commenter indicated their state
collected stack diameter and exit gas
velocity data and thought that both
should be retained.
Many other commenters requested
that all three data elements be retained
for a variety of reasons including
providing a means to make sure that
data were in agreement and to check
data entry errors. One commenter
indicated that his state would continue
to meet the needs of their end users who
are accustomed to having all three data
elements reported and requested that
EPA handle any data reporting changes
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as software modifications until states
could extract only the data that EPA
requests.
One commenter thought that allowing
states the option of selecting which two
stack parameters to report among flow
rate, velocity and diameter would
require having all three available for use
and suggested that no changes be made
to the existing reporting format.
Although the stack diameter can be
calculated by dividing the gas flow rate
by the gas velocity, no commenters
suggested deleting the stack diameter
from the list of data elements. The EPA
believes it is appropriate to report stack
diameter data since it can be readily
determined and has the least amount of
uncertainty of the stack-related data
elements. One commenter who
indicated that all existing stack-related
data elements would need to be
reported if states had the flexibility of
selecting two out of the three for
reporting appeared to interpret EPA’s
proposal in the broadest sense. It was
EPA’s intent to select stack-related data
elements based upon state preferences
and apply those requirements
universally to all point sources.
The EPA believes that given the
variety of practices among state agencies
evidenced in the comments, flexibility
in reporting should be included in this
rule for stack-related data elements.
Therefore, this rule will offer states
three reporting options: (1) Report all
three data elements, (2) report only
stack diameter and exit gas flow rate, or
(3) report only stack diameter and exit
gas velocity.
Section 51.35 of the CERR allows
states the option of obtaining estimates
from point sources and/or preparing
one-third of their nonpoint or mobile
source emissions estimates each year on
a rolling basis and submitting data
annually as they are completed. The
EPA proposed to allow states to
continue the option of obtaining
estimates from point sources and/or
prepare one-third of their nonpoint or
mobile source emissions estimates each
year on a rolling basis, but would have
limited data submissions to a single
package on the required third year
submission date.
One commenter expressed support for
the proposed requirement that states
submit their data as a single package for
triennial inventories since his state
followed this practice. Another
commenter said his state agency had
always developed a single year’s
inventory and submitted it as a single
package. This commenter preferred to
continue this practice. One commenter
thought that allowing states to develop
triennial inventories over 3 years was
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not practical due to staff turnover and
EPA’s changing requirements. The
commenter went on to suggest that a 5year rolling basis be used to be
consistent with the cycle his state uses
for smaller sources.
Aside from the comment noted above,
this proposal did not generate much
interest. The few comments received
suggest that the existing provision under
Section 51.35 of the CERR, which
allows triennial emission inventory
development over a three-year period, is
impractical and is not utilized by the
states. However, all commenters were
supportive of the change to require one
submission for triennial inventories.
The EPA agrees with the commenters
that the change to require one
submission under section 51.35 is
appropriate and is modifying this
provision as proposed. The EPA notes
that states may use the provisions of 40
CFR 51.35 to equalize workloads but are
not required to do so.
The CERR included a data element for
reporting of SIC/NAICS codes for point
sources but did not specify whether the
codes should also be reported at the
emission unit level, in addition to the
facility level. Table 2A to subpart A of
part 51 in the AERR proposal clarified
this requirement by including data
element #41 for reporting of ‘‘SIC/
NAICS at the facility and unit levels.’’
One commenter thought that
reporting these codes at the unit level is
not necessary for emission inventory
purposes. Guidance from the Census
Bureau, which develops the SIC/NAICS
codes, indicates that they are designed
to reflect the primary economic activity
of a source, which also brings into
question the reporting of these codes at
the unit level. Based upon this
information, EPA has reconsidered the
need for reporting these codes at the
unit level and revised data element #41
to require the reporting of ‘‘SIC/NAICS
at the facility level.’’ One additional
revision concerns the reporting of SIC
codes as an alternative to NAICS codes.
Since the January 3, 2006, proposal,
users of SIC codes have transitioned to
the new NAICS codes, and EPA finds
that retaining the reference to ‘‘SIC’’ as
a reporting alternative is no longer
necessary. Therefore, data element #41
has been revised to require the reporting
of ‘‘NAICS at the facility level’’ and the
definition for ‘‘SIC/NAICS’’ has been
revised to address only NAICS codes.
IV. This Action
Today’s action further consolidates
the detailed requirements for emissions
reporting by states entirely into 40 CFR
part 51 subpart A. This final rule also
harmonizes the reporting requirements
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from several CAA rules and reduces and
simplifies them in several ways. The
major changes included in this final rule
are described below.
A. Consolidation of Reporting
Requirements
The EPA hereby amends subpart A,
which contains 40 CFR 51.1 through
51.45, with conforming amendments to
40 CFR 51.122. These amendments also
add 40 CFR 51.50 and new tables to
subpart A of part 51.
In 40 CFR 51.122, we are abolishing
some requirements entirely and
replacing other requirements with a
cross reference to subpart A, thus
allowing detailed lists of required data
elements to appear only in subpart A.
As amended, 40 CFR 51.122 will
continue to specify what pollutants,
sources, and time periods the states
subject to the NOX SIP Call must report
and when, but will no longer list the
detailed data elements required for
those reports. The amended subpart A
will list the detailed data elements as
well as provide information on
submittal procedures, definitions, and
other generally applicable provisions.
B. Point Source Reporting
In all states, we are expanding the
definition of what sources must be
reported in point source format, so that
fewer sources will be included in
nonpoint source emissions. We are
basing the requirement for point source
format reporting on whether the source
is a major source under 40 CFR part 70
for the pollutants for which reporting is
required, i.e., for CO, VOC, NOX, SO2,
PM2.5, PM10, lead and NH3 but without
regard to emissions of HAPs. Currently,
the requirement for point source
reporting is based on thresholds of
actual emissions during the inventory
year. While it has always been an option
for states to include all such sources,
and we know that some states already
do, expanding the point source
definition may require more sources to
be reported as point sources every third
year. In addition, some sources now
reported as ‘‘Type B’’ point sources
every third year may be reported as
‘‘Type A’’ point sources each year.
Affected states will continue to report
their actual emissions, but the new
approach will make it possible to better
track changes in source emissions,
shutdowns, and start-ups over time.
Because states have an existing list of
sources based on 40 CFR part 70
requirements, this approach will result
in a more stable universe of reporting
point sources, which in turn will
facilitate elimination of overlaps and
gaps in estimating point source
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emissions, as compared to nonpoint
source emissions. Under this
requirement, states will know well in
advance of the start of the inventory
year which sources will need to be
reported. These new requirements will
be in effect for all reports for emissions
starting with the 2009 inventory year.
C. Report Due Dates
New due dates under the AERR will
begin with the 2009 inventory year. For
the 2008 inventory year, data submittals
under the CERR will continue to be due
within 17 months of the end of the
inventory year (May 31, 2010). The NOX
SIP Call data submittal for the 2008
inventory year will be due within 12
months of the end of the inventory year
(December 31, 2009).
The EPA is harmonizing reporting
dates for the NOX SIP Call and the
AERR beginning with the 2009
inventory year. The data submittals for
both will be due by December 31, 2010.
All subsequent data submittals under
the AERR and NOX SIP Call will be due
within 12 months of the end of the
inventory year.
D. Reporting Biogenic Emissions
The requirement for reporting annual
and typical ozone season day biogenic
emissions has been removed.
E. Reporting Emission Model Inputs
States will have the option of
providing emissions model inputs to
EPA in lieu of emissions estimates
developed from those inputs. This
option is available only for source
categories where EPA develops or
adopts suitable emission inventory
estimation models and through
guidance, defines their necessary inputs
prior to the reporting due date. It is
further restricted to emission models
capable of estimating emissions from
source types on a national scale. Under
this option, EPA will run the emissions
model(s) to calculate emissions and will
enter the emissions data into the
appropriate database. The EPA is
making this option available for the
2007 inventory year (due date May 31,
2009).
F. Reporting Summer Day Emissions
States will report summer day
emissions of VOC and NOX from point,
nonpoint and nonroad mobile, and
onroad mobile sources at 3-year
intervals for ozone nonattainment areas
and for sources in attainment counties
that are covered by the nonattainment
area modeling domain used to
demonstrate RFP. States covered by the
NOX SIP Call will report on an annual
basis summer day emissions of NOX
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from any point source for which the
state specified control measures in its
SIP, and on a triennial basis summer
day emissions for all point, nonpoint
and nonroad mobile and onroad mobile
sources.
G. Reporting Winter Work Weekday
Emissions
The requirement for states to report
winter work weekday emissions of CO
is limited to areas with CO maintenance
plans and CO nonattainment areas.
H. New Data Elements
New data elements for contact name,
contact phone number, emission type,
emission release point type, and MAD
codes are now required for reporting
point source emissions. New data
elements for contact name and contact
phone number are now required for
reporting nonpoint, nonroad mobile and
onroad mobile source emissions.
I. Identification of New Emissions
Related Data Requirements
There are no new emissions related
data requirements other than those
discussed in Section IV.H. above that
will be required for reporting point,
nonpoint, or nonroad and onroad
mobile sources.
J. Revisions to Specific Data Elements
States will no longer be required to
report the following data elements listed
under the NOX SIP Call (40 CFR 51.122):
Area Designation, Federal ID Code
(plant), Federal ID Code (point), Federal
ID Code (process), Federal ID Code
(stack number), Maximum design rate,
Work weekday emissions, Secondary
control efficiency, Source of fuel heat
content data, Source of activity/
throughput data, Source of emissions
factor and Source of emissions data.
States will report their ID codes for
facility, unit, process and stack. The
EPA will assign EIS Identifier codes to
state data once the data are added to the
NEI.
For point source emissions, states will
no longer be required to report start time
in the day and will have the option of
reporting one of the following
combinations: (1) Stack height, exit gas
velocity and exit gas flow rate; (2) Stack
height and exit gas velocity; or (3) Stack
height and exit gas flow rate.
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K. EPA Initiated Changes
1. Implementation of Data Reporting
Under the AERR
In the preamble to the proposed rule
we said ‘‘The EPA intends to issue final
amendments during 2006.’’ We
intended to have the final rule in place
with sufficient lead time for state
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agencies to modify their data collection
rules and data systems as necessary to
meet the new reporting requirements.
Promulgation of this action is expected
to occur during 2008 which was the
initial year of data reporting proposed
under the AERR. The EPA recognizes
that the reduced lead time may present
difficulties for some states to fully
comply with the requirements of this
rule and is delaying full implementation
of the AERR until the 2009 inventory
year. A provision to allow states to
submit emission model inputs in lieu of
emission estimates will be effective
starting with the 2007 inventory year
because it provides additional flexibility
to the states. EPA notes that the 17month timeline for submittal of data
under the CERR is unchanged in this
rule for the 2008 inventory year, which
should aid in transitioning to the new
reporting requirements.
2. Early Data Submittal Program
The EPA proposed a 12-month
timeline for reporting 2008 point source
emission inventory data and 17 months
for nonpoint and mobile source
emission inventory data. The EPA
further proposed that this schedule
would be shortened to 6 months for
point sources and 12 months for
nonpoint and mobile source sectors
starting with the 2011 inventory year.
Commenters believed these proposed
timelines were too ambitious, and this
action delays implementation of the
new reporting timeline until the 2009
inventory year. The existing 17-month
timeline from the CERR for reporting of
all emission inventory sectors will be in
effect through the 2008 inventory year.
The reporting timeline for the 2009
inventory year and subsequent
inventory years will be shortened to 12
months for all emission inventory
sectors.
The EPA believes it may be possible
for some states to achieve data submittal
timelines that are shorter than 17
months for the 2008 inventory year and
is interested in providing a mechanism
for early data submittal from such states.
The EPA is considering development of
a voluntary program that will provide
several alternatives for states. The
details of this program will be
communicated by EPA to states through
discussions with the National
Association of Clean Air Agencies
(NACAA), messages to the CHIEF and
NEI listservs, and postings on the CHIEF
Web site.
3. Data Element for Inventory Type
The data element for Inventory Type
describes the type of data submitted and
its application. The EPA believes this
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76549
data element is not necessary and has
deleted it from Tables 2A, 2B and 2C for
reporting emissions from point sources;
nonpoint sources and nonroad mobile
sources; and onroad mobile sources.
The EPA is taking this action for the
following reasons: (1) Several of the
emission inventory applications
described by the codes are not expected
to be submitted to EPA under this rule,
(2) data submittals described by this
data element such as ‘‘HAP inventory’’
are no longer appropriate given the
integrated nature of emission inventory
development, and (3) data submitters
can better describe data being submitted
using a comment field which is
provided in the Transmittal Record
under the NIF and XML schemas for
data formatting.
4. Data Element for ‘‘SCC or PCC’’
The EPA is modifying data element
#14 in Table 2A to subpart A of part 51
by eliminating the reference to PCC. The
PCC (Process Classification Code)
reference was included in the proposed
rule to provide data reporting flexibility
in the event that PCCs were developed
as replacement codes for SCCs. The
reference has been removed from this
final rule because EPA has no plans for
further development of PCCs at this
time.
