Carbaryl; Order Denying NRDC's Petition to Revoke Tolerances, 64229-64246 [E8-25693]
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Federal Register / Vol. 73, No. 210 / Wednesday, October 29, 2008 / Rules and Regulations
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20460–0001; telephone number:
703–308–2201; e-mail address:
scheltema.christina@epa.gov.
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 180
[EPA–HQ–OPP–2008–0347; FRL–8388–1]
SUPPLEMENTARY INFORMATION:
Carbaryl; Order Denying NRDC’s
Petition to Revoke Tolerances
I. General Information
A. Does this Action Apply to Me?
Environmental Protection
Agency (EPA).
ACTION: Order.
AGENCY:
SUMMARY: In this Order, EPA denies a
petition requesting that EPA revoke all
pesticide tolerances for carbaryl under
section 408(d) of the Federal Food,
Drug, and Cosmetic Act (FFDCA). The
petition was filed on January 10, 2005,
by the Natural Resources Defense
Council (NRDC).
DATES: This Order is effective October
29, 2008. Objections and requests for
hearings must be received on or before
December 29, 2008, and must be filed in
accordance with the instructions
provided in 40 CFR part 178 (see also
Unit I.C. of the SUPPLEMENTARY
INFORMATION).
EPA has established a
docket for this action under docket
identification (ID) number EPA–HQ–
OPP–2008–0347. To access the
electronic docket, go to https://
www.regulations.gov, select ‘‘Advanced
Search,’’ then ‘‘Docket Search.’’ Insert
the docket ID number where indicated
and select the ‘‘Submit’’ button. Follow
the instructions on the regulations.gov
website to view the docket index or
access available documents. All
documents in the docket are listed in
the docket index available in
regulations.gov. Although listed in the
index, some information is not publicly
available, e.g., Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available in the electronic docket at
https://www.regulations.gov, or, if only
available in hard copy, at the OPP
Regulatory Public Docket in Rm. S–
4400, One Potomac Yard (South Bldg.),
2777 S. Crystal Dr., Arlington, VA. The
Docket Facility is open from 8:30 a.m.
to 4 p.m., Monday through Friday,
excluding legal holidays. The Docket
Facility telephone number is (703) 305–
5805.
FOR FURTHER INFORMATION CONTACT:
Christina Scheltema, Special Review
and Reregistration Division (7508P),
Office of Pesticide Programs,
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ADDRESSES:
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In this document, EPA denies a
petition by the NRDC to revoke
pesticide tolerances. This action may be
of interest to agricultural producers,
food manufacturers, or pesticide
manufacturers. Potentially affected
entities may include, but are not limited
to those engaged in the following
activities:
• Crop production (NAICS code 111),
e.g., agricultural workers; greenhouse,
nursery, and floriculture workers;
farmers.
• Animal production (NAICS code
112), e.g., cattle ranchers and farmers,
dairy cattle farmers, livestock farmers.
• Food manufacturing (NAICS code
311), e.g., agricultural workers; farmers;
greenhouse, nursery, and floriculture
workers; ranchers; pesticide applicators.
• Pesticide manufacturing (NAICS
code 32532), e.g., agricultural workers;
commercial applicators; farmers;
greenhouse, nursery, and floriculture
workers; residential users.
This listing is not intended to be
exhaustive, but rather to provide a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. If you have any
questions regarding the applicability of
this action to a particular entity, consult
the person listed under FOR FURTHER
INFORMATION CONTACT.
B. How Can I Access Electronic Copies
of this Document?
In addition to accessing an electronic
copy of this Federal Register document
through the electronic docket at https://
www.regulations.gov, you may access
this Federal Register document
electronically through the EPA Internet
under the ‘‘Federal Register’’ listings at
https://www.epa.gov/fedrgstr. You may
also access a frequently updated
electronic version of EPA’s tolerance
regulations at 40 CFR part 180 through
the Government Printing Office’s pilot
e-CFR site at https://www.gpoaccess.gov/
ecfr.
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C. Can I File an Objection or Hearing
Request?
Under section 408(g) of FFDCA, any
person may file an objection to any
aspect of this regulation and may also
request a hearing on those objections.
You must file your objection or request
a hearing on this regulation in
accordance with the instructions
provided in 40 CFR part 178. To ensure
proper receipt by EPA, you must
identify docket ID number EPA–HQ–
OPP–2008–0347 in the subject line on
the first page of your submission. All
requests must be in writing, and must be
mailed or delivered to the Hearing Clerk
as required by 40 CFR part 178 on or
before December 29, 2008.
In addition to filing an objection or
hearing request with the Hearing Clerk
as described in 40 CFR part 178, please
submit a copy of the filing that does not
contain any CBI for inclusion in the
public docket that is described in
ADDRESSES. Information not marked
confidential pursuant to 40 CFR part 2
may be disclosed publicly by EPA
without prior notice. Submit this copy,
identified by docket ID number EPA–
HQ–OPP–2008–0347, by one of the
following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the on-line
instructions for submitting comments.
• Mail: Office of Pesticide Programs
(OPP) Regulatory Public Docket (7502P),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20460–0001.
• Delivery: OPP Regulatory Public
Docket (7502P), Environmental
Protection Agency, Rm. S–4400, One
Potomac Yard (South Bldg.), 2777 S.
Crystal Dr., Arlington, VA. Deliveries
are only accepted during the Docket’s
normal hours of operation (8:30 a.m. to
4 p.m., Monday through Friday,
excluding legal holidays). Special
arrangements should be made for
deliveries of boxed information. The
Docket Facility telephone number is
(703) 305–5805.
II. Introduction
A. What Action Is the Agency Taking?
The NRDC filed a petition dated
January 10, 2005 with EPA which,
among other things, requested that EPA
revoke all tolerances for the pesticide
carbaryl established under section 408
of the FFDCA, 21 U.S.C. 346a (Ref. 1)
This Order denies that aspect of the
petition that sought the revocation of
the carbaryl tolerances. This Order also
denies NRDC’s petition to cancel
carbaryl pet collar registrations
submitted as part of NRDC’s comments
on the N-methyl carbamate (NMC)
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cumulative assessment and dated
November 26, 2007, because NRDC is
arguing that exposure to carbaryl pet
collars makes the cumulative risks
presented by carbaryl unsafe (Ref. 2).
B. What Is the Agency’s Authority for
Taking This Action?
Under section 408(d)(4) of the
FFDCA, EPA is authorized to respond to
a section 408(d) petition to revoke
tolerances either by issuing a final rule
revoking the tolerances, issuing a
proposed rule, or issuing an order
denying the petition. (21 U.S.C.
346a(d)(4)).
III. Statutory and Regulatory
Background
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A. FFDCA/FIFRA and Applicable
Regulations
1. In general. EPA establishes
maximum residue limits, or
‘‘tolerances,’’ for pesticide residues in
food and feed commodities under
section 408 of the FFDCA. (21 U.S.C.
346a). Without such a tolerance or an
exemption from the requirement of a
tolerance, a food containing a pesticide
residue is ‘‘adulterated’’ under section
402 of the FFDCA and may not be
legally moved in interstate commerce.
(21 U.S.C. 331, 342). Monitoring and
enforcement of pesticide tolerances are
carried out by the U.S. Food and Drug
Administration (FDA) and the U.S.
Department of Agriculture (USDA).
Section 408 was substantially rewritten
by the Food Quality Protection Act of
1996 (FQPA), which added the
provisions discussed below establishing
a detailed safety standard for pesticides,
additional protections for infants and
children, and the estrogenic substances
screening program. (Public Law 104–
170, 110 Stat. 1489 (1996)).
EPA also regulates pesticides under
the Federal Insecticide, Fungicide, and
Rodenticide Act (FIFRA), (7 U.S.C. 136
et seq). While the FFDCA authorizes the
establishment of legal limits for
pesticide residues in food, FIFRA
requires the approval of pesticides prior
to their sale and distribution, (7 U.S.C.
136a(a)), and establishes a registration
regime for regulating the use of
pesticides. FIFRA regulates pesticide
use in conjunction with its registration
scheme by requiring EPA review and
approval of pesticide labels and
specifying that use of a pesticide
inconsistent with its label is a violation
of federal law. (7 U.S.C. 136j(a)(2)(G)).
In the FQPA, Congress integrated action
under the two statutes by requiring that
the safety standard under the FFDCA be
used as a criterion in FIFRA registration
actions as to pesticide uses which result
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in dietary risk from residues in or on
food, (7 U.S.C. 136(bb)), and directing
that EPA coordinate, to the extent
practicable, revocations of tolerances
with pesticide cancellations under
FIFRA. (21 U.S.C. 346a(l)(1)).
2. Safety standard for pesticide
tolerances. A pesticide tolerance may
only be promulgated or left in effect by
EPA if the tolerance is ‘‘safe.’’ (21 U.S.C.
346a(b)(2)(A)(i)). This standard applies
both to petitions to establish and
petitions to revoke tolerances. ‘‘Safe’’ is
defined by the statute to mean that
‘‘there is a reasonable certainty that no
harm will result from aggregate
exposure to the pesticide chemical
residue, including all anticipated
dietary exposures and all other
exposures for which there is reliable
information.’’ (21 U.S.C.
346a(b)(2)(A)(ii)). Section 408(b)(2)(D)
directs EPA, in making a safety
determination, to:
consider, among other relevant
factors—...
(v) available information concerning the
cumulative effects of such residues and other
substances that have a common mechanism
of toxicity; and
(vi) available information concerning the
aggregate exposure levels of consumers (and
major identifiable subgroups of consumers)
to the pesticide chemical residue and to other
related substances, including dietary
exposure under the tolerance and all other
tolerances in effect for the pesticide chemical
residue, and exposure from other nonoccupational sources;
(21 U.S.C. 346a(b)(2)(D)(v), (vi) and
(viii)).
EPA must also consider, in evaluating
the safety of tolerances, ‘‘safety factors
which . . . are generally recognized as
appropriate for the use of animal
experimentation data.’’ (21 U.S.C.
346a(b)(2)(D)(ix).
Risks to infants and children are given
special consideration. Specifically,
section 408(b)(2)(C) states that EPA:
shall assess the risk of the pesticide
chemical based on—
(II) available information concerning the
special susceptibility of infants and children
to the pesticide chemical residues, including
neurological differences between infants and
children and adults, and effects of in utero
exposure to pesticide chemicals; and
(III) available information concerning the
cumulative effects on infants and children of
such residues and other substances that have
a common mechanism of toxicity. ...
(21 U.S.C. 346a(b)(2)(C)(i)(II) and (III)).
This provision also creates a
presumptive additional safety factor for
the protection of infants and children.
Specifically, it directs that ‘‘[i]n the case
of threshold effects, ... an additional
tenfold margin of safety for the pesticide
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chemical residue and other sources of
exposure shall be applied for infants
and children to take into account
potential pre- and post-natal toxicity
and completeness of the data with
respect to exposure and toxicity to
infants and children.’’ (21 U.S.C.
346a(b)(2)(C)). EPA is permitted to ‘‘use
a different margin of safety for the
pesticide chemical residue only if, on
the basis of reliable data, such margin
will be safe for infants and children.’’
(Id.). The additional safety margin for
infants and children is referred to
throughout this Order as the ‘‘FQPA
Safety Factor.’’
3. Procedures for establishing,
amending, or revoking tolerances.
Tolerances are established, amended, or
revoked by rulemaking under the
unique procedural framework set forth
in the FFDCA. Generally, a tolerance
rulemaking is initiated by the party
seeking to establish, amend, or revoke a
tolerance by means of filing a petition
with EPA. (See 21 U.S.C. 346a(d)(1)).
EPA publishes in the Federal Register a
notice of the petition filing and requests
public comment. (21 U.S.C. 346a(d)(3)).
After reviewing the petition, and any
comments received on it, EPA may issue
a final rule establishing, amending, or
revoking the tolerance, issue a proposed
rule to do the same, or deny the
petition. (21 U.S.C. 346a(d)(4)).
Once EPA takes final action on the
petition by establishing, amending, or
revoking the tolerance or denying the
petition, any party may file objections
with EPA and seek an evidentiary
hearing on those objections. (21 U.S.C.
346a(g)(2)). Objections and hearing
requests must be filed within 60 days.
(Id.). The statute provides that EPA shall
‘‘hold a public evidentiary hearing if
and to the extent the Administrator
determines that such a public hearing is
necessary to receive factual evidence
relevant to material issues of fact raised
by the objections.’’ (21 U.S.C.
346a(g)(2)(B). EPA regulations make
clear that hearings will only be granted
where it is shown that there is ‘‘a
genuine and substantial issue of fact,’’
the requestor has identified evidence
‘‘which, if established, resolve one or
more of such issues in favor of the
requestor,’’ and the issue is
‘‘determinative’’ with regard to the relief
requested. (40 CFR 178.32(b)). EPA’s
final order on the objections is subject
to judicial review. (21 U.S.C.
346a(h)(1)).
4. Tolerance reassessment and FIFRA
reregistration. The FQPA required that
EPA reassess the safety of all pesticide
tolerances existing at the time of its
enactment. (21 U.S.C. 346a(q)). EPA was
given 10 years to reassess the
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approximately 10,000 tolerances in
existence in 1996. In this reassessment,
EPA was required to review existing
pesticide tolerances under the new
‘‘reasonable certainty that no harm will
result’’ standard set forth in section
408(b)(2)(A)(i). (21 U.S.C.
346a(b)(2)(A)(i)). This reassessment was
substantially completed by the August
3, 2006 deadline. Tolerance
reassessment was generally handled in
conjunction with a similar program
involving reregistration of pesticides
under FIFRA. (7 U.S.C. 136a–1).
Reassessment and reregistration
decisions were generally combined in a
document labeled a Reregistration
Eligibility Decision (‘‘RED’’).
B. EPA’s Approach to Dietary Risk
Assessment
EPA performs a number of analyses to
determine the risks from aggregate
exposure to pesticide residues. A short
summary is provided below to aid the
reader. For further discussion of the
regulatory requirements of section 408
of the FFDCA and a complete
description of the risk assessment
process, see https://www.epa.gov/
fedrgstr/EPA–PEST/1999/January/Day–
04/p34736.htm.(64 FR 162)
To assess the risk of a pesticide
tolerance, EPA combines information on
pesticide toxicity with information
regarding the route, magnitude, and
duration of exposure to the pesticide.
The risk assessment process involves
three distinct steps: (1) identification of
the toxicological hazards posed by a
pesticide and determination of the
exposure ‘‘level of concern’’ for humans;
(2) estimation of human exposure; and
(3) characterization of human risk based
on comparison of human exposure to
the level of concern.
1. Hazard identification and
determination of the level of concern.
Any risk assessment begins with an
evaluation of a chemical’s inherent
properties, and whether those properties
have the potential to cause adverse
effects (i.e., hazard identification). EPA
then evaluates the hazards to determine
the most sensitive and appropriate
adverse effect of concern, based on
factors such as the effect’s relevance to
humans and the likely routes of
exposure. Once a pesticide’s potential
hazards are identified, EPA determines
a toxicological level of concern for
evaluating the risk posed by human
exposure to the pesticide. In this step of
the risk assessment process, EPA
essentially evaluates the levels of
exposure to the pesticide at which
effects might occur. An important aspect
of this determination is assessing the
relationship between exposure (dose)
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and response (often referred to as the
dose-response analysis). Another aspect
is the determination of whether the
effect is associated with a threshold
dose (i.e., the effect is seen only at or
above a certain dose) or whether the
effect can occur at any dose (such as
some tumors).
In evaluating a chemical’s dietary
risks for threshold effects, EPA uses a
reference dose (RfD) approach, which
involves a number of considerations
including:
• A ’point of departure’(PoD) - the
value from a dose-response curve that is
at the low end of the observable data
(the no observed adverse effect level, or
NOAEL, the lowest-observed adverse
effect level or LOAEL, or an
extrapolated benchmark dose) and that
is the dose serving as the ’starting point’
in extrapolating a risk to the human
population;
• An uncertainty factor to address the
potential for a difference in toxic
response between humans and animals
used in toxicity tests (i.e., interspecies
extrapolation);
• An uncertainty factor to address the
potential for differences in sensitivity in
the toxic response across the human
population (for intraspecies
extrapolation); and
• The need for an additional safety
factor to protect infants and children, as
specified in FFDCA section 408(b)(2)(C).
EPA uses the chosen PoD to calculate
a safe dose or RfD. The RfD is calculated
by dividing the chosen PoD by all
applicable safety or uncertainty factors.
Typically in EPA risk assessments, a
combination of safety or uncertainty
factors providing at least a hundredfold
(100X) margin of safety is used: 10X to
account for interspecies extrapolation
and 10X to account for intraspecies
extrapolation. Further, in evaluating the
dietary risks for pesticide chemicals, an
additional safety factor of 10X is
presumptively applied to protect infants
and children, unless reliable data
support selection of a different factor. In
implementing FFDCA section 408, EPA
also calculates a variant of the RfD
referred to as a population adjusted dose
(PAD). The PAD is the RfD divided by
any portion of the children’s safety
factor that does not correspond to one
of the traditional additional uncertainty/
safety factors used in general Agency
risk assessment. The reason for
calculating PADs is so that other parts
of the Agency, which are not governed
by FFDCA section 408, can, when
evaluating the same or similar
substances, easily identify which
aspects of a pesticide risk assessment
are a function of the particular statutory
commands in FFDCA section 408. For
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acute assessments, the risk is expressed
as a percentage of a maximum
acceptable dose or the acute PAD (i.e.,
the acute dose which EPA has
concluded will be ‘‘safe’’). As discussed
below in Unit V.C., dietary exposures
greater than 100 percent of the acute
PAD are generally cause for concern and
would be considered ‘‘unsafe’’ within
the meaning of FFDCA section
408(b)(2)(B). Throughout this document
general references to EPA’s calculated
safe dose are denoted as an acute PAD,
or aPAD, because the relevant point of
departure for carbaryl is based on an
acute risk endpoint.
In evaluating a chemical’s dietary risk
for non-threshold effects, such as
cancer; EPA’s default approach is to
extrapolate a Q1* from the doseresponse curve as a measure of cancer
potency, and then to use this Q1* value
in conjunction with estimated dietary
exposure to estimate the probability of
occurrence of additional adverse effects.
The Q1*is the 95th percentile upper
confidence limit from a tumor dose
response curve extrapolated using a
linear low-dose model. For nonthreshold dietary cancer risks, EPA
generally considers cancer risk to be
negligible if the probability of increased
cancer cases falls within the range of 1
in 1 million.
Animal studies show that carbaryl,
like other NMC pesticides, causes
transient, reversible inhibition of
cholinesterase activity in brain, red
blood cells, and plasma across all tested
routes of exposure. Developmental
toxicity was seen in rats and rabbits
treated with carbaryl during gestation;
effects included decreased fetal weight
and incomplete ossification (bone
formation). A carbaryl rat reproductive
toxicity study showed decreased pup
survival, and a rat developmental
neurotoxicity study showed changes in
fetal brain morphometry. In addition, a
comparative cholinesterase study shows
that young animals had increased
sensitivity, compared with adults, to
inhibition of brain cholinesterase from
carbaryl. EPA used endpoints from the
comparative cholinesterase study to
assess human health risk in both the
single chemical risk assessment for
carbaryl and in the cumulative risk
assessment for the NMC pesticides.
Carbaryl is considered to be ‘‘likely to
be carcinogenic in humans’’ based on
tumors in male mice and EPA utilized
the Agency default low-dose linear
extrapolation (Q1*) approach to
quantify cancer risk.
2. Estimating human exposure levels.
Pursuant to section 408(b) of the
FFDCA, EPA has evaluated carbaryl
dietary risks based on ‘‘aggregate
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exposure’’ to carbaryl. By ‘‘aggregate
exposure,’’ EPA is referring to exposure
to carbaryl alone by multiple pathways
of exposure, including residues in food
and water and exposure from use of
carbaryl products in residential settings.
EPA uses available data, together with
assumptions designed to be protective
of public health and standard analytical
methods, to produce separate estimates
of exposure for a highly exposed
subgroup of the general population, for
each potential pathway and route of
exposure. For acute risks, EPA then
calculates potential aggregate exposure
and risk by using probabilistic
techniques to combine distributions of
potential exposures in the population
for the dietary pathway, and uses single
point estimates for the residential
component in calculating aggregate
exposure. For dietary analyses, the
relevant sources of potential exposure to
carbaryl are from the ingestion of
residues in food and drinking water.
The Agency uses a combination of
monitoring data and predictive models
to evaluate environmental exposure of
humans to carbaryl, which may occur
from ingesting carbaryl residues in food
or drinking water, or from using
products containing carbaryl in
residential settings. These are described
below.
a. Exposure from food. Data on the
residues of carbaryl in foods are
available from a variety of sources. One
of the primary sources of the data comes
from federally-conducted surveys,
including the Pesticide Data Program
(PDP) conducted by the USDA. Further,
market basket studies, which are
typically performed by registrants, can
provide additional residue data. These
data generally provide a
characterization of pesticide residues in
or on foods consumed by the U.S.
population that closely approximates
real world exposures because they are
sampled closer to the point of
consumption in the chain of commerce
than field trial data, which are generated
to establish the maximum level of legal
residues that could result from
maximum permissible use of the
pesticide. In certain circumstances, EPA
will rely on field trial data, as it can
provide more accurate exposure
estimates. EPA estimated dietary
exposure to carbaryl using residue data
from a variety of sources, including
USDA and FDA monitoring and crop
field trial studies. These residue data
were refined based on relevant
processing factors. EPA also took into
account information on the extent to
which crops which may be treated with
carbaryl are actually so treated.
