Obstetrical and Gynecological Devices; Designation of Special Controls for Male Condoms Made of Natural Rubber Latex, 66522-66539 [E8-26825]
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Table of Contents
representative payee without a face-toface interview.
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 884
[Docket No. FDA–2004–N–0511] (formerly
Docket No. 2004N–0556)
RIN 0910–AF21
Obstetrical and Gynecological
Devices; Designation of Special
Controls for Male Condoms Made of
Natural Rubber Latex
AGENCY:
Food and Drug Administration,
HHS.
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ACTION:
Final rule.
SUMMARY: The Food and Drug
Administration (FDA) is amending the
classification regulation for condoms to
designate a special control for male
condoms made of natural rubber latex
(latex). The special control for the
device is the guidance document
entitled ‘‘Class II Special Controls
Guidance Document: Labeling for
Natural Rubber Latex Condoms
Classified Under 21 CFR 884.5300.’’ The
FDA will publish a notice in the Federal
Register announcing the availability of
the special control guidance document
no later than the effective date of this
final rule.
DATES: Effective Date: This rule is
effective January 9, 2009.
Compliance Dates: Premarket
notification submissions (510(k)s) for
latex condoms filed on or after the
effective date of this rule are expected
to comply with the requirement of
special controls at the time that the
510(k) is submitted. Latex condoms
cleared for marketing on or after the
effective date of the rule but submitted
in 510(k)s filed before the effective date
of the rule are expected to comply with
the requirement of special controls on or
before March 10, 2009. Latex condoms
legally marketed before the effective
date of this rule are expected to comply
with the requirement of special controls
December 10, 2009. Specific
information on how the rule will be
implemented can be found in section
II.B of this document.
FOR FURTHER INFORMATION CONTACT:
Colin M. Pollard, Center for Devices and
Radiological Health (HFZ–470), Food
and Drug Administration, 9200
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I. Background
A. Statutory Framework
B. Regulatory History of Latex
Condoms
C. Overview of Proposed Rule
D. Additional Scientific Information
Developed After the Completion of
the Proposed Rule and Draft Special
Control Guidance
1. FDA Update of Epidemiology
2. Latex Condom Label
Comprehension Study
II. Summary of the Final Rule
A. Overview of the Final Rule
B. Implementation Strategy
C. Issues Requiring Special Controls
1. Unintended Pregnancy
2. Transmission of Sexually
Transmitted Infections (STIs)
3. Incorrect or Inconsistent Use
III. Comments and FDA’s Responses
A. Identification Section of the
Classification Regulation
B. Establishment of a Guidance
Document as a Special Control
C. FDA’s Review of Scientific
Information
1. General Comments
2. Slippage and Breakage
3. Risk Reduction
4. Evaluation of Latex Condom
Effectiveness
D. Labeling Recommendations
1. General
2. Comprehension
3. Pregnancy
4. STIs
5. Correct and Consistent Use
6. Risk Reduction
7. Directions for Use and Precautions
8. Additional Information
E. Comments in Response to FDA’s
Specific Requests
1. Human Papillomavirus (HPV)
2. Nonlatex Condoms Without
Nonoxynol-9
F. Implementation
IV. Environmental Impact
V. Analysis of Impacts
A. Background
B. Affected Entities and Scope of
Effect
C. Costs of Implementation
D. Regulatory Flexibility Analysis
VI. Federalism
VII. Paperwork Reduction Act of 1995
VIII. References
I. Background
In the Federal Register of November
14, 2005 (70 FR 69102), FDA proposed
to amend existing classification
regulations to designate a labeling
guidance document as the special
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control for condoms made of natural
rubber latex (latex condoms), classified
under 21 CFR 884.5300, and latex
condoms with spermicidal lubricant
containing nonoxynol-9 (N–9),
classified under § 884.5310 (21 CFR
884.5310). As proposed, the final rule
amends § 884.5300 (21 CFR 884.5300)
and designates a guidance document
containing labeling recommendations as
the special control for latex condoms.
However, FDA continues to review the
comments it received in response to its
general and specific requests for
comment on latex condoms with
spermicidal lubricant and to evaluate
the controls appropriate for condoms
with spermicidal lubricant (§ 884.5310).
Therefore, FDA is not issuing a final
rule on that device at this time.1
In the following sections of this
preamble, FDA addresses the statutory
framework, regulatory history, and
scientific information related to latex
condoms; summarizes the final rule;
and responds to the comments on FDA’s
designation of special controls for the
latex condom.
A. Statutory Framework
The Federal Food, Drug, and Cosmetic
Act (the act) (21 U.S.C. 301 et seq.), as
amended, including the Medical Device
Amendments of 1976 (the 1976
1 On December 19, 2007, FDA published a final
rule, codified at 21 CFR 201.66(c)(5)(ii)(H) and 21
CFR 201.325, that requires that labeling of OTC
vaginal contraceptive/spermicidal drug products
containing N–9 bear the following warnings:
• For vaginal use only
• Not for rectal (anal) use
• Sexually transmitted diseases (STDs) alert: This
product does not protect against HIV/AIDS or other
STDs and may increase the risk of getting HIV from
an infected partner
• Do not use if you or your sex partner has HIV/
AIDS. If you do not know if you or your sex partner
is infected, choose another form of birth control.
• When using this product you may get vaginal
irritation (burning, itching, or a rash)
• Stop use and ask a doctor if you or your partner
get burning, itching, a rash or other irritation of the
vagina or penis
Other information in the new labeling includes:
• When used correctly every time you have sex,
latex condoms greatly reduce, but do not eliminate
the risk of catching or spreading HIV, the virus that
causes AIDS.
• Studies have raised safety concerns that
products containing the spermicide nonoxynol 9
can irritate the vagina and rectum. Sometimes this
irritation has no symptoms. This irritation may
increase the risk of getting HIV/AIDS from an
infected partner.
• You can use nonoxynol 9 for birth control with
or without a diaphragm or condom if you have sex
with only one partner who is not infected with HIV
and who has no other sexual partners or HIV risk
factors
• Use a latex condom without nonoxynol 9 if you
or your sex partner has HIV/AIDS, multiple sex
partners, or other HIV risk factors
• Ask a health professional if you have questions
about your best birth control and STD prevention
methods.
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amendments) (Public Law 94–295) and
the Safe Medical Devices Act of 1990
(SMDA) (Public Law 101–629),
established a comprehensive system for
the regulation of medical devices
intended for human use. Section 513 of
the act (21 U.S.C. 360c) established
three categories (classes) of devices,
depending on the regulatory controls
needed to provide reasonable assurance
of their safety and effectiveness. The
three categories of devices are class I
(general controls), class II (special
controls), and class III (premarket
approval).
FDA refers to devices that were in
commercial distribution before May 28,
1976 (the date of enactment of the 1976
amendments), as preamendments
devices. Under section 513 of the act,
FDA classifies these devices after the
agency takes the following steps: (1)
receives a recommendation from a
device classification panel (an FDA
advisory committee); (2) publishes the
panel’s recommendation for comment,
along with a proposed regulation
classifying the device; and (3) publishes
a final regulation classifying the device.
FDA has classified most
preamendments devices under these
procedures.
FDA refers to devices that were not in
commercial distribution before May 28,
1976, as postamendments devices.
Postamendments devices are classified
automatically by statute (section 513(f)
of the act) into class III without any FDA
rulemaking process. These devices
remain in class III unless FDA does one
of the following: (1) reclassifies the
device into class I or II; (2) issues an
order classifying the device into class I
or II in accordance with section 513(f)(2)
of the act; or (3) issues an order finding
the device to be substantially
equivalent, in accordance with section
513(i) of the act, to a legally marketed
device that has been classified into class
I or class II or to a preamendments
device of a type that has yet to be
initially classified in accordance with
section 513(b). The agency determines
whether new devices are substantially
equivalent to predicate devices by
means of premarket notification
procedures in section 510(k) of the act
(21 U.S.C. 360(k)) and regulations at
part 807 (21 CFR part 807).
Under the 1976 amendments, class II
devices were defined as devices for
which there was insufficient
information to show that general
controls themselves would provide
reasonable assurance of safety and
effectiveness, but for which there was
sufficient information to establish
performance standards to provide such
assurance. SMDA broadened the
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definition of class II devices to mean
those devices for which the general
controls by themselves are insufficient
to provide reasonable assurance of
safety and effectiveness, but for which
there is sufficient information to
establish special controls to provide
such assurance, including performance
standards, postmarket surveillance,
patient registries, development and
dissemination of guidelines,
recommendations, and any other
appropriate actions the agency deems
necessary (section 513(a)(1)(B) of the
act).
B. Regulatory History of Latex
Condoms 2
Prior to enactment of the 1976
amendments, latex condoms were
marketed in the United States for both
contraception and prophylaxis, i.e.,
reducing the risk of sexually transmitted
infections (STIs).3 As a preamendments
device, the latex condom was classified
along with hundreds of other devices
during FDA’s original classification
proceedings. Based primarily on the
recommendations of experts on the
Obstetrics and Gynecology Device
Classification Panel, FDA classified
latex condoms into class II by regulation
published in the Federal Register of
February 26, 1980 (45 FR 12710).
Condoms were identified as ‘‘* * * a
sheath which completely covers the
penis with a closely fitting membrane.
The condom is used for contraceptive
and for prophylactic purposes
(preventing transmission of venereal
disease) * * *’’ (§ 884.5300). This
classification regulation does not
include condoms with spermicidal
lubricant, which are postamendments
devices classified under § 884.5300.
At the time that latex condoms were
classified into class II, the statutory
definition of that class contemplated the
establishment of mandatory
performance standards for all class II
devices, in accordance with section
514(b) of the act (21 U.S.C. 360d(b)).
Because of the complex process
associated with issuing mandatory
performance standards, the agency did
not establish a performance standard for
2 As discussed in the 2005 proposed rule (70 FR
69102 at 69112), the proposal was limited to latex
condoms, which represent the vast majority of
condoms marketed in the United States. As
discussed in the proposal, FDA intends to address
condoms made from other materials (natural
membrane (skin) or synthetic materials) at a future
date.
3 With the exception of a reference to the 2005
proposed replacement of ‘‘venereal disease’’ with
‘‘sexually transmitted disease,’’ FDA is using
‘‘sexually transmitted infection’’ or ‘‘STI’’ instead of
‘‘sexually transmitted disease’’ or ‘‘STD’’ in the
final rule and special controls guidance document.
This is discussed in more detail at section III.
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condoms or virtually any other class II
device before the SMDA in 1990
provided additional options for special
controls for class II devices. This
rulemaking will for the first time
establish a special control for latex
condoms.
Latex condoms are also subject to the
requirement of premarket notification, a
general control requiring a
determination of substantial
equivalence before they may be
marketed, and other general controls,
including good manufacturing practices
(quality system regulation), registration
and listing, adverse event reporting, and
the prohibitions on adulteration and
misbranding. This device is also subject
to labeling requirements applicable to
all devices, including a statement of
principal intended action(s) and
adequate directions for use as described
in part 801 (21 CFR part 801).
In addition to the general labeling
requirements, latex condoms are subject
to specific labeling requirements
addressing expiration dating and latex
sensitivity (21 CFR 801.435 and
801.437). FDA established expiration
dating requirements in response to shelf
life studies showing that important latex
condom properties can change over
time. The expiration dating regulation
addresses the risk of latex condom
deterioration due to product aging and
helps ensure that consumers have
information regarding the safe use of
latex condoms (62 FR 50501, September
26, 1997). The latex sensitivity labeling
requirements were added in response to
numerous reports of severe allergic
reactions and deaths related to a wide
range of medical devices containing
natural rubber (62 FR 51021 at 51029,
September 30, 1997).
In addition to the history of action
regarding latex condoms undertaken
under the act, on December 21, 2000,
Congress enacted Public Law 106–554,
which required that FDA ‘‘reexamine
existing condom labels’’ and ‘‘determine
whether the labels are medically
accurate regarding the overall
effectiveness or lack of effectiveness of
condoms in preventing sexually
transmitted diseases, including [human
papillomavirus].’’ In this review, FDA
considered the following:
• Physical properties of condoms
• Condom slippage and breakage
during actual use
• Plausibility for STI-risk reduction
attributable to condoms
• Evaluations of condom
effectiveness against STIs by other
Federal agencies, and
• Clinical studies of condoms’
protection against STIs published in
peer-reviewed journals.
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As a result of this review of scientific
information and of existing latex
condom labeling, FDA concluded that
existing latex condom labeling was
medically accurate in presenting the
conclusion that, as an overall matter,
condoms are effective in reducing the
risk of STIs. To help consumers make
appropriate choices for their particular
needs, and therefore to ensure the safe
and effective use of condoms, FDA
proposed to establish a labeling special
control to address some additional,
more nuanced information about
condoms and STIs, as well as to provide
information about contraception, and
about appropriate directions and
precautions for use of latex condoms.
The present rulemaking grew out of that
initiative.
C. Overview of Proposed Rule
In the Federal Register of November
14, 2005 (70 FR 69102), FDA issued a
proposed rule to amend the
classification regulations for condoms
(§§ 884.5300 and 884.5310). The
proposed regulatory changes were
intended to help ensure that latex
condoms were used safely and
effectively by providing labeling
conveying a concise, accurate message
that neither exaggerated the degree of
protection provided by latex condoms,
nor undervalued overall STI-risk
reduction provided by latex condom
use.
FDA proposed to amend the
identification section of the regulations
to change the wording ‘‘venereal
disease’’ to ‘‘sexually transmitted
diseases.’’ FDA also proposed to add
classification sections to each of the
regulations, segregating the subset of
condoms in each classification that were
made of latex. Finally, FDA proposed to
designate as a special control a guidance
document with labeling
recommendations for latex condoms,
because the agency believed that this
control, together with general controls,
could reasonably assure the safety and
effectiveness of these devices. The draft
special controls guidance recommended
labeling to inform consumers about the
extent of protection provided by latex
condoms against unintended pregnancy
and against STIs, including labeling that
informed consumers that STIs can be
transmitted in various ways, including
transmission to or from the penis and
transmission by other types of sexual
contact. The draft guidance
recommended that labeling explain that
latex condoms can reduce the risk of
STIs, such as gonorrhea and chlamydia,
that are spread to or from the penis by
direct contact with the vagina and
genital fluids. It further recommended
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labeling that indicated that some STIs,
such as genital herpes and human
papillomavirus (HPV), may also be
transmitted by contact with infectious
skin or mucosa not covered by the latex
condom, and that latex condoms
provide less protection against these
STIs.
FDA proposed to establish the
labeling guidance as a special control,
by rulemaking, because it meant that
manufacturers would be required to
address the issues identified in the
guidance. Unlike a regular guidance,
which imposes no requirements, where
a guidance document has been
designated as a special control by a rule,
manufacturers must address the issues
identified in the guidance, either by
following the recommendations in the
guidance or by some other means that
provides equivalent assurances of safety
and effectiveness. At the same time,
establishing a guidance document as a
special control affords greater flexibility
than a rule mandating specific labeling
language and can facilitate updating
labeling as new scientific information
becomes available because the special
control permits manufacturers to use
any labeling that affords equivalent
assurances of safety and effectiveness
for latex condoms.
In response to FDA’s requests for
comment, more than one hundred
commenters submitted information and
comments to the two dockets (one
docket for the proposed rule and one
docket for the draft special controls
guidance document). Comments were
submitted by consumers, health
professionals, industry, academia, state
and Federal government agencies, as
well as professional societies and
organizations. The comments included
different points of interest and concern.
Many comments discussed issues
involving latex condoms with
spermicidal lubricant containing
nonoxynol-9, and as discussed earlier,
FDA continues to review those
comments. In some cases, commenters
filed comments to the dockets for both
the rule and for the guidance; in other
cases, comments were filed in only one
docket. Because of the intertwined
nature of the proposed rule and
guidance and because of the significant
overlap in comments, FDA considered
all comments in preparing both the final
rule and the intended final special
control guidance document.4
4 The term ‘‘intended final special control
guidance document’’ refers to the version of the
guidance that is currently available for reference
only at https://www.fda.gov/cdrh/comp/guidance/
1548ref.html, pending approval under the
Paperwork Reduction Act (the PRA). (See Section
VII.)
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D. Additional Scientific Information
Developed After the Completion of the
Proposed Rule and Draft Special
Control Guidance
1. FDA Update of Epidemiology
In developing the 2005 proposed rule
and draft guidance, to assess the overall
effectiveness of latex condoms in
preventing transmission of STIs, FDA
evaluated a variety of scientific
evidence and information about
condoms and STIs. In particular, FDA
considered the physical properties of a
condom, which make it capable of
acting as a barrier to the pathogens that
cause STIs; evidence regarding condom
slippage and breakage during actual use;
plausibility for STI-risk reduction
attributable to condoms, which draws
on information about the different
routes of transmission of different STIs;
and evidence from good quality
epidemiological studies published in
peer-reviewed journals evaluating
condoms and STI-risk reduction,
including evaluations of condom
effectiveness against STIs by other
Federal agencies.
FDA’s evaluation divided common
STIs into two groups in relation to their
usual routes of sexual transmission.
FDA identified as Group I those STIs
that are sexually transmitted solely
either to or from the head of the penis,
an area that is covered when a latex
condom is used. Group I STIs include
HIV/Acquired Immune Deficiency
Syndrome (AIDS), gonorrhea,
chlamydia, trichomoniasis,5 and
hepatitis B virus (HBV). FDA identified
as Group II those STIs that can be
transmitted not only through contact
with the head of the penis, but also
through contact with infected skin
outside the area that is covered when a
latex condom is used. Group II STIs
include HPV, herpes simplex virus
(HSV), syphilis, and chancroid.
Considering the means of transmission
of STIs and the extensive information
on the physical characteristics and
performance of condoms, as well as the
specific clinical data available, FDA
concluded that there was strong support
for the conclusion that latex condoms
reduce the overall risk of transmission
5 FDA’s 2005 proposed rule identified
trichomoniasis as a group I STI based on its route
of transmission but did not consider any significant
new information regarding trichomoniasis because
none existed at that time. Neither the prior labeling
recommendations nor the draft special control
guidance recommended making specific claims for
condom effectiveness against trichomoniasis. In
formulating this final rule and special control
guidance document, FDA also has found no new
information about condom effectiveness against this
specific pathogen, and does not include specific
recommendations for labeling to address it.
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of STIs. FDA also concluded that the
degree of risk reduction for different
types of STIs varies with their routes of
transmission.
As discussed in section III.C, FDA’s
scientific conclusions were generally
supported by the public comments. In
preparing this final rule, moreover, FDA
ensured that its scientific basis remains
sound. Using the same approach as in
2005, analyzing systematic reviews6
and, when those were not available,
analyzing individual clinical studies for
STIs, FDA reviewed more recent
epidemiological studies and analyses
published in peer-reviewed publications
from December 2004, the cut-off date for
studies considered in developing the
proposed rule, through April 30, 2008.
Consistent with its findings in 2005,
FDA confirmed that latex condoms
provide effective protection against all
STIs evaluated. FDA findings from its
updated review are described in more
detail next.
Group I STIs
In the 2005 proposal, FDA concluded
that latex condoms, when used correctly
and consistently, are effective in
reducing the risk of transmission of
Group I STIs (70 FR 69102 at 69108). No
new data undermine this conclusion
and some new studies of particular
Group I STIs provide additional support
for it. Therefore, FDA’s conclusion
related to the Group I STIs continues to
be that latex condoms when used
correctly and consistently are effective
in reducing the risk of transmission of
group I STIs.