5. Source Reporting Formats
Section 51.20 (What are the emission
thresholds that separate point and
nonpoint sources?) requires that state
inventories include all anthropogenic
stationary sources as either point or
nonpoint sources.7 As proposed, this
section would have specifically required
states under § 51.20(d) to submit
emission data on wildfires and
prescribed fires using the nonpoint
source format. Section 51.20(d) also
required all sources not subject to the
point source reporting thresholds be
submitted using the nonpoint source
reporting format. However, in
consideration of the time and effort
already expended to develop
mechanisms for reporting such
emissions as point sources, we have
revised the language under § 51.20(d) to
remove the requirement for reporting of
wildfires and prescribed fires using the
nonpoint reporting format and further
revised the language to allow states the
flexibility of reporting such emissions as
either point or nonpoint sources, by
providing a mechanism for states to use
the point source reporting format for
7 Examples of anthropogenic sources include, but
are not limited to, (1) agricultural fires such as
burning of orchard and field crops and (2) some
emissions from livestock operations and fertilizer
application.
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sources that are below the point source
reporting thresholds referenced in
Sections 51.20(c) and (d).8
V. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order (EO) 12866
(58 FR 51735, October 4, 1993), this
action is a ‘‘significant regulatory
action’’ because it raises novel legal or
policy issues. Accordingly, EPA
submitted this action to the Office of
Management and Budget (OMB) for
review under EO 12866 and any
changes made in response to OMB
recommendations have been
documented in the docket for this
action.
In addition, EPA prepared an analysis
of the potential costs and benefits
associated with this action. This
analysis is contained in ‘‘Supporting
Statement, Air Emissions Reporting
Requirements (AERR), EPA ICR
#2170.02.’’ A copy of the analysis is
available in the docket for this action
and the analysis is briefly summarized
here.
This final rule will add new reporting
requirements and will combine these
new requirements with existing
requirements from the CERR, NOX SIP
Call, and the Acid Rain Program. Each
of these three existing rules has an
approved ICR. The current ICRs are: ICR
No. 0916.10 for the CERR; ICR No. 1857
for the NOX SIP Call; and ICR No.
1633.13 for the Acid Rain Program.
The EPA estimates that this final rule
will reduce the information collection
burden for each of the 104 respondents
(state and local agencies) by about 13
labor hours per year from current levels.
The annual average reporting burden for
this collection (averaged over the first 3
years of this ICR) is estimated to
decrease by a total of 1,373 labor hours
per year with a decrease in costs of
$47,450. From the perspective of the
sources reporting to the states, EPA does
not believe that there will be any change
in reporting burden resulting from
AERR because the same universe of
sources will be required to report to the
states.
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B. Paperwork Reduction Act
The information collection
requirements in this rule have been
submitted for approval to the Office of
8 EPA is developing a Fire Policy with the
Department of Agriculture that will clarify
terminology used in this notice regarding wildland
and agricultural fires. Once that policy is finalized,
EPA intends to update reporting codes to facilitate
State reporting of emissions in accordance with the
final policy.
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Management and Budget (OMB) under
the Paperwork Reduction Act, 44 U.S.C.
3501 et seq. The information collection
requirements are not enforceable until
OMB approves them.
The information collection
requirements in this rule are based on
the existing Emission Inventory
Reporting Requirements in 40 CFR part
51, subparts A and G. In general, these
provisions require each state to compile
a statewide inventory of emissions of
certain criteria pollutants at least every
3 years for all point, nonpoint, and
mobile sources. The information
collection requirements for the existing
inventory reporting requirements have
been approved by OMB under control
number 2060–0088.
The information collection
requirements in this final rule are
mandatory for all states and territories
(excluding Tribal governments without
TAS status to implement and enforce
the AERR rule). These requirements are
authorized by section 110(a) of the CAA.
The reported emissions data are used by
EPA to develop and evaluate state,
regional, and national control strategies;
to assess and analyze trends in criteria
pollutant emissions; to identify
emission and control technology
research priorities; and to assess the
impact of new or modified sources
within a geographic area. The emission
inventory data are also used by states to
develop, evaluate, and revise their SIP.
This final rule will add new reporting
requirements and will combine these
new requirements with existing
requirements from the CERR, NOX SIP
Call, and the Acid Rain Program. Each
of these three existing rules has an
approved ICR. The current ICRs are
approved under OMB Control Numbers
2060–0088 (CERR), 2060–0445 (NOX SIP
Call), and 2060–0258 (Acid Rain
Program).
The EPA estimates that this final rule
will reduce the information collection
burden for each of the 104 respondents
by about 13 labor hours per year from
current levels. The annual average
reporting burden for this collection
(averaged over the first 3 years of this
ICR) is estimated to decrease by a total
of 1,373 labor hours per year with a
decrease in costs of $47,450. From the
perspective of the sources reporting to
the states, EPA does not believe that
there will be any change in reporting
burden resulting from AERR because the
same universe of sources will be
required to report to the states. No
capital/startup costs or operation and
maintenance costs for monitoring
equipment are attributable to the
proposed amendments. The only costs
associated with this final rule are labor
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hours associated with collection,
management, and reporting of data. The
EPA does not consider the data
submitted under this rule to be
confidential, but some states limit
release of this type of data. Any data
submitted under this rule will be
considered in the public domain and
cannot be treated as confidential.
Burden is defined at 5 CFR 1320.3(b).
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information,
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR part 51 are listed in 40 CFR part 9.
When this ICR is approved by OMB, the
Agency will publish a technical
amendment to 40 CFR part 9 in the
Federal Register to display the OMB
control number for the approved
information collection requirements
contained in this final rule.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of this rule on small entities, small
entity is defined as: (1) A small business
as defined by the Small Business
Administration regulations at 13 CFR
121.201; (2) a small government
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise that is independently owned
and operated and that is not dominant
in its field.
After considering the economic
impacts of this final rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
This final rule will not impose any
requirements on small entities. This
action primarily impacts state and local
agencies, and will provide these
agencies with additional flexibility in
how they collect and report emissions
data.
D. Unfunded Mandates Reform Act
This rule does not contain a Federal
mandate that may result in expenditures
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of $100 million or more for state, local,
and tribal governments, in the aggregate,
or the private sector in any one year.
EPA has determined that this rule does
not contain a Federal mandate that may
result in expenditures of $100 million or
more for state, local, and tribal
governments, in the aggregate, or the
private sector in any one year. No
significant costs are attributable to this
final rule; in fact, this rule is estimated
to decrease costs associated with
emissions inventory reporting. Thus,
this rule is not subject to the
requirements of sections 202 or 205 of
UMRA.
This rule is also not subject to the
requirements of section 203 of UMRA
because it contains no regulatory
requirements that might significantly or
uniquely affect small governments. The
rule does not significantly or uniquely
affect small governments because it
contains no requirements that apply to
such governments or impose obligations
upon them.
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E. Executive Order 13132: Federalism
Executive Order 13132 entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by state
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the states, on the relationship
between the national government and
the states, or on the distribution of
power and responsibilities among the
various levels of government.’’
This final rule does not have
federalism implications. It will not have
substantial direct effects on the states,
on the relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. This rule will
provide states with additional flexibility
in how they collect and report
emissions data. Thus, Executive Order
13132 does not apply to this rule.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000). It will not have substantial direct
effects on Tribal governments, on the
relationship between the Federal
government and Indian Tribes, or on the
distribution of power and
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responsibilities between the Federal
government and Indian Tribes, as
specified in Executive Order 13175. The
Tribal Authority Rule means that tribes
cannot be required to report their
emissions to us, unless they have
attained TAS status under the Tribal
Authority Rule and, on that basis, are
authorized to implement and enforce
this rule. Thus, Executive Order 13175
does not apply to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
Executive Order 13045: ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997) applies to any rule that:
(1) is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
the Agency must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
and reasonably feasible alternatives
considered by the Agency.
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that are based on health or safety
risks, such that the analysis required
under section 5–501 of the Order has
the potential to influence the regulation.
This rule is not subject to Executive
Order 13045 because it does not
establish an environmental standard
intended to mitigate health or safety
risks.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355 (May 22,
2001)), because it is not likely to have
a significant adverse effect on the
supply, distribution, or use of energy.
This rule will consolidate, reduce, and
simplify existing emissions data
reporting requirements; add limited new
requirements; provide additional
flexibility to States in the ways they
collect and report emissions data; and
accelerate the reporting of emissions
data to EPA. Data reporting will be
conducted electronically and is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy. Further, we have concluded that
this rule is not likely to have any
adverse energy impacts.
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I. National Technology Transfer
Advancement Act
As noted in the proposed rule,
Section 12(d) of the National
Technology Transfer Advancement Act
of 1995 (‘‘NTTAA’’) (Public Law No.
104–113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This action does not involve technical
standards. Therefore, EPA did not
consider the use of any voluntary
consensus standards.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order (E.O.) 12898 (59 FR
7629 (Feb. 16, 1994)) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this final
rule will not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it does
not affect the level of protection
provided to human health or the
environment. This rule establishes
information reporting procedures for
emissions of criteria air pollutants from
stationary and mobile source but does
not affect the quantities of the pollutants
emitted.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
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Congress and to the Comptroller General
of the United States. The EPA will
submit a report containing this rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of the rule in the Federal
Register. A major rule cannot take effect
until 60 days after it is published in the
Federal Register. This action is not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2). This rule will be effective
December 17, 2008.
51.45 Where should my state report the
data?
51.50 What definitions apply to this
subpart?
List of Subjects in 40 CFR Part 51
States must inventory emission
sources located on nontribal lands and
report this information to EPA.
Environmental protection,
Administrative practice and procedure,
Air pollution control, Intergovernmental
relations, Nitrogen oxides, Ozone,
Particulate matter, Regional haze,
Reporting and recordkeeping
requirements, Sulfur dioxide.
Appendix A to Subpart A of Part 51—Tables
Appendix B to Subpart A of Part 51—
[Reserved]
Subpart A—Air Emissions Reporting
Requirements
General Information for Inventory
Preparers
§ 51.1 Who is responsible for actions
described in this subpart?
§ 51.5 What tools are available to help
prepare and report emissions data?
Subpart A—[Amended]
(a) We urge your state to use
estimation procedures described in
documents from the Emission Inventory
Improvement Program (EIIP), available
at the following Internet address: https://
www.epa.gov/ttn/chief/eiip. These
procedures are standardized and ranked
according to relative uncertainty for
each emission estimating technique.
Using this guidance will enable others
to use your state’s data and evaluate its
quality and consistency with other data.
(b) Where current EIIP guidance
materials have been supplanted by stateof-the-art emission estimation
approaches or are not applicable to
sources or source categories, states are
urged to use applicable, state-of-the-art
techniques for estimating emissions.
■
2. Subpart A is revised to read as
follows:
§ 51.10 How does my state report
emissions that are required by the NOX SIP
Call?
Subpart A—Air Emissions Reporting
Requirements
The District of Columbia and states
that are subject to the NOX SIP Call
§ 51.121) are subject to the emissions
reporting provisions of § 51.122. This
subpart A incorporates the pollutants,
source, time periods, and required data
elements for these reporting
requirements.
Dated: December 4, 2008.
Stephen L. Johnson,
Administrator.
For the reasons stated in the preamble,
title 40, chapter I, part 51 of the Code
of Federal Regulations is amended as
follows:
■
PART 51—[AMENDED]
1. The authority citation for part 51
continues to read as follows:
■
Authority: 23 U.S.C. 101; 42 U.S.C. 7401–
7671q.
Sec.
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General Information For Inventory
Preparers
51.1 Who is responsible for actions
described in this subpart?
51.5 What tools are available to help
prepare and report emissions data?
51.10 How does my state report emissions
that are required by the NOX SIP Call?
Specific Reporting Requirements
51.15 What data does my state need to
report to EPA?
51.20 What are the emission thresholds that
separate point and nonpoint sources?
51.25 What geographic area must my state’s
inventory cover?
51.30 When does my state report which
emissions data to EPA?
51.35 How can my state equalize the
emission inventory effort from year to
year?
51.40 In what form and format should my
state report the data to EPA?
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Specific Reporting Requirements
§ 51.15 What data does my state need to
report to EPA?
(a) Pollutants. Report actual emissions
of the following (see § 51.50 for precise
definitions as required):
(1) Required pollutants for triennial
reports of annual (12-month) emissions
for all sources and every-year reports of
annual emissions from Type A sources:
(i) Sulfur dioxide (SO2).
(ii) Volatile organic compounds
(VOC).
(iii) Nitrogen oxides (NOX).
(iv) Carbon monoxide (CO).
(v) Lead and lead compounds.
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(vi) Primary PM2.5 . As applicable, also
report filterable and condensable
components.
(vii) Primary PM10 . As applicable,
also report filterable and condensable
components.
(viii) Ammonia (NH3 ).
(2) Required pollutants for all reports
of ozone season (5 months) emissions:
NOX.
(3) Required pollutants for triennial
reports of summer day emissions:
(i) NOX.
(ii) VOC.
(4) Required pollutants for every-year
reports of summer day emissions: NOX.
(5) A state may, at its option, include
estimates of emissions for additional
pollutants (such as other pollutants
listed in paragraph (a)(1) of this section
or hazardous air pollutants) in its
emission inventory reports.
(b) Sources. Emissions should be
reported from the following sources in
all parts of the state, excluding sources
located on tribal lands:
(1) Point.
(2) Nonpoint.
(3) Onroad mobile.
(4) Nonroad mobile.
(c) Supporting Information. You must
report the data elements in Tables 2a
through 2c in Appendix A of this
subpart. We may ask you for other data
on a voluntary basis to meet special
purposes.
