Requirements for Amateur Rocket Activities, 73768-73782 [E8-28703]
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Federal Register / Vol. 73, No. 234 / Thursday, December 4, 2008 / Rules and Regulations
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Teresa C. Lasseter,
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[FR Doc. E8–28710 Filed 12–1–08; 4:15 pm]
BILLING CODE 3410–05–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 1, 101, 400, 401, and 420
[Docket No. FAA–2007–27390; Amendment
Nos. 1–62, 101–8, 400–2, 401–6, and 420–
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RIN 2120–2120–AI88
Requirements for Amateur Rocket
Activities
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
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AGENCY:
SUMMARY: This final rule amends
amateur rocket regulations to preserve
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the level of safety associated with
amateur rocketry and to reflect current
industry practice. The new regulations
update and align FAA regulations with
widely used advances in the amateur
rocket industry, specify the required
information collected from operators of
advanced amateur rocket launches, and
define amateur rocket classifications.
This action also corrects minor
inconsistencies in the current rule.
DATES: These amendments become
effective February 2, 2009.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this final
rule contact Charles P. Brinkman,
Licensing and Safety Division (AST–
200), Commercial Space Transportation,
Federal Aviation Administration, 800
Independence Avenue, Washington, DC
20591, telephone (202) 267–7715, e-mail
Phil.Brinkman@faa.gov. For legal
questions concerning this final rule
contact Gary Michel, Office of the Chief
Counsel, Federal Aviation
Administration, 800 Independence
Avenue, Washington, DC 20591,
telephone (202) 267–3148.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, Section
106 describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs describes in more detail the
scope of the agency’s authority.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, Subpart III, Sections
40102, 40103, 40113–40114, and 44701–
44702. Under those sections, the FAA is
charged with prescribing regulations
that govern air traffic rules on the flight
of aircraft (which include unmanned
rockets). This regulation is within the
scope of that authority because it
defines classes of unmanned rockets
and details the information the FAA
would require to issue a certificate of
waiver or authorization to allow
launching of an amateur rocket.
Background
Historically, the FAA relied on State
and local regulation, voluntary selfregulation, and its own analysis to fulfill
its oversight responsibility for
unmanned rocket operations under part
101. Until now, the voluntary selfregulation and State and local
regulations adequately protected the
public and ensured safe operation of
amateur rockets. Amateur rocket
performance continued to improve and
participation in amateur rocket launches
increased significantly.
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The FAA believes these activities
need appropriate regulation for
continued safe operation. This
rulemaking is intended to preserve the
safety record of amateur rocket
activities, address inconsistencies, and
clarify existing amateur rocket
regulations.
Summary of the NPRM
The Requirements for Amateur Rocket
Activities notice of proposed
rulemaking (NPRM) published in the
Federal Register on June 14, 2007 (72
FR 32816).
The proposal added two new
categories of amateur rocket operations
and amended the definitions of the
existing two categories. The new
category structure would be numbered
from Class 1 to Class 4. The two new
categories would be Class 3—HighPowered Rocket and Class 4—Advanced
High-Power Rockets. These two new
categories would capture amateur
rockets that require significant FAA
analyses to determine whether they can
be safely operated within the National
Air Space (NAS). The Class 1 and Class
2 rocket categories, meanwhile, would
be slightly modified to incorporate
current definitions of model rocket and
large model rocket, respectively.
We proposed to re-classify the
existing information requirements and
operating limitations currently required
before a proposed launch for the more
advanced amateur rocket activities. Low
risk Class 1—Model Rocket operators
would continue to be exempt from
information requirements. Operators of
Class 2—Large Model Rockets would
continue to provide their names,
addresses, highest anticipated altitude,
location of the launch, date, time, and
duration of the launch event. This
information enables us to take
appropriate action to ensure safe
operation in the NAS.
The notice also proposed to specify
reporting practices for the new category
Class 3 and Class 4 rockets. Operators of
rockets with these characteristics
generally file for a certificate of waiver
or authorization to conduct their
operations. They are exempt from
launch license regulations in part 400.
Operators are often contacted for
additional information when the FAA
receives their waiver application. As
proposed, most, if not all, information
would be submitted on the initial
waiver application, which would save
the FAA and the operator’s time and
expense.
Amateur rocket regulations were
written when the amateur rocket
community used mainly solid rocket
motors. Now the amateur rocket
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community also uses liquid propellants.
We proposed to redefine amateur rocket
activity to reflect this advanced rocket
environment and codify safe practices
being used by the amateur rocket
community.
Summary of Comments
The FAA received comments from 33
entities including rocketry associations,
a pilot association, and individuals.
Associations commenting on behalf of
their memberships include the National
Association of Rocketry (NAR), Tripoli
Rocketry Association (TRA), Rocketry
Association of California (ROC),
Rocketry of Central Carolina, and the
Aircraft Owners and Pilots Association
(AOPA). Many individual commenters
also identified themselves as members
of these organizations.
In general, commenters supported the
proposed requirements and suggested
several changes. The comments fall into
the following categories:
• Definition of classes for amateur
rockets;
• Prohibition of amateur rocket
activities within 5 miles of an airport;
• Separation distances from amateur
rocket activities and participants, and
persons or property not associated with
the activities;
• Need for the presence of someone at
least 18 years old;
• Need to take measures to control
any fire caused by amateur rocket
activities; and
• Specific information and notice
requirements.
Discussion of the Final Rule
Below is a more detailed discussion of
the rule as it relates to the comments we
received.
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Amateur Rocket Definitions
The FAA proposes to define amateur
rocket as an unmanned rocket propelled
by a motor or motors having a combined
total impulse of 889,600 Newtonseconds (200,000 pound-seconds) or
less, and cannot reach an altitude
greater than 150 km (93.2 statute miles)
above the earth’s surface.
The ROC commented that the value of
889,600 Newton-seconds falls in the
middle of the ‘‘T’’ impulse range, using
the values in common usage by amateur
rocket hobbyists. As a result, the value
in the NPRM definition does not
correspond with any natural dividing
line between impulse levels.
The ROC recommended the FAA
increase the total impulse limit for
amateur rockets from 889,600 Newtonseconds to 1,310,720 Newton-seconds.
The FAA believes the current total
impulse limit represents a reasonable
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boundary based on the potential
performance of a rocket with that total
impulse.
The FAA adopts the definition
language in § 1.1, as proposed.
Proposed § 101.22 would require an
amateur rocket be launched on a
suborbital trajectory. Two individual
commenters suggested the FAA begin to
consider rulemaking for amateur rockets
that may go into Earth orbit. One
addressed the limit of 150 km specified
in § 1.1. The second suggested the FAA
re-examine the requirement that
amateur rockets be suborbital, as
proposed in § 101.22. The FAA believes
that 150 km is the best limit for amateur
rocket launch operations. Any rocket
that goes above the 150 km altitude
limit will involve licensing issues, i.e.,
foreign policy, national security, and
safety concerns.
Location of Amateur Rocket Regulations
The FAA proposed to move the rules
governing operation of model rockets
from Subpart A—General (§ 101.1) to
Subpart C—Unmanned Rockets
(§ 101.21). This proposal would align all
definitions and operating requirements
for unmanned rockets in a single
subpart. We would continue to allow
model rockets to operate without FAA
oversight. We received no comments on
this action. The FAA adopts this
proposal without change.
Amateur Rocket Definitions
We proposed two new classes of
amateur rockets. We defined Class 1 as
an amateur rocket using less than 125
grams (4.4 ounces) of slow-burning
propellant and weighing no more than
454 grams (16 ounces) including the
propellant. We defined Class 2 as an
amateur rocket using less than 125
grams (4.4 ounces) of slow-burning
propellant and weighing no more than
1,500 grams (53 ounces) including
propellant.
The NAR, ROC, and 13 individual
commenters noted that the only
difference between Class 1 and Class 2
is weight. The NAR conducted
computer flight simulations of these two
classes of amateur rockets to
demonstrate the ‘‘heavier models have
far less velocity and altitude potential.’’
The NAR’s flight experience with
rockets meeting the specifications of
both classes indicates that both types
can be flown using the operating
limitations proposed for Class 1. The
NAR, as well as the other commenters
on this section, recommended
combining Class 1 and Class 2 into a
single classification—Class 1. The other
classes would be renumbered.
Therefore, requirements specified in the
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NPRM for Class 3 and Class 4 now
apply to Class 2.
The FAA created the two classes,
model rocket and large model rocket, in
1994. Since that time amateur rocket
hobbyists have established a history of
safe operation for large model rockets.
We have analyzed the performance of
proposed large model rockets, in light of
NAR’s suggestion, and found they can
cause more significant damage to
persons or property than model rockets.
However, neither model rockets nor
large model rockets can affect air traffic
if operated in accordance with this
regulation. Since local ordinances cover
hazards due to the reckless use of model
and large model rockets on groundbased property and persons, the FAA
agrees that combining these two classes
is appropriate. Therefore, the FAA
combines the proposed Class 1—Model
Rocket and Class 2—Large Model
Rocket into a single Class 1—Model
Rocket. We have decided the operating
limitations contained in § 101.24 of the
NPRM are not necessary for the
combined Class 1 Model Rockets, and,
therefore, proposed § 101.24 is removed.
We proposed a new Class 3—HighPower Rocket as an amateur rocket other
than a model rocket or large model
rocket propelled by a motor or motors
having a combined total impulse of
163,840 Newton-seconds (36,818
pound-seconds) or less.
Several commenters recommended
the upper limit for Class 3 be reduced
from 163,840 Newton-seconds to 40,960
Newton-seconds. They stated this
reduction would place the upper limit
at the ‘‘O’’ class, as documented in the
TRA safety code. Some commenters
noted that a rocket carrying a motor
above the ‘‘O’’ class, or 40,960 Newtonseconds, could reach altitudes greater
than 7,620 meters (25,000 feet). These
commenters suggest any rocket with the
ability to reach greater altitudes belongs
in Class 4—Advanced High-Power
Rockets.
The FAA agrees. In addition to
creating a class of rocketry that is
inconsistent with the TRA safety code,
the proposal, if adopted, would be
inconsistent with the 2008 National Fire
Protection Association (NFPA) 1127
Code for High-Power Rockets. This code
also addresses rockets having total
impulse up to 40,960 Newton-seconds
(9,208 pound-seconds) or ‘‘O’’ motor
class. Further, most amateur rocket
activities involve rockets with a total
impulse of 40,960 Newton-seconds or
less. The FAA has reconsidered this
proposal and revises the criteria and
class for high-power rockets. The Class
2—High Power Rocket is defined as
having a combined total impulse of
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40,960 Newton-seconds (9,208 poundseconds).
Operating Limitations
We proposed the following general
operating limitations for amateur rocket
activities:
An amateur rocket must be:
• Launched on a suborbital trajectory,
• Unmanned, and
• Not cross into the territory of a
foreign country unless there is an
agreement between the United States
and the country of concern.
We further included a condition that
we may specify additional operating
restrictions necessary to ensure that air
traffic is not adversely affected, and
public safety is not jeopardized.
We received no comments on this
section. These requirements are
adopted, as proposed, although the
section is renumbered as § 101.23.
We proposed an additional operating
limitation for Class 1 model rockets in
proposed § 101.23. Specifically, persons
operating this class of rocket must do so
in a manner that does not create a
hazard to persons, property, or other
aircraft.
No comments were received on this
proposal. However, after further review,
we realize our intent was to apply this
requirement to all classes of amateur
rockets. We have removed any specific
reference to Class 1 model rockets.
These requirements now apply to
amateur rockets in general.
Amateur Rocket Activities Within 5
Miles of an Airport
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Proposed § 101.25(b) would prohibit
operating High-Power Rockets within 8
kilometers (5 miles) of any airport
boundary. We received comments from
the NAR, ROC, Rocketry of Central
Carolina, and 13 individual commenters
stating the proposed rule does not
provide flexibility for waiving this
requirement. They commented further
that the proposal does not consider
airport size, frequency of flight
operations, facilities, location, or history
of safe operations, and maintained that
it is unclear whether this requirement
can be waived.
The FAA understands High-Power
Rockets have a long history of safe
operation within 5 statute miles of
airport boundaries and agrees such
operations should be allowed to
continue, when appropriate, under a
certificate of waiver or authorization.
Separation Distances From Amateur
Rocket Activities
Proposed §§ 101.25 and 101.26 would
stipulate that, no person may operate a
high-power rocket or advanced high-
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power rocket within 457 meters (1,500
ft.) of any person or property not
associated with the operation. The same
separation distance exists in the current
regulation. This distance from any
person or property not associated with
the operation also applies to Class 4—
Advanced High-Power Rocket
(§ 101.26).
