National Registry of Certified Medical Examiners, 73129-73147 [E8-28172]
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Federal Register / Vol. 73, No. 231 / Monday, December 1, 2008 / Proposed Rules
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Parts 390 and 391
[Docket No. FMCSA–2008–0363]
RIN 2126–AA97
National Registry of Certified Medical
Examiners
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM); request for comments.
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AGENCY:
SUMMARY: The FMCSA proposes to
establish and maintain a National
Registry of Certified Medical Examiners
(NRCME) and to require that all medical
examiners who conduct medical
examinations for interstate commercial
motor vehicle drivers complete certain
training concerning FMCSA physical
qualification standards, pass a test to
verify an understanding of those
standards, and maintain competence by
periodic training and testing. Following
establishment of the NRCME and a
transition period, FMCSA would accept
as valid only medical examiners’
certificates issued by medical examiners
listed on the NRCME. The FMCSA is
developing the NRCME program to
improve highway safety and driver
health by requiring that medical
examiners be trained and certified to
determine effectively whether a
commercial motor vehicle driver’s
health meets FMCSA standards. The
program implements requirements in 49
U.S.C. 31149 and supports FMCSA’s
goal to improve safety and reduce
fatalities on our Nation’s highways.
DATES: Send your comments on or
before January 30, 2009.
ADDRESSES: You may submit comments
[identified by DOT Docket ID Number
FMCSA–2008–0363] by any of the
following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Mail: Docket Management Facility:
U.S. Department of Transportation, 1200
New Jersey Avenue, SE., West Building,
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
• Hand Delivery or Courier: West
Building, Ground Floor, Room W12–
140, 1200 New Jersey Avenue, SE.,
between 9 a.m. and 5 p.m. E.T., Monday
through Friday, except Federal holidays.
• Fax: 202–493–2251.
Instructions: For detailed instructions
on submitting comments and additional
information on the rulemaking process,
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see the Public Participation heading of
the SUPPLEMENTARY INFORMATION section
of this document. Note that all
comments received will be posted
without change to https://
www.regulations.gov, including any
personal information provided. Please
see the Privacy Act heading below.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov, and follow the
online instructions for accessing the
dockets, or go to the street address listed
above.
Privacy Act: Anyone is able to search
the electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19476) or you may visit https://
DocketInfo.dot.gov.
Public participation: The Federal
eRulemaking Portal is available 24
hours each day, 365 days each year. You
can get electronic submission and
retrieval help and guidelines under the
‘‘help’’ section of the Federal
eRulemaking Portal Web site. If you
want us to notify you that we received
your comments, please include a selfaddressed, stamped envelope or
postcard, or print the acknowledgement
page that appears after submitting
comments on-line.
Comments received after the comment
closing date will be included in the
docket and we will consider late
comments to the extent practicable. The
FMCSA may, however, issue a final rule
at any time after the close of the
comment period.
FOR FURTHER INFORMATION CONTACT:
Linda Phillips, Physical Qualifications
Division (MC–PSP), Federal Motor
Carrier Safety Administration, 1200
New Jersey Avenue, SE., Washington,
DC 20590–0001. Telephone (202) 366–
4001. E-mail: linda.phillips@dot.gov.
SUPPLEMENTARY INFORMATION: This
document is organized as follows:
I. Legal Basis for the Rulemaking
II. Background
A. Role of Medical Examiners
B. Prior Developments Related to Medical
Examiners
III. General Discussion of the Proposals
A. Existing Medical Requirements and the
Role of the Proposed NRCME Program
B. Major Elements of the Proposed NRCME
Program
C. Medical Examiner Training
D. Medical Examiner Certification Testing
E. Listing on the NRCME
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F. Implementation of the NRCME Program
G. Changes in Medical Examination
Procedures
H. Removal from the NRCME and Appeal
Process
IV. Section-by-Section Discussion of the
Proposals
A. Section 390.5, Definitions
B. Subpart D of part 390, National Registry
of Certified Medical Examiners
1. Section 390.101, Scope
2. Section 390.103, Eligibility requirements
for medical examiner certification
3. Section 390.105, Medical examiner
training programs
4. Section 390.107, Medical examiner
certification testing
5. Section 390.109, Issuance of the FMCSA
medical examiner certification credential
6. Section 390.111, Requirements for
continued listing on the NRCME
7. Section 390.113, Reasons for removal
from the NRCME
8. Section 390.115, Procedure for removal
from the NRCME
9. Appendix A to part 390, Medical
examiner application data elements
C. Section 391.42, Schedule for use of
medical examiners listed on the National
Registry of Certified Medical Examiners
D. Section 391.43, Medical examination;
certificate of physical examination
V. Regulatory Analyses and Notices
I. Legal Basis for the Rulemaking
The primary legal basis for the
National Registry of Certified Medical
Examiners (NRCME) program comes
from 49 U.S.C. 31149, enacted by
section 4116(a) of the Safe, Accountable,
Flexible, Efficient Transportation Equity
Act: A Legacy for Users, Pub. L. 109–59,
119 Stat. 1726 (Aug. 10, 2005)
(SAFETEA–LU). Subsection (d) of this
section provides that:
The Secretary, acting through the Federal
Motor Carrier Safety Administration—
(1) shall establish and maintain a current
national registry of medical examiners who
are qualified to perform examinations and
issue medical certificates;
(2) shall remove from the registry the name
of any medical examiner that fails to meet or
maintain the qualifications established by the
Secretary for being listed in the registry or
otherwise does not meet the requirements of
this section or regulation issued under this
section;
(3) shall accept as valid only medical
certificates issued by persons on the national
registry of medical examiners; and
(4) may make participation of medical
examiners in the national registry voluntary
if such a change will enhance the safety of
operators of commercial motor vehicles.
In addition to implementing the
provisions in subsection (d), which
specifically directs the establishment of
a national registry of qualified medical
examiners, FMCSA proposes to
implement through this rulemaking
certain other provisions from new
section 31149 related to a national
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registry. First, subsection (c) requires
FMCSA, with the advice of the Medical
Review Board and Chief Medical
Examiner (established by subsections (a)
and (b), respectively), to develop, as
appropriate, specific courses and
materials for training required for
medical examiners to be listed on a
national registry. Medical examiners
would be required to undergo initial
and periodic training and testing in
order to be listed on the national
registry. (Section 31149(c)(1)(A)(ii) and
(D)). Second, FMCSA would also
implement requirements for medical
examiners to transmit to FMCSA on a
monthly basis certain information about
completed Medical Examination
Reports of commercial motor vehicle
(CMV) drivers. (Section 31149(c)(1)(E)).
Third, the proposed rule would require
medical examiners to provide to
FMCSA copies of Medical Examination
Reports and medical examiner’s
certificates within 48 hours of the
request, to enable FMCSA to investigate
patterns of errors or improper
certification by medical examiners, in
accordance with 49 U.S.C. 31149(c)(2).
Finally, the proposed rule would
establish the procedures and grounds
for removal of medical examiners from
the national registry, as authorized by
section 31149(c)(2) and (d)(2).
SAFETEA–LU also revised the
statutory minimum standards for the
regulation of CMV safety to ensure that
medical examinations of CMV drivers
are ‘‘performed by medical examiners
who have received training in physical
and medical examination standards and,
after the national registry maintained by
the Department of Transportation * * *
is established, are listed on such
registry.’’ (49 U.S.C. 31136(a)(3), as
amended by section 4116(b) of
SAFETEA–LU). The statute continues to
require FMCSA, in developing its
regulations, to consider both the effect
of driver health on the safety of CMV
operations and the effect of such
operations on driver health (49 U.S.C.
31136(a)).
In addition to its general rulemaking
authority in 49 U.S.C. 31136(a), FMCSA
is specifically authorized by section
31149(e) to ‘‘issue such regulations as
may be necessary to carry out this
section.’’ Authority to establish and
implement the NRCME program has
been delegated to the Administrator of
FMCSA. (Section 1.73(g) of Title 49,
Code of Federal Regulations (49 CFR)).
II. Background
A. Role of Medical Examiners
The FMCSA’s primary mission is to
reduce crashes, injuries, and fatalities
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involving large trucks and buses. In
carrying out its safety mandate, FMCSA
develops and enforces regulations that
enhance safety in the operation of
CMVs. The FMCSA proposes to develop
the NRCME program to improve
highway safety and driver health by
requiring that medical examiners be
trained and certified to determine
effectively whether an interstate CMV
driver meets FMCSA physical
qualification standards under 49 CFR
part 391. Medical examiners are health
care professionals who conduct the
medical examinations as specified in
subpart E of part 391.
With limited exceptions, all drivers
who operate CMVs, as defined in 49
CFR 390.5, in interstate commerce must
comply with the qualification
requirements of part 391 (§ 391.1). Each
driver subject to the physical
qualification requirements must be
examined and certified by a medical
examiner, as defined in § 390.5, at least
once every 2 years. For certain drivers,
such as those with severe cases of
hypertension or other acute medical
conditions, more frequent medical
reexamination by a medical examiner
may be required to determine whether
the driver can still be certified.
A medical examiner documents the
results of the examination on a Medical
Examination Report specified in
§ 391.43(f) (also referred to as the ‘‘long
form’’). If the medical examiner
determines that a driver is physically
qualified in accordance with
§ 391.41(b), the examiner certifies that
the driver meets the physical
qualification standards by completing a
medical examiner’s certificate that
complies with § 391.43(g) and (h). This
certificate also contains check boxes to
indicate whether the driver is subject to
any restrictions while operating a CMV,
such as wearing corrective lenses or a
hearing aid, or whether the driver has
been granted a medical variance
requiring the certificate to be
accompanied by a medical exemption
document or a skill performance
evaluation (SPE) certificate.
B. Prior Developments Related to
Medical Examiners
National Highway Traffic Safety
Administration (NHTSA) Study. Interest
in certifying medical examiners to
evaluate interstate CMV drivers dates
back to 1978, when NHTSA
commissioned a feasibility study on the
issue [Feasibility of Certifying
(Designating) Medical Examiners for
Interstate Commercial Vehicle Drivers,
National Highway Traffic Safety
Administration, Final Report—June
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1978].1 This study addressed the
primary weakness in the overall medical
program for CMV drivers—the lack of
understanding by medical examiners of
the relationship between the driver’s
physical condition and the task of
operating CMVs.
Amendment of the Definition of
‘‘Medical Examiner.’’ In 1992, the
Federal Highway Administration
(FHWA) (which was responsible for
motor carrier safety until the fall of
1999) amended the Federal Motor
Carrier Safety Regulations (FMCSRs) to
expand the definition of ‘‘medical
examiner’’ to allow other medical
professionals such as physician
assistants, advanced practice nurses,
and doctors of chiropractic, in addition
to medical doctors and doctors of
osteopathy authorized previously, to
perform medical examinations of CMV
drivers (57 FR 33276; July 28, 1992). As
a result of this action, the number of
potential medical examiners increased.
All medical examiners were required to
be licensed, registered, or certified by
their States to perform physical
examinations, and to be proficient in the
use of, and to use, medical protocols
necessary to perform the examination in
accordance with the FMCSRs.
Merger of Medical Certification and
Commercial Drivers License (CDL)
Processes Negotiated Rulemaking. In
1996–97, FHWA convened a negotiated
rulemaking committee to consider
merging the medical certification with
the CDL function. Several of the
proposals submitted included models
for a national registry and for
certification of medical examiners. (See
61 FR 18713, April 29, 1996, and 61 FR
38133, July 23, 1996.) However, the
negotiated rulemaking committee was
unable to reach a consensus and no
rulemaking relating to a national
registry resulted.
Motor Carrier Safety Improvement Act
of 1999. When the Motor Carrier Safety
Improvement Act of 1999 (MCSIA) (Pub.
L. 106–159, 113 Stat. 1748 (Dec. 9,
1999)), established FMCSA in the
Department of Transportation (DOT),
the idea of a national registry was again
raised. A Senate version of MCSIA
directed the Secretary of Transportation
to initiate rulemaking to establish a
national registry of preferred medical
providers. However, the enacted
legislation did not retain this language.
MCSIA did direct the Secretary to
1 Because of its age, FMCSA is not relying on this
study in developing the proposed rule. However,
because it is only available from the National
Technical Information Service (NTIS Order No. PB–
293 809/0), a copy has been placed in the docket
solely for the limited purpose of convenient access
by interested parties.
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initiate rulemaking for the required
medical certification to be made part of
the CDL. The FMCSA published an
NPRM to accomplish this combination
on November 16, 2006 (71 FR 66723).
The NPRM comment period closed on
February 14, 2007, and a final rule is in
development.
National Transportation Safety Board
(NTSB) Public Hearing. The idea of a
national registry was again discussed
during a January 21, 2000, public
hearing conducted by the NTSB
concerning a 1999 multiple-fatality
crash. It was determined that the CMV
driver in this incident had several lifethreatening and disqualifying medical
conditions. The NTSB concluded that
medical examiners might not have the
knowledge and information necessary to
make appropriate decisions about driver
fitness. In its ‘‘Highway Accident
Report, Motorcoach Run-Off-The-Road
Accident, New Orleans, Louisiana, May
9, 1999’’ (NTSB/HAR–01/01, PB 2001—
916201, Notation 7381, August 28,
2001), the NTSB recommended that
FMCSA ‘‘develop a comprehensive
medical oversight program for interstate
drivers * * * ’’ that includes
requirements to ensure ‘‘individuals
performing medical examinations for
drivers are qualified to do so and are
educated about occupational issues for
drivers.’’ (Recommendations H–01–017
through H–01–024)
In 2003, NTSB added these
recommendations for medical
certification of commercial drivers to its
‘‘Most Wanted’’ list of Transportation
Safety Improvements. In subsequent
updates to this list, NTSB provided
additional details regarding the
recommendations. According to the
2008 NTSB Most Wanted
Transportation Safety Improvements
brochure, FMCSA should act to prevent
medically unqualified drivers from
operating commercial vehicles. This
task includes: Establishing a
comprehensive medical oversight
program for interstate commercial
drivers; ensuring that examiners are
qualified and know what to look for;
tracking all medical certificate
applications; enhancing oversight and
enforcement of invalid certificates; and
providing mechanisms for reporting
medical conditions.
SAFETEA–LU. Congress included a
number of provisions in SAFETEA–LU
to improve the quality of the medical
certification of CMV drivers. Among
those provisions is the establishment of
a Medical Review Board and
appointment of a Chief Medical
Examiner to advise FMCSA on the
qualifications and training for medical
examiners to be listed on a national
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registry. When the prescribed provisions
are fulfilled, all required medical
examinations of CMV drivers would be
performed only by trained and qualified
medical examiners listed on the
national registry, and their performance
would be monitored by FMCSA. S. Rep.
No. 109–120, at 2, 22 (2005) and H. R.
Rep. No. 109–12, at 434 (2005).
Public meetings and listening
sessions. During FMCSA’s 2005 and
2006 public meetings and listening
sessions,2 a number of medical
providers and industry representatives
expressed concern about the idea of an
NRCME, and about the current quality
of the CMV driver medical
examinations. Representatives provided
anecdotal evidence about drivers
qualified by health care providers who
were clearly unaware of the medical
standards, guidelines, and other
information needed to properly
determine whether a driver can safely
operate a CMV.
Informal State analyses. In August
2005, informal FMCSA staff contacts
with the State of California Department
of Motor Vehicles (CDMV) revealed that
of the 66,000 Medical Examination
Reports received by CDMV between
January and June of 2005, 10% of the
drivers were issued certificates as
physically qualified by the medical
examiner even though the Medical
Examination Report indicated that the
driver should not have been qualified or
should have received a medical
certificate valid for a shorter time period
than the certificate the medical
examiner granted to the driver.
Additionally, information obtained in
July 2005 from the State of Indiana’s
CDL program indicated a general
finding of mistakes on 28% of all
Medical Examination Reports collected.
These findings may be an indicator that
some unqualified drivers are
inappropriately being determined
physically qualified.
III. General Discussion of the Proposals
A. Existing Medical Requirements and
the Role of the Proposed NRCME
Program
The physical qualification standards
and medical examination process
currently required under §§ 391.41 and
391.43 apply to drivers who operate
CMVs, as defined in § 390.5. In other
words, the medical requirements apply
to drivers who operate: Trucks with a
gross vehicle weight rating or gross
combination weight rating, or gross
vehicle weight or gross combination
weight, whichever is greater, of 10,001
2 Notices published May 18, 2005 (70 FR 28596),
and May 18, 2006 (71 FR 28912).
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pounds or more; passenger-carrying
vehicles (either nine or more passengers
for compensation or 16 or more
passengers not for compensation); and
vehicles used to transport hazardous
materials that require placards on the
vehicle.3 After a transition period to
establish the NRCME program, this
proposal would require interstate
drivers of CMVs who are required by the
FMCSRs to receive medical
examinations to obtain them from
examiners listed on the NRCME. Under
current rules, all such CMV drivers are
required to obtain medical certification
at least once every 2 years, although
drivers with certain medical conditions
must obtain medical certification more
frequently. This requirement is
unchanged by the proposed rule.
The Agency estimates that there are
3.1 million interstate CDL holders
currently working as CMV drivers, and
1.3 million interstate CMV drivers who
are not required to hold a CDL. The
proposed rule applies to both categories,
and would therefore apply directly to
approximately 4.4 million active
interstate commercial drivers.
All CMV drivers must be certified at
least every 2 years, and as previously
mentioned, some drivers are certified
more frequently. For example, some
carriers contract with occupational
health clinics to examine the drivers
they employ, and these carriers often
insist that newly-hired drivers receive
an examination from one of their
medical examiners, even if the newlyhired driver already has a current valid
medical certification. In addition, the
FMCSRs advise medical examiners that
drivers with certain medical conditions
should receive more frequent
monitoring, and drivers who have these
conditions may be required to be
examined more frequently than every 2
years (for example, 49 CFR 391.43(f) and
instructions on high blood pressure and
neurological disorders). Finally, drivers
whose ability to perform their normal
driving duties has been impaired by
injury or disease are required by
§ 391.45 to be reexamined before
resuming such duties. The FMCSA
estimates that these exceptions to the
3 There are several limited exceptions and
exemptions from the medical certification
requirement provided by §§ 390.3(f), 391.2, 391.62,
and 391.68(c). However, future implementation of
section 4136 of SAFETEA–LU limits the exception
in § 390.3(f)(6)(ii) for drivers of small passengercarrying vehicles within a 75 air-mile radius of the
driver’s normal work reporting location. Canadian
and Mexican drivers operating in the United States
will continue to be governed by the provisions of
existing reciprocity agreements with Canada and
Mexico, because they are not in conflict with 49
U.S.C. 31136(a)(3) and 31149. See 67 FR 61818,
61819 (October 2, 2002) and 57 FR 31454, 31455
(July 16, 1992).
