Endangered and Threatened Wildlife and Plants; Special Rule for the Polar Bear, 76249-76269 [E8-29675]
Download as PDF
Note to Fig. 56.30–10(b): ‘‘T’’ is the
nominal pipe wall thickness used. Consult
the text of paragraph (b) for modifications on
Class II piping systems. Fillet weld leg size
need not exceed the thickness of the
applicable ASME hub.
Dated: December 4, 2008.
Steve G. Venckus,
Chief, Office of Regulations and
Administrative Law, U.S. Coast Guard.
[FR Doc. E8–29587 Filed 12–15–08; 8:45 am]
BILLING CODE 4910–15–P
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[FWS–R7–ES–2008–0027; MO–9221050083–
B2]
mstockstill on PROD1PC66 with RULES_2
RIN 1018–AV79
Endangered and Threatened Wildlife
and Plants; Special Rule for the Polar
Bear
AGENCY: Fish and Wildlife Service,
Interior.
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
ACTION:
Final rule.
SUMMARY: We, the Fish and Wildlife
Service (Service), amend the regulations
at 50 CFR part 17, which implement the
Endangered Species Act, as amended
(ESA), to create a final special rule
under authority of section 4(d) of the
ESA that provides measures that are
necessary and advisable to provide for
the conservation of the polar bear (Ursus
maritimus). The special rule, in most
instances, adopts the existing
conservation regulatory requirements
under the Marine Mammal Protection
Act of 1972, as amended (MMPA), and
the Convention on International Trade
in Endangered Species of Wild Fauna
and Flora (CITES) as the appropriate
regulatory provisions for this threatened
species. Nonetheless, if an activity is not
authorized or exempted under the
MMPA or CITES and would result in an
act that would be otherwise prohibited
under the general prohibitions under
the ESA for threatened species (50 CFR
17.31), then the prohibitions at 50 CFR
17.31 apply, and we would require
authorization under 50 CFR 17.32. In
addition, this special rule provides that
any incidental take of polar bears that
PO 00000
Frm 00059
Fmt 4700
Sfmt 4700
76249
results from activities that occur outside
of the current range of the species is not
a prohibited act under the ESA. This
special rule does not affect any existing
requirements under the MMPA,
including incidental take restrictions, or
CITES, regardless of whether the
activity occurs inside or outside the
current range of the polar bear. Further,
nothing in this special rule affects the
consultation requirements under section
7 of the ESA.
DATES: This final rule becomes effective
January 15, 2009.
ADDRESSES: This final rule is available
on the Internet at https://
www.regulations.gov and https://
ecos.fws.gov/speciesProfile/
SpeciesReport.do?spcode=A0IJ.
Supporting documentation we used in
preparing this final rule will be
available for public inspection, by
appointment, during normal business
hours, at the Marine Mammal
Management Office, U.S. Fish and
Wildlife Service, 1011 East Tudor Road,
Anchorage, AK 99503.
FOR FURTHER INFORMATION CONTACT:
Geoffrey Haskett, Regional Director,
Region 7, U.S. Fish and Wildlife
E:\FR\FM\16DER1.SGM
16DER1
ER16DE08.002
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
76250
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
Service, 1011 East Tudor Road,
Anchorage, AK 99503 telephone 907–
786–3309. Persons who use a
telecommunications device for the deaf
(TDD) may call the Federal Information
Relay Service (FIRS) at 1–800–877–
8339, 24 hours a day, 7 days a week.
SUPPLEMENTARY INFORMATION:
Previous Federal Actions
On May 15, 2008, we published the
final rule to list the polar bear as a
threatened species (73 FR 28212) under
the Endangered Species Act of 1973, as
amended (ESA; 16 U.S.C. 1531 et seq.).
Additional information regarding
previous Federal actions for the polar
bear can be found in the combined 12month petition finding and proposed
listing rule (72 FR 1064; January 9,
2007) or by consulting the species’
regulatory profile found at: https://
ecos.fws.gov/speciesProfile/
SpeciesReport.do?spcode=A0IJ.
Concurrent with the listing rule, we
issued an interim final special rule (73
FR 28306; May 15, 2008). In the interim
final rule, we opened a 60-day public
comment period for all interested
parties to submit comments that might
contribute to the development of the
final determination on the special rule.
The interim rule with applicable
modifications is finalized with the
publication of this final special rule.
Background
mstockstill on PROD1PC66 with RULES_2
Applicable Laws
In the United States, the polar bear is
protected and managed under three
laws: the ESA, the Marine Mammal
Protection Act of 1972, as amended
(MMPA; 16 U.S.C. 1361 et seq.), and the
Convention on International Trade in
Endangered Species of Wild Fauna and
Flora (CITES; 27 U.S.T. 1087). A brief
description of these laws, as they apply
to polar bear conservation, is provided
below.
The purposes of the ESA are to
provide a means whereby the
ecosystems upon which endangered
species and threatened species depend
may be conserved, to provide a program
for the conservation of such endangered
species and threatened species, and to
take such steps as may be appropriate to
achieve the purposes of the treaties and
conventions set forth in the ESA. The
ESA is implemented through
regulations found in the Code of Federal
Regulations (CFR). When a species is
listed as endangered, certain actions are
prohibited under section 9 of the ESA,
as specified in § 17.21 of title 50 of the
Code of Federal Regulations (50 CFR).
These include, among others, take
within the United States, within the
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
territorial seas of the United States, or
upon the high seas; import; export; and
shipment in interstate or foreign
commerce in the course of a commercial
activity. Additionally, the consultation
process under section 7 of the ESA
requires that Federal agencies ensure
actions they authorize, fund, permit, or
carry out are not likely to jeopardize the
continued existence of any endangered
or threatened species.
The ESA does not specify particular
prohibitions and exemptions to those
prohibitions for threatened species.
Instead, under section 4(d) of the ESA,
the Secretary of the Interior (Secretary)
was given the discretion to specify the
prohibitions and any exceptions to
those prohibitions that are appropriate
for the species, provided that those
prohibitions and exceptions are
necessary and advisable to provide for
the conservation of the species.
Exercising this discretion, the Service
has developed general prohibitions (50
CFR 17.31) and exceptions to those
prohibitions (50 CFR 17.32) under the
ESA (i.e., provisions) that apply to most
threatened species. Under § 17.32,
permits may be issued to allow persons
to engage in otherwise prohibited acts.
Alternately, for other threatened
species we develop specific prohibitions
and exceptions that are tailored to the
specific conservation needs of the
species. In such cases, some of the
prohibitions and authorizations under
50 CFR 17.31 and 17.32 may be
appropriate for the species and
incorporated into the special rule under
section 4(d) of the ESA, but the special
rule will also include provisions that are
tailored to the specific conservation
needs of the threatened species and
which may be more or less restrictive
than the general provisions at 50 CFR
17.31.
The MMPA was enacted to protect
and conserve marine mammal species or
population stocks of those species so
that they continue to be significant
functioning elements in the ecosystem
of which they are a part. Consistent with
this objective, management should have
a goal to maintain or return marine
mammals to their optimum sustainable
population. The MMPA provides a
moratorium on the taking and
importation of marine mammals and
their products, unless exempted or
authorized under the MMPA.
Prohibitions also restrict:
• Take of marine mammals on the
high seas;
• Take of any marine mammal in
waters or on lands under the
jurisdiction of the United States;
• Use of any port, harbor, or other
place under the jurisdiction of the
PO 00000
Frm 00060
Fmt 4700
Sfmt 4700
United States to take or import a marine
mammal;
• Possession of any marine mammal
or product taken in violation of the
MMPA;
• Transport, purchase, sale, export, or
offer to purchase, sell, or export any
marine mammal or product taken in
violation of the MMPA or for any
purpose other than public display,
scientific research, or enhancing the
survival of the species or stock; and
• Import of certain categories of
animals.
Authorizations and exemptions from
these prohibitions are available for
certain specified purposes. Any marine
mammal listed as threatened or
endangered under the ESA
automatically has depleted status under
the MMPA, which adds further
restrictions.
Signed in 1973, CITES protects
species at risk from international trade
and is implemented by more than 170
countries, including the United States.
The CITES regulates commercial and
noncommercial international trade in
selected animals and plants, including
parts and items made from the species,
through a system of permits. Under
CITES, a species is listed at one of three
levels of protection, each of which have
different document requirements.
Appendix I species are threatened with
extinction and are or may be affected by
trade; CITES directs its most stringent
controls at activities involving these
species. Appendix II species are not
necessarily threatened with extinction
now, but may become so if not
regulated. Appendix III species are
listed by a range country to obtain
international cooperation in regulating
and monitoring international trade.
Polar bears were listed in Appendix II
of CITES on July 7, 1975. Trade in
CITES species is prohibited unless
exempted or accompanied by the
required CITES documents, and CITES
documents cannot be issued until
specific conservation and legal findings
have been made. The CITES does not
itself regulate take or domestic trade of
polar bears; however, it contributes to
the conservation of the species by
monitoring international trade in polar
bears and polar bear parts or products.
Provisions of the Special Rule Under
Section 4(d) of the ESA for the Polar
Bear
We assessed the conservation needs of
the polar bear in light of the extensive
protections already provided to the
species under the MMPA and CITES.
This final special rule, in most
instances, synchronizes the
management of the polar bear under the
E:\FR\FM\16DER1.SGM
16DER1
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
ESA with management provisions under
the MMPA and CITES. A special rule
under section 4(d) of the ESA can only
specify ESA prohibitions and available
authorizations for this species. All other
applicable provisions of the ESA and
other statutes such as the MMPA and
CITES are unaffected by this special
rule.
Under this final special rule, if an
activity is authorized or exempted
under the MMPA or CITES, we will not
require any additional authorization
under the ESA regulations associated
with that activity. However, if the
activity is not authorized or exempted
under the MMPA or CITES and the
activity would result in an act that
would be otherwise prohibited under
the ESA regulations at 50 CFR 17.31, the
prohibitions of § 17.31 apply, and
permits would be required under 50
CFR 17.32 of our ESA regulations. The
special rule further provides that any
incidental take of polar bears that
results from activities that occur outside
of the current range of the species is not
a prohibited act under the ESA.
Finally, the special rule does not
remove or alter in any way the
consultation requirements under section
7 of the ESA.
mstockstill on PROD1PC66 with RULES_2
Necessary and Advisable Finding
This rulemaking revises our May 15,
2008, special rule at 50 CFR 17.40 that,
in most instances, adopts the
conservation provisions of the MMPA
and CITES as the appropriate regulatory
provisions for this threatened species.
These MMPA and CITES provisions
regulate incidental take, non-incidental
take (including take for self-defense or
welfare of the animal), import, export,
transport, purchase and sale or offer for
sale or purchase, pre-Act specimens,
and subsistence handicraft trade and
cultural exchanges. The special rule
further provides that any incidental take
of polar bears that results from activities
that occur outside of the current range
of the species is not a prohibited act
under the ESA. Finally, we have also
clarified the operation of the
consultation process under section 7 of
the ESA and how it will continue to
contribute to the conservation of the
polar bears.
In the following sections, we provide
explanation of how the various
provisions of the ESA, MMPA, and
CITES interrelate and how the
regulatory provisions of this special rule
are deemed necessary and advisable to
provide for the conservation of the polar
bear.
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
Definitions of Take
Take of protected species is
prohibited under both the ESA and
MMPA; however, the definition of
‘‘take’’ differs somewhat between the
two Acts. Take is defined in the ESA as
meaning to harass, harm, pursue, hunt,
shoot, wound, kill, trap, capture or
collect, or attempt to engage in any such
conduct. The MMPA defines take as
meaning to harass, hunt, capture, or kill,
or to attempt to harass, hunt, capture, or
kill any marine mammal. A number of
terms appear in both definitions;
however, the terms harm, pursue, shoot,
wound, trap, and collect are included in
the ESA definition but not in the MMPA
definition. Nonetheless, the ESA
prohibitions on pursue, shoot, wound,
trap, and collect are covered within the
scope of the MMPA definition. A person
who pursues, shoots, wounds, traps, or
collects an animal, or attempts to do any
of these acts, has harassed (which
includes injury), hunted, captured, or
killed—or attempted to harass, hunt,
capture, or kill—the animal in violation
of the MMPA.
The term ‘‘harm’’ is also included in
the ESA definition, but is less obviously
related to take under the MMPA
definition. Under our ESA regulations,
harm is defined at 50 CFR 17.3 as
‘‘significant habitat modification or
degradation where it actually kills or
injures wildlife by significantly
impairing essential behavioral patterns,
including breeding, feeding, or
sheltering.’’ While the term harm in the
take definition addresses negative
effects through habitat modifications, it
requires evidence that the habitat
modification or degradation will result
in specific effects on identifiable
wildlife: Actual death or injury. As
noted by Supreme Court Justice
O’Connor in her concurrence in Babbitt
v. Sweet Home Chapter of Communities
for a Great Oregon, 515 U.S. 687 (1995),
application of the definition requires
actual, as opposed to hypothetical or
speculative, death or injury to
identifiable animals. Thus, the
definition of harm under the ESA
requires demonstrable effect (i.e., actual
injury or death) on actual, individual
members of the species.
The term ‘‘harass’’ is also defined in
the MMPA and our ESA regulations.
Under our ESA regulations, harass refers
to an ‘‘intentional or negligent act or
omission which creates the likelihood of
injury to wildlife by annoying it to such
an extent as to significantly disrupt
normal behavioral patterns which
include, but are not limited to, breeding,
feeding, or sheltering.’’ With the
exception of the activities mentioned
PO 00000
Frm 00061
Fmt 4700
Sfmt 4700
76251
below, harassment under the MMPA
means any act of pursuit, torment, or
annoyance that ‘‘has the potential to
injure a marine mammal or marine
mammal stock in the wild’’ (Level A
harassment), or ‘‘has the potential to
disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns,
including, but not limited to, migration,
breathing, nursing, breeding, feeding, or
sheltering’’ (Level B harassment).
Section 319 of the National Defense
Authorization Act for Fiscal Year 2004
(NDAA; Pub. L. 108–136) revised the
definition of harassment under section
3(18) of the MMPA as it applies to
military readiness or scientific research
conducted by or on behalf of the Federal
Government. Section 319 defined
harassment for these purposes as ‘‘(i)
any act that injures or has the significant
potential to injure a marine mammal or
marine mammal stock in the wild; or (ii)
any act that disturbs or is likely to
disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of natural behavioral
patterns, including, but not limited to,
migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where
such behavioral patterns are abandoned
or significantly altered.’’
In most cases, the definitions of
‘‘harassment’’ under the MMPA
encompass more activities than the
same term under the Service’s ESA
regulations. While the statutory
definition of harassment under the
MMPA that applies to all activities other
than military readiness and scientific
research conducted by or on behalf of
the Federal Government includes any
act of pursuit, torment, or annoyance
that has the ‘‘potential to injure’’ or the
‘‘potential to disturb’’ marine mammals
in the wild by causing disruption of key
behavioral patterns, the Service’s ESA
definition of harassment applies only to
an act or omission that creates the
‘‘likelihood of injury’’ by annoying the
wildlife to such an extent as to
significantly disrupt key behavioral
patterns. Even the more narrow
definition of harassment for military
readiness activities or research by or on
behalf of the Federal Government
includes an act that injures or has ‘‘the
significant potential to injure’’ or an act
that disturbs or is ‘‘likely to disturb,’’
compared to the ‘‘likelihood of injury’’
standard under the ESA. The potential
to injure or disturb is a stricter standard
than the likelihood of injury. The one
area where the ESA definition is broader
than the MMPA definition is that the
ESA definition includes acts or
omissions whereas the MMPA
definition includes only acts. However,
E:\FR\FM\16DER1.SGM
16DER1
76252
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
mstockstill on PROD1PC66 with RULES_2
we cannot foresee circumstances under
which the management of polar bears
would differ due to this difference in
the two definitions.
In addition, although the ESA
includes ‘‘harm’’ in the definition of
take and the MMPA does not, the
differing definitions of take do not result
in a difference in management of polar
bears. As discussed earlier, application
of the harm definition requires evidence
of demonstrable injury or death to
actual, individual polar bears. The
breadth of the MMPA harassment
definition requires only potential injury
or potential disturbance, or, in the case
of military readiness activities, likely
disturbance causing disruption of key
behavioral patterns. Thus, the evidence
required for harm under the ESA would
provide the evidence to show potential
injury or potential or likely disturbance
that causes disruption of key behavioral
patterns under the MMPA.
In summary, the definitions of take
under the MMPA and ESA differ in
terminology; however, they are similar
in application. We find the definitions
of take under the Acts to be comparable
and where they differ, due to the
breadth of the MMPA’s definitions of
harassment, the MMPA definitions of
take are, overall, more protective.
Therefore managing polar bears under
the MMPA definition provides for the
conservation of polar bears. Where a
person or entity does not have
authorization for an activity that causes
take under the MMPA, or is not in
compliance with their MMPA take
authorization, the definition of take
under the ESA will be applied.
Incidental Take
The take restrictions under the MMPA
and those typically provided for
threatened species under the ESA
through our regulations at 50 CFR 17.31
or a special rule under section 4(d) of
the ESA also apply to incidental take.
Take restrictions under both Acts have
the same geographic scope. Incidental
take refers to the take of a protected
species that is incidental to, but not the
purpose of, an otherwise lawful activity.
This special rule under section 4(d) of
the ESA aligns the ESA incidental take
provisions for polar bears with the
incidental take provisions of the MMPA
and its implementing regulations as
those necessary and advisable to
provide for the conservation of the
species.
Section 7(a)(2) of the ESA requires
Federal agencies to ensure that any
action they authorize, fund, or carry out
is not likely to jeopardize the continued
existence of any listed species or result
in the destruction or adverse
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
modification of designated critical
habitat. Regulations that implement
section 7(a)(2) of the ESA (50 CFR part
402) define ‘‘jeopardize the continued
existence of’’ as to engage in an action
that reasonably would be expected,
directly or indirectly, to reduce
appreciably the likelihood of both the
survival and recovery of a listed species
in the wild by reducing the
reproduction, numbers, or distribution
of that species.
If a Federal action may affect a listed
species or its critical habitat, the
responsible Federal agency (action
agency) must enter into consultation
with the Service, subject to the
exceptions set out in 50 CFR 402.14(b)
and the provisions of 402.03. It is
through the consultation process under
section 7 of the ESA that incidental take
is identified and Federal agencies
receive authorization for incidental take.
The section 7 consultation requirements
also apply to the Service and require
that we consult with ourselves to ensure
actions we authorize, fund, or carry out
are not likely to result in jeopardy to the
species. This type of consultation,
known as intra-Service consultation,
would, for example, be applied to the
Service’s issuance of authorizations
under the MMPA and ESA. Further,
regulations at 50 CFR 402.16 require
Federal agencies to reinitiate
consultation on previously reviewed
actions in instances where we have
listed a new species or subsequently
designated critical habitat that may be
affected and the Federal agency has
retained discretionary involvement or
control over the action (or the agency’s
discretionary involvement or control is
authorized by law). These requirements
under the ESA remain unchanged under
this rule regardless of whether the
action occurs inside or outside the
current range of the polar bear. This
special rule does not negate the need for
a Federal action agency to consult with
the Service to ensure that any action
being authorized, funded, or carried out
is not likely to jeopardize the continued
existence of the polar bear. Further, in
the event critical habitat is designated
for the polar bear in the future, nothing
in this special rule affects the
prohibition against destruction or
adverse modification of any critical
habitat through a Federal action, and
Federal agencies would be required to
consider the destruction or adverse
modification standard in the
consultation process under section 7 of
the ESA.
As a result of consultation, we
document compliance with the
requirements of section 7(a)(2) of the
ESA through our issuance of a
PO 00000
Frm 00062
Fmt 4700
Sfmt 4700
concurrence letter for Federal actions
that may affect, but are not likely to
adversely affect, listed species or critical
habitat, or issuance of a biological
opinion for Federal actions that may
adversely affect listed species or critical
habitat. In those cases where the Service
determines an action that is likely to
adversely affect polar bears will not
likely result in jeopardy but is
anticipated to result in incidental take,
the biological opinion will describe the
amount and nature of incidental take
that is reasonably certain to occur.
Under section 7(b)(4) of the ESA, an
incidental take statement for a marine
mammal such as the polar bear cannot
be issued until the applicant has
received incidental take authorization
under the MMPA. If such authorization
is in place, the Service will also issue
a statement that specifies the amount or
extent of such take; any reasonable and
prudent measures considered
appropriate to minimize such effects;
terms and conditions to implement the
measures necessary to minimize effects;
and procedures for handling any
animals actually taken. Nothing in this
special rule affects the issuance or
contents of the biological opinions for
polar bears or the issuance of an
incidental take statement, although
incidental take resulting from activities
that occur outside of the current range
of the polar bear is not subject to the
taking prohibition of the ESA.
The regulations at 50 CFR 17.32(b)
provide a mechanism for non-Federal
parties to obtain authorization for the
incidental take of threatened wildlife.
This process requires that an applicant
specify effects to the species and steps
to minimize and mitigate such effects. If
the Service determines that the
mitigation measures will minimize
effects of any potential incidental take,
and that take will not appreciably
reduce the likelihood of survival and
recovery of the species, we may grant
incidental take authorization. This
authorization would include terms and
conditions deemed necessary or
appropriate to insure minimization of
take, as well as monitoring and
reporting requirements. Incidental take
restrictions both inside and outside the
current range of the polar bear under
this special rule are described below.
Activities Within Current Range
Under this special rule, if incidental
take has been authorized under section
101(a)(5) of the MMPA for take of a
polar bear by commercial fisheries, or
by the issuance of an Incidental
Harassment Authorization (IHA) or
through incidental take regulations for
all other activities, we will not require
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
an additional incidental take permit
under the ESA issued in accordance
with 50 CFR 17.32(b) for non-Federal
parties since we have determined that
the MMPA restrictions are more
protective or as protective as permits
issued under 50 CFR 17.32(b). In
addition, while an incidental take
statement under section 7 of the ESA
will be issued, any take will be covered
through the MMPA authorization.