Several commenters questioned the
requirement regarding proposed
separation distances. One commenter
requested clarification regarding
whether uninvolved public includes
spectators. The commenters note the
2008 Edition of NFPA 1127, Code for
High Power Rocketry, specifies differing
minimum separation distances for
spectators and participants that relate to
the classifications of rocket motors.
Commenters recommended the FAA
adopt the NFPA standards that establish
minimum separation distances between
the launch point, spectators, and other
exposed elements of the public.
Commenters also noted that both NAR
and TRA follow the safety requirements
of the rocketry-related codes published
by NFPA.
In developing this proposal, the FAA
considered amateur rocketry events and
participants involved, their families and
friends, and a few casual spectators.
Various rocketry groups do not include
spectators in the 1,500 feet separation
distance for persons or property not
associated with the operations. In fact,
the 2008 Edition of NFPA 1127
recognizes this disparity by providing
separation distances for spectators and
participants that are less stringent than
the existing FAA requirement. However,
we do not intend to encourage the
presence of large crowds of spectators
close to the launch because their
presence would pose a significant threat
to those spectators.
Most commonly launched amateur
rockets are small and their hazards
typically are also small. No serious
accidents or incidents have been
reported by NAR and TRA. While there
have been no reported accidents
associated with launches of larger
amateur rockets, the risk associated with
a large amateur rocket launch could be
considerably greater. Participants and
spectators, clearly associated with the
activity, are not required to comply with
the specified separation. We retain the
provision in § 101.23(b) to specify
additional operating limitations, as
necessary, to ensure air traffic
operations are not adversely affected,
and public safety is not jeopardized.
The FAA routinely attaches conditions
to certificates of waiver or authorization
for larger amateur rocket launches
specifying separation distances greater
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than 1,500 feet applicable to spectators
and persons not associated with the
operation.
The FAA agrees, in principal, with
the commenters’ suggestion to adopt the
NFPA standard. Generally, those
engaged in amateur rocket activities
have applied the 457 meters (1,500 ft.)
distance requirement to the uninvolved
public. As stated in the NPRM, the FAA
seeks primarily to codify existing
practice. Current amateur rocket
activities, especially those under the
auspices of various rocketry
associations, have not resulted in harm
to persons not associated with the
operations. The FAA believes the 1,500
feet separation distance has served a
useful purpose, and we retain this
separation minimum in the final rule for
High-Power Rockets and Advanced
High-Power Rockets.
In consideration of the comments
recommending the FAA adopt the
NFPA 1127 separation distance
requirements, we will require an
additional separation distance from any
person or property not associated with
the operation. This decision is based on
the minimum site dimensions provided
in NFPA 1127. In the regulation, we
instead specify this as an equivalent
separation distance assuming the launch
location is in the center of the site. This
minimum separation distance is equal
to one quarter of the expected maximum
altitude or 457 meters (1,500 ft.),
whichever is greater. Under normal
conditions, this requirement will be
adequate to protect public safety. When
greater separation distances are required
to protect spectators, the FAA will
specify additional operating limitations
in any certificate of waiver or
authorization it may grant.
The FAA believes its principal
responsibility is to protect those
individuals and property not associated
with the launch. This approach differs
somewhat from that taken under 14 CFR
Chapter III where the FAA counts
spectators as part of the public in its risk
analysis. The rationale for this different
approach reflects the good job rocketry
associations do in protecting spectators.
Usually, spectators viewing amateur
rocket launches are more closely
associated with the operations than
those viewing FAA-licensed launches
and do not have as great a potential for
a catastrophic accident, such as loss of
life or serious injury.
Need for Presence of Someone at Least
18 Years Old
Proposed § 101.25(f) stipulates that no
person may operate a High-Power
Rocket unless a person at least 18 years
old is present; that person is charged
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with ensuring the safety of the operation
and has final approval authority for
initiating high-power rocket flight. The
NAR supported this requirement. We
received no other comments on this
proposal. The FAA adopts § 101.25(f) as
proposed.
Measures To Control Fire Caused by
Amateur Rocket Activity
The FAA proposed that no person
may operate a High-Power Rocket
unless reasonable precautions are
provided to report and control a fire
caused by rocket activity. The NAR
supported the proposal and went on to
reference the NFPA 1127 Code for High
Power Rocketry. Conversely, the ROC
does not believe this provision is
necessary or appropriate for
codification.
We disagree. This requirement is
consistent with our mission to ensure
the safety of any person or property not
associated with the operations. In
developing the proposed rule, our goal
was to eliminate duplicate requirements
imposed by other Federal agencies or
state or local governments. For example,
this proposal contains no explicit
requirements concerning hazardous
materials because other Federal and
local laws are applicable. The proposal
is intended to protect the ‘‘uninvolved’’
public, on the ground and in the air. It
would not supersede any other laws or
ordinances. Operators of high-power
and advanced high-power rockets
would be required to take reasonable
precautions to control and report a fire.
Additionally, operators would comply
with local ordinances as applicable,
because a fire in some of the remote
areas where amateur rocket launches
occur could have serious consequences.
The FAA adopts § 101.25(g) as
proposed.
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Operating Limitations for Advanced
High-Power Rockets
The FAA proposed additional
operating limitations for Advanced
High-Power Rockets to ensure air traffic
is not adversely affected and public
safety is not jeopardized. We received
no comments on this section. Therefore,
the FAA adopts § 101.26 as proposed.
Notice Requirements
We proposed that FAA Air Traffic
Control (ATC) must receive notice
requirement information no less than 24
hours before and no more than 3 days
before the amateur rocket activities take
place.
Three commenters expressed concern
that this proposed rule means a
temporary flight restriction (TFR) must
be in place before an amateur rocket
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launch can occur. The Aircraft Owners
and Pilots Association (AOPA)
recommended adding clear guidance to
prohibit the use of TFRs for amateur
rocket activities. Two individual
commenters urged that there be no
change in the current NOTAM
procedures. Another commenter
questioned the necessity of collecting
personal information about amateur
rocket operators and requiring operators
to apply for a certificate of waiver or
authorization before conducting
amateur rocket activities.
The FAA stresses that the only change
proposed was to the timeline for giving
information to ATC. Operators must still
notify ATC no less than 24 hours before
amateur rocket activities begin. We
proposed to change the second half of
the timeline from ‘no more than 48
hours’ to ‘no more than 3 days’ before
amateur rocket activities begin. This
change would synchronize FAA
regulations with FAA Order 7930.2,
Para. 4–1–1, Notice to Airmen. We did
not propose changes to requirements for
NOTAMs or TFR procedures. Because
we did not propose any changes, any
ban on the use of TFRs for amateur
rocket activities is outside the scope of
this rulemaking.
The information requested in the
notice requirement is needed to ensure
the safety and integrity of the NAS, to
issue a NOTAM, or take other action.
The FAA adopts the timeline
requirements in § 101.27, as proposed.
However, the title was changed to
include ATC notification for all
launches.
Latitude and Longitude, Information
Required 45 Days Before Rocket
Activities, and Estimated Number of
Rockets
As proposed in the NPRM under
§ 101.27(d), no person may operate an
unmanned rocket, other than a Class 1—
Model Rocket, unless that person
provides the FAA with the location of
the center of the affected area in latitude
and longitude coordinates. Proposed
§ 101.29(a)(7) lists the launch site
latitude and longitude among the
detailed information requirements a
person operating a High-Power Rocket
must submit to the FAA when
requesting a certificate of waiver or
authorization. The information must be
provided at least 45 days before the
proposed operation.
The NAR, ROC, and eight individual
commenters proposed a modification to
this notice requirement. Previous
sponsors of launch activities have
submitted distances along a VOR radial
to describe their location. An individual
commenter noted that his organization
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has provided latitude and longitude
coordinates in its certificate of waiver or
authorization applications. According to
this commenter, its organization has
been asked to give the location as a VOR
radial and distance. These commenters
suggest there are other acceptable
methods to locate a launch pad, such as
checking distance along a VOR radial.
We find that latitude and longitude
coordinates provide the most accurate
method of fixing an exact location.
Further, a latitude and longitude
location is consistent with FAA charting
practices. The FAA adopts the
requirements of § 101.27(d) and
§ 101.29(a)(7), as proposed, except these
requirements are located in
§ 101.29(a)(6).
The NAR, TRA, ROC, and 16
individual commenters questioned the
need for the 45 days in advance of the
rocket activity. An individual
commenter noted that due to
uncertainties in schedules and weather,
among other things, participants in
rocket launch events involving HighPower Rockets may not know if the
event is really going to occur, if they are
going to attend, and what rockets they
are going to fly until shortly before the
event, the day of the event, or even
during the event. The commenter
contends these last-minute changes
occur for bona-fide reasons involving
matters such as wind direction and
speed and cloud cover that cannot be
predicted with any assurance. The
commenter further contends rocket
launch events involve multiple
participants who need to be able to have
flexibility to lower their flight plans if
weather deteriorates at the last minute
or raise them if weather improves.
The NAR and ROC cite the current
practice of completing one annual
certificate of waiver or authorization for
all their planned amateur rocket events
for a calendar year. That certificate
describes the types of amateur rockets
typically launched at these events. The
certificate of waiver or authorization
requires notification to the local ATC
facility 48 hours prior to each flight
activity. The NAR and ROC recommend
adoption of requirements that reflect
current practice.
The FAA agrees. We intended to
retain the current practice and have
modified the language in the final rule
to do so. When requesting a certificate
of waiver or authorization, the FAA will
require each person or organization to
provide the requested information at
least 45 days before the proposed
operation. An organization can still
submit an application for an annual
certificate of waiver or authorization,
detailing the events for the coming year.
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As proposed in § 101.29(a)(1), a
person operating a High-Power Rocket
that requires a certificate of waiver or
authorization must provide the
information requested on each rocket to
be flown. The NAR, TRA, ROC, and 12
individual commenters objected
strenuously to this provision. The ROC
noted that rocketry clubs typically file a
single certificate of waiver or
authorization application for the year.
They detail the dates for the event and
the types of amateur rockets they expect
to be flown. What they actually fly will
depend on how many people show up,
what rockets they bring with them, what
the weather conditions are, and other
factors. They state that adopting the
NPRM as written would require them to
complete Form 7711–2 for each rocket
they expect to fly. In the case of the
ROC, this could mean deluging the FAA
with ‘‘multiple thousands of notices.’’
One commenter calculated that for a
typical weekend launch, he ‘‘might
bring 10 rockets, each of which can be
flown with one of 10 different motors,
and perhaps a similar number of pad
and recovery choices, making 1,000
possible combinations. If there are 100
fliers at the event, the waiver
documentation could be 100,000
pages.’’ He then notes that Form 7711–
2 requires the information to be in
triplicate. All the commenters on this
issue urge that the FAA require the
current practice for these launch
events—that is, an approximate number
of rockets to be flown and an aggregate
of information on those rockets. That
would mean the maximum size, weight,
and power to be flown, and the
maximum altitude and radius expected
for these rockets.
The FAA agrees and fully intended
that current practice be reflected in the
final rule. We now state that each
person or organization must provide the
information requested at least 45 days
before the proposed operation and
clarify that the 45-day requirement
applies only when a certificate of waiver
or authorization is necessary.
Organizations may continue to aggregate
the information and detail the
maximum parameters they expect for a
given event.
Information Requirement for Type of
Propulsion, Fuel(s), Oxidizer(s),
Manufacturer, and Certification
As proposed in the NPRM under
§ 101.29(a)(2), a person operating a Class
3—High-Power Rocket that requires a
certificate of waiver or authorization
must provide the FAA information on
the type of propulsion, fuel(s),
oxidizer(s), manufacturer, and
certification, if any, for the rockets.
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Jkt 217001
The NAR, TRA, ROC, and 11
individual commenters noted that
requiring information on propulsion
systems, fuels, oxidizers, manufacturers,
and certifications does not contribute to
preserving safety. The commenters
recommended that this requirement be
stricken entirely from the final rule. In
lieu of striking the requirement, the
NAR would note that the NFPA has
established standards for the
certification and production of amateur
rocket motors in NFPA Code 1125,
‘‘Code for the Manufacture of Model
Rocket and High Power Rocket Motors,
2007 Edition.’’ The NAR’s Standards
and Testing Committee tests motors to
this standard, and NAR members can
only use engines on its ranges that have
been tested and passed these standards.