HIV
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Well-designed studies evaluated prior
to the proposed rule show the effect of
consistent condom use on reducing the
risk of HIV infection (70 FR 69102 at
69107 to 69108). One well-designed
study conducted a meta-analysis (where
results of all studies selected are pooled
and analyzed) of studies of HIVdiscordant subjects (where HIV status is
known at the outset of the study, and an
uninfected partner has sex with an
infected partner) and found that
condoms were 90 to 95 percent effective
in reducing the incidence of new
infections when used consistently.
Another study was a systematic review
of longitudinal studies and found that
consistent use of condoms results in at
6 As stated in the proposed rule (70 FR 69102 at
69107), a systematic review means a review of a
clearly formulated question that uses systematic
and explicit methods to identify, select, and
critically appraise relevant research and to collect
and analyze data from studies that are included
with the review.
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least an 80 percent reduction in HIV
incidence.
No new systematic reviews of condom
effectiveness in reducing the risk of HIV
infection have been published since the
cut-off for studies considered in
formulating FDA’s proposed rule. On
the basis described in the proposed rule,
FDA’s conclusion remains that
consistent and correct use of latex
condoms is highly effective in reducing
the risk of HIV infection.
Gonorrhea and Chlamydia
Consistent with the FDA conclusions
presented in 2005 (70 FR 69102 at
69108), one systematic review presented
in 2006 demonstrated that consistent
and correct use of condoms reduces risk
of both gonorrhea and chlamydia in
men and women (Ref. 9).
Hepatitis B Virus (HBV)
As was the case when FDA published
its proposed rule, FDA is aware of no
systematic reviews of condom
effectiveness against HBV infection. Nor
were any new epidemiological studies
of condom use and HBV infection
published during the period of FDA’s
review for preparation of this final rule.
As discussed in the 2005 proposal (70
FR 69102 at 69108), one cross-sectional
study showed that correct and
consistent condom use was significantly
associated with lower prevalence of
HBV.
Group II STIs
In the 2005 proposal, FDA concluded
that latex condoms, when used correctly
and consistently, are effective in
reducing the risk of transmission of
group II STIs. Studies published since
December 2004 support, and in the case
of HPV, provide additional evidence for,
this conclusion, as discussed below.
HPV
No new systematic reviews of
condoms and HPV infection have been
published since December 2004. At the
time of the 2005 proposed rule, the
clinical data regarding the effect of
condom use on reducing the risk of
infection with HPV was limited, but two
systematic reviews supported the
conclusion that correct and consistent
use of latex condoms can reduce the
rates of genital warts and cervical
cancer, the main diseases associated
with HPV infection (70 FR 69102 at
69108).
Since December 2004, several
individual studies have addressed
condom use and HPV infection, not
only the incidence of HPV-related
disease. Of particular note, a
longitudinal study of the association of
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condom use and risk of genital HPV
infection found that women who
reported consistent condom use for the
eight months prior to HPV testing were
less likely to acquire a first-time
infection of HPV and that women who
reported 100 percent condom use in the
prior eight months had no cervical
squamous intraepithelial lesions
detected on their Pap tests (Ref. 10)
(hereinafter referred to as ‘‘2006 Winer
et al. study’’). Another study published
since the cut-off for the 2005 proposed
rule found a higher prevalence of HPV
in women who did not use condoms
(Ref. 4). Yet another study published
since the 2005 proposed rule
demonstrated an association between
prolonged HPV infection and less
consistent condom use (Ref. 7). These
newer studies now support the
conclusion that condom use not only
reduces the risk of genital warts and
cervical cancer, it also reduces the risk
of HPV infection itself.
Genital Herpes Simplex Virus (HSV)
No new systematic reviews of
condoms and HSV infection have been
published since December 2004. FDA’s
2005 conclusions about latex condom
effectiveness were based on the 2002
systematic review showing that condom
use reduced the risk of HSV–2 infection
for women (70 FR 69102 at 69108). A
more recent prospective study showed
effectiveness of condom use in reducing
the risk of HSV infection in men and
replicated effectiveness in women (Ref.
8), supporting the findings of the 2002
systematic review and FDA’s 2005
conclusions.
Syphilis
As was the case when FDA published
its proposed rule, FDA is not aware of
any systematic reviews of condom
effectiveness against syphilis infection.
FDA’s 2005 conclusions about latex
condom effectiveness were based
primarily on the data from two
prospective studies, discussed in the
preamble to the proposed rule (70 FR
69102 at 69108), that showed condom
use provided significant protection
against syphilis. More recently, one
study evaluated risks of STIs, including
syphilis, in female sex workers and
found that failure to use a condom was
associated with an increased risk of
syphilis (Ref. 6). This information
continues to support the conclusion
made in the 2005 proposal that correct
and consistent latex condom use
reduces the risk of syphilis.
Chancroid
Chancroid infection is extremely rare
in the United States. In 2006, only 33
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new cases were reported in the United
States. (Ref. 1). As in 2005, when FDA
published its proposed rule, FDA knows
of no systematic review of condom
effectiveness against this STI. No new
epidemiological studies of condom use
and chancroid infection have been
identified. Therefore, FDA’s conclusions
about latex condom effectiveness
toward chancroid remain based on the
study discussed in the 2005 proposal
that reported that condom use was
associated with a significantly reduced
risk of genital ulcer disease (presumed
to be chancroid) among prostitutes in
Kenya (70 FR 69102 at 69108).
In summary, FDA believes that
conclusions from the additional studies
published in peer-reviewed publications
from December 2004 through April 30,
2008, are consistent with FDA’s 2005
conclusions about latex condom
effectiveness. Newer evidence, such as
the systematic review of the effect of
condom use on transmission of
gonorrhea and chlamydia infections
(Ref. 9) and the recent epidemiological
studies showing that condom use
reduced HPV infection (Refs. 7 and 10),
replicate or strengthen the basis for
these conclusions.
2. Latex Condom Label Comprehension
Study
As described in more detail below,
many commenters expressed concern
that FDA’s proposed language for latex
condom labeling was confusing,
especially in its efforts to describe two
tiers of protection afforded by condoms
against STIs. These comments expressed
serious concerns that FDA’s latex
condom labeling proposal was overly
complex and would ultimately be
misunderstood by the consumer. Many
argued that this same confusion and
misunderstanding would lead to
unmerited negative impressions of latex
condoms and—ultimately—to an
unfounded decrease in latex condom
use. One commenter also submitted a
study it had conducted of consumer
comprehension of the labeling proposed
in the draft guidance, the results of
which supported the comments that this
labeling was not well understood. (This
comment and study are discussed in
section III of this document, where FDA
discusses and responds to comments in
detail.)
In light of these important comments
on the labeling recommendations it had
proposed, to inform its final rulemaking,
FDA conducted a study to see whether
typical consumers understand latex
condom labeling, testing both the
current labeling and the labeling
proposed in the 2005 draft guidance
document.
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FDA Study Objectives
FDA contracted for a latex condom
label comprehension study. Conducted
in November and December 2007, the
study was designed to measure and
compare consumer understanding of the
labeling recommended for latex
condoms under FDA’s 1998 guidance
document, ‘‘Latex Condoms for Men,
Information for 510(k) Premarket
Notifications: Use of Consensus
Standards for Abbreviated
Submissions,’’ which is found on
currently marketed latex condoms, and
the latex condom labeling proposed in
the 2005 draft special controls guidance.
The study specifically focused on FDA’s
proposal to include more detailed
information in the labeling about the
relative degree of protection that
condoms provide against different
STIs.7
Study Design
Participants were recruited from six
shopping malls, four retail pharmacies,
and three literacy centers in 11
communities throughout the United
States. Eight hundred and forty-four
(844) participants between the ages of
18 and 54 were divided almost evenly
to review either the current or proposed
latex condom labeling. Each participant
was asked to respond to a set of
questions intended to measure his or
her understanding of the labeling. When
responding to the questions,
participants were allowed to look at the
labeling provided.
Quotas were established to attain an
equal distribution by sex and prespecified proportions of respondents by
age and reading ability. The Rapid
Estimate of Adult Literacy in Medicine
(REALM) test (Ref. 3) was used to assess
reading level, and a threshold score was
chosen, which divided the group into
normal-literacy (ninth grade reading
level and above) and low-literacy
(eighth grade reading level and below).
Of the 844 subjects, 430 were classified
as normal-literate, 405 as low-literate,
and nine had no REALM score.
FDA Study Results
Poorer readers and those with less
education (two variables not highly
correlated) had lower comprehension
scores than those with a higher reading
level. However, there were no
7 The study also focused on the new warnings
proposed for condoms with nonoxynol-9 (N–9) in
the lubricant; as described in the introductory
paragraph of section I of this preamble, FDA’s
proposal to designate a labeling guidance as a
special control for those devices remains open, as
FDA is still considering the comments and other
data, including these study results, that are relevant
to that proposal.
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differences based on age, race, ethnicity,
income, or the type of neighborhoods
where the respondents resided.
Participants understood the basic
message in both the current and
proposed labeling that latex condoms
help protect against transmission of
sexually transmitted infections (>80
percent correct responses). When
comparing equivalent questions
between the current and proposed latex
condom labeling, for every comparison
with a significant difference in rates of
comprehension, the difference favored
the current latex condom labeling over
the proposed latex condom labeling.
Study participants did not understand
the more complex messages about the
relative degree of protection provided
by condoms against different STIs (<30
percent correct responses).
The study was not designed to
determine the reasons for the
differences in consumer comprehension
of the two labeling versions. However,
FDA’s proposed labeling was
unarguably lengthier, with considerably
more information than current labeling.
Study analysis suggests that shorter and
simpler labeling will more likely result
in better consumer comprehension.
II. Summary of the Final Rule
A. Overview of the Final Rule
In developing this final rule, FDA
considered all of the comments, as well
as its updated review of scientific
evidence and results of the latex
condom label comprehension study.
FDA concludes that the scientific
evidence today continues to fully
support the overall effectiveness of latex
condoms in reducing the risk of
transmission of common STIs. That
evidence supports the conclusions that
correct and consistent use of latex
condoms reduces the risk of
transmission of HIV/AIDS and other
STIs such as gonorrhea that are sexually
transmitted solely by contact with the
head of the penis (via genital fluids).
Also, the evidence available today
provides even more support than was
available at the time of publication of
the proposed rule for the conclusion
that latex condoms are effective in
reducing the risk of transmission of
other STIs, such as genital herpes and
HPV, that can be transmitted not only
by contact with the head of the penis,
the area covered by a latex condom, but
also by contact with infected skin
outside the area covered by the latex
condom.
In developing the final rule and
intended final special control guidance
document, FDA not only affirmed the
underlying scientific conclusions, but
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also considered whether the labeling
statements recommended in the draft
special control guidance document, in
particular the statements addressing the
effectiveness of latex condoms against
the two groups of STIs, were adequately
clear. Based on comments that criticized
the labeling contained in the draft
guidance as, among other things,
‘‘misleading,’’ ‘‘overly complex,’’
‘‘difficult to understand,’’ and ‘‘negative
possibly discouraging use,’’ as discussed
in section I, FDA sponsored a latex
condom label comprehension study.
This study supported commenters who
maintained that the labeling contained
in the draft guidance was too confusing
for consumers, and did not effectively
and adequately communicate the
effectiveness of latex condoms against
these two groups of STIs.
Taking account of the comments and
other information described in this
preamble, FDA’s final rule and intended
final special control guidance remain
consistent with the proposal but
incorporate some changes. The final
rule, like the proposal, amends the
identification section of § 884.5300 to
change the terminology used. As
proposed, the final rule also creates new
classification sections distinguishing
condoms made of natural rubber latex
from condoms made of other materials,
including natural membrane and
synthetic materials. Finally, as
proposed, the final rule designates a
guidance document containing labeling
recommendations as the special control
for the subset of condoms made of
natural rubber latex, to address issues of
safety and effectiveness discussed below
and to convey the basic scientific
conclusions already described. In
response to comments and in
consideration of the other information
described previously, FDA has
simplified the labeling recommended
for latex condoms, including the
labeling statements regarding the degree
of protection afforded by latex condoms
against the two groups of STIs. FDA has
also updated the recommended
directions for use and precautions to
help ensure consistent and correct use
of latex condoms. Finally, FDA has
assigned a new title to the final
guidance document designated as a
special control by this rule in order to
avoid confusion with the draft guidance
made available in November 2005,
which remains available as the
proposed special control for latex
condoms with spermicidal lubricant in
association with the pending proposal
to amend § 884.5310. (See Section I.)
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B. Implementation Strategy
FDA intends to implement this final
rule as described in the following
paragraphs. The general approach
remains consistent with what was set
forth in the 2005 proposed rule, but
certain time frames have been extended.
Specifically, this final rule will be
effective 60 days after its date of
publication, rather than the 30 days
anticipated in the proposed rule. The
implementation strategy takes account
of the changed effective date of the final
rule, while remaining generally
consistent with the implementation
strategy outlined in the proposed rule.
The proposed rule anticipated that
latex condoms legally marketed prior to
the effective date of a final rule would
have 11 months after the effective date,
or a total of 12 months from publication
of the final rule, to meet the
requirements of special controls. That
proposed rule also anticipated that latex
condoms that were the subject of
pending 510(k) applications on the
effective date of any final rule but
cleared subsequently would be expected
to comply with the requirement of
special controls for latex condoms no
more than 60 days after the effective
date of the final rule.
For the final rule, FDA intends the
following implementation strategy.
Latex condoms that are the subject of
premarket notification submissions
(510(k)s) filed on or after the effective
date of this rule are expected to comply
with the requirement of special controls
immediately upon the rule taking effect.
Therefore, a firm submitting a 510(k) for
a latex condom on or after the effective
date of this rule must show that its
device meets the recommendations of
the special control guidance (as made
available after PRA approval) or in some
other way provides equivalent
assurances of safety and effectiveness.
Latex condoms that are the subject of
a 510(k) that is pending on the effective
date of this final rule but are
subsequently cleared are expected to
comply with the requirement of special
controls by following the
recommendations in the special control
guidance (as made available after PRA
approval) or providing equivalent
assurances of safety and effectiveness on
or before 120 days after the date of
publication of this final rule.
Latex condoms that were legally
marketed prior to the effective date of
this final rule are expected to comply
with the requirement of special controls
by following the recommendations in
the special control guidance (as made
available after PRA approval) or
providing equivalent assurances of
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safety and effectiveness no more than 13
months after the date of publication of
this final rule. As in the proposal, this
gives firms marketing these latex
condoms 11 months from the effective
date of the final rule to achieve
compliance, and a total period of 13
months from the date of publication of
the final rule, rather than the 12 months
from publication defined under the
proposal. FDA believes that this period
will allow for the production of new
labeling to meet the requirement of
special controls without leading to
product shortages, while promoting the
regulatory purpose of ensuring that this
new labeling is available to consumers
in a timely fashion.
C. Issues Requiring Special Controls
In the 2005 proposed rule, FDA
identified several issues associated with
the use of latex condoms that required
special controls to help provide a
reasonable assurance of safety and
effectiveness. The issues included the
risks of unintended pregnancy and of
STI transmission, and the issue of
incorrect or inconsistent use, which
undermines the effectiveness of the
latex condom in protecting against
unintended pregnancy and STI
transmission.
In the final rule, FDA is designating
a guidance document with labeling
recommendations as the required
special control for latex condoms to
address the issues of safety and
effectiveness associated with these
devices—the risks of unintended
pregnancy and of STIs, and the issue of
incorrect or inconsistent use.
1. Unintended Pregnancy
One of the principal intended actions
of latex condoms is contraception. Latex
condoms can greatly reduce the risk of
unintended pregnancy, but cannot
eliminate it. The special controls
guidance recommends that the labeling
indicate that latex condoms are
intended to prevent pregnancy. Labeling
should also indicate that latex condoms
do not completely eliminate the risk of
pregnancy. The guidance also
recommends that the package insert
contain contraceptive effectiveness
information comparing pregnancy rates
for latex condoms to rates for other
contraceptive options available in the
United States including drugs, devices,
and methods of permanent sterilization,
as well as a statement that consumers
who have questions about contraceptive
options, particularly because of health
reasons for avoiding pregnancy, should
contact a health care provider.
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2. Transmission of Sexually Transmitted
Infections (STIs)
The other principal intended action of
latex condoms is protection against the
transmission of STIs. The intended final
special controls guidance recommends
that labeling state that latex condoms
are intended to prevent HIV infection
(AIDS) and other STIs. In addition, the
labeling should include a statement that
condoms do not completely eliminate
the risk of STIs. Labeling should
indicate that latex condoms reduce the
risk of STIs by providing a barrier
against the source of infection. Labeling
should indicate that latex condoms are
most effective at reducing transmission
of STIs such as HIV infection (AIDS)
and gonorrhea that are spread by contact
with the head of the penis, an area
covered when the condom is used.
Labeling should also indicate that
condoms are less effective against STIs
such as HPV and herpes that can also be
spread by contact with infected skin
that is not covered by the latex condom.
The intended final guidance also
recommends labeling that indicates that
a health care provider should be
contacted if a consumer believes they
may have an STI. The intended final
special controls guidance further
recommends that labeling indicate that
for more information on latex condoms
or STIs, a health care provider or public
health agency should be contacted.
3. Incorrect or Inconsistent Use
In order to get the most protection
from a latex condom, latex condoms
must be used correctly every time a
consumer has sex. To promote correct
use, the intended final special controls
guidance recommends that labeling
include directions for use and
precautions against incorrect use. To
promote consistent use, the intended
final special controls guidance
recommends that labeling state that to
get the most protection from a latex
condom, a condom be used correctly
every time the consumer has sex.
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III. Comments and FDA’s Responses
More than 100 commenters submitted
information and comments to the two
dockets for the proposed rule and draft
special controls guidance document.
The commenters included consumers,
health professionals, industry,
academia, State and Federal agencies,
professional societies, and
organizations. Because of the
intertwined nature of the documents
and the significant duplication of
comments between the dockets for the
proposed rule and draft special controls
guidance document, FDA is
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summarizing and responding to the
comments to both dockets in this
preamble.
In general, the comments stated that
FDA had properly described the science
regarding latex condom effectiveness,
on which FDA based its proposed
special control labeling
recommendations. None of the
comments questioned the importance of
accurate latex condom labels. Many
comments indicated that consumers
deserve to understand how and why
condoms work. However, as previously
noted, a substantial number of
comments stated that the specific
labeling recommendations in the draft
guidance document were too complex to
be effective in conveying this important
information to consumers, and could
inadvertently lead to misimpression
regarding the safety and effectiveness of
condoms, particularly for use in
reducing the risk of STIs.
In issuing the final rule designating
the revised guidance document as a
special control, FDA is affirming the
safety and effectiveness of condoms for
contraception, as well as for reducing
the risk of transmission of STIs,
including those most common in the
United States. In response to comments,
and in light of the consumer
comprehension studies provided in
those comments and described
previously, FDA has revised the
recommended labeling messages
contained in the intended final special
control guidance document to simplify
them and better communicate the
essential information they contain.
Following is a summary of the specific
comments and the agency’s responses.
A. Identification Section of the
Classification Regulation
(Comment 1) One comment stated
that FDA should substitute ‘‘sexually
transmitted infections’’ wherever it was
using ‘‘sexually transmitted diseases.’’
This comment pointed out that the
purpose of the latex condom is to
prevent the infection; the diseases are
the clinical sequellae of the infection.
(Response) FDA agrees with this
comment, and notes that the term
‘‘sexually transmitted infection’’ has
gained currency in the clinical
community. Accordingly, FDA have
revised the language in § 884.5300 and
the labeling recommendations in the
special controls guidance document to
use ‘‘sexually transmitted infection’’ or
‘‘STI.’’