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EPA uses a computer program, the
Dietary Exposure Evaluation Model
(DEEM), and the USDA Food
Commodity Intake database (FCID), to
estimate exposure by combining data on
human consumption amounts with
residue values in food commodities.
DEEM-FCIDTM also compares exposure
estimates to appropriate RfD or PAD
values to estimate risk. EPA uses DEEMFCIDTM to estimate exposure for the
general U.S. population as well as for 32
subgroups based on age, sex, ethnicity,
and region. DEEM-FCIDTM allows EPA
to process extensive volumes of data on
human consumption amounts and
residue levels in making risk estimates.
Matching consumption and residue
data, as well as managing the thousands
of repeated analyses of the consumption
database conducted under probabilistic
risk assessment techniques, requires the
use of a computer.
DEEM-FCIDTM contains consumption
and demographic information on the
individuals who participated in the
USDA’s Combined Survey of Food
Intake by Individuals (CSFII) in 1994–
1996 and 1998. The 1998 survey was a
special survey required by the FQPA to
supplement the number of children
survey participants. DEEM-FCIDTM also
contains ‘‘recipes’’ that convert foods as
consumed (e.g., pizza) back into their
component raw agricultural
commodities (e.g., wheat from flour, or
tomatoes from sauce, etc.). This is
necessary because residue data are
generally gathered on raw agricultural
commodities rather than on finished
ready-to-eat food. Data on residue
values for a particular pesticide and the
RfD or PADs for that pesticide are
inputs to the DEEM-FCIDTM program to
estimate exposure and risk.
For carbaryl’s assessment, EPA used
DEEM-FCIDTM to calculate risk
estimates based on a probabilistic
distribution. DEEM-FCIDTM combines
the full range of residue values for each
food with the full range of data on
individual consumption amounts to
create a distribution of exposure and
risk levels. More specifically, DEEMFCIDTM creates this distribution by
calculating an exposure value for each
reported day of consumption per person
(‘‘person/day’’) in USDA’s CSFII,
assuming that all foods potentially
bearing the pesticide residue contain
such residue at the chosen value. The
exposure amounts for the thousands of
person/days in the CSFII are then
collected in a frequency distribution.
EPA also uses DEEM-FCIDTM to
compute a distribution taking into
account both the full range of data on
consumption levels and the full range of
data on potential residue levels in food.
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Combining consumption and residue
levels into a distribution of potential
exposures and risk requires use of
probabilistic techniques.
Probabilistic analysis is used to
predict the frequency with which
variations of a given event will occur.
By taking into account the actual
distribution of possible consumption
and pesticide residue values,
probabilistic analysis for pesticide
exposure assessments ‘‘provides more
accurate information on the range and
probability of possible exposure and
their associated risk values’’ (Ref. 3). In
capsule, a probabilistic pesticide
exposure analysis constructs a
distribution of potential exposures
based on data on consumption patterns
and residue levels and provides a
ranking of the probability that each
potential exposure will occur. People
consume differing amounts of the same
foods, including none at all, and a food
will contain differing amounts of a
pesticide residue, including none at all.
The probabilistic technique that
DEEM-FCIDTM uses to combine differing
levels of consumption and residues
involves the following steps:
(1) Identification of any food(s) that
could bear the residue in question for
each person/day in the CSFII;
(2) Calculation of an exposure level
for each of the thousands of person/days
in the CSFII database, based on the
foods identified in Step #1 by randomly
selecting residue values for the foods
from the residue database;
(3) Repetition of Step #2 up to one
thousand times for each person/day;
and
(4) Collection of all of the hundreds
of thousands of potential exposures
estimated in Steps # 2 and 3 in a
frequency distribution.
The resulting probabilistic assessment
presents a range of exposure/risk
estimates.
b. Exposure from water. EPA may use
field monitoring data and/or simulation
water exposure models to generate
pesticide concentration estimates in
drinking water. Monitoring and
modeling are both important tools for
estimating pesticide concentrations in
water and can provide different types of
information. Monitoring data can
provide estimates of pesticide
concentrations in water that are
representative of the specific
agricultural or residential pesticide
practices in specific locations, under the
environmental conditions associated
with a sampling design (i.e., the
locations of sampling, the times of the
year samples were taken, and the
frequency by which samples were
collected). Although monitoring data
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can provide a direct measure of the
concentration of a pesticide in water, it
does not always provide a reliable basis
for estimating spatial and temporal
variability in exposures because
sampling may not occur in areas with
the highest pesticide use, and/or when
the pesticides are being used and/or at
an appropriate sampling frequency to
detect high concentrations of a pesticide
that occur over the period of a day to
several days.
Because of the limitations in most
monitoring studies, EPA’s standard
approach is to use simulation water
exposure models as the primary means
to estimate pesticide exposure levels in
drinking water. EPA’s computer models
use detailed information on soil
properties, crop characteristics, and
weather patterns to estimate water
concentrations in vulnerable locations
where the pesticide could be used
according to its label. (69 FR 30042,
May 26, 2004). These models calculate
estimated water concentrations of
pesticides using laboratory data that
describe how fast the pesticide breaks
down to other chemicals and how it
moves in the environment at these
vulnerable locations. The modeling
provides an estimate of pesticide
concentrations in ground and surface
water. Daily concentrations can be
estimated continuously over long
periods of time, and for places that are
of most interest for any particular
pesticide.
EPA relies on models it has developed
for estimating pesticide concentrations
in both surface water and ground water.
Typically EPA uses a two-tiered
approach to modeling pesticide
concentrations in surface and ground
water. If the first tier model suggests
that pesticide levels in water may be
unacceptably high, a more ined model
is used as a second tier assessment. For
surface water assessments, the second
tier model is actually a combination of
two models: The Pesticide Root Zone
Model (PRZM) and the Exposure
Analysis Model System (EXAMS).
A detailed description of the models
routinely used for exposure assessment
is available from the EPA web site:
https://www.epa.gov/oppefed1/models/
water/index.htm. These models provide
a means for EPA to estimate daily
pesticide concentrations in surface
water sources of drinking water (a
reservoir) using local soil, site,
hydrology, and weather characteristics
along with pesticide application and
agricultural management practices, and
pesticide environmental fate and
transport properties. Consistent with the
recommendations of the FIFRA Science
Advisory Panel (SAP), EPA also
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considers percent cropped area factors
(PCA) which takes into account the
potential extent of cropped areas that
could be treated with pesticides in a
particular area. The PRZM and EXAMS
models used by EPA were developed by
EPA’s Office of Research and
Development (ORD), and are used by
many international pesticide regulatory
agencies to estimate pesticide exposure
in surface water. EPA’s use of the
percent cropped area factors and the
Index Reservoir scenario was reviewed
by the FIFRA SAP in 1999 and 1998,
respectively (Refs. 4 and 5).
In modeling potential surface water
concentrations, EPA attempts to model
areas of the country that are highly
vulnerable to surface water
contamination rather than simply model
‘‘typical’’ locations occurring across the
nation. Consequently, EPA models
exposures occurring in small highly
agricultural watersheds in different
growing areas throughout the country.
The scenarios are designed to capture
residue levels in drinking water from
reservoirs with small watersheds with a
large percentage of land use in
agricultural production. EPA believes
these assessments are likely reflective of
a small subset of the watersheds across
the country that maintain drinking
water reservoirs, representing a drinking
water source generally considered to be
more vulnerable to frequent high
concentrations of pesticides than most
locations that could be used for crop
production.
When EPA completed the carbaryl
Interim Reregistration Eligibility
Decision (IRED)1 in June 2003, EPA
compared the estimated drinking water
concentrations (EDWCs) of pesticides,
from the PRZM/EXAMS model, with a
drinking water level of concern
(DWLOC), a value representing the
concentration of a pesticide in drinking
water that would represent the upper
limit in light of total aggregate exposure
to that pesticide from food, water, and
residential uses of that pesticide. The
DWLOC approach was developed in the
mid 1990s as part of EPA’s review of
pesticides under FQPA, before the
current risk assessment methodologies
became available. EPA now uses the
output of daily concentration values
from tier two modeling as an input to
DEEM-FCIDTM, which combines water
concentrations with drinking water
consumption information in the daily
diet to generate a distribution of
1 Because carbaryl is a member of the NMC group
of pesticides, which share a common mechanism of
toxicity, EPA was unable to complete the carbaryl
Reregistration Eligibility Decision (RED) before
completion of the NMC cumulative risk assessment
in September 2007.
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exposures from consumption of
drinking water containing pesticide
residues. These results are then used to
calculate a probabilistic assessment of
the aggregate human exposure and risk
from residues in food and drinking
water.
EPA also considers available surface
water monitoring data, including data
from the US Geological Survey (USGS)
National Water Quality Assessment
Program (NAWQA), in conducting
drinking water assessments. For the
2007 carbaryl RED, EPA considered data
from a variety of sources, including
NAWQA, the joint USGS-EPA Mini
Pilot Monitoring Program, Washington
and California state monitoring data,
and registrant voluntary water
monitoring study measuring carbaryl in
targeted community water systems
associated with watersheds having high
carbaryl use.
c. Residential exposures. Generally, in
assessing residential exposure to
pesticides EPA relies on its Standard
Operating Procedures (SOPs) for
Residential Exposure Assessment and
subsequent amendments (Refs. 6, 7, and
8). The Residential SOPs establish the
approaches used for estimating
application and post-application
exposures in a residential setting. SOPs
have been developed for many common
exposure scenarios including pesticide
treatment of lawns, garden plants, trees,
swimming pools, pets, and indoor
surfaces including crack and crevice
treatments. The SOPs are based on
existing monitoring and survey data
including information on activity
patterns, particularly for children.
Where available, EPA relies on
pesticide-specific data in estimating
residential exposures. Although limited
carbaryl specific data were available at
the time the carbaryl IRED was
completed, additional data were
submitted in response to the 2005 Data
Call-In (DCI) for carbaryl. These data
were reviewed and incorporated into
the revised residential risk assessment
used to support the final carbaryl RED.
Residential exposure from carbaryl was
estimated using EPA’s Residential SOPs
(as amended) as well as a turf
dissipation study for carbaryl which
quantified turf transferable residues
after carbaryl application to turf and
other monitoring data available to the
Agency (e.g., residue decline studies on
garden crops).
3. Risk characterization. The final
step in the risk assessment is risk
characterization. In this step, EPA
combines information from the first
three steps (hazard identification, level
of concern/dose-response analysis, and
human exposure assessment) to
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quantitatively estimate the risks posed
by a pesticide. Separate
characterizations of risk are conducted
for different durations of exposure.
Additionally, separate and, where
appropriate, aggregate characterizations
of risk are conducted for the different
routes of exposure (dietary and nondietary).
For threshold risks, EPA estimates
risk in one of two ways. Where EPA has
calculated an RfD/PAD, risk is estimated
by expressing human exposure as a
percentage of the RfD/PAD. Exposures
lower than 100 percent of the RfD/PAD
are generally not of concern.
Alternatively, EPA may express risk by
dividing the estimated human exposure
into the PoD to derive a margin of
exposure (MOE). The MOE is compared
with a level of concern, which is the
product of all applicable uncertainty/
safety factors. In contrast to the RfD/
PAD approach, the higher the MOE, the
lower the risk concern for the pesticide.
Accordingly, if the level of concern is
100, MOEs equal to or exceeding 100
would generally not be of concern.
As a conceptual matter, the RfD/PAD
and MOE approaches are fundamentally
equivalent. For a given risk and given
exposure of a pesticide, if exposure to
a pesticide were found to be acceptable
under an RfD/PAD analysis it would
also pass under the MOE approach, and
vice-versa. However, for any specific
pesticide, risk assessments for different
exposure durations or routes may yield
different results. This is a function not
of the choice of the RfD/PAD or MOE
approach but of the fact that the levels
of concern and the levels of exposure
may differ depending on the duration
and route of exposure.
For non-threshold risks (generally,
cancer risks), EPA uses the slope of the
dose-response curve for a pesticide in
conjunction with an estimation of
human exposure to that pesticide to
estimate the probability of occurrence of
additional adverse effects. For nonthreshold cancer risks, EPA generally
considers cancer risk to be negligible if
the probability of increased cancer cases
falls within the range of 1 in 1 million.
Risks exceeding values within that
range would raise a risk concern.
C. Science Policy Considerations
1. EPA policy on the children’s safety
factor. As the above brief summary of
EPA’s risk assessment practice
indicates, the use of safety factors plays
a critical role in the process. This is true
for traditional 10X safety factors to
account for potential differences
between animals and humans when
relying on studies in animals (interspecies safety factor) and potential
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differences among humans (intraspecies safety factor) as well as the
FQPA’s additional 10X children’s safety
factor.
In general, Section 408 of FFDCA
provides that EPA shall apply an
additional tenfold margin of safety for
infants and children in the case of
threshold effects to account for prenatal
and postnatal toxicity and the
completeness of the data base on
toxicity and exposure unless EPA
determines that a different margin of
safety will be safe for infants and
children. Margins of safety are
incorporated into EPA assessments
either directly through use of a margin
of exposure analysis or through using
uncertainty (safety) factors in
calculating a dose level that poses
acceptable risk to humans.
In applying the children’s safety
factor provision, EPA has interpreted
the statutory language as imposing a
presumption in favor of applying an
additional 10X safety factor (Ref. 9).
Thus, EPA generally refers to the
additional 10X factor as a presumptive
or default 10X factor. EPA has also
made clear, however, that the
presumption can be overcome if reliable
data demonstrate that a different factor
is safe for children (Id.). In determining
whether a different factor is safe for
children, EPA focuses on the three
factors listed in section 408(b)(2)(C) the completeness of the toxicity
database, the completeness of the
exposure database, and potential preand post-natal toxicity. In examining
these factors, EPA strives to make sure
that its choice of a safety factor, based
on a weight-of-the-evidence evaluation,
does not understate the risk to children.
(Id.).
When EPA evaluated the carbaryl
toxicological database in 2003 to
determine the appropriate FQPA Safety
Factor for use in the IRED, available
studies included rat and rabbit
teratology (developmental toxicity)
studies, a rat developmental
neurotoxicity study, a rat reproductive
toxicity study, a 4–week dermal rat
study, acute and subchronic
neurotoxicity screening studies, and a
chronic oral dog study (Ref. 10). Based
on the weight of the evidence as
evaluated in 2003, the FQPA Safety
Factor was determined to be 3X due to
the lack of a NOAEL in the chronic dog
study. This was what the weight of the
evidence showed in 2003.
The science has advanced since 2003;
additional information on
pharmacokinetics as well as additional
acute cholinesterase data have become
available for carbaryl and other NMCs.
Due to the rapid recovery of
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cholinesterase activity, chronic
exposure is no longer considered to be
a concern for carbaryl. As the science
has advanced, science policy has also
evolved. As EPA acquired
developmental neurotoxicity and
comparative cholinesterase data on the
NMCs, it became apparent that
comparative cholinesterase studies
measuring red blood cell (RBC) and
brain cholinesterase inhibition in both
maternal and young animals (postnatal
day 11 (PND11) and postnatal day 17
(PND17)) were a more accurate
predictor of age-related sensitivity than
developmental neurotoxicity studies
measuring behavioral and
histopathological changes. Therefore,
EPA informed registrants that, in the
absence of comparative cholinesterase
data for each pesticide, a 10X FQPA
Safety Factor would be applied to that
pesticide in the NMC cumulative risk
assessment. If comparative
cholinesterase data were available, EPA
used a data derived approach for the
FQPA Safety Factor by comparing the
benchmark dose (BMD) at the 10%
inhibition level for either brain or RBC
acetyl cholinesterase inhibition between
maternal animals and the juvenile
animals (typically PND11).
2. EPA Policy on cholinesterase
inhibition as a regulatory endpoint.
Cholinesterase inhibition is a disruption
of the normal process in the body by
which the nervous system chemically
communicates with muscles and glands.
Communication between nerve cells
and a target cell (i.e., another nerve cell,
a muscle fiber, or a gland) is facilitated
by the chemical, acetylcholine. When a
nerve cell is stimulated it releases
acetylcholine into the synapse (or space)
between the nerve cell and the target
cell. The released acetylcholine binds to
receptors in the target cell, stimulating
the target cell in turn. As EPA has
explained, ‘‘the end result of the
stimulation of cholinergic pathway(s)
includes, for example, the contraction of
smooth (e.g., in the gastrointestinal
tract) or skeletal muscle, changes in
heart rate or glandular secretion (e.g.,
sweat glands) or communication
between nerve cells in the brain or in
the autonomic ganglia of the peripheral
nervous system.’’ (Ref. 11 at 10).
Acetylcholinesterase (AChE) is an
enzyme that breaks down acetylcholine
and terminates its stimulating action in
the synapse between nerve cells and
target cells. When AChE is inhibited,
acetylcholine builds up prolonging the
stimulation of the target cell. This
excessive stimulation potentially results
in a broad range of adverse effects on
many bodily functions. Depending on
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the degree of inhibition these effects can
be serious, even fatal.
EPA’s cholinesterase inhibition policy
statement explains EPA’s approach to
evaluating the risks posed by
cholinesterase-inhibiting pesticides
such as carbaryl. (Id). The policy
focuses on three types of effects
associated with cholinesteraseinhibiting pesticides that may be
assessed in animal and human
toxicological studies: (1) physiological
and behavioral/functional effects; (2)
cholinesterase inhibition in the central
and peripheral nervous system; and (3)
cholinesterase inhibition in red blood
cells and blood plasma. The policy
discusses how such data should be
integrated in deriving an acceptable
dose (RfD/PAD) for a cholinesteraseinhibiting pesticide.
Clinical signs or symptoms of
cholinesterase inhibition in humans, the
policy concludes, provide the most
direct evidence of the adverse
consequences of exposure to
cholinesterase-inhibiting pesticides.
Nonetheless, as the policy notes, due to
strict ethical limitations, studies in
humans are ‘‘quite limited.’’ (Id. at 19).
Although animal studies can also
provide direct evidence of
cholinesterase inhibition effects, animal
studies cannot easily measure cognitive
effects of cholinesterase inhibition such
as effects on perception, learning, and
memory. For these reasons, the policy
recommends that ‘‘functional data
obtained from human and animal
studies should not be relied on solely,
to the exclusion of other kinds of
pertinent information, when weighing
the evidence for selection of the critical
effect(s) that will be used as the basis of
the RfD or RfC.’’ (Id. at 20).
After clinical signs or symptoms,
cholinesterase inhibition in the nervous
system provides the next most
important endpoint for evaluating
cholinesterase-inhibiting pesticides.
Although cholinesterase inhibition in
the nervous system is not itself regarded
as a direct adverse effect, it is ‘‘generally
accepted as a key component of the
mechanism of toxicity leading to
adverse cholinergic effects.’’ (Id. at 25).
As such, the policy states that it should
be treated as ‘‘direct evidence of
potential adverse effects’’ and ‘‘data
showing this response provide valuable
information in assessing potential
hazards posed by anticholinesterase
pesticides.’’ (Id.). AChE inhibition in
brain and the peripheral nervous system
is the initial adverse biological event
which results from exposure to NMC
pesticides, such as carbaryl, and with
sufficient levels of inhibition leads to
other effects. Thus, AChE inhibition
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provides the most appropriate effect to
use in risk extrapolation for derivation
of RfDs and PADs. Protecting against
AChE inhibition ensures that the other
adverse effects mentioned above do not
occur.
In summary, EPA uses a weight of
evidence approach to determine the
toxic effect that will serve as the
appropriate PoD for a risk assessment
for AChE inhibiting pesticides, such as
carbaryl (Id). The neurotoxicity that is
associated with these pesticides can
occur in both the central (brain) and the
peripheral nervous system. In its weight
of the evidence analysis, EPA reviews
data, such as AChE inhibition data from
the brain, peripheral tissues and blood
(e.g., RBC or plasma), in addition to data
on clinical signs and other functional
effects related to AChE inhibition. Based
on these data, EPA selects the most
appropriate effect on which to regulate;
such effects can include clinical signs of
AChE inhibition, central or peripheral
nervous tissue measurements of AChE
inhibition or RBC AChE measures (Id).
Although RBC AChE inhibition is not
adverse in itself, it is a surrogate for
inhibition in peripheral tissues when
peripheral data are not available. As
such, RBC AChE inhibition provides an
indirect indication of adverse effects on
the nervous system (Id.). Due to
technical difficulties regarding
dissection of peripheral nerves and the
rapid nature of carbaryl toxicity,
measures of AChE inhibition in the
peripheral nervous system are very rare
for NMC pesticides. For these reasons,
other state and national agencies such as
California, Washington, Canada, the
European Union, as well as the World
Health Organization (WHO), all use
blood measures in human health risk
assessment and/or worker safety
monitoring programs.
3. Benchmark dose. EPA has relied on
a benchmark dose approach for deriving
the PoD from the available rat toxicity
studies (Ref. 12). A benchmark dose, or
BMD, is a point estimate along a doseresponse curve that corresponds to a
specific response level. For example, a
BMD10 represents a 10% change from
the background or typical value for the
response of concern. Generically, the
direction of change from background
can be an increase or a decrease
depending on the biological parameter
and the chemical of interest. In the case
of carbaryl, inhibition of AChE is the
toxic effect of concern. Following
exposure to carbaryl, the normal
biological activity of the AChE enzyme
is decreased (i.e., the enzyme is
inhibited). Thus, when evaluating BMDs
for carbaryl, the Agency is interested in
a decrease in AChE activity compared to
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normal activity levels, which are also
termed ‘‘background’’ levels.