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biennial examination schedule increase
the total number of examinations
conducted per year by 31 percent over
that which would result if all drivers
were examined every 2 years. This
increase in examinations due to
exceptions to the biennial certification
requirement is based on limited
industry data on driver turnover and
medical certifications issued for time
periods of less than 2 years. If we
assume that half of the 4.4 million
drivers described previously in this
section would require examination each
year, that is, 2.2 million drivers, and
increase this number by 31 percent to
account for drivers who are examined
more frequently than every 2 years, an
estimated 3 million examinations would
be conducted annually. The FMCSA
requests comment on how frequently
drivers are examined more often than
every 2 years.
Health care professionals in a general
practice setting commonly examine 8 to
10 patients per day, and the Agency is
aware of medical examiners who
currently conduct over 1,000 medical
certifications of drivers per year. The
FMCSA estimates that 40,000 certified
medical examiners would be sufficient
to perform the estimated 3 million
medical examinations per year. Each of
these examiners would conduct an
average of 75 examinations per year,
which is a feasible volume for
examiners in all types of practices.
Drivers are permitted by current
regulations to be examined and certified
by medical examiners in any State, and
FMCSA does not propose to remove this
flexibility with the implementation of
the NRCME program.
B. Major Elements of the Proposed
NRCME Program
In general, under this proposal,
FMCSA would develop core curriculum
specifications and administrative
requirements for medical examiner
training and provide these to privatesector training providers for their use. It
would also develop a certification test
for medical examiners and provide it to
private-sector testing organizations.
Under this proposal, training and testing
would be delivered by these private
organizations to medical examiners who
meet specified eligibility requirements.
After a qualified applicant completes
required medical examiner training and
passes an FMCSA certification test,
FMCSA would certify the applicant as
a medical examiner and list that person
on the NRCME. To ensure that medical
examiners remain knowledgeable about
driver qualification requirements as
they are updated, examiners would be
required to comply with periodic
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training and recertification requirements
in order to remain listed on the NRCME.
When the NRCME program is fully
implemented, FMCSA would accept as
valid only medical certificates issued to
CMV drivers by medical examiners
listed on the NRCME.
By implementing the NRCME
program, FMCSA believes that it would
improve the knowledge and capabilities
of certified medical examiners about
FMCSA’s physical qualifications
standards and guidelines for operators
of CMVs. Medical examiners would also
be more aware of the demands that
operating a CMV can make on drivers
and the impact such demands can have
on their health. A CMV operator who
does not meet the physical
qualifications standards can have a
direct impact on the safety of CMV
operations. In addition, the demands of
such operations may impact the health
of CMV drivers. Based on its own
knowledge and experience, FMCSA
believes that the enhancement of the
knowledge and capabilities of medical
examiners would have a clear and direct
positive impact on both safety of CMV
operations and driver health. The
FMCSA encourages commenters on this
proposal to provide additional examples
of such impacts, derived from their
knowledge and experience.
Information for drivers, employers,
and medical examiners about the
NRCME program would be available
primarily through an NRCME Web site,
and a resource center with a toll-free
phone number would also be available.
On the Web site, drivers and employers
could find names and addresses of
nearby certified medical examiners
listed on the NRCME. The NRCME Web
site would also provide program
information about training and testing
requirements to certified medical
examiners and medical examiners who
wish to become certified. The NRCME
Web site would also disseminate
information to practitioners on new
medical discoveries, policies, or
requirements relevant to the
examinations. FMCSA seeks comment
on how the NRCME Web site and tollfree phone number could potentially be
used to deliver and/or administer
medical examiner testing and/or
examination certification.
The FMCSA is developing the
certification component of the NRCME
program using the accreditation
standards of the National Commission
of Certifying Agencies (NCCA). NCCA is
the accreditation body of the National
Organization for Competency Assurance
(NOCA). NOCA is the oldest and largest
accreditation body for the certification
industry, and is nationally recognized as
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the leader in setting quality standards
for credentialing organizations,
particularly in the healthcare industry.
The FMCSA is considering applying for
accreditation for the certification
component of the NRCME program to
demonstrate: Ongoing quality
management for certification test
development and security; fairness of
test administration; appropriate use of
test and candidate data; and consistency
with private-sector best practices in the
certification industry. FMCSA seeks
comment on the criteria that should be
in place for private organizations to be
certified for administration of training
and testing. FMCSA also seeks comment
on alternative training, testing, and
certification methods—taking into
consideration applicable Federal
requirements, cost-effectiveness,
administrative simplification, and
meeting performance based standards.
A new certification program (one that
has not previously received NCCA
accreditation) may apply for
accreditation either after 1 year of
administration of the certification test or
when at least 500 candidates have been
assessed with that test instrument,
whichever comes first. The primary
rationale for this requirement is that
compliance with accreditation
standards cannot be determined until
after the program has demonstrated
completion of all critical program
activities, including development and
implementation of policies and
procedures and development,
administration and scoring of the
certification test. The FMCSA must also
consider other programmatic and legal
issues prior to making a decision to
apply for accreditation. FMCSA seeks
comment on this proposal for
certification and accreditation, and
seeks potential alternatives.
C. Medical Examiner Training
This NPRM would require that all
medical examiners complete training
conducted by a private-sector training
provider accredited by a nationallyrecognized medical profession
accrediting organization to provide
continuing education credits. The
FMCSA would develop the core
curriculum specifications and
administrative requirements with the
advice of the Medical Review Board and
the Chief Medical Examiner, and
provide these to the training providers
to develop and deliver training for
medical examiners. The FMCSA would
initially base the core curriculum
specifications on the current regulations
and guidelines for conducting CMV
driver medical examinations and would
periodically review and update the
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requirements and core curriculum. A
training provider could expand its
course content to tailor the training to
the needs of its target audience, but the
course must include the FMCSA core
curriculum specifications. The length of
the training would vary among
providers depending on whether a
training provider expands its course to
include additional scope and depth. The
FMCSA projects that it would take one
day to teach the FMCSA core
curriculum specifications. Current
private-sector medical examiner training
programs are generally one day in
length and use the traditional
classroom-based model. However, the
training delivery method could also
vary among providers and include selfpaced, on-line training; the traditional
classroom model; or a blended format
that combines more than one model.
FMCSA seeks comment on potential
training delivery methods. FMCSA also
seeks comment on how FMCSA could
offer training directly to medical
examiners in a cost-effective manner.
The FMCSA plans to require
accreditation of the FMCSA medical
examiner training programs because it
would maximize consistency and
quality assurance for the training and
would be consistent with practices
already embraced by the medical
professions for continuing education.
Each of the primary professions that
currently perform medical examinations
under part 391 (that is, doctors of
medicine, doctors of osteopathy,
physician assistants, advanced practice
nurses, and doctors of chiropractic)
utilizes nationally-recognized
organizations that accredit training
programs providing continuing
education credits to licensed medical
professionals. FMCSA seeks comment
on the costs of training certification
programs, and whether there are any
alternatives to ensure consistency and
quality. In addition, we seek comment
on how certification and accreditation
requirements would impact the cost of
training for medical examiners. FMCSA
also seeks comment on whether existing
certified medical training programs
would be able to adapt their continuing
education programs to meet these needs.
After the initial training, a medical
examiner would be required to complete
periodic retraining at least every 3 years
to refresh his or her knowledge of both
the medical standards for CMV drivers
and any changes to FMCSA examination
standards or guidelines. It is anticipated
that FMCSA would provide this
periodic retraining at no charge to the
examiner, and that the retraining would
be Web-based, allowing the medical
examiner to verify completion of the
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training on-line. The proposed rule
would also require the medical
examiner to repeat once every 12 years,
at a cost to be borne by the examiner,
the complete initial training program
(instead of the periodic retraining).
FMCSA seeks comment on the cost to
medical examiners, and potential
training and re-training alternatives
which would be more cost-effective.
D. Medical Examiner Certification
Testing
The FMCSA would base the medical
examiner certification test on the results
of a Role Delineation Study, a rigorous
methodology regularly employed in the
certification and medical fields when
developing a valid, reliable, and fair
certification test. The FMCSA
conducted an initial Role Delineation
Study (the Study) that identified content
for the certification test, which is
intended to focus on competencies
common to FMCSA medical examiners
from a variety of professional
backgrounds and work settings. It was
completed in April 2007. The task list
was validated and rated, according to
importance of the task, by surveying
more than 4,000 medical examiners who
currently perform CMV driver medical
examinations. The final report on the
initial Study, when completed, will be
made publicly available. The Study
provided an assessment of the
knowledge, skills, and abilities
necessary for an FMCSA medical
examiner to competently perform CMV
driver medical examinations in
accordance with current FMCSA
standards and guidelines. The most
important information derived from the
Study—identification of critical tasks—
is necessary to create specifications for
the certification test and forms the basis
of a professionally-sound quality
management system that would support
possible future accreditation for the
certification component of the NRCME
program. Therefore, a Role Delineation
Study will be conducted periodically to
capture relevant changes in medical
practice, standards, and guidelines that
affect the examination of CMV drivers
in order to maintain a current and
relevant certification test.
After completing the mandatory
training, a medical examiner applying to
be listed on the NRCME would have to
pass the FMCSA medical examiner
certification test. In addition to the
initial certification test, medical
examiners would be required to
recertify by passing the medical
examiner certification test every 6 years
in order to remain listed on the registry.
Before taking the certification test, an
applicant would provide the testing
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organization with information such as
the applicant’s medical profession, State
medical license or certificate number,
business address and phone number,
and medical examiner training provider.
In addition, the applicant would
provide several statements, including a
statement that the applicant is capable
and willing to comply with FMCSA
requirements; that upon request he or
she would provide copies of documents
showing evidence of completion of
training, States licenses, etc.; and an
affirmation that all of the information
provided is true. Proposed Appendix A
to part 390 contains a list of the
minimum information and statements
required of an applicant. The testing
organization would review this
information to ensure that the applicant
provided all of the required information.
After an applicant completed the test,
the testing organization would forward
to FMCSA the results (that is, the test
scores and responses) along with the
applicant’s application package
information. The FMCSA would
periodically audit a percentage of
medical examiners to obtain verification
of eligibility (for example, proof of
current State medical licensure,
registration, or certification to perform
physical examinations, and proof of
completion of required training).
Under the proposed NRCME program
model, an applicant would take a
certification test provided by a privatesector professional testing organization
that meets all testing criteria proposed
in this NPRM, including test delivery
and secure data handling criteria. The
FMCSA expects that an applicant would
have to travel to a testing center to take
a proctored, secure certification test.
FMCSA seeks comment on alternatives
which would allow medical examiners
to complete the testing requirements online, or in a manner which would meet
testing criteria while reducing the cost
and time burden on the medical
examiner. FMCSA also seeks comment
on whether the proposed requirements
may deter otherwise qualified medical
examiners from performing these types
of examinations.
E. Listing on the NRCME
The FMCSA would issue an FMCSA
medical examiner certification
credential with a unique identification
number and list on the NRCME at least
the contact information of all medical
examiners that meet FMCSA eligibility
requirements, successfully complete
required training, and pass the FCMSA
medical examiner certification test. The
certification and listing on the NRCME
would expire 6 years after the date of
issuance of the certification credential.
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The FMCSA would maintain the
NRCME on the Web, and drivers and
employers of drivers would be able to
access, by state or zip code, the names
and contact information (from the
information provided by the medical
examiner under proposed Appendix A
to part 390) for medical examiners listed
on the NRCME. A communications
resource center created to support
medical examiners, drivers, and motor
carriers—both with and without Internet
access—would also be available. The
FMCSA requests public comment on
what types of medical examiner
information should or should not be
made available to the public by the
NRCME program.
F. Implementation of the NRCME
Program
The FMCSA proposes a phased
approach to the required use of medical
examiners listed on the NRCME. In the
first phase, FMCSA proposes to require
drivers who work for larger employers
to have their medical examinations
performed by medical examiners listed
on the NRCME, because these drivers
are less likely to have problems locating
a medical examiner. The second phase
would expand the requirement to the
remaining drivers not covered in phase
one. The additional time allowed for
other drivers would allow for growth in
the number of medical examiners who
have completed the proposed
certification process and have been
listed on the NRCME. FMCSA seeks
comment on ways to ensure that
certified medical examiners are
accessible to drivers in rural areas and
areas where the demand for certification
may be low, so that drivers do not have
to travel excessive distances to locate a
certified medical examiner. FMCSA also
seeks comment on additional costs
drivers may incur to locate and travel to
a certified medical examiner for their
periodic examinations.
For purposes of phase one, FMCSA
proposes to define large employers as
motor carriers that employ 50 or more
CMV drivers. The FMCSA proposes that
phase one begin 2 years after the
effective date of the final rule. Any
medical examination conducted for a
CMV driver employed by a large
employer under this phase must be
conducted by a medical examiner listed
on the NRCME. The second phase
would begin 3 years after the effective
date of the final rule, would apply to all
CMV drivers, and would expand the
requirement for medical examinations
to be conducted by medical examiners
listed on the NRCME to all CMV drivers
regardless of the size of the employer.
After the applicable compliance dates
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for the affected drivers, FMCSA would
accept as valid only medical certificates
issued by medical examiners listed on
the NRCME.
G. Changes in Medical Examination
Procedures
This NPRM also proposes
implementation of the SAFETEA–LU
requirement that medical examiners
electronically transmit to the FMCSA
Chief Medical Examiner on a monthly
basis the name of the CMV driver and
a numerical identifier for any completed
Medical Examination Report required
under § 391.43. (49 U.S.C.
31149(c)(1)(E)) Additionally, the
proposed rule would require medical
examiners to retain for 3 years the
Medical Examination Report for each
examination performed. It would also
require medical examiners to provide
copies of the Medical Examination
Reports and medical examiner’s
certificates to FMCSA or to authorized
Federal, State and local enforcement
agency personnel, within 48 hours of
the request, in order to allow for
investigation of errors and improper
certification of CMV drivers (49 U.S.C.
31149(c)(2)).
These requirements also establish the
basis for future implementation of other
statutory requirements for monitoring
medical examiner performance. For
example, although this rulemaking does
not propose collection of a
representative sample and storage of
Medical Examination Reports and
medical certificates in a central database
(49 U.S.C. 31149(c)(1)(E)), in the future
FMCSA could begin reviewing a
representative sample of Medical
Examination Reports and medical
certificates for errors, omissions, or
other indications of improper
certification.
H. Removal From the NRCME and
Appeal Process
This NPRM proposes to define the
standards and process by which a
medical examiner would be removed
from the NRCME and the procedures
provided for appealing such action
within the Agency. Under 49 U.S.C.
31149(c)(2), if a medical examiner
issues a medical examiner’s certificate
to a driver who fails to meet the
applicable standards at the time of the
examination or falsely claims to have
completed required training in the
physical qualification standards and
medical certification process, FMCSA
may remove the medical examiner from
the NRCME. In addition, the statute
requires FMCSA to monitor medical
examiner performance and investigate
patterns of errors or improper
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certification of CMV drivers by a
medical examiner (49 U.S.C.
31149(c)(2)). The FMCSA also may
remove from the NRCME any medical
examiner who does not meet the
qualification standards or otherwise
fails to comply with section 31149 or
the implementing regulations (49 U.S.C.
31149(d)(2)).
To monitor compliance with these
statutory requirements, FMCSA may
investigate whether medical examiners
are complying with the requirement that
they electronically transmit each month
the name of the driver, an FMCSA
numerical identifier for the driver, and
the results of the examination to
FMCSA (via an FMCSA-designated Web
site, e-mail address, or facsimile number
that will be published in the Federal
Register) for each completed Medical
Examination Report (including for
individuals who failed to meet FMCSA
medical standards).
The proposed rule would also require
the medical examiner to provide to an
authorized representative of FMCSA or
to an authorized State or local
enforcement agency representative, a
copy of any Medical Examination
Report or medical examiner’s certificate,
within 48 hours of the request, so that
enforcement personnel can identify
errors, omissions, or other indications of
improper certification by medical
examiners.
In addition, FMCSA would review
changes submitted by medical
examiners to their application
information. These reviews, along with
other mechanisms to be developed,
would potentially identify medical
examiners for removal from the NRCME.
The following are some examples of
grounds for removal from the NRCME:
The medical examiner no longer has at
least one valid license, registration, or
certification to perform physical
examinations in any State; failure to
comply with training requirements;
failure to comply with FMCSA
requirements for electronic transmittal
of medical examination information to
FMCSA; a demonstrated pattern of
errors, omissions, or other indications of
improper certification; and failure to
provide copies of Medical Examination
Reports and medical examiner’s
certificates upon demand. There may
also be situations where a medical
examiner would be voluntarily removed
for personal reasons, such as health,
travel, or retirement.
The proposed appeal process provides
an opportunity for a medical examiner
who has been proposed to be removed
to correct an identified deficiency or
request administrative review by
FMCSA.
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IV. Section-by-Section Discussion of the
Proposals
A. Section 390.5, Definitions
Section 390.5 currently defines
‘‘medical examiner’’ as a person
licensed by a State to perform physical
examinations and lists examples of
types of medical professions authorized
to perform examinations of CMV drivers
under part 391. Section 4116(c) of
SAFETEA–LU adds a statutory
definition of ‘‘medical examiner’’ to 49
U.S.C. 31132(6) as ‘‘an individual
licensed, certified, or registered in
accordance with regulations issued by
the Federal Motor Carrier Safety
Administration as a medical examiner.’’
The proposed revision of the definition
of medical examiner in § 390.5 in this
NPRM provides for the new statutory
definition to replace the current
regulatory definition once the final rule
is completely implemented as provided
in proposed § 391.42. The eligibility
requirements regarding State medical
licensure, registration, or certification
would also appear in proposed
§ 390.103(a), covering eligibility
requirements for medical examiner
certification.
B. Subpart D of Part 390, National
Registry of Certified Medical Examiners
The FMCSA proposes to establish a
new subpart D in part 390 that would
include the requirements for training
and testing of medical examiners for
listing on, and removal from, the
NRCME, including appeal provisions.
The requirements for medical
examinations would remain in part 391.
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1. Section 390.101, Scope
Proposed § 390.101 states that the
new subpart would establish the
minimum qualifications for FMCSA
certification of medical examiners and
for listing medical examiners on the
NRCME. It also describes the NRCME
program and explains that the registry
itself is the component of the program
that would provide the public with a
national database listing certified
medical examiners.
