Emergency Planning and Community Right-to-Know Act; Amendments to Emergency Planning and Notification; Emergency Release Notification and Hazardous Chemical Reporting, 65452-65484 [E8-25329]
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 355 and 370
[EPA–HQ–SFUND–1998–0002; FRL–8733–5]
RIN 2050–AE17
Emergency Planning and Community
Right-to-Know Act; Amendments to
Emergency Planning and Notification;
Emergency Release Notification and
Hazardous Chemical Reporting
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is finalizing changes to
the Emergency Planning Notification,
Emergency Release Notification and
Hazardous Chemical Reporting
regulations that were proposed on June
8, 1998. EPA proposed four major
revisions and provided draft guidance
on various reporting options that States
and local agencies may wish to consider
in implementing the hazardous
chemical reporting requirements. This
action addresses only those changes
proposed under the heading ‘‘Other
Regulatory Changes’’ described in the
preamble to the 1998 proposed rule.
This final action includes minor
revisions to the Emergency Planning
Notification, Emergency Release
Notification and Hazardous Chemical
Reporting regulations, codifying
statutory requirements, and clarifying
certain interpretations and policy
statements that EPA has provided to the
regulated community. This final action
does not affect public access to any of
the information provided under the
Emergency Planning Notification,
Emergency Release Notification and
Hazardous Chemical Reporting
regulations. In addition to the regulatory
changes, the Agency is finalizing the
plain language format of the regulations.
Each section in these regulations will be
re-numbered and tables will be added
for further clarification. Improving the
clarity of the regulatory requirements
will make the rule easier to understand
and improve compliance.
DATES: This final rule is effective on
December 3, 2008.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–SFUND–1998–0002. All
documents in the docket are listed on
the https://www.regulations.gov Web
site. Although listed in the index, some
information is not publicly available,
e.g., Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
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SUMMARY:
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copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically through
https://www.regulations.gov or in hard
copy at the Superfund Docket, EPA/DC,
EPA West, Room 3334, 1301
Constitution Ave., NW., Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the
Superfund Docket is (202) 566–0276.
Sicy
Jacob, Office of Emergency
Management, Mail Code 5104A,
Environmental Protection Agency, 1200
Pennsylvania Avenue, NW.,
Washington, DC 20004; telephone
number: (202) 564–8019; fax number:
(202) 564–2620; e-mail address:
jacob.sicy@epa.gov. Also contact the
Superfund, TRI, EPCRA, RMP and Oil
Information Center at (800) 424–9346 or
(703) 412–9810 (in the Washington DC,
metropolitan area). The
Telecommunications Device for the Deaf
(TDD) number is (800) 553–7672 or
(703) 412–3323 (in the Washington, DC,
metropolitan area.) You may wish to
visit the Office of Emergency
Management (OEM) Internet site at
https://www.epa.gov/emergencies.
FOR FURTHER INFORMATION CONTACT:
Here are
the contents of today’s preamble.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Who is Affected by This Rule?
B. What is the Statutory Authority for This
Rule?
C. What is the Background for This
Rulemaking?
II. What are the Regulatory Changes in This
Rule?
A. Reporting of Mixtures Under EPCRA
Sections 311 and 312 (40 CFR part 370)
1. Background of the Proposed Revisions
for the Reporting of Mixtures
2. Summary of the Proposed Revisions for
the Reporting of Mixtures
3. Organizational Changes to the Reporting
of Mixtures in This Final Action
4. Final Action on Proposed Revision (1):
Removing the Phrase ‘‘The Total
Quantity of the Mixture’’ From
§ 370.28(b)(2)
5. Final Action on Proposed Revision (2):
Clarifying How To Determine the Total
Quantity of an EHS in Mixtures
6. Final Action on Proposed Revision (3):
Adding a Provision for Determining the
Quantity of a Non-EHS Hazardous
Chemical Component in a Mixture
7. Final Action on Proposed Revision (4):
Adding a Provision for Determining the
Quantity of a Non-EHS Hazardous
Chemical When Present in Pure Form
and in Mixtures
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B. Tier I and Tier II Inventory Forms and
Instructions
1. Removal of Forms and Instructions From
the Code of Federal Regulations
2. Revisions to the Forms and Instructions
C. Penalties for Noncompliance
D. Additional Changes to Parts 355 and 370
Regulations
E. Definitions
III. Statutory and Executive Orders
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132 (Federalism)
F. Executive Order 13175 (Consultation
and Coordination with Indian Tribal
Governments)
G. Executive Order 13045
H. Executive Order 13211 (Energy Effects)
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
to Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Who is Affected by This Rule?
Entities that would be affected by this
rule are those organizations and
facilities subject to the Emergency
Planning and Community Right-toKnow Act (EPCRA) and its
implementing regulations found in 40
CFR parts 355 and 370. To determine
whether your facility is affected by this
action, you should carefully examine
the sections below that explain who
must comply with the rule. If you have
questions regarding the applicability of
this action to a particular entity, consult
the person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
B. What is the Statutory Authority for
This Rule?
This final rule is being issued under
EPCRA, which was enacted as Title III
of the Superfund Amendments and
Reauthorization Act (SARA) of 1986
(Pub. L. 99–499), (SARA). The Agency
relies on EPCRA section 328 for general
rulemaking authority.
C. What is the Background of This
Rulemaking?
Title III of SARA (EPCRA) establishes
authorities for emergency planning and
preparedness, emergency release
notification reporting, community rightto-know reporting, and toxic chemical
release reporting. It is intended to
encourage State and local planning and
preparedness for releases of extremely
hazardous substances and to provide the
public, local governments, fire
departments and other emergency
officials with information concerning
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chemical releases and the potential
chemical risks in their communities.
The implementing regulations for
emergency planning, emergency release
notification and the chemicals subject to
these regulations (Extremely Hazardous
Substances) are codified in 40 CFR part
355. The implementing regulations for
community right-to-know reporting (or
hazardous chemical reporting) are
codified in 40 CFR part 370.
On June 8, 1998, EPA published a
proposed rule (63 FR 31268) to
streamline the reporting requirements
under EPCRA, in particular, sections
311 and 312. EPA proposed four major
revisions and provided draft guidance
on various reporting options that State
Emergency Response Commissions
(SERCs), Local Emergency Planning
Committees (LEPCs), and fire
departments may wish to consider as
they implement EPCRA sections 311
and 312. The four proposed revisions
were: (1) Higher threshold levels for
reporting gasoline and diesel fuel at
retail gas stations; (2) relief from routine
reporting for substances with minimal
hazards and minimal risks; (3) relief
from routine reporting for sand, gravel
and rock salt; and (4) ‘‘Other Regulatory
Changes,’’ such as: reporting of
mixtures; removing the Tier I and Tier
II inventory forms and instructions from
the CFR, as well as some minor
revisions to the forms and instructions;
and some minor changes to the
emergency planning and emergency
release notification regulations (40 CFR
part 355).
EPA finalized higher threshold levels
for reporting gasoline and diesel fuel at
retail gas stations on February 11, 1999
(64 FR 7031). In today’s action, the
Agency is finalizing only items in (4)
above—‘‘Other Regulatory Changes,’’ as
discussed in section IV.B of the
preamble to the 1998 proposed rule. The
remaining two proposed revisions [(2)
and (3) above] and the draft guidance
related to EPCRA sections 311 and 312
for States and local government agencies
may be finalized at a later date.
II. What are the Regulatory Changes in
This Rule?
This section of the notice provides a
brief summary of this final rule.
Specifically, the changes in this final
action include: (1) Finalizing some of
the proposed revisions on applying
threshold quantity and the reporting of
mixtures under EPCRA sections 311 and
312; (2) removing the Tier I and II
inventory forms and instructions from
the CFR, as well as making some minor
changes to the forms and instructions;
and (3) codifying certain existing
policies and interpretations in 40 CFR
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parts 355 and 370. Today’s action also:
(1) Re-writes the regulations in 40 CFR
parts 355 and 370 in plain language,
using a question and answer format; (2)
re-numbers and re-organizes each
section in 40 CFR parts 355 and 370;
and (3) adds tables in order to improve
the clarity and understanding of certain
reporting requirements.
The proposed changes to determining
whether the thresholds have been met
or exceeded and reporting of mixtures
under EPCRA sections 311 and 312
received the most comments.
Commenters generally supported the
regulatory changes discussed in the June
1998 preamble. Details on the
significant comments received on
mixture reporting and certain other
aspects of the final rule are provided
below. For a more complete discussion
of all comments received and the
Agency’s response, please see the
Summary of Comments and Response
document that is in the Docket to
today’s rule as specified in the
beginning of this notice.
A. Reporting of Mixtures Under EPCRA
Sections 311 and 312 (40 CFR Part 370)
1. Background of the Proposed
Revisions for the Reporting of Mixtures
Sections 311 and 312 of EPCRA apply
to any facility that is required to prepare
or have available a Material Safety Data
Sheet (MSDS) for any hazardous
chemical under the Occupational Safety
and Health Administration (OSHA) and
its implementing regulations. EPCRA
Sections 311(a)(3) and 312(a)(3) contain
the statutory provisions for reporting of
mixtures containing hazardous
chemicals. These provisions state that
for a mixture that is a hazardous
chemical, a facility may meet the
reporting requirements of section 311 of
EPCRA by submitting an MSDS for the
mixture or an MSDS for each hazardous
chemical component in the mixture. In
lieu of submitting an MSDS for the
mixture, a facility may submit a list that
contains the mixture or the hazardous
chemical components in the mixture.
Section 311(a)(3) also states that if more
than one mixture at a facility contains
the same hazardous chemical, only one
MSDS or one entry on the list of
chemicals is necessary for that
hazardous chemical. Similarly, a facility
may meet the reporting requirements of
section 312 by providing inventory
information only for the mixture or for
each hazardous chemical component in
the mixture. In addition, section
312(a)(3) states that if more than one
mixture at a facility contains the same
hazardous chemical, only one listing on
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the inventory form is necessary for that
hazardous chemical.
OSHA may require a facility owner or
operator to prepare or have available an
MSDS for a pure chemical, a mixture
and/or its hazardous components.
Therefore, owners and operators of
facilities subject to EPCRA sections 311
and 312 may have MSDSs for pure
chemicals, mixtures, and/or for
individual hazardous chemical
components in those mixtures. For
facilities that have only pure chemicals
on site, determining if the total amount
of a hazardous chemical is at or above
the reporting threshold is
straightforward. However, in many
cases, facilities have mixtures that
contain hazardous chemical
components, including both extremely
hazardous substances (EHSs) and nonEHSs. Before the effective date of this
final rule, 40 CFR part 370 specified
how to determine if a reporting
threshold has been met or exceeded for
mixtures that contain EHSs. If the
threshold is met, 40 CFR part 370
provided options to report either the
hazardous chemical components or the
mixture itself. 40 CFR part 370 did not
provide options for determining if the
reporting threshold has been met or
exceeded for mixtures containing nonEHS hazardous chemical components.
In the proposed rule, the Agency
proposed to add requirements and/or
options for determining if the reporting
threshold has been met or exceeded and
for reporting mixtures that contain nonEHS hazardous chemical components.
Although prior to the effective date of
this final rule, the regulations in 40 CFR
part 370 did not include requirements
and/or options for determining if nonEHS hazardous chemical components in
mixtures are at or above the reporting
threshold, the Agency provided
guidance on this issue in the preamble
to the July 26, 1990 (55 FR 30632) final
rule. In that preamble, EPA specified
that, while aggregation of non-EHS
hazardous chemical components
present in mixtures is not required for
determining if the reporting threshold is
met, the facility may choose to aggregate
if they wish to report by hazardous
chemical components rather than
reporting as mixtures. The July 1990
rule finalized the reporting thresholds
under sections 311 and 312 and
established uniform effective dates for
all facilities subject to reporting under
sections 311 and 312. Other revisions
included finalizing the revision of the
definition of the term ‘‘facility’’ to
include subsurface operations, the
implementation of all sections of
EPCRA by Indian Tribes on Indian lands
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as well as the treatment of mixtures in
threshold calculations.
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2. Summary of the Proposed Revisions
for the Reporting of Mixtures
In the June 1998 proposed rule, the
Agency proposed a number of revisions
to 40 CFR 370.28 for applying threshold
quantities and the reporting of mixtures
under EPCRA sections 311 and 312.
Specifically, the proposed revisions to
§ 370.28 were:
(1) Removing the phrase ‘‘the total
quantity of the mixture’’ from
§ 370.28(b)(2);
(2) Adding a provision to clarify that,
when determining the total quantity of
an EHS present at a facility, the quantity
of that substance present in a mixture
must be included even if the total
quantity of that particular mixture is
also being counted toward the threshold
level for that mixture;
(3) Adding a provision for applying
the threshold quantity to a hazardous
chemical component in a mixture when
that hazardous chemical component is
not an EHS; and
(4) Adding a provision for applying
the threshold quantity to a non-EHS
hazardous chemical when that chemical
is present both by itself and as a
component in a mixture.
EPA requested comments on these
proposed revisions, as well as on the rewriting of the mixture reporting section
in plain language, using a question and
answer format. EPA received a total of
38 comments from industry, State and
local governments, trade associations
and environmental groups. In general,
commenters supported codifying
existing policies for the reporting of
mixtures. However, several commenters
opposed two of the proposed revisions.
An overview of the comments received
on each of the proposed revisions and
the final actions being taken by the
Agency are discussed below.
3. Organizational Changes to the
Reporting of Mixtures in This Final
Action
In addition to the four proposed
revisions described above, EPA
proposed re-organizing and renumbering 40 CFR part 370.
Commenters provided general support
for re-organizing and re-numbering 40
CFR part 370. As stated in the proposed
rule, § 370.28 is re-numbered as
§ 370.14. A table is also provided in
§ 370.14(a) to clarify the requirements
and/or provide options to determine if
reporting thresholds have been met or
exceeded for mixtures containing EHSs
and non-EHS hazardous chemical
components. The table also shows how
to report mixtures that contain EHSs
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and non-EHS hazardous chemical
components. The basic reporting option
stated in § 370.28(a) is now in the table
in § 370.14(a). This provision states that
the owner or operator of a facility may
meet the MSDS and Tier I information
reporting requirements for mixtures
containing hazardous chemicals by
either: (1) Reporting with respect to
each component in the mixture that is
a hazardous chemical; or (2) reporting
with respect to the mixture itself,
provided that the mixture itself is a
hazardous chemical.
Section 370.28(a) also stated that,
where practicable, the reporting of
mixtures by a facility be consistent for
both inventory and MSDS reporting.
Although we proposed that the new
section 370.14(d) would restate this
requirement, EPA has re-numbered this
provision as 370.14(b) to provide further
clarity and improve the flow of the
regulations.
4. Final Action on Proposed Revision
(1): Removing the Phrase ‘‘the Total
Quantity of the Mixture’’ From
§ 370.28(b)(2)
In the process of re-organizing and renumbering all the sections in 40 CFR
part 370, some of the requirements were
consolidated into one section. As a
result, the Agency proposed to remove
the phrase ‘‘the total quantity of the
mixture’’ from § 370.28(b)(2). This
requirement states that if the facility
chooses to report the mixture, then the
total quantity of the mixture present at
the facility shall be reported. Since the
table in new section 370.14(a) directs
the reader to §§ 370.30 and 370.40,
which already provides this
information, EPA believed that this
phrase did not need to be repeated. EPA
received five comments opposing this
revision. Specifically, the commenters
argued that the sections that are crossreferenced, §§ 370.30 and 370.40, do not
adequately address how mixtures
should be reported and thus,
recommended that the phrase ‘‘the total
quantity of the mixture’’ should be
retained for clarity. Based on these
comments, EPA has decided to retain
this language in the final rule. As noted
above, the language is now in the table
in § 370.14(a).
5. Final Action on Proposed Revision
(2): Clarifying How To Determine the
Total Quantity of an EHS in Mixtures
Prior to this action, the regulation
only stated that when determining
whether a reporting threshold for an
EHS has been met or exceeded, the
owner or operator of a facility shall
aggregate the quantity of the EHS
present as a component in all mixtures
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at the facility and all other quantities of
the EHS present at the facility. The
Agency proposed to amend the
regulations to clarify that when
determining the total quantity of an EHS
present at a facility, the quantity present
in a mixture must be included even if
the total quantity of that particular
mixture is also being counted toward
the threshold level for that mixture. For
example, a facility has 15,000 pounds of
a hazardous chemical mixture which
contains 6,000 pounds of sulfuric acid,
an EHS. Although the facility may
report this mixture on the Tier II form
as a mixture since it is above the
reporting threshold of 10,000 pounds for
a hazardous chemical, the facility must
include the amount of the sulfuric acid
in this mixture when determining the
total quantity of the sulfuric acid
present throughout the facility.
Since publication of the July 1990
final rule, this has been EPA’s policy for
determining if reporting thresholds have
been met or exceeded for mixtures that
contain EHSs. Thus, the Agency was
simply proposing to include EPA’s
policy in the regulation. The Agency
received seven comments supporting
this revision and four comments that
argued against the proposed revision.
Some of the commenters who supported
this revision stated that this policy is
consistent with the regulatory language
in § 370.28(c). These commenters also
stated that EHSs should be reported this
way to make sure that emergency
responders do not unknowingly
encounter a mixture containing an EHS
component. The commenters who
argued against this change stated that
this method may ‘‘double count’’ the
EHS and increase the reporting burden
on large facilities. These commenters
also argued that an EHS component of
a mixture often does not exhibit the
same hazardous properties as it does in
its pure form, especially when present
in a mixture at low concentrations.
EPA agrees with those commenters
who supported the proposed revision.
In particular, we believe it is important
for local government officials to plan
and prepare the community for
emergencies involving EHSs, and it is
also important to protect emergency
responders. While EPA understands that
this approach may increase the burden
for some facilities, we believe that any
extra burden is appropriate and
necessary to protect emergency
responders. EPA also agrees with
commenters that a hazardous
component may not exhibit the same
hazardous properties of the pure
chemical when present in a mixture at
low concentrations. For this reason,
EPA established a de minimis limit (1
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percent for hazardous chemicals and 0.1
percent for carcinogens) below which
the component in a mixture need not be
counted toward the threshold quantity
(October 15, 1987, 52 FR 38344).
The requirement to aggregate EHSs
present throughout the facility under
EPCRA sections 311 and 312 is
consistent with the requirements under
emergency planning in EPCRA section
302. EPA anticipates that LEPCs will
request information about EHSs present
at a facility in developing emergency
response plans. Therefore, EPA believes
that routine reporting of EHSs under
sections 311 and 312 would facilitate
the planning process. For these reasons,
EPA is clarifying in this action that
when determining the total quantity of
an EHS present at a facility, the quantity
present in a mixture must be included
even if the total quantity of that
particular mixture is also being counted
toward the threshold level for that
mixture. The requirement for
aggregating the EHS is included in the
table in § 370.14(a).
Once a facility determines that the
reporting threshold has been met for an
EHS, the facility has the option to report
that EHS component in the mixture or
the mixture itself. This option is
provided in the table in § 370.14(a) as it
was previously stated in § 370.28(c)(2).
If the facility chooses to report on the
mixture itself, the facility must indicate
that this mixture contains an EHS and
provide the name of that EHS.
6. Final Action on Proposed Revision
(3): Adding a Provision for Determining
the Quantity of a Non-EHS Hazardous
Chemical Component in a Mixture
The third revision that EPA proposed
was the addition of a provision to
determine if the reporting threshold has
been met or exceeded for mixtures that
contain non-EHS hazardous chemical
components. Prior to this action, the
regulations only specified requirements
for determining if a reporting threshold
has been met or exceeded for mixtures
containing EHSs and for reporting
mixtures containing EHSs. However, in
the preamble of the July 26, 1990 final
rule, the Agency provided options for
mixtures containing non-EHS hazardous
chemical components. In that preamble,
the Agency stated that if a facility has
mixtures that contain a non-EHS
hazardous chemical component, the
facility may either add up the quantity
of that non-EHS hazardous chemical
component present throughout the
facility or consider the total quantity of
the mixture to determine if the reporting
threshold has been met or exceeded. For
example, a facility has two hazardous
chemical mixtures, mixture A is 25,000
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pounds and mixture B is 15,000 pounds.
Mixture A contains 15,000 pounds of
hazardous chemical X and 10,000
pounds of hazardous chemical Y.
Mixture B contains 10,000 pounds of
hazardous chemical X and 5,000 pounds
of hazardous chemical Y. The facility
owner or operator has the option of
adding up the total quantity of each of
the hazardous components in both
mixtures and report each of the
components on the Tier II form if the
reporting threshold of 10,000 pounds
has been met or exceeded. In this
example, the total amount of hazardous
chemical X is 25,000 pounds and the
total amount of hazardous chemical Y is
15,000 pounds, thus both would need to
be reported. The facility owner or
operator also has the option to report
the mixtures on the Tier II form since
both mixtures exceed the reporting
threshold of 10,000 pounds. In the June
1998 proposed rule, the Agency
proposed to codify these options.
In addition to providing these
options, the Agency also proposed a
requirement for facilities that choose to
report the non-EHS hazardous chemical
components of mixtures instead of
reporting on the mixture itself. The
proposed rule stated that when
determining if a reporting threshold has
been met or exceeded, these facilities
must include the quantity of a non-EHS
hazardous chemical component present
in a mixture even if that particular
mixture is also being counted toward
the threshold level for that mixture. In
looking at the example above, in
addition to the two mixtures present at
the facility, assume that the facility has
mixture C that contains 10,000 pounds
of chemical X and 5,000 pounds of
chemical Z. The facility decides to
report this mixture on the Tier II form
rather than breaking it up into its
hazardous chemical components. The
Agency proposed that if the facility
chooses to break up the components in
mixtures A and B, then the facility must
also add the quantity of chemical X in
mixture C to the quantities of chemical
X in mixtures A and B, even though the
facility has decided to report mixture C
on the Tier II form.
EPA received comments from
industry and State and local government
agencies regarding this approach. They
generally agreed that options for
determining if reporting thresholds have
been met or exceeded for mixtures
containing non-EHS hazardous
chemicals should be provided. These
commenters also stated that flexibility is
important for those operating sites that
may only have MSDSs for mixtures. For
these sites, reporting on the total
quantity of the mixture is preferable.
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One commenter suggested that reporting
individual non-EHS hazardous chemical
components should be required only if
the facility has an MSDS for that
specific component.
The Agency agrees with the
commenters that the options proposed
for determining if reporting thresholds
have been met or exceeded for non-EHS
hazardous chemicals present in
mixtures are consistent with EPCRA
sections 311(a)(3) and 312(a)(3). The
statute provides the facility owner or
operator with the option to either report
the mixture itself or each hazardous
chemical component in the mixture. As
stated by one of the commenters, and
EPA agrees, flexibility is important to
those sites that may only have MSDSs
for mixtures. In that case, it is preferable
for a facility to submit an MSDS for the
mixture under section 311 and report
the mixture on the inventory form under
section 312. Therefore, the Agency is
finalizing as proposed by providing
options for determining if a reporting
threshold has been met or exceeded for
mixtures that contain non-EHS
hazardous chemicals. The facility has
the option to either add up all the
amounts of each non-EHS hazardous
chemical component present throughout
the facility or consider the total quantity
of the mixture to determine whether the
total quantity equals or exceeds the
reporting threshold. These options were
proposed to be added to the table in
370.14(b) that is re-numbered as
370.14(a) in this final action.
Once it is determined that the
reporting threshold is met or exceeded
for either the non-EHS hazardous
chemical component or the mixture, the
facility may report the quantity of nonEHS hazardous chemical component or
the mixture itself. The table in
§ 370.14(a) states these options.
EPA also understands the concern
raised by some commenters that every
facility is different. That is, in some
cases, the OSHA regulations may
require a facility to prepare or have
available an MSDS for the mixture and/
or its hazardous chemical components.
This is the reason that the Agency
proposed to add a provision in
§ 370.28(a)(2) with respect to
consistency in MSDS (section 311) and
inventory reporting (section 312). This
means that if the facility owner or
operator decides to report a mixture
under section 311 by submitting an
MSDS for the mixture, then the facility
owner or operator should also report
that mixture under section 312 and not
report its hazardous chemical
components, unless the facility can
show that it is not practicable to do so.
As stated in the preamble to the
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proposed rule, it is important for the
MSDS information to correspond with
the inventory information to ensure
consistency in the qualitative and
quantitative information received
regarding the hazards of chemicals
stored on site. The requirement for
consistency in reporting, which was in
§ 370.28(a)(2), is now in § 370.14(b).
7. Final Action on Proposed Revision
(4): Adding a Provision for Determining
the Quantity of a Non-EHS Hazardous
Chemical When Present in Pure Form
and in Mixtures
The fourth revision that EPA
proposed was to specify requirements
for the owner or operator to determine
if reporting thresholds have been met or
exceeded when a non-EHS hazardous
chemical is present both by itself and as
a component in mixture(s). While EPA
intended to address non-EHS hazardous
chemicals with this revision, the term
‘‘non-EHS’’ was inadvertently left out of
the regulatory language in § 370.14(e).
However, the preamble language
included the term ‘‘non-EHS’’ within
the discussion of this proposed revision.
The proposed regulatory language
indicated that if a hazardous chemical
(should have stated non-EHS hazardous
chemical) is present at a facility both by
itself and as a component in mixture(s),
the facility must determine the total
amount of that chemical and compare it
to the reporting threshold. To determine
this quantity, the facility would have to
add together all quantities of the nonEHS hazardous chemical present at the
facility, including the quantity present
in concentrations greater than 1% in all
mixtures. For example, a facility has a
non-EHS hazardous chemical in pure
form and in mixtures throughout the
facility. This proposed requirement
states that the facility owner or operator
must add the quantity of that non-EHS
hazardous chemical in pure form to
those quantities of that non-EHS
hazardous chemical in mixtures to
determine if the reporting threshold of
10,000 pounds is met or exceeded. The
purpose of this proposed revision was to
establish a clear method for accurately
calculating the quantity of non-EHS
chemicals present.
Four commenters supported this
proposed revision and nine commenters
opposed it. The commenters that
supported it stated that this method
would more accurately account for the
total amount of a non-EHS hazardous
chemical in both its pure form and in
mixtures present at a facility. Most of
the commenters who opposed this
revision stated that requiring facilities to
aggregate the amounts of non-EHSs on
site in mixtures with non-EHS
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hazardous chemicals present in pure
form will impose a great burden on
facilities, as well as State and local
government agencies that manage the
submitted reports. The commenters also
argued that requiring aggregation of
non-EHSs is unnecessary as information
on these chemicals is not required for
emergency planning purposes.
Commenters also stated that the
aggregation will not provide meaningful
hazard information to emergency
responders. Most of the commenters
agreed with the Agency that aggregating
and reporting EHSs present throughout
the facility is vital to emergency
planning and is important to emergency
responders. However, these same
commenters opposed aggregating nonEHS hazardous chemicals present
throughout the facility.
After reviewing and considering all
the comments received, the Agency has
decided not to adopt this proposed
revision. EPA agrees with those
commenters that stated that this
approach imposes a burden on most
facilities and does not improve local
emergency planning efforts, as EPCRA
sections 302 and 303 do not require the
incorporation of non-EHSs into the
comprehensive emergency response
plan. As mentioned earlier in this
section, EPA has determined that data
on EHSs have greater emergency
planning and right-to-know value to
communities than do data on non-EHSs.
Thus, as mentioned above, EPA is not
requiring facilities to aggregate non-EHS
hazardous chemical components in
mixtures and in pure form to determine
if the threshold level is met.
B. Tier I and Tier II Inventory Forms and
Instructions
1. Removal of Forms and Instructions
From the Code of Federal Regulations
The Agency proposed to remove the
Tier I and Tier II inventory forms and
instructions from the Code of Federal
Regulations (CFR). In the preamble to
the proposed rule, the Agency stated
that removing the forms (and
instructions) from the CFR would make
it easier for the Agency to make minor
changes to them. Under the Paperwork
Reduction Act (PRA), the Agency must
submit any forms used to collect
information from the regulated
community to the Office of Management
and Budget (OMB) for review and
approval. The Agency must develop a
supporting statement explaining the
reasons, the method, and the burden
hours and costs imposed on the
regulated community for the collection
of the information. Once approved,
these forms receive an OMB control
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number and expiration date, usually
three years from approval. To continue
using these forms, the Agency must
submit them along with the supporting
statement to be reviewed and renewed
by OMB by the expiration date.
Therefore, if the forms remain in the
CFR, the Agency would need to reprint
them every three years just to reflect the
new OMB information collection date,
even if no other changes were made to
the form.
Sixteen commenters, mainly
consisting of State and local government
agencies, supported the removal of the
forms and instructions from the CFR.
Commenters from industry also
supported removal of the forms from the
CFR and making them available on
EPA’s Web site. Five commenters,
however, opposed the removal of the
forms and the instructions from the
CFR.
Commenters who supported the
change did so because they believe that
once the forms and instructions are
removed, EPA can make minor changes
to them with minimal expense. Some
commenters stated that most States have
developed their own forms with
additional specific requirements;
therefore, States would make their forms
available to the regulated community.
Other supporters also suggested that any
major changes to the forms should still
be made in a rulemaking process and
not just through the public comment
period during the renewal and approval
process for the information collection
requirements under the Paperwork
Reduction Act (PRA). Commenters that
opposed the removal of the forms and
instructions from the CFR were
concerned that EPA would change them
without going through a public notice
and comment (e.g. via rulemaking)
process. Some of the commenters also
suggested that the Agency should
require the use of only the Federal Tier
I and Tier II forms, instead of allowing
separate forms for each State, since the
Federal forms promote uniformity of
reporting.
