Taking and Importing Marine Mammals; U.S. Navy Training in the Virginia Capes Range Complex, 75631-75659 [E8-29498]
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Federal Register / Vol. 73, No. 240 / Friday, December 12, 2008 / Proposed Rules
this proceeding. Members of the public
should note that from the time a Notice
of Proposed Rule Making is issued until
the matter is no longer subject to
Commission consideration or court
review, all ex parte contacts are
prohibited in Commission proceedings,
such as this one, which involve channel
allotments. See 47 CFR 1.1204(b) for
rules governing permissible ex parte
contacts.
For information regarding proper
filing procedures for comments, see 47
CFR 1.415 and 1.420.
List of Subjects in 47 CFR Part 73
Radio, Radio broadcasting.
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
part 73 as follows:
PART 73—RADIO BROADCAST
SERVICES
1. The authority citation for part 73
continues to read as follows:
Authority: 47 U.S.C. 154, 303, 334, 336.
§ 73.202
[Amended]
2. Section 73.202(b), the Table of FM
Allotments under Texas, is amended by
removing Channel 231A and by adding
Channel 279A at Mount Enterprise.
Federal Communications Commission.
John A. Karousos,
Assistant Chief, Audio Division, Media
Bureau.
[FR Doc. E8–29499 Filed 12–11–08; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 73
[DA 08–2590; MB Docket No. 08–228; RM–
11481]
Radio Broadcasting Services; Port
Angeles, WA
rwilkins on PROD1PC63 with PROPOSALS
AGENCY: Federal Communications
Commission.
ACTION: Proposed rule.
SUMMARY: The Audio Division requests
comment on a petition filed by Jodesha
Broadcasting, Inc., licensee of Station
KANY(FM), Ocean Shores, Washington,
and permittee of Station KSWW(FM),
Montesano, Washington, proposing the
substitution of FM Channel 271A for
vacant Channel 229A at Port Angeles,
Washington. The reference coordinates
for Channel 271A at Port Angeles,
Washington, are 48–06–54 NL and 123–
26–36 WL. See SUPPLEMENTARY
INFORMATION, infra.
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DATES: Comments must be filed on or
before January 21, 2009, and reply
comments on or before February 5,
2009.
Federal Communications
Commission, 445 Twelfth Street, SW.,
Washington, DC 20554. In addition to
filing comments with the FCC,
interested parties should serve the
petitioner, his counsel, or consultant, as
follows: David Tillotson, Esq., 4606
Charleston Terrace, NW., Washington,
DC 20007 (Counsel for Jodesha
Broadcasting, Inc.).
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Andrew J. Rhodes, Media Bureau, (202)
418–2180.
This is a
synopsis of the Commission’s Notice of
Proposed Rulemaking, MB Docket No.
08–228, adopted November 26, 2008,
and released November 28, 2008. The
full text of this Commission decision is
available for inspection and copying
during regular business hours at the
FCC’s Reference Information Center,
Portals II, 445 Twelfth Street, SW.,
Room CY–A257, Washington, DC 20554.
The complete text of this decision may
also be purchased from the
Commission’s duplicating contractor,
Best Copy and Printing, Inc., 445 12th
Street, SW., Room CY–B402,
Washington, DC 20554, telephone
1–800–378–3160 or https://
www.BCPIWEB.com. This document
does not contain proposed information
collection requirements subject to the
Paperwork Reduction Act of 1995,
Public Law 104–13. In addition,
therefore, it does not contain any
proposed information collection burden
‘‘for small business concerns with fewer
than 25 employees,’’ pursuant to the
Small Business Paperwork Relief Act of
2002, Public Law 107–198, see 44 U.S.C.
3506(c)(4).
The proposed channel substitution at
Port Angeles is part of a hybrid
application and rulemaking proceeding.
In the first application, Jodesha
Broadcasting proposes the upgrade of
Channel 229C3 to Channel 229C0 at
Ocean Shores, the reallotment of
Channel 229C0 to Montesano,
Washington, and the associated
modification of the Station KANY(FM)
license. To retain a first local service at
Ocean Shores, the second application
proposes the downgrade of Channel
271C2 to Channel 271C3 at Montesano,
Washington, the reallotment of Channel
271C3 to Ocean Shores, and the
modification of the Station KSWW(FM)
construction permit. See 73 FR 50015
(August 25, 2008).
SUPPLEMENTARY INFORMATION:
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75631
Provisions of the Regulatory
Flexibility Act of 1980 do not apply to
this proceeding.
Members of the public should note
that from the time a Notice of Proposed
Rule Making is issued until the matter
is no longer subject to Commission
consideration or court review, all ex
parte contacts are prohibited in
Commission proceedings, such as this
one, which involve channel allotments.
See 47 CFR 1.1204(b) for rules
governing permissible ex parte contact.
For information regarding proper
filing procedures for comments, see 47
CFR 1.415 and 1.420.
List of Subjects in 47 CFR Part 73
Radio, Radio broadcasting.
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
part 73 as follows:
PART 73—RADIO BROADCAST
SERVICES
1. The authority citation for part 73
continues to read as follows:
Authority: 47 U.S.C. 154, 303, 334, 336.
§ 73.202
[Amended]
2. Section 73.202(b), the Table of FM
Allotments under Washington, is
amended by removing 229A and adding
Channel 271A at Port Angeles.
Federal Communications Commission.
John A. Karousos,
Assistant Chief, Audio Division, Media
Bureau.
[FR Doc. E8–29516 Filed 12–11–08; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 216
RIN 0648–AW78
Taking and Importing Marine
Mammals; U.S. Navy Training in the
Virginia Capes Range Complex
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
SUMMARY: NMFS has received a request
from the U.S. Navy (Navy) for
authorization to take marine mammals
incidental to training activities
conducted within the Virginia Capes
(VACAPES) Range Complex for the
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period of April 2009 through April
2014. Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
proposing regulations to govern that
take and requesting information,
suggestions, and comments on these
proposed regulations.
DATES: Comments and information must
be received no later than January 12,
2009.
You may submit comments,
identified by 0648–AW78, by any one of
the following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal https://
www.regulations.gov
• Hand delivery or mailing of paper,
disk, or CD-ROM comments should be
addressed to Michael Payne, Chief,
Permits, Conservation and Education
Division, Office of Protected Resources,
National Marine Fisheries Service, 1315
East-West Highway, Silver Spring, MD
20910–3225.
Instructions: All comments received
are a part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
NMFS will accept anonymous
comments (enter N/A in the required
fields if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word, Excel, WordPerfect, or Adobe
PDF file formats only.
FOR FURTHER INFORMATION CONTACT:
Shane Guan, Office of Protected
Resources, NMFS, (301) 713–2289, ext.
137.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
rwilkins on PROD1PC63 with PROPOSALS
Availability
A copy of the Navy’s application may
be obtained by writing to the address
specified above (See ADDRESSES),
telephoning the contact listed above (see
FOR FURTHER INFORMATION CONTACT), or
visiting the internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm. The Navy’s Draft
Environmental Impact Statement (DEIS)
for the VACAPES Range Complex was
published on June 27, 2008, and may be
viewed at https://
www.VACAPESRangeComplexEIS.com.
NMFS participated in the development
of the Navy’s DEIS as a cooperating
agency under the National
Environmental Policy Act (NEPA).
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Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce (Secretary)
to allow, upon request, the incidental,
but not intentional taking of marine
mammals by U.S. citizens who engage
in a specified activity (other than
commercial fishing) during periods of
not more than five consecutive years
each if certain findings are made and
regulations are issued or, if the taking is
limited to harassment, notice of a
proposed authorization is provided to
the public for review.
Authorization shall be granted if
NMFS finds that the taking will have a
negligible impact on the species or
stock(s), will not have an unmitigable
adverse impact on the availability of the
species or stock(s) for subsistence uses,
and if the permissible methods of taking
and requirements pertaining to the
mitigation, monitoring and reporting of
such taking are set forth.
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as:
an impact resulting from the specified
activity that cannot be reasonably expected
to, and is not reasonably likely to, adversely
affect the species or stock through effects on
annual rates of recruitment or survival.
The National Defense Authorization
Act of 2004 (NDAA) (Public Law 108–
136) removed the ‘‘small numbers’’ and
‘‘specified geographical region’’
limitations and amended the definition
of ‘‘harassment’’ as it applies to a
‘‘military readiness activity’’ to read as
follows (Section 3(18)(B) of the MMPA):
(i) any act that injures or has the significant
potential to injure a marine mammal or
marine mammal stock in the wild [Level A
Harassment]; or (ii) any act that disturbs or
is likely to disturb a marine mammal or
marine mammal stock in the wild by causing
disruption of natural behavioral patterns,
including, but not limited to, migration,
surfacing, nursing, breeding, feeding, or
sheltering, to a point where such behavioral
patterns are abandoned or significantly
altered [Level B Harassment].
Summary of Request
On March 17, 2008, NMFS received
an application from the Navy requesting
authorization for the take of 13 species
of cetacean incidental to the proposed
training activities in VACAPES Range
Complex over the course of 5 years.
These training activities are classified as
military readiness activities. The Navy
states that these training activities may
cause various impacts to marine
mammal species in the proposed
VACAPES Range Complex area. The
Navy requests an authorization to take
individuals of these cetacean species by
Level B Harassment. Further, the Navy
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requests authorization to take 1
individual Atlantic spotted, 20
common, 1 pantropical spotted, and 3
striped dolphins per year by injury, and
1 individual common dolphin per year
by mortality, as a result of the proposed
training activities at VACAPES Range
Complex. Please refer to Table 29 of the
LOA application for detailed
information of the potential exposures
from explosive ordnance (per year) for
marine mammals in the VACAPES
Range Complex. However, due to the
proposed mitigation and monitoring
measures, NMFS does not believe the
proposed action would result in marine
mammal mortalities. Therefore, no
mortality would be authorized for the
Navy’s VACAPES Range Complex
training activities.
Background of Navy Request
The Navy’s mission is to maintain,
train, and equip combat-ready naval
forces capable of winning wars,
deterring aggression, and maintaining
freedom of the seas. Title 10, U.S. Code
(U.S.C.) section 5062 directs the Chief of
Naval Operations to train all naval
forces for combat. The Chief of Naval
Operations meets that direction, in part,
by conducting at-sea training exercises
and ensuring naval forces have access to
ranges, operating areas (OPAREAs) and
airspace where they can develop and
maintain skills for wartime missions
and conduct research, development,
test, and evaluation (RDT&E) of naval
weapons systems.
The VACAPES Range Complex
represents an essential threedimensional space that provides a
realistic and safe training area for Navy
personnel. For nearly a century the area
has supported Navy training activities,
and is now host to a wide range of
training every year to ensure the U.S.
military members are ready for combat.
The VACAPES Range Complex is the
principal training area for air, surface
and submarine units located in
Hampton Roads, Virginia. The
VACAPES Range Complex is also the
primary homeport of the Atlantic Fleet.
The Hampton Roads area includes more
than 80,000 active duty Navy personnel.
In addition to serving as the site for
essential Navy training, the VACAPES
Range Complex is host to activities for
the RDT&E of emerging technologies.
The RDT&E activities addressed in the
VACAPES EIS/OEIS are those RDT&E
activities that are substantially similar
to training, involving existing systems
or systems with similar operating
parameters.
The VACAPES Study Area
geographically encompasses offshore,
near-shore, and onshore OPAREAs,
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ranges, and Special Use Airspace (SUA)
(Figure 1 of the application). The lower
Chesapeake Bay is also part of the Study
Area, although no training involving
explosions would be performed in this
area. Together, components of the
VACAPES Study Area encompass:
• 27,661 square nautical miles (nm2)
of sea space (not including the portion
of the Lower Chesapeake Bay); and
• 28,672 nm2 of SUA warning areas
The portions of the VACAPES Study
Area addressed in the Navy’s
application consist of the offshore
OPAREA (surface and subsurface
waters) and the SUA warning areas (and
not the SUA associated with land
ranges), and waters extending from the
shoreline to the OPAREA boundary
(Table 1 of the application). Table 6 of
the LOA application provides a list of
marine mammal species that have been
confirmed and/or have the potential to
occur in the VACAPES Study Area.
The VACAPES OPAREA is a set of
operating and maneuver areas with
defined ocean surface and subsurface
operating areas described in detail in
Table 1 of the application. The OPAREA
is located in the coastal and offshore
waters of the western North Atlantic
Ocean adjacent to Delaware, Maryland,
Virginia, and North Carolina (Figure 1 of
the application; 27,661 nm2 of surface
waters). The northernmost boundary of
the OPAREA is located 37 nautical
miles (nm) off the entrance to Delaware
Bay at latitude 38° 45’ N, the farthest
point of the eastern boundary is 184 nm
east of Chesapeake Bay at longitude 72°
41’ W, and the southernmost point is
105 nm southeast of Cape Hatteras,
North Carolina, at latitude of 34° 19’ N.
The western boundary of the OPAREA
lies 3 nm from the shoreline at the
boundary separating state and Federal
waters.
A warning area is airspace of defined
dimensions, extending from 3 nm
outward from the U.S. coast, which
contains activity that may be hazardous
to nonparticipating aircraft. The
purpose of such warning area is to warn
nonparticipating pilots of the potential
danger. A warning area may be located
over domestic or international waters or
both.
Description of the Specified Activities
The Navy requests an authorization
for take of marine mammals incidental
to conducting training operations within
the VACAPES Range Complex. These
training activities consist of surface
warfare, mine warfare, amphibious
warfare, strike warfare, and vessel
movement. The locations of these
activities are described in Figure 1 of
the application. A description of each of
these training activities within the
VACAPES Range Complex is provided
below:
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Surface Warfare
Surface Warfare (SUW) supports
defense of a geographical area (e.g., a
zone or barrier) in cooperation with
surface, subsurface, and air forces. SUW
operations detect, localize, and track
surface targets, primarily ships.
Detected ships are monitored visually
and with radar. Operations include
identifying surface contacts, engaging
with weapons, disengaging, evasion and
avoiding attack, including
implementation of radio silence and
deceptive measures.
For the proposed VACAPES Range
Complex training operations, SUW
involving the use of explosive ordnance
includes air-to-surface Missile Exercises
and air-to-surface Bombing Exercises
that occur at sea.
(1) Missile Exercise (Air-to-Surface)
(MISSILEX (A-S)): This exercise would
involve fixed winged aircraft crews and
helicopter crews who launch missiles at
at-sea surface targets with the goal of
destroying or disabling the target.
MISSILEX (A-S) training in the
VACAPES Range Complex can occur
during the day or at night in locations
described in Figure 1 of the LOA
application. Table 1 below summarizes
the levels of MISSILEX planned in the
VACAPES Range Complex for the
proposed action.
TABLE 1. LEVELS OF MISSILEX PLANNED IN THE VACAPES RANGE COMPLEX PER YEAR
Operation
Platform
System/Ordnance
Number of Events
Missile Exercise (MISSILEX)
(Air to Surface)
MH-60S, HH-60H
AGM-114 (Hellfire missile)
60 sorties (60 missiles)
F/A-18, P-3C, and P-8A
AGM-65 E/F (Maverick missile)
20 sorties (20 missiles)
(2) Bombing Exercise (BOMBEX) (AS): This exercise would involve strike
fighter aircraft (F/A–18s) delivering
explosive bombs against at-sea surface
targets with the goal of destroying the
target. BOMBEX (A-S) training in the
VACAPES Study Area occurs only
during daylight hours in the locations
described in Figure 1 of the LOA
application. Table 2 below summarizes
the levels of BOMBEX planned in the
VACAPES Range Complex for the
proposed action.
TABLE 2. LEVELS OF BOMBEX PLANNED IN THE VACAPES RANGE COMPLEX PER YEAR
Operation
Platform
System/Ordnance
Number of Events
Bombing Exercise (BOMBEX) (Air-to-Surface, AtSea)
F/A–18
MK–83/GBU–32 [1,000 lb High
Explosive (HE) bomb]
5 events (20 bombs 4 bombs/
event)
rwilkins on PROD1PC63 with PROPOSALS
Mine Warfare/Mine Exercises
Mine Warfare (MIW) includes the
strategic, operational, and tactical use of
mines and mine countermine measures
(MCM). MIW training events are also
collectively referred to as Mine
Exercises (MINEX). MIW training/
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MINEX utilizes shapes to simulate
mines. These shapes are either concretefilled shapes or metal shapes. No actual
explosive mines are used during MIW
training in the VACAPES Range
Complex study area. MIW training or
MINEX is divided into the following.
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(1) Mine laying: Crews practice the
laying of mine shapes in simulated
enemy areas;
(2) Mine countermeasures: Crews
practice ‘‘countering’’ simulated enemy
mines to permit the maneuver of
friendly vessels and troops.
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refers to the disabling of enemy mines
by causing them to self-detonate either
by setting a small explosive charge in
the vicinity of the enemy mine, or by
using various types of equipment that
emit a sound, pressure, or a magnetic
field that causes the mine to trip and
self-detonate. In all cases, actual
‘‘Countering’’ refers to both the
detection and identification of enemy
mines, the marking and maneuver of
vessels and troops around identified
enemy mines and mine fields, and the
disabling of enemy mines. A subset of
mine countermeasures is mine
neutralization. Mine neutralization
explosive (live) mines would not be
used during training events. Rather,
mine shapes are used to simulate real
enemy mines. Table 3 below
summarizes the levels of mine warfare/
mine exercises planned in the
VACAPES Range Complex for the
proposed action.
TABLE 3. LEVELS OF MINE WARFARE/MINE EXERCISES PLANNED IN THE VACAPES RANGE COMPLEX PER YEAR
Operation
Platform
System/Ordnance
Number of Events
Mine Neutralization
MH-60S
AMNS
30 rounds
EOD
20 lb charges
24 events
In the VACAPES Range Complex
study areas, MIW training/MINEX
events include the use of explosive
charges for two and one types of mine
countermeasures and neutralization
training, respectively. This training
would use the Airborne Mine
Neutralization System (AMNS) and
underwater detonations of mine shapes
by Explosive Ordnance Disposal (EOD)
divers. MIW training/MINEX would
occur only during daylight hours in the
locations described in Figure 1 of the
LOA application.
logistics in combination with U.S.
Marine Corps landing forces to project
military power ashore. AMW
encompasses a broad spectrum of
operations involving maneuver from the
sea to objectives ashore, ranging from
shore assaults, boat raids, ship-to-shore
maneuver, shore bombardment and
other naval fire support, and air strike
and close air support training. AMW
that involves the use of explosive
ordnance is limited to Firing Exercises
(FIREX).
During a FIREX, surface ships use
their main battery guns to fire from sea
at land targets in support of military
forces ashore. On the east coast, the land
Amphibious Warfare
Amphibious Warfare (AMW) involves
the utilization of naval firepower and
ranges where FIREX training can take
place are limited. Therefore, land
masses are simulated during east coast
FIREX training using the Integrated
Maritime Portable Acoustic Scoring and
Simulation System (IMPASS) system, a
system of buoys that simulate a land
mass. FIREX training using IMPASS
would occur only during daylight hours
in the locations described in Figure 1 of
the LOA application. Table 4 below
summarizes the levels of FIREX and
IMPASS planned in the VACAPES
Range Complex for the proposed action.
TABLE 4. LEVELS OF FIREX AND IMPASS PLANNED IN THE VACAPES RANGE COMPLEX PER YEAR
Operation
Platform
Number of Events
CG, DDG
FIREX with IMPASS
System/Ordnance
5’’ gun (IMPASS)
22 events (858 HE rounds)
Strike Warfare
Strike Warfare (STW) operations are
the applications of offensive military
power at any chosen time and place to
help carry out national goals. The
systems required to conduct STW
include: weapons, launch platforms,
and command and control systems,
intelligence, surveillance,
reconnaissance, and targeting systems,
and pilots or crews to operate the
systems. STW involving the use of
explosive ordnance includes air-to-air
Missile Exercises (MISSILEX (A-A)).
Strike fighter and electronic attack
aircraft use sensors to detect radar
signals from a simulated threat radar
site and either simulate or actually
launch an explosive or non-explosive
high-speed anti-radiation missile
(HARM) with the goal of destroying or
disabling the threat radar site. HARM
missiles are designed to detonate 30 - 60
ft (9 - 18 m) above the water surface so
as to not destroy the barge target below.
Therefore HARM missiles are not
included in the underwater explosive
exposure modeling since no marine
mammal exposures are anticipated.
HARM training events are conducted in
the daytime and at night in locations
described in Figure 1 of the LOA
application. Table 5 below summarizes
the levels of HARMEX (A-A) planned in
the VACAPES Range Complex for the
proposed action.
TABLE 5. LEVELS OF HARMEX (A-A) PLANNED IN THE VACAPES RANGE COMPLEX PER YEAR
Operation
Platform
rwilkins on PROD1PC63 with PROPOSALS
Vessel Movement
Vessel movements are associated with
most training operations in the
VACAPES Range Complex and include
transits to and from the port. Some
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Number of Events
F/A–18
HARM Missile Exercise (HARMEX)
System/Ordnance
AGM–88 (HARM)
26 sorties (26 missiles)
training operations are strictly vessel
movements such as Man Overboard
Drills, Tow/Be Towed Exercises,
Underway Replenishment, Aircraft
Carrier Flight Operations, and use of the
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transit lanes by submarines when
surfaced. Currently, the number of Navy
vessels operating in the VACAPES
Range Complex study area varies based
on training schedules and can range
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from 0 to about 10 vessels at any given
time. Ship sizes range from 362 ft (110
m) for a SSN to 1,092 ft (333 m) for a
CVN and speeds generally range from 10
to 14 knots during training operations.
Operations involving vessel movements
occur intermittently and are variable in
duration, ranging from a few hours up
to 2 weeks. These operations are widely
dispersed throughout the operation
areas, which is a vast area encompassing
27,661 nm2 (an area approximately the
size of Indiana) for the VACAPES Range
Complex. The Navy logs about 1,400
total vessel days within the Range
Complex during a typical year.
Consequently, the density of ships
within the study area at any given time
is extremely low (i.e., less than 0.0004
ships/nm2).
Description of Marine Mammals in the
Area of the Specified Activities
There are 34 marine mammal species
with possible or confirmed occurrence
in the VACAPES Range Complex. As
indicated in Table 6, there are 33
cetacean species (7 mysticetes and 26
odontocetes) and one pinniped species.
Table 6 also includes the federal status
of these marine mammal species. Six
marine mammal species listed as
federally endangered under the
Endangered Species Act (ESA) occur in
the VACAPES Range Complex: the
humpback whale, North Atlantic right
whale, sei whale, fin whale, blue whale,
and sperm whale. Although it is
possible that any of the 34 species of
marine mammals may occur in the
VACAPES Range Complex, only 24 of
those species are expected to occur
regularly in the region.
TABLE 6. MARINE MAMMAL SPECIES FOUND IN THE VACAPES RANGE COMPLEX
Family and Scientific Name
Common Name
Federal Status
Order Cetacea
Suborder Mysticeti (baleen whales)
Eubalaena glacialis
North Atlantic right whale
Endangered
Megaptera novaeangliae
Humpback whale
Endangered
Balaenoptera acutorostrata
Minke whale
B. brydei
Bryde’s whale
B. borealis
Sei whale
Endangered
B. physalus
Fin whale
Endangered
B. musculus
Blue whale
Endangered
Physeter macrocephalus
Sperm whale
Endangered
Kogia breviceps
Pygmy sperm whale
K. sima
Dwarf sperm whale
Ziphius cavirostris
Cuvier’s beaked whale
Mesoplodon minus
True’s beaked whale
M. europaeus
Gervais’ beaked whale
M. bidens
Sowerby’s beaked whale
M. densirostris
Blainville’s beaked whale
Steno bredanensis
Rough-toothed dolphin
Tursiops truncatus
Bottlenose dolphin
Stenella attenuata
Pantropical spotted dolphin
S. frontalis
Atlantic spotted dolphin
S. longirostris
Spinner dolphin
S. clymene
Clymene dolphin
S. coeruleoalba
Striped dolphin
Delphinus delphis
Common dolphin
Lagenodephis hosei
Fraser’s dolphin
Lagenorhynchus acutus
Atlantic white-sided dolphin
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Suborder Odontoceti (toothed whales)
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TABLE 6. MARINE MAMMAL SPECIES FOUND IN THE VACAPES RANGE COMPLEX—Continued
Family and Scientific Name
Common Name
Grampus griseus
Risso’s dolphin
Peponocephala electra
Melon-headed whale
Feresa attenuata
Pygmy killer whale
Pseudorca crassidens
False killer whale
Orcinus orca
Killer whale
Globicephala melas
Long-finned pilot whale
G. macrorhynchus
Short-finned pilot whale
Phocoena phocoena
Federal Status
Harbor porpoise
Order Carnivora
Suborder Pinnipedia
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Phoca vitulina
Harbor seal
The information contained herein
relies heavily on the data gathered in
the Marine Resource Assessments
(MRAs). The Navy MRA Program was
implemented by the Commander, Fleet
Forces Command, to initiate collection
of data and information concerning the
protected and commercial marine
resources found in the Navy’s
OPAREAs. Specifically, the goal of the
MRA program is to describe and
document the marine resources present
in each of the Navy’s OPAREAs. The
MRA for the VACAPES OPAREA was
recently updated in 2007 (DoN, 2008).
