Contract Reporting Requirements of Intrastate Natural Gas Companies, 72395-72398 [E8-28218]
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Federal Register / Vol. 73, No. 230 / Friday, November 28, 2008 / Proposed Rules
when possible, she does not mention
them or the company during her
appearance on the show. No disclosure
is required because no representation is
being made about the clothes in this
context.
Example 4: An ad for an anti-snoring
product features a physician who says
that he has seen dozens of products
come on the market over the years and,
in his opinion, this is the best ever.
Consumers would expect the physician
to be reasonably compensated for his
appearance in the ad. Consumers are
unlikely, however, to expect that the
physician receives a percentage of gross
product sales or that he owns part of the
company, and either of these facts
would likely materially affect the
credibility that consumers attach to the
endorsement. Accordingly, the
advertisement should clearly and
conspicuously disclose such a
connection between the company and
the physician.
Example 5: An actual patron of a
restaurant, who is neither known to the
public nor presented as an expert, is
shown seated at the counter. He is asked
for his ‘‘spontaneous’’ opinion of a new
food product served in the restaurant.
Assume, first, that the advertiser had
posted a sign on the door of the
restaurant informing all who entered
that day that patrons would be
interviewed by the advertiser as part of
its TV promotion of its new soy protein
‘‘steak.’’ This notification would
materially affect the weight or
credibility of the patron’s endorsement,
and, therefore, viewers of the
advertisement should be clearly and
conspicuously informed of the
circumstances under which the
endorsement was obtained.
Assume, in the alternative, that the
advertiser had not posted a sign on the
door of the restaurant, but had informed
all interviewed customers of the
‘‘hidden camera’’ only after interviews
were completed and the customers had
no reason to know or believe that their
response was being recorded for use in
an advertisement. Even if patrons were
also told that they would be paid for
allowing the use of their opinions in
advertising, these facts need not be
disclosed.
Example 6: An infomercial producer
wants to include consumer
endorsements for an automotive
additive product featured in her
commercial, but because the product
has not yet been sold, there are no
consumer users. The producer’s staff
reviews the profiles of individuals
interested in working as ‘‘extras’’ in
commercials and identifies several who
are interested in automobiles. The extras
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are asked to use the product for several
weeks and then report back to the
producer. They are told that if they are
selected to endorse the product in the
producer’s infomercial, they will receive
a small payment. Viewers would not
expect that these ‘‘consumer endorsers’’
are actors who were asked to use the
product so that they could appear in the
commercial or that they were
compensated. Because the
advertisement fails to disclose these
facts, it is deceptive.
Example 7: A college student who has
earned a reputation as a video game
expert maintains a personal weblog or
‘‘blog’’ where he posts entries about his
gaming experiences. Readers of his blog
frequently seek his opinions about video
game hardware and software. As it has
done in the past, the manufacturer of a
newly released video game system
sends the student a free copy of the
system and asks him to write about it on
his blog. He tests the new gaming
system and writes a favorable review.
The readers of his blog are unlikely to
expect that he has received the video
game system free of charge in exchange
for his review of the product, and given
the value of the video game system, this
fact would likely materially affect the
credibility they attach to his
endorsement. Accordingly, the blogger
should clearly and conspicuously
disclose that he received the gaming
system free of charge.
Example 8: An online message board
designated for discussions of new music
download technology is frequented by
MP3 player enthusiasts. They exchange
information about new products,
utilities, and the functionality of
numerous playback devices.
Unbeknownst to the message board
community, an employee of a leading
playback device manufacturer has been
posting messages on the discussion
board promoting the manufacturer’s
product. Knowledge of this poster’s
employment likely would affect the
weight or credibility of her
endorsement. Therefore, the poster
should clearly and conspicuously
disclose her relationship to the
manufacturer to members and readers of
the message board.
Example 9: A young man signs up to
be part of a ‘‘street team’’ program in
which points are awarded each time a
team member talks to his or her friends
about a particular advertiser’s products.
Team members can then exchange their
points for prizes, such as concert tickets
or electronics. These incentives would
materially affect the weight or
credibility of the team member’s
endorsements. They should be clearly
and conspicuously disclosed, and the
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advertiser should take steps to ensure
that these disclosures are being
provided.
VI. INVITATION TO COMMENT
The Commission invites interested
members of the public to submit written
data, views, facts, and arguments
addressing the issues raised by this
Notice, including the proposed changes
to the Guides. Such comments must be
received by January 30, 2009, and must
be filed in accordance with the
instructions in the ADDRESSES section of
this document.
List of Subjects in 16 C.F.R. § 255
Advertising, Trade practices.
Authority: 15 U.S.C. 41-58.
By direction of the Commission.
Donald S. Clark
Secretary
[FR Doc. E8–28294 Filed 11–26–08: 8:45 am]
[BILLING CODE: 6750–01–S]
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
18 CFR Part 284
[Docket No. RM09–2–000]
Contract Reporting Requirements of
Intrastate Natural Gas Companies
Issued November 20, 2008.
Federal Energy Regulatory
Commission.
ACTION: Proposed rule; Notice of
Inquiry.
AGENCY:
SUMMARY: The Federal Energy
Regulatory Commission is considering
whether to revise its contract reporting
requirements for those natural gas
pipelines that fall under the
Commission’s jurisdiction pursuant to
section 311 of the Natural Gas Policy
Act of 1978 or section 1(c) of the Natural
Gas Act. This Notice of Inquiry will
assist the Commission in determining
what changes, if any, should be made to
its regulations.
DATES: Comments are due January 27,
2009.
ADDRESSES: You may submit comments
on the Notice of Inquiry, identified by
Docket No. RM09–2–000, by one of the
following methods:
• Agency Web site: https://
www.ferc.gov. Follow instructions for
submitting comments via the eFiling
link found in the Comment Procedures
Section of the preamble.