In response to these comments and as
described in the proposal, EPA has
decided to remove the forms and
instructions from the CFR, as proposed.
However, revised §§ 370.41 and 370.42
will contain a narrative description of
the Tier I and Tier II informational
requirements. The Tier I and Tier II
forms and instructions will be available
on the Agency’s Web site at https://
www.epa.gov/emergencies. If the
Agency makes significant changes to the
forms in the future, we would go
through the rulemaking process and
solicit public comment before such
changes were made to the form.
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We would also note that while EPA
agrees with the commenters that
reporting should generally be uniform,
EPA also believes that each State should
have the flexibility to collect the
hazardous chemical inventory
information it needs to develop
emergency plans for its communities.
States can implement EPCRA according
to their needs and may promulgate
requirements that are more stringent
than the Federal requirements. States
also can add more chemicals, set lower
reporting thresholds and require
facilities to report using a State form,
including the electronic submission of
information. At present, most States
have their own reporting formats or
have requirements that are more
stringent than the Federal Regulations.
Thus, facilities are encouraged to
contact their States to determine
whether any additional requirements or
formats are required by their States.
2. Revisions to the Forms and
Instructions
In addition to proposing to remove
the forms and instructions from the
CFR, EPA also proposed several changes
to the forms and one change to the
instructions. However, before discussing
these, and as way of background, EPA
stated in the preamble to the proposed
rule that the Agency was undertaking an
agency-wide initiative to streamline and
consolidate the Agency’s collection and
maintenance of environmental data,
which was intended to improve EPA’s
management and use of such
information, as well as to provide
improved public access to such
information by creating links between
major data sources. This initiative, the
Facility Identification Initiative, would
establish a unique Facility Identification
Number for facilities that submit
environmental data to EPA under
various regulatory programs. EPA would
then be able to establish links among
records of environmental data relative to
a specific facility and also establish
means for the public to access the
Agency’s data using this number.
Thus, EPA proposed and sought
public comment on whether to require
facilities to report their Facility
Identification Number on their Tier I (or
Tier II) form, when reporting under
EPCRA section 312, if such a number
has been assigned under another State
or Federal environmental program. EPA
received a total of thirty-five comments
on this issue. Twenty-five commenters
supported and ten commenters opposed
this revision. Commenters that
supported this change stated that the
inclusion of the Facility Identification
Number will facilitate information
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sharing between localities and EPA.
These commenters also stated that it
would be helpful to integrate
environmental reporting across program
areas. However, those commenters that
did not support the change argued that
many of the facilities that comply with
the Tier II reporting requirement would
not have a number because they may
not have to comply with other
environmental programs. Other
commenters suggested that this data
element should be optional.
Based on our evaluation of the
comments, we have decided not to
require the Facility Identification
Number be reported on these forms. The
Agency agrees with the commenters that
some facilities may not have a number
assigned to them. Also, EPA is aware
that many States assign a number to
their facilities, which is also labeled as
‘‘Facility Identification Number.’’ EPA
believes that facilities could become
confused with two numbers assigned by
EPA and the State. Therefore, this data
element will not be included on the Tier
I and Tier II forms at this time.
The second change that was proposed
to the Tier I and Tier II forms was to
require facilities to report the North
American Industry Classification
System (NAICS) code for their facility
on their forms instead of the Standard
Industrial Classification (SIC) code. The
SIC codes were replaced by the NAICS
codes in 1997. When the proposed rule
was published in June 1998, facilities
were just becoming familiar with the
new codes and the Agency received
many adverse comments on this
proposed change. Commenters stated
that it was premature to require this
change since the industry is not very
familiar with the new codes. However,
other commenters supported the change
to the NAICS code, but suggested that
the Agency should allow facilities to
report both codes until the codes are
universally accepted.
Since the rule was first proposed in
1998, the Agency believes that facilities
should now be familiar with the NAICS
codes since they may have been using
them to comply with other EPA
programs. Therefore, as proposed, EPA
is requiring that facilities use the NAICS
code for their facility on their Tier I and
Tier II forms. The Agency will revise
these forms to reflect this change.
Finally, as mentioned in the preamble
to the proposed rule, EPA is revising the
informational requirements to the Tier II
form in § 370.42 to require facilities to
report ‘‘chemical name or the common
name of the chemical as provided on the
Material Safety Data Sheet.’’
Commenters indicated general support
for this revision. Therefore, in this final
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action, the Tier II Informational
Requirements in § 370.42 codifies this
statutory requirement.
C. Penalties for Noncompliance
The penalties for noncompliance with
the emergency release notification and
hazardous chemical reporting
requirements were stated in §§ 355.50
and 370.5, respectively. The Tier I and
Tier II form instructions contained in
§§ 370.40 and 370.41 also included a
description of potential penalties for
noncompliance with the hazardous
chemical reporting requirements. In
order to streamline the regulations, EPA
proposed removing these provisions
from the CFR, since the penalties are
already established in the statute.
Commenters supported this change.
Thus, the final rule will not contain this
language.
It should also be noted that EPA
believes it is appropriate to remove the
penalty information from this regulation
because penalties are periodically
adjusted and published in the Federal
Register in a separate action. Under the
Debt Collection Improvement Act
(DCIA) of 1996, EPA makes adjustments
to the Civil Monetary Penalties at least
once every four years to account for
inflation. Therefore any penalty
information printed in an EPA
regulation would become obsolete once
the next four year cycle begins. The
Agency would need to update every rule
that contains penalty information;
instead, it publishes current penalty
information for all regulations in the
Civil Penalty Inflation Adjustment Rule.
The most recent publication of the Civil
Penalty Inflation Adjustment Rule was
published in the Federal Register on
February 13, 2004 (69 FR 7126).
D. Additional Changes to 40 CFR Parts
355 and 370 Regulations
EPA proposed some minor changes to
the regulations in 40 CFR parts 355 and
370 to make the rules clearer and easier
to use. Some of the proposed changes
included codifying policy statements
that EPA has provided to the regulated
community, clarifying some
requirements, and restating the statutory
requirements. Commenters generally
supported these changes and thus, the
regulations have been amended to
reflect these changes. As it was stated
earlier in this action, EPA has renumbered the sections in both 40 CFR
parts 355 and 370. Thus, the discussion
below reflects the re-numbered sections
where the changes can be found.
• SERC and LEPC—The Agency
proposed replacing the phrase ‘‘State
Emergency Response Commission’’ with
SERC and the phrase ‘‘Local Emergency
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Planning Committee’’ with LEPC in 40
CFR parts 355 and 370, since these
terms are now commonly used by the
regulated community and the public.
Commenters supported this change and
EPA is adopting it in this final action.
These terms are added to the definition
sections in 40 CFR parts 355 and 370.
The definitions of these terms can be
found in §§ 355.61 and 370.66.
• Quantity of an extremely hazardous
substance in a mixture—The
instructions for calculating the quantity
of an EHS present in a mixture for
emergency planning in § 355.30(e)(1),
are now in § 355.13. The terms
‘‘mixture’’ and ‘‘solution’’ are both used
in these instructions. EPA proposed to
remove the term ‘‘solution’’ since the
definition of the term ‘‘mixture’’
includes ‘‘solution.’’ Most commenters
supported this change. EPA has also
replaced the term ‘‘mass’’ with the term
‘‘weight,’’ which is more familiar to the
public. For purposes of these
regulations, these two terms are
synonymous. EPA also received
comments supporting this revision.
Both of these proposed changes are
finalized in today’s action. In addition,
section 355.13 now includes an example
calculation to improve understanding of
these instructions.
• Extremely Hazardous Substances in
solid form—The instructions to
determine which threshold planning
quantity (TPQ) to use for an EHS in
solid form in § 355.30(e)(2)(i) are now in
§ 355.15. EPA proposed to replace the
phrases ‘‘exists in’’ and ‘‘is handled in’’
with ‘‘is in’’ in these instructions, since
this phrase is simpler and easier to
understand. EPA received comments
supporting this change and is finalizing
it in today’s action.
• Facility Emergency Coordinator—
The regulations for emergency planning
first promulgated on April 22, 1987 (52
FR 13395) set forth requirements in
§ 355.30(c) that require the owner or
operator of a facility to notify the LEPC
(or the Governor if there is no LEPC) of
the name of the facility emergency
coordinator or the facility
representative. In the 1998 proposed
rule, EPA proposed that the SERC be
notified if there is no LEPC, or the
Governor if there is no SERC. The
Agency proposed this change because
most States now have functioning
SERCs than when the regulations were
first promulgated in April 1987. EPA
received comments supporting this
revision. In re-organizing and renumbering part 355, this requirement is
now finalized in § 355.20.
The regulations in § 355.30(c) also
require that the name of the facility
emergency coordinator be provided on
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or before September 17, 1987 or 30 days
after an LEPC is established, whichever
is earlier. This notification deadline
corresponds to the statutory deadline
found in EPCRA section 303(d)(1).
Neither the statute nor the current
regulations establish a deadline for
providing this information if a facility
becomes subject to the emergency
planning requirements (that is, an EHS
first becomes present at the facility in
excess of its TPQ, or the EHS list is
revised and an EHS on the revised list
is present at the facility in excess of its
TPQ), after September 17, 1987 or if a
new LEPC is established. EPCRA section
302(c) does, however, require that,
within 60 days after becoming subject to
the emergency planning requirements, a
facility must provide notice that it is
subject to these requirements. EPA
believes that the name of the facility
emergency coordinator is an integral
part of the emergency planning
notification requirements, and should
therefore be provided at the same time
as the emergency planning notice.
Accordingly, the Agency proposed this
change and new § 355.20 now requires
that the name of the facility emergency
coordinator be provided by September
17, 1987, or within 30 days of the
establishment of an LEPC (in
accordance with the statutory deadline
at EPCRA section 303 (d) (1)), or within
60 days after a facility becomes subject
to EPCRA’s emergency planning
requirements (consistent with EPCRA
section 302(c)). In today’s action, the
deadline for notification of the name of
the facility emergency coordinator is
now consistent with the deadline for a
facility to provide notice that it is
subject to the emergency planning
requirements (see revised § 355.20).
Section 355.20 presents a summary in
table format of the information that is
required under EPCRA’s emergency
planning requirements, including the
types of information reported, required
recipients of the information, and
deadlines for reporting. All commenters
supported this revision.
• Emergency Planning Notification.
Section 355.30 requires that a facility
notify the SERC that it is subject to the
emergency planning requirements under
EPCRA section 302. EPA proposed that
the LEPC also be notified. This would
be consistent with section 302(c) of
EPCRA, which requires that an owner or
operator notify the SERC and LEPC
when his facility becomes subject to the
emergency planning requirements. This
revised notification requirement is now
in § 355.20.
In order for the regulations to be
consistent with the statutory
requirements in EPCRA section
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303(d)(1), the Agency proposed to add
‘‘within 30 days after establishment of
an LEPC’’ in § 355.20. Prior to the
revisions finalized in this rulemaking,
§ 355.30(b) only stated that the
notification be provided on or before
May 17, 1987 or within 60 days after a
facility first becomes subject to the
requirements. Commenters supported
these revisions, although we decided to
re-phrase it as ‘‘within 30 days after an
LEPC is established.’’ The table in
§ 355.20 now includes this phrase for
emergency planning notification and
facility emergency coordinator.
In the process of rewriting the
regulations in plain language format,
EPA realized that the dates, May 17,
1987 and September 17, 1987 in
§ 355.30 for emergency planning
notification and facility emergency
coordinator are no longer applicable.
Therefore, EPA decided to remove those
dates from the revised regulations in
§ 355.20.
• Changes relevant to emergency
planning.
Prior to the revisions finalized in this
rulemaking, § 355.30(d) stated that
facility owners or operators were
required to inform the LEPC of any
changes occurring at the facility which
may be relevant to emergency planning.
In re-designating all the sections in this
part, EPA proposed that this
requirement be in § 355.20 and to
include the term ‘‘promptly’’ in order to
be consistent with EPCRA section
303(d)(2). Commenters supported this
revision, but suggested that the Agency
provide a specific time period, such as
10, 20 or 30 days, rather than using a
vague term. EPA agrees with the
commenters, but also notes that the
changes that may occur at a facility
could be important for developing and
maintaining emergency plans.
Therefore, EPA is requiring that
information about changes at a facility
relevant to emergency planning must be
submitted within 30 days of such
changes. Changes relevant to emergency
planning may include, but not be
limited to, notifying that facility is no
longer in operation, new EHSs are
present at the facility, EHSs are moved
to a different location at the facility,
EHSs are no longer present at the
facility, etc.
• Format for emergency planning and
release notifications.
Since the promulgation of the final
rule on April 22, 1987 (52 FR 13379),
EPA’s policy has been that emergency
planning notification under EPCRA
section 302 should be provided in
writing. However, the regulations do not
specify how emergency planning
notification shall be provided. In this
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action, EPA has added a new section
355.21, to codify our existing policy to
recommend that facilities provide
emergency planning notification in
writing.
EPA also proposed to add section
355.41 to the emergency release
notification under the EPCRA section
304 requirements which clarifies that
the initial notification should be oral
and the follow-up notification should be
in writing. EPA does not specify a
particular format, but does note that an
LEPC may request a specific format for
submission of this information.
Commenters supported both of these
revisions.
• 24-hour time period for release
notification.
The emergency release notification
requirements in § 355.40 do not indicate
the time period in which a release of a
reportable quantity must occur to trigger
emergency release notification
requirements. Under EPCRA section
304(a), releases are reportable if they
occur in a manner that requires, or
would require, notification under
CERCLA section 103(a). EPA’s
interpretation has been that the 24-hour
time period under CERCLA also applies
to EPCRA. This time period was
proposed and is now added to the
regulations in § 355.33, which states
that the ‘‘release of a reportable quantity
* * * within any 24-hour period’’
triggers the emergency release
notification requirements. Commenters
supported this revision.
• Releases during transportation.
The emergency release notification
requirements that apply to the release of
a substance during transportation (or
storage incident to transportation) in
§ 355.40(b)(4)(ii) are now in § 355.42(b).
EPA proposed to remove the term
‘‘transportation-related release’’ and its
definition from this section since this
term may add confusion to the
requirements. EPA also proposed to
revise this requirement to be consistent
with the language in the statute in
section 304(b)(1). The statute states:
‘‘* * * with respect to transportation of
a substance subject to the requirements
of this section, or storage incident to
such transportation, the notice * * *
calling the operator.’’ EPA believes that
the requirement is easier to understand
if the term ‘‘transportation-related
release’’ is removed from the regulations
and replaced with the words ‘‘release
during transportation and storage
incident to transportation.’’ Commenters
supported this revision.
• Releases that are continuous.
Under the definitions in 40 CFR
302.8(b), a release that is continuous
and stable in quantity and rate qualifies
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for reduced reporting requirements
under EPCRA. The requirements for
reporting continuous releases in
§ 355.40(a)(2)(iii) are now in § 355.32.
Continuous releases are subject to four
notification requirements. As stated in
the proposed rule, these notification
requirements have been reorganized in
today’s action in order to clarify that the
community emergency coordinator of
the LEPC and the SERC of any State that
is likely to be affected by the release
must be notified in each of the four
release notifications (in addition to the
notifications required under 40 CFR
302.8). Commenters supported this
revision.
• State or local format for reporting
inventory information.
One of the main goals of the June
1998 proposed rule was to provide
flexibility for SERCs and LEPCs with
respect to the manner in which
information is reported under EPCRA
sections 311 and 312. Sections 370.40
and 370.41 proposed flexibility in that
State or local forms could be used for
reporting inventory information, as long
as the content is identical to the uniform
Federal forms (Tier I or Tier II forms).
EPA is revising these provisions so that
the use of a State or local format is
allowed, as proposed. The provisions
allow the submittal of inventory
information in a variety of ways,
including electronic, as long as all the
information required under the statute
and its implementing regulations is
provided. These revisions are set forth
in § 370.40. Commenters supported this
revision.
EPA also proposed that, when using
State or local formats for reporting
inventory information, the use of State
or local codes for weight ranges are
allowed, provided that the weight
ranges are no broader than those
provided in § 370.43. EPA also proposed
that State or local codes for storage
types and conditions can be used
provided that the codes specify the
same or more detailed information as
that specified in § 370.43. As proposed,
the Agency has added paragraph (d) to
§ 370.43, allowing this flexibility.
Commenters supported this revision.
• SERC or LEPC response to a request
for Tier II information within 45 days.
In order to be consistent with the
language in EPCRA section 312(e)(3)(D),
EPA proposed to add, ‘‘A SERC or LEPC
must respond to a request for Tier II
information * * * within 45 days of
receiving such a request.’’ Section
370.61(b) in today’s action adds this
new requirement. Commenters
supported this revision.
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E. Definitions
EPA proposed to combine all
definitions found in both 40 CFR parts
355 and 370 into one section at the end
of 40 CFR part 355 in order to improve
the readability of the rule. By placing
the consolidated definitions section at
the end of 40 CFR part 355, the reader
would not have to read through all of
the definitions before seeing how they
are used in the text. EPA sought
comments on whether these changes
improve the readability of the rule.
Many of the commenters suggested that
both 40 CFR parts 355 and 370 should
have a definition section. Therefore,
EPA will include a definition section at
the end of each part in § 355.61 and
§ 370.66 under the heading ‘‘How are
key words in this part defined?’’
EPA also proposed some minor
revisions to some of the terms found in
the definition section for 40 CFR parts
355 and 370. The Agency is finalizing
all of the changes, as proposed.
• Act. The term ‘‘Act,’’ used to define
‘‘the Superfund Amendments and
Reauthorization Act of 1986’’ in 40 CFR
part 355, has been removed from the
definition section. Each of the laws, the
Emergency Planning and Community
Right-to-Know Act (EPCRA) and the
Comprehensive Environmental
Response, Compensation and Liability
Act (CERCLA) are used in today’s action
by name of the Act. Therefore, EPA
decided to remove the term ‘‘Act.’’
Commenters supported this revision.
• SERC or LEPC. The terms
‘‘commission’’ and ‘‘committee’’ have
been replaced with ‘‘SERC’’ and
‘‘LEPC.’’ Commenters supported this
revision.
• EPCRA and OSHA. The definitions
of these acronyms are added to the
definition sections as proposed.
Commenters supported this revision.
• Facility. The final rule, published
on July 26, 1990 (55 FR 30634), revised
the definition of facility for both 40 CFR
parts 355 and 370 to clarify that the
definition includes subsurface
structures that are man-made or natural
structures into which hazardous
chemicals are purposefully placed or
removed through human means, such
that the structures function as a
containment structure. The purpose of
this revision was to clarify that the term
‘‘structures’’ in the definition of
‘‘facility’’ is not limited to surface
structures, but also includes subsurface
structures. However, the Agency
inadvertently omitted the phrase ‘‘all
natural structures in which chemicals
are purposefully placed or removed
through human means such that it
functions as a containment structure for
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human use’’ in 40 CFR part 355. EPA
intended both 40 CFR parts 355 and 370
to have the same definition. This
discrepancy is being corrected in this
final rule.
EPA received a total of five
comments; two commenters supported
this change and one provided a
comment that was outside the scope of
the proposed rule. Two other
commenters requested that EPA reconfirm the policy that the Agency
issued in a letter dated October 25,
1990, to the American Petroleum
Institute (API).
In that letter, EPA clarified that oil
and gas deposits with indefinite
boundaries are not structures within the
definition of facility and therefore not
considered part of the ‘‘facility.’’
However, natural structures that
function as containment structures,
such as a cave or a salt dome which
have more definite boundaries are
considered structures within the
definition of ‘‘facility.’’ EPA concluded
that, for emergency planning,
emergency release notification, and
hazardous chemical reporting, the
definition of ‘‘facility’’ does not include
oil or gas deposits and thus, is reconfirming this policy today.
• Hazardous Substances. The terms
‘‘CERCLA hazardous substances’’ and
‘‘extremely hazardous substances’’ were
proposed to be placed together in the
definition section under the term
‘‘hazardous substances’’ in order to
eliminate the confusion between them.
EPA received two comments that
supported this minor change. However,
one commenter suggested that
‘‘CERCLA hazardous substances’’ and
‘‘extremely hazardous substances’’
should be separate items in the
definition in order to make it easier to
locate these terms. EPA decided to keep
both terms as separate entries in the
definition section of 40 CFR part 355.
• Hazardous Chemical. Two
organizational changes were proposed
to improve the clarity of this definition.
The first was to re-format the list of the
exceptions to the term. The second was
to move the phrase ‘‘present in the same
form and concentration as a product
packaged for distribution and use by the
general public’’ to the exceptions to the
definition of the term ‘‘hazardous
chemical.’’ Prior to the revisions in this
rulemaking, this phrase was defined
separately in the definition section. The
Agency believes that including this
phrase in the list of exceptions to the
term ‘‘hazardous chemical’’ will assist
the reader to better understand its
meaning. EPA received one comment
that supported this revision. One
commenter, however, argued that this
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exemption should not be allowed since
many products sold to the general
public are extremely dangerous. While
EPA agrees that some products sold to
the general public may pose a danger,
the statute provides exemptions from
the term ‘‘hazardous chemical’’ and EPA
is only restating the statutory exemption
in the definition section. Thus, this
change is being finalized today.
• Inventory form. The Tier I and Tier
II forms have been removed from the
regulations in 40 CFR part 370 as
discussed previously in the preamble.
However, this term is kept in the
definition section in 40 CFR part 370
and is revised to indicate that the
information requirements for these
forms can be found in §§ 370.40 through
370.45. EPA received two comments
that supported this revision.
• Medium or media. This term is
added to the definition section in 40
CFR part 355.
• Mixture. The term ‘‘mixture’’ is
used in both 40 CFR parts 355 and 370.
However, the definition of this term
only appeared in 40 CFR part 355. Thus,
EPA is including this term in the
definition section of both §§ 355.61 and
370.66. EPA also is clarifying that the
definition of ‘‘mixture’’ in 40 CFR part
370 is the same as used in 29 CFR
1910.1200(c), since the applicability of
40 CFR part 370 is based on OSHA’s
hazard communication standard (29
CFR 1910.1200). EPA received one
comment that supported this revision.
In addition, the prior definition to the
term ‘‘mixture’’ included ‘‘compounds.’’
In a compound, the various constituents
do not retain their individual identities,
so a ‘‘compound’’ should not be treated
as a mixture. Therefore, as stated in the
preamble to the proposed rule, EPA has
decided to remove the term
‘‘compound’’ from the definition of
mixture.
• Reportable Quantity. Prior to the
revisions in this rulemaking, the
definition of the term ‘‘reportable
quantity’’ stated that ‘‘for any CERCLA
hazardous substance, its reportable
quantity is established in Table 302.4 of
40 CFR part 302, for such substance. For
any other substance, the reportable
quantity is one pound.’’ EPA proposed
and is revising this definition to add the
phrase ‘‘for any extremely hazardous
substance, its reportable quantity means
the reportable quantity established in
appendices A and B of this part.’’ EPA
also proposed and is adding the phrase,
‘‘unless and until superseded by
regulations establishing a reportable
quantity for newly listed EHSs or
CERCLA hazardous substances, a weight
of 1 pound shall be the reportable
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quantity.’’ Commenters supported this
revision.
• Threshold Planning Quantity. The
term ‘‘threshold planning quantity’’
only appeared in the definition section
in 40 CFR part 355. Since this term is
also used in 40 CFR part 370, this term
will also be included in the definition
section in 40 CFR part 370. EPA
received one comment that supported
this revision.
• Tribe. As proposed, the term
‘‘Tribe’’ is placed with the definition of
Indian Tribe. These terms will appear in
the definition section in both 40 CFR
parts 355 and 370. EPA received one
comment that supported this revision.
III. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order (EO) 12866
(58 FR 51735, October 4, 1993), this
action is a ‘‘significant regulatory
action.’’ Accordingly, EPA submitted
this action to the Office of Management
and Budget (OMB) for review under EO
12866 and any changes made in
response to OMB recommendations
have been documented in the docket for
this action.
This final action only includes minor
revisions to 40 CFR parts 355 and 370,
codifies statutory requirements, and
clarifies certain interpretations and
policy statements that EPA has provided
to the regulated community. In addition,
this final action is re-written in a plain
language format, including adding
tables and examples, to assist the
regulated community better understand
the requirements.
B. Paperwork Reduction Act
This action does not impose any new
information collection burden. This
final action only includes minor
revisions to 40 CFR parts 355 and 370,
codifies statutory requirements, and
clarifies certain interpretations and
policy statements that EPA has provided
to the regulated community. This final
action also is re-written in a plain
language format to assist the regulated
community better understand the
requirements.
However, OMB has previously
approved the information collection
requirements contained in the existing
regulations at 40 CFR parts 355 and 370
under the provisions of the Paperwork
Reduction Act, 44 U.S.C. 3501 et seq.
and has assigned OMB control numbers
2050–0092 and 2050–0072, EPA ICR
numbers 1395.06 and 1352.10,
respectively.
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C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedures Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
The RFA provides default definitions
for each type of small entity. Small
entities are defined as: (1) A small
business as defined by the Small
Business Administration’s (SBA)
regulations at 13 CFR 121.201; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any ‘‘not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.’’ However, the
RFA also authorizes an agency to use
alternative definitions for each category
of small entity, ‘‘which are appropriate
to the activities of the agency’’ after
proposing the alternative definition(s) in
the Federal Register and taking
comment. 5 U.S.C. 601(3)–(5). In
addition, to establish an alternative
small business definition, agencies must
consult with SBA’s Chief Counsel for
Advocacy.
After considering the economic
impacts of today’s final rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
In determining whether a rule has a
significant economic impact on a
substantial number of small entities, the
impact of concern is any significant
adverse economic impact on small
entities, since the primary purpose of
the regulatory flexibility analyses is to
identify and address regulatory
alternatives, ‘‘which minimize any
significant economic impact of the rule
on small entities.’’ 5 U.S.C. 603 and 604.
Thus, an agency may certify that a rule
will not have a significant economic
impact on a substantial number of small
entities if the rule relieves regulatory
burden, or otherwise has a positive
economic effect on all of the small
entities subject to the rule.
This final action only includes minor
revisions to 40 CFR parts 355 and 370,
codifies statutory requirements, and
clarifies certain interpretations and
policy statements that EPA has provided
to the regulated community. This final
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action also re-writes the regulations in
a plain language format to assist the
regulated community to better
understand the requirements. We have
therefore concluded that today’s final
action will relieve regulatory burden for
all affected small entities.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and tribal governments, in the aggregate,
or to the private sector, of $100 million
or more in any one year. Before
promulgating an EPA rule for which a
written statement is needed, sections
205 of the UMRA generally requires
EPA to identify and consider a
reasonable number of regulatory
alternatives and adopt the least costly,
most cost-effective or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows EPA to
adopt an alternative other than the least
costly, most cost-effective or least
burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, it must have developed
under section 203 of the UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
Today’s rule contains no Federal
mandates (under the regulatory
provisions of Title II of the UMRA) for
State, local, or tribal governments or the
private sector. This final action only
includes minor revisions to 40 CFR
parts 355 and 370, codifies statutory
requirements, and clarifies certain
interpretations and policy statements
that EPA has provided to the regulated
community. This final action also is re-
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written in a plain language format to
assist the regulated community better
understand the requirements. Most of
the revisions included in this final
action, including the plain language
rewrite, are intended to help the States,
Tribal governments and local
government agencies better explain the
requirements and implement the
program under EPCRA. Thus, this rule
does not impose any requirements on
State, local or tribal governments.
E. Executive Order 13132 (Federalism)
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local government officials in the
development of regulatory policies that
have federalism implications.’’ ‘‘Policies
that have federalism implications’’ is
defined in the Executive Order to
include regulations that have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
This final rule does not have
federalism implications. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. This final action
only includes minor revisions to 40 CFR
parts 355 and 370, codifies statutory
requirements, and clarifies certain
interpretations and policy statements
that EPA has provided to the regulated
community. This final action also is rewritten in a plain language format to
assist the regulated community to better
understand the requirements. Most of
the revisions included in this final
action, including the plain language
rewrite, are intended to help the States,
Tribal governments and local agencies.
These entities will be able to better
explain the requirements and
implement the program under EPCRA.
This rule does not impose any
requirements on State, local or tribal
governments. Thus, Executive Order
13132 does not apply to this rule.
F. Executive Order 13175 (Consultation
and Coordination With Indian Tribal
Governments)
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249, November 9, 2000), requires EPA
to develop an accountable process to
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ensure ‘‘meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications.’’ This final rule does not
have tribal implications, as specified in
Executive Order 13175. This final action
only includes minor revisions to 40 CFR
parts 355 and 370, codifies statutory
requirements, and clarifies certain
interpretations and policy statements
that EPA has provided to the regulated
community. This final action also is rewritten in a plain language format to
assist the regulated community to better
understand the requirements. Most of
the revisions included in this final
action, including the plain language
rewrite are intended to help Tribal
governments, so these entities can better
explain the requirements and
implement the program under EPCRA.
This rule does not impose any
requirements on State, local or tribal
governments. Thus, Executive Order
13175 does not apply to this rule.
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G. Executive Order 13045
This action is not subject to EO 13045
(62 FR 19885, April 23, 1997) because
it is not economically significant as
defined in EO 12866, and because the
Agency does not believe the
environmental health or safety risks
addressed by this action present a
disproportionate risk to children. This
final action only includes minor
revisions to 40 CFR parts 355 and 370,
codifies statutory requirements, and
clarifies certain interpretations and
policy statements that EPA has provided
to the regulated community. This final
action also is re-written in a plain
language format to assist the regulated
community better understand the
requirements.