(d) Confidential Data. We do not
consider the data in Tables 2a through
2c in Appendix A of this subpart
confidential, but some states limit
release of this type of data. Any data
that you submit to EPA under this
subpart will be considered in the public
domain and cannot be treated as
confidential. If Federal and state
requirements are inconsistent, consult
your EPA Regional Office for a final
reconciliation.
(e) Option to Submit Inputs to
Emission Inventory Estimation Models
in Lieu of Emission Estimates. For a
given inventory year, EPA may allow
states to submit comprehensive input
values for models capable of estimating
emissions from a certain source type on
a national scale, in lieu of submitting
the emission estimates otherwise
required by this subpart.
§ 51.20 What are the emission thresholds
that separate point and nonpoint sources?
(a) All anthropogenic stationary
sources must be included in your
inventory as either point or nonpoint
sources.
(b) Sources that meet the definition of
point source in this subpart must be
reported as point sources. All pollutants
specified in § 51.15(a) must be reported
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for point sources, not just the
pollutant(s) that qualify the source as a
point source. The reporting of wildland
and agricultural fires is encouraged but
not required.
(c) If your state has lower emission
reporting thresholds for point sources
than paragraph (b) of this section, then
you may use these in reporting your
emissions to EPA.
(d) All stationary sources that are not
reported as point sources must be
reported as nonpoint sources. Episodic
wind-generated particulate matter (PM)
emissions from sources that are not
major sources may be excluded, for
example dust lifted by high winds from
natural or tilled soil. In addition, if not
reported as point sources, wildland and
agricultural fires must be reported as
nonpoint sources. Emissions of
nonpoint sources may be aggregated to
the county level, but must be separated
and identified by source classification
code (SCC). Nonpoint source categories
or emission events reasonably estimated
by the state to represent a de minimis
percentage of total county and state
emissions of a given pollutant may be
omitted.
§ 51.25 What geographic area must my
state’s inventory cover?
Because of the regional nature of these
pollutants, your state’s inventory must
be statewide, regardless of any area’s
attainment status.
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§ 51.30 When does my state report which
emissions data to EPA?
All states are required to report two
basic types of emission inventories to
EPA: Every-year Cycle Inventory; and
Three-year Cycle Inventory. The sources
and pollutants to be reported vary
among states.
(a) Every-year cycle. See Tables 2a,
2b, and 2c of Appendix A of this
subpart for the specific data elements to
report every year.
(1) All states are required to report
every year the annual (12-month)
emissions of all pollutants listed in
§ 51.15(a)(1) from Type A (large) point
sources, as defined in Table 1 of
Appendix A of this subpart. The first
every-year cycle inventory will be for
the 2009 inventory year and must be
submitted to EPA within 12 months,
i.e., by December 31, 2010.
(2) States subject to the emission
reporting requirements of § 51.122 (the
NOX SIP Call) are required to report
every year the ozone season emissions
of NOX and summer day emissions of
NOX from any point, nonpoint, onroad
mobile, or nonroad mobile source for
which the state specified control
measures in its SIP submission under
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§ 51.121(g). This requirement begins
with the inventory year prior to the year
in which compliance with the NOX SIP
Call requirements is first required.
(3) In inventory years that fall under
the 3-year cycle requirements, the
reporting required by the 3-year cycle
satisfies the every-year reporting
requirements of paragraph (a).
(b) Three-year cycle. See Tables 2a, 2b
and 2c to Appendix A of subpart A for
the specific data elements that must be
reported triennially.
(1) All states are required to report for
every third inventory year the annual
(12-month) emissions of all pollutants
listed in § 51.15(a)(1) from all point
sources, nonpoint sources, onroad
mobile sources, and nonroad mobile
sources. The first 3-year cycle inventory
will be for the 2011 inventory and must
be submitted to us within 12 months,
i.e., by December 31, 2012. Subsequent
3-year cycle (2011, 2014, etc.)
inventories will be due 12 months after
the end of the inventory year, i.e., by
December 31 of the following year.
(2) States subject to § 51.122 must
report ozone season emissions and
summer day emissions of NOX from all
point sources, nonpoint sources, onroad
mobile sources, and nonroad mobile
sources. The first 3-year cycle inventory
will be for the 2008 inventory year and
must be submitted to EPA within 12
months, i.e., by December 31, 2009.
Subsequent 3-year cycle inventories will
be due as specified under paragraph
(b)(1) of this section.
(3) Any state with an area for which
EPA has made an 8-hour ozone
nonattainment designation finding
(regardless of whether that finding has
reached its effective date) must report
summer day emissions of VOC and NOX
from all point sources, nonpoint
sources, onroad mobile sources, and
nonroad mobile sources. Summer day
emissions of NOX and VOC for sources
in attainment counties that are covered
by the nonattainment area modeling
domain used to demonstrate reasonable
further progress (RFP) must be included.
The first 3-year cycle inventory will be
for the 2011 inventory year and must be
submitted to EPA within 12 months,
i.e., by December 31, 2012. Subsequent
three-year cycle inventories will be due
as specified under paragraph (b)(1) of
this section.
(4) States with CO nonattainment
areas and states with CO attainment
areas subject to maintenance plans must
report winter work weekday emissions
of CO with their 3-year cycle
inventories.
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§ 51.35 How can my state equalize the
emission inventory effort from year to year?
(a) Compiling a 3-year cycle inventory
means more effort every 3 years. As an
option, your state may ease this
workload spike by using the following
approach:
(1) Each year, collect and report data
for all Type A (large) point sources (this
is required for all Type A point sources).
(2) Each year, collect data for onethird of your sources that are not Type
A point sources. Collect data for a
different third of these sources each year
so that data has been collected for all of
the sources that are not Type A point
sources by the end of each 3-year cycle.
You must save 3 years of data and then
report all emissions from the sources
that are not Type A point sources on the
3-year cycle due date.
(3) Each year, collect data for onethird of the nonpoint, nonroad mobile,
and onroad mobile sources. You must
save 3 years of data for each such source
and then report all of these data on the
3-year cycle due date.
(b) For the sources described in
paragraph (a) of this section, your state
will have data from 3 successive years
at any given time, rather than from the
single year in which it is compiled.
(c) If your state chooses the method of
inventorying one-third of your sources
that are not Type A point sources and
3-year cycle nonpoint, nonroad mobile,
and onroad mobile sources each year,
your state must compile each year of the
3-year period identically. For example,
if a process has not changed for a source
category or individual plant, your state
must use the same emission factors to
calculate emissions for each year of the
3-year period. If your state has revised
emission factors during the 3 years for
a process that has not changed, you
must resubmit previous years’ data
using the revised factor. If your state
uses models to estimate emissions, you
must make sure that the model is the
same for all 3 years.
(d) If your state needs a new reference
year emission inventory for a selected
pollutant, your state cannot use these
optional reporting frequencies for the
new reference year.
(e) If your state is a NOX SIP Call
state, you cannot use these optional
reporting frequencies for NOX SIP Call
reporting.
§ 51.40 In what form and format should my
state report the data to EPA?
(a) You must report your emission
inventory data to us in electronic form.
(b) We support specific electronic
data reporting formats, and you are
required to report your data in a format
consistent with these. The term format
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encompasses the definition of one or
more specific data fields for each of the
data elements listed in Tables 2a, 2b,
and 2c in Appendix A of this subpart;
allowed code values for categorical data
fields; transmittal information; and data
table relational structure. Because
electronic reporting technology changes
continually, contact the EPA Emission
Inventory and Analysis Group (EIAG)
for the latest specific formats. You can
find information on the current formats
at the following Internet address: https://
www.epa.gov/ttn/chief/nif/.
You may also call the air emissions
contact in your EPA Regional Office or
our Info CHIEF help desk at (919) 541–
1000 or send e-mail to
info.chief@epa.gov.
§ 51.45
data?
Where should my state report the
(a) Your state submits or reports data
by providing it directly to EPA.
(b) The latest information on data
reporting procedures is available at the
following Internet address: https://
www.epa.gov/ttn/chief. You may also
call our Info CHIEF help desk at (919)
541–1000 or e-mail to
info.chief@epa.gov.
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§ 51.50 What definitions apply to this
subpart?
Activity throughput means a
measurable factor or parameter that
relates directly or indirectly to the
emissions of an air pollution source
during the period for which emissions
are reported. Depending on the type of
source category, activity information
may refer to the amount of fuel
combusted, raw material processed,
product manufactured, or material
handled or processed. It may also refer
to population, employment, or number
of units. Activity throughput is typically
the value that is multiplied against an
emission factor to generate an emissions
estimate.
Annual emissions means actual
emissions for a plant, point, or process
that are measured or calculated to
represent a calendar year.
Ash content means inert residual
portion of a fuel.
Contact name means the complete
name of the lead contact person for the
organization transmitting the data set,
including first name, middle name or
initial, and surname.
Contact phone number means the
phone number for the contact name.
Control device type means the name
of the type of control device (e.g., wet
scrubber, flaring, or process change).
Day/wk in operations means days per
week that the emitting process operates,
averaged over the inventory period.
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Design capacity means a measure of
the size of a point source, based on the
reported maximum continuous
throughput or output capacity of the
unit. For a boiler, design capacity is
based on the reported maximum
continuous steam flow, usually in units
of million BTU per hour.
Emission factor means the ratio
relating emissions of a specific pollutant
to an activity or material throughput
level.
Emission release point type means the
code for physical configuration of the
release point.
Emission type means the code
describing temporal designation of
emissions reported, i.e., Entire Period,
Average Weekday, etc.
Exit gas flow rate means the numeric
value of the flow rate of a stack gas.
Exit gas temperature means the
numeric value of the temperature of an
exit gas stream.
Exit gas velocity means the numeric
value of the velocity of an exit gas
stream.
Facility ID codes means the unique
codes for a plant or facility treated as a
point source, containing one or more
pollutant-emitting units. The EPA’s
reporting format for a given inventory
year may require several facility ID
codes to ensure proper matching
between databases, e.g., the state’s own
current and most recent facility ID
codes, the EPA-assigned facility ID
codes, and the ORIS (Department of
Energy) ID code if applicable.
Fall throughput (percent) means the
part of the throughput or activity
attributable to the three fall months
(September, October, November). This
expresses part of the annual activity
information based on four seasons—
typically spring, summer, fall, and
winter. It is a percentage of the annual
activity (e.g., out of 600 units produced
each year, 150 units are produced in the
fall which is 25 percent of the annual
activity).
FIPS Code. Federal Information
Placement System (FIPS) means the
system of unique numeric codes the
government developed to identify states,
counties and parishes for the entire
United States, Puerto Rico, and Guam.
Heat content means the amount of
thermal heat energy in a solid, liquid, or
gaseous fuel, averaged over the period
for which emissions are reported. Fuel
heat content is typically expressed in
units of Btu/lb of fuel, Btu/gal of fuel,
joules/kg of fuel, etc.
Hr/day in operations means the hours
per day that the emitting process
operates averaged over the inventory
period.
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Inventory end date means the last day
of the inventory period.
Inventory start date means the first
day of the inventory period.
Inventory year means the year for
which emissions estimates are
calculated.
Lead (Pb) means lead as defined in 40
CFR 50.12. Lead should be reported as
elemental lead and its compounds.
NAICS means North American
Industry Classification System code.
The NAICS codes are U.S. Department
of Commerce’s codes for businesses by
products or services and have replaced
Standard Industrial Classification codes.
Maximum nameplate capacity means
a measure of the size of a generator
which is put on the unit’s nameplate by
the manufacturer. The data element is
reported in megawatts or kilowatts.
Method accuracy description (MAD)
codes means a set of six codes used to
define the accuracy of latitude/
longitude data for point sources. The six
codes and their definitions are:
(1) Coordinate Data Source Code: The
code that represents the party
responsible for providing the latitude/
longitude.
(2) Horizontal Collection Method
Code: Method used to determine the
latitude/longitude coordinates for a
point on the earth.
(3) Horizontal Accuracy Measure: The
measure of accuracy (in meters) of the
latitude/longitude coordinates.
(4) Horizontal Reference Datum Code:
Code that represents the reference
datum used to determine the latitude/
longitude coordinates.
(5) Reference Point Code: The code
that represents the place for which
geographic coordinates were
established. Code value should be 106
(e.g., point where substance is released).
(6) Source Map Scale Number: The
number that represents the proportional
distance on the ground for one unit of
measure on the map or photo.
Mobile source means a motor vehicle,
nonroad engine or nonroad vehicle,
where:
(1) A motor vehicle is any selfpropelled vehicle used to carry people
or property on a street or highway;
(2) A nonroad engine is an internal
combustion engine (including fuel
system) that is not used in a motor
vehicle or a vehicle used solely for
competition, or that is not affected by
sections 111 or 202 of the CAA; and
(3) A nonroad vehicle is a vehicle that
is run by a nonroad engine and that is
not a motor vehicle or a vehicle used
solely for competition.
Nitrogen oxides (NOX) means nitrogen
oxides (NOX) as defined in 40 CFR 60.2
as all oxides of nitrogen except N2O.
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Nitrogen oxides should be reported on
an equivalent molecular weight basis as
nitrogen dioxide (NO2).
Nonpoint sources. Nonpoint sources
collectively represent individual
sources that have not been inventoried
as specific point or mobile sources.
These individual sources treated
collectively as nonpoint sources are
typically too small, numerous, or
difficult to inventory using the methods
for the other classes of sources.