B. Establishment of a Guidance
Document as a Special Control
(Comment 2) One commenter
disagreed with the decision by FDA to
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issue labeling guidelines under special
controls guidance rather than mandating
through regulation specific new
language on all condom labeling to
address the concerns FDA has
identified. The commenter did not agree
with giving flexibility to manufacturers
on the wording used.
(Response) FDA believes a special
control guidance will provide an
appropriate level of control over
labeling. Unlike a regular guidance,
which imposes no requirements, where
a guidance document has been
designated as a special control by a rule,
manufacturers must address the issues
identified in the guidance, either by
following the recommendations in the
guidance or by some other means that
provides equivalent assurances of safety
and effectiveness. If a manufacturer
proposes to use a means other than the
labeling recommendations set forth in
the intended final special control
guidance, the manufacturer will need to
establish equivalent assurance of safety
and effectiveness of the alternative.
C. FDA’s Review of Scientific
Information
The 2005 proposed rule included a
summary of FDA’s review of the
medical accuracy of latex condom
labeling, which included an extensive
review of the scientific information
related to condoms. As discussed in the
proposal, FDA considered the physical
properties of condoms, condom slippage
and breakage during actual use, the
plausibility for STI-reduction
attributable to condoms, evaluations of
condom protection against STIs by other
Federal agencies, and clinical data
regarding condom protection against
STIs. The follow sections discuss the
comments and FDA’s responses related
to this review.
1. General Comments
(Comment 3) Many of the comments
commended the proposed rule and draft
special controls guidance document as
well grounded in the scientific and
medical evidence and consistent with
the findings from clinical studies in the
available literature.
(Response) FDA agrees. In addition to
the studies on which the 2005 proposal
was based, as described previously,
peer-reviewed epidemiological studies
published subsequently have also
supported the conclusion that latex
condom use reduces the risk of STIs.
2. Slippage and Breakage
(Comment 4) One comment
challenged FDA’s estimate of the rates
of condom slippage and breakage in
actual use and expressed concerns that
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some ‘‘key points’’ were missing,
including the experience of the user.
More specifically, the commenter
‘‘would have preferred that most
slippage and breakage fall within the 2–
4% range with experienced users
toward the 2% and lower range and
inexperienced users at the higher 4%
range and above.’’ This comment also
disagreed with FDA’s statement that
condom slippage and breakage data
support the conclusion that condoms
reduce the risk of STI transmission and
stated ‘‘[s]lippage and breakage data
does not support the conclusion that
condoms help, rather the opposite.’’ The
commenter stated that the labeling
recommendations should reflect that
even with perfect use, an individual can
become infected when slippage and
breakage occurs.
(Response) FDA disagrees that the
slippage and breakage data do not
support the conclusion that condoms
reduce the risk of STI transmission.
FDA notes that rates of slippage and
breakage during use have been
measured for many different
commercially available latex condoms,
typically ranging between 0.5–2% (70
FR 69102 at 69105). FDA believes that
these low rates of condom slippage and
breakage, when taken together with
studies of condom properties discussed
in the proposed rule (see 70 FR 69102
at 69104 to 69105), support the
conclusion that latex condoms, when
used consistently and correctly, provide
a reliable barrier to STI pathogens. FDA
concurs with the commenter’s point that
even with correct and consistent use,
slippage and breakage can occur. FDA
does not believe, however, that
additional wording is necessary to
underscore this point regarding perfect
use. FDA believes that the labeling
recommendations as crafted accurately
reflect the overall conclusion that when
used correctly and consistently, latex
condoms reduce the risk of STI
transmission but do not completely
eliminate it.
3. Risk Reduction
(Comment 5) One comment suggested
that FDA’s analysis overlooked
infectivity. This comment
recommended changes to the FDA
conclusion about condom effectiveness
to reflect this.
(Response) FDA does not believe that
discussion of infectivity would benefit
consumers in making safe and effective
use of latex condoms. While the
infectivity of the pathogen is among the
factors that affect the baseline risk of
acquiring a specific STI, even the most
infective STI pathogen cannot penetrate
an intact latex condom. Infectivity of the
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pathogen thus only impacts the net risk
of infection despite condom use where
the latex condom does not present a
barrier to interrupt the potential path of
transmission—either because the
infected skin is outside the area covered
by the condom, or because the condom
has failed (a rare event with correct use).
In its intended final labeling
recommendations, FDA has already
described that condoms derive their
effectiveness from providing a barrier to
the source of infection and that
condoms are less effective against STIs
that are transmitted by contact with
infected skin outside the area covered
by the condom (as well as by contact
with the head of the penis).
Recommended labeling also emphasizes
the importance of correct and consistent
use to maximize the protection provided
by a latex condom, but acknowledges
that use of condoms does not
completely eliminate the risk of STI
transmission. As labeling does not
quantify the amount of risk reduction
for specific STIs, FDA does not believe
that addition of discussion of infectivity
would provide useful information
beyond the expression of limits and of
conditions to optimize benefit already
provided.
(Comment 6) One comment
challenged FDA’s conclusions regarding
the degree of risk reduction afforded by
latex condoms when the population
evaluated in epidemiologic studies from
which data were obtained consisted of
commercial sex workers (CSWs). This
comment stated that ‘‘One must use
caution when generalizing prostitute
studies to the general population.’’
(Response) The commenter did not
provide additional details or support for
his statement, but referenced an
epidemiologic study (70 FR 69102 at
69117, reference 31, Kjaer, S.K., E.I.
Svare, A.M. Worm, et al.). The authors
of that study noted that CSWs are likely
to have become sexually active at a
younger age compared to other
populations, and speculated that early
and multiple STIs in this population
might lead to a more robust
immunologic response among
chronically infected compared to other
populations. Importantly, however, the
authors noted that this latter theory is
unproven.
Conducting studies outside the
United States, in places and populations
where the disease prevalence is high,
makes it possible to obtain valid
outcomes data from studies that are
reasonably sized and would likely be
impossible to conduct in lower risk
populations in the United States.
Despite differences between the study
populations and typical U.S. users, FDA
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believes conclusions from such studies
are relevant, because the following
fundamental elements that the studies
address are identical in the study
population and in the expected U.S.
user population: (1) Primary study
endpoint (presence of infection); (2)
pathogen (individual STI); (3) route of
transmission (sexual); and (4)
prophylaxis (latex condom).
4. Evaluation of Latex Condom
Effectiveness
(Comment 7) One comment strongly
criticized the June 2000 Workshop
convened by the National Institutes of
Health (NIH) with other Federal public
health agencies and outside experts (70
FR 69102 at 69106), its deliberative
process, and the conclusions that were
issued afterwards. This comment stated
that available evidence today actually
supports a stronger statement regarding
latex condom effectiveness for STI
prevention, especially those STIs
transmitted by contact with genital
fluids.
(Response) FDA agrees that there is
more evidence today on the
effectiveness of latex condoms against
acquisition of various STIs than was
available when the June 2000 workshop
was held. This includes additional data
that further support the longstanding
public health message that latex
condoms are highly effective against
HIV/AIDS. As described previously in
section I, it also encompasses new data
now showing that condoms protect
against HPV infection as well as the
clinical sequellae of HPV infection,
genital warts and cervical cancer.
(Comment 8) One comment stated
that FDA’s labeling proposal was
misleading regarding condom use
lowering the risk of HPV infection and
disease. It cited a 1999 letter from Dr.
Richard Klausner, then director of the
National Cancer Institute, to the U.S.
House of Representatives Commerce
Committee stating ‘‘the conclusion that
condoms are ineffective against HPV
infection is based on the results of
several long term studies that have
failed to show that barrier
contraceptives prevent cervical HPV
infection, dysplasia or cancer,’’ as well
as the summary report of the June 2000
Workshop on condom effectiveness.
(Response) As discussed in section I,
many studies described in the published
literature since 2000, including two
systematic reviews (discussed in the
2005 proposed rule, 70 FR 69102 at
69108), support the conclusion that
correct and consistent latex condom use
can reduce the rates of cervical
dysplasia and genital warts, diseases
associated with HPV infection.
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Moreover, as discussed in section I.D.1,
since December 2004, several individual
studies have addressed condom use and
HPV infection and demonstrated that
use of latex condoms reduces the risk of
HPV infection itself. The letter from Dr.
Klausner and the HPV conclusions of
the June 2000 Workshop report have
been superseded by the evidence.
(Comment 9) Another comment stated
that FDA’s summary of the evidence is
misleading where it states ‘‘[The Centers
for Disease Control and Prevention’s]
report cited three studies (not included
in the June 2000 Workshop report) that
showed a statistically significant
reduction in risk of HPV infection
attributable to condoms, but noted that
most studies did not show this effect’’
(70 FR 69102 at 69107). This comment
stated that only one of the three reports
identified demonstrated true risk
reduction; the other two were not
statistically significant because their
confidence interval touched on 1.0.
(Response) As noted by the comment,
two of the three studies regarding the
effect of condom use on HPV infection
that were cited had a confidence value
with an upper bound of 1.0. FDA’s 2005
draft guidance reflected the limited
evidence then available regarding the
effect of condom use on HPV infection
itself, by recommending statements
based on the evidence regarding the
effect of latex condom use on clinical
consequences of HPV infection, cervical
cancer and genital warts, which came
from studies other than those addressed
by the comment. As described in section
I.D. of this document, moreover,
subsequent to publication of the
proposed rule, additional studies of
HPV infection have published that have
shown statistically significant reduction
in HPV infection.
The best-designed study to date
evaluating whether latex condoms
reduce the risk of HPV infection is the
2006 Winer et al. study published after
the 2005 proposed rule was issued (Ref.
10). Compared to previous studies on
condoms and HPV infection, the 2006
Winer et al. study had a prospective,
longitudinal design which provided
critical information on the temporal
relationship between condom use and
HPV infection. Another asset in this
study design is that study subjects
provided information on condom use
every 2 weeks in order to improve the
precision of reported condom use. Also,
data were collected using electronic
diaries, a method that may yield more
truthful reporting on condom use
behavior than through ace-to-face
interviews. Study inclusion criteria
limited participation to women who
first had intercourse with a male partner
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within two weeks before enrollment or
during the study. This ensured that HPV
infections detected during the study
were truly ‘‘incident,’’ that is, truly
occurred during the course of the study
in a previously uninfected woman.
Incident HPV infection, or lack of
infection, was then evaluated as it
related to 100 percent, 50 to 99 percent,
5 to 49 percent or <5 percent condom
use. The adjusted hazard ratio for
incident HPV for women whose
partners had used condoms 100 percent
of the time over the 8 months of the
study compared to women whose
partners used condoms <5 percent of
the time was 0.3, 95 percent confidence
interval 0.1 to 0.6 with p-value 0.003.
This result is statistically significant.
The conclusion of the study was that
‘‘among newly sexually active women,
consistent condom use by their partners
appears to reduce the risk of cervical
and vulvovaginal HPV infection.’’
FDA believes that the results of the
2006 Winer et al. support the
conclusion that consistent latex condom
use reduces the risk of cervical and
vulvovaginal HPV infection, which is
stronger than the conclusion in the 2004
CDC Report to Congress that ‘‘condoms
may provide some protection in
preventing transmission of HPV
infections but that protection is partial
at best.’’
D. Labeling Recommendations
As discussed earlier, in the 2005
proposed rule, FDA identified several
issues associated with the use of latex
condoms that required special controls
to help provide a reasonable assurance
of safety and effectiveness. The issues
included the risks of unintended
pregnancy and of STI transmission, and
the issue of incorrect or inconsistent
use. FDA proposed to designate a
guidance document with labeling
recommendations as the required
special control for latex condoms, to
address the issues of safety and
effectiveness associated with these
devices. The following sections discuss
the comments and FDA’s responses
related to the labeling recommendations
of the special controls guidance
document.
1. General
(Comment 10) Many comments
expressed concerns that FDA had
allowed ‘‘politics’’ to influence FDA
policy. For example, one comment
stated that the proposed rule appeared
to ‘‘bring politics and morality into what
should be a science based process.’’
Many commenters shared a concern that
the proposed labeling would
‘‘discourage’’ the use of condoms and
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undermine the public’s confidence in
condoms.
(Response) As discussed in the 2005
proposal, FDA’s efforts to improve latex
condom labeling and thereby help
ensure the safety and effectiveness of
condoms grew out of a statutorily
mandated review of existing latex
condom labeling to determine whether
it was medically accurate with respect
to the overall effectiveness or lack of
effectiveness of condoms in preventing
transmission of STIs, including HPV.
FDA concluded that latex condoms help
protect against all STIs, but better
against some than others. More accurate
information about the effectiveness of
latex condom use with respect to STI
transmission can lead to better choices
by individuals who seek to protect
themselves against these infections and
potentially to reduced transfer of STIs.
The final rule and intended final special
control guidance are based on FDA’s
scientific evaluation of all available
evidence.
2. Comprehension
(Comment 11) Many comments stated
that, although consistent with the
evidence, the FDA proposal for latex
condom labeling was overly complex
and confusing, especially in regards to
STIs transmitted through skin to skin
contact. Some comments were
concerned that the labeling might
discourage condom use due to
confusion or misunderstanding.
Other comments stated that latex
condom labeling needs to be clear and
positive. Many comments strongly
encouraged FDA to re evaluate its
labeling proposal with the objectives of
keeping it simple, clear, correct, and
specific.
(Response) The labeling
recommendations of the draft guidance
reflected an attempt to strike a balance
between providing more information for
the consumer and creating a complex
message that might be misunderstood.
These and other comments about label
comprehension prompted FDA to
sponsor a label comprehension study of
both current labeling and the labeling
recommendations included in the draft
guidance. The results of the FDAsponsored label comprehension study
were discussed in section I and
contributed to FDA’s simplification of
the labeling recommended in the
intended final special control guidance.
(Comment 12) One commenter
submitted the results from its own label
comprehension study, conducted in
January 2006, to evaluate how well the
general public understood FDA’s
proposed latex condom labeling. This
study, using a paper-and-pencil
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questionnaire, surveyed a convenience
sample of 247 men and women between
18 and 30 years of age in Austin, Texas.
The study concluded that it is important
for condom labeling to provide clear
and specific information to users on risk
reduction provided by condoms for
pregnancy and various sexually
transmitted diseases. In general, survey
respondents preferred statements that
are easy to understand and provide
detailed and specific information.
(Response) FDA acknowledges the
value of this label comprehension study.
However, the use of a small
convenience sample, drawn from a
highly educated university town, may
have limited validity and may also be
difficult to generalize because it lacks
geographic and educational diversity.
These limitations contributed to FDA’s
decision to conduct its own study. As
described previously, in consideration
of this study and the numerous
comments regarding the complexity and
potential for misunderstanding of
labeling, as well as FDA’s own labeling
study, the intended final special
controls guidance document contains
substantially simplified labeling
recommendations.
(Comment 13) Many comments
shared the view that FDA would be
‘‘misleading and misinforming millions
of Americans if the label is changed
* * *.’’ One commenter expressed
concern that ‘‘the addition of extensive
labels to condom packaging may
constitute ‘red flags’ to consumers
intending to have sex, and that those
flags may increase sex without the
protection of condoms.’’
(Response) FDA’s labeling initiative
should in no way be construed to mean
that condoms do not work. As explained
in the preamble to the proposed rule
and updated and reaffirmed here,
scientific evidence supports the
conclusion that latex condoms are
effective in reducing the risk of
pregnancy and the overall risk of STI
transmission, although latex condoms
are more effective with regard to some
STIs than others. In fact, as described
earlier, the data supporting overall latex
condom effectiveness in reducing STI
transmission are stronger today than
ever. In light of comments and
consumer comprehension data, FDA has
made revisions to the labeling to clarify
the wording and reflect this overall
conclusion.
(Comment 14) Many comments stated
that the FDA proposal lacked balance,
with far more emphasis than necessary
on what a condom cannot do and not
enough emphasis on the benefits of
condom use. One comment stated that
‘‘[g]iven that many persons prefer sex
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without condoms and the new labeling
clarifying that condoms may not be as
effective as desired or imagined, many
people may chose [sic] to simply have
sex, forego the condom, and take their
risks.’’ In contrast, two comments stated
that the FDA condom labeling proposal
overstated condom effectiveness, and
lacked sufficient balance with too little
scientific detail. These two comments
stated that the proposal alternates
between complexity that makes it
difficult to understand and scientific
imprecision.
(Response) After consideration of the
many comments on this and related risk
messaging principles, and based on the
results of its label comprehension study,
FDA concluded that the labeling in its
draft special controls guidance
document created an unacceptable level
of confusion and misunderstanding.
FDA also concluded, consistent with
findings from its label comprehension
study, that putting more scientific
words and phrases into the limited
space available for latex condom
labeling would only lead to more
consumer confusion. The latex condom
labeling now recommended in the
intended final special control guidance
document has focused the message of
latex condom intended use and
simplified the message on differential
effectiveness.
(Comment 15) Some comments
acknowledged a need for a two tier
message regarding the degree of
protection afforded by condoms for
different STIs, but stated that the
message needed to remain simple. Some
comments stated the key message is that
although condoms provide less
protection against STDs such as genital
herpes and human papillomavirus, they
do provide some protection.
(Response) FDA acknowledges the
challenge of crafting a latex condom
message that ensures that consumers not
only understand the significant overall
clinical benefits of latex condom use,
but also understand the differing levels
of protection against the various STIs.
FDA continues to believe that it is
important for condom labeling to
provide information about differential
effectiveness against STIs. Clearer
information about differential risks and
benefits of condom use can lead to
better choices by individuals who seek
to protect themselves by using condoms.
In its intended final special controls
guidance, FDA has refined the latex
condom effectiveness message to convey
this information more clearly.
3. Pregnancy
(Comment 16) One comment stated
that the FDA proposed labeling for
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intended use was incomplete because it
did not address protection against
pregnancy.
(Response) FDA agrees with this
comment and the intended final special
controls guidance includes pregnancy
protection in the primary statement of
intended action.
(Comment 17) Several comments
commended FDA for recommending
inclusion of a table in the labeling with
comparative efficacy rates for different
barrier contraceptive options. Many
comments suggested updating the table
and presenting efficacy data on all
contraceptive options. Other comments
suggested including rates for both
‘typical use’ and ‘perfect use’ so
consumers could see the beneficial
effect of correct and consistent latex
condom use. A few comments suggested
that effectiveness be presented as
success rates, not failure rates. One
comment stated that FDA should not
require such a table because it is not
useful, would be confusing, and would
tend to discourage condom use.
(Response) FDA agrees with the many
comments in favor of including
information on comparative
contraceptive effectiveness. The
intended final guidance recommends
inclusion of up-to-date contraceptive
effectiveness information comparing the
percentage of women experiencing
unintended pregnancy during 1 year of
use of latex condoms with rates
experienced during 1 year of use of
other contraceptive options available in
the United States including drugs,
devices, and methods of permanent
sterilization. The guidance recommends
at minimum inclusion of typical use
rates, but this does not preclude
inclusion of perfect use rates. To permit
manufacturers flexibility to fit
contraceptive effectiveness information
in their labeling and accommodate new
data as it becomes available, the
guidance no longer provides a specific
recommended table format.
Regarding whether contraceptive
effectiveness information should be
expressed as ‘‘success’’ or ‘‘failure,’’
FDA notes that contraceptive studies
evaluate pregnancy as the primary
outcome measure. The statistical
hypothesis and analysis is built around
the pregnancy rate, and this is not easily
transposed to a ‘‘success’’ rate.