H. Executive Order 13211 (Energy
Effects)
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355, May 22,
2001), because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy. This final
action only includes minor revisions to
40 CFR parts 355 and 370, codifies
statutory requirements, and clarifies
certain interpretations and policy
statements that EPA has provided to the
regulated community. This final action
also is re-written in a plain language
format to assist the regulated
community better understand the
requirements.
Under Executive Order 12866, this
action is a ‘‘significant regulatory
action’’. Accordingly, EPA submitted
this action to the Office of Management
Budget (OMB) for review under EO
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12866 and any changes made in
response to OMB recommendations
have been documented in the docket for
this action.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards in its regulatory activities
unless doing so would be inconsistent
with applicable law or would otherwise
be impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations of when the Agency
decides not to use available and
applicable voluntary consensus
standards. This action does not involve
technical standards. Therefore, EPA did
not consider the use of any voluntary
consensus standards.
J. Executive Order 12898: Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order (EO) 12898 (59 FR
7629 (Feb. 16, 1994)) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this final
rule does not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it does
not affect the level of protection
provided to human health or the
environment. This final action only
includes minor revisions to 40 CFR
parts 355 and 370, codifies statutory
requirements, and clarifies certain
interpretations and policy statements
that EPA has provided to the regulated
community. This final action also is rewritten in a plain language format to
assist the regulated community in better
understanding the requirements. In
addition, this final action does not affect
public access to any of the information
provided under the Emergency Planning
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Notification, Emergency Release
Notification and Hazardous Chemical
Reporting regulations.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this rule and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to the publication of the
rule in the Federal Register. A major
rule cannot take effect until 60 days
after it is published in the Federal
Register. This action is not a ‘‘major
rule’’ as defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Parts 355 and
370
Environmental protection, Chemicals,
Hazardous substances, Penalties,
Reporting and recordkeeping
requirements, Superfund.
Dated: October 17, 2008.
Stephen L. Johnson,
Administrator.
For the reasons set out in the
preamble, title 40, chapter 1 of the Code
of Federal Regulations is amended as
follows:
■ 1. Part 355 is revised to read as
follows:
■
PART 355—EMERGENCY PLANNING
AND NOTIFICATION
Subpart A—General Information
Sec.
355.1 What is the purpose of this part?
355.2 Who do ‘‘you,’’ ‘‘I,’’ and ‘‘your’’ refer
to in this part?
355.3 Which section contains the
definitions of the keywords used in this
part?
Subpart B—Emergency Planning
Who Must Comply
355.10 Must my facility comply with the
emergency planning requirements of this
subpart?
355.11 To what substances do the
emergency planning requirements of this
subpart apply?
355.12 What quantities of extremely
hazardous substances trigger emergency
planning requirements?
355.13 How do I calculate the quantity of
an extremely hazardous substance
present in mixtures?
355.14 Do I have to aggregate extremely
hazardous substances to determine the
total quantity present?
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355.15 Which threshold planning quantity
do I use for an extremely hazardous
substance present at my facility in solid
form?
355.16 How do I determine the quantity of
extremely hazardous substances present
for certain forms of solids?
How To Comply
355.20 If this subpart applies to my facility,
what information must I provide, who
must I submit it to, and when is it due?
355.21 In what format should the
information be submitted?
Subpart C—Emergency Release Notification
Who Must Comply
355.30 What facilities must comply with
the emergency release notification
requirements of this subpart?
355.31 What types of releases are exempt
from the emergency release notification
requirements of this subpart?
355.32 Which emergency release
notification requirements apply to
continuous releases?
355.33 What release quantities of EHSs and
CERCLA hazardous substances trigger
the emergency release notification
requirements of this subpart?
How To Comply
355.40 What information must I provide?
355.41 In what format should the
information be submitted?
355.42 To whom must I submit the
information?
355.43 When must I submit the
information?
Subpart D—Additional Provisions
355.60 What is the relationship between the
emergency release notification
requirements of this part and the release
notification requirements of CERCLA?
355.61 How are keywords in this part
defined?
Appendix A to Part 355—The List of
Extremely Hazardous Substances and Their
Threshold Planning Quantities (Alphabetical
Order)
Appendix B to Part 355—The List of
Extremely Hazardous Substances and Their
Threshold Planning Quantities (CAS
Number Order)
Authority: Sections 302, 303, 304, 325,
327, 328, and 329 of the Emergency Planning
and Community Right-to-Know Act of 1986
(EPCRA) (42 U.S.C. 11002, 11003, 11004,
11045, 11047, 11048, and 11049).
Subpart A—General Information
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§ 355.1
What is the purpose of this part?
(a) This part (40 CFR part 355)
establishes requirements for a facility to
provide information necessary for
developing and implementing State and
local chemical emergency response
plans, and requirements for emergency
notification of chemical releases. This
part also lists Extremely Hazardous
Substances (EHSs) and Threshold
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Planning Quantities (TPQs) in
Appendices A and B, which are used in
determining if you are subject to these
requirements.
(b) This part is written in a special
format to make it easier to understand
the regulatory requirements. Like other
Environmental Protection Agency (EPA)
regulations, this part establishes
enforceable legal requirements.
Information considered non-binding
guidance under EPCRA is indicated in
this regulation by the word ‘‘note’’ and
a smaller typeface. Such notes are
provided for information purposes only
and are not considered legally binding
under this part.
§ 355.2 Who do ‘‘you,’’ ‘‘I,’’ and ‘‘your’’
refer to in this part?
Throughout this part, ‘‘you,’’ ‘‘I,’’ and
‘‘your’’ refer to the owner or operator of
a facility.
§ 355.3 Which section contains the
definitions of the key words used in this
part?
The definitions of key words used in
this part are in § 355.61. It is important
to read the definitions for these key
words because the definition explains
the word’s specific meaning associated
with the regulations in this part.
Subpart B—Emergency Planning
Who Must Comply
§ 355.10 Must my facility comply with the
emergency planning requirements of this
subpart?
You must comply with the emergency
planning requirements in this subpart if
your facility meets either of the
following two conditions:
(a) Any extremely hazardous
substance (EHS) is present at your
facility in an amount equal to or greater
than its threshold planning quantity
(TPQ), or
(b) Your facility has been designated
for emergency planning purposes, after
public notice and opportunity for
comment, by one of the following three
entities:
(1) The State Emergency Response
Commission (SERC).
(2) The Governor of the State in which
your facility is located.
(3) The Chief Executive Officer of the
Tribe for the Indian Tribe under whose
jurisdiction your facility is located.
§ 355.11 To what substances do the
emergency planning requirements of this
subpart apply?
The emergency planning
requirements of this subpart apply to
any EHS listed in Appendices A and B
of this part. Additionally, if a facility is
designated for emergency planning
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purposes, as provided in § 355.10(b),
substances that are not EHSs at this
facility may become subject to the
emergency planning requirements.
§ 355.12 What quantities of extremely
hazardous substances trigger emergency
planning requirements?
Any EHS present at your facility in an
amount equal to or greater than its TPQ
triggers the emergency planning
requirements of this subpart. The TPQs
are listed in Appendices A and B of this
part in the column labeled ‘‘threshold
planning quantity.’’
§ 355.13 How do I calculate the quantity of
an extremely hazardous substance present
in mixtures?
If an EHS is present in a mixture in
a particular container, determine the
quantity (in pounds) of the EHS in that
container by multiplying the
concentration of the EHS (in weight
percent) by the weight (in pounds) of
the mixture in the container. If the
concentration of an EHS is less than or
equal to one percent in the mixture, you
do not have to count that EHS. Here is
an example calculation:
Example: You have 150 pounds of a
mixture that contains 20 weight percent of a
certain EHS. The quantity of EHS present in
the mixture is:
EHS (in pounds)
= (weight percent of EHS) × (weight of
mixture)
= (20 percent) × (150 pound mixture)
= (0.20) × (150)
EHS (in pounds)
= 30 pounds
§ 355.14 Do I have to aggregate extremely
hazardous substances to determine the
total quantity present?
You must aggregate (i.e., add together)
the amounts of each EHS at your facility
to determine if a TPQ is present. This
means that, for a particular EHS, you
must determine the total amount
present at any one time at your facility
by adding together the quantity of pure
EHS and the quantity contained in all
mixtures, regardless of location, number
of containers, or method of storage. You
do not have to count an EHS in a
mixture if the concentration of that EHS
is less than or equal to one percent.
§ 355.15 Which threshold planning
quantity do I use for an extremely
hazardous substance present at my facility
in solid form?
EHSs that are in solid form are subject
to one of two different TPQs (for
example, TPQs may be listed as 500/
10,000 pounds), both of which are listed
in Appendices A and B of this part.
Here is how to determine which of the
two listed TPQs you must use for an
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EHS present at your facility in solid
form:
(a) Use the lower TPQ from
Appendices A and B of this part if the
solid:
(1) Is in powdered form and has a
particle size less than 100 microns;
(2) Is in solution;
(3) Is in molten form; or
(4) Meets the criteria for a National
Fire Protection Association (NFPA)
rating of 2, 3 or 4 for reactivity.
Note to paragraph (a): Use the
instructions in § 355.16 to calculate the
quantity present for the categories of
solids listed in paragraphs (a)(1), (2) and
(3) of this section.
(b) If the solid does not meet one of
the criteria in paragraph (a) of this
section, then the TPQ is 10,000 pounds.
§ 355.16 How do I determine the quantity
of extremely hazardous substances present
for certain forms of solids?
For the three forms of solids that are
listed in § 355.15(a)(1) through (3), use
these instructions to determine the
quantity of extremely hazardous
substance present:
(a) Solid in powdered form with a
particle size less than 100 microns.
Multiply the weight percent of solid
with a particle size less than 100
microns in a particular container by the
total weight of solid in the container.
(b) Solid in solution. Multiply the
weight percent of solid in solution in a
particular container by the total weight
of solution in the container.
(c) Solid in molten form. Multiply the
weight of solid in molten form by 0.3.
How to Comply
§ 355.20 If this subpart applies to my
facility, what information must I provide,
who must I submit it to, and when is it due?
Use this table to determine the
information you must provide, who to
provide it to, and when:
What types of emergency planning
notification are required?
What information must I provide?
To whom must I provide the
information?
When must I provide the information?
(a) Emergency planning notification.
You must provide notice that your
facility is subject to the emergency planning requirements of
this subpart.
To the SERC and the LEPC ........
(b) Facility emergency coordinator
You must designate a facility representative who will participate
in the local emergency planning
process as a facility emergency
response coordinator. You must
provide notice of this facility
representative.
To the LEPC (or the SERC if
there is no LEPC, or the Governor if there is no SERC).
(c) Changes relevant to emergency planning.
You must provide notice of any
changes occurring at your facility that may be relevant to
emergency planning.
You must provide any information
necessary for developing or implementing the local emergency
plan if the LEPC requests it.
To the LEPC .................................
Within 60 days after your facility
first becomes subject to the requirements of this subpart. If no
LEPC exists for your facility at
the time you are required to
provide emergency planning
notification, then you should report to the LEPC within 30 days
after an LEPC is established for
the emergency planning district
in which your facility is located.
Within 60 days after your facility
first becomes subject to the requirements of this subpart. If no
LEPC exists when you first report, then provide an additional
report to the LEPC within 30
days after such LEPC is established for the emergency planning district in which your facility is located.
Within 30 days after the changes
have occurred.
(d) Requested information .............
§ 355.21 In what format should the
information be submitted?
EPA does not require any specific
format. EPA recommends that you
submit the information described in
§ 355.20 in writing in order to insure
appropriate documentation. The SERC
or LEPC may request that this
information be submitted in a specific
format.
Subpart C—Emergency Release
Notification
jlentini on PROD1PC65 with RULES2
Who Must Comply
§ 355.30 What facilities must comply with
the emergency release notification
requirements of this subpart?
You must comply with the emergency
release notification requirements in this
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To the LEPC .................................
subpart if both of these two conditions
are met:
(a) You produce, use, or store a
hazardous chemical at your facility; and
(b) You release a reportable quantity
(RQ) of any EHS or of a hazardous
substance as defined by the
Comprehensive Environmental
Response, Compensation, and Liability
Act (CERCLA Hazardous Substance) at
your facility. Certain releases are
exempted from these requirements.
Exempted releases are listed in § 355.31.
Note to paragraph (b): In addition to
the emergency release notification
requirements of this subpart, releases of
CERCLA hazardous substances are
subject to the notification requirements
under CERCLA. This is explained
further in subpart D of this part.
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Promptly. Note: The LEPC may
specify a time frame for this information.
§ 355.31 What types of releases are
exempt from the emergency release
notification requirements of this subpart?
You do not have to provide
emergency release notification under
this subpart for any of the following six
types of releases of EHSs or CERCLA
hazardous substances that occur at your
facility:
(a) Any release that results in
exposure to persons solely within the
boundaries of your facility.
(b) Any release that is a federally
permitted release as defined in section
101(10) of CERCLA.
(c) Any release of a pesticide product
that is exempt from reporting under
section 103(e) of CERCLA.
(d) Any release that does not meet the
definition of release under section
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101(22) of CERCLA and is therefore
exempt from CERCLA section 103(a)
reporting.
(e) Any radionuclide release that
occurs:
(1) Naturally in soil from land
holdings such as parks, golf courses, or
other large tracts of land.
(2) Naturally from land disturbance
activities, including farming,
construction, and land disturbance
incidental to extraction during mining
activities, except that which occurs at
uranium, phosphate, tin, zircon,
hafnium, vanadium, monazite, and rare
earth mines. Land disturbance
incidental to extraction includes: Land
clearing; overburden removal and
stockpiling; excavating, handling,
transporting, and storing ores and other
raw (not beneficiated or processed)
materials; and replacing in mined-out
areas coal ash, earthen materials from
farming or construction, or overburden
or other raw materials generated from
the exempted mining activities.
(3) From the dumping and
transportation of coal and coal ash
(including fly ash, bottom ash, and
boiler slags), including the dumping and
land spreading operations that occur
during coal ash uses.
(4) From piles of coal and coal ash,
including fly ash, bottom ash, and boiler
slags.
(f) Any release less than 1,000 pounds
per 24 hours of nitrogen oxide or
nitrogen dioxide to the air which is the
result of combustion and combustion
related activities.
jlentini on PROD1PC65 with RULES2
§ 355.32 Which emergency release
notification requirements apply to
continuous releases?
If the release of an EHS or CERCLA
hazardous substance is continuous and
stable in quantity and rate at your
facility as defined in 40 CFR 302.8(b),
then the release qualifies for reduced
reporting requirements under this
subpart. Under these reduced reporting
requirements, you do not need to
provide the notifications required under
§ 355.40. However, in addition to the
notifications required under 40 CFR
302.8, you must make all of the
following notifications to the
community emergency coordinator for
the LEPC for any area likely to be
affected by the release and to the SERC
of any State likely to be affected by the
release:
(a) Initial notifications as specified in
40 CFR 302.8 (d) and (e).
(b) Notification of a ‘‘statistically
significant increase,’’ defined in 40 CFR
302.8(b) as any increase above the upper
bound of the reported normal range.
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(c) Notification of a ‘‘new release’’ as
specified in 40 CFR 302.8(g)(1).
(d) Notification of a change in the
normal range of the release as specified
under 40 CFR 302.8(g)(2).
§ 355.33 What release quantities of EHSs
and CERCLA hazardous substances trigger
the emergency release notification
requirements of this subpart?
The release of a reportable quantity
(RQ) of an EHS or CERCLA hazardous
substance within any 24-hour period
triggers the emergency release
notification requirements. RQs for EHSs
are listed in Appendices A and B of this
part in the column labeled ‘‘reportable
quantity.’’ RQs for CERCLA hazardous
substances are listed in Table 302.4 of
40 CFR 302.4 in the column labeled
‘‘final RQ.’’
How To Comply
§ 355.40
What information must I provide?
You must make two separate
notifications to comply with the
emergency release notification
requirements of this subpart: an
immediate notification, and as soon as
practicable thereafter a written followup emergency notification (or
notifications, as more information
becomes available).
(a) Immediate notification. The notice
required under this section shall
include as much of the following
information known at the time.
However, the retrieval of this
information should not cause a delay in
the notification on the emergency
response.
(1) The chemical name or identity of
any substance involved in the release.
(2) Indicate whether the substance is
an EHS.
(3) Provide an estimate of the quantity
of any such substance that was released
into the environment.
(4) State the time and duration of the
release.
(5) The medium or media into which
the release occurred.
(6) Any known or anticipated acute or
chronic health risks associated with the
emergency and, where appropriate,
advice regarding medical attention
necessary for exposed individuals.
(7) Proper precautions to take as a
result of the release, including
evacuation (unless such information is
readily available to the community
emergency coordinator pursuant to the
emergency plan).
(8) The name and telephone number
of the individual (or individuals) to be
contacted for further information.
(b) Written follow-up emergency
notification. Except for releases that
occur during transportation or from
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65465
storage incident to transportation, you
must provide a written follow-up
emergency notice (or notices, as more
information becomes available), as soon
as practicable after the release. In the
written follow-up emergency notice,
you must provide and update the
information required in the immediate
notification and include additional
information with respect to all of the
following:
(1) Actions taken to respond and
contain the release.
(2) Any known or anticipated acute or
chronic health risks associated with the
release.
(3) Where appropriate, advice
regarding medical attention necessary
for exposed individuals.
(c) You are not required to submit a
written follow-up notification for a
release that occurred during
transportation or from storage incident
to transportation. See § 355.42(b) for
requirements for reporting such
releases.
§ 355.41 In what format should the
information be submitted?
The immediate notification, described
in § 355.40(a), should be oral. The
follow-up emergency notification,
described in § 355.40(b), shall be in
writing. EPA does not specify a
particular format for the written followup emergency notification.
Note: The LEPC may request a
specific format for this information.
§ 355.42 To whom must I submit the
information?
(a) You must provide the immediate
emergency release notification
information and the written follow-up
notification to:
(1) The community emergency
coordinator for the LEPC of any area
likely to be affected by the release (if
there is no LEPC, notify the relevant
local emergency response personnel);
and
(2) The SERC of any State likely to be
affected by the release.
(b) For a release that occurs during
transportation or from storage incident
to transportation, you may meet the
requirements of this subpart by
notifying the 911 operator (or in the
absence of a 911 emergency telephone
number, the operator) of the immediate
notification information listed in
§ 355.40(a). You are not required under
this subpart to submit a written followup notification, as described in
§ 355.40(b), for such a release.
§ 355.43 When must I submit the
information?
(a) You must provide the required
emergency release notification
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information described under § 355.40(a),
immediately.
(b) You must provide the written
follow-up emergency notice (or notices,
as more information becomes available)
described under § 355.40(b), as soon as
practicable after the release.
Subpart D—Additional Provisions
§ 355.60 What is the relationship between
the emergency release notification
requirements of this part and the release
notification requirements of CERCLA?
The emergency release notification
requirements of this part are in addition
to the release notification requirements
of CERCLA. If you have a release of a
CERCLA hazardous substance, you must
comply with the emergency release
notification requirements of this part
and the release notification
requirements of CERCLA section 103,
codified at 40 CFR part 302. Use this
table to determine which emergency
release notification requirements apply
to your release:
If a reportable quantity of a substance is released within a 24-hour period at your facility
And if the release is reportable under EPCRA
Section 304, you must
And if the release is reportable under
CERCLA Section 103, you must
(a) And the substance is on BOTH the list of
EHSs (Appendices A and B of this part)
AND the list of CERCLA Hazardous Substances (40 CFR 302.4).
Notify the LEPC and the SERC in accordance
with §§ 355.40 through 355.43 of this part
(except for a release during transportation
or from storage incident to transportation;
see § 355.42(b)).
Notify the LEPC and the SERC, in accordance with §§ 355.40 through 355.43 of this
part (except for a release during transportation or from storage incident to transportation; see in § 355.42(b)).
Notify the LEPC and the SERC in accordance
with §§ 355.40 through 355.43 of this part
(except for a release during transportation
or from storage incident to transportation;
see § 355.42(b)).
Comply with the release notification requirements of CERCLA section 103 and its implementing regulations (40 CFR part 302).
Call the NRC at 800–424–8802.
(b) And the substance is on the list of CERCLA
Hazardous Substances (40 CFR 302.4) and
not on the list of EHSs (Appendices A and B
of this part).
(c) And the substance is on the list of EHSs
(Appendices A and B of this part) and not
the list of CERCLA Hazardous Substances
(40 CFR 302.4).
Comply with the release notification requirements of CERCLA section 103 and its implementing regulations (40 CFR part 302).
Call the NRC at 800–424–8802.
Note: This table only applies to reportable releases, not to exempt releases.
jlentini on PROD1PC65 with RULES2
§ 355.61 How are key words in this part
defined?
CERCLA means the Comprehensive
Environmental Response, Compensation
and Liability Act of 1980, as amended.
CERCLA hazardous substance means
a substance defined in section 101(14)
of CERCLA and listed in Table 302.4 of
40 CFR 302.4.
Chief Executive Officer of the Tribe
means the person who is recognized by
the Bureau of Indian Affairs as the chief
elected administrative officer of the
Tribe.
Environment includes water, air, and
land and the interrelationship that
exists among and between water, air,
and land and all living things.
EPCRA means the Emergency
Planning and Community Right-ToKnow Act of 1986.
Extremely hazardous substance (EHS)
means a substance listed in Appendices
A and B of this part.
Facility means all buildings,
equipment, structures, and other
stationary items that are located on a
single site or on contiguous or adjacent
sites and that are owned or operated by
the same person (or by any person that
controls, is controlled by, or under
common control with, such person).
Facility includes manmade structures,
as well as all natural structures in which
chemicals are purposefully placed or
removed through human means such
that it functions as a containment
structure for human use. For purposes
of emergency release notification, the
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term includes motor vehicles, rolling
stock, and aircraft.
Hazardous chemical means any
hazardous chemical as defined under 29
CFR 1910.1200(c), except that this term
does not include:
(1) Any food, food additive, color
additive, drug, or cosmetic regulated by
the Food and Drug Administration.
(2) Any substance present as a solid
in any manufactured item to the extent
exposure to the substance does not
occur under normal conditions of use.
(3) Any substance to the extent it is
used:
(i) For personal, family, or household
purposes, or is present in the same form
and concentration as a product
packaged for distribution and use by the
general public. Present in the same form
and concentration as a product
packaged for distribution and use by the
general public means a substance
packaged in a similar manner and
present in the same concentration as the
substance when packaged for use by the
general public, whether or not it is
intended for distribution to the general
public or used for the same purpose as
when it is packaged for use by the
general public;
(ii) In a research laboratory or hospital
or other medical facility under the
direct supervision of a technically
qualified individual; or
(iii) In routine agricultural operations
or is a fertilizer held for sale by a retailer
to the ultimate customer.
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Indian Country means Indian country
defined in 18 U.S.C. 1151 as:
(1) All land within the limits of any
Indian reservation under the
jurisdiction of the United States
government, notwithstanding the
issuance of any patent, and, including
rights-of-way running through the
reservation;
(2) All dependent Indian communities
within the borders of the United States
whether within the original or
subsequently acquired territory thereof,
and whether within or without the
limits of a State; and
(3) All Indian allotments, the Indian
titles to which have not been
extinguished, including rights-of-way
running through the same.
Indian Tribe or Tribe means those
Tribes federally recognized by the
Secretary of the Interior.
LEPC means the Local Emergency
Planning Committee appointed by the
State Emergency Response Commission.
Medium or media means the
environment (i.e., air, water, land).
Mixture means, for the purposes of 40
CFR part 355, a heterogeneous
association of substances where the
various individual substances retain
their identities and can usually be
separated by mechanical means. This
definition includes, for the purposes of
40 CFR part 355, solutions but does not
include alloys or amalgams.
Person means any individual, trust,
firm, joint stock company, corporation
(including a government corporation),
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partnership, association, State,
municipality, commission, political
subdivision of a State, or interstate
body.
Release means any spilling, leaking,
pumping, pouring, emitting, emptying,
discharging, injecting, escaping,
leaching, dumping, or disposing into the
environment (including the
abandonment or discarding of barrels,
containers, and other closed receptacles)
of any hazardous chemical, EHS, or
CERCLA hazardous substance.
Reportable quantity means, for any
CERCLA hazardous substance, the
quantity established in Table 302.4 of 40
CFR 302.4, for such substance. For any
EHS, reportable quantity means the
quantity established in Appendices A
and B of this part for such substance.
Unless and until superseded by
regulations establishing a reportable
quantity for newly listed EHSs or
CERCLA hazardous substances, a weight
of 1 pound shall be the reportable
quantity.
SERC means the State Emergency
Response Commission for the State in
which the facility is located except
where the facility is located in Indian
Country, in which case, SERC means the
Emergency Response Commission for
the Tribe under whose jurisdiction the
facility is located. In the absence of a
SERC for a State or Indian Tribe, the
Governor or the chief executive officer
65467
of the tribe, respectively, shall be the
SERC. Where there is a cooperative
agreement between a State and a Tribe,
the SERC shall be the entity identified
in the agreement.
State means any State of the United
States, the District of Columbia, the
Commonwealth of Puerto Rico, Guam,
American Samoa, the United States
Virgin Islands, the Northern Mariana
Islands, any other territory or possession
over which the United States has
jurisdiction and Indian Country.
Threshold planning quantity means,
for a substance listed in Appendices A
and B of this part, the quantity listed in
the column ‘‘threshold planning
quantity’’ for that substance.
APPENDIX A TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES
[Alphabetical Order]
Reportable
quantity *
(pounds)
Threshold planning quantity
(pounds)
Chemical name
Notes
75–86–5 .......................
1752–30–3 ...................
107–02–8 .....................
79–06–1 .......................
107–13–1 .....................
814–68–6 .....................
111–69–3 .....................
116–06–3 .....................
309–00–2 .....................
107–18–6 .....................
107–11–9 .....................
20859–73–8 .................
54–62–6 .......................
78–53–5 .......................
3734–97–2 ...................
7664–41–7 ...................
300–62–9 .....................
62–53–3 .......................
88–05–1 .......................
7783–70–2 ...................
1397–94–0 ...................
86–88–4 .......................
1303–28–2 ...................
1327–53–3 ...................
7784–34–1 ...................
7784–42–1 ...................
2642–71–9 ...................
86–50–0 .......................
98–87–3 .......................
98–16–8 .......................
100–14–1 .....................
98–05–5 .......................
3615–21–2 ...................
98–07–7 .......................
100–44–7 .....................
140–29–4 .....................
15271–41–7 .................
jlentini on PROD1PC65 with RULES2
CAS No.
Acetone Cyanohydrin ..........................................................................
Acetone Thiosemicarbazide ................................................................
Acrolein ...............................................................................................
Acrylamide ..........................................................................................
Acrylonitrile ..........................................................................................
Acrylyl Chloride ...................................................................................
Adiponitrile ..........................................................................................
Aldicarb ...............................................................................................
Aldrin ...................................................................................................
Allyl Alcohol .........................................................................................
Allylamine ............................................................................................
Aluminum Phosphide ..........................................................................
Aminopterin .........................................................................................
Amiton .................................................................................................
Amiton Oxalate ...................................................................................
Ammonia .............................................................................................
Amphetamine ......................................................................................
Aniline .................................................................................................
Aniline, 2,4,6-Trimethyl- ......................................................................
Antimony Pentafluoride .......................................................................
Antimycin A .........................................................................................
ANTU ..................................................................................................
Arsenic Pentoxide ...............................................................................
Arsenous Oxide ..................................................................................
Arsenous Trichloride ...........................................................................
Arsine ..................................................................................................
Azinphos-Ethyl ....................................................................................
Azinphos-Methyl ..................................................................................
Benzal Chloride ...................................................................................
Benzenamine, 3-(Trifluoromethyl)- .....................................................
Benzene, 1-(Chloromethyl)-4-Nitro- ....................................................
Benzenearsonic Acid ..........................................................................
Benzimidazole, 4,5-Dichloro-2-(Trifluoromethyl)- ...............................
Benzotrichloride ..................................................................................
Benzyl Chloride ...................................................................................
Benzyl Cyanide ...................................................................................
Bicyclo[2.2.1]Heptane-2-Carbonitrile,
5-Chloro-6((((Methylamino)Carbonyl)Oxy)Imino)-,
(1s-(1-alpha,2-beta,4alpha,5-alpha,6E))-.
Bis(Chloromethyl) Ketone ...................................................................
Bitoscanate .........................................................................................
Boron Trichloride .................................................................................
Boron Trifluoride .................................................................................
Boron Trifluoride Compound With Methyl Ether (1:1) ........................
Bromadiolone ......................................................................................
Bromine ...............................................................................................
Cadmium Oxide ..................................................................................
................
................
................
f ..............
f ..............
d .............
f ..............
b .............
................
................
................
a .............
................
................
................
f ..............
................
f ..............
................
................
b .............
................
................
d .............
................
................
................
................
................
................
................
................
c .............
................
................
d .............
................
10
1,000
1
5,000
100
100
1,000
1
1
100
500
100
500
500
100
100
1,000
5,000
500
500
1,000
100
1
1
1
100
100
1
5,000
500
500
10
500
10
100
500
500
1,000
1,000/10,000
500
1,000/10,000
10,000
100
1,000
100/10,000
500/10,000
1,000
500
500
500/10,000
500
100/10,000
500
1,000
1,000
500
500
1,000/10,000
500/10,000
100/10,000
100/10,000
500
100
100/10,000
10/10,000
500
500
500/10,000
10/10,000
500/10,000
100
500
500
500/10,000
................
................
................
................
................
................
f ..............
................
10
500
500
500
1,000
100
500
100
10/10,000
500/10,000
500
500
1,000
100/10,000
500
100/10,000
534–07–6 .....................
4044–65–9 ...................
10294–34–5 .................
7637–07–2 ...................
353–42–4 .....................
28772–56–7 .................
7726–95–6 ...................
