Approval Tests and Standards for Closed-Circuit Escape Respirators; Notice of Proposed Rulemaking, 75027-75045 [E8-29235]
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Federal Register / Vol. 73, No. 238 / Wednesday, December 10, 2008 / Proposed Rules
Financial Officer. In addition to the
Annual Report required above, all P–3
and P–4 ‘‘Private Sector’’ programs must
file a program specific management
audit (in a format approved by the
Department of State).
(f) Program participation. A
numerical count, by category, of all
exchange visitors participating in the
sponsor’s program for the reporting year
(active status).
§ 62.16
Employment.
(a) An exchange visitor may receive
compensation from the sponsor or the
sponsor’s appropriate designee for
employment when such activities are
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(b) An exchange visitor who engages
in unauthorized employment shall be
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program status and is subject to
termination as a participant in an
exchange visitor program.
(c) The acceptance of employment by
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expiration dates of the authorized
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dependant. As required by 62.10(d)(6),
sponsors must report accompanying
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in SEVIS.
Dated: December 4, 2008.
Stanley S. Colvin,
Deputy Assistant Secretary, Office of Private
Sector Exchange, Bureau of Educational and
Cultural Affairs, Department of State.
[FR Doc. E8–29213 Filed 12–9–08; 8:45 am]
BILLING CODE 4710–05–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
42 CFR Part 84
RIN 0920–AA10
Approval Tests and Standards for
Closed-Circuit Escape Respirators;
Notice of Proposed Rulemaking
Centers for Disease Control and
Prevention (CDC).
ACTION: Notice of proposed rulemaking.
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AGENCY:
SUMMARY: This notice proposes updated
requirements that the Department of
Health and Human Service’s (HHS),
Centers for Disease Control and
Prevention’s (CDC) National Institute for
Occupational Safety and Health
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(NIOSH) would employ to test and
approve closed-circuit respirators used
for escaping atmospheres considered to
be immediately dangerous to life and
health, including such respirators
required by the Mine Safety and Health
Administration (MSHA) for use in
underground mines. NIOSH and MSHA
jointly review and approve this type of
respirator used for mine emergencies
under 42 CFR pt. 84, Approval of
Respiratory Protective Devices. NIOSH
also approves these respirators used in
other work environments where escape
equipment may be provided to workers,
such as vessels operated by U.S. Navy
and Coast Guard personnel. The
proposed rule would replace only those
technical requirements in 42 CFR Part
84—Subpart H that are uniquely
applicable to closed-circuit escape
respirators (CCERs), a subset of the
variety of escape respirators presently
covered by Subpart H. All other
applicable requirements of 42 CFR Part
84 would remain unchanged. The
purpose of these updated requirements
is to enable NIOSH and MSHA to more
effectively ensure the performance,
reliability, and safety of CCERs.
DATES: CDC invites comments on this
proposed rule from interested parties.
Comments must be received by
February 9, 2009.
ADDRESSES: You may submit comments,
identified by RIN: 0920-AA10, by any of
the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail: niocindocket@cdc.gov.
Include ‘‘RIN: 0920–AA10’’ and ‘‘42
CFR pt. 84’’ in the subject line of the
message.
• Mail: NIOSH Docket Office, Robert
A. Taft Laboratories, MS–C34, 4676
Columbia Parkway, Cincinnati, OH
45226.
Instructions: All submissions received
must include the agency name and
docket number or Regulatory
Information Number (RIN) for this
rulemaking, RIN: 0920–AA10. All
comments received will be posted
without change at the NIOSH docket
Web page: https://www.cdc.gov/niosh/
docket, including any personal
information provided. For detailed
instructions on submitting comments
and additional information on the
rulemaking process, see the ‘‘Public
Participation’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document. Background information
on this rulemaking is available at the
NIOSH Web page: https://www.cdc.gov/
niosh/npptl.
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75027
Tim
Rehak, NIOSH National Personal
Protective Technology Laboratory
(NPPTL), Pittsburgh, PA, (412) 386–
6866 (this is not a toll-free number).
Information requests can also be
submitted by e-mail to
niocindocket@cdc.gov.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
I. Public Participation
Interested persons or organizations
are invited to participate in this
rulemaking by submitting written views,
arguments, recommendations, and data.
Comments are invited on any topic
related to this proposal.
Comments submitted by e-mail or
mail should be titled ‘‘Docket #005
Public Comments’’, addressed to the
‘‘NIOSH Docket Officer’’, and identify
the author(s), return address, and a
phone number, in case clarification is
needed. Comments can be submitted by
e-mail to niocindocket@cdc.gov as email text or as a Word or Word Perfect
file attachment. Printed comments can
be sent to the NIOSH Docket Office at
the address above. All communications
received on or before the closing date
for comments will be fully considered
by CDC.
All comments submitted will be
available for examination in the rule
docket (a publicly available repository
of the documents associated with the
rulemaking) both before and after the
closing date for comments. A complete
electronic docket containing all
comments submitted will be available
after the closing date at https://
www.cdc.gov/niosh/docket. Comments
will also be made available in writing
upon request. NIOSH includes all
comments received without change in
the docket, including any personal
information provided.
II. Background
A. Introduction
A closed-circuit escape respirator
(CCER) technically defined as a closedcircuit, self-contained breathing
apparatus (SCBA) used for escape, is
used in certain industrial and other
work settings during emergencies to
enable users to escape from atmospheres
that can be immediately dangerous to
life and health. The CCER, known in the
mining industry as a self-contained selfrescuer (SCSR), is primarily used by
miners to escape dangerous
atmospheres in mines. It is also used by
certain Navy personnel, such as crews
working below decks on vessels, to
escape dangerous atmospheres. To a
lesser extent, it is also used by other
industries involved in working
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underground or in confined spaces,
such as tunneling operations in the
construction industry and in the
maritime industry.
CCERs are commonly worn on
workers’ belts or stored in close
proximity to be accessible in an
emergency. They are relatively small
respirators, typically the size of a water
canteen, that employ either compressed
oxygen or a chemical source of oxygen,
plus a chemical system for removing
exhaled carbon dioxide from the
breathing circuit. Users re-breathe their
exhalations after the oxygen and carbon
dioxide levels have been restored to
suitable levels, which distinguishes
these ‘‘closed-circuit’’ respirators from
‘‘open-circuit’’ respirators, which vent
each exhalation. The total capacity for
oxygen supply and carbon dioxide
removal vary by respirator model to
address different work and escape
needs. The greater the oxygen supply
capacity of a respirator, the larger the
respirator size and the less practical or
comfortable it might be to wear during
work tasks. Current models are encased
in hard, water-resistant cases to protect
the respirators from damage by impact,
puncture, or moisture.
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B. Certification of CCERs
NIOSH certifies CCERs under 42 CFR
pt. 84, Approval of Respiratory
Protective Devices. NIOSH and MSHA
jointly review and approve such
respirators for use by miners to escape
hazardous atmospheres generated
during emergencies in underground coal
mines.1 In those regulations, Subpart H,
Self-Contained Breathing Apparatus,
specifies testing and certification
requirements for these respirators,
identified in the regulations as closedcircuit apparatus for ‘‘escape only.’’ The
subpart also specifies requirements for
other related, but distinct, types of
respirators, including open-circuit
escape respirators and respirators
(closed- and open-circuit) used by
rescuers responding to an emergency
(‘‘entry’’ and ‘‘entry and escape’’
apparatus); none of those other types of
respirators are covered by this
rulemaking.
C. Need for Rulemaking
Storage of CCERs in harsh
environmental conditions, such as
extreme heat, cold, and humidity, and
the daily wearing of the respirators
during physical work and on and
around vibration-generating equipment
and tools, can result in damage that
degrades the respirators’ performance,
despite their protective cases. NIOSH
1 See
42 CFR 84.3.
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field evaluations of certified CCERs
conducted systematically and in
response to the concerns of users have
identified damaged respirators that
failed to meet the performance criteria
under which they were certified.2 In
some instances, the designs of these
respirators did not allow the user or
employer to evaluate the condition of a
particular respirator prior to its use in
either an evacuation drill or an actual
emergency. In response to the problems
identified, respirator manufacturers
have made design improvements to
allow persons to check for certain types
of damage. However, such checks are
not governed by current regulations and
do not exist in some of the respirators
currently available.
Furthermore, current performance
testing requirements for CCERs rely on
a non-uniform testing regime, which
does not control for differences between
human subjects involved in the testing.
This can produce variation in test
results. The proposed improvements
would establish a consistent testing
regimen for evaluating the life support
capability of CCERs.
Finally, the current certification
requirements might be contributing to a
risk communication and risk
management problem. NIOSH is
currently required to approve these
respirators as providing protection for a
specific duration 3 applicable to the
particular class of respirator. Durations
may be misleading to employers and
users, however, because the duration for
which a respirator will provide effective
protection in the workplace, versus in
laboratory testing, will depend on the
body weight and physical condition of
the user and on the amount of exertion
required by the escape. The heavier and
less physically fit the user and the
greater the exertion, the more rapidly
the user will consume the limited
oxygen supply and exhale carbon
dioxide into the unit; the faster this is
done, the greater the likelihood that the
exhaled carbon dioxide will accumulate
excessively within the user’s breathing
zone, making breathing intolerable.
Since 1982, NIOSH has received
reports of incidents in which users
purportedly have not received the
duration of protection implied by the
certification. While such incidents
could have resulted from the respirator
2 Kyriazi N, Shubilla JP [2002]. Self-contained
self-rescuer field evaluation: seventh-phase results.
Pittsburgh, PA: U.S. Department of Health and
Human Services, Public Health Service, Centers for
Disease Control and Prevention, National Institute
for Occupational Safety and Health, DHHS (NIOSH)
Publication No. 2002–127, RI 9656.
3 These certifications are defined in four discrete
durations ranging from 15 minutes to one hour.
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failing to perform as certified, they
might also reflect limitations of
understanding about the testing criteria
regarding duration.
This rulemaking proposes to
eliminate the duration-specific
approval, replacing it with a capacity
rating system based on the quantity of
usable oxygen supplied by the model.
NIOSH would also assist MSHA and
other agencies to foster the use of
effective practices by which employers
can select the model of certified
respirator best suited to the physical
sizes of their employees and the
particular escape contingencies their
employees might encounter. Effective
practices would include selecting a
maximum capacity model of CCER or
empirically testing different models in
simulated escapes to determine which
models provide an adequate breathing
supply and are suitable in terms of other
practical concerns.
In addition, over the last several
decades, the mining community has
encountered various problems with
particular CCER designs, some of which
could be prevented through additional
certification requirements. These issues
are identified and addressed in the
discussion of the new provisions for
testing the safety features and the
‘‘wearability’’ of CCERs.
Persons interested in a detailed
examination of issues concerning the
current use, limitations of, and
opportunities for improving CCERs may
wish to review the report of an
interagency task force led by the
Department of Labor, which included
representatives from the mining
industry, labor, and respirator
manufacturers. The report, entitled
‘‘Joint Government, Labor, Industry
Task Group on Person Wearable, SelfContained, Self-Rescuers,’’ is available
from the NIOSH Web page: https://
www.cdc.gov/niosh/npptl or upon
request to NIOSH.
D. Scope of the Rulemaking
This rulemaking is intended to apply
only to CCERs. It would establish new
testing and certification requirements
for these respirators, replacing all
testing and certification requirements of
42 CFR pt. 84, Subpart H, that are
uniquely applicable to closed-circuit
SCBAs used only for escape. This
rulemaking would not alter the testing
and certification requirements
applicable to the other types of
respirators included under Subpart H.
E. Impact on Rulemaking and Other
Activities of MSHA
The proposed rule might require
MSHA to promulgate limited, non-
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substantive changes to incorporate the
terminology of this rule, i.e., ‘‘CCER’’
versus ‘‘SCSR,’’ and to reflect the new
capacity rating system being proposed.
As discussed and documented in the
summary of the new rating system
presented in Section 84.304, the
proposed capacity rating of ‘‘Cap 3’’ is
equivalent to the ‘‘60-minute’’ duration
rating currently certified by NIOSH and
referenced as a requirement in MSHA
regulations.4
In addition, MSHA would modify
relevant MSHA training programs to
incorporate the use of respirators
approved under the proposed new
rating system and the proposed phasingin of these respirators, discussed under
§ 84.301.
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F. Public Meetings for Discussion and
Comment
NIOSH held public meetings to
discuss technical issues addressed in
this proposed rule in Arlington, Virginia
on April 10, 2003, and Golden,
Colorado, on April 24, 2003. NIOSH
held a second set of public meetings at
these two locations on September 19th
and September 28th of 2006
respectively, to provide the public with
an opportunity to address any new
perspectives resulting from Sago and
other recent mine disasters.5 Official
transcripts of the meetings are available
from the NIOSH Docket Office at the
address provided above in the
Summary.
NIOSH will convene public meetings
to provide stakeholders with an
opportunity to provide oral comment on
this rulemaking during the comment
period. The meetings will be in the
vicinities of Washington DC and
Denver, CO and are announced in a
separate notice in this issue of the
Federal Register.
III. Summary of Proposed Rule
This proposed rule would establish
new requirements for testing and
certification of CCERs under a new
Subpart O of 42 CFR pt. 84—Approval
of Respiratory Protective Devices. The
new subpart would replace all current
requirements for testing and
certification of CCERs found under
Subpart H. The following is a sectionby-section summary which describes
and explains the provisions of the rule.
The public is invited to provide
comment on any aspect of the proposed
30 CFR 75.1714(a).
5 Notice of these meetings was published in the
Federal Register on March 20, 2003 (68 FR 13712)
and August 31, 2006 (71 FR 51829). NIOSH also
sent a letter announcing the meeting to known
stakeholders and posted it on the NIOSH Web page:
https://www.cdc.gov/niosh/nppt1).
rule. The complete, proposed regulatory
text for the proposed rule is provided in
the last section of this notice.
Subpart O
Section 84.300
This section provides a general
description of CCERs as a class of
respirator. It is intended to inform the
public and to serve as a legal and
practical definition for the purposes of
the NIOSH and MSHA respirator
certification program.
Section 84.301
This section would establish a
schedule for phasing-in the
implementation of the testing and
certification requirements of the
proposed rule. A phase-in process
would allow respirator manufacturers a
reasonable period of time to modify
existing CCER designs, if necessary, or
to develop entirely new designs that
respond to the new testing and
certification requirements. It will also
ensure that during the interim, there is
a constant supply of CCERs approved
under the current regulations. Upon
promulgation, the new requirements
would be immediately applied to all
new CCER designs that are submitted
for approval. Manufacturers and
distributors could continue to sell
CCERs with current approvals for up to
three years after promulgation of the
new requirements. CCERs with current
approvals could remain in use or be
available for use as approved devices for
up to six years after promulgation of the
new requirements. The only exception
would be for individual units that
exceed their manufacturer-designated
service life within this time period.
The phase-in period would also
substantially reduce the potential
economic costs 6 to employers of
replacing or retrofitting any respirators
that remain in use at their worksite, but
do not pass the new certification tests.
Designations of service life for currently
approved CCERs range from 10 to 15
years.7 However, these designations do
not account for the highly varied
conditions of storage and handling of
CCERs across different work
environments. Through extensive field
studies evaluating the condition of
CCERs deployed in coal mines, NIOSH
and MSHA have found that the actual
deployment duration of current CCERs
in coal mines tends to be less than
4 See
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6 See Section IV.A of this preamble for a
discussion of these potential economic costs.
7 One product has a service life of 15 years, but
to achieve this service life, it must be reconditioned
by the manufacturer at 10 years if stored and at 5
years if carried.
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designated, due to wear and tear and
damaging environmental conditions.8
NIOSH is seeking public comment on
the proposed phase-in schedule. NIOSH
believes this schedule allows sufficient
time for the continued use of currently
approved devices to ensure a constant,
adequate supply while providing
substantial incentives to manufacturers
for bringing improved technology to
market as quickly as possible. The
phase-in would also require employers
to replace deployed devices, including
those with remaining service life, that
cannot pass the proposed new
requirements within a reasonable
transition period. NIOSH expects that
newly approved devices would become
available soon after the final rule
becomes effective since current
technology, with relatively minor design
improvements, can meet the proposed
new requirements. Manufacturers have
substantial incentive to bring to market
as quickly as possible devices that meet
the new requirements since employers
are likely to prefer to purchase such
devices for their improved performance
and to minimize the potential economic
costs of the six-year approval limitation
in the proposed rule.
NIOSH also seeks public comment on
an alternative to the proposed phase-in,
which would be to retain the proposed
three-year limit on sales of devices
approved under the current standard,
but eliminate the six-year limit on the
approval status of devices purchased
after the effective date of the final rule.
The argument for this alternative is that
employers would be able to use the full
service life of devices purchased (which
were approved under the current
requirements). This would minimize
any economic impact of the proposed
rule on employers. However, under this
alternative, it is conceivable that a
substantial number of devices approved
under the current requirements could
remain deployed in workplaces for as
long as 13 to 18 years following the
effective date of the final standard,
given the current service life range of 10
to 15 years.
NIOSH invites public comment on
reasons that it might be unlikely that
large numbers of older devices would in
fact remain deployed for such an
extensive period, particularly in mining.
For example, one reason may be that the
deployment conditions in mining are
8 NIOSH evaluations of the physical condition
and performance of deployed CCERs are conducted
routinely as a quality assurance measure and in
response to complaints, concerns, and emergency
incidents. The findings of these evaluations are
documented in NIOSH internal reports, and
actionable findings provide the basis for remedies
addressed by NIOSH and the applicant.
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especially damaging, as discussed
above, making it unlikely that a unit
would remained deployed for 13 to 18
years. Second, it is in the interest of
employers to provide their employees
with the best available protective
equipment; this is especially important
in the mining industry, where concerns
about the performance of CCERs are
particularly salient. Finally, MSHA and
OSHA have authority to require
employers to provide employees with
devices approved under the proposed
new requirements, should the agencies
determine such a regulatory measure
were necessary to assure safe and
healthful working conditions. NIOSH
believes that none of these reasons
provide assurance of a rapid
replacement of devices that are not
approved under the proposed new
requirements. NIOSH lacks adequate
information to predict how quickly
devices that cannot pass the proposed
new requirements would be fully
replaced.
Another alternative is establishment
of a time-limit different from the
proposed six years for the continued use
of the CCERs certified under the current
requirements. NIOSH seeks public
comment on whether to establish a
different balance between providing the
best possible protective equipment to
employees and controlling the potential
economic impact on employers of
replacing deployed equipment,
recognizing that in any case
manufacturers will require time to
develop and bring new products to
market. NIOSH judges that six years
represents a reasonable balance between
public health and economic concerns,
allowing more than half of the service
life 9 of devices purchased up to the
effective date of the final rule to pass
before requiring their replacement (even
if they’re still operational).
NIOSH also invites comment on an
alternative to the proposed phase-in that
would allow a specific exception for the
Department of Defense (DoD). Under
this alternative, for all uses other than
for the DoD, the proposed three year
limit on sales of devices approved under
the current standard would be retained,
and would also set the six-year limit on
the approval status of devices after the
effective date of the final rule. However,
this alternative would permit the DoD to
use the full service life of devices,
which were approved under the current
requirements, based on the DoD
deployment plan where CCERs are
retained in conditions of storage.
NIOSH also seeks public comment
specifying and characterizing the
9 See
note 7.
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particular burden (financial or
otherwise), if any, that would be
imposed on specific affected parties by
the proposed phase-in periods; whether
there is an unsupportable or serious
burden that would be imposed on any
affected parties; and whether there are
other interests that NIOSH should
consider in deciding this matter.
In seeking public input on the
concepts underlying the proposed rule,
NIOSH received comments from two
respirator manufacturers and a
representative of the Navy opposing the
six-year limit on the deployment of
devices approved under the current
requirements. The commenters objected
to the imposition of costs that would be
incurred by employers who would have
to replace deployed devices with
remaining service life at the end of the
six-year limit. No comment was
received objecting to the three-year limit
for the sale of devices approved under
the current requirements.