Therefore, FDA continues to
recommend that these data be presented
as pregnancy rates associated with the
use of condoms or other methods, but
does not mandate that the term ‘‘failure’’
be used in labeling.
The agency believes that providing
contraceptive effectiveness information
will not confuse consumers or
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discourage condom use. Rather, FDA
believes that this information will help
consumers to determine whether latex
condoms, available without a
prescription, will sufficiently address
their contraceptive needs, or whether
they should seek other options,
including those that may require
consulting a health care provider. In
keeping with this purpose, the intended
final guidance also recommends that
contraceptive effectiveness information
be accompanied by a statement advising
consumers to consult a health care
provider if they have any questions
about contraception, particularly
because of health reasons for avoiding
pregnancy.
4. STIs
(Comment 18) One comment stated
that the labeling in the draft guidance
that described the differential
effectiveness of condoms against Group
I and Group II STIs should include a
complete list of the STIs in each group.
(Response) FDA declines to
recommend that labeling addressing the
degree of STI protection contain a
complete list of STIs falling within each
group. Based on the results from FDA’s
label comprehension study, which
indicated that the message on this point
in the draft guidance was not well
understood, the agency is concerned
that including such a list might be more
confusing than helpful. FDA’s intended
final special controls guidance
recommends a simplified message on
this point, which includes examples of
each type of STI, and also directs
consumers to consult a health care
provider or public health agency for
more information on condoms or STIs.
(Comment 19) Several commenters
expressed concern that latex condom
labeling should not lose sight of the
primary message that condoms are
highly effective against HIV infection,
the most serious of all STIs. Some of
these comments also emphasized the
importance of distinguishing between
condom attributes and user behavior,
i.e., to emphasize the protective benefit
if used properly.
(Response) None of the new studies
reviewed by FDA since publication of
the 2005 proposed rule uncovered any
new information to detract from FDA’s
earlier finding that condoms are
effective against HIV/AIDS, arguably the
most serious STI because of its
devastating consequences. Consistent
with this evidence, FDA’s intended final
special controls guidance recommends
labeling that specifically reflects the
conclusion that condoms are effective
against HIV/AIDS. Recommended
labeling also indicates that to get the
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most protection from latex condoms,
consumers should use them correctly
every time they have sex.
5. Correct and Consistent Use
(Comment 20) One comment
emphasized that user behavior concepts
such as correct use and consistent use
are true for almost all devices and drugs
but do not belong in the statement of
intended action. This comment went on
to state that precautions to ensure
correct and consistent use are important
considerations for optimizing
effectiveness and should be placed
elsewhere on the labeling. This
comment also noted that stating that
condoms do not eliminate risk is
redundant with the statement that
condoms help to reduce risk and is
therefore unnecessary.
(Response) FDA agrees with this
comment in part. FDA’s intended final
guidance recommends a simple
statement of intended action, that latex
condoms are intended to prevent
pregnancy, HIV/AIDS, and other STIs.
Because information about optimal use
conditions and their effect on risk
reduction also deserves labeling
prominence, the intended final special
control guidance recommends that a
statement emphasizing the importance
of correct and consistent use be
included in a section on the retail
package entitled ‘‘Important
Information.’’ In addition, the guidance
recommends specific directions and
precautions to help ensure such use.
With regard to the question of
redundancy, FDA believes that it is
useful and appropriate that condom
labeling explicitly reflect the results of
scientific studies, which indicate that
risk reduction from condoms is not 100
percent, and therefore continues to
recommend a specific statement that
condoms do not completely eliminate
the risk of pregnancy and STIs.
(Comment 21) One commenter stated
that FDA’s recommended language for
the rear panel of the condom retail
package was not accurate because it did
not contain the statement that condoms
must be used consistently and correctly
to provide benefit. This commenter
recommended that a new section be
included in condom labeling titled
‘‘Consequences of Incorrect and
Inconsistent Condom Use,’’ which
would include the statement ‘‘With the
exception of genital herpes and HIV, we
have no clinical studies that show any
risk reduction from inconsistent
condom use * * *.’’ Elsewhere the
same commenter noted that none of the
studies in HIV sero-discordant couples
asked about correct use. Another
commenter made a related point, stating
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‘‘Although ‘correct and consistent use’
appears almost 15 times [in the
preamble to the proposed rule] almost
all condom use studies with an STI
outcome actually only measured
consistent condom use. The word
‘correct’ should be struck from the
[rulemaking] document when it occurs
in this context.’’
(Response) These comments do not
disagree with FDA’s view that condom
labeling should communicate that
correct and consistent use are important
to obtain the maximum benefit from a
latex condom. FDA agrees that the
correctness of condom use is more
difficult to evaluate in an epidemiologic
study than whether or not the condom
was used for every act of intercourse.
Nevertheless, FDA believes that condom
effectiveness is in part a function of
correct use, and therefore that labeling
should communicate the importance of
correct use to achieve best results.
In the intended final special control
guidance, both correct and consistent
use are addressed in the section called
‘‘Important Information’’ on the rear
panel of the recommended labeling,
with a recommended statement which
reads: ‘‘To get the most protection from
a latex condom, use one correctly every
time you have sex.’’ In addition, the
recommended labeling contains
directions for use and precautions to
help ensure correct and consistent use,
including the reminder to use a new
condom for each act of sex. The
intended final special control guidance
also recommends labeling addressing
the degree of STI protection afforded by
condoms, which describes that the
reduction in risk of STIs afforded by
latex condoms results from their ability
to provide a barrier against the source of
infection, and elaborates on the
difference in effectiveness against STIs
that are spread by contact with the head
of the penis (an area that a condom
covers) and those also spread by contact
with infected skin not covered by the
condom. FDA believes it is understood
in this discussion of how condoms
achieve their effect that the condom
must in fact be used to be effective. FDA
believes that the recommended labeling
appropriately and accurately
communicates the importance of using
latex condoms correctly and
consistently to obtain their benefits.
6. Risk Reduction
(Comment 22) One comment stated
that FDA should substitute ‘‘risk
reduction’’ for words such as ‘‘prevent/
prevention’’ and ‘‘protect/protection’’ to
avoid the perception that risk reduction
is total (i.e., 100 percent).
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(Response) In the intended final
special control guidance, FDA
recommends an initial statement of the
intended action of condoms, which
includes an example stating that ‘‘Latex
condoms are intended to prevent
pregnancy, HIV/AIDS, and other
sexually transmitted infections.’’ The
agency believes that this is an example
of an appropriate, plain language
statement of the intended action of a
latex condom. FDA agrees, however,
that it is important that consumers
appreciate that risk reduction offered by
condoms is not complete. In language
recommended for inclusion on the rear
panel of the retail package in a box
entitled ‘‘Important Information,’’ the
intended final guidance recommends a
statement, ‘‘Latex condoms do not
completely eliminate the risks of
pregnancy and sexually transmitted
infections.’’ The guidance also
recommends the ‘‘Important
Information’’ include a statement
characterizing latex condoms as
reducing the risk of STI transmission.
Although the recommended wording is
not identical to the language suggested
by the commenter, FDA believes that
the recommended labeling clearly
conveys that use of a latex condom does
not guarantee complete elimination of
risks of pregnancy or STIs. Consistent
with these statements on the outer
package, the recommended package
insert also contains a section called
‘‘Degree of STI Protection’’ which
describes the relative risk reduction that
can be expected for STIs that differ in
the way that they are transmitted.
(Comment 23) One comment stated
that FDA should recommend latex
condom labeling to include a data table
showing the amount of risk reduction
afforded by condoms for the common
STIs. This comment indicated that the
table should include estimates for
‘‘perfect use’’ and ‘‘typical use,’’ further
suggesting that ‘‘typical use’’ is a
synonym for ‘‘inconsistent use.’’
Another comment recommended that
latex condom labeling should give
information on differential effectiveness
in quantitative terms. That is, labeling
should present the amount of risk
reduction provided by latex condom
use, numerically for each STI.
(Response) FDA disagrees with these
comments because the data are not
sufficiently developed to provide
meaningful numbers to consumers.
(Comment 24) One comment
recommended the statement ‘‘For STIs
however such as gonorrhea/chlamydia,
which are much more infectious [than
HIV], incorrect or inconsistent condom
use can very quickly lead to an
infection’’ be included in a new section
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called ‘‘Consequences of Incorrect and
Inconsistent Condom Use.’’
(Response) FDA does not agree the
previous statement should be included
in condom labeling because we are not
aware of scientific studies supporting
the conclusion that ‘‘incorrect or
inconsistent condom use can very
quickly lead to an infection’’ for certain
STIs. The temporal relationship
between incorrect or inconsistent
condom use and infection has not been
measured systematically (with the
exception of the 2006 Winer et al. study
who evaluated ‘‘always,’’
‘‘inconsistent,’’ and ‘‘almost never’’
condom use and incident HPV
infection). We agree with the
commenter’s implicit premise that, to
get the most protection from a latex
condom, one should use a condom
correctly every time one has sex and the
recommended labeling reflects this
accordingly.
(Comment 25) Two comments stated
that latex condom labeling should
discuss the difference between the
degree of risk reduction afforded by a
latex condom when used correctly
during a single act of penile-vaginal
intercourse compared with degree of
risk reduction accumulated during
typical use over time during many acts
of penile-vaginal intercourse. The
comments stated that the degree of risk
reduction is higher during a single act
compared to cumulative risk reduction
over many acts of intercourse.
(Response) Although FDA agrees in
principle with the concept that risk is
lower during a single event compared to
overall risk from multiple possible
exposures, it is important to note that all
of the studies evaluated by FDA looked
at cumulative risk over many possible
exposures. None of the studies FDA
reviewed evaluated latex condom
effectiveness against STIs during a
single act of intercourse between an
uninfected person and an infected
partner. FDA does not believe that
adding a discussion of hypothetical risk
reduction during a single use would
improve the latex condom label.
(Comment 26) Several comments
stated that the latex condom labeling
recommendations in the draft guidance
document focused on penile-vaginal sex
and do not specifically address oral sex
or anal sex. Some commenters suggested
that labeling should be revised to
specifically indicate that condoms help
prevent transmission of STIs between
the penis and mouth or rectum. Other
comments stated that FDA’s draft
guidance generically refers to sexual
contact without stating that scientific
data are only available on risk reduction
provided by a condom during penile-
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vaginal intercourse. One comment
suggested that the rule and guidance
document need to be ‘‘clear * * * that
we are talking about the use of the male
latex condom as used in vaginal
intercourse.’’ Another indicated that
FDA should view condom use ‘‘for
everything but penile-vaginal sex [as]
‘off-label’.’’
(Response) Like the draft guidance,
the labeling recommendations in the
final guidance document do not
specifically address oral or anal sex.
This is not a change from the current
labeling of condoms and is reflective of
the lack of premarket clearance or
approval submissions requesting an
indication for use specifically for oral or
anal sex. Although most of the reliable
epidemiological data about latex
condoms and STIs come from studies
conducted in populations who engage
in penile-vaginal intercourse, a metaanalysis evaluated a number of studies
that tested behavioral interventions
designed to increase condom use during
all forms of sexual contact and
concluded that there was an overall
decrease in STIs from increased condom
use (Ref. 2). Other scientific information
about the basis of latex condom
effectiveness against STIs—which
indicates that latex condoms reduce the
transmission of STIs to which they
provide a physical barrier—is applicable
to sexual contact between the penis and
mouth or rectum. FDA believes the
labeling recommendations reflect the
information available.
7. Directions for Use and Precautions
(Comment 27) One comment stated
that the directions for use in the FDA
proposal are outdated and include steps
for which there is no underlying reason,
e.g., squeeze air out of condom tip. This
comment pointed to a simplified set of
five steps for correct condom use,
developed by the Information and
Knowledge for Optimal Health (INFO)
Project, Johns Hopkins Bloomberg
School of Public Health (Ref. 5).
(Response) FDA reviewed the fivestep directions for use of condoms
recommended by the INFO Project, and
some of its approach was adopted in the
intended final special control guidance.
FDA also included some of its own
general recommendations for
developing medical device patient
labeling, such as recommendations for
the use of diagrams.
(Comment 28) One comment
suggested modification of the storage
precaution, from ‘‘Store condoms in a
cool, dry place’’ to ‘‘Avoid condom
exposure to direct sunlight or storage for
prolonged periods at temperatures
above 100 F.’’
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(Response) FDA agrees in principle
with this comment and has adopted it
in the following slightly revised format
in the intended final special controls
guidance: ‘‘Avoid exposure of the
condom to direct sunlight. Store latex
condoms in a cool, dry place (below
100° F).’’ FDA notes that the model
language in the guidance may be varied
so long as it provides appropriate
directions for use and precautions that
contribute to ensuring safety and
effectiveness of the specific condom in
question.
(Comment 29) One comment
requested that the directions for use in
the labeling be in boldface font.
(Response) FDA does not agree with
this comment. Highlighting techniques,
such as bold, are used to emphasize
important words or phrases, or for
headings. Bolding all the directions for
use would overdo this highlighting
technique, and could decrease the
impact of the directions.
(Comment 30) Another comment
stated that the directions for use should
include another bullet explaining how
to properly dispose of a latex condom.
(Response) FDA agrees with this
comment and has added a
recommendation in the intended final
special controls guidance to include in
the directions for use a direction on how
to properly dispose of a latex condom.
8. Additional Information
(Comment 31) One comment stated
that latex condom labeling should
include a recommendation that sexually
active persons seek advice from a health
care professional and that sexually
active persons be vaccinated against
HBV and HPV.
(Response) FDA’s intended final
special controls guidance recommends
that latex condom labeling include
advice to consumers to contact a health
care provider if the consumer believes
that he/she may have an STI, as well as
directing consumers to contact a health
care provider or public health agency
for more information on latex condoms
or STIs. FDA believes this labeling,
which is similar to the first element
suggested by the comment, is
appropriate in light of the recognition
that condoms reduce, but do not
eliminate, the risk of STIs. Consumers
who believe they are infected with an
STI and are using condoms to reduce
the risk that they will transmit that STI
to their partner should also seek advice
from a health care practitioner, because
treatment options may be available that
will not only benefit the infected
person, but will also help to further
reduce (or eliminate) the risk of STI
transmission. Advising consumers who
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may already be infected with an STI to
complement condom use with seeking
advice from a health care practitioner
thus helps to ensure the safe and
effective use of condoms for STI
prevention. Similarly, FDA’s
recommendation that labeling alert
consumers to contact a health care
provider or public health agency for
more information on latex condoms or
STIs complements the labeling
recommendations regarding the degree
of protection against different types of
STIs. This labeling will help ensure safe
and effective use of condoms by alerting
consumers to additional resources that
can expand on the basic information
regarding STI transmission provided by
the labeling and also help the consumer
evaluate their individual circumstances.
However, FDA believes that it would
be inappropriate for latex condom
labeling to advise all sexually active
persons to be vaccinated against HPV
and HBV in part because these vaccines
are not universally indicated for ‘‘all
sexually active individuals.’’ For
example, the currently available HPV
vaccine is not approved for use in men.
The HBV vaccine is indicated only for
populations at risk for HBV. A
recommendation to be vaccinated
against HPV and/or HBV should be
offered by a health care professional
after consultation with the individual.
(Comment 32) One comment
recommended that FDA should work
with NIH, CDC, and other research
colleagues to monitor the impact of the
new labeling and to learn how to better
reduce the adverse consequences of sex.
(Response) This comment did not
address the substance of the rulemaking
or labeling recommendations. If
important new evidence becomes
available, FDA may reconsider its
approach in light of that evidence.
(Comment 33) A few comments
commended FDA for its labeling
proposal but warned that it should
avoid additional educational
information about social behaviors or
public health programs. These
comments stated that this kind of
information is not appropriate for latex
condom labeling. Another comment
asked that references to pregnancy and
HIV programs be placed in the labeling.
(Response) FDA believes that the
purpose of latex condom labeling is to
adequately identify the product and its
intended action, with information about
the product, including adequate
directions for use and any other
necessary cautions or warnings, to
ensure safe and effective use. As
discussed earlier, FDA is including as
recommended labeling a statement that
consumers should consult a health care
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practitioner or public health authorities
for more information about condoms or
STIs. This labeling complements the
recommended labeling regarding the
degree of protection against different
types of STIs, which FDA’s label
comprehension study and numerous
comments indicated needed to be kept
simple in order to be well understood.
By alerting consumers to additional
resources that can expand on the basic
information regarding STI transmission
provided by the labeling, and also help
the consumer evaluate their individual
circumstances, the recommended
labeling regarding contacting a health
care practitioner or public health agency
will help to ensure the safe and effective
use of latex condoms.
E. Comments in Response to FDA’s
Specific Requests
FDA’s 2005 proposed rule included
specific requests for comments. Several
of the specific requests related to latex
condoms with spermicidal lubricant
containing N–9. As discussed in the
introductory paragraph of section I, FDA
continues to review the comments it
received related to that device. FDA also
specifically requested comments on
whether its labeling recommendations
should include more detailed
information on the prevention of genital
HPV infection and information on
different approaches for prevention of
cervical cancer (FDA responded to one
comment related to this request in
section III.D.8). Finally, FDA
specifically requested comment on
potential special controls for nonlatex
condoms without N–9. FDA received
the following comments in response to
FDA’s requests.
1. Human Papillomavirus (HPV)
(Comment 34) In response to FDA’s
specific request related to HPV, one
commenter stated that ‘‘[c]ondoms can
reduce the transmission of seminal fluid
carrying the human papillomavirus.
Therefore, decreasing the direct effect of
these fluids on the cervix may be
helpful in decreasing the risk of cervical
dysplasia and neoplasia. It would be
appropriate for labels to indicate that
HPV still can be acquired through direct
skin contact in areas not protected by
the condom.’’
(Response) FDA’s labeling
recommendations in the intended final
special controls guidance document are
consistent with this comment. FDA’s
labeling recommendation is that the
package insert indicate that latex
condoms reduce the risk of transmitting
STIs by providing a barrier against the
source of infection but also include
statements that ‘‘Latex condoms are less
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effective against STIs, such as Human
Papillomavirus (HPV) and herpes. These
STIs can also be spread by contact with
infected skin that is not covered by the
condom.’’
2. Nonlatex Condoms Without
Nonoxynol-9
(Comment 35) One comment
indicated that consumers should be
aware that latex condoms might cause
an allergic reaction and the use of a
nonlatex condom might reduce this risk.
The comment noted that ‘‘special
controls beyond evidence-based labeling
do not appear to be warranted.’’ Another
comment recommended that FDA
require that packaging between latex
condoms, latex condoms with N–9,
natural membrane condoms, and
novelty condoms look ‘‘clearly
different.’’
(Response) FDA appreciates the
information submitted and intends to
consider these comments when FDA
evaluates the regulatory approach to
these devices.
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F. Implementation
(Comment 36) One comment stated
that the 1-year period proposed for
implementing new condom labeling for
latex condoms legally marketed before
the effective date of this final rule is
unrealistically short. This comment said
it will take approximately 24 months,
not 12 months, to implement all the
required changes because the draft
labeling may necessitate changes to
packaging with its requisite capital
equipment changes.
(Response) In the final guidance, FDA
has shortened the statement of intended
action to be placed on the individual
foil packet (primary package). As a
result of this change, a different size foil
package for the individual condom
should not be needed. FDA has also
shortened the recommended statements
to be included in the package insert and
made more clear the flexibility
permitted to manufacturers to determine
how to present certain elements, such as
contraceptive effectiveness information.