The MRA data were used to provide
a regional context for each species. The
MRA represents a compilation and
synthesis of available scientific
literature (for example, journals,
periodicals, theses, dissertations, project
reports, and other technical reports
published by government agencies,
private businesses, or consulting firms),
and NMFS reports including stock
assessment reports, recovery plans, and
survey reports.
The density estimates that were used
in previous Navy environmental
documents have been recently updated
to provide a compilation of the most
recent data and information on the
occurrence, distribution, and density of
marine mammals. The updated density
estimates used for the analyses are
derived from the Navy OPAREA Density
Estimates (NODE) for the Southeast
OPAREAS report (DON, 2007).
Density estimates for cetaceans were
either modeled using available linetransect survey data or derived using
available data in order of preference: (1)
through spatial models using linetransect survey data provided by NMFS;
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(2) using abundance estimates from
Mullin and Fulling (2003); (3) or based
on the cetacean abundance estimates
found in the most current NMFS stock
assessment report (SAR) (Waring et al.,
2007), which can be viewed at: https://
www.nmfs.noaa.gov/pr/sars/
species.htm.
For the model-based approach,
density estimates were calculated for
each species within areas containing
survey effort. A relationship between
these density estimates and the
associated
environmental parameters such as
depth, slope, distance from the shelf
break, sea surface temperature, and
chlorophyll a concentration was
formulated using generalized additive
models. This relationship was then used
to generate a two-dimensional density
surface for the region by predicting
densities in areas where no survey data
exist.
The analyses for cetaceans were based
on sighting data collected through
shipboard surveys conducted by NMFSNortheast Fisheries Science Center
(NEFSC) and Southeast Fisheries
Science Center (SEFSC) between 1998
and 2005. Species-specific density
estimates derived through spatial
modeling were compared with
abundance estimates found in the most
current NMFS SAR to ensure
consistency. All spatial models and
density estimates were reviewed by and
coordinated with NMFS Science Center
technical staff and scientists with the
University of St. Andrews, Scotland,
Centre for Environmental and Ecological
Modeling (CREEM). For a more detailed
description of the methodology
involved in calculating the density
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estimates provided in this LOA, please
refer to the NODE report for the
Southeast (DON 2007).
Potential Impacts to Marine Mammal
Species
The Navy considers that explosions
associated with BOMBEX, MISSILEX,
FIREX, and MINEX are the activities
with the potential to result in Level A
or Level B harassment or mortality of
marine mammals. Vessel strikes were
also analyzed for their potential effect to
marine mammals.
Vessel Strikes
Ship strikes are known to affect large
whales and sirenians in the VACAPES
Study Area. The most vulnerable marine
mammals are those that spend extended
periods of time at the surface in order
to restore oxygen levels within their
tissues after deep dives (e.g., the sperm
whale). In addition, some baleen
whales, such as the North Atlantic right
whale seem generally unresponsive to
vessel sound, making them more
susceptible to vessel collisions
(Nowacek et al., 2004). These species
are primarily large, slow moving
whales. Smaller marine mammals, for
example, Atlantic bottlenose and
Atlantic spotted dolphins-move quickly
throughout the water column and are
often seen riding the bow wave of large
ships. Marine mammal responses to
vessels may include avoidance and
changes in dive pattern (NRC, 2003).
After reviewing historical records and
computerized stranding databases for
evidence of ship strikes involving
baleen and sperm whales, Laist et al.
(2001) found that accounts of large
whale ship strikes involving motorized
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boats in the area date back to at least the
late 1800s. Ship collisions remained
infrequent until the 1950s, after which
point they increased. Laist et al. (2001)
report that both the number and speed
of motorized vessels have increased
over time for trans-Atlantic passenger
services, which transit through the area.
They concluded that most strikes occur
over or near the continental shelf, that
ship strikes likely have a negligible
effect on the status of most whale
populations, but that for small
populations or segments of populations
the impact of ship strikes may be
significant.
Although ship strikes may result in
the mortality of a limited number of
whales within a population or stock,
Laist et al. (2001) also concluded that,
when considered in combination with
other human-related mortalities in the
area (e.g., entanglement in fishing gear),
these ship strikes may present a concern
for whale populations.
Of 11 species known to be hit by
ships, fin whales are struck most
frequently; right whales, humpback
whales, sperm whales, and gray whales
are all hit commonly (Laist et al., 2001).
In some areas, one-third of all fin whale
and right whale strandings appear to
involve ship strikes. Sperm whales
spend long periods (typically up to 10
minutes; Jacquet et al., 1996) ‘‘rafting’’
at the surface between deep dives. This
could make them exceptionally
vulnerable to ship strikes. Berzin (1972)
noted that there were ‘‘many’’ reports of
sperm whales of different age classes
being struck by vessels, including
passenger ships and tug boats. There
were also instances in which sperm
whales approached vessels too closely
and were cut by the propellers (NMFS,
2006d).
The east coast is a principal migratory
corridor for North Atlantic right whales
that travel between the calving/nursery
areas in the Southeastern United States
and feeding grounds in the northeast
U.S. and Canada. Transit to the Study
Area from mid-Atlantic ports requires
Navy vessels to cross the migratory
route of North Atlantic right whales.
Southward right whale migration
generally occurs from mid- to late
November, although some right whales
may arrive off the Florida coast in early
November and stay into late March
(Kraus et al., 1993). The northbound
migration generally takes place between
January and late March. Data indicate
that during the spring and fall
migration, right whales typically occur
in shallow water immediately adjacent
to the coast, with over half the sightings
(63 percent) occurring within 18.5 km
(10 NM), and 94.1 percent reported
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within 55 km (30 NM) of the coast
(Knowlton et al., 2002). Given the low
abundance of North Atlantic right
whales relative to other species, the
frequency of occurrence of vessel
collisions to right whales suggests that
the threat of ship strikes is
proportionally greater to this species
(Jensen and Silber, 2003). Therefore, in
2004, NMFS proposed a right whale
vessel collision reduction strategy to
consider the establishment of
operational measures for the shipping
industry to reduce the potential for large
vessel collisions with North Atlantic
right whales while transiting to and
from mid-Atlantic ports during right
whale migratory periods. Although
Navy vessel traffic generally represents
only 2 - 3 percent of overall large vessel
traffic, based on this biological
characteristic and the presence of
critical Navy ports along the whales of
mid-Atlantic migratory corridor, the
Navy was the first Federal agency to
proactively adopt additional mitigation
measures for transits in the vicinity of
mid-Atlantic ports during right whale
migration. For purposes of these
measures, the mid-Atlantic is defined
broadly to include ports south and east
of Block Island Sound southward to
South Carolina.
Accordingly, the Navy has proposed
mitigation measures to reduce the
potential for collisions with surfaced
marine mammals (for more details refer
to Proposed Mitigation section below).
Based on the implementation of Navy
mitigation measures, especially during
times of anticipated right whale
occurrence, and the relatively low
density of Navy ships in the Study Area
the likelihood that a vessel collision
would occur is very low.
Assessment of Marine Mammal
Response to Anthropogenic Sound
Marine mammals respond to various
types of anthropogenic sounds
introduced into the ocean environment.
Responses are typically subtle and can
include shorter surfacings, shorter
dives, fewer blows per surfacing, longer
intervals between blows (breaths),
ceasing or increasing vocalizations,
shortening or lengthening vocalizations,
and changing frequency or intensity of
vocalizations (NRC, 2005). However, it
is not known how these responses relate
to significant effects (e.g., long-term
effects or population consequences).
The following is an assessment of
marine mammal responses and
disturbances when exposed to
anthropogenic sound.
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I. Physiology
Potential impacts to the auditory
system are assessed by considering the
characteristics of the received sound
(e.g., amplitude, frequency, duration)
and the sensitivity of the exposed
animals. Some of these assessments can
be numerically based (e.g., temporary
threshold shift [TTS] of hearing
sensitivity, permanent threshold shift
[PTS] of hearing sensitivity, perception).
Others will be necessarily qualitative,
due to lack of information, or will need
to be extrapolated from other species for
which information exists.
Potential physiological responses to
the sound exposure are ranked in
descending order, with the most severe
impact (auditory trauma) occurring at
the top and the least severe impact
occurring at the bottom (the sound is
not perceived).
Auditory trauma represents direct
mechanical injury to hearing related
structures, including tympanic
membrane rupture, disarticulation of
the middle ear ossicles, and trauma to
the inner ear structures such as the
organ of Corti and the associated hair
cells. Auditory trauma is always
injurious that could result in PTS.
Auditory trauma is always assumed to
result in a stress response.
Auditory fatigue refers to a loss of
hearing sensitivity after sound
stimulation. The loss of sensitivity
persists after, sometimes long after, the
cessation of the sound. The mechanisms
responsible for auditory fatigue differ
from auditory trauma and would
primarily consist of metabolic
exhaustion of the hair cells and cochlear
tissues. The features of the exposure
(e.g., amplitude, frequency, duration,
temporal pattern) and the individual
animal’s susceptibility would determine
the severity of fatigue and whether the
effects were temporary (TTS) or
permanent (PTS). Auditory fatigue (PTS
or TTS) is always assumed to result in
a stress response.
Sounds with sufficient amplitude and
duration to be detected among the
background ambient noise are
considered to be perceived. This
category includes sounds from the
threshold of audibility through the
normal dynamic range of hearing (i.e.,
not capable of producing fatigue).
To determine whether an animal
perceives the sound, the received level,
frequency, and duration of the sound
are compared to what is known of the
species’ hearing sensitivity.
Since audible sounds may interfere
with an animal’s ability to detect other
sounds at the same time, perceived
sounds have the potential to result in
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auditory masking. Unlike auditory
fatigue, which always results in a stress
response because the sensory tissues are
being stimulated beyond their normal
physiological range, masking may or
may not result in a stress response,
depending on the degree and duration
of the masking effect. Masking may also
result in a unique circumstance where
an animal’s ability to detect other
sounds is compromised without the
animal’s knowledge. This could
conceivably result in sensory
impairment and subsequent behavior
change; in this case, the change in
behavior is the lack of a response that
would normally be made if sensory
impairment did not occur. For this
reason, masking also may lead directly
to behavior change without first causing
a stress response.
The features of perceived sound (e.g.,
amplitude, duration, temporal pattern)
are also used to judge whether the
sound exposure is capable of producing
a stress response. Factors to consider in
this decision include the probability of
the animal being naive or experienced
with the sound (i.e., what are the
known/unknown consequences of the
exposure).
The received level is not of sufficient
amplitude, frequency, and duration to
be perceptible by the animal. By
extension, this does not result in a stress
response (not perceived).
Potential impacts to tissues other than
those related to the auditory system are
assessed by considering the
characteristics of the sound (e.g.,
amplitude, frequency, duration) and the
known or estimated response
characteristics of nonauditory tissues.
Some of these assessments can be
numerically based (e.g., exposure
required for rectified diffusion). Others
will be necessarily qualitative, due to
lack of information. Each of the
potential responses may or may not
result in a stress response.
Direct tissue effects – Direct tissue
responses to sound stimulation may
range from tissue shearing (injury) to
mechanical vibration with no resulting
injury. Any tissue injury would produce
a stress response, whereas noninjurious
stimulation may or may not.
Indirect tissue effects – Based on the
amplitude, frequency, and duration of
the sound, it must be assessed whether
exposure is sufficient to indirectly affect
tissues. For example, the hypothesis
that rectified diffusion occurs is based
on the idea that bubbles that naturally
exist in biological tissues can be
stimulated to grow by an acoustic field.
Under this hypothesis, one of three
things could happen: (a) bubbles grow
to the extent that tissue hemorrhage
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occurs (injury); (b) bubbles develop to
the extent that a complement immune
response is triggered or nervous tissue is
subjected to enough localized pressure
that pain or dysfunction occurs (a stress
response without injury); or (c) the
bubbles are cleared by the lung without
negative consequence to the animal.
No tissue effects – The received sound
is insufficient to cause either direct
(mechanical) or indirect effects to
tissues. No stress response occurs.
II. The Stress Response
The acoustic source is considered a
potential stressor if, by its action on the
animal, via auditory or nonauditory
means, it may produce a stress response
in the animal. The term ‘‘stress’’ has
taken on an ambiguous meaning in the
scientific literature, but with respect to
the later discussions of allostasis and
allostatic loading, the stress response
will refer to an increase in energetic
expenditure that results from exposure
to the stressor and which is
predominantly characterized by either
the stimulation of the sympathetic
nervous system (SNS) or the
hypothalamic-pituitary-adrenal (HPA)
axis (Reeder and Kramer, 2005). The
SNS response to a stressor is immediate
and acute and is characterized by the
release of the catecholamine
neurohormones norepinephrine and
epinephrine (i.e., adrenaline). These
hormones produce elevations in the
heart and respiration rate, increase
awareness, and increase the availability
of glucose and lipids for energy. The
HPA response is ultimately defined by
increases in the secretion of the
glucocorticoid steroid hormones,
predominantly cortisol in mammals.
The amount of increase in circulating
glucocorticoids above baseline may be
an indicator of the overall severity of a
stress response (Hennessy et al., 1979).
Each component of the stress response
is variable in time; e.g., adrenalines are
released nearly immediately and are
used or cleared by the system quickly,
whereas cortisol levels may take long
periods of time to return to baseline.
The presence and magnitude of a
stress response in an animal depends on
a number of factors. These include the
animal’s life history stage (e.g., neonate,
juvenile, adult), the environmental
conditions, reproductive or
developmental state, and experience
with the stressor. Not only will these
factors be subject to individual
variation, but they will also vary within
an individual over time. In considering
potential stress responses of marine
mammals to acoustic stressors, each of
these should be considered. For
example, is the acoustic stressor in an
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area where animals engage in breeding
activity? Are animals in the region
resident and likely to have experience
with the stressor (i.e., repeated
exposures)? Is the region a foraging
ground or are the animals passing
through as transients? What is the ratio
of young (naive) to old (experienced)
animals in the population? It is unlikely
that all such questions can be answered
from empirical data; however, they
should be addressed in any qualitative
assessment of a potential stress response
as based on the available literature.
The stress response may or may not
result in a behavioral change, depending
on the characteristics of the exposed
animal. However, provided a stress
response occurs, we assume that some
contribution is made to the animal’s
allostatic load. Allostasis is the ability of
an animal to maintain stability through
change by adjusting its physiology in
response to both predictable and
unpredictable events (McEwen and
Wingfield, 2003). The same hormones
associated with the stress response vary
naturally throughout an animal’s life,
providing support for particular life
history events (e.g., pregnancy) and
predictable environmental conditions
(e.g., seasonal changes). The allostatic
load is the cumulative cost of allostasis
incurred by an animal and is generally
characterized with respect to an
animal’s energetic expenditure.
Perturbations to an animal that may
occur with the presence of a stressor,
either biological (e.g., predator) or
anthropogenic (e.g., construction), can
contribute to the allostatic load
(Wingfield, 2003). Additional costs are
cumulative and additions to the
allostatic load over time may contribute
to reductions in the probability of
achieving ultimate life history functions
(e.g., survival, maturation, reproductive
effort and success) by producing
pathophysiological states. The
contribution to the allostatic load from
a stressor requires estimating the
magnitude and duration of the stress
response, as well as any secondary
contributions that might result from a
change in behavior.
If the acoustic source does not
produce tissue effects, is not perceived
by the animal, or does not produce a
stress response by any other means, we
assume that the exposure does not
contribute to the allostatic load.
Additionally, without a stress response
or auditory masking, it is assumed that
there can be no behavioral change.
Conversely, any immediate effect of
exposure that produces an injury is
assumed to also produce a stress
response and contribute to the allostatic
load.
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III. Behavior
Changes in marine mammal behavior
are expected to result from an acute
stress response. This expectation is
based on the idea that some sort of
physiological trigger must exist to
change any behavior that is already
being performed. The exception to this
rule is the case of auditory masking. The
presence of a masking sound may not
produce a stress response, but may
interfere with the animal’s ability to
detect and discriminate biologically
relevant signals. The inability to detect
and discriminate biologically relevant
signals hinders the potential for normal
behavioral responses to auditory cues
and is thus considered a behavioral
change.
Impulsive sounds from explosions
have very short durations as compared
to other sounds like sonar or ship noise,
which are more likely to produce
auditory masking. Additionally the
explosive sources analyzed in this
document are used infrequently and the
training events are typically of short
duration. Therefore, the potential for
auditory masking is unlikely and no
impacts to marine mammals due to
auditory masking are anticipated due to
implementing the proposed action.
Numerous behavioral changes can
occur as a result of stress response. For
each potential behavioral change, the
magnitude in the change and the
severity of the response needs to be
estimated. Certain conditions, such as
stampeding (i.e., flight response) or a
response to a predator, might have a
probability of resulting in injury. For
example, a flight response, if significant
enough, could produce a stranding
event. Each altered behavior may also
have the potential to disrupt
biologically significant events (e.g.,
breeding or nursing) and may need to be
classified as Level B harassment. All
behavioral disruptions have the
potential to contribute to the allostatic
load. This secondary potential is
signified by the feedback from the
collective behaviors to allostatic
loading.
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IV. Life Function
IV.1. Proximate Life Functions
Proximate life history functions are
the functions that the animal is engaged
in at the time of acoustic exposure. The
disruption of these functions, and the
magnitude of the disruption, is
something that must be considered in
determining how the ultimate life
history functions are affected.
Consideration of the magnitude of the
effect to each of the proximate life
history functions is dependent upon the
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life stage of the animal. For example, an
animal on a breeding ground which is
sexually immature will suffer relatively
little consequence to disruption of
breeding behavior when compared to an
actively displaying adult of prime
reproductive age.
IV.2. Ultimate Life Functions
The ultimate life functions are those
that enable an animal to contribute to
the population (or stock, or species,
etc.). The impact to ultimate life
functions will depend on the nature and
magnitude of the perturbation to
proximate life history functions.
Depending on the severity of the
response to the stressor, acute
perturbations may have nominal to
profound impacts on ultimate life
functions. For example, unit-level use of
sonar by a vessel transiting through an
area that is utilized for foraging, but not
for breeding, may disrupt feeding by
exposed animals for a brief period of
time. Because of the brevity of the
perturbation, the impact to ultimate life
functions may be negligible. By contrast,
weekly training over a period of years
may have a more substantial impact
because the stressor is chronic.
Assessment of the magnitude of the
stress response from the chronic
perturbation would require an
understanding of how and whether
animals acclimate to a specific, repeated
stressor and whether chronic elevations
in the stress response (e.g., cortisol
levels) produce fitness deficits.
The proximate life functions are
loosely ordered in decreasing severity of
impact. Mortality (survival) has an
immediate effect, in that no future
reproductive success is feasible and
there is no further addition to the
population resulting from reproduction.
Severe injuries may also lead to reduced
survivorship (longevity) and prolonged
alterations in behavior. The latter may
further affect an animal’s overall
reproductive success and reproductive
effort. Disruptions of breeding have an
immediate impact on reproductive effort
and may impact reproductive success.
The magnitude of the effect will depend
on the duration of the disruption and
the type of behavior change that was
provoked. Disruptions to feeding and
migration can affect all of the ultimate
life functions; however, the impacts to
reproductive effort and success are not
likely to be as severe or immediate as
those incurred by mortality and
breeding disruptions.
Explosive Ordnance Exposure Analysis
The underwater explosion from a
weapon would send a shock wave and
blast noise through the water, release
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gaseous by-products, create an
oscillating bubble, and cause a plume of
water to shoot up from the water
surface. The shock wave and blast noise
are of most concern to marine animals.
The effects of an underwater explosion
on a marine mammal depends on many
factors, including the size, type, and
depth of both the animal and the
explosive charge; the depth of the water
column; and the standoff distance
between the charge and the animal, as
well as the sound propagation
properties of the environment. Potential
impacts can range from brief effects
(such as behavioral disturbance), tactile
perception, physical discomfort, slight
injury of the internal organs and the
auditory system, to death of the animal
(Yelverton et al., 1973; O’Keeffe and
Young, 1984; DoN, 2001). Non-lethal
injury includes slight injury to internal
organs and the auditory system;
however, delayed lethality can be a
result of individual or cumulative
sublethal injuries (DoN, 2001).
Immediate lethal injury would be a
result of massive combined trauma to
internal organs as a direct result of
proximity to the point of detonation
(DoN, 2001). Generally, exposures to
higher levels of impulse and pressure
levels would result in worse impacts to
an individual animal.
Injuries resulting from a shock wave
take place at boundaries between tissues
of different density. Different velocities
are imparted to tissues of different
densities, and this can lead to their
physical disruption. Blast effects are
greatest at the gas-liquid interface
(Landsberg, 2000). Gas-containing
organs, particularly the lungs and
gastrointestinal tract, are especially
susceptible (Goertner, 1982; Hill, 1978;
Yelverton et al., 1973). In addition, gascontaining organs including the nasal
sacs, larynx, pharynx, trachea, and
lungs may be damaged by compression/
expansion caused by the oscillations of
the blast gas bubble (Reidenberg and
Laitman, 2003). Intestinal walls can
bruise or rupture, with subsequent
hemorrhage and escape of gut contents
into the body cavity. Less severe
gastrointestinal tract injuries include
contusions, petechiae (small red or
purple spots caused by bleeding in the
skin), and slight hemorrhaging
(Yelverton et al., 1973).
Because the ears are the most
sensitive to pressure, they are the organs
most sensitive to injury (Ketten, 2000).
Sound-related damage associated with
blast noise can be theoretically distinct
from injury from the shock wave,
particularly farther from the explosion.
If an animal is able to hear a noise, at
some level it can damage its hearing by
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causing decreased sensitivity (Ketten,
1995) (See Assessment of Marine
Mammal Response to Anthropogenic
Sound Section above). Sound-related
trauma can be lethal or sublethal. Lethal
impacts are those that result in
immediate death or serious debilitation
in or near an intense source and are not,
technically, pure acoustic trauma
(Ketten, 1995). Sublethal impacts
include hearing loss, which is caused by
exposures to perceptible sounds. Severe
damage (from the shock wave) to the
ears includes tympanic membrane
rupture, fracture of the ossicles, damage
to the cochlea, hemorrhage, and
cerebrospinal fluid leakage into the
middle ear. Moderate injury implies
partial hearing loss due to tympanic
membrane rupture and blood in the
middle ear. Permanent hearing loss also
can occur when the hair cells are
damaged by one very loud event, as well
as by prolonged exposure to a loud
noise or chronic exposure to noise. The
level of impact from blasts depends on
both an animal’s location and, at outer
zones, on its sensitivity to the residual
noise (Ketten, 1995).
The exercises that use explosives
include: FIREX with IMPASS,
MISSILEX, BOMBEX, and MINEX.
Table 7 summarizes the number of
events (per year by season) and specific
areas where each occurs for each type of
explosive ordnance used. For most of
the operations, there is no difference in
how many events take place between
the different seasons. Fractional values
are a result of evenly distributing the
annual totals over the four seasons. For
example, there are 45 Hellfire events per
year that can take place in Air Kilo
during any season, so there are 11.25
events modeled for each season.