However, any incidental take that does
occur from activities within the current
range of the polar bear that has not been
authorized under the MMPA, or is not
in compliance with the MMPA
authorization, remains prohibited under
50 CFR 17.31 and subject to full
penalties under both the ESA and
MMPA. Further, the ESA’s citizen suit
provision is unaffected by this special
rule anywhere within the current range
of the species. Any person or entity that
is allegedly causing the incidental take
of polar bears as a result of activities
within the range of the species without
appropriate MMPA authorization can be
challenged through this provision as
that would be a violation of 50 CFR
17.31. The ESA citizen suit provision
also remains available for alleged failure
to consult under section 7 of the ESA
regardless of whether the agency action
occurs inside or outside the current
range of the polar bear.
Sections 101(a)(5)(A) and (D) of the
MMPA give the Service the authority to
allow the incidental, but not intentional,
taking of small numbers of marine
mammals, in response to requests by
U.S. citizens (as defined in 50 CFR
18.27(c)) engaged in a specified activity
(other than commercial fishing) in a
specified geographic region. Incidental
take cannot be authorized under the
MMPA unless the Service finds that the
total of such taking will have no more
than a negligible impact on the species
or stock.
If any take that is likely to occur will
be limited to nonlethal harassment of
the species, the Service may issue an
Incidental Harassment Authorization
(IHA) under section 101(a)(5)(D) of the
MMPA. The IHAs cannot be issued for
a period longer than 1 year. If the taking
may result in more than harassment,
regulations under section 101(a)(5)(A) of
the MMPA must be issued, which may
be in place for no longer than 5 years.
Once regulations making the required
findings are in place, we issue Letters of
Authorization (LOAs) that authorize the
incidental take for specific projects that
fall under the provisions covered in the
regulations. The LOAs expire after 1
year and contain activity-specific
monitoring and mitigation measures
that ensure that any take remains at the
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
negligible level. In either case, the IHA
or the regulations must set forth: (1)
Permissible methods of taking; (2)
means of effecting the least practicable
adverse impact on the species and their
habitat and on the availability of the
species for subsistence uses; and (3)
requirements for monitoring and
reporting.
While a determination of negligible
impact is made at the time the
regulations are issued based on the best
information available, each request for
an LOA is also evaluated to ensure it is
consistent with this determination. The
evaluation consists of the type and
scope of the individual project and an
analysis of all current species
information, including the required
monitoring reports from previously
issued LOAs, and considers the effects
of the individual project when added to
all current LOAs in the geographic area.
Through these means, the type and level
of take of polar bears is continuously
evaluated throughout the life of the
regulations in order to ensure that any
take remains at the level of negligible
impact.
Incidental take of threatened or
endangered marine mammals, such as
the polar bear, that results from
commercial fishery operations is
regulated separately under the MMPA
through sections 101(a)(5)(E) and 118.
Section 101(a)(5)(E) requires that for
marine mammals from a species or stock
designated as depleted because of its
listing as an endangered or threatened
species under the ESA, a finding must
be made that any incidental mortality or
serious injury from commercial fisheries
will have a negligible impact on such
species or stock. In essence, section
101(a)(5)(E) applies the same ‘‘negligible
impact’’ standard to the authorization of
incidental take due to commercial
fishery activities that is applied to
incidental take from other activities. In
addition, an ESA recovery plan must be
developed, unless otherwise excepted,
and all requirements of MMPA section
118 must be met. These authorizations
may be in place for no longer than 3
years, when new findings must be
made.
Negligible impact under the MMPA,
as defined at 50 CFR 18.27(c), is an
impact that cannot be reasonably
expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival. This is a more
protective standard than standards for
issuing incidental take under the ESA,
which are: (1) For non-Federal actions,
that the taking will not appreciably
reduce the likelihood of the survival
and recovery of the species in the wild;
PO 00000
Frm 00063
Fmt 4700
Sfmt 4700
76253
and, (2) for Federal actions, that the
activity is not likely to jeopardize the
continued existence of the species. In
addition, the authorizations under the
MMPA are limited to 3 years for
commercial fisheries authorizations, 1
year for IHAs, and 5 years for incidental
take regulations, thus ensuring that
activities that are likely to cause
incidental take of polar bears are
periodically reviewed and mitigation
measures that ensure that take remains
at the negligible level can be updated.
Incidental take permits and statements
under the ESA have no such statutory
time limits. Incidental take statements
remain in effect for the life of the
Federal action, unless reinitiation of
consultation is triggered. Incidental take
permits for non-Federal activities can be
for various durations (see 50 CFR
17.32(b)(4)), with some permits valid for
up to 50 years. Therefore, the incidental
take standards under the MMPA
because of their stricter standards and
mandatory periodic re-evaluation,
provide a greater level of protection for
the polar bear than adoption of the
standards under the ESA at 50 CFR
17.31 and 17.32. As such, this special
rule adopts the MMPA standards for
authorizing Federal and non-Federal
incidental take as necessary and
advisable to provide for the
conservation of the polar bear.
As stated above, when the Service
issues authorizations for otherwise
prohibited incidental take under the
MMPA, we must determine that those
activities will result in no more than a
negligible impact on the species or
stock. The distinction of conducting the
analysis at the species or stock level
may be an important one in some cases.
Under the ESA, the ‘‘jeopardy’’
standard, for Federal incidental take,
and ‘‘appreciably reduce the likelihood
of survival and recovery’’ standard, for
non-Federal take, are always applied to
the listed entity (i.e., the listed species,
subspecies, or distinct population
segment). The Service is not given the
discretion under the ESA to assess
‘‘jeopardy’’ and ‘‘appreciably reduce the
likelihood of survival and recovery’’ at
a smaller scale (e.g., stock) unless the
listed entity is in fact smaller than the
entire species or subspecies (e.g., a
discrete population segment). Therefore,
because avoiding greater than negligible
impact to a stock is tighter than
avoiding greater than negligible impact
to an entire species, the MMPA may be
much more protective than the ESA for
activities that occur only within one
stock of a listed species. In the case of
the polar bear, it is listed as a threatened
species throughout its range under the
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
76254
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
ESA, while multiple stocks are
recognized under the MMPA. Therefore,
a variety of activities that may impact
polar bears will be assessed at a finer
scale under the MMPA than they would
have been otherwise under the ESA.
In addition, during the process of
authorizing any MMPA incidental take
under section 101(a)(5), we must
conduct an intra-Service consultation
under section 7(a)(2) of the ESA to
ensure that providing an MMPA
incidental take authorization to an
applicant is an act that is not likely to
jeopardize the continued existence of
the polar bear. Since the standard for
approval under MMPA section 101(a)(5)
is no more than ‘‘negligible impact’’ to
the affected marine mammal species or
stock, we believe that any MMPAcompliant authorization or regulation
would meet the ESA section 7(a)(2)
standards of avoiding jeopardy to the
species. Under this special rule, any
incidental take that could not be
authorized under section 101(a)(5) of
the MMPA would remain subject to the
prohibitions of 50 CFR 17.31.
To the extent that any Federal actions
are found to comport with the standards
for MMPA incidental take authorization,
we fully anticipate that any such section
7 consultation under the ESA would
result in a finding that the proposed
action is not likely to jeopardize the
continued existence of the polar bear. In
addition, we anticipate that any such
proposed actions would augment
protection and enhance agency
management of the polar bear through
the application of site-specific
mitigation measures contained in an
authorization issued under the MMPA.
Therefore, we do not anticipate, in light
of the ESA jeopardy standard and the
maximum duration of these MMPA
authorizations that there could be a
conservation basis for requiring any
entity holding incidental take
authorization under the MMPA and in
compliance with all measures under
that authorization (e.g., mitigation) to
implement further measures under the
ESA section 7 process, as long as the
action does not go beyond the scope and
duration of the MMPA take
authorization.
For example, affiliates of the oil and
gas industry have requested, and we
have issued regulations since 1991 for,
incidental take authorization for
activities in occupied polar bear habitat.
This includes regulations issued for
incidental take in the Beaufort Sea from
1993 to the present, and regulations
issued for incidental take in the
Chukchi Sea for the period 1991–1996
and, more recently, regulations for
similar activities and potential
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
incidental take in the Chukchi Sea for
the period 2008–2013. A detailed
history of our past regulations for the
Beaufort Sea region can be found in the
final regulations published on
November 28, 2003 (68 FR 66744),
August 2, 2006 (71 FR 43926), and June
11, 2008 (73 FR 33212).
The mitigation measures that we have
required for all oil and gas projects
include a site-specific plan of operation
and a site-specific polar bear interaction
plan. Site-specific plans outline the
steps the applicant will take to
minimize effects on polar bears, such as
garbage disposal and snow management
procedures to reduce the attraction of
polar bears, an outlined chain-ofcommand for responding to any polar
bear sighting, and polar bear awareness
training for employees. The training
program is designed to educate field
personnel about the dangers of bear
encounters and to implement safety
procedures in the event of a bear
sighting. Most often, the appropriate
response involves merely monitoring
the animal’s activities until they move
out of the area. However, personnel may
be instructed to leave an area where
bears are seen. When necessary, and
under specific authorization separate
from the incidental take authorization,
bears can be displaced by using forms
of deterrents, such as vehicles, vehicle
horns, vehicle sirens, vehicle lights,
spot lights, or, if necessary,
pyrotechnics (e.g., cracker shells). The
intent of the interaction plan and
training activities is to allow for the
early detection and appropriate
response to polar bears that may be
encountered during operations, which
eliminates the potential for injury or
lethal take of bears in defense of human
life. By requiring such steps be taken,
we ensure that any impacts to polar
bears will be minimized and will
remain negligible.
Additional mitigation measures are
also required on a case-by-case basis
depending on the location, timing, and
specific activity. For example, we may
require trained marine mammal
observers for offshore activities; preactivity surveys (e.g., aerial surveys,
infra-red thermal aerial surveys, or polar
bear scent-trained dogs) to determine
the presence or absence of dens or
denning activity; measures to protect
pregnant polar bears during denning
activities (den selection, birthing, and
maturation of cubs), including
incorporation of a 1-mile (1.6-kilometer)
buffer surrounding known dens; and
enhanced monitoring or flight
restrictions. These mitigation measures
are implemented to limit human-bear
interactions and disturbances to bears
PO 00000
Frm 00064
Fmt 4700
Sfmt 4700
and have ensured that industry effects
on polar bears have remained at the
negligible level.
Data provided by the required
monitoring and reporting programs in
the Beaufort Sea and in the Chukchi Sea
show that mitigation measures
successfully minimized effects on polar
bears. For example, since 1991, when
the incidental take regulations became
effective in the Chukchi and Beaufort
Seas, there has been no known instance
of a polar bear being killed or of
personnel being injured by a bear as a
result of oil and gas industry activities
in the areas covered by the incidental
take regulations.
Activities Outside Current Range
This special rule includes a separate
provision (paragraph (4)) that addresses
take under the ESA that is incidental to
an otherwise lawful activity that occurs
outside the current range of the polar
bear. Under paragraph (4), incidental
take of polar bears that results from
activities that occur outside of the
current range of the species is not
subject to the prohibitions found at 50
CFR 17.31. This provision has been
modified from the version of paragraph
(4) that appeared in the interim final
rule to more precisely delineate where
the ESA prohibition against incidental
take is necessary and advisable to
provide for the conservation of the polar
bear.
Under paragraph (4), any incidental
take that results from activities within
the current range of the polar bear
remains subject to the prohibitions
found at 50 CFR 17.31, although, as
explained in the previous section, any
such incidental take that has already
been authorized under the MMPA will
not require additional ESA
authorization.
Any incidental take of a polar bear
caused by an activity that occurs outside
of the current range of the species,
however, would not be a prohibited act
under the ESA, regardless of whether a
causal connection has been made
between the conduct of the activity and
effects on the species. But nothing in
paragraph (4) modifies the prohibitions
against taking, including incidental
taking, under the MMPA, which
continue to apply regardless of where
the activity occurs. If it is shown that a
particular activity conducted outside
the current range of the species is
reasonably likely to cause the incidental
taking of a polar bear, whether lethal or
nonlethal, any incidental take that
occurs is a violation of the MMPA
unless authorization for the take under
the MMPA has been issued by the
Service.
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
Any incidental take caused by an
activity outside the current range of the
polar bear and covered by the MMPA
would be a violation of that law and
subject to the full array of the statute’s
civil and criminal penalties unless it
was authorized. Any person, which
includes businesses, States, and Federal
agencies as well as individuals, who
violates the MMPA’s takings prohibition
or any regulation may be assessed a civil
penalty of up to $10,000 for each
violation. A person or entity that
knowingly violates the MMPA’s takings
prohibition or any regulation will, upon
conviction, be fined for each violation,
imprisoned for up to 1 year, or both.
Please refer to the ‘‘Penalties’’
discussion below for additional
discussion of the penalties under the
ESA and the MMPA.
Any individual, business, State
government, or Federal agency subject
to the jurisdiction of the United States
that is likely to cause the incidental
taking of a polar bear under the MMPA,
regardless of the location of their
activity, must therefore seek incidental
take authorization under the MMPA or
risk such civil or criminal penalties. As
explained earlier, while the Service will
work with any person or entity that
seeks incidental take authorization,
such authorization can only be granted
if any take that is likely to occur will
have no more than a negligible impact
on the species. If the negligible impact
standard cannot be met, the person or
entity will have to modify their
activities to meet the standard, modify
their activities to avoid the taking
altogether, or risk civil or criminal
penalties.
In addition, nothing in paragraph (4)
of this final rule affects section 7
consultation requirements outside the
current range of the polar bear. Any
Federal agency that intends to engage in
an agency action that ‘‘may affect’’ polar
bears must comply with 50 CFR part
402, regardless of the location of the
agency action. This includes, but is not
limited to, intra-Service consultation on
any MMPA incidental take
authorization proposed for activities
located outside the current range.
Paragraph (4) does not affect in any way
the standards for issuing a biological
opinion at the end of that consultation
or the contents of the biological opinion,
including an assessment of the nature
and amount of take that is likely to
occur. An incidental take statement
would also be issued under any opinion
where the Service finds that the agency
action and the incidental taking are not
likely to jeopardize the continued
existence of the species or result in the
destruction or adverse modification of
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
any polar bear critical habitat that may
be designated, provided that the
incidental taking has already been
authorized under the MMPA, as
required under section 7(b)(4) of the
ESA. The Service will, however, inform
the Federal agency and any applicants
in the biological opinion and any
incidental take statement that the take
identified in the biological opinion and
the statement is not a prohibited act
under the ESA, although any incidental
take that actually occurs and that has
not been authorized under the MMPA
would remain a violation of the MMPA.
One difference between the MMPA
and the ESA is the applicability of the
ESA citizen suit provision. Under
section 11 of the ESA, any person may
commence a civil suit against a person,
business entity, State government, or
Federal agency that is allegedly in
violation of the ESA. Such lawsuits
have been brought by private citizens
and citizen groups where it is alleged
that a person or entity is taking a listed
species in violation of the ESA. The
MMPA does not have a similar
provision. So while any unauthorized
incidental take caused by an activity
outside the current range of the polar
bear would be a violation of the MMPA,
legal action against the person or entity
causing the take could only be brought
by the United States and not by a
private citizen or citizen group.
However, operation of the citizen suit
provision remains unaffected for any
restricted act other than incidental take,
such as non-incidental take, import,
export, sale, and transport, regardless of
whether the activity occurs outside the
current range of the polar bear. Further,
the ESA’s citizen suit provision is
unaffected by this special rule when the
activity causing incidental take is
anywhere within the current range of
the species. Any person or entity that is
allegedly causing the incidental take of
polar bears as a result of activities
within the range of the species without
appropriate MMPA authorization can be
challenged through the citizen suit
provision as that would be a violation
of the ESA implementing regulations at
50 CFR 17.31. The ESA citizen suit
provision also remains available for
alleged failure to consult under section
7 of the ESA regardless of whether the
agency action occurs inside or outside
the current range of the polar bear.
Further, any incidental taking caused by
an activity outside the current range of
the polar bear that is connected, either
directly or in certain instances
indirectly, to an action by a Federal
agency could be pursued under the
Administrative Procedure Act of 1946 (5
PO 00000
Frm 00065
Fmt 4700
Sfmt 4700
76255
U.S.C. 706), which allows challenges to
final agency actions.
Import, Export, Non-Incidental Take,
Transport, Purchase, and Sale or Offer
for Sale or Purchase
When setting restrictions for
threatened species, the Service has
generally adopted prohibitions on their
import; export; take; transport in
interstate or foreign commerce in the
course of a commercial activity; sale or
offer for sale in interstate or foreign
commerce; and possession, sale,
delivery, carrying, transportation, or
shipping of unlawfully taken species,
either through a special rule or through
the provisions of 50 CFR 17.31. For the
polar bear, these same activities are
already strictly regulated under the
MMPA. Section 101 of the MMPA
provides a moratorium on the taking
and importation of marine mammals
and their products. Section 102 of the
MMPA further prohibits activities
unless exempted or authorized under
subsequent sections.
Prohibitions in section 102(a) include
take of any marine mammal on the high
seas; take of any marine mammal in
waters or on lands under the
jurisdiction of the United States; use of
any port, harbor, or other place under
the jurisdiction of the United States to
take or import a marine mammal;
possession of any marine mammal or
product taken in violation of the
MMPA; and transport, purchase, sale,
export, or offer to purchase, sell, or
export any marine mammal or product
taken in violation of the MMPA or for
any purpose other than public display,
scientific research, or enhancing the
survival of the species or stock. Under
sections 102(b) and (c) of the MMPA, it
is unlawful to import a pregnant or
nursing marine mammal; an individual
taken from a depleted species or
population stock; an individual taken in
a manner deemed inhumane; any
marine mammal taken in violation of
the MMPA or in violation of the law of
another country; or any marine mammal
product if it was made from any marine
mammal taken in violation of the
MMPA or in violation of the law of
another country, or if it was illegal to
sell in the country of origin.
The MMPA then provides specific
exceptions to these prohibitions under
which certain acts are allowed only if
all statutory requirements are met.
Under section 104 of the MMPA, these
otherwise prohibited activities may be
authorized for purposes of public
display (section 104(c)(2)), scientific
research (section 104(c)(3)), enhancing
the survival or recovery of a species
(section 104(c)(4)), or photography
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
76256
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
(where there is level B harassment only;
section 104(c)(6)). In addition, section
104(c)(8) specifically addresses the
possession, sale, purchase, transport,
export, or offer for sale of the progeny
of any marine mammal taken or
imported under section 104, and section
104(c)(9) sets strict standards for the
export of any marine mammal from the
United States. In all of these sections of
the MMPA, strict criteria have been
established to ensure that the impact of
an authorized activity, if a permit were
to be issued, would successfully meet
Congress’s finding in the MMPA that
species ‘‘should not be permitted to
diminish beyond the point at which
they cease to be a significant
functioning element in the ecosystem of
which they are a part.’’
Under the general threatened species
regulations at 50 CFR 17.31 and 17.32,
authorizations are available for a wider
range of activities than under the
MMPA, including permits for any
special purpose consistent with the
ESA. In addition, for those activities
that are available under both the MMPA
and the general threatened species
regulations, the MMPA issuance criteria
are often more strict. For example, in
order to issue a permit under the general
threatened species regulations at 50 CFR
17.32, the Service must consider, among
other things:
(1) Whether the purpose for which the
permit is required is adequate to justify
removing from the wild or otherwise
changing the status of the wildlife
sought to be covered by the permit;
(2) The probable direct and indirect
effect which issuing the permit would
have on the wild populations of the
wildlife;
(3) Whether the permit would in any
way directly or indirectly conflict with
any known program intended to
enhance the survival probabilities of the
population; and
(4) Whether the activities would be
likely to reduce the threat of extinction
facing the species of wildlife.
These are all ‘‘considerations’’ during
the process of evaluating an application,
but none set a standard that requires
denial of the permit under any
particular set of facts. However, in order
to obtain an enhancement permit under
the MMPA, the Service must find that
any taking or importation: (1) Is likely
to contribute significantly to
maintaining or increasing distribution
or numbers necessary to ensure the
survival or recovery of the species or
stock, and (2) is consistent with any
conservation plan or ESA recovery plan
for the species or stock or, if no
conservation or ESA recovery plan is in
place, with the Service’s evaluation of
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
actions required to enhance the survival
or recovery of the species or stock in
light of factors that would be addressed
in a conservation plan or ESA recovery
plan. In order to issue a scientific
research permit under the MMPA, in
addition to meeting the requirements
that the taking is required to further a
bona fide scientific purpose, any lethal
taking cannot be authorized unless a
nonlethal method of conducting the
research is not feasible. In addition, for
depleted species such as the polar bear,
permits shall not be issued for any
lethal taking unless the results of the
research will directly benefit the
species, or fulfill a critically important
research need.
Further, all permits issued under the
MMPA must be consistent with the
purposes and policies of the Act, which
includes maintaining or returning
marine mammals to their optimum
sustainable population. Also, now that
polar bears have depleted status under
the MMPA, no MMPA permit may be
issued for taking or importation for the
purpose of public display, whereas
§ 17.32 allows issuance of permits for
zoological exhibition and educational
purposes. As the MMPA does not
contain a provision similar to a special
rule under section 4(d) of the ESA, the
more restrictive requirements of the
MMPA apply.
Thus, the existing statutory provisions
of the MMPA allow fewer types of
activities than does 50 CFR 17.32 for
threatened species, and the MMPA’s
standards are generally stricter for those
activities that are allowed than
standards for comparable activities
under 50 CFR 17.32. Because, for polar
bears, an applicant must obtain
authorization under the MMPA to
engage in an act that would otherwise
be prohibited, and because both the
allowable types of activities and
standards for those activities are
generally stricter under the MMPA than
the general standards under 50 CFR
17.32, we find that the MMPA
provisions are necessary and advisable
to provide for the conservation of the
species and adopt these provisions as
appropriate conservation protections
under the ESA. Therefore, under this
special rule, as long as an activity is
authorized or exempted under the
MMPA, and the appropriate
requirements of the MMPA are met,
then the activity does not require any
additional authorization under the ESA.
All authorizations issued under section
104 of the MMPA will continue to be
subject to section 7 consultation
requirements of the ESA.