2. Section 390.103, Eligibility
requirements for medical examiner
certification
Section § 390.103 proposes the
eligibility requirements for medical
examiner certification. Paragraph (a)(1)
incorporates the requirements from
current § 390.5 that applicants must be
licensed, certified, or registered under
the applicable State requirements to
perform physical examinations.
Paragraphs (a)(2) and (a)(3) state that
applicants must also obtain training and
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pass a certification test, as specified in
proposed §§ 390.105 and 390.107,
respectively. Proposed paragraph (b)
states that to renew the certification, a
medical examiner would have to remain
licensed, registered, or certified by his
or her State and complete additional
testing and training as required by
proposed § 390.111(a)(5).
3. Section 390.105, Medical examiner
training programs
Proposed § 390.105 would require an
applicant for medical examiner
certification to complete an accredited
training program that meets the core
curriculum specifications and
administrative requirements established
by FMCSA for medical examiner
training. The training program would
have to be accredited by a nationallyrecognized medical profession
accrediting organization to provide
continuing education courses. There is
at least one such accrediting
organization for each medical specialty.
This section clarifies that it is the sole
responsibility of medical examiners to
ensure their training meets these
requirements. The FMCSA would
maintain on the NRCME Web site a list
of all training providers that have
submitted for FMCSA review their
course documentation that includes, but
is not limited to, the course syllabus,
sample slides, sample handouts, and a
sample training module. A training
provider included on the NRCME Web
site would have to agree to submit
documentation for future reviews to
ensure continuing compliance with
FMCSA requirements. If FMCSA finds
that a particular training provider does
not meet the core curriculum
specifications and administrative
requirements, the name of the training
provider would be removed from the
NRCME Web site. A medical examiner
could arrange for training by an
organization not included in the Web
site, but the medical examiner would
need to ensure that the training program
meets FMCSA requirements.
4. Section 390.107, Medical examiner
certification testing
Section 390.107 contains the
proposed requirements for the medical
examiner certification test. An applicant
would take the certification test from a
private-sector professional testing
organization. As part of the testing
process, the applicant would have to
provide information to a private-sector
testing organization. Proposed
Appendix A to part 390 would list the
minimum information that the
applicants would be required to
provide. The applicant would take the
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test at a testing center provided by a
testing organization that meets FMCSA
standards for delivering these tests. The
testing organization would supply the
applicant’s personal application
information and test results to FMCSA.
The testing organization would: (1)
Submit for FMCSA review its
documented policies and procedures to
ensure they meet FMCSA criteria; and
(2) agree to future FMCSA reviews to
ensure continuing compliance. The
FMCSA is considering the option of
listing on the NRCME Web site testing
organizations that meet FMCSA
standards. However, the medical
examiner would need to ensure that the
testing organization he or she chooses to
use meets FMCSA requirements.
5. Section 390.109, Issuance of the
FMCSA medical examiner certification
credential
Proposed § 390.109 states that FMCSA
would issue an FMCSA medical
examiner certification credential with a
unique identification number to each
applicant found to be in compliance
with the requirements of §§ 390.103–
390.107, and would list the medical
examiner’s name on the NRCME. In
accordance with the phased-in schedule
proposed in § 391.42, FMCSA proposes
to accept as valid only medical
certificates issued by medical examiners
listed on the NRCME.
In addition, proposed § 390.109
specifies that the certification credential
and the listing on the NRCME would
expire 6 years after issuance. To
maintain a listing on the NRCME and to
receive a new credential, the medical
examiner would need to comply with
the training, testing, and other
requirements of proposed § 390.111.
6. Section 390.111, Requirements for
continued listing on the NRCME
Proposed § 390.111 explains how a
medical examiner retains a listing on
the NRCME. Each medical examiner
must continue to be licensed, registered,
or certified, and be authorized to
perform physical examinations in
accordance with the applicable State
laws and regulations of each State in
which the examiner performs
examinations. For continued listing on
the NRCME, the medical examiner
would have to report to FMCSA changes
to any information that the examiner
previously provided to FMCSA, for
example, any information related to any
termination, suspension, or withdrawal
of the medical examiner’s license,
registration, or certificate under State
law.
The medical examiner must maintain
documentation of his/her: (1) State
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licensing, registration, or certification;
and (2) completion of all training
required under this notice. In addition
the medical examiner would have to
make this documentation available to an
authorized representative of FMCSA, or
an authorized representative of Federal,
State or local government. The medical
examiner would have to make the
documentation available within 48
hours of a request for investigations and
within 10 days of a request for regular
audits.
The medical examiner also would
have to complete periodic training and
testing according to a schedule specified
in paragraph (a)(5) of proposed
§ 390.111:
• Within 3 years of receiving the
credential, the medical examiner must
complete periodic training. The purpose
of this training would be to refresh the
medical examiner’s knowledge of the
medical standards for CMV drivers and
to inform the medical examiner of any
changes to FMCSA examination
standards or guidelines. The FMCSA
would monitor the results of the
certification tests to identify gaps in
knowledge, and analyze enforcement
and crash data to identify other areas
where additional training may improve
the medical certification process.
• Within 6 years of receiving the
credential, the medical examiner must
complete the periodic training, plus
repeat and pass the test taken for initial
certification, under § 390.103(a)(3).
However, in alternating 6 year periods,
instead of taking the periodic training,
the medical examiner would need to
repeat the training taken for initial
certification, under § 390.103(a)(2).
If a medical examiner complies with
the proposed training and testing
schedule and meets the other
maintenance requirements of proposed
§ 390.111, FMCSA would issue a new
medical examiner certification
credential. It would be the
responsibility of the medical examiner
to ensure that he or she receives the new
credential before the previous one
expires.
7. Section 390.113, Reasons for removal
from the NRCME
Section 390.113 proposes the reasons
for removal of a medical examiner from
the NRCME. The reasons include, but
are not limited to, the following: The
medical examiner’s failure to continue
compliance with the basic requirements
for inclusion on the NRCME, such as
maintaining a current State medical
license, certification, or registration,
receiving required periodic training, or
renewing the FMCSA certification; the
medical examiner’s failure to comply
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with the FMCSA operational
requirements, such as issuing a
certificate to someone not medically
qualified, failure to accurately complete
the Medical Examination Report or
medical examiner’s certificate, or failure
to regularly transmit the names and
other information about the results of
examinations conducted; false claims by
the medical examiner of completion of
any required training; and failure to
provide access to examination data
upon request.
8. Section 390.115, Procedure for
removal from the NRCME
Section 390.115 proposes procedures
for removal of a medical examiner from
the NRCME, as well as the due process
protections afforded to medical
examiners subject to proposed
involuntary removal. Any involuntary
removal action must be undertaken by
the FMCSA Director of Medical
Programs (a new position to be
established by the Agency).
The proposal states that a medical
examiner could be removed voluntarily
by submitting a request to the FMCSA
Director of Medical Programs. Such a
request could be submitted either in
writing or through a proposed secure
information system. The FMCSA is
considering developing a secure
information system through Web
interface in which each medical
examiner listed on the NRCME would
receive a unique login identification and
password upon their acceptance into the
NRCME. The unique login ID and
password would be used to authenticate
each request for voluntary removal from
the NRCME. A request for voluntary
removal would be effective
immediately.
The proposal then describes the
process by which FMCSA would initiate
and then complete the involuntary
removal of a medical examiner from the
NRMCE at the Agency’s discretion. The
FMCSA would issue to the medical
examiner a notice of proposed removal,
stating: (1) The reasons upon which the
proposed removal is based under
proposed § 390.113; and (2) any
corrective actions necessary, if
applicable, for the medical examiner to
remain listed on the NRCME, if he/she
so chooses. The medical examiner
would have an opportunity to submit a
response in writing no later than 30
days after the date of issuance of the
notice. The medical examiner could
submit to the Director of Medical
Programs an explanation of any error(s)
committed in proposing to remove the
medical examiner from the NRCME. The
Director of Medical Programs would
review the explanation and could
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withdraw, modify, or affirm the notice
of proposed removal. Alternatively, the
medical examiner could submit to the
Director of Medical Programs a written
response indicating that he or she will
come into compliance, if possible, and
complete the corrective actions
identified in the notice of proposed
removal.
The medical examiner would have 60
days from either the date of issuance of
the notice of proposed removal or the
date the notice is affirmed or modified,
whichever is later, to comply with the
requirements of this subpart and
complete the applicable corrective
actions specified in the notice, as
modified or affirmed. If the medical
examiner fails to take these necessary
actions, the proposed removal becomes
effective. Additionally, if the medical
examiner does not submit a written
response in the 30-day period following
issuance of the original notice of
proposed removal, the medical
examiner would be removed from the
NRCME at the end of that 30-day period.
Although a person may voluntarily
request to be removed from the NRCME
under proposed § 390.115(a), a person
may not request a voluntary removal
from the NRCME after receiving a notice
of proposed removal from the Director
of Medical Programs. This proposed
provision is intended to prevent the
medical examiner from leaving the
NRCME and later attempting
reinstatement without meeting
conditions for reinstatement and
compliance identified in the notice of
proposed removal. However, at any time
before a notice of proposed removal
becomes effective, the medical examiner
could resolve the matter by mutual
agreement with the Director of Medical
Programs.
A person who has been removed from
the NRCME could request an
administrative review by submitting to
the FMCSA Associate Administrator for
Policy and Program Development a
written request no later than 30 days
after the date the removal becomes final.
The Associate Administrator may
request additional data or a conference
to discuss the removal. After completing
the review, the Associate Administrator
would issue a written decision.
Under proposed § 390.115(e), and as
authorized by the Administrative
Procedure Act, 5 U.S.C. 558(c), the
Director of Medical Programs would
reserve the right to remove a medical
examiner from the NRCME
immediately, either in cases of
willfulness or cases in which public
health, interest, or safety requires. In
these cases, the provisions for the
medical examiner to submit a response
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and take corrective action would not
apply. However, the medical examiner
could submit to the Associate
Administrator for Policy and Program
Development a request for
administrative review of the emergency
removal. The medical examiner must
request such a review no later than 30
days after the date of removal from the
NRCME.
Proposed § 390.115(f) describes how a
person removed from the NRCME
would request reinstatement. Such a
request must be submitted no sooner
than 30 days after removal from the
NRCME. The person must provide
documentation demonstrating he or she
has taken whatever action(s) is
necessary to correct the deficiencies that
resulted initially in removal from the
NRCME, and demonstrate he or she is
in compliance with the eligibility
requirements of § 390.103(a). The
Director of Medical Programs may
specify additional requirements for
reinstatement in the notice of proposed
removal. In the case of a voluntary
removal, the person could be reinstated
after providing documentary proof of
satisfying the requirements to be listed
on the NRCME.
If FMCSA removes a medical
examiner from the NRCME, except at
the request of the medical examiner, the
certification credential issued under
proposed § 390.109 would no longer be
valid. If a medical examiner requests
voluntary removal from the NRCME, the
certification credential would remain
valid until it expires, but that person
would not be permitted to conduct
FMCSA medical examinations until that
person provided documentation
showing proof of satisfying the
requirements for continued listing on
the NRCME. In either case, the removed
person’s information would still be
publicly available on the NRCME Web
site. A record of the removed person’s
previous certification would remain on
the NRCME Web site, with the date of
removal, so that enforcement personnel
and employers of drivers could verify
whether a medical examiner’s certificate
was issued by a person listed on the
NRCME at the time of issuance.
9. Appendix A to part 390, Medical
examiner application data elements
Proposed Appendix A shows the
information applicants must provide
when they arrange with a testing
organization to take the FMCSA medical
examiner certification test. The
professional testing organization would
provide this information to FMCSA
along with the results of the certification
test. When a medical examiner is added
to the NRCME, FMCSA would post the
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person’s name, business address,
telephone number, and other contact
information on the NRCME Web site.
The applicant would need to supply a
street address for the business
location—not a post office box, although
a post office box could be used for the
mailing address. The Web site would
contain a search function allowing
drivers to locate certified medical
examiners in a particular location. The
other information required from
applicants by Appendix A would be
used to document a medical examiner’s
eligibility to be listed on the NRCME or
to facilitate contact with the applicant
by FMCSA.
C. Section 391.42, Schedule for Use of
Medical Examiners Listed on the
National Registry of Certified Medical
Examiners
Under § 391.42, FMCSA proposes a
schedule for implementation of the
requirement that drivers must be
examined only by persons who have
been trained, tested, certified, and are
listed on the NRCME, as set out in
proposed subpart D of part 390.
Specifically, beginning on a date 2 years
after the effective date of the final rule,
each medical examination required
under subpart E of part 391 must be
conducted by a medical examiner who
is listed on the NRCME if the person is
employed by a motor carrier that
employs 50 or more drivers of CMVs.
Subsequently, beginning on a date 3
years after the effective date of the final
rule, every medical examination
required under subpart E of part 391
must be conducted by a medical
examiner who is listed on the NRCME.
The FMCSA requests specific comments
on the proposed compliance schedule
and on the proposed threshold of 50
CMV drivers for the first phase of
implementation.
D. Section 391.43, Medical
Examination; Certificate of Physical
Examination
Current § 391.43 contains the
requirements for performing the medical
examination, including instructions for
the medical examiner, a sample Medical
Examination Report form, and a sample
medical examiner’s certificate form. The
NPRM contains several proposed
amendments to § 391.43, including an
addition to the information required on
a medical examiner’s certificate.
First, under the proposal, paragraph
(a) would be revised to specify that, in
accordance with the compliance
schedule proposed in § 391.42, the
medical examination must be performed
by a medical examiner listed on the
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NRCME under proposed subpart D of
part 390 of this chapter.
Second, paragraph (g) would be
revised to add the new requirement that
once every calendar month the medical
examiner must electronically transmit
certain information to the FMCSA
Medical Program. For each medical
examination of an interstate CMV driver
performed during the previous month,
the required information to be
transmitted would be the driver’s name,
the driver’s FMCSA numerical
identifier, the date of the examination,
the date of expiration of the medical
examiner’s certificate (the so-called
‘‘medical card’’), if issued, and the
results of the medical examination. The
FMCSA proposes to create a secure
electronic transmission process that
medical examiners could use to provide
the information, such as a secure Web
interface, e-mail address, or facsimile
number. The medical examiner would
be required to transmit this information
not only for persons found to be
medically qualified, but also for persons
found to be medically unqualified or
temporarily disqualified. Additionally,
paragraph (g)(1) repeats part of the
‘‘Instructions for Performing and
Recording Physical Examinations’’ in
current § 391.43 that requires the
medical examiner to date and sign the
Medical Examination Report and
provide the medical examiner’s full
name, office address, and telephone
number.
Third, under the proposal the Medical
Examiner’s Certificate included in
paragraph (h) would be revised to add
a field for the medical examiner to enter
the medical examiner’s unique National
Registry Number. Adding the National
Registry Number allows FMCSA to
identify medical examinations
performed by particular medical
examiners and to monitor compliance
with these rules. Medical examiners
would be allowed to use printed
certificates they have on hand until 4
years after the effective date of the final
rule.
Finally, paragraph (i) would be added
to specify that the medical examiner
must retain the original (paper or
electronic) completed Medical
Examination Report and a copy or
electronic version of the medical
examiner’s certificate for 3 years and
make them available, along with related
medical documentation, to an
authorized representative of the FMCSA
or an authorized Federal, State or local
enforcement agency representative,
within 48 hours of the request. The
requirement for retaining the Medical
Examination Report already exists
under the heading, ‘‘Instructions for
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Performing and Recording Physical
Examinations’’ in § 391.43.
V. Regulatory Analyses and Notices
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Executive Order 12866 (Regulatory
Planning and Review) and DOT
Regulatory Policies and Procedures
The FMCSA has determined that this
action is a significant regulatory action
within the meaning of Executive Order
12866 and the Department of
Transportation regulatory policies and
procedures. This NPRM includes a
summary of the Agency’s preliminary
regulatory analysis of the costs and
benefits of this undertaking. A copy of
the complete preliminary analysis is
included in the docket referenced at the
beginning of this notice. FMCSA seeks
comment on the costs and benefits of
this proposal as outlined, as well as
alternatives to current cost-benefit data
collection methods currently used to
quantify the costs and benefits. FMCSA
is particularly interested in developing
a solid estimate of the cost-effectiveness,
if not the benefits, of this rule. For
example, it would be helpful to know
what fraction of crashes involve drivers
without a valid medical certificate and
which aspects of this rule would be
most effective at reducing both of those
numbers.
Alternatives
This regulatory evaluation considers
three alternatives for implementing this
program. One alternative, referred to as
the Public-Private Partnership Model or
Alternative 1, would involve a
partnership between the Agency and
various private-sector training and
testing organizations that currently exist
to provide continuing professional
education and credentialing to medical
professionals. Under this partnership,
the Agency would develop and provide
core curriculum specifications and the
certification test and protocols, and any
interested organization that can meet
FMCSA requirements would be eligible
to deliver training or testing. Training
would be delivered by private-sector
professional associations, health care
organizations, and other for-profit and
non-profit training providers. Testing
would be delivered by private-sector
professional testing organizations. After
completing required training, passing
the certification test, and agreeing to
comply with FMCSA administrative
requirements, a medical examiner
would be added to the NRCME, and
would be authorized to conduct CMV
driver physical examinations. After the
NRCME is fully implemented, only
physical examinations conducted by
medical examiners listed on the NRCME
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would be recognized by FMCSA and
enforcement personnel as proof of
driver physical qualification.
Alternative 2 is based on the Federal
Aviation Administration’s (FAA)
Aviation Medical Examiner Program
(Government Model). This alternative
would require the Agency to establish
its own centralized training and testing
program. All medical examiners would
have to attend this Agency-run program
and pass the test in order to be eligible
for listing on the NRCME. This
program’s components are essentially
the same as Alternative 1, but all
training and testing would be conducted
by the Agency rather than private-sector
training and testing organizations. This
alternative would also require all
medical examiners to travel to the
FMCSA facility to receive the FMCSA
training, which involves greater travel
expenses on the part of medical
examiners when compared to
Alternative 1, which has training
programs distributed throughout the
country. However, this option would
give FMCSA optimal control over the
quality and content of training provided
to medical examiners.
Alternative 3 would be based on the
current Department of Transportation
(DOT) Medical Review Officer (MRO)
program requirements. The MRO
training program grew out of the DOT
testing program that monitors use of
controlled substances and alcohol.
MROs are trained and certified by
accredited training programs operated
by professional associations in
cooperation with DOT. Only licensed
Medical Doctors (MD) or Doctors of
Osteopathy (DO) are eligible to be
MROs. MROs also review test results for
other safety sensitive occupations such
as airline mechanics, train operators,
and ships’ pilots.