Section 84.302
This section specifies the
components, attributes, and instructions
that would be required to be included
with each CCER. Some of these
requirements simply continue the
current Subpart H requirements,
including the requirements for eye
protection (paragraph (a)(1)); oxygen
storage vessel (paragraph (a)(4)); and
general construction (paragraph (b)).
Paragraph (a)(2) would require the
manufacturer to include thermal
exposure indicators to allow a person to
determine whether the unit has been
exposed to temperatures that exceed any
temperature storage limits specified by
the manufacturer. Currently, one
manufacturer includes such indicators
in response to NIOSH evaluations
finding that exceptionally low and high
storage temperatures degrade the
functionality and performance of certain
CCER designs. Adverse effects of low
temperature storage on current products
are reversible, but high storage
temperatures can damage critical
internal CCER components, as
documented in the manufacturers’
Service Life Plans. There must be a
means to detect and replace units
exposed to such storage conditions.
Paragraph (a)(3) would require the
manufacturer to include a means by
which a person can detect any damage
or alteration of the chemical oxygen
storage or chemical carbon dioxide
scrubber that could diminish the
NIOSH-certified performance of the unit
or pose a hazard to the user. These
chemical components of CCERs, as
presently designed, are susceptible to
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such degradation.10 Two manufacturers
currently design their CCERs with a
means of detecting such damage.
Paragraph (a)(4) maintains an existing
requirement under Subpart H that if a
CCER includes an oxygen storage vessel,
the vessel must be approved by the U.S.
Department of Transportation (DOT)
under 49 CFR pt. 107: ‘‘Hazardous
Materials Program Procedures,’’ unless
exempted under Subpart B of the DOT
regulation.
Paragraph (a)(5) would require the
manufacturer to design and construct
the protective casing of the CCER to
prevent the user from accidentally
opening it and to prevent or clearly
indicate its prior opening, unless the
CCER casing were designed for such
openings, for inspection or purposes
other than use in an actual escape.
These protections are needed because
the opening and re-closing of a unit not
designed for such operations, and the
replacement of parts not intended for
replacement, can damage the unit and
degrade its performance. NIOSH has
investigated circumstances in which
units were opened and modified by
unauthorized persons, effectually
altering the design from the version that
received NIOSH testing and
certification.11
Paragraph (a)(6) would require the
manufacturer to include a means to
detect the ingress of any water or water
vapor that could degrade the
performance of the unit, unless the
CCER were designed for its casing to be
opened for frequent inspection. Because
the chemical components of CCERs are
especially susceptible to damage or
degradation from moisture, the user
must be able to readily and reliably
check a unit for potential water damage
before each work shift.
Paragraph (c) would require
manufacturers to construct the CCER to
protect the user from inhaling most
toxic gases that might occur in a work
environment during an escape. To
ensure such gases cannot readily
penetrate the breathing circuit of the
CCER during its use, NIOSH will test
the integrity of the CCER breathing
circuit by following the gasoline vapor
test procedure available from the NIOSH
Web page https://www.cdc.gov/niosh/
npptl. The test will be conducted on a
single CCER unit.
10 Same
as footnote 2.
N, Shubilla JP (2000). Self-contained
self-rescuer field evaluation: sixth-phase results.
Pittsburgh, PA: U.S. Department of Health and
Human Services, Public Health Service, Centers for
Disease Control and Prevention, National Institute
for Occupational Safety and Health, DHHS (NIOSH)
Publication No. 2000–128, RI 9451.
11 Kyriazi
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The specified gasoline vapor test
provides reasonable assurance that the
breathing gas supply of the user will be
protected from atmospheres that include
hazardous vapors possibly associated
with escapes from mines and most other
enclosed or confined spaces.
The proposed requirement for this
testing would not be new. It is included
under Subpart H of this part (§ 84.85) for
all SCBAs currently approved by
NIOSH.
Paragraphs (d) and (e) would require
that the design, construction, and
materials of CCERs not introduce
combustion or other unspecified safety
or health hazards.
Paragraph (f) would require
manufacturers to provide users with
instructions and a service life plan to
accompany each unit. These
requirements generally reflect current
practice. It is important that users
receive comprehensive guidance
concerning the use and service life of
CCERs.
Section 84.303
This section would establish the
general testing conditions and
requirements for the certification of
CCERs.
Paragraph (a) specifies that NIOSH
would use the breathing and metabolic
simulator tests specified in this subpart
for all quantitative evaluations of the
performance of a CCER. NIOSH would
use human subject tests for qualitative
evaluations, which include evaluations
of the ‘‘wearability’’ of the CCER design
(e.g., ergonomic considerations
concerning its practical impact on the
user’s escape).
Breathing and metabolic simulators
are mechanical devices that simulate
human respiratory functions.12 They
allow for precisely controlled and
monitored tests, whereas comparable
testing conducted using human subjects
on a treadmill involves substantial
variability with respect to one or more
metabolic parameters. The use of these
simulators to evaluate respirator
performance has been validated by
NIOSH through a series of MSHA peerreviewed studies over the past 20
years.13 These studies, which include
side-by-side comparisons of respirator
testing using three-person panels of
human subjects on treadmills against
testing using a breathing and metabolic
simulator, demonstrate that the
simulator replicates the performance of
human subjects with respect to all
important metabolic variables,
including oxygen consumption rate,
average rates of carbon dioxide
75031
production, ventilation rates, respiratory
frequencies, respiratory temperatures
(dry- and wet-bulb), and breathing
pressures. The advantage of the
simulators, as discussed in II.C. of the
preamble, is that their performance for
all metabolic parameters can be
calibrated and replicated, whereas each
human test subject performs uniquely,
making the testing less repeatable.
Manufacturers and others who would
wish to duplicate NIOSH breathing and
metabolic simulators in their own
testing facilities can obtain technical
specifications from NIOSH. General,
non-proprietary information on the
design and operation of the simulators
is also available from the NIOSH Web
page: https://www.cdc.gov/niosh/npptl.
Paragraph (b) specifies that four
stressors would be monitored constantly
throughout testing: The average
concentrations of inhaled carbon
dioxide and oxygen, peak breathing
pressures at inhalation and exhalation,
and the wet-bulb temperature (the
temperature of inhaled breathing gas as
sensed by the CCER user’s trachea).
Paragraph (d) establishes that CCERs
must perform within the acceptable
ranges of measurement specified in the
table below.
TABLE 1—MONITORED STRESSORS AND THEIR ACCEPTABLE RANGES
Stressor
Acceptable range operating average
Acceptable range excursion
Average inhaled CO2 ......................................................................................
Average inhaled O2 ........................................................................................
Peak Breathing Pressures ..............................................................................
Wet-bulb temperature 14 .................................................................................
<1.5% ................................................
>19.5% ..............................................
DP ≤ 200 mm H2O .............................
<43 °C ...............................................
≤4%.
≥15%.
¥300 ≤ DP ≤ 200 mm H2O.
≤50 °C.
mstockstill on PROD1PC66 with PROPOSALS
The acceptable ranges for inhaled
carbon dioxide were determined by
physiological testing performed at the
Noll Lab for Human Performance
Research at Pennsylvania State
University. This research showed no
disabling physical effects in active men
breathing 5 percent carbon dioxide for
long periods of time.15 Decision-making
was slightly impaired in some subjects
after breathing 4 percent carbon dioxide
for one hour. NIOSH has found in the
testing of escape respirators that carbon
dioxide levels of 1.5 percent can be
tolerated for the limited periods for
which these devices are designed
without any deleterious effect on the
test subjects. Therefore, NIOSH would
require the CCER to maintain the
inhaled levels of carbon dioxide below
4 percent (as a one-minute average)
during all testing and below an average
of 1.5 percent over the full duration of
the test.
The normal, sea-level oxygen content
of air is approximately 21 percent. The
minimum acceptable operating average
of 19.5% for inhaled oxygen that NIOSH
would require the CCER to provide over
the full duration of the certification tests
was determined based on OSHA’s
respiratory protection standard 29 CFR
1910.134, which establishes a minimum
12 Kyriazi N (1986). Development of an automated
breathing and metabolic simulator. Pittsburgh, PA:
U.S. Department of the Interior, Bureau of Mines,
IC 9110.
13 Kyriazi N, Kovac JG, Shubilla JP, Duerr WH,
Kravitz J [1986]. Self-Contained Self-Rescuer Field
Evaluation: First-Year Results of 5-year Study.
Pittsburgh, PA: U.S. Department of the Interior,
Bureau of Mines, RI 9051.
Kyriazi N, Shubilla JP [1992]. Self-Contained SelfRescuer Field Evaluation: Results from 1982–1990.
Pittsburgh, PA: U.S. Department of the Interior,
Bureau of Mines, RI 9401.
Kyriazi N, Shubilla JP [1994]. Self-Contained SelfRescuer Field Evaluation: Fourth-Phase Results.
Pittsburgh, PA: U.S. Department of the Interior,
Bureau of Mines, RI 9499.
Kyriazi N, Shubilla JP [1996]. Self-Contained SelfRescuer Field Evaluation: Fifth-Phase Results.
Pittsburgh, PA: U.S. Department of Energy, RI 9635.
Kyriazi N, Shubilla JP [2000]. Self-Contained SelfRescuer Field Evaluation: Sixth-Phase Results.
Pittsburgh, PA: U.S. Department of Health and
Human Services, Public Health Service, Centers for
Disease Control and Prevention, National Institute
for Occupational Safety and Health, DHHS (NIOSH)
Publication No. 2000–128, IC 9451.
Kyriazi N, Shubilla JP [2002]. Self-Contained SelfRescuer Field Evaluation: Seventh-Phase Results.
Pittsburgh, PA: U.S. Department of Health and
Human Services, Public Health Service, Centers for
Disease Control and Prevention, National Institute
for Occupational Safety and Health, DHHS (NIOSH)
Publication No. 2002–127, IC 9656.
14 Wet-bulb temperature is a measurement of the
temperature of a wet surface. It represents the
temperature of the inhaled breathing gas in the
CCER user’s trachea.
15 Kamon E, Deno S, Vercruyyen M [1984a].
Physiological responses of miners to emergency.
Vol. 1—Self-contained breathing apparatus
stressors. University Park, PA: The Pennsylvania
State University. U.S. Bureau of Mines contract No.
J0100092, p. 13.
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level of oxygen for protecting the health
and safety of workers. However, the
technology used in CCERs requires
NIOSH to permit brief excursions on the
oxygen supply to above 15% for up to
one minute. The acceptable range for
these excursions was determined based
on testing of pilots at various altitudes.
This research indicates that judgment,
reaction time, spatial orientation, and
other cognitive processes begin to
become impaired from chronic exposure
at oxygen levels below 15 percent.16
Therefore, NIOSH would require the
CCER to provide levels of oxygen above
15 percent (as a one-minute average)
during all testing and above an average
of 19.5 percent over the full duration of
the test. These limits would provide
assurance that the CCER user would
never be prevented from escaping due to
an insufficient concentration of oxygen
in the breathing gas supplied by the
CCER.
The acceptable ranges for wet-bulb 17
temperature are based on physiological
research at Pennsylvania State
University. Researchers found the
highest tolerable wet-bulb temperature
of inhaled air was approximately
50 °C.18 Based on such research and
NIOSH findings from testing escape
respirators, NIOSH proposes 50 °C as an
excursion limit and 43 °C as an average
operating requirement. Test subjects
have found this temperature to be
tolerable during the one-hour
certification tests.
The ranges for peak breathing
pressures were determined based on
physiological research indicating that
most individuals can generate peak
breathing pressures equaling or
exceeding ¥300 to 200 millimeters of
H2O for only a short period of time.19
16 Fowler, B., Paul, M., Porlier, G., Elcombe, D.D.,
Taylor, M. 1985. A reevaluation of the minimum
altitude at which hypoxic performance decrements
can be detected. Ergonomics, 28(5): 781-791.
17 For the same inhaled air temperature, the
thermal load of humid air is higher than that of dry
air. The maximum thermal load tolerated by a
human being can be specified by many
combinations of dry-bulb temperature and relative
humidity, or by one wet-bulb temperature, for
which the temperature is measured using a wet
thermometer surface. Researchers have
demonstrated that the wet-bulb temperature of the
inspired air most accurately measures heat stress to
the tissues of the mouth, as compared to
temperature readings from an ordinary, dry
thermometer, even when combined with the control
of relative humidity (Kamon et al., 1984b).
18 Kamon E, Deno S, Vercruyyen M [1984b].
Physiological responses of miners to emergency.
Vol. 1—Self-contained breathing apparatus
stressors. University Park, PA: The Pennsylvania
State University. U.S. Bureau of Mines contract No.
J0100092, p. 117, 119.
19 Hodgson JL [1993]. Physiological costs and
consequences of mine escape and rescue.
University Park, PA: The Pennsylvania State
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Based on NIOSH findings from testing
escape respirators, the 200 millimeter
average operating requirement provides
a tolerable limit for the duration of an
escape. Use of these values as limits will
allow most CCER users to escape
without any constraint on their level of
exertion. Users who cannot generate
these pressures may be forced at some
point to slow the pace of their escape.
In addition to establishing these
stressor limits for testing, this section
would provide under paragraph (c) that
capacity and performance tests
conclude when the stored breathing gas
supply has been fully expended. This is
important because the adequacy of the
performance of a CCER depends upon
the user clearly recognizing when the
breathing gas supply is expended. High
carbon dioxide levels can deceive the
user into believing the respirator is not
working and hence to prematurely
relinquish use of the CCER during an
escape. Designing CCERs so that carbon
dioxide levels are controlled until the
oxygen supply is fully expended will
help ensure that a user can make use of
all of the available oxygen.
This section also provides under
paragraph (d)(2) that a CCER would fail
a wearability test if a human subject
cannot complete the test for any reason
related to the CCER. Any design,
construction, or performance attribute of
a CCER that prevents a user from
completing the wearability test would
threaten the successful use of the CCER
for an escape.
Section 84.304
This section specifies the testing
regime that would be used to rate and
quantify the capacity of the CCER, in
terms of the volume of oxygen that the
respirator provides to the user. It would
ensure the CCER provides the certified
quantity as a constantly adequate
supply of breathing gas, in terms of the
stressors addressed in Section 84.303 of
this Part. The capacity would be
evaluated in terms of the volume of
oxygen, in liters, that the CCER
effectively delivers for consumption by
the user. All volumes are given at
standard temperature (0 °C) and
pressure (760 mm Hg), dry, unless
otherwise noted. This capacity can
differ from the volume of oxygen
physically or chemically stored by the
CCER, some of which may be wasted
rather than inhaled by the user,
depending on the particular design of
the CCER and the work rate of the user.
A CCER will operate for a shorter
duration when the oxygen consumption
University. U.S. Bureau of Mines contract No.
J0345327, p. 19.
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rate is high. Hypothetically, a one
hundred and ninety pound man, at rest,
is estimated to consume a volume of
oxygen of .5 liters per minute. If he were
walking in an upright position at 3
miles per hour, it is estimated that he
could consume 1.18 liters per minute.
The same man running in an upright
position at 5 miles per hour is estimated
to consume 2.72 liters per minute.20
A three capacity ratings system would
be established: ‘‘Cap 1–Cap 3’’. Cap 1
provides 20 to 59 liters of oxygen for
short escapes that could be
accomplished quickly; Cap 2 provides
60 to 79 liters for escapes of moderate
distance; and Cap 3 provides 80 or more
liters for the lengthiest escapes. The
three capacity ratings correspond to the
liter quantities of breathing gas supplies
that are expended during the NIOSH
capacity testing within approximately
10, 30, and 60 minutes, respectively.
The Cap 3 rating is equivalent to the
current NIOSH-certified 60-minute
rating for CCERs. The oxygen
consumption rate associated with this
rating is the average rate demonstrated
through NIOSH testing of the 50th
percentile miner by weight (191
pounds) performing the 1-hour Man test
4.21 The test is a series of laboratorybased physical activities similar to those
involved in coal mine rescues and
escapes, including vertical treadmill
climbs, walks, runs, and carries and
pulls of substantial weights. As
discussed under II(C), however, the
duration of adequate breathing gas
supply actually provided to a user by a
respirator of a given capacity rating will
depend on the degree of exertion
involved in the particular escape and
the size of the respirator user. For this
reason, as discussed under II(C), NIOSH
believes the change from a certification
based on duration to one based on
capacity is important. It would help
prevent misunderstandings that could
lead employers to select a CCER model
that is inadequate for a particular set of
escape contingencies and that could
mislead an employee regarding the
amount of breathing supply remaining
during an escape. Using the
hypothetical example of the one
hundred and ninety pound man in the
previous paragraph, the following table
provides a set of possible use durations
for illustrative purposes. These are
calculated based on a consideration of
limited factors and ideal use conditions
and would be unlikely to match actual
20 Kamon E, Bernard T, Stein R [1975]. Steady
state respiratory responses to tasks used in Federal
testing of self-contained breathing apparatus. AIHA
J 36:886–896.
21 See 42 CFR 84.100, Table 4 for the specific
requirements of Man test 4.
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75033
durations achieved by users in actual or
simulated escapes.
CAPACITY VERSUS WORK ACTIVITY
Capacity 1
(20 liters)
(minutes)
At Rest (.5 L/Minute) ...................................................................................................................
Run at 3 mph (1.18 L/Minute) .....................................................................................................
Run at 5 mph (2.72 L/Minute) .....................................................................................................
NIOSH is seeking information on the
capacity versus work activity
information provided in the table to
determine if the provided information is
useful to users for developing escape
respirator deployment plans. NIOSH is
also seeking opinions on whether a
table, such as described above, should
be required to be provided by the CCER
manufacturer in the CCER user
instructions.
In addition to having a capacity rating
system to categorize products,
manufacturers would be able to use the
actual tested capacity of approved
respirator models, which NIOSH would
report to the manufacturer in
increments of 5 liters, to specify more
precisely the capacity of each product.
This would enable employers to readily
compare differences in respirator
capacity within a given rating, more
closely match a respirator model to their
particular needs, and choose the
respirator model that best serves their
employees. For example, an employer
might determine through simulation of
escapes that employees will need a Cap
3 CCER model that provides 95 liters to
allow for the worst contingencies.
Alternatively, an employer might
determine that a Cap 3 model that
provides 80 liters is sufficient and better
designed, in terms of physical
dimensions or operational
characteristics, to accommodate the
routine work tasks and escape
contingencies of the employees.
The capacity testing would evaluate
seven CCER units using the breathing
and metabolic simulator. Three would
be tested in the condition received from
the applicant (i.e., ‘‘new’’ condition),
two would receive environmental
treatments prior to capacity testing, and
the remaining two units would be tested
at the cold-temperature limit specified
by the manufacturer, after being stored
at the specified temperature.
Each unit would be tested at the work
rate identified in the table below,
according to the capacity level
designated by the applicant. In terms of
the rate of oxygen usage, carbon dioxide
production, ventilation rate, and
respiratory frequency, the work rates are
representative of the average work rate
that the typical CCER user might sustain
during an escape, based on laboratory
physiological testing involving
miners .22 As the table shows, the
greater the capacity of the CCER, the
lower the work rate that would be used
to test the CCER, reflecting the lower
average rate of exertion that the typical
user would be capable of sustaining for
escapes of longer duration. To further
evaluate these proposed test parameters,
NIOSH invites the public to submit
comparable data on physiological
Capacity 2
(60 liters)
(minutes)
40
17
7
Capacity 3
(80 liters)
(minutes)
120
51
21
160
68
28
monitoring of worker populations at
varied levels and durations of exertion.
In December 2006, NIOSH received
comments from a respirator
manufacturer regarding the use of
different work rates to test CCERs of
different capacities. The manufacturer
recommended that NIOSH apply the
same work rate irrespective of the
capacity of the device being evaluated.