Measurements of ‘‘background’’ AChE
activity levels are usually obtained from
animals in experimental studies that are
not treated with the pesticide of interest
(i.e., ‘‘negative control’’ animals).
In addition to the BMD, a ‘‘confidence
limit’’ was also calculated. Confidence
limits express the uncertainty in a BMD
that may be due to sampling and/or
experimental error. The lower
confidence limit on the dose used as the
BMD is termed the BMDL, which the
Agency uses as the PoD. Use of the
BMDL for deriving the PoD rewards
better experimental design and
procedures that provide more precise
estimates of the BMD, resulting in
tighter confidence intervals. Use of the
BMDL also helps ensure with high
confidence (e.g., 95% confidence) that
the selected percentage of AChE
inhibition is not exceeded. From the
PoD, EPA calculates the RfD and aPAD.
Numerous scientific peer review
panels over the last decade have
supported the Agency’s application of
the BMD approach as a scientifically
supportable method for deriving PoDs
in human health risk assessment, and as
an improvement over the historically
applied approach of using NOAELs or
LOAELs. The NOAEL/LOAEL approach
does not account for the variability and
uncertainty in the experimental results,
which are due to characteristics of the
study design, such as dose selection,
dose spacing, and sample size. With the
BMD approach, all the dose response
data are used to derive a PoD. Moreover,
the response level used for setting
regulatory limits can vary based on the
chemical and/or type of toxic effect
(Refs. 12, 13, 14, and 15). Specific to
carbaryl and other NMCs, the FIFRA
SAP has reviewed and supported the
statistical methods used by the Agency
to derive BMDs and BMDLs on two
occasions, February 2005 and August
2005 (Refs. 14 and 15).
IV. Carbaryl Tolerances
A. Regulatory Background
Carbaryl is a carbamate insecticide
and molluscide that was first registered
in 1959 for use on cotton. Carbaryl has
many trade names, but is most
commonly known as Sevin. In 1980,
the Agency published a position
document summarizing its conclusions
from a Special Review of carbaryl, and
concluded that risk concerns,
particularly those related to
teratogenicity, did not warrant
cancellation of the registration for
carbaryl. A Registration Standard,
issued for carbaryl in 1984 and revised
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in 1988, described the terms and
conditions for continued registration of
carbaryl. At the time carbaryl was
assessed for purposes of reregistration,
carbaryl was registered for use on over
400 agricultural and non–agricultural
use sites, and there were more than 140
tolerances for carbaryl in the Code of
Federal Regulations (40 CFR 180.169).
For example, carbaryl was registered for
domestic outdoor uses on lawns and
gardens, and indoors in kennels and on
pet sleeping quarters. It was also
registered for direct application to cats
and dogs (collar, powder, and dip) to
control fleas and ticks.
EPA completed an IRED for carbaryl
on June 30, 2003 (2003 IRED). The
Agency amended the IRED on October
22, 2004 (2004 Amended IRED), and
published a formal Notice of
Availability for the document, which
provided for a 60–day public comment
period (Ref. 16). EPA received
numerous comments on the carbaryl
IRED, including the NRDC petition
requesting that EPA cancel all carbaryl
registrations and revoke all tolerances.
The Agency published a Notice of
Receipt for the petition in the Federal
Register, which provided a public
comment period. Petition to Revoke or
Modify Tolerances Established for
Carbaryl; Notice of Availability, 70 FR
16281 (March 30, 2005). The mitigation
detailed in the 2004 Amended IRED for
residential uses included: canceling
liquid broadcast applications to home
lawns pending EPA review of
pharmacokinetic data to refine postapplication risk estimates; home garden/
ornamental dust products must be
packaged in ready-to-use shaker can
containers, with no more than 0.05 lbs.
active ingredient per container;
cancellation of the following uses and
application methods: all pet uses (dusts
and liquids) except collars, aerosol
products for various uses, belly grinder
applications of granular and bait
products for lawns, hand applications of
granular and bait products for
ornamentals and gardens.
On March 9, 2005, EPA issued a
cancellation order for the liquid
broadcast use of carbaryl on residential
turf to address post-application risk to
toddlers (Ref. 17). In March 2005, EPA
also issued generic and product-specific
DCIs for carbaryl. The carbaryl generic
DCI required several studies of the
active ingredient carbaryl, including
additional toxicology, worker exposure
monitoring, and environmental fate
data. The product-specific DCI required
acute toxicity and product chemistry
data for all pesticide products
containing carbaryl; these data are being
used for product labeling. EPA has
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received numerous studies in response
to these DCIs, and, where appropriate,
these studies were considered in the
tolerance reassessment.
In response to the DCIs, many
carbaryl registrants chose to voluntarily
cancel their carbaryl products, rather
than revise their labels or conduct
studies to support these products. EPA
published a notice of receipt of this
request in the Federal Register on
October 28, 2005 (70 FR 62112),
followed by a cancellation order issued
on July 3, 2006. One technical
registrant, Burlington Scientific, chose
to cancel their technical product,
leaving Bayer CropScience (Bayer) as
the sole technical registrant for carbaryl.
Approximately two-thirds of all of the
carbaryl products registered at the time
of the 2003 IRED have been canceled
through this process.
In addition, Bayer, the sole remaining
technical registrant responsible for
developing data, requested waivers of
required exposure monitoring or residue
studies because these use scenarios are
not on any Bayer technical or product
labels or were to be deleted from Bayer
labels: carbaryl use in or on pea and
bean, succulent shelled (subgroup 6B);
millet; wheat; pre-plant root dip for
sweet potato; pre-plant root dip/drench
fpr nursery stocks, vegetable
transplants, bedding plants, and foliage
plants; use of granular formulations on
leafy vegetables (except Brassica); ultra
low volume (ULV) application for adult
mosquito control; and dust applications
in agriculture.
Bayer subsequently requested that all
of their carbaryl registrations bearing
any of these uses be amended to delete
these uses; EPA published a Notice of
receipt of this request in the Federal
Register on August 20, 2008 (73 FR
49184), and plans to approve Bayer’s
request and issue a final order amending
these registrations at the end of the
comment period for the Notice. As a
consequence, EPA has notified all
affected registrants that these uses and
application methods must be deleted
from their carbaryl product labels. EPA
has identified thirty four (34) product
labels from 14 registrants (other than
Bayer) bearing these end uses. All of
these registrants have requested that
their affected carbaryl product
registrations be amended to delete these
uses. EPA published a Notice of receipt
of these requests in the Federal Register
on August 20, 2008 and will publish a
second Notice of Receipt of these
requests on or about October 8, 2008.
In June 2006, EPA determined that the
uses associated with 120 of the existing
carbaryl tolerances are not significant
contributors to the overall NMC
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cumulative risk and as a result these
tolerances will have no effect on the
retention or revocation of other NMC
tolerances. Therefore, EPA considered
these 120 tolerances for carbaryl as
reassessed on June 29, 2006, and posted
this decision on the internet site. (See
https://www.epa.gov/pesticides/
cumulative/
carbamates_commodity.pdf).
Carbaryl is a member of the NMC
class of pesticides which share a
common mechanism of toxicity by
affecting the nervous system via
cholinesterase inhibition. Specifically,
carbaryl is a reversible inhibitor of
AChE. A cumulative risk assessment,
which evaluates exposures based on a
common mechanism of toxicity, was
conducted to evaluate risk from food,
drinking water, residential use, and
other non-occupational exposures
resulting from registered uses of NMC
pesticides, including carbaryl.
In late November 2006, EPA received
data from a carbaryl comparative
cholinesterase study, conducted to
determine the comparative sensitivity of
adults and offspring to cholinesterase
inhibition by carbaryl. These data were
used to revise the FQPA Safety Factor
for carbaryl for the NMC cumulative risk
assessment and to select new toxicology
endpoints (PoDs) for the risk
assessment. The Agency determined
that it was appropriate to use the new
FQPA Safety Factor and revised PoDs in
both the NMC cumulative risk
assessment and the carbaryl-specific
human health risk assessment. Because
this necessitated a revision of the
carbaryl human health aggregate risk
assessment, EPA also considered
additional new data generated in
response to the DCI, new
methodologies, and other new
information in performing its most
recent assessment of carbaryl and in
responding to this Petition. EPA has
thus, in effect, revised the carbaryl
single chemical assessment in response
to the issues raised during the public
comment process as well as based upon
more recent data and analytical
methods.
On September 26, 2007, EPA issued
the NMC cumulative risk assessment.
EPA concluded that the cumulative
risks associated with the NMC
pesticides meet the safety standard set
forth in section 408(b)(2) of the FFDCA,
provided that the mitigation specified in
the NMC cumulative risk assessment is
implemented, such as cancellation of all
uses of carbofuran, termination of
methomyl use on grapes, etc. EPA has
therefore terminated the tolerance
reassessment process under 408(q) of
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the FFDCA. (See Ref. 18 for additional
information).
In conjunction with the NMC
cumulative risk assessment, EPA
completed a RED for carbaryl on
September 24, 2007 and issued this RED
on October 17, 2007 with a formal
Notice of Availability in the Federal
Register (72 FR 58844). In addition to
relying on the NMC cumulative risk
assessment to determine that the
cumulative effects from exposure to all
NMC residues, including carbaryl, was
safe, the carbaryl RED relied upon the
revised assessments and the mitigation
that had already been implemented
(e.g., cancellation of pet uses except for
collars). In addition, the RED included
additional mitigation with respect to
granular turf products for residential
use; namely, that product labels direct
users to water the product in
immediately after application.
Subsequently, on August 25, 2008, EPA
completed an addendum to the Carbaryl
RED incorporating the results of a
revised occupational risk assessment
and modified mitigation measures for
the protection of workers. Elsewhere in
this issue of the Federal Register EPA
is announcing the availability of the
amendments to the Carbaryl RED.
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B. FFDCA Tolerance Reassessment and
FIFRA Pesticide Reregistration
As required by the Food Quality
Protection Act of 1996, EPA reassessed
the safety of the carbaryl tolerances
under the safety standard established in
the FQPA. In the September 2007 RED
for carbaryl, EPA evaluated the human
health risks associated with all currently
registered uses of carbaryl and
determined that there is a reasonable
certainty that no harm will result from
aggregate non-occupational exposure to
the pesticide chemical residue. In
making this determination, EPA
considered dietary exposure from food
and drinking water and all other nonoccupational sources of pesticide
exposure for which there is reliable
information (Ref. 18). The Agency has
concluded that with the adoption of the
risk mitigation measures identified in
the NMC cumulative risk assessment, all
of the tolerances for carbaryl meet the
safety standard as set forth in section
408(b)(2)(D) of the FFDCA. Therefore,
the tolerances established for residues of
carbaryl in/on raw agricultural
commodities were considered
reassessed as safe under section 408(q)
of FFDCA, as amended by FQPA, in
September 2007. These findings
satisfied EPA’s obligation to review the
carbaryl tolerances under the FQPA
safety standard.
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To implement the carbaryl tolerance
reassessment, EPA commenced with
rulemaking in 2008. The Agency
published a Notice of proposed
tolerance actions in the May 21, 2008
Federal Register (73 FR 29456). This
proposed rule provided for a 60 day
public comment period. No comments
relevant to carbaryl tolerances were
received and EPA published a Notice of
final tolerance actions in the September
10, 2008 Federal Register (73 FR
52607). This rule codifies the carbaryl
tolerances in 40 CFR 180.169.
V. The Petition to Revoke Tolerances
NRDC filed a petition dated January
10, 2005 (Petition), requesting, among
other things, that EPA cancel all
carbaryl registrations and revoke all
carbaryl tolerances (Ref. 1). In response
to EPA’s publication of the Petition
pursuant to section 408(d) of the
FFDCA, NRDC resubmitted its Petition
and earlier comments in support of its
Petition. (See Docket ID EPA–HQ–OPP–
2005–0077–0066).
It should be noted that NRDC’s
January 10, 2005 submission is in the
form of comments on and requests for
changes to the Carbaryl Interim
Reregistration Eligibility Decision
published in the Federal Register on
October 27, 2004, 70 FR 62663; (Ref.
16). Nonetheless, in the introduction to
the comments, NRDC included a
statement that NRDC is also petitioning
the Agency to revoke all carbaryl
tolerances. Among other things, NRDC
raises issues with the dietary assessment
and in particular its drinking water
assessment that supported the 2004
IRED decision. NRDC also raises
concerns about the data surrounding
EPA’s selection of a children’s safety
factor. NRDC’s petition also includes
some generic disagreements with how
EPA conducts its assessments.
VI. Public Comment
In response to that portion of NRDC’s
petition seeking revocation of the
carbaryl tolerances, EPA published
notice of the Petition for comment on
March 30, 2005 (70 FR 16281). EPA
received approximately 5,230 comments
in support of the Petition. The vast
majority of these comments followed an
identical or similar format expressing
the commenters support for the Petition
in general terms. These commenters
uniformly protested the Agency’s
decision to continue allowing the use of
carbaryl ‘‘a chemical [EPA] consider[s]
likely to cause cancer.’’ As a
preliminary note, although the Agency
considers carbaryl to have the potential
to cause cancer, exposure to carbaryl
residues is so low that the actual risk of
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cancer from carbaryl is negligible. EPA
is generally not concerned about cancer
risks at or below the range of 1 x 10-6,
or 1 in a million. For carbaryl, the
dietary cancer risk from residues in food
and drinking water is estimated to be 3
x 10-8, or 3 in 10 million. The estimated
cancer risk from exposure to carbaryl in
products used in a residential setting
range from 1 x 10-8 to 10-13 (from 1 in
10 million to 1 in 10 trillion). Because
EPA considers carbaryl to be a nonthreshold carcinogen, the Agency uses
the conservative, default linear low-dose
linear method to quantify cancer risk.
Even using this conservative approach
to evaluate potential cancer risk from
food, drinking water, and residential
uses of carbaryl, EPA has not identified
any cancer risks of concern.
Of the subset of comments not based
upon a form letter, most related to
ecological issues and in particular
toxicity to bees and apple thinning uses.
These comments are not relevant to the
requested revocation of pesticide
tolerances. EPA is responding to the
Petition insofar as it seeks the
cancellation of all carbaryl registrations
separately and, therefore, these
comments are not directly relevant here.
One commenter, Bayer, the sole
technical product registrant, submitted
comments that purport to address all of
the issues raised by NRDC (Ref. 19). In
any event, these comments as a whole
did not add any new information
pertaining to whether the tolerances
were in compliance with the FFDCA.
Comments on the specific claims by
NRDC are summarized in Unit VII
immediately following the summary of
NRDC’s claim but prior to EPA’s
response to the claim.
VII. Ruling on Petition
This Order addresses NRDC’s petition
to revoke carbaryl tolerances. As noted
above, this ‘‘Petition’’ was included as
part of NRDC’s comments on the
carbaryl IRED. Thus, the Petition
contains a number of comments that are
just that, comments, and that do not
provide a basis upon which to either
cancel all carbaryl registrations or
revoke all carbaryl tolerances. Where
those comments are directly related to
suggestions that the carbaryl tolerances
do not meet the safety standard in
section 408 of the FFDCA, the Agency
has tried to address those comments in
this petition response. However, EPA
has not attempted to respond to every
comment or suggestion for improvement
made in NRDC’s filing.
EPA has, to the extent possible,
construed NRDC’s comments as
asserting various grounds as to why the
carbaryl tolerances do not meet the
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FQPA safety standard and should be
revoked. EPA has divided NRDC’s
grounds for revocation into four
categories - toxicology; dietary
exposure; residential exposure; and risk
characterization - and addressed
separately each claim under these
categories. Each specific claim of NRDC
is summarized in Unit VII immediately
prior to EPA’s response to the claim.
This Order also constitutes a response
to a petition dated November 26, 2007,
to cancel carbaryl pet collar registrations
submitted as part of NRDC’s comments
on the NMC cumulative assessment
(NMC Petition) (Ref. 2). EPA’s response
to NRDC’s petition to cancel pet collar
registrations is addressed here because
the basis for the petition to cancel pet
collars rests on issues related to EPA’s
assessment of cumulative effects under
the FFDCA.
EPA has not addressed claims that
concern carbaryl uses that have been
canceled, or application methods that
have been discontinued since the time
of the Petition. Nor is EPA addressing
claims that concern carbaryl uses for
which the registrant(s) has requested
that the use be deleted or registration
cancelled pursuant to section 6(f) of
FIFRA. These include the liquid
broadcast use of carbaryl on residential
lawns and turf, cancelled in March 2005
(Ref. 17), and several other uses and
application methods which have been
or are in the process of cancellation
because the registrants are not
supporting these uses and application
methods with the necessary data (73 FR
49184, August 20, 2008). The following
carbaryl uses are in the process of being
cancelled: wheat, millet, and fresh/
succulent beans and peas (crop
subgroup 6B); use of carbaryl drench or
dip treatments of seedlings or seed
pieces, dust formulations in agricultural
crops, granular applications to leafy
vegetables (except Brassica), direct
applications of carbaryl (except for flea
collars) to domestic animals (including
dogs, cats, and other pets), and all
indoor applications. Carbaryl
registrations are also being amended to
discontinue the following application
methods: drenching dipping, hand held
fogger, mosquito adulticide ULV, power
backpack sprayer, and tree injection.
A. Dietary Exposure Issues
1. Revised dietary exposure and risk
assessment. NRDC’s petition challenges
some aspects of EPA’s 2003 proposed
dietary exposure and risk assessment of
carbaryl (Ref. 1 at 16-20). EPA has since
updated its dietary exposure and risk
assessment. These revisions were
incorporated in and provided the basis
for the RED. The main changes in the
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revised assessment include: (1) Use of
the half-life value for carbaryl from a
study that measures how quickly
carbaryl degrades in an aerobic aquatic
environment; (2) inclusion of updated
percent crop treated data for evaluation
of dietary exposure from residues in
food; (3) inclusion of a comprehensive
review of recent surface water
monitoring data, including an
investigation into the high carbaryl
detection in groundwater reported in
the 2003 IRED; (4) incorporation of the
most recent food residue data from
USDA’s PDP; and (5) inclusion of
drinking water exposure modeling and
monitoring data for agricultural and
nonagricultural uses of carbaryl. In
addition, in a change from the 2003
assessment, the revised risk assessment
did not evaluate dietary risk for long
term (> 6 months) and chronic exposure
to carbaryl due to the rapid reversibility
of cholinesterase inhibition, the
toxicological endpoint of concern.
Specifically, recent data for carbaryl and
the other NMCs show that
cholinesterase inhibition is reversible,
with recovery in less than 24 hours.
Because the acute exposure from
carbaryl is the main duration of
concern, EPA determined that a chronic
assessment is not appropriate for
carbaryl.
These revisions effectively address
NRDC’s concerns and EPA is not
reopening the issues here. Nonetheless,
EPA is providing more specific
information concerning the revised risk
assessment in the context of the specific
issues raised by NRDC.
2. Drinking water assessment—a.
NRDC’s claims. NRDC criticizes the
Agency’s drinking water assessment
because it only considered agricultural
sources. NRDC urged EPA to include all
available information in its surface
water assessment, including nonagricultural sources (Ref. 1 at 16). NRDC
further notes that the drinking water
levels of comparison (DWLOCs)
‘‘exceeds acceptable levels.’’ (Ref. 1 at
16). NRDC disagrees with EPA’s
conclusion that the DWLOC was
nonetheless acceptable because the
modeling is overly conservative and that
actual concentrations of carbaryl in
drinking water are likely to be ‘‘much
lower.’’ NRDC faults the Agency for not
defining the magnitude of ‘‘much
lower’’ and not providing any support
for this contention. In particular, NRDC
argues that the modeling estimates are
actually in agreement with some of the
monitoring data, and therefore EPA
should accept the modeling estimates as
an accurate indicator of exposure.
Specifically, NRDC argues that peak
modeling estimates from Florida citrus
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use (646 ppb) match monitoring data
from a well in New York (610 ppb), and
therefore EPA should accept the
modeling estimates as an accurate
indicator of exposure. NRDC further
argues that the Agency’s rationale for
concluding that the models overestimate
actual concentrations in surface water is
faulty.
b. Public comments. In its comments,
Bayer took issue with NRDC’s
characterization that the monitoring
data are in agreement with the model
calculations, based upon a detection of
610 ppb in a well in New York and a
maximum concentration value of 6.5
ppb in the USGS NAWQA data. Bayer
argues that comparing an isolated
ground water finding with predicted
concentrations in surface water is
scientifically inappropriate because of
the different transport processes in
ground water as compared to surface
water. Bayer characterizes the ground
water detection in NY as anomalous and
notes that it has not been investigated or
confirmed, and argues that it is not
likely to be the result of normal
movement though the soil.
Further, Bayer submitted a voluntary
drinking water monitoring study for
carbaryl, Surface Water Monitoring for
Residue of Carbaryl in High Use Areas
in the United States: Final Report (MRID
45788101). Bayer defends its drinking
water study, stating that it was targeted
to community water systems having
watersheds with high carbaryl use and
that showed lower concentrations than
the NAWQA data. Bayer further argues
that NRDC’s assertion that monitoring
can be spotty and is not designed to
coincide with high use sites, seasonal
application times, watershed
characteristics, and urban and
agricultural methods is misplaced.
Bayer asserts that the monitoring
program was targeted and did focus on
high use sites, with a sampling program
tailored to the application times, and
covered both agricultural and nonagricultural uses.
Bayer also argues that the modeling is
a worst case scenario and gives several
reasons why EPA’s model can
overestimate movement of surface
water, including assumptions regarding
use intensity (100% of field treated at
maximum rates for the maximum
number of times). Bayer then asserts
that the worst-case predictions are not
confirmed by monitoring data
‘‘specifically designed to capture high
use areas and application times.’’ (Ref.