The existing program specifies that
MROs who oversee testing for
commercial drivers must attend training
and certification programs that satisfy
the Department’s requirements. Each of
these programs maintains its own
registry of graduates rather than
contributing names to a single Federal
database. DOT does not have direct
control over the training curriculum or
testing protocols for these programs.
Thus, the Agency would exert less
control over the program under a similar
option. In addition, due to the limited
number of organizations issuing MRO
credentials, these programs are able to
charge a higher fee for certification
testing than would be the case under a
more competitive atmosphere. Long
distance travel for the initial training
and testing could also be required under
this alternative.
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Summary of Costs and Benefits
The costs and benefits for all three
alternatives are analyzed in this
regulatory evaluation. It is anticipated
that approximately 40,000 medical
examiners would be needed for the
NRCME to accommodate the demand
for an estimated 3 million medical
examinations per year. All alternatives
involve an initial training phase in
which the 40,000 medical examiners
receive training. This phase is expected
to last 3 years. Beginning with the third
year, the Agency would require all
drivers to be examined by medical
examiners listed on the NRCME. Under
Alternatives 1 and 3, medical examiners
would be required to attend training
conducted by a private-sector
organization. The training and testing
costs would be borne by medical
examiners. Under Alternative 2, no
training or testing fees would be
incurred by medical examiners, but the
Agency would bear the costs of
providing the training and testing
services. Long distance travel to the
FMCSA training center would be
required under Alternative 2. Long
distance travel to a designated training
program is also anticipated under
Alternative 3. Under Alternative 1—the
Public-Private Partnership Model—it is
anticipated that training programs
would be available throughout the
country, and that some programs would
offer on-line training courses, which
would minimize the need for long
distance travel.
By screening out physically
unqualified drivers, this rule may
impact the labor market in the motor
carrier industry. Some commercial
drivers may have to find alternative
occupations because they cannot meet
the FMCSA physical qualification
standards. These alternatives are likely
to pay less than commercial driving,
and this loss of income represents the
main cost of this impact. Motor carriers
would also have to bear the burden of
hiring new drivers. Each alternative is
expected to have an equivalent impact
on the quality of driver medical
certification screening, and hence the
impacts on the industry are likely to be
the same for all alternatives.
The ten year total cost of Alternative
1 is estimated at $587 million, when
discounted at a 7 percent rate.
Alternative 2 has a total discounted ten
year cost of $658 million. Alternative 3
has a total 10 year discounted cost of
$617 million. In all alternatives, the lost
income to disqualified drivers is the
largest portion of cost. The costs of the
training/testing, including lost time to
medical examiners, is estimated to vary
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between $31 million and $44 million
(undiscounted) during the initial
training phase, depending on the
alternative, with Alternative 1 having
the lowest cost. The lower cost
associated with Alternative 1 is due to
its minimization of travel and associated
costs, both in expenses and lost time, to
medical examiners.
Because all three alternatives are
expected to improve the performance of
medical examiners by equivalent
amounts, total benefits are expected to
be equivalent for all programs. These
benefits are based on the reduction in
CMV crashes that is likely to result from
improved medical screening of drivers.
It is estimated that physically impaired
drivers operating in interstate commerce
are responsible for approximately 5,800
of the roughly 420,000 CMV crashes that
occur annually. Although it is not
anticipated that this program would
completely eliminate these crashes, it is
expected to prevent a portion of them.
Due to data limitations, we are unable
to develop a precise estimate of the
potential benefits of this rule. If this
program were to prevent 25 percent of
these crashes annually, it would
eliminate approximately 1,451 crashes
per year. The estimated annual benefit
associated with avoiding these crashes
would be $206 million per year. At a 7
percent discount rate, the 10 year net
benefits under this assumption would
be between $376—$447 million,
depending on the alternative chosen.
Regulatory Flexibility Act
In compliance with the Regulatory
Flexibility Act (5 U.S.C. 601–612),
FMCSA has considered the effects of
this proposed regulatory action on small
entities and determined that it is not
likely to have a significant impact on a
substantial number of small entities, as
defined by the U.S. Small Business
Administration’s Office of Size
Standards.
The Small Business Administration
(SBA) regulations (13 CFR part 121)
require Federal agencies to analyze the
impact of proposed and final rules on
small entities. The regulations define a
‘‘small entity’’ in the motor carrier
industry by average annual receipts,
which are currently set at $21.5 million
per firm.4 The FMCSA has developed a
model that uses data from the Economic
Census (U.S. Census Bureau), North
American Industrial Classification
System (NAICS) Code 484 ‘‘Truck
Transportation’’ segments, to assist us in
4 Small Business Administration Table of Size
Standards. Available online at: https://www.sba.gov/
services/contractingopportunities/
sizestandardstopics/tableofsize/
SERV_TABLE_HTML.html.
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determining the number of small
trucking entities potentially affected by
our proposed rules. Examining all
property carriers within NAICS Code
484, roughly 75 percent had annual
receipts of less than $21.5 million. Of
the 475,500 current active, interstate
motor carriers in the Motor Carrier
Management Information System
(MCMIS), approximately 356,625 are
considered small entities, and this
proposed rule would affect all of them.
In the Regulatory Evaluation we
estimated that the improvements in the
screening of drivers that would result
from the NRCME training program
would result in some drivers being
screened out of the occupation due to
untreatable disqualifying medical
conditions. Motor carriers would incur
costs to replace these drivers. In the
Regulatory Evaluation we estimated
these costs as $1,600 per replaced
driver.
Although smaller carriers make up the
majority of the carrier population by
number of firms, these firms only
employ 20 percent of the driver
population. In the regulatory evaluation,
we estimated that approximately 44,000
drivers would be screened out of the
CMV driving occupation and would
have to be replaced. Since there is no
reason to suspect that drivers for smaller
firms are any more or less healthy than
drivers for larger firms, we assume that
20 percent (8,800) of the drivers that
would need to be replaced work for
smaller carriers, resulting in a total cost
to small businesses in this industry of
$14.1 million. Spreading this cost
among the carriers that qualify as small
businesses results in a per-carrier cost of
$39.48.
While these amounts do not represent
a significant cost to the industry as a
whole, or even the small business
portion of it, it should be noted that the
impacts are not spread evenly among all
small businesses in the industry. Many
small businesses in the industry would
bear no additional costs from this rule,
but a subset that employs drivers who
do not meet current physical
qualification standards would bear a
cost of $1,600 for each driver they
would have to replace. This may
represent a significant cost to a small
motor carrier employing only one or two
drivers operating on a slim margin.
However, the alternative is to continue
allowing drivers who do not meet
current FMCSA physical qualification
requirements to operate CMVs in
commerce, which would compromise
public safety. The FMCSA does not see
a way to reduce the impacts of this
requirement to small businesses in the
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industry without compromising public
safety.
The rule would, at a maximum, affect
8,800 motor carriers that qualify as
small businesses. These carriers
represent approximately 2.5 percent of
small entities in the industry. While the
costs to affected motor carriers may be
significant, the total number of affected
small entities does not appear to be
significant when compared to the size of
the industry and the number of small
entities in the industry. Furthermore,
this rule does not impose new physical
requirements on drivers, but only
enhances detection of drivers who do
not meet current physical qualification
requirements. These drivers are out of
compliance with current requirements,
and therefore should not be operating
CMVs in commerce. Whether the cost of
replacing these drivers should be
considered as a cost of this rule is
therefore debatable. However, the
improvement in enforcement would
impact the industry, so we have
accounted for it here.
Another group of businesses that may
be impacted by this rule change are the
offices of health care providers who
currently conduct driver medical
examinations. Driver examinations
would be conducted primarily by nurse
practitioners, general internal and
family physicians, and physician’s
assistants. Combining these groups
yields a total of 317,000 health care
providers who might perform driver
physical examinations on a regular
basis. In order to qualify as a small
business, a physician’s office must bring
in $9 million or less in revenue
annually.5 The small-business threshold
for nurse practitioners and physician
assistants is $6.5 million. According to
the American Academy of Family
Physicians, the average gross revenue of
family medical practices is $360,000 per
year. However, it should be noted that
many physicians and other medical
professionals work for larger health care
organizations such as HMOs and
hospital outpatient care facilities. These
larger organizations would have
revenues exceeding the threshold for
small businesses established by the
Small Business Administration. Still,
the vast majority of family care practices
are likely to qualify as small businesses.
Our best estimate is that 90 percent of
the firms in this subset of the health
care industry are small businesses. We
estimate that these private health care
practices have an average of 5 health
care providers per firm. Given this
average, there are likely to be in the
neighborhood of 317,000/5 = 63,400
5 Ibid.
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firms. Ninety percent of this number is
57,060. This is the number of firms that
could potentially be impacted by this
rule. We do not anticipate that the
effects of this rule on firms in the health
care industry would be large enough to
be considered significant.
Executive Order 12372
(Intergovernmental Review)
Unfunded Mandates Reform Act of 1995
Privacy Impact Assessment
This rulemaking would not impose an
unfunded Federal mandate, as defined
by the Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1532, et seq.), that
would result in the expenditure by
State, local, and tribal governments, in
the aggregate, or by the private sector, of
$128.2 (2005 dollars) million or more in
any 1 year.6
FMCSA conducted a privacy impact
assessment of this proposed rule as
required by section 522(a)(5) of division
H of the FY 2005 Omnibus
Appropriations Act, Public Law 108–
447, 118 Stat. 2809, 3268 (Dec. 8, 2004)
[set out as a note to 5 U.S.C. § 552a]. The
assessment considers any impacts of the
proposed rule on the privacy of
information in an identifiable form and
related matters. The entire privacy
impact assessment for this proposal is
available for review in the docket.
Executive Order 12988 (Civil Justice
Reform)
This proposed action would meet
applicable standards in sections 3(a)
and 3(b)(2) of Executive Order 12988,
Civil Justice Reform, to minimize
litigation, eliminate ambiguity, and
reduce burden.
Paperwork Reduction Act
Executive Order 13045 (Protection of
Children)
The FMCSA has analyzed this
proposed action under Executive Order
13045, Protection of Children from
Environmental Health Risks and Safety
Risks. We have determined
preliminarily that this rulemaking
would not concern an environmental
risk to health or safety that may
disproportionately affect children.
Executive Order 12630 (Taking of
Private Property)
This proposed rulemaking would not
effect a taking of private property or
otherwise have taking implications
under Executive Order 12630,
Governmental Actions and Interference
with Constitutionally Protected Property
Rights.
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Executive Order 13132 (Federalism)
This proposed action has been
analyzed in accordance with the
principles and criteria contained in
Executive Order 13132. The FMCSA has
preliminarily determined that this
rulemaking would have no significant
cost or other effect on or for States.
States would have policy-making
discretion. Nothing in this document
would preempt any State law or
regulation.
6 The accompanying Regulatory Evaluation for
this NPRM presents costs and benefits in inflationadjusted 2005 dollars. The $128.2 million figure
was derived by inflation adjusting the $100 million
cap in the original Act from 1995 to 2005 dollars
using the Consumer Price Index.
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The regulations implementing
Executive Order 12372 regarding
intergovernmental consultation on
Federal programs and activities do not
apply to this program.
This proposal contains the following
new information collection
requirements. As required by the
Paperwork Reduction Act of 1995 (PRA)
(44 U.S.C. 3507(d)), FMCSA has
submitted the information requirements
associated with this proposal to the
Office of Management and Budget for its
review.
Title: National Registry of Certified
Medical Examiners (NRCME).
Summary: Under SAFETEA–LU, the
Secretary of Transportation is required
to establish and maintain a current
national registry of medical examiners
who are qualified to perform
examinations and issue medical
certificates that verify whether a CMV
driver’s health meets FMCSA standards.
In addition, section 4116(b) of
SAFETEA–LU requires that the medical
examinations of CMV operators be
performed by medical examiners who
have received training in physical and
medical examination standards, and,
after the NRCME is established, are
listed on the NRCME. SAFETEA–LU
also requires medical examiners to
electronically transmit the name of the
applicant and FMCSA numerical
identifier for any completed Medical
Examination Report required under
§ 391.43 to the Chief Medical Examiner
on a monthly basis.
Once the NRCME program is
implemented, FMCSA would accept
medical examinations performed only
by certified medical examiners listed on
the NRCME, as required by law. The
NRCME program would require medical
examiners to complete training
developed from standardized
curriculum specifications and pass a
national certification test. The
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procedures used to develop and
maintain the quality of the program are
expected to be in accordance with
national accreditation standards for
certification programs established by the
National Commission of Certifying
Agencies (NCCA), the accreditation arm
of the National Organization for
Competency Assurance (NOCA).
Third-party requirements of this
information collection are being
considered since State laws are
generally in substantial conformity with
the Federal regulations for medical
qualifications of commercial drivers.
Consequently, the estimate of the
number of CMV drivers (respondents)
covered by this information collection
reflects both interstate drivers subject to
the Federal Motor Carrier Safety
Regulations (FMCSRs) and intrastate
drivers subject to compatible State
regulations. Although Federal
regulations do not require States to
comply with the medical requirements
in the FMCSRs, most States do mirror
the Federal requirements; therefore, we
are including intrastate drivers, which is
consistent with other FMCSA
information collections, to accurately
reflect the burden of this information
collection.
Close tracking and monitoring of
certification activities and medical
outcomes are crucial, and the NPRM
addresses the information collection
aspects of NRCME implementation.
To this end, the NPRM requires
medical examiners to submit three types
of data:
(1) Medical Examiner Application
and Test Results Data: To be listed on
the NRCME, medical examiners must
first pass a certification test to ensure
that they demonstrate an established
level of competency. Private-sector
testing organizations would collect data
from medical examiners as the medical
professionals apply to take this
certification test. Data elements required
of medical examiners at the time of
application would include (but not be
limited to) professional contact and
identifying information such as job title,
address, and training and State licenses
obtained. This information would be
collected each time the medical
examiner applies to sit for the
certification test, and updated with
FMCSA as needed. Test results data
would include total test score and
responses for each test item. Privatesector testing organizations would
regularly transmit medical examiner
application and test results data
electronically to FMCSA for inclusion
in a centralized, confidential database.
(2) CMV Driver Examination Data:
Once every calendar month, each
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medical examiner listed on the NRCME
would be required to transmit to
FMCSA (via the Chief Medical
Examiner) the following information
about each CMV driver examined
during the previous month: name,
FMCSA numerical identifier, date of
examination, an indication of the
examination outcome (for example,
‘‘medically qualified’’), and date of
expiration of the driver’s medical
certification, if issued. Data would be
submitted electronically via a secure
FMCSA-designated Web site, e-mail
address, or facsimile number. In order to
be listed on and to continue
participation in the NRCME, medical
examiners would need to comply with
this requirement on a monthly basis.
(3) Medical Examination Reports and
Medical Examiner’s Certificates: This
NPRM would require medical
examiners to provide copies of Medical
Examination Reports and medical
examiner’s certificates to authorized
representatives of FMCSA or authorized
State or local enforcement agency
representatives. These documents
contain the driver’s social security
number, date of birth, driver license
number, and health and medical
information.
Use of information collected: This
proposal would support the information
needs of the FMCSA in three different
ways:
(1) Medical Examiner Test
Application Data: These data would
allow for the matching of
documentation with verification of
identity and testing eligibility (for
example, proof of State licensure,
registration or certification that allows
performance of medical examinations,
and completion of training by an
accredited training provider. This
information would also be utilized to
track participant test taking trends as
well as provide respondents with test
results and follow-up information.
It is important to note that there is
currently no mechanism for identifying
medical examiners conducting CMV
driver medical examinations. The size
of this population, as well as
characteristics related to their training
and location, for example, is not known.
This database would therefore serve as
the only resource containing this
information for all certified medical
examiners in the United States.
Ultimately, these data would therefore
be used to provide CMV drivers with
contact information for those medical
professionals who have passed the
certification test; that is, this
information would provide the content
for the actual NRCME listing. In some
cases, this medical examiner
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information would be needed to address
removals from the NRCME.
(2) CMV Driver Examination Data:
CMV driver examination data are
intended to serve a monitoring function.
First, these would be the only
centralized, consistent national data that
would enable FMCSA to link medical
examiners to the examinations they
have conducted. In addition, this would
be the first national database that
would, after several years of
implementation, contain CMV driver
medical examination certification
outcomes.
(3) Medical Examination Reports and
Medical Examiner’s Certificates:
Medical Examination Reports and
medical examiner’s certificates must be
available to an authorized representative
of FMCSA or an authorized Federal,
State or local enforcement agency
representative in order to determine
whether a medical examiner has issued
a medical certificate to a driver who
fails to meet the applicable FMCSA
medical standards. Failure to properly
apply FMCSA medical standards may
result in removal from the NRCME.
Medical examiner’s certificates provide
additional documentation to determine
proper application of FMCSA medical
standards by linking the medical
examiner to both the medical
examination and the driver medical
certification decision, and to ensure the
certification decision matches the
information in the medical examination
and the certificate is completed
correctly.
Respondents (including number of):
The likely respondents to this proposed
information requirement are 40,000
medical examiners from medical
professions who are believed to conduct
the majority of current CMV driver
medical examinations (advanced
practice nurses, doctors of chiropractic,
doctors of osteopathy, medical doctors
and physician assistants) and one or
more national private-sector testing
organizations that deliver the
certification test. We are unable to
estimate the number of private-sector
organizations that might wish to
perform testing.
Frequency: FMCSA estimates each of
the respondents would provide medical
examiner test application data every 6
years and updated information as
needed, and would provide CMV driver
examination data a maximum of 12
times per year. It is estimated that an
average of approximately 13,333
medical examiners will apply to take
the certification test annually for the
first 3 years of NRCME implementation.
It is estimated that one or more testing
organizations will deliver the FMCSA
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medical examiner certification test to
13,333 medical examiners annually for
the first 3 years following
implementation of the NRCME program.
It is projected that medical examiners
would file 4,600,000 medical examiner’s
certificates per year and that authorized
representatives of FMCSA or authorized
State or local enforcement agency
representatives would request medical
examiners to provide copies of the
Medical Report Form and the medical
examiner’s certificate 2,100 times a year.
Annual Burden Estimate: This
proposal would result in an annual
recordkeeping and reporting burden as
follows:
FMCSA estimates that the total
annual burden hours for the collection
of the medical examiner test application
data is 1,111 hours [13,333 applicants ×
5 minutes/60 minutes per response =
1,111 hours]. This annual burden
includes medical examiner time for
submitting the application data to the
private-sector testing organizations.
It is estimated that it will take privatesector testing organization personnel 5
minutes per medical examiner to collect
and upload to FMCSA application data
and test results. FMCSA estimates that
the total annual burden hours for
private-sector testing organizations to
collect medical examiner application
data and send medical examiner
application and test results data to
FMCSA is 1,111 hours [13,333
applicants × 5 minutes/60 minutes per
medical examiner = 1,111 hours].