PO 00000
Frm 00066
Fmt 4700
Sfmt 4700
CITES
In addition to the MMPA restrictions
on import and export discussed above,
CITES provisions that apply to the polar
bear also ensure that import into or
export from the United States is
carefully regulated. Under CITES and
the U.S. regulations that implement
CITES at 50 CFR part 23, the United
States is required to regulate and
monitor the trade in legally possessed
CITES specimens over an international
border. Thus, for example, CITES would
apply to tourists driving from Alaska
through Canada with polar bear
handicrafts to a destination elsewhere in
the United States. As an Appendix II
species, the export of any polar bear,
either live or dead, and any polar bear
parts or products requires an export
permit supported by a finding that the
specimen was legally acquired under
international and domestic laws. Prior
to issuance of the permit, the exporting
country must also find that export will
not be detrimental to the survival of the
species. A valid export document issued
by the exporting country must be
presented to the officials of the
importing country before the polar bear
specimen will be cleared for
importation.
Some limited exceptions to this
permit requirement exist. For example,
consistent with CITES, the United States
provides an exemption from the
permitting requirements for personal
and household effects made of dead
specimens. Personal and household
effects must be personally owned for
noncommercial purposes, and the
quantity must be necessary or
appropriate for the nature of the trip or
stay or for household use. Not all CITES
countries have adopted this exemption,
so persons who may cross an
international border with a polar bear
specimen should check with the Service
and the country of transit or destination
in advance as to applicable
requirements. Because for polar bears
any person importing or exporting any
live or dead animal, part, or product
into or from the United States must
comply with the strict provisions of
CITES as well as the strict import and
export provisions under the MMPA, we
find that additional authorizations
under the ESA to engage in these
activities would not be necessary and
advisable to provide for the
conservation of the species. Thus, under
this rule, if an import or export activity
is authorized or exempted under the
MMPA and the appropriate
requirements under CITES have been
met, no additional authorization under
the ESA is required. All export
E:\FR\FM\16DER1.SGM
16DER1
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
mstockstill on PROD1PC66 with RULES_2
authorizations issued by the Service
under CITES will continue to be subject
to the consultation requirements under
section 7 of the ESA.
Take for Self-Defense or Welfare of the
Animal
Both the MMPA and the ESA prohibit
take of protected species. However, both
statutes provide exceptions when the
take is either exempted or can be
authorized for self-defense or welfare of
the animal.
In the interest of public safety, both
the MMPA and the ESA include
provisions to allow for take, including
lethal take, when this take is necessary
for self-defense or to protect another
person. Section 101(c) of the MMPA
states that it shall not be a violation to
take a marine mammal if such taking is
imminently necessary for self-defense or
to save the life of another person who
is in immediate danger. Any such
incident must be reported to the Service
within 48 hours of occurrence. Section
11(a)(3) of the ESA similarly provides
that no civil penalty shall be imposed if
it can be shown by a preponderance of
the evidence that the defendant
committed an otherwise prohibited act
based on a good faith belief that he or
she was protecting himself or herself, a
member of his or her family, or any
other individual from bodily harm.
Section 11(b)(3) of the ESA provides
that it shall be a defense to prosecution
if the defendant committed an offense
based on a good faith belief that he or
she was protecting himself or herself, a
member of his or her family, or any
other individual from bodily harm. The
ESA regulations in 50 CFR 17.21(c)(2),
which reiterate that any person may
take listed wildlife in defense of life,
clarify this exemption. Reporting of the
incident is required under 50 CFR
17.21(c)(4). Thus, the self-defense
provisions of the ESA and MMPA are
comparable. However, under this
special rule, where unforeseen
differences between these provisions
may arise in the future, any activity that
is authorized or exempted under the
MMPA does not require additional
authorization under the ESA.
Concerning take for defense of
property and for the welfare of the
animal, the provisions in the ESA and
MMPA are not clearly comparable. The
provisions provided under the ESA
regulations at 50 CFR 17.21(c)(3)
authorize any employee or agent of the
Service, any other Federal land
management agency, the National
Marine Fisheries Service (NMFS), or a
State conservation agency, who is
designated by the agency for such
purposes, to take listed wildlife when
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
acting in the course of official duties if
the action is necessary to: (i) Aid a sick,
injured, or orphaned specimen; (ii)
dispose of a dead specimen; (iii) salvage
a dead specimen for scientific study; or
(iv) remove a specimen that may
constitute a threat to human safety,
provided that the taking is humane or,
if lethal take or injury is necessary, that
there is no other reasonable possibility
to eliminate the threat. Further, the ESA
regulations at 50 CFR 17.31(b) allow any
employee or agent of the Service, of
NMFS, or of a State conservation agency
which is operating a conservation
program under the terms of a
Cooperative Agreement with the Service
in accord with section 6 of the ESA,
when acting in the course of official
duty, to take those species of threatened
wildlife which are covered by an
approved cooperative agreement to
carry out conservation programs.
Provisions for similar activities are
found under sections 101(a), 101(d), and
109(h) of the MMPA. Section
101(a)(4)(A) of the MMPA provides that
a marine mammal may be deterred from
damaging fishing gear or catch (by the
owner or an agent or employee of the
owner of that gear or catch), other
private property (by the owner or an
agent or employee of the owner of that
property), and, if done by a government
employee, public property so long as the
deterrence measures do not result in
death or serious injury of the marine
mammal. This section also allows for
any person to deter a marine mammal
from endangering personal safety.
Section 101(a)(4)(D) clarifies that this
authority to deter marine mammals
applies to depleted stocks, which would
include the polar bear. The nonlethal
deterrence of a polar bear from fishing
gear or other property is not a provision
that is included under the ESA;
however, this provision would not
result in injury to the bear or removal
of the bear from the population and
could, instead, prevent serious injury or
death to the bear by preventing
escalation of an incident to the point
where the bear is killed in self-defense.
Therefore, we find it necessary and
advisable to continue to manage polar
bears under this provision of the MMPA
and, as such, an activity conducted
pursuant to this provision under the
MMPA does not require additional
authorization under the ESA.
Section 101(d) of the MMPA provides
that it is not a violation of the MMPA
for any person to take a marine mammal
if the taking is necessary to avoid
serious injury, additional injury, or
death to a marine mammal entangled in
fishing gear or debris, and care is taken
to prevent further injury and ensure safe
PO 00000
Frm 00067
Fmt 4700
Sfmt 4700
76257
release. The incident must be reported
to the Service within 48 hours of
occurrence. If entangled, the safe release
of a polar bear from fishing gear or other
debris could prevent further injury or
death of the animal. Therefore, by
adopting this provision of the MMPA,
this special rule provides for the
conservation of polar bears in the event
of entanglement with fishing gear or
other debris and could prevent further
injury or death of the bear. The
provisions under the ESA at 50 CFR
17.31 provide for similar activities;
however, the ESA provision only
applies to an employee or agent of the
Service, any other Federal land
management agency, NMFS, or a State
conservation agency, who is designated
by the agency for such purposes. The
provisions under section 101(d) apply to
any individual, including private
individuals. Although the provisions
under the MMPA are broader in this
case, we find them necessary and
advisable to provide for the
conservation of the polar bear; therefore,
an activity conducted pursuant to this
provision of the MMPA does not require
additional authorization under the ESA.
Further, section 109(h) of the MMPA
allows the humane taking of a marine
mammal by specific categories of people
(i.e., Federal, State, or local government
officials or employees or a person
designated under section 112(c) of the
MMPA) in the course of their official
duties provided that one of three criteria
is met—the taking is for: (1) The
protection or welfare of the mammal; (2)
the protection of the public health and
welfare; or (3) the nonlethal removal of
nuisance animals. The MMPA
regulations at 50 CFR 18.22 provide the
specific requirements of the exception.
Section 112(c) of the MMPA allows the
Service to enter into cooperative
agreements with other Federal or State
agencies and public or private
institutions or other persons to carry out
the purposes of section 109(h) of the
MMPA. The ability to designate nonFederal, non-State ‘‘cooperators,’’ as
allowed under sections 112(c) and
109(h) of the MMPA but not provided
for under the ESA, has allowed the
Service to work with private groups to
retrieve carcasses, respond to injured
animals, and provide care and
maintenance for stranded or orphaned
animals. This has provided benefits by
drawing on the expertise and allowing
the use of facilities of non-Federal and
non-State scientists, aquaria,
veterinarians, and other private entities.
Additionally, the ability for nonFederal, non-State cooperators to haze
polar bears from oil and gas facilities in
E:\FR\FM\16DER1.SGM
16DER1
76258
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
mstockstill on PROD1PC66 with RULES_2
Alaska has provided for the
conservation of the polar bear by
allowing nonlethal techniques to deter
them from property and away from
people before situations escalate,
thereby preventing unnecessary injury
to, or lethal take of, polar bears.
Therefore, the adoption of these MMPA
provisions is necessary and advisable to
provide for the conservation of the polar
bear.
Pre-Act Specimens
The ESA, MMPA, and CITES all have
provisions for the regulation of
specimens, both live and dead, that
were acquired or removed from the wild
prior to application of the law or the
listing of the species, but the laws treat
these specimens somewhat differently.
Section 9(b)(1) of the ESA provides an
exemption for threatened species held
in a controlled environment as of the
date of publication of their listing
provided that the holding and any
subsequent holding or use is not in the
course of a commercial activity.
Additionally, section 10(h) of the ESA
provides an exemption for certain
antique articles. Polar bears held in
captivity prior to the listing of the polar
bear as a threatened species under the
ESA and not used or subsequently held
or used in the course of a commercial
activity, and all items containing polar
bear parts that qualify as antiques under
the ESA, would qualify for these
exemptions.
Section 102(e) of the MMPA contains
a pre-MMPA exemption that provides
that none of the restrictions shall apply
to any marine mammal or marine
mammal product composed from an
animal taken prior to December 21,
1972. In addition, Article VII(2) of
CITES provides a pre-Convention
exception that exempts a preConvention specimen from standard
permitting requirements in Articles III,
IV, and V of CITES when the exporting
or re-exporting country is satisfied that
the specimen was acquired before the
provisions of CITES applied to it and
issues a CITES document to that effect
(see 50 CFR 23.45). The special rule
does not affect requirements under
CITES, therefore, these specimens
continue to require this pre-Convention
documentation for any international
movement. Pre-Convention certificates
required by CITES and pre-MMPA
affidavits and supporting
documentation required under the
Service’s regulations at 50 CFR 18.14
ensure that trade in pre-MMPA and preConvention specimens meet the
requirements of the exemptions.
This rule adopts the pre-Act
provisions of the MMPA and CITES.
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
The MMPA has been in force since 1972
and CITES since 1975. In that time,
there has never been a conservation
problem identified regarding pre-Act
polar bear specimens. While under this
special rule, polar bear specimens that
were obtained prior to the date that the
MMPA went into effect (December 21,
1972) are not subject to the same
restrictions as other threatened species
under the general regulations at §§ 17.31
and 17.32, the number of specimens and
the nature of the activities to which
these restrictions would apply is
limited. There are very few live polar
bears, either in a controlled
environment within the United States or
elsewhere, that would qualify as ‘‘preAct’’ under the MMPA. Therefore, the
standard MMPA restrictions apply to
virtually all live polar bears. Of the dead
specimens that would qualify as ‘‘preAct’’ under the MMPA, very few of
these specimens would likely be subject
to activities due to the age and probable
poor physical quality of these
specimens. Furthermore, under CITES
these specimens would continue to
require documentation for any
international movement, which would
verify that the specimen was acquired
before CITES went into effect in 1975
for polar bears. While the general ESA
regulations would provide some
additional restrictions, such activities
have not been identified as a threat in
any way to the polar bear. Thus, CITES
and the MMPA provide appropriate
protections that are necessary and
advisable to provide for the
conservation of the polar bear in this
regard, and additional restrictions under
the ESA are not necessary.
Subsistence, Handicraft Trade, and
Cultural Exchanges
Section 10(e) of the ESA provides an
exemption for Alaska Natives for the
taking and importation of listed species
if such taking is primarily for
subsistence purposes. Nonedible byproducts of species taken in accordance
with the exemption, when made into
authentic native articles of handicraft
and clothing, may be transported,
exchanged, or sold in interstate
commerce. The ESA defines authentic
native articles of handicraft and clothing
as items composed wholly or in some
significant respect of natural materials,
and which are produced, decorated, or
fashioned in the exercise of traditional
native handicrafts without the use of
pantographs, multiple carvers, or other
mass copying devices (section
10(e)(3)(ii)). That definition also
provides that traditional native
handicrafts include, but are not limited
to, weaving, carving, stitching, sewing,
PO 00000
Frm 00068
Fmt 4700
Sfmt 4700
lacing, beading, drawing, and painting.
Further details on what qualifies as
authentic native articles of handicrafts
and clothing are provided at 50 CFR
17.3. This exemption is similar to one
in section 101(b) of the MMPA, which
provides an exemption from the
moratorium on take for subsistence
harvest and the creation and sale of
authentic native articles of handicrafts
or clothing by Alaska Natives. The
definition of authentic native articles of
handicrafts and clothing in the MMPA
is identical to the ESA definition, and
our MMPA definition in our regulations
at 50 CFR 18.3 is identical to the ESA
definition at 50 CFR 17.3. Both statutes
require that the taking may not be
accomplished in a wasteful manner.
Under this special rule, any exempt
activities under the MMPA associated
with handicrafts or clothing or cultural
exchange using subsistence-taken polar
bears will not require additional
authorization under the ESA, including
the limited, noncommercial import and
export of authentic native articles of
handicrafts and clothing that are created
from polar bears taken by Alaska
Natives. Under this special rule, all such
imports and exports involving polar
bear parts and products will need to
conform to what is currently allowed
under the MMPA, comply with our
import and export regulations found at
50 CFR parts 14 and 23, and be
noncommercial in nature. The ESA
regulations at 50 CFR 14.4 define
commercial as related to the offering for
sale or resale, purchase, trade, barter, or
the actual or intended transfer in the
pursuit of gain or profit, of any item of
wildlife and includes the use of any
wildlife article as an exhibit for the
purpose of soliciting sales, without
regard to the quantity or weight.
Another activity covered by the
special rule is cultural exchange
between Alaska Natives and Native
inhabitants of Russia, Canada, and
Greenland with whom Alaska Natives
share a common heritage. The MMPA
allows the import and export of marine
mammal parts and products that are
components of a cultural exchange,
which is defined under the MMPA as
the sharing or exchange of ideas,
information, gifts, clothing, or
handicrafts. Cultural exchange has been
an important exemption for Alaska
Natives under the MMPA, and this
special rule ensures that such exchanges
will not be interrupted.
This special rule also adopts the
registered agent and tannery process
from the current MMPA regulations. In
order to assist Alaska Natives in the
creation of authentic native articles of
handicrafts and clothing, the Service’s
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
MMPA implementing regulations at 50
CFR 18.23(b) and (d) allow persons who
are not Alaska Natives to register as an
agent or tannery. Once registered, agents
are authorized to receive or acquire
marine mammal parts or products from
Alaskan Natives or other registered
agents. They are also authorized to
transfer (not sell) hides to registered
tanners for further processing. A
registered tannery may receive
untanned hides from Alaska Natives or
registered agents for tanning and return.
The tanned skins may then be made into
authentic articles of clothing or
handicrafts. Registered agents and
tanneries must maintain strict inventory
control and accounting methods for any
marine mammal part, including skins;
they provide accountings of such
activities and inventories to the Service.
These restrictions and requirements for
agents and tanners allow the Service to
monitor the processing of such items
while ensuring that Alaska Natives can
exercise their rights under the
exemption. Adopting the registered
agent and tannery process aligns ESA
provisions relating to the creation of
handicrafts and clothing by Alaska
Natives with the current process under
the MMPA and allows Alaska Natives to
engage in the subsistence practices
provided under the ESA’s section 10(e)
exemptions.
Nonetheless, the provisions in this
special rule regarding creation,
shipment, and sale of authentic native
articles of handicrafts and clothing
apply only to items to which the
subsistence harvest exemption applies
under the MMPA. The exemption in
section 10(e)(1) of the ESA applies to
‘‘any Indian, Aleut, or Eskimo who is an
Alaskan Native who resides in Alaska’’
but also applies to ‘‘any non-native
permanent resident of an Alaskan native
village.’’ However, the exemption under
section 101 of the MMPA is limited to
only an ‘‘Indian, Aleut, or Eskimo who
resides in Alaska and who dwells on the
coast of the North Pacific Ocean or the
Arctic Ocean.’’ Because the MMPA is
more restrictive, only a person who
qualifies under the MMPA Alaska
Native exemption may legally take polar
bears for subsistence purposes, as a take
by nonnative permanent residents of
Alaska native villages under the broader
ESA exemption is not allowed under the
MMPA. Therefore, all persons,
including those who qualify under the
Alaska Native exemption of the ESA,
should consult the MMPA and our
regulations at 50 CFR part 18 before
engaging in any activity that may result
in a prohibited act to ensure that their
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
activities will be consistent with both
laws.
Although a few of these provisions of
the MMPA may be less strict than the
ESA provisions, these provisions are the
appropriate regulatory mechanisms for
the conservation of the polar bear. Both
the ESA and the MMPA recognize the
intrinsic role that marine mammals have
played and continue to play in the
subsistence, cultural, and economic
lives of Alaska Natives. The Service, in
turn, recognizes the important role that
Alaska Natives play in the conservation
of marine mammals. Amendments to
the MMPA in 1994 acknowledged this
role by authorizing the Service to enter
into cooperative agreements with Alaska
Natives for the conservation and comanagement of subsistence use of
marine mammals (section 119 of the
MMPA). Through these cooperative
agreements, the Service has worked
with Alaska Native organizations to
better understand the status and trends
of polar bear throughout Alaska. For
example, Alaska Natives collect and
contribute biological specimens from
subsistence-harvested animals for
biological analysis. Analysis of these
samples allows us to monitor the health
and status of polar bear stocks.
Further, as discussed in our proposed
and final rules to list the polar bear as
a threatened species (72 FR 1064;
January 9, 2007, and 73 FR 28212; May
15, 2008), the Service cooperates with
the Alaska Nanuuq Commission, an
Alaska Native organization that
represents interests of Alaska Native
villages whose members engage in the
subsistence hunting of polar bears, to
address polar bear subsistence harvest
issues. In addition, for the Southern
Beaufort Sea population, hunting is
regulated voluntarily and effectively
through an agreement between the
Inuvialuit of Canada and the Inupiat of
Alaska (implemented by the North
Slope Borough) as well as being
monitored by the Service’s marking,
tagging, and reporting program. In
addition, in the Chukchi Sea, the
Service will be working with Alaska
Natives through the recently
implemented Agreement between the
United States of America and the
Russian Federation on the Conservation
and Management of the AlaskaChukotka Polar Bear Population
(Bilateral Agreement), under which one
of two commissioners representing the
United States will represent the Native
people of Alaska and, in particular, the
Native people for whom polar bears are
an integral part of their culture. Thus,
we recognize the unique contributions
Alaska Natives provide to the Service’s
understanding of polar bears, and their
PO 00000
Frm 00069
Fmt 4700
Sfmt 4700
76259
interest in ensuring that polar bear
stocks are conserved and managed to
achieve and maintain healthy
populations.
The Service recognizes the significant
conservation benefits that Alaska
Natives have already made to polar
bears through the measures that they
have voluntarily taken to self-regulate
harvest that is otherwise exempt under
the MMPA and the ESA and through
their support of measures for regulation
of harvest. This contribution has
provided significant benefit to polar
bears throughout Alaska, and will
continue by maintaining and
encouraging the involvement of the
Alaska Native community in the
conservation of the species. This special
rule provides for the conservation of
polar bears, while at the same time
accommodating the subsistence,
cultural, and economic interests of
Alaska Natives, which are interests
recognized by both the ESA and MMPA.
Therefore, the Service finds that
aligning provisions under the ESA
relating to the creation, shipment, and
sale of authentic native handicrafts and
clothing by Alaska Natives with what is
already allowed under the MMPA
contributes to a regulation that is
necessary and advisable to provide for
the conservation of polar bears.
This aspect of the special rule is
limited to activities that are not already
exempted under the ESA. The ESA itself
provides a statutory exemption to
Alaska Natives under section 10(e) of
the ESA for the harvesting of polar bears
from the wild as long as the taking is for
primarily subsistence purposes. The
ESA then specifies that polar bears
taken under this provision can be used
to create handicrafts and clothing and
that these items can be sold in interstate
commerce. Thus, this rule does not
regulate the taking or importation of
polar bears or the sale in interstate
commerce of authentic native articles of
handicrafts and clothing by qualifying
Alaska Natives; these have already been
exempted by statute. This special rule
addresses only activities relating to
cultural exchange and limited types of
travel, and to the creation and shipment
of authentic native handicrafts and
clothing that are currently allowed
under section 101 of the MMPA that are
not already clearly exempted under
section 10(e) of the ESA.
In addition, in our final rule to list the
polar bear as threatened (73 FR 28212;
May 15, 2008), while we found that
polar bear mortality from harvest and
negative bear-human interactions may
be approaching unsustainable levels for
some populations, especially those
experiencing nutritional stress or
E:\FR\FM\16DER1.SGM
16DER1
76260
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
declining population numbers as a
consequence of habitat change,
subsistence take by Alaska Natives does
not currently threaten the polar bear
throughout all or any significant portion
of its range. Range-wide, continued
harvest and increased mortality from
bear-human encounters or other reasons
are likely to become more significant
threats in the future. The Polar Bear
Specialist Group (Aars et al. 2006, p.
57), through resolution, urged that a
precautionary approach be instituted
when setting harvest limits in a
warming Arctic environment, and
continued efforts are necessary to
ensure that harvest or other forms of
removal do not exceed sustainable
levels. However, the Service has found
that standards for subsistence harvest in
the United States under the MMPA and
the voluntary measures taken by Alaska
Natives to manage subsistence harvest
in the United States have been effective,
and that, range-wide, the lawful
subsistence harvest of polar bears and
the associated creation, sale, and
shipment of authentic handicrafts and
clothing currently do not threaten the
polar bear throughout all or a significant
portion of its range and are not affected
by the provisions of this special rule.
mstockstill on PROD1PC66 with RULES_2
National Defense Activities
Section 319 of the NDAA amended
section 101 of the MMPA to provide a
mechanism for the Department of
Defense (DOD) to exempt actions or a
category of actions necessary for
national defense from requirements of
the MMPA provided that DOD has
conferred, for polar bears, with the
Service. Such an exemption may be
issued for no more than 2 years. This
special rule provides that an exemption
invoked as necessary for national
defense under the MMPA will require
no separate authorization under the
ESA. The MMPA exemption requires
DOD to confer with the Service, the
exemptions are of limited duration and
scope (only those actions ‘‘necessary for
national defense’’), and no actions by
the DOD have been identified as a threat
to the polar bear throughout all or any
significant portion of its range.