19 at 5).
Another commenter from the
Department of Entomology, Virginia
Tech, notes that while NRDC complains
that EPA makes assumptions in its risk
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models, NRDC makes questionable
assumptions of its own; namely, that
EPA’s model is more reliable than actual
monitoring data. Similarly, NRDC
emphasizes that most acreage is treated,
implying that most acres received the
full allowable rate. However, although
carbaryl is allowed to be applied to
apples during the growing season, apple
growers use carbaryl mainly as a
chemical thinner, which occurs early in
the season and is much less likely to
cause harvest residues. Other
commenters (apple growers) submitted
similar comments regarding the actual
use and that the use of carbaryl for
thinning is not likely to result in
residues at harvest time as well as the
importance of carbaryl for chemical
thinning.
Another commenter from the
University of Florida asserts that the
acute drinking water concern is driven
by Florida modeling, based upon a 38%
crop treated assumption. According to
the commenter, actual use in Florida is
‘‘probably closer’’ to one tenth of that
amount. Again, according to the
commenter, the National Agricultural
Statistics Service (NASS) 2003 fruit data
report percent crop treated amounts of
3% for Florida and 5% for grapefruit
nationally. The commenter takes issue
with NRDC’s claim that the greater than
600 ppb spike in New York ‘‘conforms’’
to the results from the modeling. In so
doing, the commenter asserts that
carbaryl in New York degrades much
slower than in Florida. The commenter
then implies that it is significant that
there are no Florida monitoring values
that were in the hundred parts per
billion concentration range.
c. EPA’s response. EPA has addressed
NRDC’s concerns in the revised
drinking water assessments supporting
the carbaryl RED, which includes all
available information including surface
water monitoring data, new
environmental fate data, and other new
information and methodologies. EPA
incorporated new half-life data from an
aerobic aquatic metabolism study,
regional percent cropped area factors,
and the mitigation required in the
carbaryl IRED into modeled estimates of
carbaryl levels in surface water. In
addition, the Agency used the PRZMEXAMS model to generate a distribution
of approximately 11,000 values,
representing daily peak values over 30
years. This data set was used to create
water residue data files for use in
DEEM-FCIDTM. The range of annual
peak water values was 13 to 108 parts
per billion (ppb) over 30 years (Ref. 20
for further details of EPA’s refined
drinking water modeling). EPA
incorporated this distribution of
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drinking water values directly into the
exposure component of the dietary
assessment, using the DEEM-FCIDTM
model. EPA also incorporated drinking
water consumption data and reported
body weights from the CSFII into the
exposure assessment.
As mentioned above, the carbaryl
drinking water assessment is no longer
based upon the DWLOC approach. EPA
officially withdrew the science policy
paper describing the DWLOC approach
on August 1, 2007 (72 FR 42082). In
addition, EPA believes that the new
approach is more protective of sensitive
population subgroups, including infants
and children, than the DWLOC
approach used in the carbaryl IRED.
Although EPA did not model
nonagricultural use of carbaryl, the
Agency considered these uses in the
process of evaluating all available water
monitoring data for carbaryl for the 2007
carbaryl RED. EPA reviewed the most
recent surface water monitoring data for
carbaryl in urban and suburban areas for
both the carbaryl IRED and the RED.
Specifically, EPA considered data from
NAWQA, the joint USGS-EPA Mini
Pilot Monitoring Program, Washington
and California state monitoring data,
and a registrant voluntary water
monitoring study measuring carbaryl in
targeted community water systems
associated with watersheds having high
carbaryl use. The Agency also
considered California monitoring data
targeted to urban use of pesticides (Ref.
21).
EPA has also obtained additional
information on the groundwater
monitoring value of 610 micrograms/
liter (µg/L) from Suffolk County New
York reported in the carbaryl IRED.
Because this value was significantly
higher than any other monitoring values
from ground or surface water, EPA
contacted the Suffolk County
government for more information about
this particular groundwater sample. The
sample associated with that
concentration (the actual concentration
was 61,000 µg/L, not 610 µg/L) was
taken from a sump at a pesticide mixer/
loader site as part of a pesticide spill
investigation, not from a groundwater
monitoring well. Therefore, this value
should not have been reported in the
Suffolk County water quality database
(Suffolk County Department of Health
2007, personal communication); EPA
has removed it from the carbaryl
drinking water assessment. There were
a small number of detections of carbaryl
reported to OPP as a result of a quality
control check of the Suffolk County
database, ranging from 0.1 to 13 µg/L.
These values are more in line with other
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64239
monitoring data for carbaryl reported in
the EPA assessment.
Finally, both the commenter from the
University of Florida and NRDC are
mistaken in their statements that that
EPA’s drinking water assessment relied
on default percent crop treated
assumptions. In particular, NRDC
appears to have confused percent crop
treated (PCT) data for the percentage of
a food commodity treated with carbaryl
with EPA’s use of percent crop area
(PCA) in the carbaryl drinking water
assessment. The default PCA (87%)
represents the largest fraction of a
watershed that can be planted to any
crop. This default PCA, which is based
on Geographic Information Systems
(GIS) analysis of fairly large
watersheds2, is used in drinking water
assessments to account for the fact that
not all land in a watershed is
agricultural land (planted with crops).
Regional PCAs reflect the greatest
fraction of a watershed used in
agriculture in each of the major drainage
basins in the United States. In either
case, the drinking water assessment
assumes that carbaryl is applied to
100% of the agricultural land in the
watershed, regardless of the fraction of
the watershed that is used in
agriculture.
In sum, the revised dietary risk
assessment for food shows that acute
dietary exposure and risk are below the
Agency’s level of concern for the general
U.S. population and all population
subgroups. The revised drinking water
assessment also does not rely on the old
methodology, using DWLOCs. The
drinking water assessment was not
limited to agriculture uses; EPA
included the most recent available
monitoring data for carbaryl in urban
and suburban areas in the revised
assessment. Last, estimated pesticide
residues in drinking water were
incorporated directly into the exposure
component of the dietary assessment.
3. CARES dietary exposure model—a.
NRDC’s claims. NRDC asserts that EPA
improperly relied upon Cumulative and
Aggregate Risk Evaluation System
(CARES), a ‘‘confidential’’ industry
model to assess human health risks.
While NRDC acknowledges that EPA
may rely on a proprietary model, it
insists that EPA has not provided
sufficient detail about the model’s
‘‘built-in assumptions and calculation
methodologies.’’ (Ref. 1 at 19).
b. Public comments. Bayer asserts that
during its development by industry,
with input from EPA and USDA, CARES
was ‘‘freely’’ available from CropLife
2 Large watershed having an 8 digit hydrologic
unit code (HUC-8).
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America by request. Bayer also notes
that the model was reviewed at two
FIFRA SAP meetings in 2002 and 2004
(US EPA, SAP April 30 to May 1, 2002.
CARES Model Review https://
www.epa.gov/scipoly/sap; USEPA, SAP
April 29 to 30, 2004. A Model
Comparison: Dietary and Aggregate
Exposure in Calendex, CARES and
Lifeline. https://www.epa.gov/scipoly/
sap). On completion of the model, it
was donated to The International Life
Sciences Institute (ILSI). CARES is now
freely available from the ILSI web site
(https://www.ilsi.org).
c. EPA’s Response. In the 2003 IRED,
EPA used the DEEM- FCIDTM model to
estimate dietary risks from carbaryl. The
carbaryl registrant submitted an
assessment derived from CARES, which
EPA reviewed and compared with the
Agency’s results. However, the Agency
did not rely upon the CARES model in
the Carbaryl IRED. EPA relied upon the
DEEM-FCIDTM model for both the 2003
human health risk assessment
supporting the IRED and the revised
2007 dietary assessment supporting the
carbaryl RED. Thus, any concerns
regarding the public availability of the
CARES model are irrelevant to EPA’s
risk assessment for the 2003 IRED.
Nonetheless, it is worth noting that
the CARES model has been transferred
to the ILSI Research Foundation and the
CARES program and source code is
publicly available at no charge. In
addition, in 2002, the FIFRA SAP
reviewed the underlying science,
computational approaches and ease of
use of the CARES model. The FIFRA
SAP’s June 13, 2002 report (Ref. 22)
provides results of the panel’s
deliberations. The FIFRA SAP provided
a series of recommendations designed to
improve the technical basis of the model
and software system. In any case,
CARES meets OPP’s criteria for use in
regulatory decision making with respect
to public availability, transparency, and
compliance with Agency policy
guidelines and NRDC’s objection in this
regard are without merit.
4. Farmers’ markets and roadside
produce stands—a. NRDC’s claims.
NRDC asserts that EPA did not
explicitly consider food purchased at
farmer’s markets, farm stands, ‘‘U-PIK’’
farms, or eaten from household gardens
(Ref. 1 at 19-20). NRDC suggests that, in
the absence of data to support EPA’s
belief that its exposure assessment
adequately accounts for food purchased
at such locals, EPA include an
uncertainty factor to account for
children who consume this source of
food (Ref. 1 at 20).
b. Public comments. Bayer noted that
EPA adequately responded to this issue
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in its October 26, 2004 Response to
Comments on Phase 5 Risk Assessment
(Docket ID No. EPA–HQ–OPP–2003–
0376–00008).
c. EPA’s response. In an Order
responding to NRDC objections to
tolerances for different pesticides, EPA
has addressed NRDC’s claims regarding
pesticide exposure to persons who
purchase food at roadside stands or
farmers’ markets. (70 FR 733; 72 FR 662,
December 5, 2007). This is equally
applicable to ‘‘U-PIK’’ farms and
household gardens. As EPA explained
there, whether EPA relies on data from
crop field trials or monitoring data in
estimating pesticide exposure, given the
sampling methods in field trials and
food monitoring residue levels
identified from these sources are
unlikely to understate residue levels at
farm stands. Moreover, EPA does not
believe it is reasonable to assume that
farm stands sell food containing a
significantly different residue profile
than found in PDP monitoring data.
Therefore, this factor introduces little to
no uncertainty concerning the
possibility of underestimation of
residues into EPA’s analysis. In any
case, EPA hereby incorporates its prior
response to these issues EPA relies on
its prior response to this issue and finds
NRDC’s contentions without merit.
5. Tolerances for cancelled uses—a.
NRDC’s claims. NRDC is concerned that
EPA proposed to increase tolerances for
20 commodities and establish new
tolerances for 7 commodities (Ref. 1 at
14-15). Specifically, NRDC urges EPA
not to make any tolerance reassessment
determination prior to completion of the
carbamate cumulative risk assessment.
NRDC also insists that EPA revoke
tolerances for all uses of carbaryl that
have been voluntarily cancelled. NRDC
is particularly concerned about
imported food and products entering the
United States with carbaryl residues
without triggering action by the FDA.
NRDC is also concerned about the effect
that the failure to ‘‘ban’’ products will
have on the international community
and in particular developing countries.
Specifically, NRDC asserts that
manufacturers voluntarily cancel the
registration of high risk products to
avoid Prior Informed Consent (PIC)
listings.
b. Public comments. Bayer asserts in
its comments that in the carbaryl IRED
EPA addressed NRDC’s concern
regarding the reassessment of tolerances
prior to the completion of the NMC
cumulative risk assessment. Bayer
notes, however, that the IRED
specifically provides that the
establishment of new tolerances or
raising tolerances will be deferred
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pending consideration of cumulative
risk for the NMCs. The IRED further
provides that, for purposes of that
document, the term ‘‘reassessed’’ does
not imply that all of the tolerances for
carbaryl have been reassessed as
required by FQPA, since these
tolerances may only be reassessed once
the cumulative risk assessment of all
carbamate pesticides is considered.
Rather, the IRED provided reassessed
tolerances for carbaryl in/on various
commodities, supported by all of the
submitted residue data, only for the
single carbamate chemical carbaryl (Ref.
16 at 67).
Bayer further expressed its belief that
EPA’s practice of revoking tolerances
after a sufficient period of time that
allows existing stocks bearing the use
being cancelled to clear the channels of
trade is in compliance with the
requirements of the FQPA. Finally,
Bayer argues that NRDC’s concern about
potential risk from new or increased
tolerances being established for carbaryl
are not justified because the tolerance
reassessment process is not associated
with labeling changes that increase the
maximum application rates or frequency
of application allowed by current labels.
Bayer further notes that many of the
labeling amendments required by the
IRED serve to reduce potential human
health and environmental risks. Bayer
also notes that the pursuant to the IRED
most tolerances will be either reduced,
revoked, or left unchanged.
c. EPA’s response. Notwithstanding
NRDC’s insistence that EPA revoke
tolerances for uses that have been
voluntarily canceled, NRDC has not
provided any basis for determining that
tolerances for uses that have been
voluntarily cancelled do not meet the
FFDCA standard such that the tolerance
must be revoked. Be that as it may, EPA
has now completed and released the
cumulative risk assessment for the
NMCs and, therefore, all carbaryl
tolerances are considered reassessed at
this time. With respect to tolerances
associated with uses that have been
cancelled and/or deleted pursuant to
section 6(f)(1) of FIFRA, EPA has
revoked the associated tolerances,
except for the wheat tolerance, which is
still needed to cover imported wheat
and any domestic wheat that may
receive inadvertent residues of carbaryl
resulting from carbaryl use to control
grasshoppers and/or Mormon crickets
on pasture and rangeland. The Agency
included carbaryl residues on wheat in
the cumulative risk assessment for the
NMCs.
The Agency has completed
rulemaking proceedings to revoke and
modify the existing carbaryl tolerances,
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and correct commodity definitions. EPA
published a proposed tolerance rule for
carbaryl on May 21, 2008 (73 FR 29456)
and a final tolerance rule on September
10, 2008 (73 FR 52607). The final
carbaryl tolerance rule revokes
tolerances associated with uses that
have been cancelled and/or deleted to
date pursuant to section 6(f)(1) of
FIFRA, allowing sufficient time for
existing stock to clear channels of trade,
with the exception of the tolerance for
wheat. As a result of the final tolerance
rule, many existing carbaryl tolerances
have been reassigned to crop groups,
and old commodity specific tolerances
have been revoked as new tolerances
have been established for residues in/on
various crop groups and subgroups.
New tolerances were also established for
carbaryl residues in/on the following
raw agricultural commodities: aspirated
grain fractions, proso millet hay,
sorghum stover, and sugar beet roots. At
the present time, sufficient data are
available to determine an appropriate
tolerance for residues in/on aspirated
grain fractions (70 ppm), sugar beet
roots (0.5 ppm), and sorghum stover
(30.0 ppm). Separate tolerances have
been established for residues in the
following processed food/feed items:
wet apple pomace (15.0 ppm), citrus
fruit oil (20.0 ppm), raisins (12.0 ppm),
and rice hulls (30.0 ppm).
Finally, to the extent that NRDC
argues that tolerances must be revoked
simply because an active ingredient or
use is not registered in the United
States, EPA disagrees. Nothing in the
FFDCA requires that tolerances be
limited to pesticides that have a U.S.
registration. In fact, FIFRA explicitly
recognizes that EPA may set import
tolerances under the FFDCA. See
Section 33 of FIFRA (establishing fees
and decision review times for import
tolerance applications). While EPA
often proposes to revoke tolerances after
the cancellation of associated uses
because EPA believes the tolerances
may no longer be necessary, EPA has
always recognized that a revocation can
not proceed on such grounds if foreign
growers wish to rely on the tolerance. In
such circumstances, a tolerance can
only be revoked if necessary data to
support the tolerance are not provided
or if EPA determines that the tolerance
does not meet the safety standard.
B. Risk Characterization
1. New data. In keeping with science
policy developments for the NMCs, EPA
used data from a comparative
cholinesterase study comparing
carbaryl-induced cholinesterase
inhibition in adult and juvenile rats to
calculate a revised FQPA Safety Factor
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for carbaryl and to derive the toxicology
points of departure for risk assessment.
Specifically, this study was conducted
to determine whether young animals are
more susceptible to the effects of
carbaryl than adults. This oral study
showed that juvenile 11–day-old
(PND11) pups were more sensitive to
inhibition of brain cholinesterase from
carbaryl than adult rats.
EPA conducted a benchmark dose
analysis for the carbaryl comparative
cholinesterase study, using the same
modeling methodology used in the NMC
cumulative risk assessment. A
benchmark dose analysis models the
dose-response relationship with a doseresponse curve, which allows selection
of doses corresponding to a specified
level of response, called a benchmark
response. This analysis allows EPA to
determine a more appropriate point of
departure from a toxicology study rather
than using the study NOAEL or LOAEL.
(See Refs. 12, 23, and 24 for more
information on benchmark dose
modeling).
The Agency estimated the 10%
benchmark dose response (BMD10) and
the BMDL10, or lower 95% confidence
limit of the benchmark dose, for this
study. The Agency also conducted a full
benchmark dose analysis of all rat oral
toxicity studies for adults; this analysis
showed that the BMDL10 for pups is
also protective for adults. Because the
brain is the target tissue for carbaryl,
and the brain BMDL10 of 1.1 milligrams/
kilogram (mg/kg) is also protective of
cholinesterase inhibition in blood, then
the brain BMDL10 is the appropriate
point of departure for both children and
adults in the revised carbaryl risk
assessment. (See Ref. 23 and Ref. 24 for
additional details regarding the
comparative cholinesterase study).
2. Revised FQPA safety factor. To
complete the carbaryl IRED in 2003,
EPA evaluated the potential for special
sensitivity of infants and children to
carbaryl and the need for an additional
FQPA Safety Factor. After evaluating
the entire toxicity database available for
carbaryl at that time, the FQPA Safety
Factor, to account for special
susceptibility of infants and children,
was reduced from 10X to 1X for all
scenarios, except for the chronic dietary
endpoint where a 3X FQPA SF was used
to account for the lack of a NOAEL. This
decision and rationale is described in
detail in the technical support
documents for the carbaryl IRED.
As previously mentioned in Unit
III.C.1. of this document, EPA has
revised the FQPA Safety Factor for
carbaryl using the most recent data on
carbaryl age sensitivity. The new
comparative cholinesterase study data
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was used to derive a new FQPA Safety
Factor by comparing the BMD10 for
brain cholinesterase inhibition between
adults and pups at postnatal day 11.
Pups were 1.8x more sensitive to brain
cholinesterase inhibition than the
adults; therefore, a 1.8X FQPA Safety
Factor was applied to both the NMC
cumulative and the carbaryl-specific
risk assessments. This safety factor of
1.8X is applied to the dermal endpoint
because there are no comparative
cholinesterase data in offspring from
dermal exposure, and because juvenile
rats are 1.8X more sensitive than adults
based on the oral comparative
cholinesterase study in rats. The FQPA
Safety Factor is 1X for oral and
inhalation endpoints because these
endpoints are selected from the
comparative cholinesterase data for the
most sensitive population (PND11
pups).
3. Issues raised by NRDC concerning
the FQPA safety factor—a. NRDC’s
claims. NRDC objects to EPA’s decision
to reduce the FQPA Safety Factor to 1X
in the IRED and repeats earlier
arguments that a developmental
neurotoxicity study (DNT) used by EPA
in the 2004 IRED does not provide a
basis for removing the FQPA Safety
Factor because pups had effects at doses
that did not produce effects in adults in
the DNT study. (Ref. 1 at 17, 18) In
addition, NRDC maintains that EPA
should have applied an additional 3X
uncertainty factor to account for the
failure to identify a No Observable
Adverse Effect Level (NOAEL) for brain
morphometric changes in pups in the
DNT study. Specifically, NRDC argues
that the low and mid-dose samples were
‘‘damaged and uninterpretable’’ and
thus this test did not produce a ‘‘no
observed adverse effect level.’’ (Ref. 1 at
17-19).
b. Public comments. Bayer noted that
EPA adequately responded to this issue
in its October 26, 2004 Response to
Comments on Phase 5 Risk Assessment
(Docket ID No. 2003–0376–00008).
c. EPA’s response. Since the 2004
IRED, EPA has incorporated new data
into its assessment of carbaryl. In the
process of completing the carbaryl RED
and the cumulative risk assessment for
the NMCs, EPA re-evaluated the
toxicology database for carbaryl, which
includes studies submitted since the
completion of the IRED. EPA received
pharmacokinetic data on the rapid
reversibility of carbaryl effects (Ref. 25),
a comparative cholinesterase study to
inform age-related sensitivity to carbaryl
(Ref. 23), and a dermal penetration
study for carbaryl (Ref. 26). As a result,
the Agency revised the FQPA Safety
Factor in 2007 and selected new points
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of departure using the new comparative
cholinesterase data and benchmark dose
modeling.
The comparative cholinesterase study
was conducted specifically to provide
age-related sensitivity data for carbaryl
to be used in the NMC cumulative risk
assessment. Experience with other
NMCs has shown that comparative
cholinesterase studies provide a more
accurate indication of comparative adult
and offspring sensitivity than the
behavioral and histopathological
changes evaluated in the DNT study.
The carbaryl comparative cholinesterase
study involved oral dosing of three age
groups of rats, adults (97 days old) and
juveniles 11 or 17 days old (postnatal
day, PND, 11 or 17), followed by
measurement of both brain and blood
cholinesterase. Based on a benchmark
dose analysis of the results of this study,
EPA identified a clear point of departure
(the equivalent of a NOAEL) for brain
cholinesterase effects in the young and
thus the sensitivity in the young is wellcharacterized. In these circumstances,
EPA finds that it has reliable data on
pre- and post-natal toxicity to remove
(oral and inhalation) or reduce (dermal)
the 10X FQPA Safety Factor.