The Navy, which is the principal
consumer of low capacity CCERs, has
specifically requested that NIOSH test at
a high work rate the CCERs used by
Navy personnel. This is consistent with
the premise that low capacity devices
are likely to be used for short, very
challenging escapes that would induce
exceptionally high work rates. NIOSH
finds it is appropriate to apply a work
rate that represents the level of exertion
sustainable by a typical user while using
a device of a particular capacity. Hence,
NIOSH has specified such an approach
in this proposed rule. NIOSH welcomes
further comment and information
regarding this matter.
One of the units submitted would be
tested by a human subject on a
treadmill. The purpose of this human
test is to provide assurance that the
simulator is reasonably measuring the
capacity of the respirator as it would be
expended in actual use.
CAPACITY TEST REQUIREMENTS
˙
VO2
(L/min)
Capacity rating
Capacity
(L of O2)
Cap 1 ................................................
Cap 2 ................................................
Cap 3 ................................................
20 ≤ L ≤ 59 .......................................
60 ≤ L ≤ 79 .......................................
L ≥ 80 ...............................................
˙
VCO2
(L/min)
2.50
2.00
1.35
2.50
1.80
1.15
˙
Ve
(L/min)
RF
55
44
30
22
20
18
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˙
VO2 = volume of oxygen consumed/min; VCO2 = volume of carbon dioxide produced/min.
˙
Ve = ventilation rate in liters of air per minute; RF = Respiratory frequency.
In addition to this standard testing
regime to be used for all CCERs, when
testing CCER models to be approved for
use in coal mines under the Cap 3
rating, NIOSH would also continue to
conduct the one-hour Man test 4
discussed above, as required under the
current 42 CFR Part 84 regulations.
Although the proposed capacity system
and tests using the breathing and
22 Kamon E, Bernard T, Stein R [1975]. Steady
state respiratory responses to tasks used in Federal
testing of self-contained breathing apparatus. AIHA
J 36:886–896.
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metabolic simulator represent a
substantial improvement over the
existing Man test 4, the Federal Mine
Safety and Health Act requires that ‘‘no
mandatory health or safety standard
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Federal Register / Vol. 73, No. 238 / Wednesday, December 10, 2008 / Proposed Rules
* * * shall reduce the protection
afforded miners by an existing
mandatory health or safety standard.’’
30 U.S.C. 811(a)(9). Since NIOSH would
no longer approve CCERs as one-hour
devices under this proposed rule,
NIOSH must be able to demonstrate that
the use of the Cap 3 rating and
associated tests to approve equipment
for use in underground mines would not
constitute a reduction in protection or a
reduction in the duration of breathing
supply regulated under the current
MSHA one-hour requirement for SCSRs.
NIOSH believes that the continued use
of the Man test 4, as a supplement to the
proposed new testing requirements and
capacity rating system, would be the
most practical method of accomplishing
such a demonstration. NIOSH invites
public comments on this or any
alternative approaches that might
effectively address this legal
requirement.
In addition, NIOSH invites public
comment on the oxygen consumption
rate associated with breathing and
metabolic simulator testing for the Cap
3 rating. As discussed above, the oxygen
consumption rate associated with this
rating would be the average rate
demonstrated through NIOSH testing of
the 50th percentile miner by weight
(191 pounds) performing the 1-hour
Man test 4. NIOSH could require a more
stringent testing parameter, such as the
oxygen consumption rate associated
with the 95th percentile miner by
weight (220 pounds). The effect of a
more stringent standard would be to
increase the minimum quantity of
adequate breathing gas supplied under a
Cap 3 rating. This increased minimum
supply would be accompanied,
however, by a commensurate increase in
the minimum sizes of CCERs that could
be designed under the Cap 3 rating. This
is of concern because the larger that a
CCER is designed to be (to supply a
greater minimum capacity of breathing
gas), the less practical the CCER
becomes to be worn on a belt (for
availability in case of an emergency)
during routine work activities. Limiting
the size of CCERs has been a consistent
concern of miners. NIOSH is proposing
an oxygen consumption rate based on
the 50th percentile miner as a
reasonable balance between establishing
an adequate minimum breathing gas
supply for demanding escape scenarios
and ensuring that available devices can
be worn safely, practically, and without
excessive discomfort for the duration of
a work shift.
Section 84.305
This section specifies the performance
testing regimen that would be used to
certify the ability of the CCER to provide
a constantly adequate breathing supply
for the user immediately upon donning
and under varied work rates, including
a level representative of peak demand
and minimal demand. The high work
rates used during the test would activate
the demand valve, if present in the
CCER model, and stress the carbon
dioxide-absorbent. The low work rate
would activate the relief valve, if
present. The test includes a procedure
(immediate exhalation into the unit) to
evaluate the potential for the user to
experience hypoxia (a deficient oxygen
concentration) upon donning the CCER.
Hypoxia could occur with a CCER using
compressed oxygen and a demand valve
if the user forces enough nitrogen into
the breathing circuit to prevent the
activation of the demand valve and the
user had consumed more oxygen than
the constant quantity supplied by the
CCER. Such a situation is more likely to
arise if a CCER user is not adequately
trained in its use.
In December 2006, NIOSH received
comments from a respirator
manufacturer recommending that
NIOSH test devices in compliance with
the manufacturer’s user instructions.
This recommendation would mean that
NIOSH would not evaluate the potential
for hypoxia when testing a CCER that
uses compressed rather than chemical
oxygen, since users are not instructed to
exhale into such respirators upon
donning them.
NIOSH performance testing assumes
that some CCER users will not comply
with manufacturer’s instructions. Many
CCER users are trained to exhale into a
CCER upon donning it because this is
the recommended practice for CCERs
supplied with chemical oxygen. In an
emergency, it is likely that some users
will exhale into the CCER regardless of
its design, in which case NIOSH needs
to ensure that the respirator will
perform adequately. For this reason,
NIOSH has proposed a generic
performance testing protocol,
irrespective of CCER design, that
includes the hypoxia testing procedure.
NIOSH welcomes further comments and
information from the public concerning
this matter.
The performance testing would
evaluate five CCER units using the
breathing and metabolic simulator. Of
these, three units would be tested in
new condition, and two would receive
environmental treatments prior to
performance testing. The testing
regimen would employ the following
oxygen use-rate cycle: 3.0 liters per
minute for 5 minutes, 2.0 liters per
minute for 15 minutes, and 0.5 liters per
minute for 10 minutes. Other
parameters of the testing are specified in
the table below.
PERFORMANCE TEST REQUIREMENTS
Duration per
cycle
(min.)
Work-rate test sequence
1. Peak .................................................................................
2. High ..................................................................................
3. Low ..................................................................................
˙
VbO2
(L/min)
5
15
10
˙
VCO2
(L/min)
3.00
2.00
0.50
3.20
1.80
0.40
˙
Ve
(L/min)
RF
(breaths/min)
65.0
44.0
20.0
25
20
12
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˙
˙
VO2 = volume of oxygen consumed/min; VCO2 = volume of carbon dioxide produced/min.
˙
Ve = ventilation rate in liters of air per minute; RF = respiratory frequency.
The 3.0 liters per minute oxygen userate represents peak exertion. The 2.0
liters per minute oxygen use-rate is
high, representing substantial exertion.
The 0.5 liters per minute oxygen userate is very low, representing a
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sedentary person, such as a worker who
might be trapped and awaiting rescue.23
23 ‘‘Evaluation of Proposed Methods to Update
Human Testing of SCBA,’’ Turner, Beeckman, and
Hodous, AIHA Journal, Volume 56, December 1995,
pp 1195–1200. ‘‘Cardiorespiratory strain in jobs that
require respiratory protection,’’ Louhevaara, V., T.
Tuomi, J. Smolander, O. Korhonen, et al., Int. Arch.
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The test would be started by the
exhalation of two large breaths into the
unit before donning it. This would
Occup. Environ. Health. 55:195–206, 1985. ‘‘The
human energy cost of fire fighting,’’ Lemon, P.W.
and T.T. Hermiston, J. Occup. Med. 19:558–562,
1977.
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75035
determine the susceptibility of the CCER
to hypoxia.
Since the testing cycle requires 50
liters of oxygen, CCERs that have less
than a 50 liter capacity would exhaust
their capacity prior to completing a full
cycle as specified. To accommodate this
limitation, if a unit contains less than 50
liters of useable oxygen (as determined
by the capacity test under § 84.304),
NIOSH will require the submission of
additional units so that the test can be
completed through the testing of a
sequence of two or three units, as
necessary. Such a requirement ensures
that the CCER is tested at each work rate
in its entirety. CCERs with greater than
a 50 liter capacity would repeat the
cycle until the oxygen supply is
exhausted, as indicated in the graph
below.
One unit would be tested by a human
subject on a treadmill. The purpose of
the human subject test is to provide
assurance that the respirator will
perform effectively when responding to
the more variable loading produced by
a human subject.
Section 84.306
Subsection (b) would require that
trained users be able to successfully don
the CCER, initiating breathing through
the device within 30 seconds. This
criterion, derived from current training
requirements for the use of CCERs,25 is
reasonably protective in the case of
emergency scenarios involving an
explosion or sudden detection of a
hazardous breathing environment. This
subsection would allow NIOSH to
determine whether any particular
design, construction, or material
characteristic of the CCER could hinder
the user in the correct and timely
donning of the CCER. These
determinations may be made based on
either the demonstrated ability of a
human subject to don the CCER as
required or the identification of
plausible circumstances that would
prevent the required timely donning.
Subsection (c) and the table below
specify the activities that would be
performed by the human subjects to test
the CCER. These activities are derived
from the present regulations and
represent the types of activities and
physical orientations that may occur
during escapes. The test would
continuously monitor the CCER to
ensure these activities and orientations
do not adversely affect the adequacy of
the CCER’s supply of breathing gas and
to identify any potential for the CCER to
harm or hinder the user during an
escape.
This section specifies the testing
regimen that would be used to ensure
that the CCER can be easily and quickly
donned. The testing procedures also
ensure that during any reasonably
anticipated activity, the CCER would
not physically harm or significantly
hinder the user and would provide an
adequate and uninterrupted supply of
breathing gas. Testing would be
conducted using three human subjects
of differing heights and weights,24 as
specified, to provide reasonable
assurance that the results would be
representative of most potential CCER
users.
WEARABILITY TEST REQUIREMENTS
Minimum duration
Sitting .....................................................................................................................................................................
Stooped walking ....................................................................................................................................................
Crawling .................................................................................................................................................................
Lying on left side ...................................................................................................................................................
Lying on right side .................................................................................................................................................
Lying on back ........................................................................................................................................................
Bending over to touch toes ...................................................................................................................................
Turning head from side to side .............................................................................................................................
Nodding head up and down ..................................................................................................................................
Climbing steps or a laddermill ...............................................................................................................................
24 The size range is intended to be representative
of respirator users. See: Zhuang Z and Bradtmiller
B [2005]. Head-and-face anthropometric survey of
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U.S. respirator users. Journal of Occupational and
Environmental Hygiene 2: 567–576.
25 Vaught C, Brnich MJ, and Kellner HJ (1988).
Instructional Mode and Its Effect on Initial Self-
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1
1
1
1
1
1
1
1
1
min.
min.
min.
min.
min.
min.
min.
min. (at least 10 times).
min. (at least 10 times).
min. (1 step/sec).
contained Self-Rescuer Donning Attempts During
Training. Pittsburgh, PA: U.S. Department of the
Interior, Bureau of Mines, RI 9208.
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WEARABILITY TEST REQUIREMENTS—Continued
Activity
Minimum duration
Carrying 50-lb bag on treadmill at 5 kph ...............................................................................................................
Lifting 20-lb weight from floor to an upright position .............................................................................................
Running on treadmill at 10 kph .............................................................................................................................
Section 84.307
This section specifies the
environmental treatments that would be
administered to the CCER to ensure that
it is reasonably durable and resistant to
the potentially performance-degrading
environmental factors of extreme storage
temperatures, shock, and vibration. The
extreme storage temperature test
specified in subsection (b) is based on
worst-case scenarios. For example, the
high temperature (71°C) test is based on
the temperature associated with storage
in the trunks of vehicles. The shock test
specified in subsection (c), which is a
series of one meter drops onto a
concrete surface, is based on the height
at which the respirator would be
handled and attached to the user’s belt.
The vibration test specified in
subsection (d) is a composite test based
on the reported vibration levels
measured on the frames of underground
longwall and continuous mining
machines and on underground and
surface haulage vehicles.26
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Section 84.308
This section specifies several other
tests that NIOSH would conduct, as
appropriate. Each unit tested must meet
the conditions specified in the test to
receive approval.
Under subsection (b), NIOSH would
perform safety hazard tests on any CCER
that stores more than 200 liters of
oxygen or that stores compressed
oxygen at pressures exceeding 3,000 psi.
None of the current one-hour CCER
designs has such storage capacities.
However, if such a design were
submitted for approval, the applicant
would have to provide an additional 15
units of the CCER for these additional
tests. The specifications for the tests are
provided in a series of Bureau of Mines
reports referenced in the regulatory text.
Under subsection (c), NIOSH would
perform a series of tests on one or more
units of every CCER submitted for
approval to evaluate the effectiveness of
the required eye protection (goggles or
an escape hood lens) against dust, gas,
and fogging that could impair the user’s
26 Dayton T. Brown, Inc. Environmental Test
Criteria for the Acceptability of Mine
Instrumentation. USBM contract J0100040, Phase 1,
Final Report DTB2GR80–0643, June 1980, 131 pp.,
Table 2, p. 72.
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vision. The tests proposed for dust and
gas were established by the
International Organization for
Standardization (ISO), a globally
recognized consensus standard setting
organization.27 The test for fogging was
established by the European Committee
for Standardization (CEN), a consensus
standard-setting organization within the
European Union.28 NIOSH has also
proposed an ISO test for the robustness
of the construction of the eye
protection.29 These specified tests,
which are widely accepted by the safety
and manufacturing communities, would
be incorporated by reference into this
rule.
NIOSH received comments from one
respirator manufacturer indicating that
these standards for the safety and
durability of eye protection might not be
appropriate for eye protection included
with CCERs.
It is reasonable to question whether
eye protection that is stored within the
protective cover of a CCER and used
only during a one-time escape requires
the same durability as eye protection
worn daily. At this time, NIOSH lacks
other alternative standards, but
considers it important that eye
protection provided with a CCER be
able to endure the rough handling of
CCERs in mines and be adequate for
various escape scenarios. This would
include all of the potentially degrading
conditions addressed by the consensus
standards that NIOSH has proposed to
include by reference. NIOSH welcomes
public comments and information
concerning this matter.
Section 84.309
This section would provide for
NIOSH to test and approve dockable
CCERs, which are CCERs that would
allow the user to resupply the breathing
27 See clauses 13 and 14 of ISO 4855, (1981–04–
01). Copies are available for inspection at NIOSH
(see rule text for details) and for purchase from the
ISO Web site at: https://www.iso.org/iso/store.htm.
28 See European Standard EN 168:2002, (28
January 2002). Copies are available for inspection
at NIOSH (see rule text for details) and for purchase
from the BSI British Standards Web site at: https://
www.bsigroup.com/en/Standards-and-Publications.
29 Sub-clause 3.1 of ISO 4885, (1981–04–01).
Copies are available from NIOSH. Copies are
available for inspection at NIOSH (see rule text for
details) and for purchase from the ISO Web site at:
https://www.iso.org/iso/store.htm.
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1 min.
1 min. (at least 10 times).
1 min.
gas source included in the CCER
through the attachment (docking) of
breathing gas resupply sources that
would be cached at locations along
escape routes. Such dockable CCERs do
not presently exist in the U.S. respirator
market, but substantial interest in such
technology has been expressed in the
mining community, most recently in
response to the Sago Mine disaster in
2006.30
Paragraph (a) specifies that NIOSH
would conduct testing to ensure that the
CCER user would be able to perform the
docking process safely, reliably, and
quickly under escape conditions.
Precise testing protocols are not
specified because they would depend
on the technology, which has yet to be
developed. However, the provisions
clearly specify the qualitative
performance characteristics required for
approval.
Paragraph (b) provides that NIOSH
would designate CCERs that meet the
testing requirements of this section as
‘‘Dockable.’’
Paragraph (c) provides that NIOSH
would assign the capacity rating to the
dockable CCER using only the breathing
gas supply included for the initial use
of the wearable apparatus. In other
words, the capacity of the breathing gas
resupply units would not be taken into
account in rating the capacity of the
CCER.
Paragraph (d) provides that NIOSH
would test the breathing gas resupply
units produced for the dockable unit
and specify their capacities using
capacity testing procedures consistent
with those applied to testing the
dockable CCER. This testing is
necessary so that users have NIOSH
verification of the capacity of the
resupply units. The provision would
also provide for appropriate labeling to
specify the capacity of the resupply unit
and its compatibility with the CCER.
Paragraph (e) provides that NIOSH
would be able to require the applicant
to provide additional units of the CCER
for the additional testing associated
with dockable units. NIOSH cannot
determine at this time whether
additional units will be needed.
30 ‘‘The Sago Mine Disaster: A preliminary report
to Governor Joe Manchin III’’, McAteer, J. Davitt et
al., July 2006, p. 14, Buckhannon, West Virginia,
https://www.wvgov.org.
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Paragraph (f) provides that NIOSH
would not approve a CCER with
docking components, even without the
NIOSH ‘‘Dockable’’ designation, unless
it satisfies the testing and other
requirements proposed for approving
dockable units. This provision is
intended to avoid the plausible
circumstance of users mistaking
certified CCERs with docking
components as having been certified by
NIOSH as dockable.
Section 84.310
This section would provide for
NIOSH to conduct periodic testing of
deployed units of approved CCERs. The
purpose of such post-certification
testing is to evaluate the capacity and
performance of the approved CCER after
it has been subject to actual field
conditions including operations,
storage, and handling at worksites.
NIOSH would obtain such units from
employers in exchange for new units,
substituted at no cost to the employer.
NIOSH would require, as a condition of
continued approval, that the applicant
make available for purchase by NIOSH
a sufficient number of new units (not to
exceed 100 units annually) to support
the post-certification testing program. If
testing indicates that deployed units of
a CCER are not consistently meeting the
capacity and performance standards
under which the CCER was approved,
NIOSH would request remedial actions
by the applicant. NIOSH would be
authorized to revoke the approval of a
CCER if the applicant does not
remediate the cause(s) of the problem(s).
In such a case, NIOSH would work with
the relevant regulatory agencies and
industry and labor organizations to
notify users of the revocation.
A program of post-certification testing
is important for assuring users of the
effectiveness of their equipment.
Simulations of environmental
conditions conducted in a laboratory
during the certification process cannot
perfectly and comprehensively replicate
all conditions that might be associated
with the actual storage and wearing of
CCERs in mines and other work
environments. The post-certification
testing also can serve to identify
potential problems of quality control in
the manufacturing process.
For such testing to occur, NIOSH
must be able to purchase a sufficient
number of units of a CCER to replace
deployed units selected for testing. On
several occasions, NIOSH has been
hampered by the lack of an available
supply of a CCER model, either because
the manufacturer produces the products
intermittently or has ceased production
permanently. The regulatory
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requirements of this section would
ensure the feasibility of a postcertification testing program and would
establish specific legal authorities and
obligations in connection with the
results of such testing.
Section 84.311
This section would require
manufacturers to provide each
purchaser of a CCER unit with copies of
procedures for registering purchased
units with NIOSH. NIOSH would also
work with relevant agencies and
industry and labor associations to
publicize the registration program. It
would be particularly important to
reach purchasers and users of CCERs
who obtain their devices from
secondary markets and through
equipment transfers from other work
sites. This registration would enable
NIOSH to notify purchasers when: (1) A
problem associated with a model of
CCER is identified; (2) such a problem
requires a remedial action; or (3) NIOSH
revokes the certification of a CCER.