Penalties
As discussed earlier, the MMPA
provides substantial civil and criminal
penalties for violations of the law. These
penalties, regardless of whether a
violation occurs inside or outside the
current range of the species, remain in
place and are not affected by this rule.
Because CITES is implemented through
the ESA, any trade of polar bears or
polar bear parts or products contrary to
CITES and possession of any polar bear
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
specimen that was traded contrary to
the requirements of CITES is a violation
of the ESA and remains subject to its
penalties.
Under this special rule, however,
certain acts not related to CITES
violations also remain subject to the
penalties of the ESA. Under paragraph
(2) of this special rule, any act
prohibited under the MMPA that would
also be prohibited under the ESA
regulations at 50 CFR 17.31 and that has
not been authorized or exempted under
the MMPA would be a violation of the
ESA as well as the MMPA. In addition,
even if an act is authorized or exempt
under the MMPA, failure to comply
with all applicable terms and conditions
of the statute, the MMPA implementing
regulations, or an MMPA permit or
authorization issued by the Service
would likewise constitute a violation of
the ESA. Under paragraph (4) of this
rule, the ESA penalties also remain
applicable to any incidental take of
polar bears that is caused by activities
within the current range of the species,
if that incidental take has not been
authorized under the MMPA consistent
with paragraph (2) of this rule. While
ESA penalties would not apply to any
incidental take caused by activities
outside the current range, as explained
above, all MMPA penalties remain in
place in these areas. A civil penalty of
$12,000 to $25,000 is available for a
knowing violation (or any violation by
a person engaged in business as an
importer or exporter) of certain
provisions of the ESA, the regulations,
or permits, while civil penalties of up to
$500 are available for any other
violation. Criminal penalties and
imprisonment for up to one year, or
both, are also available for certain
violations of the ESA. In addition, all
fish and wildlife taken, possessed, sold,
purchased, offered for sale or purchase,
transported, delivered, received, carried,
shipped, exported, or imported contrary
to the provisions of the ESA or any ESA
regulation or permit or certificate issued
under the ESA are subject to forfeiture
to the United States. There are also
provisions for the forfeiture of vessels,
vehicles, and other equipment used in
committing unlawful acts under the
ESA upon conviction of a criminal
violation.
As discussed earlier, even where
MMPA penalties provide the sole
deterrence against unlawful activities
under this rule, these penalties are
substantial. A civil penalty of up to
$10,000 for each violation may be
assessed against any person, which
includes businesses, States, and Federal
agencies as well as private individuals,
who violates the MMPA or any MMPA
PO 00000
Frm 00070
Fmt 4700
Sfmt 4700
permit, authorization, or regulation.
Any person or entity that knowingly
violates any provision of the statute or
any MMPA permit, authorization, or
regulation will, upon conviction, be
fined for each violation, be imprisoned
for up to 1 year, or both. The MMPA
also provides for the seizure and
forfeiture of the cargo (or monetary
value of the cargo) from any vessel that
is employed in the unlawful taking of a
polar bear, and additional penalties of
up to $25,000 can be assessed against a
vessel causing the unlawful taking of a
polar bear. Finally, any polar bear or
polar bear parts and products
themselves can be seized and forfeited
upon assessment of a civil penalty or a
criminal conviction.
While there are differences between
the penalty amounts in the ESA and the
MMPA, the penalty amounts are
comparable or stricter under the MMPA.
The Alternative Fines Act (18 U.S.C.
3571) has removed the differences
between the ESA and the MMPA for
criminal penalties. Under this Act,
unless a Federal statute has been
exempted, any individual found guilty
of a Class A misdemeanor may be fined
up to $100,000. Any organization found
guilty of a Class A misdemeanor may be
fined up to $200,000. The criminal
provisions of the ESA and the MMPA
are both Class A misdemeanors and
neither the ESA nor the MMPA are
exempted from the Alternative Fines
Act. Therefore, the maximum penalty
amounts for a criminal violation under
both statutes is the same: $100,000 for
an individual and $200,000 for an
organization.
While the maximum civil penalty
amounts under the ESA are for the most
part higher than the maximum civil
penalty amounts under the MMPA,
other elements in the penalty provisions
mean that, on its face, the MMPA
provides greater deterrence. Other than
for a commercial importer or exporter of
wildlife or plants, the highest civil
penalty amounts under the ESA require
a showing that the person ‘‘knowingly’’
violated the law. The penalty for other
than a knowing violation is limited to
$500. The MMPA civil penalty
provision does not contain this
requirement. Under section 105(a) of the
MMPA, any person ‘‘who violates’’ any
provision of the MMPA or any permit or
regulation issued there under, with one
exception for commercial fisheries, may
be assessed a civil penalty of up to
$10,000 for each violation.
Determination
Section 4(d) of the ESA states that the
‘‘Secretary shall issue such regulations
as he deems necessary and advisable to
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
provide for the conservation’’ of species
listed as threatened. Conservation is
defined in the ESA to mean ‘‘to use and
the use of all methods and procedures
which are necessary to bring any
endangered species or threatened
species to the point at which the
measures provided pursuant to this Act
are no longer necessary.’’ In Webster v.
Doe, 486 U.S. 592 (1988), the U.S.
Supreme Court noted that similar
language ‘‘fairly exudes deference’’ to
the agency when the court interpreted
the authority to terminate an employee
when the Director of the Central
Intelligence Agency ‘‘shall deem such
termination necessary or advisable in
the interests of the United States’’.
Thus, the regulations promulgated
under section 4(d) of the ESA provide
the Secretary the discretion to
determine what prohibitions,
exemptions, or authorizations are
necessary and advisable for a species, as
long as the regulation provides for the
conservation of that species. In such
cases, some of the prohibitions and
authorizations of the ESA implementing
regulations at 50 CFR 17.31 and 17.32
may be appropriate for the species and
incorporated into the special rule, but
the special rule may also include
provisions tailored to the specific
conservation needs of the listed species,
which may be more or less restrictive
than the general provisions. Section 4(d)
specifies that ‘‘[t]he Secretary may by
regulation prohibit with respect to any
threatened species any act prohibited
under section 9(a)(1) * * * with respect
to endangered species.’’
The courts have recognized the extent
of the Secretary’s discretion under this
standard to develop rules that are
appropriate for the conservation of a
species. For example, the Secretary may
find that it is necessary and advisable
not to include a taking prohibition, or to
include a limited taking prohibition. See
Alsea Valley Alliance v. Lautenbacher,
2007 U.S. Dist. Lexis 60203 (D. Or.
2007); Washington Environmental
Council v. National Marine Fisheries
Service, and 2002 U.S. Dist. Lexis 5432
(W.D. Wash. 2002). In addition, as
affirmed in State of Louisiana v. Verity,
853 F.2d 322 (5th Cir. 1988), the rule
need not address all the threats to the
species. As noted by Congress when the
ESA was initially enacted, ‘‘once an
animal is on the threatened list, the
Secretary has an almost infinite number
of options available to him with regard
to the permitted activities for those
species. He may, for example, permit
taking, but not importation of such
species, or he may choose to forbid both
taking and importation but allow the
transportation of such species,’’ as long
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
as the measures will ‘‘serve to conserve,
protect, or restore the species concerned
in accordance with the purposes of the
Act (H.R. Rep. No. 412, 93rd Cong., 1st
Sess. 1973).’’
This special rule provides the
appropriate prohibitions, and
exceptions to those prohibitions, to
provide for the conservation of the
species. Many provisions provided
under the MMPA and CITES are
comparable to or stricter than similar
provisions under the ESA, including the
definitions of take, penalties for
violations, and use of marine mammals.
As an example, concerning the
definitions of harm under the ESA and
harassment under the MMPA, while the
terminology of the definitions is not
identical, we cannot foresee
circumstances under which the
management for polar bears under the
two definitions would differ. In
addition, the existing statutory
exceptions that allow use of marine
mammals under the MMPA (e.g.,
research, public display) allow fewer
types of activities than does the ESA
regulation at 50 CFR 17.32 for
threatened species, and the MMPA’s
standards are generally stricter for those
activities that are allowed than those
standards for comparable activities
under the ESA regulations at 50 CFR
17.32. Provisions for take for selfdefense are comparable under the ESA
and MMPA and clearly provided for
under both statutes. Finally, due to the
enactment of the Alternative Penalties
Act and the provisions therein, the
criminal penalties provided under the
ESA and MMPA are equivalent.
Additionally, the process for
authorization of incidental take under
the MMPA is more restrictive than the
process under the ESA. The standard for
issuing incidental take under the MMPA
is ‘‘negligible impact.’’ Negligible
impact under the MMPA, as defined at
50 CFR 18.27(c), is an impact that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.
This is a more protective standard than
standards for issuing incidental take
under the ESA, which are, for nonFederal actions, that the taking will not
appreciably reduce the likelihood of the
survival and recovery of the species in
the wild and, for Federal actions, that
the activity is not likely to jeopardize
the continued existence of the species.
A proposed Federal action being
independently evaluated under the
MMPA and the ESA would have more
than a negligible impact before, and in
some cases well before, a jeopardy
determination would be made.
PO 00000
Frm 00071
Fmt 4700
Sfmt 4700
76261
Where the provisions of the MMPA
and CITES are comparable to, or even
more strict than, the provisions under
the ESA, we find that it provides for the
conservation of the polar bear to
continue to manage the species under
the provisions of the MMPA and CITES.
As such, these mechanisms have a
demonstrated record as being
appropriate management provisions.
Further, it would not contribute to the
conservation of the polar bear and
would be inappropriate for the Service
to require people to obtain an ESA
authorization (including paying
application fees) for activities
authorized under the MMPA or CITES
where protective measures for polar
bears under the ESA authorization
would be equivalent or less restrictive
than the MMPA or CITES requirements.
There are a few activities for which
the prohibitions under the MMPA are
less restrictive than the prohibitions for
the same activities under the ESA,
including use of pre-Act specimens,
subsistence use, military readiness
activities, and take for defense of
property and welfare of the animal.
Concerning use of pre-Act specimens
and military readiness activities, the
general ESA regulations would provide
some additional restrictions beyond
those provided by the MMPA; however,
such activities have not been identified
as a threat in any way to the polar bear
or its conservation. Therefore, the
additional restrictions under the ESA
would not contribute to the
conservation of the species. Concerning
subsistence use and take for defense of
property and welfare of the animal, the
MMPA allows a greater breadth of
activities than would be allowed under
the general ESA regulations; however,
these additional activities clearly
provide for the conservation of the polar
bear by fostering cooperative
relationships with Alaska Natives who
participate with us in conservation
programs for the benefit of the species,
limiting lethal bear-human interactions,
and providing immediate benefits for
the welfare of individual animals.
We find that for activities within the
current range of the polar bear, overlay
of the incidental take prohibitions under
50 CFR 17.31 is an important
component of polar bear management
because of the timing and proximity of
potential take of polar bears. Within the
range of the polar bear there are
currently ongoing lawful activities that
result in the incidental take of the
species such as those associated with oil
and gas exploration and development.
Any incidental take from these activities
is currently authorized under the
MMPA. However, we recognize that
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
76262
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
there may be future development or
activities that may cause incidental take
of the species. Because of this, we find
that it is important to have the overlay
of ESA incidental take prohibitions in
place for several reasons. In the event
that a person or entity was causing the
incidental take of polar bears that has
not been authorized under the MMPA,
or they are not in compliance with the
terms and conditions of their MMPA
incidental take authorization, the
overlay will provide that the person or
entity is in violation of the ESA as well
as the MMPA. In such circumstances,
the person can alter his or her activities
to eliminate the possibility of incidental
take, seek or come into compliance with
their MMPA authorization, or be subject
to the penalties of the ESA as well as the
MMPA. In this situation, the citizen suit
provision of section 11 of the ESA
would allow any citizen or citizen group
to pursue an incidental take that has not
been authorized under the MMPA. As
such, we have determined that the
overlay of the ESA incidental take
prohibitions at 50 CFR 17.31 in the
current range of the polar bear is
important for the conservation of the
species.
However, we find that for activities
outside the current range of the polar
bear, overlay of the incidental take
prohibitions under 50 CFR 17.31 is not
necessary for polar bear management
and conservation. Even though
incidental take of polar bears from
activities outside the current range of
the species is not prohibited under this
special rule, the consultation
requirements under section 7 of the ESA
remain fully in effect. Any biological
opinion associated with a consultation
will identify any incidental take that is
reasonably certain to occur. Any
incidental take identified through a
biological opinion or otherwise remains
a violation of the MMPA unless
appropriately authorized. In addition,
the citizen suit provision under section
11 of the ESA is unaffected by this rule
for challenges to Federal agencies that
are alleged to be in violation of the
consultation requirement under section
7 of the ESA. Further, the Service will
pursue any violation under the MMPA
for incidental take that has not been
authorized, and all MMPA penalties
would apply. As such, we have
determined that not having the
additional overlay of incidental take
prohibitions under 50 CFR 17.31
resulting from activities outside the
current range of the polar bear does not
impede the conservation of the species.
Our 36-year history of
implementation of the MMPA, 33-year
history of implementation of CITES, and
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
our analysis in the ESA final listing rule
for the species, which shows that none
of the activities currently regulated
under the MMPA and CITES are factors
that threaten the polar bear throughout
all or a significant portion of its range,
demonstrate that these laws provide
appropriate regulatory protection to
polar bears for activities that are
regulated under these laws. In addition,
the threat that has been identified in the
final ESA listing rule—loss of habitat
and related effects—would not be
alleviated by the additional overlay of
provisions in the general threatened
species regulations at 50 CFR 17.31 and
17.32, or even the full application of the
provisions in section 9 and 10 of the
ESA. Nothing within our authority
under section 4(d) of the ESA, above
and beyond what we have already
required in this final special rule, would
provide the means to resolve this threat.
Therefore, this special rule under
section 4(d) of the ESA adopts existing
conservation regulatory requirements
under the MMPA and CITES as the
appropriate regulatory provisions for
this threatened species. Under this rule,
if an activity is authorized or exempted
under the MMPA or CITES, no
additional authorization will be
required. But if an activity is not
authorized or exempted under the
MMPA or CITES and the activity would
result in an act that would be otherwise
prohibited under 50 CFR 17.31, the
protections provided by the general
threatened species regulations will
apply. In such circumstances, the
prohibitions of 50 CFR 17.31 would be
in effect, and authorization under 50
CFR 17.32 would be required. In
addition, any action authorized, funded,
or carried out by the Service that may
affect polar bears, including the
Service’s issuance of any permit or
authorization described above, will
require consultation under section 7 of
the ESA to ensure that the action is not
likely to jeopardize the continued
existence of the species. Section 7 is a
powerful tool in the conservation of
listed species as it allows the Service to
have a role in both the project-by-project
planning and the larger development of
regulations, guidelines, and restrictions
that other Federal agencies may
implement. The application of
provisions in 50 CFR 17.31 provides an
additional overlay of protection for the
species. ESA civil and criminal
penalties will continue to apply to any
situation where a person has not
obtained MMPA or CITES
authorizations or has obtained their
authorizations or is operating under an
MMPA or CITES exemption or
PO 00000
Frm 00072
Fmt 4700
Sfmt 4700
authorization but has failed to comply
with all terms and conditions of the
authorization or exemption.
We find that this final special rule is
necessary and advisable to provide for
the conservation of the polar bear
because the MMPA and CITES have
proven effective in managing polar bears
for more than 30 years. The comparable
or stricter provisions of the MMPA and
CITES, along with the application of the
ESA regulations at 50 CFR 17.31 and
17.32 for any activity that has not been
authorized or exempted under the
MMPA and CITES or for which a person
or entity is not in compliance with the
terms and conditions of any MMPA or
CITES authorization or exemption,
address those negative effects on polar
bears that can foreseeably be addressed
under sections 9 and 10 of the ESA. It
would not contribute to the
conservation of the polar bear to require
an unnecessary overlay of redundant
authorization processes that would
otherwise be required under the general
ESA threatened species regulations at 50
CFR 17.31 and 17.32.
Nothing in this special rule changes
in any way the recovery planning
provisions of section 4(f) and
consultation requirements under section
7 of the ESA, including consideration of
adverse modification to any critical
habitat that may be designated in the
future, or the ability of the Service to
enter into domestic and international
partnerships for the management and
protection of the polar bear.
Summary of Changes From the Interim
Final Rule
In preparing the final special rule for
the polar bear, we reviewed and
considered comments from the public
on the May 15, 2008, interim final
special rule (73 FR 28306). As a result
of comments received, we made the
following changes to the interim rule:
(1) Removed discussion of section
4(a)(3) of the ESA from the preamble to
the special rule. This section discussed
exemptions available to the Department
of Defense in the ESA’s critical habitat
designation process that are not relevant
to this rule-making.
(2) Revised paragraph (2) to more
clearly define which activities are
subject to the prohibitions under the
ESA regulations at 50 CFR 17.31.
(3) Revised paragraph (4) to clarify
that incidental take from activities
located outside the current range of the
polar bear is not prohibited, rather than
incidental take from activities located
outside the State of Alaska.
(4) Reorganized the preamble
language and inserted clarifying
E:\FR\FM\16DER1.SGM
16DER1
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
mstockstill on PROD1PC66 with RULES_2
language to address substantive
comments.
Summary of Comments and
Recommendations
In our May 15, 2008, interim final rule
to amend the 50 CFR part 17 regulations
of the ESA to create a special rule under
section 4(d) of the ESA for the polar
bear, we opened a 60-day public
comment period for all interested
parties to submit comments that might
contribute to the development of a final
determination on the 4(d) rule. The
public comment period closed on July
14, 2008.
In response to the public comment
period, we received approximately
29,700 comments on our interim final
4(d) rule. To accurately review and
incorporate the publicly provided
information in our final rule, we worked
with the eRulemaking Research Group,
an academic research team at the
University of Pittsburgh that has
developed the Rule-Writer’s Workbench
analytical software. The Rule-Writer’s
Workbench enhanced our ability to
review and consider the large numbers
of comments, including large numbers
of similar comments, on our interim
final rule, allowing us to identify similar
comments as well as unique ideas, data,
recommendations, or suggestions on the
interim final rule.
All substantive information provided
during the public comment period has
been considered and either incorporated
directly into this final rule or
consolidated into key issues in this
section.
1. Issue: Several commenters
expressed concerns about the
appropriate listing status of the polar
bear, causes of global climate change,
the designation of critical habitat, and
the development of a recovery plan.
Response: These issues are outside
the scope and authority of this special
rule. Please see the final listing rule (73
FR 2821; May 15, 2008) for discussion
of these topics.
2. Issue: Several commenters indicate
that the interim final special rule lacks
justification for and does not meet the
‘‘necessary and advisable to provide for
the conservation’’ of the species
standard required in a special rule
because it does not address the threats
of loss of sea-ice habitat due to climate
change or the potential for oil spills.
Further, a new proposed rule should be
published for additional public
comments that includes provisions
specific to these threats. Other
commenters supportive of the special
rule assert that the Secretary has the
authority to issue such a rule and that
the interim final special rule meets the
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
appropriate standards. These
commenters suggest that the Secretary
has broad discretion through
rulemaking to allow or not allow ‘‘take’’
of threatened species, without a
conservation constraint.
Response: Section 4(d) of the ESA
states that the ‘‘Secretary shall issue
such regulations as he deems necessary
and advisable to provide for the
conservation’’ of species listed as
threatened. For the reasons provided in
the preamble, we find that this rule
meets this standard. For example, all
trade in polar bears or their parts and
products made from polar bears will
continue to be analyzed under CITES to
ensure that the trade is not detrimental
to the survival of the species. All
activities that may cause incidental take
of polar bears will continue to be
reviewed and analyzed under the
MMPA to ensure that they would not
cause more than a ‘‘negligible impact’’
at the species or stock level before being
authorized. This includes analysis of the
potential for oil spills that may cause
the taking of polar bears. Please see the
‘‘Necessary and Advisable Finding’’
section above for additional explanation
of why this rule meets the legal
standard.
Nothing within our authority under
section 4(d) of the ESA, above and
beyond what we have required in this
final special rule, would address the
threat to polar bears from loss of sea-ice
habitat. Therefore, there is no need for
additional rulemaking. In addition,
nothing in this special rule, the MMPA,
or CITES precludes us from developing
and implementing a recovery plan or
entering into a treaty or conservation
agreement that addresses the specific
threats to the polar bear as outlined in
the listing rule (73 FR 28212).
3. Issue: Several commenters
expressed concern that, by adopting the
MMPA regulations to manage the polar
bear, the interim final special rule is not
protective enough. These concerns
include that the MMPA has different
‘‘take’’ provisions than the ESA,
including a lack of means to protect
habitat and to consider cumulative
impact, and as such, the final special
rule should include any elements of
taking defined under the ESA that are
not covered under the MMPA. Other
commenters stated that the MMPA and
CITES are sufficient and appropriate
standards for the conservation and
management of the species since there
is well-documented evidence that the
oil and gas industry in Alaska, as
regulated and monitored under the
MMPA, does not injure or otherwise
have more than a negligible effect on
polar bears.
PO 00000
Frm 00073
Fmt 4700
Sfmt 4700
76263
Response: We disagree that the polar
bear will not be adequately protected by
the adoption of the MMPA and CITES
regulations under this special rule. The
preamble explains how, for polar bears,
the definition of take under the MMPA
is comparable to or stricter than the
definition of take under the ESA.
While the direct protections of the
MMPA apply to the animals themselves,
as explained in the ‘‘Applicable Laws’’
section above, the MMPA includes
consideration of habitat and ecosystem
protection. The terms ‘‘conservation’’
and ‘‘management’’ in the MMPA are
specifically defined to include habitat
acquisition and improvement.