However, the 20 lb charge MINEX
events are more likely to take place in
the summer and this is represented in
the seasonal allocation of events.
TABLE 7. NUMBER OF EXPLOSIVE EVENTS WITHIN THE VACAPES RANGE COMPLEX
Sub-Area
Ordnance
Winter
Spring
Summer
Fall
MISSILEX
Annual Totals
106
Air-K
Hellfire
11.25
11.25
11.25
11.25
W-72A (2)
Hellfire
3.75
3.75
3.75
3.75
Air-E, F, I, J
Harm
6.50
6.50
6.50
6.50
Air-K
Maverick
5
5
5
5
FIREX
22
5C/D
5″ rounds
1.83
1.83
1.83
1.83
7C/D and 8C/D
5″ rounds
1.83
1.83
1.83
1.83
1C1/2
5″ rounds
1.83
1.83
1.83
1.83
MINEX
54
W-50 UNDET
5 LB*
7.50
7.50
7.50
7.50
W-50 UNDET
20 LB
4.00
4.00
12.00
4.00
BOMBEX
Air-K
5
MK-83**
1.25
1.25
1.25
1.25
* The use of 3.24 lb charges during AMNS training were conservatively modeled as 5 lb charges.
** One event using the MK 83 bombs consists of 4 bombs being dropped in succession. For example, in VACAPES Air K there are 5 MK 83
events, which mean that a total of 20 bombs will be dropped per year.
rwilkins on PROD1PC63 with PROPOSALS
Acoustic Environment
Sound propagation (the spreading or
attenuation of sound) in the oceans of
the world is affected by several
environmental factors: water depth,
variations in sound speed within the
water column, surface roughness, and
the geo-acoustic properties of the ocean
bottom. These parameters can vary
widely with location.
Four types of data are used to define
the acoustic environment for each
analysis site:
Seasonal Sound Velocity Profiles
(SVP) – Plots of propagation speed
(velocity) as a function of depth, or
SVPs, are a fundamental tool used for
predicting how sound will travel.
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Seasonal SVP averages were obtained
for each training area.
Seabed Geo-acoustics – The type of
sea floor influences how much sound is
absorbed and how much sound is
reflected back into the water column.
Wind Speeds –\ Several
environmental inputs, such as wind
speed and surface roughness, are
necessary to model acoustic propagation
in the prospective training areas.
Bathymetry data – Bathymetry data
are necessary to model acoustic
propagation and were obtained for each
of the training areas.
Acoustic Effects Analysis
The acoustic effects analysis
presented in the following sections is
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briefly described for each major type of
exercise. A more in-depth effects
analysis is in Appendix A of the LOA
application.
1. FIREX (with IMPASS)
Modeling was completed for a 5–in.
round, 8–lb NEW charge exploding at a
depth of 1 ft (0.3 m). The analytical
approach begins using a high-fidelity
acoustic model to estimate energy in
each 5–in. explosive round. Impact
areas are calculated by summing the
energy from multiple explosions over a
firing exercise (FIREX) mission, and
determining the impact area based on
the thresholds and criteria. Level B
exposures were determined based on
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the 177 dB re 1 microPa2–sec (energy)
criteria for behavioral disturbance
(without TTS) due to the use of multiple
explosions.
Impact areas for a full FIREX (with
IMPASS) event must account for the
time and space distribution of 39
explosions, as well as the movement of
animals over the several hours of the
exercise. The total impact area for the
39–shot event is calculated as the sum
of small effect areas for seven FIREX
missions (each with four to six rounds
fired) and one pre-FIREX action (with
six rounds fired). Table 8 shows the
Zone of Influence (ZOI) results of the
model estimation.
TABLE 8. ESTIMATED ZOIS (KM2) FOR A SINGLE FIREX (WITH IMPASS) EVENT (39 ROUNDS)
Level B ZOI @ 177 dB re 1
μPa2–sec (multiple detonations
only)
Level B ZOI @
23 psi-ms
Level A ZOI @ 205 dB re 1
microPa2–sec or 13 psi-ms
NA**
3.7044
0.16464
5.6595
3.7044
0.16464
NA**
Area*
3.7044
0.16464
5C/D
7C/D and 8C/D VACAPES 5C/D
1C1/2
*Please
see Figure 1 on page 2–2 of the LOA application for the locations of these areas.
these areas, which occur in deeper water, the 23 psi-ms criteria dominates over the 177 dB re 1 microPa2–sec behavioral disturbance criteria and therefore was used in the analysis.
**In
The ZOI, when multiplied by the
animal densities and the total number of
events (Table 7), provides the exposure
estimates for that animal species for the
nominal exercise case of 39 5–in.
explosive rounds. The potential effects
would occur within a series of small
impact areas associated with the precalibration rounds and missions spread
out over a period of several hours.
Additionally, target locations are
changed from event to event and
because of the time lag between events,
it is highly unlikely, even if a marine
mammal were present (not accounting
for mitigation), that the marine mammal
would be within the small exposure
zone for more than one event.
FIREX (with IMPASS) is restricted to
three locations in the VACAPES Range
Complex. In addition to other mitigation
measures, dedicated lookouts monitor
the target area for marine mammals
before the exercise, during the
deployment of the IMPASS array, and
during the return to firing position.
Prior to the exercise, the area would be
visually monitored when the IMPASS
sonobuoy array is being deployed by the
ship at the detonation location, as well
as while returning to the firing position.
During the actual firing of the weapon,
the participants involved must be able
to observe the intended ordnance
impact area to ensure the area is free of
range transients, however, this
observation would be conducted from
the firing position or other safe distance.
Due to distance between the firing
position and the safety zone, lookouts
are only expected to visually detect
breaching whales, whale blows, and
large pods of dolphins and porpoises.
Firing would not commence unless the
intended ordnance impact area is
visible. Implementation of mitigation
measures like these reduce the
likelihood of exposure and potential
effects in the ZOI and eliminate the
likelihood of mortality.
2. BOMBEX
Modeling was completed for one
explosive source involved in BOMBEX,
each assumed detonation at 1–m depth.
The NEW used in simulations of the
MK83 is 415.8–lb. Determining the ZOI
for the thresholds in terms of total
energy flux density (EFD), impulse,
peak pressure and 1/3–octave bands
EFD must treat the sequential
explosions differently than the single
detonations. For the MK–83, two factors
are involved for the sequential
explosives that deal with the spatial and
temporal distribution of the detonations
as well as the effective accumulation of
the resultant acoustics. In view of the
ZOI determinations, the sequential
detonations are modeled as a single
point event with only the EFD summed
incoherently. The multiple explosion
energy criterion was used to determine
the ZOI for the Level B without TTS
exposure analysis.
Table 9 shows the ZOI results of the
model estimation. The ZOI, when
multiplied by the animal densities and
total number of events (Table 7),
provides the exposure estimates for that
animal species for the given bomb
source.
BOMBEX is restricted to one location
in the VACAPES Range Complex. In
addition to other mitigation measures,
aircraft will survey the target area for
marine mammals before and during the
exercise. Ships will not fire on the target
until the area is surveyed and
determined to be free of marine
mammals. The exercise will be
suspended if any marine mammals enter
the buffer area. Implementation of
mitigation measures like these
effectively reduce exposures in the ZOI
and eliminate the likelihood of
mortality.
TABLE 9. ESTIMATED ZOIS (KM2) FOR BOMBEX
Area
Ordnance
Level B ZOI @ 177 dB re 1
microPa2-sec (multiple detonations
only)
Level B ZOI @ 182 dB re 1
microPa2-sec or 23 psi
Level A ZOI @ 205 dB re 1
microPa2-sec or 13 psi
Mortality ZOI @ 30.5 psi
rwilkins on PROD1PC63 with PROPOSALS
Air-K
MK83*
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Fall
Win
Spr
Sum
Fall
Fall
Fall
Sum
Sum
Sum
Spr
Spr
Spr
Win
Win
Win
135.04
555.51
713.99
912.05
NA
NA
NA
NA
4.28
4.01
6.39
4.55
0.05
0.05
0.05
0.05
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3. MINEX
The Comprehensive Acoustic System
Simulation/Gaussian Ray Bundle
(CASS/GRAB) (OAML, 2002) model,
modified to account for impulse
response, shock-wave waveform, and
nonlinear shock-wave effects, was run
for acoustic-environmental conditions
derived from the Oceanographic and
Atmospheric Master Library (OAML)
standard databases. The explosive
source was modeled with standard
similitude formulas, as in the Churchill
FEIS. Because all the sites are shallow
(less than 50 m), propagation model
runs were made for bathymetry in the
range from 10 m to 40 m.
Estimated ZOIs varied as much within
a single area as from one area to another,
which had been the case for the Virtual
At Sea Training (VAST)/IMPASS (DoN,
2003). There was, however, little
seasonal dependence. As a result, the
ZOIs are stated as mean values with a
percentage variation. Generally, in the
case of ranges determined from energy
metrics, as the depth of water increases,
the range shortens. The single explosion
TTS-energy criterion (182 dB re 1
microPa2•sec) was dominant and
therefore used to determine the ZOI for
the Level B exposure analysis. Table 10
shows the ZOI results of the model
estimation.
The total ZOI, when multiplied by the
animal densities and total number of
events (Table 7), provides the exposure
estimates for that animal species for
each specified charge. Because of the
time lag between detonations, it is
highly unlikely, even if a marine
mammal were present (not accounting
for mitigation), that the marine mammal
would be within the small exposure
zone for more than one detonation.
Underwater detonations are restricted to
one area in the VACAPES Range
Complex. In addition to other mitigation
measures, observers will survey the
target area for marine mammals for 30
minutes pre- and 30 minutes postdetonation. Detonations will be
suspended if a marine mammal enters
the Zone of Influence and will only
restart after the area has been clear for
a full 30 minutes. Implementation of
mitigation measures like these reduce
the likelihood of exposure and potential
effects in the ZOI and eliminate the
likelihood of mortality.
TABLE 10. ESTIMATED ZOIS (KM2) FOR MINEX
ZOIs
Threshold
5–lb shot
0.03 km2 ± 10%
0.13 km2 ± 10%
0.2 km2 ± 25%
Level A ZOI @ 13 psi
20–lb shot
0.8 km2 ± 25%
Level B ZOI @ 182 dB re 1 microPa2•sec
4. MISSILEX (Hellfire, Harm, and
Maverick)
The HARM missile explodes no less
than 30 feet (9.1 m) above the surface of
the water, so it is assumed the amount
of acoustic energy entering the water
will be negligible. Therefore, modeling
was completed for two of the explosive
missiles involved in MISSILEX, each
assumed detonation at 1–meter depth.
The NEW used in simulations of the
Hellfire and Maverick missiles are 8 lbs
and 100 lbs, respectively. The single
explosion TTS-energy criterion (182 dB
re 1 microPa2–sec) was used to
determine the ZOI for the Level B
exposure analysis. Table 11 shows the
ZOI results of the model estimation.
MISSILEX is restricted two locations in
the VACAPES Range Complex. In
addition to other mitigation measures,
aircraft will survey the target area for
marine mammals before and during the
exercise. Ships will not fire on the target
until the area is clear of marine
mammals, and will suspend the exercise
if any enter the buffer area.
Implementation of mitigation measures
like these reduce the likelihood of
exposure and potential effects in the
ZOI.
TABLE 11. ESTIMATED ZOIS (KM2) FOR MISSILEX
Area
Ordnance
@ 182 dB re 1 microPa2-s Level B
ZOI or 23 psi
@ 205 dB re 1 microPa2-s Level A
ZOI or 13 psi
Mortality ZOI @ 30.5 psi
Win
rwilkins on PROD1PC63 with PROPOSALS
Air-K
W-72A (2)
Air-K
Hellfire
Hellfire
Maverick
Spr
Sum
Fall
Win
Spr
Sum
Fall
Win
Spr
Sum
Fall
0.44
0.58
1.99
0.49
0.60
2.80
0.48
0.57
10.56
0.49
0.59
1.64
0.02
0.03
0.09
0.02
0.02
0.07
0.02
0.02
0.07
0.02
0.02
0.09
<0.01
<0.01
0.04
<0.01
<0.01
0.02
<0.01
<0.01
0.04
<0.01
<0.01
0.04
The total ZOI, when multiplied by the
animal densities and total number of
events (Table 7), provides the exposure
estimates for that animal species for
each specified missile. Because of the
time lag between detonations, it is
highly unlikely, even if a marine
mammal were present (not accounting
for mitigation), that the marine mammal
would be within the small exposure
zone for more than one detonation.
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Summary of Potential Expsosures from
Explosive Ordnance Use
Explosions that occur in the
VACAPES Range Complex are
associated with training exercises that
use explosive ordnance, including
bombs (BOMBEX), missiles (MISSILEX),
5–in. explosive naval gun shells with
FIREX (with IMPASS), as well as
underwater detonations associated with
Mine Neutralization training (MINEX).
Explosive ordnance use is limited to
specific training areas.
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An explosive analysis was conducted
to estimate the number of marine
mammals that could be exposed to
impacts from explosions. Table 12
provides a summary of the explosive
analysis results. Exposure estimates
could not be calculated for many
species (blue whale, sei whale, Bryde’s
whale, killer whale, pygmy killer whale,
false killer whale, melon-headed whale,
spinner dolphin, Fraser’s dolphin,
Atlantic white-sided dolphin, and
harbor porpoise) because density data
could not be calculated due to the
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limited available data for these species.
However, since these species are
considered rare in the VACAPES Range
Complex, they are not expected to be
exposed to explosive detonations. Fin,
humpback whales, and sperm whales
would have high detection rates at the
surface because of their large body size
and pronounced blows. Because of large
group sizes, it is likely that lookouts
would detect Atlantic spotted dolphins,
bottlenose dolphins, Clymene, common,
pantropical spotted dolphins, Risso’s
dolphins, rough-toothed dolphin, and
striped dolphins. Implementation of
mitigation measures will reduce the
likelihood of exposure and potential
effects.
TABLE 12. SUMMARY OF POTENTIAL EXPOSURES FROM EXPLOSIVE ORDNANCE (PER YEAR) FOR MARINE MAMMALS IN THE
VACAPES RANGE COMPLEX
Potential Exposures @
177 dB re 1 microPa2s (multiple detonations
only)
Potential Exposures @
182 dB re 1 microPa2s or 23 psi
Potential Exposures @
205 dB re 1 microPa2s or 13 psi
Potential Exposures @
30.5 psi
BOMBEX training
2
NA
0
0
MISSILEX training
NA
0
0
0
FIREX training
0
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
2
0
0
0
BOMBEX training
2
NA
0
0
MISSILEX training
NA
0
0
0
FIREX training
0
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
2
0
0
0
BOMBEX training
0
NA
0
0
MISSILEX training
NA
0
0
0
FIREX training
0
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
0
0
0
0
BOMBEX training
0
NA
0
0
MISSILEX training
NA
0
0
0
FIREX training
2
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
2
0
0
0
BOMBEX training
9
NA
0
0
MISSILEX training
NA
4
0
0
FIREX training
30
NA
1
0
MINEX training
NA
0
0
0
Total Exposures
39
4
1
0
Species/Training Operation
Fin whale
Humpback whale
North Atlantic right whale
Sperm whale
rwilkins on PROD1PC63 with PROPOSALS
Atlantic Spotted dolphin
Beaked whale
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TABLE 12. SUMMARY OF POTENTIAL EXPOSURES FROM EXPLOSIVE ORDNANCE (PER YEAR) FOR MARINE MAMMALS IN THE
VACAPES RANGE COMPLEX—Continued
Species/Training Operation
Potential Exposures @
177 dB re 1 microPa2s (multiple detonations
only)
Potential Exposures @
182 dB re 1 microPa2s or 23 psi
Potential Exposures @
205 dB re 1 microPa2s or 13 psi
Potential Exposures @
30.5 psi
BOMBEX training
0
NA
0
0
MISSILEX training
NA
0
0
0
FIREX training
0
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
0
0
0
0
BOMBEX training
17
NA
0
0
MISSILEX training
NA
7
0
0
FIREX training
5
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
22
7
0
0
BOMBEX training
31
NA
0
0
MISSILEX training
NA
1
0
0
FIREX training
1
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
32
1
0
0
BOMBEX training
2,059
NA
17
0
MISSILEX training
NA
97
2
1
FIREX training
37
NA
1
0
MINEX training
NA
0
0
0
Total Exposures
2,096
97
20
1
BOMBEX training
3
NA
0
0
MISSILEX training
NA
0
0
0
FIREX training
0
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
3
0
0
0
BOMBEX training
0
NA
0
0
MISSILEX training
NA
0
0
0
FIREX training
0
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
0
0
0
0
Bottlenose dolphin
Clymene dolphin
Common dolphin
Kogia spp.
rwilkins on PROD1PC63 with PROPOSALS
Minke whale
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TABLE 12. SUMMARY OF POTENTIAL EXPOSURES FROM EXPLOSIVE ORDNANCE (PER YEAR) FOR MARINE MAMMALS IN THE
VACAPES RANGE COMPLEX—Continued
Potential Exposures @
177 dB re 1 microPa2s (multiple detonations
only)
Potential Exposures @
182 dB re 1 microPa2s or 23 psi
Potential Exposures @
205 dB re 1 microPa2s or 13 psi
Potential Exposures @
30.5 psi
BOMBEX training
64
NA
1
0
MISSILEX training
NA
3
0
0
FIREX training
2
NA
0
0
MINEX training
NA
1
0
0
Total Exposures
66
4
1
0
BOMBEX training
1
NA
0
0
MISSILEX training
NA
2
0
0
FIREX training
7
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
8
2
0
0
BOMBEX training
11
NA
0
0
MISSILEX training
NA
2
0
0
FIREX training
3
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
14
2
0
0
BOMBEX training
1
NA
0
0
MISSILEX training
NA
0
0
0
FIREX training
0
NA
0
0
MINEX training
NA
0
0
0
Total Exposures
1
0
0
0
BOMBEX training
1
NA
0
0
MISSILEX training
NA
26
1
0
FIREX training
41
NA
2
0
MINEX training
NA
0
0
0
Total Exposures
42
26
3
0
Species/Training Operation
Pantropical spotted dolphin
Pilot whales
Risso’s dolphin
Rough-toothed dolphin
rwilkins on PROD1PC63 with PROPOSALS
Striped dolphin
Note: Events were either modeled for 177 dB re 1 microPa2 sec due to multiple detonations (BOMBEX and FIREX) or modeled for 182 dB re
1 microPa2 sec or 23 psi due to single detonations (MISSILEX and MINEX). Therefore, for BOMBEX and FIREX the NA refers to the criteria that
were less dominant and therefore not used in the analysis. For MISSILEX and MINEX the NA refers to the fact that these events are not multiple
detonations and therefore not modeled at 177 dB re 1 microPa2 sec.
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VI. Potential Effects of Exposures to
Explosives
Effects from exposure to explosives
vary depending on the level of
exposure. Animals exposed to levels
that constitute MMPA Level B
harassment may experience a behavioral
disruption from the use of explosive
ordnance. Behavioral responses can
include shorter surfacings, shorter
dives, fewer blows per surfacing, longer
intervals between blows (breaths),
ceasing or increasing vocalizations,
shortening or lengthening vocalizations,
and changing frequency or intensity of
vocalizations (NRC, 2005). However, it
is not known how these responses relate
to significant effects (e.g., long-term
effects or population consequences)
(NRC, 2005). In addition, animals
exposed to levels that constitute MMPA
Level B harassment may experience a
temporary threshold shift (TTS), which
may result in a slight, recoverable loss
of hearing sensitivity (DoN, 2001).
Exposures that reach Level A
harassment may result in long-term
injuries such as permanent threshold
shift (PTS). The resulting injuries may
limit an animal’s ability to find food,
communicate with other animals, and/
or interpret the environment around
them. Impairment of these abilities can
decrease an individual’s chance of
survival or impact their ability to
successfully reproduce. Level A
harassment will have a long-term
impact on an exposed individual.
Mortality of an animal will remove
the animal entirely from the population
as well as eliminate any future
reproductive potential.
Based on best available science,
NMFS preliminarily concludes that
takes from explosive ordnance and
underwater detonations would result in
only short-term effects to most
individuals exposed and would likely
not affect annual rates of recruitment or
survival of the species. The mitigation
measures presented below would
further reduce the potential for
exposures, and there would be no
mortality of marine mammals from the
proposed training activities. Table 13
provides a list of potential takes of
marine mammal species as a result of
the proposed VACAPES Range Complex
training activities.
TABLE 13. SUMMARY OF POTENTIAL TAKES FROM EXPLOSIVE ORDNANCE (PER YEAR) FOR MARINE MAMMALS IN THE
VACAPES RANGE COMPLEX
Species
Level B harassment
Level A harassment
Mortality
Fin whale
2
0
0
Humpback whale
2
0
0
North Atlantic right whale
0
0
0
Sperm whale
2
0
0
Atlantic spotted dolphin
39
5
0
Beaked whales
0
0
0
Bottlenose dolphin
22
7
0
Clymene dolphin
32
1
0
Common dolphin
2,096
117
0
Kogia sp.
3
0
0
Pantropical spotted dolphin
66
5
0
Pilot whale
8
2
0
Risso’s dolphin
14
2
0
Rough-toothed dolphin
1
0
0
Striped dolphin
42
29
0
Proposed Mitigation Measures
General Maritime Measures
rwilkins on PROD1PC63 with PROPOSALS
I. Personnel Training Lookouts
The use of shipboard lookouts is a
critical component of all Navy standard
operating procedures. Navy shipboard
lookouts (also referred to as
‘‘watchstanders’’) are highly qualified
and experienced observers of the marine
environment. Their duties require that
they report all objects sighted in the
water to the Officer of the Deck (OOD)
(e.g., trash, a periscope, marine
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mammals, sea turtles) and all
disturbances (e.g., surface disturbance,
discoloration) that may be indicative of
a threat to the vessel and its crew. There
are personnel serving as lookouts on
station at all times (day and night) when
a ship or surfaced submarine is moving
through the water.
For the past few years, the Navy has
implemented marine mammal spotter
training for its bridge lookout personnel
on ships and submarines. This training
has been revamped and updated as the
Marine Species Awareness Training
(MSAT) and is provided to all
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applicable units. The lookout training
program incorporates MSAT, which
addresses the lookout’s role in
environmental protection, laws
governing the protection of marine
species, Navy stewardship
commitments, and general observation
information, including more detailed
information for spotting marine
mammals. MSAT has been reviewed by
NMFS and acknowledged as suitable
training. MSAT may also be viewed online at https://portal.navfac.navy.mil/
go/msat.
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rwilkins on PROD1PC63 with PROPOSALS
Federal Register / Vol. 73, No. 240 / Friday, December 12, 2008 / Proposed Rules
1. All bridge personnel, Commanding
Officers, Executive Officers, officers
standing watch on the bridge, maritime
patrol aircraft aircrews, and Mine
Warfare (MIW) helicopter crews will
complete MSAT.
2. Navy lookouts will undertake
extensive training to qualify as a
watchstander in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
3. Lookout training will include onthe-job instruction under the
supervision of a qualified, experienced
watchstander. Following successful
completion of this supervised training
period, lookouts will complete the
Personal Qualification Standard
Program, certifying that they have
demonstrated the necessary skills (such
as detection and reporting of partially
submerged objects).
4. Lookouts will be trained in the
most effective means to ensure quick
and effective communication within the
command structure to facilitate
implementation of protective measures
if marine species are spotted.
5. Surface lookouts would scan the
water from the ship to the horizon and
be responsible for all contacts in their
sector. In searching the assigned sector,
the lookout would always start at the
forward part of the sector and search aft
(toward the back). To search and scan,
the lookout would hold the binoculars
steady so the horizon is in the top third
of the field of vision and direct the eyes
just below the horizon. The lookout
would scan for approximately five
seconds in as many small steps as
possible across the field seen through
the binoculars. They would search the
entire sector in approximately fivedegree steps, pausing between steps for
approximately five seconds to scan the
field of view. At the end of the sector
search, the glasses would be lowered to
allow the eyes to rest for a few seconds,
and then the lookout would search back
across the sector with the naked eye.