Ozone season means the period from
May 1 through September 30 of a year.
Particulate Matter (PM). Particulate
matter is a criteria air pollutant. For the
purpose of this subpart, the following
definitions apply:
(1) Filterable PM2.5 or Filterable PM10:
Particles that are directly emitted by a
source as a solid or liquid at stack or
release conditions and captured on the
filter of a stack test train. Filterable
PM2.5 is particulate matter with an
aerodynamic diameter equal to or less
than 2.5 micrometers. Filterable PM10 is
particulate matter with an aerodynamic
diameter equal to or less than 10
micrometers.
(2) Condensable PM: Material that is
vapor phase at stack conditions, but
which condenses and/or reacts upon
cooling and dilution in the ambient air
to form solid or liquid PM immediately
after discharge from the stack. Note that
all condensable PM, if present from a
source, is typically in the PM2.5 size
fraction, and therefore all of it is a
component of both primary PM2.5 and
primary PM10.
(3) Primary PM2.5: The sum of
filterable PM2.5 and condensable PM.
(4) Primary PM10: The sum of
filterable PM10 and condensable PM.
(5) Secondary PM: Particles that form
or grow in mass through chemical
reactions in the ambient air well after
dilution and condensation have
occurred. Secondary PM is usually
formed at some distance downwind
from the source. Secondary PM should
not be reported in the emission
inventory and is not covered by this
subpart.
Physical address means the street
address of a facility. This is the address
of the location where the emissions
occur; not, for example, the corporate
headquarters.
Point source means large, stationary
(nonmobile), identifiable sources of
emissions that release pollutants into
the atmosphere. A point source is a
facility that is a major source under 40
CFR part 70 for the pollutants for which
reporting is required, except for the
emissions of hazardous air pollutants,
which are not considered in
determining whether a source is a point
source under this subpart. The
minimum point source reporting
thresholds in tons per year of pollutant
are as follows, as measured in potential
to emit:
Three-year cycle
Annual cycle
(Type A sources)
Pollutant
(1) SOX ..........................................................................................
(2) VOC ..........................................................................................
(3) VOC ..........................................................................................
(4) VOC ..........................................................................................
(5) VOC ..........................................................................................
(6) NOX ..........................................................................................
(7) CO ............................................................................................
(8) CO ............................................................................................
(9) Pb .............................................................................................
(10) PM10 .......................................................................................
(11) PM10 .......................................................................................
(12) PM2.5 .......................................................................................
(13) NH3 .........................................................................................
76555
Type B sources 1
≥2500
≥250
................................
................................
................................
≥ 2500
≥ 2500
................................
................................
≥ 250
................................
≥ 250
≥ 250
≥100
≥100
................................
................................
................................
≥ 100
≥1000
................................
≥5
≥ 100
................................
≥ 100
≥ 100
NAA sources 2
≥100.
O3 (moderate) ≥ 100.
O3 (serious) ≥ 50.
O3 (severe) ≥ 25.
O3 (extreme) ≥ 10.
≥ 100.
O3 (all areas) ≥ 100.
CO (all areas) ≥ 100.
≥ 5.
PM10 (moderate) ≥ 100.
PM10 (serious) ≥ 70.
≥ 100.
≥ 100.
1 Type
A sources are a subset of the Type B sources and are the larger emitting sources by pollutant.
= Nonattainment Area. Special point source reporting thresholds apply for certain pollutants by type of nonattainment area. The pollutants by nonattainment area are: Ozone: VOC, NOX, CO; CO: CO; PM10: PM10.
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2 NAA
Pollutant code means a unique code
for each reported pollutant assigned by
the reporting format specified by EPA
for each inventory year.
Primary capture and control
efficiencies means two values indicating
the emissions capture efficiency and the
emission reduction efficiency of a
primary control device. Capture and
control efficiencies are usually
expressed as a percentage.
Process ID code means a unique code
for the process generating the emissions,
typically a description of a process.
Roadway class means a classification
system developed by the Federal
Highway Administration that defines all
public roadways as to type based on
land use and physical characteristics of
the roadway.
Rule effectiveness (RE) means a rating
of how well a regulatory program
achieves all possible emissions
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reductions. This rating reflects the
assumption that controls typically are
not 100 percent effective because of
equipment downtime, upsets, decreases
in control efficiencies, and other
deficiencies in emission estimates. Rule
effectiveness adjusts the control
efficiency from what could be realized
under ideal conditions to what is
actually emitted in practice due to less
than ideal conditions.
Rule penetration means the
percentage of a nonpoint source
category covered by an applicable
regulation.
SCC means source classification code,
a process-level code that describes the
equipment and/or operation which is
emitting pollutants.
Site name means the name of the
facility.
Spring throughput (percent) means
part of the throughput or activity
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attributable to the three Spring months
(March, April, May). See also the
definition of Fall throughput.
Stack diameter means the inner
physical diameter of a stack.
Stack height means physical height of
a stack above the surrounding terrain.
Stack ID code means a unique code
for the point where emissions from one
or more processes release into the
atmosphere.
Sulfur content means the sulfur
content of a fuel, usually expressed as
percent by weight.
Summer day emissions means an
average day’s emissions for a typical
summer work weekday. The state will
select the particular month(s) in
summer and the day(s) in the work
week to be represented. The selection of
conditions should be coordinated with
the conditions assumed in the
development of reasonable further
E:\FR\FM\17DER1.SGM
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76556
Federal Register / Vol. 73, No. 243 / Wednesday, December 17, 2008 / Rules and Regulations
progress (RFP) plans, rate of progress
plans and demonstrations, and/or
emissions budgets for transportation
conformity, to allow comparability of
daily emission estimates.
Summer throughput (percent) means
the part of throughput or activity
attributable to the three Summer months
(June, July, August). See also the
definition of Fall throughput.
Total capture and control efficiency
(percent) means the net emission
reduction efficiency of all emissions
collection devices.
Type A source means large point
sources with actual annual emissions
greater than or equal to any of the
emission thresholds listed in Table 1 of
Appendix A of this subpart for Type A
sources. If a source is a Type A source
for any pollutant listed in Table 1, then
the emissions for all Table 1 pollutants
must be reported for that source.
Unit ID code means a unique code for
the unit of generation of emissions,
typically a physical piece of or a closely
related set of equipment. The EPA’s
reporting format for a given inventory
year may require multiple unit ID codes
to ensure proper matching between
databases, e.g., the state’s own current
and most recent unit ID codes, the EPAassigned unit ID codes if any, and the
ORIS (Department of Energy) ID code if
applicable.
VMT by SCC means vehicle miles
traveled disaggregated to the SCC level,
i.e., reflecting combinations of vehicle
type and roadway class. Vehicle miles
traveled expresses vehicle activity and
is used with emission factors. The
emission factors are usually expressed
in terms of grams per mile of travel.
Because VMT does not correlate directly
to emissions that occur while the
vehicle is not moving, nonmoving
emissions are incorporated into the
emission factors in EPA’s MOBILE
Model.
VOC means volatile organic
compounds. The EPA’s regulatory
definition of VOC is in 40 CFR 51.100.
Winter throughput (percent) means
the part of throughput or activity
attributable to the three winter months
(January, February, December of the
same year, e.g., winter 2005 is
composed of January 2005, February
2005, and December 2005). See also the
definition of Fall throughput.
Wk/yr in operation means weeks per
year that the emitting process operates.
Work weekday means any day of the
week except Saturday or Sunday.
X stack coordinate (longitude) means
an object’s east-west geographical
coordinate.
Y stack coordinate (latitude) means
an object’s north-south geographical
coordinate.
Appendix A to Subpart A of Part 51—
Tables
TABLE 1 TO APPENDIX A OF SUBPART A—EMISSION THRESHOLDS BY POLLUTANT (TPY1) FOR TREATMENT OF POINT
SOURCES AS TYPE A UNDER 40 CFR 51.30.
Emissions threshold for
Type A treatment
Pollutant
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
SO2 ...............................................................................................................................................................
VOC ..............................................................................................................................................................
NOX ..............................................................................................................................................................
CO ................................................................................................................................................................
Pb .................................................................................................................................................................
PM10 ..............................................................................................................................................................
PM2.5 .............................................................................................................................................................
NH32 ..............................................................................................................................................................
≥2500.
≥250.
≥2500.
≥2500.
Does not determine Type A status.
≥250.
≥250.
≥250.
1 tpy
= Tons per year of actual emissions.
threshold applies only in areas where ammonia emissions are a factor in determining whether a source is a major source, i.e.,
where ammonia is considered a significant precursor of PM2.5.
2 Ammonia
TABLE 2a TO APPENDIX A OF SUBPART A—DATA ELEMENTS FOR REPORTING ON EMISSIONS FROM POINT SOURCES,
WHERE REQUIRED BY 40 CFR 51.30
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Data elements
Every-year
reporting
Three-year
reporting
(1) Inventory year ....................................................................................................................................................
(2) Inventory start date ............................................................................................................................................
(3) Inventory end date .............................................................................................................................................
(4) Contact name .....................................................................................................................................................
(5) Contact phone number ......................................................................................................................................
(6) FIPS code ..........................................................................................................................................................
(7) Facility ID codes .................................................................................................................................................
(8) Unit ID code .......................................................................................................................................................
(9) Process ID code .................................................................................................................................................
(10) Stack ID code ...................................................................................................................................................
(11) Site name .........................................................................................................................................................
(12) Physical address ..............................................................................................................................................
(13) SCC ..................................................................................................................................................................
(14) Heat content (fuel) (annual average) ...............................................................................................................
(15) Heat content (fuel) (ozone season, if applicable) ............................................................................................
(16) Ash content (fuel) (annual average) ................................................................................................................
(17) Sulfur content (fuel) (annual average) .............................................................................................................
(18) Pollutant code ..................................................................................................................................................
(19) Activity/throughput (for each period reported) .................................................................................................
(20) Summer day emissions (if applicable) .............................................................................................................
(21) Ozone season emissions (if applicable) ..........................................................................................................
(22) Annual emissions .............................................................................................................................................
(23) Emission factor .................................................................................................................................................
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Federal Register / Vol. 73, No. 243 / Wednesday, December 17, 2008 / Rules and Regulations
76557
TABLE 2a TO APPENDIX A OF SUBPART A—DATA ELEMENTS FOR REPORTING ON EMISSIONS FROM POINT SOURCES,
WHERE REQUIRED BY 40 CFR 51.30—Continued
Every-year
reporting
Data elements
(24)
(25)
(26)
(27)
(28)
(29)
(30)
(31)
(32)
(33)
(34)
(35)
(36)
(37)
(38)
(39)
(40)
(41)
(42)
(43)
(44)
(45)
(46)
(47)
(48)
Winter throughput (percent) .............................................................................................................................
Spring throughput (percent) .............................................................................................................................
Summer throughput (percent) ..........................................................................................................................
Fall throughput (percent) ..................................................................................................................................
Hr/day in operation ...........................................................................................................................................
Day/wk in operation .........................................................................................................................................
Wk/yr in operation ............................................................................................................................................
X stack coordinate (longitude) .........................................................................................................................
Y stack coordinate (latitude) ............................................................................................................................
Method accuracy description (MAD) codes .....................................................................................................
Stack height .....................................................................................................................................................
Stack diameter .................................................................................................................................................
Exit gas temperature ........................................................................................................................................
Exit gas velocity ...............................................................................................................................................
Exit gas flow rate .............................................................................................................................................
NAICS at the Facility level ...............................................................................................................................
Design capacity (including boiler capacity if applicable) .................................................................................
Maximum generator nameplate Capacity ........................................................................................................
Primary capture and control efficiencies (percent) ..........................................................................................
Total capture and control efficiency (percent) .................................................................................................
Control device type ..........................................................................................................................................
Emission type ...................................................................................................................................................
Emission release point type .............................................................................................................................
Rule effectiveness (percent) ............................................................................................................................
Winter work weekday emissions of CO (if applicable) ....................................................................................
Three-year
reporting
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TABLE 2b TO APPENDIX A OF SUBPART A—DATA ELEMENTS FOR REPORTING ON EMISSIONS FROM NONPOINT SOURCES
AND NONROAD MOBILE SOURCES, WHERE REQUIRED BY 40 CFR 51.30
Data elements
Every-year
reporting
Three-year
reporting
(1) Inventory year ....................................................................................................................................................
(2) Inventory start date ............................................................................................................................................
(3) Inventory end date .............................................................................................................................................
(4) Contact name .....................................................................................................................................................
(5) Contact phone number ......................................................................................................................................
(6) FIPS code ..........................................................................................................................................................
(7) SCC ....................................................................................................................................................................
(8) Emission factor ...................................................................................................................................................
(9) Activity/throughput level (for each period reported) ...........................................................................................
(10) Total capture/control efficiency (percent) .........................................................................................................
(11) Rule effectiveness (percent) ............................................................................................................................
(12) Rule penetration (percent) ...............................................................................................................................
(13) Pollutant code ..................................................................................................................................................
(14) Ozone season emissions (if applicable) ..........................................................................................................
(15) Summer day emissions (if applicable) .............................................................................................................
(16) Annual emissions .............................................................................................................................................
(17) Winter throughput (percent) .............................................................................................................................
(18) Spring throughput (percent) .............................................................................................................................
(19) Summer throughput (percent) ..........................................................................................................................
(20) Fall throughput (percent) ..................................................................................................................................