Based on the results of the benchmark
dose analysis from the comparative
cholinesterase study, which provide the
most sensitive data available to date on
age related sensitivity to carbaryl,
juvenile animals are 1.8X more sensitive
to carbaryl induced cholinesterase
inhibition than adults. EPA has thus
derived an FQPA Safety Factor of 1.8X.
This safety factor of 1.8X is applied to
the dermal endpoint because there are
no comparative cholinesterase data in
offspring from dermal exposure, and
because juvenile rats are 1.8X more
sensitive than adults based on the oral
comparative cholinesterase study in
rats. The FQPA Safety Factor is 1X for
oral and inhalation endpoints because
these endpoints are selected from the
comparative cholinesterase data for the
most sensitive population (PND11
pups).
Moreover, NRDC’s concern that EPA
failed to apply an additional 3X
uncertainty factor to account for the
failure to detect a NOAEL in the DNT
study is no longer relevant. Specifically,
brain cholinesterase inhibition in the
PND 11 animals in the comparative
cholinesterase study was the most
sensitive endpoint in this study;
therefore, this endpoint of 1.1 mg/kg/
day was used as the point of departure
for the 2007 carbaryl risk assessment.
This new endpoint occurs at a lower
dose than NRDC’s suggested
extrapolated NOAEL (i.e., including a
3X uncertainty factor) of 3.3 mg/kg/day
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for brain morphometry from the DNT
study. Because EPA’s assessment is now
based upon a lower endpoint, NRDC’s
contention that EPA failed to apply an
additional 3X uncertainty factor to the
point of departure derived from the
DNT study is no longer relevant.
C. Residential Exposure
1. Aggregating exposures. The safety
standard in FFDCA section 408 for
tolerances requires that there be a
reasonable certainty of no harm from
‘‘aggregate exposure to the pesticide
chemical residue, including all dietary
exposures and all other exposure for
which there is reliable information.’’ (21
U.S.C. 346a(b)(2)(A)(ii)). Further, in
evaluating the safety of tolerances EPA
is directed to ‘‘consider . . . available
information concerning the aggregate
exposures of consumers . . . to the
pesticide chemical residue . . . including
dietary exposure under [all] tolerance[s]
. . . in effect for the pesticide chemical
residue and exposure from other nonoccupational sources.’’ (21 U.S.C.
346a(b)(2)(D)(vi)).
Unit VII.B. discusses EPA’s
assessment of aggregate dietary
exposure to carbaryl from residues in
foods and water. That assessment
showed that the dietary exposure and
risk are below the Agency’s level of
concern for the general U.S. population
and all population subgroups; exposure
to carbaryl residues in food comprises
<100% of the aPAD at the 99.9th
percentile of exposure. Estimated
dietary exposure for the general U.S.
population is 29% of the aPAD;
exposure to children age 1 to 2 years,
the most highly exposed population
subgroup, comprises 60% of the aPAD.
Although refined, these exposure
estimates still are likely to overstate
exposure and risk.
Pesticide residues to which humans
are exposed from residential uses of
pesticides must be considered as part of
section 408’s aggregate exposure
calculus. The concern, of course, is that
pesticide tolerances should not be
established or left in effect if dietary
exposures when combined with other
sources of exposure exceed safe levels.
2. Residential exposure and risk
assessment. Since the 2004 Amended
IRED, the Agency has revised the
residential risk assessment for carbaryl
to incorporate the revised toxicology
endpoints and FQPA Safety Factor, the
mitigation specified in the IRED (as well
as the mitigation specified in the RED
for residential use of granular
formulations; namely, that granular
formulations must be watered in
immediately), and confirmatory data
received as a result of the generic DCI
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for carbaryl. EPA received turf
transferable residue (TTR) data for
granular formulations of carbaryl, as
well as additional data to support the
use of carbaryl in pet collars. The
granular TTR data were incorporated
into the revised risk assessment;
however, the pet collar data were
considered but not incorporated because
of data quality issues. In addition, the
Agency incorporated data from several
studies for pesticides applied to turf to
estimate the percent of carbaryl
transferred from turf to a person’s hand.
(See Ref. 27 for details of the revised
carbaryl residential risk assessment).
3. Pet collars—a. NRDC’s claims. In
its Petition, NRDC expressed concern
that EPA’s assessment of pet collars
significantly underestimates exposure.
(Ref. 1 at 4). NRDC therefore requested
that EPA provide information on the
assumptions used to calculate flea collar
exposures. In particular, NRDC is
concerned that EPA’s calculations do
not take into account the possibility that
pet sleep with children, share intimate
spaces or share hugs/kisses with
children. NRDC also contends that there
are safer ‘‘non-pesticide’’ alternatives
available.
In addition, in a November 2007
petition to cancel all carbaryl pet collar
registrations, NRDC asserts that changes
in this algorithm made from the
preliminary NMC cumulative
assessment result in a repeated and
additive bias towards reducing the
exposure estimate so that it ‘‘appears’’
that the pet collar uses do not exceed
the Agency’s level of concern. (Ref. 2 at
5-7). Specifically, NRDC takes issue
with the following modifications made
in the probabilistic assessment for
carbaryl as part of the NMC cumulative
risk assessment:
• Assuming a child mouths only one
hand at a time, thereby dividing the
hand-loading residues by 2X.
• Assuming the hand is fully
replenished with residues from a
contaminated surface on an hourly basis
rather than assuming (as done
previously with flea collar assessments)
full replenishment between each
mouthing event, which NRDC contends
is a more likely scenario for children
actively engaged with their pets.
• Assuming that the maximum time
spent with a pet is 1.03 hrs./day. NRDC
contends that EPA’s assumption in
previous assessments of 2 hrs./day is a
much more likely scenario for preschoolers who are home all day with
their pets and for school age children
lying with their pets watching TV.
• Assuming that only 1% of the
surface area of a single hand is
mouthed, which is approximately 1/75
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cm2 surface area. NRDC contends that
EPA’s assumption in previous
assessments of 20 cm2 is a more
reasonable and realistic estimate of the
surface area likely to contact a child’s
mouth repeatedly.
• Assuming that only 20 to 50% of
the pesticide is removed per mouthing
event (saliva extraction factor). NRDC
contends that EPA’s assumption in
previous assessments that all of the
pesticide is removed is more reasonable
and realistic.
NRDC also criticizes the Agency for not
including inhalation as an exposure
route for residential post-application of
flea collars. NRDC also points out that
inhalation was the only route of
exposure that EPA estimated in an
earlier RED decision on another
pesticide used in flea collars.
NRDC argues that all of these
modifications in the Agency’s algorithm
for calculating non-dietary hand-tomouth exposures for children bias
towards reducing the exposure estimate.
NRDC also criticizes the Agency for
stating that the modifications result
from the recommendations from the
August 2005 FIFRA SAP. To the
contrary, NRDC contends that these
modifications were never reviewed or
recommended by the FIFRA SAP. NRDC
therefore asserts that EPA cannot use
this new method presented in the NMC
cumulative assessment to ‘‘reduce
protections for children from pet uses of
[carbamate] pesticides’’. (Ref. 2 at 7).
b. Public comments. Bayer contends
that NRDC is misinformed regarding
‘‘non-pesticide’’ alternatives. In
particular, Bayer takes issue with
NRDC’s statement that ‘‘[p]et products
containing non-pesticide growth
regulators also can stop fleas from
reproducing successfully’’. (Ref. 19 at 7,
citing Ref. 1 at 4). Bayer points out that
by definition any product that controls
pest growth is a pesticide and that
making pesticidal claims without
registration is a violation of federal law.
Bayer further asserts that unspecified
‘‘non-pesticide’’ alternatives have not
been rigorously tested for efficacy or
safety. Thus, Bayer asserts that NRDC
offers no real alternative to the use of
carbaryl-containing flea collars.
c. EPA’s response. NRDC is concerned
that while EPA has determined that pet
collar uses are safe (with MOEs of
greater than 1 million), EPA’s
calculations significantly underestimate
exposure3. NRDC therefore requested
3 NRDC asserts that a MOE of 1 million relates to
residential postapplication exposures associated
with pet collars. This is incorrect. The MOE
referred to relates to residential handler (applicator)
exposure as assessed in the 2003 carbaryl IRED.
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that EPA provide information on the
assumptions used to calculate flea collar
exposures. In particular, NRDC is
concerned that EPA’s calculations do
not take into account the possibility that
pets sleep with children, share intimate
spaces or share hugs/kisses with
children.
As a preliminary matter, it is
important to note that EPA assessed pet
collars both in the individual chemical
assessment and as part of the NMC
cumulative risk assessment. The single
chemical assessment done for carbaryl
was a deterministic assessment. For the
NMC cumulative risk assessment, EPA
performed a probabilistic assessment.
With respect to the single chemical,
deterministic assessment, the
assumptions used are based upon
Agency standard values for estimating
exposure to pets as defined in the 1997
Draft SOPs for Residential Exposure
Assessments and amendments. (Refs. 6,
7, and 8). Specifically, SOPs 9.2.1—
Postapplication Dermal Dose from
Pesticide Residues on Pets and 9.2.2 Postapplication Potential Dose Among
Toddlers from Incidental Nondietary
Ingestion of Pesticide Residues on Pets
from Hand-to-Mouth Transfer describe
the algorithms that provided the basis
for EPA’s assessment. In addition, to the
extent that EPA had chemical specific
data (e.g., transferable residue data) or
made chemical specific adjustments to
the algorithms, they are explained in the
Revised Phase 5, Occupational and
Residential Exposure Assessment and
Recommendations for the Reregistration
Eligibility Decision Document (RED),
dated February 20, 2003.
In sum, for the single chemical
assessment, exposures to children after
contact with treated pets were
addressed using the latest EPA
methodology, as described below:
• Only toddlers are considered
because their exposures are considered
to be the most highly exposed
population by the Agency;
• An equilibrium approach based on
a single child ‘‘hug’’ of the treated
animal is used to assess dermal
exposure (i.e., the skin loads after a
single contact with the treated animal
and additional contacts don’t
proportionally add exposures) as
described in the amendments to the
residential SOPs (Ref. 6), the surface
area of the dermal hug is based on a
toddler’s skin surface area and typical
clothing;
• The Agency default for
transferability of residues from fur is
20%; however, a pet collar transferable
residue study (MRID 45792201) was
submitted and used in the assessment
for comparative purposes with the
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Agency’s standard approach. The data
from this study were used to develop an
alternative transferability factor of 2.6%
for dusts and liquid applications;
• The active lifetime of a collar is
expected to be 120 days based on label
statements which were used by the
Agency, a daily emission term from the
collar of 0.000290 mg/cm/gram ai/day2
is also based on measured data from
Mississippi State University for a pet
collar. Additionally, data from a pet
collar transferable residue study (MRID
45792201) was submitted and used in
the assessment for comparative
purposes with the Agency’s standard
approach the data from this study were
used to complete risk calculations using
direct measurements of transferable
residue concentration on dogs;
• Risks are based on an even loading
of residues across the entire surface of
a 30 lb dog which has been chosen as
a representative animal. The animal
surface area was calculated using (12.3
* Body Weight (g) 0.65) from the
Agency’s 1993 Wildlife Exposure
Factors Handbook (i.e., dog surface area
of 5986 cm2);
• The approach used to address the
hand-to-mouth exposure pathway has
been modified since the previous risk
assessment. In the previous assessment,
contact with dogs was based on 40
events per day, in each event, the
palmar surface of the hands (i.e., 20
cm2/event) is placed in the mouth of the
child contributing to nondietary
ingestion exposure. In the revised
approach, the frequency term has been
modified to an equilibrium approach
analogous to the dermal exposure
component (i.e., the frequency = 1)
because the transferable residue
concentrations are from measured
concentrations on the hands following
heavy rubbing/petting of a dog for 5
minutes. This would result in
significantly higher concentrations on
the hands than would be expected from
a single contact.
With respect to the single chemical
assessment, NRDC asserts that the
Agency failed to properly take into
account children hugging and sleeping
with pets. To the contrary, EPA’s
assessment is in fact based upon toddler
exposure through hugging and petting.
Indeed, for maximum exposure, EPA’s
assessment is based upon assumptions
of hugging and petting followed by
mouthing activity. Thus, NRDC’s
concerns about EPA’s assessment not
taking hugging into account are
misplaced.
The estimation of risk from dermal
and oral exposures related to pet collars
is best described by means of combining
both routes of exposure. The Agency
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combines risks resulting from total
exposures to individual chemicals when
it is likely that they can occur
simultaneously based on the use pattern
and the behavior associated with the
exposure population. For carbaryl, the
Agency combined risk values (i.e.,
MOEs) for different kinds of exposures
associated with the pet collar scenario
(dermal and hand-to-mouth). These
represent the standard set of exposures
that are typically added together when
chemicals are used on pets because it is
logical that they can co-occur. It should
be noted that the dermal and hand-tomouth assessments are considered
conservative and that combining the
assessments is expected to provide a
highly conservative assessment of
children’s incidental oral exposure.
EPA did not, however, separately
assess exposure to toddlers while
sleeping with (near or next to) pets
wearing a pet collar impregnated with
carbaryl. This is because EPA assumes
that the ‘‘hug’’ or equilibrium approach
is adequately protective for all activities
in which a child engages that result in
dermal exposure. EPA presented the
concept of a pet hug to assess dermal
exposure to the FIFRA SAP on
September 21, 1999 (64 FR 48394, Ref.
28); this was considered to be a
reasonable approach. (Ref. 26). As
described in the 1999 Overview
document presented to the SAP (Ref.
21), the residential pet SOP ‘‘assumes a
one to one transfer to the skin of surface
area representing both hands. This
assumption suggests equilibrium is
established between the transferable
residues on the pet and the residues on
the hand after contact. The concept of
equilibrium ... has utility in
constructing scenarios such as a child
hugging a dog or a child sleeping with
a dog. This is possible by assuming
direct transfer or transferable residue
estimates to human surface area
values.’’ (Ref. 22 at 38 to 39).
NRDC also criticizes the Agency for
not including inhalation as an exposure
route for residential post-application of
flea collars. In so doing, NRDC points
out that inhalation was the only route of
exposure that EPA estimated in an
earlier RED decision on another
pesticide used in flea collars.
EPA did not assess inhalation
exposure to pet collars impregnated
with carbaryl because EPA generally
assumes that residential postapplication inhalation exposures are
negligible due to the low vapor
pressures associated with many
pesticides. In the case of carbaryl, this
assumption is warranted. The vapor
pressure of carbaryl is sufficiently low
(4.1 x 10-5 mmHg at 25 °C) so that the
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inhalation route of exposure will
contribute insignificantly to the overall
estimated daily dose when compared to
the combined exposures resulting from
the combination of the dermal and oral
(i.e., hand-to-mouth) routes. In other
cases, this assumption might not be
warranted. For example, dichlorvos,
another pesticide used in impregnated
pet collars, has a vapor pressure of 1.2
x 10-3 at 20 °C, which is considerably
higher than that of carbaryl. The higher
vapor pressure suggests rapid
volatilization at room temperature;
therefore, the Agency considered
inhalation a potential route of exposure
when assessing residential exposure to
dischlorvos from impregnated pet
collars. The Agency also considered
dermal and hand-to-mouth routes of
exposure, in addition to inhalation. All
potential routes of exposure are
considered for each pesticide on a caseby-case basis to determine which routes
will be the most significant contributors
to exposure and risk.
In addition, as the basis for
petitioning the Agency to cancel all
carbaryl pet collar registrations
(submitted as part of NRDC’s comments
on the NMC cumulative assessment),
NRDC asserts that changes in this
algorithm made from the preliminary
NMC cumulative assessment result in a
repeated and additive bias towards
reducing the exposure estimate so that
it ‘‘appears’’ that the pet collar uses do
not exceed the Agency’s level of
concern. NRDC also criticizes the
Agency for stating that the
modifications result from the
recommendations from the August 2005
FIFRA SAP. To the contrary, NRDC
contends that these modifications were
never reviewed or recommended by the
FIFRA SAP. NRDC then asserts that EPA
cannot use this new method presented
in the NMC cumulative assessment to
‘‘reduce protections for children from
pet uses of [carbamate] pesticides.’’ (Ref.
2 at 7).
EPA disagrees with NRDC’s assertion
that the techniques used in the NMC
cumulative assessment for pet collars
results in an additive bias towards
reducing exposures and risks. The main
difference between the approach used to
assess exposure to carbaryl from pet
collars in the 2003 RED and the
cumulative exposure assessment of the
carbaryl pet collar is that the cumulative
exposure assessment uses probabilistic
techniques to estimate exposures and
the single chemical assessment uses
deterministic techniques to assess
exposures. Probabilistic techniques have
the advantage of using distributions of
all available data to describe the myriad
of potential combinations of residues
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and activity patterns that may occur as
a child is interacting with a pet wearing
a carbaryl-impregnated collar. These
potential combinations of residues and
activities provide a distribution of
exposures for use in risk assessment.
Deterministic techniques rely on point
estimates of both residues and activity
patterns. These point estimates may, for
example, represent averages or absolute
maximum values for residues and
activity patterns.
The specific modifications and the
reasons for adopting the modification
are provided below:
∑ Assuming a child mouths only one
hand at a time, thereby dividing the
hand-loading residues by 2X.
This assumption is consistent with
the way EPA has assessed hand-tomouth exposure in the past. Both the
EPA Residential SOP methodology
(deterministic) and the revised hand-tomouth algorithm used in the Revised
NMC cumulative risk assessment
(probabilistic) are based upon the
assumption that a child can only place
one hand in his/her mouth at a time.
∑ Assuming the hand is fully
replenished with residues from a
contaminated surface on an hourly basis
rather than assuming (as done
previously with flea collar assessments)
full replenishment between each
mouthing event, which NRDC contends
is a more likely scenario for kids
actively engaged with their pets.
As stated in the preliminary NMC
cumulative risk assessment, previous
assumptions regarding replenishment
were overly conservative when used in
a probabilistic model. These low MOEs
were mainly due to the incorporation of
micro-activity data into EPA’s macro
activity models (defined as human
exposure models based on daily time
step). The non-dietary ingestion
pathway was the least refined of the
residential exposure pathways modeled
in the preliminary revised NMC
cumulative risk assessment. This input
is part of the revised approach that was
developed in collaboration with ORD
and is currently being used in the
Stochastic Human Exposure and Dose
Simulation (SHEDS) model. (For a full
explanation of the implications of using
microactivity data in a macro activity
model, see Ref. 29 p. 91.) The data used
in the revised assessment are based on
a meta analysis provided by ORD. The
meta analysis relies upon the best
available observational data on
children’s mouthing frequency.
∑ Assuming that the maximum time
spent with a pet is 1.03 hours/day.
NRDC contends that EPA’s assumption
in previous assessments of 2 hours/day
is a much more likely scenario for pre-
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schoolers who are home all day with
their pets and for school age kids lying
with their pets watching TV.
This assumption is based on data that
involved videotaping children’s time
spent with pets. (Ref. 30). As stated in
the NMC Cumulative Risk Assessment
document, the duration of exposure is
assumed to be continuous contact rather
than the intermittent contact normally
associated with pet care (e.g. walking,
feeding). OPP is attempting to draw the
distinction between direct contact with
a treated pet and the time spent with a
pet where there is limited contact. For
example, time spent with pets in and
around the house may not result in
direct contact for the entire duration.
The pet collar scenario assessed in the
revised NMC Risk Assessment uses pet
fur residues transferred to individuals at
a rate found during a study of
shampooing and grooming for a
duration of approximately 1 hour. Use
of these data to represent residential
exposure to pets is likely to encompass
all other potential exposure scenarios
involving direct or indirect contact with
treated pets.
∑ Assuming that only 1% of the
surface area of a single hand is
mouthed, which is approximately 1/75
cm2 surface area. NRDC contends that
EPA’s assumption in previous
assessments of 20 cm2 is a more
reasonable and realistic estimate of the
surface area likely to contact a child’s
mouth repeatedly.
The Agency is unclear how NRDC
determined that a surface area of 1%
was used in the NMC cumulative risk
assessment. It should be noted that the
revised algorithm does not use a surface
area (cm2), but rather a distribution of
fraction of the hand mouthed (unitless).
The distribution of fraction of surface
area of hand mouthed ranged from a
mean of 0.129 to a maximum of 0.305.
This is equivalent to approximately 13
to 30.5 cm2, respectively (assuming a
100 cm2 total palmar surface area of the
hand). In addition, as a part of the
algorithm used in SHEDS and CARES,
the fraction of the surface area of the
hand mouthed is based on the best
available data. In some places in the
revised NMC cumulative risk
assessment, the fraction of hand
mouthed is referred to as surface area
mouthed in error.
∑ Assuming that only 20 to 50% of
the pesticide is removed per mouthing
event (saliva extraction factor). NRDC
contends that EPA’s assumption in
previous assessments that all of the
pesticide is removed is more reasonable
and realistic.
The assumptions used in the hand-tomouth assessment are based upon data
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17:40 Oct 28, 2008
Jkt 217001
from several studies (Refs. 31, 32, and
33). The studies were conducted to
address the removal efficiency of
residues from the hands by saliva and
other substances (e.g., ethanol) during
mouthing events. The resulting range,
20–50% removal efficiency, is the same
used for hand-to-mouth assessment in
the Draft Residential SOPs and in the
NMC cumulative risk assessment;
however, the Residential SOPs rely
upon the upper percentile of the range
(50%) while the NMC cumulative risk
assessment made use of all available
data to better estimate exposure using a
probabilistic approach.