1306–19–0 ...................
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APPENDIX A TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[Alphabetical Order]
Reportable
quantity *
(pounds)
Threshold planning quantity
(pounds)
CAS No.
Chemical name
Notes
2223–93–0 ...................
7778–44–1 ...................
8001–35–2 ...................
56–25–7 .......................
51–83–2 .......................
26419–73–8 .................
Cadmium Stearate ..............................................................................
Calcium Arsenate ................................................................................
Camphechlor .......................................................................................
Cantharidin ..........................................................................................
Carbachol Chloride .............................................................................
Carbamic Acid, Methyl-, O-(((2,4-Dimethyl-1, 3-Dithiolan-2yl)Methylene)Amino)-.
Carbofuran ..........................................................................................
Carbon Disulfide .................................................................................
Carbophenothion .................................................................................
Chlordane ............................................................................................
Chlorfenvinfos .....................................................................................
Chlorine ...............................................................................................
Chlormephos .......................................................................................
Chlormequat Chloride .........................................................................
Chloroacetic Acid ................................................................................
Chloroethanol ......................................................................................
Chloroethyl Chloroformate ..................................................................
Chloroform ..........................................................................................
Chloromethyl Ether .............................................................................
Chloromethyl Methyl Ether .................................................................
Chlorophacinone .................................................................................
Chloroxuron .........................................................................................
Chlorthiophos ......................................................................................
Chromic Chloride ................................................................................
Cobalt,
((2,2′-(1,2-Ethanediylbis
(Nitrilomethylidyne))
Bis(6Fluorophenolato))(2-)-N,N′,O,O′)-.
Cobalt Carbonyl ..................................................................................
Colchicine ............................................................................................
Coumaphos .........................................................................................
Coumatetralyl ......................................................................................
Cresol, o- ............................................................................................
Crimidine .............................................................................................
Crotonaldehyde ...................................................................................
Crotonaldehyde, (E)- ...........................................................................
Cyanogen Bromide .............................................................................
Cyanogen Iodide .................................................................................
Cyanophos ..........................................................................................
Cyanuric Fluoride ................................................................................
Cycloheximide .....................................................................................
Cyclohexylamine .................................................................................
Decaborane(14) ..................................................................................
Demeton ..............................................................................................
Demeton-S-Methyl ..............................................................................
Dialifor .................................................................................................
Diborane ..............................................................................................
Dichloroethyl ether ..............................................................................
Dichloromethylphenylsilane ................................................................
Dichlorvos ...........................................................................................
Dicrotophos .........................................................................................
Diepoxybutane ....................................................................................
Diethyl Chlorophosphate .....................................................................
Digitoxin ..............................................................................................
Diglycidyl Ether ...................................................................................
Digoxin ................................................................................................
Dimefox ...............................................................................................
Dimethoate ..........................................................................................
Dimethyl Phosphorochloridothioate ....................................................
Dimethyl sulfate ..................................................................................
Dimethyldichlorosilane ........................................................................
Dimethylhydrazine ...............................................................................
Dimethyl-p-Phenylenediamine ............................................................
Dimetilan .............................................................................................
Dinitrocresol ........................................................................................
Dinoseb ...............................................................................................
Dinoterb ...............................................................................................
Dioxathion ...........................................................................................
Diphacinone ........................................................................................
b .............
................
................
................
................
................
1,000
1
1
100
500
100
1,000/10,000
500/10,000
500/10,000
100/10,000
500/10,000
100/10,000
................
f ..............
................
................
................
................
................
d .............
................
................
................
f ..............
d .............
b .............
................
................
d .............
................
................
10
100
500
1
500
10
500
100
100
500
1,000
10
10
10
100
500
500
1
100
10/10,000
10,000
500
1,000
500
100
500
100/10,000
100/10,000
500
1,000
10,000
100
100
100/10,000
500/10,000
500
1/10,000
100/10,000
d .............
d .............
................
................
................
................
................
................
................
................
................
................
................
f ..............
................
................
................
................
................
................
................
................
................
................
d .............
b .............
................
d .............
................
................
................
................
d .............
................
................
................
................
................
................
................
................
10
10
10
500
100
100
100
100
1,000
1,000
1,000
100
100
10,000
500
500
500
100
100
10
1,000
10
100
10
500
100
1,000
10
500
10
500
100
500
10
10
1
10
1,000
500
500
10
10/10,000
10/10,000
100/10,000
500/10,000
1,000/10,000
100/10,000
1,000
1,000
500/10,000
1,000/10,000
1,000
100
100/10,000
10,000
500/10,000
500
500
100/10,000
100
10,000
1,000
1,000
100
500
500
100/10,000
1,000
10/10,000
500
500/10,000
500
500
500
1,000
10/10,000
500/10,000
10/10,000
100/10,000
500/10,000
500
10/10,000
jlentini on PROD1PC65 with RULES2
1563–66–2 ...................
75–15–0 .......................
786–19–6 .....................
57–74–9 .......................
470–90–6 .....................
7782–50–5 ...................
24934–91–6 .................
999–81–5 .....................
79–11–8 .......................
107–07–3 .....................
627–11–2 .....................
67–66–3 .......................
542–88–1 .....................
107–30–2 .....................
3691–35–8 ...................
1982–47–4 ...................
21923–23–9 .................
10025–73–7 .................
62207–76–5 .................
10210–68–1 .................
64–86–8 .......................
56–72–4 .......................
5836–29–3 ...................
95–48–7 .......................
535–89–7 .....................
4170–30–3 ...................
123–73–9 .....................
506–68–3 .....................
506–78–5 .....................
2636–26–2 ...................
675–14–9 .....................
66–81–9 .......................
108–91–8 .....................
17702–41–9 .................
8065–48–3 ...................
919–86–8 .....................
10311–84–9 .................
19287–45–7 .................
111–44–4 .....................
149–74–6 .....................
62–73–7 .......................
141–66–2 .....................
1464–53–5 ...................
814–49–3 .....................
71–63–6 .......................
2238–07–5 ...................
20830–75–5 .................
115–26–4 .....................
60–51–5 .......................
2524–03–0 ...................
77–78–1 .......................
75–78–5 .......................
57–14–7 .......................
99–98–9 .......................
644–64–4 .....................
534–52–1 .....................
88–85–7 .......................
1420–07–1 ...................
78–34–2 .......................
82–66–6 .......................
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03NOR2
Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
65469
APPENDIX A TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[Alphabetical Order]
Reportable
quantity *
(pounds)
jlentini on PROD1PC65 with RULES2
CAS No.
Chemical name
Notes
152–16–9 .....................
298–04–4 .....................
514–73–8 .....................
541–53–7 .....................
316–42–7 .....................
115–29–7 .....................
2778–04–3 ...................
72–20–8 .......................
106–89–8 .....................
2104–64–5 ...................
50–14–6 .......................
379–79–3 .....................
1622–32–8 ...................
10140–87–1 .................
563–12–2 .....................
13194–48–4 .................
538–07–8 .....................
371–62–0 .....................
75–21–8 .......................
107–15–3 .....................
151–56–4 .....................
542–90–5 .....................
22224–92–6 .................
115–90–2 .....................
4301–50–2 ...................
7782–41–4 ...................
640–19–7 .....................
144–49–0 .....................
359–06–8 .....................
51–21–8 .......................
944–22–9 .....................
50–00–0 .......................
107–16–4 .....................
23422–53–9 .................
2540–82–1 ...................
17702–57–7 .................
21548–32–3 .................
3878–19–1 ...................
110–00–9 .....................
13450–90–3 .................
77–47–4 .......................
4835–11–4 ...................
302–01–2 .....................
74–90–8 .......................
7647–01–0 ...................
7664–39–3 ...................
7722–84–1 ...................
7783–07–5 ...................
7783–06–4 ...................
123–31–9 .....................
13463–40–6 .................
297–78–9 .....................
78–82–0 .......................
102–36–3 .....................
465–73–6 .....................
55–91–4 .......................
4098–71–9 ...................
108–23–6 .....................
119–38–0 .....................
78–97–7 .......................
21609–90–5 .................
541–25–3 .....................
58–89–9 .......................
7580–67–8 ...................
109–77–3 .....................
12108–13–3 .................
51–75–2 .......................
950–10–7 .....................
Diphosphoramide, Octamethyl- ..........................................................
Disulfoton ............................................................................................
Dithiazanine Iodide .............................................................................
Dithiobiuret ..........................................................................................
Emetine, Dihydrochloride ....................................................................
Endosulfan ..........................................................................................
Endothion ............................................................................................
Endrin ..................................................................................................
Epichlorohydrin ...................................................................................
EPN .....................................................................................................
Ergocalciferol ......................................................................................
Ergotamine Tartrate ............................................................................
Ethanesulfonyl Chloride, 2-Chloro- .....................................................
Ethanol, 1,2-Dichloro-, Acetate ...........................................................
Ethion ..................................................................................................
Ethoprophos ........................................................................................
Ethylbis(2-Chloroethyl)Amine ..............................................................
Ethylene Fluorohydrin .........................................................................
Ethylene Oxide ....................................................................................
Ethylenediamine ..................................................................................
Ethyleneimine ......................................................................................
Ethylthiocyanate ..................................................................................
Fenamiphos ........................................................................................
Fensulfothion .......................................................................................
Fluenetil ...............................................................................................
Fluorine ...............................................................................................
Fluoroacetamide .................................................................................
Fluoroacetic Acid ................................................................................
Fluoroacetyl Chloride ..........................................................................
Fluorouracil .........................................................................................
Fonofos ...............................................................................................
Formaldehyde .....................................................................................
Formaldehyde Cyanohydrin ................................................................
Formetanate Hydrochloride ................................................................
Formothion ..........................................................................................
Formparanate ......................................................................................
Fosthietan ...........................................................................................
Fuberidazole .......................................................................................
Furan ...................................................................................................
Gallium Trichloride ..............................................................................
Hexachlorocyclopentadiene ................................................................
Hexamethylenediamine, N,N′-Dibutyl- ................................................
Hydrazine ............................................................................................
Hydrocyanic Acid ................................................................................
Hydrogen Chloride (gas only) .............................................................
Hydrogen Fluoride ..............................................................................
Hydrogen Peroxide (Conc > 52%) ......................................................
Hydrogen Selenide .............................................................................
Hydrogen Sulfide ................................................................................
Hydroquinone ......................................................................................
Iron, Pentacarbonyl- ............................................................................
Isobenzan ............................................................................................
Isobutyronitrile .....................................................................................
Isocyanic Acid, 3,4-Dichlorophenyl Ester ...........................................
Isodrin .................................................................................................
Isofluorphate .......................................................................................
Isophorone Diisocyanate ....................................................................
Isopropyl Chloroformate ......................................................................
Isopropylmethyl-pyrazolyl Dimethylcarbamate ...................................
Lactonitrile ...........................................................................................
Leptophos ...........................................................................................
Lewisite ...............................................................................................
Lindane ...............................................................................................
Lithium Hydride ...................................................................................
Malononitrile ........................................................................................
Manganese, Tricarbonyl Methylcyclopentadienyl ...............................
Mechlorethamine .................................................................................
Mephosfolan ........................................................................................
................
................
................
................
d .............
................
................
................
f ..............
................
b .............
................
................
................
................
................
d .............
b, d .........
f ..............
................
................
................
................
d .............
................
e .............
................
................
b .............
................
................
f ..............
d .............
d .............
................
................
................
................
................
................
d .............
................
................
................
f ..............
................
f ..............
................
f ..............
f ..............
................
................
d .............
................
................
b .............
g .............
................
................
................
................
b, d .........
................
a .............
................
d .............
b .............
................
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03NOR2
100
1
500
100
1
1
500
1
100
100
1,000
500
500
1,000
10
1,000
500
10
10
5,000
1
10,000
10
500
100
10
100
10
10
500
500
100
1,000
100
100
100
500
100
100
500
10
500
1
10
5,000
100
1,000
10
100
100
100
100
1,000
500
1
100
500
1,000
100
1,000
500
10
1
100
1,000
100
10
500
Threshold planning quantity
(pounds)
100
500
500/10,000
100/10,000
1/10,000
10/10,000
500/10,000
500/10,000
1,000
100/10,000
1,000/10,000
500/10,000
500
1,000
1,000
1,000
500
10
1,000
10,000
500
10,000
10/10,000
500
100/10,000
500
100/10,000
10/10,000
10
500/10,000
500
500
1,000
500/10,000
100
100/10,000
500
100/10,000
500
500/10,000
100
500
1,000
100
500
100
1,000
10
500
500/10,000
100
100/10,000
1,000
500/10,000
100/10,000
100
500
1,000
500
1,000
500/10,000
10
1,000/10,000
100
500/10,000
100
10
500
65470
Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
APPENDIX A TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[Alphabetical Order]
Reportable
quantity *
(pounds)
jlentini on PROD1PC65 with RULES2
CAS No.
Chemical name
Notes
1600–27–7 ...................
7487–94–7 ...................
21908–53–2 .................
10476–95–6 .................
760–93–0 .....................
126–98–7 .....................
920–46–7 .....................
30674–80–7 .................
10265–92–6 .................
558–25–8 .....................
950–37–8 .....................
2032–65–7 ...................
16752–77–5 .................
151–38–2 .....................
80–63–7 .......................
74–83–9 .......................
79–22–1 .......................
60–34–4 .......................
624–83–9 .....................
556–61–6 .....................
74–93–1 .......................
3735–23–7 ...................
676–97–1 .....................
556–64–9 .....................
78–94–4 .......................
502–39–6 .....................
75–79–6 .......................
1129–41–5 ...................
7786–34–7 ...................
315–18–4 .....................
50–07–7 .......................
6923–22–4 ...................
2763–96–4 ...................
505–60–2 .....................
13463–39–3 .................
54–11–5 .......................
65–30–5 .......................
7697–37–2 ...................
10102–43–9 .................
98–95–3 .......................
1122–60–7 ...................
10102–44–0 .................
62–75–9 .......................
991–42–4 .....................
0 ...................................
630–60–4 .....................
23135–22–0 .................
78–71–7 .......................
2497–07–6 ...................
10028–15–6 .................
1910–42–5 ...................
2074–50–2 ...................
56–38–2 .......................
298–00–0 .....................
12002–03–8 .................
19624–22–7 .................
2570–26–5 ...................
79–21–0 .......................
594–42–3 .....................
108–95–2 .....................
4418–66–0 ...................
64–00–6 .......................
58–36–6 .......................
696–28–6 .....................
59–88–1 .......................
62–38–4 .......................
2097–19–0 ...................
103–85–5 .....................
Mercuric Acetate .................................................................................
Mercuric Chloride ................................................................................
Mercuric Oxide ....................................................................................
Methacrolein Diacetate .......................................................................
Methacrylic Anhydride .........................................................................
Methacrylonitrile ..................................................................................
Methacryloyl Chloride .........................................................................
Methacryloyloxyethyl Isocyanate ........................................................
Methamidophos ...................................................................................
Methanesulfonyl Fluoride ....................................................................
Methidathion ........................................................................................
Methiocarb ..........................................................................................
Methomyl .............................................................................................
Methoxyethylmercuric Acetate ............................................................
Methyl 2-Chloroacrylate ......................................................................
Methyl Bromide ...................................................................................
Methyl Chloroformate ..........................................................................
Methyl Hydrazine ................................................................................
Methyl Isocyanate ...............................................................................
Methyl Isothiocyanate .........................................................................
Methyl Mercaptan ...............................................................................
Methyl Phenkapton .............................................................................
Methyl Phosphonic Dichloride ............................................................
Methyl Thiocyanate .............................................................................
Methyl Vinyl Ketone ............................................................................
Methylmercuric Dicyanamide ..............................................................
Methyltrichlorosilane ...........................................................................
Metolcarb ............................................................................................
Mevinphos ...........................................................................................
Mexacarbate .......................................................................................
Mitomycin C ........................................................................................
Monocrotophos ...................................................................................
Muscimol .............................................................................................
Mustard Gas .......................................................................................
Nickel Carbonyl ...................................................................................
Nicotine ...............................................................................................
Nicotine Sulfate ...................................................................................
Nitric Acid ............................................................................................
Nitric Oxide .........................................................................................
Nitrobenzene .......................................................................................
Nitrocyclohexane .................................................................................
Nitrogen Dioxide .................................................................................
Nitrosodimethylamine ..........................................................................
Norbormide .........................................................................................
Organorhodium Complex (PMN–82–147) ..........................................
Ouabain ...............................................................................................
Oxamyl ................................................................................................
Oxetane, 3,3-Bis(Chloromethyl)- ........................................................
Oxydisulfoton ......................................................................................
Ozone ..................................................................................................
Paraquat Dichloride ............................................................................
Paraquat Methosulfate ........................................................................
Parathion .............................................................................................
Parathion-Methyl .................................................................................
Paris Green .........................................................................................
Pentaborane ........................................................................................
Pentadecylamine .................................................................................
Peracetic Acid .....................................................................................
Perchloromethylmercaptan .................................................................
Phenol .................................................................................................
Phenol, 2,2′-Thiobis(4-Chloro-6-Methyl)- ............................................
Phenol, 3-(1-Methylethyl)-, Methylcarbamate .....................................
Phenoxarsine, 10,10′-Oxydi- ...............................................................
Phenyl Dichloroarsine .........................................................................
Phenylhydrazine Hydrochloride ..........................................................
Phenylmercury Acetate .......................................................................
Phenylsilatrane ....................................................................................
Phenylthiourea ....................................................................................
................
................
................
................
................
d .............
................
d .............
................
................
................
................
d .............
................
................
f ..............
d .............
................
................
a .............
f ..............
................
a .............
................
................
................
d .............
................
................
d .............
................
................
................
d .............
................
b .............
................
................
b .............
f ..............
................
................
d .............
................
................
b .............
................
................
d .............
................
................
................
b .............
b .............
................
................
................
................
................
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................
d .............
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d .............
................
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03NOR2
500
500
500
1,000
500
1,000
100
100
100
1,000
500
10
100
500
500
1,000
1,000
10
10
500
100
500
100
10,000
10
500
500
1,000
10
1,000
10
10
1,000
500
10
100
100
1,000
10
1,000
500
10
10
100
10
100
100
500
500
100
10
10
10
100
1
500
100
500
100
1,000
100
10
500
1
1,000
100
100
100
Threshold planning quantity
(pounds)
500/10,000
500/10,000
500/10,000
1,000
500
500
100
100
100/10,000
1,000
500/10,000
500/10,000
500/10,000
500/10,000
500
1,000
500
500
500
500
500
500
100
10,000
10
500/10,000
500
100/10,000
500
500/10,000
500/10,000
10/10,000
500/10,000
500
1
100
100/10,000
1,000
100
10,000
500
100
1,000
100/10,000
10/10,000
100/10,000
100/10,000
500
500
100
10/10,000
10/10,000
100
100/10,000
500/10,000
500
100/10,000
500
500
500/10,000
100/10,000
500/10,000
500/10,000
500
1,000/10,000
500/10,000
100/10,000
100/10,000
Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
65471
APPENDIX A TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[Alphabetical Order]
Reportable
quantity *
(pounds)
Threshold planning quantity
(pounds)
CAS No.
Chemical name
Notes
298–02–2 .....................
4104–14–7 ...................
947–02–4 .....................
75–44–5 .......................
13171–21–6 .................
7803–51–2 ...................
2703–13–1 ...................
Phorate ................................................................................................
Phosacetim .........................................................................................
Phosfolan ............................................................................................
Phosgene ............................................................................................
Phosphamidon ....................................................................................
Phosphine ...........................................................................................
Phosphonothioic Acid, Methyl-, O-Ethyl O-(4-(Methylthio) Phenyl)
Ester.
Phosphonothioic Acid, Methyl-, S-(2-(Bis(1Methylethyl)Amino)Ethyl)
O-Ethyl Ester.
Phosphonothioic Acid, Methyl-, O-(4-Nitrophenyl) O-Phenyl Ester ....
Phosphoric Acid, Dimethyl 4-(Methylthio)Phenyl Ester ......................
Phosphorothioic Acid, O,O-Dimethyl-S-(2-Methylthio) Ethyl Ester .....
Phosphorus .........................................................................................
Phosphorus Oxychloride .....................................................................
Phosphorus Pentachloride ..................................................................
Phosphorus Trichloride .......................................................................
Physostigmine .....................................................................................
Physostigmine, Salicylate (1:1) ...........................................................
Picrotoxin ............................................................................................
Piperidine ............................................................................................
Pirimifos-Ethyl .....................................................................................
Potassium Arsenite .............................................................................
Potassium Cyanide .............................................................................
Potassium Silver Cyanide ...................................................................
Promecarb ...........................................................................................
Propargyl Bromide ..............................................................................
Propiolactone, Beta- ...........................................................................
Propionitrile .........................................................................................
Propionitrile, 3-Chloro- ........................................................................
Propiophenone, 4-Amino- ...................................................................
Propyl Chloroformate ..........................................................................
Propylene Oxide .................................................................................
Propyleneimine ...................................................................................
Prothoate .............................................................................................
Pyrene .................................................................................................
Pyridine, 2-Methyl-5-Vinyl- ..................................................................
Pyridine, 4-Amino- ..............................................................................
Pyridine, 4-Nitro-,l-Oxide .....................................................................
Pyriminil ...............................................................................................
Salcomine ...........................................................................................
Sarin ....................................................................................................
Selenious Acid ....................................................................................
Selenium Oxychloride .........................................................................
Semicarbazide Hydrochloride .............................................................
Silane, (4-Aminobutyl)Diethoxymethyl- ...............................................
Sodium Arsenate ................................................................................
Sodium Arsenite ..................................................................................
Sodium Azide (Na(N3)) .......................................................................
Sodium Cacodylate .............................................................................
Sodium Cyanide (Na(CN)) ..................................................................
Sodium Fluoroacetate .........................................................................
Sodium Selenate .................................................................................
Sodium Selenite ..................................................................................
Sodium Tellurite ..................................................................................
Stannane, Acetoxytriphenyl- ...............................................................
Strychnine ...........................................................................................
Strychnine Sulfate ...............................................................................
Sulfotep ...............................................................................................
Sulfoxide, 3-Chloropropyl Octyl ..........................................................
Sulfur Dioxide ......................................................................................
Sulfur Tetrafluoride .............................................................................
Sulfur Trioxide .....................................................................................
Sulfuric Acid ........................................................................................
Tabun ..................................................................................................
Tellurium Hexafluoride ........................................................................
TEPP ...................................................................................................
Terbufos ..............................................................................................
................
................
................
f ..............
................
................
................
10
100
100
10
100
100
500
10
100/10,000
100/10,000
10
100
500
500
................
100
100
................
................
b, c .........
a, d .........
................
a .............
................
................
................
................
................
................
................
a .............
a .............
d .............
................
................
................
................
c .............
................
f ..............
................
................
b .............
................
d .............
................
d .............
................
d .............
................
................
................
................
................
................
a .............
................
a .............
................
................
d .............
................
c .............
b .............
................
................
................
f ..............
................
a .............
................
b, d ........
e .............
................
d .............
500
500
500
1
1,000
500
1,000
100
100
500
1,000
1,000
1
10
1
1,000
10
10
10
1,000
100
500
100
1
100
5,000
500
1,000
500
100
500
10
10
500
1,000
1,000 1,00
1
1
1,000
100
10
10
100
100
500
500
10
10
100
500
500
100
100
1,000
10
100
10
100
500
500
500
100
500
500
1,000
100/10,000
100/10,000
500/10,000
1,000
1,000
500/10,000
100
500
500/10,000
10
500
500
1,000
100/10,000
500
10,000
10,000
100/10,000
1,000/10,000
500
500/10,000
500/10,000
100/10,000
500/10,000
10
1,000/10,000
500
1,000/10,000
0
1,000/10,000
500/10,000
500
100/10,000
100
10/10,000
100/10,000
100/10,000
500/10,000
500/10,000
100/10,000
100/10,000
500
500
500
100
100
1,000
10
100
100
100
jlentini on PROD1PC65 with RULES2
50782–69–9 .................
2665–30–7 ...................
3254–63–5 ...................
2587–90–8 ...................
7723–14–0 ...................
10025–87–3 .................
10026–13–8 .................
7719–12–2 ...................
57–47–6 .......................
57–64–7 .......................
124–87–8 .....................
110–89–4 .....................
23505–41–1 .................
10124–50–2 .................
151–50–8 .....................
506–61–6 .....................
2631–37–0 ...................
106–96–7 .....................
57–57–8 .......................
107–12–0 .....................
542–76–7 .....................
70–69–9 .......................
109–61–5 .....................
75–56–9 .......................
75–55–8 .......................
2275–18–5 ...................
129–00–0 .....................
140–76–1 .....................
504–24–5 .....................
1124–33–0 ...................
53558–25–1 .................
14167–18–1 .................
107–44–8 .....................
7783–00–8 ...................
7791–23–3 ...................
563–41–7 .....................
3037–72–7 ...................
7631–89–2 ...................
7784–46–5 ...................
26628–22–8 .................
124–65–2 .....................
143–33–9 .....................
62–74–8 .......................
13410–01–0 .................
10102–18–8 .................
10102–20–2 .................
900–95–8 .....................
57–24–9 .......................
60–41–3 .......................
3689–24–5 ...................
3569–57–1 ...................
7446–09–5 ...................
7783–60–0 ...................
7446–11–9 ...................
7664–93–9 ...................
77–81–6 .......................
7783–80–4 ...................
107–49–3 .....................
13071–79–9 .................
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65472
Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
APPENDIX A TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[Alphabetical Order]
Reportable
quantity *
(pounds)
Threshold planning quantity
(pounds)
CAS No.
Chemical name
Notes
78–00–2 .......................
597–64–8 .....................
75–74–1 .......................
509–14–8 .....................
10031–59–1 .................
6533–73–9 ...................
7791–12–0 ...................
2757–18–8 ...................
7446–18–6 ...................
2231–57–4 ...................
39196–18–4 .................
297–97–2 .....................
108–98–5 .....................
79–19–6 .......................
5344–82–1 ...................
614–78–8 .....................
7550–45–0 ...................
584–84–9 .....................
91–08–7 .......................
110–57–6 .....................
1031–47–6 ...................
24017–47–8 .................
76–02–8 .......................
115–21–9 .....................
327–98–0 .....................
98–13–5 .......................
1558–25–4 ...................
27137–85–5 .................
998–30–1 .....................
75–77–4 .......................
824–11–3 .....................
1066–45–1 ...................
639–58–7 .....................
555–77–1 .....................
2001–95–8 ...................
1314–62–1 ...................
108–05–4 .....................
81–81–2 .......................
129–06–6 .....................
28347–13–9 .................
58270–08–9 .................
Tetraethyllead .....................................................................................
Tetraethyltin ........................................................................................
Tetramethyllead ..................................................................................
Tetranitromethane ...............................................................................
Thallium Sulfate ..................................................................................
Thallous Carbonate .............................................................................
Thallous Chloride ................................................................................
Thallous Malonate ...............................................................................
Thallous Sulfate ..................................................................................
Thiocarbazide ......................................................................................
Thiofanox ............................................................................................
Thionazin .............................................................................................
Thiophenol ..........................................................................................
Thiosemicarbazide ..............................................................................
Thiourea, (2-Chlorophenyl)- ................................................................
Thiourea, (2-Methylphenyl)- ................................................................
Titanium Tetrachloride ........................................................................
Toluene 2,4-Diisocyanate ...................................................................
Toluene 2,6-Diisocyanate ...................................................................
Trans-1,4-Dichlorobutene ...................................................................
Triamiphos ..........................................................................................
Triazofos .............................................................................................
Trichloroacetyl Chloride ......................................................................
Trichloroethylsilane .............................................................................
Trichloronate .......................................................................................
Trichlorophenylsilane ..........................................................................
Trichloro(Chloromethyl)Silane .............................................................
Trichloro(Dichlorophenyl) Silane .........................................................
Triethoxysilane ....................................................................................
Trimethylchlorosilane ..........................................................................
Trimethylolpropane Phosphite ............................................................
Trimethyltin Chloride ...........................................................................
Triphenyltin Chloride ...........................................................................
Tris(2-Chloroethyl)Amine ....................................................................
Valinomycin .........................................................................................
Vanadium Pentoxide ...........................................................................
Vinyl Acetate Monomer .......................................................................
Warfarin ...............................................................................................
Warfarin Sodium .................................................................................
Xylylene Dichloride .............................................................................
Zinc,
Dichloro(4,4-Dimethyl-5((((Methylamino)Carbonyl)
Oxy)Imino)Pentanenitrile)-, (T-4)-.
Zinc Phosphide ...................................................................................
b .............
b .............
b, f ..........
................
d .............
b, d .........
b, d .........
b, d .........
................
................
................
................
................
................
................
................
................
................
................
................
................
................
................
d .............
e .............
d .............
................
................
................
................
d .............
................
................
d .............
b .............
................
f ..............
................
d .............
................
................
10
100
100
10
100
100
100
100
100
1,000
100
100
100
100
100
500
1,000
100
100
500
500
500
500
500
500
500
100
500
500
1,000
100
500
500
100
1,000
1,000
5,000
100
100
100
100
100
100
100
500
100/10,000
100/10,000
100/10,000
100/10,000
100/10,000
1,000/10,000
100/10,000
500
500
100/10,000
100/10,000
500/10,000
100
500
100
500
500/10,000
500
500
500
500
500
100
500
500
1,000
100/10,000
500/10,000
500/10,000
100
1,000/10,000
100/10,000
1,000
500/10,000
100/10,000
100/10,000
100/10,000
a .............
100
500
1314–84–7 ...................
* Only the statutory or final RQ is shown. For more information, see 40 CFR 355.61.