(21) Hrs/day in operation .........................................................................................................................................
(22) Days/wk in operation ........................................................................................................................................
(23) Wks/yr in operation ..........................................................................................................................................
(24) Winter work weekday emissions of CO (if applicable) ....................................................................................
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TABLE 2c TO APPENDIX A OF SUBPART A—DATA ELEMENTS FOR REPORTING ON EMISSIONS FROM ONROAD MOBILE
SOURCES, WHERE REQUIRED BY 40 CFR 51.30
Every-year
reporting
pwalker on PROD1PC71 with RULES
Data elements
1.
2.
3.
4.
5.
Inventory year ......................................................................................................................................................
Inventory start date ..............................................................................................................................................
Inventory end date ...............................................................................................................................................
Contact name ......................................................................................................................................................
Contact phone number ........................................................................................................................................
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76558
Federal Register / Vol. 73, No. 243 / Wednesday, December 17, 2008 / Rules and Regulations
TABLE 2c TO APPENDIX A OF SUBPART A—DATA ELEMENTS FOR REPORTING ON EMISSIONS FROM ONROAD MOBILE
SOURCES, WHERE REQUIRED BY 40 CFR 51.30—Continued
Data elements
Every-year
reporting
Three-year
reporting
6. FIPS code ............................................................................................................................................................
7. SCC .....................................................................................................................................................................
8. Emission factor ....................................................................................................................................................
9. Activity (VMT by SCC) ........................................................................................................................................
10. Pollutant code ....................................................................................................................................................
11. Ozone season emissions (if applicable) ...........................................................................................................
12. Summer day emissions (if applicable) ..............................................................................................................
13. Annual emissions ..............................................................................................................................................
14. Winter throughput (percent) ..............................................................................................................................
15. Spring throughput (percent) ..............................................................................................................................
16. Summer throughput (percent) ...........................................................................................................................
17. Fall throughput (percent) ...................................................................................................................................
18. Winter work weekday emissions of CO (if applicable) .....................................................................................
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Subpart G—[Amended]
3. Section 51.122 is revised to read as
follows:
■
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§ 51.122 Emissions reporting
requirements for SIP revisions relating to
budgets for NOx emissions.
(a) As used in this section, words and
terms shall have the meanings set forth
in § 51.50.
(b) For its transport SIP revision
under § 51.121, each state must submit
to EPA NOX emissions data as described
in this section.
(c) Each revision must provide for
periodic reporting by the state of NOX
emissions data to demonstrate whether
the state’s emissions are consistent with
the projections contained in its
approved SIP submission.
(1) For the every-year reporting cycle,
each revision must provide for reporting
of NOX emissions data every year as
follows:
(i) The state must report to EPA
emissions data from all NOX sources
within the state for which the state
specified control measures in its SIP
submission under § 51.121(g), including
all sources for which the state has
adopted measures that differ from the
measures incorporated into the baseline
inventory for the year 2007 that the state
developed in accordance with
§ 51.121(g).
(ii) If sources report NOX emissions
data to EPA for a given year pursuant to
a trading program approved under
§ 51.121(p) or pursuant to the
monitoring and reporting requirements
of 40 CFR part 75, then the state need
not provide an every-year cycle report to
EPA for such sources.
(2) For the three-year cycle reporting,
each plan must provide for triennial
(i.e., every third year) reporting of NOX
emissions data from all sources within
the state.
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(3) The data availability requirements
in § 51.116 must be followed for all data
submitted to meet the requirements of
paragraphs (b)(1) and (2) of this section.
(d) The data reported in paragraph (b)
of this section must meet the
requirements of subpart A of this part.
(e) Approval of ozone season
calculation by EPA. Each state must
submit for EPA approval an example of
the calculation procedure used to
calculate ozone season emissions along
with sufficient information to verify the
calculated value of ozone season
emissions.
(f) Reporting schedules.
(1) Data collection is to begin during
the ozone season 1 year prior to the
state’s NOX SIP Call compliance date.
(2) Reports are to be submitted
according to paragraph (b) of this
section.
(3) Through 2011, reports are to be
submitted according to the schedule in
Table 1 of this paragraph. After 2011,
triennial reports are to be submitted
every third year and annual reports are
to be submitted each year that a
triennial report is not required.
TABLE 1—SCHEDULE FOR SUBMITTING
REPORTS
Data collection year
2005
2006
2007
2008
2009
2010
2011
..........................
..........................
..........................
..........................
..........................
..........................
..........................
Type of
report required
Triennial.
Annual.
Annual.
Triennial.
Annual.
Annual.
Triennial.
(4) States must submit data for a
required year within the time specified
after the end of the inventory year for
which the data are collected. The first
inventory (the 2009 inventory year) and
all subsequent years will be due 12
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months following the end of the
inventory year, i.e., the 2009 inventory
must be reported to EPA by December
31, 2010.
(g) Data reporting procedures are
given in subpart A. When submitting a
formal NOX Budget Emissions Report
and associated data, states shall notify
the appropriate EPA Regional Office.
[FR Doc. E8–29737 Filed 12–16–08; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R05–OAR–2006–0609; FRL–8749–1]
Approval and Promulgation of Air
Quality Implementation Plans;
Wisconsin; New Source Review
Reform ‘‘Linkage’’ Rule, Rule AM–32–
04b
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Final rule.
SUMMARY: EPA is approving as a
revision to the Wisconsin State
Implementation Plan (SIP) changes to
the minor New Source Review (NSR)
construction permit program and
permits fees schedule, through rule
AM–32–04b. The purpose of rule AM–
32–04b is to update Wisconsin’s minor
NSR construction permit program to
include changes to implement some of
the new elements of the Federal NSR
Reform Rule for sources that meet
certain provisions within the new major
NSR permitting requirements. Rule
AM–32–04b has been created to
accompany Wisconsin’s NSR Reform
rules and is necessary to effectively
implement them. Elsewhere in this
Federal Register, EPA is approving
Wisconsin’s NSR Reform rules. The
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Agencies
[Federal Register Volume 73, Number 243 (Wednesday, December 17, 2008)]
[Rules and Regulations]
[Pages 76539-76558]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-29737]
=======================================================================
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 51
[EPA-HQ-OAR-2004-0489; FRL-8749-5]
RIN 2060-AN20
Air Emissions Reporting Requirements
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action finalizes changes to EPA's emission inventory
reporting requirements. This action consolidates, reduces, and
simplifies the current requirements; adds limited new requirements;
provides additional flexibility to states in the ways they collect and
report emissions data; and accelerates the reporting of emissions data
to EPA by state and local agencies.
DATES: This final rule is effective on December 17, 2008.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-HQ-OAR-2004-0489. All documents in the docket are listed on the
www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, will be publicly available only in hard copy
form. Publicly available docket materials are available either
electronically through www.regulations.gov or in hard copy at the Air
Emissions Reporting Requirements Docket, EPA/DC, EPA West Building,
Room 3334, Constitution Ave., NW., Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone number for the Public Reading
Room is (202) 566-1744, and the telephone number for the Air Docket is
(202) 566-1742.
FOR FURTHER INFORMATION CONTACT: For general questions, please contact
Dennis Beauregard, U.S. EPA, Office of Air Quality Planning and
Standards, Air Quality Assessment Division, Mail Code C339-02, Research
Triangle Park, North Carolina 27711; telephone number: (919) 541-5512;
fax number: (919) 541-0684; e-mail address: beauregard.dennis@epa.gov.
For legal questions, please contact Kristi Smith, U.S. EPA, Office of
General Counsel, Mail Code 2344A, 1200 Pennsylvania Avenue, NW.,
Washington, DC 20460, telephone (202) 564-3068, e-mail at
smith.kristi@epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document and other related
information?
C. Public Comments on Proposed Rule
D. Judicial Review
II. Background and Purpose of This Rulemaking
III. Response to Comments
A. Major Source Definition for Point Source Reporting
B. Harmonizing Report Due Dates
C. Accelerating Report Due Dates
D. Reporting Biogenic Emissions
E. Reporting Emission Model Inputs
F. Reporting Summer Day Emissions
G. Reporting Winter Work Weekday Emissions
H. New Data Elements
I. Identification of New Emissions Related Data Requirements
J. Revisions to Specific Data Elements
IV. This Action
A. Consolidation of Reporting Requirements
B. Point Source Reporting
C. Report Due Dates
D. Reporting Biogenic Emissions
E. Reporting Emission Model Inputs
F. Reporting Summer Day Emissions
G. Reporting Winter Work Weekday Emissions
H. New Data Elements
I. Identification of New Emissions Related Data Requirements
J. Revisions to Specific Data Elements
K. EPA Initiated Changes
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution, or Use
I. National Technology Transfer Advancement Act
J. Executive Order 12898: Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does this action apply to me?
Categories and entities potentially regulated by this action
include:
----------------------------------------------------------------------------------------------------------------
NAICS code
Category \a\ Examples of regulated entities
----------------------------------------------------------------------------------------------------------------
State/local/tribal government................... 92411 State, territorial, and local government air
quality management programs. Tribal governments
are not affected, unless they have sought and
obtained treatment as state status under the
Tribal Authority Rule and, on that basis, are
authorized to implement and enforce the Air
Emissions Reporting Requirements rule.
----------------------------------------------------------------------------------------------------------------
\a\ North American Industry Classification System.
[[Page 76540]]
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be regulated by this
action.\1\ This action requires states to report their emissions to us.
It is possible that some states will require facilities within their
jurisdictions to report emissions to the states. To determine whether
your facility will be regulated by this action, you should examine the
applicability criteria in 40 CFR 51.1 of this rule. If you have any
questions regarding the applicability of this action to a particular
entity, consult the person listed in the preceding FOR FURTHER
INFORMATION CONTACT section.
---------------------------------------------------------------------------
\1\ As prescribed by the Tribal Authority Rule (63 FR 7253, Feb.
12, 1998), codified at 40 CFR part 49, subpart A, tribes may elect
to seek treatment as State (TAS) status and obtain approval to
implement rules such as the AERR through a Tribal Implementation
Plan (TIP), but tribes are under no obligation to do so. However,
those tribes that have obtained TAS status are subject to the AERR
to the extent allowed in their TIP. Accordingly, to the extent a
tribal government has applied for and received TAS status for air
quality control purposes and is subject to the AERR under its TIP,
the use of the term State(s) in the AERR shall include that tribal
government.
---------------------------------------------------------------------------
B. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this final action will also be available on the worldwide Web (WWW)
through the Technology Transfer Network (TTN). Following the
Administrator's signature, a copy of the final amendments will be
placed on the TTN's Clearing House for Inventories and Emission Factors
(CHIEF) Web site at https://www.epa.gov/ttn/chief.
C. Public Comments on Proposed Rule
The 120-day comment period for the proposed rule expired on May 3,
2006. We received comments from 39 correspondents. These comments were
submitted by 22 state and local agency representatives, 1 organization
of state and local clean air agencies, 9 industries, 2 chambers of
commerce and 5 commenters with no identified affiliation. While several
comments were received days after the comment period ended, EPA did not
treat these comments differently from comments received during the
comment period. EPA has carefully considered all comments in developing
the final amendments. Summaries of significant comments and EPA's
responses are contained in this preamble. All comments are summarized
and addressed in the document titled ``Response to Comments,'' which is
available from the docket.
D. Judicial Review
Under section 307(b)(1) of the Clean Air Act (CAA), judicial review
of this final rule is available only by filing a petition for review in
the United States Court of Appeals for the District of Columbia Circuit
by February 17, 2009. Only those objections to this final rule that
were raised with reasonable specificity during the period for public
comment may be raised during judicial review. Under section 307(b)(2)
of the CAA, the requirements that are the subject of this final rule
may not be challenged later in civil or criminal proceedings brought by
EPA to enforce these requirements.
Section 307(d)(7)(B) of the CAA further provides a mechanism for us
to convene a proceeding for reconsideration, ``[i]f the person raising
an objection can demonstrate to the Administrator that it was
impracticable to raise such objection within [the period for public
comment] or if the grounds for such objection arose after the period
for public comment (but within the time specified for judicial review)
and if such objection is of central relevance to the outcome of the
rule.'' Any person seeking to make such a demonstration to us should
submit a Petition for Reconsideration to the Office of the
Administrator, U.S. EPA, Room 3000, Ariel Rios Building, 1200
Pennsylvania Ave., NW., Washington, DC 20460, with a copy to both the
persons listed in the preceding FOR FURTHER INFORMATION CONTACT
section, and the Associate General Counsel for the Air and Radiation
Law Office, Office of General Counsel (Mail Code 2344A), U.S. EPA, 1200
Pennsylvania Ave., NW., Washington, DC 20460.
II. Background and Purpose of This Rulemaking
In today's action, EPA is amending the emission inventory reporting
requirements in 40 CFR part 51, subpart A, and in 40 CFR 51.122. This
action harmonizes reporting requirements under the NOX SIP
Call and the Consolidated Emissions Reporting Rule (CERR). It also
removes and simplifies some existing emissions reporting requirements
which we believe are not necessary or appropriate; allows states to
better track changes in source emissions, shutdowns, and startups over
time by using the 40 CFR 70 definition of major source for point source
reporting; deletes a requirement for states to report biogenic
emissions; and offers states the option of reporting emission model
inputs in lieu of reporting emissions for certain source categories.
These changes were widely supported by states because they will
simplify and reduce the states' reporting burden.