In sum, EPA made modifications in
part because of the FIFRA SAP’s
comments with respect to the
limitations of the approach used in the
preliminary NMC cumulative risk
assessment—most notable of which was
that the approach used in the
preliminary NMC cumulative risk
assessment was likely to overestimate
exposure and EPA should consider not
assessing this exposure pathway at all
until it has better data. EPA assessed
this pathway (which the FIFRA SAP
also suggested EPA) but modified the
algorithm in an effort to further refine
the assessment.
Furthermore, the FIFRA SAP provides
independent scientific advice to the
EPA on health and safety related issues
related to pesticides. Thus, whether the
FIFRA SAP reviewed and offered its
recommendations on the specifics of the
modifications does not preclude EPA
from making such modifications
(especially where the FIFRA SAP
recommends that EPA consider how the
approach should be modified).
Similarly, review by the FIFRA SAP is
not required in order for EPA to make
a safety finding. Accordingly, the issues
raised by NRDC do not provide a basis
for revoking all carbaryl tolerances or
cancelling pet collar registrations.
4. Farm children—a. NRDC’s claims.
Previously, NRDC had asserted that
farm children are especially vulnerable
to pesticide exposure and are not
adequately considered. (Ref. 1. at 19).
Notwithstanding EPA’s previous
response to this issue, NRDC maintains
that the Agency still has not adequately
addressed this issue.
b. Public comments. Bayer noted that
EPA adequately responded to this issue
in its October 26, 2004 Response to
Comments on Phase 5 Risk Assessment
(Docket ID No. 2003–0376–00008).
c. EPA’s response. Simply asserting
that the Agency has not (in NRDC’s
opinion) adequately addressed an issue
is not a basis upon which to revoke a
tolerance. In particular, NRDC has not
provided any additional information or
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64245
data, nor has NRDC suggested in what
respect it finds the Agency’s previous
analysis and response to this issue is
inadequate. See Imidacloprid; Order
Denying Objections to Issuance of
Tolerance, Final Order, 69 FR 30042
(May 26, 2004). EPA hereby
incorporates its prior response to this
issue and finds NRDC’s contention
without merit.
D. Conclusion
NRDC’s petitions to revoke all
carbaryl tolerances are denied. NRDC’s
arguments have not demonstrated that
carbaryl tolerances are unsafe; to the
contrary, EPA continues to believe that
its risk assessments appropriately
support its finding that the carbaryl
tolerances pose a reasonable certainty of
no harm.
VIII. Regulatory Assessment
Requirements
As indicated previously, this action
announces the Agency’s order denying
a petition filed, in part, under section
408(d) of FFDCA. As such, this action
is an adjudication and not a rule. The
regulatory assessment requirements
imposed on rulemaking do not,
therefore, apply to this action.
IX. Submission to Congress and the
Comptroller General
The Congressional Review Act, (5
U.S.C. 801 et seq.), as added by the
Small Business Regulatory Enforcement
Fairness Act of 1996, does not apply
because this action is not a rule for
purposes of 5 U.S.C. 804(3).
X. References
1. NRDC comments to IRED and
petition to cancel registrations dated
January 10, 2005.
2. NRDC petition to cancel carbaryl
registrations submitted as part of
NRDC’s comments to N-methyl
carbamate NMC cumulative dated
September 24, 2007.
3. USEPA. 2000a. ‘‘Choosing a
Percentile of Acute Dietary Exposure as
a Threshold of Regulatory Concern.’’
March 16, 2000. Available at: https://
www.epa.gov/pesticides/trac/science/
trac2b054.pdf
4. US EPA Office of Pesticide
Programs. 1998. Proposed Methods for
Basin-Scale Estimation of Pesticide
Concentrations in Flowing Water and
Reservoirs for Tolerance Reassessment.
Presentation to the FIFRA SAP, July 29,
1998.
5. US EPA Office of Pesticide
Programs. 1999. Proposed Methods for
Determining Watershed-derived Percent
Crop Areas and Consideration for
Applying Crop Area Adjustments to
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Federal Register / Vol. 73, No. 210 / Wednesday, October 29, 2008 / Rules and Regulations
Surface Water Screening Models.
Presentation to the FIFRA SAP, May 27,
1999.
6. US EPA. Office of Pesticide
Programs. 1997. Standard Operating
Procedures (SOPs) for Residential
Exposure Assessments (Draft December
19, 1997).
7. US EPA Office of Pesticide
Programs. 2001. Science Advisory
Council for Exposure (ExpoSAC) Policy
12: Recommended Revisions to the
Standard Operating Procedures (SOPs)
for Residential Exposure Assessments.
February 2001.
8. US EPA Office of Pesticide
Programs. 2002a. ExpoSAC Policy 13:
Postapplication Exposure Assessment
for Children from Pet Treatments.
January 2002.
9. US EPA Office of Pesticide
Programs. 2002b. Office of Pesticide
Programs’ Policy on the Determination
of the Appropriate FQPA Safety
Factor(s) for Use in Tolerance
Assessment. Available at https://
www.epa.gov/oppfead1/trac/science/
determ.pdf.
10. US EPA Office of Pesticide
Programs. 2002c. Carbaryl: Updated
Toxicology Chapter for RED. May 24,
2002. See docket ID EPA–HQ–OPP–
2002–0138.
11. US EPA Office of Pesticide
Programs. 2000b. The Use of Data on
Cholinesterase Inhibition for Risk
Assessments of Organophosphorous and
Carbamate Pesticides (August 18, 2000).
12. US EPA. Office of Research and
Development. 2000. Benchmark Dose
Technical Guidance Document. Draft
report. Risk Assessment Forum, Office
of Research and Development, U.S.
Environmental Protection Agency.
Washington, DC. EPA/630/R–00/001.
13. FIFRA Science Advisory Panel.
2002. Methods Used to Conduct a
Preliminary Cumulative Risk
Assessment for Organophosphate
Pesticides. Final Report from the FIFRA
Scientific Advisory Panel Meeting of
February 5–7, 2002 (Report dated March
19, 2002). FIFRA Scientific Advisory
Panel, Office of Science Coordination
and Policy, Office of Prevention,
Pesticides and Toxic Substances, U.S.
Environmental Protection Agency.
Washington, DC. SAP Report 2002–01.
14. FIFRA Science Advisory Panel.
2005a. Final report on N-Methyl
Carbamate Cumulative Risk Assessment:
Pilot Cumulative Analysis. Final Report
from the FIFRA Scientific Advisory
Panel Meeting of February , 2005
(Report dated September 2, 1998).
Available at: https://www.epa.gov/
scipoly/sap/2005/february/minutes.pdf.
15. FIFRA Science Advisory Panel.
2005b. Final report on Preliminary N-
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18:27 Oct 28, 2008
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Methyl Carbamate Cumulative Risk
Assessment. Final Report from the
FIFRA Scientific Advisory Panel
Meeting of July 29–30, 2005 (Report
dated September -, 2005). Available at:
https://www.epa.gov/scipoly/sap/2005/
august/minutes.pdf.
16. US EPA Office of Pesticide
Programs. 2004. Interim Reregistration
Eligibility Decision for Carbaryl.
(October 22, 2004).
17. US EPA Office of Pesticide
Programs. March 9, 2005 letter to Peg
Cherney, Bayer Crop Science, Final
Cancellation Order for Carbaryl Liquid
Broadcast Application to Lawns/Turf;
EPA Registration Numbers 264–324,
264–325, and 264–328.
18. US EPA Office of Pesticide
Programs. 2007. Office of Prevention,
Pesticides and Toxic Substances, EPA,
Reregistration Eligibility Decision for
Carbaryl (September 24, 2007).
19. BayerCropScience, Comments of
BayerCropScience on the Petition to
Revoke or Modify Tolerances
Established for Carbaryl. May 31, 2005.
20. US EPA Office of Pesticide
Programs. 2007. Carbaryl Refined
Drinking Water Time Series Simulations
Using Regional PCAs (March 13, 2007).
21. UP3 2007. Pesticides in Urban
Surface Water. Urban Uses Trends
Annual Report, available at https://
www.up3project.org/documents/
FInal_UP3_Use_Report_2007.pdf.
22. USEPA Office of Pesticide
Programs. Report of the FIFRA SAP
Meeting held April 30 to May 1, 2002.
A Set of Scientific Issues Being
Considered by the EPA regarding
CARES model review. June 13. 2002.
EPA SAP 2002–02.
23. US EPA. Office of Research and
Development. 2007. Report on
Comparative Cholinesterase Study of
Carbaryl May 7, 2007).
24. US EPA Office of Pesticide
Programs. 2007. Carbaryl: Updated
Endpoint Selection for Single Chemical
Risk Assessment (June 29, 2007).
25. Padilla S, Setzer W, Marshall RS,
et al. 2007. Time Course of
cholinesterase inhibition in adult rats
treated acutely with carbaryl,
carbofuran, formetanate, methonmy,
methiocarb, oxamyl, or propoxur.
Toxicology and Applied Pharmacology
219: 202–209.
26. US EPA Office of Pesticide
Programs. 2007. Carbaryl: Review of in
vitro Dermal Absorption Study (MRID
47151902). June 28, 2007.
27. US EPA Office of Pesticide
Programs. 2007. Carbaryl: Revisions to
Residential Exposure and Risk
Assessment. June 29, 2007.
28. US EPA Office of Pesticide
Programs. 1999. Overview of Issues
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Related to the Standard Operating
Proceedures for Residential Exposure
Assessment. Presented to the FIFRA
SAP on September 21, 1999.
29. US EPA Office of Pesticide
Programs. 2007. Revised N-methyl
Carbamate Cumulative Risk Assessment.
September 24, 2007. (EPA–HQ–OPP–
2007–0935–0003).
30. Freeman, N. C. G., Jimenez, M.,
Reed, K. J., Gurunathan, S., Edwards, R.
D., & Lioy, P. J. 2001. Quantitative
Analysis of Children’s Microactivity
Patterns: The Minnesota Children’s
Pesticide Exposure Study. Journal of
Exposure Analysis and Environmental
Epidemiology. 11(6): 501–509.
31. Geno PW, Camann DE, Harding,
HJ, Villalobos K, Lewis RG. 1995.
Handwipe Sampling and Analysis
Procedure for the Measurement of
Dermal Contact with Pesticides. Arch
Environ Contam Toxicol. 30:132–138.
32. Fenske R. and C. Lu. 1994.
Determination of Handwash Removal
Efficiency: Incomplete Removal of the
Pesticide Chlorpyrifos from Skin by
Standard Handwash Techniques.
American Industrial Hygiene
Association Journal. 55(5): 425–432.
33. Wester RC, and Maibach HI. 1989.
Dermal Decontamination and
Percutaneous Absorption. In:
Percutaneous Absorption. 2nd ed. R.
Bronaugh and H.I. Maibach, editors.
New York: Marcel Dekker, pp 335–342.
List of Subjects in 40 CFR Part 180
Environmental protection, Carbaryl,
Pesticides and pest.
Dated: September 30, 2008.
Debra Edwards,
Director, Office of Pesticide Programs.
[FR Doc. E8–25693 Filed 10–28–08; 8:45 am]
BILLING CODE 6560–50–S
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 180
[EPA–HQ–OPP–2008–0609; FRL–8384–7]
Pyrimethanil; Pesticide Tolerances
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
SUMMARY: This regulation amends the
tolerances in the 40 CFR 180.518 for
residues of the fungicide, pyrimethanil,
4,6-dimethyl-N-phenyl-2pyrimidinamine, in or on pome fruit
crop group 11, establishes tolerances for
the residues of pyrimethanil in or on
apple wet pomace, and amends the
tolerances for residues of pyrimethanil
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[Federal Register Volume 73, Number 210 (Wednesday, October 29, 2008)]
[Rules and Regulations]
[Pages 64229-64246]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-25693]
[[Page 64229]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 180
[EPA-HQ-OPP-2008-0347; FRL-8388-1]
Carbaryl; Order Denying NRDC's Petition to Revoke Tolerances
AGENCY: Environmental Protection Agency (EPA).
ACTION: Order.
-----------------------------------------------------------------------
SUMMARY: In this Order, EPA denies a petition requesting that EPA
revoke all pesticide tolerances for carbaryl under section 408(d) of
the Federal Food, Drug, and Cosmetic Act (FFDCA). The petition was
filed on January 10, 2005, by the Natural Resources Defense Council
(NRDC).
DATES: This Order is effective October 29, 2008. Objections and
requests for hearings must be received on or before December 29, 2008,
and must be filed in accordance with the instructions provided in 40
CFR part 178 (see also Unit I.C. of the SUPPLEMENTARY INFORMATION).
ADDRESSES: EPA has established a docket for this action under docket
identification (ID) number EPA-HQ-OPP-2008-0347. To access the
electronic docket, go to https://www.regulations.gov, select ``Advanced
Search,'' then ``Docket Search.'' Insert the docket ID number where
indicated and select the ``Submit'' button. Follow the instructions on
the regulations.gov website to view the docket index or access
available documents. All documents in the docket are listed in the
docket index available in regulations.gov. Although listed in the
index, some information is not publicly available, e.g., Confidential
Business Information (CBI) or other information whose disclosure is
restricted by statute. Certain other material, such as copyrighted
material, is not placed on the Internet and will be publicly available
only in hard copy form. Publicly available docket materials are
available in the electronic docket at https://www.regulations.gov, or,
if only available in hard copy, at the OPP Regulatory Public Docket in
Rm. S-4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr.,
Arlington, VA. The Docket Facility is open from 8:30 a.m. to 4 p.m.,
Monday through Friday, excluding legal holidays. The Docket Facility
telephone number is (703) 305-5805.
FOR FURTHER INFORMATION CONTACT: Christina Scheltema, Special Review
and Reregistration Division (7508P), Office of Pesticide Programs,
Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460-0001; telephone number: 703-308-2201; e-mail
address: scheltema.christina@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
In this document, EPA denies a petition by the NRDC to revoke
pesticide tolerances. This action may be of interest to agricultural
producers, food manufacturers, or pesticide manufacturers. Potentially
affected entities may include, but are not limited to those engaged in
the following activities:
Crop production (NAICS code 111), e.g., agricultural
workers; greenhouse, nursery, and floriculture workers; farmers.
Animal production (NAICS code 112), e.g., cattle ranchers
and farmers, dairy cattle farmers, livestock farmers.
Food manufacturing (NAICS code 311), e.g., agricultural
workers; farmers; greenhouse, nursery, and floriculture workers;
ranchers; pesticide applicators.
Pesticide manufacturing (NAICS code 32532), e.g.,
agricultural workers; commercial applicators; farmers; greenhouse,
nursery, and floriculture workers; residential users.
This listing is not intended to be exhaustive, but rather to
provide a guide for readers regarding entities likely to be affected by
this action. Other types of entities not listed in this unit could also
be affected. The North American Industrial Classification System
(NAICS) codes have been provided to assist you and others in
determining whether this action might apply to certain entities. If you
have any questions regarding the applicability of this action to a
particular entity, consult the person listed under FOR FURTHER
INFORMATION CONTACT.
B. How Can I Access Electronic Copies of this Document?
In addition to accessing an electronic copy of this Federal
Register document through the electronic docket at https://
www.regulations.gov, you may access this Federal Register document
electronically through the EPA Internet under the ``Federal Register''
listings at https://www.epa.gov/fedrgstr. You may also access a
frequently updated electronic version of EPA's tolerance regulations at
40 CFR part 180 through the Government Printing Office's pilot e-CFR
site at https://www.gpoaccess.gov/ecfr.
C. Can I File an Objection or Hearing Request?
Under section 408(g) of FFDCA, any person may file an objection to
any aspect of this regulation and may also request a hearing on those
objections. You must file your objection or request a hearing on this
regulation in accordance with the instructions provided in 40 CFR part
178. To ensure proper receipt by EPA, you must identify docket ID
number EPA-HQ-OPP-2008-0347 in the subject line on the first page of
your submission. All requests must be in writing, and must be mailed or
delivered to the Hearing Clerk as required by 40 CFR part 178 on or
before December 29, 2008.
In addition to filing an objection or hearing request with the
Hearing Clerk as described in 40 CFR part 178, please submit a copy of
the filing that does not contain any CBI for inclusion in the public
docket that is described in ADDRESSES. Information not marked
confidential pursuant to 40 CFR part 2 may be disclosed publicly by EPA
without prior notice. Submit this copy, identified by docket ID number
EPA-HQ-OPP-2008-0347, by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the on-line instructions for submitting comments.
Mail: Office of Pesticide Programs (OPP) Regulatory Public
Docket (7502P), Environmental Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460-0001.
Delivery: OPP Regulatory Public Docket (7502P),
Environmental Protection Agency, Rm. S-4400, One Potomac Yard (South
Bldg.), 2777 S. Crystal Dr., Arlington, VA. Deliveries are only
accepted during the Docket's normal hours of operation (8:30 a.m. to 4
p.m., Monday through Friday, excluding legal holidays). Special
arrangements should be made for deliveries of boxed information. The
Docket Facility telephone number is (703) 305-5805.
II. Introduction
A. What Action Is the Agency Taking?
The NRDC filed a petition dated January 10, 2005 with EPA which,
among other things, requested that EPA revoke all tolerances for the
pesticide carbaryl established under section 408 of the FFDCA, 21
U.S.C. 346a (Ref. 1) This Order denies that aspect of the petition that
sought the revocation of the carbaryl tolerances. This Order also
denies NRDC's petition to cancel carbaryl pet collar registrations
submitted as part of NRDC's comments on the N-methyl carbamate (NMC)
[[Page 64230]]
cumulative assessment and dated November 26, 2007, because NRDC is
arguing that exposure to carbaryl pet collars makes the cumulative
risks presented by carbaryl unsafe (Ref. 2).
B. What Is the Agency's Authority for Taking This Action?
Under section 408(d)(4) of the FFDCA, EPA is authorized to respond
to a section 408(d) petition to revoke tolerances either by issuing a
final rule revoking the tolerances, issuing a proposed rule, or issuing
an order denying the petition. (21 U.S.C. 346a(d)(4)).
III. Statutory and Regulatory Background
A. FFDCA/FIFRA and Applicable Regulations
1. In general. EPA establishes maximum residue limits, or
``tolerances,'' for pesticide residues in food and feed commodities
under section 408 of the FFDCA. (21 U.S.C. 346a). Without such a
tolerance or an exemption from the requirement of a tolerance, a food
containing a pesticide residue is ``adulterated'' under section 402 of
the FFDCA and may not be legally moved in interstate commerce. (21
U.S.C. 331, 342). Monitoring and enforcement of pesticide tolerances
are carried out by the U.S. Food and Drug Administration (FDA) and the
U.S. Department of Agriculture (USDA). Section 408 was substantially
rewritten by the Food Quality Protection Act of 1996 (FQPA), which
added the provisions discussed below establishing a detailed safety
standard for pesticides, additional protections for infants and
children, and the estrogenic substances screening program. (Public Law
104-170, 110 Stat. 1489 (1996)).
EPA also regulates pesticides under the Federal Insecticide,
Fungicide, and Rodenticide Act (FIFRA), (7 U.S.C. 136 et seq). While
the FFDCA authorizes the establishment of legal limits for pesticide
residues in food, FIFRA requires the approval of pesticides prior to
their sale and distribution, (7 U.S.C. 136a(a)), and establishes a
registration regime for regulating the use of pesticides. FIFRA
regulates pesticide use in conjunction with its registration scheme by
requiring EPA review and approval of pesticide labels and specifying
that use of a pesticide inconsistent with its label is a violation of
federal law. (7 U.S.C. 136j(a)(2)(G)). In the FQPA, Congress integrated
action under the two statutes by requiring that the safety standard
under the FFDCA be used as a criterion in FIFRA registration actions as
to pesticide uses which result in dietary risk from residues in or on
food, (7 U.S.C. 136(bb)), and directing that EPA coordinate, to the
extent practicable, revocations of tolerances with pesticide
cancellations under FIFRA. (21 U.S.C. 346a(l)(1)).
2. Safety standard for pesticide tolerances. A pesticide tolerance
may only be promulgated or left in effect by EPA if the tolerance is
``safe.'' (21 U.S.C. 346a(b)(2)(A)(i)). This standard applies both to
petitions to establish and petitions to revoke tolerances. ``Safe'' is
defined by the statute to mean that ``there is a reasonable certainty
that no harm will result from aggregate exposure to the pesticide
chemical residue, including all anticipated dietary exposures and all
other exposures for which there is reliable information.'' (21 U.S.C.
346a(b)(2)(A)(ii)). Section 408(b)(2)(D) directs EPA, in making a
safety determination, to:
consider, among other relevant factors--...
(v) available information concerning the cumulative effects of
such residues and other substances that have a common mechanism of
toxicity; and
(vi) available information concerning the aggregate exposure
levels of consumers (and major identifiable subgroups of consumers)
to the pesticide chemical residue and to other related substances,
including dietary exposure under the tolerance and all other
tolerances in effect for the pesticide chemical residue, and
exposure from other non-occupational sources;
(21 U.S.C. 346a(b)(2)(D)(v), (vi) and (viii)).
EPA must also consider, in evaluating the safety of tolerances,
``safety factors which . . . are generally recognized as appropriate
for the use of animal experimentation data.'' (21 U.S.C.
346a(b)(2)(D)(ix).
Risks to infants and children are given special consideration.
Specifically, section 408(b)(2)(C) states that EPA:
shall assess the risk of the pesticide chemical based on--
(II) available information concerning the special susceptibility
of infants and children to the pesticide chemical residues,
including neurological differences between infants and children and
adults, and effects of in utero exposure to pesticide chemicals; and
(III) available information concerning the cumulative effects on
infants and children of such residues and other substances that have
a common mechanism of toxicity. ...