• Mail: Commenters unable to file
comments electronically must mail or
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hand deliver an original and 14 copies
of their comments to the Federal Energy
Regulatory Commission, Secretary of the
Commission, 888 First Street, NE.,
Washington, DC 20426. Please refer to
the Comment Procedures Section of the
preamble for additional information on
how to file paper comments.
FOR FURTHER INFORMATION CONTACT:
Vince Mareino (Legal Information),
Office of the General Counsel, Federal
Energy Regulatory Commission, 888
First Street, NE., Washington, DC
20426, (202) 502–6167,
Vince.Mareino@ferc.gov.
Brian White (Technical Information),
Office of Energy Markets Regulation,
Federal Energy Regulatory
Commission, 888 First Street, NE.,
Washington, DC 20426, (202) 502–
8332, Brian.White@ferc.gov.
SUPPLEMENTARY INFORMATION:
Before Commissioners: Joseph T. Kelliher,
Chairman; Suedeen G. Kelly, Marc Spitzer,
Philip D. Moeller, and Jon Wellinghoff.
1. In this Notice of Inquiry, the
Federal Energy Regulatory Commission
(Commission) seeks comments on
whether the Commission should impose
additional reporting requirements on (1)
intrastate pipelines providing interstate
services pursuant to section 311 of the
Natural Gas Policy Act of 1978 (NGPA) 1
and (2) Hinshaw pipelines providing
interstate services subject to the
Commission’s Natural Gas Act (NGA)
jurisdiction pursuant to blanket
certificates issued under § 284.224 of
the Commission’s regulations.2 In
particular, the Commission is interested
in exploring whether it should require
section 311 and Hinshaw pipelines to
post the details of their transactions
with individual shippers in a manner
more comparable to the reporting
requirements applicable to interstate
pipelines under § 284.13(b) of the
Commission’s Regulations.3
I. Background
2. NGPA section 311 authorizes the
Commission to allow intrastate
pipelines to transport gas ‘‘on behalf of’’
interstate pipelines or local distribution
companies served by interstate
1 15
U.S.C. 3372.
1(c) of the NGA exempts from the
Commission’s NGA jurisdiction pipelines which
transport gas in interstate commerce if (1) They
receive natural gas at or within the boundary of a
state, (2) all the gas is consumed within that state
and (3) the pipeline is regulated by a state
Commission. This exemption is referred to as the
Hinshaw exemption after the Congressman who
introduced the bill amending the NGA to include
section 1(c). See ANR Pipeline Co. v. Federal Energy
Regulatory Comm’n, 71 F.3d 897, 898 (1995)
(briefly summarizing the history of the Hinshaw
exemption).
3 18 CFR 284.13(b).
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2 Section
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pipelines ‘‘under such terms and
conditions as the Commission may
prescribe.’’ 4 NGPA section 601(a)(2)
exempts transportation service
authorized under NGPA section 311
from the Commission’s Natural Gas Act
(NGA) jurisdiction. Congress adopted
these provisions in order to eliminate
the regulatory barriers between the
intrastate and interstate markets and to
promote the entry of intrastate pipelines
into the interstate market. Such entry
eliminates the need for duplication of
facilities between interstate and
intrastate pipelines. Shortly after the
adoption of the NGPA, the Commission
authorized Hinshaw pipelines to apply
for NGA section 7 certificates
authorizing them to transport gas in
interstate commerce in the same manner
as intrastate pipelines may do under
NGPA section 311.5
3. Subpart C of the Commission’s Part
284 open access regulations (18 CFR
284.121–126) implements the
provisions of NGPA section 311
concerning transportation by intrastate
pipelines. Section 284.224 of the
regulations provides for the issuance of
blanket certificates to Hinshaw
pipelines to provide open access
transportation service ‘‘to the same
extent that, and in the same manner’’ as
intrastate pipelines are authorized to
perform such service by Subpart C.
4. The Part 284, Subpart C,
regulations require that intrastate
pipelines performing interstate service
under NGPA section 311 must do so on
an open access basis.6 However,
consistent with the NGPA’s goal of
encouraging intrastate pipelines to
provide interstate service, the
Commission has not imposed on
intrastate pipelines all of the Part 284
requirements imposed on interstate
pipelines. For example, when the
Commission first adopted the Part 284
open access regulations in Order No.
436, the Commission exempted
intrastate pipelines from the
requirement that they offer open access
service on a firm basis.7 The
Commission found that requiring
intrastate pipelines to offer firm service
to out-of-state shippers could discourage
them from providing any interstate
service, because such a requirement
could progressively turn the intrastate
4 15
U.S.C. 3371(c).
Transportation, Sales, and Assignments
by Pipeline Companies not Subject to Commission
Jurisdiction Under Section 1(c) of the Natural Gas
Act, Order No. 63, FERC Stats. & Regs. ¶ 30,118, at
30,824–25 (1980).
6 See 18 CFR 284.7(b), 284.9(b) and 284.122.
7 Regulation of Natural Gas Pipelines After Partial
Wellhead Decontrol, Order No. 436, FERC Stats. &
Regs. ¶ 30,665, at 31,502 (1985).
5 Certain
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pipeline into an interstate pipeline
against its will and against the will of
the responsible state authorities.
Similarly, Order No. 636–B exempted
intrastate pipelines from the
requirements of Order No. 636.8 Those
requirements included capacity release,
electronic bulletin boards (now internet
Web sites), and flexible receipt and
delivery points.
5. In Order No. 637,9 the Commission
modified the Part 284 regulations
applicable to interstate pipelines in a
number of ways. Among other things,
the Commission revised the reporting
requirements for interstate pipelines in
order to provide more transparent
pricing information and to permit more
effective monitoring for the exercise of
market power and undue
discrimination. Section 284.13(b), as
adopted by Order No. 637, requires
interstate pipelines to post on their
internet Web sites basic information on
each transaction with individual
shippers. Interstate pipelines must post
on their Web site the following details
about new transactions, including
revisions to a contract, no later than the
first nomination under a transaction:
• The name of the shipper.