Presently, NIOSH has limited ability to
locate users of particular CCER models.
Manufacturers do not consistently retain
records of purchasers and may sell
product through distributors. Also, there
is a secondary market for re-selling
purchased CCERs as purchasers go out
of business, reduce their employment,
or select an alternate CCER model.
Subpart G
Sections 84.60, 84.63–84.65
These sections of Subpart G, which
provide general construction and
performance requirements for
respirators certified under 42 CFR pt.
84, are presently limited to covering
respirator types specified under
Subparts H through L. Since this rule
would remove CCERs provisions from
under Subpart H and would place them
under a newly created Subpart O,
Subpart G needs to be revised to cover
Subpart O as well as Subparts H through
L. Furthermore, by technical error,
existing Subparts N and KK have been
inadvertently omitted from coverage
under Subpart G, even though this
provision was intended to apply to all
respirators types. NIOSH would extend
the coverage of Subpart G to all
respirators certified under this part (i.e.,
Subparts H through KK) to clearly
specify the comprehensive coverage of
Subpart G to all respirator types
presently certified. This change will
also provide coverage under Subpart G
for respirator types that might be
distinguished under newly created
sections in the future.
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Subpart H
Section 84.70
This section would exclude CCERs
from coverage under any provisions of
Subpart H. The provisions of Subpart H
concerning respirators used for escape
from hazardous environments would be
applicable solely to those with an opencircuit design.
IV. Regulatory Assessment
Requirements
A. Executive Order 12866
Under Executive Order (E.O.) 12866
(58 FR 51735, October 4, 1993), the
Agency must determine whether a
regulatory action is ‘‘significant’’ and
therefore subject to review by the Office
of Management and Budget (OMB) and
the requirements of the executive order.
Under Section 3(f), E.O. 12866 defines
a ‘‘significant regulatory action’’ as an
action that is likely to result in a rule
(1) having an annual effect on the
economy of $100 million or more, or
adversely and materially affecting a
sector of the economy, productivity,
competition, jobs, the environment,
public health or safety, or State, local,
or tribal governments or communities
(also referred to as ‘‘economically
significant’’); (2) creating serious
inconsistency or otherwise interfering
with an action taken or planned by
another agency; (3) materially altering
the budgetary impacts of entitlements,
grants, user fees, or loan programs or the
rights and obligations of recipients
thereof; or (4) raising novel legal or
policy issues arising out of legal
mandates, the President’s priorities, or
the principles set forth in E.O. 12866.
This proposed rule is being treated as
a ‘‘significant regulatory action’’ within
the meaning of E.O. 12866. In particular,
the proposed rule would limit the
applicability of current MSHA
requirements under 30 CFR 75.1714–1
that mine operators provide miners in
underground coal mines with CCERs
(referred to in the mining community as
‘‘SCSRs’’) which have been ‘‘approved
by MSHA and NIOSH under 42 CFR
Part 84, as follows:
(a) 1-hour SCSR;
(b) A SCSR of not less than 10
minutes and a 1-hour canisters; or
(c) Any other self-contained breathing
apparatus which provides protection for
a period of 1 hour or longer and which
is approved for use by MSHA as a selfrescue device when used and
maintained as prescribed by MSHA.’’
The proposal would eliminate the
practice by NIOSH and MSHA of
approving CCERs on the basis of the
duration of breathing supply provided
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by the CCER. Hence, paragraphs (a) and
(b) of the MSHA regulation would no
longer have effect.
As discussed above, categorization of
a CCER’s capacity according to the
duration of its breathing gas supply
during testing can be misleading to
purchasers and users because testing
results may not reflect actual
performance for varied users under
actual escape conditions. The most
reliable practice to ensure that miners
are adequately provisioned for escapes
would be to empirically test ‘‘worstcase’’ escape scenarios for a particular
mine site using respirators likely to have
sufficient capacity and then to make
selections accordingly. The MSHA rule
would have to be modified to either
replace the current duration
denominations with capacity ratings
pursuant to the rating system in this
proposed rule or require mine operators
to conduct empirical tests to select
appropriate CCERs.
The proposed rule is not considered
economically significant, as defined in
§ 3(f)(1) of the E.O. 12866. Respirator
manufacturers will probably have to
modify existing CCER designs to meet
the proposed new capacity and
performance testing requirements.
However, these changes are not
expected to require manufacturers to
use fundamentally different or
substantially more costly technology.
Benchmark testing of currently
approved technology using the capacity
and performance requirements of the
proposed rule shows that at least one
current CCER product is likely to pass
these new tests without any change in
design. Similarly, NIOSH does not
expect the proposed new requirements
for indicators of excessive thermal
exposure, moisture damage, or chemical
bed integrity to have a substantial
impact on the manufacturing cost of
CCERs. Such indicators have already
been incorporated into CCER designs by
some manufacturers without
substantially increasing product prices.
Hence, NIOSH does not expect that
manufacturers would have to engage in
new manufacturing processes (to meet
the requirements under this proposed
rule) that would substantially increase
manufacturing costs or product prices.
Moreover, the scope of the market for
CCERs is presently very limited.
According to data from the Bureau of
Labor Statistics, in 2003 there were
fewer than 45,000 U.S. miners and other
workers in underground extractive
occupations (such as mining machine
operators; excavating machine
operators; and loaders, roof bolters, and
their helpers) who might use CCERs.
According to MSHA, there are
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approximately 37,000 underground coal
miners, the principal users of CCERS in
the private sector. The service life of
current CCER models ranges from 10 to
15 years, although some units may be
damaged or used for an escape or escape
simulation and used sooner. Assuming
that each CCER unit is replaced, on
average, every ten years and taking into
account that approximately 203,000
units will be deployed under the current
MSHA emergency standard,31 the
mining industry would purchase an
average of 20,300 units annually. Since
the average cost of CCERs is $665 32 and
is not expected to increase substantially
as a result of the proposed rule, these
data suggest that this principal
component of the current CCER market
represents less than $14.0 million in
annual sales. Other major components
of the CCER market include sales to the
Navy and Coast Guard and possibly the
maritime industry. Among these, the
Navy is the largest consumer, with over
400,000 units in current use and
anticipated average annual purchases of
approximately $20 million.33
Mine operators and other employers
would be most significantly impacted
by the one-time costs associated with
potentially having to replace CCERs
approved under the existing standard
with CCERs approved under the final
rule, upon promulgation and expiration
of the phase-in period. As proposed,
these purchasers would have to replace
any currently deployed CCERs that are
not re-approved under the proposed
rule within six years after the final rule
is promulgated. Assuming that 40
percent, or 81,200 units, would have to
be replaced by mine operators prior to
the end of their service life 34 at the
31 MSHA estimates there were approximately
45,000 CCERs deployed for coal mining prior to the
MSHA emergency temporary standard for
emergency mine evacuation, one unit for each
underground miner or mine contractor, and MSHA
estimates an additional 168,000 units would be
deployed in compliance with the Final Emergency
Mine Evacuation standard.
32 MSHA Regulatory Economic Analysis,
Emergency Mine Evacuation, Final Rule, December
2006 (RIN: 1219–AB46), p. 57.
33 Estimated from information provided by the
Naval Surface Warfare Center, Panama City,
Florida, December 20, 2004.
34 This assumption is conservative. It supposes
that CCERs deployed in mines would last for a
service life of 10 years. It is the experience of
NIOSH researchers that CCERs do not typically
remain in approved condition this long, due to the
harsh physical conditions to which they are
subjected in and outside of the mine while donned,
worn, stored, and transported on mine vehicles. It
also assumes that mine operators will purchase
newly approved devices once the NIOSH final rule
is promulgated and becomes effective, despite the
three year grandfather period during which
respirator manufacturers could continue to sell
devices that would not be approved under the final
rule.
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assumed 10 percent annual replacement
rate,35 the proposed rule would cost all
mine operators combined a maximum of
$8 million. This estimate represents the
present value of the remaining service
life of deployed units that would have
to be replaced at the end of the six-year
grandfather period. The replacement
cost for the Navy would be
approximately $12 million in terms of
the present value of deployed units that
would have to be replaced.36
The cost of replacing deployed units
whose service life has not expired
would be incurred only once since this
rule includes no provisions that would
force respirator manufacturers to design
CCERs with shorter service lives than
are achieved by currently certified
models of these respirators.
The new requirements would likely
produce economic benefits. First, they
would provide more product
performance information to purchasers,
which would serve to produce a more
efficient market. Respirators would be
tested for their specific capacity, in
addition to being rated by general
categories of capacity. As discussed
under Section III—84.304 of the
preamble, this specificity would allow
purchasers to match respirators more
closely to their particular needs. As a
result, the new requirements would
provide an incentive for manufacturers
to innovate and possibly produce more
diverse products. Having specific
NIOSH-certified capacity levels would
provide manufacturers with more
incentive to differentiate the
performance of their products from
those of their competitors. This
competition should result in a market of
products that more closely meet the
design and performance needs of
different work sites, thereby improving
the protection of miners and other
workers who rely on CCERs in
emergencies.
Second, the new requirements for
safety features (which provide for the
detection of units that have undergone
35 MSHA estimates that approximately 45,000
CCERs were deployed in mines prior to
promulgation of the MSHA final standard and that
approximately 168,000 units will be deployed as a
result of the final standard. The 81,200 units would
have an average of 2.5 years of remaining service
life at the end of the 6-year grandfather period, if
NIOSH promulgates a final rule in 2008. The
present value of the remaining service life years of
deployed units was calculated by using a 7 percent
discount rate and an average cost of a CCER of $665.
36 The Navy has approximately 400,000 units in
service and is replacing them at a rate of
approximately 40,000 per year and a cost of
approximately $500 per unit. This means 160,000
units would have to be replaced at the end of the
6-year grandfather period, being replaced an
average of 2.5 years prior to their planned
replacement.
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excessive environmental stresses or
mishandling) has potential for
increasing the ability of purchasers,
users, inspectors, and others to
contribute to assuring the reliability of
deployed CCER units.
Third, the new requirements for safety
features and for capacity and
performance testing are designed to
better protect workers relying on CCERs
for their survival. Although NIOSH
lacks information on the number of
workers annually who rely on a CCER
for their survival and the quantifiable
benefit they would derive from the
improvements in this rule, costs
associated with death and disability
could be avoided. In addition, costs
associated with rescue operations could
be averted if workers escape
independently.
The proposed rule would not interfere
with State, local, and tribal governments
in the exercise of their governmental
functions.
OMB has reviewed this proposed rule
for consistency with the President’s
priorities and the principles set forth in
E.O. 12866.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA),
5 U.S.C. 601 et seq., requires each
agency to consider the potential impact
of its regulations on small entities
including small businesses, small
governmental units, and small not-forprofit organizations. The Department of
Health and Human Services (HHS)
certifies that this proposed rule would
not have a significant economic impact
on a substantial number of small entities
within the meaning of the RFA.
The proposed rule establishes new
testing and certification requirements
for the particular type of respirator, the
CCER, used by workers in mines and
other settings to escape hazardous
atmospheres. MSHA and Occupational
Safety and Health Administration
(OSHA) regulations require that when
employers provide respirators to their
employees, the respirators must be
NIOSH/MSHA-certified or NIOSHcertified respirators. Hence, the
proposed rule would impose new
requirements on the manufacturers of
CCERs, who may have to design new
products and make related changes to
their manufacturing process for such
products. However, such new designs
would not require substantial
technological innovation and any
additional costs incurred by the
manufacturers would be passed on to
consumers since there is essentially no
demand elasticity for these products,
which are required by Federal safety
and health regulations.
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Furthermore, CCERs are presently
manufactured by only two U.S.
companies: CSE Corporation of
Monroeville, Pennsylvania, and Ocenco
Incorporated of Pleasant Prairie,
Wisconsin. While these manufacturing
companies are small businesses as
defined under the Small Business Act
(Pub. L. 85–536) for this industry sector
(NAICS 339112—Surgical and Medical
Instrument Manufacturers), employing
fewer than 500 employees, HHS
proposes that two companies do not
represent a substantial number of
entities under the RFA.
The proposed rule will have an
economic impact on the operators of the
580 underground coal mines in the
United States in 2003 37, the majority of
which are defined as small businesses
by the Small Business Administration.
Underground coal mine operators are
required to supply each underground
coal miner with NIOSH/MSHA-certified
CCERs. These mine operators might
have to replace some of their stock of
CCERs that have remaining service life
if the CCERs have not been re-approved
by NIOSH under the new requirements
of the final rule. This economic impact
would not be significant, however. The
present value of respirators that might
have to be replaced as a result of this
rule would not exceed $8 million, as
discussed above. This represents less
than 0.1 percent of the estimated annual
revenues for underground coal mine
operators.38
In addition to costs for replacing any
respirators with remaining service life
that are not re-approved by NIOSH, any
change in the cost of respirators would
also be borne by mine operators.
Although NIOSH is not able to
forecast whether the prices of CCERs
would indeed be affected by the new
certification testing requirements, it is
unlikely that any increase in costs
would prove substantial. Respirator
manufacturers would probably have to
modify existing CCER designs to meet
the new capacity or performance testing
requirements. However, these
requirements should not cause the
manufacturers to use fundamentally
different or substantially more costly
technology, as discussed above. Hence,
NIOSH does not expect that
manufacturers would have to engage in
37 Table 2: Coal Production and Number of Mines
by State, County, and Mine Type, 2003. Annual
Coal Report 2003. Energy Information
Administration.
38 MSHA estimates revenues of underground coal
mine operators at $9,488,466,936. See Can this be
put in quotes? Previous footnote documents are not
underlined. MSHA Regulatory Economic Analysis,
Emergency Mine Evacuation, Final Rule, December
2006 (RIN: 1219–AB46), p. 106.
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new manufacturing processes that
would substantially increase product
prices.
Moreover, even if product prices were
to increase substantially, it would not
produce a substantial economic impact
on mine operators. Currently, the
average price of a CCER is $665.39
Assuming that each unit requires
replacement every 10 years and that the
prices of CCERs were to increase by 50
percent as a result of this rule, the
annualized additional costs of $26 per
underground coal miner 40 would not be
significant in the context of the total per
capita labor costs of underground coal
mine operators.41
For the reasons provided, a regulatory
flexibility analysis, as provided for
under RFA, is not required.
C. What Are the Paperwork and Other
Information Collection Requirements
(Subject to the Paperwork Reduction
Act) Imposed Under This Rule?
The Paperwork Reduction Act is
applicable to the data collection aspects
of this rule. Under the Paperwork
Reduction Act of 1995, a Federal agency
shall not conduct or sponsor a
collection of information from ten or
more persons other than Federal
employees unless the agency has
submitted a Standard Form 83,
Clearance Request, and Notice of
Action, to the Director of the Office of
Management and Budget (OMB), and
the Director has approved the proposed
collection of information. A person is
not required to respond to a collection
of information unless it displays a
currently valid OMB control number.
OMB has approved NIOSH’s
collection of information from
applicants under this rule (OMB Control
# 0920–109, ‘‘Respiratory Protective
Devices,’’ which covers all information
collection under 42 CFR pt. 84). The
information NIOSH would collect
pursuant to this rulemaking does not
differ substantially from the information
presently collected by NIOSH from
applicants who presently hold NIOSH
approvals of their CCER products.
Furthermore, NIOSH is aware of only
three manufacturers (two that are U.S.
companies) intending to continue
manufacturing CCERs.
39 MSHA Regulatory Economic Analysis,
Emergency Mine Evacuation, Final Rule, December
2006 (RIN: 1219–AB46), p. 57.
40 $665/unit × 0.5 cost increase × 203,000 units
× 0.1 annual replacement rate × 0.1424
annualization factor ÷ 37,000 underground miners
= annual costs per underground miner.
41 According to the National Mining Association,
coal miners have average annual earnings of
$50,000. Profile of the U.S. Coal Miner 2003; https://
www.nma.org/pdf/c_profile.pdf; updated October
2004.
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D. Small Business Regulatory
Enforcement Fairness Act
As required by Congress under the
Small Business Regulatory Enforcement
Fairness Act of 1996 (5 U.S.C. 801 et
seq.), HHS must report to Congress the
promulgation of a final rule, once it is
developed, prior to its taking effect. The
report would state that HHS has
concluded that the rule is not a ‘‘major
rule’’ because it is not likely to result in
an annual effect on the economy of $100
million or more.
E. Unfunded Mandates Reform Act of
1995
Title II of the Unfunded Mandates
Reform Act of 1995 (2 U.S.C. 1531 et
seq.) directs agencies to assess the
effects of Federal regulatory actions on
State, local, and tribal governments and
the private sector ‘‘other than to the
extent that such regulations incorporate
requirements specifically set forth in
law.’’ For purposes of the Unfunded
Mandates Reform Act, this proposed
rule does not include any Federal
mandate that may result in increased
annual expenditures in excess of $100
million by State, local or tribal
governments in the aggregate, or by the
private sector.
F. Executive Order 12988 (Civil Justice)
This proposed rule has been drafted
and reviewed in accordance with
Executive Order 12988, Civil Justice
Reform, and will not unduly burden the
Federal court system. NIOSH has
provided clear testing and certification
requirements it would apply uniformly
to all applications from manufacturers
of CCERs. This proposed rule has been
reviewed carefully to eliminate drafting
errors and ambiguities.
mstockstill on PROD1PC66 with PROPOSALS
G. Executive Order 13132 (Federalism)
HHS has reviewed this proposed rule
in accordance with Executive Order
13132 regarding federalism, and has
determined that it does not have
‘‘federalism implications.’’ The
proposed rule does not ‘‘have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
H. Executive Order 13045 (Protection of
Children From Environmental, Health
Risks and Safety Risks)
In accordance with Executive Order
13045, HHS has evaluated the
environmental health and safety effects
of this proposed rule on children. HHS
has determined that the proposed rule
would have no effect on children.
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I. Executive Order 13211 (Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use)
In accordance with Executive Order
13211, HHS has evaluated the effects of
this proposed rule on energy supply,
distribution, or use because it applies to
the underground mining sector. The
proposed rule would not result in any
yearly costs to mines and could result
in one-time costs of $8 million
associated with the replacement of
deployed CCERs that do not pass the
tests in this proposed rule and have not
reached the end of their service life.
Relative to the annual revenues of the
underground coal mining industry,
which were $11.1 billion in 2004, these
one time costs are not ‘‘likely to have a
significant adverse effect on the supply,
distribution, or use of energy’’ and
hence this proposed rule does not
constitute a ‘‘significant energy action.’’
Accordingly, E.O. 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use, requires no further
Agency action or analysis.
§ 84.65
[Amended]
5. Amend § 84.65(a) to remove the
phrase ‘‘in Subparts H through L’’ and
add in its place the phrase ‘‘in Subparts
H through KK’’.
Subpart H—Self-Contained Breathing
Apparatus
6. Amend § 84.70 to:
a. Redesignate paragraphs (a) through
(d) as (b) through (e), respectively; and
b. Add a new paragraph (a) to read as
follows:
§ 84.70 Self-contained breathing
apparatus; description.
(a) Limitation on Scope. None of the
provisions of Subpart H apply to closedcircuit escape respirators to be approved
specifically for escape from hazardous
atmospheres. Such respirators are
covered under the provisions of Subpart
O—Closed-Circuit Escape Respirators.
*
*
*
*
*
7. Amend Part 84 to add Subpart O to
read as follows:
1. The authority citation for Part 84
continues to read as follows:
Subpart O—Closed-Circuit Escape
Respirators
Sec.
84.300 Closed-circuit escape respirator;
description.
84.301 Applicability to new and previously
approved CCERs.
84.302 Required components, attributes,
and instructions.
84.303 General testing conditions and
requirements.
84.304 Capacity test requirements.
84.305 Performance test requirements.
84.306 Wearability test requirements.
84.307 Environmental treatments.
84.308 Additional testing.
84.309 Additional testing and requirements
for dockable CCERs.