Protection of essential habitats,
including rookeries, mating grounds,
and areas of similar significance is
addressed in incidental take
authorizations issued under section
101(a)(5) of the MMPA. Cumulative
effects are also part of the MMPA
incidental take evaluation, as explained
in our final rule for Incidental Take of
Endangered, Threatened and Other
Depleted Marine Mammals (September
29, 1989; 54 FR 40338); ‘‘In determining
[cumulative] impact, the Service must
evaluate the ‘‘total taking’’ expected
from the specified activity in a specific
geographic area. The estimate of total
taking involves the accumulation of
impacts from all anticipated activities
that are expected to be covered by the
specific regulations. In other words, the
applicant’s anticipated taking from its
own activities is only one part of the
story; the total taking expected from all
persons conducting the activities to be
covered by the regulations must be
determined.’’ In addition, cumulative
effects to the species and its habitat are
evaluated during the intra-Service ESA
section 7 consultation required for the
issuance of incidental take
authorizations under section 101(a)(5).
4. Issue: One commenter noted that
the MMPA provides no citizen suit
provision and therefore argued that
enforcement of the protections provided
under the special rule is left entirely to
the discretion of the agency. This
commenter also stated that the Service
has failed to pursue past incidental take
violations.
Response: We agree that the MMPA
contains no citizen suit provision.
However, as explained in the preamble,
under this special rule the ESA citizen
suit provision will continue to allow a
citizen or citizen group to bring a
lawsuit against any individual, business
or organization, State or local
government, or Federal agency that is
alleged to be in violation of this rule or
other applicable provisions of the ESA.
Thus, for example, the provision is
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
76264
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
available for any Federal action that
may affect polar bears where the Federal
agency has failed to satisfy the
consultation requirements under section
7 of the ESA, regardless of whether the
Federal action is located inside or
outside the current range of the species.
Although the citizen suit provision does
not apply to allegations of ESA
incidental take outside the current range
of the species as that is not a prohibited
act under this rule, the ESA citizen suit
provision will otherwise continue to
allow any citizen or citizen group to
pursue a lawsuit alleging that an activity
has resulted or will result in a
prohibited act under 50 CFR 17.31 and
the person conducting the activity has
failed to obtain the necessary MMPA or
CITES authorization, is not in
compliance with their MMPA or CITES
authorization or exemption, or, if the
activity is not covered under the MMPA
or CITES, has failed to obtain the proper
authorization under 50 CFR 17.32.
Otherwise, for any violations of this rule
and any violations of the MMPA or
CITES, the Service will use the full
range of its legal authorities to pursue
violations of the law. The commenter
has not identified any examples where
take has occurred, including nonlethal
harassment, where the take was not
authorized under the MMPA with
appropriate protections for the species
in place or the take was a violation of
the MMPA that was not pursued as a
violation of law by the Service.
5. Issue: The Service’s previous
attempts to rely upon alternative
management regimes that provide
similar but not identical protections to
species have been rejected by the courts.
Response: While Congress laid out the
prohibitions, authorizations, and
exemptions that are appropriate for
endangered species, it expressly did not
do so for threatened species. Instead it
left to the discretion of the agency to
determine what measures would be
necessary and advisable to provide for
the conservation of the species. There is
no indication that Congress intended
that management regimes for threatened
species be identical to management
regimes for endangered species. In fact,
by stating that regulations for a
threatened species ‘‘may’’ prohibit any
act prohibited for endangered species
under section 9 of the ESA, Congress
made clear that it may not be
appropriate to include section 9
prohibitions for some threatened
species. As discussed in the preamble of
this rule, the case law supports the
discretion of the agency to develop
regulations appropriate for the
conservation needs of the species, while
neither of the cases cited by the
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
commenter is relevant to the
development of a special rule under
section 4(d) of the ESA. Both cases cited
by the commenter challenged critical
habitat determinations by the Service,
which are covered by different
standards than the development of
threatened species regulations under
section 4(d).
6. Issue: Concerning activities that are
prohibited by the ESA, several
commenters suggested that the Service
should remove the possible ambiguity
between the wording in the special rule
itself exempting actions ‘‘consistent
with’’ the MMPA and CITES, and the
language in the preamble exempting
actions ‘‘authorized or exempted by’’
the MMPA and CITES.
Response: Although there is no
change in meaning from the interim
final rule, we accept this suggestion and
have changed paragraph (2) in the
regulatory language to clarify that
actions ‘‘authorized or exempted’’ under
the MMPA and CITES do not require
additional ESA authorization. We have
further revised paragraph (2) to clarify
that an authorization or exemption is
needed under the MMPA or CITES, or
both, to qualify for the exception, such
that if both statutes are relevant to any
particular activity, both statutes must be
complied with.
7. Issue: One commenter stated that
the use of the term ‘‘depleted’’ with
reference to polar bears is inappropriate
because the term does not accurately
describe the facts with regard to polar
bears.
Response: The term ‘‘depleted’’ is not
used in this rulemaking in the
dictionary sense. Section 3 of the
MMPA defines ‘‘depleted’’ as: (1) A
species or population stock that is
below its optimum sustainable
population as determined by the
Secretary in consultation with the
Marine Mammal Commission and the
Committee of Scientific Advisors on
Marine Mammals; (2) a species or
population stock that is below its
optimum sustainable population as
determined by a State to which
authority for the conservation and
management of that species has been
transferred under section 1379 of the
MMPA; or, (3) a species or population
stock that is listed as endangered or
threatened under the Endangered
Species Act of 1973, as amended. Thus,
when the polar bear was listed as a
threatened species under the ESA on
May 15, 2008, it obtained depleted
status as a matter of law under the
MMPA.
8. Issue: The rule should clarify that
a waiver of the MMPA moratorium on
taking and importing polar bears under
PO 00000
Frm 00074
Fmt 4700
Sfmt 4700
sections 101(a)(3)(A) and 103 is no
longer available since the polar bear is
now considered a depleted species
under the MMPA.
Response: Section 101(a)(3)(A)
authorizes the Service, in consultation
with the Marine Mammal Commission,
to waive the MMPA moratorium on
taking and importation of marine
mammals so as to allow taking or
importing of any marine mammal or
marine mammal product as long as a
determination to do so is made based on
the best scientific evidence and takes
into consideration the distribution,
abundance, breeding habits, and time
and lines of migratory movements and
is compatible with the MMPA. In
making such a determination, the
Service must be assured that the taking
is in accord with sound principles of
resource protection and conservation.
We agree that the waiver of the
moratorium is no longer available for
polar bears as the species now has
depleted status under the MMPA. See
Committee for Humane Legislation v.
Richardson, 414 F.Supp. 297 (D.DC.
1976).
9. Issue: The preamble to the final
rule should provide clarification about
importation of polar bears for
commercial and educational
photography.
Response: Under section 104(c)(6) of
the MMPA, a permit may be issued for
commercial and educational
photography of marine mammals in the
wild provided the taking is limited to
Level B harassment. Although section
104(a) allows permits to be issued for
taking or importation, section 104(c)(6)
clearly limits photography permits to
taking in the wild; thus importation of
polar bears for photography is not
allowed. In the interim special rule, we
mistakenly included photography in the
list of activities under section
101(a)(3)(B) of the MMPA that qualify as
exceptions to the prohibition on import
for species with depleted status. Section
101(a)(3)(B), when read in conjunction
with section 104(c)(6), allows us to issue
a permit only for Level B harassment
take for photography of polar bears for
educational or commercial purposes,
and not for importation. We have
removed the language in the preamble
that was confusing.
10. Issue: The discussion of public
display permits needs to be clarified to
specify that such permits are no longer
allowed for polar bears since they are
now considered a depleted species
under the MMPA.
Response: With the listing of the polar
bear under the ESA and the concurrent
designation of polar bears as a depleted
species under the MMPA, new permits
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
for the take and import of polar bears for
public display under section 104(c)(2) of
the MMPA are no longer available.
Before being listed as threatened
under the ESA, a polar bear that was
permitted for the purpose of public
display (or its progeny) could be
transferred, transported, exported, or reimported without additional MMPA
authorization, provided the receiving
institution met the specific housing and
display criteria or comparable standards
(if an export was involved). Now that
the species is listed under the ESA, only
polar bears or their progeny that
qualified as public display animals prior
to May 15, 2008, can continue to be
displayed and transferred within the
United States consistent with the
MMPA requirements for notification
outlined in section 104(c)(2)(E). Further,
such animals, or their progeny, can be
exported provided they meet the
requirements for comparable standards
under section 104(c)(9) of the MMPA
and all requirements under CITES.
However, any animals that have been
exported cannot be re-imported for the
purpose of public display, and no
permit may be issued for the taking or
importation of a polar bear for purposes
of public display. A waiver of the
MMPA’s moratorium on taking or
importing polar bears under section
101(a)(3)(A) and 103 of the Act is not
available now that the species has
depleted status under the MMPA. As
specified in section 17 of the ESA,
nothing in a special rule under section
4(d) of the ESA can override these more
restrictive measures of the MMPA.
11. Issue: The summary of
requirements for obtaining an
enhancement of survival permit is
discussed under the MMPA but a
discussion is not included under the
ESA for comparison.
Response: We have added a
description of the issuance criteria for
ESA enhancement permits under the
general threatened species regulation
found in 50 CFR 17.32 to the ‘‘Import,
Export, Non-Incidental Take, Transport,
Purchase, and Sale or Offer for Sale or
Purchase’’ section above.
12. Issue: Authorizations for scientific
research and enhancement of survival
permits issued under the MMPA should
be subject to review under the ESA.
Response: As discussed in the
‘‘Import, Export, Non-Incidental Take,
Transport, Purchase, and Sale or Offer
for Sale or Purchase’’ section above, the
standards for issuing scientific research
and enhancement permits are stricter
under the MMPA than those under the
general threatened species regulations
under the ESA. Thus, we believe that
the MMPA criteria are the appropriate
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
provisions for the conservation of the
polar bear. In addition, as mentioned
above, we must conduct an intra-Service
section 7 consultation for any activity
that we authorize, fund, or carry out that
may affect a listed species. The issuance
of an MMPA scientific research or
enhancement of survival permit is a
Federal action that would require a
section 7 consultation under the ESA.
13. Issue: The interim final special
rule failed to discuss section
101(a)(4)(B) of the MMPA in which the
Service is directed to recommend
specific measures that can be used to
nonlethally deter a listed marine
mammal.
Response: Section 101(a)(4)(B) of the
MMPA provides a mechanism for the
Service to publish specific measures
that may be used to nonlethally deter
marine mammals that are listed as
endangered or threatened under the
ESA. The Service has committed to
develop such measures for polar bear
deterrence in consultation with
appropriate experts. These measures
will be published in the Federal
Register for public review and comment
prior to finalization.
14. Issue: The Service should clarify
discussion in the preamble of the
interim final special rule to explain that,
for listed marine mammals, ESA
incidental take is authorized under
section 7(b)(4) instead of a section
10(a)(1)(B) permit.
Response: Absent this special rule,
incidental take under the ESA is
authorized under section 7(b)(4) and
(o)(2) of the ESA through the
consultation process for Federal
activities, through a section 10(a)(1)(B)
permit for non-Federal activities for
endangered species, and, if applicable,
through a 50 CFR 17.32 permit for nonFederal activities for threatened species.
Under this special rule, incidental take
authorized under the MMPA does not
require additional authorization under
the ESA regardless of whether the
activity is Federal or non-Federal.
However, the section 7 consultation
requirements continue to apply to any
Federal activity that may affect a listed
species. Please see the ‘‘Incidental
Take’’ section above for additional
discussion of incidental take
authorizations.
15. Issue: The Secretary was correct to
conclude that there is no causal link
between greenhouse gas (GHG)
emissions and take of specific polar
bears. Service regulations, policies, and
handbooks should be revised to further
emphasize this conclusion.
Response: For listed species, section
7(a)(2) of the ESA requires Federal
agencies to ensure that activities they
PO 00000
Frm 00075
Fmt 4700
Sfmt 4700
76265
authorize, fund, or carry out are not
likely to jeopardize the continued
existence of the species. If a Federal
action may affect a listed species, the
responsible Federal action agency must
enter into consultation with us subject
to the provisions of 50 CFR 402.14(b)
and 402.03. In addition, as a Federal
agency, the Service must conduct an
intra-Service section 7 consultation for
any action it authorizes, funds, or
carries out that may affect polar bears.
This requirement does not change with
the adoption of this special rule.
Nonetheless, the determination of
whether consultation is triggered is
based on the discrete effects of the
proposed agency action. This is not to
say that other factors affecting listed
species are ignored. Initially, however, a
Federal agency evaluates whether
consultation is necessary by analyzing
what will happen to listed species ‘‘with
and without’’ the proposed action. This
analysis considers the direct effects and
indirect effects of the action under
consultation (including the direct and
indirect effects that are caused by
interrelated and interdependent
activities) to determine if the proposed
action ‘‘may affect’’ listed species. For
indirect effects, our regulations at 50
CFR 402.02 require that they both be
‘‘caused by the action under
consultation’’ and ‘‘reasonably certain to
occur.’’ That is, the consultation
requirement is triggered only if there is
a causal connection between the
proposed action and a discernible effect
to the species or critical habitat that is
reasonably certain to occur. One must
be able to ‘‘connect the dots’’ between
an effect of proposed action and an
impact to the species and there must be
a reasonable certainty that the effect will
occur. Direct effects are the immediate
effects of the action and are not
dependent on the occurrence of any
additional intervening actions for the
impacts to species or critical habitat to
occur.
While there is no case law directly on
point, in Arizona Cattlegrowers’
Association v. U.S. Fish and Wildlife
Service, 273 F.3d 1229 (9th Cir. 2001),
the 9th Circuit ruled that in preparing
incidental take statements for section 7
consultations the Service must
demonstrate the connection between the
action under consultation and the actual
resulting take of the listed species,
which is one form of effect. In that case,
the court reviewed grazing allotments
and found several incidental take
statements to be arbitrary and capricious
because the Service did not connect the
action under consultation (grazing) with
an effect on (take of) specific
individuals of the listed species. The
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
76266
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
court held that the Service had to
demonstrate a causal link between the
action under consultation (issuance of
grazing permits with cattle actually
grazing in certain areas) and the effect
(take of listed fish in streams), which
had to be reasonably certain to occur.
The court noted that ‘‘speculation’’ with
regard to take ‘‘is not a sufficient
rational connection to survive judicial
review.’’
We have specifically considered
whether a Federal action that produces
GHG emissions is a ‘‘may affect’’ action
that requires section 7 consultation with
regard to any and all species that may
be impacted by climate change. As
described above, the regulatory analysis
of indirect effects of the proposed action
requires the determination that a causal
linkage exists between the proposed
action, the effect in question (climate
change), and listed species. There must
be a traceable connection from one to
the next, and the effect must be
‘‘reasonably certain to occur.’’ This
causation linkage narrows section 7
consultation requirements to listed
species in the ‘‘action area’’ rather than
to all listed species. Without the
requirement of a causal connection
between the action under consultation
and effects to species, literally every
agency action that contributes
greenhouse gases to the atmosphere
would arguably result in consultation
with respect to every listed species that
may be affected by climate change. This
would render the regulatory concept of
‘‘action area’’ meaningless.
There is currently no way to
determine how the emissions from a
specific action both influence climate
change and then subsequently affect
specific listed species, including polar
bears. As we now understand them, the
best scientific data currently available
do not draw a causal connection
between GHG emissions resulting from
a specific Federal action and effects on
listed species or critical habitat by
climate change.
Since the development of the interim
final special rule for the polar bear,
additional guidance has been issued
concerning consultation requirements in
relation to GHG emissions. A policy
memorandum titled ‘‘Expectations for
Consultations on Actions that Would
Emit Greenhouse Gases’’ was issued by
the Director of the Service on May 14,
2008. This memorandum speaks to the
issues discussed above and establishes a
framework for consultation on GHG
emissions. The memorandum clarifies
that, while direct impacts from oil and
gas development operations would
undergo consultation, the future
indirect impacts of individual GHG
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
emitters cannot be shown to result in
‘‘take’’ based on the best available
science at this time and that ‘‘the
Service does not anticipate that the
mere fact that a Federal agency
authorizes a project that is likely to emit
GHG will require the initiation of
section 7 consultation.’’
Furthermore, on August 15, 2008, the
Service and NMFS proposed to amend
regulations governing interagency
consultation under section 7 of the ESA
(73 FR 47868). The Service and NMFS
proposed these changes to clarify
several definitions, to clarify when the
section 7 regulations are applicable and
the correct standards for effects analysis,
and to establish timeframes for the
informal consultation process. We have
not yet taken final action on this
proposed rule.
Finally, on October 3, 2008, the
Department of the Interior’s Solicitor
issued a legal memorandum on the
applicability of consultation
requirements to proposed actions
involving the emission of GHGs. That
memorandum noted that the causal link
cannot currently be made between
emissions from a proposed action and
specific effects on a listed species.
Therefore, the Solicitor concluded that,
given the current state of science, a
proposed action that will involve the
emission of GHGs cannot pass the ‘‘may
affect’’ test for those GHGs as they relate
to climate change, and is not subject to
consultation on those effects under the
ESA and its implementation regulations.
16. Issue: Paragraph (4) of the interim
final special rule should be revised to
explicitly exempt GHG emissions from
section 9 ‘‘take’’ prohibitions and
section 7 consultations.
Response: As discussed in the
response to issue 15, since the
publication of the interim final special
rule, the Director has issued a policy
memorandum, the Department of the
Interior’s Solicitor has issued a legal
memorandum, and the Service and
NMFS have published proposed
revisions to the general section 7
regulations under the ESA that address
these issues more thoroughly.
17. Issue: Several commenters
expressed concern or confusion about
paragraph (4) of the interim final special
rule, noting a lack of rationale for this
paragraph in the preamble to the interim
final special rule.
Response: We apologize for the
confusion and lack of explicit rationale
for paragraph (4) in the interim final
special rule. Discussion of the operation
of paragraph (4) in contributing to the
conservation of the polar bear is found
in the ‘‘Necessary and Advisable
Finding’’ section above.
PO 00000
Frm 00076
Fmt 4700
Sfmt 4700
18. Issue: Several commenters noted
that the use of the term ‘‘Alaska’’ in
paragraph (4) was vague, inappropriate,
or did not accurately reflect the range of
the polar bear.
Response: This provision has been
modified from the version of paragraph
(4) that appeared in the interim final
special rule to more precisely delineate
where the ESA prohibition against
incidental take is necessary and
advisable to provide for the
conservation of the polar bear. Under
paragraph (4), incidental take of polar
bears that results from activities that
occur outside of the current range of the
species is not subject to the prohibitions
found at 50 CFR 17.31. The areas within
the current range of the polar bear
where ESA incidental take prohibitions
at 50 CFR 17.31 apply include land or
water that is subject to the jurisdiction
or sovereign rights of the United States
(including portions of lands and inland
waters of the United States, the
territorial waters of the United States,
and the United States’ Exclusive
Economic Zone or the limits of the
continental shelf) and the high seas.
19. Issue: The special rule should be
revised to require that a polar bear used
to create authentic native articles of
handicrafts or clothing must be taken
primarily for subsistence purposes, as
defined in the Service’s ESA regulations
at 50 CFR 17.3.
Response: A polar bear that is
lawfully taken by an Alaska Native
under the exemption in section 101(b)
of the MMPA meets the exemption
requirements under section 10(e) of the
ESA, and therefore no further taking
authorization is needed under the ESA.
Section 101(b) of the MMPA provides
that, to qualify for this statutory
exemption, the taking must be for
subsistence purposes or for purposes of
creating and selling authentic native
articles of handicrafts and clothing. The
ESA articulates the requisite purpose of
the taking somewhat differently by
stating that it must be ‘‘primarily’’ for
subsistence purposes and expressly
including the creation and sale of
authentic native articles of handicrafts
and clothing within the scope of the
statutory exemption. In the regulations
implementing both the MMPA and the
ESA, the Service has clarified that
subsistence includes not only use for
food but also for clothing, shelter,
heating, transportation, and other uses
necessary to maintain the life of the
taker of the animal or those who depend
upon the taker to provide them with
such subsistence. Thus, the taking of a
polar bear to create authentic native
articles of handicrafts and clothing that
are, for example, used directly or
E:\FR\FM\16DER1.SGM
16DER1
mstockstill on PROD1PC66 with RULES_2
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
bartered or sold to provide income for
one of the above specific purposes,
including a use ‘‘necessary to maintain
the life of the taker,’’ qualifies as a
taking for primarily subsistence
purposes under section 10(e) of the
ESA. Any such taking that meets the
requirements of the subsistence
provision is exempt under the ESA and
requires no authorization.
20. Issue: Hunting of polar bears
should not be allowed.
Response: Since 1972, only the
subsistence hunting of polar bears by
Alaska Natives has been allowed in the
United States. Congress included
specific exemptions for take by Alaska
Natives under both the MMPA and the
ESA. Harvesting of polar bears is an
important cultural and economic
activity for Native peoples throughout
much of the Arctic. A management
agreement is in place between the
Inupiat of Alaska and the Inuvialuit of
Canada which serves to help ensure that
Beaufort Sea polar bear harvests remain
at sustainable levels. The BeringChukchi polar bear stock is shared with
Russia and implementation of the U.S.Russia Agreement on the Conservation
and Management of the AlaskaChukotka Polar Bear population
provides a framework for cooperatively
managing subsistence harvest of this
population. The final listing rule found
that subsistence harvest in Alaska was
not a threat to the species throughout all
or a significant portion of its range. The
Service will continue to work with the
Alaska Native community to comanage
subsistence-related issues.
Neither the ESA nor the MMPA
restrict take in areas subject to the
territorial jurisdiction of foreign
countries. It is within the sovereign
rights of other countries to establish the
appropriate laws and regulations that
govern take of polar bears in their
countries.
21. Issue: The income from trophy
hunts to native communities is a very
important aspect of Nunavut economy.
Since the special rule recognizes this
activity is not a primary threat to the
species, the final special rule should
permit import of trophies. At a
minimum, the Service should allow
import of trophies that were actually
taken before the polar bear became a
threatened species on May 15, 2008.