The FAA conducted more research
into whether having knowledge of these
elements has an impact on safety. We
found that having information about the
manufacturer and any certification of a
rocket does not increase the FAA’s
ability to determine the safe operation of
amateur rocket activities. However, we
do need to know the type of propulsion,
fuels, and oxidizers involved because
some of them are highly explosive or
toxic. Therefore, the FAA removes the
manufacturer and certification
information requirement from the final
rule. We retain the propulsion, fuels,
and oxidizers information requirement,
as proposed.
Description of the Launcher(s)
As proposed in the NPRM under
§ 101.29(a)(3), operators must provide a
description of the launcher(s) planned
for their amateur rocket activities,
including any airborne platform(s).
The NAR, TRA, ROC, and 11
individual commenters noted that
requiring a description of the launcher
does not contribute to preserving safety.
They state there is no record of
launcher-related failures resulting in an
unsafe flight condition, life threatening
injury, or property damage.
The FAA disagrees because there are
documented incidents where a balloon
launcher failure occurred and started a
fire on the ground. In addition, we find
that having a description of the launcher
adds a safety benefit to amateur rocket
activities. A launcher failure could
cause the rocket to veer in a different
direction than intended. The FAA
adopts § 101.29(a)(3), as proposed.
Description of the Recovery System
As proposed in the NPRM under
§ 101.29(a)(4), operators must provide a
description of their recovery system.
The NAR, TRA, ROC, and 12 individual
commenters propose this requirement
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be removed from the final rule. They
maintain the FAA did not explain why
such information is necessary for flight
safety.
The FAA disagrees with these
comments. This information allows the
FAA to calculate the hazard area for an
amateur rocket launch event. The FAA
adopts § 101.29(a)(4), as proposed.
Additional Safety Procedures
As proposed in the NPRM under
§ 101.29(a)(8), operators must provide
any additional safety procedures that
will be followed. The NAR, TRA, ROC,
and 11 individual commenters found
this section to be vague and
unnecessary. Several commenters
proposed this section should be
modified to make clear that flying on
NAR safety codes is an acceptable
method to report this information.
While the FAA believes the NAR and
TRA safety codes contribute to the
safety of amateur rocket activities, we
cannot make a blanket requirement
accepting these safety codes. The codes
may change in the future. The FAA
would then be bound to whatever those
changes might be. We must have the
ability to require additional information
as circumstances or technology changes
might demand. The FAA adopts
§ 101.29(a)(8), as proposed.
Miscellaneous Comments
One commenter suggested that
§ 101.29 be changed to require the
information listed only for those flights
that exceed 25,000 feet. TRA noted they
have a precise procedure for reviewing
and approving all flights held at TRAsanctioned events that will exceed
24,000 feet in apogee. Since their
criteria are similar to the information
requirements detailed in the NPRM,
they see no need to change the rule. The
FAA disagrees because these
requirements also apply to operations
not sanctioned by TRA. The FAA adopts
§ 101.29, as proposed.
One commenter suggested that the
rule exempt Class 1 Model Rockets from
U.S. Postal Service (USPS) restrictions
to allow mailing these ‘‘common goods’’
without special labeling and papers.
The commenter suggested a number of
other changes to the rule to facilitate
shipping model rockets. These
suggestions are outside the scope of this
rulemaking. The FAA has no authority
to release amateur rocket enthusiasts
from USPS regulations, nor can we
impose regulations not associated with
aviation on the USPS.
Paperwork Reduction Act
Information collection requirements
associated with this final rule have been
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approved previously by the Office of
Management and Budget (OMB) under
the provisions of the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507(d)), and have been assigned OMB
Control Number 2120–0027. There is no
increase in paperwork required as a
result of this rulemaking.
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International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these regulations.
Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
Department of Transportation Order
DOT 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If the
expected cost impact is so minimal that
a proposed or final rule does not
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warrant a full evaluation, this order
permits that a statement to that effect
and the basis for it be included in the
preamble if a full regulatory evaluation
of the cost and benefits is not prepared.
Such a determination has been made for
this final rule. The reasoning for this
determination follows.
We will first discuss the nonquantified benefits and then discuss the
quantified cost-savings benefits of this
final rule.
international treaty exists that permits
such activity. We do not know of an
amateur rocket sent from the United
States that crossed an international
boundary. Although, the rule will make
this specific to the amateur rockets, it is
generally necessary to have some kind
of international agreement in order to
cross international borders. The benefit
provided by this provision of this final
rule is that it helps prevent international
incidents.
Benefits
Elimination of Burn Time and Ballistic
Coefficient Requirements
General
This final rule provides several
benefits. General benefits provided
include the updating, streamlining, and
modernizing of the existing regulations
for amateur rocket activities. More
specific benefits are discussed below.
Maximum Altitude Definition
This final rule defines a maximum
altitude of 150 kilometers or 492,120
feet for amateur rockets. This allows a
prospective amateur rocket operator to
determine if the proposed rocket can be
classified as an amateur rocket and thus
avoid the necessity and expense of
obtaining a license. This altitude limit
also provides a reasonable margin of
safety for objects that are already in
orbit. Although this final rule defines a
maximum altitude for amateur rockets,
for practical purposes, it is not imposing
a new altitude limit on amateur rocket
activities because the requirements of
the existing rule for burn time and
ballistic coefficient, which will be
eliminated under this final rule, make it
virtually impossible for an amateur
rocket launched under the existing
regulations to reach the altitude defined
in this final rule.
Suborbital Requirement
This final rule requires that amateur
rockets be launched in such a manner
that they will not become orbital. The
current rule has no such specific
restriction. By specifically prohibiting
orbital launches of amateur rockets, this
provision of this final rule provides the
benefit of protecting existing orbital
objects, such as the International Space
Station (ISS) and orbiting civil and
military satellites, from a possible
collision with an amateur rocket.
Not Cross International Boundary
Requirement
The final rule requires that an
amateur rocket not cross an
international boundary unless an
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This final rule eliminates the existing
requirements for a burn time of less than
15 seconds and a ballistic coefficient
requirement of less than 12 pounds per
square inch. The elimination of these
requirements allows amateur rocket
activities to operate in accordance with
current industry practice and recognizes
technological changes since the
establishment of the existing
regulations. In particular, the
elimination of the burn time
requirement allows for the optimum
operation of liquid rockets.
Revision of Amateur Rocket Classes
Table B–1 shows a comparison of the
existing amateur rocket classes and this
final rule’s rocket classes.
The existing amateur rocket rule has
three classes of rockets: Model rockets,
large model rockets, and others. These
classes were categorized by weight of
propellant, type of propellant, property
of rocket, and operation as detailed in
Table B–1. The term ‘‘other’’, as
discussed in the NPRM, captures
unmanned launches other than amateur
launches. These would include FAAlicensed or permitted launches, as well
as U.S. government launches.
This final rule provides for four
classes of rockets: Class 1—Model
Rockets; Class 2—High-Power Rockets;
Class 3—Advanced High-Power
Rockets; and a fourth non-numbered
Class—Other. The detailed definition of
these classes is shown in Table B–1.
The benefit of this final rule’s
classifications is that the new
definitions are more closely aligned
with current practices than are the
existing classifications. In addition, for
this final rule’s Class 1 rockets, the FAA
is removing the notification requirement
thereby reducing the burden on those
seeking to launch model rockets.
(Benefit Tables B–1 through B–3)
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TABLE B–1—COMPARISON OF EXISTING AND FINAL RULE AMATEUR ROCKET CLASSES
Existing rule categories:
Final rule categories:
Model Rockets:
• Uses no more than 4 ounces (113.5 grams) of propellant ...........
• Uses a slow-burning propellant .....................................................
• Is made of paper, wood, or breakable plastic ...............................
• Contains no substantial metal parts ..............................................
• Weighs no more than 454 grams (16 ounces), including the propellant.
Large Model Rockets:
• Uses no more than 125 grams (4.4 ounces) of propellant.
• Uses a slow-burning propellant.
• Is made of paper, wood, or breakable plastic.
• Contains no substantial metal parts.
• Weighs no more than 1,500 grams (53 ounces) including propellant.
Other:
• Undefined—every unmanned rocket other than a model or large
model rocket.
Revision of Data Collection Process
Amateur rocket launches may require
that data be provided to the nearest air
Class
•
•
•
•
•
1—Model Rockets:
Uses no more than 125 grams (4.4 ounces) of propellant.
Uses a slow-burning propellant.
Is made of paper, wood, or breakable plastic.
Contains no substantial metal parts.
Weighs no more than 1,500 grams (53 ounces) including propellant.
Class 2—High-Power Rockets:
• A rocket other than a Class 1, propelled by a rocket motor or
motors having a combined total impulse of 40,960 N-sec (9,208
lb-sec) or less.
Class 3—Advanced High-Power Rockets:
• Any amateur rocket other than a Class 1 or 2.
Other:
• Any unmanned rocket that is not an amateur rocket.
traffic facility. In addition, for the larger
amateur rockets, it may be necessary to
apply for a waiver and provide the
required data. Table B–2 shows the data
requirements that must be reported to
the nearest FAA air traffic control (ATC)
facility.
TABLE B–2—AMATEUR ROCKET NOTICE REQUIREMENTS TO THE NEAREST AIR TRAFFIC FACILITY
Existing rule
Final rule
Model
rockets
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Notice requirements to nearest ATC facility.
Operator: Name(s) and Address(es).
Date/time the activity will
begin.
Estimated number of rockets
to be operated.
Estimated size and weight of
each rocket.
Location of the center of the
affected area.
Highest affected altitude ........
Duration of the activity ...........
Date/time/duration ..................
Other pertinent information requested by the FAA.
Large model
rockets
Other
Class 1—
model rocket
Class 2—
high-power
rockets
Class 3—
advanced highpower rockets
None ............
24 hrs ..........
24 hrs ..........
None ............
24 hrs ..........
24 hrs .............
......................
√
√
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√
√
√
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√
√
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No person may operate an unmanned
rocket, other than a Class 1—Model
Rocket, unless that person gives the
information shown in Table B–2 to the
ATC facility nearest the intended
operation no less than 24 hours before
and no more than three days before
beginning the operation. This final rule
will expand the model rocket category
to include what had been large model
rockets. Previously, a person operating a
large model rocket needed to provide
the information shown on Table B–2 to
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the ATC facility. Notification is not
required for the expanded Class 1—
Model Rocket category under this final
rule.
Table B–3 shows the information
requirements for a certificate of waiver
or authorization. As is shown on the
table, no certificate of waiver or
authorization is required to operate a
Class 1–Model Rocket. With the
expansion of this category to include
what had been large model rockets, this
final rule will reduce waiver requests.
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Other
24 hrs.
This final rule will eliminate the
requirement to obtain a license or
permit for launches where the burn-time
exceeds 15 seconds. Hence, the
proposed launches that previously
required a license or permit, now would
only require a waiver or authorization
from the FAA, and only if operating
beyond the limitations listed in
§§ 101.25 or 101.26. These limitations
include operating in controlled airspace
and within 8 kilometers (5 miles) of any
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airport boundary without prior
authorization by the FAA.
The primary difference between the
information requirements in the existing
rule and the new rule is that the
information previously required as part
of the request for a waiver or
authorization was identified generally
as ‘‘a detailed description of the
proposed operation.’’ In practice, the
type of information shown in Table B–
3 was provided with the request for a
waiver. However, the FAA often needed
to request more detailed information.
The asterisk indicates that the
information typically is required only
for more powerful or advanced amateur
rockets. Some of the informational
elements are typically not applicable for
smaller rockets. The FAA believes a rule
73775
specifying the required information will
actually reduce the burden on
applicants.
The Table B–3 entries labeled current
practice are not existing FAA
regulations. By current practice we
mean the FAA would typically ask for
and amateur rocket operators would
submit this information before a launch.
TABLE B–3—INFORMATIONAL REQUIREMENTS FOR A CERTIFICATE OF WAIVER OR AUTHORIZATION
Existing rule
This final rule
Class 3—advanced high
power rockets
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Model rockets
When a certificate of waiver or an
authorization is required.
Submission of Form 7711–2 (time
before event).
Name of organization ...................
Name of responsible person ........
Permanent mailing address ..........
FAR section and number to be
waived.
Detailed description of proposed
operation, such as:
Estimated number of rockets to
be operated.
Type of propulsion (liquid or
solid), fuel(s), and oxidizer(s).
Description of launcher(s) planned
to be used, including any airborne platform(s).