• The contract number (for firm
service).
• The rate charged.
• The maximum rate.
• The duration (for firm service).
• The receipt and delivery points and
zones covered.
• The quantity of gas covered.
• Any special terms or details, such
as any deviations from the tariff.
• Whether any affiliate relationship
exists.
6. Section 284.13(c) of the
Commission’s regulations also requires
interstate pipelines to file with the
Commission on the first business day of
each calendar quarter an index of its
firm transportation and storage
customers and to publish the same
8 Pipeline Service Obligations, and Revisions to
Regulations Governing Self-Implementing
Transportation Under Part 284 of the Commission’s
Regulations; Regulation of Natural Gas Pipelines
After Partial Wellhead Decontrol, Order No. 636-B,
61 FERC ¶ 61,272, at 61,992 n.26 (1992), order on
reh’g, 62 FERC ¶ 61,007 (1993), aff’d in part and
remanded in part sub nom. United Distribution Cos.
v. FERC, 88 F.3d 1105 (D.C. Cir. 1996), order on
remand, Order No. 636–C, 78 FERC ¶ 61,186 (1997).
9 Regulation of Short-Term Natural Gas
Transportation Services and Regulation of
Interstate Natural Gas Transportation Services,
Order No. 637, FERC Stats. & Regs. ¶31,091,
clarified, Order No. 637–A, FERC Stats. & Regs.
¶ 31,099, reh’g denied, Order No. 637–B, 92 FERC
¶ 61,062 (2000), aff’d in part and remanded in part
sub nom. Interstate Natural Gas Ass’n of America
v. FERC, 285 F.3d 18 (D.C. Cir. 2002), order on
remand, 101 FERC ¶ 61,127 (2002), order on reh’g,
106 FERC ¶ 61,088 (2004), aff’d sub nom. American
Gas Ass’n v. FERC, 428 F.3d 255 (D.C. Cir. 2005).
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information on their Web site. The
information required to be included in
the Index of Customers does not include
the rates paid by the customers. Section
284.13(d) requires interstate pipelines to
provide on their Web sites ‘‘equal and
timely access to information relevant to
the availability of all transportation
services whenever capacity is
scheduled.’’ Section 284.13(e) requires
interstate pipelines to file semi-annual
reports of their storage injection and
withdrawal activities, including the
identities of the customers, the volumes
into and withdrawn from storage for
each customer and the unit charge and
total revenues received.
7. Order No. 637 did not modify the
reporting requirements for NGPA
section 311 intrastate pipelines and
Hinshaw pipelines provided in
§ 284.126(c) of the Commission’s
regulations. That section only requires
section 311 and Hinshaw pipelines to
file semi-annual reports of their storage
injection and withdrawal activity. The
reports must be filed within 30 days of
the end of each complete injection and
withdrawal period and must include:
The identity of each customer injecting
or withdrawing gas from storage; the
docket where the storage injection or
withdrawal rates were approved; the
maximum storage quantity and daily
withdrawal quantity applicable to each
customer; the volumes each customer
injected or withdrew from storage; and
the unit charge and total revenues
received from each customer during the
injection/withdrawal period. Section
284.126(b) of the Commission’s
regulations requires section 311
pipelines to make similar reports
concerning their transportation services
on an annual basis.10
8. Recently, an interstate storage
provider with market-based rates, SG
Resources Mississippi, L.L.C. (SGRM)
filed a request for waiver of the
§§ 284.13(b)(1)(iii) and (b)(2)(ii)
requirements that interstate pipelines
post the rates charged in firm and
interruptible transactions no later than
first nomination for service.11 SGRM
requested the waiver for both itself and
all interstate storage providers with
market-based rates. It contended that the
mandatory disclosure of commercially
sensitive pricing information provides
prospective customers and competitors,
10 Some section 311 intrastate storage and
transportation operators submit these reports
subject to a request for privileged treatment under
§§ 388.112 or 385.1112 of the Commission’s
regulations. In such instances, the reports are
treated as privileged at least until another party asks
that they be made public.
11 See Docket No. RP08–606–000, SGRM
September 3, 2008 Petition.
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such as NGPA section 311 intrastate
storage providers that are not subject to
this disclosure, with an unfair
competitive advantage. In the
alternative, SGRM requested that the
Commission initiate a rulemaking
proceeding to determine whether the
Commission’s regulations should be
modified to exempt storage providers
authorized to charge market-based rates
from the relevant portions of the
Internet posting regulations. A number
of other interstate storage providers with
market-based rates filed comments in
support of SGRM’s requests. A number
of natural gas industry trade
associations and a natural gas
commodities trading firm filed in
opposition of SGRM’s request.
9. In a contemporaneous order, the
Commission is denying the request for
waiver and the alternative petition for a
rulemaking proceeding.12 In that order,
the Commission finds that the fact some
interstate storage companies have been
authorized to charge market-based rates
does not justify exempting them from
the requirements in § 284.13(b) that they
post the rates charged in each storage
transaction. The Commission explains
that Order No. 637 adopted the posting
requirements for the purpose of
enabling the Commission and shippers
to monitor market-based rate
transactions, as well as cost-based
transactions, for undue discrimination
and preference and to promote
competition through price transparency.
As the Commission stated in Order No.
637:
The reporting of detailed transactional
information is necessary because the
Commission is modifying its method of
regulating the natural gas industry by
replacing traditional regulatory controls,
such as the price cap on short-term capacity
releases, with competition. Thus, greater
transactional information is necessary to
ensure that competition flourishes, and that
market power and undue discrimination
remain in check in the new competitive
environment. * * * The Commission finds it
axiomatic that greater, more complete and
detailed information about transactions will
greatly improve shippers’ ability to make
informed decisions, and both shippers’ and
the Commission’s ability to monitor the
market.13
10. In addition, the Commission
rejects SGRM’s contention that it should
not require the transactional data to be
made public, because such disclosure
could cause competitive harm. The
Commission finds that, while disclosure
of the transactional information may
cause some commercial disadvantage to
12 SGRM,
125 FERC ¶ 61,191 (2008).
No. 637–A, FERC Stats. & Regs. ¶ 31,099
at 31,612–3.