6. At night, lookouts would not sweep
the horizon with their eyes, because
eyes do not see well when they are
moving. Lookouts would scan the
horizon in a series of movements that
would allow their eyes to come to
periodic rests as they scan the sector.
When visually searching at night, they
would look a little to one side and out
of the corners of their eyes, paying
attention to the things on the outer
edges of their field of vision. Lookouts
will also have night vision devices
available for use.
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II. Operating Procedures & Collision
Avoidance
1. Prior to major exercises, a Letter of
Instruction, Mitigation Measures
Message or Environmental Annex to the
Operational Order will be issued to
further disseminate the personnel
training requirement and general marine
species mitigation measures.
2. Commanding Officers will make
use of marine species detection cues
and information to limit interaction
with marine species to the maximum
extent possible consistent with safety of
the ship.
3. While underway, surface vessels
will have at least two lookouts with
binoculars; surfaced submarines will
have at least one lookout with
binoculars. Lookouts already posted for
safety of navigation and man-overboard
precautions may be used to fill this
requirement. As part of their regular
duties, lookouts will watch for and
report to the OOD the presence of
marine mammals and sea turtles.
4. On surface vessels equipped with a
mid-frequency active sonar, pedestal
mounted ‘‘Big Eye’’ (20x110) binoculars
will be properly installed and in good
working order to assist in the detection
of marine mammals and sea turtles in
the vicinity of the vessel.
5. Personnel on lookout will employ
visual search procedures employing a
scanning method in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
6. After sunset and prior to sunrise,
lookouts will employ Night Lookouts
Techniques in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
7. While in transit, naval vessels will
be alert at all times, use extreme
caution, and proceed at a ‘‘safe speed’’
so that the vessel can take proper and
effective action to avoid a collision with
any marine animal and can be stopped
within a distance appropriate to the
prevailing circumstances and
conditions.
8. When whales have been sighted in
the area, Navy vessels will increase
vigilance and implement measures to
avoid collisions with marine mammals
and activities that might result in close
interaction of naval assets and marine
mammals. Such measures shall include
changing speed and/or direction and
would be dictated by environmental and
other conditions (e.g., safety, weather).
9. Naval vessels will maneuver to
keep at least 500 yds (460 m) away from
any observed whale and avoid
approaching whales head-on. This
requirement does not apply if a vessel’s
safety is threatened, such as when
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change of course will create an
imminent and serious threat to a person,
vessel, or aircraft, and to the extent
vessels are restricted in their ability to
maneuver. Restricted maneuverability
includes, but is not limited to, situations
when vessels are engaged in dredging,
submerged operations, launching and
recovering aircraft or landing craft,
minesweeping operations,
replenishment while underway and
towing operations that severely restrict
a vessel’s ability to deviate course.
Vessels will take reasonable steps to
alert other vessels in the vicinity of the
whale.
10. Where feasible and consistent
with mission and safety, vessels will
avoid closing to within 200–yd (183 m)
of marine mammals other than whales
(whales addressed above).
11. Floating weeds, algal mats,
Sargassum rafts, clusters of seabirds,
and jellyfish are good indicators of and
marine mammal presence. Therefore,
increased vigilance in watching for
marine mammals will be taken where
these indicators are present.
12. Navy aircraft participating in
exercises at sea will conduct and
maintain, when operationally feasible
and safe, surveillance for marine species
of concern as long as it does not violate
safety constraints or interfere with the
accomplishment of primary operational
duties. Marine mammal detections will
be reported immediately to the assigned
Aircraft Control Unit for further
dissemination to ships in the vicinity of
the marine species as appropriate where
it is reasonable to conclude that the
course of the ship will likely result in
a closing of the distance to the detected
marine mammal.
13. All vessels will maintain logs and
records documenting training
operations to support event
reconstruction, as necessary. Logs and
records will be kept for a period of 30
days following completion of a major
training exercise.
Coordination and Reporting
Requirements
The Navy will coordinate with the
local NMFS Stranding Coordinator for
any unusual marine mammal behavior
and any stranding, beached live/dead,
or floating marine mammals that may
occur at any time during or within 24
hours after completion of training
activities. Additionally, the Navy will
follow internal chain of command
reporting procedures as promulgated
through Navy instructions and orders.
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Federal Register / Vol. 73, No. 240 / Friday, December 12, 2008 / Proposed Rules
Mitigation Measures Applicable to
Vessel Transits in the Mid-Atlantic
during North Atlantic Right Whale
Migration
For purposes of these measures, the
mid-Atlantic is defined broadly to
include ports south and east of Block
Island Sound southward to South
Carolina. The procedure described
below would be established as
mitigation measures for Navy vessel
transits during North Atlantic right
whale migratory seasons near ports
located off the western North Atlantic,
offshore of the eastern United States.
The mitigation measures would apply to
all Navy vessel transits, including those
vessels that would transit to and from
East Coast ports and OPAREAs.
Seasonal migration of right whales is
generally described by NMFS as
occuring from October 15th through
April 30th, when right whales migrate
between feeding grounds farther north
and calving grounds farther south. The
Navy mitigation measures have been
established in accordance with rolling
dates identified by NMFS consistent
with these seasonal patterns.
NMFS has identified ports located in
the western Atlantic Ocean, offshore of
the southeastern United States, where
vessel transit during right whale
migration is of highest concern for
potential ship strike. The ports include
the Hampton Roads entrance to the
Chesapeake Bay, which includes the
concentration of Atlantic Fleet vessels
in Norfolk, Virginia. Navy vessels are
required to use extreme caution and
operate at a slow, safe speed consistent
with mission and safety during the
months indicated in Table 13 below and
within a 20 nm (37 km) arc (except as
noted) of the specified reference points.
During the indicated months, Navy
vessels would practice increased
vigilance with respect to avoidance of
vessel-whale interactions along the midAtlantic coast, including transits to and
from any mid-Atlantic ports not
specifically identified above.
TABLE 14. NORTH ATLANTIC RIGHT WHALE MIGRATION PORT REFERENCES
Region
Months
Port Reference Points
South and East of Block Island
Sep-Oct and Mar-Apr
37 km (20 nm) seaward of line 41°4.49 N,
71°51.15 W and 41°18.58 N, 70°50.23 W
New York/New Jersey
Sep-Oct and Feb-Apr
40°30.64 N, 73°57.76 W
Delaware Bay (Philadelphia)
Oct-Dec and Feb-Mar
38°52.13 N, 75°01.93 W
Chesapeake Bay
(Hampton Roads and Baltimore)
Nov-Dec and Feb-Apr
37°01.11 N, 75°57.56 W
North Carolina
Dec-Apr
34°41.54 N, 76°40.20 W
South Carolina
Oct-Apr
33°11.84 N, 79°08.99 W and 32°43.39 N,
79°48.72 W
Proposed Mitigation Measures for
Specific At-sea Training Events
The proposed mitigation measures in
the following sections are standard
operating procedures currently in place
and would be used in the future for all
activities being analyzed in this
document.
rwilkins on PROD1PC63 with PROPOSALS
I. Firing Exercise (FIREX) Using the
Integrated Maritime Portable Acoustic
Scoring System (IMPASS) (5–in.
Explosive Rounds)
Historically FIREX using IMPASS
occurs in four areas in the VACAPES
Range Complex. The locations were
established to be far enough from shore
to reduce civilian encounters (e.g.,
diving and recreational fishing), while
remaining a reasonable day’s distance
from the homeport of Norfolk, Virginia
of participating ships. Surface ships
conducting FIREX with IMPASS do not
have strict distance from land
restrictions like aircraft that embark
from shore-based facilities.
1. FIREX using IMPASS would only
be conducted in the four designated
areas in the VACAPES Range Complex.
2. Pre-exercise monitoring of the
target area will be conducted with ‘‘Big
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Eyes’’ prior to the event, during
deployment of the IMPASS sonobuoy
array, and during return to the firing
position.
Ships will maintain a lookout
dedicated to visually searching for
marine mammals 180o along the ship
track line and 360o at each buoy dropoff location.
3. ‘‘Big Eyes’’ on the ship will be used
to monitor a 640 yd (585 m) buffer zone
around the target area for marine
mammals during naval-gunfire events.
Due to the distance between the firing
position and the buffer zone, lookouts
are only expected to visually detect
breaching whales, whale blows, and
large pods of dolphins and porpoises.
4. Ships will not fire on the target if
marine mammals are detected within or
approaching the 640 yd (585 m) buffer
zone. If marine mammals are present,
operations would be suspended. Visual
observation will occur for
approximately 45 minutes, or until the
animal has been observed to have
cleared the area and is heading away
from the buffer zone.
5. Post-exercise monitoring of the
entire effect range will take place with
‘‘Big Eyes’’ and the naked eye during the
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retrieval of the IMPASS sonobuoy array
following each firing exercise.
6. FIREX with IMPASS will take place
during daylight hours only.
7. FIREX with IMPASS will only be
used in Beaufort Sea State three (3) or
less.
8. The visibility must be such that the
fall of shot is visible from the firing ship
during the exercise.
9. No firing would occur if marine
mammals are detected within 70 yd (64
m) of the vessel.
II. Air-to-Surface At-Sea Bombing
Exercises (250–lbs to 2,000–lbs
explosive bombs)
This activity occurs in two locations
in the VACAPES Study Area. The
locations were established to be far
enough from shore to reduce civilian
encounters (e.g., diving and recreational
fishing), while remaining within 150 nm
from shore-based facilities (the
established flight distance restriction for
F-A18 jets during unit level training
events).
1. Aircraft will visually survey the
target and buffer zone for marine
mammals prior to and during the
exercise. The survey of the impact area
will be made by flying at 1,500 ft
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altitude or lower, if safe to do so, and
at the slowest safe speed. Release of
ordnance through cloud cover is
prohibited: aircraft must be able to
actually see ordnance impact areas.
Survey aircraft should employ most
effective search tactics and capabilities.
2. A buffer zone of 5,100–yd (4,663 m)
radius would be established around the
intended target zone. The exercises will
be conducted only if the buffer zone is
clear of sighted marine mammals.
3. At-sea BOMBEXs using live
ordnance will occur during daylight
hours only.
III. Air-to-Surface Missile Exercises
(Explosive)
1. Aircraft will initially survey the
intended ordnance impact area for
marine mammals. During the actual
firing of the weapon, the aircraft
involved must be able to observe the
intended ordnance impact area to
ensure the area is free of range
transients, however, this observation
would be conducted from the firing
position or other safe distance. Visual
inspection of the target area will be
made by flying at 1,500 ft altitude or
lower, if safe to do so, and at slowest
safe speed. Firing or range clearance
aircraft must be able to actually see
ordnance impact areas. Explosive
ordnance shall not be targeted to impact
within 1,800 yd (1,646 m) of sighted
marine mammals.
rwilkins on PROD1PC63 with PROPOSALS
IV. Mine Neutralization Training
Involving Underwater Detonations (up
to 20–lb charges)
Mine neutralization involving
underwater detonations occurs in
shallow water (0 - 120 ft, or 0 – 36 m)
and is executed by divers using scuba.
NMFS issued a Biological Opinion (BO)
in 2002 for underwater detonations of
up to 20–lb explosive charges related to
MINEX training (NMFS, 2002).
Historically this activity has occurred in
shallow water portions of W–50 in the
VACAPES Study Area per this BO. This
location is just offshore from NAS
Oceana Dam Neck Annex, a restrictedaccess Naval Installation and overlaps
an established Surface Danger Zone for
live ordnance use, therefore civilian
encounters are minimized. This location
has a low bathymetric relief and a sandsilt bottom.
These exercises utilize small boats
that deploy from shore based facilities.
Often times these small boats are rigidhulled inflatable boats (RHIBs) which
are designed for shallow water and have
limited seaworthiness necessitating a
nearshore location. The exercise is a
one-day event that occurs only during
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daylight hours therefore the distance
from shore is limited.
1. This activity will only occur in W–
50 of the VACAPES Range Complex.
2. Observers will survey the Zone of
Influence (ZOI), a 656 yd (600 m) radius
from detonation location, for marine
mammals from all participating vessels
during the entire operation. A survey of
the ZOI (minimum of 3 parallel
tracklines 219 yd [200 m] apart) using
support craft will be conducted at the
detonation location 30 minutes prior
through 30 minutes post detonation.
Aerial survey support will be utilized
whenever assets are available.
3. Detonation operations will be
conducted during daylight hours.
4. If a marine mammal is sighted
within the ZOI, the animal will be
allowed to leave of its own volition. The
Navy will suspend detonation exercises
and ensure the area is clear for a full 30
minutes prior to detonation.
5. Divers placing the charges on mines
and dive support vessel personnel will
survey the area for marine mammals
and will report any sightings to the
surface observers. These animals will be
allowed to leave of their own volition
and the ZOI will be clear for 30 minutes
prior to detonation.
6. No detonations will take place
within 3.2 NM (6 km) of an estuarine
inlet (Chesapeake Bay Inlets).
7. No detonations will take place
within 1.6 nm (3 km) of shoreline.
8. No detonations will take place
within 1,000 ft (305 m) of any artificial
reef, shipwreck, or live hard-bottom
community.
9. Personnel will record any protected
species observations during the exercise
as well as measures taken if species are
detected within the ZOI.
Adaptive Management
The final regulations governing the
take of marine mammals incidental to
Navy training exercises in VACAPES
will contain an adaptive management
component. The use of adaptive
management will give NMFS the ability
to consider new data from different
sources to determine (in coordination
with the Navy), on an annual basis, if
new or modified mitigation or
monitoring measures are appropriate for
subsequent annual LOAs. Following are
some of the possible sources of
applicable data:
• Results from the Navy’s monitoring
from the previous year (either from
VACAPES or other locations)
• Compiled results of Navy funded
research and development (R&D) studies
(presented pursuant to the ICMP, which
is discussed elsewhere in this
document)
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• Results from general marine
mammal and sound research (funded by
the Navy (described below) or
otherwise)
Mitigation measures could be
modified or added if new data suggests
that such modifications would have a
reasonable likelihood of accomplishing
the goals of mitigation laid out in this
proposed rule and if the measures are
practicable. NMFS would also
coordinate with the Navy to modify or
add to the existing monitoring
requirements if the new data suggest
that the addition of a particular measure
would more effectively accomplish the
goals of monitoring laid out in this
proposed rule. The reporting
requirements associated with this rule
are designed to provide NMFS with
monitoring data from the previous year
to allow NMFS to consider the data in
issuing annual LOAs. NMFS and the
Navy will meet annually prior to LOA
issuance to discuss the monitoring
reports, Navy R&D developments, and
current science and whether mitigation
or monitoring modifications are
appropriate.
Monitoring and Reporting Measures
The Navy would be required to
cooperate with the NMFS, and any other
Federal, state or local agency monitoring
the impacts of the activity on marine
mammals.
The Navy must notify NMFS
immediately (or as soon as clearance
procedures allow) if the specified
activity is thought to have resulted in
the mortality or injury of any marine
mammals, or in any take of marine
mammals not identified in this
document.
The Navy must conduct all
monitoring and/or research required
under the Letter of Authorization, if
issued. The monitoring methods
proposed for use during training events
in the VACAPES Range Complex
include a combination of individual
elements designed to allow a
comprehensive assessment and include:
(1) Vessel and aerial surveys
(i) Visual surveillance of 2 events per
year. The primary goal will be to survey
two different types of explosive events
with one of them being a multiple
detonation event.
(ii) For specified training events,
aerial or vessel surveys will be used 1–
2 days prior to, during (if reasonably
safe), and 1–5 days post detonation. The
variation in the number of days after
allows for the detection of animals that
gradually return to an area, if they
indeed do change their distribution in
response to underwater detonation
events.
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(iii) Surveys will include any
specified exclusion zone around a
particular detonation point plus 2000
yards beyond the exclusion zone. For
vessel-based surveys a passive acoustic
system (hydrophone or towed array)
could be used to determine if marine
mammals are in the area before and/or
after a detonation event. Depending on
animals sighted, it may be possible to
conduct focal surveys of animals
outside of the exclusion zone
(detonations could be delayed if marine
mammals are observed within the
exclusion zone) to record behavioral
responses to the detonations.
(iv) When conducting a particular
survey, the survey team will collect:
(A) species identification and group
size;
(B) location and relative distance from
the detonation site;
(C) the behavior of marine mammals
including standard environmental and
oceanographic parameters;
(D) date, time and visual conditions
associated with each observation;
(E) direction of travel relative to the
detonation site; and
(F) duration of the observation.
(v) An aerial survey team will conduct
pre- and post-aerial surveys, taking local
oceanographic currents into account, of
the exercise area.
(2) Passive acoustic monitoring
(i) When practicable, towed
hydrophone array should be used
whenever shipboard surveys are being
conducted. The towed array would be
deployed during daylight hours for each
of the days the ship is at sea.
(ii) A towed hydrophone array is
towed from the boat and can detect and
localize marine mammals that vocalize
and would be used to supplement the
ship-based systematic line-transect
surveys (particularly for species such as
beaked whales that are rarely seen).
(iii) The array would need to detect
low frequency vocalizations (<1,000 Hz)
for baleen whales and relatively high
frequency vocalizations (up to 30 kHz)
for odontocetes such as sperm whales.
The use of two simultaneously deployed
arrays can also allow more accurate
localization and determination of diving
patterns.
(3) Marine mammal observers on
Navy platforms
(i) Marine mammal observers (MMOs)
will be placed on a Navy platform
during one of the exercises being
monitored per year.
(ii) Qualifications must include
expertise in species identification of
regional marine mammal species and
experience collecting behavioral data.
Experience as a NMFS marine mammal
observer is preferred, but not required.
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Navy biologists and contracted
biologists will be used; contracted
MMOs must have appropriate security
clearance to board Navy platforms.
(iii) MMOs will not be placed aboard
Navy platforms for every Navy training
event or major exercise, but during
specifically identified opportunities
deemed appropriate for data collection
efforts. The events selected for MMO
participation will take into account
safety, logistics, and operational
concerns.
(iv) MMOs will observe from the same
height above water as the lookouts.
(v) The MMOs will not be part of the
Navy’s formal reporting chain of
command during their data collection
efforts; Navy lookouts will continue to
serve as the primary reporting means
within the Navy chain of command for
marine mammal sightings. The only
exception is that if an animal is
observed within the shutdown zone that
has not been observed by the lookout,
the MMO will inform the lookout of the
sighting for the lookout to take the
appropriate action through the chain of
command.
(vi) The MMOs will collect species
identification, behavior, direction of
travel relative to the Navy platform, and
distance first observed. All MMO
sightings will be conducted according to
a standard operating procedure.
Report from Monitoring required in
paragraph (d) above – The Navy will
submit a report annually on September
1 describing the implementation and
results (through June 1 of the same year)
of the monitoring required. Standard
marine species sighting forms would be
provided by the Navy and data
collection methods will be standardized
across ranges to allow for comparison in
different geographic locations.
VACAPES Range Complex
Comprehensive Report The Navy will
submit to NMFS a draft report that
analyzes and summarizes all of the
multi-year marine mammal information
gathered during explosive exercises.
This report will be submitted at the end
of the fourth year of the rule (November
2012), covering activities that have
occurred through June 1, 2012.
The Navy will respond to NMFS
comments on the draft comprehensive
report if submitted within 3 months of
receipt. The report will be considered
final after the Navy has addressed
NMFS’ comments, or three months after
the submittal of the draft if NMFS does
not comment by then.
To implement the aforementioned
mitigation measures, the Navy is
developing an Integrated
Comprehensive Monitoring Program
(ICMP) for marine species in order to
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assess the effects of training activities on
marine species and investigate
population-level trends in marine
species distribution, abundance, and
habitat use in various range complexes
and geographic locations where Navy
training occurs. Although the ICMP is
intended to apply to all Navy training,
use of mid-frequency active (MFA)
sonar in training, testing, and research,
development, test, and evaluation
(RDT&E) will comprise a major
component of the overall program.
The ICMP will establish the
overarching structure and coordination
that will facilitate the collection and
synthesis of monitoring data from Navy
training and research and development
projects. The Program will compile data
from range-specific monitoring efforts as
well as research and development (R&D)
studies that are fully or partially Navyfunded. Monitoring methods across the
ranges will include methods such as
vessel and aerial surveys, tagging, and
passive acoustic monitoring.
The Navy will coordinate with the
local NMFS Stranding Coordinator for
any unusual marine mammal behavior
and any stranding, beached live/dead,
or floating marine mammals that may
occur at any time during or within 24
hours after completion of explosives
training activities.
Estimated Take of Marine Mammals
As mentioned previously, for the
purposes of MMPA authorizations,
NMFS’ effects assessments have two
primary purposes (in the context of the
VACAPES Range Complex Final Rule
and subsequent LOA, if appropriate): (1)
to describe the permissible methods of
taking within the context of MMPA
Level B Harassment (behavioral
harassment), Level A Harassment
(injury), and mortality (i.e., identify the
number and types of take that will
occur); and (2) to determine whether the
specified activity will have a negligible
impact on the affected species or stocks
of marine mammals (based on the
likelihood that the activity will
adversely affect the species or stock
through effects on annual rates of
recruitment or survival). No subsistence
uses will be affected by the proposed
action because no subsistence
communities are present within the
action area.
In the Assessment of Marine Mammal
Response to Anthropogenic Sound
section, NMFS’ analysis identified the
lethal responses, physical trauma,
sensory impairment (permanent and
temporary threshold shifts and acoustic
masking), physiological responses
(particular stress responses), and
behavioral responses that could
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potentially result from exposures from
explosive ordnance. In this section, we
will relate the potential effects to marine
mammals from underwater detonation
of explosives to the MMPA regulatory
definitions of Level A and Level B
Harassment and attempt to quantify the
effects that might occur from the
specific training activities that the Navy
is proposing in the VACAPES Range
Complex.
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Definition of Harassment
As mentioned previously, with
respect to military readiness activities,
Section 3(18)(B) of the MMPA defines
‘‘harassment’’ as: (i) any act that injures
or has the significant potential to injure
a marine mammal or marine mammal
stock in the wild [Level A Harassment];
or (ii) any act that disturbs or is likely
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of natural behavioral
patterns, including, but not limited to,
migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where
such behavioral patterns are abandoned
or significantly altered [Level B
Harassment].
Level B Harassment
Of the potential effects that were
described in the Assessment of Marine
Mammal Response to Anthropogenic
Sound and the Explosive Ordnance
Exposure Analysis sections, following
are the types of effects that fall into the
Level B Harassment category:
Behavioral Harassment – Behavioral
disturbance that rises to the level
described in the definition above, when
resulting from exposures to underwater
detonations, is considered Level B
Harassment. Some of the lower level
physiological stress responses discussed
in the Assessment of Marine Mammal
Response to Anthropogenic Sound
section will also likely co-occur with
the predicted harassments, although
these responses are more difficult to
detect and fewer data exist relating
these responses to specific received
levels of sound. When Level B
Harassment is predicted based on
estimated behavioral responses, those
takes may have a stress-related
physiological component as well.
Acoustic Masking and
Communication Impairment – Acoustic
masking is considered Level B
Harassment as it can disrupt natural
behavioral patterns by interrupting or
limiting the marine mammal’s receipt or
transmittal of important information or
environmental cues.
TTS As discussed previously, TTS
can effect how an animal behaves in
response to the environment, including
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conspecifics, predators, and prey. The
following physiological mechanisms are
thought to play a role in inducing
auditory fatigue: effects to sensory hair
cells in the inner ear that reduce their
sensitivity, modification of the chemical
environment within the sensory cells,
residual muscular activity in the middle
ear, displacement of certain inner ear
membranes, increased blood flow, and
post-stimulatory reduction in both
efferent and sensory neural output.
Ward (1997) suggested that when these
effects result in TTS rather than PTS,
they are within the normal bounds of
physiological variability and tolerance
and do not represent a physical injury.