The transmission of CMV driver
examination data would require
approximately 46,000 hours of medical
examiner administrative personnel time
on a yearly basis, consisting of 8,000
hours for report filing (40,000 registered
medical examiners × 1 minute/60
minutes to file a report × 12 reports per
year = 8,000 hours) and 38,000 hours for
data entry (4,600,000 reports × 30
seconds/3600 seconds to enter each
driver’s examination data elements =
approximately 38,000 hours). Total
hours for report filing and data entry is
8,000 hours + 38,000 hours = 46,000
hours]. It is estimated that it would take
medical examiner administrative
personnel 30 seconds to file the medical
examiner’s certificate. This would
require approximately 38,000 hours of
medical examiner administrative
personnel time on a yearly basis
[4,600,000 examinations × 30 seconds/
3600 seconds per certificate = 38,000
hours].
It is estimated that it will take medical
examiner administrative personnel 5
minutes to provide both the Medical
Examination Report and the medical
examiner’s certificate to FMCSA or an
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authorized State or local enforcement
agency representative upon request, so
this would require approximately 175
hours of administrative personnel time
on a yearly basis [2,100 requests × 5
minutes/60 minutes per response = 175
hours].
The total estimated annual
recordkeeping and time burden for these
medical requirement components is
approximately 86,397 hours.
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The agency is soliciting comments to—
(1) Evaluate whether the proposed
information requirement is necessary for
the proper performance of the functions
of the Agency, including whether the
information would have practical
utility;
(2) Evaluate the accuracy of the
Agency’s estimate of the burden;
(3) Enhance the quality, utility, and
clarity of the information to be
collected; and
(4) Minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology.
Individuals and organizations may
submit comments on the information
collection requirement by January 30,
2009, and should direct them to the
address listed in the ADDRESSES section
of this document. Comments also
should be submitted to the Office of
Information and Regulatory Affairs,
Office of Management and Budget, New
Executive Building, Room 10202, 725
17th Street, NW., Washington, DC
20053, Attention: Desk Officer for the
Department of Transportation.
According to the 1995 amendments to
the Paperwork Reduction Act
(implemented by 5 CFR
1320.8(b)(2)(vi)), an agency may not
collect or sponsor the collection of
information, nor may it impose an
information collection requirement
unless it displays a currently valid OMB
control number. The OMB control
number for this information collection
would be published in the Federal
Register, after the Office of Management
and Budget approves it.
National Environmental Policy Act
The Agency analyzed this proposed
rule for the purpose of the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321 et seq.) and
determined under our environmental
procedures Order 5610.1, issued March
1, 2004 (69 FR 9680), that this action
requires an Environmental Assessment
(EA) to determine if a more extensive
Environmental Impact Statement (EIS)
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will be required. The FMCSA prepared
an EA and placed it in the docket for
this rulemaking. The EA found that
there are no significant negative impacts
expected from the result of the proposed
actions. Although minor congestion and
air emission impacts are discussed in
the EA, the impacts are minimal and are
not expected to alter the Nation’s
highway congestion or air emissions
from roadway or air transportation
vehicles. In addition, while not
quantified in this analysis, minor
benefits to the environment from
reducing CMV crashes are expected.
We have also analyzed this rule under
the Clean Air Act, as amended (CAA),
section 176(c) (42 U.S.C. 7401 et seq.),
and implementing regulations
promulgated by the Environmental
Protection Agency. Approval of this
action is exempt from the CAA’s
General conformity requirement since it
involves rulemaking and policy
development and issuance.
Executive Order 13211 (Energy Effects)
We have analyzed this proposed
action under Executive Order 13211,
Actions Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use. We have
determined preliminarily that it would
not be a ‘‘significant energy action’’
under that Executive Order because it
would not likely have a significant
adverse effect on the supply,
distribution, or use of energy.
List of Subjects
49 CFR Part 390
Highway safety, Intermodal
transportation, Motor carriers, Motor
vehicle safety, Reporting and
recordkeeping requirements.
49 CFR Part 391
Alcohol abuse, Drug abuse, Drug
testing, Highway safety, Motor carriers,
Reporting and recordkeeping
requirements, Safety, Transportation.
In consideration of the foregoing,
FMCSA proposes to amend title 49,
Code of Federal Regulations, parts 390
and 391, as follows:
PART 390—FEDERAL MOTOR
CARRIER SAFETY REGULATIONS;
GENERAL
1. The authority citation for part 390
is revised to read as follows:
Authority: 49 U.S.C. 508, 13301, 13902,
31132, 31133, 31136, 31149, 31502, 31504,
and sec. 204, Pub. L. 104–88, 109 Stat. 803,
941 (49 U.S.C. 701 note); sec. 114, Pub. L.
103–311, 108 Stat. 1673, 1677; sec. 217, Pub.
L. 106–159, 113 Stat. 1748, 1767; and 49 CFR
1.73.
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2. Amend § 390.5 by revising the
definition of ‘‘medical examiner’’ to
read as follows:
§ 390.5
Definitions.
*
*
*
*
*
Medical examiner means the
following:
(1) Except as provided in paragraph
(2) of this definition, for medical
examinations conducted before [Date 3
years after the effective date of the final
rule], a person who is licensed,
certified, and/or registered, in
accordance with applicable State laws
and regulations, to perform physical
examinations. The term includes but is
not limited to, doctors of medicine,
doctors of osteopathy, physician
assistants, advanced practice nurses,
and doctors of chiropractic.
(2) For medical examinations
conducted on and after [Date 2 years
after the effective date of the final rule]
and for medical examination of persons
employed by motor carriers who employ
50 or more CMV drivers, an individual
certified by FMCSA and listed on the
National Registry of Certified Medical
Examiners in accordance with subpart D
of this part.
(3) For medical examinations
conducted on and after [Date 3 years
after the effective date of the final rule],
an individual certified by FMCSA and
listed on the National Registry of
Certified Medical Examiners in
accordance with subpart D of this part.
*
*
*
*
*
3. Add subpart D, consisting of
§§ 390.101 through 390.115, to read as
follows:
Subpart D—National Registry of Certified
Medical Examiners
390.101 Scope.
390.103 Eligibility requirements for medical
examiner certification.
390.105 Medical examiner training
programs.
390.107 Medical examiner certification
testing.
390.109 Issuance of the FMCSA medical
examiner certification credential.
390.111 Requirements for continued listing
on the National Registry of Certified
Medical Examiners.
390.113 Reasons for removal from the
National Registry of Certified Medical
Examiners.
390.115 Procedure for removal from the
National Registry of Certified Medical
Examiners.
Subpart D—National Registry of
Certified Medical Examiners
§ 390.101
Scope.
The rules in this subpart establish the
minimum qualifications for FMCSA
certification of a medical examiner and
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for listing the examiner on the FMCSA’s
National Registry of Certified Medical
Examiners. The National Registry of
Certified Medical Examiners program is
designed to improve highway safety and
driver health by requiring that medical
examiners be trained and certified to
determine effectively whether an
interstate CMV driver meets FMCSA
physical qualification standards under
part 391 of this chapter. One component
of the National Registry of Certified
Medical Examiners program is the
registry itself, which is a national
database of names and contact
information for medical examiners who
are authorized by FMCSA to perform
CMV driver medical examinations.
§ 390.103 Eligibility requirements for
medical examiner certification.
(a) To receive medical examiner
certification from FMCSA a
person must—
(1) Be licensed, certified, or registered
in accordance with applicable State
laws and regulations to perform
physical examinations. The applicant
may be an advanced practice nurse,
doctor of chiropractic, doctor of
medicine, doctor of osteopathy,
physician assistant, or other medical
professional authorized by applicable
State laws and regulations to perform
physical examinations.
(2) Have completed a training
program that meets the requirements of
§ 390.105.
(3) Have passed the FMCSA medical
examiner certification test administered
by a testing organization that meets the
requirements of § 390.107 and that has
electronically forwarded to FMCSA the
applicant’s completed test and
application information contained in
appendix A of this part.
(b) To renew medical examiner
certification a medical examiner must
remain qualified under paragraph (a)(1)
of this section and complete additional
testing and training as required by
§ 390.111(a)(5).
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§ 390.105 Medical examiner training
programs.
An applicant for medical examiner
certification must complete a training
program that:
(a) Is conducted by a training provider
that:
(1) Is accredited by a nationallyrecognized medical profession
accrediting organization to provide
continuing education units; and
(2) Meets the following administrative
requirements:
(i) Provides training participants with
proof of participation.
(ii) Provides FMCSA point of contact
information to training participants.
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(iii) Complies with section 508 of the
Rehabilitation Act (29 U.S.C. 794d).
(b) Meets the core curriculum
specifications established by FMCSA for
medical examiner training. The
curriculum must, at a minimum,
include the following topics:
(1) Background, rationale, mission,
and goals of the FMCSA medical
examiner’s role in reducing crashes,
injuries, and fatalities involving
commercial motor vehicles.
(2) Familiarization with the
responsibilities and work environment
of commercial motor vehicle operation.
(3) Identification of the driver and
obtaining, reviewing, and documenting
driver medical history, including
prescription and over-the-counter
medications.
(4) Performing, reviewing, and
documenting the driver’s medical
examination.
(5) Performing, obtaining, and
documenting additional diagnostic tests
or medical opinion from a medical
specialist or treating physician.
(6) Informing and educating the driver
about medications and nondisqualifying medical conditions that
require remedial care.
(7) Determining driver certification
outcome and period for which
certification should be valid.
(8) FMCSA reporting and
documentation requirements.
§ 390.107
testing.
Medical examiner certification
An applicant for medical examiner
certification or recertification must
apply, in accordance with the minimum
specifications identified in the list of
application data elements in appendix
A of this part, to a testing organization
that meets the following criteria:
(a) The testing organization has
documented policies and procedures to:
(1) Use secure protocols to access,
process, store, and transmit all test
items, test forms, test data, and
candidate information and ensure
access by authorized personnel only.
(2) Ensure testing environments are
reasonably comfortable and have
minimal distractions.
(3) Prevent to the greatest extent
practicable the opportunity for a test
taker to attain a passing score by
fraudulent means.
(4) Ensure that test center staff who
interact with and proctor examinees or
provide technical support have
completed formal training, demonstrate
competency, and are monitored
periodically for quality assurance in
testing procedures.
(5) Accommodate testing of
individuals with disabilities or
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73143
impairments to minimize the effect of
the disabilities or impairments while
maintaining the security of the test and
data.
(b) The testing organization has
submitted its documented policies and
procedures as defined in paragraph (a)
of this section to FMCSA; and agreed to
future reviews by FMCSA to ensure
compliance with the criteria listed in
this section.
§ 390.109 Issuance of the FMCSA medical
examiner certification credential.
Upon compliance with the
requirements of §§ 390.103–390.107,
FMCSA will issue to a medical
examiner an FMCSA medical examiner
certification credential with a unique
National Registry Number and will add
the medical examiner’s name to the
National Registry of Certified Medical
Examiners. The certification and the
listing on the National Registry of
Certified Medical Examiners will expire
6 years after the date of issuance of the
certification credential.
§ 390.111 Requirements for continued
listing on the National Registry of Certified
Medical Examiners.
(a) To continue to be listed on the
National Registry of Certified Medical
Examiners, each medical examiner
must:
(1) Continue to meet the requirements
of this subpart and the applicable
requirements of part 391 of this chapter.
(2) Report to FMCSA any changes in
the information submitted under
§ 390.107 within 30 days of the change.
(3) Continue to be licensed, certified,
or registered, and authorized to perform
physical examinations, in accordance
with the applicable laws and regulations
of each State in which the medical
examiner performs examinations.
(4) Maintain documentation of State
licensing, registration, or certification to
perform physical examinations for each
State in which the examiner performs
examinations and completion of all
training required by this section and
§ 390.105, and make this documentation
available to an authorized representative
of the FMCSA or an authorized
representative of Federal, State or local
government. The medical examiner
must provide this documentation within
48 hours of the request for
investigations and within 10 days of
request for regular audits of eligibility.
(5) Maintain medical examiner
certification by completing training and
testing according to the following
schedule:
(i) No sooner than 2 years and no later
than 3 years after the date of issuance
of the medical examiner certification
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credential, complete periodic training as
specified by FMCSA.
(ii) No sooner than 5 years and no
later than 6 years after the date of
issuance of the medical examiner
certification credential:
(A) Complete periodic training as
specified by FMCSA, except, in
alternating 6 year periods, complete the
training required by § 390.103(a)(2); and
(B) Pass the test required by
§ 390.103(a)(3).
(b) FMCSA will issue a new medical
examiner certification credential to a
medical examiner who complies with
paragraphs (a)(1) through (4) of this
section and who successfully completes
the training and testing as required by
paragraphs (a)(5)(i) and (ii) of this
section.
§ 390.113 Reasons for removal from the
National Registry of Certified Medical
Examiners.
The FMCSA may remove a medical
examiner from the National Registry of
Certified Medical Examiners. The
reasons for removal may include, but
are not limited to:
(a) The medical examiner fails to
comply with the requirements for
continued listing on the National
Registry of Certified Medical Examiners,
as described in § 390.111.
(b) The FMCSA finds the medical
examiner has made errors or omissions,
or finds other indications of improper
certification in completed Medical
Examination Reports or medical
examiner’s certificates.
(c) The FMCSA determines the
medical examiner issued a medical
examiner’s certificate to an operator of
a commercial motor vehicle who failed
to meet the applicable standards at the
time of the examination.
(d) The medical examiner fails to
comply with the examination
requirements in § 391.43 of this chapter.
(e) The medical examiner falsely
claims to have completed training in
physical and medical examination
standards as required by this subpart.
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§ 390.115 Procedure for removal from the
National Registry of Certified Medical
Examiners.
(a) Voluntary removal. To be
voluntarily removed from the National
Registry of Certified Medical Examiners,
a medical examiner must submit a
request to the FMCSA Director of
Medical Programs. Except as provided
in paragraph (b) of this section, the
Director will accept the request and the
removal will become effective
immediately. However, on and after the
date of issuance of a notice of proposed
removal from the National Registry, as
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described in paragraph (b) of this
section, the Director will not approve
the medical examiner’s request for
voluntary removal from the National
Registry.
(b) Notice of proposed removal.
Except as provided by paragraphs (a)
and (e) of this section, FMCSA initiates
the process for removal of a medical
examiner from the National Registry of
Certified Medical Examiners by issuing
a written notice of proposed removal to
the medical examiner, stating the
reasons that removal is proposed under
§ 390.113 and any corrective actions
necessary for the medical examiner to
remain listed on the National Registry.
(c) Response to notice of proposed
removal and corrective action. A
medical examiner who has received a
notice of proposed removal from the
National Registry of Certified Medical
Examiners must submit any written
response to the Director of Medical
Programs, no later than 30 days after the
date of issuance of the notice of
proposed removal. The response must
indicate either that the medical
examiner believes FMCSA has relied on
erroneous reasons, in whole or in part,
in proposing removal from the National
Registry, as described in paragraph
(c)(1) of this section, or that the medical
examiner will comply and take any
corrective action specified in the notice
of proposed removal, as described in
paragraph (c)(2) of this section.
(1) Opposing a notice of proposed
removal. If the medical examiner
believes FMCSA to have relied on an
erroneous reason, in whole or in part, in
proposing removal from the National
Registry of Certified Medical Examiners,
the medical examiner must explain why
an erroneous reason has been relied on
in proposing the removal. The Director
will review the explanation.
(i) If the Director finds FMCSA has
relied on a wholly erroneous reason for
proposing removal from the National
Registry, the Director will withdraw the
notice of proposed removal and notify
the medical examiner in writing of the
determination. If the Director finds
FMCSA has relied on a partly erroneous
reason for proposing removal from the
National Registry, the Director will
modify the notice of proposed removal
and notify the medical examiner in
writing of the determination. No later
than 60 days after the date the Director
modifies a notice of proposed removal,
the medical examiner must comply with
this subpart and correct the deficiencies
identified in the modified notice of
proposed removal as described in
paragraph (c)(2) of this section.
(ii) If the Director finds FMCSA has
not relied on an erroneous reason in
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proposing removal, the Director will
affirm the notice of proposed removal
and notify the medical examiner in
writing of the determination. No later
than 60 days after the date the Director
affirms the notice of proposed removal,
the medical examiner must comply with
this subpart and correct the deficiencies
identified in the notice of proposed
removal as described in paragraph (c)(2)
of this section.
(iii) If the medical examiner does not
submit a written response within 30
days of the date of issuance of a notice
of proposed removal, the removal
becomes effective and the medical
examiner is immediately removed from
the National Registry of Certified
Medical Examiners.
(2) Compliance and corrective action.
(i) The medical examiner must comply
with this subpart and complete the
corrective actions specified in the notice
of proposed removal no later than 60
days after either the date of issuance of
the notice of proposed removal or the
date the Director of Medical Programs
affirms or modifies the notice of
proposed removal, whichever is later.
The medical examiner must provide
documentation of compliance and
completion of the corrective actions to
the Director. The Director may conduct
any investigations and request any
documentation necessary to verify that
the medical examiner has complied
with this subpart and completed the
required corrective action(s). The
Director will notify the medical
examiner in writing whether he or she
has met the requirements to continue to
be listed on the National Registry.
(ii) If the medical examiner fails to
complete the proposed corrective
action(s) within the 60-day period, the
removal becomes effective and the
medical examiner is immediately
removed from the National Registry.
The Director will notify the medical
examiner in writing that he or she has
been removed from the National
Registry.
(3) At any time before a notice of
proposed removal from the National
Registry becomes final, the recipient of
the notice of proposed removal and the
Director may resolve the matter by
mutual agreement.
(d) Request for administrative review.
If a person has been removed from the
National Registry of Certified Medical
Examiners under paragraph (c)(1)(iii),
(c)(2)(ii), or (e) of this section, that
person may request an administrative
review no later than 30 days after the
date the removal becomes effective. The
request must be submitted in writing to
the FMCSA Associate Administrator for
Policy and Program Development. The
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request must explain the error(s)
committed in removing the medical
examiner from the National Registry of
Certified Medical Examiners, and
include a list of all factual, legal, and
procedural issues in dispute, and any
supporting information or documents.
(1) Additional procedures for
administrative review. The Associate
Administrator may ask the person to
submit additional data or attend a
conference to discuss the removal. If the
person does not provide the information
requested, or does not attend the
scheduled conference, the Associate
Administrator may dismiss the request
for administrative review.
(2) Decision on administrative review.