Description of recovery system ....
Highest altitude, above ground
level, expected to be reached.
Launch site latitude, longitude,
and elevation.
Any additional safety procedures
that will be followed.
Maximum possible range .............
Dynamic stability characteristics
for the entire flight profile.
Description of all major rocket
systems.
Description of other support
equipment necessary for safe
operation.
Planned flight profile and sequence of events.
All nominal impact areas within
three standard deviations.
Launch commit criteria .................
Countdown procedures ................
Mishap procedures .......................
Area of operation (Location, altitude, etc.).
Beginning (Date and hour) ...........
Ending (Date and hour) ................
Area of operation (Location, altitudes, etc.).
Aircraft make and model ..............
Sponsor of event ..........................
Sponsor’s permanent mailing address.
Policing (Description of provisions
for policing event).
Emergency facilities ......................
Air Traffic control (Description of
method of controlling air traffic).
Schedule of Events ......................
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Large model
rockets
Other
Class 1—
model rocket
Class 2—high
power rockets
No ...................
45 days ...........
45 days ...............
No ...................
45 days ...........
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Current practice*
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Current practice *
Current practice ..
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TABLE B–3—INFORMATIONAL REQUIREMENTS FOR A CERTIFICATE OF WAIVER OR AUTHORIZATION—Continued
Existing rule
This final rule
Model rockets
Certification ...................................
Large model
rockets
Other
Class 1—
model rocket
Class 2—high
power rockets
Class 3—advanced high
power rockets
.........................
√
√
.........................
√
√
A positive effect of the new
classifications and definitions is that
they allow for the unlicensed launching
of liquid rockets at their optimum burn
rates. Today, someone who wanted to
launch a liquid rocket at its optimum
burn rate would have to obtain a license
that requires complicated analyses that
can cost up to $100,000. An alternative
would be to adjust the burn rate of the
liquid rocket to meet the current
requirements. This alternative would
result in either a reduced rocket
performance or reduced rocket safety.
Therefore, this final rule provides some
potential cost savings and performance
and safety improvements.
Benefits Summary
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As discussed above, this final rule
provides benefits. The major benefits of
this final rule are summarized below:
• Eliminate inconsistencies in the
existing rules;
• Provide new definitions of amateur
rocket categories that would allow
amateur rocket operators to more easily
determine what, if any, regulations they
would have to comply with;
• Allow unlicensed launches of
liquid rockets at optimum performance
levels;
• Streamline and clarify the data
collection process in cases where a
proposed launch would require that the
amateur rocket operator provide data to
the FAA;
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• Insure amateur rocket activities
would be conducted in accordance with
all international treaties;
• Insure that amateur rocket activities
would not interfere with objects in orbit.
• Provide cost savings to both
amateur rocket operators and the FAA.
Costs
Introduction
This section shows the costs of the
existing rule, the estimated costs of this
final rule, and the incremental costs of
this final rule. The incremental costs are
the costs of this final rule subtracted
from the costs of the existing rule.
The costs of both the existing and this
final rule are determined by multiplying
the number of hours to perform a
required task by the hourly cost of the
person performing the task. The number
of hours is estimated by the Office of
Commercial Space Transportation (AST)
of the FAA. The cost of an aerospace
engineer is estimated by the Office of
Policy and Plans (APO) of the FAA. The
fully allocated hourly costs of an
aerospace engineer are estimated to be
$81.
Existing Rule Costs
Table C–1 shows that the total annual
cost of the existing rule is estimated to
be approximately $8,886,000. This
includes the costs of Large Model
Rockets and Other Rockets. No costs are
estimated for Model Rockets. The costs
are based on a total of 100 notifications
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to the FAA for Large Model Rockets and
200 annual waivers for Other Rockets.
Final Rule Costs
Table C–2 lists approximately
$8,378,000 as the total annual cost of
this final rule. This includes the costs of
Class 2 and 3 amateur rockets. No costs
are estimated for Class 1 amateur
rockets. The costs are based on a total
of 200 annual waivers, 198 for Class 2
rockets and 2 for Class 3 rockets.
The reason for the decrease in costs
for Class 1 rockets from the existing rule
to this final rule is that Large Model
Rockets included in Class 1 rockets in
this final rule generally no longer will
require a notification to FAA and rarely
require a waiver.
Incremental Final Rule Costs
Our incremental cost estimate equals
the total cost of this final rule minus the
total cost of the existing requirements.
Table C–3 lists the annual
incremental cost of this final rule as
about a negative $507,870. This
represents a cost-saving benefit for the
final rule. The study period for the costs
of this final rule is estimated to be 10
years. The total 10-year cost savings of
this final rule is estimated to be
approximately $5,080,000 in current
dollars with a present value of
$3,567,000 with a discount rate of 7%.
Thus, as the incremental cost estimate
results in cost savings, the benefits of
this rule exceed the costs.
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Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
The FAA believes that this final rule
will not have a significant negative
economic impact on a substantial
number of small entities. This final rule
will affect a large number of small
entities. These small entities would
include the individuals, organizations,
and firms involved in launching
amateur rockets. However, although this
final rule will affect a large number of
small entities, it will not have a negative
economic impact because this final rule
results in substantial cost savings
compared to the existing rule.
Therefore, as the Acting FAA
Administrator, I certify that this final
rule will not have a significant
economic impact on a substantial
number of small entities.
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International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Legitimate domestic
objectives, such as safety, are not
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considered unnecessary obstacles. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
This final rule will not have an
impact on international trade because it
applies only to launches conducted in
the United States. This final rule will
help insure that all international treaties
with respect to space and amateur
rocket launches will be complied with.
The FAA has assessed the potential
effect of this final rule and has
determined that it will have only a
domestic impact and therefore no affect
on international trade.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation with the
base year 1995) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$136.1 million in lieu of $100 million.
This final rule does not contain such
a mandate; therefore, the requirements
of Title II of the Act do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action will not
have a substantial direct effect on the
States, or the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
does not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312d and involves no
extraordinary circumstances.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this final rule
under Executive Order 13211, Actions
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Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the amendment number or
docket number of this rulemaking.
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://DocketsInfo.dot.gov.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
question regarding this document, you
may contact your local FAA official, or
the person listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. You can find
out more about SBREFA on the Internet
at https://www.faa.gov/
regulations_policies/rulemaking/
sbre_act/.
List of Subjects in 14 CFR Parts 1, 101,
400, 401, and 420
Aircraft, Aviation safety, Life-limited
parts, Reporting and recordkeeping
requirements.
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The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends parts 1, 101, 400, 401, and 420
of Title 14, Code of Federal Regulations,
as follows:
■
PART 1—DEFINITIONS AND
ABBREVIATIONS
1. The authority citation for part 1
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701.
2. Add the following definition of
Amateur rocket in alphabetical order to
§ 1.1 to read as follows:
■
§ 1.1
General definitions.
*
*
*
*
*
Amateur rocket means an unmanned
rocket that:
(1) Is propelled by a motor or motors
having a combined total impulse of
889,600 Newton-seconds (200,000
pound-seconds) or less; and
(2) Cannot reach an altitude greater
than 150 kilometers (93.2 statue miles)
above the earth’s surface.
*
*
*
*
*
PART 101—MOORED BALLOONS,
KITES, UNMANNED ROCKETS AND
UNMANNED FREE BALLOONS
3. The authority citation for part 101
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40103, 40113–
40114, 45302, 44502, 44514, 44701–44702,
44721, 46308.
4. Amend § 101.1 by revising
paragraph (a)(3) to read as follows:
■
§ 101.1
Applicability.
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(a) This subpart applies to operating
unmanned rockets. However, a person
operating an unmanned rocket within a
restricted area must comply with
§ 101.25(b)(7)(ii) and with any
additional limitations imposed by the
using or controlling agency.
(b) A person operating an unmanned
rocket other than an amateur rocket as
defined in § 1.1 of this chapter must
comply with 14 CFR Chapter III.
■ 6. Revise § 101.22 to read as follows:
§ 101.22
Definitions.
The following definitions apply to
this subpart:
(a) Class 1—Model Rocket means an
amateur rocket that:
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§ 101.23
General operating limitations.
(a) You must operate an amateur
rocket in such a manner that it:
(1) Is launched on a suborbital
trajectory;
(2) When launched, must not cross
into the territory of a foreign country
unless an agreement is in place between
the United States and the country of
concern;
(3) Is unmanned; and
(4) Does not create a hazard to
persons, property, or other aircraft.
(b) The FAA may specify additional
operating limitations necessary to
ensure that air traffic is not adversely
affected, and public safety is not
jeopardized.
■ 8. Redesignate § 101.25 as § 101.27
and revise it to read as follows:
§ 101.27
Applicability.
(a) * * *
(3) Any unmanned rocket except
aerial firework displays.
*
*
*
*
*
■ 5. Revise § 101.21 to read as follows:
§ 101.21
(1) Uses no more than 125 grams (4.4
ounces) of propellant;
(2) Uses a slow-burning propellant;
(3) Is made of paper, wood, or
breakable plastic;
(4) Contains no substantial metal
parts; and
(5) Weighs no more than 1,500 grams
(53 ounces), including the propellant.
(b) Class 2—High-Power Rocket
means an amateur rocket other than a
model rocket that is propelled by a
motor or motors having a combined
total impulse of 40,960 Newton-seconds
(9,208 pound-seconds) or less.
(c) Class 3—Advanced High-Power
Rocket means an amateur rocket other
than a model rocket or high-power
rocket.
■ 7. Revise § 101.23 to read as follows:
ATC notification for all launches.
No person may operate an unmanned
rocket other than a Class 1—Model
Rocket unless that person gives the
following information to the FAA ATC
facility nearest to the place of intended
operation no less than 24 hours before
and no more than three days before
beginning the operation:
(a) The name and address of the
operator; except when there are
multiple participants at a single event,
the name and address of the person so
designated as the event launch
coordinator, whose duties include
coordination of the required launch data
estimates and coordinating the launch
event;
(b) Date and time the activity will
begin;
(c) Radius of the affected area on the
ground in statute miles;
(d) Location of the center of the
affected area in latitude and longitude
coordinates;
(e) Highest affected altitude;
(f) Duration of the activity;
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73781
(g) Any other pertinent information
requested by the ATC facility.
■ 9. Add new § 101.25 to Subpart C to
read as follows:
§ 101.25 Operating limitations for Class
2—High-Power Rockets.
(a) You must comply with the General
Operating Limitations of § 101.23.
(b) In addition, you must not operate
a Class 2—High-Power Rocket—
(1) At any altitude where clouds or
obscuring phenomena of more than fivetenths coverage prevails;
(2) At any altitude where the
horizontal visibility is less than five
miles;
(3) Into any cloud;
(4) Between sunset and sunrise
without prior authorization from the
FAA;
(5) Within 8 kilometers (5 statute
miles) of any airport boundary without
prior authorization from the FAA;
(6) In controlled airspace without
prior authorization from the FAA;
(7) Unless you observe the greater of
the following separation distances from
any person or property that is not
associated with the operations applies:
(i) Not less than one-quarter the
maximum expected altitude;
(ii) 457 meters (1,500 ft.);
(8) Unless a person at least eighteen
years old is present, is charged with
ensuring the safety of the operation, and
has final approval authority for
initiating high-power rocket flight; and
(9) Unless reasonable precautions are
provided to report and control a fire
caused by rocket activities.
■ 10. Add new § 101.26 to Subpart C to
read as follows:
§ 101.26 Operating limitations for Class
3—Advanced High-Power Rockets.
You must comply with:
(a) The General Operating Limitations
of § 101.23;
(b) The operating limitations
contained in § 101.25;
(c) Any other operating limitations for
Class 3—Advanced High-Power Rockets
prescribed by the FAA that are
necessary to ensure that air traffic is not
adversely affected, and public safety is
not jeopardized.
■ 11. Add § 101.29 to Subpart D to read
as follows:
§ 101.29
Information requirements.
(a) Class 2—High-Power Rockets.
When a Class 2—High-Power Rocket
requires a certificate of waiver or
authorization, the person planning the
operation must provide the information
below on each type of rocket to the FAA
at least 45 days before the proposed
operation. The FAA may request
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Federal Register / Vol. 73, No. 234 / Thursday, December 4, 2008 / Rules and Regulations
additional information if necessary to
ensure the proposed operations can be
safely conducted. The information shall
include for each type of Class 2 rocket
expected to be flown:
(1) Estimated number of rockets,
(2) Type of propulsion (liquid or
solid), fuel(s) and oxidizer(s),
(3) Description of the launcher(s)
planned to be used, including any
airborne platform(s),
(4) Description of recovery system,
(5) Highest altitude, above ground
level, expected to be reached,
(6) Launch site latitude, longitude,
and elevation, and
(7) Any additional safety procedures
that will be followed.