13 Order
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individual entities, it benefits the
market as a whole, by improving
efficiency and competition.14 The
Commission also finds that SGRM’s
request that the Commission permit
storage providers to report their prices
only to the Commission, and not
publicly disclose them, is contrary to
NGA section 4(c)’s requirement that
‘‘every natural gas company * * * keep
open * * * for public inspection * * *
all rates.’’ 15
II. Discussion
11. While the Commission is rejecting
SGRM’s waiver request and reaffirming
that all interstate pipelines must post
the information required by § 284.13(b)
of the Commission’s regulations, the
Commission is issuing this Notice of
Inquiry to consider (1) whether the
disparate reporting requirements for
interstate and NGPA section 311 and
Hinshaw pipelines have an adverse
competitive effect on the interstate
pipelines and (2) if so, whether the
Commission should modify the posting
requirements for section 311 intrastate
pipelines and Hinshaw pipelines in
order to make them more comparable to
the § 284.13(b) posting requirements for
interstate pipelines.
12. SGRM and other interstate storage
providers with market-based rates have
raised a concern that our disparate
reporting requirements for interstate
pipelines and section 311 intrastate
pipelines may provide the intrastate
pipelines with a competitive advantage.
Although the interstate storage
providers have sought to remedy any
competitive disadvantage by seeking an
exemption from the § 284.13(b) price
disclosure requirements, an alternative
remedy would be to extend the
interstate reporting requirements to
NGPA section 311 and Hinshaw
pipelines.
13. The Commission recognizes that
‘‘Congress intended that intrastate
pipelines should be able to compete in
the transportation market without
bearing the burden of full regulation by
FERC under the Natural Gas Act.’’ 16
Consistent with that fact, the
Commission has not extended all of the
Part 284 open access requirements to
NGPA section 311 intrastate pipelines
or to Hinshaw pipelines. However, the
U.S. Court of Appeals for the District of
Columbia Circuit has also held that the
Commission ‘‘must provide a reasonable
justification for excluding’’ an intrastate
14 SGRM,
125 FERC ¶ 61,191 at P 32–33.
U.S.C. 717c(c).
16 Mustang Energy Corp. v. Federal Energy
Regulatory Comm’n, 859 F.2d 1447, 1457 (10th Cir.
1988), cert. denied, 490 U.S. 1019 (1988); see also
EPGT Texas Pipeline, 99 FERC ¶61,295 (2002).
15 15
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pipeline from a requirement that binds
interstate pipelines.17 Similarly, the
Commission has held that it may grant
intrastate facilities ‘‘additional
flexibility,’’ but not if lighter regulation
would ‘‘harm any party [or] impede the
Commission’s goal of fostering a
national pipeline grid.’’ 18
14. Accordingly, comments are
requested to assist in evaluating
whether changes in the Commission’s
posting requirements should be
considered in order to remove any
competitive disadvantage between
interstate pipelines, on the one hand,
and intrastate pipelines providing
interstate transportation and storage
services under section 311 of the NGPA
and Hinshaw pipelines providing such
service pursuant to a § 284.224 blanket
certificate. Specifically, the Commission
requests comments on the following
questions:
1. What are the competitive impacts
of the current differences in reporting
requirements applicable to interstate
pipelines subject to the § 284.13
reporting requirements and section 311
and Hinshaw pipelines subject to the
§ 284.126 reporting requirements? Are
the competitive effects greater where the
competing pipelines have market-based
rates, than where the competing
pipelines have cost-based rates? Does
competition between interstate
pipelines, on the one hand, and section
311 and Hinshaw pipelines, on the
other, occur primarily in the context of
storage services or is there also
significant competition in the context of
transportation services?
2. Should the reporting requirements
for interstate pipelines in § 284.13 be
extended to all section 311 and
Hinshaw pipelines providing interstate
transportation and storage services?
Should the reporting requirements in
§ 284.13 only be required for section 311
and Hinshaw pipelines with authority
to provide interstate services at marketbased rates?
3. To what extent would market
transparency be enhanced by requiring
section 311 and Hinshaw pipelines
providing interstate services to comply
with the requirements of § 284.13?
4. Should the reporting requirements
for interstate pipelines in § 284.13 only
be extended to larger section 311 and
Hinshaw pipelines and, if so, what
measurement should be used to separate
larger section 311 and Hinshaw
pipelines from smaller storage
providers?
17 ANR
v. FERC, 71 F.3d at 902.
Texas Pipeline, 99 FERC ¶ 61,295, at
62,252–3 (2002).
18 EPGT
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5. Should all of the § 284.13 reporting
requirements be imposed on section 311
and Hinshaw pipelines or only some of
those requirements? If the latter, which
of the § 284.13 reporting requirements
are necessary to avoid adverse
competitive effects and promote
transparency?
6. Would extending the § 284.13
reporting requirements to section 311
and Hinshaw pipelines have a material
effect on the amount of intrastate
transportation and storage capacity
made available in the interstate market?
7. Would a periodic report filed more
frequently than semi-annually but short
of a daily posting requirement provide
the necessary level of price transparency
to address the issues raised by SGRM
and other storage developers in Docket
No. RP08–606–000?
8. Should section 311 and Hinshaw
pipelines be prohibited from submitting
their § 284.126(b) and (c) annual
transportation and semi-annual storage
reports subject to a request for
privileged treatment under §§ 385.1112
and 388.112 of the Commission’s
regulations? If so, does that provide the
necessary level of price transparency to
address the issues raised by SGRM and
other storage developers in Docket No.
RP08–606–000?
III. Procedure for Comments
15. The Commission invites interested
persons to submit comments, and other
information on the matters, issues, and
specific questions identified in this
notice. Comments are due January 27,
2009. Comments must refer to Docket
No. RM09–2–000, and must include the
commenter’s name, the organization it
represents, if applicable, and its
address.