Response: We recognize that polar
bear sport trophy hunt incomes are a
vital part of the economy of the native
communities in the Northwest
Territories and Nunavut, and that
Canada’s management system of harvest
quotas is based on maintaining polar
bear populations at sustainable levels.
Native communities may choose to use
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
their annual harvest quota tags to guide
sport hunts. As described more fully in
the interim final special rule (73 FR
28306; May 15, 2008), Congress
amended the MMPA in 1994 to allow
hunters to import their trophies into the
United States provided certain criteria
were met, including that the polar bears
had been taken in a legal manner from
sustainably managed populations.
Under section 3(1)(C) of the MMPA,
marine mammals such as the polar bear
are considered ‘‘depleted’’ species once
they are listed as threatened or
endangered species under the ESA;
therefore, the polar bear was
automatically considered a depleted
species when it was listed as threatened
under the ESA on May 15, 2008. The
MMPA (sections 101(a)(3)(B) and
102(b)) sets restrictions on what
activities are allowed for species that are
depleted. For a depleted species, under
section 101(a)(3)(B) of the MMPA only
imports for purposes of scientific
research or for the enhancement and
survival of the species can be authorized
or allowed. Importation of polar bear
parts taken in sport hunts in Canada is
not one of the exceptions to the
restrictions on depleted species.
However, section 104(c)(5)(D) of the
MMPA continues to allow for the
import of sport-hunted polar bear
trophies that were legally taken in
Canada prior to February 18, 1997.
Therefore, as of the effective date of
the final listing of the polar bear under
the ESA on May 15, 2008, importation
of a sport-hunted polar bear trophy
taken in Canada after February 18, 1997,
is prohibited under the terms of the
MMPA, even if the polar bear was taken
in a hunt prior to May 15, 2008. A
waiver of the MMPA’s moratorium on
importing polar bears under section
101(a)(3)(A) and 103 is not available
because the species has depleted status.
Section 17 of the ESA states that, unless
expressly provided for, no provision in
the ESA takes precedence over any more
restrictive conflicting provision in the
MMPA. Thus, nothing in a special rule
under section 4(d) of the ESA can
override the more restrictive provisions
of the MMPA. A congressional
amendment to the MMPA would be
needed in order to allow the import of
sport-hunted trophies taken in Canada
after February 18, 1997.
22. Issue: The special rule should
provide specific exemptions for the
ongoing activities of the North Slope
Borough and the native communities.
Response: Under the special rule, if
an activity is authorized or exempted
under the MMPA or CITES, it does not
require additional authorization under
the ESA. Therefore, the ongoing
PO 00000
Frm 00077
Fmt 4700
Sfmt 4700
76267
activities of the North Slope Borough
and native communities that are
authorized or exempt under the MMPA
or CITES do not require additional
authorization under the ESA. Such
activities would include existing
authorizations under incidental take
regulations, LOAs, IHAs, and
exemptions concerning subsistence use
of handicrafts, cultural exchange, and
defense of life and property.
23. Issue: The Service should include
a severability clause in the final rule.
Response: We recognize that
severability clauses are frequently used
in legislation but have decided that such
a clause would not be useful in the
current rule. The rule is organized in a
manner that reflects the connection
among the different paragraphs while
also indicating the distinctiveness of the
different provisions. We would expect a
court to take the discreteness of the
various provisions into consideration
during any judicial review of the rule.
24. Issue: The Service should invoke
‘‘Chevron’’ deference for the final rule.
Response: The Service agrees that the
agency should receive deference during
any judicial review of the rule regarding
the conservation measures that are
appropriate for the polar bear under the
ESA. For threatened species, Congress
left it to the Secretary’s discretion to
determine what measures are
‘‘necessary and advisable to provide for
the conservation of [the] species.’’ We
would expect a court to be particularly
deferential given that development of
appropriate conservation measures for
threatened species is a technical matter.
Nonetheless, the Service believes that it
is unnecessary to specifically invoke
such deference as part of the rulemaking
process.
25. Issue: The interim final rule
violated the APA because the public
was not given the opportunity to
comment on a proposed rule before the
interim final rule went into effect.
Response: We disagree. Under section
553(b)(3)(B) of the APA, Federal
agencies have the authority to issue
interim final rules when ‘‘the agency for
good cause finds (and incorporates the
finding and a brief statement of reasons
therefore in the rules issued) that notice
and public procedure thereon are
impracticable, unnecessary, or contrary
to the public interest.’’ We issued the
interim final rule to ensure that the
maximum regulatory protections would
be in place for the polar bear from the
time the species was listed as threatened
until such time as we could promulgate
a final special rule. We solicited public
comment on the interim rule, and this
final rule reflects the consideration of
those comments and the appropriate
E:\FR\FM\16DER1.SGM
16DER1
76268
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
modifications to the preamble and
regulations section that resulted from
those comments.
26. Issue: Some commenters stated
that the interim final rule violated the
National Environmental Policy Act
(NEPA) because we failed to prepare an
environmental impact statement. They
assert that the special rule is
substantially similar to an incidental
take statement and permit for which
courts have held that NEPA review is
mandatory. Citing previous court
decisions, other commenters stated that
analysis under NEPA is not required for
section 4(d) rules.
Response: This rule is exempt from
NEPA procedures. In 1983, upon
recommendation of the Council on
Environmental Quality, the Service
determined that NEPA documents need
not be prepared in connection with
regulations adopted pursuant to section
4(d) rules. A 4(d) rule provides the
appropriate and necessary prohibitions
and authorizations for a species that has
been determined to be threatened under
section 4(a) of the ESA. The NEPA
procedures would confuse matters by
overlaying its own matrix upon the
section 4 decision-making process. The
opportunity for public comment, one of
the goals of NEPA, is also already
provided through the rulemaking
procedures. Although this rule is
exempt from NEPA, any consultations
conducted on activities covered by this
4(d) rule, as well as issuance of IHAs or
LOAs, would be subject to the
appropriate level of NEPA review.
Required Determinations
mstockstill on PROD1PC66 with RULES_2
Regulatory Planning and Review
Executive Order 12866 requires
Federal agencies to submit proposed
and final significant rules to the Office
of Management and Budget (OMB) prior
to publication in the FR. The Executive
Order defines a rule as significant if it
meets one of the following four criteria:
(a) The rule will have an annual effect
of $100 million or more on the economy
or adversely affect an economic sector,
productivity, jobs, the environment, or
other units of the government;
(b) The rule will create
inconsistencies with other Federal
agencies’ actions;
(c) The rule will materially affect
entitlements, grants, user fees, loan
programs, or the rights and obligations
of their recipients; or
(d) The rule raises novel legal or
policy issues.
If the rule meets criteria (a) above it
is called an ‘‘economically significant’’
rule and additional requirements apply.
It has been determined that this rule is
VerDate Aug<31>2005
15:59 Dec 15, 2008
Jkt 217001
‘‘significant’’ but not ‘‘economically
significant.’’ It was submitted to OMB
for review prior to promulgation.
Regulatory Flexibility Act
Under the Regulatory Flexibility Act
(RFA; 5 U.S.C. 601 et seq., as amended
by the Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996), whenever an agency must
publish a notice of rulemaking for any
proposed or final rule, it must prepare
and make available for public comment
a regulatory flexibility analysis that
describes the effects of the rule on small
entities (small businesses, small
organizations, and small government
jurisdictions). However, no regulatory
flexibility analysis is required if the
head of the agency certifies the rule will
not have a significant economic impact
on a substantial number of small
entities. SBREFA amended the RFA to
require Federal agencies to provide a
statement of the factual basis for
certifying that the rule will not have a
significant economic impact on a
substantial number of small entities.
Based on the information that is
available to us at this time, we are
certifying that this special rule will not
have a significant economic impact on
a substantial number of small entities.
The following discussion explains our
rationale.
According to the Small Business
Administration (SBA), small entities
include small organizations, including
any independent nonprofit organization
that is not dominant in its field, and
small governmental jurisdictions,
including school boards and city and
town governments that serve fewer than
50,000 residents, as well as small
businesses. The SBA defines small
businesses categorically and has
provided standards for determining
what constitutes a small business at 13
CFR 121.201 (also found at https://
www.sba.gov/size/), which the RFA
requires all Federal agencies to follow.
To determine if potential economic
impacts to these small entities would be
significant, we considered the types of
activities that might trigger regulatory
impacts. However, this special rule for
the polar bear will, with limited
exceptions, allow for maintenance of the
status quo regarding activities that had
previously been authorized or exempted
under the MMPA. Therefore, we
anticipate no significant economic
impact on a substantial number of small
entities from this rule. Therefore, a
Regulatory Flexibility Analysis is not
required.
PO 00000
Frm 00078
Fmt 4700
Sfmt 4700
Unfunded Mandates Reform Act
In accordance with the Unfunded
Mandates Reform Act (2 U.S.C. 1501 et
seq.), we make the following findings:
(a) This rule will not produce a
Federal mandate. In general, a Federal
mandate is a provision in legislation,
statute, or regulation that would impose
an enforceable duty upon State, local, or
Tribal governments, or the private
sector, and includes both ‘‘Federal
intergovernmental mandates’’ and
‘‘Federal private sector mandates.’’
These terms are defined in 2 U.S.C.
658(5)–(7). ‘‘Federal intergovernmental
mandate’’ includes a regulation that
‘‘would impose an enforceable duty
upon State, local, or [T]ribal
governments’’ with two exceptions. It
excludes ‘‘a condition of Federal
assistance.’’ It also excludes ‘‘a duty
arising from participation in a voluntary
Federal program,’’ unless the regulation
‘‘relates to a then-existing Federal
program under which $500,000,000 or
more is provided annually to State,
local, and [T]ribal governments under
entitlement authority,’’ if the provision
would ‘‘increase the stringency of
conditions of assistance’’ or ‘‘place caps
upon, or otherwise decrease, the Federal
Government’s responsibility to provide
funding,’’ and the State, local, or Tribal
governments ‘‘lack authority’’ to adjust
accordingly. At the time of enactment,
these entitlement programs were:
Medicaid; AFDC work programs; Child
Nutrition; Food Stamps; Social Services
Block Grants; Vocational Rehabilitation
State Grants; Foster Care, Adoption
Assistance, and Independent Living;
Family Support Welfare Services; and
Child Support Enforcement. ‘‘Federal
private sector mandate’’ includes a
regulation that ‘‘would impose an
enforceable duty upon the private
sector, except (i) a condition of Federal
assistance or (ii) a duty arising from
participation in a voluntary Federal
program.’’
(b) Because this special rule for the
polar bear allows, with limited
exceptions, for the maintenance of the
status quo regarding activities that had
previously been authorized or exempted
under the MMPA, we do not believe
that this rule will significantly or
uniquely affect small governments.
Therefore, a Small Government Agency
Plan is not required.
Takings
In accordance with Executive Order
12630, this rule does not have
significant takings implications. We
have determined that the rule has no
potential takings of private property
implications as defined by this
E:\FR\FM\16DER1.SGM
16DER1
Federal Register / Vol. 73, No. 242 / Tuesday, December 16, 2008 / Rules and Regulations
v. U.S. Fish and Wildlife Service, No.
04–04324 (N.D. Cal. 2005).
Executive Order because this special
rule will, with limited exceptions,
maintain the status quo regarding
activities currently allowed under the
MMPA. A takings implication
assessment is not required.
Federalism
In accordance with Executive Order
13132, this rule does not have
significant Federalism effects. A
Federalism assessment is not required.
This rule will not have substantial
direct effects on the State, on the
relationship between the Federal
Government and the State, or on the
distribution of power and
responsibilities among the various
levels of government.
Civil Justice Reform
In accordance with Executive Order
12988, the Office of the Solicitor has
determined that this rule does not
unduly burden the judicial system and
meets the requirements of sections 3(a)
and 3(b)(2) of the Order.
Paperwork Reduction Act
This special rule does not contain any
new collections of information that
require approval by the Office of
Management and Budget (OMB) under
44 U.S.C. 3501 et seq. The rule does not
impose new record keeping or reporting
requirements on State or local
governments, individuals, and
businesses, or organizations. We may
not conduct or sponsor, and you are not
required to respond to, a collection of
information unless it displays a
currently valid OMB control number.
mstockstill on PROD1PC66 with RULES_2
National Environmental Policy Act
(NEPA)
This rule is exempt from NEPA
procedures. In 1983, upon
recommendation of the Council on
Environmental Quality, the Service
determined that NEPA documents need
not be prepared in connection with
regulations adopted pursuant to section
4(a) of the ESA. The Service
subsequently expanded this
determination to section 4(d) rules. A
section 4(d) rule provides the
appropriate and necessary prohibitions
and authorizations for a species that has
been determined to be threatened under
section 4(a) of the ESA. NEPA
procedures would confuse matters by
overlaying its own matrix upon the
section 4 decision-making process. The
opportunity for public comment—one of
the goals of NEPA—is also already
provided through section 4 rulemaking
procedures. This determination was
upheld in Center for Biological Diversity
VerDate Aug<31>2005
17:50 Dec 15, 2008
Jkt 217001
■
Government-to-Government
Relationship With Tribes
The Service, in accordance with the
President’s memorandum of April 29,
1994, ‘‘Government-to-Government
Relations with Native American Tribal
Governments’’ (59 FR 22951), Executive
Order 13175 and the Department of the
Interior’s manual at 512 DM 2, and
Secretarial Order 3225, acknowledges
our responsibility to communicate
meaningfully with federally recognized
Tribes on a government-to-government
basis. During the public comment
period following our proposal to list the
polar bear as threatened (72 FR 1064),
Alaska Native tribes and tribally
authorized organizations were among
those that provided comments on the
listing action. In addition, public
hearings were held at Anchorage (March
1, 2007) and Barrow (March 7, 2007),
Alaska. For the Barrow public hearing,
we established teleconferencing
capabilities to provide an opportunity to
receive testimony from outlying
communities. The communities of
Kaktovik, Gambell, Kotzebue,
Shishmaref, and Point Lay, Alaska,
participated in this public hearing via
teleconference.
§ 17.40
76269
Energy Supply, Distribution or Use
(Executive Order 13211)
On May 18, 2001, the President issued
Executive Order 13211 on regulations
that significantly affect energy supply,
distribution, and use. Executive Order
13211 requires agencies to prepare
Statements of Energy Effects when
undertaking certain actions. For reasons
discussed within this rule, we believe
that the rule does not have any effect on
energy supplies, distribution, and use.
Therefore, this action is a not a
significant energy action, and no
Statement of Energy Effects is required.
2. Amend § 17.40 by revising
paragraph (q) to read as follows:
Special rules—mammals.
*
*
*
*
*
(q) Polar bear (Ursus maritimus).
(1) Except as noted in paragraphs
(q)(2) and (q)(4) of this section, all
prohibitions and provisions of §§ 17.31
and 17.32 of this part apply to the polar
bear.
(2) None of the prohibitions in § 17.31
of this part apply to any activity that is
authorized or exempted under the
Marine Mammal Protection Act
(MMPA), 16 U.S.C. 1361 et seq., the
Convention on International Trade in
Endangered Species of Wild Fauna and
Flora (CITES), or both, provided that the
person carrying out the activity has
complied with all terms and conditions
that apply to that activity under the
provisions of the MMPA and CITES and
their implementing regulations.
(3) All applicable provisions of 50
CFR parts 14, 18, and 23 must be met.
(4) None of the prohibitions in § 17.31
of this part apply to any taking of polar
bears that is incidental to, but not the
purpose of, carrying out an otherwise
lawful activity within the United States,
except for any incidental taking caused
by activities in areas subject to the
jurisdiction or sovereign rights of the
United States within the current range
of the polar bear.
Dated: December 10, 2008.
Lyle Laverty,
Assistant Secretary for Fish and Wildlife and
Parks.
[FR Doc. E8–29675 Filed 12–15–08; 8:45 am]
BILLING CODE 4310–55–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
List of Subjects in 50 CFR Part 17
Endangered and threatened species,
Exports, Imports, Reporting and
recordkeeping requirements,
Transportation.
50 CFR Part 229
Regulation Promulgation
Taking of Marine Mammals Incidental
to Commercial Fishing Operations;
Atlantic Large Whale Take Reduction
Plan
Accordingly, we amend part 17,
subchapter B of chapter I, title 50 of the
Code of Federal Regulations, as set forth
below:
■
[Docket No. 0812101578–81580–01]
RIN 0648–XM23
1. The authority citation for part 17
continues to read as follows:
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule.
Authority: 16 U.S.C. 1361–1407; 16 U.S.C.
1531–1544; 16 U.S.C. 4201–4245; Pub. L. 99–
625, 100 Stat. 3500; unless otherwise noted.
SUMMARY: The Assistant Administrator
for Fisheries (AA), NOAA, announces
PART 17—[AMENDED]
■
PO 00000
Frm 00079
Fmt 4700
Sfmt 4700
E:\FR\FM\16DER1.SGM
16DER1
Agencies
[Federal Register Volume 73, Number 242 (Tuesday, December 16, 2008)]
[Rules and Regulations]
[Pages 76249-76269]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-29675]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[FWS-R7-ES-2008-0027; MO-9221050083-B2]
RIN 1018-AV79
Endangered and Threatened Wildlife and Plants; Special Rule for
the Polar Bear
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We, the Fish and Wildlife Service (Service), amend the
regulations at 50 CFR part 17, which implement the Endangered Species
Act, as amended (ESA), to create a final special rule under authority
of section 4(d) of the ESA that provides measures that are necessary
and advisable to provide for the conservation of the polar bear (Ursus
maritimus). The special rule, in most instances, adopts the existing
conservation regulatory requirements under the Marine Mammal Protection
Act of 1972, as amended (MMPA), and the Convention on International
Trade in Endangered Species of Wild Fauna and Flora (CITES) as the
appropriate regulatory provisions for this threatened species.
Nonetheless, if an activity is not authorized or exempted under the
MMPA or CITES and would result in an act that would be otherwise
prohibited under the general prohibitions under the ESA for threatened
species (50 CFR 17.31), then the prohibitions at 50 CFR 17.31 apply,
and we would require authorization under 50 CFR 17.32. In addition,
this special rule provides that any incidental take of polar bears that
results from activities that occur outside of the current range of the
species is not a prohibited act under the ESA. This special rule does
not affect any existing requirements under the MMPA, including
incidental take restrictions, or CITES, regardless of whether the
activity occurs inside or outside the current range of the polar bear.
Further, nothing in this special rule affects the consultation
requirements under section 7 of the ESA.
DATES: This final rule becomes effective January 15, 2009.
ADDRESSES: This final rule is available on the Internet at https://
www.regulations.gov and https://ecos.fws.gov/speciesProfile/
SpeciesReport.do?spcode=A0IJ. Supporting documentation we used in
preparing this final rule will be available for public inspection, by
appointment, during normal business hours, at the Marine Mammal
Management Office, U.S. Fish and Wildlife Service, 1011 East Tudor
Road, Anchorage, AK 99503.
FOR FURTHER INFORMATION CONTACT: Geoffrey Haskett, Regional Director,
Region 7, U.S. Fish and Wildlife
[[Page 76250]]
Service, 1011 East Tudor Road, Anchorage, AK 99503 telephone 907-786-
3309. Persons who use a telecommunications device for the deaf (TDD)
may call the Federal Information Relay Service (FIRS) at 1-800-877-
8339, 24 hours a day, 7 days a week.
SUPPLEMENTARY INFORMATION:
Previous Federal Actions
On May 15, 2008, we published the final rule to list the polar bear
as a threatened species (73 FR 28212) under the Endangered Species Act
of 1973, as amended (ESA; 16 U.S.C. 1531 et seq.). Additional
information regarding previous Federal actions for the polar bear can
be found in the combined 12-month petition finding and proposed listing
rule (72 FR 1064; January 9, 2007) or by consulting the species'
regulatory profile found at: https://ecos.fws.gov/speciesProfile/
SpeciesReport.do?spcode=A0IJ.
Concurrent with the listing rule, we issued an interim final
special rule (73 FR 28306; May 15, 2008). In the interim final rule, we
opened a 60-day public comment period for all interested parties to
submit comments that might contribute to the development of the final
determination on the special rule. The interim rule with applicable
modifications is finalized with the publication of this final special
rule.
Background
Applicable Laws
In the United States, the polar bear is protected and managed under
three laws: the ESA, the Marine Mammal Protection Act of 1972, as
amended (MMPA; 16 U.S.C. 1361 et seq.), and the Convention on
International Trade in Endangered Species of Wild Fauna and Flora
(CITES; 27 U.S.T. 1087). A brief description of these laws, as they
apply to polar bear conservation, is provided below.
The purposes of the ESA are to provide a means whereby the
ecosystems upon which endangered species and threatened species depend
may be conserved, to provide a program for the conservation of such
endangered species and threatened species, and to take such steps as
may be appropriate to achieve the purposes of the treaties and
conventions set forth in the ESA. The ESA is implemented through
regulations found in the Code of Federal Regulations (CFR). When a
species is listed as endangered, certain actions are prohibited under
section 9 of the ESA, as specified in Sec. 17.21 of title 50 of the
Code of Federal Regulations (50 CFR). These include, among others, take
within the United States, within the territorial seas of the United
States, or upon the high seas; import; export; and shipment in
interstate or foreign commerce in the course of a commercial activity.
Additionally, the consultation process under section 7 of the ESA
requires that Federal agencies ensure actions they authorize, fund,
permit, or carry out are not likely to jeopardize the continued
existence of any endangered or threatened species.
The ESA does not specify particular prohibitions and exemptions to
those prohibitions for threatened species. Instead, under section 4(d)
of the ESA, the Secretary of the Interior (Secretary) was given the
discretion to specify the prohibitions and any exceptions to those
prohibitions that are appropriate for the species, provided that those
prohibitions and exceptions are necessary and advisable to provide for
the conservation of the species. Exercising this discretion, the
Service has developed general prohibitions (50 CFR 17.31) and
exceptions to those prohibitions (50 CFR 17.32) under the ESA (i.e.,
provisions) that apply to most threatened species. Under Sec. 17.32,
permits may be issued to allow persons to engage in otherwise
prohibited acts.