Therefore, FDA does not believe that
capital equipment changes will be
needed to implement this special
control. In addition, as discussed in
section II, latex condoms legally
marketed before the effective date of this
final rule will be expected to comply
with the requirement of special controls
within 11 months after the effective
date, as was proposed. However, the
effective date of this final rule will be
60 days after publication, not 30 days as
anticipated, so manufacturers will have
a total of 13 months after publication to
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comply with the requirement of special
controls.
IV. Environmental Impact
The agency has determined under 21
CFR 25.34(b) that this action is of a type
that does not individually or
cumulatively have a significant effect on
the human environment. Therefore,
neither an environmental assessment
nor an environmental impact statement
is required.
V. Analysis of Impacts
FDA has examined the impacts of the
final rule under Executive Order 12866
and the Regulatory Flexibility Act (5
U.S.C. 601–612), and the Unfunded
Mandates Reform Act of 1995 (Public
Law 104–4). Executive Order 12866
directs agencies to assess all costs and
benefits of available regulatory
alternatives and, when regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity). The agency
believes that this final rule is not an
economically significant regulatory
action under the Executive order.
The Regulatory Flexibility Act
requires agencies to analyze regulatory
options that would minimize any
significant impact of a rule on small
entities. FDA does not believe that the
final rule will have a significant
economic impact on a substantial
number of small entities, but recognizes
the uncertainty of its estimates. In the
proposed rule the agency solicited but
did not receive specific comments on its
estimates and methodology of analysis
of the impact of the rule on small
businesses.
Section 202(a) of the Unfunded
Mandates Reform Act of 1995 requires
that agencies prepare a written
statement, which includes an
assessment of anticipated costs and
benefits, before proposing ‘‘any rule that
includes any Federal mandate that may
result in the expenditure by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100,000,000
or more (adjusted annually for inflation)
in any one year.’’ The current threshold
after adjustment for inflation is $130
million, using the most current (2007)
Implicit Price Deflator for the Gross
Domestic Product. FDA does not expect
this final rule to result in any 1-year
expenditure that would meet or exceed
this amount.
A. Background
The purpose of this final rule is to
amend the classification regulation for
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66535
condoms to designate a labeling
guidance as a special control for latex
condoms. As discussed earlier in this
preamble, latex condoms are currently
classified into class II in accordance
with section 513 of the act. The special
controls guidance identifies particular
issues associated with these devices and
recommends labeling to address those
issues. The benefit of this final rule is
that establishing the labeling guidance
as a special control ensures that
manufacturers will provide consumers
with the information they need to make
an informed decision regarding the use
of latex condoms and to use them safely
and effectively. The labeling guidance
helps ensure that information provided
to consumers does not undervalue the
overall STI-risk reduction provided by
latex condom use, but does not
exaggerate the effectiveness of latex
condoms against certain types of STIs.
More specific information about the
effectiveness of latex condoms with
respect to pregnancy and STI
transmission, as well as clearer
directions for use and precautions about
how to obtain the maximum benefit
from latex condoms, can lead to better
choices by individuals who seek to
protect themselves against unintended
pregnancy and STIs. Establishing a rule
designating as a special control a
guidance document that contains
labeling recommendations, rather than
establishing a labeling regulation,
provides both the agency and
manufacturers greater flexibility and
will result in providing consumers with
any new or enhanced information more
quickly. The agency believes this
special control will, together with the
general controls, provide reasonable
assurance of the safety and effectiveness
of these devices.
B. Affected Entities and Scope of Effect
The final rule will affect persons
responsible for the labeling of latex
condoms, which, in most cases, will be
manufacturers of condoms, including
repackagers. Manufacturers of latex
condoms, including repackagers, will
need to address the issues identified in
the special controls guidance document.
A firm need only show that its device
meets the recommendations of the
guidance document or in some other
way provides equivalent assurances of
safety and effectiveness. To meet the
recommendations of the special controls
guidance document, wording on the
retail package, including the principal
display panel, the primary condom
package (individual foil), and package
insert will most likely need changes to
conform to the guidance document.
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Agency records show there are
approximately 35 entities that
manufacture or repackage latex
condoms affected by this final rule. FDA
does not track the number of different
product and package combinations
(stockkeeping units (SKUs)) on the
market. Based on data FDA received
from industry, FDA estimates that
currently there are between 500 and
1,000 SKUs on the market that will need
labeling changes. If the products are
sold with a retail package, the wording
on each of these SKUs will need to be
changed. Because manufacturers can
often use the same individual foil and
package inserts across their product
lines, the number of versions of foil and
insert labeling that require changes will
be less than the number of SKUs.
Based on the agency’s experience
with the industry and anecdotal
information from manufacturer and
retail Web sites, FDA estimates that
there will be a total of 802 to 1,605
labeling changes to retail packages,
individual foils, and package inserts.
FDA assumed that 95 percent of the
SKUs (475 to 950) are marketed with 3
levels of labeling (a retail package,
individual foil, and package insert), and
the remaining 5 percent have 2 levels (a
foil and package insert). For the SKUs
with three levels of labeling, FDA
further assumed that for every 3 retail
package redesigns there would be 1 foil
label redesign, and for every 4 retail
package redesigns, there would be 1
package insert redesign. FDA based
these assumptions on FDA’s knowledge
that a single condom type is often sold
in several retail packages containing
different numbers of condoms, in which
case retail packages would be different
for each SKU but package inserts and
foil labels would be shared by multiple
SKUs. The distribution of the different
labeling that would need to be
redesigned is listed in Table 1 of this
document and includes 475 to 950 retail
packages, 183 to 367 foils, and 144 to
288 inserts. (Sample calculation: (500 x
0.95 / 3) + (500 x 0.05) foils and (500
x 0.95 / 4) + (500 x 0.05) inserts.)
C. Costs of Implementation
Frequent package changes or
redesigns are standard business practice
in the consumer healthcare products
market. Manufacturers with products
intended for retail sales will have
established routines for product
relabeling and employees with the
technical expertise to implement
labeling changes. The cost to relabel a
product can be broken into three basic
components: regulatory, graphics, and
manufacturing. The regulatory
component includes determining what
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changes are necessary, drafting the
wording for the new labeling, and
coordinating the review and revisions.
The graphics component includes
preparing the layouts, proofs, and
printing. Finally, the manufacturing
component includes incorporating the
new labeling into the manufacturing
system, discarding old labeling
inventory, and making any changes to
the packaging line to accommodate the
new labeling, if necessary.
The final rule designates a special
controls guidance document that
recommends changes to wording and
some additional text. Many of the
labeling recommendations are similar to
statements in existing condom labeling,
but are being updated to reflect current
information. These changes should not
require major changes in the design or
layout of existing labeling and FDA
believes that the changes can be
incorporated without having to increase
the dimensions of any of the labeling.
As discussed elsewhere in the preamble,
FDA received one comment that
suggested that manufacturers might
need to increase package size to
accommodate the proposed wording.
After conducting a label comprehension
study and considering other comments
and information, FDA shortened and
reworded the recommended labeling. In
addition, the intended final special
controls guidance does not specify a
particular format for the contraceptive
effectiveness information. The agency
believes that with the changes to the
wording and increased flexibility in
presentation, we have addressed these
concerns.
The itemized cost estimates used in
this analysis were derived from a study
performed for FDA by Eastern Research
Group, Inc. (ERG), an economic
consulting firm, to estimate the
economic impact of the 1999 Over-theCounter Human Drug Labeling
Requirements final rule (64 FR 13254,
March 17, 1999).8 Because the
packaging requirements for latex
condoms are similar to those of many
over-the-counter (OTC) drugs, the cost
to redesign and print the labeling for
OTC drugs is an appropriate proxy for
8 Eastern Research Group, Inc., Cost Impacts of
the Over-the-Counter Pharmaceutical Labeling Rule
(March 1999). Contract number 223–94–8031,
Docket No. 96N–0420, OTC Volume 28 FR, Division
of Dockets Management.
9 The ERG cost estimates were based on estimates
made in 1998. The annual PPI for finished
consumer goods rose by 27.5 percent between 1998
and 2007 (from 130.7 to 166.6, https://www.bls.gov).
Wage estimates are from the Bureau of Labor
Statistics, May 2007 National Industry-Specific
Occupational Employment and Wage Estimates,
NAICS 339100—Medical Equipment and Supplies
Manufacturing (https://www.bls.gov).
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the estimated costs to redesign and print
condom labeling. For this analysis, cost
estimates were adjusted to account for
inflation using the producer price index
(PPI) for finished consumer goods, and
current wage rates specific to the
medical device industry were
substituted for the wages used by ERG
in the original OTC drug labeling impact
study.9
FDA estimates that the regulatory
component of each labeling redesign
would require between 8 to 16 hours per
SKU. Using a wage rate of $44.17, the
incremental cost of the one-time
regulatory component cost to redesign
would be $353 to $707 per labeling
redesign (8 to 16 hours x $44.17/hour).10
The one-time cost of the graphic
component was estimated to be $640
per labeling redesign.11 The one-time
cost of the manufacturing component,
which included the incorporation of the
new labeling into the manufacturing
system and discarding the remaining
inventory of the old labeling, was
estimated to require between 3 and 5
hours per label. Using the wage rate of
$21.84 for a production employee, this
cost would range from about $66 to
$109 per label (3 (to 5) hours x 21.84/
hour).12 The value of the old labeling
inventory would vary greatly depending
on the type and complexity of the
labeling, the average sales per SKU, and
the length of the implementation period
granted. Based on the ERG study, with
a 13-month implementation period FDA
estimates that the one-time inventory
loss would range from $478 to $1,913
per foil or package insert and from
$1,435 to $5,738 per carton.13
FDA believes that by providing
manufacturers with a 13-month period
to achieve compliance for those latex
condoms that are legally marketed
before the rule is effective, there will be
10 Mean hourly wage for a compliance officer,
SOC 13–1041, in NAICS 339100 is $31.55, which
was increased by 40 percent to account for
employee benefits and equals $44.17 (https://
www.bls.gov).
11 ERG estimated the cost at $500 per redesign.
Adjusting for inflation, the cost would be $638
($500 x 1.275) and was rounded to $640. (See
footnotes 7 and 8).
12 Mean hourly wage for the average production
worker is $13.75, SOC 51–0000, in NAICS 339100,
which was increased by 40 percent to account for
employee benefits and equals $19.25 (https://
www.bls.gov).
13 ERG estimated that when there was no
implementation period granted, the average
inventory loss for OTC drug container labels ranged
from $1,500 to $6,000 for small to medium sized
OTC drug firms. With a 14-month implementation
period that loss decreased by 3/4. The value of
carton inventory was estimated to be about 3 times
greater than container labels. Allowing for inflation
(see footnote 6) the 0-month estimates are
approximately $1,913 and $7,650, respectively (e.g.,
$1,500 x 1.275).
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enough time for them to sell their
existing product inventory and have
enough newly labeled inventory on
hand to meet demand without a
disruption in supply. The total
estimated incremental one-time costs to
the industry for each component of a
labeling redesign was calculated by
multiplying the cost per label by the
number of labels affected and are
presented in table 2 of this document.
Because of the uncertainty of the
estimates, only the lowest and highest
estimated costs are presented rather
than reporting the intermediate values
that would be obtained using other
pairings of high with low values in the
ranges estimated. The total one-time
incremental cost to the industry was
estimated to be between $1.7 million
and $9.0 million. The cost to individual
firms to comply with this rule would
vary greatly depending on the number
of products they produced, how the
products were packaged, and the sales
volume. As stated earlier in this
document, frequent labeling changes are
a cost of doing business in the consumer
healthcare products market and firms
would have the skills necessary to
comply with this rule. Because the steps
followed for a firm-initiated change are
the same as for regulatory change, the
labeling recommendations could be
incorporated at the time a firm is
implementing a firm-initiated labeling
change for little additional cost, and
thus, the economic impact will be
mitigated by the number of firminitiated labeling changes made during
the implementation period. In addition,
because most labeling equipment can
handle different labeling sizes and types
and because there are a large number of
companies available that can provide
contract labeling services, FDA does not
believe that any manufacturer would
incur major costs such as the need to
purchase new labeling or packaging
equipment as a result of this rule.
D. Regulatory Flexibility Analysis
There are about 12 domestic entities
that manufacture or repackage condoms.
The Small Business Administration
(SBA) has established criteria to identify
small entities in given industries using
the North American Industry
Classification System Code (NAICS).
66537
The NAICS for manufacturing latex
condoms is 326299 (All Other Rubber
Product Manufacturing). Firms in this
industry are considered small if they
have fewer than 500 employees. Ten of
the 12 domestic entities affected by this
rule are small as defined by SBA.
The one-time cost to relabel,
including the inventory loss, will range
from about $3,000 to $9,000 per unique
product SKU. When the SKUs differ
only by the quantity per carton the onetime cost per SKU are even less, ranging
from about $2,100 to $6,400 because the
foil and insert labels are the same.
As discussed earlier in this document,
while the cost to the industry to revise
latex condom labeling is small, FDA
lacks sufficient specific information on
the distribution of costs and
characterization of the industry to
certify that this rule would not have a
significant economic impact on a
substantial number of small entities.
Thus, while FDA does not believe that
this final rule will have a significant
effect on a substantial number of small
entities, FDA recognizes the uncertainty
of the estimates.
TABLE 1.—ESTIMATED NUMBER OF LABEL DESIGNS THAT MAY NEED TO BE MODIFIED
Component
Low-End Estimate
High-End Estimate
Cartons
475
950
Foils
183
367
Inserts
144
288
Total
802
1,605
TABLE 2.—ESTIMATED RANGE OF COMPLIANCE COSTS BY FUNCTION
Component
Regulatory
Range
Hours
Wage/Hour
Low
High
Graphic
8
Cost/Label
Number of
Labels
$44.17
802
16
$640
High
802
3
High
$21.84
802
5
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$478
327
High
$1,913
Low
$1,435
475
$5,738
$1,027,200
$52,547
$175,266
950
Total Costs
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$513,280
655
High
Inventory—carton
$1,134,286
1,605
Low
$156,306
$1,253,015
$681,625
$5,451,100
$1,687,153
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10NOR1
High
$283,395
1,605
Low
Inventory—foil & insert
Low
1,605
Low
Manufacturing
Total
$9,040,867
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VI. Federalism
FDA has analyzed this final rule in
accordance with the principles set forth
in Executive Order 13132. Section 4(a)
of the Executive order requires agencies
to ‘‘construe * * * a Federal statute to
preempt State law only where the
statute contains an express preemption
provision or there is some other clear
evidence that the Congress intended
preemption of State law, or where the
exercise of State authority conflicts with
the exercise of Federal authority under
the Federal statute.’’ Federal law
includes an express preemption
provision that preempts certain state
requirements ‘‘different or in addition
to’’ certain federal requirements
applicable to devices. 21 U.S.C. 360k;
Medtronic v. Lohr, 518 U.S. 470 (1996);
Riegel v. Medtronic, 128 S.Ct. 999
(2008). In this rulemaking, FDA has
determined that general controls by
themselves are insufficient to provide
reasonable assurance of the safety and
effectiveness of the device, and that
there is sufficient information to
establish special controls to provide
such assurance. FDA has therefore
imposed a special control to address the
risks of unintended pregnancy,
transmission of sexually transmitted
infections, and incorrect or inconsistent
use. This special control creates
‘‘requirements’’ for specific medical
devices under 21 U.S.C. 360k, even
though product sponsors have some
flexibility in how they meet those
requirements. Papike v. Tambrands,
Inc., 107 F.3d 737, 740–42 (9th Cir.
1997).
In addition, as with any Federal
requirement, if a State law requirement
makes compliance with both Federal
law and State law impossible, or would
frustrate Federal objectives, the State
requirement would be preempted. See
Geier v. American Honda Co., 529 U.S.
861 (2000); English v. General Electric
Co., 496 U.S. 72, 79 (1990); Florida Lime
& Avocado Growers, Inc., 373 U.S. 132,
142–43 (1963); Hines v. Davidowitz, 312
U.S. 52, 67 (1941).
The preemptive effects are the result
of existing law set forth in the statute as
interpreted in decisions of the United
States Supreme Court. FDA therefore
has not sought separate comment on the
preemptive effect of this action because
it is not seeking independently to
preempt state law beyond the effects of
21 U.S.C. 360k or existing case law.
VII. Paperwork Reduction Act of 1995
This final rule contains no collections
of information, but designates as a
special control a guidance document
that contains collections of information
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15:24 Nov 07, 2008
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that are subject to review by the Office
of Management and Budget (OMB)
under the PRA (44 U.S.C. 3501–3520).
Elsewhere in this issue of the Federal
Register, FDA is publishing a notice
announcing the submission to OMB of
the proposed information collection
provisions of that guidance document,
Class II Special Controls Guidance
Document: Labeling for Natural Rubber
Latex Condoms Classified Under 21 CFR
884.5300, which contains further
information about the paperwork
burden for that guidance. Prior to the
effective date of this final rule, FDA will
publish a notice in the Federal Register
announcing OMB’s decision to approve,
modify, or disapprove the information
collection provisions in the guidance
designated as a special control by this
final rule and announcing the
availability of the final guidance as
approved. An agency may not conduct
or sponsor, and a person is not required
to respond to, a collection of
information unless it displays a
currently valid OMB control number.
VIII. References
The following references have been
placed on display in the Division of
Dockets Management (see ADDRESSES)
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday. (FDA has verified the
Web site addresses, but FDA is not
responsible for subsequent changes to
the Web sites after this document
publishes in the Federal Register.)
1. Centers for Disease Control and
Prevention ‘‘Table 41. Chancroid—Reported
Cases and Rates by State/Area Listed in
Alphabetical Order: United States and
Outlying Areas, 2002–2006’’ [Last accessed
5/15/2008 at: https://www.cdc.gov/std/stats/
tables/table41.htm]
2. Crepaz, N., A.K. Horn, S.M. Rama, T.
Griffin, J.B. Deluca, M.M. Mullins, S.O. Aral,
The HIV/Aids Prevention Research Synthesis
Team, ‘‘The Efficacy of Behavioral
Interventions in Reducing HIV Risk Sex
Behaviors and Incident Sexually Transmitted
Disease in Black and Hispanic Sexually
Transmitted Disease Clinic Patients in the
United States: A Meta-Analytic Review,’’
Sexually Transmitted Diseases, June 2007;
34(6): 319–332.
3. Davis, T.C., S.W. Long, R.H. Jackson, E.J.
Mayeaux, R.B. George, P.W. Murphy, M.A.
Crouch, ‘‘Rapid Estimate of Adult Literacy in
Medicine: A Shortened Screening
Instrument,’’ Family Medicine 1993; 25:391–
5.
4. del Amo, J., C. Gonzalez, J. Losana, P.
Clavo, L. Munoz, J. Ballesteros, A. GarciaSaiz, M.J. Belza, M. Ortiz, B. Menendez, J. del
Romero, F. Bolumar, ‘‘Influence of Age and
Geographical Origin in the Prevalence of
High Risk Human Papillomavirus in Migrant
Female Sex Workers in Spain, Sexually
Transmitted Infections 2005 February;
81(1):79–84.
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5. Johns Hopkins Bloomberg School of
Public Health, Information and Knowledge
for Optimal Health (INFO) Project, https://
www.infoforhealth.org/globalhandbook/
book/fph_chapter13/fph_chap13_how_to_
use.shtml.
6. Ruan, Y., X. Cao, H-Z. Qian, L. Zhang,
G. Qin, Z. Jiang, et al. ‘‘Syphilis Among
Female Sex Workers in Southwestern China:
Potential for HIV Transmission,’’ Sexually
Transmitted Diseases, December 2006, vol.