16. To facilitate the Commission’s
review of the comments, commenters
are requested to provide an executive
summary of their position. Commenters
are requested to identify each specific
question posed by the Notice of Inquiry
that their discussion addresses and to
use appropriate headings. Additional
issues the commenters wish to raise
should be identified separately. The
commenters should double-space their
comments.
17. Comments may be filed on paper
or electronically via the eFiling link on
the Commission’s Web site at https://
www.ferc.gov. The Commission accepts
most standard word processing formats
and commenters may attach additional
files with supporting information in
certain other file formats. Commenters
filing electronically do not need to make
a paper filing. Commenters that are not
able to file comments electronically
must send an original and 14 copies of
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their comments to: Federal Energy
Regulatory Commission, Secretary of the
Commission, 888 First Street, NE.,
Washington, DC 20426.
18. All comments will be placed in
the Commission’s public files and may
be viewed, printed, or downloaded
remotely as described in the Document
Availability section below. Commenters
are not required to serve copies of their
comments on other commenters.
IV. Document Availability
19. In addition to publishing the full
text of this document in the Federal
Register, the Commission provides all
interested persons an opportunity to
view and/or print the contents of this
document via the Internet through the
Commission’s Home Page (https://
www.ferc.gov) and in the Commission’s
Public Reference Room during normal
business hours (8:30 a.m. to 5 p.m.
Eastern time) at 888 First Street, NE.,
Room 2A, Washington DC 20426.
20. From the Commission’s Home
Page on the Internet, this information is
available in the Commission’s document
management system, eLibrary. The full
text of this document is available on
eLibrary in PDF and Microsoft Word
format for viewing, printing, and/or
downloading. To access this document
in eLibrary, type the docket number
(excluding the last three digits) in the
docket number field.
21. User assistance is available for
eLibrary and the Commission’s Web site
during normal business hours. For
assistance, please contact the
Commission’s Online Support at 1–866–
208–3676 (toll free) or 202–502–6652 (email at FERCOnlineSupport@ferc.gov or
the Public Reference Room at 202–502–
8371, TTY 202–502–8659 (e-mail at
public.referenceroom@ferc.gov).
By direction of the Commission.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. E8–28218 Filed 11–26–08; 8:45 am]
BILLING CODE 6717–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG–140029–07]
RIN 1545–BH62
Substantiation and Reporting
Requirements for Cash and Noncash
Charitable Contribution Deductions;
Hearing
Internal Revenue Service (IRS),
Treasury.
AGENCY:
E:\FR\FM\28NOP1.SGM
28NOP1
Agencies
[Federal Register Volume 73, Number 230 (Friday, November 28, 2008)]
[Proposed Rules]
[Pages 72395-72398]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-28218]
=======================================================================
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DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
18 CFR Part 284
[Docket No. RM09-2-000]
Contract Reporting Requirements of Intrastate Natural Gas
Companies
Issued November 20, 2008.
AGENCY: Federal Energy Regulatory Commission.
ACTION: Proposed rule; Notice of Inquiry.
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SUMMARY: The Federal Energy Regulatory Commission is considering
whether to revise its contract reporting requirements for those natural
gas pipelines that fall under the Commission's jurisdiction pursuant to
section 311 of the Natural Gas Policy Act of 1978 or section 1(c) of
the Natural Gas Act. This Notice of Inquiry will assist the Commission
in determining what changes, if any, should be made to its regulations.
DATES: Comments are due January 27, 2009.
ADDRESSES: You may submit comments on the Notice of Inquiry, identified
by Docket No. RM09-2-000, by one of the following methods:
Agency Web site: https://www.ferc.gov. Follow instructions
for submitting comments via the eFiling link found in the Comment
Procedures Section of the preamble.
Mail: Commenters unable to file comments electronically
must mail or
[[Page 72396]]
hand deliver an original and 14 copies of their comments to the Federal
Energy Regulatory Commission, Secretary of the Commission, 888 First
Street, NE., Washington, DC 20426. Please refer to the Comment
Procedures Section of the preamble for additional information on how to
file paper comments.
FOR FURTHER INFORMATION CONTACT:
Vince Mareino (Legal Information), Office of the General Counsel,
Federal Energy Regulatory Commission, 888 First Street, NE.,
Washington, DC 20426, (202) 502-6167, Vince.Mareino@ferc.gov.
Brian White (Technical Information), Office of Energy Markets
Regulation, Federal Energy Regulatory Commission, 888 First Street,
NE., Washington, DC 20426, (202) 502-8332, Brian.White@ferc.gov.
SUPPLEMENTARY INFORMATION:
Before Commissioners: Joseph T. Kelliher, Chairman; Suedeen G.
Kelly, Marc Spitzer, Philip D. Moeller, and Jon Wellinghoff.
1. In this Notice of Inquiry, the Federal Energy Regulatory
Commission (Commission) seeks comments on whether the Commission should
impose additional reporting requirements on (1) intrastate pipelines
providing interstate services pursuant to section 311 of the Natural
Gas Policy Act of 1978 (NGPA) \1\ and (2) Hinshaw pipelines providing
interstate services subject to the Commission's Natural Gas Act (NGA)
jurisdiction pursuant to blanket certificates issued under Sec.
284.224 of the Commission's regulations.\2\ In particular, the
Commission is interested in exploring whether it should require section
311 and Hinshaw pipelines to post the details of their transactions
with individual shippers in a manner more comparable to the reporting
requirements applicable to interstate pipelines under Sec. 284.13(b)
of the Commission's Regulations.\3\
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\1\ 15 U.S.C. 3372.
\2\ Section 1(c) of the NGA exempts from the Commission's NGA
jurisdiction pipelines which transport gas in interstate commerce if
(1) They receive natural gas at or within the boundary of a state,
(2) all the gas is consumed within that state and (3) the pipeline
is regulated by a state Commission. This exemption is referred to as
the Hinshaw exemption after the Congressman who introduced the bill
amending the NGA to include section 1(c). See ANR Pipeline Co. v.