(21 U.S.C. 346a(b)(2)(C)(i)(II) and (III)).
This provision also creates a presumptive additional safety factor
for the protection of infants and children. Specifically, it directs
that ``[i]n the case of threshold effects, ... an additional tenfold
margin of safety for the pesticide chemical residue and other sources
of exposure shall be applied for infants and children to take into
account potential pre- and post-natal toxicity and completeness of the
data with respect to exposure and toxicity to infants and children.''
(21 U.S.C. 346a(b)(2)(C)). EPA is permitted to ``use a different margin
of safety for the pesticide chemical residue only if, on the basis of
reliable data, such margin will be safe for infants and children.''
(Id.). The additional safety margin for infants and children is
referred to throughout this Order as the ``FQPA Safety Factor.''
3. Procedures for establishing, amending, or revoking tolerances.
Tolerances are established, amended, or revoked by rulemaking under the
unique procedural framework set forth in the FFDCA. Generally, a
tolerance rulemaking is initiated by the party seeking to establish,
amend, or revoke a tolerance by means of filing a petition with EPA.
(See 21 U.S.C. 346a(d)(1)). EPA publishes in the Federal Register a
notice of the petition filing and requests public comment. (21 U.S.C.
346a(d)(3)). After reviewing the petition, and any comments received on
it, EPA may issue a final rule establishing, amending, or revoking the
tolerance, issue a proposed rule to do the same, or deny the petition.
(21 U.S.C. 346a(d)(4)).
Once EPA takes final action on the petition by establishing,
amending, or revoking the tolerance or denying the petition, any party
may file objections with EPA and seek an evidentiary hearing on those
objections. (21 U.S.C. 346a(g)(2)). Objections and hearing requests
must be filed within 60 days. (Id.). The statute provides that EPA
shall ``hold a public evidentiary hearing if and to the extent the
Administrator determines that such a public hearing is necessary to
receive factual evidence relevant to material issues of fact raised by
the objections.'' (21 U.S.C. 346a(g)(2)(B). EPA regulations make clear
that hearings will only be granted where it is shown that there is ``a
genuine and substantial issue of fact,'' the requestor has identified
evidence ``which, if established, resolve one or more of such issues in
favor of the requestor,'' and the issue is ``determinative'' with
regard to the relief requested. (40 CFR 178.32(b)). EPA's final order
on the objections is subject to judicial review. (21 U.S.C.
346a(h)(1)).
4. Tolerance reassessment and FIFRA reregistration. The FQPA
required that EPA reassess the safety of all pesticide tolerances
existing at the time of its enactment. (21 U.S.C. 346a(q)). EPA was
given 10 years to reassess the
[[Page 64231]]
approximately 10,000 tolerances in existence in 1996. In this
reassessment, EPA was required to review existing pesticide tolerances
under the new ``reasonable certainty that no harm will result''
standard set forth in section 408(b)(2)(A)(i). (21 U.S.C.
346a(b)(2)(A)(i)). This reassessment was substantially completed by the
August 3, 2006 deadline. Tolerance reassessment was generally handled
in conjunction with a similar program involving reregistration of
pesticides under FIFRA. (7 U.S.C. 136a-1). Reassessment and
reregistration decisions were generally combined in a document labeled
a Reregistration Eligibility Decision (``RED'').
B. EPA's Approach to Dietary Risk Assessment
EPA performs a number of analyses to determine the risks from
aggregate exposure to pesticide residues. A short summary is provided
below to aid the reader. For further discussion of the regulatory
requirements of section 408 of the FFDCA and a complete description of
the risk assessment process, see https://www.epa.gov/fedrgstr/EPA-PEST/
1999/January/Day-04/p34736.htm.(64 FR 162)
To assess the risk of a pesticide tolerance, EPA combines
information on pesticide toxicity with information regarding the route,
magnitude, and duration of exposure to the pesticide. The risk
assessment process involves three distinct steps: (1) identification of
the toxicological hazards posed by a pesticide and determination of the
exposure ``level of concern'' for humans; (2) estimation of human
exposure; and (3) characterization of human risk based on comparison of
human exposure to the level of concern.
1. Hazard identification and determination of the level of concern.
Any risk assessment begins with an evaluation of a chemical's inherent
properties, and whether those properties have the potential to cause
adverse effects (i.e., hazard identification). EPA then evaluates the
hazards to determine the most sensitive and appropriate adverse effect
of concern, based on factors such as the effect's relevance to humans
and the likely routes of exposure. Once a pesticide's potential hazards
are identified, EPA determines a toxicological level of concern for
evaluating the risk posed by human exposure to the pesticide. In this
step of the risk assessment process, EPA essentially evaluates the
levels of exposure to the pesticide at which effects might occur. An
important aspect of this determination is assessing the relationship
between exposure (dose) and response (often referred to as the dose-
response analysis). Another aspect is the determination of whether the
effect is associated with a threshold dose (i.e., the effect is seen
only at or above a certain dose) or whether the effect can occur at any
dose (such as some tumors).
In evaluating a chemical's dietary risks for threshold effects, EPA
uses a reference dose (RfD) approach, which involves a number of
considerations including:
A 'point of departure'(PoD) - the value from a dose-
response curve that is at the low end of the observable data (the no
observed adverse effect level, or NOAEL, the lowest-observed adverse
effect level or LOAEL, or an extrapolated benchmark dose) and that is
the dose serving as the 'starting point' in extrapolating a risk to the
human population;
An uncertainty factor to address the potential for a
difference in toxic response between humans and animals used in
toxicity tests (i.e., interspecies extrapolation);
An uncertainty factor to address the potential for
differences in sensitivity in the toxic response across the human
population (for intraspecies extrapolation); and
The need for an additional safety factor to protect
infants and children, as specified in FFDCA section 408(b)(2)(C).
EPA uses the chosen PoD to calculate a safe dose or RfD. The RfD is
calculated by dividing the chosen PoD by all applicable safety or
uncertainty factors. Typically in EPA risk assessments, a combination
of safety or uncertainty factors providing at least a hundredfold
(100X) margin of safety is used: 10X to account for interspecies
extrapolation and 10X to account for intraspecies extrapolation.
Further, in evaluating the dietary risks for pesticide chemicals, an
additional safety factor of 10X is presumptively applied to protect
infants and children, unless reliable data support selection of a
different factor. In implementing FFDCA section 408, EPA also
calculates a variant of the RfD referred to as a population adjusted
dose (PAD). The PAD is the RfD divided by any portion of the children's
safety factor that does not correspond to one of the traditional
additional uncertainty/safety factors used in general Agency risk
assessment. The reason for calculating PADs is so that other parts of
the Agency, which are not governed by FFDCA section 408, can, when
evaluating the same or similar substances, easily identify which
aspects of a pesticide risk assessment are a function of the particular
statutory commands in FFDCA section 408. For acute assessments, the
risk is expressed as a percentage of a maximum acceptable dose or the
acute PAD (i.e., the acute dose which EPA has concluded will be
``safe''). As discussed below in Unit V.C., dietary exposures greater
than 100 percent of the acute PAD are generally cause for concern and
would be considered ``unsafe'' within the meaning of FFDCA section
408(b)(2)(B). Throughout this document general references to EPA's
calculated safe dose are denoted as an acute PAD, or aPAD, because the
relevant point of departure for carbaryl is based on an acute risk
endpoint.
In evaluating a chemical's dietary risk for non-threshold effects,
such as cancer; EPA's default approach is to extrapolate a Q1* from the
dose-response curve as a measure of cancer potency, and then to use
this Q1* value in conjunction with estimated dietary exposure to
estimate the probability of occurrence of additional adverse effects.
The Q1*is the 95th percentile upper confidence limit from a tumor dose
response curve extrapolated using a linear low-dose model. For non-
threshold dietary cancer risks, EPA generally considers cancer risk to
be negligible if the probability of increased cancer cases falls within
the range of 1 in 1 million.
Animal studies show that carbaryl, like other NMC pesticides,
causes transient, reversible inhibition of cholinesterase activity in
brain, red blood cells, and plasma across all tested routes of
exposure. Developmental toxicity was seen in rats and rabbits treated
with carbaryl during gestation; effects included decreased fetal weight
and incomplete ossification (bone formation). A carbaryl rat
reproductive toxicity study showed decreased pup survival, and a rat
developmental neurotoxicity study showed changes in fetal brain
morphometry. In addition, a comparative cholinesterase study shows that
young animals had increased sensitivity, compared with adults, to
inhibition of brain cholinesterase from carbaryl. EPA used endpoints
from the comparative cholinesterase study to assess human health risk
in both the single chemical risk assessment for carbaryl and in the
cumulative risk assessment for the NMC pesticides. Carbaryl is
considered to be ``likely to be carcinogenic in humans'' based on
tumors in male mice and EPA utilized the Agency default low-dose linear
extrapolation (Q1*) approach to quantify cancer risk.
2. Estimating human exposure levels. Pursuant to section 408(b) of
the FFDCA, EPA has evaluated carbaryl dietary risks based on
``aggregate
[[Page 64232]]
exposure'' to carbaryl. By ``aggregate exposure,'' EPA is referring to
exposure to carbaryl alone by multiple pathways of exposure, including
residues in food and water and exposure from use of carbaryl products
in residential settings. EPA uses available data, together with
assumptions designed to be protective of public health and standard
analytical methods, to produce separate estimates of exposure for a
highly exposed subgroup of the general population, for each potential
pathway and route of exposure. For acute risks, EPA then calculates
potential aggregate exposure and risk by using probabilistic techniques
to combine distributions of potential exposures in the population for
the dietary pathway, and uses single point estimates for the
residential component in calculating aggregate exposure. For dietary
analyses, the relevant sources of potential exposure to carbaryl are
from the ingestion of residues in food and drinking water.
The Agency uses a combination of monitoring data and predictive
models to evaluate environmental exposure of humans to carbaryl, which
may occur from ingesting carbaryl residues in food or drinking water,
or from using products containing carbaryl in residential settings.
These are described below.
a. Exposure from food. Data on the residues of carbaryl in foods
are available from a variety of sources. One of the primary sources of
the data comes from federally-conducted surveys, including the
Pesticide Data Program (PDP) conducted by the USDA. Further, market
basket studies, which are typically performed by registrants, can
provide additional residue data. These data generally provide a
characterization of pesticide residues in or on foods consumed by the
U.S. population that closely approximates real world exposures because
they are sampled closer to the point of consumption in the chain of
commerce than field trial data, which are generated to establish the
maximum level of legal residues that could result from maximum
permissible use of the pesticide. In certain circumstances, EPA will
rely on field trial data, as it can provide more accurate exposure
estimates. EPA estimated dietary exposure to carbaryl using residue
data from a variety of sources, including USDA and FDA monitoring and
crop field trial studies. These residue data were refined based on
relevant processing factors. EPA also took into account information on
the extent to which crops which may be treated with carbaryl are
actually so treated.
EPA uses a computer program, the Dietary Exposure Evaluation Model
(DEEM), and the USDA Food Commodity Intake database (FCID), to estimate
exposure by combining data on human consumption amounts with residue
values in food commodities. DEEM-FCIDTM also compares
exposure estimates to appropriate RfD or PAD values to estimate risk.
EPA uses DEEM-FCIDTM to estimate exposure for the general
U.S. population as well as for 32 subgroups based on age, sex,
ethnicity, and region. DEEM-FCIDTM allows EPA to process
extensive volumes of data on human consumption amounts and residue
levels in making risk estimates. Matching consumption and residue data,
as well as managing the thousands of repeated analyses of the
consumption database conducted under probabilistic risk assessment
techniques, requires the use of a computer.
DEEM-FCIDTM contains consumption and demographic
information on the individuals who participated in the USDA's Combined
Survey of Food Intake by Individuals (CSFII) in 1994-1996 and 1998. The
1998 survey was a special survey required by the FQPA to supplement the
number of children survey participants. DEEM-FCIDTM also
contains ``recipes'' that convert foods as consumed (e.g., pizza) back
into their component raw agricultural commodities (e.g., wheat from
flour, or tomatoes from sauce, etc.). This is necessary because residue
data are generally gathered on raw agricultural commodities rather than
on finished ready-to-eat food. Data on residue values for a particular
pesticide and the RfD or PADs for that pesticide are inputs to the
DEEM-FCIDTM program to estimate exposure and risk.
For carbaryl's assessment, EPA used DEEM-FCIDTM to
calculate risk estimates based on a probabilistic distribution. DEEM-
FCIDTM combines the full range of residue values for each
food with the full range of data on individual consumption amounts to
create a distribution of exposure and risk levels. More specifically,
DEEM-FCIDTM creates this distribution by calculating an
exposure value for each reported day of consumption per person
(``person/day'') in USDA's CSFII, assuming that all foods potentially
bearing the pesticide residue contain such residue at the chosen value.
The exposure amounts for the thousands of person/days in the CSFII are
then collected in a frequency distribution. EPA also uses DEEM-
FCIDTM to compute a distribution taking into account both
the full range of data on consumption levels and the full range of data
on potential residue levels in food. Combining consumption and residue
levels into a distribution of potential exposures and risk requires use
of probabilistic techniques.
Probabilistic analysis is used to predict the frequency with which
variations of a given event will occur. By taking into account the
actual distribution of possible consumption and pesticide residue
values, probabilistic analysis for pesticide exposure assessments
``provides more accurate information on the range and probability of
possible exposure and their associated risk values'' (Ref. 3). In
capsule, a probabilistic pesticide exposure analysis constructs a
distribution of potential exposures based on data on consumption
patterns and residue levels and provides a ranking of the probability
that each potential exposure will occur. People consume differing
amounts of the same foods, including none at all, and a food will
contain differing amounts of a pesticide residue, including none at
all.
The probabilistic technique that DEEM-FCIDTM uses to
combine differing levels of consumption and residues involves the
following steps:
(1) Identification of any food(s) that could bear the residue in
question for each person/day in the CSFII;
(2) Calculation of an exposure level for each of the thousands of
person/days in the CSFII database, based on the foods identified in
Step 1 by randomly selecting residue values for the foods from
the residue database;
(3) Repetition of Step 2 up to one thousand times for each
person/day; and
(4) Collection of all of the hundreds of thousands of potential
exposures estimated in Steps 2 and 3 in a frequency
distribution.
The resulting probabilistic assessment presents a range of
exposure/risk estimates.
b. Exposure from water. EPA may use field monitoring data and/or
simulation water exposure models to generate pesticide concentration
estimates in drinking water. Monitoring and modeling are both important
tools for estimating pesticide concentrations in water and can provide
different types of information. Monitoring data can provide estimates
of pesticide concentrations in water that are representative of the
specific agricultural or residential pesticide practices in specific
locations, under the environmental conditions associated with a
sampling design (i.e., the locations of sampling, the times of the year
samples were taken, and the frequency by which samples were collected).
Although monitoring data
[[Page 64233]]
can provide a direct measure of the concentration of a pesticide in
water, it does not always provide a reliable basis for estimating
spatial and temporal variability in exposures because sampling may not
occur in areas with the highest pesticide use, and/or when the
pesticides are being used and/or at an appropriate sampling frequency
to detect high concentrations of a pesticide that occur over the period
of a day to several days.
Because of the limitations in most monitoring studies, EPA's
standard approach is to use simulation water exposure models as the
primary means to estimate pesticide exposure levels in drinking water.
EPA's computer models use detailed information on soil properties, crop
characteristics, and weather patterns to estimate water concentrations
in vulnerable locations where the pesticide could be used according to
its label. (69 FR 30042, May 26, 2004). These models calculate
estimated water concentrations of pesticides using laboratory data that
describe how fast the pesticide breaks down to other chemicals and how
it moves in the environment at these vulnerable locations. The modeling
provides an estimate of pesticide concentrations in ground and surface
water. Daily concentrations can be estimated continuously over long
periods of time, and for places that are of most interest for any
particular pesticide.
EPA relies on models it has developed for estimating pesticide
concentrations in both surface water and ground water. Typically EPA
uses a two-tiered approach to modeling pesticide concentrations in
surface and ground water. If the first tier model suggests that
pesticide levels in water may be unacceptably high, a more ined model
is used as a second tier assessment. For surface water assessments, the
second tier model is actually a combination of two models: The
Pesticide Root Zone Model (PRZM) and the Exposure Analysis Model System
(EXAMS).
A detailed description of the models routinely used for exposure
assessment is available from the EPA web site: https://www.epa.gov/
oppefed1/models/water/index.htm. These models provide a means for EPA
to estimate daily pesticide concentrations in surface water sources of
drinking water (a reservoir) using local soil, site, hydrology, and
weather characteristics along with pesticide application and
agricultural management practices, and pesticide environmental fate and
transport properties. Consistent with the recommendations of the FIFRA
Science Advisory Panel (SAP), EPA also considers percent cropped area
factors (PCA) which takes into account the potential extent of cropped
areas that could be treated with pesticides in a particular area. The
PRZM and EXAMS models used by EPA were developed by EPA's Office of
Research and Development (ORD), and are used by many international
pesticide regulatory agencies to estimate pesticide exposure in surface
water. EPA's use of the percent cropped area factors and the Index
Reservoir scenario was reviewed by the FIFRA SAP in 1999 and 1998,
respectively (Refs. 4 and 5).
In modeling potential surface water concentrations, EPA attempts to
model areas of the country that are highly vulnerable to surface water
contamination rather than simply model ``typical'' locations occurring
across the nation. Consequently, EPA models exposures occurring in
small highly agricultural watersheds in different growing areas
throughout the country. The scenarios are designed to capture residue
levels in drinking water from reservoirs with small watersheds with a
large percentage of land use in agricultural production. EPA believes
these assessments are likely reflective of a small subset of the
watersheds across the country that maintain drinking water reservoirs,
representing a drinking water source generally considered to be more
vulnerable to frequent high concentrations of pesticides than most
locations that could be used for crop production.
When EPA completed the carbaryl Interim Reregistration Eligibility
Decision (IRED)\1\ in June 2003, EPA compared the estimated drinking
water concentrations (EDWCs) of pesticides, from the PRZM/EXAMS model,
with a drinking water level of concern (DWLOC), a value representing
the concentration of a pesticide in drinking water that would represent
the upper limit in light of total aggregate exposure to that pesticide
from food, water, and residential uses of that pesticide. The DWLOC
approach was developed in the mid 1990s as part of EPA's review of
pesticides under FQPA, before the current risk assessment methodologies
became available. EPA now uses the output of daily concentration values
from tier two modeling as an input to DEEM-FCIDTM, which
combines water concentrations with drinking water consumption
information in the daily diet to generate a distribution of exposures
from consumption of drinking water containing pesticide residues. These
results are then used to calculate a probabilistic assessment of the
aggregate human exposure and risk from residues in food and drinking
water.
---------------------------------------------------------------------------
\1\ Because carbaryl is a member of the NMC group of pesticides,
which share a common mechanism of toxicity, EPA was unable to
complete the carbaryl Reregistration Eligibility Decision (RED)
before completion of the NMC cumulative risk assessment in September
2007.
---------------------------------------------------------------------------
EPA also considers available surface water monitoring data,
including data from the US Geological Survey (USGS) National Water
Quality Assessment Program (NAWQA), in conducting drinking water
assessments. For the 2007 carbaryl RED, EPA considered data from a
variety of sources, including NAWQA, the joint USGS-EPA Mini Pilot
Monitoring Program, Washington and California state monitoring data,
and registrant voluntary water monitoring study measuring carbaryl in
targeted community water systems associated with watersheds having high
carbaryl use.
c. Residential exposures. Generally, in assessing residential
exposure to pesticides EPA relies on its Standard Operating Procedures
(SOPs) for Residential Exposure Assessment and subsequent amendments
(Refs. 6, 7, and 8). The Residential SOPs establish the approaches used
for estimating application and post-application exposures in a
residential setting. SOPs have been developed for many common exposure
scenarios including pesticide treatment of lawns, garden plants, trees,
swimming pools, pets, and indoor surfaces including crack and crevice
treatments. The SOPs are based on existing monitoring and survey data
including information on activity patterns, particularly for children.
Where available, EPA relies on pesticide-specific data in estimating
residential exposures. Although limited carbaryl specific data were
available at the time the carbaryl IRED was completed, additional data
were submitted in response to the 2005 Data Call-In (DCI) for carbaryl.
These data were reviewed and incorporated into the revised residential
risk assessment used to support the final carbaryl RED. Residential
exposure from carbaryl was estimated using EPA's Residential SOPs (as
amended) as well as a turf dissipation study for carbaryl which
quantified turf transferable residues after carbaryl application to
turf and other monitoring data available to the Agency (e.g., residue
decline studies on garden crops).
3. Risk characterization. The final step in the risk assessment is
risk characterization. In this step, EPA combines information from the
first three steps (hazard identification, level of concern/dose-
response analysis, and human exposure assessment) to
[[Page 64234]]
quantitatively estimate the risks posed by a pesticide. Separate
characterizations of risk are conducted for different durations of
exposure. Additionally, separate and, where appropriate, aggregate
characterizations of risk are conducted for the different routes of
exposure (dietary and non-dietary).
For threshold risks, EPA estimates risk in one of two ways. Where
EPA has calculated an RfD/PAD, risk is estimated by expressing human
exposure as a percentage of the RfD/PAD. Exposures lower than 100
percent of the RfD/PAD are generally not of concern. Alternatively, EPA
may express risk by dividing the estimated human exposure into the PoD
to derive a margin of exposure (MOE). The MOE is compared with a level
of concern, which is the product of all applicable uncertainty/safety
factors. In contrast to the RfD/PAD approach, the higher the MOE, the
lower the risk concern for the pesticide. Accordingly, if the level of
concern is 100, MOEs equal to or exceeding 100 would generally not be
of concern.