33, No. 12, p.719–723.
7. Shew, M.L., J.D. Fortenberry, W. Tu, B.E.
Juliar, B.E. Batteiger, B. Qadadri, D.R. Brown,
‘‘Association of Condom Use, Sexual
Behaviors, and Sexually Transmitted
Infections With the Duration of Genital
Human Papillomavirus Infection Among
Adolescent Women,’’ Archives of Pediatrics
and Adolescent Medicine, 2006 February;
160(2):151–6.
8. Wald, A., A.G. Langenberg, E. Krantz,
J.M. Douglas Jr., H.H. Handsfield, R.P.
DiCarlo, A.A. Adimora, A.E. Izu, R.A.
Morrow, L. Corey, ‘‘The Relationship
Between Condom Use and Herpes Simplex
Virus Acquisition,’’ Annals of Internal
Medicine, 2005 November 15;143(10):707–
13.
9. Warner, L., K.M. Stone, M. Macaluso,
J.W. Buehler, H.D. Austin, ‘‘Condom Use and
Risk of Gonorrhea and Chlamydia: A
Systematic Review of Design and
Measurement Factors Assessed in
Epidemiologic Studies,’’ Sexually
Transmitted Diseases, 2006 January;
33(1):36–51.
10. Winer, R.L., J.P. Hughes, Q. Feng, S.
O’Reilly, N.B. Kiviat, K.K. Holmes, L.A.
Koutsky, ‘‘Condom Use and the Risk of
Genital Human Papillomavirus Infection in
Young Women,’’ The New England Journal of
Medicine, 2006 June 22;354(25):2645–54.
List of Subjects in 21 CFR Part 884
Medical devices.
■ Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs, 21 CFR part 884 is
amended as follows:
PART 884—OBSTETRICAL AND
GYNECOLOGICAL DEVICES
1. The authority citation for 21 CFR
part 884 continues to read as follows:
■
Authority: 21 U.S.C. 351, 360, 360c, 360e,
360j, 371.
2. Section 884.5300 is revised to read
as follows:
■
§ 884.5300
Condom.
(a) Identification. A condom is a
sheath which completely covers the
penis with a closely fitting membrane.
The condom is used for contraceptive
and for prophylactic purposes
(preventing transmission of sexually
transmitted infections). The device may
also be used to collect semen to aid in
the diagnosis of infertility.
(b) Classification. (1) Class II (special
controls) for condoms made of materials
E:\FR\FM\10NOR1.SGM
10NOR1
Federal Register / Vol. 73, No. 218 / Monday, November 10, 2008 / Rules and Regulations
other than natural rubber latex,
including natural membrane (skin) or
synthetic.
(2) Class II (special controls) for
natural rubber latex condoms. The
guidance document entitled ‘‘Class II
Special Controls Guidance Document:
Labeling for Natural Rubber Latex
Condoms Classified Under 21 CFR
884.5300’’ will serve as the special
control. See § 884.1(e) for the
availability of this guidance document.
Dated: October 28, 2008.
Jeffrey Shuren,
Associate Commissioner for Policy and
Planning.
[FR Doc. E8–26825 Filed 11–7–08; 8:45 am]
BILLING CODE 4160–01–S
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[TD 9430]
RIN 1545–BH99
Information Reporting for Discharges
of Indebtedness
Internal Revenue Service (IRS),
Treasury.
ACTION: Final and temporary
regulations.
dwashington3 on PRODPC61 with RULES
AGENCY:
SUMMARY: This document contains final
and temporary regulations relating to
information returns for cancellation of
indebtedness by certain entities. The
temporary regulations will avoid
premature information reporting from
certain businesses that are currently
required to report and will reduce the
number of information returns required
to be filed. The temporary regulations
will impact certain lenders who are
currently required to file information
returns under the existing regulations.
The text of these temporary regulations
also serves as the text of the proposed
regulations as set forth in the Proposed
Rules section in this issue of the Federal
Register.
DATES: Effective Date: These regulations
are effective on November 10, 2008.
Applicability Date: For dates of
applicability, see § 1.6050P–1T(h).
FOR FURTHER INFORMATION CONTACT:
Barbara Pettoni at (202) 622–4910 (not
a toll-free number).
SUPPLEMENTARY INFORMATION:
Background
This document contains amendments
to the Income Tax Regulations (26 CFR
part 1) under section 6050P relating to
VerDate Aug<31>2005
15:24 Nov 07, 2008
Jkt 217001
information reporting for cancellation of
indebtedness by certain entities. The
amendments will reduce the number of
information reports required to be filed
under section 6050P.
In general, section 6050P requires
certain entities to file information
returns with the IRS, and to furnish
information statements to debtors,
reporting discharges of indebtedness of
$600 or more. As originally enacted by
the Omnibus Budget Reconciliation Act
of 1993, Public Law 103–66 (107 Stat.
312, 531–532 (1993)), section 6050P
applied solely to ‘‘applicable financial
entities,’’ which was then defined to
include only financial institutions,
credit unions, and Federal executive
agencies.
In 1996, final regulations were
published implementing section 6050P.
See TD 8654, 61 FR 262 (January 4,
1996) (the 1996 regulations). The 1996
regulations required applicable financial
entities, as then defined, to issue Forms
1099–C, ‘‘Cancellation of Debt,’’ upon
the occurrence of one of several
‘‘identifiable events’’ as provided in
§ 1.6050P–1(b)(2)(i)(A) through (H). One
of these identifiable events requiring the
issuance of a Form 1099–C was the
expiration of a ‘‘non-payment testing
period’’ pursuant to § 1.6050P–
1(b)(2)(i)(H). The 1996 regulations
created a rebuttable presumption (the
‘‘36-month rule’’) under § 1.6050P–
1(b)(2)(iv) that this period expired if a
creditor had not received a payment for
36 months. Section 1.6050P–1(b)(2)(iv)
provides that the presumption that an
identifiable event occurred can be
rebutted by a creditor if the creditor had
engaged in significant, bona fide
collection activity.
After the issuance of the 1996
regulations, the Debt Collection
Improvement Act of 1996, Public Law
104–134 (110 Stat. 1321, 368–369
(1996)) (the 1996 Act), expanded section
6050P to cover any executive, judicial,
or legislative agency (as defined in 31
U.S.C. 3701(a)(4)) as well as any
applicable financial entity. The 1996
Act was effective April 26, 1996. The
Ticket to Work and Work Incentives
Improvement Act of 1999, Public Law
106–170 (113 Stat. 1860, 1931 (1999))
(the 1999 Act), further expanded section
6050P by expanding the definition of
‘‘applicable financial entity’’ to include
any organization ‘‘a significant trade or
business of which is the lending of
money.’’ The 1999 Act was effective for
discharges of indebtedness occurring
after December 31, 1999.
In 2002, the IRS and the Treasury
Department published proposed
regulations to reflect the changes to
section 6050P. See REG–107524–00, 67
PO 00000
Frm 00053
Fmt 4700
Sfmt 4700
66539
FR 40629 (June 13, 2002). The IRS
received written (including electronic)
comments on the proposed regulations
and a public hearing was held on
October 8, 2002. After consideration of
the comments received, the IRS adopted
the proposed regulations with
amendments. See TD 9160, 69 FR 62181
(October 25, 2004) (the 2004
regulations). Section 1.6050P–2 of the
2004 regulations describes the
circumstances in which an organization
has a significant trade or business of
lending money, thereby triggering an
information reporting requirement when
it cancels debt.
Reasons for Change
The 36-month rule of § 1.6050P–
1(b)(2)(iv) was drafted at a time when
section 6050P applied only to financial
institutions, credit unions, and Federal
executive agencies and did not extend
to any executive, judicial, or legislative
agency or any organization ‘‘a
significant trade or business of which is
the lending of money.’’ Since the
publication of the 2004 regulations,
commenters have raised the concern
that the application of the 36-month
rule to entities with a significant trade
or business of lending money might
trigger a reporting requirement even
when the entity has not legally or
practically discharged the debt. The IRS
and the Treasury Department agree that
it is appropriate to limit the application
of the 36-month rule to the entities for
which it was originally intended in
order to avoid premature information
reporting of cancellation of
indebtedness income. Doing so will
reduce the information reporting burden
on entities that were not originally
within the scope of the 36-month rule
and will protect debtors from receiving
information returns that prematurely
report cancellation of indebtedness
income from such entities.
The Treasury Department and IRS are
still considering other comments
received since the publication of the
2004 regulations, including a request to
clarify the meaning of ‘‘stated principal’’
in § 1.6050P–1(c) and (d)(3) when it is
applied to those who acquire a loan
from a person other than the debtor.
Section 1.6050P–1(c) provides that
‘‘indebtedness’’ for purposes of section
6050P means any amount owed to an
applicable entity, including stated
principal, fees, stated interest, penalties,
administrative costs, and fines. Section
1.6050P–1(d)(3) further provides that, in
the case of a lending transaction, the
discharge of an amount other than
stated principal is not required to be
reported under section 6050P.
Commenters have stated that it is
E:\FR\FM\10NOR1.SGM
10NOR1
Agencies
[Federal Register Volume 73, Number 218 (Monday, November 10, 2008)]
[Rules and Regulations]
[Pages 66522-66539]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-26825]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 884
[Docket No. FDA-2004-N-0511] (formerly Docket No. 2004N-0556)
RIN 0910-AF21
Obstetrical and Gynecological Devices; Designation of Special
Controls for Male Condoms Made of Natural Rubber Latex
AGENCY: Food and Drug Administration, HHS.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is amending the
classification regulation for condoms to designate a special control
for male condoms made of natural rubber latex (latex). The special
control for the device is the guidance document entitled ``Class II
Special Controls Guidance Document: Labeling for Natural Rubber Latex
Condoms Classified Under 21 CFR 884.5300.'' The FDA will publish a
notice in the Federal Register announcing the availability of the
special control guidance document no later than the effective date of
this final rule.
DATES: Effective Date: This rule is effective January 9, 2009.
Compliance Dates: Premarket notification submissions (510(k)s) for
latex condoms filed on or after the effective date of this rule are
expected to comply with the requirement of special controls at the time
that the 510(k) is submitted. Latex condoms cleared for marketing on or
after the effective date of the rule but submitted in 510(k)s filed
before the effective date of the rule are expected to comply with the
requirement of special controls on or before March 10, 2009. Latex
condoms legally marketed before the effective date of this rule are
expected to comply with the requirement of special controls December
10, 2009. Specific information on how the rule will be implemented can
be found in section II.B of this document.
FOR FURTHER INFORMATION CONTACT: Colin M. Pollard, Center for Devices
and Radiological Health (HFZ-470), Food and Drug Administration, 9200
Corporate Blvd., Rockville, MD 20850, 301-594-1180.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
A. Statutory Framework
B. Regulatory History of Latex Condoms
C. Overview of Proposed Rule
D. Additional Scientific Information Developed After the Completion
of the Proposed Rule and Draft Special Control Guidance
1. FDA Update of Epidemiology
2. Latex Condom Label Comprehension Study
II. Summary of the Final Rule
A. Overview of the Final Rule
B. Implementation Strategy
C. Issues Requiring Special Controls
1. Unintended Pregnancy
2. Transmission of Sexually Transmitted Infections (STIs)
3. Incorrect or Inconsistent Use
III. Comments and FDA's Responses
A. Identification Section of the Classification Regulation
B. Establishment of a Guidance Document as a Special Control
C. FDA's Review of Scientific Information
1. General Comments
2. Slippage and Breakage
3. Risk Reduction
4. Evaluation of Latex Condom Effectiveness
D. Labeling Recommendations
1. General
2. Comprehension
3. Pregnancy
4. STIs
5. Correct and Consistent Use
6. Risk Reduction
7. Directions for Use and Precautions
8. Additional Information
E. Comments in Response to FDA's Specific Requests
1. Human Papillomavirus (HPV)
2. Nonlatex Condoms Without Nonoxynol-9
F. Implementation
IV. Environmental Impact
V. Analysis of Impacts
A. Background
B. Affected Entities and Scope of Effect
C. Costs of Implementation
D. Regulatory Flexibility Analysis
VI. Federalism
VII. Paperwork Reduction Act of 1995
VIII. References
I. Background
In the Federal Register of November 14, 2005 (70 FR 69102), FDA
proposed to amend existing classification regulations to designate a
labeling guidance document as the special control for condoms made of
natural rubber latex (latex condoms), classified under 21 CFR 884.5300,
and latex condoms with spermicidal lubricant containing nonoxynol-9 (N-
9), classified under Sec. 884.5310 (21 CFR 884.5310). As proposed, the
final rule amends Sec. 884.5300 (21 CFR 884.5300) and designates a
guidance document containing labeling recommendations as the special
control for latex condoms. However, FDA continues to review the
comments it received in response to its general and specific requests
for comment on latex condoms with spermicidal lubricant and to evaluate
the controls appropriate for condoms with spermicidal lubricant (Sec.
884.5310). Therefore, FDA is not issuing a final rule on that device at
this time.\1\
---------------------------------------------------------------------------
\1\ On December 19, 2007, FDA published a final rule, codified
at 21 CFR 201.66(c)(5)(ii)(H) and 21 CFR 201.325, that requires that
labeling of OTC vaginal contraceptive/spermicidal drug products
containing N-9 bear the following warnings:
For vaginal use only
Not for rectal (anal) use
Sexually transmitted diseases (STDs) alert: This
product does not protect against HIV/AIDS or other STDs and may
increase the risk of getting HIV from an infected partner
Do not use if you or your sex partner has HIV/AIDS. If
you do not know if you or your sex partner is infected, choose
another form of birth control.
When using this product you may get vaginal irritation
(burning, itching, or a rash)
Stop use and ask a doctor if you or your partner get
burning, itching, a rash or other irritation of the vagina or penis
Other information in the new labeling includes:
When used correctly every time you have sex, latex
condoms greatly reduce, but do not eliminate the risk of catching or
spreading HIV, the virus that causes AIDS.
Studies have raised safety concerns that products
containing the spermicide nonoxynol 9 can irritate the vagina and
rectum. Sometimes this irritation has no symptoms. This irritation
may increase the risk of getting HIV/AIDS from an infected partner.
You can use nonoxynol 9 for birth control with or
without a diaphragm or condom if you have sex with only one partner
who is not infected with HIV and who has no other sexual partners or
HIV risk factors
Use a latex condom without nonoxynol 9 if you or your
sex partner has HIV/AIDS, multiple sex partners, or other HIV risk
factors
Ask a health professional if you have questions about
your best birth control and STD prevention methods.
---------------------------------------------------------------------------
In the following sections of this preamble, FDA addresses the
statutory framework, regulatory history, and scientific information
related to latex condoms; summarizes the final rule; and responds to
the comments on FDA's designation of special controls for the latex
condom.
A. Statutory Framework
The Federal Food, Drug, and Cosmetic Act (the act) (21 U.S.C. 301
et seq.), as amended, including the Medical Device Amendments of 1976
(the 1976
[[Page 66523]]
amendments) (Public Law 94-295) and the Safe Medical Devices Act of
1990 (SMDA) (Public Law 101-629), established a comprehensive system
for the regulation of medical devices intended for human use. Section
513 of the act (21 U.S.C. 360c) established three categories (classes)
of devices, depending on the regulatory controls needed to provide
reasonable assurance of their safety and effectiveness. The three
categories of devices are class I (general controls), class II (special
controls), and class III (premarket approval).
FDA refers to devices that were in commercial distribution before
May 28, 1976 (the date of enactment of the 1976 amendments), as
preamendments devices. Under section 513 of the act, FDA classifies
these devices after the agency takes the following steps: (1) receives
a recommendation from a device classification panel (an FDA advisory
committee); (2) publishes the panel's recommendation for comment, along
with a proposed regulation classifying the device; and (3) publishes a
final regulation classifying the device. FDA has classified most
preamendments devices under these procedures.
FDA refers to devices that were not in commercial distribution
before May 28, 1976, as postamendments devices. Postamendments devices
are classified automatically by statute (section 513(f) of the act)
into class III without any FDA rulemaking process. These devices remain
in class III unless FDA does one of the following: (1) reclassifies the
device into class I or II; (2) issues an order classifying the device
into class I or II in accordance with section 513(f)(2) of the act; or
(3) issues an order finding the device to be substantially equivalent,
in accordance with section 513(i) of the act, to a legally marketed
device that has been classified into class I or class II or to a
preamendments device of a type that has yet to be initially classified
in accordance with section 513(b). The agency determines whether new
devices are substantially equivalent to predicate devices by means of
premarket notification procedures in section 510(k) of the act (21
U.S.C. 360(k)) and regulations at part 807 (21 CFR part 807).
Under the 1976 amendments, class II devices were defined as devices
for which there was insufficient information to show that general
controls themselves would provide reasonable assurance of safety and
effectiveness, but for which there was sufficient information to
establish performance standards to provide such assurance. SMDA
broadened the definition of class II devices to mean those devices for
which the general controls by themselves are insufficient to provide
reasonable assurance of safety and effectiveness, but for which there
is sufficient information to establish special controls to provide such
assurance, including performance standards, postmarket surveillance,
patient registries, development and dissemination of guidelines,
recommendations, and any other appropriate actions the agency deems
necessary (section 513(a)(1)(B) of the act).
B. Regulatory History of Latex Condoms \2\
---------------------------------------------------------------------------
\2\ As discussed in the 2005 proposed rule (70 FR 69102 at
69112), the proposal was limited to latex condoms, which represent
the vast majority of condoms marketed in the United States. As
discussed in the proposal, FDA intends to address condoms made from
other materials (natural membrane (skin) or synthetic materials) at
a future date.
---------------------------------------------------------------------------
Prior to enactment of the 1976 amendments, latex condoms were
marketed in the United States for both contraception and prophylaxis,
i.e., reducing the risk of sexually transmitted infections (STIs).\3\
As a preamendments device, the latex condom was classified along with
hundreds of other devices during FDA's original classification
proceedings. Based primarily on the recommendations of experts on the
Obstetrics and Gynecology Device Classification Panel, FDA classified
latex condoms into class II by regulation published in the Federal
Register of February 26, 1980 (45 FR 12710). Condoms were identified as
``* * * a sheath which completely covers the penis with a closely
fitting membrane. The condom is used for contraceptive and for
prophylactic purposes (preventing transmission of venereal disease) * *
*'' (Sec. 884.5300). This classification regulation does not include
condoms with spermicidal lubricant, which are postamendments devices
classified under Sec. 884.5300.
---------------------------------------------------------------------------
\3\ With the exception of a reference to the 2005 proposed
replacement of ``venereal disease'' with ``sexually transmitted
disease,'' FDA is using ``sexually transmitted infection'' or
``STI'' instead of ``sexually transmitted disease'' or ``STD'' in
the final rule and special controls guidance document. This is
discussed in more detail at section III.
---------------------------------------------------------------------------
At the time that latex condoms were classified into class II, the
statutory definition of that class contemplated the establishment of
mandatory performance standards for all class II devices, in accordance
with section 514(b) of the act (21 U.S.C. 360d(b)). Because of the
complex process associated with issuing mandatory performance
standards, the agency did not establish a performance standard for
condoms or virtually any other class II device before the SMDA in 1990
provided additional options for special controls for class II devices.
This rulemaking will for the first time establish a special control for
latex condoms.
Latex condoms are also subject to the requirement of premarket
notification, a general control requiring a determination of
substantial equivalence before they may be marketed, and other general
controls, including good manufacturing practices (quality system
regulation), registration and listing, adverse event reporting, and the
prohibitions on adulteration and misbranding. This device is also
subject to labeling requirements applicable to all devices, including a
statement of principal intended action(s) and adequate directions for
use as described in part 801 (21 CFR part 801).