Federal Energy Regulatory Comm'n, 71 F.3d 897, 898 (1995) (briefly
summarizing the history of the Hinshaw exemption).
\3\ 18 CFR 284.13(b).
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I. Background
2. NGPA section 311 authorizes the Commission to allow intrastate
pipelines to transport gas ``on behalf of'' interstate pipelines or
local distribution companies served by interstate pipelines ``under
such terms and conditions as the Commission may prescribe.'' \4\ NGPA
section 601(a)(2) exempts transportation service authorized under NGPA
section 311 from the Commission's Natural Gas Act (NGA) jurisdiction.
Congress adopted these provisions in order to eliminate the regulatory
barriers between the intrastate and interstate markets and to promote
the entry of intrastate pipelines into the interstate market. Such
entry eliminates the need for duplication of facilities between
interstate and intrastate pipelines. Shortly after the adoption of the
NGPA, the Commission authorized Hinshaw pipelines to apply for NGA
section 7 certificates authorizing them to transport gas in interstate
commerce in the same manner as intrastate pipelines may do under NGPA
section 311.\5\
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\4\ 15 U.S.C. 3371(c).
\5\ Certain Transportation, Sales, and Assignments by Pipeline
Companies not Subject to Commission Jurisdiction Under Section 1(c)
of the Natural Gas Act, Order No. 63, FERC Stats. & Regs. ] 30,118,
at 30,824-25 (1980).
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3. Subpart C of the Commission's Part 284 open access regulations
(18 CFR 284.121-126) implements the provisions of NGPA section 311
concerning transportation by intrastate pipelines. Section 284.224 of
the regulations provides for the issuance of blanket certificates to
Hinshaw pipelines to provide open access transportation service ``to
the same extent that, and in the same manner'' as intrastate pipelines
are authorized to perform such service by Subpart C.
4. The Part 284, Subpart C, regulations require that intrastate
pipelines performing interstate service under NGPA section 311 must do
so on an open access basis.\6\ However, consistent with the NGPA's goal
of encouraging intrastate pipelines to provide interstate service, the
Commission has not imposed on intrastate pipelines all of the Part 284
requirements imposed on interstate pipelines. For example, when the
Commission first adopted the Part 284 open access regulations in Order
No. 436, the Commission exempted intrastate pipelines from the
requirement that they offer open access service on a firm basis.\7\ The
Commission found that requiring intrastate pipelines to offer firm
service to out-of-state shippers could discourage them from providing
any interstate service, because such a requirement could progressively
turn the intrastate pipeline into an interstate pipeline against its
will and against the will of the responsible state authorities.
Similarly, Order No. 636-B exempted intrastate pipelines from the
requirements of Order No. 636.\8\ Those requirements included capacity
release, electronic bulletin boards (now internet Web sites), and
flexible receipt and delivery points.
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\6\ See 18 CFR 284.7(b), 284.9(b) and 284.122.
\7\ Regulation of Natural Gas Pipelines After Partial Wellhead
Decontrol, Order No. 436, FERC Stats. & Regs. ] 30,665, at 31,502
(1985).
\8\ Pipeline Service Obligations, and Revisions to Regulations
Governing Self-Implementing Transportation Under Part 284 of the
Commission's Regulations; Regulation of Natural Gas Pipelines After
Partial Wellhead Decontrol, Order No. 636-B, 61 FERC ] 61,272, at
61,992 n.26 (1992), order on reh'g, 62 FERC ] 61,007 (1993), aff'd
in part and remanded in part sub nom. United Distribution Cos. v.
FERC, 88 F.3d 1105 (D.C. Cir. 1996), order on remand, Order No. 636-
C, 78 FERC ] 61,186 (1997).
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5. In Order No. 637,\9\ the Commission modified the Part 284
regulations applicable to interstate pipelines in a number of ways.
Among other things, the Commission revised the reporting requirements
for interstate pipelines in order to provide more transparent pricing
information and to permit more effective monitoring for the exercise of
market power and undue discrimination. Section 284.13(b), as adopted by
Order No. 637, requires interstate pipelines to post on their internet
Web sites basic information on each transaction with individual
shippers. Interstate pipelines must post on their Web site the
following details about new transactions, including revisions to a
contract, no later than the first nomination under a transaction:
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\9\ Regulation of Short-Term Natural Gas Transportation Services
and Regulation of Interstate Natural Gas Transportation Services,
Order No. 637, FERC Stats. & Regs. ]31,091, clarified, Order No.
637-A, FERC Stats. & Regs. ] 31,099, reh'g denied, Order No. 637-B,
92 FERC ] 61,062 (2000), aff'd in part and remanded in part sub nom.
Interstate Natural Gas Ass'n of America v. FERC, 285 F.3d 18 (D.C.
Cir. 2002), order on remand, 101 FERC ] 61,127 (2002), order on
reh'g, 106 FERC ] 61,088 (2004), aff'd sub nom. American Gas Ass'n
v. FERC, 428 F.3d 255 (D.C. Cir. 2005).
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The name of the shipper.
The contract number (for firm service).
The rate charged.
The maximum rate.
The duration (for firm service).
The receipt and delivery points and zones covered.
The quantity of gas covered.
Any special terms or details, such as any deviations from
the tariff.
Whether any affiliate relationship exists.
6. Section 284.13(c) of the Commission's regulations also requires
interstate pipelines to file with the Commission on the first business
day of each calendar quarter an index of its firm transportation and
storage customers and to publish the same
[[Page 72397]]
information on their Web site. The information required to be included
in the Index of Customers does not include the rates paid by the
customers. Section 284.13(d) requires interstate pipelines to provide
on their Web sites ``equal and timely access to information relevant to
the availability of all transportation services whenever capacity is
scheduled.'' Section 284.13(e) requires interstate pipelines to file
semi-annual reports of their storage injection and withdrawal
activities, including the identities of the customers, the volumes into
and withdrawn from storage for each customer and the unit charge and
total revenues received.