In the preamble to the January 3, 2006, AERR proposed rulemaking
(71 FR 69) we discussed state reporting requirements under the Clean
Air Interstate Rule (CAIR) and included requirements for CAIR reporting
in 40 CFR 51.123-51.125 under Subpart A. On July 11, 2008, the United
States Court of Appeals for the District Court of Columbia Circuit
vacated CAIR in its entirety. Accordingly, all references to CAIR and
its reporting requirements have been removed from the final AERR. If
CAIR (or some similar rule) becomes effective in the future, EPA will
initiate a new rulemaking, as necessary, to address emission reporting
requirements for that rule.
Because we are consolidating, harmonizing and updating two pre-
existing sets of state emissions reporting requirements, we are
reviewing the purpose, authority, and history of emissions reporting
requirements in general.
Emission inventories are critical for the efforts of state, local,
and Federal agencies to attain and maintain the National Ambient Air
Quality Standards (NAAQS) that EPA has established for criteria
pollutants, such as ozone, particulate matter (PM) and carbon monoxide
(CO). To assist these efforts, EPA initiated an effort in the early
1990's to develop a central repository of inventory data for all states
that is now known as the National Emission Inventory (NEI). Emission
inventory data reported electronically under the CERR is stored in the
NEI database and used by EPA and by states for air quality modeling,
tracking progress in meeting CAA requirements, setting policy, and
answering questions from the public. States often use the NEI as a
starting point in developing emission inventories for support of State
implementation plans (SIPs).
Pursuant to its authority under sections 110 and 172 of the CAA,
EPA has required SIPs to include inventories containing information
regarding criteria pollutant emissions and their precursors (e.g.,
volatile organic compounds (VOC)). The EPA codified these inventory
requirements in subpart Q of 40 CFR part 51 in 1979 and amended them in
1987.
The 1990 Amendments to the CAA revised many of the CAA provisions
related to the attainment of the NAAQS and the protection of visibility
in Class I areas. These revisions established new periodic emission
inventory requirements applicable to certain areas that were designated
nonattainment for
[[Page 76541]]
certain pollutants. For example, section 182(a)(3)(A) required states
to submit an emission inventory every 3 years for ozone nonattainment
areas beginning in 1993. Similarly, section 187(a)(5) required states
to submit an inventory every 3 years for CO nonattainment areas. The
EPA, however, did not immediately codify these statutory emission
reporting requirements in the CFR, but simply relied on the statutory
language to implement them.
Title IV of the 1990 CAA Amendments also added requirements for
reporting of emissions by sources subject to the Acid Rain Program
(ARP). Affected sources must report hourly NOX,
SOX and CO2 data to EPA's Clean Air Markets
Division on a quarterly basis. Generally, these sources report annual
NOX and SOX data aggregated from the hourly ARP
data as well as other criteria and precursor pollutant emissions to
states to satisfy reporting requirements for state permitting and
emission inventory programs.
In 1998, EPA promulgated the NOX SIP Call which required
the affected states and the District of Columbia to submit SIP
revisions providing nitrogen oxides (NOX) reductions to
reduce their adverse impact on downwind ozone nonattainment areas. See
63 FR 57356 (October 27, 1998). As part of that rule, codified in 40
CFR 51.122, EPA established emissions reporting requirements to be
included in the SIP revisions required under that action.
Another set of emissions reporting requirements, the CERR, was
promulgated by EPA in 2002, and is codified at 40 CFR part 51, subpart
A. See 67 FR 39602 (June 10, 2002). These requirements replaced the
requirements previously contained in subpart Q of 40 CFR part 51,
expanding their geographic and pollutant coverages, while simplifying
them in other ways.
The principal statutory authority for the emission inventory
reporting requirements outlined in this preamble is found in CAA
section 110(a)(2)(F), which provides that SIPs must require ``as may be
prescribed by the Administrator * * * (ii) periodic reports on the
nature and amounts of emissions and emissions-related data from such
sources.'' Section 301(a) of the CAA provides authority for EPA to
promulgate regulations under this provision.\2\ At present, the
emissions reporting requirements applicable to states are contained in
two different locations: Subpart A of 40 CFR part 51 (the CERR) and 40
CFR 51.122 in subpart G (the NOX SIP Call). This final rule
will consolidate these requirements, with modifications as described
below. The modifications are intended to harmonize, reduce, and
simplify the emissions reporting requirements, and also make emissions
reporting easier.
---------------------------------------------------------------------------
\2\ Other CAA provisions relevant to these proposed amendments
include section 172(c)(3) (requires SIPs for nonattainment areas to
include comprehensive, current inventory of actual emissions,
including periodic revisions); section 182(a)(3)(A) (requires
emission inventories from ozone nonattainment areas); and section
187(a)(5) (requires emission inventories from CO nonattainment
areas).
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Under the NOX SIP Call requirements in 40 CFR 51.122,
NOX emissions for a defined 5-month ozone season (May 1
through September 30) from sources that the state has subjected to
emissions control to comply with the NOX SIP Call are
required to be reported by the affected states to EPA every year.
However, NOX emissions from sources reporting directly to
EPA as part of the NOX trading program are not required to
be reported by the states to EPA every year. The affected states are
also required to report ozone season emissions and typical summer work
weekday emissions of NOX from all sources every third year
(2002, 2005, 2008, etc.). This triennial reporting process does not
have an exemption for sources participating in the NOX SIP
Call emissions trading program. Section 51.122 requires that a number
of data elements be reported in addition to ozone season NOX
emissions. These data elements describe some of the source's specific
physical and operational parameters.
Emissions reporting under the NOX SIP Call (promulgated
October 27, 1998) was required for the 2002 inventory year which was
the year prior to the emissions reductions requirement. The reports are
due to EPA on December 31 of the year following the inventory year. For
example, emissions from all sources and types in the 2002 ozone season
were required to be reported on December 31, 2003. However, because the
Court which heard challenges to the NOX SIP Call delayed the
implementation by one year to 2004, see Michigan v. EPA, 213 F.3d 663
(D.C. Cir. 2000), cert. denied, 121 S. Ct. 1225, 149 L. ED. 135 (2001),
no state was required to start reporting until the 2003 inventory year.
In addition, EPA subsequently promulgated a rule to subject Georgia and
Missouri to the NOX SIP Call with an implementation date of
2007. See 69 FR 21604 (April 21, 2004). For these states, emissions
reporting began with 2006. The emissions reporting requirements under
the NOX SIP Call presently affect the District of Columbia
and 20 states.
As noted above, the other set of emissions reporting requirements
is codified at subpart A of part 51. Although entitled the
``Consolidated Emissions Reporting Rule,'' the CERR left in place
separate reporting requirements for the NOX SIP Call under
40 CFR 51.122. The CERR requirements were aimed at obtaining emissions
information to support a broader set of purposes under the CAA than
were the reporting requirements under the NOX SIP Call. The
CERR requirements apply to all states and include the reporting of all
criteria pollutants and criteria pollutant precursors.
The CERR and the NOX SIP Call both require states to
report emissions of all sources at 3-year intervals (inventory years
2002, 2005, 2008, etc.). However, there are a number of differences
between the two rules. The CERR also requires reporting of certain
large sources every year, and the required reporting date under the
CERR is 5 months later than under the NOX SIP Call reporting
requirements. Also under the CERR, emissions must be reported by all
states as a total for the entire inventory year, for a typical work
weekday in winter, and for a typical work weekday in summer, but not a
total for the 5-month ozone season as is required by the NOX
SIP Call. The NOX SIP Call requires a special all-sources
report by affected states for the year 2007 due December 31, 2008.\3\
Finally, the CERR and the NOX SIP Call differ in what non-
emissions data elements must be reported.
---------------------------------------------------------------------------
\3\ It is important to note that the NOX SIP Call
requires a special all-sources report by affected States for the
2007 inventory year due December 31, 2008. While the CAIR had
removed the requirement to submit the special all-sources report,
the recent vacatur of CAIR in its entirety means that the special
all-sources report is once again a requirement under the
NOX SIP Call.
---------------------------------------------------------------------------
III. Response to Comments
We have addressed all comments in detail and placed them in the
Response to Comments document in the docket. The comments that concern
significant proposed changes have been summarized and addressed, as
discussed below. As an aid to the reader, we have grouped related
comments under headings that generally correspond to the organization
of the proposed rulemaking.
A. Major Source Definition for Point Source Reporting
In all states, we proposed to expand the definition of sources that
must be reported in the point source format,
[[Page 76542]]
resulting in fewer sources included in the nonpoint source formats.\4\
We proposed to base the requirement for point source format reporting
on whether the source is a major source under 40 CFR part 70 for the
pollutants for which reporting is required, i.e., for CO, VOC,
NOX, sulfur dioxide (SO2), PM2.5,
PM10, lead and ammonia (NH3). Those major sources
were further classified as Type A (large sources) and Type B (small
sources), with differing reporting requirements for each type.
Currently, the requirement for point source reporting is based on
thresholds of actual emissions during the inventory year. While it has
always been an option for states to include all such sources, and we
know that some states already do, expanding the point source definition
may require more sources to be reported as point sources every third
year. Affected states would continue to report their actual emissions,
but the new approach would make it possible to better track changes in
source emissions, shutdowns, and start-ups over time. Because states
have existing lists of sources subject to 40 CFR part 70 requirements,
this approach would result in a more stable universe of reporting point
sources, which in turn would facilitate elimination of overlaps and
gaps in estimating point source emissions, as compared to nonpoint
source emissions. Under this proposal, states would know well in
advance of the start of the inventory year which sources would need to
be reported. We proposed that these new requirements begin with the
2008 inventory year.
---------------------------------------------------------------------------
\4\ We use the term ``nonpoint source'' to refer to a stationary
source that is treated for inventory purposes as part of an
aggregated source category rather than as an individual facility. In
the existing subpart A of part 51, such emissions sources are
referred to as ``area sources.'' However, the term ``area source''
is used in section 112 of the CAA to indicate a nonmajor source of
hazardous air pollutants, which could or could not be a point
source. As emission inventory activities increasingly encompass both
NAAQS-related pollutants and hazardous air pollutants, the differing
uses of ``area source'' can cause confusion. Accordingly, EPA is
substituting the term ``nonpoint source'' for the term ``area
source'' in subpart A and in subpart G (Sec. 51.122 to avoid
confusion.
---------------------------------------------------------------------------
We received a number of comments on the provision regarding point
source format reporting. All commenters supported changing the
definition of a point source for reporting purposes to that used in 40
CFR part 70. Therefore, EPA intends to implement this reporting change
but with certain caveats prompted by other comments, as discussed
below.
One commenter thought that the table included in the definition for
point source in the proposed rule was inconsistent with the proposed
reporting requirements using the Title V definition. The commenter
noted that the definition for ``type A source'' seemed inconsistent
with the proposed change from actual emissions to ``potential to
emit.''
The EPA agrees with the commenter that there were some
inconsistencies in the proposed rule. The preamble for the proposed
rule stated that EPA is ``proposing to base the requirement for point
source format reporting on whether the source is a major source under
40 CFR part 70 for the pollutants for which reporting is required * *
*.'' This indicated that reporting thresholds for all point sources
would be based upon the 40 CFR part 70 definition of ``potential to
emit'' (PTE). However, we further stated that ``we are proposing to
expand the definition of what sources must be reported in point source
format so that fewer sources would be included in nonpoint source
emissions.'' Later in the preamble, we stated that ``this change may
require more sources to be reported as point sources every third
year.'' Both sentences imply that the change would apply only to Type B
sources. Application of the 40 CFR part 70 point source definition to
all point sources would likely require some existing Type B point
sources to be reported each year as Type A sources, which was not
identified as a likely change in point source reporting.
The EPA used the definition for point source to establish that use
of the 40 CFR part 70 major source definition would begin with the 2008
inventory year. Point source reporting for years prior to 2008 would
continue to be based upon use of ``actual emissions.'' However, the
point source definition includes a table for reporting Type A and B
sources, and that table indicates that the reporting thresholds in the
table are ``in tons per year of actual emissions.'' While EPA intended
that the emissions reported would continue to be actual emissions, PTE
was to be used to determine point source reporting requirements, and no
consideration of this change is included in the table.
The proposed definition for Type A sources required use of ``actual
annual emissions'' to determine reporting requirements. However, the
use of actual annual emissions to determine Type A sources appears to
conflict with the point source definition (applicable to both Type A
and B point sources), which indicated that emission reporting for 2008
and later years would be determined using the 40 CFR part 70 definition
of ``major source,'' which uses PTE.
Given the confusing preamble language and apparent conflict in the
text of the regulation, EPA will accept use of either approach to
determine Type A point source reporting requirements for the 2009
inventory year. For the inventory years following 2009, EPA will expect
states to use the 40 CFR part 70 major source definition for all point
sources to simplify reporting requirements, as discussed in the
proposal preamble. Accordingly, EPA has revised the definition of Type
A sources and Table 1 in Appendix A to subpart A to make clear that the
40 CFR part 70 definition of major source will be used to determine
point source reporting requirements following the 2009 inventory year.
B. Harmonizing Report Due Dates
The CERR reporting dates are 5 months later than the NOX
SIP Call. The NOX SIP Call rule requires the affected states
to submit emission inventory reports for a given ozone season to EPA by
December 31 of the following year, 12 months after the end of the
inventory year. The CERR requires similar but not identical reports
from all states by the following May 31, 17 months after the end of the
inventory year. The EPA believes that harmonizing these reporting dates
would be efficient for both states and EPA.