As a conceptual matter, the RfD/PAD and MOE approaches are
fundamentally equivalent. For a given risk and given exposure of a
pesticide, if exposure to a pesticide were found to be acceptable under
an RfD/PAD analysis it would also pass under the MOE approach, and
vice-versa. However, for any specific pesticide, risk assessments for
different exposure durations or routes may yield different results.
This is a function not of the choice of the RfD/PAD or MOE approach but
of the fact that the levels of concern and the levels of exposure may
differ depending on the duration and route of exposure.
For non-threshold risks (generally, cancer risks), EPA uses the
slope of the dose-response curve for a pesticide in conjunction with an
estimation of human exposure to that pesticide to estimate the
probability of occurrence of additional adverse effects. For non-
threshold cancer risks, EPA generally considers cancer risk to be
negligible if the probability of increased cancer cases falls within
the range of 1 in 1 million. Risks exceeding values within that range
would raise a risk concern.
C. Science Policy Considerations
1. EPA policy on the children's safety factor. As the above brief
summary of EPA's risk assessment practice indicates, the use of safety
factors plays a critical role in the process. This is true for
traditional 10X safety factors to account for potential differences
between animals and humans when relying on studies in animals (inter-
species safety factor) and potential differences among humans (intra-
species safety factor) as well as the FQPA's additional 10X children's
safety factor.
In general, Section 408 of FFDCA provides that EPA shall apply an
additional tenfold margin of safety for infants and children in the
case of threshold effects to account for prenatal and postnatal
toxicity and the completeness of the data base on toxicity and exposure
unless EPA determines that a different margin of safety will be safe
for infants and children. Margins of safety are incorporated into EPA
assessments either directly through use of a margin of exposure
analysis or through using uncertainty (safety) factors in calculating a
dose level that poses acceptable risk to humans.
In applying the children's safety factor provision, EPA has
interpreted the statutory language as imposing a presumption in favor
of applying an additional 10X safety factor (Ref. 9). Thus, EPA
generally refers to the additional 10X factor as a presumptive or
default 10X factor. EPA has also made clear, however, that the
presumption can be overcome if reliable data demonstrate that a
different factor is safe for children (Id.). In determining whether a
different factor is safe for children, EPA focuses on the three factors
listed in section 408(b)(2)(C) - the completeness of the toxicity
database, the completeness of the exposure database, and potential pre-
and post-natal toxicity. In examining these factors, EPA strives to
make sure that its choice of a safety factor, based on a weight-of-the-
evidence evaluation, does not understate the risk to children. (Id.).
When EPA evaluated the carbaryl toxicological database in 2003 to
determine the appropriate FQPA Safety Factor for use in the IRED,
available studies included rat and rabbit teratology (developmental
toxicity) studies, a rat developmental neurotoxicity study, a rat
reproductive toxicity study, a 4-week dermal rat study, acute and
subchronic neurotoxicity screening studies, and a chronic oral dog
study (Ref. 10). Based on the weight of the evidence as evaluated in
2003, the FQPA Safety Factor was determined to be 3X due to the lack of
a NOAEL in the chronic dog study. This was what the weight of the
evidence showed in 2003.
The science has advanced since 2003; additional information on
pharmacokinetics as well as additional acute cholinesterase data have
become available for carbaryl and other NMCs. Due to the rapid recovery
of cholinesterase activity, chronic exposure is no longer considered to
be a concern for carbaryl. As the science has advanced, science policy
has also evolved. As EPA acquired developmental neurotoxicity and
comparative cholinesterase data on the NMCs, it became apparent that
comparative cholinesterase studies measuring red blood cell (RBC) and
brain cholinesterase inhibition in both maternal and young animals
(postnatal day 11 (PND11) and postnatal day 17 (PND17)) were a more
accurate predictor of age-related sensitivity than developmental
neurotoxicity studies measuring behavioral and histopathological
changes. Therefore, EPA informed registrants that, in the absence of
comparative cholinesterase data for each pesticide, a 10X FQPA Safety
Factor would be applied to that pesticide in the NMC cumulative risk
assessment. If comparative cholinesterase data were available, EPA used
a data derived approach for the FQPA Safety Factor by comparing the
benchmark dose (BMD) at the 10% inhibition level for either brain or
RBC acetyl cholinesterase inhibition between maternal animals and the
juvenile animals (typically PND11).
2. EPA Policy on cholinesterase inhibition as a regulatory
endpoint. Cholinesterase inhibition is a disruption of the normal
process in the body by which the nervous system chemically communicates
with muscles and glands. Communication between nerve cells and a target
cell (i.e., another nerve cell, a muscle fiber, or a gland) is
facilitated by the chemical, acetylcholine. When a nerve cell is
stimulated it releases acetylcholine into the synapse (or space)
between the nerve cell and the target cell. The released acetylcholine
binds to receptors in the target cell, stimulating the target cell in
turn. As EPA has explained, ``the end result of the stimulation of
cholinergic pathway(s) includes, for example, the contraction of smooth
(e.g., in the gastrointestinal tract) or skeletal muscle, changes in
heart rate or glandular secretion (e.g., sweat glands) or communication
between nerve cells in the brain or in the autonomic ganglia of the
peripheral nervous system.'' (Ref. 11 at 10).
Acetylcholinesterase (AChE) is an enzyme that breaks down
acetylcholine and terminates its stimulating action in the synapse
between nerve cells and target cells. When AChE is inhibited,
acetylcholine builds up prolonging the stimulation of the target cell.
This excessive stimulation potentially results in a broad range of
adverse effects on many bodily functions. Depending on
[[Page 64235]]
the degree of inhibition these effects can be serious, even fatal.
EPA's cholinesterase inhibition policy statement explains EPA's
approach to evaluating the risks posed by cholinesterase-inhibiting
pesticides such as carbaryl. (Id). The policy focuses on three types of
effects associated with cholinesterase-inhibiting pesticides that may
be assessed in animal and human toxicological studies: (1)
physiological and behavioral/functional effects; (2) cholinesterase
inhibition in the central and peripheral nervous system; and (3)
cholinesterase inhibition in red blood cells and blood plasma. The
policy discusses how such data should be integrated in deriving an
acceptable dose (RfD/PAD) for a cholinesterase-inhibiting pesticide.
Clinical signs or symptoms of cholinesterase inhibition in humans,
the policy concludes, provide the most direct evidence of the adverse
consequences of exposure to cholinesterase-inhibiting pesticides.
Nonetheless, as the policy notes, due to strict ethical limitations,
studies in humans are ``quite limited.'' (Id. at 19). Although animal
studies can also provide direct evidence of cholinesterase inhibition
effects, animal studies cannot easily measure cognitive effects of
cholinesterase inhibition such as effects on perception, learning, and
memory. For these reasons, the policy recommends that ``functional data
obtained from human and animal studies should not be relied on solely,
to the exclusion of other kinds of pertinent information, when weighing
the evidence for selection of the critical effect(s) that will be used
as the basis of the RfD or RfC.'' (Id. at 20).
After clinical signs or symptoms, cholinesterase inhibition in the
nervous system provides the next most important endpoint for evaluating
cholinesterase-inhibiting pesticides. Although cholinesterase
inhibition in the nervous system is not itself regarded as a direct
adverse effect, it is ``generally accepted as a key component of the
mechanism of toxicity leading to adverse cholinergic effects.'' (Id. at
25). As such, the policy states that it should be treated as ``direct
evidence of potential adverse effects'' and ``data showing this
response provide valuable information in assessing potential hazards
posed by anticholinesterase pesticides.'' (Id.). AChE inhibition in
brain and the peripheral nervous system is the initial adverse
biological event which results from exposure to NMC pesticides, such as
carbaryl, and with sufficient levels of inhibition leads to other
effects. Thus, AChE inhibition provides the most appropriate effect to
use in risk extrapolation for derivation of RfDs and PADs. Protecting
against AChE inhibition ensures that the other adverse effects
mentioned above do not occur.
In summary, EPA uses a weight of evidence approach to determine the
toxic effect that will serve as the appropriate PoD for a risk
assessment for AChE inhibiting pesticides, such as carbaryl (Id). The
neurotoxicity that is associated with these pesticides can occur in
both the central (brain) and the peripheral nervous system. In its
weight of the evidence analysis, EPA reviews data, such as AChE
inhibition data from the brain, peripheral tissues and blood (e.g., RBC
or plasma), in addition to data on clinical signs and other functional
effects related to AChE inhibition. Based on these data, EPA selects
the most appropriate effect on which to regulate; such effects can
include clinical signs of AChE inhibition, central or peripheral
nervous tissue measurements of AChE inhibition or RBC AChE measures
(Id). Although RBC AChE inhibition is not adverse in itself, it is a
surrogate for inhibition in peripheral tissues when peripheral data are
not available. As such, RBC AChE inhibition provides an indirect
indication of adverse effects on the nervous system (Id.). Due to
technical difficulties regarding dissection of peripheral nerves and
the rapid nature of carbaryl toxicity, measures of AChE inhibition in
the peripheral nervous system are very rare for NMC pesticides. For
these reasons, other state and national agencies such as California,
Washington, Canada, the European Union, as well as the World Health
Organization (WHO), all use blood measures in human health risk
assessment and/or worker safety monitoring programs.
3. Benchmark dose. EPA has relied on a benchmark dose approach for
deriving the PoD from the available rat toxicity studies (Ref. 12). A
benchmark dose, or BMD, is a point estimate along a dose-response curve
that corresponds to a specific response level. For example, a
BMD10 represents a 10% change from the background or typical
value for the response of concern. Generically, the direction of change
from background can be an increase or a decrease depending on the
biological parameter and the chemical of interest. In the case of
carbaryl, inhibition of AChE is the toxic effect of concern. Following
exposure to carbaryl, the normal biological activity of the AChE enzyme
is decreased (i.e., the enzyme is inhibited). Thus, when evaluating
BMDs for carbaryl, the Agency is interested in a decrease in AChE
activity compared to normal activity levels, which are also termed
``background'' levels. Measurements of ``background'' AChE activity
levels are usually obtained from animals in experimental studies that
are not treated with the pesticide of interest (i.e., ``negative
control'' animals).
In addition to the BMD, a ``confidence limit'' was also calculated.
Confidence limits express the uncertainty in a BMD that may be due to
sampling and/or experimental error. The lower confidence limit on the
dose used as the BMD is termed the BMDL, which the Agency uses as the
PoD. Use of the BMDL for deriving the PoD rewards better experimental
design and procedures that provide more precise estimates of the BMD,
resulting in tighter confidence intervals. Use of the BMDL also helps
ensure with high confidence (e.g., 95% confidence) that the selected
percentage of AChE inhibition is not exceeded. From the PoD, EPA
calculates the RfD and aPAD.
Numerous scientific peer review panels over the last decade have
supported the Agency's application of the BMD approach as a
scientifically supportable method for deriving PoDs in human health
risk assessment, and as an improvement over the historically applied
approach of using NOAELs or LOAELs. The NOAEL/LOAEL approach does not
account for the variability and uncertainty in the experimental
results, which are due to characteristics of the study design, such as
dose selection, dose spacing, and sample size. With the BMD approach,
all the dose response data are used to derive a PoD. Moreover, the
response level used for setting regulatory limits can vary based on the
chemical and/or type of toxic effect (Refs. 12, 13, 14, and 15).
Specific to carbaryl and other NMCs, the FIFRA SAP has reviewed and
supported the statistical methods used by the Agency to derive BMDs and
BMDLs on two occasions, February 2005 and August 2005 (Refs. 14 and
15).
IV. Carbaryl Tolerances
A. Regulatory Background
Carbaryl is a carbamate insecticide and molluscide that was first
registered in 1959 for use on cotton. Carbaryl has many trade names,
but is most commonly known as Sevin[reg]. In 1980, the Agency published
a position document summarizing its conclusions from a Special Review
of carbaryl, and concluded that risk concerns, particularly those
related to teratogenicity, did not warrant cancellation of the
registration for carbaryl. A Registration Standard, issued for carbaryl
in 1984 and revised
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in 1988, described the terms and conditions for continued registration
of carbaryl. At the time carbaryl was assessed for purposes of
reregistration, carbaryl was registered for use on over 400
agricultural and non-agricultural use sites, and there were more than
140 tolerances for carbaryl in the Code of Federal Regulations (40 CFR
180.169). For example, carbaryl was registered for domestic outdoor
uses on lawns and gardens, and indoors in kennels and on pet sleeping
quarters. It was also registered for direct application to cats and
dogs (collar, powder, and dip) to control fleas and ticks.
EPA completed an IRED for carbaryl on June 30, 2003 (2003 IRED).
The Agency amended the IRED on October 22, 2004 (2004 Amended IRED),
and published a formal Notice of Availability for the document, which
provided for a 60-day public comment period (Ref. 16). EPA received
numerous comments on the carbaryl IRED, including the NRDC petition
requesting that EPA cancel all carbaryl registrations and revoke all
tolerances. The Agency published a Notice of Receipt for the petition
in the Federal Register, which provided a public comment period.
Petition to Revoke or Modify Tolerances Established for Carbaryl;
Notice of Availability, 70 FR 16281 (March 30, 2005). The mitigation
detailed in the 2004 Amended IRED for residential uses included:
canceling liquid broadcast applications to home lawns pending EPA
review of pharmacokinetic data to refine post-application risk
estimates; home garden/ornamental dust products must be packaged in
ready-to-use shaker can containers, with no more than 0.05 lbs. active
ingredient per container; cancellation of the following uses and
application methods: all pet uses (dusts and liquids) except collars,
aerosol products for various uses, belly grinder applications of
granular and bait products for lawns, hand applications of granular and
bait products for ornamentals and gardens.
On March 9, 2005, EPA issued a cancellation order for the liquid
broadcast use of carbaryl on residential turf to address post-
application risk to toddlers (Ref. 17). In March 2005, EPA also issued
generic and product-specific DCIs for carbaryl. The carbaryl generic
DCI required several studies of the active ingredient carbaryl,
including additional toxicology, worker exposure monitoring, and
environmental fate data. The product-specific DCI required acute
toxicity and product chemistry data for all pesticide products
containing carbaryl; these data are being used for product labeling.
EPA has received numerous studies in response to these DCIs, and, where
appropriate, these studies were considered in the tolerance
reassessment.
In response to the DCIs, many carbaryl registrants chose to
voluntarily cancel their carbaryl products, rather than revise their
labels or conduct studies to support these products. EPA published a
notice of receipt of this request in the Federal Register on October
28, 2005 (70 FR 62112), followed by a cancellation order issued on July
3, 2006. One technical registrant, Burlington Scientific, chose to
cancel their technical product, leaving Bayer CropScience (Bayer) as
the sole technical registrant for carbaryl. Approximately two-thirds of
all of the carbaryl products registered at the time of the 2003 IRED
have been canceled through this process.
In addition, Bayer, the sole remaining technical registrant
responsible for developing data, requested waivers of required exposure
monitoring or residue studies because these use scenarios are not on
any Bayer technical or product labels or were to be deleted from Bayer
labels: carbaryl use in or on pea and bean, succulent shelled (subgroup
6B); millet; wheat; pre-plant root dip for sweet potato; pre-plant root
dip/drench fpr nursery stocks, vegetable transplants, bedding plants,
and foliage plants; use of granular formulations on leafy vegetables
(except Brassica); ultra low volume (ULV) application for adult
mosquito control; and dust applications in agriculture.
Bayer subsequently requested that all of their carbaryl
registrations bearing any of these uses be amended to delete these
uses; EPA published a Notice of receipt of this request in the Federal
Register on August 20, 2008 (73 FR 49184), and plans to approve Bayer's
request and issue a final order amending these registrations at the end
of the comment period for the Notice. As a consequence, EPA has
notified all affected registrants that these uses and application
methods must be deleted from their carbaryl product labels. EPA has
identified thirty four (34) product labels from 14 registrants (other
than Bayer) bearing these end uses. All of these registrants have
requested that their affected carbaryl product registrations be amended
to delete these uses. EPA published a Notice of receipt of these
requests in the Federal Register on August 20, 2008 and will publish a
second Notice of Receipt of these requests on or about October 8, 2008.
In June 2006, EPA determined that the uses associated with 120 of
the existing carbaryl tolerances are not significant contributors to
the overall NMC cumulative risk and as a result these tolerances will
have no effect on the retention or revocation of other NMC tolerances.
Therefore, EPA considered these 120 tolerances for carbaryl as
reassessed on June 29, 2006, and posted this decision on the internet
site. (See https://www.epa.gov/pesticides/cumulative/carbamates_
commodity.pdf).
Carbaryl is a member of the NMC class of pesticides which share a
common mechanism of toxicity by affecting the nervous system via
cholinesterase inhibition. Specifically, carbaryl is a reversible
inhibitor of AChE. A cumulative risk assessment, which evaluates
exposures based on a common mechanism of toxicity, was conducted to
evaluate risk from food, drinking water, residential use, and other
non-occupational exposures resulting from registered uses of NMC
pesticides, including carbaryl.
In late November 2006, EPA received data from a carbaryl
comparative cholinesterase study, conducted to determine the
comparative sensitivity of adults and offspring to cholinesterase
inhibition by carbaryl. These data were used to revise the FQPA Safety
Factor for carbaryl for the NMC cumulative risk assessment and to
select new toxicology endpoints (PoDs) for the risk assessment. The
Agency determined that it was appropriate to use the new FQPA Safety
Factor and revised PoDs in both the NMC cumulative risk assessment and
the carbaryl-specific human health risk assessment. Because this
necessitated a revision of the carbaryl human health aggregate risk
assessment, EPA also considered additional new data generated in
response to the DCI, new methodologies, and other new information in
performing its most recent assessment of carbaryl and in responding to
this Petition. EPA has thus, in effect, revised the carbaryl single
chemical assessment in response to the issues raised during the public
comment process as well as based upon more recent data and analytical
methods.
On September 26, 2007, EPA issued the NMC cumulative risk
assessment. EPA concluded that the cumulative risks associated with the
NMC pesticides meet the safety standard set forth in section 408(b)(2)
of the FFDCA, provided that the mitigation specified in the NMC
cumulative risk assessment is implemented, such as cancellation of all
uses of carbofuran, termination of methomyl use on grapes, etc. EPA has
therefore terminated the tolerance reassessment process under 408(q) of
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the FFDCA. (See Ref. 18 for additional information).
In conjunction with the NMC cumulative risk assessment, EPA
completed a RED for carbaryl on September 24, 2007 and issued this RED
on October 17, 2007 with a formal Notice of Availability in the Federal
Register (72 FR 58844). In addition to relying on the NMC cumulative
risk assessment to determine that the cumulative effects from exposure
to all NMC residues, including carbaryl, was safe, the carbaryl RED
relied upon the revised assessments and the mitigation that had already
been implemented (e.g., cancellation of pet uses except for collars).
In addition, the RED included additional mitigation with respect to
granular turf products for residential use; namely, that product labels
direct users to water the product in immediately after application.
Subsequently, on August 25, 2008, EPA completed an addendum to the
Carbaryl RED incorporating the results of a revised occupational risk
assessment and modified mitigation measures for the protection of
workers. Elsewhere in this issue of the Federal Register EPA is
announcing the availability of the amendments to the Carbaryl RED.
B. FFDCA Tolerance Reassessment and FIFRA Pesticide Reregistration
As required by the Food Quality Protection Act of 1996, EPA
reassessed the safety of the carbaryl tolerances under the safety
standard established in the FQPA. In the September 2007 RED for
carbaryl, EPA evaluated the human health risks associated with all
currently registered uses of carbaryl and determined that there is a
reasonable certainty that no harm will result from aggregate non-
occupational exposure to the pesticide chemical residue. In making this
determination, EPA considered dietary exposure from food and drinking
water and all other non-occupational sources of pesticide exposure for
which there is reliable information (Ref. 18). The Agency has concluded
that with the adoption of the risk mitigation measures identified in
the NMC cumulative risk assessment, all of the tolerances for carbaryl
meet the safety standard as set forth in section 408(b)(2)(D) of the
FFDCA. Therefore, the tolerances established for residues of carbaryl
in/on raw agricultural commodities were considered reassessed as safe
under section 408(q) of FFDCA, as amended by FQPA, in September 2007.
These findings satisfied EPA's obligation to review the carbaryl
tolerances under the FQPA safety standard.
To implement the carbaryl tolerance reassessment, EPA commenced
with rulemaking in 2008. The Agency published a Notice of proposed
tolerance actions in the May 21, 2008 Federal Register (73 FR 29456).
This proposed rule provided for a 60 day public comment period. No
comments relevant to carbaryl tolerances were received and EPA
published a Notice of final tolerance actions in the September 10, 2008
Federal Register (73 FR 52607). This rule codifies the carbaryl
tolerances in 40 CFR 180.169.
V. The Petition to Revoke Tolerances
NRDC filed a petition dated January 10, 2005 (Petition),
requesting, among other things, that EPA cancel all carbaryl
registrations and revoke all carbaryl tolerances (Ref. 1). In response
to EPA's publication of the Petition pursuant to section 408(d) of the
FFDCA, NRDC resubmitted its Petition and earlier comments in support of
its Petition. (See Docket ID EPA-HQ-OPP-2005-0077-0066).
It should be noted that NRDC's January 10, 2005 submission is in
the form of comments on and requests for changes to the Carbaryl
Interim Reregistration Eligibility Decision published in the Federal
Register on October 27, 2004, 70 FR 62663; (Ref. 16). Nonetheless, in
the introduction to the comments, NRDC included a st