7. Order No. 637 did not modify the reporting requirements for NGPA
section 311 intrastate pipelines and Hinshaw pipelines provided in
Sec. 284.126(c) of the Commission's regulations. That section only
requires section 311 and Hinshaw pipelines to file semi-annual reports
of their storage injection and withdrawal activity. The reports must be
filed within 30 days of the end of each complete injection and
withdrawal period and must include: The identity of each customer
injecting or withdrawing gas from storage; the docket where the storage
injection or withdrawal rates were approved; the maximum storage
quantity and daily withdrawal quantity applicable to each customer; the
volumes each customer injected or withdrew from storage; and the unit
charge and total revenues received from each customer during the
injection/withdrawal period. Section 284.126(b) of the Commission's
regulations requires section 311 pipelines to make similar reports
concerning their transportation services on an annual basis.\10\
8. Recently, an interstate storage provider with market-based
rates, SG Resources Mississippi, L.L.C. (SGRM) filed a request for
waiver of the Sec. Sec. 284.13(b)(1)(iii) and (b)(2)(ii) requirements
that interstate pipelines post the rates charged in firm and
interruptible transactions no later than first nomination for
service.\11\ SGRM requested the waiver for both itself and all
interstate storage providers with market-based rates. It contended that
the mandatory disclosure of commercially sensitive pricing information
provides prospective customers and competitors, such as NGPA section
311 intrastate storage providers that are not subject to this
disclosure, with an unfair competitive advantage. In the alternative,
SGRM requested that the Commission initiate a rulemaking proceeding to
determine whether the Commission's regulations should be modified to
exempt storage providers authorized to charge market-based rates from
the relevant portions of the Internet posting regulations. A number of
other interstate storage providers with market-based rates filed
comments in support of SGRM's requests. A number of natural gas
industry trade associations and a natural gas commodities trading firm
filed in opposition of SGRM's request.
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\10\ Some section 311 intrastate storage and transportation
operators submit these reports subject to a request for privileged
treatment under Sec. Sec. 388.112 or 385.1112 of the Commission's
regulations. In such instances, the reports are treated as
privileged at least until another party asks that they be made
public.
\11\ See Docket No. RP08-606-000, SGRM September 3, 2008
Petition.
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9. In a contemporaneous order, the Commission is denying the
request for waiver and the alternative petition for a rulemaking
proceeding.\12\ In that order, the Commission finds that the fact some
interstate storage companies have been authorized to charge market-
based rates does not justify exempting them from the requirements in
Sec. 284.13(b) that they post the rates charged in each storage
transaction. The Commission explains that Order No. 637 adopted the
posting requirements for the purpose of enabling the Commission and
shippers to monitor market-based rate transactions, as well as cost-
based transactions, for undue discrimination and preference and to
promote competition through price transparency. As the Commission
stated in Order No. 637:
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\12\ SGRM, 125 FERC ] 61,191 (2008).
The reporting of detailed transactional information is necessary
because the Commission is modifying its method of regulating the
natural gas industry by replacing traditional regulatory controls,
such as the price cap on short-term capacity releases, with
competition. Thus, greater transactional information is necessary to
ensure that competition flourishes, and that market power and undue
discrimination remain in check in the new competitive environment. *
* * The Commission finds it axiomatic that greater, more complete
and detailed information about transactions will greatly improve
shippers' ability to make informed decisions, and both shippers' and
the Commission's ability to monitor the market.\13\
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\13\ Order No. 637-A, FERC Stats. & Regs. ] 31,099 at 31,612-3.
10. In addition, the Commission rejects SGRM's contention that it
should not require the transactional data to be made public, because
such disclosure could cause competitive harm. The Commission finds
that, while disclosure of the transactional information may cause some
commercial disadvantage to individual entities, it benefits the market
as a whole, by improving efficiency and competition.\14\ The Commission
also finds that SGRM's request that the Commission permit storage
providers to report their prices only to the Commission, and not
publicly disclose them, is contrary to NGA section 4(c)'s requirement
that ``every natural gas company * * * keep open * * * for public
inspection * * * all rates.'' \15\
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\14\ SGRM, 125 FERC ] 61,191 at P 32-33.
\15\ 15 U.S.C. 717c(c).
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II. Discussion
11. While the Commission is rejecting SGRM's waiver request and
reaffirming that all interstate pipelines must post the information
required by Sec. 284.13(b) of the Commission's regulations, the
Commission is issuing this Notice of Inquiry to consider (1) whether
the disparate reporting requirements for interstate and NGPA section
311 and Hinshaw pipelines have an adverse competitive effect on the
interstate pipelines and (2) if so, whether the Commission should
modify the posting requirements for section 311 intrastate pipelines
and Hinshaw pipelines in order to make them more comparable to the
Sec. 284.13(b) posting requirements for interstate pipelines.
12. SGRM and other interstate storage providers with market-based
rates have raised a concern that our disparate reporting requirements
for interstate pipelines and section 311 intrastate pipelines may
provide the intrastate pipelines with a competitive advantage. Although
the interstate storage providers have sought to remedy any competitive
disadvantage by seeking an exemption from the Sec. 284.13(b) price
disclosure requirements, an alternative remedy would be to extend the
interstate reporting requirements to NGPA section 311 and Hinshaw
pipelines.