The EPA proposed to shorten the timeline of 17 months for reporting
under the CERR to be consistent with the 12 months for reporting under
the NOX SIP Call. A second alternative requiring 12 months
for reporting of point sources and 17 months for nonpoint and mobile
sources was also proposed.
Most commenters expressed support for the concept of harmonizing
the reporting requirements under the NOX SIP Call and the
CERR, but were concerned about the alternative of using the 12-month
timeline for some or all sources for the 2008 inventory year. In
general, the commenters were concerned that a 12-month timeline might
compromise the quality of the data and urged EPA to harmonize the
report due date at 17 months for all emission sectors (point, nonpoint,
and mobile).
The EPA agrees with the concerns of the commenters regarding the
proposal to tighten the timeline to 12 months for the 2008 inventory
year, and accordingly, has decided to delay implementing the AERR and
the 12-month timeline for reporting of all emission sectors until 2009.
Since the 2009 and 2010 inventory years require reporting for Type A
(large point) sources only, one impact of this action
[[Page 76543]]
is to delay implementing a 12-month timeline for reporting of all
sources until the 2011 inventory year, which is the next 3-year
comprehensive emission inventory year. For the 2008 inventory year,
retaining the existing 17-month timeline under the CERR will provide
additional stability for states using the new data submittal and
operating procedures for the Emission Inventory System (EIS), which
will be operational for the 2008 inventory year. The 17-month timeline
will allow state agencies to adapt to the new data reporting and system
requirements without introducing additional constraints and uncertainty
to the process. It will also provide a complete inventory cycle for EPA
to correct any problems with the new system procedures.
The EPA notes that although some commenters supported a 17-month
timeline for reporting of all source emissions for the 2008 inventory
year, we did not propose to extend the existing 12-month timeline for
reporting under the NOX SIP Call. Thus, the NOX
SIP Call 12-month timeline will be retained for the 2008 inventory
year, and harmonized reporting under the AERR will be implemented for
the 2009 inventory year.
C. Accelerating Report Due Dates
The EPA believes that the public is best served by making
environmental information available as soon as possible. Therefore, we
proposed that the reporting schedule be further accelerated for the
triennial year 2011 and all following years by requiring that emissions
data from all point sources be reported within 6 months from the end of
the inventory year, i.e., by June 30 of the following year. Under the
proposed rule, reporting on all other sources would be required within
12 months, i.e., by December 31 of the following year. There is
precedent for requiring reporting of point source emissions data within
6 months. For example, beginning with the year 1979, states were
required, under subpart Q, to report point source emissions data within
6 months. We invited comment on alternative reporting schedules of 6 to
12 months for point sources and 12 to 17 months for all other sources.
Most commenters were concerned with the proposed 6-month timeline
for states to submit point source data for the 2011 inventory year. The
commenters generally indicated that the accelerated schedule would
create a very short timeframe for point sources to gather the emissions
data needed to report to states and for states to process and quality
assure the data, resulting in incomplete and inconsistent data quality.
Several commenters thought that tightening the timeline for point
sources to 9 to 12 months would be possible. Some of the commenters
thought that 17 months would continue to be needed for the nonpoint and
mobile source inventory sectors due to the unavailability of data on a
shorter schedule from other agencies needed to develop the emission
estimates.
Two commenters wanted to retain the existing 17-month timeline for
reporting point, nonpoint, and mobile source data. One of the
commenters expressed concerns that were based primarily on having to
conduct a similar data collection and compilation effort within
California. The commenter thought that the time to conduct this state-
based effort made accelerating the Federal emissions reporting timeline
to less than 17 months unrealistic and could compromise data quality.
The other commenter expressed opposition to the concept of a bifurcated
reporting system which would require submittal of point and nonpoint/
mobile source sector data on separate dates.
Two commenters thought that Web-based submittal tools needed to
move beyond the developmental stage before it would be possible to
shorten the reporting timeframe to 12 months. One of the two commenters
further indicated that much of the activity data needed to develop the
nonpoint source estimates are not available until 12 to 15 months after
the inventory year and thought EPA should consider using previous year
data as a surrogate for the current year.
The EPA agrees with the concerns expressed by most of the
commenters regarding the proposed 6-month timeline for submittal of
point source data by the 2011 inventory year. When EPA developed the
proposed rulemaking, a project known as the ``Rapid Inventory
Development Pilot'' was initiated. The EPA has now evaluated the
results of the project and believes that a 6-month timeline for
developing and submitting inventory data is not yet achievable on a
consistent basis with application of proper quality assurance
procedures for all emission inventory source sectors. However, the
project did demonstrate that a timeline shorter than the existing 17
months is possible, since a number of states involved in the project
were able to submit data to EPA 10 months after the emission inventory
year.
The EPA understands that some difficulties were encountered by
several of the states participating in the project, which indicates
that additional time is needed to refine both the electronic tools and
the procedures to support, on a consistent basis, development and
submittal of emissions data on an expedited timeline. To allow
additional time for technological improvements, EPA will implement a
12-month timeline for data submittals beginning with the 2009 inventory
year. The effect of this will be to require reporting of Type A (large
point) sources using a 12-month timeline for the 2 years before the
comprehensive triennial emission inventory effort for the 2011
inventory year. This will allow for additional development of
electronic tools and refinement of data submittal procedures and for
states to become familiar with operation of the new EIS before the 2011
triennial inventory is due.
D. Reporting Biogenic Emissions
We proposed to remove a requirement in the existing CERR for states
to report annual and typical ozone season day biogenic emissions.
Biogenic emissions are estimated by a computer model using
meteorological and land use/land cover data as inputs. Because EPA can
develop these data inputs directly without having them reported by
state, local, and tribal agencies, we believe the requirement for
reporting biogenic emissions serves no useful purpose. This change does
not affect our expectation that biogenic emissions be appropriately
considered in ozone and PM2.5 attainment demonstrations.
Many comments were submitted on the biogenic emissions reporting
requirement, and all supported EPA's proposal to not include biogenic
emissions reporting in the AERR. Based upon the support expressed by
the commenters, EPA will implement this part of the AERR as proposed by
not including the existing reporting requirements (under the CERR) for
annual and typical ozone season day biogenic emissions.
E. Reporting Emission Model Inputs
We proposed a new provision that would allow states the option of
providing emission inventory estimation model inputs in lieu of the
actual emissions estimates developed from those inputs. This provision
was limited to source categories for which, prior to the report due
date, EPA developed or adopted emissions estimation models and through
guidance defined their necessary inputs. This provision would allow
states to take advantage of new emissions estimation tools for greater
efficiency, although the states would continue to be required to
provide inputs representative of their conditions. Under this option,
EPA will run the emissions model(s) to calculate
[[Page 76544]]
emissions and will enter the emissions data into the appropriate
database. Section 51.15(d) limited this option to ``* * * models
capable of estimating emissions from a certain source type on a
national scale * * *.'' and thus restricted its application to nonpoint
and mobile source emission categories. We proposed that this option
would be available starting with the reports on 2005 emissions.
Furthermore, we invited comment on requiring states to provide model
inputs for source categories for which they have utilized a widely
available emissions model as a means of improving the transparency of
the emission estimates themselves and the overall utility of the
submissions in meeting the objectives of the emissions reporting
requirements. Providing model inputs would improve EPA's ability to
assess the quality of the states' emission estimates and to project
future emissions.
We received several comments on this provision. Most of the
comments were in favor of allowing the option to report model inputs in
lieu of the emissions estimated from the models. However, many of the
commenters did not want to see the reporting of model inputs become a
reporting requirement.
The EPA agrees with the majority of commenters who supported the
option of submitting input data in lieu of emission estimates and will
make this an option. Although the proposed rule indicated this option
would be available for reporting emissions for the 2005 inventory year,
EPA intends to delay implementation of this option until the 2007
inventory year (due date May 31, 2009) since this rule was not
published before the due date for data from the 2005 inventory year
(May 31, 2007). Although EPA encourages states to submit model inputs
where they have used a widely available model to develop emission
estimates, states will not be required to submit input data when they
provide emission estimates.
The EPA notes that emissions data based upon physical measurements
are generally preferred over estimates developed using models or
emission factors, but the Agency believes that models and emission
factors are appropriate emission estimation tools when addressing the
ubiquitous nature of some sources and attempting to account for the
many variables affecting certain annual emission estimates. To improve
the application of models and emission factors, EPA urges states to
develop locally derived input data based upon physical measurements
wherever possible.
F. Reporting Summer Day Emissions
We proposed to retain the requirement for reporting of summer day
emissions from all sources (except biogenic sources) at three-year
intervals, but to restrict the requirement to only those states with
ozone nonattainment areas or states covered by the NOX SIP
Call. We proposed to restrict the requirement to VOC and NOX
emissions, but we invited comment on whether CO emissions should be
required also.
Several commenters supported EPA's proposal for reporting of summer
day emissions of NOX and VOC. Two commenters thought that
ozone season-day NOX, VOC and CO emissions should be
reported for all areas, while two other commenters questioned the value
of reporting summer day VOC and NOX emissions. Another
commenter thought that requiring ozone season and daily emissions for
point, nonpoint, and nonroad sources was redundant since the temporal
parameters needed to calculate these emissions were required to be
reported.
One commenter thought that summer day emissions of CO should not be
reported, while two other commenters believed that reporting CO summer
day emissions was necessary but only for CO nonattainment areas.
The EPA agrees with the majority of the commenters that the
reporting requirements for summer day emissions (VOC and
NOX) from all sources (except biogenic sources) at 3-year
intervals should only include states with ozone nonattainment areas and
states covered by the NOX SIP Call. However, EPA believes
that it is appropriate to also include summer day emissions reporting
for sources in attainment counties that are covered by the
nonattainment area modeling domain used to demonstrate reasonable
further progress (RFP). The EPA's current guidance requires RFP
calculations to be done on an ``average summer weekday emissions''
basis. If the state takes credit for reductions from outside the
nonattainment area, the requirement will be to determine whether there
were reductions in average summer weekday emissions from those sources.
The EPA believes that reporting of CO summer day emissions is not
necessary since, as noted by one commenter, other data elements already
reported allow summer day emissions to be derived and CO emissions,
unlike VOC and NOX emissions, are not used for tracking RFP.
Therefore, reporting of CO summer day emissions regardless of ozone
attainment status will not be a requirement under the AERR.
The proposed rule indicated that ``We are proposing to retain the
requirement for reporting of summer day emissions * * *.'' However, the
CERR actually requires reporting of ``work weekday emissions.'' for
point sources and ``summer work weekday emissions'' for nonpoint and
mobile sources. Although we did not receive comments on the work
weekday versus summer day emissions issue, we realize that the preamble
language indicated that no changes would be made to the summer day
emissions definition contained in the CERR (beyond the proposal to
restrict the requirement to ozone nonattainment and NOX SIP
Call areas), but the proposed AERR regulatory language made additional
changes to the definition of ``summer day emissions'' since the CERR
required ``work weekday emissions'' for point sources and ``summer work
weekday emissions'' for nonpoint, nonroad mobile and onroad mobile
sources.
Accordingly, in recognition of the conflicting language and as
indicated in the preamble to the proposed rule, the final rule will
retain the definition of and requirement to report ``summer day
emissions'' for all sources revised only to the extent that it will
restrict the requirement to ozone nonattainment areas (including
sources in counties that are covered by the modeling domain used to
demonstrate RFP) and NOX SIP Call areas. In addition, the
definition for summer day emissions has been revised to require the use
of work weekday emissions (as required under the CERR) when estimating
summer day emissions for reporting.
G. Reporting Winter Work Weekday Emissions
We proposed to delete the existing requirement that all states
report emissions for a winter work weekday. This requirement was
originally aimed at tracking progress towards attainment of the CO
NAAQS. We stated our belief that applying this requirement to all
states was no longer warranted given that CO violations are currently
observed in few areas and indicated that we would work directly with
the few remaining affected states to monitor efforts to attain the CO
NAAQS without requiring formal submission of CO inventories.
Most commenters supported EPA's proposal to delete the reporting
requirement for winter work weekday emissions of CO. However, one
commenter opposed EPA's proposal to eliminate the existing reporting
requirement. The commenter thought that the requirement should be
retained for states that are required to submit
[[Page 76545]]
emission inventory data as part of their CO maintenance plans.
The EPA finds the comment that CO reporting is needed for CO
maintenance plans to be compelling. This need was not considered in the
proposed rule. As noted by the commenter, CO maintenance plans require
tracking of emission reductions to ensure continued maintenance of the
CO NAAQS. Reporting emissions under this rule will aid in standardizing
the data reported and facilitate review of the data by interested
parties.
A concern not raised by commenters but brought to EPA's attention
since the proposed rule was published relates to requests from states
to discontinue monitoring of ambient CO concentrations in certain areas
that have been redesignated to attainment for CO. The EPA's approval of
such requests is conditioned on the expectation that emissions will not
increase and areas will continue to maintain the CO NAAQS. To provide a
means of ensuring that the CO NAAQS are maintained in areas that no
longer have ambient CO monitors, emissions reporting becomes even more
critical.