84.310 Post-certification testing.
84.311 Registration of CCER units upon
purchase.
Authority: 29 U.S.C. 651 et seq., and
657(g); 30 U.S.C. 3, 5, 7, 811, 842(h), 844.
Subpart O—Closed-Circuit Escape
Respirators
Subpart G—General Construction and
Performance Requirements
§ 84.300 Closed-circuit escape respirator;
description.
List of Subjects in 42 CFR Part 84
Incorporation by reference, Mine
safety and health, Occupational safety
and health, Personal protective
equipment, Respirators.
Text of the Rule
For the reasons discussed in the
preamble, the Department of Health and
Human Services proposes to amend 42
CFR Part 84 as follows:
PART 84—APPROVAL OF
RESPIRATORY PROTECTIVE DEVICES
§ 84.60
[Amended]
2. Amend § 84.60(a) to remove the
phrase ‘‘in Subparts H through L’’ and
add in its place the phrase ‘‘in Subparts
H through KK’’.
§ 84.63
[Amended]
3. Amend § 84.63(a), (b), and (c) to
remove the phrase ‘‘in Subparts H
through L’’ and add in its place the
phrase ‘‘in Subparts H through KK’’.
§ 84.64
[Amended]
4. Amend § 84.64(b) to remove the
phrase ‘‘in Subparts H through L’’ and
add in its place the phrase ‘‘in Subparts
H through KK’’.
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A closed-circuit escape respirator
(CCER), technically a subset of selfcontained breathing apparatuses (SCBA)
which are otherwise covered under
Subpart H of this part, is used in certain
industrial and other work settings in
emergencies to enable users to escape
from atmospheres that can be
immediately dangerous to life and
health. Known in the mining
community as self-contained selfrescuer (SCSR)s, CCERs are relied upon
by miners to escape dangerous
atmospheres in underground coal mines
after a mine fire or explosion. CCERs are
commonly worn on workers’ belts or
stored in close proximity to be
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accessible in an emergency. They are
relatively small respirators that employ
either compressed oxygen or a chemical
source of oxygen, plus a chemical
system for removing exhaled carbon
dioxide from the user’s recirculated air.
Users re-breathe their exhalations after
the oxygen and carbon dioxide levels
have been restored to suitable levels,
which distinguishes these ‘‘closedcircuit’’ self-contained respirators from
‘‘open-circuit’’ self-contained
respirators, which vent each exhalation.
§ 84.301 Applicability to new and
previously approved CCERs.
(a) This subpart applies to the
following CCERs:
(1) All CCERs submitted to NIOSH for
a certificate of approval after [DATE
RULE BECOMES EFFECTIVE]; and
(2) All CCERs sold after [DATE 3
YEARS AFTER DATE RULE BECOMES
EFFECTIVE].
(b) After [DATE 6 YEARS AFTER
DATE RULE BECOMES EFFECTIVE],
NIOSH certificates of approval are
rescinded, without further action or
notification by NIOSH, for all CCERs
certified by NIOSH prior to [DATE
RULE BECOMES EFFECTIVE].
mstockstill on PROD1PC66 with PROPOSALS
§ 84.302 Required components, attributes,
and instructions.
(a) Each CCER must include
components and/or attributes
appropriate to its design, as follows:
(1) Eye protection: Each CCER must
include safety goggles or an escape hood
lens that protects against impact,
fogging, and permeation by gas, vapor,
and smoke, as specified under
§ 84.308(c) of this subpart;
(2) Thermal exposure indicators: If
the manufacturer specifies a maximum
and/or minimum environmental
temperature limit for storage of the
CCER, then the CCER must include a
component, an attribute, or other means
by which a person can determine
whether the CCER has been exposed to
temperatures that exceed the limit(s);
(3) Chemical bed physical integrity
indicators: The CCER must include a
component, an attribute, or other means
by which a person can detect any
damage or alteration of the chemical
oxygen storage or chemical carbon
dioxide scrubber that could diminish
the NIOSH-certified performance of the
CCER, as tested under this subpart;
(4) Oxygen storage vessel: If the CCER
includes an oxygen storage vessel, the
vessel must be approved by the U.S.
Department of Transportation (DOT)
under 49 CFR Part 107, ‘‘Hazardous
Materials Program Procedures,’’ unless
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exempted under Subpart B of 49 CFR
Part 107;
(5) Tamper-resistant/tamper-evident
casing: If the CCER is not designed for
its casing to be opened prior to use for
an actual escape (e.g., for maintenance,
escape drills, or inspection of the
components), the casing must include a
component, an attribute, or other means
to prevent a person from accidentally
opening the casing and, upon such
opening, to either prevent the casing
from being closed or to clearly indicate
to a potential user that the casing has
been previously opened; and
(6) Moisture damage indicators: If the
CCER is not designed for its casing to be
opened for inspection of its internal
components, the casing must include a
component, an attribute, or other means
by which a person can detect any
ingress of water or water vapor that
could diminish the NIOSH-certified
performance, as tested under this
subpart.
(b) The components of each CCER
must meet the general construction
requirements specified in Subpart G,
§ 84.61.
(c) The CCER must be resistant to the
permeation of the breathing circuit by
gasoline vapors. To verify such
resistance, NIOSH will test one unit by
applying the gasoline vapor permeation
test specified on the NIOSH Web page
at https://www.cdc.gov/niosh/npptl/
resources/certpgmspt/default.html,
using a breathing machine applying a
ventilation rate of 40 liters per minute,
performing the test for the longest
duration achieved by any of the units
that underwent the capacity testing
specified under § 84.304.
(d) Exposed parts of the CCER must
not be composed of metals or other
materials that could, upon impact,
create frictional sparks or that could
store or generate static electrical charges
of sufficient energy to ignite flammable
gaseous mixtures.
(e) The design, construction, or
materials of the CCER must not
constitute a hazard to the user as a
result of the wearing, inspection, or use
of the CCER.
(f) Each new CCER unit must be
accompanied by instructions and a
service life plan. These documents must
be clearly written.
(1) Instructions must address the
following topics and elements:
(i) An explanation of how the CCER
works;
(ii) A schematic diagram of the CCER;
(iii) Procedures for donning and use;
(iv) Procedures for inspecting the
operating condition of the CCER;
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(v) Procedures and conditions for
storage, including but not limited to any
recommended minimum and maximum
temperatures for storage;
(vi) Limitations on use, including but
not limited to any recommended
minimum and maximum temperatures
for use;
(vii) Procedures for disposal; and
(viii) Procedures for registration of the
unit with NIOSH, pursuant to § 84.311
of this subpart.
(2) The service life plan must
completely address the following topics:
(i) The maximum number of years,
from the date of manufacture, that the
unit may remain available for use; this
limit is intended to prevent the
continued use of a unit that the
applicant cannot assure would continue
to perform as certified by NIOSH, due
to reasonably foreseeable degradation of
materials used in its construction;
(ii) Any other conditions, other than
that specified under paragraph (f)(2)(i)
of this section, that should govern the
removal from service of the CCER; and
(iii) Any procedures by which a user
or others should inspect the CCER,
perform any maintenance possible and
necessary, and determine when the
CCER should be removed from service.
§ 84.303 General testing conditions and
requirements.
(a) NIOSH will conduct capacity and
performance tests on the CCER using a
breathing and metabolic simulator to
provide quantitative evaluations and
human subjects on a treadmill to
provide qualitative evaluations.
Information on the design and operation
of the simulator is available from the
NIOSH Web page at https://
www.cdc.gov/niosh/npptl/resources/
certpgmspt/default.html.
(b) Capacity, performance, and
wearability tests will continuously
monitor the stressors listed in Table 1.
The stressors and their respective
acceptable ranges will be measured at
the interface between the CCER and the
mouth by instruments capable of breathby-breath measurement. Stressor
measurements will be evaluated as oneminute averages. The operating averages
of each stressor will be calculated upon
the completion of each test as the
average of the one-minute
measurements of the stressor recorded
during the test. The level of any
excursion for a stressor occurring during
a test will be defined by the one-minute
average value(s) of the excursion(s).
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TABLE 1—MONITORED STRESSORS AND THEIR ACCEPTABLE RANGES
Stressor
Acceptable range operating average
Acceptable range excursion
Average inhaled CO2 ......................................................................................
Average inhaled O2 ........................................................................................
Peak Breathing Pressures ..............................................................................
Wet-bulb temperature 1 ...................................................................................
<1.5% ................................................
>19.5% ..............................................
DP ≤ 200 mm H2O .............................
<43 °C ...............................................
≤4%
≥15%
¥300 ≤ DP ≤ 200 mm H2O.
≤50 °C
1 Wet-bulb temperature is a measurement of the temperature of a wet surface. It represents the temperature of the inhaled breathing gas in the
CCER user’s trachea.
(c) Capacity and performance tests
will conclude when the stored breathing
gas supply has been fully expended.
(d) NIOSH will determine a CCER to
have failed a capacity, performance, or
wearability test if any of the following
occurs:
(1) A one-minute average
measurement of any stressor listed in
Table 1 occurs outside the acceptable
excursion range specified in Table 1; or
an average stressor measurement
calculated at the completion of a
performance or capacity test exceeds the
acceptable operating average range
specified in Table 1; or
(2) A human subject cannot complete
the test for any reason related to the
CCER, as determined by NIOSH.
(e) Unless otherwise stated, tests
required under this subpart will be
conducted at the following ambient
conditions:
(1) Ambient temperatures of 23C ± 3C;
and
(2) Atmospheric pressures of 735 mm
Hg ± 15 mm Hg.
§ 84.304
Capacity test requirements.
(a) NIOSH will conduct the capacity
test on a total of eight to ten of the units
submitted for approval, as follows:
(1) Three units will be tested on a
breathing and metabolic simulator in
the condition in which they are received
from the applicant;
(2) Two units will be tested on a
breathing and metabolic simulator after
being subjected to the environmental
treatments specified in § 84.307 of this
subpart;
(3) Two units will be tested on a
breathing and metabolic simulator at the
cold-temperature limit recommended by
the manufacturer under § 84.302(f)(1)(F)
of this subpart, after the unit has been
stored for a minimum of 24 hours at this
limit; and
(4) One unit, in the condition in
which it is received from the applicant,
will be tested by a human subject on a
treadmill.
(5) To approve a CCER under a Cap
3 rating for use in coal mines, two units
will also be tested by a human subject
under the specifications of §§ 84.99 and
84.100 of this part that are applicable to
a one-hour Man test 4.
(b) The capacity test will begin upon
the first inhalation from or exhalation
into the unit.
(c) Each unit will be tested at a
constant work rate, depending on the
capacity specified by the manufacturer,
according to the requirements specified
in Table 2. All volumes are given at
standard temperature (0 °C) and
pressure (760 mm Hg), dry, unless
otherwise noted.
(d) NIOSH will rate an approved
CCER using the appropriate capacity
rating, as specified in Table 2.
TABLE 2—CAPACITY TEST REQUIREMENTS
˙
VO2
(L/min)
Capacity rating
Capacity
(L of O2)
Cap 1 ................................................
Cap 2 ................................................
Cap 3 ................................................
20 ≤ L ≤ 59 .......................................
60 ≤ L ≤ 79 .......................................
L ≥ 80 ...............................................
˙
VCO2
(L/min)
2.50
2.00
1.35
2.50
1.80
1.15
˙
Ve
(L/min)
RF
(Breaths/min)
55
44
30
22
20
18
˙
˙
VO2 = volume of oxygen consumed/min; VCO2 = volume of carbon dioxide produced/min.
˙
Ve = ventilation rate in liters of air per minute.
RF = respiratory frequency.
(e) NIOSH will document the least
value achieved by the seven units tested
using the breathing and metabolic
simulator. NIOSH will quantify this
value of achieved capacity within an
increment of 5 liters, rounding
intermediate values to the nearest lower
5 liter increment.
mstockstill on PROD1PC66 with PROPOSALS
§ 84.305
Performance test requirements.
(a) NIOSH will conduct the
performance test on a total of six of the
units submitted for approval, as follows:
(1) Three units will be tested on a
breathing and metabolic simulator in
the condition in which they were
received from the applicant; and
(2) Two units will be tested on a
breathing and metabolic simulator after
being subjected to the environmental
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treatments specified in § 84.307 of this
subpart; and
(3) One unit will be tested, in the
condition in which it was received from
the applicant, by a human subject on a
treadmill.
(b) Except as provided under
paragraph (c) of this section, the
performance test will apply a repeating
cycle of work rates, according to the
sequence and requirements specified in
Table 3, until the oxygen supply of the
unit is exhausted.
(c) Testing of CCERs with less than 50
liters of capacity, as determined by the
capacity testing under § 84.304, will
require the submission of additional test
units to fully apply the work-rate test
sequence and requirements specified in
Table 3. The testing of each individual
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unit will complete the cycle specified in
Table 3 until the breathing supply of the
initial test unit is exhausted. This initial
test unit will then be replaced by a
second unit, which will continue the
test cycle, beginning at the work rate in
the cycle at which the initial unit was
exhausted, and completing the full
period specified in Table 3 for that work
rate before proceeding to the subsequent
work rate, if any, specified in Table 3.
Each initial testing unit will be replaced
as many times as necessary to complete
the cycle, not to exceed two
replacement units per initial test unit.
(d) The performance test will begin
with two exhalations into the unit at the
specified ventilation rate to determine
the design’s susceptibility to hypoxia.
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75043
TABLE 3—PERFORMANCE TEST REQUIREMENTS
Duration
per cycle
(min)
Work-rate test sequence
1. Peak .................................................................................
2. High ..................................................................................
3. Low ..................................................................................
˙
VO2
(L/min)
5
15
10
˙
Ve
(L/min)
˙
VCO2
(L/min)
3.00
2.00
0.50
3.20
1.80
0.40
RF
(breaths/min)
65.0
44.0
20.0
25
20
12
˙
˙
VO2 = volume of oxygen consumed/min; VCO2 = volume of carbon dioxide produced/min.
˙
Ve = ventilation rate in liters of air per minute.
RF = respiratory frequency.
§ 84.306
Wearability test requirements.
(a) NIOSH will conduct the
wearability test on a total of three of the
units submitted for approval. Three
human subjects (two (2) males and one
(1) female), one subject per unit, will
conduct the test. The three subjects will
range in height and weight as follows:
one subject of height ≥ 174 cm and
weight ≥ 90 kg; one subject of either 163
cm ≤ height < 174 cm, regardless of
weight, or 72 kg ≥ weight < 90 kg,
regardless of height; and one subject of
height < 163 cm and weight < 72 kg. All
units tested must meet all conditions
specified in this section to receive
approval.
(b) NIOSH will evaluate the ease and
speed with which users can don the
CCER, as follows:
(1) Each test subject must be able to
don the CCER correctly, isolating the
lungs within 30 seconds; 1 and
(2) A CCER must not include any
design, construction, or material
characteristic that can be anticipated or
demonstrated, under plausible
conditions, to hinder the user in the
correct and timely donning of the CCER.
(c) NIOSH will continuously monitor
CCER use by each test subject during the
activities specified in Table 4 to
evaluate the ability of the CCER to
provide an adequate and uninterrupted
breathing supply, including but not
limited to the requirements of
§ 84.303(b) of this subpart, without
harming or hindering a user. NIOSH
will not approve a CCER if the use of
any unit during these activities
indicates any potential for the CCER to
harm or hinder the user or to fail to
provide an adequate and uninterrupted
breathing supply to the user during
reasonably anticipated conditions and
activities of an escape.
TABLE 4—WEARABILITY TEST REQUIREMENTS
Activity
Minimum duration
Sitting .....................................................................................................................................................................
Stooped walking ....................................................................................................................................................
Crawling .................................................................................................................................................................
Lying on left side ...................................................................................................................................................
Lying on right side .................................................................................................................................................
Lying on back ........................................................................................................................................................
Bending over to touch toes ...................................................................................................................................
Turning head from side to side .............................................................................................................................
Nodding head up and down ..................................................................................................................................
Climbing steps or a laddermill ...............................................................................................................................
Carrying 50-lb bag on treadmill at 5 kph ...............................................................................................................
Lifting 20-lb weight from floor to an upright position .............................................................................................
Running on treadmill at 10 kph .............................................................................................................................
mstockstill on PROD1PC66 with PROPOSALS
§ 84.307
Environmental treatments.
(a) Four units submitted for approval
will be tested for capacity and
performance, pursuant to the
requirements of §§ 84.303–84.305 of this
subpart, after exposure to environmental
treatments simulating extreme storage
temperatures, shock, and vibration.
(b) The units will be stored for sixteen
hours at a temperature of ¥45 °C and
for forty-eight hours at a temperature of
71 °C. The maximum rate of change for
thermal loading shall not exceed 3 °C
per minute and constant temperatures
shall be maintained within ± 2 °C.
(c) The units will be subjected to
physical shock according to the
following procedure:
(1) The unit will be dropped six times
from a height of one meter onto a
concrete surface; and
(2) Each drop will test a different
orientation of the unit, with two drops
along each major axis.
(d) The units will be subjected to
vibration according to the following
procedure:
(1) The unit will be firmly secured to
a shaker table, which will be vibrated
with motion applied along a single axis
for 180 minutes;
1
1
1
1
1
1
1
1
1
1
1
1
1
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(at least 10 times).
(at least 10 times).
(1 step/sec).
(at least 10 times).
(2) The unit will be vibrated one axis
at a time along each of three axes for a
total of nine hours; and
(3) The vibration frequency regimen
applied to each axis will be cyclical,
repeating the sequence and
specifications provided in Table 5 every
twenty minutes.
TABLE 5—VIBRATION TEST SEQUENCE
Sequence
1. ...............
2. ...............
3. ...............
1 This time limit does not apply to any additional
steps that might be required after the lungs are
protected to adjust the unit for wear.
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§ 84.308
Federal Register / Vol. 73, No. 238 / Wednesday, December 10, 2008 / Proposed Rules
Additional testing.
(a) NIOSH will conduct additional
tests, as indicated below, on one or
more of the units submitted for
approval. Each unit tested must meet
the conditions specified in these tests
for the CCER to receive approval.
(b) NIOSH will perform safety hazard
tests on any CCER that stores more than
200 liters of oxygen or that stores
compressed oxygen at pressures
exceeding 3,000 psi. The applicant must
submit 15 units in addition to the 21–
23 units required for testing under
§§ 84.304–84.307 of this part. These
units will be evaluated for fire and
explosion hazards using the tests
specified in the following reports
published by the Bureau of Mines:
Reports of Investigations 9333 (1991),
pages: 4–18; 8890 (1984), pages 6–62;
and PRC Report No. 4294 (1980), pages:
18–62. These reports are available from
NIOSH upon request; to request a copy,
call 1–800–CDC–INFO (232–4636).
(c) NIOSH will perform the following
tests on the eye protection (gas-tight
goggles or escape hood lens) of one or
more units of every CCER submitted for
approval:
(1) NIOSH will test the effectiveness
of the eye protection against dust using
the method specified in Clause 13 of
International Standards Organization
(ISO) 4855 (First edition, 1981). The
result will be satisfactory if the
reflectance after the test is equal to or
greater than 80% of its value before
testing.
(2) NIOSH will test the effectiveness
of the eye protection against gas using
the method specified in Clause 14 of
ISO 4855. The test must not result in
staining of the area enclosed by the eye
protection.
(3) NIOSH will test the durability of
the eye protection using the method
specified in Sub-clause 3.1 of ISO 4855
of ISO 4855.
(4) NIOSH will test the eye
protection’s resistance to fogging in
accordance with the method specified
in European Standard EN 168: 2002.