Additionally, Southall et al. (2007)
indicate that although PTS is a tissue
injury, TTS is not because the reduced
hearing sensitivity following exposure
to intense sound results primarily from
fatigue, not loss, of cochlear hair cells
and supporting structures and is
reversible. Accordingly, NMFS classifies
TTS (when resulting from exposure to
underwater detonations) as Level B
Harassment, not Level A Harassment
(injury).
Level A Harassment
Of the potential effects that were
described in the Assessment of Marine
Mammal Response to Anthropogenic
Sound section, following are the types
of effects that fall into the Level A
Harassment category:
PTS – PTS (resulting either from
exposure to explosive detonations) is
irreversible and considered to be an
injury. PTS results from exposure to
intense sounds that cause a permanent
loss of inner or outer cochlear hair cells
or exceed the elastic limits of certain
tissues and membranes in the middle
and inner ears and result in changes in
the chemical composition of the inner
ear fluids.
Physical Disruption of Tissues
Resulting from Explosive Shock Wave –
Physical damage of tissues resulting
from a shock wave (from an explosive
detonation) is classified as an injury.
Blast effects are greatest at the gas-liquid
interface (Landsberg, 2000) and gascontaining organs, particularly the lungs
and gastrointestinal tract, are especially
susceptible to damage (Goertner, 1982;
Hill 1978; Yelverton et al., 1973). Nasal
sacs, larynx, pharynx, trachea, and
lungs may be damaged by compression/
expansion caused by the oscillations of
the blast gas bubble (Reidenberg and
Laitman, 2003). Severe damage (from
the shock wave) to the ears can include
tympanic membrane rupture, fracture of
the ossicles, damage to the cochlea,
hemorrhage, and cerebrospinal fluid
leakage into the middle ear.
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Acoustic Take Criteria
For the purposes of an MMPA
incidental take authorization, three
types of take are identified: Level B
Harassment; Level A Harassment; and
mortality (or serious injury leading to
mortality). The categories of marine
mammal responses (physiological and
behavioral) that fall into the two
harassment categories were described in
the previous section.
Because the physiological and
behavioral responses of the majority of
the marine mammals exposed to
underwater detonations cannot be
detected or measured (not all responses
visible external to animal, portion of
exposed animals underwater (so not
visible), many animals located many
miles form observers and covering very
large area, etc.) and because NMFS must
authorize take prior to the impacts to
marine mammals, a method is needed to
estimate the number of individuals that
will be taken, pursuant to the MMPA,
based on the proposed action. To this
end, NMFS developed acoustic criteria
that estimate at what received level
(when exposed to explosive
detonations) Level B Harassment, Level
A Harassment, and mortality (for
explosives) of marine mammals would
occur. The acoustic criteria for
Underwater Detonations are discussed
below.
Thresholds and Criteria for Impulsive
Sound
Criteria and thresholds for estimating
the exposures from a single explosive
activity on marine mammals were
established for the Seawolf Submarine
Shock Test Final Environmental Impact
Statement (FEIS) (‘‘Seawolf’’) and
subsequently used in the USS Winston
S. Churchill (DDG–81) Ship Shock FEIS
(‘‘Churchill’’) (DoN, 1998 and 2001a).
NMFS adopted these criteria and
thresholds in its final rule on
unintentional taking of marine animals
occurring incidental to the shock testing
(NMFS, 2001a). Since the ship-shock
events involve only one large explosive
at a time, additional assumptions were
made to extend the approach to cover
multiple explosions for FIREX (with
IMPASS) and BOMBEX. In addition,
this section reflects a revised acoustic
criterion for small underwater
explosions (i.e., 23 pounds per square
inch [psi] instead of previous acoustic
criteria of 12 psi for peak pressure over
all exposures), which is based on the
final rule issued to the Air Force by
NMFS (NMFS, 2005c).
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I.1. Thresholds and Criteria for Injurious
Physiological Impacts
I.1.a. Single Explosion
For injury, the Navy uses dual
criteria: eardrum rupture (i.e., tympanicmembrane injury. These criteria are
considered indicative of the onset of
injury. The threshold for TM rupture
corresponds to a 50 percent rate of
rupture (i.e., 50 percent of animals
exposed to the level are expected to
suffer TM rupture); this is stated in
terms of an Energy Flux Density Level
(EL) value of 1.17 inch pounds per
square inch (in-lb/in2) (about 205 dB re
1 microPa2–sec). This recognizes that
TM rupture is not necessarily a serious
or life-threatening injury, but is a useful
index of possible injury that is well
correlated with measures of permanent
hearing impairment (Ketten [1998]
indicates a 30 percent incidence of PTS
at the same threshold).
The threshold for onset of slight lung
injury is calculated for a small animal
(a dolphin calf weighing 26.9 lbs), and
is given in terms of the ‘‘Goertner
modified positive impulse,’’ indexed to
13 psi-msec (DoN, 2001). This threshold
is conservative since the positive
impulse needed to cause injury is
proportional to animal mass, and
therefore, larger animals require a
higher impulse to cause the onset of
injury. This analysis assumed the
marine species populations were 100
percent small animals. The criterion
with the largest potential impact range
(most conservative), either TM rupture
(energy threshold) or onset of slight lung
injury (peak pressure), will be used in
the analysis to determine Level A
exposures.
For mortality, the Navy uses the
criterion corresponding to the onset of
extensive lung injury. This is
conservative in that it corresponds to a
1 percent chance of mortal injury, and
yet any animal experiencing onset
severe lung injury is counted as a lethal
exposure. For small animals, the
threshold is given in terms of the
Goertner modified positive impulse,
indexed to 30.5 psi-msec. Since the
Goertner approach depends on
propagation, source/animal depths, and
animal mass in a complex way, the
actual impulse value corresponding to
the 30.5 psi-msec index is a complicated
calculation. To be conservative, the
analysis used the mass of a calf dolphin
(at 26.9 lbs) for 100 percent of the
populations.
I.1.b. Multiple Explosions
For this analysis, the use of multiple
explosions only applies to FIREX (with
IMPASS) and the MK–83 bombs used in
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BOMBEX. Since FIREX and portions of
BOMBEX require multiple explosions,
the Churchill approach had to be
extended to cover multiple sound
events at the same training site. For
multiple exposures, accumulated energy
over the entire training time is the
natural extension for energy thresholds
since energy accumulates with each
subsequent shot (detonation); this is
consistent with the treatment of
multiple arrivals in Churchill. For
positive impulse, it is consistent with
Churchill to use the maximum value
over all impulses received.
I.2. Thresholds and Criteria for NonInjurious Physiological Effects
The Navy criterion for non-injurious
harassment is TTS a slight, recoverable
loss of hearing sensitivity (DoN, 2001).
For this assessment, there are dual
criteria for TTS, an energy threshold
and a peak pressure threshold. The
criterion with the largest potential
impact range (most conservative) either
the energy or peak pressure threshold,
will be used in the analysis to determine
Level B TTS exposures.
I.2.a. Single Explosion TTS-Energy
Threshold
The first threshold is a 182 dB re 1
microPa2–sec maximum energy flux
density level in any 1/3–octave band at
frequencies above 100 Hertz (Hz) for
toothed whales and in any 1/3–octave
band above 10 Hz for baleen whales. For
large explosives, as in the case of the
Churchill FEIS, frequency range cutoffs
at 10 and 100 Hz make a difference in
the range estimates. For small
explosives (<1,500 lb NEW), as what
was modeled for this analysis, the
spectrum of the shot arrival is broad,
and there is essentially no difference in
impact ranges for toothed whales or
baleen whales.
The TTS energy threshold for
explosives is derived from the Space
and Naval Warfare Systems Center
(SSC) pure-tone tests for TTS (Schlundt
et al., 2000, Finneran and Schlundt
2004). The pure-tone threshold (192 dB
as the lowest value) is modified for
explosives by (a) interpreting it as an
energy metric, (b) reducing it by 10 dB
to account for the time constant of the
mammal ear, and (c) measuring the
energy in 1/3–octave bands, the natural
filter band of the ear. The resulting
threshold is 182 dB re 1 microPa2–sec
in any 1/3–octave band. The energy
threshold usually dominates and is used
in the analysis to determine potential
Level B TTS exposures for single
explosion ordnance.
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I.2.b. Single Explosion – TTS-Peak
Pressure Threshold
The second threshold applies to all
species and is stated in terms of peak
pressure at 23 psi (about 225 dB re 1
microPa). This criterion was adopted for
Precision Strike Weapons (PSW) Testing
and Training by Eglin Air Force Base in
the Gulf of Mexico (NMFS, 2005b). It is
important to note that for small shots
near the surface (such as in this
analysis), the 23–psi peak pressure
threshold generally will produce longer
impact ranges than the 182–dB energy
metric. Furthermore, it is not unusual
for the TTS impact range for the 23–psi
pressure metric to actually exceed the
behavioral (without TTS) impact range
for the 177–dB energy metric.
I.2.c. Multiple Explosions – TTS
For multiple explosions, accumulated
energy over the entire training time is
the natural extension for energy
thresholds since energy accumulates
with each subsequent shot/detonation.
This is consistent with the energy
argument in Churchill. For peak
pressure, it is consistent with Churchill
to use the maximum value over all
impulses received.
I.3. Thresholds and Criteria for
Behavioral Effects
I.3.a. Single Explosion
For a single explosion, to be
consistent with Churchill, TTS is the
criterion for Level B. In other words,
because behavioral disturbance for a
single explosion is likely to be limited
to a short-lived startle reaction, use of
the TTS criterion is considered
sufficient protection and therefore
behavioral effects (without TTS, impacts
would be limited to behavioral effects
only) are not considered for single
explosions.
I.3.b. Multiple Explosions – Without
TTS
For this analysis, the use of multiple
explosions only applies to FIREX (with
IMPASS) and the MK–83 bombs used in
BOMBEX. Because multiple explosions
would occur within a discrete time
period, a new acoustic criterionbehavioral disturbance (without TTS) is
used to account for behavioral effects
significant enough to be judged as
harassment, but occurring at lower noise
levels than those that may cause TTS.
The threshold is based on test results
published in Schlundt et al. (2000), with
derivation following the approach of the
Churchill FEIS for the energy-based TTS
threshold. The original Schlundt et al.
(2000) data and the report of Finneran
and Schlundt (2004) are the basis for
thresholds for behavioral disturbance
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(without TTS). As reported by Schlundt
et al. (2000), instances of altered
behavior generally began at lower
exposures than those causing TTS;
however, there were many instances
when subjects exhibited no altered
behavior at levels above the onset-TTS
levels. Regardless of reactions at higher
or lower levels, all instances of altered
behavior were included in the statistical
summary.
The behavioral disturbance (without
TTS) threshold for tones is derived from
the SSC tests, and is found to be 5 dB
below the threshold for TTS, or 177 dB
re 1 microPa2–sec maximum energy flux
density level in any 1/3–octave band at
frequencies above 100 Hz for toothed
whales and in any 1/3–octave band
above 100 Hz for baleen whales. As
stated previously for TTS, for small
explosives (<1,500 lb NEW), as what
was modeled for this analysis, the
spectrum of the shot arrival is broad,
and there is essentially no difference in
impact ranges for whales. The
behavioral disturbance (without TTS)
impact range for FIREX with IMPASS
can, especially in shallower water, be
about twice the impact range for TTS.
Based on modeling, for BOMBEX
involving MK–83 bombs, behavioral
disturbance (without TTS) (177 dB re 1
microPa2–s) is the criteria that
dominates in the analysis to determine
potential Level B exposures due to the
use of multiple explosions.
II. Summary of Thresholds and Criteria
for Impulsive Sounds
Table 15 summarizes the effects,
criteria, and thresholds used in the
assessment for impulsive sounds. The
criteria for behavioral effects without
physiological effects used in this
analysis are based on use of multiple
explosives that only take place during a
FIREX (w/IMPASS) event or a BOMBEX
event involving MK–83 bombs.
TABLE 15. EFFECTS, CRITERIA, AND THRESHOLDS FOR IMPULSIVE SOUNDS
Effect
Criteria
Metric
Threshold
Effect
Onset of Extensive Lung
Injury
Goertner modified positive
impulse
indexed to 30.5 psi-msec
(assumes 100 percent
small animal at 26.9 lbs)
Mortality
Injurious
Physiological
50% Tympanic Membrane
Rupture
Energy flux density
1.17 in-lb/in2 (about 205
dB re 1 microPa2-sec)
Level A
Injurious
Physiological
Onset Slight Lung Injury
Goertner modified positive
impulse
indexed to 13 psi-msec
(assumes 100 percent
small animal at 26.9 lbs)
Level A
Non-injurious
Physiological
TTS
Greatest energy flux density level in any 1/3-octave
band (> 100 Hz for
toothed whales and > 10
Hz for baleen whales) - for
total energy over all exposures
182 dB re 1 microPa2-sec
Level B
Non-injurious
Physiological
TTS
Peak pressure over all exposures
23 psi (for small explosives <2,000 lbs, else 12
psi)
Level B
Non-injurious
Behavioral
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Mortality
Multiple Explosions Without TTS
Greatest energy flux density level in any 1/3-octave
(> 100 Hz for toothed
whales and > 10 Hz for
baleen whales) - for total
energy over all exposures
(multiple explosions only)
177 dB re 1 microPa2-sec
Level B
The criteria for mortality, Level A
Harassment, and Level B Harassment
resulting from explosive detonations
were initially developed for the Navy’s
Sea Wolf and Churchill ship-shock trials
and have not changed since other
MMPA authorizations issued for
explosive detonations. The criteria,
which are applied to cetaceans and
pinnipeds are summarized in Table 8.
Additional information regarding the
derivation of these criteria is available
in the Navy’s EIS for the VACAPES
Range Complex and in the Navy’s
CHURCHILL FEIS (U.S. Department of
the Navy, 2001c).
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Take Calculations
In estimating the potential for marine
mammals to be exposed to an acoustic
source, the Navy completed the
following actions:
(1) Evaluated potential effects within
the context of existing and current
regulations, thresholds, and criteria;
(2) Identified all acoustic sources that
will be used during Navy training
activities;
(3) Identified the location, season, and
duration of the action to determine
which marine mammal species are
likely to be present;
(4) Determined the estimated number
of marine mammals (i.e., density) of
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each species that will likely be present
in the respective OPAREAs during the
Navy training activities;
(5) Applied the applicable acoustic
threshold criteria to the predicted sound
exposures from the proposed activity.
The results were then evaluated to
determined whether the predicted
sound exposures from the acoustic
model might be considered harassment;
and
(6) Considered potential harassment
within the context of the affected
marine mammal population, stock, and
species to assess potential population
viability. Particular focus on
recruitment and survival are provided to
analyze whether the effects of the action
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can be considered to have negligible
effects to marine mammal species or a
population stock.
Starting with a sound source, the
attenuation of an emitted sound due to
propagation loss is determined. Uniform
animal distribution is overlaid onto the
calculated sound fields to assess if
animals are physically present at
sufficient received sound levels to be
considered ‘‘exposed’’ to the sound. If
the animal is determined to be exposed,
two possible scenarios must be
considered with respect to the animal’s
physiology - effects on the auditory
system and effects on non-auditory
system tissues. These are not
independent pathways and both must
be considered since the same sound
could affect both auditory and nonauditory tissues. Note that the model
does not account for any animal
response; rather the animals are
considered stationary, accumulating
energy until the threshold is tripped.
Estimating the take that will result
from the proposed activities entails the
following four steps: propagation model
estimates animals exposed to sources at
different levels; further modeling
determines the number of exposures to
levels indicated in the criteria above
(i.e., number of takes); post-modeling
corrections refine estimates to make
them more accurate; mitigation is taken
into consideration. More information
regarding the models used, the
assumptions used in the models, and
the process of estimating take is
available in Appendix J of the Navy’s
EIS for the VACAPES Range Complex.
Modeling results from the analysis
predict mortalities for 1 common
dolphin from use of explosive ordnance
in MISSILEX activities. These modeling
results do not take into account the
mitigation measures (detailed in the
Proposed Mitigation Measure section
above) that lower the potential for
mortalities to occur given standard
range clearance procedures and the
likelihood that these species can be
readily detected (e.g., small animals
move quickly throughout the water
column and are often seen riding the
bow wave of large ships or in large
groups). With the mitigation and
monitoring measures implemented,
NMFS does not believe that there would
be mortality of any marine mammal
resulting from the proposed training
activities. Therefore, mortality of marine
mammals would not be authorized.
Effects on Marine Mammal Habitat
Activities from Atlantic Fleet training
activities in the VACAPES Range
Complex that may affect marine
mammal habitat include changes in
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water quality, the introduction of sound
into the water column, and temporary
changes to prey distribution and
abundance. There is no critical habitat
designated in the VACAPES Range
Complex.
Analysis and Negligible Impact
Determination
Pursuant to NMFS regulations
implementing the MMPA, an applicant
is required to estimate the number of
animals that will be ‘‘taken’’ by the
specified activities (i.e., takes by
harassment only, or takes by
harassment, injury, and/or death). This
estimate informs the analysis that NMFS
must perform to determine whether the
activity will have a ‘‘negligible impact’’
on the species or stock. Level B
(behavioral) harassment occurs at the
level of the individual(s) and does not
assume any resulting population-level
consequences, though there are known
avenues through which behavioral
disturbance of individuals can result in
population-level effects. A negligible
impact finding is based on the lack of
likely adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of Level B harassment takes, alone, is
not enough information on which to
base an impact determination. In
addition to considering estimates of the
number of marine mammals that might
be ‘‘taken’’ through behavioral
harassment, NMFS must consider other
factors, such as the likely nature of any
responses (their intensity, duration,
etc.), the context of any responses
(critical reproductive time or location,
migration, etc.), or any of the other
variables mentioned in the first
paragraph (if known), as well as the
number and nature of estimated Level A
takes, the number of estimated
mortalities, and effects on habitat.
Based on the analysis contained
herein, NMFS has preliminarily
determined that Navy training exercises
utilizing underwater detonations will
have a negligible impact on the marine
mammal species and stocks present in
the VACAPES Range Complex.
Subsistence Harvest of Marine
Mammals
NMFS has preliminarily determined
that the issuance of 5–year regulations
and subsequent LOAs (as warranted) for
Navy training exercises in the
VACAPES Range Complex would not
have an unmitigable adverse impact on
the availability of the affected species or
stocks for subsistence use, since there
are no such uses in the specified area.
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ESA
There are four marine mammal
species that are listed as endangered
under the ESA with confirmed or
possible occurrence in the VACAPES
Range Complex: humpback whale,
North Atlantic right whale, fin whale,
and sperm whale. The Navy has begun
consultation with NMFS pursuant to
section 7 of the ESA, and NMFS will
also consult internally on the issuance
of an LOA under section 101(a)(5)(A) of
the MMPA for training exercises in the
VACAPES Range Complex. Consultation
will be concluded prior to a
determination on the issuance of the
final rule and an LOA.
NEPA
The Navy is preparing an
Environmental Impact Statement (EIS)
for the proposed VACAPES Range
Complex training activities. A draft EIS
was released for public comment from
June 27 - August 11, 2008 and it is
available at https://
www.vacapesrangecomplexeis.com/.
NMFS is a cooperating agency (as
defined by the Council on
Environmental Quality (40 CFR 1501.6))
in the preparation of the EIS. NMFS has
reviewed the Draft EIS and will be
working with the Navy on the Final EIS
(FEIS).
NMFS intends to adopt the Navy’s
FEIS, if adequate and appropriate, and
we believe that the Navy’s FEIS will
allow NMFS to meet its responsibilities
under NEPA for the issuance of the 5–
year regulations and LOAs (as
warranted) for training activities in the
VACAPES Range Complex. If the Navy’s
FEIS is not adequate, NMFS would
supplement the existing analysis and
documents to ensure that we comply
with NEPA prior to the issuance of the
final rule or LOA.
Preliminary Determination
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat and dependent upon
the implementation of the mitigation
measures, NMFS preliminarily finds
that the total taking from Navy training
exercises utilizing underwater
explosives in the VACAPES Range
Complex will have a negligible impact
on the affected marine mammal species
or stocks. NMFS has proposed
regulations for these exercises that
prescribe the means of affecting the least
practicable adverse impact on marine
mammals and their habitat and set forth
requirements pertaining to the
monitoring and reporting of that taking.
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Classification
This action does not contain a
collection of information requirement
for purposes of the Paperwork
Reduction Act
Pursuant to the procedures
established to implement section 6 of
Executive Order 12866, the Office of
Management and Budget has
determined that this proposed rule is
not significant.
Pursuant to the Regulatory Flexibility
Act, the Chief Counsel for Regulation of
the Department of Commerce has
certified to the Chief Counsel for
Advocacy of the Small Business
Administration that this proposed rule,
if adopted, would not have a significant
economic impact on a substantial
number of small entities. The
Regulatory Flexibility Act requires
Federal agencies to prepare an analysis
of a rule’s impact on small entities
whenever the agency is required to
publish a notice of proposed
rulemaking. However, a Federal agency
may certify, pursuant to 5 U.S.C. section
605 (b), that the action will not have a
significant economic impact on a
substantial number of small entities.
The Navy is the entity that will be
affected by this rulemaking, not a small
governmental jurisdiction, small
organization or small business, as
defined by the Regulatory Flexibility
Act. Any requirements imposed by a
Letter of Authorization issued pursuant
to these regulations, and any monitoring
or reporting requirements imposed by
these regulations, will be applicable
only to the Navy. Because this action, if
adopted, would directly affect the Navy
and not a small entity, NMFS concludes
the action would not result in a
significant economic impact on a
substantial number of small entities.
List of Subjects in 50 CFR Part 216
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Exports, Fish, Imports, Incidental
take, Indians, Labeling, Marine
mammals, Navy, Penalties, Reporting
and recordkeeping requirements,
Seafood, Sonar, Transportation.
Dated: December 5, 2008.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble,
50 CFR Chapter II is proposed to be
amended by adding part 218 to read as
follows:
2. Part 218 is added to read as follows:
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PART 218—REGULATIONS
GOVERNING THE TAKING AND
IMPORTING OF MARINE MAMMALS
Subpart A—Taking Marine Mammals
Incidental to U.S. Navy Training in the
Virginia Capes Range Complex
Sec.
218.1 Specified activity and specified
geographical region.
218.2 Permissible methods of taking.
218.3 Prohibitions.
218.4 Mitigation.
218.5 Requirements for monitoring and
reporting.
218.6 Applications for Letters of
Authorization.
218.7 Letters of Authorization.
218.8 Renewal of Letters of Authorization.
218.9 Modifications to Letters of
Authorization.
Subpart A—Taking Marine Mammals
Incidental to U.S. Navy Training in the
Virginia Capes Range Complex
(VACAPES Range Complex)
Authority: 16 U.S.C. 1361 et seq.
§ 218.1 Specified activity and specified
geographical region.
(a) Regulations in this subpart apply
only to the U.S. Navy for the taking of
marine mammals that occurs in the area
outlined in paragraph (b) of this section
and that occur incidental to the
activities described in paragraph (c) of
this section.
(b) The taking of marine mammals by
the Navy is only authorized if it occurs
within the VACAPES OPAREA, which
is located in the coastal and offshore
waters of the western North Atlantic
Ocean adjacent to Delaware, Maryland,
Virginia, and North Carolina. The
northernmost boundary of the OPAREA
is located 37 nautical miles (nm) off the
entrance to Delaware Bay at latitude 38°
45’ N, the farthest point of the eastern
boundary is 184 nm east of Chesapeake
Bay at longitude 72° 41’ W, and the
southernmost point is 105 nm southeast
of Cape Hatteras, North Carolina, at
latitude of 34° 19’ N. The western
boundary of the OPAREA lies 3 nm
from the shoreline at the boundary
separating state and Federal waters.
(c) The taking of marine mammals by
the Navy is only authorized if it occurs
incidental to the following activities
within the designated amounts of use:
(1) The detonation of the underwater
explosives indicated in this (c)(1)(i)
conducted as part of the training
exercises indicated in this (c)(1)(ii):
(i) Underwater Explosives:
(A) AGM–114 (Hellfire missile);
(B) AGM–65 E/F (Maverick missile);
(C) MK–83/GBU–32 (1,000 lb High
Explosive bomb);
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(D) Airgorne Mine Neutralization
system (AMNS);
(E) 20 lb NEW charges;
(F) AGM–88 (HARM);
(G) 5’’ Naval Gunfire.