Notes:
a. This material is a reactive solid. The TPQ does not default to 10,000 pounds for non-powder, non-molten, non-solution form.
b. The calculated TPQ changed after technical review as described in a technical support document for the final rule, April 22, 1987.
c. Chemicals added by final rule, April 22, 1987.
d. Revised TPQ based on new or re-evaluated toxicity data, April 22, 1987.
e. The TPQ was revised due to calculation error, April 22, 1987.
f. Chemicals on the original list that do not meet toxicity criteria but because of their acute lethality, high production volume and known risk are
considered chemicals of concern (‘‘Other chemicals’’), November 17, 1986 and February 15, 1990.
g. The TPQ was recalculated (September 8, 2003) since it was mistakenly calculated in the April 22, 1987 final rule under the wrong assumption that this chemical is a reactive solid, when in fact it is a liquid. RQ for this chemical was adjusted on September 11, 2006.
APPENDIX B TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES
[CAS Number Order]
Reportable
quantity *
(pounds)
jlentini on PROD1PC65 with RULES2
CAS No.
Chemical name
Notes
0 ...................................
50–00–0 .......................
50–07–7 .......................
50–14–6 .......................
Organorhodium Complex (PMN–82–147) ..........................................
Formaldehyde .....................................................................................
Mitomycin C ........................................................................................
Ergocalciferol ......................................................................................
................
f ..............
................
b .............
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10
100
10
1,000
Threshold planning quantity
(pounds)
10/10,000
500
500/10,000
1,000/10,000
Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
65473
APPENDIX B TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[CAS Number Order]
jlentini on PROD1PC65 with RULES2
CAS No.
51–21–8
51–75–2
51–83–2
54–11–5
54–62–6
55–91–4
56–25–7
56–38–2
56–72–4
57–14–7
57–24–9
57–47–6
57–57–8
57–64–7
57–74–9
58–36–6
58–89–9
59–88–1
60–34–4
60–41–3
60–51–5
62–38–4
62–53–3
62–73–7
62–74–8
62–75–9
64–00–6
64–86–8
65–30–5
66–81–9
67–66–3
70–69–9
71–63–6
72–20–8
74–83–9
74–90–8
74–93–1
75–15–0
75–21–8
75–44–5
75–55–8
75–56–9
75–74–1
75–77–4
75–78–5
75–79–6
75–86–5
76–02–8
77–47–4
77–78–1
77–81–6
78–00–2
78–34–2
78–53–5
78–71–7
78–82–0
78–94–4
78–97–7
79–06–1
79–11–8
79–19–6
79–21–0
79–22–1
80–63–7
81–81–2
82–66–6
86–50–0
86–88–4
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
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.......................
.......................
.......................
.......................
.......................
.......................
.......................
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.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
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.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
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.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
VerDate Aug<31>2005
Reportable
quantity *
(pounds)
Chemical name
Notes
Fluorouracil .........................................................................................
Mechlorethamine .................................................................................
Carbachol Chloride .............................................................................
Nicotine ...............................................................................................
Aminopterin .........................................................................................
Isofluorphate .......................................................................................
Cantharidin ..........................................................................................
Parathion .............................................................................................
Coumaphos .........................................................................................
Dimethylhydrazine ...............................................................................
Strychnine ...........................................................................................
Physostigmine .....................................................................................
Propiolactone, Beta- ...........................................................................
Physostigmine, Salicylate (1:1) ...........................................................
Chlordane ............................................................................................
Phenoxarsine, 10,10′-Oxydi- ...............................................................
Lindane ...............................................................................................
Phenylhydrazine Hydrochloride ..........................................................
Methyl Hydrazine ................................................................................
Strychnine sulfate ...............................................................................
Dimethoate ..........................................................................................
Phenylmercury Acetate .......................................................................
Aniline .................................................................................................
Dichlorvos ...........................................................................................
Sodium Fluoroacetate .........................................................................
Nitrosodimethylamine ..........................................................................
Phenol, 3-(1-Methylethyl)-, Methylcarbamate .....................................
Colchicine ............................................................................................
Nicotine sulfate ...................................................................................
Cycloheximide .....................................................................................
Chloroform ..........................................................................................
Propiophenone, 4-Amino- ...................................................................
Digitoxin ..............................................................................................
Endrin ..................................................................................................
Methyl Bromide ...................................................................................
Hydrocyanic Acid ................................................................................
Methyl Mercaptan ...............................................................................
Carbon Disulfide .................................................................................
Ethylene Oxide ....................................................................................
Phosgene ............................................................................................
Propyleneimine ...................................................................................
Propylene Oxide .................................................................................
Tetramethyllead ..................................................................................
Trimethylchlorosilane ..........................................................................
Dimethyldichlorosilane ........................................................................
Methyltrichlorosilane ...........................................................................
Acetone Cyanohydrin ..........................................................................
Trichloroacetyl Chloride ......................................................................
Hexachlorocyclopentadiene ................................................................
Dimethyl Sulfate ..................................................................................
Tabun ..................................................................................................
Tetraethyllead .....................................................................................
Dioxathion ...........................................................................................
Amiton .................................................................................................
Oxetane, 3,3-Bis(Chloromethyl)- ........................................................
Isobutyronitrile .....................................................................................
Methyl Vinyl Ketone ............................................................................
Lactonitrile ...........................................................................................
Acrylamide ..........................................................................................
Chloroacetic Acid ................................................................................
Thiosemicarbazide ..............................................................................
Peracetic Acid .....................................................................................
Methyl Chloroformate ..........................................................................
Methyl 2-Chloroacrylate ......................................................................
Warfarin ...............................................................................................
Diphacinone ........................................................................................
Azinphos-Methyl ..................................................................................
ANTU ..................................................................................................
................
b .............
................
b .............
................
b .............
................
b .............
................
................
b .............
................
................
................
................
................
................
................
................
................
................
................
f ..............
................
................
d .............
................
d .............
................
................
f ..............
c .............
b .............
................
f ..............
................
f ..............
f ..............
f ..............
f ..............
................
f ..............
b, f ..........
................
d .............
d .............
................
................
d .............
................
b, d ........
b .............
................
................
................
d .............
................
................
f ..............
................
................
................
d .............
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................
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................
................
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03NOR2
500
10
500
100
500
100
100
10
10
10
10
100
10
100
1
500
1
1,000
10
10
10
100
5,000
10
10
10
10
10
100
100
10
100
100
1
1,000
10
100
100
10
10
1
100
100
1,000
500
500
10
500
10
100
10
10
500
500
500
1,000
10
1,000
5,000
100
100
500
1,000
500
100
10
1
100
Threshold planning quantity
(pounds)
500/10,000
10
500/10,000
100
500/10,000
100
100/10,000
100
100/10,000
1,000
100/10,000
100/10,000
500
100/10,000
1,000
500/10,000
1,000/10,000
1,000/10,000
500
100/10,000
500/10,000
500/10,000
1,000
1,000
10/10,000
1,000
500/10,000
10/10,000
100/10,000
100/10,000
10,000
100/10,000
100/10,000
500/10,000
1,000
100
500
10,000
1,000
10
10,000
10,000
100
1,000
500
500
1,000
500
100
500
10
100
500
500
500
1,000
10
1,000
1,000/10,000
100/10,000
100/10,000
500
500
500
500/10,000
10/10,000
10/10,000
500/10,000
65474
Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
APPENDIX B TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[CAS Number Order]
Reportable
quantity *
(pounds)
jlentini on PROD1PC65 with RULES2
CAS No.
Chemical name
Notes
88–05–1 .......................
88–85–7 .......................
91–08–7 .......................
95–48–7 .......................
98–05–5 .......................
98–07–7 .......................
98–13–5 .......................
98–16–8 .......................
98–87–3 .......................
98–95–3 .......................
99–98–9 .......................
100–14–1 .....................
100–44–7 .....................
102–36–3 .....................
103–85–5 .....................
106–89–8 .....................
106–96–7 .....................
107–02–8 .....................
107–07–3 .....................
107–11–9 .....................
107–12–0 .....................
107–13–1 .....................
107–15–3 .....................
107–16–4 .....................
107–18–6 .....................
107–30–2 .....................
107–44–8 .....................
107–49–3 .....................
108–05–4 .....................
108–23–6 .....................
108–91–8 .....................
108–95–2 .....................
108–98–5 .....................
109–61–5 .....................
109–77–3 .....................
110–00–9 .....................
110–57–6 .....................
110–89–4 .....................
111–44–4 .....................
111–69–3 .....................
115–21–9 .....................
115–26–4 .....................
115–29–7 .....................
115–90–2 .....................
116–06–3 .....................
119–38–0 .....................
123–31–9 .....................
123–73–9 .....................
124–65–2 .....................
124–87–8 .....................
126–98–7 .....................
129–00–0 .....................
129–06–6 .....................
140–29–4 .....................
140–76–1 .....................
141–66–2 .....................
143–33–9 .....................
144–49–0 .....................
149–74–6 .....................
151–38–2 .....................
151–50–8 .....................
151–56–4 .....................
152–16–9 .....................
297–78–9 .....................
297–97–2 .....................
298–00–0 .....................
298–02–2 .....................
298–04–4 .....................
Aniline, 2,4,6-Trimethyl- ......................................................................
Dinoseb ...............................................................................................
Toluene 2,6-Diisocyanate ...................................................................
Cresol, o- ............................................................................................
Benzenearsonic Acid ..........................................................................
Benzotrichloride ..................................................................................
Trichlorophenylsilane ..........................................................................
Benzenamine, 3-(Trifluoromethyl)- .....................................................
Benzal Chloride ...................................................................................
Nitrobenzene .......................................................................................
Dimethyl-p-Phenylenediamine ............................................................
Benzene, 1-(Chloromethyl)-4-Nitro- ....................................................
Benzyl Chloride ...................................................................................
Isocyanic Acid, 3,4-Dichlorophenyl Ester ...........................................
Phenylthiourea ....................................................................................
Epichlorohydrin ...................................................................................
Propargyl Bromide ..............................................................................
Acrolein ...............................................................................................
Chloroethanol ......................................................................................
Allylamine ............................................................................................
Propionitrile .........................................................................................
Acrylonitrile ..........................................................................................
Ethylenediamine ..................................................................................
Formaldehyde Cyanohydrin ................................................................
Allyl Alcohol .........................................................................................
Chloromethyl Methyl Ether .................................................................
Sarin ....................................................................................................
TEPP ...................................................................................................
Vinyl Acetate Monomer .......................................................................
Isopropyl Chloroformate ......................................................................
Cyclohexylamine .................................................................................
Phenol .................................................................................................
Thiophenol ..........................................................................................
Propyl Chloroformate ..........................................................................
Malononitrile ........................................................................................
Furan ...................................................................................................
Trans-1,4-Dichlorobutene ...................................................................
Piperidine ............................................................................................
Dichloroethyl Ether ..............................................................................
Adiponitrile ..........................................................................................
Trichloroethylsilane .............................................................................
Dimefox ...............................................................................................
Endosulfan ..........................................................................................
Fensulfothion .......................................................................................
Aldicarb ...............................................................................................
Isopropylmethyl-pyrazolyl Dimethylcarbamate ...................................
Hydroquinone ......................................................................................
Crotonaldehyde, (E)- ...........................................................................
Sodium Cacodylate .............................................................................
Picrotoxin ............................................................................................
Methacrylonitrile ..................................................................................
Pyrene .................................................................................................
Warfarin Sodium .................................................................................
Benzyl Cyanide ...................................................................................
Pyridine, 2-Methyl-5-Vinyl- ..................................................................
Dicrotophos .........................................................................................
Sodium Cyanide (Na(CN)) ..................................................................
Fluoroacetic Acid ................................................................................
Dichloromethylphenylsilane ................................................................
Methoxyethylmercuric Acetate ............................................................
Potassium Cyanide .............................................................................
Ethyleneimine ......................................................................................
Diphosphoramide, Octamethyl- ..........................................................
Isobenzan ............................................................................................
Thionazin .............................................................................................
Parathion-Methyl .................................................................................
Phorate ................................................................................................
Disulfoton ............................................................................................
................
................
................
................
................
................
d .............
................
................
f ..............
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03NOR2
500
1,000
100
100
10
10
500
500
5,000
1,000
10
500
100
500
100
100
10
1
500
500
10
100
5,000
1,000
100
10
10
10
5,000
1,000
10,000
1,000
100
500
1,000
100
500
1,000
10
1,000
500
500
1
500
1
100
100
100
100
500
1,000
5,000
100
500
500
100
10
10
1,000
500
10
1
100
100
100
100
10
1
Threshold planning quantity
(pounds)
500
100/10,000
100
1,000/10,000
10/10,000
100
500
500
500
10,000
10/10,000
500/10,000
500
500/10,000
100/10,000
1,000
10
500
500
500
500
10,000
10,000
1,000
1,000
100
10
100
1,000
1,000
10,000
500/10,000
500
500
500/10,000
500
500
1,000
10,000
1,000
500
500
10/10,000
500
100/10,000
500
500/10,000
1,000
100/10,000
500/10,000
500
1,000/10,000
100/10,000
500
500
100
100
10/10,000
1,000
500/10,000
100
500
100
100/10,000
500
100/10,000
10
500
Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
65475
APPENDIX B TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[CAS Number Order]
Reportable
quantity *
(pounds)
jlentini on PROD1PC65 with RULES2
CAS No.
Chemical name
Notes
300–62–9 .....................
302–01–2 .....................
309–00–2 .....................
315–18–4 .....................
316–42–7 .....................
327–98–0 .....................
353–42–4 .....................
359–06–8 .....................
371–62–0 .....................
379–79–3 .....................
465–73–6 .....................
470–90–6 .....................
502–39–6 .....................
504–24–5 .....................
505–60–2 .....................
506–61–6 .....................
506–68–3 .....................
506–78–5 .....................
509–14–8 .....................
514–73–8 .....................
534–07–6 .....................
534–52–1 .....................
535–89–7 .....................
538–07–8 .....................
541–25–3 .....................
541–53–7 .....................
542–76–7 .....................
542–88–1 .....................
542–90–5 .....................
555–77–1 .....................
556–61–6 .....................
556–64–9 .....................
558–25–8 .....................
563–12–2 .....................
563–41–7 .....................
584–84–9 .....................
594–42–3 .....................
597–64–8 .....................
614–78–8 .....................
624–83–9 .....................
627–11–2 .....................
630–60–4 .....................
639–58–7 .....................
640–19–7 .....................
644–64–4 .....................
675–14–9 .....................
676–97–1 .....................
696–28–6 .....................
760–93–0 .....................
786–19–6 .....................
814–49–3 .....................
814–68–6 .....................
824–11–3 .....................
900–95–8 .....................
919–86–8 .....................
920–46–7 .....................
944–22–9 .....................
947–02–4 .....................
950–10–7 .....................
950–37–8 .....................
991–42–4 .....................
998–30–1 .....................
999–81–5 .....................
1031–47–6 ...................
1066–45–1 ...................
1122–60–7 ...................
1124–33–0 ...................
1129–41–5 ...................
Amphetamine ......................................................................................
Hydrazine ............................................................................................
Aldrin ...................................................................................................
Mexacarbate .......................................................................................
Emetine, Dihydrochloride ....................................................................
Trichloronate .......................................................................................
Boron Trifluoride Compound With Methyl Ether (1:1) ........................
Fluoroacetyl Chloride ..........................................................................
Ethylene Fluorohydrin .........................................................................
Ergotamine Tartrate ............................................................................
Isodrin .................................................................................................
Chlorfenvinfos .....................................................................................
Methylmercuric Dicyanamide ..............................................................
Pyridine, 4-Amino- ..............................................................................
Mustard Gas .......................................................................................
Potassium Silver Cyanide ...................................................................
Cyanogen Bromide .............................................................................
Cyanogen Iodide .................................................................................
Tetranitromethane ...............................................................................
Dithiazanine Iodide .............................................................................
Bis(Chloromethyl) Ketone ...................................................................
Dinitrocresol ........................................................................................
Crimidine .............................................................................................
Ethylbis(2-Chloroethyl)Amine ..............................................................
Lewisite ...............................................................................................
Dithiobiuret ..........................................................................................
Propionitrile, 3-Chloro- ........................................................................
Chloromethyl Ether .............................................................................
Ethylthiocyanate ..................................................................................
Tris(2-Chloroethyl)Amine ....................................................................
Methyl Isothiocyanate .........................................................................
Methyl Thiocyanate .............................................................................
Methanesulfonyl Fluoride ....................................................................
Ethion ..................................................................................................
Semicarbazide Hydrochloride .............................................................
Toluene 2,4-Diisocyanate ...................................................................
Perchloromethylmercaptan .................................................................
Tetraethyltin ........................................................................................
Thiourea, (2-Methylphenyl)- ................................................................
Methyl Isocyanate ...............................................................................
Chloroethyl Chloroformate ..................................................................
Ouabain ...............................................................................................
Triphenyltin Chloride ...........................................................................
Fluoroacetamide .................................................................................
Dimetilan .............................................................................................
Cyanuric Fluoride ................................................................................
Methyl Phosphonic Dichloride ............................................................
Phenyl Dichloroarsine .........................................................................
Methacrylic Anhydride .........................................................................
Carbophenothion .................................................................................
Diethyl Chlorophosphate .....................................................................
Acrylyl Chloride ...................................................................................
Trimethylolpropane Phosphite ............................................................
Stannane, Acetoxytriphenyl- ...............................................................
Demeton-S-Methyl ..............................................................................
Methacryloyl Chloride .........................................................................
Fonofos ...............................................................................................
Phosfolan ............................................................................................
Mephosfolan ........................................................................................
Methidathion ........................................................................................
Norbormide .........................................................................................
Triethoxysilane ....................................................................................
Chlormequat Chloride .........................................................................
Triamiphos ..........................................................................................
Trimethyltin Chloride ...........................................................................
Nitrocyclohexane .................................................................................
Pyridine, 4-Nitro-,1-Oxide ...................................................................
Metolcarb ............................................................................................
................
................
................
................
d .............
e .............
................
b .............
b, d .........
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03NOR2
1,000
1
1
1,000
1
500
1,000
10
10
500
1
500
500
1,000
500
1
1,000
1,000
10
500
10
10
100
500
10
100
1,000
10
10,000
100
500
10,000
1,000
10
1,000
100
100
100
500
10
1,000
100
500
100
1
100
100
1
500
500
500
100
100
500
500
100
500
100
500
500
100
500
100
500
500
500
500
1,000
Threshold planning quantity
(pounds)
1,000
1,000
500/10,000
500/10,000
1/10,000
500
1,000
10
10
500/10,000
100/10,000
500
500/10,000
500/10,000
500
500
500/10,000
1,000/10,000
500
500/10,000
10/10,000
10/10,000
100/10,000
500
10
100/10,000
1,000
100
10,000
100
500
10,000
1,000
1,000
1,000/10,000
500
500
100
500/10,000
500
1,000
100/10,000
500/10,000
100/10,000
500/10,000
100
100
500
500
500
500
100
100/10,000
500/10,000
500
100
500
100/10,000
500
500/10,000
100/10,000
500
100/10,000
500/10,000
500/10,000
500
500/10,000
100/10,000
65476
Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
APPENDIX B TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[CAS Number Order]
CAS No.
jlentini on PROD1PC65 with RULES2
1303–28–2
1306–19–0
1314–62–1
1314–84–7
1327–53–3
1397–94–0
1420–07–1
1464–53–5
1558–25–4
1563–66–2
1600–27–7
1622–32–8
1752–30–3
1910–42–5
1982–47–4
2001–95–8
2032–65–7
2074–50–2
2097–19–0
2104–64–5
2223–93–0
2231–57–4
2238–07–5
2275–18–5
2497–07–6
2524–03–0
2540–82–1
2570–26–5
2587–90–8
2631–37–0
2636–26–2
2642–71–9
2665–30–7
2703–13–1
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
2757–18–8
2763–96–4
2778–04–3
3037–72–7
3254–63–5
3569–57–1
3615–21–2
3689–24–5
3691–35–8
3734–97–2
3735–23–7
3878–19–1
4044–65–9
4098–71–9
4104–14–7
4170–30–3
4301–50–2
4418–66–0
4835–11–4
5344–82–1
5836–29–3
6533–73–9
6923–22–4
7446–09–5
7446–11–9
7446–18–6
7487–94–7
7550–45–0
7580–67–8
7631–89–2
7637–07–2
7647–01–0
7664–39–3
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
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...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
VerDate Aug<31>2005
Reportable
quantity *
(pounds)
Threshold planning quantity
(pounds)
Chemical name
Notes
Arsenic Pentoxide ...............................................................................
Cadmium Oxide ..................................................................................
Vanadium Pentoxide ...........................................................................
Zinc Phosphide ...................................................................................
Arsenous Oxide ..................................................................................
Antimycin A .........................................................................................
Dinoterb ...............................................................................................
Diepoxybutane ....................................................................................
Trichloro(Chloromethyl)Silane .............................................................
Carbofuran ..........................................................................................
Mercuric Acetate .................................................................................
Ethanesulfonyl Chloride, 2-Chloro- .....................................................
Acetone Thiosemicarbazide ................................................................
Paraquat Dichloride ............................................................................
Chloroxuron .........................................................................................
Valinomycin .........................................................................................
Methiocarb ..........................................................................................
Paraquat Methosulfate ........................................................................
Phenylsilatrane ....................................................................................
EPN .....................................................................................................
Cadmium Stearate ..............................................................................
Thiocarbazide ......................................................................................
Diglycidyl Ether ...................................................................................
Prothoate .............................................................................................
Oxydisulfoton ......................................................................................
Dimethyl Phosphorochloridothioate ....................................................
Formothion ..........................................................................................
Pentadecylamine .................................................................................
Phosphorothioic Acid, O,O-Dimethyl-S-(2-Methylthio) Ethyl Ester .....
Promecarb ...........................................................................................
Cyanophos ..........................................................................................
Azinphos-Ethyl ....................................................................................
Phosphonothioic Acid, Methyl-, O-(4-Nitrophenyl) O-Phenyl Ester ....
Phosphonothioic Acid, Methyl-, O-Ethyl O-(4-(Methylthio)Phenyl)
Ester.
Thallous Malonate ...............................................................................
Muscimol .............................................................................................
Endothion ............................................................................................
Silane, (4-Aminobutyl)Diethoxymethyl- ...............................................
Phosphoric Acid, Dimethyl 4-(Methylthio)Phenyl Ester ......................
Sulfoxide, 3-Chloropropyl Octyl ..........................................................
Benzimidazole, 4,5-Dichloro-2-(Trifluoromethyl)- ...............................
Sulfotep ...............................................................................................
Chlorophacinone .................................................................................
Amiton Oxalate ...................................................................................
Methyl Phenkapton .............................................................................
Fuberidazole .......................................................................................
Bitoscanate .........................................................................................
Isophorone Diisocyanate ....................................................................
Phosacetim .........................................................................................
Crotonaldehyde ...................................................................................
Fluenetil ...............................................................................................
Phenol, 2,2′-Thiobis(4-Chloro-6-Methyl)- ............................................
Hexamethylenediamine, N,N′-Dibutyl- ................................................
Thiourea, (2-Chlorophenyl)- ................................................................
Coumatetralyl ......................................................................................
Thallous Carbonate .............................................................................
Monocrotophos ...................................................................................
Sulfur Dioxide ......................................................................................
Sulfur Trioxide .....................................................................................
Thallous Sulfate ..................................................................................
Mercuric Chloride ................................................................................
Titanium Tetrachloride ........................................................................
Lithium Hydride ...................................................................................
Sodium Arsenate ................................................................................
Boron Trifluoride .................................................................................
Hydrogen Chloride (gas only) .............................................................
Hydrogen Fluoride ..............................................................................
................
................
................
a .............
d .............
b .............
................
................
................
................
................
................
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................
................
b .............
................
................
d .............
................
b .............
................
................
................
d .............
................
................
................
b, c .........
d .............
................
................
................
................
1
100
1,000
100
1
1,000
500
10
100
10
500
500
1,000
10
500
1,000
10
10
100
100
1,000
1,000
1,000
100
500
500
100
100
500
1,000
1,000
100
500
500
100/10,000
100/10,000
100/10,000
500
100/10,000
1,000/10,000
500/10,000
500
100
10/10,000
500/10,000
500
1,000/10,000
10/10,000
500/10,000
1,000/10,000
500/10,000
10/10,000
100/10,000
100/10,000
1,000/10,000
1,000/10,000
1,000
100/10,000
500
500
100
100/10,000
500
500/10,000
1,000
100/10,000
500
500
b, d .........
................
................
................
................
................
c .............
................
................
................
................
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................
g .............
................
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................
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................
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................
b, d .........
................
f ..............
a .............
................
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................
a .............
................
................
f ..............
................
100
1,000
500
1,000
500
500
500
100
100
100
500
100
500
500
100
100
100
100
500
100
500
100
10
500
100
100
500
1,000
100
1
500
5,000
100
100/10,000
500/10,000
500/10,000
1,000
500
500
500/10,000
500
100/10,000
100/10,000
500
100/10,000
500/10,000
500
100/10,000
1,000
100/10,000
100/10,000
500
100/10,000
500/10,000
100/10,000
10/10,000
500
100
100/10,000
500/10,000
100
100
1,000/10,000
500
500
100
17:19 Oct 31, 2008
Jkt 217001
PO 00000
Frm 00026
Fmt 4701
Sfmt 4700
E:\FR\FM\03NOR2.SGM
03NOR2
Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
65477
APPENDIX B TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[CAS Number Order]
Reportable
quantity *
(pounds)
Threshold planning quantity
(pounds)
Chemical name
Notes
7664–41–7 ...................
7664–93–9 ...................
7697–37–2 ...................
7719–12–2 ...................
7722–84–1 ...................
7723–14–0 ...................
7726–95–6 ...................
7778–44–1 ...................
7782–41–4 ...................
7782–50–5 ...................
7783–00–8 ...................
7783–06–4 ...................
7783–07–5 ...................
7783–60–0 ...................
7783–70–2 ...................
7783–80–4 ...................
7784–34–1 ...................
7784–42–1 ...................
7784–46–5 ...................
7786–34–7 ...................
7791–12–0 ...................
7791–23–3 ...................
7803–51–2 ...................
8001–35–2 ...................
8065–48–3 ...................
10025–73–7 .................
10025–87–3 .................
10026–13–8 .................
10028–15–6 .................
10031–59–1 .................
10102–18–8 .................
10102–20–2 .................
10102–43–9 .................
10102–44–0 .................
10124–50–2 .................
10140–87–1 .................
10210–68–1 .................
10265–92–6 .................
10294–34–5 .................
10311–84–9 .................
10476–95–6 .................
12002–03–8 .................
12108–13–3 .................
13071–79–9 .................
13171–21–6 .................
13194–48–4 .................
13410–01–0 .................
13450–90–3 .................
13463–39–3 .................
13463–40–6 .................
14167–18–1 .................
15271–41–7 .................
jlentini on PROD1PC65 with RULES2
CAS No.
Ammonia .............................................................................................
Sulfuric Acid ........................................................................................
Nitric Acid ............................................................................................
Phosphorus Trichloride .......................................................................
Hydrogen Peroxide (Conc >52%) .......................................................
Phosphorus .........................................................................................
Bromine ...............................................................................................
Calcium Arsenate ................................................................................
Fluorine ...............................................................................................
Chlorine ...............................................................................................
Selenious Acid ....................................................................................
Hydrogen Sulfide ................................................................................
Hydrogen Selenide .............................................................................
Sulfur Tetrafluoride .............................................................................
Antimony Pentafluoride .......................................................................
Tellurium Hexafluoride ........................................................................
Arsenous Trichloride ...........................................................................
Arsine ..................................................................................................
Sodium Arsenite ..................................................................................
Mevinphos ...........................................................................................
Thallous Chloride ................................................................................
Selenium Oxychloride .........................................................................
Phosphine ...........................................................................................
Camphechlor .......................................................................................
Demeton ..............................................................................................
Chromic Chloride ................................................................................
Phosphorus Oxychloride .....................................................................
Phosphorus Pentachloride ..................................................................
Ozone ..................................................................................................
Thallium Sulfate ..................................................................................
Sodium Selenite ..................................................................................
Sodium Tellurite ..................................................................................
Nitric Oxide .........................................................................................
Nitrogen Dioxide .................................................................................
Potassium Arsenite .............................................................................
Ethanol, 1,2-Dichloro-, Acetate ...........................................................
Cobalt Carbonyl ..................................................................................
Methamidophos ...................................................................................
Boron Trichloride .................................................................................
Dialifor .................................................................................................
Methacrolein Diacetate .......................................................................
Paris Green .........................................................................................
Manganese, Tricarbonyl Methylcyclopentadienyl ...............................
Terbufosh ............................................................................................
Phosphamidon ....................................................................................
Ethoprophos ........................................................................................
Sodium Selenate .................................................................................
Gallium Trichloride ..............................................................................
Nickel Carbonyl ...................................................................................
Iron, Pentacarbonyl- ............................................................................
Salcomine ...........................................................................................
Bicyclo[2.2.1]Heptane-2-Carbonitrile,
5-Chloro-6((((Methylamino)Carbonyl)Oxy)Imino)-,
(1s-(1-alpha,2-beta,4alpha,5-alpha,6E))-.
Methomyl .............................................................................................
Decaborane(14) ..................................................................................
Formparanate ......................................................................................
Diborane ..............................................................................................
Pentaborane ........................................................................................
Digoxin ................................................................................................
Aluminum Phosphide ..........................................................................
Fosthietan ...........................................................................................
Leptophos ...........................................................................................
Mercuric Oxide ....................................................................................
Chlorthiophos ......................................................................................
Fenamiphos ........................................................................................
Oxamyl ................................................................................................
Formetanate Hydrochloride ................................................................
f ..............