(5) The standards required in this
section are incorporated by reference
into this section with the approval of
the Director of the Federal Register
under 5 U.S.C. 552(a) and 1 CFR part 51.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. A copy is also
available for inspection at NIOSH,
National Personal Protection
VerDate Aug<31>2005
16:30 Dec 09, 2008
Jkt 217001
Technology Laboratory, Bruceton
Research Center, 626 Cochrans Mill
Road, Pittsburgh, PA 15236. To arrange
for an inspection at NIOSH, call 412–
386–6593. Copies of the ISO standard
4855 are also available for purchase
from the International Organization for
Standardization (ISO) Web site at:
https://www.iso.org/iso/store.htm. Copies
of the European Standard 168 are
available for purchase from BSI British
Standards Web site at:
https://www.bsigroup.com/en/Standardsand-Publications.
§ 84.309 Additional testing and
requirements for dockable CCERs.
(a) NIOSH will conduct additional
testing of the CCERs that are designed
to allow the user to resupply the oxygen
source and the carbon dioxide scrubber
while using the respirator during an
escape.
(1) NIOSH will test the docking
mechanism and procedure to ensure
that they maintain the integrity of the
breathing circuit (against the intake of
hazardous fumes or gases) and the
continuity of the breathing gas supply
throughout the docking process.
(2) NIOSH will test the docking
mechanism and procedure to ensure
that users can employ the docking
process reliably, safely, and quickly
under escape conditions.
(b) NIOSH will designate CCERs that
pass the tests specified in this section as
‘‘Dockable’’.
(c) NIOSH will assign the capacity
rating to the dockable CCER, as
specified under § 84.304(d) of this part,
by conducting the capacity testing using
only the breathing gas supply included
for the initial use of the wearable
apparatus.
(d) NIOSH will test the supplemental
capacities of all breathing gas resupply
units produced by the manufacturer for
use with the dockable CCER. Such tests
will follow procedures consistent with
those specified under § 84.304 of this
part, including the rating requirements
in § 84.304(d). The manufacturer must
label the breathing gas resupply unit to
indicate its capacity as tested by NIOSH
and its compatibility with the CCER for
which it is designed.
(e) NIOSH may require the applicant
to provide additional units of the CCER
and breathing gas resupply units to
conduct the testing specified in this
section.
(f) NIOSH will not approve a CCER
with docking components, with or
without the ‘‘Dockable’’ NIOSH
designation, unless it satisfies the
testing and other requirements of this
section.
PO 00000
Frm 00056
Fmt 4702
Sfmt 4702
§ 84.310
Post-certification testing.
(a) NIOSH will periodically test the
capacity and performance of units of
approved CCERs.
(b) NIOSH may test units that are new
and/or units that have been deployed in
the field and have remaining service
life.
(c) NIOSH will conduct such testing
pursuant to the methods specified in
§§ 84.303–84.305 of this subpart, except
as provided under paragraph (d) of this
section.
(d) The numbers of units of an
approved CCER to be tested under this
section may exceed the numbers of
units specified for testing in §§ 84.304–
84.305 of this subpart.
(e) Failure of a unit to meet the
capacity and performance requirements
of this section may result in revocation
of the approval for the CCER or in
requirements for specific remedial
actions to address the cause or causes of
the failure.
(f) NIOSH will replace deployed units
obtained for testing with new units at no
cost to the employer.
(g) To maintain the approved status of
a CCER, an applicant must make
available for purchase by NIOSH, within
three months of a NIOSH purchase
request, the number of units requested
by the Institute. Within any 12 month
period, NIOSH will not request to
purchase more than 100 units for postcertification testing.
§ 84.311 Registration of CCER units upon
purchase.
(a) Each CCER unit sold will include,
within the user instructions, a copy of
procedures for registering the unit with
NIOSH. The applicant can obtain a copy
of these procedures from from the
NIOSH Web page: https://www.cdc.gov/
niosh/npptl/resources/certpgmspt/
default.html.
(b) The applicant shall notify in
writing each purchaser of the purpose of
registering a unit with NIOSH, as
specified under paragraph (c) of this
section. If the purchaser is a distributor
of the CCER, the applicant must request
in writing that the distributor
voluntarily notify in writing each of its
purchasers of the purpose of registering
a unit with NIOSH, as specified under
paragraph (c) of this section.
(c) ‘‘The National Institute for
Occupational Safety and Health
(NIOSH) requests, but does not require,
that each purchaser of this respirator
register all units purchased with
NIOSH. Registration will enable NIOSH,
which certified this model of respirator,
to attempt to notify you if a problem is
discovered that might affect the safety or
performance of this respirator.
E:\FR\FM\10DEP1.SGM
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Federal Register / Vol. 73, No. 238 / Wednesday, December 10, 2008 / Proposed Rules
Registration will also assist NIOSH in
locating deployed units to periodically
evaluate whether this respirator is
remaining effective under field
conditions of storage and use.’’
Editorial Note: This document was
received at the Office of the Federal Register
on December 5, 2008.
Dated: July 23, 2008.
Michael O. Leavitt,
Secretary, Department of Health and Human
Services.
[FR Doc. E8–29235 Filed 12–9–08; 8:45 am]
BILLING CODE 4163–18–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
42 CFR Part 84
RIN 0920–AA04
Quality Assurance Requirements for
Respirators; Notice of Proposed
Rulemaking
Centers for Disease Control and
Prevention.
ACTION: Notice of proposed rulemaking.
AGENCY:
The Department of Health and
Human Services (HHS) proposes to
update existing quality assurance
requirements under 42 CFR Part 84 for
the manufacture of all respirators
approved by the National Institute for
Occupational Safety and Health
(‘‘NIOSH’’) of Centers for Disease
Control and Prevetion (CDC), HHS. The
proposed new requirements would
require respirator manufacturers to be
compliant with a widely adopted
voluntary consensus standard for
quality management systems, would
update technical requirements
particular to quality assurance for
manufacturing of NIOSH-approved
respirators, and would establish
requirements governing the related
quality assurance oversight activities of
NIOSH.
DATES: CDC invites comments on this
proposed rule from interested parties.
Comments must be received by
February 9, 2009.
ADDRESSES: You may submit comments,
identified by RIN: 0920–AA04, by any
of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail: niocindocket@cdc.gov.
Include ‘‘RIN: 0920–AA04’’ and ‘‘42
CFR pt. 84’’ in the subject line of the
message.
• Mail: NIOSH Docket Office, Robert
A. Taft Laboratories, MS–C34, 4676
mstockstill on PROD1PC66 with PROPOSALS
SUMMARY:
VerDate Aug<31>2005
16:30 Dec 09, 2008
Jkt 217001
Columbia Parkway, Cincinnati, OH
45226.
Instructions: All submissions received
must include the agency name and
docket number or Regulatory
Information Number (RIN) for this
rulemaking, RIN: 0920-AA04. All
comments received will be posted
without change to https://www.cdc.gov/
niosh/docket, including any personal
information provided. For detailed
instructions on submitting comments
and additional information on the
rulemaking process, see the ‘‘Public
Participation’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.cdc.gov/niosh/docket.
FOR FURTHER INFORMATION CONTACT:
William Newcomb, NIOSH National
Personal Protective Technology
Laboratory (‘‘NPPTL’’), Pittsburgh, PA,
(412) 386–4034 (this is not a toll-free
number). Information requests can also
be submitted by e-mail to
niocindocket@cdc.gov.
SUPPLEMENTARY INFORMATION:
I. Public Participation
Interested persons or organizations
are invited to participate in this
rulemaking by submitting written views,
arguments, recommendations, and data.
Comments are invited on any topic
related to this proposal.
Comments submitted by e-mail or
mail should be addressed to the
‘‘NIOSH Docket Officer’’ , titled ‘‘NIOSH
Docket #109’’, and should identify the
author(s), return address, and a phone
number, in case clarification is needed.
Comments can be submitted by e-mail
to: niocindocket@cdc.gov. E-mail
comments can be provided as e-mail
text or as a Word or Word Perfect file
attachment. Printed comments can be
sent to the NIOSH Docket Office at the
address above. All communications
received on or before the closing date
for comments will be fully considered
by CDC.
All comments submitted will be
available for examination in the rule
docket (a publicly available repository
of the documents associated with the
rulemaking) both before and after the
closing date for comments. A complete
electronic docket containing all
comments submitted will be available
on the NIOSH Web page at https://
www.cdc.gov/niosh/docket, and
comments will be available in writing
by request. NIOSH includes all
comments received without change in
PO 00000
Frm 00057
Fmt 4702
Sfmt 4702
75045
the docket, including any personal
information provided.
II. Background
A. Introduction
Under 42 CFR Part 84, ‘‘Approval of
Respiratory Protective Devices’’ (‘‘Part
84’’) NIOSH approves respirators used
by workers in mines and other
workplaces for protection against
hazardous atmospheres. The Mine
Safety and Health Administration
(‘‘MSHA’’) and the Occupational Safety
and Health Administration (‘‘OSHA’’)
require U.S. employers to supply
NIOSH-approved respirators to their
employees whenever the employer
requires the use of respirators. In
addition, MSHA co-approves with
NIOSH all respirators used in mine
emergencies and mine rescue.
As provided under Subpart E of Part
84, NIOSH presently requires, as a
condition of approval, that the
manufacturer of a NIOSH-approved
respirator maintain a quality control
plan designed to ensure that the
products manufactured are of adequate
quality and perform to the specifications
under which they were approved by
NIOSH. To provide quality assurance
oversight, NIOSH conducts audits of
manufacturing facilities (site audits) and
of finished products (product audits).
Additionally, NIOSH investigates
complaints from employers and users
concerning the performance of approved
respirators in their workplaces. These
audits and investigations can result in a
variety of compliance actions by
NIOSH, including requesting product
recalls, stop-sale orders, retrofits,
advisories, and various remedial quality
control actions.
B. Background and Significance
Employers rely upon NIOSHapproved respirators to protect their
employees from airborne toxic
contaminants and oxygen-deficient
environments. More than 3.3 million
private sector employees in the United
States wear respirators for certain work
tasks. The most effective and reliable
means of protecting workers from
airborne contaminants is to prevent the
workplace air from substantial
contamination in the first place through
enclosed processes and ventilation
engineering. Similarly, the most
effective and reliable means of
protecting workers from oxygendeficient environments is to prevent
their causes or entry into them by
workers. However, it is not
technologically or economically feasible
in all workplaces and operations to
reduce airborne concentrations of
E:\FR\FM\10DEP1.SGM
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Agencies
[Federal Register Volume 73, Number 238 (Wednesday, December 10, 2008)]
[Proposed Rules]
[Pages 75027-75045]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-29235]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
42 CFR Part 84
RIN 0920-AA10
Approval Tests and Standards for Closed-Circuit Escape
Respirators; Notice of Proposed Rulemaking
AGENCY: Centers for Disease Control and Prevention (CDC).
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: This notice proposes updated requirements that the Department
of Health and Human Service's (HHS), Centers for Disease Control and
Prevention's (CDC) National Institute for Occupational Safety and
Health (NIOSH) would employ to test and approve closed-circuit
respirators used for escaping atmospheres considered to be immediately
dangerous to life and health, including such respirators required by
the Mine Safety and Health Administration (MSHA) for use in underground
mines. NIOSH and MSHA jointly review and approve this type of
respirator used for mine emergencies under 42 CFR pt. 84, Approval of
Respiratory Protective Devices. NIOSH also approves these respirators
used in other work environments where escape equipment may be provided
to workers, such as vessels operated by U.S. Navy and Coast Guard
personnel. The proposed rule would replace only those technical
requirements in 42 CFR Part 84--Subpart H that are uniquely applicable
to closed-circuit escape respirators (CCERs), a subset of the variety
of escape respirators presently covered by Subpart H. All other
applicable requirements of 42 CFR Part 84 would remain unchanged. The
purpose of these updated requirements is to enable NIOSH and MSHA to
more effectively ensure the performance, reliability, and safety of
CCERs.
DATES: CDC invites comments on this proposed rule from interested
parties. Comments must be received by February 9, 2009.
ADDRESSES: You may submit comments, identified by RIN: 0920-AA10, by
any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail: niocindocket@cdc.gov. Include ``RIN: 0920-AA10''
and ``42 CFR pt. 84'' in the subject line of the message.
Mail: NIOSH Docket Office, Robert A. Taft Laboratories,
MS-C34, 4676 Columbia Parkway, Cincinnati, OH 45226.
Instructions: All submissions received must include the agency name
and docket number or Regulatory Information Number (RIN) for this
rulemaking, RIN: 0920-AA10. All comments received will be posted
without change at the NIOSH docket Web page: https://www.cdc.gov/niosh/
docket, including any personal information provided. For detailed
instructions on submitting comments and additional information on the
rulemaking process, see the ``Public Participation'' heading of the
SUPPLEMENTARY INFORMATION section of this document. Background
information on this rulemaking is available at the NIOSH Web page:
https://www.cdc.gov/niosh/npptl.
FOR FURTHER INFORMATION CONTACT: Tim Rehak, NIOSH National Personal
Protective Technology Laboratory (NPPTL), Pittsburgh, PA, (412) 386-
6866 (this is not a toll-free number). Information requests can also be
submitted by e-mail to niocindocket@cdc.gov.
SUPPLEMENTARY INFORMATION:
I. Public Participation
Interested persons or organizations are invited to participate in
this rulemaking by submitting written views, arguments,
recommendations, and data. Comments are invited on any topic related to
this proposal.
Comments submitted by e-mail or mail should be titled ``Docket
005 Public Comments'', addressed to the ``NIOSH Docket
Officer'', and identify the author(s), return address, and a phone
number, in case clarification is needed. Comments can be submitted by
e-mail to niocindocket@cdc.gov as e-mail text or as a Word or Word
Perfect file attachment. Printed comments can be sent to the NIOSH
Docket Office at the address above. All communications received on or
before the closing date for comments will be fully considered by CDC.
All comments submitted will be available for examination in the
rule docket (a publicly available repository of the documents
associated with the rulemaking) both before and after the closing date
for comments. A complete electronic docket containing all comments
submitted will be available after the closing date at https://
www.cdc.gov/niosh/docket. Comments will also be made available in
writing upon request. NIOSH includes all comments received without
change in the docket, including any personal information provided.
II. Background
A. Introduction
A closed-circuit escape respirator (CCER) technically defined as a
closed-circuit, self-contained breathing apparatus (SCBA) used for
escape, is used in certain industrial and other work settings during
emergencies to enable users to escape from atmospheres that can be
immediately dangerous to life and health. The CCER, known in the mining
industry as a self-contained self-rescuer (SCSR), is primarily used by
miners to escape dangerous atmospheres in mines. It is also used by
certain Navy personnel, such as crews working below decks on vessels,
to escape dangerous atmospheres. To a lesser extent, it is also used by
other industries involved in working
[[Page 75028]]
underground or in confined spaces, such as tunneling operations in the
construction industry and in the maritime industry.
CCERs are commonly worn on workers' belts or stored in close
proximity to be accessible in an emergency. They are relatively small
respirators, typically the size of a water canteen, that employ either
compressed oxygen or a chemical source of oxygen, plus a chemical
system for removing exhaled carbon dioxide from the breathing circuit.
Users re-breathe their exhalations after the oxygen and carbon dioxide
levels have been restored to suitable levels, which distinguishes these
``closed-circuit'' respirators from ``open-circuit'' respirators, which
vent each exhalation. The total capacity for oxygen supply and carbon
dioxide removal vary by respirator model to address different work and
escape needs. The greater the oxygen supply capacity of a respirator,
the larger the respirator size and the less practical or comfortable it
might be to wear during work tasks. Current models are encased in hard,
water-resistant cases to protect the respirators from damage by impact,
puncture, or moisture.
B. Certification of CCERs
NIOSH certifies CCERs under 42 CFR pt. 84, Approval of Respiratory
Protective Devices. NIOSH and MSHA jointly review and approve such
respirators for use by miners to escape hazardous atmospheres generated
during emergencies in underground coal mines.\1\ In those regulations,
Subpart H, Self-Contained Breathing Apparatus, specifies testing and
certification requirements for these respirators, identified in the
regulations as closed-circuit apparatus for ``escape only.'' The
subpart also specifies requirements for other related, but distinct,
types of respirators, including open-circuit escape respirators and
respirators (closed- and open-circuit) used by rescuers responding to
an emergency (``entry'' and ``entry and escape'' apparatus); none of
those other types of respirators are covered by this rulemaking.
---------------------------------------------------------------------------
\1\ See 42 CFR 84.3.
---------------------------------------------------------------------------
C. Need for Rulemaking
Storage of CCERs in harsh environmental conditions, such as extreme
heat, cold, and humidity, and the daily wearing of the respirators
during physical work and on and around vibration-generating equipment
and tools, can result in damage that degrades the respirators'
performance, despite their protective cases. NIOSH field evaluations of
certified CCERs conducted systematically and in response to the
concerns of users have identified damaged respirators that failed to
meet the performance criteria under which they were certified.\2\ In
some instances, the designs of these respirators did not allow the user
or employer to evaluate the condition of a particular respirator prior
to its use in either an evacuation drill or an actual emergency. In
response to the problems identified, respirator manufacturers have made
design improvements to allow persons to check for certain types of
damage. However, such checks are not governed by current regulations
and do not exist in some of the respirators currently available.
---------------------------------------------------------------------------
\2\ Kyriazi N, Shubilla JP [2002]. Self-contained self-rescuer
field evaluation: seventh-phase results. Pittsburgh, PA: U.S.
Department of Health and Human Services, Public Health Service,
Centers for Disease Control and Prevention, National Institute for
Occupational Safety and Health, DHHS (NIOSH) Publication No. 2002-
127, RI 9656.
---------------------------------------------------------------------------
Furthermore, current performance testing requirements for CCERs
rely on a non-uniform testing regime, which does not control for
differences between human subjects involved in the testing. This can
produce variation in test results. The proposed improvements would
establish a consistent testing regimen for evaluating the life support
capability of CCERs.
Finally, the current certification requirements might be
contributing to a risk communication and risk management problem. NIOSH
is currently required to approve these respirators as providing
protection for a specific duration \3\ applicable to the particular
class of respirator. Durations may be misleading to employers and
users, however, because the duration for which a respirator will
provide effective protection in the workplace, versus in laboratory
testing, will depend on the body weight and physical condition of the
user and on the amount of exertion required by the escape. The heavier
and less physically fit the user and the greater the exertion, the more
rapidly the user will consume the limited oxygen supply and exhale
carbon dioxide into the unit; the faster this is done, the greater the
likelihood that the exhaled carbon dioxide will accumulate excessively
within the user's breathing zone, making breathing intolerable.
---------------------------------------------------------------------------
\3\ These certifications are defined in four discrete durations
ranging from 15 minutes to one hour.
---------------------------------------------------------------------------
Since 1982, NIOSH has received reports of incidents in which users
purportedly have not received the duration of protection implied by the
certification. While such incidents could have resulted from the
respirator failing to perform as certified, they might also reflect
limitations of understanding about the testing criteria regarding
duration.
This rulemaking proposes to eliminate the duration-specific
approval, replacing it with a capacity rating system based on the
quantity of usable oxygen supplied by the model. NIOSH would also
assist MSHA and other agencies to foster the use of effective practices
by which employers can select the model of certified respirator best
suited to the physical sizes of their employees and the particular
escape contingencies their employees might encounter. Effective
practices would include selecting a maximum capacity model of CCER or
empirically testing different models in simulated escapes to determine
which models provide an adequate breathing supply and are suitable in
terms of other practical concerns.
In addition, over the last several decades, the mining community
has encountered various problems with particular CCER designs, some of
which could be prevented through additional certification requirements.
These issues are identified and addressed in the discussion of the new
provisions for testing the safety features and the ``wearability'' of
CCERs.
Persons interested in a detailed examination of issues concerning
the current use, limitations of, and opportunities for improving CCERs
may wish to review the report of an interagency task force led by the
Department of Labor, which included representatives from the mining
industry, labor, and respirator manufacturers. The report, entitled
``Joint Government, Labor, Industry Task Group on Person Wearable,
Self-Contained, Self-Rescuers,'' is available from the NIOSH Web page:
https://www.cdc.gov/niosh/npptl or upon request to NIOSH.