Alternately, for other threatened species we develop specific
prohibitions and exceptions that are tailored to the specific
conservation needs of the species. In such cases, some of the
prohibitions and authorizations under 50 CFR 17.31 and 17.32 may be
appropriate for the species and incorporated into the special rule
under section 4(d) of the ESA, but the special rule will also include
provisions that are tailored to the specific conservation needs of the
threatened species and which may be more or less restrictive than the
general provisions at 50 CFR 17.31.
The MMPA was enacted to protect and conserve marine mammal species
or population stocks of those species so that they continue to be
significant functioning elements in the ecosystem of which they are a
part. Consistent with this objective, management should have a goal to
maintain or return marine mammals to their optimum sustainable
population. The MMPA provides a moratorium on the taking and
importation of marine mammals and their products, unless exempted or
authorized under the MMPA. Prohibitions also restrict:
Take of marine mammals on the high seas;
Take of any marine mammal in waters or on lands under the
jurisdiction of the United States;
Use of any port, harbor, or other place under the
jurisdiction of the United States to take or import a marine mammal;
Possession of any marine mammal or product taken in
violation of the MMPA;
Transport, purchase, sale, export, or offer to purchase,
sell, or export any marine mammal or product taken in violation of the
MMPA or for any purpose other than public display, scientific research,
or enhancing the survival of the species or stock; and
Import of certain categories of animals.
Authorizations and exemptions from these prohibitions are available for
certain specified purposes. Any marine mammal listed as threatened or
endangered under the ESA automatically has depleted status under the
MMPA, which adds further restrictions.
Signed in 1973, CITES protects species at risk from international
trade and is implemented by more than 170 countries, including the
United States. The CITES regulates commercial and noncommercial
international trade in selected animals and plants, including parts and
items made from the species, through a system of permits. Under CITES,
a species is listed at one of three levels of protection, each of which
have different document requirements. Appendix I species are threatened
with extinction and are or may be affected by trade; CITES directs its
most stringent controls at activities involving these species. Appendix
II species are not necessarily threatened with extinction now, but may
become so if not regulated. Appendix III species are listed by a range
country to obtain international cooperation in regulating and
monitoring international trade. Polar bears were listed in Appendix II
of CITES on July 7, 1975. Trade in CITES species is prohibited unless
exempted or accompanied by the required CITES documents, and CITES
documents cannot be issued until specific conservation and legal
findings have been made. The CITES does not itself regulate take or
domestic trade of polar bears; however, it contributes to the
conservation of the species by monitoring international trade in polar
bears and polar bear parts or products.
Provisions of the Special Rule Under Section 4(d) of the ESA for the
Polar Bear
We assessed the conservation needs of the polar bear in light of
the extensive protections already provided to the species under the
MMPA and CITES. This final special rule, in most instances,
synchronizes the management of the polar bear under the
[[Page 76251]]
ESA with management provisions under the MMPA and CITES. A special rule
under section 4(d) of the ESA can only specify ESA prohibitions and
available authorizations for this species. All other applicable
provisions of the ESA and other statutes such as the MMPA and CITES are
unaffected by this special rule.
Under this final special rule, if an activity is authorized or
exempted under the MMPA or CITES, we will not require any additional
authorization under the ESA regulations associated with that activity.
However, if the activity is not authorized or exempted under the MMPA
or CITES and the activity would result in an act that would be
otherwise prohibited under the ESA regulations at 50 CFR 17.31, the
prohibitions of Sec. 17.31 apply, and permits would be required under
50 CFR 17.32 of our ESA regulations. The special rule further provides
that any incidental take of polar bears that results from activities
that occur outside of the current range of the species is not a
prohibited act under the ESA.
Finally, the special rule does not remove or alter in any way the
consultation requirements under section 7 of the ESA.
Necessary and Advisable Finding
This rulemaking revises our May 15, 2008, special rule at 50 CFR
17.40 that, in most instances, adopts the conservation provisions of
the MMPA and CITES as the appropriate regulatory provisions for this
threatened species. These MMPA and CITES provisions regulate incidental
take, non-incidental take (including take for self-defense or welfare
of the animal), import, export, transport, purchase and sale or offer
for sale or purchase, pre-Act specimens, and subsistence handicraft
trade and cultural exchanges. The special rule further provides that
any incidental take of polar bears that results from activities that
occur outside of the current range of the species is not a prohibited
act under the ESA. Finally, we have also clarified the operation of the
consultation process under section 7 of the ESA and how it will
continue to contribute to the conservation of the polar bears.
In the following sections, we provide explanation of how the
various provisions of the ESA, MMPA, and CITES interrelate and how the
regulatory provisions of this special rule are deemed necessary and
advisable to provide for the conservation of the polar bear.
Definitions of Take
Take of protected species is prohibited under both the ESA and
MMPA; however, the definition of ``take'' differs somewhat between the
two Acts. Take is defined in the ESA as meaning to harass, harm,
pursue, hunt, shoot, wound, kill, trap, capture or collect, or attempt
to engage in any such conduct. The MMPA defines take as meaning to
harass, hunt, capture, or kill, or to attempt to harass, hunt, capture,
or kill any marine mammal. A number of terms appear in both
definitions; however, the terms harm, pursue, shoot, wound, trap, and
collect are included in the ESA definition but not in the MMPA
definition. Nonetheless, the ESA prohibitions on pursue, shoot, wound,
trap, and collect are covered within the scope of the MMPA definition.
A person who pursues, shoots, wounds, traps, or collects an animal, or
attempts to do any of these acts, has harassed (which includes injury),
hunted, captured, or killed--or attempted to harass, hunt, capture, or
kill--the animal in violation of the MMPA.
The term ``harm'' is also included in the ESA definition, but is
less obviously related to take under the MMPA definition. Under our ESA
regulations, harm is defined at 50 CFR 17.3 as ``significant habitat
modification or degradation where it actually kills or injures wildlife
by significantly impairing essential behavioral patterns, including
breeding, feeding, or sheltering.'' While the term harm in the take
definition addresses negative effects through habitat modifications, it
requires evidence that the habitat modification or degradation will
result in specific effects on identifiable wildlife: Actual death or
injury. As noted by Supreme Court Justice O'Connor in her concurrence
in Babbitt v. Sweet Home Chapter of Communities for a Great Oregon, 515
U.S. 687 (1995), application of the definition requires actual, as
opposed to hypothetical or speculative, death or injury to identifiable
animals. Thus, the definition of harm under the ESA requires
demonstrable effect (i.e., actual injury or death) on actual,
individual members of the species.
The term ``harass'' is also defined in the MMPA and our ESA
regulations. Under our ESA regulations, harass refers to an
``intentional or negligent act or omission which creates the likelihood
of injury to wildlife by annoying it to such an extent as to
significantly disrupt normal behavioral patterns which include, but are
not limited to, breeding, feeding, or sheltering.'' With the exception
of the activities mentioned below, harassment under the MMPA means any
act of pursuit, torment, or annoyance that ``has the potential to
injure a marine mammal or marine mammal stock in the wild'' (Level A
harassment), or ``has the potential to disturb a marine mammal or
marine mammal stock in the wild by causing disruption of behavioral
patterns, including, but not limited to, migration, breathing, nursing,
breeding, feeding, or sheltering'' (Level B harassment).
Section 319 of the National Defense Authorization Act for Fiscal
Year 2004 (NDAA; Pub. L. 108-136) revised the definition of harassment
under section 3(18) of the MMPA as it applies to military readiness or
scientific research conducted by or on behalf of the Federal
Government. Section 319 defined harassment for these purposes as ``(i)
any act that injures or has the significant potential to injure a
marine mammal or marine mammal stock in the wild; or (ii) any act that
disturbs or is likely to disturb a marine mammal or marine mammal stock
in the wild by causing disruption of natural behavioral patterns,
including, but not limited to, migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where such behavioral patterns are
abandoned or significantly altered.''
In most cases, the definitions of ``harassment'' under the MMPA
encompass more activities than the same term under the Service's ESA
regulations. While the statutory definition of harassment under the
MMPA that applies to all activities other than military readiness and
scientific research conducted by or on behalf of the Federal Government
includes any act of pursuit, torment, or annoyance that has the
``potential to injure'' or the ``potential to disturb'' marine mammals
in the wild by causing disruption of key behavioral patterns, the
Service's ESA definition of harassment applies only to an act or
omission that creates the ``likelihood of injury'' by annoying the
wildlife to such an extent as to significantly disrupt key behavioral
patterns. Even the more narrow definition of harassment for military
readiness activities or research by or on behalf of the Federal
Government includes an act that injures or has ``the significant
potential to injure'' or an act that disturbs or is ``likely to
disturb,'' compared to the ``likelihood of injury'' standard under the
ESA. The potential to injure or disturb is a stricter standard than the
likelihood of injury. The one area where the ESA definition is broader
than the MMPA definition is that the ESA definition includes acts or
omissions whereas the MMPA definition includes only acts. However,
[[Page 76252]]
we cannot foresee circumstances under which the management of polar
bears would differ due to this difference in the two definitions.
In addition, although the ESA includes ``harm'' in the definition
of take and the MMPA does not, the differing definitions of take do not
result in a difference in management of polar bears. As discussed
earlier, application of the harm definition requires evidence of
demonstrable injury or death to actual, individual polar bears. The
breadth of the MMPA harassment definition requires only potential
injury or potential disturbance, or, in the case of military readiness
activities, likely disturbance causing disruption of key behavioral
patterns. Thus, the evidence required for harm under the ESA would
provide the evidence to show potential injury or potential or likely
disturbance that causes disruption of key behavioral patterns under the
MMPA.
In summary, the definitions of take under the MMPA and ESA differ
in terminology; however, they are similar in application. We find the
definitions of take under the Acts to be comparable and where they
differ, due to the breadth of the MMPA's definitions of harassment, the
MMPA definitions of take are, overall, more protective. Therefore
managing polar bears under the MMPA definition provides for the
conservation of polar bears. Where a person or entity does not have
authorization for an activity that causes take under the MMPA, or is
not in compliance with their MMPA take authorization, the definition of
take under the ESA will be applied.
Incidental Take
The take restrictions under the MMPA and those typically provided
for threatened species under the ESA through our regulations at 50 CFR
17.31 or a special rule under section 4(d) of the ESA also apply to
incidental take. Take restrictions under both Acts have the same
geographic scope. Incidental take refers to the take of a protected
species that is incidental to, but not the purpose of, an otherwise
lawful activity. This special rule under section 4(d) of the ESA aligns
the ESA incidental take provisions for polar bears with the incidental
take provisions of the MMPA and its implementing regulations as those
necessary and advisable to provide for the conservation of the species.
Section 7(a)(2) of the ESA requires Federal agencies to ensure that
any action they authorize, fund, or carry out is not likely to
jeopardize the continued existence of any listed species or result in
the destruction or adverse modification of designated critical habitat.
Regulations that implement section 7(a)(2) of the ESA (50 CFR part 402)
define ``jeopardize the continued existence of'' as to engage in an
action that reasonably would be expected, directly or indirectly, to
reduce appreciably the likelihood of both the survival and recovery of
a listed species in the wild by reducing the reproduction, numbers, or
distribution of that species.
If a Federal action may affect a listed species or its critical
habitat, the responsible Federal agency (action agency) must enter into
consultation with the Service, subject to the exceptions set out in 50
CFR 402.14(b) and the provisions of 402.03. It is through the
consultation process under section 7 of the ESA that incidental take is
identified and Federal agencies receive authorization for incidental
take. The section 7 consultation requirements also apply to the Service
and require that we consult with ourselves to ensure actions we
authorize, fund, or carry out are not likely to result in jeopardy to
the species. This type of consultation, known as intra-Service
consultation, would, for example, be applied to the Service's issuance
of authorizations under the MMPA and ESA. Further, regulations at 50
CFR 402.16 require Federal agencies to reinitiate consultation on
previously reviewed actions in instances where we have listed a new
species or subsequently designated critical habitat that may be
affected and the Federal agency has retained discretionary involvement
or control over the action (or the agency's discretionary involvement
or control is authorized by law). These requirements under the ESA
remain unchanged under this rule regardless of whether the action
occurs inside or outside the current range of the polar bear. This
special rule does not negate the need for a Federal action agency to
consult with the Service to ensure that any action being authorized,
funded, or carried out is not likely to jeopardize the continued
existence of the polar bear. Further, in the event critical habitat is
designated for the polar bear in the future, nothing in this special
rule affects the prohibition against destruction or adverse
modification of any critical habitat through a Federal action, and
Federal agencies would be required to consider the destruction or
adverse modification standard in the consultation process under section
7 of the ESA.
As a result of consultation, we document compliance with the
requirements of section 7(a)(2) of the ESA through our issuance of a
concurrence letter for Federal actions that may affect, but are not
likely to adversely affect, listed species or critical habitat, or
issuance of a biological opinion for Federal actions that may adversely
affect listed species or critical habitat. In those cases where the
Service determines an action that is likely to adversely affect polar
bears will not likely result in jeopardy but is anticipated to result
in incidental take, the biological opinion will describe the amount and
nature of incidental take that is reasonably certain to occur. Under
section 7(b)(4) of the ESA, an incidental take statement for a marine
mammal such as the polar bear cannot be issued until the applicant has
received incidental take authorization under the MMPA. If such
authorization is in place, the Service will also issue a statement that
specifies the amount or extent of such take; any reasonable and prudent
measures considered appropriate to minimize such effects; terms and
conditions to implement the measures necessary to minimize effects; and
procedures for handling any animals actually taken. Nothing in this
special rule affects the issuance or contents of the biological
opinions for polar bears or the issuance of an incidental take
statement, although incidental take resulting from activities that
occur outside of the current range of the polar bear is not subject to
the taking prohibition of the ESA.
The regulations at 50 CFR 17.32(b) provide a mechanism for non-
Federal parties to obtain authorization for the incidental take of
threatened wildlife. This process requires that an applicant specify
effects to the species and steps to minimize and mitigate such effects.
If the Service determines that the mitigation measures will minimize
effects of any potential incidental take, and that take will not
appreciably reduce the likelihood of survival and recovery of the
species, we may grant incidental take authorization. This authorization
would include terms and conditions deemed necessary or appropriate to
insure minimization of take, as well as monitoring and reporting
requirements. Incidental take restrictions both inside and outside the
current range of the polar bear under this special rule are described
below.
Activities Within Current Range
Under this special rule, if incidental take has been authorized
under section 101(a)(5) of the MMPA for take of a polar bear by
commercial fisheries, or by the issuance of an Incidental Harassment
Authorization (IHA) or through incidental take regulations for all
other activities, we will not require
[[Page 76253]]
an additional incidental take permit under the ESA issued in accordance
with 50 CFR 17.32(b) for non-Federal parties since we have determined
that the MMPA restrictions are more protective or as protective as
permits issued under 50 CFR 17.32(b). In addition, while an incidental
take statement under section 7 of the ESA will be issued, any take will
be covered through the MMPA authorization. However, any incidental take
that does occur from activities within the current range of the polar
bear that has not been authorized under the MMPA, or is not in
compliance with the MMPA authorization, remains prohibited under 50 CFR
17.31 and subject to full penalties under both the ESA and MMPA.
Further, the ESA's citizen suit provision is unaffected by this special
rule anywhere within the current range of the species. Any person or
entity that is allegedly causing the incidental take of polar bears as
a result of activities within the range of the species without
appropriate MMPA authorization can be challenged through this provision
as that would be a violation of 50 CFR 17.31. The ESA citizen suit
provision also remains available for alleged failure to consult under
section 7 of the ESA regardless of whether the agency action occurs
inside or outside the current range of the polar bear.
Sections 101(a)(5)(A) and (D) of the MMPA give the Service the
authority to allow the incidental, but not intentional, taking of small
numbers of marine mammals, in response to requests by U.S. citizens (as
defined in 50 CFR 18.27(c)) engaged in a specified activity (other than
commercial fishing) in a specified geographic region. Incidental take
cannot be authorized under the MMPA unless the Service finds that the
total of such taking will have no more than a negligible impact on the
species or stock.
If any take that is likely to occur will be limited to nonlethal
harassment of the species, the Service may issue an Incidental
Harassment Authorization (IHA) under section 101(a)(5)(D) of the MMPA.
The IHAs cannot be issued for a period longer than 1 year. If the
taking may result in more than harassment, regulations under section
101(a)(5)(A) of the MMPA must be issued, which may be in place for no
longer than 5 years. Once regulations making the required findings are
in place, we issue Letters of Authorization (LOAs) that authorize the
incidental take for specific projects that fall under the provisions
covered in the regulations. The LOAs expire after 1 year and contain
activity-specific monitoring and mitigation measures that ensure that
any take remains at the negligible level. In either case, the IHA or
the regulations must set forth: (1) Permissible methods of taking; (2)
means of effecting the least practicable adverse impact on the species
and their habitat and on the availability of the species for
subsistence uses; and (3) requirements for monitoring and reporting.
While a determination of negligible impact is made at the time the
regulations are issued based on the best information available, each
request for an LOA is also evaluated to ensure it is consistent with
this determination. The evaluation consists of the type and scope of
the individual project and an analysis of all current species
information, including the required monitoring reports from previously
issued LOAs, and considers the effects of the individual project when
added to all current LOAs in the geographic area. Through these means,
the type and level of take of polar bears is continuously evaluated
throughout the life of the regulations in order to ensure that any take
remains at the level of negligible impact.
Incidental take of threatened or endangered marine mammals, such as
the polar bear, that results from commercial fishery operations is
regulated separately under the MMPA through sections 101(a)(5)(E) and
118. Section 101(a)(5)(E) requires that for marine mammals from a
species or stock designated as depleted because of its listing as an
endangered or threatened species under the ESA, a finding must be made
that any incidental mortality or serious injury from commercial
fisheries will have a negligible impact on such species or stock. In
essence, section 101(a)(5)(E) applies the same ``negligible impact''
standard to the authorization of incidental take due to commercial
fishery activities that is applied to incidental take from other
activities. In addition, an ESA recovery plan must be developed, unless
otherwise excepted, and all requirements of MMPA section 118 must be
met. These authorizations may be in place for no longer than 3 years,
when new findings must be made.
Negligible impact under the MMPA, as defined at 50 CFR 18.27(c), is
an impact that cannot be reasonably expected to, and is not reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival. This is a more protective
standard than standards for issuing incidental take under the ESA,
which are: (1) For non-Federal actions, that the taking will not
appreciably reduce the likelihood of the survival and recovery of the
species in the wild; and, (2) for Federal actions, that the activity is
not likely to jeopardize the continued existence of the species. In
addition, the authorizations under the MMPA are limited to 3 years for
commercial fisheries authorizations, 1 year for IHAs, and 5 years for
incidental take regulations, thus ensuring that activities that are
likely to cause incidental take of polar bears are periodically
reviewed and mitigation measures that ensure that take remains at the
negligible level can be updated. Incidental take permits and statements
under the ESA have no such statutory time limits. Incidental take
statements remain in effect for the life of the Federal action, unless
reinitiation of consultation is triggered. Incidental take permits for
non-Federal activities can be for various durations (see 50 CFR
17.32(b)(4)), with some permits valid for up to 50 years. Therefore,
the incidental take standards under the MMPA because of their stricter
standards and mandatory periodic re-evaluation, provide a greater level
of protection for the polar bear than adoption of the standards under
the ESA at 50 CFR 17.31 and 17.32. As such, this special rule adopts
the MMPA standards for authorizing Federal and non-Federal incidental
take as necessary and advisable to provide for the conservation of the
polar bear.
As stated above, when the Service issues authorizations for
otherwise prohibited incidental take under the MMPA, we must determine
that those activities will result in no more than a negligible impact
on the species or stock. The distinction of conducting the analysis at
the species or stock level may be an important one in some cases. Under
the ESA, the ``jeopardy'' standard, for Federal incidental take, and
``appreciably reduce the likelihood of survival and recovery''
standard, for non-Federal take, are always applied to the listed entity
(i.e., the listed species, subspecies, or distinct population segment).
The Service is not given the discretion under the ESA to assess
``jeopardy'' and ``appreciably reduce the likelihood of survival and
recovery'' at a smaller scale (e.g., stock) unless the listed entity is
in fact smaller than the entire species or subspecies (e.g., a discrete
population segment). Therefore, because avoiding greater than
negligible impact to a stock is tighter than avoiding greater than
negligible impact to an entire species, the MMPA may be much more
protective than the ESA for activities that occur only within one stock
of a listed species. In the case of the polar bear, it is listed as a
threatened species throughout its range under the
[[Page 76254]]
ESA, while multiple stocks are recognized under the MMPA. Therefore, a
variety of activities that may impact polar bears will be assessed at a
finer scale under the MMPA than they would have been otherwise under
the ESA.
In addition, during the process of authorizing any MMPA incidental
take under section 101(a)(5), we must conduct an intra-Service
consultation under section 7(a)(2) of the ESA to ensure that providing
an MMPA incidental take authorization to an applicant is an act that is
not likely to jeopardize the continued existence of the polar bear.
Since the standard for approval under MMPA section 101(a)(5) is no more
than ``negligible impact'' to the affected marine mammal species or
stock, we believe that any MMPA-compliant authorization or regulation
would meet the ESA section 7(a)(2) standards of avoiding jeopardy to
the species. Under this special rule, any incidental take that could
not be authorized under section 101(a)(5) of the MMPA would remain
subject to the prohibitions of 50 CFR 17.31.
To the extent that any Federal actions are found to comport with
the standards for MMPA incidental take authorization, we fully
anticipate that any such section 7 consultation under the ESA would
result in a finding that the proposed action is not likely to
jeopardize the continued existence of the polar bear. In addition, we
anticipate that any such proposed actions would augment protection and
enhance agency management of the polar bear through the application of
site-specific mitigation measures contained in an authorization issued
under the MMPA. Therefore, we do not anticipate, in light of the ESA
jeopardy standard and the maximum duration of these MMPA authorizations
that there could be a conservation basis for requiring any entity
holding incidental take authorization under the MMPA and in compliance
with all measures under that authorization (e.g., mitigation) to
implement further measures under the ESA section 7 process, as long as
the action does not go beyond the scope and duration of the MMPA take
authorization.