(b) Class 3—Advanced High-Power
Rockets. When a Class 3—Advanced
High-Power Rocket requires a certificate
of waiver or authorization the person
planning the operation must provide the
information below for each type of
rocket to the FAA at least 45 days before
the proposed operation. The FAA may
request additional information if
necessary to ensure the proposed
operations can be safely conducted. The
information shall include for each type
of Class 3 rocket expected to be flown:
(1) The information requirements of
paragraph (a) of this section,
(2) Maximum possible range,
(3) The dynamic stability
characteristics for the entire flight
profile,
(4) A description of all major rocket
systems, including structural,
pneumatic, propellant, propulsion,
ignition, electrical, avionics, recovery,
wind-weighting, flight control, and
tracking,
(5) A description of other support
equipment necessary for a safe
operation,
(6) The planned flight profile and
sequence of events,
(7) All nominal impact areas,
including those for any spent motors
and other discarded hardware, within
three standard deviations of the mean
impact point,
(8) Launch commit criteria,
(9) Countdown procedures, and
(10) Mishap procedures.
PART 400—BASIS AND SCOPE
12. The authority citation for part 400
continues to read as follows:
■
Authority: 49 U.S.C. 70101–70121.
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■
13. Revise § 400.2 to read as follows:
§ 400.2
Scope.
These regulations set forth the
procedures and requirements applicable
to the authorization and supervision
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15:50 Dec 03, 2008
Jkt 217001
under 49 U.S.C. Subtitle IX, chapter
701, of commercial space transportation
activities conducted in the United States
or by a U.S. citizen. The regulations in
this chapter do not apply to amateur
rockets activities, as defined in 14 CFR
1.1, or to space activities carried out by
the United States Government on behalf
of the United States Government.
PART 401—ORGANIZATION AND
DEFINITIONS
14. The authority citation for part 401
continues to read as follows:
■
Authority: 49 U.S.C. 70101–70121.
§ 401.5
[Amended]
15. Amend § 401.5 by removing the
definition of Amateur rocket activities.
■
PART 420—LICENSE TO OPERATE A
LAUNCH SITE
16. The authority citation for part 420
continues to read as follows:
■
Authority: 49 U.S.C. 70101–70121.
■
17. Revise § 420.3 to read as follows:
§ 420.3
Applicability.
This part applies to any person
seeking a license to operate a launch site
or to a person licensed under this part.
A person operating a site that only
supports amateur rocket activities as
defined in 14 CFR 1.1, does not need a
license under this part to operate the
site.
Issued in Washington, DC, on November
24, 2008.
Robert A. Sturgell,
Acting Administrator.
[FR Doc. E8–28703 Filed 12–3–08; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2008–0589; Directorate
Identifier 2008–NE–17–AD; Amendment 39–
15757; AD 2008–24–13]
RIN 2120–AA64
Airworthiness Directives; Pratt &
Whitney PW4000 Series 94-Inch Fan
Turbofan Engines
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
SUMMARY: The FAA is adopting a new
airworthiness directive (AD) for Pratt &
Whitney (P&W) PW4052, PW4056,
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PW4060, PW4062, PW4152, PW4156A,
PW4158, PW4460, and PW4462
turbofan engines. This AD requires a
onetime visual inspection of all EEC–
131 model electronic engine controls
(EECs). This AD also requires the EECs
to be identified, categorized by group
number, marked, and replaced using a
fleet management plan. This AD results
from a report of an uncommanded
engine in-flight shutdown due to
defective EEC pulse width modulator
(PWM) microcircuits. We are issuing
this AD to prevent uncommanded inflight engine shutdowns which could
result in loss of thrust and prevent
continued safe flight or landing.
DATES: This AD becomes effective
January 8, 2009. The Director of the
Federal Register approved the
incorporation by reference of certain
publications listed in the regulations as
of January 8, 2009.
ADDRESSES: You can get the service
information identified in this AD from
Pratt & Whitney, 400 Main St., East
Hartford, CT 06108; telephone (860)
565–8770; fax (860) 565–4503.
The Docket Operations office is
located at Docket Management Facility,
U.S. Department of Transportation, 1200
New Jersey Avenue, SE., West Building
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
FOR FURTHER INFORMATION CONTACT:
Kevin Dickert, Aerospace Engineer,
Engine Certification Office, FAA, Engine
& Propeller Directorate, 12 New England
Executive Park, Burlington, MA 01803;
e-mail: kevin.dickert@faa.gov; telephone
(781) 238–7117; fax (781) 238–7199.
SUPPLEMENTARY INFORMATION: The FAA
proposed to amend 14 CFR part 39 with
a proposed AD. The proposed AD
applies to P&W PW4052, PW4056,
PW4060, PW4062, PW4152, PW4156A,
PW4158, PW4460, and PW4462
turbofan engines. We published the
proposed AD in the Federal Register on
August 14, 2008 (73 FR 47561). That
action proposed to require a onetime
visual inspection of all EEC–131 model
EECs. That action also proposed to
require the EECs to be identified,
categorized by group number, marked,
and replaced using a fleet management
plan.
Examining the AD Docket
You may examine the AD docket on
the Internet at https://
www.regulations.gov; or in person at the
Docket Operations office between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays. The AD docket
contains this AD, the regulatory
evaluation, any comments received, and
other information. The street address for
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Agencies
[Federal Register Volume 73, Number 234 (Thursday, December 4, 2008)]
[Rules and Regulations]
[Pages 73768-73782]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-28703]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 1, 101, 400, 401, and 420
[Docket No. FAA-2007-27390; Amendment Nos. 1-62, 101-8, 400-2, 401-6,
and 420-4]
RIN 2120-2120-AI88
Requirements for Amateur Rocket Activities
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final rule amends amateur rocket regulations to preserve
the level of safety associated with amateur rocketry and to reflect
current industry practice. The new regulations update and align FAA
regulations with widely used advances in the amateur rocket industry,
specify the required information collected from operators of advanced
amateur rocket launches, and define amateur rocket classifications.
This action also corrects minor inconsistencies in the current rule.
DATES: These amendments become effective February 2, 2009.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this final rule contact Charles P. Brinkman, Licensing and Safety
Division (AST-200), Commercial Space Transportation, Federal Aviation
Administration, 800 Independence Avenue, Washington, DC 20591,
telephone (202) 267-7715, e-mail Phil.Brinkman@faa.gov. For legal
questions concerning this final rule contact Gary Michel, Office of the
Chief Counsel, Federal Aviation Administration, 800 Independence
Avenue, Washington, DC 20591, telephone (202) 267-3148.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, Section 106 describes
the authority of the FAA Administrator. Subtitle VII, Aviation Programs
describes in more detail the scope of the agency's authority.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, Subpart III, Sections 40102, 40103, 40113-40114,
and 44701-44702. Under those sections, the FAA is charged with
prescribing regulations that govern air traffic rules on the flight of
aircraft (which include unmanned rockets). This regulation is within
the scope of that authority because it defines classes of unmanned
rockets and details the information the FAA would require to issue a
certificate of waiver or authorization to allow launching of an amateur
rocket.
Background
Historically, the FAA relied on State and local regulation,
voluntary self-regulation, and its own analysis to fulfill its
oversight responsibility for unmanned rocket operations under part 101.
Until now, the voluntary self-regulation and State and local
regulations adequately protected the public and ensured safe operation
of amateur rockets. Amateur rocket performance continued to improve and
participation in amateur rocket launches increased significantly.
The FAA believes these activities need appropriate regulation for
continued safe operation. This rulemaking is intended to preserve the
safety record of amateur rocket activities, address inconsistencies,
and clarify existing amateur rocket regulations.
Summary of the NPRM
The Requirements for Amateur Rocket Activities notice of proposed
rulemaking (NPRM) published in the Federal Register on June 14, 2007
(72 FR 32816).
The proposal added two new categories of amateur rocket operations
and amended the definitions of the existing two categories. The new
category structure would be numbered from Class 1 to Class 4. The two
new categories would be Class 3--High-Powered Rocket and Class 4--
Advanced High-Power Rockets. These two new categories would capture
amateur rockets that require significant FAA analyses to determine
whether they can be safely operated within the National Air Space
(NAS). The Class 1 and Class 2 rocket categories, meanwhile, would be
slightly modified to incorporate current definitions of model rocket
and large model rocket, respectively.
We proposed to re-classify the existing information requirements
and operating limitations currently required before a proposed launch
for the more advanced amateur rocket activities. Low risk Class 1--
Model Rocket operators would continue to be exempt from information
requirements. Operators of Class 2--Large Model Rockets would continue
to provide their names, addresses, highest anticipated altitude,
location of the launch, date, time, and duration of the launch event.
This information enables us to take appropriate action to ensure safe
operation in the NAS.
The notice also proposed to specify reporting practices for the new
category Class 3 and Class 4 rockets. Operators of rockets with these
characteristics generally file for a certificate of waiver or
authorization to conduct their operations. They are exempt from launch
license regulations in part 400. Operators are often contacted for
additional information when the FAA receives their waiver application.
As proposed, most, if not all, information would be submitted on the
initial waiver application, which would save the FAA and the operator's
time and expense.
Amateur rocket regulations were written when the amateur rocket
community used mainly solid rocket motors. Now the amateur rocket
[[Page 73769]]
community also uses liquid propellants. We proposed to redefine amateur
rocket activity to reflect this advanced rocket environment and codify
safe practices being used by the amateur rocket community.
Summary of Comments
The FAA received comments from 33 entities including rocketry
associations, a pilot association, and individuals. Associations
commenting on behalf of their memberships include the National
Association of Rocketry (NAR), Tripoli Rocketry Association (TRA),
Rocketry Association of California (ROC), Rocketry of Central Carolina,
and the Aircraft Owners and Pilots Association (AOPA). Many individual
commenters also identified themselves as members of these
organizations.
In general, commenters supported the proposed requirements and
suggested several changes. The comments fall into the following
categories:
Definition of classes for amateur rockets;
Prohibition of amateur rocket activities within 5 miles of
an airport;
Separation distances from amateur rocket activities and
participants, and persons or property not associated with the
activities;
Need for the presence of someone at least 18 years old;
Need to take measures to control any fire caused by
amateur rocket activities; and
Specific information and notice requirements.
Discussion of the Final Rule
Below is a more detailed discussion of the rule as it relates to
the comments we received.
Amateur Rocket Definitions
The FAA proposes to define amateur rocket as an unmanned rocket
propelled by a motor or motors having a combined total impulse of
889,600 Newton-seconds (200,000 pound-seconds) or less, and cannot
reach an altitude greater than 150 km (93.2 statute miles) above the
earth's surface.
The ROC commented that the value of 889,600 Newton-seconds falls in
the middle of the ``T'' impulse range, using the values in common usage
by amateur rocket hobbyists. As a result, the value in the NPRM
definition does not correspond with any natural dividing line between
impulse levels.
The ROC recommended the FAA increase the total impulse limit for
amateur rockets from 889,600 Newton-seconds to 1,310,720 Newton-
seconds. The FAA believes the current total impulse limit represents a
reasonable boundary based on the potential performance of a rocket with
that total impulse.
The FAA adopts the definition language in Sec. 1.1, as proposed.
Proposed Sec. 101.22 would require an amateur rocket be launched
on a suborbital trajectory. Two individual commenters suggested the FAA
begin to consider rulemaking for amateur rockets that may go into Earth
orbit. One addressed the limit of 150 km specified in Sec. 1.1. The
second suggested the FAA re-examine the requirement that amateur
rockets be suborbital, as proposed in Sec. 101.22. The FAA believes
that 150 km is the best limit for amateur rocket launch operations. Any
rocket that goes above the 150 km altitude limit will involve licensing
issues, i.e., foreign policy, national security, and safety concerns.
Location of Amateur Rocket Regulations
The FAA proposed to move the rules governing operation of model
rockets from Subpart A--General (Sec. 101.1) to Subpart C--Unmanned
Rockets (Sec. 101.21). This proposal would align all definitions and
operating requirements for unmanned rockets in a single subpart. We
would continue to allow model rockets to operate without FAA oversight.
We received no comments on this action. The FAA adopts this proposal
without change.