................
................
................
f ..............
a, d .........
f ..............
................
e .............
................
................
f ..............
................
................
................
e .............
................
................
................
................
b, d .........
................
................
................
................
................
................
a .............
................
d .............
d .............
................
b .............
................
................
................
d .............
................
................
................
................
................
d .............
d .............
................
................
................
................
................
................
................
................
100
1,000
1,000
1,000
1,000
1
500
1
10
10
10
100
10
100
500
100
1
100
1
10
100
500
100
1
500
1
1,000
500
100
100
100
500
10
10
1
1,000
10
100
500
100
1,000
1
100
100
100
1,000
100
500
10
100
500
500
500
1,000
1,000
1,000
1,000
100
500
500/10,000
500
100
1,000/10,000
500
10
100
500
100
500
100
500/10,000
500
100/10,000
500
500
500/10,000
500
1/10,000
500
500
100
100/10,000
100/10,000
500/10,000
100
100
500/10,000
1,000
10/10,000
100/10,000
500
100/10,000
1,000
500/10,000
100
100
100
1,000
100/10,000
500/10,000
1
100
500/10,000
500/10,000
d .............
................
................
................
................
d .............
a .............
................
................
................
d .............
................
................
d .............
100
500
100
100
500
10
100
500
500
500
500
10
100
100
500/10,000
500/10,000
100/10,000
100
500
10/10,000
500
500
500/10,000
500/10,000
500
10/10,000
100/10,000
500/10,000
16752–77–5
17702–41–9
17702–57–7
19287–45–7
19624–22–7
20830–75–5
20859–73–8
21548–32–3
21609–90–5
21908–53–2
21923–23–9
22224–92–6
23135–22–0
23422–53–9
VerDate Aug<31>2005
.................
.................
.................
.................
.................
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Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
APPENDIX B TO PART 355—THE LIST OF EXTREMELY HAZARDOUS SUBSTANCES AND THEIR THRESHOLD PLANNING
QUANTITIES—Continued
[CAS Number Order]
CAS No.
23505–41–1
24017–47–8
24934–91–6
26419–73–8
.................
.................
.................
.................
26628–22–8
27137–85–5
28347–13–9
28772–56–7
30674–80–7
39196–18–4
50782–69–9
.................
.................
.................
.................
.................
.................
.................
53558–25–1 .................
58270–08–9 .................
62207–76–5 .................
Reportable
quantity *
(pounds)
Threshold planning quantity
(pounds)
Chemical name
Notes
Pirimifos-Ethyl .....................................................................................
Triazofos .............................................................................................
Chlormephos .......................................................................................
Carbamic Acid, Methyl-, O-(((2,4-Dimethyl-1, 3-Dithiolan-2yl)Methylene)Amino)-.
Sodium Azide (Na(N3)) .......................................................................
Trichloro(Dichlorophenyl)Silane ..........................................................
Xylylene Dichloride .............................................................................
Bromadiolone ......................................................................................
Methacryloyloxyethyl Isocyanateh ......................................................
Thiofanox ............................................................................................
Phosphonothioic Acid, Methyl-, S-(2-(Bis(1-Methylethyl)Amino)Ethyl)
O-Ethyl Ester.
Pyriminil ...............................................................................................
Zinc,
Dichloro(4,4-Dimethyl-5((((Methylamino)
Carbonyl)Oxy)
Imino)Pentanenitrile)-, (T–4)-.
Cobalt,
((2,2′-(1,2-Ethanediylbis
(Nitrilomethylidyne))
Bis(6Fluorophenolato)) (2-)-N,N′,O,O′)-.
................
................
................
................
1,000
500
500
100
1,000
500
500
100/10,000
a .............
................
................
................
................
................
................
1,000
500
100
100
100
100
100
500
500
100/10,000
100/10,000
100
100/10,000
100
d .............
................
100
100
100/10,000
100/10,000
................
100
100/10,000
* Only the statutory or final RQ is shown. For more information, see 40 CFR 355.61.
Notes:
a. This material is a reactive solid. The TPQ does not default to 10,000 pounds for non-powder, non-molten, non-solution form.
b. The calculated TPQ changed after technical review as described in a technical support document for the final rule, April 22, 1987.
c. Chemicals added by final rule, April 22, 1987.
d. Revised TPQ based on new or re-evaluated toxicity data, April 22, 1987.
e. The TPQ was revised due to calculation error, April 22, 1987.
f. Chemicals on the original list that do not meet toxicity criteria but because of their acute lethality, high production volume and known risk are
considered chemicals of concern (‘‘Other chemicals’’). (November 17, 1986, and February 15, 1990.)
g. The TPQ was recalculated (September 8, 2003) since it was mistakenly calculated in the April 22, 1987, final rule under the wrong assumption that this chemical is a reactive solid, when in fact it is a liquid. RQ for this chemical was adjusted on September 11, 2006.
2. Part 370 is revised to read as
follows:
■
PART 370—HAZARDOUS CHEMICAL
REPORTING: COMMUNITY RIGHT-TOKNOW
Subpart A—General Information
Sec.
370.1 What is the purpose of this part?
370.2 Who do ‘‘you,’’ ‘‘I,’’ and ‘‘your’’ refer
to in this part?
370.3 Which section contains the
definitions of the key words used in this
part?
Subpart B—Who Must Comply
370.10 Who must comply with the
hazardous chemical reporting
requirements of this part?
370.11 [Reserved]
370.12 What hazardous chemicals must I
report under this part?
370.13 What substances are exempt from
these reporting requirements?
370.14 How do I report mixtures containing
hazardous chemicals?
jlentini on PROD1PC65 with RULES2
Subpart C—Reporting Requirements
370.20 What are the reporting requirements
of this part?
How to Comply With MSDS Reporting
370.30 What information must I provide
and what format must I use?
370.31 Do I have to update the information?
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370.32 To whom must I submit the
information?
370.33 When must I submit the
information?
How To Comply With Inventory Reporting
370.40 What information must I provide
and what format must I use?
370.41 What is Tier I inventory
information?
370.42 What is Tier II inventory
information?
370.43 What codes are used to report Tier
I and Tier II inventory information?
370.44 To whom must I submit the
inventory information?
370.45 When must I submit the inventory
information?
Subpart D—Community Access to
Information
370.60 How does a person obtain MSDS
information about a specific facility?
370.61 How does a person obtain inventory
information about a specific facility?
370.62 What information may a State or
local official request from a facility?
370.63 What responsibilities do the SERC
and the LEPC have to make requested
information available?
370.64 What information can I claim as
trade secret or confidential?
370.65 Must I allow the local fire
department to inspect my facility and
must I provide specific location
information about hazardous chemicals
at my facility?
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370.66 How are key words in this part
defined?
Authority: Sections 302, 311, 312, 322,
324, 325, 327, 328, and 329 of the Emergency
Planning and Community Right-To-Know
Act of 1986 (EPCRA) (Pub. L. 99–499, 100
Stat. 1613, 42 U.S.C. 11002, 11021, 11022,
11042, 11044, 11045, 11047, 11048, and
11049).
Subpart A—General Information
§ 370.1
What is the purpose of this part?
(a) This part (40 CFR part 370)
establishes reporting requirements for
providing the public with important
information on the hazardous chemicals
in their communities. Reporting raises
community awareness of chemical
hazards and aids in the development of
State and local emergency response
plans. The reporting requirements
established under this part consist of
Material Safety Data Sheet (MSDS)
reporting and inventory reporting.
(b) This part is written in a special
format to make it easier to understand
the regulatory requirements. Like other
Environmental Protection Agency (EPA)
regulations, this part establishes
enforceable legal requirements.
Information considered non-binding
guidance under EPCRA is indicated in
this regulation by the word ‘‘note’’ and
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a smaller typeface. Such notes are
provided for information purposes only
and are not considered legally binding
under this part.
§ 370.2 Who do ‘‘you,’’ ‘‘I,’’ and ‘‘your’’
refer to in this part?
Throughout this part, ‘‘you,’’ ‘‘I,’’ and
‘‘your’’ refer to the owner or operator of
a facility.
§ 370.3 Which section contains the
definitions of the key words used in this
part?
The definitions of key words used in
this part are in § 370.66. It is important
to read the definitions for key words
because the definition explains the
word’s specific meaning in the
regulations in this part.
Subpart B—Who Must Comply
§ 370.10 Who must comply with the
hazardous chemical reporting requirements
of this part?
jlentini on PROD1PC65 with RULES2
(a) You must comply with the
reporting requirements of this part if the
Occupational Safety and Health
Administration’s (OSHA) Hazard
Communication Standard (HCS) require
your facility to prepare or have available
a Material Safety Data Sheet (MSDS) for
a hazardous chemical and if either of
the following conditions is met:
(1) A hazardous chemical that is an
Extremely Hazardous Substance (EHS)
is present at your facility at any one
time in an amount equal to or greater
than 500 pounds (227 kg—
approximately 55 gallons) or the
Threshold Planning Quantity (TPQ),
whichever is lower. EHSs and their
TPQs are listed in Appendices A and B
of 40 CFR part 355.
(2) A hazardous chemical that is not
an EHS is present at your facility at any
one time in an amount equal to or
greater than the threshold level for that
hazardous chemical. Threshold levels
for such hazardous chemicals are:
(i) For any hazardous chemical that
does not meet the criteria in paragraph
(a)(2)(ii) or (iii) of this section, the
threshold level is 10,000 pounds (or
4,540 kg).
(ii) For gasoline at a retail gas station
(For purposes of this part, retail gas
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station means a retail facility engaged in
selling gasoline and/or diesel fuel
principally to the public, for motor
vehicle use on land.), the threshold
level is 75,000 gallons (approximately
283,900 liters) (all grades combined).
This threshold is only applicable for
gasoline that was in tank(s) entirely
underground and was in compliance at
all times during the preceding calendar
year with all applicable Underground
Storage Tank (UST) requirements at 40
CFR part 280 or requirements of the
state UST program approved by the
Agency under 40 CFR part 281.
(iii) For diesel fuel at a retail gas
station (For purposes of this part, retail
gas station means a retail facility
engaged in selling gasoline and/or diesel
fuel principally to the public, for motor
vehicle use on land.), the threshold
level is 100,000 gallons (approximately
378,500 liters) (all grades combined).
This threshold is only applicable for
diesel fuel that was in tank(s) entirely
underground and was in compliance at
all times during the preceding calendar
year with all applicable Underground
Storage Tank (UST) requirements at 40
CFR part 280 or requirements of the
state UST program approved by the
Agency under 40 CFR part 281.
(b) The threshold level for responding
to the following requests is zero.
(1) If your LEPC requests that you
submit an MSDS for a hazardous
chemical for which you have not
submitted an MSDS to your LEPC; or
(2) If your LEPC, SERC, or the fire
department with jurisdiction over your
facility requests that you submit Tier II
information.
§ 370.11
[Reserved]
§ 370.12 What hazardous chemicals must I
report under this part?
(a) You must report any hazardous
chemical for which you are required to
prepare or have available an MSDS
under OSHA HCS that is present at your
facility equal to or above the applicable
threshold specified in § 370.10.
(Specific exemptions from reporting are
in § 370.13.)
(b) The EPA has not issued a list of
hazardous chemicals subject to
reporting under this part. A substance is
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65479
a hazardous chemical if it is required to
have an MSDS and meets the definition
of hazardous chemical under the OSHA
regulations found at 29 CFR
1910.1200(c).
§ 370.13 What substances are exempt
from these reporting requirements?
You do not have to report substances
for which you are not required to have
an MSDS under the OSHA regulations,
or that are excluded from the definition
of hazardous chemical under EPCRA
section 311(e). Each of the following
substances are excluded under EPCRA
section 311(e):
(a) Any food, food additive, color
additive, drug, or cosmetic regulated by
the Food and Drug Administration.
(b) Any substance present as a solid
in any manufactured item to the extent
exposure to the substance does not
occur under normal conditions of use.
(c) Any substance to the extent it is
used:
(1) For personal, family, or household
purposes, or is present in the same form
and concentration as a product
packaged for distribution and use by the
general public. Present in the same form
and concentration as a product
packaged for distribution and use by the
general public means a substance
packaged in a similar manner and
present in the same concentration as the
substance when packaged for use by the
general public, whether or not it is
intended for distribution to the general
public or used for the same purpose as
when it is packaged for use by the
general public;
(2) In a research laboratory or hospital
or other medical facility under the
direct supervision of a technically
qualified individual; or
(3) In routine agricultural operations
or is a fertilizer held for sale by a retailer
to the ultimate customer.
§ 370.14 How do I report mixtures
containing hazardous chemicals?
(a) For a mixture containing a
hazardous chemical, use the following
table to determine if a reporting
threshold is equaled or exceeded, and to
determine how to report:
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Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 / Rules and Regulations
If your mixture contains a
hazardous chemical
To determine if the threshold level for that hazardous
chemical is equaled or exceeded you must
If the threshold level for that hazardous chemical is exceeded then you must
(1) That is an EHS ...............
Determine the total quantity of the EHS present
throughout your facility at any one time, by adding together the quantity present as a component in all
mixtures and all other quantities of the EHS (you
must include the quantity present in a mixture even if
you are also counting the quantity of that particular
mixture toward the threshold level for that mixture).
(2) That is not an EHS .........
Determine either: The total quantity of the hazardous
chemical present throughout your facility at any one
time by adding together the quantity present as a
component in all mixtures and all other quantities of
the hazardous chemical (you must include the quantity present in a mixture even if you are also applying
that particular mixture as a whole toward the threshold level for that mixture) or the total quantity of that
mixture present throughout your facility at any one
time.
Report the EHS component—submit an MSDS for the
EHS (or include the EHS on the list of chemicals
submitted in lieu of the MSDSs), as provided under
§ 370.30, and submit Tier I (or Tier II) information for
the EHS, as provided under § 370.40 or report the
mixture itself—submit an MSDS for the mixture (or
include the mixture on the list of chemicals submitted
in lieu of the MSDSs), as provided under § 370.30,
and submit Tier I (or Tier II) information for the mixture, as provided under § 370.40.
If you report the mixture itself, then provide the total
quantity of that mixture.
Report the non-EHS hazardous chemical component—
submit an MSDS for the non-EHS hazardous chemical (or include the non-EHS on the list of chemicals
submitted in lieu of the MSDSs), as provided under
§ 370.30, and submit Tier I (or Tier II) information for
the non-EHS hazardous chemical as provided under
§ 370.40 or report the mixture itself—submit an
MSDS for the mixture (or include the mixture on the
list of chemicals submitted in lieu of MSDSs), as provided under § 370.30, and submit Tier I (or Tier II) information for the mixture, as provided under
§ 370.40.
If you report the mixture itself, then provide the total
quantity of that mixture.
(b) For each specific mixture, the
reporting option used must be
consistent for both MSDS and inventory
reporting, unless it is not possible to do
so. This means that if you report on a
specific mixture as a whole for MSDS
reporting, you must report on that
mixture as a whole for inventory
reporting too (unless it is not possible).
MSDS reporting and inventory reporting
are discussed in detail in subpart C of
this part.
(c) To determine the quantity of an
EHS or a non-EHS hazardous chemical
component present in a mixture,
multiply the concentration of the
hazardous chemical component (in
weight percent) by the weight of the
mixture (in pounds). You do not have to
count a hazardous chemical present in
a mixture if the concentration is less
than or equal to 1%, or less than or
equal to 0.1% for a carcinogenic
chemical.
Subpart C—Reporting Requirements
jlentini on PROD1PC65 with RULES2
§ 370.20 What are the reporting
requirements of this part?
The reporting requirements of this
part consist of MSDS reporting and
inventory reporting. If you are the
owner or operator of a facility subject to
the reporting requirements of this part
then you must comply with both types
of reporting requirements. MSDS
reporting requirements are addressed in
§§ 370.30 through 370.33. Inventory
reporting requirements are addressed in
§§ 370.40 through 370.45.
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Jkt 217001
How to Comply With MSDS Reporting
§ 370.30 What information must I provide
and what format must I use?
(a) You must report the hazardous
chemicals present at your facility that
meet or exceed the applicable threshold
levels (threshold levels are in
§1A370.10) by either:
(1) Submitting an MSDS for each
hazardous chemical present at your
facility that meet or exceed its
applicable threshold level; or
(2) Submitting a list of all hazardous
chemicals present at your facility at or
above the applicable threshold levels.
The hazardous chemicals on your list
must be grouped by Hazard Category as
defined under § 370.66. The list must
contain the chemical or common name
of each hazardous chemical as provided
on the MSDS.
(b) Within 30 days of a request by the
LEPC (as provided in § 370.10(b)), you
must also submit an MSDS for any
hazardous chemical present at your
facility for which you have not
submitted an MSDS.
§ 370.31 Do I have to update the
information?
MSDS reporting stated in § 370.30 is
a one-time requirement. However, you
must update the information in all of
the following ways:
(a) Submit a revised MSDS after you
discover significant new information
concerning a hazardous chemical for
which an MSDS was submitted.
(b) Submit an MSDS, or a list as
described in § 370.30(a), for any new
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hazardous chemical for which you
become subject to these reporting
requirements.
(c) Submit, as requested by the LEPC,
an MSDS for any hazardous chemical
present at your facility which you have
not already submitted, as provided in
§ 370.30(b).
§ 370.32 To whom must I submit the
information?
(a) You must submit an MSDS or list,
as provided in § 370.30(a), to the LEPC,
the SERC, and the fire department with
jurisdiction over your facility.
(b) You must submit an MSDS
requested by the LEPC, as provided in
§ 370.30(b), to the LEPC.
§ 370.33 When must I submit the
information?
(a) You must submit an MSDS or a
list, as provided in § 370.30(a), for a
hazardous chemical subject to the
reporting requirements of this part by
October 17, 1987, or within 3 months
after you first become subject to the
reporting requirements of this part (as
provided in §§ 370.30 and 370.31(b)).
(b) You must submit a revised MSDS,
as provided in § 370.31(a), within 3
months after discovering significant
new information about a hazardous
chemical for which an MSDS was
submitted.
(c) You must submit an MSDS
requested by the LEPC, as provided in
§§ 370.30(b) and 370.31(c), within 30
days of receiving the request.
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How to Comply With Inventory
Reporting
§ 370.40 What information must I provide
and what format must I use?
(a) If you are required to comply with
the hazardous chemical reporting
requirements of this part, then by March
1 every year you must submit inventory
information regarding any hazardous
chemical present at your facility at any
time during the previous calendar year
in an amount equal to or in excess of its
threshold level. Threshold levels are
provided in § 370.10.
(b) Tier I information is the minimum
information that you must report to be
in compliance with the inventory
reporting requirements of this part as
described in § 370.41. You may choose
to report the Tier II information
described in § 370.42 for any hazardous
chemical at your facility. You must
submit Tier II information to the SERC,
LEPC, or fire department having
jurisdiction over your facility if they
request it. EPA publishes Tier I and Tier
II Inventory Forms that provide uniform
formats for reporting the Tier I and Tier
II information. You may use a State or
local format for reporting inventory
information if the State or local format
contains at least the Tier I information
described in § 370.41. EPA’s Tier I and
Tier II forms are available at https://
www.epa.gov/emergencies.
Note to paragraph (b):
Some States require Tier II
information annually under State law.
(c) You should contact the SERC to
determine that State’s requirements for
inventory reporting formats, procedures,
and to obtain inventory forms.
jlentini on PROD1PC65 with RULES2
§ 370.41 What is Tier I inventory
information?
Tier I information provides State and
local officials and the public with
information on the general types and
locations of hazardous chemicals
present at your facility during the
previous calendar year. The Tier I
information is the minimum
information that you must provide to be
in compliance with the inventory
reporting requirements of this part. If
you are reporting Tier I information, you
must report aggregate information on
hazardous chemicals by hazard
categories. There are two health hazard
categories and three physical hazard
categories for purposes of reporting
under this part. These five hazard
categories are defined in 40 CFR 370.66.
Tier I information includes all of the
following:
(a) Certification. The owner or
operator or the officially designated
representative of the owner or operator
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17:19 Oct 31, 2008
Jkt 217001
must certify that all information
included in the Tier I submission is
true, accurate, and complete as follows:
‘‘I certify under penalty of law that I
have personally examined and am
familiar with the information and that
based on my inquiry of those
individuals responsible for obtaining
the information, I believe that the
submitted information is true, accurate,
and complete.’’ This certification shall
be accompanied by your full name,
official title, signature, date signed, and
total number of pages in the submission
including all attachments. All other
pages must also contain your signature
or signature stamp, the date you signed
the certification, and the total number of
pages in the submission.
(b) The calendar year for the reporting
period.
(c) The complete name (and company
identifier where appropriate) and
address of your facility. Include the full
street address or state road, the city,
county, State and zip code.
(d) The North American Industry
Classification System (NAICS) code for
your facility.
(e) The Dun & Bradstreet number of
your facility.
(f) The owner’s or operator’s full
name, mailing address, and phone
number.
(g) Emergency contact. The name,
title, and phone number(s) of at least
one local individual or office that can
act as a referral if emergency responders
need assistance in responding to a
chemical accident at your facility. You
must provide an emergency phone
number where such emergency
information will be available 24 hours a
day, every day.
(h) An indication whether the
information being reported is identical
to that submitted the previous year.
(i) An estimate (in ranges) of the
maximum amount of hazardous
chemicals in each hazard category
present at your facility at any time
during the preceding calendar year. You
must use codes that correspond to
different ranges. The range codes are in
§ 370.43.
(j) An estimate (in ranges) of the
average daily amount of hazardous
chemicals in each hazard category
present at your facility during the
preceding calendar year. You must use
codes that correspond to different
ranges. The range codes are in § 370.43.
(k) The maximum number of days that
any single hazardous chemical within
each hazard category was present at
your facility during the reporting
period.
(l) The general location of hazardous
chemicals in each hazard category
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65481
within your facility. For each hazard
type, list the locations of all applicable
chemicals. As an alternative, you may
choose to submit a site plan and list the
site coordinates to indicate the locations
of the chemicals.
§ 370.42 What is Tier II inventory
information?
Tier II information provides State and
local officials and the public with
specific information on amounts and
locations of hazardous chemicals
present at your facility during the
previous calendar year. If you are
reporting Tier II information, you must
include:
(a) Certification. The owner or
operator or the officially designated
representative of the owner or operator
must certify that all information
included in the Tier II submission is
true, accurate, and complete as follows:
‘‘I certify under penalty of law that I
have personally examined and am
familiar with the information and that
based on my inquiry of those
individuals responsible for obtaining
the information, I believe that the
submitted information is true, accurate,
and complete.’’ This certification must
be accompanied by your full name,
official title, original signature, date
signed, and total number of pages in the
submission including all Confidential
and Non-Confidential Information
Sheets and all attachments. All other
pages must also contain your signature
or signature stamp, the date you signed
the certification, and the total number of
pages in the submission.
(b) The calendar year for the reporting
period.
(c) The complete name (and company
identifier where appropriate) and
address of your facility. Include the full
street address or state road, the city,
county, State and zip code.
(d) The North American Industry
Classification System (NAICS) code for
your facility.
(e) The Dun & Bradstreet number of
your facility.
(f) The owner’s or operator’s full
name, mailing address, and phone
number.
(g) Emergency contact. The name,
title, and phone number(s) of at least
one local individual or office that can
act as a referral if emergency responders
need assistance in responding to a
chemical accident at your facility. You
must provide an emergency phone
number where such emergency
information will be available 24 hours a
day, every day.
(h) An indication whether the
information being reported is identical
to that submitted the previous year.
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(i) For each hazardous chemical that
you are required to report, you must:
(1) Provide the chemical name or the
common name of the chemical as
provided on the Material Safety Data
Sheet and its Chemical Abstract Service
(CAS) registry number. If you are
withholding the name in accordance
with trade secret criteria, you must
provide the generic class or category
that is structurally descriptive of the
chemical and indicate that the name is
withheld because of trade secrecy.
Trade secret criteria are addressed in
§ 370.64(a).
(2) Indicate whether the chemical is:
pure or mixture; solid, liquid, or gas;
and whether the chemical is or contains
an EHS.
(3) If the chemical is a mixture
containing an EHS, provide the
chemical name of each EHS in the
mixture.
(4) Indicate which hazard categories
apply to the chemical. The five hazard
categories are defined in § 370.66.
(5) Provide an estimate (in ranges) of
the maximum amount of the hazardous
chemical present at your facility on any
single day during the preceding
calendar year. You must use codes that
correspond to different ranges. The
range codes are in § 370.43.
(6) Provide an estimate (in ranges) of
the average daily amount of the
hazardous chemical present at your
facility during the preceding calendar
year. You must use codes that
correspond to different ranges. The
range codes are in § 370.43.
(7) The maximum number of days that
the hazardous chemical was present at
your facility during the preceding
calendar year.
(8) Provide a brief description of the
precise location of the hazardous
chemical at your facility. Alternatively,
you may attach a site plan that notes
locations, coordinates or a list of site
coordinate abbreviations where
hazardous chemicals are located.
Under EPCRA section 324, you may
choose to withhold from disclosure to
the public the location information for
a specific chemical. If you choose to
withhold the location information from
disclosure to the public, you must
clearly indicate that the information is
‘‘confidential.’’ You must provide the
confidential location information on a
separate sheet from the other Tier II
information (which will be disclosed to
the public), and attach the Confidential
Location Information Sheet to the other
Tier II information. Indicate any
attachments you are including.
(9) A brief description of the manner
of storage of the hazardous chemical,
including container type, temperature
and pressure, a description of dikes and
other safeguard measures for each
location listed. You must use codes that
correspond to different storage types
and temperature and pressure
conditions. The storage codes are in
§ 370.43. If the specific location for
which you are reporting storage
conditions is a ‘‘confidential’’ location,
then you must report the storage
conditions on a separate Confidential
Location Information Sheet.
§ 370.43 What codes are used to report
Tier I and Tier II inventory information?
(a) Weight range codes. Except as
provided in paragraph (d) of this
section, you must use the following
codes to report the maximum amount
and average daily amount when
reporting Tier I or Tier II information:
Weight range in pounds
Range codes
From
01
02
03
04
05
06
07
08
09
10
11
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
...................................................................................................................................................
To
0 .................................
100 .............................
1,000 ..........................
10,000 ........................
100,000 ......................
1,000,000 ...................
10,000,000 .................
50,000,000 .................
100,000,000 ...............
500,000,000 ...............
1 billion .......................
99
999
9,999
99,999
999,999
9,999,999
49,999,999
99,999,999
499,999,999
999,999,999
More than 1 billion.
Note to paragraph (a): To convert gas or liquid volume to weight in pounds, multiply by an appropriate density factor.
(b) Storage type codes. Except as
provided in paragraph (d) of this
section, you must use the following
codes to report storage types when you
are reporting Tier II information:
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Codes
A .............
B .............
C .............
D .............
E .............
F ..............
G .............
H .............
I ...............
J ..............
K .............
L ..............
M .............
N .............
VerDate Aug<31>2005
Codes
O
P
Q
R
.............
.............
.............
.............
Types of storage
Tote bin.
Tank wagon.
Rail car.
Other.
4 ..............
5 ..............
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(c) Storage condition codes. Except as
provided in paragraph (d) of this
section, you must use the following
codes to report storage conditions when
you are reporting Tier II information:
Codes
Storage conditions
Pressure conditions
1 ..............
2 ..............
3. .............
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Frm 00032
Ambient pressure.
Greater than ambient pressure.
Less than ambient pressure.
Fmt 4701
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Storage conditions
Temperature conditions
Types of storage
Above ground tank.
Below ground tank.
Tank inside building.
Steel drum.
Plastic or non-metallic drum.
Can.
Carboy.
Silo.
Fiber drum.
Bag.
Box.
Cylinder.
Glass bottles or jugs.
Plastic bottles or jugs.
Codes
6 ..............
7 ..............
Ambient temperature.
Greater than ambient temperature.
Less than ambient temperature
but not cryogenic.
Cryogenic conditions.
(d) Your SERC or LEPC may provide
other range codes for reporting
maximum amounts and average daily
amounts, or may require reporting of
specific amounts. You may use your
SERC’s or LEPC’s range codes (or
specific amounts) provided the ranges
are not broader than the ranges in
paragraph (a) of this section. Your SERC
or LEPC may also provide other codes
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for storage types or conditions. You may
use those codes provided your SERC’s
or LEPC’s storage types and conditions
codes specify the same or more detailed
information as the codes in paragraphs
(b) and (c) of this section.
§ 370.44 To whom must I submit the
inventory information?
You must submit the required
inventory information to your SERC,
LEPC, and fire department with
jurisdiction over your facility.
§ 370.45 When must I submit the inventory
information?
(a) You must submit the required
inventory information on or before
March 1 (beginning in 1988 or
beginning after your facility first
becomes subject to this part), and on or
before by March 1 of each year
afterwards. Your submission must
contain the required inventory
information on hazardous chemicals
present at your facility during the
preceding calendar year at or above the
threshold levels. Threshold levels are in
§ 370.10. The minimum required
inventory information under EPCRA
section 312 is Tier I information. Tier I
information requirements are described
in § 370.41.
(b) You must submit Tier II
information within 30 days of the
receipt of a request from the SERC,
LEPC, or the fire department having
jurisdiction over your facility, as
provided in § 370.10(b). Tier II
information requirements are described
in § 370.42.
Subpart D—Community Access to
Information
§ 370.60 How does a person obtain MSDS
information about a specific facility?
Any person may obtain an MSDS for
a specific facility by writing to the LEPC
and asking for it.
(a) If the LEPC has the MSDS, it must
provide it to the person making the
request.
(b) If the LEPC does not have the
MSDS, it must request the MSDS from
the facility’s owner or operator.