(ii) Training Events:
(A) Mine Neutralization (AMNS) up
to 150 exercises over the course of 5
years (an average of 30 per year);
(B) Mine Neutralization (20 lb NEW
charges) - up to 120 exercises over the
course of 5 years (an average of 24 per
year);
(C) Bombing Exercise (BOMBEX) (Airto-Surface) - up to 100 exercises over the
course of 5 years (an average of 20 per
year);
(D) Missile Exercise (MISSILEX) (Airto-Surface; Hellfire missile) - up to 300
exercises over the course of 5 years (an
average of 60 per year);
(E) Missile Exercise (MISSILEX) (Airto-Surface; Maverick, HE) - up to 100
exercises over the course of 5 years (an
average of 20 per year);
(F) HARM Missile Exercise
(HARMEX) – up to 130 exercises over
the course of 5 years (an average of 26
per year);
(G) FIREX with IMPASS - up to 110
exercises over the course of 5 years (an
average of 22 per year).
(2) [Reserved]
§ 218.2
Permissible methods of taking.
(a) Under Letters of Authorization
issued pursuant to §§ 216.106 and
218.7, the Holder of the Letter of
Authorization may incidentally, but not
intentionally, take marine mammals
within the area described in § 218.1 (b),
provided the activity is in compliance
with all terms, conditions, and
requirements of this subpart and the
appropriate Letter of Authorization.
(b) The activities identified in § 218.1
(c) must be conducted in a manner that
minimizes, to the greatest extent
practicable, any adverse impacts on
marine mammals and their habitat.
(c) The incidental take of marine
mammals under the activities identified
in § 218.1 (c) is limited to the following
species, by the indicated method of take
the indicated number of times:
(1) Level B Harassment:
(i) Mysticetes:
(A) Humpback whale (Megaptera
novaeangliae) - 2;
(B) Fin whale (Balaenoptera physalus)
- 2.
(ii) Odontocetes:
(A) Sperm whale (Physeter
macrocephalus) - 2;
(B) Pygmy or dwarf sperm whales
(Kogia sp.) - 3;
(C) Rough-toothed dolphin (Steno
bredanensis) - 1;
(D) Bottlenose dolphin (Tursiops
truncatus) - 29;
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(E) Pantropical spotted dolphin
(Stenella attenuata) - 70;
(F) Striped dolphin (S. coeruleoalba)68;
(F) Clymene dolphin (S. clymene) 33;
(G) Atlantic spotted dolphin (S.
frontalis) - 43;
(H) Common dolphin (Delphinus
delphis) - 2,193;
(I) Risso’s dolphin (Grampus griseus)
- 16
(J) Pilot whales (Globicephala sp.) 10.
(2) Level A Harassment (injury):
(i) Atlantic spotted dolphin - 1;
(ii) Common dolphin - 20;
(iii) Pantropical spotted dolphin - 1;
(iv) Striped dolphin - 3.
§ 218.3
Prohibitions.
Notwithstanding takings
contemplated in § 218.2 and authorized
by a Letter of Authorization issued
under § 216.106 of this chapter and
§ 218.7. No person in connection with
the activities described in § 218.1 may:
(a) Take any marine mammal not
specified in § 218.2 (c);
(b) Take any marine mammal
specified in § 218.2 (c) other than by
incidental take as specified in
§ 218.2(c)(1) and (2);
(c) Take a marine mammal specified
in § 218.2 (c) if such taking results in
more than a negligible impact on the
species or stocks of such marine
mammal; or
(d) Violate, or fail to comply with, the
terms, conditions, and requirements of
this Subpart or a Letter of Authorization
issued under § 216.106 of this chapter
and § 218.7.
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§ 218.4
Mitigation.
(a) When conducting training
activities identified in § 218.1(c), the
mitigation measures contained in the
Letter of Authorization issued under
§ 216.106 of this chapter and § 218.7
must be implemented. These mitigation
measures include (but are not limited
to):
(1) General Maritime Measures:
(i) Personnel Training – Lookouts
(A) All bridge personnel,
Commanding Officers, Executive
Officers, officers standing watch on the
bridge, maritime patrol aircraft aircrews,
and Mine Warfare (MIW) helicopter
crews will complete Marine Species
Awareness Training (MSAT).
(B) Navy lookouts will undertake
extensive training to qualify as a
watchstander in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(C) Lookout training will include onthe-job instruction under the
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supervision of a qualified, experienced
watchstander. Following successful
completion of this supervised training
period, lookouts will complete the
Personal Qualification Standard
Program, certifying that they have
demonstrated the necessary skills (such
as detection and reporting of partially
submerged objects).
(D) Lookouts will be trained in the
most effective means to ensure quick
and effective communication within the
command structure to facilitate
implementation of protective measures
if marine species are spotted.
(E) Surface lookouts would scan the
water from the ship to the horizon and
be responsible for all contacts in their
sector. In searching the assigned sector,
the lookout would always start at the
forward part of the sector and search aft
(toward the back). To search and scan,
the lookout would hold the binoculars
steady so the horizon is in the top third
of the field of vision and direct the eyes
just below the horizon. The lookout
would scan for approximately five
seconds in as many small steps as
possible across the field seen through
the binoculars. They would search the
entire sector in approximately fivedegree steps, pausing between steps for
approximately five seconds to scan the
field of view. At the end of the sector
search, the glasses would be lowered to
allow the eyes to rest for a few seconds,
and then the lookout would search back
across the sector with the naked eye.
(F) At night, lookouts would not
sweep the horizon with their eyes,
because eyes do not see well when they
are moving. Lookouts would scan the
horizon in a series of movements that
would allow their eyes to come to
periodic rests as they scan the sector.
When visually searching at night, they
would look a little to one side and out
of the corners of their eyes, paying
attention to the things on the outer
edges of their field of vision. Lookouts
will also have night vision devices
available for use.
(ii) Operating Procedures & Collision
Avoidance:
(A) Prior to major exercises, a Letter
of Instruction, Mitigation Measures
Message or Environmental Annex to the
Operational Order will be issued to
further disseminate the personnel
training requirement and general marine
species mitigation measures.
(B) Commanding Officers will make
use of marine species detection cues
and information to limit interaction
with marine species to the maximum
extent possible consistent with safety of
the ship.
(C) While underway, surface vessels
will have at least two lookouts with
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binoculars; surfaced submarines will
have at least one lookout with
binoculars. Lookouts already posted for
safety of navigation and man-overboard
precautions may be used to fill this
requirement. As part of their regular
duties, lookouts will watch for and
report to the OOD the presence of
marine mammals and sea turtles.
(D) On surface vessels equipped with
a mid-frequency active sonar, pedestal
mounted ‘‘Big Eye’’ (20x110) binoculars
will be properly installed and in good
working order to assist in the detection
of marine mammals and sea turtles in
the vicinity of the vessel.
(E) Personnel on lookout will employ
visual search procedures employing a
scanning method in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(F) After sunset and prior to sunrise,
lookouts will employ Night Lookouts
Techniques in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(G) While in transit, naval vessels will
be alert at all times, use extreme
caution, and proceed at a ‘‘safe speed’’
so that the vessel can take proper and
effective action to avoid a collision with
any marine animal and can be stopped
within a distance appropriate to the
prevailing circumstances and
conditions.
(H) When whales have been sighted in
the area, Navy vessels will increase
vigilance and implement measures to
avoid collisions with marine mammals
and avoid activities that might result in
close interaction of naval assets and
marine mammals. Such measures shall
include changing speed and/or direction
and would be dictated by environmental
and other conditions (e.g., safety or
weather).
(I) Naval vessels will maneuver to
keep at least 500 yds (460 m) away from
any observed whale and avoid
approaching whales head-on. This
requirement does not apply if a vessel’s
safety is threatened, such as when
change of course will create an
imminent and serious threat to a person,
vessel, or aircraft, and to the extent
vessels are restricted in their ability to
maneuver. Restricted maneuverability
includes, but is not limited to, situations
when vessels are engaged in dredging,
submerged operations, launching and
recovering aircraft or landing craft,
minesweeping operations,
replenishment while underway and
towing operations that severely restrict
a vessel’s ability to deviate course.
Vessels will take reasonable steps to
alert other vessels in the vicinity of the
whale.
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(J) Where feasible and consistent with
mission and safety, vessels will avoid
closing to within 200–yd (183 m) of
marine mammals other than whales
(whales addressed above).
(K) Floating weeds, algal mats,
Sargassum rafts, clusters of seabirds,
and jellyfish are good indicators of sea
turtles and marine mammals. Therefore,
increased vigilance in watching for sea
turtles and marine mammals will be
taken where these are present.
(L) Navy aircraft participating in
exercises at sea will conduct and
maintain, when operationally feasible
and safe, surveillance for marine species
of concern as long as it does not violate
safety constraints or interfere with the
accomplishment of primary operational
duties. Marine mammal detections will
be immediately reported to assigned
Aircraft Control Unit for further
dissemination to ships in the vicinity of
the marine species as appropriate where
it is reasonable to conclude that the
course of the ship will likely result in
a closing of the distance to the detected
marine mammal.
(M) All vessels will maintain logs and
records documenting training
operations should they be required for
event reconstruction purposes. Logs and
records will be kept for a period of 30
days following completion of a major
training exercise.
(2) Coordination and Reporting
Requirements:
(i) The Navy shall coordinate with the
local NMFS Stranding Coordinator for
any unusual marine mammal behavior
and any stranding, beached live/dead,
or floating marine mammals that may
occur at any time during or within 24
hours after completion of training
activities.
(ii) The Navy shall follow internal
chain of command reporting procedures
as promulgated through Navy
instructions and orders.
(3) Mitigation Measures Applicable
Vessel Transit in the Mid-Atlantic
during North Atlantic Right Whale
Migration:
(i) The mitigation measures apply to
all Navy vessel transits, including those
vessels that would transit to and from
East Coast ports and OPAREAs.
(ii) Seasonal migration of right whales
is described by NMFS as occurring from
October 15th through April 30th, when
right whales migrate between feeding
grounds farther north and calving
grounds farther south.
(A) Where vessel transits during the
right whale migration season along
certain identified ports including the
Hampton Roads entrance to the
Chesapeake Bay, Navy vessels shall use
extreme caution and operate at a slow,
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safe speed consistent with mission and
safety within a 20 nm (37 km) arc of the
specified reference points listed on
Table 14 of this document.
(B) During the indicated months,
Navy vessels would practice increased
vigilance with respect to avoidance of
vessel-whale interactions along the midAtlantic coast, including transits to and
from any mid-Atlantic ports not
specifically identified above.
(4) Proposed Mitigation Measures for
Specific At-sea Training Events:
(i) Firing Exercise (FIREX) Using the
Integrated Maritime Portable Acoustic
Scoring System (IMPASS) (5–in.
Explosive Rounds);
(A) FIREX using IMPASS would only
be conducted in the four designated
areas in the VACAPES Range Complex.
(B) Pre-exercise monitoring of the
target area will be conducted with ‘‘Big
Eyes’’ prior to the event, during
deployment of the IMPASS sonobuoy
array, and during return to the firing
position.
Ships will maintain a lookout
dedicated to visually searching for
marine mammals 180o along the ship
track line and 360o at each buoy dropoff location.
(C) ‘‘Big Eyes’’ on the ship shall be
used to monitor a 640 yd (585 m) buffer
zone around the target area for marine
mammals during naval-gunfire events.
(D) Ships shall not fire on the target
if any marine mammals are detected
within or approaching the 640 yd (585
m) until the area is cleared. If marine
mammals are present, operations shall
be suspended. Visual observation shall
occur for approximately 45 minutes, or
until the animal has been observed to
have cleared the area and is heading
away from the buffer zone.
(E) Post-exercise monitoring of the
entire effect range shall take place with
‘‘Big Eyes’’ and the naked eye during the
retrieval of the IMPASS sonobuoy array
following each firing exercise.
(F) FIREX with IMPASS shall take
place during daylight hours only.
(G) FIREX with IMPASS shall only be
used in Beaufort Sea State three (3) or
less.
(H) The visibility must be such that
the fall of shot is visible from the firing
ship during the exercise.
(I) No firing shall occur if marine
mammals are detected within 70 yd (64
m) of the vessel.
(ii) Air-to-Surface At-Sea Bombing
Exercises (250–lbs to 2,000–lbs
explosive bombs);
(A) Aircraft shall visually survey the
target and buffer zone for marine
mammals prior to and during the
exercise. The survey of the impact area
will be made by flying at 1,500 ft (457
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m) altitude or lower, if safe to do so, and
at the slowest safe speed.
(B) A buffer zone of 5,100–yd (4,663
m) radius shall be established around
the intended target zone. The exercises
shall be conducted only if the buffer
zone is clear of sighted marine
mammals.
(C) At-sea BOMBEXs using live
ordnance shall occur during daylight
hours only.
(iii) Air-to-Surface Missile Exercises
(Explosive);
(A) Aircraft shall initially survey the
intended ordnance impact area for
marine mammals.
(B) During the actual firing of the
weapon, the aircraft involved must be
able to observe the intended ordnance
impact area to ensure the area is free of
range transients.
(C) Visual inspection of the target area
shall be made by flying at 1,500 ft (457
m) altitude or lower, if safe to do so, and
at slowest safe speed.
(D) Explosive ordnance shall not be
targeted to impact within 1,800 yd
(1,646 m) of sighted marine mammals.
(iv) Mine Neutralization Training
Involving Underwater Detonations (up
to 20–lb charges);
(A) This activity shall only occur in
W–50 of the VACAPES Range Complex.
(B) Observers shall survey the Zone of
Influence (ZOI), a 656 yd (600 m) radius
from detonation location, for marine
mammals from all participating vessels
during the entire operation. A survey of
the ZOI (minimum of 3 parallel
tracklines 219 yd [200 m] apart) using
support craft shall be conducted at the
detonation location 30 minutes prior
through 30 minutes post detonation.
Aerial survey support shall be utilized
whenever assets are available.
(C) Detonation operations shall be
conducted during daylight hours.
(D) If a marine mammal is sighted
within the ZOI, the animal shall be
allowed to leave of its own volition. The
Navy shall suspend detonation exercises
and ensure the area is clear for a full 30
minutes prior to detonation.
(E) Divers placing the charges on
mines and dive support vessel
personnel shall survey the area for
marine mammals and shall report any
sightings to the surface observers. These
animals shall be allowed to leave of
their own volition and the ZOI shall be
clear for 30 minutes prior to detonation.
(F) No detonations shall take place
within 3.2 nm (6 km) of an estuarine
inlet (Chesapeake Bay Inlets).
(G) No detonations shall take place
within 1.6 nm (3 km) of shoreline.
(H) No detonations shall take place
within 1,000 ft (305 m) of any artificial
reef, shipwreck, or live hard-bottom
community.
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(I) Personnel shall record any
protected species observations during
the exercise as well as measures taken
if species are detected within the ZOI.
(v) Adaptive management;
(A) The final regulations governing
the take of marine mammals incidental
to Navy training exercises in VACAPES
shall contain an adaptive management
component.
(B) The use of adaptive management
shall give NMFS the ability to consider
new data from different sources to
determine (in coordination with the
Navy), on an annual basis, if new or
modified mitigation or monitoring
measures are appropriate for subsequent
annual LOAs.
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§ 218.5 Requirements for monitoring and
reporting.
(a) The Holder of the Letter of
Authorization issued pursuant to
§ 216.106 of this chapter and § 218.7 for
activities described in § 218.1(c) is
required to cooperate with the NMFS,
and any other Federal, state or local
agency monitoring the impacts of the
activity on marine mammals.
(b) The Holder of the Authorization
must notify NMFS immediately (or as
soon as clearance procedures allow) if
the specified activity identified in
§ 218.1(c) is thought to have resulted in
the mortality or injury of any marine
mammals, or in any take of marine
mammals not identified in § 218.2 (c).
(c) The Holder of the Letter of
Authorization must conduct all
monitoring and/or research required
under the Letter of Authorization.(d)
The monitoring methods proposed for
use during training events in VACAPES
Range Complex include a combination
of individual elements designed to
allow a comprehensive assessment
include:
(1) Vessel and aerial surveys:
(i) The Holder of this Authorization
shall visually survey a minimum of 2
explosive events per year, one of which
shall be a multiple detonation event.
(ii) For specified training events,
aerial or vessel surveys shall be used 1–
2 days prior to, during (if reasonably
safe), and 1–5 days post detonation.
(iii) Surveys shall include any
specified exclusion zone around a
particular detonation point plus 2000
yards beyond the exclusion zone. For
vessel based surveys a passive acoustic
system (hydrophone or towed array)
could be used to determine if marine
mammals are in the area before and/or
after a detonation event.
(iv) When conducting a particular
survey, the survey team shall collect:
(A) Species identification and group
size;
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(B) Location and relative distance
from the detonation site;
(C) The behavior of marine
mammal(s) including standard
environmental and oceanographic
parameters;
(D) Date, time and visual conditions
associated with each observation;
(E) Direction of travel relative to the
detonation site; and
(F) duration of the observation.
(v) An aerial survey team shall
conduct pre and post aerial surveys,
taking local oceanographic currents into
account, of the exercise area.
(2) Passive acoustic monitoring:
(i) Any time a towed hydrophone
array is employed during shipboard
surveys the towed array shall be
deployed during daylight hours for each
of the days the ship is at sea.
(ii) The towed hydrophone array shall
be used to supplement the ship-based
systematic line-transect surveys
(particularly for species such as beaked
whales that are rarely seen).
(3) Marine mammal observers on
Navy platforms:
(i) Marine mammal observers (MMOs)
shall be placed on a Navy platform
during one of the exercises being
monitored per year.
(ii) The MMO must possess expertise
in species identification of regional
marine mammal species and experience
collecting behavioral data.
(iii) MMOs shall not be placed aboard
Navy platforms for every Navy training
event or major exercise, but during
specifically identified opportunities
deemed appropriate for data collection
efforts. The events selected for MMO
participation shall take into account
safety, logistics, and operational
concerns.
(iv) MMOs shall observe from the
same height above water as the
lookouts.
(v) The MMOs shall not be part of the
Navy’s formal reporting chain of
command during their data collection
efforts; Navy lookouts shall continue to
serve as the primary reporting means
within the Navy chain of command for
marine mammal sightings. The only
exception is that if an animal is
observed within the shutdown zone that
has not been observed by the lookout,
the MMO shall inform the lookout of the
sighting for the lookout to take the
appropriate action through the chain of
command.
(vi) The MMOs shall collect species
identification, behavior, direction of
travel relative to the Navy platform, and
distance first observed. All MMO
sightings shall be conducted according
to a standard operating procedure.
(e) Report from Monitoring required
in paragraph d of this section The Navy
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shall submit a report annually on
September 1 describing the
implementation and results (through
June 1 of the same year) of the
monitoring required in paragraph c of
this section.
(f) VACAPES Range Complex
Comprehensive Report The Navy shall
submit to NMFS a draft report that
analyzes and summarizes all of the
multi-year marine mammal information
gathered during explosive exercises for
which individual reports are required in
§ 218.5 (d through e). This report will be
submitted at the end of the fourth year
of the rule (November 2012), covering
activities that have occurred through
June 1, 2012.
(g) The Navy shall respond to NMFS
comments on the draft comprehensive
report if submitted within 3 months of
receipt. The report will be considered
final after the Navy has addressed
NMFS’ comments, or three months after
the submittal of the draft if NMFS does
not comment by then.
§ 218.6 Applications for Letters of
Authorization.
To incidentally take marine mammals
pursuant to these regulations, the U.S.
citizen (as defined by § 216.103)
conducting the activity identified in
§ 218.1(c) (the U.S. Navy) must apply for
and obtain either an initial Letter of
Authorization in accordance with
§ 218.7 or a renewal under § 218.8.
§ 218.7
Letters of Authorization.
(a) A Letter of Authorization, unless
suspended or revoked, will be valid for
a period of time not to exceed the period
of validity of this subpart, but must be
renewed annually subject to annual
renewal conditions in § 218.8.
(b) Each Letter of Authorization will
set forth:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact on the
species, its habitat, and on the
availability of the species for
subsistence uses (i.e., mitigation); and
(3) Requirements for mitigation,
monitoring and reporting.(c) Issuance
and renewal of the Letter of
Authorization will be based on a
determination that the total number of
marine mammals taken by the activity
as a whole will have no more than a
negligible impact on the affected species
or stock of marine mammal(s).
§ 218.8 Renewal of Letters of
Authorization.
(a) A Letter of Authorization issued
under § 216.106 of this chapter and
§ 218.7 for the activity identified in
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§ 218.1(c) will be renewed annually
upon:
(1) Notification to NMFS that the
activity described in the application
submitted under § 218.6 will be
undertaken and that there will not be a
substantial modification to the
described work, mitigation or
monitoring undertaken during the
upcoming 12 months;
(2) Timely receipt of the monitoring
reports required under § 218.5(b); and
(3) A determination by NMFS that the
mitigation, monitoring and reporting
measures required under § 218.4 and the
Letter of Authorization issued under
§ 216.106 of this chapter and § 218.7,
were undertaken and will be undertaken
during the upcoming annual period of
validity of a renewed Letter of
Authorization.
(b) If a request for a renewal of a
Letter of Authorization issued under
§ 216.106 of this chapter and § 218.8
indicates that a substantial modification
to the described work, mitigation or
monitoring undertaken during the
upcoming season will occur, NMFS will
provide the public a period of 30 days
for review and comment on the request.
Review and comment on renewals of
Letters of Authorization are restricted
to:
(1) New cited information and data
indicating that the determinations made
in this document are in need of
reconsideration, and
(2) Proposed changes to the mitigation
and monitoring requirements contained
in these regulations or in the current
Letter of Authorization.(c) A notice of
issuance or denial of a renewal of a
Letter of Authorization will be
published in the Federal Register.
rwilkins on PROD1PC63 with PROPOSALS
§ 218.9 Modifications to Letters of
Authorization.
(a) Except as provided in paragraph
(b) of this section, no substantive
modification (including withdrawal or
suspension) to the Letter of
Authorization by NMFS, issued
pursuant to § 216.106 of this chapter
and § 218.7 and subject to the
provisions of this subpart shall be made
until after notification and an
opportunity for public comment has
been provided. For purposes of this
paragraph, a renewal of a Letter of
Authorization under § 218.8, without
modification (except for the period of
validity), is not considered a substantive
modification.
(b) If the Assistant Administrator
determines that an emergency exists
that poses a significant risk to the wellbeing of the species or stocks of marine
mammals specified in § 218.2(c), a
Letter of Authorization issued pursuant
VerDate Aug<31>2005
16:22 Dec 11, 2008
Jkt 217001
to § 216.106 of this chapter and § 218.7
may be substantively modified without
prior notification and an opportunity for
public comment. Notification will be
published in the Federal Register
within 30 days subsequent to the action.
[FR Doc. E8–29498 Filed 12–11–08; 8:45 am]
BILLING CODE 3510–22–S
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
RIN 0648–AX14
Fisheries of the Exclusive Economic
Zone Off Alaska; Bering Sea and
Aleutian Islands Management Area and
Gulf of Alaska License Limitation
Program
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of availability of fishery
management plan amendment; request
for comments.
SUMMARY: Amendment 92 to the Fishery
Management Plans for Groundfish of the
Bering Sea/Aleutian Islands
Management Area and Amendment 82
to the Fishery Management Plan for
Groundfish of the Gulf of Alaska (FMPs)
would remove trawl gear endorsements
on licenses issued under the license
limitation program in specific
management areas if those licenses have
not been used on vessels that meet
minimum recent landing requirements
using trawl gear. This action would
provide exemptions to this requirement
for licenses that are used in trawl
fisheries subject to quota–based
management. This action would issue
new area endorsements for trawl catcher
vessels in the Aleutian Islands if
minimum recent landing requirements
in the Aleutian Islands were met. This
action is intended to promote the goals
and objectives of the Magnuson–Stevens
Fishery Conservation and Management
Act, the FMP, and other applicable
laws.