The Associate Administrator will
complete the administrative review and
notify the person in writing of the
decision. The decision constitutes final
Agency action.
(e) Emergency removal. In cases of
either willfulness or in which public
health, interest, or safety requires, the
provisions of paragraph (b) of this
section are not applicable and the
Director of Medical Programs may
immediately remove a medical
examiner from the National Registry and
invalidate the certification credential
issued under § 390.109. A person who
has been removed under the provisions
of this paragraph may request an
administrative review of that decision as
described under paragraph (d) of this
section.
(f) Reinstatement on the National
Registry of Certified Medical Examiners.
No sooner than 30 days after the date of
removal from the National Registry of
Certified Medical Examiners, a person
who has been removed may apply to the
Director of Medical Programs to be
reinstated. The person must provide
documentation showing compliance
with all the requirements of § 390.103(a)
and completion of any additional
corrective actions required in the notice
of proposed removal. A person who has
been voluntarily removed may be
reinstated by the Director of Medical
Programs after providing documentation
showing proof of compliance with the
requirements of § 390.111.
(g) Effect of final decision by FMCSA.
If a person is removed from the National
Registry of Certified Medical Examiners
under paragraph (c) or (e), or a removal
is affirmed under paragraph (d), of this
section, the person’s listing is removed
and the certification credential issued
under § 390.109 is no longer valid.
However, the removed person’s
information remains publicly available
for 3 years, with an indication that the
person is no longer listed on the
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National Registry of Certified Medical
Examiners as of the date of removal.
4. Add appendix A, Medical
Examiner Application Data Elements, to
part 390 to read as follows:
Appendix A of Part 390—Medical
Examiner Application Data Elements
The following minimum data elements
must be included in the application for
medical examiner certification as specified
by § 390.107:
1. Date of application.
2. Full Name.
3. Medical profession (Advanced Practice
Nurse (APN), Doctor of Chiropractic (DC),
Doctor of Osteopathy (DO), Medical Doctor
(MD), Physician Assistant (PA), etc.).
4. Job title, if applicable (e.g., Director of
* * *, etc.).
5. Current employer.
6. Employer mailing address.
7. Employer phone number.
8. Employer fax number.
9. Employer e-mail.
10. Business address (street, city, state, and
zip code, if different from employer mailing
address; P.O. Box is not sufficient).
11. Business phone number(s).
12. Business fax number(s).
13. Business e-mail.
14. Medical license, certificate, or
registration number(s) and State(s) where
issued.
15. Expiration date of State license(s),
registration(s), or certification(s).
16. Statement self-certifying completion of
training required by § 390.103(a) or (b).
17. Date training completed.
18. Training provider and address.
19. Group that accredited the training.
20. Type of certification: Initial—
Recertification—Reinstatement.
21. Statement of capability and willingness
to comply with FMCSA requirement to
electronically transmit to FMCSA once every
calendar month the following information
about each person examined under part 391,
subpart E, of this chapter:
• Name.
• FMCSA numerical identifier.
• Date of examination.
• An indication of whether the person was
found to be medically qualified, medically
unqualified, or temporarily disqualified.
• Date of expiration of medical examiner’s
certificate, if applicable.
22. Statement agreeing to provide copies of
certification of completion of training, and
State license(s), certificate(s), or
registration(s) to perform physical
examinations to an authorized representative
of FMCSA or to an authorized State or local
enforcement agency representative upon
request.
23. Statement affirming all information
provided is true.
PART 391—QUALIFICATIONS OF
DRIVERS AND LONGER
COMBINATION VEHICLE (LCV)
DRIVER INSTRUCTORS
5. Revise the authority citation for
part 391 to read as follows:
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Authority: 49 U.S.C. 322, 504, 508, 31133,
31136, 31149, and 31502; Sec. 4007(b) of
Pub. L. 102–240 (105 Stat. 2152); Sec. 114,
Pub. L. 103–311 (108 Stat. 1673, 1677); and
49 CFR 1.73.
6. Add § 391.42 to read as follows:
§ 391.42 Schedule for use of medical
examiners listed on the National Registry of
Certified Medical Examiners.
(a) On and after [Date 2 years after the
effective date of the final rule] each
medical examination required under
this subpart for persons who are
employed by motor carriers that employ
50 or more drivers of CMVs, as defined
in § 390.5 of this chapter, must be
conducted by a medical examiner who
is listed on the National Registry of
Certified Medical Examiners.
(b) On and after [Date 3 years after the
effective date of the final rule] each
medical examination required under
this subpart must be conducted by a
medical examiner who is listed on the
National Registry of Certified Medical
Examiners.
7. Amend § 391.43 by revising
paragraph (a), paragraph (g), and the
introductory text and the form in
paragraph (h), and adding paragraph (i)
to read as follows:
§ 391.43 Medical examination; certificate
of physical examination.
(a) Except as provided by paragraph
(b) of this section and by § 391.42, the
medical examination must be performed
by a medical examiner listed on the
National Registry of Certified Medical
Examiners under subpart D of part 390
of this chapter.
*
*
*
*
*
(g) Upon completion of the medical
examination required by this subpart:
(1) The medical examiner must date
and sign the Medical Examination
Report and provide his or her full name,
office address, and telephone number
on the Report.
(2) If the medical examiner finds that
the person is physically qualified to
drive a commercial motor vehicle in
accordance with § 391.41(b), he or she
must complete a certificate in the form
prescribed in paragraph (h) of this
section and furnish one copy to the
person who was examined and one copy
to the motor carrier that employs the
person examined.
(3) Once every calendar month, the
medical examiner must electronically
transmit to the FMCSA Medical
Program the following information for
each Medical Examination Report
completed during the previous month,
for any driver who is required to be
examined by a medical examiner listed
on the National Registry of Certified
Medical Examiners:
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(i) Driver’s name.
(ii) Driver’s FMCSA numerical
identifier.
(iii) Date of the examination.
(iv) Whether the person was found to
be medically qualified, medically
unqualified, or temporarily disqualified.
(v) Date of expiration of medical
examiner’s certificate, if applicable.
(h) The medical examiner’s certificate
shall be substantially in accordance
with the following form. Existing forms
may be used until current printed
(i) Each original (paper or electronic)
completed Medical Examination Report
and a copy or electronic version of each
medical examiner’s certificate must be
retained on file at the office of the
medical examiner for 3 years from the
date of examination. The medical
examiner must make all records and
information in these files available to an
authorized representative of the FMCSA
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or an authorized State or local
enforcement agency representative,
within 48 hours after the request is
made.
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Issued on: November 20, 2008.
John H. Hill,
Administrator.
[FR Doc. E8–28172 Filed 11–28–08; 8:45 am]
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73147
Agencies
[Federal Register Volume 73, Number 231 (Monday, December 1, 2008)]
[Proposed Rules]
[Pages 73129-73147]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-28172]
Federal Register / Vol. 73, No. 231 / Monday, December 1, 2008 /
Proposed Rules
[[Page 73129]]
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DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Parts 390 and 391
[Docket No. FMCSA-2008-0363]
RIN 2126-AA97
National Registry of Certified Medical Examiners
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Notice of proposed rulemaking (NPRM); request for comments.
-----------------------------------------------------------------------
SUMMARY: The FMCSA proposes to establish and maintain a National
Registry of Certified Medical Examiners (NRCME) and to require that all
medical examiners who conduct medical examinations for interstate
commercial motor vehicle drivers complete certain training concerning
FMCSA physical qualification standards, pass a test to verify an
understanding of those standards, and maintain competence by periodic
training and testing. Following establishment of the NRCME and a
transition period, FMCSA would accept as valid only medical examiners'
certificates issued by medical examiners listed on the NRCME. The FMCSA
is developing the NRCME program to improve highway safety and driver
health by requiring that medical examiners be trained and certified to
determine effectively whether a commercial motor vehicle driver's
health meets FMCSA standards. The program implements requirements in 49
U.S.C. 31149 and supports FMCSA's goal to improve safety and reduce
fatalities on our Nation's highways.
DATES: Send your comments on or before January 30, 2009.
ADDRESSES: You may submit comments [identified by DOT Docket ID Number
FMCSA-2008-0363] by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the online instructions for submitting comments.
Mail: Docket Management Facility: U.S. Department of
Transportation, 1200 New Jersey Avenue, SE., West Building, Ground
Floor, Room W12-140, Washington, DC 20590-0001.
Hand Delivery or Courier: West Building, Ground Floor,
Room W12-140, 1200 New Jersey Avenue, SE., between 9 a.m. and 5 p.m.
E.T., Monday through Friday, except Federal holidays.
Fax: 202-493-2251.
Instructions: For detailed instructions on submitting comments and
additional information on the rulemaking process, see the Public
Participation heading of the SUPPLEMENTARY INFORMATION section of this
document. Note that all comments received will be posted without change
to https://www.regulations.gov, including any personal information
provided. Please see the Privacy Act heading below.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov, and follow the
online instructions for accessing the dockets, or go to the street
address listed above.
Privacy Act: Anyone is able to search the electronic form of all
comments received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (65 FR 19476) or you may visit https://DocketInfo.dot.gov.
Public participation: The Federal eRulemaking Portal is available
24 hours each day, 365 days each year. You can get electronic
submission and retrieval help and guidelines under the ``help'' section
of the Federal eRulemaking Portal Web site. If you want us to notify
you that we received your comments, please include a self-addressed,
stamped envelope or postcard, or print the acknowledgement page that
appears after submitting comments on-line.
Comments received after the comment closing date will be included
in the docket and we will consider late comments to the extent
practicable. The FMCSA may, however, issue a final rule at any time
after the close of the comment period.
FOR FURTHER INFORMATION CONTACT: Linda Phillips, Physical
Qualifications Division (MC-PSP), Federal Motor Carrier Safety
Administration, 1200 New Jersey Avenue, SE., Washington, DC 20590-0001.
Telephone (202) 366-4001. E-mail: linda.phillips@dot.gov.
SUPPLEMENTARY INFORMATION: This document is organized as follows:
I. Legal Basis for the Rulemaking
II. Background
A. Role of Medical Examiners
B. Prior Developments Related to Medical Examiners
III. General Discussion of the Proposals
A. Existing Medical Requirements and the Role of the Proposed
NRCME Program
B. Major Elements of the Proposed NRCME Program
C. Medical Examiner Training
D. Medical Examiner Certification Testing
E. Listing on the NRCME
F. Implementation of the NRCME Program
G. Changes in Medical Examination Procedures
H. Removal from the NRCME and Appeal Process
IV. Section-by-Section Discussion of the Proposals
A. Section 390.5, Definitions
B. Subpart D of part 390, National Registry of Certified Medical
Examiners
1. Section 390.101, Scope
2. Section 390.103, Eligibility requirements for medical
examiner certification
3. Section 390.105, Medical examiner training programs
4. Section 390.107, Medical examiner certification testing
5. Section 390.109, Issuance of the FMCSA medical examiner
certification credential
6. Section 390.111, Requirements for continued listing on the
NRCME
7. Section 390.113, Reasons for removal from the NRCME
8. Section 390.115, Procedure for removal from the NRCME
9. Appendix A to part 390, Medical examiner application data
elements
C. Section 391.42, Schedule for use of medical examiners listed
on the National Registry of Certified Medical Examiners
D. Section 391.43, Medical examination; certificate of physical
examination
V. Regulatory Analyses and Notices
I. Legal Basis for the Rulemaking
The primary legal basis for the National Registry of Certified
Medical Examiners (NRCME) program comes from 49 U.S.C. 31149, enacted
by section 4116(a) of the Safe, Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy for Users, Pub. L. 109-59, 119
Stat. 1726 (Aug. 10, 2005) (SAFETEA-LU). Subsection (d) of this section
provides that:
The Secretary, acting through the Federal Motor Carrier Safety
Administration--
(1) shall establish and maintain a current national registry of
medical examiners who are qualified to perform examinations and
issue medical certificates;
(2) shall remove from the registry the name of any medical
examiner that fails to meet or maintain the qualifications
established by the Secretary for being listed in the registry or
otherwise does not meet the requirements of this section or
regulation issued under this section;
(3) shall accept as valid only medical certificates issued by
persons on the national registry of medical examiners; and
(4) may make participation of medical examiners in the national
registry voluntary if such a change will enhance the safety of
operators of commercial motor vehicles.
In addition to implementing the provisions in subsection (d), which
specifically directs the establishment of a national registry of
qualified medical examiners, FMCSA proposes to implement through this
rulemaking certain other provisions from new section 31149 related to a
national
[[Page 73130]]
registry. First, subsection (c) requires FMCSA, with the advice of the
Medical Review Board and Chief Medical Examiner (established by
subsections (a) and (b), respectively), to develop, as appropriate,
specific courses and materials for training required for medical
examiners to be listed on a national registry. Medical examiners would
be required to undergo initial and periodic training and testing in
order to be listed on the national registry. (Section
31149(c)(1)(A)(ii) and (D)). Second, FMCSA would also implement
requirements for medical examiners to transmit to FMCSA on a monthly
basis certain information about completed Medical Examination Reports
of commercial motor vehicle (CMV) drivers. (Section 31149(c)(1)(E)).
Third, the proposed rule would require medical examiners to provide to
FMCSA copies of Medical Examination Reports and medical examiner's
certificates within 48 hours of the request, to enable FMCSA to
investigate patterns of errors or improper certification by medical
examiners, in accordance with 49 U.S.C. 31149(c)(2). Finally, the
proposed rule would establish the procedures and grounds for removal of
medical examiners from the national registry, as authorized by section
31149(c)(2) and (d)(2).
SAFETEA-LU also revised the statutory minimum standards for the
regulation of CMV safety to ensure that medical examinations of CMV
drivers are ``performed by medical examiners who have received training
in physical and medical examination standards and, after the national
registry maintained by the Department of Transportation * * * is
established, are listed on such registry.'' (49 U.S.C. 31136(a)(3), as
amended by section 4116(b) of SAFETEA-LU). The statute continues to
require FMCSA, in developing its regulations, to consider both the
effect of driver health on the safety of CMV operations and the effect
of such operations on driver health (49 U.S.C. 31136(a)).
In addition to its general rulemaking authority in 49 U.S.C.
31136(a), FMCSA is specifically authorized by section 31149(e) to
``issue such regulations as may be necessary to carry out this
section.'' Authority to establish and implement the NRCME program has
been delegated to the Administrator of FMCSA. (Section 1.73(g) of Title
49, Code of Federal Regulations (49 CFR)).
II. Background
A. Role of Medical Examiners
The FMCSA's primary mission is to reduce crashes, injuries, and
fatalities involving large trucks and buses. In carrying out its safety
mandate, FMCSA develops and enforces regulations that enhance safety in
the operation of CMVs. The FMCSA proposes to develop the NRCME program
to improve highway safety and driver health by requiring that medical
examiners be trained and certified to determine effectively whether an
interstate CMV driver meets FMCSA physical qualification standards
under 49 CFR part 391. Medical examiners are health care professionals
who conduct the medical examinations as specified in subpart E of part
391.
With limited exceptions, all drivers who operate CMVs, as defined
in 49 CFR 390.5, in interstate commerce must comply with the
qualification requirements of part 391 (Sec. 391.1). Each driver
subject to the physical qualification requirements must be examined and
certified by a medical examiner, as defined in Sec. 390.5, at least
once every 2 years. For certain drivers, such as those with severe
cases of hypertension or other acute medical conditions, more frequent
medical reexamination by a medical examiner may be required to
determine whether the driver can still be certified.
A medical examiner documents the results of the examination on a
Medical Examination Report specified in Sec. 391.43(f) (also referred
to as the ``long form''). If the medical examiner determines that a
driver is physically qualified in accordance with Sec. 391.41(b), the
examiner certifies that the driver meets the physical qualification
standards by completing a medical examiner's certificate that complies
with Sec. 391.43(g) and (h). This certificate also contains check
boxes to indicate whether the driver is subject to any restrictions
while operating a CMV, such as wearing corrective lenses or a hearing
aid, or whether the driver has been granted a medical variance
requiring the certificate to be accompanied by a medical exemption
document or a skill performance evaluation (SPE) certificate.
B. Prior Developments Related to Medical Examiners
National Highway Traffic Safety Administration (NHTSA) Study.
Interest in certifying medical examiners to evaluate interstate CMV
drivers dates back to 1978, when NHTSA commissioned a feasibility study
on the issue [Feasibility of Certifying (Designating) Medical Examiners
for Interstate Commercial Vehicle Drivers, National Highway Traffic
Safety Administration, Final Report--June 1978].\1\ This study
addressed the primary weakness in the overall medical program for CMV
drivers--the lack of understanding by medical examiners of the
relationship between the driver's physical condition and the task of
operating CMVs.
---------------------------------------------------------------------------
\1\ Because of its age, FMCSA is not relying on this study in
developing the proposed rule. However, because it is only available
from the National Technical Information Service (NTIS Order No. PB-
293 809/0), a copy has been placed in the docket solely for the
limited purpose of convenient access by interested parties.
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Amendment of the Definition of ``Medical Examiner.'' In 1992, the
Federal Highway Administration (FHWA) (which was responsible for motor
carrier safety until the fall of 1999) amended the Federal Motor
Carrier Safety Regulations (FMCSRs) to expand the definition of
``medical examiner'' to allow other medical professionals such as
physician assistants, advanced practice nurses, and doctors of
chiropractic, in addition to medical doctors and doctors of osteopathy
authorized previously, to perform medical examinations of CMV drivers
(57 FR 33276; July 28, 1992). As a result of this action, the number of
potential medical examiners increased. All medical examiners were
required to be licensed, registered, or certified by their States to
perform physical examinations, and to be proficient in the use of, and
to use, medical protocols necessary to perform the examination in
accordance with the FMCSRs.
Merger of Medical Certification and Commercial Drivers License
(CDL) Processes Negotiated Rulemaking. In 1996-97, FHWA convened a
negotiated rulemaking committee to consider merging the medical
certification with the CDL function. Several of the proposals submitted
included models for a national registry and for certification of
medical examiners. (See 61 FR 18713, April 29, 1996, and 61 FR 38133,
July 23, 1996.) However, the negotiated rulemaking committee was unable
to reach a consensus and no rulemaking relating to a national registry
resulted.
Motor Carrier Safety Improvement Act of 1999. When the Motor
Carrier Safety Improvement Act of 1999 (MCSIA) (Pub. L. 106-159, 113
Stat. 1748 (Dec. 9, 1999)), established FMCSA in the Department of
Transportation (DOT), the idea of a national registry was again raised.