D. Scope of the Rulemaking
This rulemaking is intended to apply only to CCERs. It would
establish new testing and certification requirements for these
respirators, replacing all testing and certification requirements of 42
CFR pt. 84, Subpart H, that are uniquely applicable to closed-circuit
SCBAs used only for escape. This rulemaking would not alter the testing
and certification requirements applicable to the other types of
respirators included under Subpart H.
E. Impact on Rulemaking and Other Activities of MSHA
The proposed rule might require MSHA to promulgate limited, non-
[[Page 75029]]
substantive changes to incorporate the terminology of this rule, i.e.,
``CCER'' versus ``SCSR,'' and to reflect the new capacity rating system
being proposed. As discussed and documented in the summary of the new
rating system presented in Section 84.304, the proposed capacity rating
of ``Cap 3'' is equivalent to the ``60-minute'' duration rating
currently certified by NIOSH and referenced as a requirement in MSHA
regulations.\4\
---------------------------------------------------------------------------
\4\ See 30 CFR 75.1714(a).
---------------------------------------------------------------------------
In addition, MSHA would modify relevant MSHA training programs to
incorporate the use of respirators approved under the proposed new
rating system and the proposed phasing-in of these respirators,
discussed under Sec. 84.301.
F. Public Meetings for Discussion and Comment
NIOSH held public meetings to discuss technical issues addressed in
this proposed rule in Arlington, Virginia on April 10, 2003, and
Golden, Colorado, on April 24, 2003. NIOSH held a second set of public
meetings at these two locations on September 19th and September 28th of
2006 respectively, to provide the public with an opportunity to address
any new perspectives resulting from Sago and other recent mine
disasters.\5\ Official transcripts of the meetings are available from
the NIOSH Docket Office at the address provided above in the Summary.
---------------------------------------------------------------------------
\5\ Notice of these meetings was published in the Federal
Register on March 20, 2003 (68 FR 13712) and August 31, 2006 (71 FR
51829). NIOSH also sent a letter announcing the meeting to known
stakeholders and posted it on the NIOSH Web page: https://
www.cdc.gov/niosh/nppt1).
---------------------------------------------------------------------------
NIOSH will convene public meetings to provide stakeholders with an
opportunity to provide oral comment on this rulemaking during the
comment period. The meetings will be in the vicinities of Washington DC
and Denver, CO and are announced in a separate notice in this issue of
the Federal Register.
III. Summary of Proposed Rule
This proposed rule would establish new requirements for testing and
certification of CCERs under a new Subpart O of 42 CFR pt. 84--Approval
of Respiratory Protective Devices. The new subpart would replace all
current requirements for testing and certification of CCERs found under
Subpart H. The following is a section-by-section summary which
describes and explains the provisions of the rule. The public is
invited to provide comment on any aspect of the proposed rule. The
complete, proposed regulatory text for the proposed rule is provided in
the last section of this notice.
Subpart O
Section 84.300
This section provides a general description of CCERs as a class of
respirator. It is intended to inform the public and to serve as a legal
and practical definition for the purposes of the NIOSH and MSHA
respirator certification program.
Section 84.301
This section would establish a schedule for phasing-in the
implementation of the testing and certification requirements of the
proposed rule. A phase-in process would allow respirator manufacturers
a reasonable period of time to modify existing CCER designs, if
necessary, or to develop entirely new designs that respond to the new
testing and certification requirements. It will also ensure that during
the interim, there is a constant supply of CCERs approved under the
current regulations. Upon promulgation, the new requirements would be
immediately applied to all new CCER designs that are submitted for
approval. Manufacturers and distributors could continue to sell CCERs
with current approvals for up to three years after promulgation of the
new requirements. CCERs with current approvals could remain in use or
be available for use as approved devices for up to six years after
promulgation of the new requirements. The only exception would be for
individual units that exceed their manufacturer-designated service life
within this time period.
The phase-in period would also substantially reduce the potential
economic costs \6\ to employers of replacing or retrofitting any
respirators that remain in use at their worksite, but do not pass the
new certification tests. Designations of service life for currently
approved CCERs range from 10 to 15 years.\7\ However, these
designations do not account for the highly varied conditions of storage
and handling of CCERs across different work environments. Through
extensive field studies evaluating the condition of CCERs deployed in
coal mines, NIOSH and MSHA have found that the actual deployment
duration of current CCERs in coal mines tends to be less than
designated, due to wear and tear and damaging environmental
conditions.\8\
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\6\ See Section IV.A of this preamble for a discussion of these
potential economic costs.
\7\ One product has a service life of 15 years, but to achieve
this service life, it must be reconditioned by the manufacturer at
10 years if stored and at 5 years if carried.
\8\ NIOSH evaluations of the physical condition and performance
of deployed CCERs are conducted routinely as a quality assurance
measure and in response to complaints, concerns, and emergency
incidents. The findings of these evaluations are documented in NIOSH
internal reports, and actionable findings provide the basis for
remedies addressed by NIOSH and the applicant.
---------------------------------------------------------------------------
NIOSH is seeking public comment on the proposed phase-in schedule.
NIOSH believes this schedule allows sufficient time for the continued
use of currently approved devices to ensure a constant, adequate supply
while providing substantial incentives to manufacturers for bringing
improved technology to market as quickly as possible. The phase-in
would also require employers to replace deployed devices, including
those with remaining service life, that cannot pass the proposed new
requirements within a reasonable transition period. NIOSH expects that
newly approved devices would become available soon after the final rule
becomes effective since current technology, with relatively minor
design improvements, can meet the proposed new requirements.
Manufacturers have substantial incentive to bring to market as quickly
as possible devices that meet the new requirements since employers are
likely to prefer to purchase such devices for their improved
performance and to minimize the potential economic costs of the six-
year approval limitation in the proposed rule.
NIOSH also seeks public comment on an alternative to the proposed
phase-in, which would be to retain the proposed three-year limit on
sales of devices approved under the current standard, but eliminate the
six-year limit on the approval status of devices purchased after the
effective date of the final rule. The argument for this alternative is
that employers would be able to use the full service life of devices
purchased (which were approved under the current requirements). This
would minimize any economic impact of the proposed rule on employers.
However, under this alternative, it is conceivable that a substantial
number of devices approved under the current requirements could remain
deployed in workplaces for as long as 13 to 18 years following the
effective date of the final standard, given the current service life
range of 10 to 15 years.
NIOSH invites public comment on reasons that it might be unlikely
that large numbers of older devices would in fact remain deployed for
such an extensive period, particularly in mining. For example, one
reason may be that the deployment conditions in mining are
[[Page 75030]]
especially damaging, as discussed above, making it unlikely that a unit
would remained deployed for 13 to 18 years. Second, it is in the
interest of employers to provide their employees with the best
available protective equipment; this is especially important in the
mining industry, where concerns about the performance of CCERs are
particularly salient. Finally, MSHA and OSHA have authority to require
employers to provide employees with devices approved under the proposed
new requirements, should the agencies determine such a regulatory
measure were necessary to assure safe and healthful working conditions.
NIOSH believes that none of these reasons provide assurance of a rapid
replacement of devices that are not approved under the proposed new
requirements. NIOSH lacks adequate information to predict how quickly
devices that cannot pass the proposed new requirements would be fully
replaced.
Another alternative is establishment of a time-limit different from
the proposed six years for the continued use of the CCERs certified
under the current requirements. NIOSH seeks public comment on whether
to establish a different balance between providing the best possible
protective equipment to employees and controlling the potential
economic impact on employers of replacing deployed equipment,
recognizing that in any case manufacturers will require time to develop
and bring new products to market. NIOSH judges that six years
represents a reasonable balance between public health and economic
concerns, allowing more than half of the service life \9\ of devices
purchased up to the effective date of the final rule to pass before
requiring their replacement (even if they're still operational).
---------------------------------------------------------------------------
\9\ See note 7.
---------------------------------------------------------------------------
NIOSH also invites comment on an alternative to the proposed phase-
in that would allow a specific exception for the Department of Defense
(DoD). Under this alternative, for all uses other than for the DoD, the
proposed three year limit on sales of devices approved under the
current standard would be retained, and would also set the six-year
limit on the approval status of devices after the effective date of the
final rule. However, this alternative would permit the DoD to use the
full service life of devices, which were approved under the current
requirements, based on the DoD deployment plan where CCERs are retained
in conditions of storage.
NIOSH also seeks public comment specifying and characterizing the
particular burden (financial or otherwise), if any, that would be
imposed on specific affected parties by the proposed phase-in periods;
whether there is an unsupportable or serious burden that would be
imposed on any affected parties; and whether there are other interests
that NIOSH should consider in deciding this matter.
In seeking public input on the concepts underlying the proposed
rule, NIOSH received comments from two respirator manufacturers and a
representative of the Navy opposing the six-year limit on the
deployment of devices approved under the current requirements. The
commenters objected to the imposition of costs that would be incurred
by employers who would have to replace deployed devices with remaining
service life at the end of the six-year limit. No comment was received
objecting to the three-year limit for the sale of devices approved
under the current requirements.
Section 84.302
This section specifies the components, attributes, and instructions
that would be required to be included with each CCER. Some of these
requirements simply continue the current Subpart H requirements,
including the requirements for eye protection (paragraph (a)(1));
oxygen storage vessel (paragraph (a)(4)); and general construction
(paragraph (b)).
Paragraph (a)(2) would require the manufacturer to include thermal
exposure indicators to allow a person to determine whether the unit has
been exposed to temperatures that exceed any temperature storage limits
specified by the manufacturer. Currently, one manufacturer includes
such indicators in response to NIOSH evaluations finding that
exceptionally low and high storage temperatures degrade the
functionality and performance of certain CCER designs. Adverse effects
of low temperature storage on current products are reversible, but high
storage temperatures can damage critical internal CCER components, as
documented in the manufacturers' Service Life Plans. There must be a
means to detect and replace units exposed to such storage conditions.
Paragraph (a)(3) would require the manufacturer to include a means
by which a person can detect any damage or alteration of the chemical
oxygen storage or chemical carbon dioxide scrubber that could diminish
the NIOSH-certified performance of the unit or pose a hazard to the
user. These chemical components of CCERs, as presently designed, are
susceptible to such degradation.\10\ Two manufacturers currently design
their CCERs with a means of detecting such damage.
---------------------------------------------------------------------------
\10\ Same as footnote 2.
---------------------------------------------------------------------------
Paragraph (a)(4) maintains an existing requirement under Subpart H
that if a CCER includes an oxygen storage vessel, the vessel must be
approved by the U.S. Department of Transportation (DOT) under 49 CFR
pt. 107: ``Hazardous Materials Program Procedures,'' unless exempted
under Subpart B of the DOT regulation.
Paragraph (a)(5) would require the manufacturer to design and
construct the protective casing of the CCER to prevent the user from
accidentally opening it and to prevent or clearly indicate its prior
opening, unless the CCER casing were designed for such openings, for
inspection or purposes other than use in an actual escape. These
protections are needed because the opening and re-closing of a unit not
designed for such operations, and the replacement of parts not intended
for replacement, can damage the unit and degrade its performance. NIOSH
has investigated circumstances in which units were opened and modified
by unauthorized persons, effectually altering the design from the
version that received NIOSH testing and certification.\11\
---------------------------------------------------------------------------
\11\ Kyriazi N, Shubilla JP (2000). Self-contained self-rescuer
field evaluation: sixth-phase results. Pittsburgh, PA: U.S.
Department of Health and Human Services, Public Health Service,
Centers for Disease Control and Prevention, National Institute for
Occupational Safety and Health, DHHS (NIOSH) Publication No. 2000-
128, RI 9451.
---------------------------------------------------------------------------
Paragraph (a)(6) would require the manufacturer to include a means
to detect the ingress of any water or water vapor that could degrade
the performance of the unit, unless the CCER were designed for its
casing to be opened for frequent inspection. Because the chemical
components of CCERs are especially susceptible to damage or degradation
from moisture, the user must be able to readily and reliably check a
unit for potential water damage before each work shift.
Paragraph (c) would require manufacturers to construct the CCER to
protect the user from inhaling most toxic gases that might occur in a
work environment during an escape. To ensure such gases cannot readily
penetrate the breathing circuit of the CCER during its use, NIOSH will
test the integrity of the CCER breathing circuit by following the
gasoline vapor test procedure available from the NIOSH Web page https://
www.cdc.gov/niosh/npptl. The test will be conducted on a single CCER
unit.
[[Page 75031]]
The specified gasoline vapor test provides reasonable assurance
that the breathing gas supply of the user will be protected from
atmospheres that include hazardous vapors possibly associated with
escapes from mines and most other enclosed or confined spaces.
The proposed requirement for this testing would not be new. It is
included under Subpart H of this part (Sec. 84.85) for all SCBAs
currently approved by NIOSH.
Paragraphs (d) and (e) would require that the design, construction,
and materials of CCERs not introduce combustion or other unspecified
safety or health hazards.
Paragraph (f) would require manufacturers to provide users with
instructions and a service life plan to accompany each unit. These
requirements generally reflect current practice. It is important that
users receive comprehensive guidance concerning the use and service
life of CCERs.
Section 84.303
This section would establish the general testing conditions and
requirements for the certification of CCERs.
Paragraph (a) specifies that NIOSH would use the breathing and
metabolic simulator tests specified in this subpart for all
quantitative evaluations of the performance of a CCER. NIOSH would use
human subject tests for qualitative evaluations, which include
evaluations of the ``wearability'' of the CCER design (e.g., ergonomic
considerations concerning its practical impact on the user's escape).
Breathing and metabolic simulators are mechanical devices that
simulate human respiratory functions.\12\ They allow for precisely
controlled and monitored tests, whereas comparable testing conducted
using human subjects on a treadmill involves substantial variability
with respect to one or more metabolic parameters. The use of these
simulators to evaluate respirator performance has been validated by
NIOSH through a series of MSHA peer-reviewed studies over the past 20
years.\13\ These studies, which include side-by-side comparisons of
respirator testing using three-person panels of human subjects on
treadmills against testing using a breathing and metabolic simulator,
demonstrate that the simulator replicates the performance of human
subjects with respect to all important metabolic variables, including
oxygen consumption rate, average rates of carbon dioxide production,
ventilation rates, respiratory frequencies, respiratory temperatures
(dry- and wet-bulb), and breathing pressures. The advantage of the
simulators, as discussed in II.C. of the preamble, is that their
performance for all metabolic parameters can be calibrated and
replicated, whereas each human test subject performs uniquely, making
the testing less repeatable.
---------------------------------------------------------------------------
\12\ Kyriazi N (1986). Development of an automated breathing and
metabolic simulator. Pittsburgh, PA: U.S. Department of the
Interior, Bureau of Mines, IC 9110.
\13\ Kyriazi N, Kovac JG, Shubilla JP, Duerr WH, Kravitz J
[1986]. Self-Contained Self-Rescuer Field Evaluation: First-Year
Results of 5-year Study. Pittsburgh, PA: U.S. Department of the
Interior, Bureau of Mines, RI 9051.
Kyriazi N, Shubilla JP [1992]. Self-Contained Self-Rescuer Field
Evaluation: Results from 1982-1990. Pittsburgh, PA: U.S. Department
of the Interior, Bureau of Mines, RI 9401.
Kyriazi N, Shubilla JP [1994]. Self-Contained Self-Rescuer Field
Evaluation: Fourth-Phase Results. Pittsburgh, PA: U.S. Department of
the Interior, Bureau of Mines, RI 9499.
Kyriazi N, Shubilla JP [1996]. Self-Contained Self-Rescuer Field
Evaluation: Fifth-Phase Results. Pittsburgh, PA: U.S. Department of
Energy, RI 9635.
Kyriazi N, Shubilla JP [2000]. Self-Contained Self-Rescuer Field
Evaluation: Sixth-Phase Results. Pittsburgh, PA: U.S. Department of
Health and Human Services, Public Health Service, Centers for
Disease Control and Prevention, National Institute for Occupational
Safety and Health, DHHS (NIOSH) Publication No. 2000-128, IC 9451.
Kyriazi N, Shubilla JP [2002]. Self-Contained Self-Rescuer Field
Evaluation: Seventh-Phase Results. Pittsburgh, PA: U.S. Department
of Health and Human Services, Public Health Service, Centers for
Disease Control and Prevention, National Institute for Occupational
Safety and Health, DHHS (NIOSH) Publication No. 2002-127, IC 9656.
---------------------------------------------------------------------------
Manufacturers and others who would wish to duplicate NIOSH
breathing and metabolic simulators in their own testing facilities can
obtain technical specifications from NIOSH. General, non-proprietary
information on the design and operation of the simulators is also
available from the NIOSH Web page: https://www.cdc.gov/niosh/npptl.
Paragraph (b) specifies that four stressors would be monitored
constantly throughout testing: The average concentrations of inhaled
carbon dioxide and oxygen, peak breathing pressures at inhalation and
exhalation, and the wet-bulb temperature (the temperature of inhaled
breathing gas as sensed by the CCER user's trachea). Paragraph (d)
establishes that CCERs must perform within the acceptable ranges of
measurement specified in the table below.
Table 1--Monitored Stressors and Their Acceptable Ranges
----------------------------------------------------------------------------------------------------------------
Acceptable range operating
Stressor average Acceptable range excursion
----------------------------------------------------------------------------------------------------------------
Average inhaled CO2.................... <1.5%..................... <=4%.
Average inhaled O2..................... >19.5%.................... >=15%.
Peak Breathing Pressures............... [Delta]P <= 200 mm H2O.... -300 <= [Delta]P <= 200 mm H2O.
Wet-bulb temperature \14\.............. <43 [deg]C................ <=50 [deg]C.
----------------------------------------------------------------------------------------------------------------
The acceptable ranges for inhaled carbon dioxide were determined by
physiological testing performed at the Noll Lab for Human Performance
Research at Pennsylvania State University. This research showed no
disabling physical effects in active men breathing 5 percent carbon
dioxide for long periods of time.\15\ Decision-making was slightly
impaired in some subjects after breathing 4 percent carbon dioxide for
one hour. NIOSH has found in the testing of escape respirators that
carbon dioxide levels of 1.5 percent can be tolerated for the limited
periods for which these devices are designed without any deleterious
effect on the test subjects. Therefore, NIOSH would require the CCER to
maintain the inhaled levels of carbon dioxide below 4 percent (as a
one-minute average) during all testing and below an average of 1.5
percent over the full duration of the test.
---------------------------------------------------------------------------
\14\ Wet-bulb temperature is a measurement of the temperature of
a wet surface. It represents the temperature of the inhaled
breathing gas in the CCER user's trachea.
\15\ Kamon E, Deno S, Vercruyyen M [1984a]. Physiological
responses of miners to emergency. Vol. 1--Self-contained breathing
apparatus stressors. University Park, PA: The Pennsylvania State
University. U.S. Bureau of Mines contract No. J0100092, p. 13.
---------------------------------------------------------------------------
The normal, sea-level oxygen content of air is approximately 21
percent. The minimum acceptable operating average of 19.5% for inhaled
oxygen that NIOSH would require the CCER to provide over the full
duration of the certification tests was determined based on OSHA's
respiratory protection standard 29 CFR 1910.134, which establishes a
minimum
[[Page 75032]]
level of oxygen for protecting the health and safety of workers.
However, the technology used in CCERs requires NIOSH to permit brief
excursions on the oxygen supply to above 15% for up to one minute. The
acceptable range for these excursions was determined based on testing
of pilots at various altitudes. This research indicates that judgment,
reaction time, spatial orientation, and other cognitive processes begin
to become impaired from chronic exposure at oxygen levels below 15
percent.\16\ Therefore, NIOSH would require the CCER to provide levels
of oxygen above 15 percent (as a one-minute average) during all testing
and above an average of 19.5 percent over the full duration of the
test. These limits would provide assurance that the CCER user would
never be prevented from escaping due to an insufficient concentration
of oxygen in the breathing gas supplied by the CCER.