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§ 370.61 How does a person obtain
inventory information about a specific
facility?
(a) Any person may request Tier II
information for a specific facility by
writing to the SERC or the LEPC and
asking for such information.
(1) If the SERC or LEPC has the Tier
II information, the SERC or LEPC must
provide it to the person making the
request.
(2) If the SERC or LEPC does not have
the Tier II information, it must request
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17:19 Oct 31, 2008
Jkt 217001
it from the facility owner or operator in
either of the following cases:
(i) The person making the request is
a State or local official acting in his or
her official capacity.
(ii) The request is for hazardous
chemicals in amounts greater than
10,000 pounds stored at the facility at
any time during the previous calendar
year.
(3) If the SERC or LEPC does not have
the Tier II information, it may request it
from the facility owner or operator
when neither condition in paragraph
(a)(2) of this section is met, but the
person’s request includes a general
statement of need.
(b) A SERC or LEPC must respond to
a request for Tier II information under
this section within 45 days of receiving
such a request.
§ 370.62 What information may a State or
local official request from a facility?
The LEPC may ask a facility owner or
operator to submit an MSDS for a
hazardous chemical present at the
facility. The SERC, LEPC, or fire
department having jurisdiction over a
facility may ask a facility owner or
operator to submit Tier II information.
The owner or operator must provide the
MSDS (unless the owner or operator has
already submitted an MSDS to the LEPC
for that hazardous chemical) or Tier II
information within 30 days of receipt of
such request.
§ 370.63 What responsibilities do the
SERC and the LEPC have to make request
information available?
Under this subpart, the SERC or LEPC
must make the following information
(except for confidential location
information discussed in § 370.64(b))
available if a person requests it:
(a) All information obtained from an
owner or operator in response to a
request under this subpart.
(b) Any requested Tier II information
or MSDS otherwise in possession of the
SERC or the LEPC.
§ 370.64 What information can I claim as
trade secret or confidential?
(a) Trade secrets. You may be able to
withhold the name of a specific
chemical when submitting MSDS
reporting or inventory reporting
information if that chemical name is
claimed as a trade secret. The
requirements for withholding trade
secret information are set forth in
EPCRA section 322 and implemented in
40 CFR part 350. If you are withholding
the name of a specific chemical as a
trade secret in accordance with trade
secrecy requirements, you must report
the generic class or category that is
structurally descriptive of the chemical
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65483
along with all other required
information. You must also submit the
withheld information to EPA and must
adequately substantiate your claim. A
Form for substantiating trade secret
claims is available at the Agency Web
site at https://www.epa.gov/emergencies.
(b) Confidential location information.
You may request that the SERC or the
LEPC not disclose to the public the
location of any specific chemical
required to be submitted in Tier II
information. If you make such a request,
the SERC or LEPC must not disclose the
location of the specific chemical. If you
use the Tier II Form to report your
inventory information, you can choose
to report confidential location
information for a specific chemical on
the Confidential Location Information
Sheet, which must be attached to the
other Tier II information you are
reporting. Although you may request
that location information with respect to
a specific chemical be withheld from
the public, you may not withhold this
information from the SERC, the LEPC,
or the local fire department. The
Confidential Location Information Sheet
is available on the Agency Web site at
https://www.epa.gov/emergencies.
§ 370.65 Must I allow the local fire
department to inspect my facility and must
I provide specific location information
about hazardous chemicals at my facility?
If you are the owner or operator of a
facility that has submitted inventory
information under this part, you must
comply with the following two
requirements upon request by the fire
department with jurisdiction over your
facility:
(a) You must allow the fire
department to conduct an on-site
inspection of your facility; and
(b) You must provide the fire
department with information about the
specific locations of hazardous
chemicals at your facility.
§ 370.66 How are key words in this part
defined?
Chief Executive Officer of the Tribe
means the person who is recognized by
the Bureau of Indian Affairs as the chief
elected administrative officer of the
Tribe.
Environment includes water, air, and
land and the interrelationship that
exists among and between water, air,
and land and all living things.
EPCRA means the Emergency
Planning and Community Right-ToKnow Act of 1986.
Extremely hazardous substance (EHS)
means a substance listed in Appendices
A and B of 40 CFR part 355.
Facility means all buildings,
equipment, structures, and other
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jlentini on PROD1PC65 with RULES2
stationary items that are located on a
single site or on contiguous or adjacent
sites and that are owned or operated by
the same person (or by any person that
controls, is controlled by, or under
common control with, such person).
Facility includes manmade structures,
as well as all natural structures in which
chemicals are purposefully placed or
removed through human means such
that it functions as a containment
structure for human use.
Hazard category means any of the
following:
(1) Immediate (acute) health hazard,
including highly toxic, toxic, irritant,
sensitizer, corrosive, (as defined under
29 CFR 1910.1200) and other hazardous
chemicals that cause an adverse effect to
a target organ and which effect usually
occurs rapidly as a result of short-term
exposure and is of short duration;
(2) Delayed (chronic) health hazard,
including carcinogens (as defined under
29 CFR 1910.1200) and other hazardous
chemicals that cause an adverse effect to
a target organ and which effect generally
occurs as a result of long-term exposure
and is of long duration;
(3) Fire hazard, including flammable,
combustible liquid, pyrophoric, and
oxidizer (as defined under 29 CFR
1910.1200);
(4) Sudden release of pressure,
including explosive and compressed gas
(as defined under 29 CFR 1910.1200);
and
(5) Reactive, including unstable
reactive, organic peroxide, and water
reactive (as defined under 29 CFR
1910.1200).
Hazardous chemical means any
hazardous chemical as defined under 29
CFR 1910.1200(c), except that such term
does not include:
(1) Any food, food additive, color
additive, drug, or cosmetic regulated by
the Food and Drug Administration.
(2) Any substance present as a solid
in any manufactured item to the extent
exposure to the substance does not
occur under normal conditions of use.
(3) Any substance to the extent it is
used:
VerDate Aug<31>2005
17:19 Oct 31, 2008
Jkt 217001
(i) For personal, family, or household
purposes, or is present in the same form
and concentration as a product
packaged for distribution and use by the
general public. Present in the same form
and concentration as a product
packaged for distribution and use by the
general public means a substance
packaged in a similar manner and
present in the same concentration as the
substance when packaged for use by the
general public, whether or not it is
intended for distribution to the general
public or used for the same purpose as
when it is packaged for use by the
general public;
(ii) In a research laboratory or a
hospital or other medical facility under
the direct supervision of a technically
qualified individual; or
(iii) In routine agricultural operations
or is a fertilizer held for sale by a retailer
to the ultimate customer.
Indian Country means Indian country
as defined in 18 U.S.C. 1151 as:
(1) All land within the limits of any
Indian reservation under the
jurisdiction of the United States
government, notwithstanding the
issuance of any patent, and including
rights-of-way running through the
reservation;
(2) All dependent Indian communities
within the borders of the United States
whether within the original or
subsequently acquired territory thereof,
and whether within or without the
limits of a State; and
(3) All Indian allotments, the Indian
titles to which have not been
extinguished, including rights-of-way
running through the same.
Indian Tribe or Tribe means those
Tribes federally recognized by the
Secretary of the Interior.
Inventory form means the uniform
Tier I and Tier II emergency and
hazardous chemical inventory forms
published by EPA. These forms can be
used for reporting inventory
information, as described in 40 CFR
370.40 through 370.45.
PO 00000
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LEPC means the Local Emergency
Planning Committee appointed by the
State Emergency Response Commission.
Material Safety Data Sheet or MSDS
means the sheet required to be
developed under 29 CFR 1910.1200(g).
Mixture means mixture as defined
under the Occupational Safety and
Health Administration’s Hazard
Communication Standard in 29 CFR
1910.1200(c).
OSHA means the U.S. Occupational
Safety and Health Administration.
Person means any individual, trust,
firm, joint stock company, corporation
(including a government corporation),
partnership, association, State,
municipality, commission, political
subdivision of a State, or interstate
body.
SERC means the State Emergency
Response Commission for the State in
which the facility is located except
when the facility is located in Indian
Country, in which case, SERC means the
Emergency Response Commission for
the Tribe under whose jurisdiction the
facility is located. In the absence of a
SERC for a State or an Indian Tribe, the
Governor or the chief executive officer
of the tribe, respectively, shall be the
SERC. Where there is a cooperative
agreement between a State and a Tribe,
the SERC shall be the entity identified
in the agreement.
State means any State of the United
States, the District of Columbia, the
Commonwealth of Puerto Rico, Guam,
American Samoa, the United States
Virgin Islands, the Northern Mariana
Islands, any other territory or possession
over which the United States has
jurisdiction and Indian Country.
Threshold planning quantity (TPQ)
means, for a substance listed in
Appendices A and B of 40 CFR part 355,
the quantity listed in the column
‘‘threshold planning quantity’’ for that
substance.
[FR Doc. E8–25329 Filed 10–31–08; 8:45 am]
BILLING CODE 6560–50–P
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[Federal Register Volume 73, Number 213 (Monday, November 3, 2008)]
[Rules and Regulations]
[Pages 65452-65484]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-25329]
[[Page 65451]]
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Part II
Environmental Protection Agency
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40 CFR 355 and 370
Emergency Planning and Community Right-to-Know Act; Amendments to
Emergency Planning and Notification; Emergency Release Notification and
Hazardous Chemical Reporting; Final Rule
Federal Register / Vol. 73, No. 213 / Monday, November 3, 2008 /
Rules and Regulations
[[Page 65452]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 355 and 370
[EPA-HQ-SFUND-1998-0002; FRL-8733-5]
RIN 2050-AE17
Emergency Planning and Community Right-to-Know Act; Amendments to
Emergency Planning and Notification; Emergency Release Notification and
Hazardous Chemical Reporting
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is finalizing changes to the Emergency Planning
Notification, Emergency Release Notification and Hazardous Chemical
Reporting regulations that were proposed on June 8, 1998. EPA proposed
four major revisions and provided draft guidance on various reporting
options that States and local agencies may wish to consider in
implementing the hazardous chemical reporting requirements. This action
addresses only those changes proposed under the heading ``Other
Regulatory Changes'' described in the preamble to the 1998 proposed
rule. This final action includes minor revisions to the Emergency
Planning Notification, Emergency Release Notification and Hazardous
Chemical Reporting regulations, codifying statutory requirements, and
clarifying certain interpretations and policy statements that EPA has
provided to the regulated community. This final action does not affect
public access to any of the information provided under the Emergency
Planning Notification, Emergency Release Notification and Hazardous
Chemical Reporting regulations. In addition to the regulatory changes,
the Agency is finalizing the plain language format of the regulations.
Each section in these regulations will be re-numbered and tables will
be added for further clarification. Improving the clarity of the
regulatory requirements will make the rule easier to understand and
improve compliance.
DATES: This final rule is effective on December 3, 2008.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-SFUND-1998-0002. All documents in the docket are listed on the
https://www.regulations.gov Web site. Although listed in the index, some
information is not publicly available, e.g., Confidential Business
Information (CBI) or other information whose disclosure is restricted
by statute. Certain other material, such as copyrighted material, is
not placed on the Internet and will be publicly available only in hard
copy form. Publicly available docket materials are available either
electronically through https://www.regulations.gov or in hard copy at
the Superfund Docket, EPA/DC, EPA West, Room 3334, 1301 Constitution
Ave., NW., Washington, DC. The Public Reading Room is open from 8:30
a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The
telephone number for the Public Reading Room is (202) 566-1744, and the
telephone number for the Superfund Docket is (202) 566-0276.
FOR FURTHER INFORMATION CONTACT: Sicy Jacob, Office of Emergency
Management, Mail Code 5104A, Environmental Protection Agency, 1200
Pennsylvania Avenue, NW., Washington, DC 20004; telephone number: (202)
564-8019; fax number: (202) 564-2620; e-mail address:
jacob.sicy@epa.gov. Also contact the Superfund, TRI, EPCRA, RMP and Oil
Information Center at (800) 424-9346 or (703) 412-9810 (in the
Washington DC, metropolitan area). The Telecommunications Device for
the Deaf (TDD) number is (800) 553-7672 or (703) 412-3323 (in the
Washington, DC, metropolitan area.) You may wish to visit the Office of
Emergency Management (OEM) Internet site at https://www.epa.gov/
emergencies.
SUPPLEMENTARY INFORMATION: Here are the contents of today's preamble.
I. General Information
A. Who is Affected by This Rule?
B. What is the Statutory Authority for This Rule?
C. What is the Background for This Rulemaking?
II. What are the Regulatory Changes in This Rule?
A. Reporting of Mixtures Under EPCRA Sections 311 and 312 (40 CFR
part 370)
1. Background of the Proposed Revisions for the Reporting of
Mixtures
2. Summary of the Proposed Revisions for the Reporting of
Mixtures
3. Organizational Changes to the Reporting of Mixtures in This
Final Action
4. Final Action on Proposed Revision (1): Removing the Phrase
``The Total Quantity of the Mixture'' From Sec. 370.28(b)(2)
5. Final Action on Proposed Revision (2): Clarifying How To
Determine the Total Quantity of an EHS in Mixtures
6. Final Action on Proposed Revision (3): Adding a Provision for
Determining the Quantity of a Non-EHS Hazardous Chemical Component
in a Mixture
7. Final Action on Proposed Revision (4): Adding a Provision for
Determining the Quantity of a Non-EHS Hazardous Chemical When
Present in Pure Form and in Mixtures
B. Tier I and Tier II Inventory Forms and Instructions
1. Removal of Forms and Instructions From the Code of Federal
Regulations
2. Revisions to the Forms and Instructions
C. Penalties for Noncompliance
D. Additional Changes to Parts 355 and 370 Regulations
E. Definitions
III. Statutory and Executive Orders
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132 (Federalism)
F. Executive Order 13175 (Consultation and Coordination with
Indian Tribal Governments)
G. Executive Order 13045
H. Executive Order 13211 (Energy Effects)
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Who is Affected by This Rule?
Entities that would be affected by this rule are those
organizations and facilities subject to the Emergency Planning and
Community Right-to-Know Act (EPCRA) and its implementing regulations
found in 40 CFR parts 355 and 370. To determine whether your facility
is affected by this action, you should carefully examine the sections
below that explain who must comply with the rule. If you have questions
regarding the applicability of this action to a particular entity,
consult the person listed in the preceding FOR FURTHER INFORMATION
CONTACT section.
B. What is the Statutory Authority for This Rule?
This final rule is being issued under EPCRA, which was enacted as
Title III of the Superfund Amendments and Reauthorization Act (SARA) of
1986 (Pub. L. 99-499), (SARA). The Agency relies on EPCRA section 328
for general rulemaking authority.
C. What is the Background of This Rulemaking?
Title III of SARA (EPCRA) establishes authorities for emergency
planning and preparedness, emergency release notification reporting,
community right-to-know reporting, and toxic chemical release
reporting. It is intended to encourage State and local planning and
preparedness for releases of extremely hazardous substances and to
provide the public, local governments, fire departments and other
emergency officials with information concerning
[[Page 65453]]
chemical releases and the potential chemical risks in their
communities. The implementing regulations for emergency planning,
emergency release notification and the chemicals subject to these
regulations (Extremely Hazardous Substances) are codified in 40 CFR
part 355. The implementing regulations for community right-to-know
reporting (or hazardous chemical reporting) are codified in 40 CFR part
370.
On June 8, 1998, EPA published a proposed rule (63 FR 31268) to
streamline the reporting requirements under EPCRA, in particular,
sections 311 and 312. EPA proposed four major revisions and provided
draft guidance on various reporting options that State Emergency
Response Commissions (SERCs), Local Emergency Planning Committees
(LEPCs), and fire departments may wish to consider as they implement
EPCRA sections 311 and 312. The four proposed revisions were: (1)
Higher threshold levels for reporting gasoline and diesel fuel at
retail gas stations; (2) relief from routine reporting for substances
with minimal hazards and minimal risks; (3) relief from routine
reporting for sand, gravel and rock salt; and (4) ``Other Regulatory
Changes,'' such as: reporting of mixtures; removing the Tier I and Tier
II inventory forms and instructions from the CFR, as well as some minor
revisions to the forms and instructions; and some minor changes to the
emergency planning and emergency release notification regulations (40
CFR part 355).
EPA finalized higher threshold levels for reporting gasoline and
diesel fuel at retail gas stations on February 11, 1999 (64 FR 7031).
In today's action, the Agency is finalizing only items in (4) above--
``Other Regulatory Changes,'' as discussed in section IV.B of the
preamble to the 1998 proposed rule. The remaining two proposed
revisions [(2) and (3) above] and the draft guidance related to EPCRA
sections 311 and 312 for States and local government agencies may be
finalized at a later date.
II. What are the Regulatory Changes in This Rule?
This section of the notice provides a brief summary of this final
rule. Specifically, the changes in this final action include: (1)
Finalizing some of the proposed revisions on applying threshold
quantity and the reporting of mixtures under EPCRA sections 311 and
312; (2) removing the Tier I and II inventory forms and instructions
from the CFR, as well as making some minor changes to the forms and
instructions; and (3) codifying certain existing policies and
interpretations in 40 CFR parts 355 and 370. Today's action also: (1)
Re-writes the regulations in 40 CFR parts 355 and 370 in plain
language, using a question and answer format; (2) re-numbers and re-
organizes each section in 40 CFR parts 355 and 370; and (3) adds tables
in order to improve the clarity and understanding of certain reporting
requirements.
The proposed changes to determining whether the thresholds have
been met or exceeded and reporting of mixtures under EPCRA sections 311
and 312 received the most comments. Commenters generally supported the
regulatory changes discussed in the June 1998 preamble. Details on the
significant comments received on mixture reporting and certain other
aspects of the final rule are provided below. For a more complete
discussion of all comments received and the Agency's response, please
see the Summary of Comments and Response document that is in the Docket
to today's rule as specified in the beginning of this notice.
A. Reporting of Mixtures Under EPCRA Sections 311 and 312 (40 CFR Part
370)
1. Background of the Proposed Revisions for the Reporting of Mixtures
Sections 311 and 312 of EPCRA apply to any facility that is
required to prepare or have available a Material Safety Data Sheet
(MSDS) for any hazardous chemical under the Occupational Safety and
Health Administration (OSHA) and its implementing regulations. EPCRA
Sections 311(a)(3) and 312(a)(3) contain the statutory provisions for
reporting of mixtures containing hazardous chemicals. These provisions
state that for a mixture that is a hazardous chemical, a facility may
meet the reporting requirements of section 311 of EPCRA by submitting
an MSDS for the mixture or an MSDS for each hazardous chemical
component in the mixture. In lieu of submitting an MSDS for the
mixture, a facility may submit a list that contains the mixture or the
hazardous chemical components in the mixture. Section 311(a)(3) also
states that if more than one mixture at a facility contains the same
hazardous chemical, only one MSDS or one entry on the list of chemicals
is necessary for that hazardous chemical. Similarly, a facility may
meet the reporting requirements of section 312 by providing inventory
information only for the mixture or for each hazardous chemical
component in the mixture. In addition, section 312(a)(3) states that if
more than one mixture at a facility contains the same hazardous
chemical, only one listing on the inventory form is necessary for that
hazardous chemical.
OSHA may require a facility owner or operator to prepare or have
available an MSDS for a pure chemical, a mixture and/or its hazardous
components. Therefore, owners and operators of facilities subject to
EPCRA sections 311 and 312 may have MSDSs for pure chemicals, mixtures,
and/or for individual hazardous chemical components in those mixtures.
For facilities that have only pure chemicals on site, determining if
the total amount of a hazardous chemical is at or above the reporting
threshold is straightforward. However, in many cases, facilities have
mixtures that contain hazardous chemical components, including both
extremely hazardous substances (EHSs) and non-EHSs. Before the
effective date of this final rule, 40 CFR part 370 specified how to
determine if a reporting threshold has been met or exceeded for
mixtures that contain EHSs. If the threshold is met, 40 CFR part 370
provided options to report either the hazardous chemical components or
the mixture itself. 40 CFR part 370 did not provide options for
determining if the reporting threshold has been met or exceeded for
mixtures containing non-EHS hazardous chemical components. In the
proposed rule, the Agency proposed to add requirements and/or options
for determining if the reporting threshold has been met or exceeded and
for reporting mixtures that contain non-EHS hazardous chemical
components.
Although prior to the effective date of this final rule, the
regulations in 40 CFR part 370 did not include requirements and/or
options for determining if non-EHS hazardous chemical components in
mixtures are at or above the reporting threshold, the Agency provided
guidance on this issue in the preamble to the July 26, 1990 (55 FR
30632) final rule. In that preamble, EPA specified that, while
aggregation of non-EHS hazardous chemical components present in
mixtures is not required for determining if the reporting threshold is
met, the facility may choose to aggregate if they wish to report by
hazardous chemical components rather than reporting as mixtures. The
July 1990 rule finalized the reporting thresholds under sections 311
and 312 and established uniform effective dates for all facilities
subject to reporting under sections 311 and 312. Other revisions
included finalizing the revision of the definition of the term
``facility'' to include subsurface operations, the implementation of
all sections of EPCRA by Indian Tribes on Indian lands
[[Page 65454]]
as well as the treatment of mixtures in threshold calculations.
2. Summary of the Proposed Revisions for the Reporting of Mixtures
In the June 1998 proposed rule, the Agency proposed a number of
revisions to 40 CFR 370.28 for applying threshold quantities and the
reporting of mixtures under EPCRA sections 311 and 312. Specifically,
the proposed revisions to Sec. 370.28 were:
(1) Removing the phrase ``the total quantity of the mixture'' from
Sec. 370.28(b)(2);
(2) Adding a provision to clarify that, when determining the total
quantity of an EHS present at a facility, the quantity of that
substance present in a mixture must be included even if the total
quantity of that particular mixture is also being counted toward the
threshold level for that mixture;
(3) Adding a provision for applying the threshold quantity to a
hazardous chemical component in a mixture when that hazardous chemical
component is not an EHS; and
(4) Adding a provision for applying the threshold quantity to a
non-EHS hazardous chemical when that chemical is present both by itself
and as a component in a mixture.
EPA requested comments on these proposed revisions, as well as on
the re-writing of the mixture reporting section in plain language,
using a question and answer format. EPA received a total of 38 comments
from industry, State and local governments, trade associations and
environmental groups. In general, commenters supported codifying
existing policies for the reporting of mixtures. However, several
commenters opposed two of the proposed revisions. An overview of the
comments received on each of the proposed revisions and the final
actions being taken by the Agency are discussed below.
3. Organizational Changes to the Reporting of Mixtures in This Final
Action
In addition to the four proposed revisions described above, EPA
proposed re-organizing and re-numbering 40 CFR part 370. Commenters
provided general support for re-organizing and re-numbering 40 CFR part
370. As stated in the proposed rule, Sec. 370.28 is re-numbered as
Sec. 370.14. A table is also provided in Sec. 370.14(a) to clarify
the requirements and/or provide options to determine if reporting
thresholds have been met or exceeded for mixtures containing EHSs and
non-EHS hazardous chemical components. The table also shows how to
report mixtures that contain EHSs and non-EHS hazardous chemical
components. The basic reporting option stated in Sec. 370.28(a) is now
in the table in Sec. 370.14(a). This provision states that the owner
or operator of a facility may meet the MSDS and Tier I information
reporting requirements for mixtures containing hazardous chemicals by
either: (1) Reporting with respect to each component in the mixture
that is a hazardous chemical; or (2) reporting with respect to the
mixture itself, provided that the mixture itself is a hazardous
chemical.
Section 370.28(a) also stated that, where practicable, the
reporting of mixtures by a facility be consistent for both inventory
and MSDS reporting. Although we proposed that the new section 370.14(d)
would restate this requirement, EPA has re-numbered this provision as
370.14(b) to provide further clarity and improve the flow of the
regulations.
4. Final Action on Proposed Revision (1): Removing the Phrase ``the
Total Quantity of the Mixture'' From Sec. 370.28(b)(2)
In the process of re-organizing and re-numbering all the sections
in 40 CFR part 370, some of the requirements were consolidated into one
section. As a result, the Agency proposed to remove the phrase ``the
total quantity of the mixture'' from Sec. 370.28(b)(2). This
requirement states that if the facility chooses to report the mixture,
then the total quantity of the mixture present at the facility shall be
reported. Since the table in new section 370.14(a) directs the reader
to Sec. Sec. 370.30 and 370.40, which already provides this
information, EPA believed that this phrase did not need to be repeated.
EPA received five comments opposing this revision. Specifically, the
commenters argued that the sections that are cross-referenced,
Sec. Sec. 370.30 and 370.40, do not adequately address how mixtures
should be reported and thus, recommended that the phrase ``the total
quantity of the mixture'' should be retained for clarity. Based on
these comments, EPA has decided to retain this language in the final
rule. As noted above, the language is now in the table in Sec.
370.14(a).
5. Final Action on Proposed Revision (2): Clarifying How To Determine
the Total Quantity of an EHS in Mixtures
Prior to this action, the regulation only stated that when
determining whether a reporting threshold for an EHS has been met or
exceeded, the owner or operator of a facility shall aggregate the
quantity of the EHS present as a component in all mixtures at the
facility and all other quantities of the EHS present at the facility.
The Agency proposed to amend the regulations to clarify that when
determining the total quantity of an EHS present at a facility, the
quantity present in a mixture must be included even if the total
quantity of that particular mixture is also being counted toward the
threshold level for that mixture. For example, a facility has 15,000
pounds of a hazardous chemical mixture which contains 6,000 pounds of
sulfuric acid, an EHS. Although the facility may report this mixture on
the Tier II form as a mixture since it is above the reporting threshold
of 10,000 pounds for a hazardous chemical, the facility must include
the amount of the sulfuric acid in this mixture when determining the
total quantity of the sulfuric acid present throughout the facility.
Since publication of the July 1990 final rule, this has been EPA's
policy for determining if reporting thresholds have been met or
exceeded for mixtures that contain EHSs. Thus, the Agency was simply
proposing to include EPA's policy in the regulation. The Agency
received seven comments supporting this revision and four comments that
argued against the proposed revision. Some of the commenters who
supported this revision stated that this policy is consistent with the
regulatory language in Sec. 370.28(c). These commenters also stated
that EHSs should be reported this way to make sure that emergency
responders do not unknowingly encounter a mixture containing an EHS
component. The commenters who argued against this change stated that
this method may ``double count'' the EHS and increase the reporting
burden on large facilities. These commenters also argued that an EHS
component of a mixture often does not exhibit the same hazardous
properties as it does in its pure form, especially when present in a
mixture at low concentrations.
EPA agrees with those commenters who supported the proposed
revision. In particular, we believe it is important for local
government officials to plan and prepare the community for emergencies
involving EHSs, and it is also important to protect emergency
responders. While EPA understands that this approach may increase the
burden for some facilities, we believe that any extra burden is
appropriate and necessary to protect emergency responders. EPA also
agrees with commenters that a hazardous component may not exhibit the
same hazardous properties of the pure chemical when present in a
mixture at low concentrations. For this reason, EPA established a de
minimis limit (1
[[Page 65455]]
percent for hazardous chemicals and 0.1 percent for carcinogens) below
which the component in a mixture need not be counted toward the
threshold quantity (October 15, 1987, 52 FR 38344).
The requirement to aggregate EHSs present throughout the facility
under EPCRA sections 311 and 312 is consistent with the requirements
under emergency planning in EPCRA section 302. EPA anticipates that
LEPCs will request information about EHSs present at a facility in
developing emergency response plans. Therefore, EPA believes that
routine reporting of EHSs under sections 311 and 312 would facilitate
the planning process. For these reasons, EPA is clarifying in this
action that when determining the total quantity of an EHS present at a
facility, the quantity present in a mixture must be included even if
the total quantity of that particular mixture is also being counted
toward the threshold level for that mixture. The requirement for
aggregating the EHS is included in the table in Sec. 370.14(a).
Once a facility determines that the reporting threshold has been
met for an EHS, the facility has the option to report that EHS
component in the mixture or the mixture itself. This option is provided
in the table in Sec. 370.14(a) as it was previously stated in Sec.
370.28(c)(2). If the facility chooses to report on the mixture itself,
the facility must indicate that this mixture contains an EHS and
provide the name of that EHS.
6. Final Action on Proposed Revision (3): Adding a Provision for
Determining the Quantity of a Non-EHS Hazardous Chemical Component in a
Mixture
The third revision that EPA proposed was the addition of a
provision to determine if the reporting threshold has been met or
exceeded for mixtures that contain non-EHS hazardous chemical
components. Prior to this action, the regulations only specified
requirements for determining if a reporting threshold has been met or
exceeded for mixtures containing EHSs and for reporting mixtures
containing EHSs. However, in the preamble of the July 26, 1990 final
rule, the Agency provided options for mixtures containing non-EHS
hazardous chemical components. In that preamble, the Agency stated that
if a facility has mixtures that contain a non-EHS hazardous chemical
component, the facility may either add up the quantity of that non-EHS
hazardous chemical component present throughout the facility or
consider the total quantity of the mixture to determine if the
reporting threshold has been met or exceeded. For example, a facility
has two hazardous chemical mixtures, mixture A is 25,000 pounds and
mixture B is 15,000 pounds. Mixture A contains 15,000 pounds of
hazardous chemical X and 10,000 pounds of hazardous chemical Y. Mixture
B contains 10,000 pounds of hazardous chemical X and 5,000 pounds of
hazardous chemical Y. The facility owner or operator has the option of
adding up the total quantity of each of the hazardous components in
both mixtures and report each of the components on the Tier II form if
the reporting threshold of 10,000 pounds has been met or exceeded. In
this example, the total amount of hazardous chemical X is 25,000 pounds
and the total amount of hazardous chemical Y is 15,000 pounds, thus
both would need to be reported. The facility owner or operator also has
the option to report the mixtures on the Tier II form since both
mixtures exceed the reporting threshold of 10,000 pounds. In the June
1998 proposed rule, the Agency proposed to codify these options.