Amateur Rocket Definitions
We proposed two new classes of amateur rockets. We defined Class 1
as an amateur rocket using less than 125 grams (4.4 ounces) of slow-
burning propellant and weighing no more than 454 grams (16 ounces)
including the propellant. We defined Class 2 as an amateur rocket using
less than 125 grams (4.4 ounces) of slow-burning propellant and
weighing no more than 1,500 grams (53 ounces) including propellant.
The NAR, ROC, and 13 individual commenters noted that the only
difference between Class 1 and Class 2 is weight. The NAR conducted
computer flight simulations of these two classes of amateur rockets to
demonstrate the ``heavier models have far less velocity and altitude
potential.'' The NAR's flight experience with rockets meeting the
specifications of both classes indicates that both types can be flown
using the operating limitations proposed for Class 1. The NAR, as well
as the other commenters on this section, recommended combining Class 1
and Class 2 into a single classification--Class 1. The other classes
would be renumbered. Therefore, requirements specified in the NPRM for
Class 3 and Class 4 now apply to Class 2.
The FAA created the two classes, model rocket and large model
rocket, in 1994. Since that time amateur rocket hobbyists have
established a history of safe operation for large model rockets. We
have analyzed the performance of proposed large model rockets, in light
of NAR's suggestion, and found they can cause more significant damage
to persons or property than model rockets. However, neither model
rockets nor large model rockets can affect air traffic if operated in
accordance with this regulation. Since local ordinances cover hazards
due to the reckless use of model and large model rockets on ground-
based property and persons, the FAA agrees that combining these two
classes is appropriate. Therefore, the FAA combines the proposed Class
1--Model Rocket and Class 2--Large Model Rocket into a single Class 1--
Model Rocket. We have decided the operating limitations contained in
Sec. 101.24 of the NPRM are not necessary for the combined Class 1
Model Rockets, and, therefore, proposed Sec. 101.24 is removed.
We proposed a new Class 3--High-Power Rocket as an amateur rocket
other than a model rocket or large model rocket propelled by a motor or
motors having a combined total impulse of 163,840 Newton-seconds
(36,818 pound-seconds) or less.
Several commenters recommended the upper limit for Class 3 be
reduced from 163,840 Newton-seconds to 40,960 Newton-seconds. They
stated this reduction would place the upper limit at the ``O'' class,
as documented in the TRA safety code. Some commenters noted that a
rocket carrying a motor above the ``O'' class, or 40,960 Newton-
seconds, could reach altitudes greater than 7,620 meters (25,000 feet).
These commenters suggest any rocket with the ability to reach greater
altitudes belongs in Class 4--Advanced High-Power Rockets.
The FAA agrees. In addition to creating a class of rocketry that is
inconsistent with the TRA safety code, the proposal, if adopted, would
be inconsistent with the 2008 National Fire Protection Association
(NFPA) 1127 Code for High-Power Rockets. This code also addresses
rockets having total impulse up to 40,960 Newton-seconds (9,208 pound-
seconds) or ``O'' motor class. Further, most amateur rocket activities
involve rockets with a total impulse of 40,960 Newton-seconds or less.
The FAA has reconsidered this proposal and revises the criteria and
class for high-power rockets. The Class 2--High Power Rocket is defined
as having a combined total impulse of
[[Page 73770]]
40,960 Newton-seconds (9,208 pound-seconds).
Operating Limitations
We proposed the following general operating limitations for amateur
rocket activities:
An amateur rocket must be:
Launched on a suborbital trajectory,
Unmanned, and
Not cross into the territory of a foreign country unless
there is an agreement between the United States and the country of
concern.
We further included a condition that we may specify additional
operating restrictions necessary to ensure that air traffic is not
adversely affected, and public safety is not jeopardized.
We received no comments on this section. These requirements are
adopted, as proposed, although the section is renumbered as Sec.
101.23.
We proposed an additional operating limitation for Class 1 model
rockets in proposed Sec. 101.23. Specifically, persons operating this
class of rocket must do so in a manner that does not create a hazard to
persons, property, or other aircraft.
No comments were received on this proposal. However, after further
review, we realize our intent was to apply this requirement to all
classes of amateur rockets. We have removed any specific reference to
Class 1 model rockets. These requirements now apply to amateur rockets
in general.
Amateur Rocket Activities Within 5 Miles of an Airport
Proposed Sec. 101.25(b) would prohibit operating High-Power
Rockets within 8 kilometers (5 miles) of any airport boundary. We
received comments from the NAR, ROC, Rocketry of Central Carolina, and
13 individual commenters stating the proposed rule does not provide
flexibility for waiving this requirement. They commented further that
the proposal does not consider airport size, frequency of flight
operations, facilities, location, or history of safe operations, and
maintained that it is unclear whether this requirement can be waived.
The FAA understands High-Power Rockets have a long history of safe
operation within 5 statute miles of airport boundaries and agrees such
operations should be allowed to continue, when appropriate, under a
certificate of waiver or authorization.
Separation Distances From Amateur Rocket Activities
Proposed Sec. Sec. 101.25 and 101.26 would stipulate that, no
person may operate a high-power rocket or advanced high-power rocket
within 457 meters (1,500 ft.) of any person or property not associated
with the operation. The same separation distance exists in the current
regulation. This distance from any person or property not associated
with the operation also applies to Class 4--Advanced High-Power Rocket
(Sec. 101.26).
Several commenters questioned the requirement regarding proposed
separation distances. One commenter requested clarification regarding
whether uninvolved public includes spectators. The commenters note the
2008 Edition of NFPA 1127, Code for High Power Rocketry, specifies
differing minimum separation distances for spectators and participants
that relate to the classifications of rocket motors. Commenters
recommended the FAA adopt the NFPA standards that establish minimum
separation distances between the launch point, spectators, and other
exposed elements of the public. Commenters also noted that both NAR and
TRA follow the safety requirements of the rocketry-related codes
published by NFPA.
In developing this proposal, the FAA considered amateur rocketry
events and participants involved, their families and friends, and a few
casual spectators. Various rocketry groups do not include spectators in
the 1,500 feet separation distance for persons or property not
associated with the operations. In fact, the 2008 Edition of NFPA 1127
recognizes this disparity by providing separation distances for
spectators and participants that are less stringent than the existing
FAA requirement. However, we do not intend to encourage the presence of
large crowds of spectators close to the launch because their presence
would pose a significant threat to those spectators.
Most commonly launched amateur rockets are small and their hazards
typically are also small. No serious accidents or incidents have been
reported by NAR and TRA. While there have been no reported accidents
associated with launches of larger amateur rockets, the risk associated
with a large amateur rocket launch could be considerably greater.
Participants and spectators, clearly associated with the activity, are
not required to comply with the specified separation. We retain the
provision in Sec. 101.23(b) to specify additional operating
limitations, as necessary, to ensure air traffic operations are not
adversely affected, and public safety is not jeopardized. The FAA
routinely attaches conditions to certificates of waiver or
authorization for larger amateur rocket launches specifying separation
distances greater than 1,500 feet applicable to spectators and persons
not associated with the operation.
The FAA agrees, in principal, with the commenters' suggestion to
adopt the NFPA standard. Generally, those engaged in amateur rocket
activities have applied the 457 meters (1,500 ft.) distance requirement
to the uninvolved public. As stated in the NPRM, the FAA seeks
primarily to codify existing practice. Current amateur rocket
activities, especially those under the auspices of various rocketry
associations, have not resulted in harm to persons not associated with
the operations. The FAA believes the 1,500 feet separation distance has
served a useful purpose, and we retain this separation minimum in the
final rule for High-Power Rockets and Advanced High-Power Rockets.
In consideration of the comments recommending the FAA adopt the
NFPA 1127 separation distance requirements, we will require an
additional separation distance from any person or property not
associated with the operation. This decision is based on the minimum
site dimensions provided in NFPA 1127. In the regulation, we instead
specify this as an equivalent separation distance assuming the launch
location is in the center of the site. This minimum separation distance
is equal to one quarter of the expected maximum altitude or 457 meters
(1,500 ft.), whichever is greater. Under normal conditions, this
requirement will be adequate to protect public safety. When greater
separation distances are required to protect spectators, the FAA will
specify additional operating limitations in any certificate of waiver
or authorization it may grant.
The FAA believes its principal responsibility is to protect those
individuals and property not associated with the launch. This approach
differs somewhat from that taken under 14 CFR Chapter III where the FAA
counts spectators as part of the public in its risk analysis. The
rationale for this different approach reflects the good job rocketry
associations do in protecting spectators. Usually, spectators viewing
amateur rocket launches are more closely associated with the operations
than those viewing FAA-licensed launches and do not have as great a
potential for a catastrophic accident, such as loss of life or serious
injury.
Need for Presence of Someone at Least 18 Years Old
Proposed Sec. 101.25(f) stipulates that no person may operate a
High-Power Rocket unless a person at least 18 years old is present;
that person is charged
[[Page 73771]]
with ensuring the safety of the operation and has final approval
authority for initiating high-power rocket flight. The NAR supported
this requirement. We received no other comments on this proposal. The
FAA adopts Sec. 101.25(f) as proposed.
Measures To Control Fire Caused by Amateur Rocket Activity
The FAA proposed that no person may operate a High-Power Rocket
unless reasonable precautions are provided to report and control a fire
caused by rocket activity. The NAR supported the proposal and went on
to reference the NFPA 1127 Code for High Power Rocketry. Conversely,
the ROC does not believe this provision is necessary or appropriate for
codification.
We disagree. This requirement is consistent with our mission to
ensure the safety of any person or property not associated with the
operations. In developing the proposed rule, our goal was to eliminate
duplicate requirements imposed by other Federal agencies or state or
local governments. For example, this proposal contains no explicit
requirements concerning hazardous materials because other Federal and
local laws are applicable. The proposal is intended to protect the
``uninvolved'' public, on the ground and in the air. It would not
supersede any other laws or ordinances. Operators of high-power and
advanced high-power rockets would be required to take reasonable
precautions to control and report a fire. Additionally, operators would
comply with local ordinances as applicable, because a fire in some of
the remote areas where amateur rocket launches occur could have serious
consequences. The FAA adopts Sec. 101.25(g) as proposed.
Operating Limitations for Advanced High-Power Rockets
The FAA proposed additional operating limitations for Advanced
High-Power Rockets to ensure air traffic is not adversely affected and
public safety is not jeopardized. We received no comments on this
section. Therefore, the FAA adopts Sec. 101.26 as proposed.
Notice Requirements
We proposed that FAA Air Traffic Control (ATC) must receive notice
requirement information no less than 24 hours before and no more than 3
days before the amateur rocket activities take place.
Three commenters expressed concern that this proposed rule means a
temporary flight restriction (TFR) must be in place before an amateur
rocket launch can occur. The Aircraft Owners and Pilots Association
(AOPA) recommended adding clear guidance to prohibit the use of TFRs
for amateur rocket activities. Two individual commenters urged that
there be no change in the current NOTAM procedures. Another commenter
questioned the necessity of collecting personal information about
amateur rocket operators and requiring operators to apply for a
certificate of waiver or authorization before conducting amateur rocket
activities.
The FAA stresses that the only change proposed was to the timeline
for giving information to ATC. Operators must still notify ATC no less
than 24 hours before amateur rocket activities begin. We proposed to
change the second half of the timeline from `no more than 48 hours' to
`no more than 3 days' before amateur rocket activities begin. This
change would synchronize FAA regulations with FAA Order 7930.2, Para.
4-1-1, Notice to Airmen. We did not propose changes to requirements for
NOTAMs or TFR procedures. Because we did not propose any changes, any
ban on the use of TFRs for amateur rocket activities is outside the
scope of this rulemaking.
The information requested in the notice requirement is needed to
ensure the safety and integrity of the NAS, to issue a NOTAM, or take
other action. The FAA adopts the timeline requirements in Sec. 101.27,
as proposed. However, the title was changed to include ATC notification
for all launches.
Latitude and Longitude, Information Required 45 Days Before Rocket
Activities, and Estimated Number of Rockets
As proposed in the NPRM under Sec. 101.27(d), no person may
operate an unmanned rocket, other than a Class 1--Model Rocket, unless
that person provides the FAA with the location of the center of the
affected area in latitude and longitude coordinates. Proposed Sec.
101.29(a)(7) lists the launch site latitude and longitude among the
detailed information requirements a person operating a High-Power
Rocket must submit to the FAA when requesting a certificate of waiver
or authorization. The information must be provided at least 45 days
before the proposed operation.