---------------------------------------------------------------------------
\16\ Fowler, B., Paul, M., Porlier, G., Elcombe, D.D., Taylor,
M. 1985. A reevaluation of the minimum altitude at which hypoxic
performance decrements can be detected. Ergonomics, 28(5): 781-791.
---------------------------------------------------------------------------
The acceptable ranges for wet-bulb \17\ temperature are based on
physiological research at Pennsylvania State University. Researchers
found the highest tolerable wet-bulb temperature of inhaled air was
approximately 50 [deg]C.\18\ Based on such research and NIOSH findings
from testing escape respirators, NIOSH proposes 50 [deg]C as an
excursion limit and 43 [deg]C as an average operating requirement. Test
subjects have found this temperature to be tolerable during the one-
hour certification tests.
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\17\ For the same inhaled air temperature, the thermal load of
humid air is higher than that of dry air. The maximum thermal load
tolerated by a human being can be specified by many combinations of
dry-bulb temperature and relative humidity, or by one wet-bulb
temperature, for which the temperature is measured using a wet
thermometer surface. Researchers have demonstrated that the wet-bulb
temperature of the inspired air most accurately measures heat stress
to the tissues of the mouth, as compared to temperature readings
from an ordinary, dry thermometer, even when combined with the
control of relative humidity (Kamon et al., 1984b).
\18\ Kamon E, Deno S, Vercruyyen M [1984b]. Physiological
responses of miners to emergency. Vol. 1--Self-contained breathing
apparatus stressors. University Park, PA: The Pennsylvania State
University. U.S. Bureau of Mines contract No. J0100092, p. 117, 119.
---------------------------------------------------------------------------
The ranges for peak breathing pressures were determined based on
physiological research indicating that most individuals can generate
peak breathing pressures equaling or exceeding -300 to 200 millimeters
of H2O for only a short period of time.\19\ Based on NIOSH
findings from testing escape respirators, the 200 millimeter average
operating requirement provides a tolerable limit for the duration of an
escape. Use of these values as limits will allow most CCER users to
escape without any constraint on their level of exertion. Users who
cannot generate these pressures may be forced at some point to slow the
pace of their escape.
---------------------------------------------------------------------------
\19\ Hodgson JL [1993]. Physiological costs and consequences of
mine escape and rescue. University Park, PA: The Pennsylvania State
University. U.S. Bureau of Mines contract No. J0345327, p. 19.
---------------------------------------------------------------------------
In addition to establishing these stressor limits for testing, this
section would provide under paragraph (c) that capacity and performance
tests conclude when the stored breathing gas supply has been fully
expended. This is important because the adequacy of the performance of
a CCER depends upon the user clearly recognizing when the breathing gas
supply is expended. High carbon dioxide levels can deceive the user
into believing the respirator is not working and hence to prematurely
relinquish use of the CCER during an escape. Designing CCERs so that
carbon dioxide levels are controlled until the oxygen supply is fully
expended will help ensure that a user can make use of all of the
available oxygen.
This section also provides under paragraph (d)(2) that a CCER would
fail a wearability test if a human subject cannot complete the test for
any reason related to the CCER. Any design, construction, or
performance attribute of a CCER that prevents a user from completing
the wearability test would threaten the successful use of the CCER for
an escape.
Section 84.304
This section specifies the testing regime that would be used to
rate and quantify the capacity of the CCER, in terms of the volume of
oxygen that the respirator provides to the user. It would ensure the
CCER provides the certified quantity as a constantly adequate supply of
breathing gas, in terms of the stressors addressed in Section 84.303 of
this Part. The capacity would be evaluated in terms of the volume of
oxygen, in liters, that the CCER effectively delivers for consumption
by the user. All volumes are given at standard temperature (0 [deg]C)
and pressure (760 mm Hg), dry, unless otherwise noted. This capacity
can differ from the volume of oxygen physically or chemically stored by
the CCER, some of which may be wasted rather than inhaled by the user,
depending on the particular design of the CCER and the work rate of the
user. A CCER will operate for a shorter duration when the oxygen
consumption rate is high. Hypothetically, a one hundred and ninety
pound man, at rest, is estimated to consume a volume of oxygen of .5
liters per minute. If he were walking in an upright position at 3 miles
per hour, it is estimated that he could consume 1.18 liters per minute.
The same man running in an upright position at 5 miles per hour is
estimated to consume 2.72 liters per minute.\20\
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\20\ Kamon E, Bernard T, Stein R [1975]. Steady state
respiratory responses to tasks used in Federal testing of self-
contained breathing apparatus. AIHA J 36:886-896.
---------------------------------------------------------------------------
A three capacity ratings system would be established: ``Cap 1-Cap
3''. Cap 1 provides 20 to 59 liters of oxygen for short escapes that
could be accomplished quickly; Cap 2 provides 60 to 79 liters for
escapes of moderate distance; and Cap 3 provides 80 or more liters for
the lengthiest escapes. The three capacity ratings correspond to the
liter quantities of breathing gas supplies that are expended during the
NIOSH capacity testing within approximately 10, 30, and 60 minutes,
respectively.
The Cap 3 rating is equivalent to the current NIOSH-certified 60-
minute rating for CCERs. The oxygen consumption rate associated with
this rating is the average rate demonstrated through NIOSH testing of
the 50th percentile miner by weight (191 pounds) performing the 1-hour
Man test 4.\21\ The test is a series of laboratory-based physical
activities similar to those involved in coal mine rescues and escapes,
including vertical treadmill climbs, walks, runs, and carries and pulls
of substantial weights. As discussed under II(C), however, the duration
of adequate breathing gas supply actually provided to a user by a
respirator of a given capacity rating will depend on the degree of
exertion involved in the particular escape and the size of the
respirator user. For this reason, as discussed under II(C), NIOSH
believes the change from a certification based on duration to one based
on capacity is important. It would help prevent misunderstandings that
could lead employers to select a CCER model that is inadequate for a
particular set of escape contingencies and that could mislead an
employee regarding the amount of breathing supply remaining during an
escape. Using the hypothetical example of the one hundred and ninety
pound man in the previous paragraph, the following table provides a set
of possible use durations for illustrative purposes. These are
calculated based on a consideration of limited factors and ideal use
conditions and would be unlikely to match actual
[[Page 75033]]
durations achieved by users in actual or simulated escapes.
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\21\ See 42 CFR 84.100, Table 4 for the specific requirements of
Man test 4.
Capacity Versus Work Activity
----------------------------------------------------------------------------------------------------------------
Capacity 1 (20 Capacity 2 (60 Capacity 3 (80
liters) liters) liters)
(minutes) (minutes) (minutes)
----------------------------------------------------------------------------------------------------------------
At Rest (.5 L/Minute)........................................... 40 120 160
Run at 3 mph (1.18 L/Minute).................................... 17 51 68
Run at 5 mph (2.72 L/Minute).................................... 7 21 28
----------------------------------------------------------------------------------------------------------------
NIOSH is seeking information on the capacity versus work activity
information provided in the table to determine if the provided
information is useful to users for developing escape respirator
deployment plans. NIOSH is also seeking opinions on whether a table,
such as described above, should be required to be provided by the CCER
manufacturer in the CCER user instructions.
In addition to having a capacity rating system to categorize
products, manufacturers would be able to use the actual tested capacity
of approved respirator models, which NIOSH would report to the
manufacturer in increments of 5 liters, to specify more precisely the
capacity of each product. This would enable employers to readily
compare differences in respirator capacity within a given rating, more
closely match a respirator model to their particular needs, and choose
the respirator model that best serves their employees. For example, an
employer might determine through simulation of escapes that employees
will need a Cap 3 CCER model that provides 95 liters to allow for the
worst contingencies. Alternatively, an employer might determine that a
Cap 3 model that provides 80 liters is sufficient and better designed,
in terms of physical dimensions or operational characteristics, to
accommodate the routine work tasks and escape contingencies of the
employees.
The capacity testing would evaluate seven CCER units using the
breathing and metabolic simulator. Three would be tested in the
condition received from the applicant (i.e., ``new'' condition), two
would receive environmental treatments prior to capacity testing, and
the remaining two units would be tested at the cold-temperature limit
specified by the manufacturer, after being stored at the specified
temperature.
Each unit would be tested at the work rate identified in the table
below, according to the capacity level designated by the applicant. In
terms of the rate of oxygen usage, carbon dioxide production,
ventilation rate, and respiratory frequency, the work rates are
representative of the average work rate that the typical CCER user
might sustain during an escape, based on laboratory physiological
testing involving miners .\22\ As the table shows, the greater the
capacity of the CCER, the lower the work rate that would be used to
test the CCER, reflecting the lower average rate of exertion that the
typical user would be capable of sustaining for escapes of longer
duration. To further evaluate these proposed test parameters, NIOSH
invites the public to submit comparable data on physiological
monitoring of worker populations at varied levels and durations of
exertion.
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\22\ Kamon E, Bernard T, Stein R [1975]. Steady state
respiratory responses to tasks used in Federal testing of self-
contained breathing apparatus. AIHA J 36:886-896.
---------------------------------------------------------------------------
In December 2006, NIOSH received comments from a respirator
manufacturer regarding the use of different work rates to test CCERs of
different capacities. The manufacturer recommended that NIOSH apply the
same work rate irrespective of the capacity of the device being
evaluated.
The Navy, which is the principal consumer of low capacity CCERs,
has specifically requested that NIOSH test at a high work rate the
CCERs used by Navy personnel. This is consistent with the premise that
low capacity devices are likely to be used for short, very challenging
escapes that would induce exceptionally high work rates. NIOSH finds it
is appropriate to apply a work rate that represents the level of
exertion sustainable by a typical user while using a device of a
particular capacity. Hence, NIOSH has specified such an approach in
this proposed rule. NIOSH welcomes further comment and information
regarding this matter.
One of the units submitted would be tested by a human subject on a
treadmill. The purpose of this human test is to provide assurance that
the simulator is reasonably measuring the capacity of the respirator as
it would be expended in actual use.
Capacity Test Requirements
----------------------------------------------------------------------------------------------------------------
Capacity (L of
Capacity rating O2) VO2 (L/min) VCO2 (L/min) Ve (L/min) RF
----------------------------------------------------------------------------------------------------------------
Cap 1......................... 20 <= L <= 59... 2.50 2.50 55 22
Cap 2......................... 60 <= L <= 79... 2.00 1.80 44 20
Cap 3......................... L >= 80......... 1.35 1.15 30 18
----------------------------------------------------------------------------------------------------------------
VO2 = volume of oxygen consumed/min; VCO2 = volume of carbon dioxide produced/min.
Ve = ventilation rate in liters of air per minute; RF = Respiratory frequency.
In addition to this standard testing regime to be used for all
CCERs, when testing CCER models to be approved for use in coal mines
under the Cap 3 rating, NIOSH would also continue to conduct the one-
hour Man test 4 discussed above, as required under the current 42 CFR
Part 84 regulations. Although the proposed capacity system and tests
using the breathing and metabolic simulator represent a substantial
improvement over the existing Man test 4, the Federal Mine Safety and
Health Act requires that ``no mandatory health or safety standard
[[Page 75034]]
* * * shall reduce the protection afforded miners by an existing
mandatory health or safety standard.'' 30 U.S.C. 811(a)(9). Since NIOSH
would no longer approve CCERs as one-hour devices under this proposed
rule, NIOSH must be able to demonstrate that the use of the Cap 3
rating and associated tests to approve equipment for use in underground
mines would not constitute a reduction in protection or a reduction in
the duration of breathing supply regulated under the current MSHA one-
hour requirement for SCSRs. NIOSH believes that the continued use of
the Man test 4, as a supplement to the proposed new testing
requirements and capacity rating system, would be the most practical
method of accomplishing such a demonstration. NIOSH invites public
comments on this or any alternative approaches that might effectively
address this legal requirement.
In addition, NIOSH invites public comment on the oxygen consumption
rate associated with breathing and metabolic simulator testing for the
Cap 3 rating. As discussed above, the oxygen consumption rate
associated with this rating would be the average rate demonstrated
through NIOSH testing of the 50th percentile miner by weight (191
pounds) performing the 1-hour Man test 4. NIOSH could require a more
stringent testing parameter, such as the oxygen consumption rate
associated with the 95th percentile miner by weight (220 pounds). The
effect of a more stringent standard would be to increase the minimum
quantity of adequate breathing gas supplied under a Cap 3 rating. This
increased minimum supply would be accompanied, however, by a
commensurate increase in the minimum sizes of CCERs that could be
designed under the Cap 3 rating. This is of concern because the larger
that a CCER is designed to be (to supply a greater minimum capacity of
breathing gas), the less practical the CCER becomes to be worn on a
belt (for availability in case of an emergency) during routine work
activities. Limiting the size of CCERs has been a consistent concern of
miners. NIOSH is proposing an oxygen consumption rate based on the 50th
percentile miner as a reasonable balance between establishing an
adequate minimum breathing gas supply for demanding escape scenarios
and ensuring that available devices can be worn safely, practically,
and without excessive discomfort for the duration of a work shift.
Section 84.305
This section specifies the performance testing regimen that would
be used to certify the ability of the CCER to provide a constantly
adequate breathing supply for the user immediately upon donning and
under varied work rates, including a level representative of peak
demand and minimal demand. The high work rates used during the test
would activate the demand valve, if present in the CCER model, and
stress the carbon dioxide-absorbent. The low work rate would activate
the relief valve, if present. The test includes a procedure (immediate
exhalation into the unit) to evaluate the potential for the user to
experience hypoxia (a deficient oxygen concentration) upon donning the
CCER. Hypoxia could occur with a CCER using compressed oxygen and a
demand valve if the user forces enough nitrogen into the breathing
circuit to prevent the activation of the demand valve and the user had
consumed more oxygen than the constant quantity supplied by the CCER.
Such a situation is more likely to arise if a CCER user is not
adequately trained in its use.
In December 2006, NIOSH received comments from a respirator
manufacturer recommending that NIOSH test devices in compliance with
the manufacturer's user instructions. This recommendation would mean
that NIOSH would not evaluate the potential for hypoxia when testing a
CCER that uses compressed rather than chemical oxygen, since users are
not instructed to exhale into such respirators upon donning them.
NIOSH performance testing assumes that some CCER users will not
comply with manufacturer's instructions. Many CCER users are trained to
exhale into a CCER upon donning it because this is the recommended
practice for CCERs supplied with chemical oxygen. In an emergency, it
is likely that some users will exhale into the CCER regardless of its
design, in which case NIOSH needs to ensure that the respirator will
perform adequately. For this reason, NIOSH has proposed a generic
performance testing protocol, irrespective of CCER design, that
includes the hypoxia testing procedure. NIOSH welcomes further comments
and information from the public concerning this matter.
The performance testing would evaluate five CCER units using the
breathing and metabolic simulator. Of these, three units would be
tested in new condition, and two would receive environmental treatments
prior to performance testing. The testing regimen would employ the
following oxygen use-rate cycle: 3.0 liters per minute for 5 minutes,
2.0 liters per minute for 15 minutes, and 0.5 liters per minute for 10
minutes. Other parameters of the testing are specified in the table
below.
Performance Test Requirements
----------------------------------------------------------------------------------------------------------------
Duration per RF (breaths/
Work-rate test sequence cycle (min.) VO2 (L/min) VCO2 (L/min) Ve (L/min) min)
----------------------------------------------------------------------------------------------------------------
1. Peak......................... 5 3.00 3.20 65.0 25
2. High......................... 15 2.00 1.80 44.0 20
3. Low.......................... 10 0.50 0.40 20.0 12
----------------------------------------------------------------------------------------------------------------
VO2 = volume of oxygen consumed/min; VCO2 = volume of carbon dioxide produced/min.
Ve = ventilation rate in liters of air per minute; RF = respiratory frequency.
The 3.0 liters per minute oxygen use-rate represents peak exertion.
The 2.0 liters per minute oxygen use-rate is high, representing
substantial exertion. The 0.5 liters per minute oxygen use-rate is very
low, representing a sedentary person, such as a worker who might be
trapped and awaiting rescue.\23\
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\23\ ``Evaluation of Proposed Methods to Update Human Testing of
SCBA,'' Turner, Beeckman, and Hodous, AIHA Journal, Volume 56,
December 1995, pp 1195-1200. ``Cardiorespiratory strain in jobs that
require respiratory protection,'' Louhevaara, V., T. Tuomi, J.
Smolander, O. Korhonen, et al., Int. Arch. Occup. Environ. Health.
55:195-206, 1985. ``The human energy cost of fire fighting,'' Lemon,
P.W. and T.T. Hermiston, J. Occup. Med. 19:558-562, 1977.
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The test would be started by the exhalation of two large breaths
into the unit before donning it. This would
[[Page 75035]]
determine the susceptibility of the CCER to hypoxia.
Since the testing cycle requires 50 liters of oxygen, CCERs that
have less than a 50 liter capacity would exhaust their capacity prior
to completing a full cycle as specified. To accommodate this
limitation, if a unit contains less than 50 liters of useable oxygen
(as determined by the capacity test under Sec. 84.304), NIOSH will
require the submission of additional units so that the test can be
completed through the testing of a sequence of two or three units, as
necessary. Such a requirement ensures that the CCER is tested at each
work rate in its entirety. CCERs with greater than a 50 liter capacity
would repeat the cycle until the oxygen supply is exhausted, as
indicated in the graph below.
One unit would be tested by a human subject on a treadmill. The
purpose of the human subject test is to provide assurance that the
respirator will perform effectively when responding to the more
variable loading produced by a human subject.
[GRAPHIC] [TIFF OMITTED] TP10DE08.003
Section 84.306
This section specifies the testing regimen that would be used to
ensure that the CCER can be easily and quickly donned. The testing
procedures also ensure that during any reasonably anticipated activity,
the CCER would not physically harm or significantly hinder the user and
would provide an adequate and uninterrupted supply of breathing gas.
Testing would be conducted using three human subjects of differing
heights and weights,\24\ as specified, to provide reasonable assurance
that the results would be representative of most potential CCER users.
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\24\ The size range is intended to be representative of
respirator users. See: Zhuang Z and Bradtmiller B [2005]. Head-and-
face anthropometric survey of U.S. respirator users. Journal of
Occupational and Environmental Hygiene 2: 567-576.
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Subsection (b) would require that trained users be able to
successfully don the CCER, initiating breathing through the device
within 30 seconds. This criterion, derived from current training
requirements for the use of CCERs,\25\ is reasonably protective in the
case of emergency scenarios involving an explosion or sudden detection
of a hazardous breathing environment. This subsection would allow NIOSH
to determine whether any particular design, construction, or material
characteristic of the CCER could hinder the user in the correct and
timely donning of the CCER. These determinations may be made based on
either the demonstrated ability of a human subject to don the CCER as
required or the identification of plausible circumstances that would
prevent the required timely donning.
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\25\ Vaught C, Brnich MJ, and Kellner HJ (1988). Instructional
Mode and Its Effect on Initial Self-contained Self-Rescuer Donning
Attempts During Training. Pittsburgh, PA: U.S. Department of the
Interior, Bureau of Mines, RI 9208.
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Subsection (c) and the table below specify the activities that
would be performed by the human subjects to test the CCER. These
activities are derived from the present regulations and represent the
types of activities and physical orientations that may occur during
escapes. The test would continuously monitor the CCER to ensure these
activities and orientations do not adversely affect the adequacy of the
CCER's supply of breathing gas and to identify any potential for the
CCER to harm or hinder the user during an escape.
Wearability Test Requirements
------------------------------------------------------------------------
Activity Minimum duration
------------------------------------------------------------------------
Sitting...................... 1 min.
Stooped walking.............. 1 min.
Crawling..................... 1 min.
Lying on left side........... 1 min.
Lying on right side.......... 1 min.
Lying on back................ 1 min.
Bending over to touch toes... 1 min.
Turning hea