In addition to providing these options, the Agency also proposed a
requirement for facilities that choose to report the non-EHS hazardous
chemical components of mixtures instead of reporting on the mixture
itself. The proposed rule stated that when determining if a reporting
threshold has been met or exceeded, these facilities must include the
quantity of a non-EHS hazardous chemical component present in a mixture
even if that particular mixture is also being counted toward the
threshold level for that mixture. In looking at the example above, in
addition to the two mixtures present at the facility, assume that the
facility has mixture C that contains 10,000 pounds of chemical X and
5,000 pounds of chemical Z. The facility decides to report this mixture
on the Tier II form rather than breaking it up into its hazardous
chemical components. The Agency proposed that if the facility chooses
to break up the components in mixtures A and B, then the facility must
also add the quantity of chemical X in mixture C to the quantities of
chemical X in mixtures A and B, even though the facility has decided to
report mixture C on the Tier II form.
EPA received comments from industry and State and local government
agencies regarding this approach. They generally agreed that options
for determining if reporting thresholds have been met or exceeded for
mixtures containing non-EHS hazardous chemicals should be provided.
These commenters also stated that flexibility is important for those
operating sites that may only have MSDSs for mixtures. For these sites,
reporting on the total quantity of the mixture is preferable. One
commenter suggested that reporting individual non-EHS hazardous
chemical components should be required only if the facility has an MSDS
for that specific component.
The Agency agrees with the commenters that the options proposed for
determining if reporting thresholds have been met or exceeded for non-
EHS hazardous chemicals present in mixtures are consistent with EPCRA
sections 311(a)(3) and 312(a)(3). The statute provides the facility
owner or operator with the option to either report the mixture itself
or each hazardous chemical component in the mixture. As stated by one
of the commenters, and EPA agrees, flexibility is important to those
sites that may only have MSDSs for mixtures. In that case, it is
preferable for a facility to submit an MSDS for the mixture under
section 311 and report the mixture on the inventory form under section
312. Therefore, the Agency is finalizing as proposed by providing
options for determining if a reporting threshold has been met or
exceeded for mixtures that contain non-EHS hazardous chemicals. The
facility has the option to either add up all the amounts of each non-
EHS hazardous chemical component present throughout the facility or
consider the total quantity of the mixture to determine whether the
total quantity equals or exceeds the reporting threshold. These options
were proposed to be added to the table in 370.14(b) that is re-numbered
as 370.14(a) in this final action.
Once it is determined that the reporting threshold is met or
exceeded for either the non-EHS hazardous chemical component or the
mixture, the facility may report the quantity of non-EHS hazardous
chemical component or the mixture itself. The table in Sec. 370.14(a)
states these options.
EPA also understands the concern raised by some commenters that
every facility is different. That is, in some cases, the OSHA
regulations may require a facility to prepare or have available an MSDS
for the mixture and/or its hazardous chemical components. This is the
reason that the Agency proposed to add a provision in Sec.
370.28(a)(2) with respect to consistency in MSDS (section 311) and
inventory reporting (section 312). This means that if the facility
owner or operator decides to report a mixture under section 311 by
submitting an MSDS for the mixture, then the facility owner or operator
should also report that mixture under section 312 and not report its
hazardous chemical components, unless the facility can show that it is
not practicable to do so. As stated in the preamble to the
[[Page 65456]]
proposed rule, it is important for the MSDS information to correspond
with the inventory information to ensure consistency in the qualitative
and quantitative information received regarding the hazards of
chemicals stored on site. The requirement for consistency in reporting,
which was in Sec. 370.28(a)(2), is now in Sec. 370.14(b).
7. Final Action on Proposed Revision (4): Adding a Provision for
Determining the Quantity of a Non-EHS Hazardous Chemical When Present
in Pure Form and in Mixtures
The fourth revision that EPA proposed was to specify requirements
for the owner or operator to determine if reporting thresholds have
been met or exceeded when a non-EHS hazardous chemical is present both
by itself and as a component in mixture(s). While EPA intended to
address non-EHS hazardous chemicals with this revision, the term ``non-
EHS'' was inadvertently left out of the regulatory language in Sec.
370.14(e). However, the preamble language included the term ``non-EHS''
within the discussion of this proposed revision. The proposed
regulatory language indicated that if a hazardous chemical (should have
stated non-EHS hazardous chemical) is present at a facility both by
itself and as a component in mixture(s), the facility must determine
the total amount of that chemical and compare it to the reporting
threshold. To determine this quantity, the facility would have to add
together all quantities of the non-EHS hazardous chemical present at
the facility, including the quantity present in concentrations greater
than 1% in all mixtures. For example, a facility has a non-EHS
hazardous chemical in pure form and in mixtures throughout the
facility. This proposed requirement states that the facility owner or
operator must add the quantity of that non-EHS hazardous chemical in
pure form to those quantities of that non-EHS hazardous chemical in
mixtures to determine if the reporting threshold of 10,000 pounds is
met or exceeded. The purpose of this proposed revision was to establish
a clear method for accurately calculating the quantity of non-EHS
chemicals present.
Four commenters supported this proposed revision and nine
commenters opposed it. The commenters that supported it stated that
this method would more accurately account for the total amount of a
non-EHS hazardous chemical in both its pure form and in mixtures
present at a facility. Most of the commenters who opposed this revision
stated that requiring facilities to aggregate the amounts of non-EHSs
on site in mixtures with non-EHS hazardous chemicals present in pure
form will impose a great burden on facilities, as well as State and
local government agencies that manage the submitted reports. The
commenters also argued that requiring aggregation of non-EHSs is
unnecessary as information on these chemicals is not required for
emergency planning purposes. Commenters also stated that the
aggregation will not provide meaningful hazard information to emergency
responders. Most of the commenters agreed with the Agency that
aggregating and reporting EHSs present throughout the facility is vital
to emergency planning and is important to emergency responders.
However, these same commenters opposed aggregating non-EHS hazardous
chemicals present throughout the facility.
After reviewing and considering all the comments received, the
Agency has decided not to adopt this proposed revision. EPA agrees with
those commenters that stated that this approach imposes a burden on
most facilities and does not improve local emergency planning efforts,
as EPCRA sections 302 and 303 do not require the incorporation of non-
EHSs into the comprehensive emergency response plan. As mentioned
earlier in this section, EPA has determined that data on EHSs have
greater emergency planning and right-to-know value to communities than
do data on non-EHSs. Thus, as mentioned above, EPA is not requiring
facilities to aggregate non-EHS hazardous chemical components in
mixtures and in pure form to determine if the threshold level is met.
B. Tier I and Tier II Inventory Forms and Instructions
1. Removal of Forms and Instructions From the Code of Federal
Regulations
The Agency proposed to remove the Tier I and Tier II inventory
forms and instructions from the Code of Federal Regulations (CFR). In
the preamble to the proposed rule, the Agency stated that removing the
forms (and instructions) from the CFR would make it easier for the
Agency to make minor changes to them. Under the Paperwork Reduction Act
(PRA), the Agency must submit any forms used to collect information
from the regulated community to the Office of Management and Budget
(OMB) for review and approval. The Agency must develop a supporting
statement explaining the reasons, the method, and the burden hours and
costs imposed on the regulated community for the collection of the
information. Once approved, these forms receive an OMB control number
and expiration date, usually three years from approval. To continue
using these forms, the Agency must submit them along with the
supporting statement to be reviewed and renewed by OMB by the
expiration date. Therefore, if the forms remain in the CFR, the Agency
would need to reprint them every three years just to reflect the new
OMB information collection date, even if no other changes were made to
the form.
Sixteen commenters, mainly consisting of State and local government
agencies, supported the removal of the forms and instructions from the
CFR. Commenters from industry also supported removal of the forms from
the CFR and making them available on EPA's Web site. Five commenters,
however, opposed the removal of the forms and the instructions from the
CFR.
Commenters who supported the change did so because they believe
that once the forms and instructions are removed, EPA can make minor
changes to them with minimal expense. Some commenters stated that most
States have developed their own forms with additional specific
requirements; therefore, States would make their forms available to the
regulated community. Other supporters also suggested that any major
changes to the forms should still be made in a rulemaking process and
not just through the public comment period during the renewal and
approval process for the information collection requirements under the
Paperwork Reduction Act (PRA). Commenters that opposed the removal of
the forms and instructions from the CFR were concerned that EPA would
change them without going through a public notice and comment (e.g. via
rulemaking) process. Some of the commenters also suggested that the
Agency should require the use of only the Federal Tier I and Tier II
forms, instead of allowing separate forms for each State, since the
Federal forms promote uniformity of reporting.
In response to these comments and as described in the proposal, EPA
has decided to remove the forms and instructions from the CFR, as
proposed. However, revised Sec. Sec. 370.41 and 370.42 will contain a
narrative description of the Tier I and Tier II informational
requirements. The Tier I and Tier II forms and instructions will be
available on the Agency's Web site at https://www.epa.gov/emergencies.
If the Agency makes significant changes to the forms in the future, we
would go through the rulemaking process and solicit public comment
before such changes were made to the form.
[[Page 65457]]
We would also note that while EPA agrees with the commenters that
reporting should generally be uniform, EPA also believes that each
State should have the flexibility to collect the hazardous chemical
inventory information it needs to develop emergency plans for its
communities. States can implement EPCRA according to their needs and
may promulgate requirements that are more stringent than the Federal
requirements. States also can add more chemicals, set lower reporting
thresholds and require facilities to report using a State form,
including the electronic submission of information. At present, most
States have their own reporting formats or have requirements that are
more stringent than the Federal Regulations. Thus, facilities are
encouraged to contact their States to determine whether any additional
requirements or formats are required by their States.
2. Revisions to the Forms and Instructions
In addition to proposing to remove the forms and instructions from
the CFR, EPA also proposed several changes to the forms and one change
to the instructions. However, before discussing these, and as way of
background, EPA stated in the preamble to the proposed rule that the
Agency was undertaking an agency-wide initiative to streamline and
consolidate the Agency's collection and maintenance of environmental
data, which was intended to improve EPA's management and use of such
information, as well as to provide improved public access to such
information by creating links between major data sources. This
initiative, the Facility Identification Initiative, would establish a
unique Facility Identification Number for facilities that submit
environmental data to EPA under various regulatory programs. EPA would
then be able to establish links among records of environmental data
relative to a specific facility and also establish means for the public
to access the Agency's data using this number.
Thus, EPA proposed and sought public comment on whether to require
facilities to report their Facility Identification Number on their Tier
I (or Tier II) form, when reporting under EPCRA section 312, if such a
number has been assigned under another State or Federal environmental
program. EPA received a total of thirty-five comments on this issue.
Twenty-five commenters supported and ten commenters opposed this
revision. Commenters that supported this change stated that the
inclusion of the Facility Identification Number will facilitate
information sharing between localities and EPA. These commenters also
stated that it would be helpful to integrate environmental reporting
across program areas. However, those commenters that did not support
the change argued that many of the facilities that comply with the Tier
II reporting requirement would not have a number because they may not
have to comply with other environmental programs. Other commenters
suggested that this data element should be optional.
Based on our evaluation of the comments, we have decided not to
require the Facility Identification Number be reported on these forms.
The Agency agrees with the commenters that some facilities may not have
a number assigned to them. Also, EPA is aware that many States assign a
number to their facilities, which is also labeled as ``Facility
Identification Number.'' EPA believes that facilities could become
confused with two numbers assigned by EPA and the State. Therefore,
this data element will not be included on the Tier I and Tier II forms
at this time.
The second change that was proposed to the Tier I and Tier II forms
was to require facilities to report the North American Industry
Classification System (NAICS) code for their facility on their forms
instead of the Standard Industrial Classification (SIC) code. The SIC
codes were replaced by the NAICS codes in 1997. When the proposed rule
was published in June 1998, facilities were just becoming familiar with
the new codes and the Agency received many adverse comments on this
proposed change. Commenters stated that it was premature to require
this change since the industry is not very familiar with the new codes.
However, other commenters supported the change to the NAICS code, but
suggested that the Agency should allow facilities to report both codes
until the codes are universally accepted.
Since the rule was first proposed in 1998, the Agency believes that
facilities should now be familiar with the NAICS codes since they may
have been using them to comply with other EPA programs. Therefore, as
proposed, EPA is requiring that facilities use the NAICS code for their
facility on their Tier I and Tier II forms. The Agency will revise
these forms to reflect this change.
Finally, as mentioned in the preamble to the proposed rule, EPA is
revising the informational requirements to the Tier II form in Sec.
370.42 to require facilities to report ``chemical name or the common
name of the chemical as provided on the Material Safety Data Sheet.''
Commenters indicated general support for this revision. Therefore, in
this final action, the Tier II Informational Requirements in Sec.
370.42 codifies this statutory requirement.
C. Penalties for Noncompliance
The penalties for noncompliance with the emergency release
notification and hazardous chemical reporting requirements were stated
in Sec. Sec. 355.50 and 370.5, respectively. The Tier I and Tier II
form instructions contained in Sec. Sec. 370.40 and 370.41 also
included a description of potential penalties for noncompliance with
the hazardous chemical reporting requirements. In order to streamline
the regulations, EPA proposed removing these provisions from the CFR,
since the penalties are already established in the statute. Commenters
supported this change. Thus, the final rule will not contain this
language.
It should also be noted that EPA believes it is appropriate to
remove the penalty information from this regulation because penalties
are periodically adjusted and published in the Federal Register in a
separate action. Under the Debt Collection Improvement Act (DCIA) of
1996, EPA makes adjustments to the Civil Monetary Penalties at least
once every four years to account for inflation. Therefore any penalty
information printed in an EPA regulation would become obsolete once the
next four year cycle begins. The Agency would need to update every rule
that contains penalty information; instead, it publishes current
penalty information for all regulations in the Civil Penalty Inflation
Adjustment Rule. The most recent publication of the Civil Penalty
Inflation Adjustment Rule was published in the Federal Register on
February 13, 2004 (69 FR 7126).
D. Additional Changes to 40 CFR Parts 355 and 370 Regulations
EPA proposed some minor changes to the regulations in 40 CFR parts
355 and 370 to make the rules clearer and easier to use. Some of the
proposed changes included codifying policy statements that EPA has
provided to the regulated community, clarifying some requirements, and
restating the statutory requirements. Commenters generally supported
these changes and thus, the regulations have been amended to reflect
these changes. As it was stated earlier in this action, EPA has re-
numbered the sections in both 40 CFR parts 355 and 370. Thus, the
discussion below reflects the re-numbered sections where the changes
can be found.
SERC and LEPC--The Agency proposed replacing the phrase
``State Emergency Response Commission'' with SERC and the phrase
``Local Emergency
[[Page 65458]]
Planning Committee'' with LEPC in 40 CFR parts 355 and 370, since these
terms are now commonly used by the regulated community and the public.
Commenters supported this change and EPA is adopting it in this final
action. These terms are added to the definition sections in 40 CFR
parts 355 and 370. The definitions of these terms can be found in
Sec. Sec. 355.61 and 370.66.
Quantity of an extremely hazardous substance in a
mixture--The instructions for calculating the quantity of an EHS
present in a mixture for emergency planning in Sec. 355.30(e)(1), are
now in Sec. 355.13. The terms ``mixture'' and ``solution'' are both
used in these instructions. EPA proposed to remove the term
``solution'' since the definition of the term ``mixture'' includes
``solution.'' Most commenters supported this change. EPA has also
replaced the term ``mass'' with the term ``weight,'' which is more
familiar to the public. For purposes of these regulations, these two
terms are synonymous. EPA also received comments supporting this
revision. Both of these proposed changes are finalized in today's
action. In addition, section 355.13 now includes an example calculation
to improve understanding of these instructions.
Extremely Hazardous Substances in solid form--The
instructions to determine which threshold planning quantity (TPQ) to
use for an EHS in solid form in Sec. 355.30(e)(2)(i) are now in Sec.
355.15. EPA proposed to replace the phrases ``exists in'' and ``is
handled in'' with ``is in'' in these instructions, since this phrase is
simpler and easier to understand. EPA received comments supporting this
change and is finalizing it in today's action.
Facility Emergency Coordinator--The regulations for
emergency planning first promulgated on April 22, 1987 (52 FR 13395)
set forth requirements in Sec. 355.30(c) that require the owner or
operator of a facility to notify the LEPC (or the Governor if there is
no LEPC) of the name of the facility emergency coordinator or the
facility representative. In the 1998 proposed rule, EPA proposed that
the SERC be notified if there is no LEPC, or the Governor if there is
no SERC. The Agency proposed this change because most States now have
functioning SERCs than when the regulations were first promulgated in
April 1987. EPA received comments supporting this revision. In re-
organizing and re-numbering part 355, this requirement is now finalized
in Sec. 355.20.
The regulations in Sec. 355.30(c) also require that the name of
the facility emergency coordinator be provided on or before September
17, 1987 or 30 days after an LEPC is established, whichever is earlier.
This notification deadline corresponds to the statutory deadline found
in EPCRA section 303(d)(1). Neither the statute nor the current
regulations establish a deadline for providing this information if a
facility becomes subject to the emergency planning requirements (that
is, an EHS first becomes present at the facility in excess of its TPQ,
or the EHS list is revised and an EHS on the revised list is present at
the facility in excess of its TPQ), after September 17, 1987 or if a
new LEPC is established. EPCRA section 302(c) does, however, require
that, within 60 days after becoming subject to the emergency planning
requirements, a facility must provide notice that it is subject to
these requirements. EPA believes that the name of the facility
emergency coordinator is an integral part of the emergency planning
notification requirements, and should therefore be provided at the same
time as the emergency planning notice. Accordingly, the Agency proposed
this change and new Sec. 355.20 now requires that the name of the
facility emergency coordinator be provided by September 17, 1987, or
within 30 days of the establishment of an LEPC (in accordance with the
statutory deadline at EPCRA section 303 (d) (1)), or within 60 days
after a facility becomes subject to EPCRA's emergency planning
requirements (consistent with EPCRA section 302(c)). In today's action,
the deadline for notification of the name of the facility emergency
coordinator is now consistent with the deadline for a facility to
provide notice that it is subject to the emergency planning
requirements (see revised Sec. 355.20). Section 355.20 presents a
summary in table format of the information that is required under
EPCRA's emergency planning requirements, including the types of
information reported, required recipients of the information, and
deadlines for reporting. All commenters supported this revision.
Emergency Planning Notification.
Section 355.30 requires that a facility notify the SERC that it is
subject to the emergency planning requirements under EPCRA section 302.
EPA proposed that the LEPC also be notified. This would be consistent
with section 302(c) of EPCRA, which requires that an owner or operator
notify the SERC and LEPC when his facility becomes subject to the
emergency planning requirements. This revised notification requirement
is now in Sec. 355.20.
In order for the regulations to be consistent with the statutory
requirements in EPCRA section 303(d)(1), the Agency proposed to add
``within 30 days after establishment of an LEPC'' in Sec. 355.20.
Prior to the revisions finalized in this rulemaking, Sec. 355.30(b)
only stated that the notification be provided on or before May 17, 1987
or within 60 days after a facility first becomes subject to the
requirements. Commenters supported these revisions, although we decided
to re-phrase it as ``within 30 days after an LEPC is established.'' The
table in Sec. 355.20 now includes this phrase for emergency planning
notification and facility emergency coordinator.
In the process of rewriting the regulations in plain language
format, EPA realized that the dates, May 17, 1987 and September 17,
1987 in Sec. 355.30 for emergency planning notification and facility
emergency coordinator are no longer applicable. Therefore, EPA decided
to remove those dates from the revised regulations in Sec. 355.20.
Changes relevant to emergency planning.
Prior to the revisions finalized in this rulemaking, Sec.
355.30(d) stated that facility owners or operators were required to
inform the LEPC of any changes occurring at the facility which may be
relevant to emergency planning. In re-designating all the sections in
this part, EPA proposed that this requirement be in Sec. 355.20 and to
include the term ``promptly'' in order to be consistent with EPCRA
section 303(d)(2). Commenters supported this revision, but suggested
that the Agency provide a specific time period, such as 10, 20 or 30
days, rather than using a vague term. EPA agrees with the commenters,
but also notes that the changes that may occur at a facility could be
important for developing and maintaining emergency plans. Therefore,
EPA is requiring that information about changes at a facility relevant
to emergency planning must be submitted within 30 days of such changes.
Changes relevant to emergency planning may include, but not be limited
to, notifying that facility is no longer in operation, new EHSs are
present at the facility, EHSs are moved to a different location at the
facility, EHSs are no longer present at the facility, etc.
Format for emergency planning and release notifications.
Since the promulgation of the final rule on April 22, 1987 (52 FR
13379), EPA's policy has been that emergency planning notification
under EPCRA section 302 should be provided in writing. However, the
regulations do not specify how emergency planning notification shall be
provided. In this
[[Page 65459]]
action, EPA has added a new section 355.21, to codify our existing
policy to recommend that facilities provide emergency planning
notification in writing.
EPA also proposed to add section 355.41 to the emergency release
notification under the EPCRA section 304 requirements which clarifies
that the initial notification should be oral and the follow-up
notification should be in writing. EPA does not specify a particular
format, but does note that an LEPC may request a specific format for
submission of this information. Commenters supported both of these
revisions.
24-hour time period for release notification.
The emergency release notification requirements in Sec. 355.40 do
not indicate the time period in which a release of a reportable
quantity must occur to trigger emergency release notification
requirements. Under EPCRA section 304(a), releases are reportable if
they occur in a manner that requires, or would require, notification
under CERCLA section 103(a). EPA's interpretation has been that the 24-
hour time period under CERCLA also applies to EPCRA. This time period
was proposed and is now added to the regulations in Sec. 355.33, which
states that the ``release of a reportable quantity * * * within any 24-
hour period'' triggers the emergency release notification requirements.
Commenters supported this revision.
Releases during transportation.
The emergency release notification requirements that apply to the
release of a substance during transportation (or storage incident to
transportation) in Sec. 355.40(b)(4)(ii) are now in Sec. 355.42(b).
EPA proposed to remove the term ``transportation-related release'' and
its definition from this section since this term may add confusion to
the requirements. EPA also proposed to revise this requirement to be
consistent with the language in the statute in section 304(b)(1). The
statute states: ``* * * with respect to transportation of a substance
subject to the requirements of this section, or storage incident to
such transportation, the notice * * * calling the operator.'' EPA
believes that the requirement is easier to understand if the term
``transportation-related release'' is removed from the regulations and
replaced with the words ``release during transportation and storage
incident to transportation.'' Commenters supported this revision.
Releases that are continuous.
Under the definitions in 40 CFR 302.8(b), a release that is
continuous and stable in quantity and rate qualifies for reduced
reporting requirements under EPCRA. The requirements for reporting
continuous releases in Sec. 355.40(a)(2)(iii) are now in Sec. 355.32.
Continuous releases are subject to four notification requirements. As
stated in the proposed rule, these notification requirements have been
reorganized in today's action in order to clarify that the community
emergency coordinator of the LEPC and the SERC of any State that is
likely to be affected by the release must be notified in each of the
four release notifications (in addition to the notifications required
under 40 CFR 302.8). Commenters supported this revision.
State or local format for reporting inventory information.
One of the main goals of the June 1998 proposed rule was to provide
flexibility for SERCs and LEPCs with respect to the manner in which
information is reported under EPCRA sections 311 and 312. Sections
370.40 and 370.41 proposed flexibility in that State or local forms
could be used for reporting inventory information, as long as the
content is identical to the uniform Federal forms (Tier I or Tier II
forms). EPA is revising these provisions so that the use of a State or
local format is allowed, as proposed. The provisions allow the
submittal of inventory information in a variety of ways, including
electronic, as long as all the information required under the statute
and its implementing regulations is provided. These revisions are set
forth in Sec. 370.40. Commenters supported this revision.
EPA also proposed that, when using State or local formats for
reporting inventory information, the use of State or local codes for
weight ranges are allowed, provided that the weight ranges are no
broader than those provided in Sec. 370.43. EPA also proposed that
State or local codes for storage types and conditions can be used
provided that the codes specify the same or more detailed information
as that specified in Sec. 370.43. As proposed, the Agency has added
paragraph (d) to Sec. 370.43, allowing this flexibility. Commenters
supported this revision.
SERC or LEPC response to a request for Tier II information
within 45 days.
In order to be consistent with the language in EPCRA section
312(e)(3)(D), EPA proposed to add, ``A SERC or LEPC must respond to a
request for Tier II information * * * within 45 days of receiving such
a request.'' Section 370.61(b) in today's action adds this new
requirement. Commenters supported this revision.
E. Definitions
EPA proposed to combine all definitions found in both 40 CFR parts
355 and 370 into one section at the end of 40 CFR part 355 in order to
improve the readability of the rule. By placing the consolidated
definitions section at the end of 40 CFR part 355, the reader would not
have to read through all of the definitions before seeing how they are
used in the text. EPA sought comments on whether these changes improve
the readability of the rule. Many of the commenters suggested that both
40 CFR parts 355 and 370 should have a definition section. Therefore,
EPA will include a definition section at the end of each part in Sec.
355.61 and Sec. 370.66 under the heading ``How are key words in this
part defined?''
EPA also proposed some minor revisions to some of the terms found
in the definition section for 40 CFR parts 355 and 370. The Agency is
finalizing all of the changes, as proposed.
Act. The term ``Act,'' used to define ``the Superfund
Amendments and Reauthorization Act of 1986'' in 40 CFR part 355, has
been removed from the definition section. Each of the laws, the
Emergency Planning and Community Right-to-Know Act (EPCRA) and the
Comprehensive Environmental Response, Compensation and Liability Act
(CERCLA) are used in today's action by name of the Act. Therefore, EPA
decided to remove the term ``Act.'' Commenters supported this revision.
SERC or LEPC. The terms ``commission'' and ``committee''
have been replaced with ``SERC'' and ``LEPC.'' Commenters supported
this revision.
EPCRA and OSHA. The definitions of these acronyms are
added to the definition sections as proposed. Commenters supported this
revision.
Facility. The final rule, published on July 26, 1990 (55
FR 30634), revised the definition of facility for both 40 CFR parts 355
and 370 to clarify that the definition includes subsurface structures
that are man-made or natural structures into which hazardous chemicals
are purposefully placed or removed through human means, such that the
structures function as a containment structure. The purpose of this
revision was to clarify that the term ``structures'' in the definition
of ``facility'' is not limited to surface structures, but also includes
subsurface structures. However, the Agency inadvertently omitted the
phrase ``all natural structures in which chemicals are purposefully
placed or removed through human means such that it functions as a
containment structure for
[[Page 65460]]
human use'' in 40 CFR part 355. EPA intended both 40 CFR parts 355 and
370 to have the same definition. This discrepancy is being corrected in
this final rule.
EPA received a total of five comments; two commenters supported
this change and one provided a comment that was outside the scope of
the proposed rule. Two other commenters requested that EPA re-confirm
the policy that the Agency issued in a letter dated October 25, 1990,
to the American Petroleum Institute (API).
In that letter, EPA clarified that oil and gas deposits with
indefinite boundaries are not structures within the definition of
facility and therefore not considered part of the ``facility.''
However, natural structures that function as containment structures,
such as a cave or a salt dome which have more definite boundaries are
considered structures within the definition of ``facility.'' EPA
concluded that, for emergency planning, emergency release notification,
and hazardous chemical reporting, the definition of ``facility'' does
not include oil or gas deposits and thus, is re-confirming this policy
today.
Hazardous Substances. The terms ``CERCLA hazardous
substances'' and ``extremely hazardous substances'' were proposed to be
placed together in the definition section under the term ``hazardous
substances'' in order to eliminate the confusion between them. EPA
received two comments that supported this minor change. However, one
commenter suggested that ``CERCLA hazardous substances'' and
``extremely hazardous substances'' should be separate items in the
definition in order to make it easier to locate these terms. EPA
decided to keep both terms as separate entries in the definition
section of 40 CFR part 355.
Hazardous Chemical. Two organizational changes were
proposed to improve the clarity of this definition. The first was to
re-format the list of the exceptions to the term. The second was to
move the phrase ``present in the same form and concentration as a
product packaged for distribution and use by the general public'' to
the exceptions to the definition of the term ``hazardous chemical.''
Prior to the revisions in this rulemaking, this phrase was defined
separately in the definition section. The Agency believes that
including this phrase in the list of exceptions to the term ``hazardous
chemical'' will assist the reader to better understand its meaning. EPA
received one comment that supported this revision. One commenter,
however, argued that this exemption should not be allowed since many
products sold to the general public are extremely dangerous. While EPA
agrees that some products sold to the general public may pose a danger,
the statute provides exemptions from the term ``hazardous chemical''
and EPA is only restating the statutory exemption in the definition
section. Thus, this change is being finalized today.
Inventory form. The Tier I and Tier II forms have been
removed from the regulations in 40 CFR part 370 as discussed previously
in the preamble. However, this term is kept in the definition section
in 40 CFR part 370 and is revised to indicate that the information
requirements for these forms can be found in Sec. Sec. 370.40 through
370.45. EPA received two comments that supported this revision.
Medium or media. This term is added to the definition
section in 40 CFR part 355.
Mixture. The term ``mixture'' is used in both 40 CFR parts
355 and 370. However, the definition of this term only appeared in 40
CFR part 355. Thus, EPA is including this term in the definition
section of both Sec. Sec. 355.61 and 370.66. EPA also is clarifying
that the definition of ``mixture'' in 40 CFR part 370 is the same as
used in 29 CFR 1910.1200(c), since the applicability of 40 CFR part 370
is based on OSHA's hazard communicati