13. The Commission recognizes that ``Congress intended that
intrastate pipelines should be able to compete in the transportation
market without bearing the burden of full regulation by FERC under the
Natural Gas Act.'' \16\ Consistent with that fact, the Commission has
not extended all of the Part 284 open access requirements to NGPA
section 311 intrastate pipelines or to Hinshaw pipelines. However, the
U.S. Court of Appeals for the District of Columbia Circuit has also
held that the Commission ``must provide a reasonable justification for
excluding'' an intrastate
[[Page 72398]]
pipeline from a requirement that binds interstate pipelines.\17\
Similarly, the Commission has held that it may grant intrastate
facilities ``additional flexibility,'' but not if lighter regulation
would ``harm any party [or] impede the Commission's goal of fostering a
national pipeline grid.'' \18\
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\16\ Mustang Energy Corp. v. Federal Energy Regulatory Comm'n,
859 F.2d 1447, 1457 (10th Cir. 1988), cert. denied, 490 U.S. 1019
(1988); see also EPGT Texas Pipeline, 99 FERC ]61,295 (2002).
\17\ ANR v. FERC, 71 F.3d at 902.
\18\ EPGT Texas Pipeline, 99 FERC ] 61,295, at 62,252-3 (2002).
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14. Accordingly, comments are requested to assist in evaluating
whether changes in the Commission's posting requirements should be
considered in order to remove any competitive disadvantage between
interstate pipelines, on the one hand, and intrastate pipelines
providing interstate transportation and storage services under section
311 of the NGPA and Hinshaw pipelines providing such service pursuant
to a Sec. 284.224 blanket certificate. Specifically, the Commission
requests comments on the following questions:
1. What are the competitive impacts of the current differences in
reporting requirements applicable to interstate pipelines subject to
the Sec. 284.13 reporting requirements and section 311 and Hinshaw
pipelines subject to the Sec. 284.126 reporting requirements? Are the
competitive effects greater where the competing pipelines have market-
based rates, than where the competing pipelines have cost-based rates?
Does competition between interstate pipelines, on the one hand, and
section 311 and Hinshaw pipelines, on the other, occur primarily in the
context of storage services or is there also significant competition in
the context of transportation services?
2. Should the reporting requirements for interstate pipelines in
Sec. 284.13 be extended to all section 311 and Hinshaw pipelines
providing interstate transportation and storage services? Should the
reporting requirements in Sec. 284.13 only be required for section 311
and Hinshaw pipelines with authority to provide interstate services at
market-based rates?
3. To what extent would market transparency be enhanced by
requiring section 311 and Hinshaw pipelines providing interstate
services to comply with the requirements of Sec. 284.13?
4. Should the reporting requirements for interstate pipelines in
Sec. 284.13 only be extended to larger section 311 and Hinshaw
pipelines and, if so, what measurement should be used to separate
larger section 311 and Hinshaw pipelines from smaller storage
providers?
5. Should all of the Sec. 284.13 reporting requirements be imposed
on section 311 and Hinshaw pipelines or only some of those
requirements? If the latter, which of the Sec. 284.13 reporting
requirements are necessary to avoid adverse competitive effects and
promote transparency?
6. Would extending the Sec. 284.13 reporting requirements to
section 311 and Hinshaw pipelines have a material effect on the amount
of intrastate transportation and storage capacity made available in the
interstate market?
7. Would a periodic report filed more frequently than semi-annually
but short of a daily posting requirement provide the necessary level of
price transparency to address the issues raised by SGRM and other
storage developers in Docket No. RP08-606-000?
8. Should section 311 and Hinshaw pipelines be prohibited from
submitting their Sec. 284.126(b) and (c) annual transportation and
semi-annual storage reports subject to a request for privileged
treatment under Sec. Sec. 385.1112 and 388.112 of the Commission's
regulations? If so, does that provide the necessary level of price
transparency to address the issues raised by SGRM and other storage
developers in Docket No. RP08-606-000?
III. Procedure for Comments
15. The Commission invites interested persons to submit comments,
and other information on the matters, issues, and specific questions
identified in this notice. Comments are due January 27, 2009. Comments
must refer to Docket No. RM09-2-000, and must include the commenter's
name, the organization it represents, if applicable, and its address.
16. To facilitate the Commission's review of the comments,
commenters are requested to provide an executive summary of their
position. Commenters are requested to identify each specific question
posed by the Notice of Inquiry that their discussion addresses and to
use appropriate headings. Additional issues the commenters wish to
raise should be identified separately. The commenters should double-
space their comments.
17. Comments may be filed on paper or electronically via the
eFiling link on the Commission's Web site at https://www.ferc.gov. The
Commission accepts most standard word processing formats and commenters
may attach additional files with supporting information in certain
other file formats. Commenters filing electronically do not need to
make a paper filing. Commenters that are not able to file comments
electronically must send an original and 14 copies of their comments
to: Federal Energy Regulatory Commission, Secretary of the Commission,
888 First Street, NE., Washington, DC 20426.
18. All comments will be placed in the Commission's public files
and may be viewed, printed, or downloaded remotely as described in the
Document Availability section below. Commenters are not required to
serve copies of their comments on other commenters.
IV. Document Availability
19. In addition to publishing the full text of this document in the
Federal Register, the Commission provides all interested persons an
opportunity to view and/or print the contents of this document via the
Internet through the Commission's Home Page (https://www.ferc.gov) and
in the Commission's Public Reference Room during normal business hours
(8:30 a.m. to 5 p.m. Eastern time) at 888 First Street, NE., Room 2A,
Washington DC 20426.
20. From the Commission's Home Page on the Internet, this
information is available in the Commission's document management
system, eLibrary. The full text of this document is available on
eLibrary in PDF and Microsoft Word format for viewing, printing, and/or
downloading. To access this document in eLibrary, type the docket
number (excluding the last three digits) in the docket number field.
21. User assistance is available for eLibrary and the Commission's
Web site during normal business hours. For assistance, please contact
the Commission's Online Support at 1-866-208-3676 (toll free) or 202-
502-6652 (e-mail at FERCOnlineSupport@ferc.gov or the Public Reference
Room at 202-502-8371, TTY 202-502-8659 (e-mail at
public.referenceroom@ferc.gov).
By direction of the Commission.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. E8-28218 Filed 11-26-08; 8:45 am]
BILLING CODE 6717-01-P