In addition to the general labeling requirements, latex condoms are
subject to specific labeling requirements addressing expiration dating
and latex sensitivity (21 CFR 801.435 and 801.437). FDA established
expiration dating requirements in response to shelf life studies
showing that important latex condom properties can change over time.
The expiration dating regulation addresses the risk of latex condom
deterioration due to product aging and helps ensure that consumers have
information regarding the safe use of latex condoms (62 FR 50501,
September 26, 1997). The latex sensitivity labeling requirements were
added in response to numerous reports of severe allergic reactions and
deaths related to a wide range of medical devices containing natural
rubber (62 FR 51021 at 51029, September 30, 1997).
In addition to the history of action regarding latex condoms
undertaken under the act, on December 21, 2000, Congress enacted Public
Law 106-554, which required that FDA ``reexamine existing condom
labels'' and ``determine whether the labels are medically accurate
regarding the overall effectiveness or lack of effectiveness of condoms
in preventing sexually transmitted diseases, including [human
papillomavirus].'' In this review, FDA considered the following:
Physical properties of condoms
Condom slippage and breakage during actual use
Plausibility for STI-risk reduction attributable to
condoms
Evaluations of condom effectiveness against STIs by other
Federal agencies, and
Clinical studies of condoms' protection against STIs
published in peer-reviewed journals.
[[Page 66524]]
As a result of this review of scientific information and of
existing latex condom labeling, FDA concluded that existing latex
condom labeling was medically accurate in presenting the conclusion
that, as an overall matter, condoms are effective in reducing the risk
of STIs. To help consumers make appropriate choices for their
particular needs, and therefore to ensure the safe and effective use of
condoms, FDA proposed to establish a labeling special control to
address some additional, more nuanced information about condoms and
STIs, as well as to provide information about contraception, and about
appropriate directions and precautions for use of latex condoms. The
present rulemaking grew out of that initiative.
C. Overview of Proposed Rule
In the Federal Register of November 14, 2005 (70 FR 69102), FDA
issued a proposed rule to amend the classification regulations for
condoms (Sec. Sec. 884.5300 and 884.5310). The proposed regulatory
changes were intended to help ensure that latex condoms were used
safely and effectively by providing labeling conveying a concise,
accurate message that neither exaggerated the degree of protection
provided by latex condoms, nor undervalued overall STI-risk reduction
provided by latex condom use.
FDA proposed to amend the identification section of the regulations
to change the wording ``venereal disease'' to ``sexually transmitted
diseases.'' FDA also proposed to add classification sections to each of
the regulations, segregating the subset of condoms in each
classification that were made of latex. Finally, FDA proposed to
designate as a special control a guidance document with labeling
recommendations for latex condoms, because the agency believed that
this control, together with general controls, could reasonably assure
the safety and effectiveness of these devices. The draft special
controls guidance recommended labeling to inform consumers about the
extent of protection provided by latex condoms against unintended
pregnancy and against STIs, including labeling that informed consumers
that STIs can be transmitted in various ways, including transmission to
or from the penis and transmission by other types of sexual contact.
The draft guidance recommended that labeling explain that latex condoms
can reduce the risk of STIs, such as gonorrhea and chlamydia, that are
spread to or from the penis by direct contact with the vagina and
genital fluids. It further recommended labeling that indicated that
some STIs, such as genital herpes and human papillomavirus (HPV), may
also be transmitted by contact with infectious skin or mucosa not
covered by the latex condom, and that latex condoms provide less
protection against these STIs.
FDA proposed to establish the labeling guidance as a special
control, by rulemaking, because it meant that manufacturers would be
required to address the issues identified in the guidance. Unlike a
regular guidance, which imposes no requirements, where a guidance
document has been designated as a special control by a rule,
manufacturers must address the issues identified in the guidance,
either by following the recommendations in the guidance or by some
other means that provides equivalent assurances of safety and
effectiveness. At the same time, establishing a guidance document as a
special control affords greater flexibility than a rule mandating
specific labeling language and can facilitate updating labeling as new
scientific information becomes available because the special control
permits manufacturers to use any labeling that affords equivalent
assurances of safety and effectiveness for latex condoms.
In response to FDA's requests for comment, more than one hundred
commenters submitted information and comments to the two dockets (one
docket for the proposed rule and one docket for the draft special
controls guidance document). Comments were submitted by consumers,
health professionals, industry, academia, state and Federal government
agencies, as well as professional societies and organizations. The
comments included different points of interest and concern. Many
comments discussed issues involving latex condoms with spermicidal
lubricant containing nonoxynol-9, and as discussed earlier, FDA
continues to review those comments. In some cases, commenters filed
comments to the dockets for both the rule and for the guidance; in
other cases, comments were filed in only one docket. Because of the
intertwined nature of the proposed rule and guidance and because of the
significant overlap in comments, FDA considered all comments in
preparing both the final rule and the intended final special control
guidance document.\4\
---------------------------------------------------------------------------
\4\ The term ``intended final special control guidance
document'' refers to the version of the guidance that is currently
available for reference only at https://www.fda.gov/cdrh/comp/
guidance/1548ref.html, pending approval under the Paperwork
Reduction Act (the PRA). (See Section VII.)
---------------------------------------------------------------------------
D. Additional Scientific Information Developed After the Completion of
the Proposed Rule and Draft Special Control Guidance
1. FDA Update of Epidemiology
In developing the 2005 proposed rule and draft guidance, to assess
the overall effectiveness of latex condoms in preventing transmission
of STIs, FDA evaluated a variety of scientific evidence and information
about condoms and STIs. In particular, FDA considered the physical
properties of a condom, which make it capable of acting as a barrier to
the pathogens that cause STIs; evidence regarding condom slippage and
breakage during actual use; plausibility for STI-risk reduction
attributable to condoms, which draws on information about the different
routes of transmission of different STIs; and evidence from good
quality epidemiological studies published in peer-reviewed journals
evaluating condoms and STI-risk reduction, including evaluations of
condom effectiveness against STIs by other Federal agencies.
FDA's evaluation divided common STIs into two groups in relation to
their usual routes of sexual transmission. FDA identified as Group I
those STIs that are sexually transmitted solely either to or from the
head of the penis, an area that is covered when a latex condom is used.
Group I STIs include HIV/Acquired Immune Deficiency Syndrome (AIDS),
gonorrhea, chlamydia, trichomoniasis,\5\ and hepatitis B virus (HBV).
FDA identified as Group II those STIs that can be transmitted not only
through contact with the head of the penis, but also through contact
with infected skin outside the area that is covered when a latex condom
is used. Group II STIs include HPV, herpes simplex virus (HSV),
syphilis, and chancroid. Considering the means of transmission of STIs
and the extensive information on the physical characteristics and
performance of condoms, as well as the specific clinical data
available, FDA concluded that there was strong support for the
conclusion that latex condoms reduce the overall risk of transmission
[[Page 66525]]
of STIs. FDA also concluded that the degree of risk reduction for
different types of STIs varies with their routes of transmission.
---------------------------------------------------------------------------
\5\ FDA's 2005 proposed rule identified trichomoniasis as a
group I STI based on its route of transmission but did not consider
any significant new information regarding trichomoniasis because
none existed at that time. Neither the prior labeling
recommendations nor the draft special control guidance recommended
making specific claims for condom effectiveness against
trichomoniasis. In formulating this final rule and special control
guidance document, FDA also has found no new information about
condom effectiveness against this specific pathogen, and does not
include specific recommendations for labeling to address it.
---------------------------------------------------------------------------
As discussed in section III.C, FDA's scientific conclusions were
generally supported by the public comments. In preparing this final
rule, moreover, FDA ensured that its scientific basis remains sound.
Using the same approach as in 2005, analyzing systematic reviews\6\
and, when those were not available, analyzing individual clinical
studies for STIs, FDA reviewed more recent epidemiological studies and
analyses published in peer-reviewed publications from December 2004,
the cut-off date for studies considered in developing the proposed
rule, through April 30, 2008. Consistent with its findings in 2005, FDA
confirmed that latex condoms provide effective protection against all
STIs evaluated. FDA findings from its updated review are described in
more detail next.
---------------------------------------------------------------------------
\6\ As stated in the proposed rule (70 FR 69102 at 69107), a
systematic review means a review of a clearly formulated question
that uses systematic and explicit methods to identify, select, and
critically appraise relevant research and to collect and analyze
data from studies that are included with the review.
---------------------------------------------------------------------------
Group I STIs
In the 2005 proposal, FDA concluded that latex condoms, when used
correctly and consistently, are effective in reducing the risk of
transmission of Group I STIs (70 FR 69102 at 69108). No new data
undermine this conclusion and some new studies of particular Group I
STIs provide additional support for it. Therefore, FDA's conclusion
related to the Group I STIs continues to be that latex condoms when
used correctly and consistently are effective in reducing the risk of
transmission of group I STIs.
HIV
Well-designed studies evaluated prior to the proposed rule show the
effect of consistent condom use on reducing the risk of HIV infection
(70 FR 69102 at 69107 to 69108). One well-designed study conducted a
meta-analysis (where results of all studies selected are pooled and
analyzed) of studies of HIV-discordant subjects (where HIV status is
known at the outset of the study, and an uninfected partner has sex
with an infected partner) and found that condoms were 90 to 95 percent
effective in reducing the incidence of new infections when used
consistently. Another study was a systematic review of longitudinal
studies and found that consistent use of condoms results in at least an
80 percent reduction in HIV incidence.
No new systematic reviews of condom effectiveness in reducing the
risk of HIV infection have been published since the cut-off for studies
considered in formulating FDA's proposed rule. On the basis described
in the proposed rule, FDA's conclusion remains that consistent and
correct use of latex condoms is highly effective in reducing the risk
of HIV infection.
Gonorrhea and Chlamydia
Consistent with the FDA conclusions presented in 2005 (70 FR 69102
at 69108), one systematic review presented in 2006 demonstrated that
consistent and correct use of condoms reduces risk of both gonorrhea
and chlamydia in men and women (Ref. 9).
Hepatitis B Virus (HBV)
As was the case when FDA published its proposed rule, FDA is aware
of no systematic reviews of condom effectiveness against HBV infection.
Nor were any new epidemiological studies of condom use and HBV
infection published during the period of FDA's review for preparation
of this final rule. As discussed in the 2005 proposal (70 FR 69102 at
69108), one cross-sectional study showed that correct and consistent
condom use was significantly associated with lower prevalence of HBV.
Group II STIs
In the 2005 proposal, FDA concluded that latex condoms, when used
correctly and consistently, are effective in reducing the risk of
transmission of group II STIs. Studies published since December 2004
support, and in the case of HPV, provide additional evidence for, this
conclusion, as discussed below.
HPV
No new systematic reviews of condoms and HPV infection have been
published since December 2004. At the time of the 2005 proposed rule,
the clinical data regarding the effect of condom use on reducing the
risk of infection with HPV was limited, but two systematic reviews
supported the conclusion that correct and consistent use of latex
condoms can reduce the rates of genital warts and cervical cancer, the
main diseases associated with HPV infection (70 FR 69102 at 69108).
Since December 2004, several individual studies have addressed
condom use and HPV infection, not only the incidence of HPV-related
disease. Of particular note, a longitudinal study of the association of
condom use and risk of genital HPV infection found that women who
reported consistent condom use for the eight months prior to HPV
testing were less likely to acquire a first-time infection of HPV and
that women who reported 100 percent condom use in the prior eight
months had no cervical squamous intraepithelial lesions detected on
their Pap tests (Ref. 10) (hereinafter referred to as ``2006 Winer et
al. study''). Another study published since the cut-off for the 2005
proposed rule found a higher prevalence of HPV in women who did not use
condoms (Ref. 4). Yet another study published since the 2005 proposed
rule demonstrated an association between prolonged HPV infection and
less consistent condom use (Ref. 7). These newer studies now support
the conclusion that condom use not only reduces the risk of genital
warts and cervical cancer, it also reduces the risk of HPV infection
itself.
Genital Herpes Simplex Virus (HSV)
No new systematic reviews of condoms and HSV infection have been
published since December 2004. FDA's 2005 conclusions about latex
condom effectiveness were based on the 2002 systematic review showing
that condom use reduced the risk of HSV-2 infection for women (70 FR
69102 at 69108). A more recent prospective study showed effectiveness
of condom use in reducing the risk of HSV infection in men and
replicated effectiveness in women (Ref. 8), supporting the findings of
the 2002 systematic review and FDA's 2005 conclusions.
Syphilis
As was the case when FDA published its proposed rule, FDA is not
aware of any systematic reviews of condom effectiveness against
syphilis infection. FDA's 2005 conclusions about latex condom
effectiveness were based primarily on the data from two prospective
studies, discussed in the preamble to the proposed rule (70 FR 69102 at
69108), that showed condom use provided significant protection against
syphilis. More recently, one study evaluated risks of STIs, including
syphilis, in female sex workers and found that failure to use a condom
was associated with an increased risk of syphilis (Ref. 6). This
information continues to support the conclusion made in the 2005
proposal that correct and consistent latex condom use reduces the risk
of syphilis.
Chancroid
Chancroid infection is extremely rare in the United States. In
2006, only 33
[[Page 66526]]
new cases were reported in the United States. (Ref. 1). As in 2005,
when FDA published its proposed rule, FDA knows of no systematic review
of condom effectiveness against this STI. No new epidemiological
studies of condom use and chancroid infection have been identified.
Therefore, FDA's conclusions about latex condom effectiveness toward
chancroid remain based on the study discussed in the 2005 proposal that
reported that condom use was associated with a significantly reduced
risk of genital ulcer disease (presumed to be chancroid) among
prostitutes in Kenya (70 FR 69102 at 69108).
In summary, FDA believes that conclusions from the additional
studies published in peer-reviewed publications from December 2004
through April 30, 2008, are consistent with FDA's 2005 conclusions
about latex condom effectiveness. Newer evidence, such as the
systematic review of the effect of condom use on transmission of
gonorrhea and chlamydia infections (Ref. 9) and the recent
epidemiological studies showing that condom use reduced HPV infection
(Refs. 7 and 10), replicate or strengthen the basis for these
conclusions.
2. Latex Condom Label Comprehension Study
As described in more detail below, many commenters expressed
concern that FDA's proposed language for latex condom labeling was
confusing, especially in its efforts to describe two tiers of
protection afforded by condoms against STIs. These comments expressed
serious concerns that FDA's latex condom labeling proposal was overly
complex and would ultimately be misunderstood by the consumer. Many
argued that this same confusion and misunderstanding would lead to
unmerited negative impressions of latex condoms and--ultimately--to an
unfounded decrease in latex condom use. One commenter also submitted a
study it had conducted of consumer comprehension of the labeling
proposed in the draft guidance, the results of which supported the
comments that this labeling was not well understood. (This comment and
study are discussed in section III of this document, where FDA
discusses and responds to comments in detail.)
In light of these important comments on the labeling
recommendations it had proposed, to inform its final rulemaking, FDA
conducted a study to see whether typical consumers understand latex
condom labeling, testing both the current labeling and the labeling
proposed in the 2005 draft guidance document.
FDA Study Objectives
FDA contracted for a latex condom label comprehension study.
Conducted in November and December 2007, the study was designed to
measure and compare consumer understanding of the labeling recommended
for latex condoms under FDA's 1998 guidance document, ``Latex Condoms
for Men, Information for 510(k) Premarket Notifications: Use of
Consensus Standards for Abbreviated Submissions,'' which is found on
currently marketed latex condoms, and the latex condom labeling
proposed in the 2005 draft special controls guidance. The study
specifically focused on FDA's proposal to include more detailed
information in the labeling about the relative degree of protection
that condoms provide against different STIs.\7\
---------------------------------------------------------------------------
\7\ The study also focused on the new warnings proposed for
condoms with nonoxynol-9 (N-9) in the lubricant; as described in the
introductory paragraph of section I of this preamble, FDA's proposal
to designate a labeling guidance as a special control for those
devices remains open, as FDA is still considering the comments and
other data, including these study results, that are relevant to that
proposal.
---------------------------------------------------------------------------
Study Design
Participants were recruited from six shopping malls, four retail
pharmacies, and three literacy centers in 11 communities throughout the
United States. Eight hundred and forty-four (844) participants between
the ages of 18 and 54 were divided almost evenly to review either the
current or proposed latex condom labeling. Each participant was asked
to respond to a set of questions intended to measure his or her
understanding of the labeling. When responding to the questions,
participants were allowed to look at the labeling provided.
Quotas were established to attain an equal distribution by sex and
pre-specified proportions of respondents by age and reading ability.
The Rapid Estimate of Adult Literacy in Medicine (REALM) test (Ref. 3)
was used to assess reading level, and a threshold score was chosen,
which divided the group into normal-literacy (ninth grade reading level
and above) and low-literacy (eighth grade reading level and below). Of
the 844 subjects, 430 were classified as normal-literate, 405 as low-
literate, and nine had no REALM score.
FDA Study Results
Poorer readers and those with less education (two variables not
highly correlated) had lower comprehension scores than those with a
higher reading level. However, there were no differences based on age,
race, ethnicity, income, or the type of neighborhoods where the
respondents resided.
Participants understood the basic message in both the current and
proposed labeling that latex condoms help protect against transmission
of sexually transmitted infections (>80 percent correct responses).
When comparing equivalent questions between the current and proposed
latex condom labeling, for every comparison with a significant
difference in rates of comprehension, the difference favored the
current latex condom labeling over the proposed latex condom labeling.
Study participants did not understand the more complex messages about
the relative degree of protection provided by condoms against different
STIs (<30 percent correct responses).
The study was not designed to determine the reasons for the
differences in consumer comprehension of the two labeling versions.
However, FDA's proposed labeling was unarguably lengthier, with
considerably more information than current labeling. Study analysis
suggests that shorter and simpler labeling will more likely result in
better consumer comprehension.
II. Summary of the Final Rule
A. Overview of the Final Rule
In developing this final rule, FDA considered all of the comments,
as well as its updated review of scientific evidence and results of the
latex condom label comprehension study. FDA concludes that the
scientific evidence today continues to fully support the overall
effectiveness of latex condoms in reducing the risk of transmission of
common STIs. That evidence supports the conclusions that correct and
consistent use of latex condoms reduces the risk of transmission of
HIV/AIDS and other STIs such as gonorrhea that are sexually transmitted
solely by contact with the head of the penis (via genital fluids).
Also, the evidence available today provides even more support than was
available at the time of publication of the proposed rule for the
conclusion that latex condoms are effective in reducing the risk of
transmission of other STIs, such as genital herpes and HPV, that can be
transmitted not only by contact with the head of the penis, the area
covered by a latex condom, but also by contact with infected skin
outside the area covered by the latex condom.
In developing the final rule and intended final special control
guidance document, FDA not only affirmed the underlying scientific
conclusions, but
[[Page 66527]]
also considered whether the labeling statements recommended in the
draft special control guidance document, in particular the statements
addressing the effectiveness of latex condoms against the two groups of
STIs, were adequately clear. Based on comments that criticized the
labeling contained in the draft guidance as, among other things,
``misleading,'' ``overly complex,'' ``difficult to understand,'' and
``negative possibly discouraging use,'' as discussed in section I, FDA
sponsored a latex condom label comprehension study. This study
supported commenters who maintained that the labeling contained in the
draft guidance was too confusing for consumers, and did not effectively
and adequately communicate the effectiveness of latex condoms against
these two groups of STIs.