DATES: Comments on the amendments
must be submitted on or before February
10, 2009.
ADDRESSES: Send comments to Sue
Salveson, Assistant Regional
Administrator, Sustainable Fisheries
Division, Alaska Region, NMFS, Attn:
Ellen Sebastian. You may submit
comments, identified by ‘‘RIN 0648–
AX14,’’ by any one of the following
methods:
PO 00000
Frm 00036
Fmt 4702
Sfmt 4702
75659
• Electronic Submissions: Submit all
electronic public comments via the
FederaleRulemaking Portal website at
https://www.regulations.gov.
• Mail: P. O. Box 21668, Juneau, AK
99802.
• Fax: (907) 586–7557.
• Hand delivery to the Federal
Building: 709 West 9th Street, Room
420A, Juneau, AK.
All comments received are a part of
the public record and will generally be
posted to https://www.regulations.gov
without change. All Personal Identifying
Information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
NMFS will accept anonymous
comments (enter ‘‘N/A’’ in the required
fields if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word, Excel, WordPerfect, or Adobe
portable document file (pdf) formats
only.
Copies of Amendments 92 and 82, the
Regulatory Impact Review (RIR)/Initial
Regulatory Flexibility Analysis (IRFA),
and the Environmental Assessment (EA)
prepared for this action may be obtained
from the NMFS Alaska Region at the
address above or from the Alaska Region
website at https://www.fakr.noaa.gov/
sustainablefisheries.htm.
FOR FURTHER INFORMATION CONTACT:
Glenn Merrill, 907–586–7228.
SUPPLEMENTARY INFORMATION: The
Magnuson–Stevens Fishery
Conservation and Management Act
requires that each regional fishery
management council submit any fishery
management plan amendment it
prepares to NMFS for review and
approval, disapproval, or partial
approval by the Secretary of Commerce
(Secretary). The Magnuson–Stevens Act
also requires that NMFS, upon receiving
a fishery management plan amendment,
immediately publish a notice in the
Federal Register announcing that the
amendment is available for public
review and comment.
The license limitation program (LLP)
for groundfish fisheries was
recommended by the North Pacific
Fishery Management Council (Council)
in June 1995 as Amendments 39 and 41
to the Bering Sea/Aleutian Islands
Management Area (BSAI) and the Gulf
of Alaska (GOA) FMPs, respectively.
NMFS published a final rule to
implement the LLP on October 1, 1998
(63 FR 52642), and the LLP was
implemented on January 1, 2000.
E:\FR\FM\12DEP1.SGM
12DEP1
Agencies
[Federal Register Volume 73, Number 240 (Friday, December 12, 2008)]
[Proposed Rules]
[Pages 75631-75659]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-29498]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 216
RIN 0648-AW78
Taking and Importing Marine Mammals; U.S. Navy Training in the
Virginia Capes Range Complex
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the U.S. Navy (Navy) for
authorization to take marine mammals incidental to training activities
conducted within the Virginia Capes (VACAPES) Range Complex for the
[[Page 75632]]
period of April 2009 through April 2014. Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is proposing regulations to govern that
take and requesting information, suggestions, and comments on these
proposed regulations.
DATES: Comments and information must be received no later than January
12, 2009.
ADDRESSES: You may submit comments, identified by 0648-AW78, by any one
of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal https://www.regulations.gov
Hand delivery or mailing of paper, disk, or CD-ROM
comments should be addressed to Michael Payne, Chief, Permits,
Conservation and Education Division, Office of Protected Resources,
National Marine Fisheries Service, 1315 East-West Highway, Silver
Spring, MD 20910-3225.
Instructions: All comments received are a part of the public record
and will generally be posted to https://www.regulations.gov without
change. All Personal Identifying Information (for example, name,
address, etc.) voluntarily submitted by the commenter may be publicly
accessible. Do not submit Confidential Business Information or
otherwise sensitive or protected information.
NMFS will accept anonymous comments (enter N/A in the required
fields if you wish to remain anonymous). Attachments to electronic
comments will be accepted in Microsoft Word, Excel, WordPerfect, or
Adobe PDF file formats only.
FOR FURTHER INFORMATION CONTACT: Shane Guan, Office of Protected
Resources, NMFS, (301) 713-2289, ext. 137.
SUPPLEMENTARY INFORMATION:
Availability
A copy of the Navy's application may be obtained by writing to the
address specified above (See ADDRESSES), telephoning the contact listed
above (see FOR FURTHER INFORMATION CONTACT), or visiting the internet
at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm. The Navy's
Draft Environmental Impact Statement (DEIS) for the VACAPES Range
Complex was published on June 27, 2008, and may be viewed at https://
www.VACAPESRangeComplexEIS.com. NMFS participated in the development of
the Navy's DEIS as a cooperating agency under the National
Environmental Policy Act (NEPA).
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce (Secretary) to allow, upon request,
the incidental, but not intentional taking of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) during periods of not more than five consecutive years each if
certain findings are made and regulations are issued or, if the taking
is limited to harassment, notice of a proposed authorization is
provided to the public for review.
Authorization shall be granted if NMFS finds that the taking will
have a negligible impact on the species or stock(s), will not have an
unmitigable adverse impact on the availability of the species or
stock(s) for subsistence uses, and if the permissible methods of taking
and requirements pertaining to the mitigation, monitoring and reporting
of such taking are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as:
an impact resulting from the specified activity that cannot be
reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.
The National Defense Authorization Act of 2004 (NDAA) (Public Law
108-136) removed the ``small numbers'' and ``specified geographical
region'' limitations and amended the definition of ``harassment'' as it
applies to a ``military readiness activity'' to read as follows
(Section 3(18)(B) of the MMPA):
(i) any act that injures or has the significant potential to
injure a marine mammal or marine mammal stock in the wild [Level A
Harassment]; or (ii) any act that disturbs or is likely to disturb a
marine mammal or marine mammal stock in the wild by causing
disruption of natural behavioral patterns, including, but not
limited to, migration, surfacing, nursing, breeding, feeding, or
sheltering, to a point where such behavioral patterns are abandoned
or significantly altered [Level B Harassment].
Summary of Request
On March 17, 2008, NMFS received an application from the Navy
requesting authorization for the take of 13 species of cetacean
incidental to the proposed training activities in VACAPES Range Complex
over the course of 5 years. These training activities are classified as
military readiness activities. The Navy states that these training
activities may cause various impacts to marine mammal species in the
proposed VACAPES Range Complex area. The Navy requests an authorization
to take individuals of these cetacean species by Level B Harassment.
Further, the Navy requests authorization to take 1 individual Atlantic
spotted, 20 common, 1 pantropical spotted, and 3 striped dolphins per
year by injury, and 1 individual common dolphin per year by mortality,
as a result of the proposed training activities at VACAPES Range
Complex. Please refer to Table 29 of the LOA application for detailed
information of the potential exposures from explosive ordnance (per
year) for marine mammals in the VACAPES Range Complex. However, due to
the proposed mitigation and monitoring measures, NMFS does not believe
the proposed action would result in marine mammal mortalities.
Therefore, no mortality would be authorized for the Navy's VACAPES
Range Complex training activities.
Background of Navy Request
The Navy's mission is to maintain, train, and equip combat-ready
naval forces capable of winning wars, deterring aggression, and
maintaining freedom of the seas. Title 10, U.S. Code (U.S.C.) section
5062 directs the Chief of Naval Operations to train all naval forces
for combat. The Chief of Naval Operations meets that direction, in
part, by conducting at-sea training exercises and ensuring naval forces
have access to ranges, operating areas (OPAREAs) and airspace where
they can develop and maintain skills for wartime missions and conduct
research, development, test, and evaluation (RDT&E) of naval weapons
systems.
The VACAPES Range Complex represents an essential three-dimensional
space that provides a realistic and safe training area for Navy
personnel. For nearly a century the area has supported Navy training
activities, and is now host to a wide range of training every year to
ensure the U.S. military members are ready for combat.
The VACAPES Range Complex is the principal training area for air,
surface and submarine units located in Hampton Roads, Virginia. The
VACAPES Range Complex is also the primary homeport of the Atlantic
Fleet. The Hampton Roads area includes more than 80,000 active duty
Navy personnel. In addition to serving as the site for essential Navy
training, the VACAPES Range Complex is host to activities for the RDT&E
of emerging technologies. The RDT&E activities addressed in the VACAPES
EIS/OEIS are those RDT&E activities that are substantially similar to
training, involving existing systems or systems with similar operating
parameters.
The VACAPES Study Area geographically encompasses offshore, near-
shore, and onshore OPAREAs,
[[Page 75633]]
ranges, and Special Use Airspace (SUA) (Figure 1 of the application).
The lower Chesapeake Bay is also part of the Study Area, although no
training involving explosions would be performed in this area.
Together, components of the VACAPES Study Area encompass:
27,661 square nautical miles (nm\2\) of sea space (not
including the portion of the Lower Chesapeake Bay); and
28,672 nm\2\ of SUA warning areas
The portions of the VACAPES Study Area addressed in the Navy's
application consist of the offshore OPAREA (surface and subsurface
waters) and the SUA warning areas (and not the SUA associated with land
ranges), and waters extending from the shoreline to the OPAREA boundary
(Table 1 of the application). Table 6 of the LOA application provides a
list of marine mammal species that have been confirmed and/or have the
potential to occur in the VACAPES Study Area.
The VACAPES OPAREA is a set of operating and maneuver areas with
defined ocean surface and subsurface operating areas described in
detail in Table 1 of the application. The OPAREA is located in the
coastal and offshore waters of the western North Atlantic Ocean
adjacent to Delaware, Maryland, Virginia, and North Carolina (Figure 1
of the application; 27,661 nm\2\ of surface waters). The northernmost
boundary of the OPAREA is located 37 nautical miles (nm) off the
entrance to Delaware Bay at latitude 38[deg] 45' N, the farthest point
of the eastern boundary is 184 nm east of Chesapeake Bay at longitude
72[deg] 41' W, and the southernmost point is 105 nm southeast of Cape
Hatteras, North Carolina, at latitude of 34[deg] 19' N. The western
boundary of the OPAREA lies 3 nm from the shoreline at the boundary
separating state and Federal waters.
A warning area is airspace of defined dimensions, extending from 3
nm outward from the U.S. coast, which contains activity that may be
hazardous to nonparticipating aircraft. The purpose of such warning
area is to warn nonparticipating pilots of the potential danger. A
warning area may be located over domestic or international waters or
both.
Description of the Specified Activities
The Navy requests an authorization for take of marine mammals
incidental to conducting training operations within the VACAPES Range
Complex. These training activities consist of surface warfare, mine
warfare, amphibious warfare, strike warfare, and vessel movement. The
locations of these activities are described in Figure 1 of the
application. A description of each of these training activities within
the VACAPES Range Complex is provided below:
Surface Warfare
Surface Warfare (SUW) supports defense of a geographical area
(e.g., a zone or barrier) in cooperation with surface, subsurface, and
air forces. SUW operations detect, localize, and track surface targets,
primarily ships. Detected ships are monitored visually and with radar.
Operations include identifying surface contacts, engaging with weapons,
disengaging, evasion and avoiding attack, including implementation of
radio silence and deceptive measures.
For the proposed VACAPES Range Complex training operations, SUW
involving the use of explosive ordnance includes air-to-surface Missile
Exercises and air-to-surface Bombing Exercises that occur at sea.
(1) Missile Exercise (Air-to-Surface) (MISSILEX (A-S)): This
exercise would involve fixed winged aircraft crews and helicopter crews
who launch missiles at at-sea surface targets with the goal of
destroying or disabling the target. MISSILEX (A-S) training in the
VACAPES Range Complex can occur during the day or at night in locations
described in Figure 1 of the LOA application. Table 1 below summarizes
the levels of MISSILEX planned in the VACAPES Range Complex for the
proposed action.
Table 1. Levels of MISSILEX Planned in the VACAPES Range Complex Per Year
----------------------------------------------------------------------------------------------------------------
Operation Platform System/Ordnance Number of Events
----------------------------------------------------------------------------------------------------------------
Missile Exercise (MISSILEX) MH-60S, HH-60H AGM-114 (Hellfire 60 sorties (60 missiles)
(Air to Surface) missile)
--------------------------------------------------------------------------------
F/A-18, P-3C, and P-8A AGM-65 E/F (Maverick 20 sorties (20 missiles)
missile)
----------------------------------------------------------------------------------------------------------------
(2) Bombing Exercise (BOMBEX) (A-S): This exercise would involve
strike fighter aircraft (F/A-18s) delivering explosive bombs against
at-sea surface targets with the goal of destroying the target. BOMBEX
(A-S) training in the VACAPES Study Area occurs only during daylight
hours in the locations described in Figure 1 of the LOA application.
Table 2 below summarizes the levels of BOMBEX planned in the VACAPES
Range Complex for the proposed action.
Table 2. Levels of BOMBEX Planned in the VACAPES Range Complex Per Year
----------------------------------------------------------------------------------------------------------------
Operation Platform System/Ordnance Number of Events
----------------------------------------------------------------------------------------------------------------
Bombing Exercise (BOMBEX) F/A-18 MK-83/GBU-32 [1,000 lb High 5 events (20 bombs 4 bombs/
(Air-to-Surface, At-Sea) Explosive (HE) bomb] event)
----------------------------------------------------------------------------------------------------------------
Mine Warfare/Mine Exercises
Mine Warfare (MIW) includes the strategic, operational, and
tactical use of mines and mine countermine measures (MCM). MIW training
events are also collectively referred to as Mine Exercises (MINEX). MIW
training/MINEX utilizes shapes to simulate mines. These shapes are
either concrete-filled shapes or metal shapes. No actual explosive
mines are used during MIW training in the VACAPES Range Complex study
area. MIW training or MINEX is divided into the following.
(1) Mine laying: Crews practice the laying of mine shapes in
simulated enemy areas;
(2) Mine countermeasures: Crews practice ``countering'' simulated
enemy mines to permit the maneuver of friendly vessels and troops.
[[Page 75634]]
``Countering'' refers to both the detection and identification of enemy
mines, the marking and maneuver of vessels and troops around identified
enemy mines and mine fields, and the disabling of enemy mines. A subset
of mine countermeasures is mine neutralization. Mine neutralization
refers to the disabling of enemy mines by causing them to self-detonate
either by setting a small explosive charge in the vicinity of the enemy
mine, or by using various types of equipment that emit a sound,
pressure, or a magnetic field that causes the mine to trip and self-
detonate. In all cases, actual explosive (live) mines would not be used
during training events. Rather, mine shapes are used to simulate real
enemy mines. Table 3 below summarizes the levels of mine warfare/mine
exercises planned in the VACAPES Range Complex for the proposed action.
Table 3. Levels of Mine Warfare/Mine Exercises Planned in the VACAPES Range Complex Per Year
----------------------------------------------------------------------------------------------------------------
Operation Platform System/Ordnance Number of Events
----------------------------------------------------------------------------------------------------------------
Mine Neutralization MH-60S AMNS 30 rounds
--------------------------------------------------------------------------------
EOD 20 lb charges 24 events
----------------------------------------------------------------------------------------------------------------
In the VACAPES Range Complex study areas, MIW training/MINEX events
include the use of explosive charges for two and one types of mine
countermeasures and neutralization training, respectively. This
training would use the Airborne Mine Neutralization System (AMNS) and
underwater detonations of mine shapes by Explosive Ordnance Disposal
(EOD) divers. MIW training/MINEX would occur only during daylight hours
in the locations described in Figure 1 of the LOA application.
Amphibious Warfare
Amphibious Warfare (AMW) involves the utilization of naval
firepower and logistics in combination with U.S. Marine Corps landing
forces to project military power ashore. AMW encompasses a broad
spectrum of operations involving maneuver from the sea to objectives
ashore, ranging from shore assaults, boat raids, ship-to-shore
maneuver, shore bombardment and other naval fire support, and air
strike and close air support training. AMW that involves the use of
explosive ordnance is limited to Firing Exercises (FIREX).
During a FIREX, surface ships use their main battery guns to fire
from sea at land targets in support of military forces ashore. On the
east coast, the land ranges where FIREX training can take place are
limited. Therefore, land masses are simulated during east coast FIREX
training using the Integrated Maritime Portable Acoustic Scoring and
Simulation System (IMPASS) system, a system of buoys that simulate a
land mass. FIREX training using IMPASS would occur only during daylight
hours in the locations described in Figure 1 of the LOA application.
Table 4 below summarizes the levels of FIREX and IMPASS planned in the
VACAPES Range Complex for the proposed action.
Table 4. Levels of FIREX and IMPASS Planned in the VACAPES Range Complex Per Year
--------------------------------------------------------------------------------------------------------------------------------------------------------
Operation Platform System/Ordnance Number of Events
--------------------------------------------------------------------------------------------------------------------------------------------------------
FIREX with IMPASS CG, DDG 5'' gun (IMPASS) 22 events (858 HE rounds)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Strike Warfare
Strike Warfare (STW) operations are the applications of offensive
military power at any chosen time and place to help carry out national
goals. The systems required to conduct STW include: weapons, launch
platforms, and command and control systems, intelligence, surveillance,
reconnaissance, and targeting systems, and pilots or crews to operate
the systems. STW involving the use of explosive ordnance includes air-
to-air Missile Exercises (MISSILEX (A-A)).
Strike fighter and electronic attack aircraft use sensors to detect
radar signals from a simulated threat radar site and either simulate or
actually launch an explosive or non-explosive high-speed anti-radiation
missile (HARM) with the goal of destroying or disabling the threat
radar site. HARM missiles are designed to detonate 30 - 60 ft (9 - 18
m) above the water surface so as to not destroy the barge target below.
Therefore HARM missiles are not included in the underwater explosive
exposure modeling since no marine mammal exposures are anticipated.
HARM training events are conducted in the daytime and at night in
locations described in Figure 1 of the LOA application. Table 5 below
summarizes the levels of HARMEX (A-A) planned in the VACAPES Range
Complex for the proposed action.
Table 5. Levels of HARMEX (A-A) Planned in the VACAPES Range Complex Per Year
----------------------------------------------------------------------------------------------------------------
Operation Platform System/Ordnance Number of Events
----------------------------------------------------------------------------------------------------------------
HARM Missile Exercise (HARMEX) F/A-18 AGM-88 (HARM) 26 sorties (26 missiles)
----------------------------------------------------------------------------------------------------------------
Vessel Movement
Vessel movements are associated with most training operations in
the VACAPES Range Complex and include transits to and from the port.
Some training operations are strictly vessel movements such as Man
Overboard Drills, Tow/Be Towed Exercises, Underway Replenishment,
Aircraft Carrier Flight Operations, and use of the transit lanes by
submarines when surfaced. Currently, the number of Navy vessels
operating in the VACAPES Range Complex study area varies based on
training schedules and can range
[[Page 75635]]
from 0 to about 10 vessels at any given time. Ship sizes range from 362
ft (110 m) for a SSN to 1,092 ft (333 m) for a CVN and speeds generally
range from 10 to 14 knots during training operations. Operations
involving vessel movements occur intermittently and are variable in
duration, ranging from a few hours up to 2 weeks. These operations are
widely dispersed throughout the operation areas, which is a vast area
encompassing 27,661 nm\2\ (an area approximately the size of Indiana)
for the VACAPES Range Complex. The Navy logs about 1,400 total vessel
days within the Range Complex during a typical year. Consequently, the
density of ships within the study area at any given time is extremely
low (i.e., less than 0.0004 ships/nm\2\).
Description of Marine Mammals in the Area of the Specified Activities
There are 34 marine mammal species with possible or confirmed
occurrence in the VACAPES Range Complex. As indicated in Table 6, there
are 33 cetacean species (7 mysticetes and 26 odontocetes) and one
pinniped species. Table 6 also includes the federal status of these
marine mammal species. Six marine mammal species listed as federally
endangered under the Endangered Species Act (ESA) occur in the VACAPES
Range Complex: the humpback whale, North Atlantic right whale, sei
whale, fin whale, blue whale, and sperm whale. Although it is possible
that any of the 34 species of marine mammals may occur in the VACAPES
Range Complex, only 24 of those species are expected to occur regularly
in the region.
Table 6. Marine Mammal Species Found in the VACAPES Range Complex
----------------------------------------------------------------------------------------------------------------
Family and Scientific Name Common Name Federal Status
----------------------------------------------------------------------------------------------------------------
Order Cetacea
-----------------------------------------
Suborder Mysticeti (baleen whales)
-----------------------------------------
Eubalaena glacialis North Atlantic right whale Endangered
----------------------------------------------------------------------------------------------------------------
Megaptera novaeangliae Humpback whale Endangered
----------------------------------------------------------------------------------------------------------------
Balaenoptera acutorostrata Minke whale ..................................
----------------------------------------------------------------------------------------------------------------
B. brydei Bryde's whale ..................................
----------------------------------------------------------------------------------------------------------------
B. borealis Sei whale Endangered
----------------------------------------------------------------------------------------------------------------
B. physalus Fin whale Endangered
----------------------------------------------------------------------------------------------------------------
B. musculus Blue whale Endangered
----------------------------------------------------------------------------------------------------------------
Suborder Odontoceti (toothed whales)
-----------------------------------------
Physeter macrocephalus Sperm whale Endangered
----------------------------------------------------------------------------------------------------------------
Kogia breviceps Pygmy sperm whale ..................................
----------------------------------------------------------------------------------------------------------------
K. sima Dwarf sperm whale ..................................
----------------------------------------------------------------------------------------------------------------
Ziphius cavirostris Cuvier's beaked whale ..................................
----------------------------------------------------------------------------------------------------------------
Mesoplodon minus True's beaked whale ..................................
----------------------------------------------------------------------------------------------------------------
M. europaeus Gervais' beaked whale ..................................
----------------------------------------------------------------------------------------------------------------
M. bidens Sowerby's beaked whale ..................................
----------------------------------------------------------------------------------------------------------------
M. densirostris Blainville's beaked whale ..................................
----------------------------------------------------------------------------------------------------------------
Steno bredanensis Rough-toothed dolphin ..................................
----------------------------------------------------------------------------------------------------------------
Tursiops truncatus Bottlenose dolphin ..................................
----------------------------------------------------------------------------------------------------------------
Stenella attenuata Pantropical spotted dolphin ..................................
----------------------------------------------------------------------------------------------------------------
S. frontalis Atlantic spotted dolphin ..................................
----------------------------------------------------------------------------------------------------------------
S. longirostris Spinner dolphin ..................................
----------------------------------------------------------------------------------------------------------------
S. clymene Clymene dolphin ..................................
----------------------------------------------------------------------------------------------------------------
S. coeruleoalba Striped dolphin ..................................
----------------------------------------------------------------------------------------------------------------
Delphinus delphis Common dolphin ..................................
----------------------------------------------------------------------------------------------------------------
Lagenodephis hosei Fraser's dolphin ..................................
----------------------------------------------------------------------------------------------------------------
Lagenorhynchus acutus Atlantic white-sided dolphin ..................................
----------------------------------------------------------------------------------------------------------------
[[Page 75636]]
Grampus griseus Risso's dolphin ..................................
----------------------------------------------------------------------------------------------------------------
Peponocephala electra Melon-headed whale ..................................
----------------------------------------------------------------------------------------------------------------
Feresa attenuata Pygmy killer whale ..................................
----------------------------------------------------------------------------------------------------------------
Pseudorca crassidens False killer whale ..................................
----------------------------------------------------------------------------------------------------------------
Orcinus orca Killer whale ..................................
----------------------------------------------------------------------------------------------------------------
Globicephala melas Long-finned pilot whale ..................................
----------------------------------------------------------------------------------------------------------------
G. macrorhynchus Short-finned pilot whale ..................................
----------------------------------------------------------------------------------------------------------------
Phocoena phocoena Harbor porpoise ..................................
----------------------------------------------------------------------------------------------------------------
Order Carnivora
-----------------------------------------
Suborder Pinnipedia
-----------------------------------------
Phoca vitulina Harbor seal ..................................