The proposed rule indicated that EPA could work on a case-by-case
basis with the few remaining CO nonattainmment areas regarding
reporting of winter work weekday emissions. However, in this final
rule, EPA has determined that for those areas in which EPA determines
that reporting is still needed, reporting emissions under this rule
will ensure that CO emissions are reported periodically and that the
data are in a standardized format that will facilitate data review and
thus help ensure attainment and maintenance of the CO NAAQS. Therefore,
to monitor progress toward attaining and maintaining the CO NAAQS, EPA
will retain the requirement for reporting winter work weekday emissions
of CO, but will limit it to CO nonattainment areas and areas with CO
maintenance plans.
H. New Data Elements
We proposed to add several required data elements to the existing
rule. These were contact name, contact phone number, emission release
point type, control status, emission type, and method accuracy
description (MAD) codes.
The contact name and phone number are for the lead contact in the
organization submitting the data and are needed to ensure that EPA
knows who to contact if issues arise with a data submission.
The emission release point type is a code for the physical
configuration of the emission release point (e.g., vertical stack,
fugitive, etc.). It is needed to correctly model how emissions are
released into the atmosphere.
The control status is a code that represents whether reported
emissions are controlled or uncontrolled. It is needed to project
future emissions correctly and to evaluate the impact of emission
control programs correctly. We also invited comment on whether, with
this addition, the current data elements that describe emissions
control equipment type and efficiency were adequate. We indicated our
belief that it is important for states to report on the manner in which
emissions from sources are currently controlled so that opportunities
for control strategy and regulatory development could be assessed. We
questioned whether the existing data elements were adequate and
appropriate for that purpose. The existing data elements related to
control measures are primary control efficiency, secondary control
efficiency, control device type, and rule effectiveness for point
sources; and total capture/control efficiency, rule effectiveness, and
rule penetration for nonpoint sources and nonroad mobile sources.\5\
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\5\ Additional information on emissions data elements and the
formats and valid codes presently in use for State reporting to EPA
is available on the EPA Web site https://www.epa.gov/ttn/chief/nif/
index.html.
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The emission type is a code describing the temporal period of
emissions reported (e.g., annual, day, etc.). It is needed to ensure
that emissions estimates are used properly.
The MAD codes provide information about geographic coordinates,
including the collection method, accuracy, and other descriptors. We
proposed to add MAD codes to this rule because EPA's Latitude/Longitude
Data Standard \6\ requires their collection when latitude and longitude
are collected. The MAD codes are horizontal collection method code,
horizontal accuracy measure, horizontal reference datum code, reference
point code, source map scale number, and coordinate data source code.
The EPA believed that many states would be able to report these codes
based on existing information. However, in the event that the
information needed to report these codes was not available, states
would not be required to do additional work since there is a ``don't
know'' code.
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\6\ Environmental Data Registry: Latitude/Longitude Standard.
2000. U.S. EPA. December 11, 2000. https://oaspub.epa.gov/edr/edr_
proc_qry.navigate?P_LIST_OPTION_CD=CSDIS&P--REG--AUTH--
IDENTIFIER=1&P--DATA--IDENTIFIER=19939&P--VERSION=2.
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While several commenters supported EPA's proposal to add new data
elements to this rule, a number of other commenters appeared to be
confused by EPA's proposal since the NEI Input Format (NIF) included
many of the new data elements, and they were already reporting the data
to EPA. These commenters believed that adding the new data elements to
this rule was not necessary and that the proper place for such detailed
information was in the NIF data reporting format or in guidance
documents. Two commenters in this group suggested that a Federal-state
task force be established to review, revise, finalize, and implement
changes in code details.
The EPA believes that both data reporting rules and data reporting
formats, such as the NIF, are needed for effective data reporting.
Although this rule and NIF address many common data elements for
reporting to EPA, their purposes are somewhat different. Data reporting
rules identify data elements and timelines for reporting. Data
reporting formats such as the NIF address the details of how the data
are to be reported to facilitate handling of the data by EPA.
The EPA does not believe that using a data formatting protocol such
as the NIF is an effective way to communicate data needs with state
agencies. The EPA has codified data reporting requirements since states
need to understand what data will be required and when it will be
required by EPA to implement programs under the Clean Air Act. The EPA
continues to believe that data elements for reporting and timelines for
submitting data are fundamental requirements for states and therefore
are appropriate levels of detail to be addressed through the rulemaking
process.
One commenter suggested that a Federal-state task force be
established to review, revise, finalize, and implement changes in code
details. Such a task force has since been established to help with
developing the new EIS. The EPA expects the task force to update tools
and guidance materials for data reporting, as well as periodically
review data elements and reporting codes for use by state agencies.
Two commenters thought that the addition of a control status code
would not make the status of a facility any more clear and believed
that the control status of a facility could be determined from other
data elements already required for reporting under the CERR and
proposed under the AERR (e.g., control device codes and control
efficiency).
One of the commenters pointed out that EPA's detailed reporting
instructions provide for the ``control device'' data element to specify
[[Page 76546]]
nonphysical equipment control techniques such as ``low solvent
coatings,'' ``water-borne coatings,'' ``process change,'' and several
varieties of combustion modifications.
The EPA notes that ``control status'' was the only new data element
in the proposal that was not already in the NIF Version 3.0 and thus
was perceived as a new data reporting requirement by several
commenters. This new data element would require states to indicate if a
source is controlled or uncontrolled. The EPA agrees with the concerns
expressed by the commenters that this new data element is not needed.
The data reporting requirements proposed under this action for control
types and efficiencies in combination with reporting codes for those
data elements will be sufficient to discern whether or not sources are
uncontrolled or controlled and to what extent. Therefore, EPA has
decided to not include Control Status as a new data element in this
action.
One commenter stated that the current data fields for point sources
do not ask for the total capture/control efficiency, which is required
for nonpoint sources. The commenter thought that the capture efficiency
along with the total capture/control efficiency should be required for
point sources since the current requirements for primary and secondary
control efficiencies do not provide a way to determine the overall
control efficiency. The EPA believes that the ``total capture and
control efficiency'' data element proposed for point source reporting
addresses the commenter's concern since this data element is intended
to require data reporting on the overall effects of multiple control
systems.
One commenter did not believe that ``Rule Effectiveness'' had ever
been explained adequately and stated that it was not apparent how or if
it could be used without knowledge of how it relates to the other
terms. The EPA disagrees with the commenter's concerns. In the spring
of 2004, EPA convened a workgroup consisting of emission inventory
staff from state, local, and EPA offices to review existing rule
effectiveness (RE) guidance and develop a consensus recommendation for
improvements to this guidance. The revised RE guidance developed by the
workgroup is found in Appendix B of the document titled Emissions
Inventory Guidance for Implementation of Ozone and Particulate Matter
National Ambient Air Quality Standards (NAAQS) and Regional Haze
Regulations--EPA-454/R-05-001 (August 2005, updated November 2005). The
EPA believes the workgroup presented a clear rationale regarding
development and implementation of the new approach to adjusting
emission inventories to address RE, explaining how RE can be used to
adjust the control efficiency, from what could be realized under ideal
conditions to what is actually emitted in practice due to less than
ideal conditions. Accordingly, EPA has expanded the regulatory
definition of RE to explain how it is used in making these adjustments.
Several commenters were generally opposed to any additional
reporting requirements for states that would be passed on to businesses
but offered no specific concerns with the individual requirements. The
reporting requirements of this rule will apply to states and not to
sources. However, we recognize that in some cases, states will need to
modify their data reporting rules to meet the requirements of this rule
for data elements to be reported and the new timelines for reporting.
The EPA notes that the burden estimate from the proposed rule's
Supporting Statement for the Information Collection Request (ICR)
indicates the AERR will not increase the reporting burden on states or
impose an additional burden on sources.
I. Identification of New Emissions Related Data Requirements
We invited comment on whether or not additional emissions related
data should be required. Several commenters encouraged EPA to include
specific requirements in this rule for reporting hazardous air
pollutants (HAPs) emissions data for Title V facilities. One commenter
encouraged EPA to include requirements for reporting HAPs from all
emission sources.
The EPA is not including requirements for reporting HAPs in this
rule. However, EPA has developed national level inventories of HAP
emissions on a 3-year cycle since 1990. These inventories have provided
support for development of HAP control programs, helped assess HAP air
quality trends, and provided a means to track EPA's progress on
controlling HAP emissions under the Government Performance Results Act.
The success of EPA's efforts rests in large measure on the cooperation
of states in submitting HAP data to EPA to support the development of
national HAP emission inventories. Each emission inventory cycle has
benefited from increased state agency participation in submitting HAP
data. The EPA believes it will be possible to continue developing and
improving national level HAP inventories using the cooperative approach
employed to date but intends to closely monitor the participation of
state agencies in this effort. The EPA understands the concerns of some
state agencies regarding the need for a HAP data reporting rule and
may, should the need arise, revisit this issue in the future.
J. Revisions to Specific Data Elements
The NOX SIP Call rule and the CERR contain detailed
lists of required data elements in addition to emissions, and each rule
has its own set of definitions. The two sets of data elements overlap
but are not identical. The NOX SIP Call rule requires a few
more data elements to be reported and defines some data elements
differently than the CERR. The EPA reviewed both lists in light of more
recent reporting experiences and EPA's insight into the difficulty
states face in collecting and submitting these data elements and their
utility to EPA, other states, and other users. We proposed to combine
the separate lists of required elements for the NOX SIP Call
and the CERR into a single new list in this rule. The EPA proposed that
the following data elements from the NOX SIP Call be
eliminated: ``Area Designation'', ``Federal ID code (plant)'',
``Federal ID code (point)'', ``Federal ID code (process)'', ``Federal
ID code (stack number)'', ``Maximum design rate'', ``Work weekday
emissions'', ``Secondary control efficiency'', ``Source of fuel heat
content data'', ``Source of activity/throughput data'', ``Source of
emission factor,'' and ``Source of emissions data''. We proposed that
these relatively minor changes become applicable starting with the
first required emissions reports following promulgation of this rule.
There were a number of data elements required in the proposed
amendments on which we invited comment as to whether they should be
dropped in the final amendments based upon their current usefulness and
sufficiency. These were heat content (fuel), ash content (fuel), sulfur
content (fuel) for fuels other than coal, activity/throughput, hours
per day in operation, days per week in operation, weeks per year in
operation, and start time in the day. These data elements were carried
forward from emissions reporting systems previously used by EPA.
At present, states are required to report three particular data
elements for point source stacks: stack diameter, exit gas velocity,
and exit gas flow rate. The requirement to report all three elements is
redundant since any one of these can be calculated from the other two.
We invited comment on which of these data elements, if any, to drop
from the required list. Our preference was to
[[Page 76547]]
collect the data element that was most closely tied to an actual
operating measurement. Alternatively, we proposed to allow states to
report either exit gas flow or exit gas velocity, at their option.
Finally, we proposed to modify 40 CFR part 51.35 to allow states
that obtained one-third of their necessary emissions estimates from
point sources and/or prepared one-third of their nonpoint or mobile
source emissions estimates each year on a rolling basis, to submit
their data as a single package on the required every third year
submission date. The existing requirement allows states to report these
partial emissions estimates annually as they are completed. Our
proposal required that states accumulate all 3 years of work and then
make a single data submission by the due date for the triennial
emission inventory year. The EPA believes that a single submission
would allow states to correct and/or update data prior to submitting it
to EPA thereby facilitating a more consistent data set. A single
submission would also make it more efficient for EPA to quality assure
the complete data set rather than doing it on a piecemeal basis. There
would also be increased efficiencies in resolving any identified
discrepancies with the states.
Most commenters agreed with EPA's proposal to combine the separate
lists of required data elements for the CERR and the NOX SIP
Call into a single new list of required data elements, thus eliminating
several requirements from the NOX SIP Call: area
designation, Federal ID code (plant), Federal ID code (point), Federal
ID code (process), maximum design rate, work weekday emissions,
secondary control efficiency, source of fuel heat content data, source
of activity/throughput data, source of emission factor, and source of
emissions data. Several commenters suggested that the list of data
elements be maintained in the NIF rather than in this rule to allow for
changes in required data elements without the need for rulemaking.
The EPA agrees with the commenters who expressed support for the
proposed deletion of some data elements related to the NOX
SIP Call. The data elements for Federal ID Codes (Plant, Point,
Process, and Stack Number) were assigned to sources subject to the
NOX SIP Call and perform similar ID functions to the data
elements in the proposed rule for Facility ID code, Unit ID code,
Process ID code, and Stack ID code. The NOX SIP Call ID
codes are redundant with other ID codes in the proposed rule and will
be deleted.
The source of fuel heat content data, source of activity/throughput
data, source of emission factor and source of emissions data are not
used by EPA and no commenters addressed the need for these data
elements specifically. Therefore, EPA will delete these data reporting
requirements as proposed. The EPA notes that a code for ``emission
calculation method code'' is planned for the EIS, which is similar in
application to the ``source of emission factor'' data element. The
``emission calculation method code'' will allow users to indicate
calculation methods used for developing emission estimates, including
emission factors, for all inventory sectors.
Many commenters indicated that the following data elements proposed
for deletion were used for a variety of applications and should be
retained: Heat content (fuel), ash content (fuel), sulfur content
(fuel) for fuels other than coal, activity/throughput, hours per day in
operation, days per week in operation, weeks per year in operation and
start time in the day). One commenter supported deleting only the data
element for ash content (fuel), while several commenters thought that
the data element for start time should be deleted. Only one commenter
thought that all the data elements that had been carried forward from
earlier systems should be deleted.
The EPA agrees with the majority of commenters that data elements
for heat content (fuel), as