Taking account of the comments and other information described in
this preamble, FDA's final rule and intended final special control
guidance remain consistent with the proposal but incorporate some
changes. The final rule, like the proposal, amends the identification
section of Sec. 884.5300 to change the terminology used. As proposed,
the final rule also creates new classification sections distinguishing
condoms made of natural rubber latex from condoms made of other
materials, including natural membrane and synthetic materials. Finally,
as proposed, the final rule designates a guidance document containing
labeling recommendations as the special control for the subset of
condoms made of natural rubber latex, to address issues of safety and
effectiveness discussed below and to convey the basic scientific
conclusions already described. In response to comments and in
consideration of the other information described previously, FDA has
simplified the labeling recommended for latex condoms, including the
labeling statements regarding the degree of protection afforded by
latex condoms against the two groups of STIs. FDA has also updated the
recommended directions for use and precautions to help ensure
consistent and correct use of latex condoms. Finally, FDA has assigned
a new title to the final guidance document designated as a special
control by this rule in order to avoid confusion with the draft
guidance made available in November 2005, which remains available as
the proposed special control for latex condoms with spermicidal
lubricant in association with the pending proposal to amend Sec.
884.5310. (See Section I.)
B. Implementation Strategy
FDA intends to implement this final rule as described in the
following paragraphs. The general approach remains consistent with what
was set forth in the 2005 proposed rule, but certain time frames have
been extended. Specifically, this final rule will be effective 60 days
after its date of publication, rather than the 30 days anticipated in
the proposed rule. The implementation strategy takes account of the
changed effective date of the final rule, while remaining generally
consistent with the implementation strategy outlined in the proposed
rule.
The proposed rule anticipated that latex condoms legally marketed
prior to the effective date of a final rule would have 11 months after
the effective date, or a total of 12 months from publication of the
final rule, to meet the requirements of special controls. That proposed
rule also anticipated that latex condoms that were the subject of
pending 510(k) applications on the effective date of any final rule but
cleared subsequently would be expected to comply with the requirement
of special controls for latex condoms no more than 60 days after the
effective date of the final rule.
For the final rule, FDA intends the following implementation
strategy. Latex condoms that are the subject of premarket notification
submissions (510(k)s) filed on or after the effective date of this rule
are expected to comply with the requirement of special controls
immediately upon the rule taking effect. Therefore, a firm submitting a
510(k) for a latex condom on or after the effective date of this rule
must show that its device meets the recommendations of the special
control guidance (as made available after PRA approval) or in some
other way provides equivalent assurances of safety and effectiveness.
Latex condoms that are the subject of a 510(k) that is pending on
the effective date of this final rule but are subsequently cleared are
expected to comply with the requirement of special controls by
following the recommendations in the special control guidance (as made
available after PRA approval) or providing equivalent assurances of
safety and effectiveness on or before 120 days after the date of
publication of this final rule.
Latex condoms that were legally marketed prior to the effective
date of this final rule are expected to comply with the requirement of
special controls by following the recommendations in the special
control guidance (as made available after PRA approval) or providing
equivalent assurances of safety and effectiveness no more than 13
months after the date of publication of this final rule. As in the
proposal, this gives firms marketing these latex condoms 11 months from
the effective date of the final rule to achieve compliance, and a total
period of 13 months from the date of publication of the final rule,
rather than the 12 months from publication defined under the proposal.
FDA believes that this period will allow for the production of new
labeling to meet the requirement of special controls without leading to
product shortages, while promoting the regulatory purpose of ensuring
that this new labeling is available to consumers in a timely fashion.
C. Issues Requiring Special Controls
In the 2005 proposed rule, FDA identified several issues associated
with the use of latex condoms that required special controls to help
provide a reasonable assurance of safety and effectiveness. The issues
included the risks of unintended pregnancy and of STI transmission, and
the issue of incorrect or inconsistent use, which undermines the
effectiveness of the latex condom in protecting against unintended
pregnancy and STI transmission.
In the final rule, FDA is designating a guidance document with
labeling recommendations as the required special control for latex
condoms to address the issues of safety and effectiveness associated
with these devices--the risks of unintended pregnancy and of STIs, and
the issue of incorrect or inconsistent use.
1. Unintended Pregnancy
One of the principal intended actions of latex condoms is
contraception. Latex condoms can greatly reduce the risk of unintended
pregnancy, but cannot eliminate it. The special controls guidance
recommends that the labeling indicate that latex condoms are intended
to prevent pregnancy. Labeling should also indicate that latex condoms
do not completely eliminate the risk of pregnancy. The guidance also
recommends that the package insert contain contraceptive effectiveness
information comparing pregnancy rates for latex condoms to rates for
other contraceptive options available in the United States including
drugs, devices, and methods of permanent sterilization, as well as a
statement that consumers who have questions about contraceptive
options, particularly because of health reasons for avoiding pregnancy,
should contact a health care provider.
[[Page 66528]]
2. Transmission of Sexually Transmitted Infections (STIs)
The other principal intended action of latex condoms is protection
against the transmission of STIs. The intended final special controls
guidance recommends that labeling state that latex condoms are intended
to prevent HIV infection (AIDS) and other STIs. In addition, the
labeling should include a statement that condoms do not completely
eliminate the risk of STIs. Labeling should indicate that latex condoms
reduce the risk of STIs by providing a barrier against the source of
infection. Labeling should indicate that latex condoms are most
effective at reducing transmission of STIs such as HIV infection (AIDS)
and gonorrhea that are spread by contact with the head of the penis, an
area covered when the condom is used. Labeling should also indicate
that condoms are less effective against STIs such as HPV and herpes
that can also be spread by contact with infected skin that is not
covered by the latex condom.
The intended final guidance also recommends labeling that indicates
that a health care provider should be contacted if a consumer believes
they may have an STI. The intended final special controls guidance
further recommends that labeling indicate that for more information on
latex condoms or STIs, a health care provider or public health agency
should be contacted.
3. Incorrect or Inconsistent Use
In order to get the most protection from a latex condom, latex
condoms must be used correctly every time a consumer has sex. To
promote correct use, the intended final special controls guidance
recommends that labeling include directions for use and precautions
against incorrect use. To promote consistent use, the intended final
special controls guidance recommends that labeling state that to get
the most protection from a latex condom, a condom be used correctly
every time the consumer has sex.
III. Comments and FDA's Responses
More than 100 commenters submitted information and comments to the
two dockets for the proposed rule and draft special controls guidance
document. The commenters included consumers, health professionals,
industry, academia, State and Federal agencies, professional societies,
and organizations. Because of the intertwined nature of the documents
and the significant duplication of comments between the dockets for the
proposed rule and draft special controls guidance document, FDA is
summarizing and responding to the comments to both dockets in this
preamble.
In general, the comments stated that FDA had properly described the
science regarding latex condom effectiveness, on which FDA based its
proposed special control labeling recommendations. None of the comments
questioned the importance of accurate latex condom labels. Many
comments indicated that consumers deserve to understand how and why
condoms work. However, as previously noted, a substantial number of
comments stated that the specific labeling recommendations in the draft
guidance document were too complex to be effective in conveying this
important information to consumers, and could inadvertently lead to
misimpression regarding the safety and effectiveness of condoms,
particularly for use in reducing the risk of STIs.
In issuing the final rule designating the revised guidance document
as a special control, FDA is affirming the safety and effectiveness of
condoms for contraception, as well as for reducing the risk of
transmission of STIs, including those most common in the United States.
In response to comments, and in light of the consumer comprehension
studies provided in those comments and described previously, FDA has
revised the recommended labeling messages contained in the intended
final special control guidance document to simplify them and better
communicate the essential information they contain. Following is a
summary of the specific comments and the agency's responses.
A. Identification Section of the Classification Regulation
(Comment 1) One comment stated that FDA should substitute
``sexually transmitted infections'' wherever it was using ``sexually
transmitted diseases.'' This comment pointed out that the purpose of
the latex condom is to prevent the infection; the diseases are the
clinical sequellae of the infection.
(Response) FDA agrees with this comment, and notes that the term
``sexually transmitted infection'' has gained currency in the clinical
community. Accordingly, FDA have revised the language in Sec. 884.5300
and the labeling recommendations in the special controls guidance
document to use ``sexually transmitted infection'' or ``STI.''
B. Establishment of a Guidance Document as a Special Control
(Comment 2) One commenter disagreed with the decision by FDA to
issue labeling guidelines under special controls guidance rather than
mandating through regulation specific new language on all condom
labeling to address the concerns FDA has identified. The commenter did
not agree with giving flexibility to manufacturers on the wording used.
(Response) FDA believes a special control guidance will provide an
appropriate level of control over labeling. Unlike a regular guidance,
which imposes no requirements, where a guidance document has been
designated as a special control by a rule, manufacturers must address
the issues identified in the guidance, either by following the
recommendations in the guidance or by some other means that provides
equivalent assurances of safety and effectiveness. If a manufacturer
proposes to use a means other than the labeling recommendations set
forth in the intended final special control guidance, the manufacturer
will need to establish equivalent assurance of safety and effectiveness
of the alternative.
C. FDA's Review of Scientific Information
The 2005 proposed rule included a summary of FDA's review of the
medical accuracy of latex condom labeling, which included an extensive
review of the scientific information related to condoms. As discussed
in the proposal, FDA considered the physical properties of condoms,
condom slippage and breakage during actual use, the plausibility for
STI-reduction attributable to condoms, evaluations of condom protection
against STIs by other Federal agencies, and clinical data regarding
condom protection against STIs. The follow sections discuss the
comments and FDA's responses related to this review.
1. General Comments
(Comment 3) Many of the comments commended the proposed rule and
draft special controls guidance document as well grounded in the
scientific and medical evidence and consistent with the findings from
clinical studies in the available literature.
(Response) FDA agrees. In addition to the studies on which the 2005
proposal was based, as described previously, peer-reviewed
epidemiological studies published subsequently have also supported the
conclusion that latex condom use reduces the risk of STIs.
2. Slippage and Breakage
(Comment 4) One comment challenged FDA's estimate of the rates of
condom slippage and breakage in actual use and expressed concerns that
[[Page 66529]]
some ``key points'' were missing, including the experience of the user.
More specifically, the commenter ``would have preferred that most
slippage and breakage fall within the 2-4% range with experienced users
toward the 2% and lower range and inexperienced users at the higher 4%
range and above.'' This comment also disagreed with FDA's statement
that condom slippage and breakage data support the conclusion that
condoms reduce the risk of STI transmission and stated ``[s]lippage and
breakage data does not support the conclusion that condoms help, rather
the opposite.'' The commenter stated that the labeling recommendations
should reflect that even with perfect use, an individual can become
infected when slippage and breakage occurs.
(Response) FDA disagrees that the slippage and breakage data do not
support the conclusion that condoms reduce the risk of STI
transmission. FDA notes that rates of slippage and breakage during use
have been measured for many different commercially available latex
condoms, typically ranging between 0.5-2% (70 FR 69102 at 69105). FDA
believes that these low rates of condom slippage and breakage, when
taken together with studies of condom properties discussed in the
proposed rule (see 70 FR 69102 at 69104 to 69105), support the
conclusion that latex condoms, when used consistently and correctly,
provide a reliable barrier to STI pathogens. FDA concurs with the
commenter's point that even with correct and consistent use, slippage
and breakage can occur. FDA does not believe, however, that additional
wording is necessary to underscore this point regarding perfect use.
FDA believes that the labeling recommendations as crafted accurately
reflect the overall conclusion that when used correctly and
consistently, latex condoms reduce the risk of STI transmission but do
not completely eliminate it.
3. Risk Reduction
(Comment 5) One comment suggested that FDA's analysis overlooked
infectivity. This comment recommended changes to the FDA conclusion
about condom effectiveness to reflect this.
(Response) FDA does not believe that discussion of infectivity
would benefit consumers in making safe and effective use of latex
condoms. While the infectivity of the pathogen is among the factors
that affect the baseline risk of acquiring a specific STI, even the
most infective STI pathogen cannot penetrate an intact latex condom.
Infectivity of the pathogen thus only impacts the net risk of infection
despite condom use where the latex condom does not present a barrier to
interrupt the potential path of transmission--either because the
infected skin is outside the area covered by the condom, or because the
condom has failed (a rare event with correct use). In its intended
final labeling recommendations, FDA has already described that condoms
derive their effectiveness from providing a barrier to the source of
infection and that condoms are less effective against STIs that are
transmitted by contact with infected skin outside the area covered by
the condom (as well as by contact with the head of the penis).
Recommended labeling also emphasizes the importance of correct and
consistent use to maximize the protection provided by a latex condom,
but acknowledges that use of condoms does not completely eliminate the
risk of STI transmission. As labeling does not quantify the amount of
risk reduction for specific STIs, FDA does not believe that addition of
discussion of infectivity would provide useful information beyond the
expression of limits and of conditions to optimize benefit already
provided.
(Comment 6) One comment challenged FDA's conclusions regarding the
degree of risk reduction afforded by latex condoms when the population
evaluated in epidemiologic studies from which data were obtained
consisted of commercial sex workers (CSWs). This comment stated that
``One must use caution when generalizing prostitute studies to the
general population.''
(Response) The commenter did not provide additional details or
support for his statement, but referenced an epidemiologic study (70 FR
69102 at 69117, reference 31, Kjaer, S.K., E.I. Svare, A.M. Worm, et
al.). The authors of that study noted that CSWs are likely to have
become sexually active at a younger age compared to other populations,
and speculated that early and multiple STIs in this population might
lead to a more robust immunologic response among chronically infected
compared to other populations. Importantly, however, the authors noted
that this latter theory is unproven.
Conducting studies outside the United States, in places and
populations where the disease prevalence is high, makes it possible to
obtain valid outcomes data from studies that are reasonably sized and
would likely be impossible to conduct in lower risk populations in the
United States. Despite differences between the study populations and
typical U.S. users, FDA believes conclusions from such studies are
relevant, because the following fundamental elements that the studies
address are identical in the study population and in the expected U.S.
user population: (1) Primary study endpoint (presence of infection);
(2) pathogen (individual STI); (3) route of transmission (sexual); and
(4) prophylaxis (latex condom).
4. Evaluation of Latex Condom Effectiveness
(Comment 7) One comment strongly criticized the June 2000 Workshop
convened by the National Institutes of Health (NIH) with other Federal
public health agencies and outside experts (70 FR 69102 at 69106), its
deliberative process, and the conclusions that were issued afterwards.
This comment stated that available evidence today actually supports a
stronger statement regarding latex condom effectiveness for STI
prevention, especially those STIs transmitted by contact with genital
fluids.
(Response) FDA agrees that there is more evidence today on the
effectiveness of latex condoms against acquisition of various STIs than
was available when the June 2000 workshop was held. This includes
additional data that further support the longstanding public health
message that latex condoms are highly effective against HIV/AIDS. As
described previously in section I, it also encompasses new data now
showing that condoms protect against HPV infection as well as the
clinical sequellae of HPV infection, genital warts and cervical cancer.
(Comment 8) One comment stated that FDA's labeling proposal was
misleading regarding condom use lowering the risk of HPV infection and
disease. It cited a 1999 letter from Dr. Richard Klausner, then
director of the National Cancer Institute, to the U.S. House of
Representatives Commerce Committee stating ``the conclusion that
condoms are ineffective against HPV infection is based on the results
of several long term studies that have failed to show that barrier
contraceptives prevent cervical HPV infection, dysplasia or cancer,''
as well as the summary report of the June 2000 Workshop on condom
effectiveness.
(Response) As discussed in section I, many studies described in the
published literature since 2000, including two systematic reviews
(discussed in the 2005 proposed rule, 70 FR 69102 at 69108), support
the conclusion that correct and consistent latex condom use can reduce
the rates of cervical dysplasia and genital warts, diseases associated
with HPV infection.
[[Page 66530]]
Moreover, as discussed in section I.D.1, since December 2004, several
individual studies have addressed condom use and HPV infection and
demonstrated that use of latex condoms reduces the risk of HPV
infection itself. The letter from Dr. Klausner and the HPV conclusions
of the June 2000 Workshop report have been superseded by the evidence.
(Comment 9) Another comment stated that FDA's summary of the
evidence is misleading where it states ``[The Centers for Disease
Control and Prevention's] report cited three studies (not included in
the June 2000 Workshop report) that showed a statistically significant
reduction in risk of HPV infection attributable to condoms, but noted
that most studies did not show this effect'' (70 FR 69102 at 69107).
This comment stated that only one of the three reports identified
demonstrated true risk reduction; the other two were not statistically
significant because their confidence interval touched on 1.0.
(Response) As noted by the comment, two of the three studies
regarding the effect of condom use on HPV infection that were cited had
a confidence value with an upper bound of 1.0. FDA's 2005 draft
guidance reflected the limited evidence then available regarding the
effect of condom use on HPV infection itself, by recommending
statements based on the evidence regarding the effect of latex condom
use on clinical consequences of HPV infection, cervical cancer and
genital warts, which came from studies other than those addressed by
the comment. As described in section I.D. of this document, moreover,
subsequent to publication of the proposed rule, additional studies of
HPV infection have published that have shown statistically significant
reduction in HPV infection.
The best-designed study to date evaluating whether latex condoms
reduce the risk of HPV infection is the 2006 Winer et al. study
published after the 2005 proposed rule was issued (Ref. 10). Compared
to previous studies on condoms and HPV infection, the 2006 Winer et al.
study had a prospective, longitudinal design which provided critical
information on the temporal relationship between condom use and HPV
infection. Another asset in this study design is that study subjects
provided information on condom use every 2 weeks in order to improve
the precision of reported condom use. Also, data were collected using
electronic diaries, a method that may yield more truthful reporting on
condom use behavior than through ace-to-face interviews. Study
inclusion criteria limited participation to women who first had
intercourse with a male partner within two weeks before enrollment or
during the study. This ensured that HPV infections detected during the
study were truly ``incident,'' that is, truly occurred during the
course of the study in a previously uninfected woman. Incident HPV
infection, or lack of infection, was then evaluated as it related to
100 percent, 50 to 99 percent, 5 to 49 percent or <5 percent condom
use. The adjusted hazard ratio for incident HPV for women whose
partners had used condoms 100 percent of the time over the 8 months of
the study compared to women whose partners used condoms <5 percent of
the time was 0.3, 95 percent confidence interval 0.1 to 0.6 with p-
value 0.003. This result is statistically significant. The conclusion
of the study was that ``among newly sexually active women, consistent
condom use by their partners appears to reduce the risk of cervical and
vulvovaginal HPV infection.''
FDA believes that the results of the 2006 Winer et al. support the
conclusion that consistent latex condom use reduces the risk of
cervical and vulvovaginal HPV infection, which is stronger than the
conclusion in the 2004 CDC Report to Congress that ``condoms may
provide some protection in preventing transmission of HPV infections
but that protection is partial at best.''
D. Labeling Recommendations
As discussed earlier, in the 2005 proposed rule, FDA identified
several issues associated with the use of latex condoms that required
special controls to help provide a reasonable assurance of safety and
effectiveness. The issues included the risks of unintended pregnancy
and of STI transmission, and the issue of incorrect or inconsistent
use. FDA proposed to designate a guidance document with labeling
recommendations as the required special control for latex condoms, to
address the issues of safety and effectiveness associated with these
devices. The following sections discuss the comments and FDA's
responses related to the labeling recommendations of the special
controls guidance document.
1. General
(Comment 10) Many comments expressed concerns that FDA had allowed
``politics'' to influence FDA policy. For example, one comment stated
that the proposed rule appeared to ``bring politics and morality into
what should be a science based process.'' Many comme