----------------------------------------------------------------------------------------------------------------
The information contained herein relies heavily on the data
gathered in the Marine Resource Assessments (MRAs). The Navy MRA
Program was implemented by the Commander, Fleet Forces Command, to
initiate collection of data and information concerning the protected
and commercial marine resources found in the Navy's OPAREAs.
Specifically, the goal of the MRA program is to describe and document
the marine resources present in each of the Navy's OPAREAs. The MRA for
the VACAPES OPAREA was recently updated in 2007 (DoN, 2008).
The MRA data were used to provide a regional context for each
species. The MRA represents a compilation and synthesis of available
scientific literature (for example, journals, periodicals, theses,
dissertations, project reports, and other technical reports published
by government agencies, private businesses, or consulting firms), and
NMFS reports including stock assessment reports, recovery plans, and
survey reports.
The density estimates that were used in previous Navy environmental
documents have been recently updated to provide a compilation of the
most recent data and information on the occurrence, distribution, and
density of marine mammals. The updated density estimates used for the
analyses are derived from the Navy OPAREA Density Estimates (NODE) for
the Southeast OPAREAS report (DON, 2007).
Density estimates for cetaceans were either modeled using available
line-transect survey data or derived using available data in order of
preference: (1) through spatial models using line-transect survey data
provided by NMFS; (2) using abundance estimates from Mullin and Fulling
(2003); (3) or based on the cetacean abundance estimates found in the
most current NMFS stock assessment report (SAR) (Waring et al., 2007),
which can be viewed at: https://www.nmfs.noaa.gov/pr/sars/species.htm.
For the model-based approach, density estimates were calculated for
each species within areas containing survey effort. A relationship
between these density estimates and the associated
environmental parameters such as depth, slope, distance from the
shelf break, sea surface temperature, and chlorophyll a concentration
was formulated using generalized additive models. This relationship was
then used to generate a two-dimensional density surface for the region
by predicting densities in areas where no survey data exist.
The analyses for cetaceans were based on sighting data collected
through shipboard surveys conducted by NMFS-Northeast Fisheries Science
Center (NEFSC) and Southeast Fisheries Science Center (SEFSC) between
1998 and 2005. Species-specific density estimates derived through
spatial modeling were compared with abundance estimates found in the
most current NMFS SAR to ensure consistency. All spatial models and
density estimates were reviewed by and coordinated with NMFS Science
Center technical staff and scientists with the University of St.
Andrews, Scotland, Centre for Environmental and Ecological Modeling
(CREEM). For a more detailed description of the methodology involved in
calculating the density estimates provided in this LOA, please refer to
the NODE report for the Southeast (DON 2007).
Potential Impacts to Marine Mammal Species
The Navy considers that explosions associated with BOMBEX,
MISSILEX, FIREX, and MINEX are the activities with the potential to
result in Level A or Level B harassment or mortality of marine mammals.
Vessel strikes were also analyzed for their potential effect to marine
mammals.
Vessel Strikes
Ship strikes are known to affect large whales and sirenians in the
VACAPES Study Area. The most vulnerable marine mammals are those that
spend extended periods of time at the surface in order to restore
oxygen levels within their tissues after deep dives (e.g., the sperm
whale). In addition, some baleen whales, such as the North Atlantic
right whale seem generally unresponsive to vessel sound, making them
more susceptible to vessel collisions (Nowacek et al., 2004). These
species are primarily large, slow moving whales. Smaller marine
mammals, for example, Atlantic bottlenose and Atlantic spotted
dolphins-move quickly throughout the water column and are often seen
riding the bow wave of large ships. Marine mammal responses to vessels
may include avoidance and changes in dive pattern (NRC, 2003).
After reviewing historical records and computerized stranding
databases for evidence of ship strikes involving baleen and sperm
whales, Laist et al. (2001) found that accounts of large whale ship
strikes involving motorized
[[Page 75637]]
boats in the area date back to at least the late 1800s. Ship collisions
remained infrequent until the 1950s, after which point they increased.
Laist et al. (2001) report that both the number and speed of motorized
vessels have increased over time for trans-Atlantic passenger services,
which transit through the area. They concluded that most strikes occur
over or near the continental shelf, that ship strikes likely have a
negligible effect on the status of most whale populations, but that for
small populations or segments of populations the impact of ship strikes
may be significant.
Although ship strikes may result in the mortality of a limited
number of whales within a population or stock, Laist et al. (2001) also
concluded that, when considered in combination with other human-related
mortalities in the area (e.g., entanglement in fishing gear), these
ship strikes may present a concern for whale populations.
Of 11 species known to be hit by ships, fin whales are struck most
frequently; right whales, humpback whales, sperm whales, and gray
whales are all hit commonly (Laist et al., 2001). In some areas, one-
third of all fin whale and right whale strandings appear to involve
ship strikes. Sperm whales spend long periods (typically up to 10
minutes; Jacquet et al., 1996) ``rafting'' at the surface between deep
dives. This could make them exceptionally vulnerable to ship strikes.
Berzin (1972) noted that there were ``many'' reports of sperm whales of
different age classes being struck by vessels, including passenger
ships and tug boats. There were also instances in which sperm whales
approached vessels too closely and were cut by the propellers (NMFS,
2006d).
The east coast is a principal migratory corridor for North Atlantic
right whales that travel between the calving/nursery areas in the
Southeastern United States and feeding grounds in the northeast U.S.
and Canada. Transit to the Study Area from mid-Atlantic ports requires
Navy vessels to cross the migratory route of North Atlantic right
whales. Southward right whale migration generally occurs from mid- to
late November, although some right whales may arrive off the Florida
coast in early November and stay into late March (Kraus et al., 1993).
The northbound migration generally takes place between January and late
March. Data indicate that during the spring and fall migration, right
whales typically occur in shallow water immediately adjacent to the
coast, with over half the sightings (63 percent) occurring within 18.5
km (10 NM), and 94.1 percent reported within 55 km (30 NM) of the coast
(Knowlton et al., 2002). Given the low abundance of North Atlantic
right whales relative to other species, the frequency of occurrence of
vessel collisions to right whales suggests that the threat of ship
strikes is proportionally greater to this species (Jensen and Silber,
2003). Therefore, in 2004, NMFS proposed a right whale vessel collision
reduction strategy to consider the establishment of operational
measures for the shipping industry to reduce the potential for large
vessel collisions with North Atlantic right whales while transiting to
and from mid-Atlantic ports during right whale migratory periods.
Although Navy vessel traffic generally represents only 2 - 3 percent of
overall large vessel traffic, based on this biological characteristic
and the presence of critical Navy ports along the whales of mid-
Atlantic migratory corridor, the Navy was the first Federal agency to
proactively adopt additional mitigation measures for transits in the
vicinity of mid-Atlantic ports during right whale migration. For
purposes of these measures, the mid-Atlantic is defined broadly to
include ports south and east of Block Island Sound southward to South
Carolina.
Accordingly, the Navy has proposed mitigation measures to reduce
the potential for collisions with surfaced marine mammals (for more
details refer to Proposed Mitigation section below). Based on the
implementation of Navy mitigation measures, especially during times of
anticipated right whale occurrence, and the relatively low density of
Navy ships in the Study Area the likelihood that a vessel collision
would occur is very low.
Assessment of Marine Mammal Response to Anthropogenic Sound
Marine mammals respond to various types of anthropogenic sounds
introduced into the ocean environment. Responses are typically subtle
and can include shorter surfacings, shorter dives, fewer blows per
surfacing, longer intervals between blows (breaths), ceasing or
increasing vocalizations, shortening or lengthening vocalizations, and
changing frequency or intensity of vocalizations (NRC, 2005). However,
it is not known how these responses relate to significant effects
(e.g., long-term effects or population consequences). The following is
an assessment of marine mammal responses and disturbances when exposed
to anthropogenic sound.
I. Physiology
Potential impacts to the auditory system are assessed by
considering the characteristics of the received sound (e.g., amplitude,
frequency, duration) and the sensitivity of the exposed animals. Some
of these assessments can be numerically based (e.g., temporary
threshold shift [TTS] of hearing sensitivity, permanent threshold shift
[PTS] of hearing sensitivity, perception). Others will be necessarily
qualitative, due to lack of information, or will need to be
extrapolated from other species for which information exists.
Potential physiological responses to the sound exposure are ranked
in descending order, with the most severe impact (auditory trauma)
occurring at the top and the least severe impact occurring at the
bottom (the sound is not perceived).
Auditory trauma represents direct mechanical injury to hearing
related structures, including tympanic membrane rupture,
disarticulation of the middle ear ossicles, and trauma to the inner ear
structures such as the organ of Corti and the associated hair cells.
Auditory trauma is always injurious that could result in PTS. Auditory
trauma is always assumed to result in a stress response.
Auditory fatigue refers to a loss of hearing sensitivity after
sound stimulation. The loss of sensitivity persists after, sometimes
long after, the cessation of the sound. The mechanisms responsible for
auditory fatigue differ from auditory trauma and would primarily
consist of metabolic exhaustion of the hair cells and cochlear tissues.
The features of the exposure (e.g., amplitude, frequency, duration,
temporal pattern) and the individual animal's susceptibility would
determine the severity of fatigue and whether the effects were
temporary (TTS) or permanent (PTS). Auditory fatigue (PTS or TTS) is
always assumed to result in a stress response.
Sounds with sufficient amplitude and duration to be detected among
the background ambient noise are considered to be perceived. This
category includes sounds from the threshold of audibility through the
normal dynamic range of hearing (i.e., not capable of producing
fatigue).
To determine whether an animal perceives the sound, the received
level, frequency, and duration of the sound are compared to what is
known of the species' hearing sensitivity.
Since audible sounds may interfere with an animal's ability to
detect other sounds at the same time, perceived sounds have the
potential to result in
[[Page 75638]]
auditory masking. Unlike auditory fatigue, which always results in a
stress response because the sensory tissues are being stimulated beyond
their normal physiological range, masking may or may not result in a
stress response, depending on the degree and duration of the masking
effect. Masking may also result in a unique circumstance where an
animal's ability to detect other sounds is compromised without the
animal's knowledge. This could conceivably result in sensory impairment
and subsequent behavior change; in this case, the change in behavior is
the lack of a response that would normally be made if sensory
impairment did not occur. For this reason, masking also may lead
directly to behavior change without first causing a stress response.
The features of perceived sound (e.g., amplitude, duration,
temporal pattern) are also used to judge whether the sound exposure is
capable of producing a stress response. Factors to consider in this
decision include the probability of the animal being naive or
experienced with the sound (i.e., what are the known/unknown
consequences of the exposure).
The received level is not of sufficient amplitude, frequency, and
duration to be perceptible by the animal. By extension, this does not
result in a stress response (not perceived).
Potential impacts to tissues other than those related to the
auditory system are assessed by considering the characteristics of the
sound (e.g., amplitude, frequency, duration) and the known or estimated
response characteristics of nonauditory tissues. Some of these
assessments can be numerically based (e.g., exposure required for
rectified diffusion). Others will be necessarily qualitative, due to
lack of information. Each of the potential responses may or may not
result in a stress response.
Direct tissue effects - Direct tissue responses to sound
stimulation may range from tissue shearing (injury) to mechanical
vibration with no resulting injury. Any tissue injury would produce a
stress response, whereas noninjurious stimulation may or may not.
Indirect tissue effects - Based on the amplitude, frequency, and
duration of the sound, it must be assessed whether exposure is
sufficient to indirectly affect tissues. For example, the hypothesis
that rectified diffusion occurs is based on the idea that bubbles that
naturally exist in biological tissues can be stimulated to grow by an
acoustic field. Under this hypothesis, one of three things could
happen: (a) bubbles grow to the extent that tissue hemorrhage occurs
(injury); (b) bubbles develop to the extent that a complement immune
response is triggered or nervous tissue is subjected to enough
localized pressure that pain or dysfunction occurs (a stress response
without injury); or (c) the bubbles are cleared by the lung without
negative consequence to the animal.
No tissue effects - The received sound is insufficient to cause
either direct (mechanical) or indirect effects to tissues. No stress
response occurs.
II. The Stress Response
The acoustic source is considered a potential stressor if, by its
action on the animal, via auditory or nonauditory means, it may produce
a stress response in the animal. The term ``stress'' has taken on an
ambiguous meaning in the scientific literature, but with respect to the
later discussions of allostasis and allostatic loading, the stress
response will refer to an increase in energetic expenditure that
results from exposure to the stressor and which is predominantly
characterized by either the stimulation of the sympathetic nervous
system (SNS) or the hypothalamic-pituitary-adrenal (HPA) axis (Reeder
and Kramer, 2005). The SNS response to a stressor is immediate and
acute and is characterized by the release of the catecholamine
neurohormones norepinephrine and epinephrine (i.e., adrenaline). These
hormones produce elevations in the heart and respiration rate, increase
awareness, and increase the availability of glucose and lipids for
energy. The HPA response is ultimately defined by increases in the
secretion of the glucocorticoid steroid hormones, predominantly
cortisol in mammals. The amount of increase in circulating
glucocorticoids above baseline may be an indicator of the overall
severity of a stress response (Hennessy et al., 1979). Each component
of the stress response is variable in time; e.g., adrenalines are
released nearly immediately and are used or cleared by the system
quickly, whereas cortisol levels may take long periods of time to
return to baseline.
The presence and magnitude of a stress response in an animal
depends on a number of factors. These include the animal's life history
stage (e.g., neonate, juvenile, adult), the environmental conditions,
reproductive or developmental state, and experience with the stressor.
Not only will these factors be subject to individual variation, but
they will also vary within an individual over time. In considering
potential stress responses of marine mammals to acoustic stressors,
each of these should be considered. For example, is the acoustic
stressor in an area where animals engage in breeding activity? Are
animals in the region resident and likely to have experience with the
stressor (i.e., repeated exposures)? Is the region a foraging ground or
are the animals passing through as transients? What is the ratio of
young (naive) to old (experienced) animals in the population? It is
unlikely that all such questions can be answered from empirical data;
however, they should be addressed in any qualitative assessment of a
potential stress response as based on the available literature.
The stress response may or may not result in a behavioral change,
depending on the characteristics of the exposed animal. However,
provided a stress response occurs, we assume that some contribution is
made to the animal's allostatic load. Allostasis is the ability of an
animal to maintain stability through change by adjusting its physiology
in response to both predictable and unpredictable events (McEwen and
Wingfield, 2003). The same hormones associated with the stress response
vary naturally throughout an animal's life, providing support for
particular life history events (e.g., pregnancy) and predictable
environmental conditions (e.g., seasonal changes). The allostatic load
is the cumulative cost of allostasis incurred by an animal and is
generally characterized with respect to an animal's energetic
expenditure. Perturbations to an animal that may occur with the
presence of a stressor, either biological (e.g., predator) or
anthropogenic (e.g., construction), can contribute to the allostatic
load (Wingfield, 2003). Additional costs are cumulative and additions
to the allostatic load over time may contribute to reductions in the
probability of achieving ultimate life history functions (e.g.,
survival, maturation, reproductive effort and success) by producing
pathophysiological states. The contribution to the allostatic load from
a stressor requires estimating the magnitude and duration of the stress
response, as well as any secondary contributions that might result from
a change in behavior.
If the acoustic source does not produce tissue effects, is not
perceived by the animal, or does not produce a stress response by any
other means, we assume that the exposure does not contribute to the
allostatic load. Additionally, without a stress response or auditory
masking, it is assumed that there can be no behavioral change.
Conversely, any immediate effect of exposure that produces an injury is
assumed to also produce a stress response and contribute to the
allostatic load.
[[Page 75639]]
III. Behavior
Changes in marine mammal behavior are expected to result from an
acute stress response. This expectation is based on the idea that some
sort of physiological trigger must exist to change any behavior that is
already being performed. The exception to this rule is the case of
auditory masking. The presence of a masking sound may not produce a
stress response, but may interfere with the animal's ability to detect
and discriminate biologically relevant signals. The inability to detect
and discriminate biologically relevant signals hinders the potential
for normal behavioral responses to auditory cues and is thus considered
a behavioral change.
Impulsive sounds from explosions have very short durations as
compared to other sounds like sonar or ship noise, which are more
likely to produce auditory masking. Additionally the explosive sources
analyzed in this document are used infrequently and the training events
are typically of short duration. Therefore, the potential for auditory
masking is unlikely and no impacts to marine mammals due to auditory
masking are anticipated due to implementing the proposed action.
Numerous behavioral changes can occur as a result of stress
response. For each potential behavioral change, the magnitude in the
change and the severity of the response needs to be estimated. Certain
conditions, such as stampeding (i.e., flight response) or a response to
a predator, might have a probability of resulting in injury. For
example, a flight response, if significant enough, could produce a
stranding event. Each altered behavior may also have the potential to
disrupt biologically significant events (e.g., breeding or nursing) and
may need to be classified as Level B harassment. All behavioral
disruptions have the potential to contribute to the allostatic load.
This secondary potential is signified by the feedback from the
collective behaviors to allostatic loading.
IV. Life Function
IV.1. Proximate Life Functions
Proximate life history functions are the functions that the animal
is engaged in at the time of acoustic exposure. The disruption of these
functions, and the magnitude of the disruption, is something that must
be considered in determining how the ultimate life history functions
are affected. Consideration of the magnitude of the effect to each of
the proximate life history functions is dependent upon the life stage
of the animal. For example, an animal on a breeding ground which is
sexually immature will suffer relatively little consequence to
disruption of breeding behavior when compared to an actively displaying
adult of prime reproductive age.
IV.2. Ultimate Life Functions
The ultimate life functions are those that enable an animal to
contribute to the population (or stock, or species, etc.). The impact
to ultimate life functions will depend on the nature and magnitude of
the perturbation to proximate life history functions. Depending on the
severity of the response to the stressor, acute perturbations may have
nominal to profound impacts on ultimate life functions. For example,
unit-level use of sonar by a vessel transiting through an area that is
utilized for foraging, but not for breeding, may disrupt feeding by
exposed animals for a brief period of time. Because of the brevity of
the perturbation, the impact to ultimate life functions may be
negligible. By contrast, weekly training over a period of years may
have a more substantial impact because the stressor is chronic.
Assessment of the magnitude of the stress response from the chronic
perturbation would require an understanding of how and whether animals
acclimate to a specific, repeated stressor and whether chronic
elevations in the stress response (e.g., cortisol levels) produce
fitness deficits.
The proximate life functions are loosely ordered in decreasing
severity of impact. Mortality (survival) has an immediate effect, in
that no future reproductive success is feasible and there is no further
addition to the population resulting from reproduction. Severe injuries
may also lead to reduced survivorship (longevity) and prolonged
alterations in behavior. The latter may further affect an animal's
overall reproductive success and reproductive effort. Disruptions of
breeding have an immediate impact on reproductive effort and may impact
reproductive success. The magnitude of the effect will depend on the
duration of the disruption and the type of behavior change that was
provoked. Disruptions to feeding and migration can affect all of the
ultimate life functions; however, the impacts to reproductive effort
and success are not likely to be as severe or immediate as those
incurred by mortality and breeding disruptions.
Explosive Ordnance Exposure Analysis
The underwater explosion from a weapon would send a shock wave and
blast noise through the water, release gaseous by-products, create an
oscillating bubble, and cause a plume of water to shoot up from the
water surface. The shock wave and blast noise are of most concern to
marine animals. The effects of an underwater explosion on a marine
mammal depends on many factors, including the size, type, and depth of
both the animal and the explosive charge; the depth of the water
column; and the standoff distance between the charge and the animal, as
well as the sound propagation properties of the environment. Potential
impacts can range from brief effects (such as behavioral disturbance),
tactile perception, physical discomfort, slight injury of the internal
organs and the auditory system, to death of the animal (Yelverton et
al., 1973; O'Keeffe and Young, 1984; DoN, 2001). Non-lethal injury
includes slight injury to internal organs and the auditory system;
however, delayed lethality can be a result of individual or cumulative
sublethal injuries (DoN, 2001). Immediate lethal injury would be a
result of massive combined trauma to internal organs as a direct result
of proximity to the point of detonation (DoN, 2001). Generally,
exposures to higher levels of impulse and pressure levels would result
in worse impacts to an individual animal.
Injuries resulting from a shock wave take place at boundaries
between tissues of different density. Different velocities are imparted
to tissues of different densities, and this can lead to their physical
disruption. Blast effects are greatest at the gas-liquid interface
(Landsberg, 2000). Gas-containing organs, particularly the lungs and
gastrointestinal tract, are especially susceptible (Goertner, 1982;
Hill, 1978; Yelverton et al., 1973). In addition, gas-containing organs
including the nasal sacs, larynx, pharynx, trachea, and lungs may be
damaged by compression/expansion caused by the oscillations of the
blast gas bubble (Reidenberg and Laitman, 2003). Intestinal walls can
bruise or rupture, with subsequent hemorrhage and escape of gut
contents into the body cavity. Less severe gastrointestinal tract
injuries include contusions, petechiae (small red or purple spots
caused by bleeding in the skin), and slight hemorrhaging (Yelverton et
al., 1973).
Because the ears are the most sensitive to pressure, they are the
organs most sensitive to injury (Ketten, 2000). Sound-related damage
associated with blast noise can be theoretically distinct from injury
from the shock wave, particularly farther from the explosion. If an
animal is able to hear a noise, at some level it can damage its hearing
by
[[Page 75640]]
causing decreased sensitivity (Ketten, 1995) (See Assessment of Marine
Mammal Response to Anthropogenic Sound Section above). Sound-related
trauma can be lethal or sublethal. Lethal impacts are those that result
in immediate death or serious debilitation in or near an intense source
and are not, technically, pure acoustic trauma (Ketten, 1995).
Sublethal impacts include hearing loss, which is caused by exposures to
perceptible sounds. Severe damage (from the shock wave) to the ears
includes tympanic membrane rupture, fracture of the ossicles, damage to
the cochlea, hemorrhage, and cerebrospinal fluid leakage into the
middle ear. Moderate injury implies partial hearing loss due to
tympanic membrane rupture and blood in the middle ear. Permanent
hearing loss also can occur when the hair cells are damaged by one very
loud event, as well as by prolonged exposure to a loud noise or chronic
exposure to noise. The level of impact from blasts depends on both an
animal's location and, at outer zones, on its sensitivity to the
residual noise (Ketten, 1995).
The exercises that use explosives include: FIREX with IMPASS,
MISSILEX, BOMBEX, and MINEX. Table 7 summarizes the number of events
(per year by season) and specific areas where each occurs for each type
of explosive ordnance used. For most of the operations, there is no
difference in how many events take place between the different seasons.
Fractional values are a result of evenly distributing the annual totals
over the four seasons. For example, there are 45 Hellfire events per
year that can take place in Air Kilo during any season, so there are
11.25 events modeled for each season. However, the 20 lb charge MINEX
events are more likely to take place in the summer and this is
represented in the seasonal allocation of events.
Table 7. Number of Explosive Events within the VACAPES Range Complex
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sub-Area Ordnance Winter Spring Summer Fall Annual Totals
--------------------------------------------------------------------------------------------------------------------------------------------------------
MISSILEX ................... ................... .................. .................. 106
--------------------------------------------------------------------------------------------------------------------------------------------------------
Air-K Hellfire 11.25 11.25 11.25 11.25 ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
W-72A (2) Hellfire 3.75 3.75 3.75 3.75 ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
Air-E, F, I, J Harm 6.50 6.50 6.50 6.50 ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
Air-K Maverick 5 5 5 5 ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
FIREX ................... ................... .................. .................. 22
--------------------------------------------------------------------------------------------------------------------------------------------------------
5C/D 5'' rounds 1.83 1.83 1.83 1.83 ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
7C/D and 8C/D 5'' rounds 1.83 1.83 1.83 1.83 ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
1C1/2 5'' rounds 1.83 1.83 1.83 1.83 ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
MINEX ................... ................... .................. .................. 54
--------------------------------------------------------------------------------------------------------------------------------------------------------
W-50 UNDET 5 LB* 7.50 7.50 7.50 7.50 ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
W-50 UNDET 20 LB 4.00 4.00 12.00 4.00 ..................
--------------------------------------------