The NAR, ROC, and eight individual commenters proposed a
modification to this notice requirement. Previous sponsors of launch
activities have submitted distances along a VOR radial to describe
their location. An individual commenter noted that his organization has
provided latitude and longitude coordinates in its certificate of
waiver or authorization applications. According to this commenter, its
organization has been asked to give the location as a VOR radial and
distance. These commenters suggest there are other acceptable methods
to locate a launch pad, such as checking distance along a VOR radial.
We find that latitude and longitude coordinates provide the most
accurate method of fixing an exact location. Further, a latitude and
longitude location is consistent with FAA charting practices. The FAA
adopts the requirements of Sec. 101.27(d) and Sec. 101.29(a)(7), as
proposed, except these requirements are located in Sec. 101.29(a)(6).
The NAR, TRA, ROC, and 16 individual commenters questioned the need
for the 45 days in advance of the rocket activity. An individual
commenter noted that due to uncertainties in schedules and weather,
among other things, participants in rocket launch events involving
High-Power Rockets may not know if the event is really going to occur,
if they are going to attend, and what rockets they are going to fly
until shortly before the event, the day of the event, or even during
the event. The commenter contends these last-minute changes occur for
bona-fide reasons involving matters such as wind direction and speed
and cloud cover that cannot be predicted with any assurance. The
commenter further contends rocket launch events involve multiple
participants who need to be able to have flexibility to lower their
flight plans if weather deteriorates at the last minute or raise them
if weather improves.
The NAR and ROC cite the current practice of completing one annual
certificate of waiver or authorization for all their planned amateur
rocket events for a calendar year. That certificate describes the types
of amateur rockets typically launched at these events. The certificate
of waiver or authorization requires notification to the local ATC
facility 48 hours prior to each flight activity. The NAR and ROC
recommend adoption of requirements that reflect current practice.
The FAA agrees. We intended to retain the current practice and have
modified the language in the final rule to do so. When requesting a
certificate of waiver or authorization, the FAA will require each
person or organization to provide the requested information at least 45
days before the proposed operation. An organization can still submit an
application for an annual certificate of waiver or authorization,
detailing the events for the coming year.
[[Page 73772]]
As proposed in Sec. 101.29(a)(1), a person operating a High-Power
Rocket that requires a certificate of waiver or authorization must
provide the information requested on each rocket to be flown. The NAR,
TRA, ROC, and 12 individual commenters objected strenuously to this
provision. The ROC noted that rocketry clubs typically file a single
certificate of waiver or authorization application for the year. They
detail the dates for the event and the types of amateur rockets they
expect to be flown. What they actually fly will depend on how many
people show up, what rockets they bring with them, what the weather
conditions are, and other factors. They state that adopting the NPRM as
written would require them to complete Form 7711-2 for each rocket they
expect to fly. In the case of the ROC, this could mean deluging the FAA
with ``multiple thousands of notices.'' One commenter calculated that
for a typical weekend launch, he ``might bring 10 rockets, each of
which can be flown with one of 10 different motors, and perhaps a
similar number of pad and recovery choices, making 1,000 possible
combinations. If there are 100 fliers at the event, the waiver
documentation could be 100,000 pages.'' He then notes that Form 7711-2
requires the information to be in triplicate. All the commenters on
this issue urge that the FAA require the current practice for these
launch events--that is, an approximate number of rockets to be flown
and an aggregate of information on those rockets. That would mean the
maximum size, weight, and power to be flown, and the maximum altitude
and radius expected for these rockets.
The FAA agrees and fully intended that current practice be
reflected in the final rule. We now state that each person or
organization must provide the information requested at least 45 days
before the proposed operation and clarify that the 45-day requirement
applies only when a certificate of waiver or authorization is
necessary. Organizations may continue to aggregate the information and
detail the maximum parameters they expect for a given event.
Information Requirement for Type of Propulsion, Fuel(s), Oxidizer(s),
Manufacturer, and Certification
As proposed in the NPRM under Sec. 101.29(a)(2), a person
operating a Class 3--High-Power Rocket that requires a certificate of
waiver or authorization must provide the FAA information on the type of
propulsion, fuel(s), oxidizer(s), manufacturer, and certification, if
any, for the rockets.
The NAR, TRA, ROC, and 11 individual commenters noted that
requiring information on propulsion systems, fuels, oxidizers,
manufacturers, and certifications does not contribute to preserving
safety. The commenters recommended that this requirement be stricken
entirely from the final rule. In lieu of striking the requirement, the
NAR would note that the NFPA has established standards for the
certification and production of amateur rocket motors in NFPA Code
1125, ``Code for the Manufacture of Model Rocket and High Power Rocket
Motors, 2007 Edition.'' The NAR's Standards and Testing Committee tests
motors to this standard, and NAR members can only use engines on its
ranges that have been tested and passed these standards.
The FAA conducted more research into whether having knowledge of
these elements has an impact on safety. We found that having
information about the manufacturer and any certification of a rocket
does not increase the FAA's ability to determine the safe operation of
amateur rocket activities. However, we do need to know the type of
propulsion, fuels, and oxidizers involved because some of them are
highly explosive or toxic. Therefore, the FAA removes the manufacturer
and certification information requirement from the final rule. We
retain the propulsion, fuels, and oxidizers information requirement, as
proposed.
Description of the Launcher(s)
As proposed in the NPRM under Sec. 101.29(a)(3), operators must
provide a description of the launcher(s) planned for their amateur
rocket activities, including any airborne platform(s).
The NAR, TRA, ROC, and 11 individual commenters noted that
requiring a description of the launcher does not contribute to
preserving safety. They state there is no record of launcher-related
failures resulting in an unsafe flight condition, life threatening
injury, or property damage.
The FAA disagrees because there are documented incidents where a
balloon launcher failure occurred and started a fire on the ground. In
addition, we find that having a description of the launcher adds a
safety benefit to amateur rocket activities. A launcher failure could
cause the rocket to veer in a different direction than intended. The
FAA adopts Sec. 101.29(a)(3), as proposed.
Description of the Recovery System
As proposed in the NPRM under Sec. 101.29(a)(4), operators must
provide a description of their recovery system. The NAR, TRA, ROC, and
12 individual commenters propose this requirement be removed from the
final rule. They maintain the FAA did not explain why such information
is necessary for flight safety.
The FAA disagrees with these comments. This information allows the
FAA to calculate the hazard area for an amateur rocket launch event.
The FAA adopts Sec. 101.29(a)(4), as proposed.
Additional Safety Procedures
As proposed in the NPRM under Sec. 101.29(a)(8), operators must
provide any additional safety procedures that will be followed. The
NAR, TRA, ROC, and 11 individual commenters found this section to be
vague and unnecessary. Several commenters proposed this section should
be modified to make clear that flying on NAR safety codes is an
acceptable method to report this information.
While the FAA believes the NAR and TRA safety codes contribute to
the safety of amateur rocket activities, we cannot make a blanket
requirement accepting these safety codes. The codes may change in the
future. The FAA would then be bound to whatever those changes might be.
We must have the ability to require additional information as
circumstances or technology changes might demand. The FAA adopts Sec.
101.29(a)(8), as proposed.
Miscellaneous Comments
One commenter suggested that Sec. 101.29 be changed to require the
information listed only for those flights that exceed 25,000 feet. TRA
noted they have a precise procedure for reviewing and approving all
flights held at TRA-sanctioned events that will exceed 24,000 feet in
apogee. Since their criteria are similar to the information
requirements detailed in the NPRM, they see no need to change the rule.
The FAA disagrees because these requirements also apply to operations
not sanctioned by TRA. The FAA adopts Sec. 101.29, as proposed.
One commenter suggested that the rule exempt Class 1 Model Rockets
from U.S. Postal Service (USPS) restrictions to allow mailing these
``common goods'' without special labeling and papers. The commenter
suggested a number of other changes to the rule to facilitate shipping
model rockets. These suggestions are outside the scope of this
rulemaking. The FAA has no authority to release amateur rocket
enthusiasts from USPS regulations, nor can we impose regulations not
associated with aviation on the USPS.
Paperwork Reduction Act
Information collection requirements associated with this final rule
have been
[[Page 73773]]
approved previously by the Office of Management and Budget (OMB) under
the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C.
3507(d)), and have been assigned OMB Control Number 2120-0027. There is
no increase in paperwork required as a result of this rulemaking.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to these regulations.
Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, this Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule.
Department of Transportation Order DOT 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected cost impact is so minimal that a proposed or final rule
does not warrant a full evaluation, this order permits that a statement
to that effect and the basis for it be included in the preamble if a
full regulatory evaluation of the cost and benefits is not prepared.
Such a determination has been made for this final rule. The reasoning
for this determination follows.
We will first discuss the non-quantified benefits and then discuss
the quantified cost-savings benefits of this final rule.
Benefits
General
This final rule provides several benefits. General benefits
provided include the updating, streamlining, and modernizing of the
existing regulations for amateur rocket activities. More specific
benefits are discussed below.
Maximum Altitude Definition
This final rule defines a maximum altitude of 150 kilometers or
492,120 feet for amateur rockets. This allows a prospective amateur
rocket operator to determine if the proposed rocket can be classified
as an amateur rocket and thus avoid the necessity and expense of
obtaining a license. This altitude limit also provides a reasonable
margin of safety for objects that are already in orbit. Although this
final rule defines a maximum altitude for amateur rockets, for
practical purposes, it is not imposing a new altitude limit on amateur
rocket activities because the requirements of the existing rule for
burn time and ballistic coefficient, which will be eliminated under
this final rule, make it virtually impossible for an amateur rocket
launched under the existing regulations to reach the altitude defined
in this final rule.
Suborbital Requirement
This final rule requires that amateur rockets be launched in such a
manner that they will not become orbital. The current rule has no such
specific restriction. By specifically prohibiting orbital launches of
amateur rockets, this provision of this final rule provides the benefit
of protecting existing orbital objects, such as the International Space
Station (ISS) and orbiting civil and military satellites, from a
possible collision with an amateur rocket.
Not Cross International Boundary Requirement
The final rule requires that an amateur rocket not cross an
international boundary unless an international treaty exists that
permits such activity. We do not know of an amateur rocket sent from
the United States that crossed an international boundary. Although, the
rule will make this specific to the amateur rockets, it is generally
necessary to have some kind of international agreement in order to
cross international borders. The benefit provided by this provision of
this final rule is that it helps prevent international incidents.
Elimination of Burn Time and Ballistic Coefficient Requirements
This final rule eliminates the existing requirements for a burn
time of less than 15 seconds and a ballistic coefficient requirement of
less than 12 pounds per square inch. The elimination of these
requirements allows amateur rocket activities to operate in accordance
with current industry practice and recognizes technological changes
since the establishment of the existing regulations. In particular, the
elimination of the burn time requirement allows for the optimum
operation of liquid rockets.
Revision of Amateur Rocket Classes
Table B-1 shows a comparison of the existing amateur rocket classes
and this final rule's rocket classes.
The existing amateur rocket rule has three classes of rockets:
Model rockets, large model rockets, and others. These classes were
categorized by weight of propellant, type of propellant, property of
rocket, and operation as detailed in Table B-1. The term ``other'', as
discussed in the NPRM, captures unmanned launches other than amateur
launches. These would include FAA-licensed or permitted launches, as
well as U.S. government launches.
This final rule provides for four classes of rockets: Class 1--
Model Rockets; Class 2--High-Power Rockets; Class 3--Advanced High-
Power Rockets; and a fourth non-numbered Class--Other. The detailed
definition of these classes is shown in Table B-1.
The benefit of this final rule's classifications is that the new
definitions are more closely aligned with current practices than are
the existing classifications. In addition, for this final rule's Class
1 rockets, the FAA is removing the notification requirement thereby
reducing the burden on those seeking to launch model rockets.
(Benefit Tables B-1 through B-3)
[[Page 73774]]
Table B-1--Comparison of Existing and Final Rule Amateur Rocket Classes
------------------------------------------------------------------------
Existing rule categories: Final rule categories:
------------------------------------------------------------------------
Model Rockets: Class 1--Model Rockets:
Uses no more than 4 ounces Uses no more than
(113.5 grams) of propellant. 125 grams (4.4 ounces) of
propellant.
Uses a slow-burning Uses a slow-burning
propellant. propellant.
Is made of paper, wood, or Is made of paper,
breakable plastic. wood, or breakable plastic.
Contains no substantial Contains no
metal parts. substantial metal parts.
Weighs no more than 454 Weighs no more than
grams (16 ounces), including the 1,500 grams (53 ounces)
propellant. including propellant.