A Senate version of MCSIA directed the Secretary of Transportation to
initiate rulemaking to establish a national registry of preferred
medical providers. However, the enacted legislation did not retain this
language. MCSIA did direct the Secretary to
[[Page 73131]]
initiate rulemaking for the required medical certification to be made
part of the CDL. The FMCSA published an NPRM to accomplish this
combination on November 16, 2006 (71 FR 66723). The NPRM comment period
closed on February 14, 2007, and a final rule is in development.
National Transportation Safety Board (NTSB) Public Hearing. The
idea of a national registry was again discussed during a January 21,
2000, public hearing conducted by the NTSB concerning a 1999 multiple-
fatality crash. It was determined that the CMV driver in this incident
had several life-threatening and disqualifying medical conditions. The
NTSB concluded that medical examiners might not have the knowledge and
information necessary to make appropriate decisions about driver
fitness. In its ``Highway Accident Report, Motorcoach Run-Off-The-Road
Accident, New Orleans, Louisiana, May 9, 1999'' (NTSB/HAR-01/01, PB
2001--916201, Notation 7381, August 28, 2001), the NTSB recommended
that FMCSA ``develop a comprehensive medical oversight program for
interstate drivers * * * '' that includes requirements to ensure
``individuals performing medical examinations for drivers are qualified
to do so and are educated about occupational issues for drivers.''
(Recommendations H-01-017 through H-01-024)
In 2003, NTSB added these recommendations for medical certification
of commercial drivers to its ``Most Wanted'' list of Transportation
Safety Improvements. In subsequent updates to this list, NTSB provided
additional details regarding the recommendations. According to the 2008
NTSB Most Wanted Transportation Safety Improvements brochure, FMCSA
should act to prevent medically unqualified drivers from operating
commercial vehicles. This task includes: Establishing a comprehensive
medical oversight program for interstate commercial drivers; ensuring
that examiners are qualified and know what to look for; tracking all
medical certificate applications; enhancing oversight and enforcement
of invalid certificates; and providing mechanisms for reporting medical
conditions.
SAFETEA-LU. Congress included a number of provisions in SAFETEA-LU
to improve the quality of the medical certification of CMV drivers.
Among those provisions is the establishment of a Medical Review Board
and appointment of a Chief Medical Examiner to advise FMCSA on the
qualifications and training for medical examiners to be listed on a
national registry. When the prescribed provisions are fulfilled, all
required medical examinations of CMV drivers would be performed only by
trained and qualified medical examiners listed on the national
registry, and their performance would be monitored by FMCSA. S. Rep.
No. 109-120, at 2, 22 (2005) and H. R. Rep. No. 109-12, at 434 (2005).
Public meetings and listening sessions. During FMCSA's 2005 and
2006 public meetings and listening sessions,\2\ a number of medical
providers and industry representatives expressed concern about the idea
of an NRCME, and about the current quality of the CMV driver medical
examinations. Representatives provided anecdotal evidence about drivers
qualified by health care providers who were clearly unaware of the
medical standards, guidelines, and other information needed to properly
determine whether a driver can safely operate a CMV.
---------------------------------------------------------------------------
\2\ Notices published May 18, 2005 (70 FR 28596), and May 18,
2006 (71 FR 28912).
---------------------------------------------------------------------------
Informal State analyses. In August 2005, informal FMCSA staff
contacts with the State of California Department of Motor Vehicles
(CDMV) revealed that of the 66,000 Medical Examination Reports received
by CDMV between January and June of 2005, 10% of the drivers were
issued certificates as physically qualified by the medical examiner
even though the Medical Examination Report indicated that the driver
should not have been qualified or should have received a medical
certificate valid for a shorter time period than the certificate the
medical examiner granted to the driver. Additionally, information
obtained in July 2005 from the State of Indiana's CDL program indicated
a general finding of mistakes on 28% of all Medical Examination Reports
collected. These findings may be an indicator that some unqualified
drivers are inappropriately being determined physically qualified.
III. General Discussion of the Proposals
A. Existing Medical Requirements and the Role of the Proposed NRCME
Program
The physical qualification standards and medical examination
process currently required under Sec. Sec. 391.41 and 391.43 apply to
drivers who operate CMVs, as defined in Sec. 390.5. In other words,
the medical requirements apply to drivers who operate: Trucks with a
gross vehicle weight rating or gross combination weight rating, or
gross vehicle weight or gross combination weight, whichever is greater,
of 10,001 pounds or more; passenger-carrying vehicles (either nine or
more passengers for compensation or 16 or more passengers not for
compensation); and vehicles used to transport hazardous materials that
require placards on the vehicle.\3\ After a transition period to
establish the NRCME program, this proposal would require interstate
drivers of CMVs who are required by the FMCSRs to receive medical
examinations to obtain them from examiners listed on the NRCME. Under
current rules, all such CMV drivers are required to obtain medical
certification at least once every 2 years, although drivers with
certain medical conditions must obtain medical certification more
frequently. This requirement is unchanged by the proposed rule.
---------------------------------------------------------------------------
\3\ There are several limited exceptions and exemptions from the
medical certification requirement provided by Sec. Sec. 390.3(f),
391.2, 391.62, and 391.68(c). However, future implementation of
section 4136 of SAFETEA-LU limits the exception in Sec.
390.3(f)(6)(ii) for drivers of small passenger-carrying vehicles
within a 75 air-mile radius of the driver's normal work reporting
location. Canadian and Mexican drivers operating in the United
States will continue to be governed by the provisions of existing
reciprocity agreements with Canada and Mexico, because they are not
in conflict with 49 U.S.C. 31136(a)(3) and 31149. See 67 FR 61818,
61819 (October 2, 2002) and 57 FR 31454, 31455 (July 16, 1992).
---------------------------------------------------------------------------
The Agency estimates that there are 3.1 million interstate CDL
holders currently working as CMV drivers, and 1.3 million interstate
CMV drivers who are not required to hold a CDL. The proposed rule
applies to both categories, and would therefore apply directly to
approximately 4.4 million active interstate commercial drivers.
All CMV drivers must be certified at least every 2 years, and as
previously mentioned, some drivers are certified more frequently. For
example, some carriers contract with occupational health clinics to
examine the drivers they employ, and these carriers often insist that
newly-hired drivers receive an examination from one of their medical
examiners, even if the newly-hired driver already has a current valid
medical certification. In addition, the FMCSRs advise medical examiners
that drivers with certain medical conditions should receive more
frequent monitoring, and drivers who have these conditions may be
required to be examined more frequently than every 2 years (for
example, 49 CFR 391.43(f) and instructions on high blood pressure and
neurological disorders). Finally, drivers whose ability to perform
their normal driving duties has been impaired by injury or disease are
required by Sec. 391.45 to be reexamined before resuming such duties.
The FMCSA estimates that these exceptions to the
[[Page 73132]]
biennial examination schedule increase the total number of examinations
conducted per year by 31 percent over that which would result if all
drivers were examined every 2 years. This increase in examinations due
to exceptions to the biennial certification requirement is based on
limited industry data on driver turnover and medical certifications
issued for time periods of less than 2 years. If we assume that half of
the 4.4 million drivers described previously in this section would
require examination each year, that is, 2.2 million drivers, and
increase this number by 31 percent to account for drivers who are
examined more frequently than every 2 years, an estimated 3 million
examinations would be conducted annually. The FMCSA requests comment on
how frequently drivers are examined more often than every 2 years.
Health care professionals in a general practice setting commonly
examine 8 to 10 patients per day, and the Agency is aware of medical
examiners who currently conduct over 1,000 medical certifications of
drivers per year. The FMCSA estimates that 40,000 certified medical
examiners would be sufficient to perform the estimated 3 million
medical examinations per year. Each of these examiners would conduct an
average of 75 examinations per year, which is a feasible volume for
examiners in all types of practices.
Drivers are permitted by current regulations to be examined and
certified by medical examiners in any State, and FMCSA does not propose
to remove this flexibility with the implementation of the NRCME
program.
B. Major Elements of the Proposed NRCME Program
In general, under this proposal, FMCSA would develop core
curriculum specifications and administrative requirements for medical
examiner training and provide these to private-sector training
providers for their use. It would also develop a certification test for
medical examiners and provide it to private-sector testing
organizations. Under this proposal, training and testing would be
delivered by these private organizations to medical examiners who meet
specified eligibility requirements.
After a qualified applicant completes required medical examiner
training and passes an FMCSA certification test, FMCSA would certify
the applicant as a medical examiner and list that person on the NRCME.
To ensure that medical examiners remain knowledgeable about driver
qualification requirements as they are updated, examiners would be
required to comply with periodic training and recertification
requirements in order to remain listed on the NRCME. When the NRCME
program is fully implemented, FMCSA would accept as valid only medical
certificates issued to CMV drivers by medical examiners listed on the
NRCME.
By implementing the NRCME program, FMCSA believes that it would
improve the knowledge and capabilities of certified medical examiners
about FMCSA's physical qualifications standards and guidelines for
operators of CMVs. Medical examiners would also be more aware of the
demands that operating a CMV can make on drivers and the impact such
demands can have on their health. A CMV operator who does not meet the
physical qualifications standards can have a direct impact on the
safety of CMV operations. In addition, the demands of such operations
may impact the health of CMV drivers. Based on its own knowledge and
experience, FMCSA believes that the enhancement of the knowledge and
capabilities of medical examiners would have a clear and direct
positive impact on both safety of CMV operations and driver health. The
FMCSA encourages commenters on this proposal to provide additional
examples of such impacts, derived from their knowledge and experience.
Information for drivers, employers, and medical examiners about the
NRCME program would be available primarily through an NRCME Web site,
and a resource center with a toll-free phone number would also be
available. On the Web site, drivers and employers could find names and
addresses of nearby certified medical examiners listed on the NRCME.
The NRCME Web site would also provide program information about
training and testing requirements to certified medical examiners and
medical examiners who wish to become certified. The NRCME Web site
would also disseminate information to practitioners on new medical
discoveries, policies, or requirements relevant to the examinations.
FMCSA seeks comment on how the NRCME Web site and toll-free phone
number could potentially be used to deliver and/or administer medical
examiner testing and/or examination certification.
The FMCSA is developing the certification component of the NRCME
program using the accreditation standards of the National Commission of
Certifying Agencies (NCCA). NCCA is the accreditation body of the
National Organization for Competency Assurance (NOCA). NOCA is the
oldest and largest accreditation body for the certification industry,
and is nationally recognized as the leader in setting quality standards
for credentialing organizations, particularly in the healthcare
industry. The FMCSA is considering applying for accreditation for the
certification component of the NRCME program to demonstrate: Ongoing
quality management for certification test development and security;
fairness of test administration; appropriate use of test and candidate
data; and consistency with private-sector best practices in the
certification industry. FMCSA seeks comment on the criteria that should
be in place for private organizations to be certified for
administration of training and testing. FMCSA also seeks comment on
alternative training, testing, and certification methods--taking into
consideration applicable Federal requirements, cost-effectiveness,
administrative simplification, and meeting performance based standards.
A new certification program (one that has not previously received
NCCA accreditation) may apply for accreditation either after 1 year of
administration of the certification test or when at least 500
candidates have been assessed with that test instrument, whichever
comes first. The primary rationale for this requirement is that
compliance with accreditation standards cannot be determined until
after the program has demonstrated completion of all critical program
activities, including development and implementation of policies and
procedures and development, administration and scoring of the
certification test. The FMCSA must also consider other programmatic and
legal issues prior to making a decision to apply for accreditation.
FMCSA seeks comment on this proposal for certification and
accreditation, and seeks potential alternatives.
C. Medical Examiner Training
This NPRM would require that all medical examiners complete
training conducted by a private-sector training provider accredited by
a nationally-recognized medical profession accrediting organization to
provide continuing education credits. The FMCSA would develop the core
curriculum specifications and administrative requirements with the
advice of the Medical Review Board and the Chief Medical Examiner, and
provide these to the training providers to develop and deliver training
for medical examiners. The FMCSA would initially base the core
curriculum specifications on the current regulations and guidelines for
conducting CMV driver medical examinations and would periodically
review and update the
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requirements and core curriculum. A training provider could expand its
course content to tailor the training to the needs of its target
audience, but the course must include the FMCSA core curriculum
specifications. The length of the training would vary among providers
depending on whether a training provider expands its course to include
additional scope and depth. The FMCSA projects that it would take one
day to teach the FMCSA core curriculum specifications. Current private-
sector medical examiner training programs are generally one day in
length and use the traditional classroom-based model. However, the
training delivery method could also vary among providers and include
self-paced, on-line training; the traditional classroom model; or a
blended format that combines more than one model. FMCSA seeks comment
on potential training delivery methods. FMCSA also seeks comment on how
FMCSA could offer training directly to medical examiners in a cost-
effective manner.
The FMCSA plans to require accreditation of the FMCSA medical
examiner training programs because it would maximize consistency and
quality assurance for the training and would be consistent with
practices already embraced by the medical professions for continuing
education. Each of the primary professions that currently perform
medical examinations under part 391 (that is, doctors of medicine,
doctors of osteopathy, physician assistants, advanced practice nurses,
and doctors of chiropractic) utilizes nationally-recognized
organizations that accredit training programs providing continuing
education credits to licensed medical professionals. FMCSA seeks
comment on the costs of training certification programs, and whether
there are any alternatives to ensure consistency and quality. In
addition, we seek comment on how certification and accreditation
requirements would impact the cost of training for medical examiners.
FMCSA also seeks comment on whether existing certified medical training
programs would be able to adapt their continuing education programs to
meet these needs.
After the initial training, a medical examiner would be required to
complete periodic retraining at least every 3 years to refresh his or
her knowledge of both the medical standards for CMV drivers and any
changes to FMCSA examination standards or guidelines. It is anticipated
that FMCSA would provide this periodic retraining at no charge to the
examiner, and that the retraining would be Web-based, allowing the
medical examiner to verify completion of the training on-line. The
proposed rule would also require the medical examiner to repeat once
every 12 years, at a cost to be borne by the examiner, the complete
initial training program (instead of the periodic retraining). FMCSA
seeks comment on the cost to medical examiners, and potential training
and re-training alternatives which would be more cost-effective.
D. Medical Examiner Certification Testing
The FMCSA would base the medical examiner certification test on the
results of a Role Delineation Study, a rigorous methodology regularly
employed in the certification and medical fields when developing a
valid, reliable, and fair certification test. The FMCSA conducted an
initial Role Delineation Study (the Study) that identified content for
the certification test, which is intended to focus on competencies
common to FMCSA medical examiners from a variety of professional
backgrounds and work settings. It was completed in April 2007. The task
list was validated and rated, according to importance of the task, by
surveying more than 4,000 medical examiners who currently perform CMV
driver medical examinations. The final report on the initial Study,
when completed, will be made publicly available. The Study provided an
assessment of the knowledge, skills, and abilities necessary for an
FMCSA medical examiner to competently perform CMV driver medical
examinations in accordance with current FMCSA standards and guidelines.
The most important information derived from the Study--identification
of critical tasks--is necessary to create specifications for the
certification test and forms the basis of a professionally-sound
quality management system that would support possible future
accreditation for the certification component of the NRCME program.
Therefore, a Role Delineation Study will be conducted periodically to
capture relevant changes in medical practice, standards, and guidelines
that affect the examination of CMV drivers in order to maintain a
current and relevant certification test.
After completing the mandatory training, a medical examiner
applying to be listed on the NRCME would have to pass the FMCSA medical
examiner certification test. In addition to the initial certification
test, medical examiners would be required to recertify by passing the
medical examiner certification test every 6 years in order to remain
listed on the registry.
Before taking the certification test, an applicant would provide
the testing organization with information such as the applicant's
medical profession, State medical license or certificate number,
business address and phone number, and medical examiner training
provider. In addition, the applicant would provide several statements,
including a statement that the applicant is capable and willing to
comply with FMCSA requirements; that upon request he or she would
provide copies of documents showing evidence of completion of training,
States licenses, etc.; and an affirmation that all of the information
provided is true. Proposed Appendix A to part 390 contains a list of
the minimum information and statements required of an applicant. The
testing organization would review this information to ensure that the
applicant provided all of the required information. After an applicant
completed the test, the testing organization would forward to FMCSA the
results (that is, the test scores and responses) along with the
applicant's application package information. The FMCSA would
periodically audit a percentage of medical examiners to obtain
verification of eligibility (for example, proof of current State
medical licensure, registration, or certification to perform physical
examinations, and proof of completion of required training).
Under the proposed NRCME program model, an applicant would take a
certification test provided by a private-sector professional testing
organization that meets all testing criteria proposed in this NPRM,
including test delivery and secure data handling criteria. The FMCSA
expects that an applicant would have to travel to a testing center to
take a proctored, secure certification test. FMCSA seeks comment on
alternatives which would allow medical examiners to complete the
testing requirements on-line, or in a manner which would meet testing
criteria while reducing the cost and time burden on the medical
examiner. FMCSA also seeks comment on whether the proposed requirements
may deter otherwise qualified medical examiners from performing these
types of examinations.
E. Listing on the NRCME
The FMCSA would issue an FMCSA medical examiner certification
credential with a unique identification number and list on the NRCME at
least the contact information of all medical examiners that meet FMCSA
eligibility requirements, successfully complete required training, and
pass the FCMSA medical examiner certification test. The certification
and listing on the NRCME would expire 6 years after the date of
issuance of the certification credential.
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The FMCSA would maintain the NRCME on the Web, and drivers and
employers of drivers would be able to access, by state or zip code, the
names and contact information (from the information provided by the
medical examiner under proposed Appendix A to part 390) for medical
examiners listed on the NRCME. A communications resource center created
to support medical examiners, drivers, and motor carriers--both with
and without Internet access--would also be available. The FMCSA
requests public comment on what types of medical examiner information
should or should not be made available to the public by the NRCME
program.
F. Implementation of the NRCME Program
The FMCSA proposes a phased approach to the required use of medical
examiners listed on the NRCME. In the first phase, FMCSA proposes to
require drivers who work for larger employers to have their medical
examinations performed by medical examiners listed on the NRCME,
because these drivers are less likely to have problems locating a
medical examiner. The second phase would expand the requirement to the
remaining drivers not covered in phase one. The additional time allowed
for other drivers would allow for growth in the number of medical
examiners who have completed the proposed certification process and
have been listed on the NRCME. FMCSA seeks comment on ways to ensure
that certified medical examiners are accessible to drivers in rural
areas and areas where the demand for certification may be low, so that
drivers do not have to travel excessive distances to locate a certified
medical examiner. FMCSA also seeks comment on additional costs drivers
may incur to locate and travel to a certified medical examiner for
their periodic examinations.