For example, affiliates of the oil and gas industry have requested,
and we have issued regulations since 1991 for, incidental take
authorization for activities in occupied polar bear habitat. This
includes regulations issued for incidental take in the Beaufort Sea
from 1993 to the present, and regulations issued for incidental take in
the Chukchi Sea for the period 1991-1996 and, more recently,
regulations for similar activities and potential incidental take in the
Chukchi Sea for the period 2008-2013. A detailed history of our past
regulations for the Beaufort Sea region can be found in the final
regulations published on November 28, 2003 (68 FR 66744), August 2,
2006 (71 FR 43926), and June 11, 2008 (73 FR 33212).
The mitigation measures that we have required for all oil and gas
projects include a site-specific plan of operation and a site-specific
polar bear interaction plan. Site-specific plans outline the steps the
applicant will take to minimize effects on polar bears, such as garbage
disposal and snow management procedures to reduce the attraction of
polar bears, an outlined chain-of-command for responding to any polar
bear sighting, and polar bear awareness training for employees. The
training program is designed to educate field personnel about the
dangers of bear encounters and to implement safety procedures in the
event of a bear sighting. Most often, the appropriate response involves
merely monitoring the animal's activities until they move out of the
area. However, personnel may be instructed to leave an area where bears
are seen. When necessary, and under specific authorization separate
from the incidental take authorization, bears can be displaced by using
forms of deterrents, such as vehicles, vehicle horns, vehicle sirens,
vehicle lights, spot lights, or, if necessary, pyrotechnics (e.g.,
cracker shells). The intent of the interaction plan and training
activities is to allow for the early detection and appropriate response
to polar bears that may be encountered during operations, which
eliminates the potential for injury or lethal take of bears in defense
of human life. By requiring such steps be taken, we ensure that any
impacts to polar bears will be minimized and will remain negligible.
Additional mitigation measures are also required on a case-by-case
basis depending on the location, timing, and specific activity. For
example, we may require trained marine mammal observers for offshore
activities; pre-activity surveys (e.g., aerial surveys, infra-red
thermal aerial surveys, or polar bear scent-trained dogs) to determine
the presence or absence of dens or denning activity; measures to
protect pregnant polar bears during denning activities (den selection,
birthing, and maturation of cubs), including incorporation of a 1-mile
(1.6-kilometer) buffer surrounding known dens; and enhanced monitoring
or flight restrictions. These mitigation measures are implemented to
limit human-bear interactions and disturbances to bears and have
ensured that industry effects on polar bears have remained at the
negligible level.
Data provided by the required monitoring and reporting programs in
the Beaufort Sea and in the Chukchi Sea show that mitigation measures
successfully minimized effects on polar bears. For example, since 1991,
when the incidental take regulations became effective in the Chukchi
and Beaufort Seas, there has been no known instance of a polar bear
being killed or of personnel being injured by a bear as a result of oil
and gas industry activities in the areas covered by the incidental take
regulations.
Activities Outside Current Range
This special rule includes a separate provision (paragraph (4))
that addresses take under the ESA that is incidental to an otherwise
lawful activity that occurs outside the current range of the polar
bear. Under paragraph (4), incidental take of polar bears that results
from activities that occur outside of the current range of the species
is not subject to the prohibitions found at 50 CFR 17.31. This
provision has been modified from the version of paragraph (4) that
appeared in the interim final rule to more precisely delineate where
the ESA prohibition against incidental take is necessary and advisable
to provide for the conservation of the polar bear.
Under paragraph (4), any incidental take that results from
activities within the current range of the polar bear remains subject
to the prohibitions found at 50 CFR 17.31, although, as explained in
the previous section, any such incidental take that has already been
authorized under the MMPA will not require additional ESA
authorization.
Any incidental take of a polar bear caused by an activity that
occurs outside of the current range of the species, however, would not
be a prohibited act under the ESA, regardless of whether a causal
connection has been made between the conduct of the activity and
effects on the species. But nothing in paragraph (4) modifies the
prohibitions against taking, including incidental taking, under the
MMPA, which continue to apply regardless of where the activity occurs.
If it is shown that a particular activity conducted outside the current
range of the species is reasonably likely to cause the incidental
taking of a polar bear, whether lethal or nonlethal, any incidental
take that occurs is a violation of the MMPA unless authorization for
the take under the MMPA has been issued by the Service.
[[Page 76255]]
Any incidental take caused by an activity outside the current range
of the polar bear and covered by the MMPA would be a violation of that
law and subject to the full array of the statute's civil and criminal
penalties unless it was authorized. Any person, which includes
businesses, States, and Federal agencies as well as individuals, who
violates the MMPA's takings prohibition or any regulation may be
assessed a civil penalty of up to $10,000 for each violation. A person
or entity that knowingly violates the MMPA's takings prohibition or any
regulation will, upon conviction, be fined for each violation,
imprisoned for up to 1 year, or both. Please refer to the ``Penalties''
discussion below for additional discussion of the penalties under the
ESA and the MMPA.
Any individual, business, State government, or Federal agency
subject to the jurisdiction of the United States that is likely to
cause the incidental taking of a polar bear under the MMPA, regardless
of the location of their activity, must therefore seek incidental take
authorization under the MMPA or risk such civil or criminal penalties.
As explained earlier, while the Service will work with any person or
entity that seeks incidental take authorization, such authorization can
only be granted if any take that is likely to occur will have no more
than a negligible impact on the species. If the negligible impact
standard cannot be met, the person or entity will have to modify their
activities to meet the standard, modify their activities to avoid the
taking altogether, or risk civil or criminal penalties.
In addition, nothing in paragraph (4) of this final rule affects
section 7 consultation requirements outside the current range of the
polar bear. Any Federal agency that intends to engage in an agency
action that ``may affect'' polar bears must comply with 50 CFR part
402, regardless of the location of the agency action. This includes,
but is not limited to, intra-Service consultation on any MMPA
incidental take authorization proposed for activities located outside
the current range. Paragraph (4) does not affect in any way the
standards for issuing a biological opinion at the end of that
consultation or the contents of the biological opinion, including an
assessment of the nature and amount of take that is likely to occur. An
incidental take statement would also be issued under any opinion where
the Service finds that the agency action and the incidental taking are
not likely to jeopardize the continued existence of the species or
result in the destruction or adverse modification of any polar bear
critical habitat that may be designated, provided that the incidental
taking has already been authorized under the MMPA, as required under
section 7(b)(4) of the ESA. The Service will, however, inform the
Federal agency and any applicants in the biological opinion and any
incidental take statement that the take identified in the biological
opinion and the statement is not a prohibited act under the ESA,
although any incidental take that actually occurs and that has not been
authorized under the MMPA would remain a violation of the MMPA.
One difference between the MMPA and the ESA is the applicability of
the ESA citizen suit provision. Under section 11 of the ESA, any person
may commence a civil suit against a person, business entity, State
government, or Federal agency that is allegedly in violation of the
ESA. Such lawsuits have been brought by private citizens and citizen
groups where it is alleged that a person or entity is taking a listed
species in violation of the ESA. The MMPA does not have a similar
provision. So while any unauthorized incidental take caused by an
activity outside the current range of the polar bear would be a
violation of the MMPA, legal action against the person or entity
causing the take could only be brought by the United States and not by
a private citizen or citizen group. However, operation of the citizen
suit provision remains unaffected for any restricted act other than
incidental take, such as non-incidental take, import, export, sale, and
transport, regardless of whether the activity occurs outside the
current range of the polar bear. Further, the ESA's citizen suit
provision is unaffected by this special rule when the activity causing
incidental take is anywhere within the current range of the species.
Any person or entity that is allegedly causing the incidental take of
polar bears as a result of activities within the range of the species
without appropriate MMPA authorization can be challenged through the
citizen suit provision as that would be a violation of the ESA
implementing regulations at 50 CFR 17.31. The ESA citizen suit
provision also remains available for alleged failure to consult under
section 7 of the ESA regardless of whether the agency action occurs
inside or outside the current range of the polar bear. Further, any
incidental taking caused by an activity outside the current range of
the polar bear that is connected, either directly or in certain
instances indirectly, to an action by a Federal agency could be pursued
under the Administrative Procedure Act of 1946 (5 U.S.C. 706), which
allows challenges to final agency actions.
Import, Export, Non-Incidental Take, Transport, Purchase, and Sale or
Offer for Sale or Purchase
When setting restrictions for threatened species, the Service has
generally adopted prohibitions on their import; export; take; transport
in interstate or foreign commerce in the course of a commercial
activity; sale or offer for sale in interstate or foreign commerce; and
possession, sale, delivery, carrying, transportation, or shipping of
unlawfully taken species, either through a special rule or through the
provisions of 50 CFR 17.31. For the polar bear, these same activities
are already strictly regulated under the MMPA. Section 101 of the MMPA
provides a moratorium on the taking and importation of marine mammals
and their products. Section 102 of the MMPA further prohibits
activities unless exempted or authorized under subsequent sections.
Prohibitions in section 102(a) include take of any marine mammal on
the high seas; take of any marine mammal in waters or on lands under
the jurisdiction of the United States; use of any port, harbor, or
other place under the jurisdiction of the United States to take or
import a marine mammal; possession of any marine mammal or product
taken in violation of the MMPA; and transport, purchase, sale, export,
or offer to purchase, sell, or export any marine mammal or product
taken in violation of the MMPA or for any purpose other than public
display, scientific research, or enhancing the survival of the species
or stock. Under sections 102(b) and (c) of the MMPA, it is unlawful to
import a pregnant or nursing marine mammal; an individual taken from a
depleted species or population stock; an individual taken in a manner
deemed inhumane; any marine mammal taken in violation of the MMPA or in
violation of the law of another country; or any marine mammal product
if it was made from any marine mammal taken in violation of the MMPA or
in violation of the law of another country, or if it was illegal to
sell in the country of origin.
The MMPA then provides specific exceptions to these prohibitions
under which certain acts are allowed only if all statutory requirements
are met. Under section 104 of the MMPA, these otherwise prohibited
activities may be authorized for purposes of public display (section
104(c)(2)), scientific research (section 104(c)(3)), enhancing the
survival or recovery of a species (section 104(c)(4)), or photography
[[Page 76256]]
(where there is level B harassment only; section 104(c)(6)). In
addition, section 104(c)(8) specifically addresses the possession,
sale, purchase, transport, export, or offer for sale of the progeny of
any marine mammal taken or imported under section 104, and section
104(c)(9) sets strict standards for the export of any marine mammal
from the United States. In all of these sections of the MMPA, strict
criteria have been established to ensure that the impact of an
authorized activity, if a permit were to be issued, would successfully
meet Congress's finding in the MMPA that species ``should not be
permitted to diminish beyond the point at which they cease to be a
significant functioning element in the ecosystem of which they are a
part.''
Under the general threatened species regulations at 50 CFR 17.31
and 17.32, authorizations are available for a wider range of activities
than under the MMPA, including permits for any special purpose
consistent with the ESA. In addition, for those activities that are
available under both the MMPA and the general threatened species
regulations, the MMPA issuance criteria are often more strict. For
example, in order to issue a permit under the general threatened
species regulations at 50 CFR 17.32, the Service must consider, among
other things:
(1) Whether the purpose for which the permit is required is
adequate to justify removing from the wild or otherwise changing the
status of the wildlife sought to be covered by the permit;
(2) The probable direct and indirect effect which issuing the
permit would have on the wild populations of the wildlife;
(3) Whether the permit would in any way directly or indirectly
conflict with any known program intended to enhance the survival
probabilities of the population; and
(4) Whether the activities would be likely to reduce the threat of
extinction facing the species of wildlife.
These are all ``considerations'' during the process of evaluating
an application, but none set a standard that requires denial of the
permit under any particular set of facts. However, in order to obtain
an enhancement permit under the MMPA, the Service must find that any
taking or importation: (1) Is likely to contribute significantly to
maintaining or increasing distribution or numbers necessary to ensure
the survival or recovery of the species or stock, and (2) is consistent
with any conservation plan or ESA recovery plan for the species or
stock or, if no conservation or ESA recovery plan is in place, with the
Service's evaluation of actions required to enhance the survival or
recovery of the species or stock in light of factors that would be
addressed in a conservation plan or ESA recovery plan. In order to
issue a scientific research permit under the MMPA, in addition to
meeting the requirements that the taking is required to further a bona
fide scientific purpose, any lethal taking cannot be authorized unless
a nonlethal method of conducting the research is not feasible. In
addition, for depleted species such as the polar bear, permits shall
not be issued for any lethal taking unless the results of the research
will directly benefit the species, or fulfill a critically important
research need.
Further, all permits issued under the MMPA must be consistent with
the purposes and policies of the Act, which includes maintaining or
returning marine mammals to their optimum sustainable population. Also,
now that polar bears have depleted status under the MMPA, no MMPA
permit may be issued for taking or importation for the purpose of
public display, whereas Sec. 17.32 allows issuance of permits for
zoological exhibition and educational purposes. As the MMPA does not
contain a provision similar to a special rule under section 4(d) of the
ESA, the more restrictive requirements of the MMPA apply.
Thus, the existing statutory provisions of the MMPA allow fewer
types of activities than does 50 CFR 17.32 for threatened species, and
the MMPA's standards are generally stricter for those activities that
are allowed than standards for comparable activities under 50 CFR
17.32. Because, for polar bears, an applicant must obtain authorization
under the MMPA to engage in an act that would otherwise be prohibited,
and because both the allowable types of activities and standards for
those activities are generally stricter under the MMPA than the general
standards under 50 CFR 17.32, we find that the MMPA provisions are
necessary and advisable to provide for the conservation of the species
and adopt these provisions as appropriate conservation protections
under the ESA. Therefore, under this special rule, as long as an
activity is authorized or exempted under the MMPA, and the appropriate
requirements of the MMPA are met, then the activity does not require
any additional authorization under the ESA. All authorizations issued
under section 104 of the MMPA will continue to be subject to section 7
consultation requirements of the ESA.
CITES
In addition to the MMPA restrictions on import and export discussed
above, CITES provisions that apply to the polar bear also ensure that
import into or export from the United States is carefully regulated.
Under CITES and the U.S. regulations that implement CITES at 50 CFR
part 23, the United States is required to regulate and monitor the
trade in legally possessed CITES specimens over an international
border. Thus, for example, CITES would apply to tourists driving from
Alaska through Canada with polar bear handicrafts to a destination
elsewhere in the United States. As an Appendix II species, the export
of any polar bear, either live or dead, and any polar bear parts or
products requires an export permit supported by a finding that the
specimen was legally acquired under international and domestic laws.
Prior to issuance of the permit, the exporting country must also find
that export will not be detrimental to the survival of the species. A
valid export document issued by the exporting country must be presented
to the officials of the importing country before the polar bear
specimen will be cleared for importation.
Some limited exceptions to this permit requirement exist. For
example, consistent with CITES, the United States provides an exemption
from the permitting requirements for personal and household effects
made of dead specimens. Personal and household effects must be
personally owned for noncommercial purposes, and the quantity must be
necessary or appropriate for the nature of the trip or stay or for
household use. Not all CITES countries have adopted this exemption, so
persons who may cross an international border with a polar bear
specimen should check with the Service and the country of transit or
destination in advance as to applicable requirements. Because for polar
bears any person importing or exporting any live or dead animal, part,
or product into or from the United States must comply with the strict
provisions of CITES as well as the strict import and export provisions
under the MMPA, we find that additional authorizations under the ESA to
engage in these activities would not be necessary and advisable to
provide for the conservation of the species. Thus, under this rule, if
an import or export activity is authorized or exempted under the MMPA
and the appropriate requirements under CITES have been met, no
additional authorization under the ESA is required. All export
[[Page 76257]]
authorizations issued by the Service under CITES will continue to be
subject to the consultation requirements under section 7 of the ESA.
Take for Self-Defense or Welfare of the Animal
Both the MMPA and the ESA prohibit take of protected species.
However, both statutes provide exceptions when the take is either
exempted or can be authorized for self-defense or welfare of the
animal.
In the interest of public safety, both the MMPA and the ESA include
provisions to allow for take, including lethal take, when this take is
necessary for self-defense or to protect another person. Section 101(c)
of the MMPA states that it shall not be a violation to take a marine
mammal if such taking is imminently necessary for self-defense or to
save the life of another person who is in immediate danger. Any such
incident must be reported to the Service within 48 hours of occurrence.
Section 11(a)(3) of the ESA similarly provides that no civil penalty
shall be imposed if it can be shown by a preponderance of the evidence
that the defendant committed an otherwise prohibited act based on a
good faith belief that he or she was protecting himself or herself, a
member of his or her family, or any other individual from bodily harm.
Section 11(b)(3) of the ESA provides that it shall be a defense to
prosecution if the defendant committed an offense based on a good faith
belief that he or she was protecting himself or herself, a member of
his or her family, or any other individual from bodily harm. The ESA
regulations in 50 CFR 17.21(c)(2), which reiterate that any person may
take listed wildlife in defense of life, clarify this exemption.
Reporting of the incident is required under 50 CFR 17.21(c)(4). Thus,
the self-defense provisions of the ESA and MMPA are comparable.
However, under this special rule, where unforeseen differences between
these provisions may arise in the future, any activity that is
authorized or exempted under the MMPA does not require additional
authorization under the ESA.
Concerning take for defense of property and for the welfare of the
animal, the provisions in the ESA and MMPA are not clearly comparable.
The provisions provided under the ESA regulations at 50 CFR 17.21(c)(3)
authorize any employee or agent of the Service, any other Federal land
management agency, the National Marine Fisheries Service (NMFS), or a
State conservation agency, who is designated by the agency for such
purposes, to take listed wildlife when acting in the course of official
duties if the action is necessary to: (i) Aid a sick, injured, or
orphaned specimen; (ii) dispose of a dead specimen; (iii) salvage a
dead specimen for scientific study; or (iv) remove a specimen that may
constitute a threat to human safety, provided that the taking is humane
or, if lethal take or injury is necessary, that there is no other
reasonable possibility to eliminate the threat. Further, the ESA
regulations at 50 CFR 17.31(b) allow any employee or agent of the
Service, of NMFS, or of a State conservation agency which is operating
a conservation program under the terms of a Cooperative Agreement with
the Service in accord with section 6 of the ESA, when acting in the
course of official duty, to take those species of threatened wildlife
which are covered by an approved cooperative agreement to carry out
conservation programs.
Provisions for similar activities are found under sections 101(a),
101(d), and 109(h) of the MMPA. Section 101(a)(4)(A) of the MMPA
provides that a marine mammal may be deterred from damaging fishing
gear or catch (by the owner or an agent or employee of the owner of
that gear or catch), other private property (by the owner or an agent
or employee of the owner of that property), and, if done by a
government employee, public property so long as the deterrence measures
do not result in death or serious injury of the marine mammal. This
section also allows for any person to deter a marine mammal from
endangering personal safety. Section 101(a)(4)(D) clarifies that this
authority to deter marine mammals applies to depleted stocks, which
would include the polar bear. The nonlethal deterrence of a polar bear
from fishing gear or other property is not a provision that is included
under the ESA; however, this provision would not result in injury to
the bear or removal of the bear from the population and could, instead,
prevent serious injury or death to the bear by preventing escalation of
an incident to the point where the bear is killed in self-defense.
Therefore, we find it necessary and advisable to continue to manage
polar bears under this provision of the MMPA and, as such, an activity
conducted pursuant to this provision under the MMPA does not require
additional authorization under the ESA.
Section 101(d) of the MMPA provides that it is not a violation of
the MMPA for any person to take a marine mammal if the taking is
necessary to avoid serious injury, additional injury, or death to a
marine mammal entangled in fishing gear or debris, and care is taken to
prevent further injury and ensure safe release. The incident must be
reported to the Service within 48 hours of occurrence. If entangled,
the safe release of a polar bear from fishing gear or other debris
could prevent further injury or death of the animal. Therefore, by
adopting this provision of the MMPA, this special rule provides for the
conservation of polar bears in the event of entanglement with fishing
gear or other debris and could prevent further injury or death of the
bear. The provisions under the ESA at 50 CFR 17.31 provide for similar
activities; however, the ESA provision only applies to an employee or
agent of the Service, any other Federal land management agency, NMFS,
or a State conservation agency, who is designated by the agency for
such purposes. The provisions under section 101(d) apply to any
individual, including private individuals. Although the provisions
under the MMPA are broader in this case, we find them necessary and
advisable to provide for the conservation of the polar bear; therefore,
an activity conducted pursuant to this provision of the MMPA does not
require additional authorization under the ESA.
Further, section 109(h) of the MMPA allows the humane taking of a
marine mammal by specific categories of people (i.e., Federal, State,
or local government officials or employees or a person designated under
section 112(c) of the MMPA) in the course of their official duties
provided that one of three criteria is met--the taking is for: (1) The
protection or welfare of the mammal; (2) the protection of the public
health and welfare; or (3) the nonlethal removal of nuisance animals.
The MMPA regulations at 50 CFR 18.22 provide the specific requirements
of the exception. Section 112(c) of the MMPA allows the Service to
enter into cooperative agreements with other Federal or State agencies
and public or private institutions or other persons to carry out the
purposes of section 109(h) of the MMPA. The ability to designate non-
Federal, non-State ``cooperators,'' as allowed under sections 112(c)
and 109(h) of the MMPA but not provided for under the ESA, has allowed
the Service to work with private groups to retrieve carcasses, respond
to injured animals, and provide care and maintenance for stranded or
orphaned animals. This has provided benefits by drawing on the
expertise and allowing the use of facilities of non-Federal and non-
State scientists, aquaria, veterinarians, and other private entities.
Additionally, the ability for non-Federal, non-State cooperators to
haze polar bears from oil and gas facilities in
[[Page 76258]]
Alaska has provided for the conservation of the polar bear by allowing
nonlethal techniques to deter them from property and away from people
before situations escalate, thereby preventing unnecessary injury to,
or lethal take of, polar bears. Therefore, the adoption of these MMPA
provisions is necessary and advisable to provide for the conservation
of the polar bear.
Pre-Act Specimens
The ESA, MMPA, and CITES all have provisions for the regulation of
specimens, both live and dead, that were acquired or removed from the
wild prior to application of the law or the listing of the species, but
the laws treat these specimens somewhat differently. Section 9(b)(1) of
the ESA provides an exemption for threatened species held in a
controlled environment as of the date of publication of their listing
provided that the holding and any subsequent holding or use is not in
the course of a commercial activity. Additionally, section 10(h) of the
ESA provides an exemption for certain antique articles