Large Model Rockets:
Uses no more than 125
grams (4.4 ounces) of propellant.
Uses a slow-burning
propellant.
Is made of paper, wood, or
breakable plastic.
Contains no substantial
metal parts.
Weighs no more than 1,500
grams (53 ounces) including
propellant.
Other: Class 2--High-Power Rockets:
Undefined--every unmanned A rocket other than
rocket other than a model or large a Class 1, propelled by a
model rocket. rocket motor or motors
having a combined total
impulse of 40,960 N-sec
(9,208 lb-sec) or less.
Class 3--Advanced High-Power
Rockets:
Any amateur rocket
other than a Class 1 or 2.
Other:
Any unmanned rocket
that is not an amateur rocket.
------------------------------------------------------------------------
Revision of Data Collection Process
Amateur rocket launches may require that data be provided to the
nearest air traffic facility. In addition, for the larger amateur
rockets, it may be necessary to apply for a waiver and provide the
required data. Table B-2 shows the data requirements that must be
reported to the nearest FAA air traffic control (ATC) facility.
Table B-2--Amateur Rocket Notice Requirements to the Nearest Air Traffic Facility
--------------------------------------------------------------------------------------------------------------------------------------------------------
Existing rule Final rule
--------------------------------------------------------------------------------------------------------------------------------------------------------
Class 3--
Model rockets Large model Other Class 1-- model Class 2-- high- advanced high- Other
rockets rocket power rockets power rockets
--------------------------------------------------------------------------------------------------------------------------------------------------------
Notice requirements to None............ 24 hrs.......... 24 hrs.......... None............ 24 hrs......... 24 hrs......... 24 hrs.
nearest ATC facility.
Operator: Name(s) and ................ [radic] [radic] ................ [radic] [radic] [radic]
Address(es).
Date/time the activity will ................ [radic] [radic] ................ [radic] [radic] [radic]
begin.
Estimated number of rockets ................ [radic] [radic]
to be operated.
Estimated size and weight of ................ [radic] [radic]
each rocket.
Location of the center of the ................ [radic] [radic] ................ [radic] [radic] [radic]
affected area.
Highest affected altitude.... ................ [radic] [radic] ................ [radic] [radic] [radic]
Duration of the activity..... ................ [radic] [radic] ................ [radic] [radic] [radic]
Date/time/duration........... ................ [radic] [radic] ................ [radic] [radic] [radic]
Other pertinent information ................ [radic] [radic] ................ [radic] [radic] [radic]
requested by the FAA.
--------------------------------------------------------------------------------------------------------------------------------------------------------
No person may operate an unmanned rocket, other than a Class 1--
Model Rocket, unless that person gives the information shown in Table
B-2 to the ATC facility nearest the intended operation no less than 24
hours before and no more than three days before beginning the
operation. This final rule will expand the model rocket category to
include what had been large model rockets. Previously, a person
operating a large model rocket needed to provide the information shown
on Table B-2 to the ATC facility. Notification is not required for the
expanded Class 1--Model Rocket category under this final rule.
Table B-3 shows the information requirements for a certificate of
waiver or authorization. As is shown on the table, no certificate of
waiver or authorization is required to operate a Class 1-Model Rocket.
With the expansion of this category to include what had been large
model rockets, this final rule will reduce waiver requests.
This final rule will eliminate the requirement to obtain a license
or permit for launches where the burn-time exceeds 15 seconds. Hence,
the proposed launches that previously required a license or permit, now
would only require a waiver or authorization from the FAA, and only if
operating beyond the limitations listed in Sec. Sec. 101.25 or 101.26.
These limitations include operating in controlled airspace and within 8
kilometers (5 miles) of any
[[Page 73775]]
airport boundary without prior authorization by the FAA.
The primary difference between the information requirements in the
existing rule and the new rule is that the information previously
required as part of the request for a waiver or authorization was
identified generally as ``a detailed description of the proposed
operation.'' In practice, the type of information shown in Table B-3
was provided with the request for a waiver. However, the FAA often
needed to request more detailed information. The asterisk indicates
that the information typically is required only for more powerful or
advanced amateur rockets. Some of the informational elements are
typically not applicable for smaller rockets. The FAA believes a rule
specifying the required information will actually reduce the burden on
applicants.
The Table B-3 entries labeled current practice are not existing FAA
regulations. By current practice we mean the FAA would typically ask
for and amateur rocket operators would submit this information before a
launch.
Table B-3--Informational Requirements for a Certificate of Waiver or Authorization
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Existing rule This final rule
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Large model Class 1--model Class 2--high Class 3--advanced
Model rockets rockets Other rocket power rockets high power rockets
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When a certificate of waiver or
an authorization is required.
Submission of Form 7711-2 (time No................ 45 days........... 45 days........... No................ 45 days........... 45 days
before event).
Name of organization............ [radic] [radic] .................. [radic] [radic]
Name of responsible person...... .................. [radic] [radic] .................. [radic] [radic]
Permanent mailing address....... .................. [radic] [radic] .................. [radic] [radic]
FAR section and number to be .................. [radic] [radic] .................. [radic] [radic]
waived.
Detailed description of proposed .................. [radic] [radic] .................. [radic] [radic]
operation, such as:
Estimated number of rockets to .................. .................. Current practice.. .................. [radic] [radic]
be operated.
Type of propulsion (liquid or .................. .................. Current practice.. .................. [radic] [radic]
solid), fuel(s), and
oxidizer(s).
Description of launcher(s) .................. .................. Current practice*. .................. [radic] [radic]
planned to be used, including
any airborne platform(s).
Description of recovery system.. .................. .................. Current practice * .................. [radic] [radic]
Highest altitude, above ground .................. .................. Current practice.. .................. [radic] [radic]
level, expected to be reached.
Launch site latitude, longitude, .................. .................. Current practice.. .................. [radic] [radic]
and elevation.
Any additional safety procedures .................. .................. Current practice.. .................. [radic] [radic]
that will be followed.
Maximum possible range.......... .................. .................. Current practice.. .................. .................. [radic]
Dynamic stability .................. .................. Current practice * .................. .................. [radic]
characteristics for the entire
flight profile.
Description of all major rocket .................. .................. Current practice * .................. .................. [radic]
systems.
Description of other support .................. .................. Current practice * .................. .................. [radic]
equipment necessary for safe
operation.
Planned flight profile and .................. .................. Current practice * .................. .................. [radic]
sequence of events.
All nominal impact areas within .................. .................. Current practice * .................. .................. [radic]
three standard deviations.
Launch commit criteria.......... .................. .................. Current practice * .................. .................. [radic]
Countdown procedures............ .................. .................. Current practice * .................. .................. [radic]
Mishap procedures............... .................. .................. Current practice * .................. .................. [radic]
Area of operation (Location, .................. [radic] [radic] .................. [radic] [radic]
altitude, etc.).
Beginning (Date and hour)....... .................. [radic] [radic] .................. [radic] [radic]
Ending (Date and hour).......... .................. [radic] [radic] .................. [radic] [radic]
Area of operation (Location, .................. [radic] [radic] .................. [radic] [radic]
altitudes, etc.).
Aircraft make and model......... .................. [radic] [radic] .................. [radic] [radic]
Sponsor of event................ .................. [radic] [radic] .................. [radic] [radic]
Sponsor's permanent mailing .................. [radic] [radic] .................. [radic] [radic]
address.
Policing (Description of .................. [radic] [radic] .................. [radic] [radic]
provisions for policing event).
Emergency facilities............ .................. [radic] [radic] .................. [radic] [radic]
Air Traffic control (Description .................. [radic] [radic] .................. [radic] [radic]
of method of controlling air
traffic).
Schedule of Events.............. .................. [radic] [radic] .................. [radic] [radic]
[[Page 73776]]
Certification................... .................. [radic] [radic] .................. [radic] [radic]
--------------------------------------------------------------------------------------------------------------------------------------------------------
A positive effect of the new classifications and definitions is
that they allow for the unlicensed launching of liquid rockets at their
optimum burn rates. Today, someone who wanted to launch a liquid rocket
at its optimum burn rate would have to obtain a license that requires
complicated analyses that can cost up to $100,000. An alternative would
be to adjust the burn rate of the liquid rocket to meet the current
requirements. This alternative would result in either a reduced rocket
performance or reduced rocket safety. Therefore, this final rule
provides some potential cost savings and performance and safety
improvements.
Benefits Summary
As discussed above, this final rule provides benefits. The major
benefits of this final rule are summarized below:
Eliminate inconsistencies in the existing rules;
Provide new definitions of amateur rocket categories that
would allow amateur rocket operators to more easily determine what, if
any, regulations they would have to comply with;
Allow unlicensed launches of liquid rockets at optimum
performance levels;
Streamline and clarify the data collection process in
cases where a proposed launch would require that the amateur rocket
operator provide data to the FAA;
Insure amateur rocket activities would be conducted in
accordance with all international treaties;
Insure that amateur rocket activities would not interfere
with objects in orbit.
Provide cost savings to both amateur rocket operators and
the FAA.
Costs
Introduction
This section shows the costs of the existing rule, the estimated
costs of this final rule, and the incremental costs of this final rule.
The incremental costs are the costs of this final rule subtracted from
the costs of the existing rule.
The costs of both the existing and this final rule are determined
by multiplying the number of hours to perform a required task by the
hourly cost of the person performing the task. The number of hours is
estimated by the Office of Commercial Space Transportation (AST) of the
FAA. The cost of an aerospace engineer is estimated by the Office of
Policy and Plans (APO) of the FAA. The fully allocated hourly costs of
an aerospace engineer are estimated to be $81.
Existing Rule Costs
Table C-1 shows that the total annual cost of the existing rule is
estimated to be approximately $8,886,000. This includes the costs of
Large Model Rockets and Other Rockets. No costs are estimated for Model
Rockets. The costs are based on a total of 100 notifications to the FAA
for Large Model Rockets and 200 annual waivers for Other Rockets.
Final Rule Costs
Table C-2 lists approximately $8,378,000 as the total annual cost
of this final rule. This includes the costs of Class 2 and 3 amateur
rockets. No costs are estimated for Class 1 amateur rockets. The costs
are based on a total of 200 annual waivers, 198 for Class 2 rockets and
2 for Class 3 rockets.
The reason for the decrease in costs for Class 1 rockets from the
existing rule to this final rule is that Large Model Rockets included
in Class 1 rockets in this final rule generally no longer will require
a notification to FAA and rarely require a waiver.
Incremental Final Rule Costs
Our incremental cost estimate equals the total cost of this final
rule minus the total cost of the existing requirements.
Table C-3 lists the annual incremental cost of this final rule as
about a negative $507,870. This represents a cost-saving benefit for
the final rule. The study period for the costs of this final rule is
estimated to be 10 years. The total 10-year cost savings of this final
rule is estimated to be approximately $5,080,000 in current dollars
with a present value of $3,567,000 with a discount rate of 7%. Thus, as
the incremental cost estimate results in cost savings, the benefits of
this rule exceed the costs.
BILLING CODE 4910-13-P
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Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and to explain
the rationale for their actions to assure that such proposals are given
serious consideration.'' The RFA covers a wide-range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
The FAA believes that this final rule will not have a significant
negative economic impact on a substantial number of small entities.
This final rule will affect a large number of small entities. These
small entities would include the individuals, organizations, and firms
involved in launching amateur rockets. However, although this final
rule will affect a large number of small entities, it will not have a
negative economic impact because this final rule results in substantial
cost savings compared to the existing rule. Therefore, as the Acting
FAA Administrator, I certify that this final rule will not have a
significant economic impact on a substantial number of small entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing any standards or engaging in related
activities that create unnecessary obstacles to the foreign commerce of
the United States. Legitimate domestic objectives, such as safety, are
not considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards.
This final rule will not have an impact on international trade
because it applies only to launches conducted in the United States.
This final rule will help insure that all international treaties with
respect to space and amateur rocket launches will be complied with. The
FAA has assessed the potential effect of this final rule and has
determined that it will have only a domestic impact and therefore no
affect on international trade.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(adjusted annually for inflation with the base year 1995) in any one
year by State, local, and tribal governments, in the aggregate, or by
the private sector; such a mandate is deemed to be a ``significant
regulatory action.'' The FAA currently uses an inflation-adjusted value
of $136.1 million in lieu of $100 million.
This final rule does not contain such a mandate; therefore, the
requirements of Title II of the Act do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action will not have a substantial direct effect on the States, or the
relationship between the national Government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and, there