For purposes of phase one, FMCSA proposes to define large employers
as motor carriers that employ 50 or more CMV drivers. The FMCSA
proposes that phase one begin 2 years after the effective date of the
final rule. Any medical examination conducted for a CMV driver employed
by a large employer under this phase must be conducted by a medical
examiner listed on the NRCME. The second phase would begin 3 years
after the effective date of the final rule, would apply to all CMV
drivers, and would expand the requirement for medical examinations to
be conducted by medical examiners listed on the NRCME to all CMV
drivers regardless of the size of the employer. After the applicable
compliance dates for the affected drivers, FMCSA would accept as valid
only medical certificates issued by medical examiners listed on the
NRCME.
G. Changes in Medical Examination Procedures
This NPRM also proposes implementation of the SAFETEA-LU
requirement that medical examiners electronically transmit to the FMCSA
Chief Medical Examiner on a monthly basis the name of the CMV driver
and a numerical identifier for any completed Medical Examination Report
required under Sec. 391.43. (49 U.S.C. 31149(c)(1)(E)) Additionally,
the proposed rule would require medical examiners to retain for 3 years
the Medical Examination Report for each examination performed. It would
also require medical examiners to provide copies of the Medical
Examination Reports and medical examiner's certificates to FMCSA or to
authorized Federal, State and local enforcement agency personnel,
within 48 hours of the request, in order to allow for investigation of
errors and improper certification of CMV drivers (49 U.S.C.
31149(c)(2)).
These requirements also establish the basis for future
implementation of other statutory requirements for monitoring medical
examiner performance. For example, although this rulemaking does not
propose collection of a representative sample and storage of Medical
Examination Reports and medical certificates in a central database (49
U.S.C. 31149(c)(1)(E)), in the future FMCSA could begin reviewing a
representative sample of Medical Examination Reports and medical
certificates for errors, omissions, or other indications of improper
certification.
H. Removal From the NRCME and Appeal Process
This NPRM proposes to define the standards and process by which a
medical examiner would be removed from the NRCME and the procedures
provided for appealing such action within the Agency. Under 49 U.S.C.
31149(c)(2), if a medical examiner issues a medical examiner's
certificate to a driver who fails to meet the applicable standards at
the time of the examination or falsely claims to have completed
required training in the physical qualification standards and medical
certification process, FMCSA may remove the medical examiner from the
NRCME. In addition, the statute requires FMCSA to monitor medical
examiner performance and investigate patterns of errors or improper
certification of CMV drivers by a medical examiner (49 U.S.C.
31149(c)(2)). The FMCSA also may remove from the NRCME any medical
examiner who does not meet the qualification standards or otherwise
fails to comply with section 31149 or the implementing regulations (49
U.S.C. 31149(d)(2)).
To monitor compliance with these statutory requirements, FMCSA may
investigate whether medical examiners are complying with the
requirement that they electronically transmit each month the name of
the driver, an FMCSA numerical identifier for the driver, and the
results of the examination to FMCSA (via an FMCSA-designated Web site,
e-mail address, or facsimile number that will be published in the
Federal Register) for each completed Medical Examination Report
(including for individuals who failed to meet FMCSA medical standards).
The proposed rule would also require the medical examiner to
provide to an authorized representative of FMCSA or to an authorized
State or local enforcement agency representative, a copy of any Medical
Examination Report or medical examiner's certificate, within 48 hours
of the request, so that enforcement personnel can identify errors,
omissions, or other indications of improper certification by medical
examiners.
In addition, FMCSA would review changes submitted by medical
examiners to their application information. These reviews, along with
other mechanisms to be developed, would potentially identify medical
examiners for removal from the NRCME.
The following are some examples of grounds for removal from the
NRCME: The medical examiner no longer has at least one valid license,
registration, or certification to perform physical examinations in any
State; failure to comply with training requirements; failure to comply
with FMCSA requirements for electronic transmittal of medical
examination information to FMCSA; a demonstrated pattern of errors,
omissions, or other indications of improper certification; and failure
to provide copies of Medical Examination Reports and medical examiner's
certificates upon demand. There may also be situations where a medical
examiner would be voluntarily removed for personal reasons, such as
health, travel, or retirement.
The proposed appeal process provides an opportunity for a medical
examiner who has been proposed to be removed to correct an identified
deficiency or request administrative review by FMCSA.
[[Page 73135]]
IV. Section-by-Section Discussion of the Proposals
A. Section 390.5, Definitions
Section 390.5 currently defines ``medical examiner'' as a person
licensed by a State to perform physical examinations and lists examples
of types of medical professions authorized to perform examinations of
CMV drivers under part 391. Section 4116(c) of SAFETEA-LU adds a
statutory definition of ``medical examiner'' to 49 U.S.C. 31132(6) as
``an individual licensed, certified, or registered in accordance with
regulations issued by the Federal Motor Carrier Safety Administration
as a medical examiner.'' The proposed revision of the definition of
medical examiner in Sec. 390.5 in this NPRM provides for the new
statutory definition to replace the current regulatory definition once
the final rule is completely implemented as provided in proposed Sec.
391.42. The eligibility requirements regarding State medical licensure,
registration, or certification would also appear in proposed Sec.
390.103(a), covering eligibility requirements for medical examiner
certification.
B. Subpart D of Part 390, National Registry of Certified Medical
Examiners
The FMCSA proposes to establish a new subpart D in part 390 that
would include the requirements for training and testing of medical
examiners for listing on, and removal from, the NRCME, including appeal
provisions. The requirements for medical examinations would remain in
part 391.
1. Section 390.101, Scope
Proposed Sec. 390.101 states that the new subpart would establish
the minimum qualifications for FMCSA certification of medical examiners
and for listing medical examiners on the NRCME. It also describes the
NRCME program and explains that the registry itself is the component of
the program that would provide the public with a national database
listing certified medical examiners.
2. Section 390.103, Eligibility requirements for medical examiner
certification
Section Sec. 390.103 proposes the eligibility requirements for
medical examiner certification. Paragraph (a)(1) incorporates the
requirements from current Sec. 390.5 that applicants must be licensed,
certified, or registered under the applicable State requirements to
perform physical examinations. Paragraphs (a)(2) and (a)(3) state that
applicants must also obtain training and pass a certification test, as
specified in proposed Sec. Sec. 390.105 and 390.107, respectively.
Proposed paragraph (b) states that to renew the certification, a
medical examiner would have to remain licensed, registered, or
certified by his or her State and complete additional testing and
training as required by proposed Sec. 390.111(a)(5).
3. Section 390.105, Medical examiner training programs
Proposed Sec. 390.105 would require an applicant for medical
examiner certification to complete an accredited training program that
meets the core curriculum specifications and administrative
requirements established by FMCSA for medical examiner training. The
training program would have to be accredited by a nationally-recognized
medical profession accrediting organization to provide continuing
education courses. There is at least one such accrediting organization
for each medical specialty.
This section clarifies that it is the sole responsibility of
medical examiners to ensure their training meets these requirements.
The FMCSA would maintain on the NRCME Web site a list of all training
providers that have submitted for FMCSA review their course
documentation that includes, but is not limited to, the course
syllabus, sample slides, sample handouts, and a sample training module.
A training provider included on the NRCME Web site would have to agree
to submit documentation for future reviews to ensure continuing
compliance with FMCSA requirements. If FMCSA finds that a particular
training provider does not meet the core curriculum specifications and
administrative requirements, the name of the training provider would be
removed from the NRCME Web site. A medical examiner could arrange for
training by an organization not included in the Web site, but the
medical examiner would need to ensure that the training program meets
FMCSA requirements.
4. Section 390.107, Medical examiner certification testing
Section 390.107 contains the proposed requirements for the medical
examiner certification test. An applicant would take the certification
test from a private-sector professional testing organization. As part
of the testing process, the applicant would have to provide information
to a private-sector testing organization. Proposed Appendix A to part
390 would list the minimum information that the applicants would be
required to provide. The applicant would take the test at a testing
center provided by a testing organization that meets FMCSA standards
for delivering these tests. The testing organization would supply the
applicant's personal application information and test results to FMCSA.
The testing organization would: (1) Submit for FMCSA review its
documented policies and procedures to ensure they meet FMCSA criteria;
and (2) agree to future FMCSA reviews to ensure continuing compliance.
The FMCSA is considering the option of listing on the NRCME Web site
testing organizations that meet FMCSA standards. However, the medical
examiner would need to ensure that the testing organization he or she
chooses to use meets FMCSA requirements.
5. Section 390.109, Issuance of the FMCSA medical examiner
certification credential
Proposed Sec. 390.109 states that FMCSA would issue an FMCSA
medical examiner certification credential with a unique identification
number to each applicant found to be in compliance with the
requirements of Sec. Sec. 390.103-390.107, and would list the medical
examiner's name on the NRCME. In accordance with the phased-in schedule
proposed in Sec. 391.42, FMCSA proposes to accept as valid only
medical certificates issued by medical examiners listed on the NRCME.
In addition, proposed Sec. 390.109 specifies that the
certification credential and the listing on the NRCME would expire 6
years after issuance. To maintain a listing on the NRCME and to receive
a new credential, the medical examiner would need to comply with the
training, testing, and other requirements of proposed Sec. 390.111.
6. Section 390.111, Requirements for continued listing on the NRCME
Proposed Sec. 390.111 explains how a medical examiner retains a
listing on the NRCME. Each medical examiner must continue to be
licensed, registered, or certified, and be authorized to perform
physical examinations in accordance with the applicable State laws and
regulations of each State in which the examiner performs examinations.
For continued listing on the NRCME, the medical examiner would have to
report to FMCSA changes to any information that the examiner previously
provided to FMCSA, for example, any information related to any
termination, suspension, or withdrawal of the medical examiner's
license, registration, or certificate under State law.
The medical examiner must maintain documentation of his/her: (1)
State
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licensing, registration, or certification; and (2) completion of all
training required under this notice. In addition the medical examiner
would have to make this documentation available to an authorized
representative of FMCSA, or an authorized representative of Federal,
State or local government. The medical examiner would have to make the
documentation available within 48 hours of a request for investigations
and within 10 days of a request for regular audits.
The medical examiner also would have to complete periodic training
and testing according to a schedule specified in paragraph (a)(5) of
proposed Sec. 390.111:
Within 3 years of receiving the credential, the medical
examiner must complete periodic training. The purpose of this training
would be to refresh the medical examiner's knowledge of the medical
standards for CMV drivers and to inform the medical examiner of any
changes to FMCSA examination standards or guidelines. The FMCSA would
monitor the results of the certification tests to identify gaps in
knowledge, and analyze enforcement and crash data to identify other
areas where additional training may improve the medical certification
process.
Within 6 years of receiving the credential, the medical
examiner must complete the periodic training, plus repeat and pass the
test taken for initial certification, under Sec. 390.103(a)(3).
However, in alternating 6 year periods, instead of taking the periodic
training, the medical examiner would need to repeat the training taken
for initial certification, under Sec. 390.103(a)(2).
If a medical examiner complies with the proposed training and
testing schedule and meets the other maintenance requirements of
proposed Sec. 390.111, FMCSA would issue a new medical examiner
certification credential. It would be the responsibility of the medical
examiner to ensure that he or she receives the new credential before
the previous one expires.
7. Section 390.113, Reasons for removal from the NRCME
Section 390.113 proposes the reasons for removal of a medical
examiner from the NRCME. The reasons include, but are not limited to,
the following: The medical examiner's failure to continue compliance
with the basic requirements for inclusion on the NRCME, such as
maintaining a current State medical license, certification, or
registration, receiving required periodic training, or renewing the
FMCSA certification; the medical examiner's failure to comply with the
FMCSA operational requirements, such as issuing a certificate to
someone not medically qualified, failure to accurately complete the
Medical Examination Report or medical examiner's certificate, or
failure to regularly transmit the names and other information about the
results of examinations conducted; false claims by the medical examiner
of completion of any required training; and failure to provide access
to examination data upon request.
8. Section 390.115, Procedure for removal from the NRCME
Section 390.115 proposes procedures for removal of a medical
examiner from the NRCME, as well as the due process protections
afforded to medical examiners subject to proposed involuntary removal.
Any involuntary removal action must be undertaken by the FMCSA Director
of Medical Programs (a new position to be established by the Agency).
The proposal states that a medical examiner could be removed
voluntarily by submitting a request to the FMCSA Director of Medical
Programs. Such a request could be submitted either in writing or
through a proposed secure information system. The FMCSA is considering
developing a secure information system through Web interface in which
each medical examiner listed on the NRCME would receive a unique login
identification and password upon their acceptance into the NRCME. The
unique login ID and password would be used to authenticate each request
for voluntary removal from the NRCME. A request for voluntary removal
would be effective immediately.
The proposal then describes the process by which FMCSA would
initiate and then complete the involuntary removal of a medical
examiner from the NRMCE at the Agency's discretion. The FMCSA would
issue to the medical examiner a notice of proposed removal, stating:
(1) The reasons upon which the proposed removal is based under proposed
Sec. 390.113; and (2) any corrective actions necessary, if applicable,
for the medical examiner to remain listed on the NRCME, if he/she so
chooses. The medical examiner would have an opportunity to submit a
response in writing no later than 30 days after the date of issuance of
the notice. The medical examiner could submit to the Director of
Medical Programs an explanation of any error(s) committed in proposing
to remove the medical examiner from the NRCME. The Director of Medical
Programs would review the explanation and could withdraw, modify, or
affirm the notice of proposed removal. Alternatively, the medical
examiner could submit to the Director of Medical Programs a written
response indicating that he or she will come into compliance, if
possible, and complete the corrective actions identified in the notice
of proposed removal.
The medical examiner would have 60 days from either the date of
issuance of the notice of proposed removal or the date the notice is
affirmed or modified, whichever is later, to comply with the
requirements of this subpart and complete the applicable corrective
actions specified in the notice, as modified or affirmed. If the
medical examiner fails to take these necessary actions, the proposed
removal becomes effective. Additionally, if the medical examiner does
not submit a written response in the 30-day period following issuance
of the original notice of proposed removal, the medical examiner would
be removed from the NRCME at the end of that 30-day period.
Although a person may voluntarily request to be removed from the
NRCME under proposed Sec. 390.115(a), a person may not request a
voluntary removal from the NRCME after receiving a notice of proposed
removal from the Director of Medical Programs. This proposed provision
is intended to prevent the medical examiner from leaving the NRCME and
later attempting reinstatement without meeting conditions for
reinstatement and compliance identified in the notice of proposed
removal. However, at any time before a notice of proposed removal
becomes effective, the medical examiner could resolve the matter by
mutual agreement with the Director of Medical Programs.
A person who has been removed from the NRCME could request an
administrative review by submitting to the FMCSA Associate
Administrator for Policy and Program Development a written request no
later than 30 days after the date the removal becomes final. The
Associate Administrator may request additional data or a conference to
discuss the removal. After completing the review, the Associate
Administrator would issue a written decision.
Under proposed Sec. 390.115(e), and as authorized by the
Administrative Procedure Act, 5 U.S.C. 558(c), the Director of Medical
Programs would reserve the right to remove a medical examiner from the
NRCME immediately, either in cases of willfulness or cases in which
public health, interest, or safety requires. In these cases, the
provisions for the medical examiner to submit a response
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and take corrective action would not apply. However, the medical
examiner could submit to the Associate Administrator for Policy and
Program Development a request for administrative review of the
emergency removal. The medical examiner must request such a review no
later than 30 days after the date of removal from the NRCME.
Proposed Sec. 390.115(f) describes how a person removed from the
NRCME would request reinstatement. Such a request must be submitted no
sooner than 30 days after removal from the NRCME. The person must
provide documentation demonstrating he or she has taken whatever
action(s) is necessary to correct the deficiencies that resulted
initially in removal from the NRCME, and demonstrate he or she is in
compliance with the eligibility requirements of Sec. 390.103(a). The
Director of Medical Programs may specify additional requirements for
reinstatement in the notice of proposed removal. In the case of a
voluntary removal, the person could be reinstated after providing
documentary proof of satisfying the requirements to be listed on the
NRCME.
If FMCSA removes a medical examiner from the NRCME, except at the
request of the medical examiner, the certification credential issued
under proposed Sec. 390.109 would no longer be valid. If a medical
examiner requests voluntary removal from the NRCME, the certification
credential would remain valid until it expires, but that person would
not be permitted to conduct FMCSA medical examinations until that
person provided documentation showing proof of satisfying the
requirements for continued listing on the NRCME. In either case, the
removed person's information would still be publicly available on the
NRCME Web site. A record of the removed person's previous certification
would remain on the NRCME Web site, with the date of removal, so that
enforcement personnel and employers of drivers could verify whether a
medical examiner's certificate was issued by a person listed on the
NRCME at the time of issuance.
9. Appendix A to part 390, Medical examiner application data elements
Proposed Appendix A shows the information applicants must provide
when they arrange with a testing organization to take the FMCSA medical
examiner certification test. The professional testing organization
would provide this information to FMCSA along with the results of the
certification test. When a medical examiner is added to the NRCME,
FMCSA would post the person's name, business address, telephone number,
and other contact information on the NRCME Web site. The applicant
would need to supply a street address for the business location--not a
post office box, although a post office box could be used for the
mailing address. The Web site would contain a search function allowing
drivers to locate certified medical examiners in a particular location.
The other information required from applicants by Appendix A would be
used to document a medical examiner's eligibility to be listed on the
NRCME or to facilitate contact with the applicant by FMCSA.
C. Section 391.42, Schedule for Use of Medical Examiners Listed on the
National Registry of Certified Medical Examiners
Under Sec. 391.42, FMCSA proposes a schedule for implementation of
the requirement that drivers must be examined only by persons who have
been trained, tested, certified, and are listed on the NRCME, as set
out in proposed subpart D of part 390. Specifically, beginning on a
date 2 years after the effective date of the final rule, each medical
examination required under subpart E of part 391 must be conducted by a
medical examiner who is listed on the NRCME if the person is employed
by a motor carrier that employs 50 or more drivers of CMVs.
Subsequently, beginning on a date 3 years after the effective date of
the final rule, every medical examination required under subpart E of
part 391 must be conducted by a medical examiner who is listed on the
NRCME. The FMCSA requests specific comments on the proposed compliance
schedule and on the proposed threshold of 50 CMV drivers for the first
phase of implementation.
D. Section 391.43, Medical Examination; Certificate of Physical
Examination
Current Sec. 391.43 contains the requirements for performing the
medical examination, including instructions for the medical examiner, a
sample Medical Examination Report form, and a sample medical examiner's
certificate form. The NPRM contains several proposed amendments to
Sec. 391.43, including an addition to the information required on a
medical examiner's certificate.
First, under the proposal, paragraph (a) would be revised to
specify that, in accordance with the complianc